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mutual-funds-and-etfs

Mutual funds and etfs

CIK Ticker Name Date Form
1662991 SEZNL Sezzle Inc. 2024-04-23 17:27:52 DEF 14A
1644419 Northern Lights Fund Trust IV 2024-04-23 17:22:33 DEF 14A
1667011 AIP Arteris, Inc. 2024-04-23 17:22:28 DEF 14A
1482981 COCO Vita Coco Company, Inc. 2024-04-23 17:17:48 DEF 14A
1907982 QBTS-WT D-Wave Quantum Inc. 2024-04-23 17:16:14 DEF 14A
1840502 TBLAW Taboola.com Ltd. 2024-04-23 17:10:56 DEF 14A
1762303 AVHHL AVITA Medical, Inc. 2024-04-23 17:09:34 DEF 14A
1334036 CROX Crocs, Inc. 2024-04-23 17:06:07 DEF 14A
1375205 URG UR-ENERGY INC 2024-04-23 17:05:17 DEF 14A
1564824 ALLK Allakos Inc. 2024-04-23 17:05:06 DEF 14A
836687 SEPARATE ACCOUNT B OF VENERABLE INSURANCE & ANNUITY Co 2024-04-23 17:03:57 497
1720580 ACET Adicet Bio, Inc. 2024-04-23 17:03:54 DEF 14A
1826681 STRCW Palladyne AI Corp. 2024-04-23 17:03:13 DEF 14A
1606163 LMB Limbach Holdings, Inc. 2024-04-23 17:01:52 DEF 14A
1625101 PLSE Pulse Biosciences, Inc. 2024-04-23 16:59:54 DEF 14A
1280776 IMUX IMMUNIC, INC. 2024-04-23 16:48:40 DEF 14A
1388485 FundVantage Trust 2024-04-23 16:48:38 497
1309108 WEX WEX Inc. 2024-04-23 16:47:00 DEF 14A
921738 PENN PENN Entertainment, Inc. 2024-04-23 16:44:24 DEF 14A
1730430 KNSA Kiniksa Pharmaceuticals, Ltd. 2024-04-23 16:36:26 DEF 14A
1488139 AMRC Ameresco, Inc. 2024-04-23 16:34:41 DEF 14A
1951667 CHEETAH NET SUPPLY CHAIN SERVICE INC. 2024-04-23 16:34:04 DEF 14A
1650164 TOST Toast, Inc. 2024-04-23 16:32:57 DEF 14A
1622229 COGT Cogent Biosciences, Inc. 2024-04-23 16:32:57 DEF 14A
1737287 ALLO Allogene Therapeutics, Inc. 2024-04-23 16:31:45 DEF 14A
1459200 ALRM Alarm.com Holdings, Inc. 2024-04-23 16:31:15 DEF 14A
888491 OHI OMEGA HEALTHCARE INVESTORS INC 2024-04-23 16:30:40 DEF 14A
1680367 STTK Shattuck Labs, Inc. 2024-04-23 16:30:29 DEF 14A
708821 PAR PAR TECHNOLOGY CORP 2024-04-23 16:29:24 DEF 14A
1809987 MIR-WT Mirion Technologies, Inc. 2024-04-23 16:26:48 DEF 14A
1824893 SRZNW Surrozen, Inc./DE 2024-04-23 16:25:42 DEF 14A
1845257 LFST LifeStance Health Group, Inc. 2024-04-23 16:25:20 DEF 14A
1992104 PGIM Rock ETF Trust 2024-04-23 16:24:53 497
1867096 XERS Xeris Biopharma Holdings, Inc. 2024-04-23 16:24:37 DEF 14A
1819142 SES-WT SES AI Corp 2024-04-23 16:24:19 DEF 14A
1468748 KOD Kodiak Sciences Inc. 2024-04-23 16:21:52 DEF 14A
1759425 MIRM Mirum Pharmaceuticals, Inc. 2024-04-23 16:20:09 DEF 14A
1770561 CODQL Coronado Global Resources Inc. 2024-04-23 16:19:41 DEF 14A
1235912 CVRX CVRx, Inc. 2024-04-23 16:19:23 DEF 14A
1280784 HCXY Hercules Capital, Inc. 2024-04-23 16:18:15 DEF 14A
1740332 REZI RESIDEO TECHNOLOGIES, INC. 2024-04-23 16:16:13 DEF 14A
1355064 MUTUAL FUND SERIES TRUST 2024-04-23 16:16:00 497
1825590 SL Investment Corp. 2024-04-23 16:15:58 DEF 14A
1509589 CIVI CIVITAS RESOURCES, INC. 2024-04-23 16:15:38 DEF 14A
1844452 IPAXU Intuitive Machines, Inc. 2024-04-23 16:15:33 DEF 14A
1812173 RBOT-WT Vicarious Surgical Inc. 2024-04-23 16:14:42 DEF 14A
1782524 Morgan Stanley Direct Lending Fund 2024-04-23 16:14:12 DEF 14A
1355064 MUTUAL FUND SERIES TRUST 2024-04-23 16:14:00 497
1780201 LVLU Lulu's Fashion Lounge Holdings, Inc. 2024-04-23 16:13:26 DEF 14A
