CUSIP No. | 04216R 102 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Delta Dental Plan of Michigan, Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Michigan | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
1,265,802 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
1,265,802 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,265,802 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
12.7% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
ITEM 11 - This ownership percentage is based on 9,960,078 shares of the issuer’s common stock outstanding on May 9, 2019, as reported in the issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on May 10, 2019. |
CUSIP No. | 04216R 102 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Renaissance Holding Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Michigan | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
1,265,802 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
1,265,802 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,265,802 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
12.7% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
ITEM 11 - This ownership percentage is based on 9,960,078 shares of the issuer’s common stock outstanding on May 9, 2019, as reported in the issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on May 10, 2019. |
(a) | Name
of Issuer |
Armata Pharmaceuticals, Inc. |
(b) | Address
of Issuer’s Principal Executive Offices |
4503 Glencoe Avenue
Marina del Rey, California 90292 |
(a) | Name
of Person Filing |
(1) | Delta Dental Plan of Michigan, Inc. | ||
(2) | Renaissance Holding Company | ||
(b) | Address
of Principal Business Office or, if none, Residence |
(1) | Delta Dental Plan of Michigan, Inc. 4100 Okemos Road Okemos MI 48864 |
(2) | Renaissance Holding Company 4100 Okemos Road Okemos MI 48864 |
(c) | Citizenship |
(1) | Delta Dental Plan of Michigan, Inc.: Delta Dental Plan of Michigan, Inc. is a corporation organized under the law of the State of Michigan. |
(2) | Renaissance Holding Company: Renaissance Holding Company is a corporation organized under the law of the State of Michigan. |
(d) | Title
of Class of Securities |
Common Stock, par value $0.01 per share |
(e) | CUSIP
Number |
04216R 102 |
Item
3. | If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a: |
(a) | o | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
(d) | o | Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8). |
(e) | o | An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
(g) | o | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
(h) | o | A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
(i) | o | A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | o | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). |
(k) | o |
A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
|
Item
4. | Ownership. |
(a) |
Amount beneficially owned:
|
(1) | Delta Dental Plan of Michigan, Inc.: 1,265,802 |
(2) | Renaissance Holding Company: 1,265,802 |
(b) |
Percent of class: |
(1) | Delta Dental Plan of Michigan, Inc.: 12.70% |
(2) | Renaissance Holding Company: 12.70% |
(c) | Number
of shares as to which the person has: |
(i) |
Sole power to vote or to direct the vote:
|
(1) | Delta Dental Plan of Michigan, Inc.: 0 |
(2) | Renaissance Holding Company: 0 |
(ii) |
Shared power to vote or to direct the vote:
|
(1) | Delta Dental Plan of Michigan, Inc.: 1,265,802 |
(2) | Renaissance Holding Company: 1,265,802 |
(iii) |
Sole power to dispose or to direct the disposition of:
|
(1) | Delta Dental Plan of Michigan, Inc.: 0 |
(2) | Renaissance Holding Company: 0 |
(iv) |
Shared power to dispose or to direct the disposition of:
|
(1) | Delta Dental Plan of Michigan, Inc.: 1,265,802 |
(2) | Renaissance Holding Company: 1,265,802 |
Item
5. | Ownership
of Five Percent or Less of a Class |
Item
6. | Ownership
of More than Five Percent on Behalf of Another Person. |
Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company |
Item
8. | Identification
and Classification of Members of the Group |
Item
9. | Notice
of Dissolution of Group |
Item
10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11. |
Delta Dental Plan of Michigan, Inc. | |||
Date:
May 15, 2019 | By:
| /s/ Sue Jenkins | |
Name: Sue Jenkins | |||
Title: Vice President and General Counsel | |||
Renaissance Holding Company | |||
Date:
May 15, 2019 | By:
| /s/ Sue Jenkins | |
Name: Sue Jenkins | |||
Title: Vice President and General Counsel | |||
Footnotes: | ITEM 2(a)(2) - Delta Dental Plan of Michigan, Inc. owns, directly or indirectly, approximately 68% of the outstanding common stock of Renaissance Holding Company.
ITEM 4(b) - This ownership percentage is based on 9,960,078 shares of the issuer’s common stock outstanding on May 9, 2019, as reported in the issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on May 10, 2019. |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |