13F-HR
1
form13f12312012.txt
Q42012 FORM 13F
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check Here if Amendment [ ] Amendment Number:
--------
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Middleton & Company, Inc.
Address: 600 Atlantic Avenue, 18th Floor
Boston, MA 02210
Form 13F File Number: 28-04180
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this form.
Person signing this report on behalf of reporting manager:
Name: Maria McCormack
Title: Chief Compliance Officer
Phone: 617 357-5101
Signature, Place, and Date of Signing:
Maria McCormack Boston, MA 02210 February 8, 2013
---------------- ----------------- ---------------
[Signature] City, State] [Date]
Report Type:
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
I am signing this report as required by the Securities Exchange Act of 1934.
< PAGE >
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
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FORM 13F INFORMATION TABLE ENTRY TOTAL: 186
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FORM 13F INFORMATION TABLE VALUE TOTAL: $311,633
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(in thousands)
LIST OF OTHER INCLUDED MANAGERS:
None.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 462 4975 SH SOLE 4975 0 0
A T & T INC COM 00206R102 1106 32814 SH SOLE 32814 0 0
A T & T INC COM 00206R102 30 900 SH OTHER 0 0 900
ABBOTT LABS COM 002824100 1815 27707 SH SOLE 27707 0 0
ABBOTT LABS COM 002824100 10 150 SH OTHER 0 0 150
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 211 3170 SH SOLE 3170 0 0
AIR PRODS & CHEMS INC COM 009158106 603 7179 SH SOLE 7179 0 0
AIR PRODS & CHEMS INC COM 009158106 18 220 SH OTHER 0 0 220
AIRGAS INC COM 009363102 317 3470 SH SOLE 3470 0 0
AMAZON COM INC COM 023135106 3670 14630 SH SOLE 14630 0 0
AMAZON COM INC COM 023135106 1 5 SH OTHER 0 0 5
AMERICAN EXPRESS CO COM 025816109 6656 115791 SH SOLE 115791 0 0
AMERICAN EXPRESS CO COM 025816109 3 45 SH OTHER 0 0 45
AMERICAN TOWER CORP COM 03027X100 1391 18008 SH SOLE 18008 0 0
APACHE CORP COM 037411105 2678 34118 SH SOLE 34118 0 0
APACHE CORP COM 037411105 2 20 SH OTHER 0 0 20
APPLE INC COM 037833100 12105 22746 SH SOLE 22746 0 0
APPLE INC COM 037833100 3 5 SH OTHER 0 0 5
ASTEX PHARMACEUTICALS INC COM 04624B103 181 62310 SH SOLE 62310 0 0
AUTOMATIC DATA PROCESSING INC COM 053015103 216 3798 SH SOLE 3798 0 0
BED BATH & BEYOND INC COM 075896100 3801 67982 SH SOLE 67982 0 0
BED BATH & BEYOND INC COM 075896100 1 20 SH OTHER 0 0 20
BERKSHIRE HATHAWAY INC DEL CL A 084670108 402 3 SH SOLE 3 0 0
BERKSHIRE HATHAWAY INC DEL CL B 084670702 217 2420 SH SOLE 2420 0 0
BHP BILLITON LTD SPONSORED ADR 088606108 1071 13651 SH SOLE 13651 0 0
BLACKROCK INC COM 09247X101 343 1660 SH SOLE 1660 0 0
BORG WARNER INC COM 099724106 4692 65514 SH SOLE 65514 0 0
BORG WARNER INC COM 099724106 1 20 SH OTHER 0 0 20
BOSTON PRIVATE FINL HLDGS INC COM 101119105 150 16615 SH SOLE 16615 0 0
C H ROBINSON WORLDWIDE INC COM 12541W209 916 14487 SH SOLE 14487 0 0
C H ROBINSON WORLDWIDE INC COM 12541W209 13 200 SH OTHER 0 0 200
C R BARD INC COM 067383109 577 5905 SH SOLE 5905 0 0