1075531 BKNG Booking Holdings Inc. 2024-04-23 16:13:19 DEF 14A
1790340 IMRX Immuneering Corp 2024-04-23 16:12:53 DEF 14A
1816017 SPIR-WT Spire Global, Inc. 2024-04-23 16:12:30 DEF 14A
1355064 MUTUAL FUND SERIES TRUST 2024-04-23 16:11:36 497
1405495 IDCC InterDigital, Inc. 2024-04-23 16:11:25 DEF 14A
1724521 RCUS Arcus Biosciences, Inc. 2024-04-23 16:08:51 DEF 14A
1672688 ABSI Absci Corp 2024-04-23 16:08:21 DEF 14A
1044777 OSPN OneSpan Inc. 2024-04-23 16:07:40 DEF 14A
1792781 CURV Torrid Holdings Inc. 2024-04-23 16:07:10 DEF 14A
1452937 EXCHANGE TRADED CONCEPTS TRUST 2024-04-23 16:07:10 497
1623526 STOK Stoke Therapeutics, Inc. 2024-04-23 16:06:27 DEF 14A
1393052 VEEV VEEVA SYSTEMS INC 2024-04-23 16:06:10 DEF 14A
1534969 SERA SERA PROGNOSTICS, INC. 2024-04-23 16:06:10 DEF 14A
1754068 ALVR Allovir, Inc. 2024-04-23 16:05:50 DEF 14A
1776661 ADVWW Advantage Solutions Inc. 2024-04-23 16:05:38 DEF 14A
1812364 RLAY Relay Therapeutics, Inc. 2024-04-23 16:05:25 DEF 14A
1743759 CRSR Corsair Gaming, Inc. 2024-04-23 16:05:23 DEF 14A
1535955 LPCN Lipocine Inc. 2024-04-23 16:05:19 DEF 14A
1671584 APVO Aptevo Therapeutics Inc. 2024-04-23 16:05:09 DEF 14A
1043604 JNPR JUNIPER NETWORKS INC 2024-04-23 16:04:10 DEF 14A
1643953 PRPL Purple Innovation, Inc. 2024-04-23 16:03:48 DEF 14A
1751008 APP AppLovin Corp 2024-04-23 16:03:37 DEF 14A
1628063 SRG-PA Seritage Growth Properties 2024-04-23 16:03:27 DEF 14A
1544227 TPST Tempest Therapeutics, Inc. 2024-04-23 16:02:01 DEF 14A
1500435 GPRO GoPro, Inc. 2024-04-23 16:01:59 DEF 14A
1754170 ASLE AerSale Corp 2024-04-23 16:01:18 DEF 14A
849145 HGBL Heritage Global Inc. 2024-04-23 16:00:30 DEF 14A
1943291 Calamos Antetokounmpo Sustainable Equities Trust 2024-04-23 15:05:32 497K
1388485 FundVantage Trust 2024-04-23 15:02:43 497K
1388485 FundVantage Trust 2024-04-23 15:02:12 497
1487428 HTFC Horizon Technology Finance Corp 2024-04-23 15:01:24 DEF 14A
1415726 Innovator ETFs Trust 2024-04-23 14:45:44 497
1901637 USCB USCB FINANCIAL HOLDINGS, INC. 2024-04-23 14:31:20 DEF 14A
792394 VOLUMETRIC FUND INC 2024-04-23 13:49:10 497K
102816 EATON VANCE GROWTH TRUST 2024-04-23 13:32:00 N-CSRS
778365 EATON VANCE MUNICIPALS TRUST 2024-04-23 13:28:58 N-CSRS
1209404 Brighthouse Separate Account Eleven for Variable Annuities 2024-04-23 13:28:49 497
898745 PRINCIPAL FUNDS, INC. 2024-04-23 12:36:46 N-CSRS
225030 AFL CIO HOUSING INVESTMENT TRUST 2024-04-23 12:21:39 497
892071 TCW FUNDS INC 2024-04-23 11:20:49 497K
892071 TCW FUNDS INC 2024-04-23 11:15:56 497K
1537435 TGEN TECOGEN INC. 2024-04-23 11:11:21 DEF 14A
892071 TCW FUNDS INC 2024-04-23 11:09:50 497
2008055 GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2400 2024-04-23 10:48:45 497
819940 BNY Mellon Investment Funds IV, Inc. 2024-04-23 10:31:11 N-CSRS
1627854 DCF BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. 2024-04-23 10:22:45 N-CSRS
1141819 TRUST FOR PROFESSIONAL MANAGERS 2024-04-23 09:47:42 497
351569 ABCB Ameris Bancorp 2024-04-23 09:41:37 DEF 14A
1627475 UPWK UPWORK, INC 2024-04-23 09:15:18 DEF 14A
1058090 CMG CHIPOTLE MEXICAN GRILL INC 2024-04-23 09:01:46 DEF 14A
1280058 BLKB BLACKBAUD INC 2024-04-23 08:42:32 DEF 14A