SC 13G
1
srz9645416v3.txt
TEJON RANCH CO.
UNITED STATES
SECURITIES & EXCHANGE COMMISSION
Washington, D.C. 20549
----------------------
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Tejon Ranch Co.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
879080109
(CUSIP Number)
May 5, 2004
(Date of event which requires filing of this statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule 13G is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
----------------
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act
of 1934 ("Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 20 Pages
CUSIP No. 879080109 13G Page 2 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Smithfield Fiduciary LLC
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 3 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Highbridge International LLC
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 4 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Highbridge Capital Corporation
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
BD
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 5 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Highbridge Capital Management, LLC
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 6 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Glenn Dubin
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
IN
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 7 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Henry Swieca
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
IN
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 8 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Highbridge/Zwirn Special Opportunities Fund, L.P.
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
PN
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 9 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Highbridge/Zwirn Special Opportunities Fund, Ltd.
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands, British West Indies
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
CO
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 10 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
D.B. Zwirn & Co., L.P.
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
PN
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 11 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Zwirn Holdings, LLC
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 12 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
DBZ GP, LLC
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) ERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
OO
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 13 of 20 Pages
-------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE
PERSONS
Daniel B. Zwirn
-------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP **
(a) [X]
(b) [ ]
-------------------------------------------------------------------------------
(3) SEC USE ONLY
-------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES
----------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
1,538,876 (See Item 4(a))
OWNED BY
----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING
----------------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,538,876 (See Item 4(a))
-------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES **
[ ]
-------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.28% (See Item 4(b))
-------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON **
IN
-------------------------------------------------------------------------------
** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 879080109 13G Page 14 of 20 Pages
Item 1.
(a) Name of Issuer
Tejon Ranch Co., a Delaware corporation (the "Company").
(b) Address of Issuer's Principal Executive Offices
P.O. Box 1000
Lebec, California 93243
Item 2(a). Name of Person Filing
Item 2(b). Address of Principal Business Office
Item 2(c). Citizenship
Smithfield Fiduciary LLC
The Cayman Corporate Center
Fourth Floor
27 Hospital Road
Georgetown, Grand Cayman, Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
Highbridge International LLC
The Cayman Corporate Center
Fourth Floor
27 Hospital Road
Georgetown, Grand Cayman, Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
Highbridge Capital Corporation
The Cayman Corporate Center
Fourth Floor
27 Hospital Road
Georgetown, Grand Cayman, Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
Citizenship: Delaware
Glenn Dubin
c/o Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
Citizenship: United States
Henry Swieca
c/o Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
Citizenship: United States
Highbridge/Zwirn Special Opportunities Fund, L.P.
c/o D.B. Zwirn & Co., L.P.
745 Fifth Ave.
18th Floor
CUSIP No. 879080109 13G Page 15 of 20 Pages
New York, New York 10151
Citizenship: Delaware
Highbridge/Zwirn Special Opportunities Fund, Ltd.
c/o Goldman Sachs (Cayman) Trust, Limited
P.O. Box 896
George Town
Harbour Centre, 2nd Floor
Grand Cayman, Cayman Islands, British West Indies
Citizenship: Cayman Islands, British West Indies
D.B. Zwirn & Co., L.P.
745 Fifth Ave.
18th Floor
New York, New York 10151
Citizenship: Delaware
Zwirn Holdings, LLC
c/o D.B. Zwirn & Co., L.P.
745 Fifth Ave.
18th Floor
New York, New York 10151
Citizenship: Delaware
DBZ GP, LLC
c/o D.B. Zwirn & Co., L.P.
745 Fifth Ave.
18th Floor
New York, New York 10151
Citizenship: Delaware
Daniel B. Zwirn
c/o D.B. Zwirn & Co., L.P.
745 Fifth Ave.
18th Floor
New York, New York 10151
Citizenship: United States
Item 2(d) Title of Class of Securities
Common Stock, par value $0.50 per share ("Common Stock")
Item 2(e) CUSIP Number
879080109
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or
(c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C.
78o).
(b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) [ ] Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
CUSIP No. 879080109 13G Page 16 of 20 Pages
(e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this box. [X]
Item 4. Ownership
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
As of the date hereof, each Reporting Person may be deemed the
beneficial owner of (i) 563,098 shares of Common Stock owned by Smithfield
Fiduciary LLC, (ii) 206,340 shares of Common Stock currently issuable to
Smithfield Fiduciary LLC upon exercise of additional investment rights, (iii)
281,549 shares of Common Stock owned by Highbridge/Zwirn Special Opportunities
Fund, L.P., (iv) 103,170 shares of Common Stock currently issuable to
Highbridge/Zwirn Special Opportunities Fund, L.P. upon exercise of additional
investment rights, (v) 281,549 shares of Common Stock owned by Highbridge/Zwirn
Special Opportunities Fund, Ltd. and (vi) 103,170 shares of Common Stock
currently issuable to Highbridge/Zwirn Special Opportunities Fund, Ltd. upon
exercise of additional investment rights.
