Form X-17A-5 Filer Information

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE

Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder

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FORM X-17A-5/A

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X-17A-5/A: Filer Information

Filer CIK

0000945936

Filer CCC

XXXXXXXX

Is this a LIVE or TEST Filing?

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LIVE

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TEST

Would you like a Return Copy?

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Is this an electronic copy of an official filing submitted in paper format?

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Confirming Broker Dealer Copy File Number

Confirming Security-Based Swap Entity Copy File Number

Submission Contact Information

Name

Phone

E-Mail Address

Notify via Filing Website only?

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X-17A-5/A: Submission Information

Report for the Period Beginning

01-01-2023

and Ending

12-31-2023

Type of Registrant

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Broker-dealer

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Security-based swap dealer

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Major security-based swap participant

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OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

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Yes

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No

Please describe what information is being amended with this filing.

The FINRA coordinator requested that the auditors include this in their opinion letter. The opinion and subsequent event date are the only things that changed in this version. We had been in settlement discussions with the SEC on a BI matter since My of 2023. We received a settlement offer in late March 2024. Our annual independent audit was open until March 31. We accrued the settlement as of Dec 31, 2023.

X-17A-5/A: A. Registrant Identification

Name of Firm

MOLONEY SECURITIES CO., INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

13537 BARRETT PARKWAY DRIVE

Address 2

#300

City

MANCHESTER

State/Country

MISSOURI

Mailing Zip/ Portal Code

63021

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Don Hancock

Telephone Number

314-909-0600

X-17A-5/A: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Holt & Patterson, LLC

Address 1

260 Chesterfield Industrial Blvd

City

Chesterfield

State/Country

MISSOURI

Mailing Zip/ Postal Code

63005

Check One

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Certified Public Accountant
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Certified Public Accountant not resident in United States or any of its possessions

X-17A-5/A: Signature

Oath or Affirmation

I, Don Hancock, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of MOLONEY SECURITIES CO., INC., as of 12-31-2023, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Don Hancock

Title

CEO

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

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