N-PX 1 fp0084439-1_npx.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-08360

 

GUINNESS ATKINSON FUNDS

 

(Exact name of registrant as specified in charter)

 

                                          251 South Lake Avenue, Suite 800, Pasadena, CA 91101
                                       (Address of principal executive offices) (Zip code)

 

James J. Atkinson Jr. 

251 South Lake Avenue, Suite 800, Pasadena, CA 91101

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (800) 915-6566

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2022 to June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 

 

ITEM 1. PROXY VOTING RECORD.

 

Form N-PX Proxy Voting Record
Fund Name: Guinness Atkinson Alternative Energy Fund
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 1 Accounts and Reports Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 10 Elect Stephen Oxley Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 11 Elect Patrick W. Thomas Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 12 Elect Doug Webb Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 13 Appointment of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 14 Authority to Set Auditor's Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 15 Authorisation of Political Donations Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 16 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 17 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 19 Authority to Repurchase Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 2 Remuneration Report Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 20 Authority to Set General Meeting Notice Period at 14 Days Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 3 Final Dividend Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 4 Elect Liam Condon Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 5 Elect Rita Forst Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 6 Elect Jane Griffiths Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 7 Elect Xiaozhi Liu Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 8 Elect Chris Mottershead Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 9 Elect John O'Higgins Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 8/12/2022 1 Authority to Issue Super Short-term Commercial Papers  Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 9/22/2022 1 Provision of Guarantee for Joint and Several Liability for Huihai Financial Leasing Co., Ltd. Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 9/22/2022 2 Provision of Guarantee for S&T International Natural Gas Trading Company Limited Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 1 First Amendments to Articles Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 10 Adoption of the Rules of Procedures of the Shareholders' General Meetings Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 11 Adoption of the Rules of Procedures of the Board Meetings Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 12 Board Authorization Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 2 Second Amendments to Articles Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 3 Issuance of RMB Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 4 Plan for Distribution of Profits Accumulated Prior to the Proposed Issuance of RMB Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 5 Share Stabilisation Plan Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 6 Profit Distribution and Return Policy Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 7 Use of Proceeds From the RMB Share Issue Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 8 Remedial Measures for Potential Dilution Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 9 Approval of the Seven Letters of Commitment and Undertakings Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 12/29/2022 1 Non-exercise of the Pre-emptive Right in Respect of Caofeidian Suntien Liquefied Natural Gas Co., Ltd. Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Special 1/30/2023 1 Appointment of Internal Control Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Special 1/30/2023 2 Increase registered capital of Guangdong New Energy Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Special 1/31/2023 1 Proposed Offering of Global Depository Receipts Representing A Shares in a Subsidiary Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 1 Issuance and Admission of GDRs on the SIX Swiss Exchange Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 10 Amendments to Procedural Rules (Board of Directors) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 11 Amendments to Procedural Rules (Board of Supervisors) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.1 Type and Nominal Value Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.10 Underwriting method Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.2 Timing of Issuance Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.3 Method of Issuance Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.4 Size of Issuance Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.5 Size of GDRs during the term Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.6 Conversion rate between GDRs and A Shares as underlying securities Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.7 Pricing Method Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.8 Target Subscribers Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.9 Conversion restriction period between GDRs and A Shares as underlying  securities Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 3 Report on the Use of Previously Raised Proceeds Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 4 Plan for the Use of Proceeds from the Issuance of GDRs Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 5 Ratification of Board Acts regarding Issuance and Admission of GDRs Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 6 Validity Period of the Resolutions in respect of the Issuance and  Admission of GDRs Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 7 Distribution of Accumulated Profits Prior to the Issuance and  Admission of GDRs Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 8 Amendments to Articles  Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 9 Amendments to Procedural Rules (General Meetings) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 10 Remuneration Policy Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 11 Remuneration Report Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 2 Allocation of Profits/ Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.1 Ratify Jochen Hanebeck Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.2 Ratify Constanze Hufenbecher Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.3 Ratify Sven Schneider Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.4 Ratify Andreas Urschitz Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.5 Ratify Rutger Wijburg  Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.6 Ratify Reinhard Ploss Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.7 Ratify Helmut Gassel Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.1 Ratify Wolfgang Eder Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.10 Ratify Manfred Puffer Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.11 Ratify Melanie Riedl  Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.12 Ratify Jürgen Scholz Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.13 Ratify Ulrich Spiesshofer Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.14 Ratify Margret Suckale . Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.15 Ratify Mirco Synde Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.16 Ratify Diana Vitale . Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.17 Ratify Kerstin Schulzendorf Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.2 Ratify Xiaoqun Clever Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.3 Ratify Johann Dechant Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.4 Ratify Friedrich Eichiner Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.5 Ratify Annette Engelfried Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.6 Ratify Peter Gruber Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.7 Ratify Hans-Ulrich Holdenried Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.8 Ratify Susanne Lachenmann Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.9 Ratify Géraldine Picaud  Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 5 Appointment of Auditor Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 6.1 Elect Herbert Diess Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 6.2 Elect Klaus Helmrich Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 7 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 8 Authority to Repurchase Shares Using Equity Derivatives Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.1 Amendments to Articles (Place and Convocation) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.2 Amendments to Articles (Virtual General Meetings) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.3 Amendments to Articles (Virtual Participation of Supervisory Board Members) Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 2.1 Elect JUN Young Hyun Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 2.2 Elect KWON Oh Kyung Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 2.3 Elect KIM Duk Hyun Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 2.4 Elect LEE Mi Kyung Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 3.1 Election of Audit Committee Member: KWON Oh Kyung Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 3.2 Election of Audit Committee Member: LEE Mi Kyung Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 4 Election of Independent Director to Be Appointed as Audit Committee Member:  CHOI Won Wook Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Samsung SDI Co. Ltd. 018260 KS   KR Annual 3/15/2023 5 Directors' Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF L G Chemical 051910 KS   KR Annual 3/28/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF L G Chemical 051910 KS   KR Annual 3/28/2023 2 Elect CHUN Kyung Hoon Management For For
Guinness Atkinson Alternative Energy Fund GAAEF L G Chemical 051910 KS   KR Annual 3/28/2023 3 Election of Audit Committee Member: CHUN Kyung Hoon Management For For
Guinness Atkinson Alternative Energy Fund GAAEF L G Chemical 051910 KS   KR Annual 3/28/2023 4 Directors' Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 2 Accounts and Reports Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 3 Allocation of Profits/Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 4 Remuneration Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 5 Directors' Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.A Elect Anders Runevad Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.B Elect Bruce Grant Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.C Elect Eva Merete Søfelde Berneke Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.D Elect Helle Thorning-Schmidt Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.E Elect Karl-Henrik Sundström Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.F Elect Kentaro Hosomi Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.G Elect Lena Olving Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 7 Appointment of Auditor Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 8.1 Authority to Repurchase Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 9 Authorization of Legal Formalities Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1a. Elect Kevin P. Clark Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1b. Elect Richard L. Clemmer Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1c. Elect Nancy E. Cooper Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1d. Elect Joseph L. Hooley Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1e. Elect Merit E. Janow Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1f. Elect Sean O. Mahoney Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1g. Elect Paul M. Meister Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1h. Elect Robert K. Ortberg Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1i. Elect Colin J. Parris Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1j. Elect Ana G. Pinczuk Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 2. Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Aptiv PLC APTV G6095L109 US Annual 4/26/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1a. Elect Craig Arnold Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1b. Elect Olivier Leonetti Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1c. Elect Silvio Napoli Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1d. Elect Gregory R. Page Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1e. Elect Sandra Pianalto Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1f. Elect Robert V. Pragada Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1g. Elect Lori J. Ryerkerk Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1h. Elect Gerald B. Smith Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1i. Elect Dorothy C. Thompson Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1j. Elect Darryl L. Wilson Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 2. Appointment of Auditor and Authority to Set Fees Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 5. Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 6. Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 7. Authority to Repurchase Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 1 Accounts  Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 10 First Scrip Dividend Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 11 Second Scrip Dividend Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 12  Authority to Cancel Treasury Shares and Reduce Capital Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 13 Remuneration Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 14 Long-Term Incentive Plan (2023-2025 Strategic Bonus) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 15 Elect María Helena Antolín Raybaud Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 16 Ratify Co-Option of Armando Martínez Martínez Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 17 Elect Manuel Moreu Munaiz Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 18 Elect Sara de la Rica Goiricelaya Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 19 Elect Xabier Sagredo Ormaza Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 2 Management Reports Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 20 Elect José Ignacio Sánchez Galán Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 21 Board Size Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 22 Authorisation of Legal Formalities Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 3 Report on Non-Financial Information  Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 4 Ratification of Board Acts Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 5 Amendments to Articles (Preamble; Preliminary Title) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 6 Amendments to Articles (Corporate Levels) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 7 Amendments to Articles (Legal Provisions,  Governance and Sustainability and  Compliance System) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 8 Special Dividend (Engagement Dividend) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 9 Allocation of Profits/Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.01 Elect Gerben W. Bakker Management Withhold Against
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.02 Elect Carlos M. Cardoso Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.03 Elect Anthony J. Guzzi Management Withhold Against
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.04 Elect Rhett A. Hernandez Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.05 Elect Neal J. Keating Management Withhold Against
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.06 Elect Bonnie C. Lind Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.07 Elect John F. Malloy Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.08 Elect Jennifer M. Pollino Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.09 Elect John G. Russell Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 2. Advisory Vote on Executive Compensation Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 4. Ratification of Auditor Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 1 Accounts and Reports; Non Tax-Deductible Expenses Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 10 2023 Directors' Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 11 2023 Remuneration Policy (Board of Directors) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 12 Elect Léo Apotheker Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 13 Elect Gregory M. Spierkel Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 14 Elect Lip-Bu Tan Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 15 Elect Abhay Parasnis Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 16 Elect Giulia Chierchia Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 17 Opinion on Climate Strategy Strategy Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 18 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 19 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 2 Consolidated Accounts and Reports Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 20 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 21 Authority to Issue Shares and Convertible Debt Through Private Placement Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 22 Greenshoe Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 23 Authority to Increase Capital in Consideration for Contributions In Kind Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 24 Authority to Increase Capital Through Capitalisations Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 25 Employee Stock Purchase Plan Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 26 Stock Purchase Plan for Overseas Employees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 27 Authority to Cancel Shares and Reduce Capital Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 28 Authorisation of Legal Formalities Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 3 Allocation of Profits/Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 4 Special Auditors Report on Regulated Agreements Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 5 2022 Remuneration Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 6 2022 Remuneration of Jean-Pascal Tricoire, Chair and CEO Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 7 2023 Remuneration Policy, Chair and CEO (Until May 3, 2023) Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 8 2023 Remuneration Policy, CEO (From May 4, 2023) Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Schneider Electric SE SU FP   FR Mix 5/4/2023 9 2023 Remuneration Policy, Chair (From May 4, 2023) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1a. Elect Michael J. Ahearn Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1b. Elect Richard D. Chapman Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1c. Elect Anita Marangoly George Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1d. Elect George A. Hambro Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1e. Elect Molly E. Joseph Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1f. Elect Craig Kennedy Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1g. Elect Lisa A. Kro Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1h. Elect William J. Post Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1i. Elect Paul H. Stebbins Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1j. Elect Michael T. Sweeney Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1k. Elect Mark Widmar Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 1l. Elect Norman L. Wright Management For For
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 3. Advisory Vote on Executive Compensation Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF First Solar Inc FSLR 336433107 US Annual 5/9/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1A. Elect Isaac Angel Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1B. Elect Karin Corfee Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1C. Elect David Granot Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1D. Elect Michal Marom Brikman Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1E. Elect Mike Nikkel Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1F. Elect Dafna Sharir Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1G. Elect Stanley B. Stern Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1H. Elect Hidetake Takahashi Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1I. Elect Byron G. Wong Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF Itron Inc. ITRI 465741106 US Annual 5/11/2023 1a. Elect Mary C. Hemmingsen Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Itron Inc. ITRI 465741106 US Annual 5/11/2023 1b. Elect Jerome J. Lande Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Itron Inc. ITRI 465741106 US Annual 5/11/2023 1c. Elect Frank M. Jaehnert Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Itron Inc. ITRI 465741106 US Annual 5/11/2023 2. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Itron Inc. ITRI 465741106 US Annual 5/11/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF Itron Inc. ITRI 465741106 US Annual 5/11/2023 4. Amendment to the 2012 Employee Stock Purchase Plan Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Itron Inc. ITRI 465741106 US Annual 5/11/2023 5. Ratification of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 1 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 2 2022 Annual Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 3  Directors Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 4 Supervisors' Report  Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 5 Financial Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 6 Accounts and Reports Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 7 2022 Profit Distribution Proposal Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 8 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 9 Elect WANG Tao Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 10 Board Size Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 11 Number of Auditors Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 12 Directors and Auditors' Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 13 Election of Directors Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 14 Appointment of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 15 Remuneration Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 17 Remuneration Policy Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 2 Election of Presiding Chair Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 3 Voting List Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 4 Agenda Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 5 Minutes Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 6 Compliance with the Rules of Convocation Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 9.A Accounts and Reports Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 9.B Allocation of Profits/Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 9.C Ratification of Board and CEO Acts Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 1.01 Elect Jamie Haenggi Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 1.02 Elect Benjamin Kortlang Management Withhold Against
Guinness Atkinson Alternative Energy Fund GAAEF Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 1.03 Elect Richard Mora Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 3. Ratification of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 1.1 Elect William J. Berger Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 1.2 Elect Rahman D'Argenio Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 1.3 Elect Michael C. Morgan Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 3. Ratification of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.01 Elect Sophie Desormiere Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.02 Elect Phillip M. Eyler Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.03 Elect David W. Heinzmann Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.04 Elect Ronald Hundzinski Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.05 Elect Charles R. Kummeth Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.06 Elect Betsy Meter Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.07 Elect Byron Shaw II Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.08 Elect John G. Stacey Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 3. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF Gentherm Inc THRM 37253A103 US Annual 5/18/2023 5. Approval of the 2023 Equity Incentive Plan Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1a. Elect Nicole S. Arnaboldi Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1b. Elect Sherry S. Barrat Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1c. Elect James L. Camaren Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1d. Elect Kenneth B. Dunn Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1e. Elect Naren K. Gursahaney Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1f. Elect Kirk S. Hachigian Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1g. Elect John W. Ketchum Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1h. Elect Amy B. Lane Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1i. Elect David L. Porges Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1j. Elect Dev Stahlkopf Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1k. Elect John Arthur Stall Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1l. Elect Darryl L. Wilson Management For For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 5. Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix Shareholder For Against
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1a. Elect Atsushi Abe Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1b. Elect Alan Campbell Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1c. Elect Susan K. Carter Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1d. Elect Thomas L. Deitrich Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1e. Elect Hassane S. El-Khoury Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1f. Elect Bruce E. Kiddoo Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1g. Elect Paul A. Mascarenas Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1h. Elect Gregory L. Waters Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1i. Elect Christine Y. Yan Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 2. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 4. Ratification of Auditor Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 10. Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 11. Authority to Allot Shares under Equity Incentive Plans w/ Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 12. Authority to Allot Shares under Equity Incentive Plans w/o Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1a. Elect Andrew C. Teich Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1b. Elect Jeffrey J. Cote Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1c. Elect John P. Absmeier Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1d. Elect Daniel L. Black Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1e. Elect Lorraine A. Bolsinger Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1f. Elect Constance E. Skidmore Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1g. Elect Steven A. Sonnenberg Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1h. Elect Martha N. Sullivan Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1i. Elect Stephen M. Zide Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 2. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 3. Ratification of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 4. Remuneration Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 5. Appointment of UK Statutory Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 6. Authority to Set UK Statutory Auditor's Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 7. Accounts and Reports Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 8. Authority of Shares Repurchase Contracts and Counterparties Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 9. Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 1 Accounts and Reports; Non Tax-Deductible Expenses Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 10 2023 Remuneration Policy (Board of Directors) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 11 Elect Isabelle Boccon-Gibod Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 12 Elect Benoît Coquart Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 13 Elect Angeles Garcia-Poveda Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 14 Elect Michel Landel Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 15 Elect Valérie  Chort Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 16 Elect Clare Scherrer Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 17 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 18 Authority to Cancel Shares and Reduce Capital Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 19 Authorisation of Legal Formalities Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 2 Consolidated Accounts and Reports Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 3 Allocation of Profits/Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 4 Appointment of Auditor (Mazars) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 5 2022 Remuneration Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 6 2022 Remuneration of Angeles Garcia-Poveda, Chair Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 7 2022 Remuneration of Benoît Coquart, CEO Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 8 2023 Remuneration Policy (Chair) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Legrand SA LR FP F56196185 FR Mix 5/31/2023 9 2023 Remuneration Policy (CEO) Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 1a. Elect Marcel Gani Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 1b. Elect Tal Payne Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 5. Repeal of Classified Board Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 6. Elimination of Supermajority Requirement Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 7. Amendment to Articles to Add Federal Forum Selection Clause Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1a. Elect Kirk E. Arnold Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1b. Elect Ann C. Berzin Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1c. Elect April Miller Boise Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1d. Elect Gary D. Forsee Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1e. Elect Mark R. George Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1f. Elect John A. Hayes Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1g. Elect Linda P. Hudson Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1h. Elect Myles P. Lee Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1i. Elect David S. Regnery Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1j. Elect Melissa N. Schaeffer Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 1k. Elect John P. Surma Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 2. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 3. Advisory Vote on Executive Compensation Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 4. Appointment of Auditor and Authority to Set Fees Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 5. Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 6. Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Trane Technologies plc TT US   US Annual 6/1/2023 7. Set the Price Range at which the Company can Re-Allot Treasury Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 1 Accounts and Reports Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A1 Elect LEE Yin Yee Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A2 Elect LEE Yau Ching Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A3 Elect TUNG Ching Sai Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3B Directors' Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 4 Appointment of Auditor and Authority to Set Fees Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5A Authority to Repurchase Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5B Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5C Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 6 Elect CHU Charn Fai Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 1 Accounts and Reports Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 3A Elect ZHANG Tianren Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 3B Elect SHI Borong Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 3C Elect ZHANG Yong Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 4 Directors' Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 5 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 6A Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 6B Authority to Repurchase Shares Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 6C Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 7 Amendments to Articles Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 1.01 Elect Claire Hughes Johnson Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 1.02 Elect Frank V. Wisneski Management Withhold Against
Guinness Atkinson Alternative Energy Fund GAAEF Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 1.03 Elect Charles R. Patton Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 3. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year Against
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 1 Annual Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 10 Financial Assistance to Controlled Subsidiaries Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 11 Amendments to Articles Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 12 General Mandate to Register and Issue Debt Financing Instruments in the PRC Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 13 General Mandate to Register and Issue Debt Financing Instruments Overseas Management Abstain Against
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 14 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 2 Directors' Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 3 Supervisors' Report Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 4 Accounts and Reports Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 5 Allocation of Profits/Dividends Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 6 2023 Financial Budget Plan Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 7 Directors' and Supervisors' Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 8 Elect GONG Yufei Management For For
Guinness Atkinson Alternative Energy Fund GAAEF China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 9 Appointment of International Auditor and Authority to Set Fees Management For For
Guinness Atkinson Alternative Energy Fund GAAEF TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 1.01 Elect Steven C. Lockard Management For For
Guinness Atkinson Alternative Energy Fund GAAEF TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 1.02 Elect William E. Siwek Management For For
Guinness Atkinson Alternative Energy Fund GAAEF TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 1.03 Elect Philip J. Deutch Management For For
Guinness Atkinson Alternative Energy Fund GAAEF TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Alternative Energy Fund GAAEF TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Alternative Energy Fund GAAEF TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 4. Repeal of Classified Board Management For For
Guinness Atkinson Alternative Energy Fund GAAEF TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 5. Elimination of Supermajority Requirement Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 101 Elect Shawn (Xiaohua) Qu Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 102 Elect Harry E. Ruda Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 103 Elect Lauren C. Templeton Management Withhold Against
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 104 Elect Andrew (Luen Cheung) Wong Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 105 Elect Arthur WONG Lap Tat Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 106 Elect Leslie CHANG Li Hsien Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 107 Elect Yan ZHUANG Management For For
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 108 Elect Huifeng CHANG Management Withhold Against
Guinness Atkinson Alternative Energy Fund GAAEF Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 2 Appointment of Auditor and Authority to Set Fees Management For For

