Form X-17A-5 Filer Information

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE

Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder

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FORM X-17A-5

OMB Number: 3235-0123, 3235-0749

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK

0000949002

Filer CCC

XXXXXXXX

Is this a LIVE or TEST Filing?

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LIVE

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TEST

Would you like a Return Copy?

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Is this an electronic copy of an official filing submitted in paper format?

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Confirming Broker Dealer Copy File Number

Confirming Security-Based Swap Entity Copy File Number

Submission Contact Information

Name

Phone

E-Mail Address

Notify via Filing Website only?

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X-17A-5: Submission Information

Report for the Period Beginning

07-01-2024

and Ending

06-30-2025

Type of Registrant

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Broker-dealer

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Security-based swap dealer

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Major security-based swap participant

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OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

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Yes

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No

X-17A-5: A. Registrant Identification

Name of Firm

HEIM, YOUNG & ASSOCIATES, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

1256 E. KINGSLEY ST

City

SPRINGFIELD

State/Country

MISSOURI

Mailing Zip/ Portal Code

65804-7211

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Trinity Y. Lee

Telephone Number

888-708-6904

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Davila Advisory, LLC

Address 1

10135 Manchester Rd. Ste 206

City

St. Louis

State/Country

MISSOURI

Mailing Zip/ Postal Code

63122

Check One

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Certified Public Accountant
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Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Trinity Y. Lee, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of HEIM, YOUNG & ASSOCIATES, INC., as of 06-30-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Trinity Y. Lee

Title

President

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

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