CERNER CORP COM 156782104 2977 38414 SH SOLE 38414 0 0
CERNER CORP COM 156782104 1 15 SH OTHER 0 0 15
CHEVRON CORP COM 166764100 8229 76093 SH SOLE 76093 0 0
CHEVRON CORP COM 166764100 35 320 SH OTHER 0 0 320
CHICAGO BRIDGE & IRON CO N Y REGISTRY SH 167250109 502 10830 SH SOLE 10830 0 0
CISCO SYS INC COM 17275R102 301 15300 SH SOLE 15300 0 0
CISCO SYS INC COM 17275R102 15 750 SH OTHER 0 0 750
CITIGROUP INC COM 172967424 4209 106395 SH SOLE 106395 0 0
CITIGROUP INC COM 172967424 1 25 SH OTHER 0 0 25
COCA COLA CO COM 191216100 882 24341 SH SOLE 24341 0 0
COLGATE PALMOLIVE CO COM 194162103 3374 32278 SH SOLE 32278 0 0
CORE LABORATORIES N V COM N22717107 2874 26289 SH SOLE 26289 0 0
CORE LABORATORIES N V COM N22717107 2 20 SH OTHER 0 0 20
COSTCO WHSL CORP COM 22160K105 5138 52042 SH SOLE 52042 0 0
CVS CAREMARK CORP COM 126650100 650 13440 SH SOLE 13440 0 0
DANAHER CORP DEL COM 235851102 8949 160093 SH SOLE 160093 0 0
DANAHER CORP DEL COM 235851102 25 450 SH OTHER 0 0 450
DARDEN RESTAURANTS INC COM 237194105 3659 81186 SH SOLE 81186 0 0
DARDEN RESTAURANTS INC COM 237194105 25 545 SH OTHER 0 0 545
DEERE & CO COM 244199105 367 4245 SH SOLE 4245 0 0
DEVON ENERGY CORP COM 25179M103 427 8208 SH SOLE 8208 0 0
DOMINION RESOURCES INC VA COM 25746U109 391 7550 SH SOLE 7550 0 0
DOVER CORP COM 260003108 241 3666 SH SOLE 3666 0 0
DUKE ENERGY CORP COM 26441C204 361 5652 SH SOLE 5652 0 0
DUNKIN BRANDS GROUP INC COM 265504100 1969 59348 SH SOLE 59348 0 0
DUPONT E I NEMOURS & CO COM 263534109 555 12348 SH SOLE 12348 0 0
E M C CORP COM 268648102 305 12071 SH SOLE 12071 0 0
EMERSON ELECTRIC CO COM 291011104 258 4869 SH SOLE 4869 0 0
ENTERPRISE PRODS PARTNERS COM 293792107 513 10235 SH SOLE 10235 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 6027 111608 SH SOLE 111608 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 3 50 SH OTHER 0 0 50
EXXON MOBIL CORP COM 30231G102 17201 198737 SH SOLE 198737 0 0
EXXON MOBIL CORP COM 30231G102 2 20 SH OTHER 0 0 20
FACTSET RESH SYS INC COM 303075105 427 4852 SH SOLE 4852 0 0
FACTSET RESH SYS INC COM 303075105 13 150 SH OTHER 0 0 150
FIRST REP BK SAN FRAN CALI COM 33616C100 4580 139720 SH SOLE 139720 0 0
FIRST REP BK SAN FRAN CALI COM 33616C100 2 55 SH OTHER 0 0 55
FREEPORT MCMORAN COPPER&GOLD COM 35671D857 1534 44864 SH SOLE 44864 0 0
FREEPORT MCMORAN COPPER&GOLD COM 35671D857 1 35 SH OTHER 0 0 35
FRESH MKT INC COM 35804H106 1997 41525 SH SOLE 41525 0 0
GENERAL ELECTRIC CO COM 369604103 8336 397162 SH SOLE 397162 0 0
GENERAL ELECTRIC CO COM 369604103 68 3235 SH OTHER 0 0 3235
GOOGLE INC CL A 38259P508 5010 7083 SH SOLE 7083 0 0
GOOGLE INC CL A 38259P508 14 20 SH OTHER 0 0 20
HOME DEPOT INC COM 437076102 445 7195 SH SOLE 7195 0 0
HONEYWELL INTL INC COM 438516106 688 10839 SH SOLE 10839 0 0
IBM COM 459200101 1917 10009 SH SOLE 10009 0 0
IHS INC CL A 451734107 5151 53653 SH SOLE 53653 0 0
IHS INC CL A 451734107 2 25 SH OTHER 0 0 25
ILLUMINA INC COM 452327109 450 8100 SH SOLE 8100 0 0
INFORMATICA CORP COM 45666Q102 1918 63245 SH SOLE 63245 0 0
INFORMATICA CORP COM 45666Q102 4 120 SH OTHER 0 0 120
INTEL CORP COM 458140100 876 42494 SH SOLE 42494 0 0