 

 

Form N-PX Proxy Voting Record
Fund Name: Guinness Atkinson Global Energy Fund
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 1. Accounts and Reports Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 10. Renewal of the MLI Share Purchase Mandate  Management For For
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 2. Elect Kris Sennesael Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 3. Approval of director fees for Kris Sennesael Management For For
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 4. Elect Nikita S. Taldykin Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 5. Elect Gavin Jacques Elie Adda Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 6. Elect Yanbing Jiang Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 7. Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 8. Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Maxeon Solar Technologies Ltd MAXN Y58473102 US Annual 8/31/2022 9. Renewal of FPTC Share Purchase Mandate  Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Ordinary 9/30/2022 1 Capital Raising Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Ordinary 9/30/2022 2 Disapplication of Preemptive Rights (Capital Raising) Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Ordinary 9/30/2022 3 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Ordinary 9/30/2022 4 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 1 Shareholder Proposal Regarding Election of Kamran Sattar Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 10 Shareholder Proposal Regarding Removal of Stephen Anthony Williams Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 11 Shareholder Proposal Regarding Removal of Subsequent Directors Appointed Between the Requisition and the Meeting Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 2 Shareholder Proposal Regarding Election of Cathal Friel  Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 3 Shareholder Proposal Regarding Election of Francesca Yardley Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 4 Shareholder Proposal Regarding Election of John McGoldrick Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 5 Shareholder Proposal Regarding Removal of Samuel Edelman Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 6 Shareholder Proposal Regarding Removal of Michael Craig Felton Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 7 Shareholder Proposal Regarding Removal of Marcos Estanislao Mozetic Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 8 Shareholder Proposal Regarding Removal of Sachin Sharad Oza  Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 11/17/2022 9 Shareholder Proposal Regarding Removal of Anthony John Samaha Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Ordinary 2/27/2023 1 Capital Raising Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Ordinary 2/27/2023 2 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Ordinary 2/27/2023 3 Disapplication of Preemptive Rights (Capital Raising) Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Ordinary 2/27/2023 4 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 2/28/2023 1 Buyback Authority Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 2/28/2023 2 Reduction in Share Premium Account Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Ordinary 2/28/2023 3 Adoption of New Articles Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1a. Elect Peter J. Coleman Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1b. Elect Patrick de La Chevardière Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1c. Elect Miguel M. Galuccio Management Against Against
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1d. Elect Olivier Le Peuch Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1e. Elect Samuel Georg Friedrich Leupold Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1f. Elect Tatiana A. Mitrova Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1g. Elect Maria Moræus Hanssen Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1h. Elect Vanitha Narayanan Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1i. Elect Mark G. Papa Management Against Against
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1j. Elect Jeffrey W. Sheets Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 1k. Elect Ulrich Spiesshofer Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 2. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 3. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 4. Accounts and Reports; Approval of Dividend Management For For
Guinness Atkinson Global Energy Fund GAGEN SLB SLB US 806857108 US Annual 4/5/2023 5. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 1 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.A Elect Keith M. Casey Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.B Elect Canning K.N. Fok Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.C Elect Jane E. Kinney Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.D Elect Harold N. Kvisle Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.E Elect Eva L. Kwok Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.F Elect Melanie A. Little Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.G Elect Richard J. Marcogliese Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.H Elect Jonathan M. McKenzie Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.I Elect Claude Mongeau Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.J Elect Alexander J. Pourbaix Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.K Elect Wayne E. Shaw Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.L Elect Frank J. Sixt Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 2.M Elect Rhonda I. Zygocki Management For For
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 3 Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Cenovus Energy Inc CVE CN 15135U109 CA Annual 4/26/2023 4 Shareholder Proposal Regarding Lobbying Activity Alignment with Net Zero Goal Shareholder For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 1 Accounts and Reports Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 10 Elect Sir John Sawers Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 11 Elect Pamela Daley Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 12 Elect Karen A. Richardson Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 13 Elect Johannes Teyssen Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 14 Elect Amanda J. Blanc Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 15 Elect Satish Pai Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 16 Elect Hina Nagarajan Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 17 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 18 Authority to Set Auditor's Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 19 Authorisation of Political Donations Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 2 Remuneration Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 20 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 21 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 23 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 24 Authority to Set General Meeting Notice Period at 14 Days Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 25 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions Shareholder Abstain Against
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 3 Remuneration Policy Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 4 Elect Helge Lund Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 5 Elect Bernard Looney Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 6 Elect Murray Auchincloss Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 7 Elect Paula Rosput Reynolds Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 8 Elect Melody B. Meyer Management For For
Guinness Atkinson Global Energy Fund GAGEN BP plc BP   GB Annual 4/27/2023 9 Elect Tushar Morzaria Management For For
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 1.A Elect D.W. (David) Cornhill Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 1.B Elect B.W. (Bradley) Corson Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 1.C Elect M.R. (Matthew) Crocker Management For For
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 1.D Elect S.R. (Sharon) Driscoll Management For For
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 1.E Elect J. (John) Floren Management For For
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 1.F Elect G.J. (Gary) Goldberg Management For For
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 1.G Elect M.C. (Miranda) Hubbs Management For For
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 2 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 3 Shareholder Proposal Regarding Absolute Medium-Term Greenhouse Gas Reduction Target Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Imperial Oil Ltd. IMO CN 453038408 CA Annual 5/2/2023 4 Shareholder Proposal Regarding Audited Report on Asset Retirement Obligations Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 1 Accounts and Reports Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 10 Elect Sandra Stash Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 11 Elect Sylvia J. Kerrigan Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 12 Elect Kathryn Z. Klaber Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 13 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 14 Remuneration Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 15 Employee Stock Purchase Plan Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 16 Authorisation of Political Donations Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 17 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 19 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 2 Final Dividend Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 20 Amendments to Articles (NED Fee Cap) Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 21 Authority to Set General Meeting Notice Period at 14 Days Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 3 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 4 Authority to Set Auditor's Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 5 Elect David Johnson Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 6 Elect Robert R. Hutson, Jr. Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 7 Elect Bradley Gray Management For For
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 8 Elect Martin Thomas Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Diversified Energy Company Plc DGOC LN   GB Annual 5/2/2023 9 Elect David J. Turner Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1A Elect Mayank M. Ashar Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1B Elect Gaurdie E. Banister Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1C Elect Pamela L. Carter Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1D Elect Susan M. Cunningham Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1E Elect Gregory L. Ebel Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1F Elect Jason B. Few Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1G Elect Teresa S. Madden Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1H Elect Stephen S. Poloz Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1I Elect S. Jane Rowe Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1J Elect Dan C. Tutcher Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 1K Elect Steven W. Williams Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 2 Appointment of Auditor and Authority to Set Fees Management Withhold Against
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 3 Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 4 Shareholder Rights Plan Renewal Management For For
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 5 Shareholder Proposal Regarding Lobbying and Political Donations Alignment with Net Zero Goal Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Enbridge Inc ENB 29250N105 CA Annual 5/3/2023 6 Shareholder Proposal Regarding Disclosure of All Scope 3 Emissions Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 1 Election of Board of the General Meeting Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 10 Amendments to Articles (General Meeting) Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 11 Transfer of Reserves Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 12 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 13 Authority to Cancel Treasury Shares and Reduce Capital Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 2 Accounts and Reports; Remuneration Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 3 Allocation of Profits/Dividends Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 4 Ratification of Corporate Bodies' Acts Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 5 Election of Directors  Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 6 Election of Supervisory Council Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 7 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 8 Election of Remuneration Committee Members; Remuneration Committee Fees Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Galp Energia Sgps GALP PL   PT Annual 5/3/2023 9 Remuneration Policy Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.1 Elect Catherine M. Best Management For For
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.10 Elect David A. Tuer Management For For
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.11 Elect Annette Verschuren Management For For
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.2 Elect M. Elizabeth Cannon Management For For
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.3 Elect N. Murray Edwards Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.4 Elect Christopher L. Fong Management For For
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.5 Elect Gordon D. Giffin Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.6 Elect Wilfred A. Gobert Management For For
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.7 Elect Steve W. Laut Management For For
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.8 Elect Tim S. McKay Management For For
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 1.9 Elect Francis (Frank) J. McKenna Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 2 Appointment of Auditor and Authority to Set Fees Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Canadian Natural Resources Ltd. CNQ CN 136385101 CA Annual 5/4/2023 3 Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1a. Elect Fred M. Diaz Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1b. Elect H. Paulett Eberhart Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1c. Elect Marie A. Ffolkes Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1d. Elect Joseph W. Gorder Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1e. Elect Kimberly S. Greene Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1f. Elect Deborah P. Majoras Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1g. Elect Eric D. Mullins Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1h. Elect Donald L. Nickles Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1i. Elect Robert A. Profusek Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1j. Elect Randall J. Weisenburger Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 1k. Elect Rayford Wilkins Jr. Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 5. Shareholder Proposal Regarding Report on Climate Transition Plan and GHG Targets Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Valero Energy Corp. VLO 91913Y100 US Annual 5/9/2023 6. Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.1 Elect Ian R. Ashby Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.10 Elect Christopher R. Seasons Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.11 Elect M. Jacqueline Sheppard Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.12 Elect Eira M. Thomas Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.13 Elect Michael M. Wilson Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.2 Elect Patricia M. Bedient Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.3 Elect Russell K. Girling Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.4 Elect Jean Paul Gladu Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.5 Elect Dennis M. Houston Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.6 Elect Richard M. Kruger Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.7 Elect Brian P. MacDonald Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.8 Elect Lorraine Mitchelmore Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 1.9 Elect Daniel Romasko Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 2 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 3 Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Suncor Energy, Inc. SU CN 867224107 CA Annual 5/9/2023 4 Shareholder Proposal Regarding  CapEx Alignment with GHG Target and Net Zero Pledge Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1a. Elect Richard D. Kinder Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1b. Elect Steven J. Kean Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1c. Elect Kimberly A. Dang Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1d. Elect Ted A. Gardner Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1e. Elect Anthony W. Hall, Jr. Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1f. Elect Gary L. Hultquist Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1g. Elect Ronald L. Kuehn, Jr. Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1h. Elect Deborah A. Macdonald Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1i. Elect Michael C. Morgan Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1j. Elect Arthur C. Reichstetter Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1k. Elect C. Park Shaper Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1l. Elect William A. Smith Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1m. Elect Joel V. Staff Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 1n. Elect Robert F. Vagt Management For For
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 2. Amendment Limiting the Liability of Certain Officers Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 3. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Kinder Morgan Inc KMI 49456B101 US Annual 5/10/2023 4. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0010 Accounts and Reports Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0020 Allocation of Profits/Dividends Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0030 Board Size Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0040 Board Term Length Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 005A List Presented by Ministry of Economy and Finance  Management Do Not Vote N/A
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 005B List Presented by Group of Institutional Investors Representing 0.76% of Share Capital  Management For N/A
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0060 Elect Giuseppe Zafarana as Chair of Board Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0070 Directors' Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 008A List Presented by Ministry of Economy and Finance  Management For N/A
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 008B List Presented by Group of Institutional Investors Representing 0.76% of Share Capital  Management Abstain N/A
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0090 Election of Chair of Board of Statutory Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0100 Statutory Auditors' Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0110 2023-2025 Long-Term Incentive Plan Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0120 Remuneration Policy Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0130 Remuneration Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0140 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0150 Use of Reserves (FY2023 Interim Dividend) Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0160 Reduction of Reserves (FY2023 Interim Dividend) Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0170 Cancellation of Shares (2022 AGM Authority) Management For For
Guinness Atkinson Global Energy Fund GAGEN Eni Spa ENI IM   IT Mix 5/10/2023 0180 Cancellation of Shares (2023 AGM Authority) Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 10 Shareholder Proposal Regarding Stopping Fossil Energy Resource Exploration and Providing Financial Assistance to Ukraine Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 11 Shareholder Proposal Regarding Developing an Improved Process to Respond to Shareholder Proposals Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 12 Shareholder Proposal Regarding Barents Sea Exploration Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 13 Shareholder Proposal Regarding Move From Fossil Fuels to Renewable Energy Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 14 Shareholder Proposal Regarding Oil and Gas Exploration and Renewable Transformation Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 15 Corporate Governance Report Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 16.1 Remuneration Policy Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 16.2 Remuneration Report Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 17 Authority to Set Auditor's Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 18 Corporate Assembly Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 19 Nomination Committee Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 20 Authority to Repurchase Shares (Share Savings Plan) Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 21 Cancellation of Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 22 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 3 Election of Presiding Chair Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 4 Agenda Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 5 Minutes Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 6 Accounts and Reports; Allocation of Profits and Dividends Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 7 Authority to Distribute Interim Dividends Management For For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 8 Shareholder Proposal Regarding Use of Fiberglass in Wind Farms, Commitment to Hydropower Projects, and Energy Research Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Equinor ASA EQNR NO   NO Annual 5/10/2023 9 Shareholder Proposal Regarding Climate Risk Assessment and Strategy Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Sunpower Corp SPWR 867652406 US Annual 5/11/2023 1.01 Elect Peter Faricy Management For For
Guinness Atkinson Global Energy Fund GAGEN Sunpower Corp SPWR 867652406 US Annual 5/11/2023 1.02 Elect Nathaniel Anschuetz Management For For
Guinness Atkinson Global Energy Fund GAGEN Sunpower Corp SPWR 867652406 US Annual 5/11/2023 1.03 Elect Thomas R. McDaniel Management Withhold Against
Guinness Atkinson Global Energy Fund GAGEN Sunpower Corp SPWR 867652406 US Annual 5/11/2023 2. Advisory Vote on Executive Compensation Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Sunpower Corp SPWR 867652406 US Annual 5/11/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Sunpower Corp SPWR 867652406 US Annual 5/11/2023 4. Ratification of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.1 Elect W. Geoffrey Beattie Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.2 Elect Gregory D. Brenneman Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.3 Elect Cynthia B. Carroll Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.4 Elect Nelda J. Connors Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.5 Elect Michael R. Dumais Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.6 Elect Lynn L. Elsenhans Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.7 Elect John G. Rice Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.8 Elect Lorenzo Simonelli Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 1.9 Elect Mohsen M. Sohi Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 3. Ratification of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Baker Hughes Co BKR 05722G100 US Annual 5/16/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 10. Shareholder Proposal Regarding Lobbying Activities and Values Congruency Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1a. Elect Dennis Victor Arriola Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1b. Elect Jody L. Freeman Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1c. Elect Gay Huey Evans Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1d. Elect Jeffrey A. Joerres Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1e. Elect Ryan M. Lance Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1f. Elect Timothy A. Leach Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1g. Elect William H. McRaven Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1h. Elect Sharmila Mulligan Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1i. Elect Eric D. Mullins Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1j. Elect Arjun N. Murti Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1k. Elect Robert A. Niblock Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1l. Elect David T. Seaton Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 1m. Elect R. A. Walker Management For For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year N/A
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 5. Permit Shareholders to Call Special Meetings Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 6. Approval of the 2023 Omnibus Stock and Performance Incentive Plan Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 7. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 8. Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Conoco Phillips COP 20825C104 US Annual 5/16/2023 9. Shareholder Proposal Regarding Report on Tax Transparency Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1a. Elect Abdulaziz F. Alkhayyal Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1b. Elect William E. Albrecht Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1c. Elect M. Katherine Banks Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1d. Elect Alan M. Bennett Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1e. Elect Milton Carroll Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1f. Elect Earl M. Cummings Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1g. Elect Murry S. Gerber Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1h. Elect Robert A. Malone Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1i. Elect Jeffrey A. Miller Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1j. Elect Bhavesh V. Patel Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1k. Elect Maurice Smith Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1l. Elect Janet L. Weiss Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 1m. Elect Tobi M. Edwards Young Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 3. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 5. Amendment to Article Regarding Officer Exculpation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Halliburton Co. BKR 406216101 US Annual 5/17/2023 6. Amendments to the Certificate of Incorporation Management For For