Highbridge Capital Management, LLC is the trading manager of Highbridge
International LLC and Highbridge Capital Corporation. Glenn Dubin is a Managing
Partner of Highbridge Capital Management, LLC. Henry Swieca is a Managing
Partner of Highbridge Capital Management, LLC. Smithfield Fiduciary LLC is a
wholly-owned subsidiary of Highbridge International LLC which is a wholly-owned
subsidiary of Highbridge Capital Corporation, a broker/dealer.
D.B. Zwirn & Co., L.P. is the trading manager of each of
Highbridge/Zwirn Special Opportunities Fund, Ltd. and Highbridge/Zwirn Special
Opportunities Fund, L.P. and consequently has voting control and investment
discretion over the securities held by each of Highbridge/Zwirn Special
Opportunities Fund, Ltd. and Highbridge/Zwirn Special Opportunities Fund, L.P.
Daniel B. Zwirn is the managing member of and thereby controls Zwirn Holdings,
LLC, which in turn is the managing member of and thereby controls DBZ GP, LLC,
which in turn is the general partner of and thereby controls D.B. Zwirn & Co.,
L.P.
CUSIP No. 879080109 13G Page 17 of 20 Pages
The foregoing should not be construed in and of itself as an admission
by any Reporting Person as to beneficial ownership of shares of Common Stock
owned by another Reporting Person.
(b) Percent of class:
Approximately 9.28% as of the date hereof. (Based on the Company's
Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2004,
there were 15,809,083 shares of Common Stock issued and outstanding as of May
10, 2004. In addition, (i) 206,340 shares of Common Stock are currently issuable
to Smithfield Fiduciary LLC upon exercise of the additional investment rights
referred to in Item 4(a) above, (ii) 103,170 shares of Common Stock are
currently issuable to Highbridge/Zwirn Special Opportunities Fund, L.P. upon
exercise of the additional investment rights referred to in Item 4(a) above and
(iii) 103,170 shares of Common Stock are currently issuable to Highbridge/Zwirn
Special Opportunities Fund, Ltd. upon exercise of the additional investment
rights referred to in Item 4(a) above.)
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote
0
(ii) Shared power to vote or to direct the vote
1,538,876 shares of Common Stock.
(iii) Sole power to dispose or to direct the disposition of
0
(iv) Shared power to dispose or to direct the
disposition of
1,538,876 shares of Common Stock.
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or
Control Person
Not applicable.
Item 8. Identification and Classification of Members of the Group
See Exhibit I.
CUSIP No. 879080109 13G Page 18 of 20 Pages
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below each of the undersigned certifies that, to the best
of its knowledge and belief, the securities referred to above were not acquired
and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
Exhibits:
Exhibit I: Joint Filing Agreement, dated as of May 17, 2004, by and among
Smithfield Fiduciary LLC, Highbridge International LLC, Highbridge Capital
Corporation, Highbridge Capital Management, LLC, Glenn Dubin, Henry Swieca,
Highbridge/Zwirn Special Opportunities Fund, L.P., Highbridge/Zwirn Special
Opportunities Fund, Ltd., D.B. Zwirn & Co., L.P., Zwirn Holdings, LLC, DBZ GP,
LLC and Daniel B. Zwirn
CUSIP No. 879080109 13G Page 19 of 20 Pages
SIGNATURES
After reasonable inquiry and to the best of its knowledge and
belief, each of the undersigned certifies that the information with respect to
it set forth in this statement is true, complete, and correct.
Dated: May 17, 2004
SMITHFIELD FIDUCIARY LLC HIGHBRIDGE INTERNATIONAL LLC
By: /s/ Howard Feitelberg By: /s/ Howard Feitelberg
------------------------- --------------------------
Name: Howard Feitelberg Name: Howard Feitelberg
Title: Director Title: Director
HIGHBRIDGE CAPITAL CORPORATION HIGHBRIDGE CAPITAL MANAGEMENT, LLC
By: /s/ Howard Feitelberg By: /s/ Ronald S. Resnick
------------------------- --------------------------
Name: Howard Feitelberg Name: Ronald S. Resnick
Title: Controller Title: Managing Director
/s/ Glenn Dubin /s/ Henry Swieca
----------------------------- ------------------------------
GLENN DUBIN HENRY SWIECA
HIGHBRIDGE/ZWIRN SPECIAL OPPORTUNITIES HIGHBRIDGE/ZWIRN SPECIAL
FUND, L.P. OPPORTUNITIES FUND, Ltd.