INTEL CORP COM 458140100 23 1100 SH OTHER 0 0 1100
INTUIT INC COM 461202103 5929 99685 SH SOLE 99685 0 0
INTUIT INC COM 461202103 2 40 SH OTHER 0 0 40
INTUITIVE SURGICAL INC COM 46120E602 1211 2470 SH SOLE 2470 0 0
ISHARES TR CORE S&PMCP ETF 464287507 6087 59850 SH SOLE 59850 0 0
ISHARES TR CORE S&PSCP ETF 464287804 3927 50288 SH SOLE 50288 0 0
ISHARES TR FTSE CHINA25 IDX464287184 1117 27625 SH SOLE 27625 0 0
ISHARES TR FTSE CHINA25 IDX464287184 24 600 SH OTHER 0 0 600
ISHARES TR MSCI CDA IDX 464286509 227 8010 SH SOLE 8010 0 0
ISHARES INC MSCI GERMAN 464286806 3960 160318 SH SOLE 160318 0 0
ISHARES INC MSCI GERMAN 464286806 2 100 SH OTHER 0 0 100
ISHARES INC MSCI S KOREA 464286772 2589 40865 SH SOLE 40865 0 0
ISHARES INC MSCI S KOREA 464286772 3 45 SH OTHER 0 0 45
ISHARES TR MSCI EMERG MKTS 464287234 9676 218182 SH SOLE 218182 0 0
ISHARES TR MSCI EAFE IDX 464287465 3214 56530 SH SOLE 56530 0 0
ISHARES TR RUSSELL 2000 464287655 402 4765 SH SOLE 4765 0 0
ISHARES TR RUSSELL MIDCAP 464287499 1018 9000 SH SOLE 9000 0 0
ISHARES TR RUSSELL1000GRW 464287614 448 6840 SH SOLE 6840 0 0
ISHARES TR RUSSELL1000VAL 464287598 224 3075 SH SOLE 3075 0 0
ISHARES TR S&P LTN AM 40 464287390 3217 73390 SH SOLE 73390 0 0
ISHARES TR S&P LTN AM 40 464287390 2 50 SH OTHER 0 0 50
JOHNSON & JOHNSON COM 478160104 2500 35664 SH SOLE 35664 0 0
JP MORGAN CHASE & CO COM 46625H100 1556 35391 SH SOLE 35391 0 0
JP MORGAN CHASE & CO COM 46625H100 18 400 SH OTHER 0 0 400
KINDER MORGAN INC DEL COM 49456B101 1772 50153 SH SOLE 50153 0 0
KINDER MORGAN INC DEL COM 49456B101 70 1975 SH OTHER 0 0 1975
KRAFT FOODS GROUP INC COM 50076Q106 1149 25263 SH SOLE 25263 0 0
KRAFT FOODS GROUP INC COM 50076Q106 33 725 SH OTHER 0 0 725
MASTERCARD INC CL A 57636Q104 231 470 SH SOLE 470 0 0
MEDTRONIC INC COM 585055106 233 5680 SH SOLE 5680 0 0
MERCK & CO COM 58933Y105 230 5623 SH SOLE 5623 0 0
MICROSOFT CORP COM 594918104 656 24545 SH SOLE 24545 0 0
MICROSOFT CORP COM 594918104 21 800 SH OTHER 0 0 800
MONSANTO CO COM 61166W101 256 2700 SH SOLE 2700 0 0
NETAPP INC COM 64110D104 1025 30560 SH SOLE 30560 0 0
NEXTERA ENERGY INC COM 65339F101 277 4000 SH SOLE 4000 0 0
NIKE INC CL B 654106103 6021 116680 SH SOLE 116680 0 0
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 753 21626 SH SOLE 21626 0 0
NORDSTROM INC COM 655664100 349 6525 SH SOLE 6525 0 0
NORTHERN TR CORP COM 665859104 347 6926 SH SOLE 6926 0 0
ORACLE CORP COM 68389X105 211 6334 SH SOLE 6334 0 0
PAYCHEX INC COM 704326107 885 28460 SH SOLE 28460 0 0
PAYCHEX INC COM 704326107 26 825 SH OTHER 0 0 825
PEPSICO INC COM 713448108 4158 60767 SH SOLE 60767 0 0
PEPSICO INC COM 713448108 38 550 SH OTHER 0 0 550
PFIZER INC COM 717081103 427 17045 SH SOLE 17045 0 0
PLUM CREEK TIMBER CO INC COM 729251108 1078 24290 SH SOLE 24290 0 0
PNC FINL SVCS GROUP INC COM 693475105 4743 81334 SH SOLE 81334 0 0
PRAXAIR INC COM 74005P104 4212 38487 SH SOLE 38487 0 0
PRICE T ROWE GROUP INC COM 74144T108 4724 72545 SH SOLE 72545 0 0
PRICE T ROWE GROUP INC COM 74144T108 1 20 SH OTHER 0 0 20
PROCTER & GAMBLE CO COM 742718109 2662 39208 SH SOLE 39208 0 0