Guinness Atkinson Global Energy Fund GAGEN Helix Energy Solutions Group Inc HLX 42330P107 US Annual 5/17/2023 1a. Elect Paula Harris Management For For
Guinness Atkinson Global Energy Fund GAGEN Helix Energy Solutions Group Inc HLX 42330P107 US Annual 5/17/2023 1b. Elect Amy H. Nelson Management Withhold Against
Guinness Atkinson Global Energy Fund GAGEN Helix Energy Solutions Group Inc HLX 42330P107 US Annual 5/17/2023 1c. Elect William L. Transier Management For For
Guinness Atkinson Global Energy Fund GAGEN Helix Energy Solutions Group Inc HLX 42330P107 US Annual 5/17/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Helix Energy Solutions Group Inc HLX 42330P107 US Annual 5/17/2023 3. Advisory Vote on Executive Compensation Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Helix Energy Solutions Group Inc HLX 42330P107 US Annual 5/17/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 1 Accounts and Reports Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 10 Elect Neil A.P. Carson Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 11 Elect Ann F. Godbehere Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 12 Elect Jane Holl Lute Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 13 Elect Catherine J. Hughes Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 14 Elect Sir Andrew Mackenzie Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 15 Elect Abraham Schot Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 16 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 17 Authority to Set Auditor's Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 18 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 19 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 2 Remuneration Policy Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 20 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 21 Authority to Repurchase Shares (Off-Market) Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 22 Authorisation of Political Donations Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 23 Adoption of New Articles Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 24 Performance Share Plan Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 25 Approval of Energy Transition Progress Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 26 Shareholder Proposal Regarding Scope 3 GHG Target and Alignment with Paris Agreement Shareholder Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 3 Remuneration Report Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 4 Elect Wael Sawan Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 5 Elect Cyrus Taraporevala Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 6 Elect Sir Charles Roxburgh Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 7 Elect Leena Srivastava Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 8 Elect Sinead Gorman Management For For
Guinness Atkinson Global Energy Fund GAGEN Shell Plc SHEL    GB Annual 5/23/2023 9 Elect Dick Boer Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1a. Elect Janet F. Clark Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1b. Elect Charles R. Crisp Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1c. Elect Robert P. Daniels Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1d. Elect Lynn A. Dugle Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1e. Elect C. Christopher Gaut Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1f. Elect Michael T. Kerr Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1g. Elect Julie J. Robertson Management Against Against
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1h. Elect Donald F. Textor Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 1i. Elect Ezra Y. Yacob Management For For
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN EOG Resources, Inc. EOG 26875P101 US Annual 5/24/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Annual 5/24/2023 1 Accounts and Reports Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Annual 5/24/2023 2 Elect Peter N. Cowley Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Annual 5/24/2023 3 Elect Mark Lappin Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Annual 5/24/2023 4 Elect Graham C. Swindells Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Annual 5/24/2023 5 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Annual 5/24/2023 6 Share Consolidation Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Annual 5/24/2023 7 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Deltic Energy Plc DELT LN   GB Annual 5/24/2023 8 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 1 Accounts and Reports Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 10 Elect Antonio Brufau Niubó Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 11 Elect Josu Jon Imaz San Miguel Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 12 Elect Arántza Estefanía Larrañaga Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 13 Elect Maria Teresa García Milà Lloveras Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 14 Elect Henri Philippe Reichstul Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 15 Elect John Robinson West Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 16 Ratify Co-Option of Manuel Manrique Cecilia Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 17 Elect María del Pino Velázquez Medina Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 18 Remuneration Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 19 Remuneration Policy Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 20 Share Purchase Plan Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 21 Authorisation of Legal Formalities Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 3 Report on Non-Financial Information Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 4 Ratification of Board Acts Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 5 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 6 Special Dividend Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 7 First Authority to Cancel Tresury Shares and Reduce Capital  Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 8 Second Authority to Cancel Tresury Shares and Reduce Capital  Management For For
Guinness Atkinson Global Energy Fund GAGEN Repsol S.A. REPYY   ES Annual 5/24/2023 9  Authority to Issue Debt Instruments Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1a. Elect A.R. Alameddine Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1b. Elect Lori G. Billingsley Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1c. Elect Edison C. Buchanan Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1d. Elect Richard P. Dealy Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1e. Elect Maria S. Jelescu Dreyfus Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1f. Elect Matthew Gallagher Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1g. Elect Phillip A. Gobe Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1h. Elect Stacy P. Methvin Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1i. Elect Royce W. Mitchell Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1j. Elect Scott D. Sheffield Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1k. Elect J. Kenneth Thompson Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 1l. Elect Phoebe A. Wood Management For For
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Pioneer Natural Resources Co. PXD 723787107 US Annual 5/25/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 1 Accounts and Reports Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 10 Elect Susan J. Rivett Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 11 Appointment of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 12 Authority to Set Auditor's Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 13 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 14 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 15 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 16 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 17 Authority to Set General Meeting Notice Period at 14 Days Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 2 Final Dividend Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 3 Remuneration Policy Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 4 Remuneration Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 5 Elect John E. Martin Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 6 Elect Janice M. Brown Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 7 Elect Marianne Daryabegui Management For For
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 8 Elect Geoffrey Green Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Pharos Energy Plc PHAR LN   GB Annual 5/25/2023 9 Elect Lisa Mitchell Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 1 Accounts and Reports Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 10 2022 Remuneration Report Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 11 2023 Remuneration Policy (Board of Directors) Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 12 2022 Remuneration of Patrick Pouyanné, Chair and CEO Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 13 2023 Remuneration Policy (Chair and CEO) Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 14 Opinion on 2023 Sustainability and Climate Progress Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 15 Authority to Issue Performance Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 16 Employee Stock Purchase Plan Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 17 Amendments to Articles Regarding the Suppression of Double Voting Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 2 Consolidated Accounts and Reports Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 3 Allocation of Profits/Dividends Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 4 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 5 Special Auditors Report on Regulated Agreements Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 6 Elect Marie-Christine Coisne-Roquette Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 7 Elect Mark Cutifani Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 8 Elect Dierk Paskert Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 9 Elect Anelise Lara Management For For
Guinness Atkinson Global Energy Fund GAGEN TotalEnergies SE TTE FP   FR Mix 5/26/2023 A Shareholder Proposal Regarding Scope 3 GHG Target and Alignment with Paris Agreement Shareholder Abstain Against
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 1 Directors' Report Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 10 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 11 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 12 Satisfaction of the Conditions of the Issuance of A Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.01 Type and Par Value of Shares to be Issued Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.02 Manner and Timing of Issuance Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.03 Subscriber and Manner of Subscription Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.04 Pricing Benchmark Date, Issue Price and Pricing Principles Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.05 Number of Shares to be Issued Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.06 Lock-up period Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.07 Amount and Use of Proceeds Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.08 Place of Listing Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.09 Arrangement of Accumulated Undistributed Profits Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 13.10 Validity period Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 14 Proposal of the Proposed Issuance of A Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 15 Demonstration and Analysis Report on the Plan of the Proposed Issuance of A Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 16 Connected Transaction Involved in the Proposed Issuance of A Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 17 Subscription Agreement Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 18 Feasibility Report on the Use of Proceeds Raised from the Proposed Issuance of A Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 19 Dilution of Current Returns by the Proposed Issuance of A Shares, Remedial Measures and Commitments of Related Entities Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 2 Supervisors' Report Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 20 Dividend Distribution and Return Plan for the Next Three Years (2023-2025) Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 21 Board Authorization to Handle All Matters Relating to the Proposed Issuance of A Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 22 Board Authorization to Amend Articles in Accordance with the Proposed Issuance of A Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 3 Accounts and Reports Management Against Against
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 4 Allocation of Profits/Dividends Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 5 2023 Interim Distribution Plan Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 6 Appointment of Auditor and Authority to Set Fees Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 7 Elect LV Lianggong Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 8 Reduction in Registered Capital and Amendments to Articles Management For For
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Annual 5/30/2023 9 Authority to Issue Debt Financing Instruments Management Against Against
Guinness Atkinson Global Energy Fund GAGEN China Petroleum & Chemical Corp 386 HK   HK Other 5/30/2023 1 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 10. Shareholder Proposal Regarding Racial Equity Audit Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 11. Shareholder Proposal Regarding Report on Tax Transparency Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 12. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1a. Elect Wanda M. Austin Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1b. Elect John B. Frank Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1c. Elect Alice P. Gast Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1d. Elect Enrique Hernandez, Jr. Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1e. Elect Marillyn A. Hewson Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1f. Elect Jon M. Huntsman Jr. Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1g. Elect Charles W. Moorman Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1h. Elect Dambisa F. Moyo Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1i. Elect Debra L. Reed-Klages Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1j. Elect D. James Umpleby III Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1k. Elect Cynthia J. Warner Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 1l. Elect Michael K. Wirth Management For For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 5. Shareholder Proposal Regarding Rescission of Majority-Supported Shareholder Proposal Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 6. Shareholder Proposal Regarding Medium-Term Scope 3 Target Shareholder Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 7. Shareholder Proposal Regarding Recalculated Emissions Baseline Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 8. Shareholder Proposal Regarding Formation of Decarbonization Risk Committee Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Chevron Corp. CVX 166764100 US Annual 5/31/2023 9. Shareholder Proposal Regarding Just Transition Reporting Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 10. Shareholder Proposal Regarding Report on Guyanese Operations Shareholder Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 11. Shareholder Proposal Regarding Recalculated Emissions Baseline Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 12. Shareholder Proposal Regarding Audited Report on Asset Retirement Obligations Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 13. Shareholder Proposal Regarding Addressing Virgin Plastic Demand Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 14. Shareholder Proposal Regarding Environmental Litigation  Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 15. Shareholder Proposal Regarding Report on Tax Transparency Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 16. Shareholder Proposal Regarding Just Transition Reporting Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 17. Shareholder Proposal Regarding Report on Exploration and Production in the Arctic Refuge Shareholder Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1a. Elect Michael J. Angelakis Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1b. Elect Susan K. Avery Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1c. Elect Angela F. Braly Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1d. Elect Gregory J. Goff Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1e. Elect John D. Harris II Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1f. Elect Kaisa H. Hietala Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1g. Elect Joseph L. Hooley Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1h. Elect Steven A. Kandarian Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1i. Elect Alexander A. Karsner Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1j. Elect Lawrence W. Kellner Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1k. Elect Jeffrey W. Ubben Management For For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 1l. Elect Darren W. Woods Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 5. Shareholder Proposal Regarding Formation of Decarbonization Risk Committee Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 6. Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 7. Shareholder Proposal Regarding Report on Carbon Capture and Storage Shareholder Against For
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 8. Shareholder Proposal Regarding Methane Emission Disclosures Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Exxon Mobil Corp. XOM 30231G102 US Annual 5/31/2023 9. Shareholder Proposal Regarding Medium-Term Scope 3 Target Shareholder Abstain Against
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 10 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 2.1 Allocation of Dividend Management For For
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 2.2 Allocation of Special Dividend Management For For
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 3.1 Ratification of Management Board Acts Management For For
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 3.2 Ratification of Rainer Seele's Acts for FY2021 Management Against Against
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 4 Ratification of Supervisory Board Acts Management Against Against
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 5 Supervisory Board Remuneration Policy Management For For
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 6 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 7 Remuneration Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 8.1 Long-Term Incentive Plan 2023 Management For For
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 8.2 Annual Bonus Equity Deferral 2023 Management For For
Guinness Atkinson Global Energy Fund GAGEN OMV AG OMV EU   AT Ordinary 5/31/2023 9 Elect Lutz Feldmann as Supervisory Board Member Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 1 Accounts and Reports Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 10 Remuneration Report Management Against Against
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 11 Authorisation of Political Donations Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 12 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 13 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 14 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 15 Authority to Set General Meeting Notice Period at 14 Days Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 2 Elect Amjad Bseisu Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 3 Elect Salman Malik Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 4 Elect Gareth Penny Management Against Against
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 5 Elect Farina binti Farikhullah Khan Management Against Against
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 6 Elect Rani Koya Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 7 Elect Liv Monica Stubholt Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 8 Appointment of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN EnQuest Plc ENQ LN   GB Annual 6/5/2023 9 Authority to Set Auditor's Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.01 Elect Barbara M. Baumann Management Withhold Against
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.02 Elect John E. Bethancourt Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.03 Elect Ann G. Fox Management Withhold Against
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.04 Elect Gennifer F. Kelly Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.05 Elect Kelt Kindick Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.06 Elect John Krenicki, Jr. Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.07 Elect Karl F. Kurz Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.08 Elect Michael N. Mears Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.09 Elect Robert A. Mosbacher, Jr. Management Withhold Against
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.10 Elect Richard E. Muncrief Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 1.11 Elect Valerie M. Williams Management For For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 5. Exclusive Forum Provision Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 6. Amendment Regarding the Exculpation of Officers Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Devon Energy Corp. DVN 25179M103 US Annual 6/7/2023 7. Shareholder Proposal Regarding Right to Call Special Meetings Shareholder For Against
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.1 Elect Travis D. Stice Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.2 Elect Vincent K. Brooks Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.3 Elect David L. Houston Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.4 Elect Rebecca A. Klein Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.5 Elect Stephanie K. Mains Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.6 Elect Mark L. Plaumann Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.7 Elect Melanie M. Trent Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.8 Elect Frank D. Tsuru Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 1.9 Elect Steven E. West Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 3. Elimination of Supermajority Requirement Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 4. Permit Shareholders to Call Special Meetings Management For For
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 5. Amendment to Articles to Reflect New Delaware Law Provisions Regarding Officer Exculpation Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Diamondback Energy Inc FANG 25278X109 US Annual 6/8/2023 6. Ratification of Auditor Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 1 Directors' Report Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 10.1 Elect CAI Anhui Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 10.2 Elect XIE Haibing Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 10.3 Elect ZHAO Ying Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 10.4 Elect CAI Yong Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 10.5 Elect JIANG Shangjun Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 11 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 12 Authority to Issue Debt Financing Instruments Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 13 Amendments to the Rules of Procedures of the Board of Directors Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 2 Supervisors' Report Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 3 Accounts and Reports Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 4 Allocation of Profits/Dividends Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 5 Authority to Declare Interim Dividends Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 6 Authority to Give Guarantees Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 7 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 8.1 Elect DAI Houliang Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 8.2 Elect HOU Qijun Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 8.3 Elect DUAN Liangwei Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 8.4 Elect HUANG Yongzhang Management Abstain Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 8.5 Elect REN Lixin Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 8.6 Elect XIE Jun Management Against Against
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 9.1 Elect CAI Jinyong Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 9.2 Elect Simon JIANG X Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 9.3 Elect ZHANG Laibin Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 9.4 Elect Lusan HUNG Lo Shan Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Annual 6/8/2023 9.5 Elect Kevin HO King Lun Management For For
Guinness Atkinson Global Energy Fund GAGEN PetroChina Co. Ltd. 857 HK   HK Other 6/8/2023 1 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Annual 6/29/2023 1 Accounts and Reports Management Against Against
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Annual 6/29/2023 2 Elect Sachin Oza Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Annual 6/29/2023 3 Elect Stephen Williams Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Annual 6/29/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Annual 6/29/2023 5 Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Annual 6/29/2023 6 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Global Energy Fund GAGEN Reabold Resources Plc RBD LN   GB Annual 6/29/2023 7 Authority to Repurchase Shares Management For For