By: D.B. Zwirn & Co., L.P. By: D.B. Zwirn & Co., L.P.
By: DBZ GP, LLC, By: DBZ GP, LLC,
its General Partner its General Partner
By: Zwirn Holdings, LLC, By: Zwirn Holdings, LLC,
its Managing Member its Managing Member
By: /s/ Daniel B. Zwirn By: /s/ Daniel B. Zwirn
------------------------- --------------------------
Name: Daniel B. Zwirn Name: Daniel B. Zwirn
Title: Managing Member Title: Managing Member
D.B. ZWIRN & CO., L.P. ZWIRN HOLDINGS, LLC
By: DBZ GP, LLC,
its General Partner
By: Zwirn Holdings, LLC, By: /s/ Daniel B. Zwirn
its Managing Member --------------------------
Name: Daniel B. Zwirn
Title: Managing Member
By: /s/ Daniel B. Zwirn
-------------------------
Name: Daniel B. Zwirn
Title: Managing Member
DBZ GP, LLC
By: Zwirn Holdings, LLC,
its Managing Member /s/ Daniel B. Zwirn
------------------------------
By: /s/ Daniel B. Zwirn DANIEL B. ZWIRN
-------------------------
Name: Daniel B. Zwirn
Title: Managing Member
CUSIP No. 879080109 13G Page 20 of 20 Pages
EXHIBIT I
JOINT FILING AGREEMENT
This will confirm the agreement by and among the undersigned that the Schedule
13G filed with the Securities and Exchange Commission on or about the date
hereof with respect to the beneficial ownership by the undersigned of the Common
Stock, $0.50 par value, of Tejon Ranch Co., a Delaware corporation, is being
filed, and all amendments thereto will be filed, on behalf of each of the
persons and entities named below in accordance with Rule 13d-1(k) under the
Securities Exchange Act of 1934, as amended. This Agreement may be executed in
two or more counterparts, each of which shall be deemed an original, but all of
which together shall constitute one and the same instrument.
Dated as of May 17, 2004
SMITHFIELD FIDUCIARY LLC HIGHBRIDGE INTERNATIONAL LLC
By: /s/ Howard Feitelberg By: /s/ Howard Feitelberg
------------------------- --------------------------
Name: Howard Feitelberg Name: Howard Feitelberg
Title: Director Title: Director
HIGHBRIDGE CAPITAL CORPORATION HIGHBRIDGE CAPITAL MANAGEMENT, LLC
By: /s/ Howard Feitelberg By: /s/ Ronald S. Resnick
------------------------- --------------------------
Name: Howard Feitelberg Name: Ronald S. Resnick
Title: Controller Title: Managing Director
/s/ Glenn Dubin /s/ Henry Swieca
----------------------------- ------------------------------
GLENN DUBIN HENRY SWIECA
HIGHBRIDGE/ZWIRN SPECIAL OPPORTUNITIES HIGHBRIDGE/ZWIRN SPECIAL
FUND, L.P. OPPORTUNITIES FUND, Ltd.
By: D.B. Zwirn & Co., L.P. By: D.B. Zwirn & Co., L.P.
By: DBZ GP, LLC, By: DBZ GP, LLC,
its General Partner its General Partner
By: Zwirn Holdings, LLC, By: Zwirn Holdings, LLC,
its Managing Member its Managing Member
By: /s/ Daniel B. Zwirn By: /s/ Daniel B. Zwirn
------------------------- --------------------------
Name: Daniel B. Zwirn Name: Daniel B. Zwirn
Title: Managing Member Title: Managing Member
D.B. ZWIRN & CO., L.P. ZWIRN HOLDINGS, LLC
By: DBZ GP, LLC,
its General Partner
By: Zwirn Holdings, LLC, By: /s/ Daniel B. Zwirn
its Managing Member --------------------------
Name: Daniel B. Zwirn
Title: Managing Member
By: /s/ Daniel B. Zwirn
-------------------------
Name: Daniel B. Zwirn
Title: Managing Member
DBZ GP, LLC
By: Zwirn Holdings, LLC,
its Managing Member /s/ Daniel B. Zwirn
------------------------------
By: /s/ Daniel B. Zwirn DANIEL B. ZWIRN
-------------------------
Name: Daniel B. Zwirn
Title: Managing Member