PROCTER & GAMBLE CO COM 742718109 20 300 SH OTHER 0 0 300
QUALCOMM INC COM 747525103 6114 98829 SH SOLE 98829 0 0
QUALCOMM INC COM 747525103 17 275 SH OTHER 0 0 275
ROCKWELL AUTOMATION INC COM 773903109 225 2675 SH SOLE 2675 0 0
ROPER INDS INC NEW COM 776696106 4743 42549 SH SOLE 42549 0 0
ROPER INDS INC NEW COM 776696106 2 20 SH OTHER 0 0 20
ROYAL DUTCH SHELL PLC SPONS ADR 780259206 1219 17679 SH SOLE 17679 0 0
ROYAL DUTCH SHELL PLC SPONS ADR 780259206 38 550 SH OTHER 0 0 550
SCHLUMBERGER LTD COM 806857108 2022 29177 SH SOLE 29177 0 0
SOUTHERN CO COM 842587107 1705 39835 SH SOLE 39835 0 0
SOUTHERN CO COM 842587107 72 1675 SH OTHER 0 0 1675
SPDR GOLD TRUST GOLD SHS 78463V107 603 3720 SH SOLE 3720 0 0
SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 2012 25962 SH SOLE 25962 0 0
SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 1509 20305 SH SOLE 20305 0 0
SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 243 3275 SH SOLE 3275 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 334 1800 SH SOLE 1800 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1291 9065 SH SOLE 9065 0 0
SPECTRA ENERGY CORP COM 847560109 253 9255 SH SOLE 9255 0 0
STANLEY BLACK & DECKER INC COM 854502101 4427 59850 SH SOLE 59850 0 0
STARWOOD HOTELS & RESORTS WRLD COM 85590A401 3841 66968 SH SOLE 66968 0 0
STARWOOD HOTELS & RESORTS WRLD COM 85590A401 2 35 SH OTHER 0 0 35
STATE STREET CORP COM 857477103 545 11596 SH SOLE 11596 0 0
STRYKER CORP COM 863667101 3693 67365 SH SOLE 67365 0 0
STRYKER CORP COM 863667101 2 40 SH OTHER 0 0 40
TARGET CORP COM 87612E106 220 3710 SH SOLE 3710 0 0
TECO ENERGY INC COM 872375100 184 11000 SH SOLE 11000 0 0
TORONTO DOMINION BK ONT COM 891160509 312 3700 SH SOLE 3700 0 0
U S BANCORP DEL COM 902973304 379 11870 SH SOLE 11870 0 0
UNION PACIFIC CORP COM 907818108 5603 44567 SH SOLE 44567 0 0
UNION PACIFIC CORP COM 907818108 3 20 SH OTHER 0 0 20
UNITED PARCEL SERVICE INC CL B 911312106 3738 50702 SH SOLE 50702 0 0
UNITED PARCEL SERVICE INC CL B 911312106 14 185 SH OTHER 0 0 185
UNITED TECHNOLOGIES CORP COM 913017109 7793 95023 SH SOLE 95023 0 0
UNITED TECHNOLOGIES CORP COM 913017109 20 245 SH OTHER 0 0 245
UNITED TECHNOLOGIES CORP UNIT 99/99/9999 913017117 680 12200 SH SOLE 12200 0 0
VANGUARD INTL EQUITY INDEX MSCI EMRMKT ETF 922042858 3614 81165 SH SOLE 81165 0 0
VANGUARD INTL EQUITY INDEX MSCI EMRMKT ETF 922042858 3 75 SH OTHER 0 0 75
VERIZON COMMUNICATIONS INC COM 92343V104 958 22129 SH SOLE 22129 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 85 1975 SH OTHER 0 0 1975
VISA INC COM CL A 92826C839 6831 45068 SH SOLE 45068 0 0
VISA INC COM CL A 92826C839 24 160 SH OTHER 0 0 160
VODAFONE GROUP PLC COM 92857W209 423 16798 SH SOLE 16798 0 0
WATERS CORP COM 941848103 4078 46804 SH SOLE 46804 0 0
WATERS CORP COM 941848103 1 10 SH OTHER 0 0 10
WEATHERFORD INTERNATIONAL LTD COM H27013103 222 19850 SH SOLE 19850 0 0
WELLS FARGO & CO COM 949746101 5328 155893 SH SOLE 155893 0 0
WELLS FARGO & CO COM 949746101 19 550 SH OTHER 0 0 550
YUM BRANDS INC COM 988498101 4640 69880 SH SOLE 69880 0 0
YUM BRANDS INC COM 988498101 2 25 SH OTHER 0 0 25