 

 

Form N-PX Proxy Voting Record
Fund Name: Guinness Atkinson Global Innovators Fund
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Special 9/7/2022 1 Dividend in Kind to Effect Spin-Off of Accelleron Industries Ltd  Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN Nike, Inc. NKE 654106103 US Annual 9/9/2022 1a. Elect Alan B. Graf, Jr. Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Nike, Inc. NKE 654106103 US Annual 9/9/2022 1b. Elect Peter B. Henry Management For For
Guinness Atkinson Global Innovators Fund GAGIN Nike, Inc. NKE 654106103 US Annual 9/9/2022 1c. Elect Michelle A. Peluso Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Nike, Inc. NKE 654106103 US Annual 9/9/2022 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Nike, Inc. NKE 654106103 US Annual 9/9/2022 3. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Nike, Inc. NKE 654106103 US Annual 9/9/2022 4. Amendment to the Employee Stock Purchase Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Nike, Inc. NKE 654106103 US Annual 9/9/2022 5. Shareholder Proposal Regarding Policy to Pause Sourcing of Raw Materials from China Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1a. Elect Robert M. Calderoni Management Abstain Against
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1b. Elect Jeneanne Hanley Management Abstain Against
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1c. Elect Emiko Higashi Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1d. Elect Kevin J. Kennedy Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1e. Elect Gary B. Moore Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1f. Elect Marie E. Myers Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1g. Elect Kiran M. Patel Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1h. Elect Victor Peng Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1i. Elect Robert A. Rango Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 1j. Elect Richard P. Wallace Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 3. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Global Innovators Fund GAGIN KLA Corp. KLAC 482480100 US Annual 11/2/2022 4. Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1a. Elect Sohail U. Ahmed Management For For
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1b. Elect Timothy M. Archer Management For For
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1c. Elect Eric K. Brandt Management For For
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1d. Elect Michael R. Cannon Management For For
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1e. Elect Bethany J. Mayer Management For For
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1f. Elect Jyoti K. Mehra Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1g. Elect Abhijit Y. Talwalkar Management For For
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1h. Elect Rick Lih-Shyng TSAI Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 1i. Elect Leslie F. Varon Management For For
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Lam Research Corp. LRCX 512807108 US Annual 11/8/2022 3. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1a. Elect Richard H. Anderson Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1b. Elect Craig Arnold Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1c. Elect Scott C. Donnelly Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1d. Elect Lidia L. Fonseca Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1e. Elect Andrea J. Goldsmith Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1f. Elect Randall J. Hogan, III Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1g. Elect Kevin E. Lofton Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1h. Elect Geoffrey Straub  Martha Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1i. Elect Elizabeth G. Nabel Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1j. Elect Denise M. O'Leary Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1k. Elect Kendall J. Powell Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 2. Appointment of Auditor and Authority to Set Fees Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 4. Authority to Issue Shares w/ Preemptive Rights Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 5. Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Global Innovators Fund GAGIN Medtronic Plc MDT G5960L103 US Annual 12/8/2022 6. Authority to Repurchase Shares Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1a. Elect Reid G. Hoffman Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1b. Elect Hugh F. Johnston Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1c. Elect Teri L. List Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1d. Elect Satya Nadella Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1e. Elect Sandra E. Peterson Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1f. Elect Penny S. Pritzker Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1g. Elect Carlos A. Rodriguez Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1h. Elect Charles W. Scharf Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1i. Elect John W. Stanton Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1j. Elect John W. Thompson Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1k. Elect Emma N. Walmsley Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1l. Elect Padmasree Warrior Management For For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 3. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 4. Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 5. Shareholder Proposal Regarding Report on Hiring Practices Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 6. Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 7. Shareholder Proposal Regarding Report on Government Use of Technology  Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 8. Shareholder Proposal Regarding Risks of Developing Military Weapons Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 9. Shareholder Proposal Regarding Report on Tax Transparency Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1a. Elect Eve Burton Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1b. Elect Scott D. Cook Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1c. Elect Richard L. Dalzell Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1d. Elect Sasan Goodarzi Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1e. Elect Deborah Liu Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1f. Elect Tekedra Mawakana Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1g. Elect Suzanne Nora Johnson Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1h. Elect Thomas J. Szkutak Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 1i. Elect Raul Vazquez Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 3. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Intuit Inc INTU US 461202103 US Annual 1/19/2023 4. Amendment to the Employee Stock Purchase Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1a. Elect Lloyd A. Carney Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1b. Elect Kermit R. Crawford Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1c. Elect Francisco Javier Fernández-Carbajal Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1d. Elect Alfred F. Kelly, Jr. Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1e. Elect Ramon L. Laguarta Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1f. Elect Teri L. List Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1g. Elect John F. Lundgren Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1h. Elect Denise M. Morrison Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1i. Elect Linda Rendle Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 1j. Elect Maynard G. Webb Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 4. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Visa Inc V 92826C839 US Annual 1/24/2023 5. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 10 Remuneration Policy Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 11 Remuneration Report Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 2 Allocation of Profits/ Dividends Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.1 Ratify Jochen Hanebeck Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.2 Ratify Constanze Hufenbecher Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.3 Ratify Sven Schneider Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.4 Ratify Andreas Urschitz Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.5 Ratify Rutger Wijburg  Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.6 Ratify Reinhard Ploss Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.7 Ratify Helmut Gassel Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.1 Ratify Wolfgang Eder Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.10 Ratify Manfred Puffer Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.11 Ratify Melanie Riedl  Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.12 Ratify Jürgen Scholz Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.13 Ratify Ulrich Spiesshofer Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.14 Ratify Margret Suckale . Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.15 Ratify Mirco Synde Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.16 Ratify Diana Vitale . Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.17 Ratify Kerstin Schulzendorf Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.2 Ratify Xiaoqun Clever Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.3 Ratify Johann Dechant Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.4 Ratify Friedrich Eichiner Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.5 Ratify Annette Engelfried Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.6 Ratify Peter Gruber Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.7 Ratify Hans-Ulrich Holdenried Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.8 Ratify Susanne Lachenmann Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.9 Ratify Géraldine Picaud  Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 5 Appointment of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 6.1 Elect Herbert Diess Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 6.2 Elect Klaus Helmrich Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 7 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 8 Authority to Repurchase Shares Using Equity Derivatives Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.1 Amendments to Articles (Place and Convocation) Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.2 Amendments to Articles (Virtual General Meetings) Management For For
Guinness Atkinson Global Innovators Fund GAGIN Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.3 Amendments to Articles (Virtual Participation of Supervisory Board Members) Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1a. Elect Rani Borkar Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1b. Elect Judy Bruner Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1c. Elect Xun Chen Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1d. Elect Aart J. de Geus Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1e. Elect Gary E. Dickerson Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1f. Elect Thomas J. Iannotti Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1g. Elect Alexander A. Karsner Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1h. Elect Kevin P. March Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1i. Elect Yvonne McGill Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1j. Elect Scott A. McGregor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 4. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 5. Shareholder Proposal Regarding Right to Call Special Meetings Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 6. Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1a Elect James A. Bell Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1b Elect Timothy D. Cook Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1c Elect Albert A. Gore Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1d Elect Alex Gorsky Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1e Elect Andrea Jung Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1f Elect Arthur D. Levinson Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1g Elect Monica C. Lozano Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1h Elect Ronald D. Sugar Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 1i Elect Susan L. Wagner Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 5. Shareholder Proposal Regarding Civil Rights Audit Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 6. Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 7. Shareholder Proposal Regarding Shareholder Engagement with the Board Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 8. Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Apple Inc AAPL 037833100 US Annual 3/10/2023 9. Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 1 Accounts and Reports Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 10 Appointment of Independent Proxy Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 11 Appointment of Auditor Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 2 Compensation Report Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 3 Ratification of Board and Management Acts Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 4 Allocation of Dividends Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.1 Amendments to Articles  (Shares and Share Register)  Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.2 Amendments to Articles (Voting Rights Restrictions) Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.3 Amendments to Articles  (General Meeting) Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.4 Amendments to Articles (Virtual Meetings) Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.5 Amendments to Articles  (Board of Directors and Compensation) Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 6 Approval of a Capital Band Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 7.1 Board Compensation Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 7.2 Executive Compensation Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.1 Elect Gunnar Brock Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.10 Elect Peter R. Voser as Board Chair Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.2 Elect David E. Constable Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.3 Elect Frederico Fleury Curado Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.4 Elect Lars Förberg Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.5 Elect Denise C. Johnson Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.6 Elect Jennifer Xin-Zhe Li Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.7 Elect Geraldine Matchett Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.8 Elect David Meline Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.9 Elect Jacob Wallenberg Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 9.1 Elect David E. Constable as Compensation Committee Member Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 9.2 Elect Frederico Fleury Curado as Compensation Committee Member Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN ABB Ltd. ABBN SW   CH Annual 3/23/2023 9.3 Elect Jennifer Xin-Zhe Li as Compensation Committee Member Management No Action Taken N/A
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1a. Elect Amy L. Banse Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1b. Elect Brett Biggs Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1c. Elect Melanie Boulden Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1d. Elect Frank A. Calderoni Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1e. Elect Laura B. Desmond Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1f. Elect Shantanu Narayen Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1g. Elect Spencer Neumann Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1h. Elect Kathleen Oberg Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1i. Elect Dheeraj Pandey Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1j. Elect David A. Ricks Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1k. Elect Daniel Rosensweig Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1l. Elect John E. Warnock Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 2. Amendment to the 2019 Equity Incentive Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 3. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 4. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Adobe Inc ADBE 00724F101 US Annual 4/20/2023 6. Shareholder Proposal Regarding Report on Hiring Practices for People With Arrest Records Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1A. Elect Peter J. Arduini Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1B. Elect Deepak L. Bhatt Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1C. Elect Giovanni Caforio Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1D. Elect Julia A. Haller Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1E. Elect Manuel Hidalgo Medina Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1F. Elect Paula A. Price Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1G. Elect Derica W. Rice Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1H. Elect Theodore R. Samuels, II Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1I. Elect Gerald Storch Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1J. Elect Karen H. Vousden Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 1K. Elect Phyllis R. Yale Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 2. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 4. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 5. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 6. Shareholder Proposal Regarding Non-Discrimination Audit Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Bristol-Myers Squibb Co. BMY 110122108 US Annual 5/2/2023 7. Shareholder Proposal Regarding Allowing Beneficial Owners to Call Special Meetings Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 1 Accounts and Reports; Non Tax-Deductible Expenses Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 10 2023 Directors' Fees Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 11 2023 Remuneration Policy (Board of Directors) Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 12 Elect Léo Apotheker Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 13 Elect Gregory M. Spierkel Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 14 Elect Lip-Bu Tan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 15 Elect Abhay Parasnis Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 16 Elect Giulia Chierchia Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 17 Opinion on Climate Strategy Strategy Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 18 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 19 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 2 Consolidated Accounts and Reports Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 20 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 21 Authority to Issue Shares and Convertible Debt Through Private Placement Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 22 Greenshoe Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 23 Authority to Increase Capital in Consideration for Contributions In Kind Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 24 Authority to Increase Capital Through Capitalisations Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 25 Employee Stock Purchase Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 26 Stock Purchase Plan for Overseas Employees Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 27 Authority to Cancel Shares and Reduce Capital Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 28 Authorisation of Legal Formalities Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 3 Allocation of Profits/Dividends Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 4 Special Auditors Report on Regulated Agreements Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 5 2022 Remuneration Report Management For For
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 6 2022 Remuneration of Jean-Pascal Tricoire, Chair and CEO Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 7 2023 Remuneration Policy, Chair and CEO (Until May 3, 2023) Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 8 2023 Remuneration Policy, CEO (From May 4, 2023) Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Schneider Electric SE SU FP   FR Mix 5/4/2023 9 2023 Remuneration Policy, Chair (From May 4, 2023) Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1a. Elect Rainer M. Blair Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1b. Elect Feroz Dewan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1c. Elect Linda P. Hefner Filler Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1d. Elect Teri L. List Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1e. Elect Walter G. Lohr, Jr. Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1f. Elect Jessica L. Mega Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1g. Elect Mitchell P. Rales Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1h. Elect Steven M. Rales Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1i. Elect Pardis C. Sabeti Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1j. Elect A. Shane Sanders Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1k. Elect John T. Schwieters Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1l. Elect Alan G. Spoon Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1m. Elect Raymond C. Stevens Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 1n. Elect Elias A. Zerhouni Management For For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 5. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Danaher Corp. DHR 235851102 US Annual 5/9/2023 6. Shareholder Proposal Regarding Diversity and Inclusion Report Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 1 Accounts and Reports Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 10 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 11 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 12 Authority to Repurchase Shares Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 13 Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 14 2023 Share Option Scheme Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 15 Service Provider Sublimit under 2023 Share Option Scheme Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 16 2023 Share Award Scheme Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 17 Service Provider Sublimit under 2023 Share Award Scheme Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 3 Elect DING Shijia Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 4 Elect BI Mingwei Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 5 Elect Stephen YIU Kin Wah Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 6 Elect Henry Stephen LAI Hin Wing Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 7 Elect WANG Jiaqian Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 8 Elect XIA Lian Management For For
Guinness Atkinson Global Innovators Fund GAGIN Anta Sports Products 2020 HK   HK Annual 5/10/2023 9 Directors' Fees Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.1 Elect Nancy A. Altobello Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.2 Elect David P. Falck Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.3 Elect Edward G. Jepsen Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.4 Elect Rita S. Lane Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.5 Elect Robert A. Livingston Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.6 Elect Martin H. Loeffler Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.7 Elect R. Adam Norwitt Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.8 Elect Prahlad R. Singh Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.9 Elect Anne C. Wolff Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Amphenol Corp. APH 032095101 US Annual 5/18/2023 5. Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1a. Elect Sharon Y. Bowen Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1b. Elect Shantella E. Cooper Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1c. Elect Duriya M. Farooqui Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1d. Elect Lord Hague of Richmond Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1e. Elect Mark F. Mulhern Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1f. Elect Thomas E. Noonan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1g. Elect Caroline L. Silver Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1h. Elect Jeffrey C. Sprecher Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1i. Elect Judith A. Sprieser Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 1j. Elect Martha A. Tirinnanzi Management For For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 4. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Intercontinental Exchange Inc ICE 45866F104 US Annual 5/19/2023 5. Shareholder Proposal Regarding Allowing Beneficial Owners to Call Special Meetings Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 10. Shareholder Proposal Regarding Just Transition Reporting Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 11. Shareholder Proposal Regarding Report on Tax Transparency Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 12. Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments  Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 13. Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 14. Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs  Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 15. Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 16. Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 17. Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 18. Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 19. Shareholder Proposal Regarding Formation of Public Policy Committee Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1a. Elect Jeffrey P. Bezos Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1b. Elect Andrew R. Jassy Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1c. Elect Keith B. Alexander Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1d. Elect Edith W. Cooper Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1e. Elect Jamie S. Gorelick Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1f. Elect Daniel P. Huttenlocher Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1g. Elect Judith A. McGrath Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1h. Elect Indra K. Nooyi Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1i. Elect Jonathan J. Rubinstein Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1j. Elect Patricia Q. Stonesifer Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1k. Elect Wendell P. Weeks Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 20. Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 21. Shareholder Proposal Regarding Report on Working Conditions Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 22. Shareholder Proposal Regarding Report on Plastic Packaging Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 23. Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 5. Amendment to the 1997 Stock Incentive Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 6. Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 7. Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 8. Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal  Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 9. Shareholder Proposal Regarding  Report on Government Takedown Requests Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1a. Elect Rodney C. Adkins Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1b. Elect Jonathan Christodoro Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1c. Elect John J. Donahoe II Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1d. Elect David W. Dorman Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1e. Elect Belinda J. Johnson Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1f. Elect Enrique Lores Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1g. Elect Gail J. McGovern Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1h. Elect Deborah M. Messemer Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1i. Elect David M. Moffett Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1j. Elect Ann M. Sarnoff Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1k. Elect Daniel H. Schulman Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 1l. Elect Frank D. Yeary Management For For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 3. Amendment to the 2015 Equity Incentive Plan Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 4. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 5. Shareholder Proposal Regarding Policy Against Discriminatory Exclusion in Conflict Zones Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 6. Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 7. Shareholder Proposal Regarding Transparency Reports and Account Suspensions Shareholder Abstain Against
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 8. Shareholder Proposal Regarding Report on Board Oversight of Discrimination Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN PayPal Holdings Inc PYPL 70450Y103 US Annual 5/24/2023 9. Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1a. Elect Marc N. Casper Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1b. Elect Nelson J. Chai Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1c. Elect Ruby R. Chandy Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1d. Elect C. Martin Harris Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1e. Elect Tyler Jacks Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1f. Elect R. Alexandra Keith Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1g. Elect James C. Mullen Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1h. Elect Lars R. Sørensen Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1i. Elect Debora L. Spar Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1j. Elect Scott M. Sperling Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 1k. Elect Dion J. Weisler Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 4. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 5. Amendment to the 2013 Stock Incentive Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Thermo Fisher Scientific Inc. TMO 883556102 US Annual 5/24/2023 6. Approval of the 2023 Employee Stock Purchase Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.01 Elect Peggy Alford Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.02 Elect Marc L. Andreessen Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.03 Elect Andrew W. Houston Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.04 Elect Nancy Killefer Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.05 Elect Robert M. Kimmitt Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.06 Elect Sheryl K. Sandberg Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.07 Elect Tracey T. Travis Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.08 Elect Tony Xu Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.09 Elect Mark Zuckerberg Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 10. Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 11. Shareholder Proposal Regarding Targets and Report on Child Safety Impacts Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 12. Shareholder Proposal Regarding Calibrating Executive Pay to Externalized Costs  Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 13. Shareholder Proposal Regarding Assessment of Audit and Risk Oversight Committee Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 3. Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 4. Shareholder Proposal Regarding Recapitalization Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 5. Shareholder Proposal Regarding  Human Rights Impact Assessment Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 6. Shareholder Proposal Regarding Lobbying Report Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 7. Shareholder Proposal Regarding Report on Content Management in India Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 8. Shareholder Proposal Regarding Lobbying Activity Alignment with Net-Zero Emissions Commitment Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Meta Platforms Inc META 30303M102 US Annual 5/31/2023 9. Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 10. Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 11. Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 12. Shareholder Proposal Regarding Algorithm Disclosures Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 13. Shareholder Proposal Regarding Alignment of YouTube Policies With Legislation Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 14. Shareholder Proposal Regarding Content Governance Report Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 15. Shareholder Proposal Regarding Assessment of Audit and Compliance Committee Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 16. Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 17. Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 18. Shareholder Proposal Regarding Recapitalization Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1a. Elect Larry Page Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1b. Elect Sergey Brin Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1c. Elect Sundar Pichai Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1d. Elect John L. Hennessy Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1e. Elect Frances H. Arnold Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1f. Elect R. Martin Chavez Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1g. Elect L. John Doerr Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1h. Elect Roger W. Ferguson, Jr. Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1i. Elect Ann Mather Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1j. Elect K. Ram Shriram Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1k. Elect Robin L. Washington Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 3. Amendment to the  2021 Stock Plan Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 4. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 6. Shareholder Proposal Regarding Lobbying Report  Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 7. Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 8. Shareholder Proposal Regarding Lobbying Activity Alignment with Climate Commitments and the Paris Agreement Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 9. Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 1. 2022 Business Report and Financial Statements Management For For
Guinness Atkinson Global Innovators Fund GAGIN Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 2. Issuance of Employee Restricted Stock Awards for Year 2023 Management For For
Guinness Atkinson Global Innovators Fund GAGIN Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 3. Revise the Procedures for Endorsement and Guarantee. Management For For
Guinness Atkinson Global Innovators Fund GAGIN Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 4. In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.01 Elect Kenneth J. Bacon Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.02 Elect Thomas J. Baltimore, Jr. Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.03 Elect Madeline S. Bell Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.04 Elect Edward D. Breen Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.05 Elect Gerald L. Hassell Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.06 Elect Jeffrey A. Honickman Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.07 Elect Maritza Gomez Montiel Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.08 Elect Asuka Nakahara Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.09 Elect David C. Novak Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 1.10 Elect Brian L. Roberts Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 10. Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 11. Shareholder Proposal Regarding Report on Corporate Operations with China Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 2. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 3. Approval of the 2023 Omnibus Equity Incentive Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 4. Amendment to the 2002 Employee Stock Purchase Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 5. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 6. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 7. Shareholder Proposal Regarding Racial Equity Audit Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 8. Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Comcast Corp CMCSA 20030N101 US Annual 6/7/2023 9. Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1a. Elect Marc R. Benioff Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1b. Elect Laura Alber Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1c. Elect Craig A. Conway Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1d. Elect Arnold W. Donald Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1e. Elect Parker Harris Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1f. Elect Neelie Kroes Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1g. Elect Sachin Mehra Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1h. Elect G. Mason Morfit Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1i. Elect Oscar Munoz Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1j. Elect John V. Roos Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1k. Elect Robin L. Washington Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1l. Elect Maynard G. Webb Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1m. Elect Susan D. Wojcicki Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 2. Amendment to the 2013 Equity Incentive Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 3. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 4. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 6. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Guinness Atkinson Global Innovators Fund GAGIN Salesforce Inc CRM 79466L302 US Annual 6/8/2023 7. Shareholder Proposal Regarding Company Directors Serving on Multiple Boards Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.1 Elect Shellye L. Archambeau Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.2 Elect Amy W. Brinkley Management For For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.3 Elect Irene M. Esteves Management For For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.4 Elect L. Neil Hunn Management For For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.5 Elect Robert D. Johnson Management For For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.6 Elect Thomas P. Joyce, Jr. Management For For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.7 Elect Laura G. Thatcher Management For For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.8 Elect Richard F. Wallman Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 1.9 Elect Christopher Wright Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 2. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 4. Ratification of Auditor Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Roper Technologies Inc ROP 776696106 US Annual 6/13/2023 5. Amendment to Articles Regarding Officer Exculpation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN Zoom Video Communications Inc ZM US 98980L101 US Annual 6/15/2023 1.01 Elect Eric Yuan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Zoom Video Communications Inc ZM US 98980L101 US Annual 6/15/2023 1.02 Elect Peter Gassner Management For For
Guinness Atkinson Global Innovators Fund GAGIN Zoom Video Communications Inc ZM US 98980L101 US Annual 6/15/2023 1.03 Elect H. R. McMaster Management Withhold Against
Guinness Atkinson Global Innovators Fund GAGIN Zoom Video Communications Inc ZM US 98980L101 US Annual 6/15/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Zoom Video Communications Inc ZM US 98980L101 US Annual 6/15/2023 3. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1a. Elect Robert K. Burgess Management For For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1b. Elect Tench Coxe Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1c. Elect John O. Dabiri Management For For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1d. Elect Persis S. Drell Management For For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1e. Elect Jen-Hsun Huang Management For For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1f. Elect Dawn Hudson Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1g. Elect Harvey C. Jones Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1h. Elect Michael G. McCaffery Management For For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1i. Elect Stephen C. Neal Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1j. Elect Mark L. Perry Management For For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1k. Elect A. Brooke Seawell Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1l. Elect Aarti Shah Management For For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1m. Elect Mark A. Stevens Management For For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 4. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 10. Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1a. Elect Merit E. Janow Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1b. Elect Candido Botelho Bracher Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1c. Elect Richard K. Davis Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1d. Elect Julius Genachowski Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1e. Elect Choon Phong Goh Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1f. Elect Oki Matsumoto Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1g. Elect Michael Miebach Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1h. Elect Youngme E. Moon Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1i. Elect Rima Qureshi Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1j. Elect Gabrielle Sulzberger Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1k. Elect Harit Talwar Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 1l. Elect Lance Uggla Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 2. Advisory Vote on Executive Compensation Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 4. Approval of the Employee Stock Purchase Plan Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 5. Ratification of Auditor Management For For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 6. Shareholder Proposal Regarding Report on Board Oversight of Discrimination Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 7. Shareholder Proposal Regarding Report on Oversight of Merchant Category Codes Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 8. Shareholder Proposal Regarding Lobbying Report Shareholder Against For
Guinness Atkinson Global Innovators Fund GAGIN Mastercard Incorporated MA 57636Q104 US Annual 6/27/2023 9. Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions Shareholder For Against

 

 

Form N-PX Proxy Voting Record
Fund Name: Guinness Atkinson Asia Focus Fund
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker  CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 2. Appointment of Auditor Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 2 Appointment of Auditor Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 1 The Company's Eligibility for Non-public A-Share Offering Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 11 SETTING UP A DEDICATED ACCOUNT FOR RAISED FUNDS Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 12 Full Authorization to the Board to Handle Matters Regarding the Non-public A-Share Offering Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.1 Stock Type and Par Value Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.10 Validity Period Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.2 Issuing Method and Date Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.3 Issuing Targets and Subscription Method Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.4 Pricing Base Date, Pricing Principles and Issue Price Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.5 Issuing Volume Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.6 Amount and Purpose of the Raised Funds Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.7  Lockup Period Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.8 Listing Place Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.9 Arrangement for Accumulated Retained Profits Before Non-public Share Offering Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 3 PREPLAN FOR NON-PUBLIC A-SHARE OFFERING (REVISED) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 5 Feasibility Analysis Report on the Use of Funds to Be Raised From the Non-public A-Share Offering (Revised) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 6 IMPACT OF THE DILUTED IMMEDIATE RETURN AFTER THE NON-PUBLIC A-SHARE OFFERING, FILLING MEASURES AND COMMITMENTS OF RELEVANT PARTIES (REVISED) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 7 The Investment and Cooperation Agreement and Its Supplementary Agreement to Be Signed Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 8 Conditional Share Subscription Agreement and Its Supplementary Agreement to Be Signed Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 9 CONNECTED TRANSACTIONS INVOLVED IN THE NON-PUBLIC A-SHARE OFFERING Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 2.A Re-elect Sophie A. Mitchell Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sonic Healthcare SKL  AU   AU Annual 11/17/2022 3 Remuneration Report Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 2 Proposal for Deposits, Loan and Wealth Management Business in a Related Bank Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 4 Proposal for Provision of Guarantee for Subsidiaries Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Special 1/19/2023 2.1 Elect WEI Rong Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 2/15/2023 2 Application for Comprehensive Credit Line to Banks by the Company and Subsidiaries Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 11 PURCHASE OF PROSPECTUS AND LIABILITY INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT Management Abstain Against
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1f. Elect Thomas J. Iannotti Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 2. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 5. Shareholder Proposal Regarding Right to Call Special Meetings Shareholder For Against
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 6. Shareholder Proposal Regarding Improvement of Executive Compensation Program Shareholder For Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 3/17/2023 1 Demonstration Analysis Report on the Plan for Private Placement Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 3/17/2023 2 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Private Placement Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Hanon Systems 018880 KS   KR Annual 3/29/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Hanon Systems 018880 KS   KR Annual 3/29/2023 2 Election of Directors (Slate) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Hanon Systems 018880 KS   KR Annual 3/29/2023 3 Election of Audit Committee Member: KIM Koo Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1i. Elect Harry L. You Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 4. Advisory Vote on Executive Compensation Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 13 Approve Application for Unified Registration and Issuance of Multiple Debt Financing Instruments (DFI) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 7 Approval of Credit Lines Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 8 Related Party Transactions Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 2023 Share Option Scheme Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 3 Service Provider Sub-limit Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.C Elect Laura LUO Ying Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 5 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 7 Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 8 Amendments to Articles  Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.A Elect Jacobus Petrus (Koos) Bekker Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 5 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1A Adoption of 2023 Share Option Scheme Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1B Transfer of Share Options Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 2 Scheme Mandate Limit (2023 Share Option Scheme) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 3 Service Provider Sub-limit (2023 Share Option Scheme) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4A Adoption of 2023 Share Award Scheme Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4B Transfer of Share Awards Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 5 Scheme Mandate Limit (2023 Share Award Scheme - Share Award) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 6 Scheme Mandate Limit (2023 Share Award Scheme - New Shares Share Award) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 7 Service Provider Sub-limit (2023 Share Award Scheme) Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 12 Authority for the Company's Subsidiary to Give Guarantees to Cooperative Partners Management Abstain Against
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 20 Appointment of Auditor Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.2 Elect ZHAO Chengxia Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 8.1 Elect GAO Debu Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 8.2 Elect ZHANG Xinling Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 6 Elect WEI Mei Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 10 Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 11 Amendments to Articles Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 8 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF NetEase Inc NTES 64110W102 US Annual 6/15/2023 1b. Elect Grace Hui Tang Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF NetEase Inc NTES 64110W102 US Annual 6/15/2023 1c. Elect Alice Yu-Fen Cheng Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF NetEase Inc NTES 64110W102 US Annual 6/15/2023 1d. Elect Joseph Tong Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF NetEase Inc NTES 64110W102 US Annual 6/15/2023 1e. Elect Michael Man Kit Leung Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF NetEase Inc NTES 64110W102 US Annual 6/15/2023 2. Appointment of Auditor Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF NetEase Inc NTES 64110W102 US Annual 6/15/2023 4. Amendment to the 2019 Share Incentive Plan Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 3 Elect CHENG Cheung Ling Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 6 Elect Donald LI Kwok Tung Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9A Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9C Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9D Adoption of Share Option Scheme  Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9E Service Provider Sublimit Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Autohome Inc ATHM 05278C107 US Annual 6/26/2023 1. Amended and Restated Memorandum of Association and Articles of Association Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Baidu Inc BIDU 056752108 US Annual 6/27/2023 1. Amended and Restated Articles of Association Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 6 Appointment of Auditor and Authority to Set Fees Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 9 Elect HUANG Jian Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 3 Elect WANG Huiwen Management For Against
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 4 Elect Gordon Robert Halyburton Orr Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 5 Elect LENG Xuesong Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 7 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 6/30/2023 1 Employee Stock Ownership Plan Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 6/30/2023 2 Management Measures for 2023 Employee Stock Purchase Plan Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 6/30/2023 3 Authorization to the Board to Handle Matters Regarding 2023 Employee Stock Ownership Plan Management Against Against
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 7/29/2022 1 Proposal for 2022 Employee Restricted Shares Plan (Draft) and its Summary Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 7/29/2022 2 Implement Assessment Management Plan for 2022 Employee Restricted Shares Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 7/29/2022 3 Board Authorization to Handle All Matters Regarding 2022 Employee Restricted Shares Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 7/29/2022 4 Authority to Give Guarantees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 9/6/2022 1 Amendments to Articles  Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 9/6/2022 2 Settlement of Projects Financed with Raised Funds in Chongqing and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 9/29/2022 1 THE FORECAST OF ROUTINE RELATED PARTY TRANSACTIONS FOR 2022 Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 9/29/2022 2 Change the Registered Capital and to Revise the Articles of Association of the Company Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.1 Elect Daniel Yong ZHANG Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.2 Elect Jerry YANG Chih-Yuan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.3 Elect Wan Ling Martello Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.4 Elect SHAN Weijian Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.5 Elect Irene LEE Yun Lien Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.6 Elect Albert NG Kong Ping Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.1 Elect Daniel Yong ZHANG Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.2 Elect Jerry YANG Chih-Yuan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.3 Elect Wan Ling Martello Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.4 Elect SHAN Weijian Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.5 Elect Irene LEE Yun Lien Management For For
Guinness Atkinson Asia Focus Fund GAAFF Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.6 Elect Albert NG Kong Ping Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 1 2022 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND ITS SUMMARY Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 2 APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF 2022 RESTRICTED STOCK INCENTIVE PLAN Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 3 AUTHORIZATION TO THE BOARD TO HANDLE MATTERS REGARDING THE EQUITY INCENTIVE Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 4 Change Of The Company's Registered Capital Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 5 Amendments to Articles Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 10 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2022 TO 2024 Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 4 REPORT ON THE USE OF PREVIOUSLY-RAISED FUNDS Management For For
Guinness Atkinson Asia Focus Fund GAAFF Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 2.B Re-elect Ewen G.W. Crouch Management For For
Guinness Atkinson Asia Focus Fund GAAFF Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 2.C Elect Marissa T. Peterson Management For For
Guinness Atkinson Asia Focus Fund GAAFF Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 3 Equity Grant (ED/COO Laura Ruffles) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Samsung Electronics SSNHZ 796050888 KR Special 11/3/2022 1.1 Elect HEO Eun Nyeong Management For For
Guinness Atkinson Asia Focus Fund GAAFF Samsung Electronics SSNHZ 796050888 KR Special 11/3/2022 1.2 Elect YOO Myung Hee Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 1 GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange and Conversion into a Company Limited by Shares which Raises Funds Overseas Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.1 Stock Type and Par Value Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.10 Conversion Limit Period of GDRs and Basic Securities of A-Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.11 Underwriting Method Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.2 Issuing Date Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.3 Issuing Method Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.4 Issuing Size Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.5 GDR Scale during the Duration Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.6 Conversion Ratio of GDRs and Basic Securities of A-Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.7 Pricing Method Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.8 Issuing Targets Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.9 Listing Place Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 3 PLAN FOR THE USE OF RAISED FUNDS FROM GDR ISSUANCE Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 4 Distribution Plan for Accumulated Retained Profits Before the GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 5 Board Authorization to Handle Matters Regarding the GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 6 Amendments to Articles, Procedural Rules for Shareholder and Board Meetings (Draft) (Applicable After GDR Listing) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 7 Amendments to Procedural Rules: Supervisory Board Meetings (Draft) (Applicable After GDR Listing) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 8 THE VALID PERIOD OF THE RESOLUTION ON THE GDR ISSUANCE AND LISTING ON THE SIX SWISS EXCHANGE OR LONDON STOCK EXCHANGE Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 9 Report on the Use of Previously Raised Funds Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 11/4/2022 1 Cancellation of Some Repurchased Shares and Decrease of the Company's Registered Capital Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 11/11/2022 1 Supplemental Services Agreement  Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 11/11/2022 2 Supplemental Automobile Components Procurement Agreement Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sonic Healthcare SKL  AU   AU Annual 11/17/2022 1 Elect Christine Bennett  Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sonic Healthcare SKL  AU   AU Annual 11/17/2022 2 Elect Katharine Giles Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sonic Healthcare SKL  AU   AU Annual 11/17/2022 4 Equity Grant (MD/CEO Colin Goldschmidt) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sonic Healthcare SKL  AU   AU Annual 11/17/2022 5 Equity Grant (Finance Director and CFO Chris Wilks) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.1 Purpose of the Share Repurchase Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.2 Type of Share to be Repurchased Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.3 Method of the Share Repurchase Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.4 Time Limit of the Share Repurchase Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.5 Type, Number and Percentage to the Total Capital of Shares to be Repurchased Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.6 Price of the Shares to be Repurchased Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.7 Source of Funds Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.8 Board Authorization to Handle All Related Matters Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 2 REPURCHASE AND CANCELLATION OF SOME RESTRICTED STOCKS IN 2019 Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 3 Amendments to Articles  Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 12/29/2022 1 CHANGE OF THE PURPOSE OF THE RAISED FUNDS Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 1 Proposal for Estimated Amount of Mortgage and Financial Leasing Business Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 3 Proposal for Additional Related Party Transactions Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 5 Proposal for Provision of Guarantees Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Special 1/19/2023 1.1 Elect HU Minqiang Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 2/15/2023 1 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 2/15/2023 3 Purchase of Wealth Management Products with Idle Proprietary Funds by the Company and Its Subsidiaries Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 1 GDR Issuance and Listing on the Frankfurt Stock Exchange and Conversion into a Company Limited by Shares Which Raises Funds Overseas Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 10 DISTRIBUTION PLAN FOR ACCUMULATED PROFITS BEFORE THE GDR ISSUANCE AND LISTING ON THE FRANKFURT STOCK EXCHANGE Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 12 Amendments to the Company's Articles of Association (applicable After GDR Listing) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 13 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings (applicable After GDR Listing) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 14 Amendments to the Company's Rules of Procedure Governing the Board Meetings (applicable After GDR Listing) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 15 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee (applicable After GDR Listing) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.1 Stock Type and Par Value Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.10 Underwriting Method Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.2 Issuing Date Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.3 Issuing Method Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.4 Issuing Scale Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.5 GDR Scale During the Duration Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.6 Conversion Ratio of GDRs and Basic Securities of A-shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.7 Pricing Method Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.8 Issuing Targets Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.9 Conversion Limit Period of GDRs and Basic Securities of A-shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 3 STATEMENT ON NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY RAISED FUNDS Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 4 PLAN FOR THE USE OF RAISED FUNDS FROM GDR ISSUANCE Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 5 The Valid Period of the Resolution on the GDR Issuance and Listing on the Frankfurt Stock Exchange Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 6 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the GDR Issuance and Listing on the Frankfurt Stock Exchange Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 7 Amendments to the Company's Articles of Association Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 8 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 9 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1a. Elect Rani Borkar Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1b. Elect Judy Bruner Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1c. Elect Xun Chen Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1d. Elect Aart J. de Geus Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1e. Elect Gary E. Dickerson Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1g. Elect Alexander A. Karsner Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1h. Elect Kevin P. March Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1i. Elect Yvonne McGill Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 1j. Elect Scott A. McGregor Management For For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Asia Focus Fund GAAFF Applied Materials Inc. AMAT 038222105 US Annual 3/9/2023 4. Ratification of Auditor Management For For
Guinness Atkinson Asia Focus Fund GAAFF Samsung Electronics SSNHZ 796050888 KR Annual 3/15/2023 1 Financial Statements and Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Samsung Electronics SSNHZ 796050888 KR Annual 3/15/2023 2 Elect HAN Jong Hee Management For For
Guinness Atkinson Asia Focus Fund GAAFF Samsung Electronics SSNHZ 796050888 KR Annual 3/15/2023 3 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF LG H&H LGHHF   KR Annual 3/28/2023 1 Financial Statements and Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF LG H&H LGHHF   KR Annual 3/28/2023 2.1 Elect LEE Jung Ae Management For For
Guinness Atkinson Asia Focus Fund GAAFF LG H&H LGHHF   KR Annual 3/28/2023 2.2 Elect KIM Jae Hwan Management For For
Guinness Atkinson Asia Focus Fund GAAFF LG H&H LGHHF   KR Annual 3/28/2023 3 Election of Audit Committee Member: KIM Jae Hwan Management For For
Guinness Atkinson Asia Focus Fund GAAFF LG H&H LGHHF   KR Annual 3/28/2023 4 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Hanon Systems 018880 KS   KR Annual 3/29/2023 4 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 1 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 10 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 11 AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 12 Authority to Repurchase and Reissue Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 3 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 5 Elect Peter SEAH Lim Huat Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 6 Elect Punita Lal Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 7 Elect Anthony LIM Weng Kin Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 8 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN Management For For
Guinness Atkinson Asia Focus Fund GAAFF DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 9 Authority to Issues Share under The California Sub-Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1a. Elect Diane M. Bryant Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1b. Elect Gayla J. Delly Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1c. Elect Raul J. Fernandez Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1d. Elect Eddy W. Hartenstein Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1e. Elect Check Kian Low Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1f. Elect Justine F. Page Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1g. Elect Henry S. Samueli Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1h. Elect Hock E. Tan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 2. Ratification of Auditor Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 3. Amendment to the 2012 Stock Incentive Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 4/12/2023 1 Estimated Continuing Connected Transactions Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 1 Directors' Report  Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 10 Appointment of Auditor Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 11 Financial Derivatives Business Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 12 Use of Idle Own Funds for Investment in Financial Products Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 14 Report of the Independent Directors Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 2 Supervisors' Report   Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 3 Annual Report    Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 4 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 5 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 6 Directors and Supervisors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 9 Shareholder Return Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 Amendments to the 2021 Share Award Scheme Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 1 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.A Elect CHEN Yanling Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.B Elect LEUNG Chong Shun Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.D Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 6 Authority to Repurchase Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 Acquisition Agreement and Supplemental Agreement Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 CKDs and Automobile Components Sales Agreement Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 Proton Agreement Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 DHG Agreement Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 1 Directors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 2 Supervisors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 3 2022 Annual Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 4 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 5 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 6 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 7 Elect WANG Guangqian Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 8 Authority to Issue Debt Financing Instruments Management For For
Guinness Atkinson Asia Focus Fund GAAFF Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 9 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 1 2022 Directors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 10 Amendments to Articles [Bundled] Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 2 2022 Supervisors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 3 2022 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 4 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 5 2022 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 6 Appointment of 2023 Auditor Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 7 2022 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 8 2022 Supervisory Board Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 9 Repurchase and Cancellation of Some Restricted Stocks Under the 2022 Employee Restricted Shares Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 1  2022 Work Report of the Board of Directors Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 3 2022 ANNUAL ACCOUNTS Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 4 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 5 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny5.37000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):none Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 6 2022 Fund Occupation by Controlling Shareholders and Other Related Parties and External Guarantee Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 7 2023 REMUNERATION FOR DIRECTORS AND SENIOR MANAGEMENT Management For For
Guinness Atkinson Asia Focus Fund GAAFF Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 8 Appointment of Auditor Management For For
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 1 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.B Elect ZHANG Xiulan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.C Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 6 Authority to Repurchase Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1C Termination of 2017 Share Option Scheme Management For For
Guinness Atkinson Asia Focus Fund GAAFF Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4C Termination of Share Award Schemes Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 1 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 10 2023 Supervisors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 11 2022 Independent Directors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 13 Authority to Give Guarantees to Wholly-Owned Subsidiaries Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 14 Authority to Give Guarantees to Controlled Subsidiaries Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 15 Authority to Give Guarantees to a Grandson Subsidiary Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 16 Authority to Increase the Issuance Size of Multiple Debt Financing Instruments (DFI) Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 17 LAUNCHING FUTURES AND DERIVATIVES HEDGING BUSINESS Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 18 Authority to Repurchase and Cancel Some 2019 Restricted Stock Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 19 Amendments to Articles  Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 2 2022 Directors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 3 2022 Supervisors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 4 2023 Management Policy and Investment Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 5 2022 Accounts and Reports and 2023 Financial Budget Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 6 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.1 Elect PAN Gang Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.3 Elect WANG Xiaogang Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.4 Elect CHAO Lu Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.5 Elect LV Gang Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.6 Elect PENG Heping Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.7 Elect JI Shao Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.8 Elect CAI Yuanming Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.9 Elect SHI Fang Management For For
Guinness Atkinson Asia Focus Fund GAAFF Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 9 2023 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 1 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 10 Authority to Repurchase Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 11 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 3 Elect LI Shu Fu Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 4 Elect Daniel LI Dong Hui Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 5 Elect AN Cong Hui Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 7 Elect Gan Jia Yue Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 8 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 9 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 1 2022 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 10 Amendments to Articles Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 11 Amendments to Management System for External Guarantees Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 12 Amendments to Management System for External Donations Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 13 Amendments to Management System for Connected Transaction Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 14 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 15.1 Elect HUA Dingzhong Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 2 2022 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 3 2022 Independent Directors‘ Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 4 2022 Directors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 5 2022 Supervisors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 6 2023 Financial Budget Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 7 2023 Estimated Related Party Transactions Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 8 Connected Transaction Regarding Signing a Financial Service Agreement with a Company Management For For
Guinness Atkinson Asia Focus Fund GAAFF NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 9 Appointment of 2023 Auditor Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 1 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 3 Elect HUANG Guanlin Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 4 Elect WANG Cunbo Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 5 Elect ZHANG Bingsheng Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 6 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 7 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 9 Authority to Repurchase Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Elite Material Co. Ltd 2383 TT   TW Annual 5/31/2023 1 TO ACCEPT YEAR 2022 BUSINESS REPORT AND FINANCIAL STATEMENTS Management For For
Guinness Atkinson Asia Focus Fund GAAFF Elite Material Co. Ltd 2383 TT   TW Annual 5/31/2023 2 To Approve the Proposal for Distribution of Year 2022 Profits Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 5/31/2023 1 2022 Employee Restricted Shares Plan Management For For
Guinness Atkinson Asia Focus Fund GAAFF Venustech Group Co Ltd. 002439C2   CN Special 5/31/2023 2 2022 Restricted Stock Incentive Plan Implementation Assessment Management Measures Management For For
Guinness Atkinson Asia Focus Fund GAAFF Taiwan Semiconductor Manufacturing TSM 874039100 TW Annual 6/6/2023 1 2022 Business Report and Financial Statements Management For For
Guinness Atkinson Asia Focus Fund GAAFF Taiwan Semiconductor Manufacturing TSM 874039100 TW Annual 6/6/2023 2 Issuance of Employee Restricted Stock Awards for Year 2023 Management For For
Guinness Atkinson Asia Focus Fund GAAFF Taiwan Semiconductor Manufacturing TSM 874039100 TW Annual 6/6/2023 3 Revise the Procedures for Endorsement and Guarantee. Management For For
Guinness Atkinson Asia Focus Fund GAAFF Taiwan Semiconductor Manufacturing TSM 874039100 TW Annual 6/6/2023 4 In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies Management For For
Guinness Atkinson Asia Focus Fund GAAFF Largan Precision Co 3008 TT   TW Annual 6/7/2023 1  2022 Business Report and Financial Statements Management For For
Guinness Atkinson Asia Focus Fund GAAFF Largan Precision Co 3008 TT   TW Annual 6/7/2023 2 2022 Earnings Distribution Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shin Zu Shing Co 3376 TT   TW Annual 6/7/2023 1 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shin Zu Shing Co 3376 TT   TW Annual 6/7/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Shin Zu Shing Co 3376 TT   TW Annual 6/7/2023 3 Allocation of Profits from Reserve Capital Management For For
Guinness Atkinson Asia Focus Fund GAAFF NetEase Inc NTES 64110W102 US Annual 6/15/2023 1a. Elect William Lei Ding Management For For
Guinness Atkinson Asia Focus Fund GAAFF NetEase Inc NTES 64110W102 US Annual 6/15/2023 3. Amended and Restated Articles of Association  Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 1 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 4 Elect LU Hong Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 5 Elect ZHANG Lu Fu Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 7 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 8 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9B Authority to Repurchase Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF JD.com Inc JD US 47215P106 US Annual 6/21/2023 1. Amended and Restated Articles of Association Management For For
Guinness Atkinson Asia Focus Fund GAAFF JD.com Inc JD US 47215P106 HK Annual 6/21/2023 1 Amended and Restated Articles of Association Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 1 Directors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 10 Elect ZHU Jiangtao Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 2 Supervisors' Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 3 Annual Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 4 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 5 Allocation of Profits/Dividends Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 7 2022 Related Party Transactions Report Management For For
Guinness Atkinson Asia Focus Fund GAAFF China Merchants Bank 3968 HK   HK Annual 6/27/2023 8 2023-2027 Capital Management Plan  Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 1 Accounts and Reports Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 10 Amendment to the Post-IPO Share Option Scheme Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 11 Amendment to the Post-IPO Share Award Scheme Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 12 Scheme Limit Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 13 Service Provider Sublimit Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 14 Issue of 9,686 Class B Shares to Gordon Robert Halyburton Orr under the Post-IPO Share Award Scheme Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 15 Issue of 9,686 Class B Shares to LENG Xuesong under the Post-IPO Share Award Scheme Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 16 Issue of 9,686 Class B Shares to Harry SHUM Heung Yeung under the Post-IPO Share Award Scheme Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 2 Elect Marjorie MUN Tak Yang Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 6 Directors' Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 8 Authority to Repurchase Shares Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 9 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson Asia Focus Fund GAAFF Meituan 3690 HK   HK Annual 6/30/2023 S.1 Amendments to Articles Management For For
Guinness Atkinson Asia Focus Fund GAAFF Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 1 REMUNERATION REPORT Management Against Against

 

 

Form N-PX Proxy Voting Record
Fund Name: Guinness Atkinson China & Hong Kong Fund
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Special 8/12/2022 4 Change of the Unlocking Period, Unlocking Ratio and Duration of the Long-Term Incentive Stock Ownership Plan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 1 Eligibility for Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 11 Board Authorization to Handle Matters Regarding the Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.1 2022 Private Placement: Stock Type and Par Value Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.10 2022 Private Placement: Resolution Validity Period Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.2 2022 Private Placement: Issuing Method and Date Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.3 2022 Private Placement: Issuing Targets and Subscription Method Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.4 2022 Private Placement: Benchmark date, Pricing Principle and Issue Price Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.5 2022 Private Placement: Issuing Volume Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.6 2022 Private Placement: Amount and Use of Proceeds Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.7 2022 Private Placement: Lockup Period Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.8 2022 Private Placement: Listing Market Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 2.9 2022 Private Placement: Arrangement of Undistributed Profits Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 3 Pre-Plan for 2022 Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 4 Feasibility Analysis Report on the Use of Proceeds from the 2022 Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 6 Approval of Management Commitment of Dilution Measure for Share Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 7 SETTING UP A DEDICATED ACCOUNT FOR RAISED FUNDS Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 8 CONDITIONAL SHARE SUBSCRIPTION AGREEMENT TO BE SIGNED WITH LIU JIANWEI Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 9 CONNECTED TRANSACTIONS INVOLVED IN THE 2022 NON-PUBLIC A-SHARE OFFERING Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 9/9/2022 3 Elect WANG Yanlei as Supervisor Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 1 Investment in Wealth Management Products  Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 2. Appointment of Auditor Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 2 Appointment of Auditor Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 1 The Company's Eligibility for Non-public A-Share Offering Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 11 SETTING UP A DEDICATED ACCOUNT FOR RAISED FUNDS Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 12 Full Authorization to the Board to Handle Matters Regarding the Non-public A-Share Offering Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.1 Stock Type and Par Value Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.10 Validity Period Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.2 Issuing Method and Date Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.3 Issuing Targets and Subscription Method Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.4 Pricing Base Date, Pricing Principles and Issue Price Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.5 Issuing Volume Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.6 Amount and Purpose of the Raised Funds Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.7  Lockup Period Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.8 Listing Place Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 2.9 Arrangement for Accumulated Retained Profits Before Non-public Share Offering Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 3 PREPLAN FOR NON-PUBLIC A-SHARE OFFERING (REVISED) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 5 Feasibility Analysis Report on the Use of Funds to Be Raised From the Non-public A-Share Offering (Revised) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 6 IMPACT OF THE DILUTED IMMEDIATE RETURN AFTER THE NON-PUBLIC A-SHARE OFFERING, FILLING MEASURES AND COMMITMENTS OF RELEVANT PARTIES (REVISED) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 7 The Investment and Cooperation Agreement and Its Supplementary Agreement to Be Signed Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 8 Conditional Share Subscription Agreement and Its Supplementary Agreement to Be Signed Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 9 CONNECTED TRANSACTIONS INVOLVED IN THE NON-PUBLIC A-SHARE OFFERING Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 1 The Company's Eligibility for A-Share Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 10 EXEMPTION OF SPECIFIC PARTIES FROM THE TENDER OFFER OBLIGATION Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.1 Stock Type and Par Value Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.10 Valid Period of the Resolution Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.2 Issuing Method and Date Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.3 Issuing Targets and Subscription Method Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.4 Pricing Base Date, Pricing Principles and Issue Price Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.5 Issuing Volume Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.6 Lockup Period Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.7 Listing Place Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.8 Arrangement for the Undistributed Profits Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.9 Amount and Purpose of the Raised Funds Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 3 Preplan for 2022 Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 4 Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 6 Diluted Immediate Return After the Private Placement, Filling Measures and Commitments of Relevant Parties Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 7 Conditional Agreement on Subscription for the Private Placement to be Signed with Specific Parties Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 8 Connected Transactions Involved in the Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 9 Board Authorization to Handle Matters Regarding the Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 1.1 Elect LIU Jianwei Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 3.1 Elect WANG Hushan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 6 Amendments to Articles Management Abstain Against
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 1 First Amendments to Articles Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 12/13/2022 1 THE FORTH PHASE EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 12/13/2022 2 MANAGEMENT MEASURES FOR THE FORTH PHASE EMPLOYEE STOCK OWNERSHIP PLAN Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 12/13/2022 3 Authorization to the Board to Handle Matters Regarding the Fourth Phase Employee Stock Ownership Plan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Special 12/30/2022 2 Elect CHEN Tong Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 2 Proposal for Deposits, Loan and Wealth Management Business in a Related Bank Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 4 Proposal for Provision of Guarantee for Subsidiaries Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Special 1/19/2023 2.1 Elect WEI Rong Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 2/15/2023 2 Application for Comprehensive Credit Line to Banks by the Company and Subsidiaries Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 10 PURCHASE OF PROSPECTUS AND LIABILITY INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT Management Abstain Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 11 PURCHASE OF PROSPECTUS AND LIABILITY INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT Management Abstain Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 3/17/2023 1 Demonstration Analysis Report on the Plan for Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 3/17/2023 2 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Private Placement Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 8 Purchase of Wealth Management Products with Idle Proprietary Funds  Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 13 Approve Application for Unified Registration and Issuance of Multiple Debt Financing Instruments (DFI) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 7 Approval of Credit Lines Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 8 Related Party Transactions Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 13 Elect Philippe SUMEIRE Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.3 Elect Nathalie LOMON Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 6 REAPPOINTMENT OF 2023 AUDIT FIRM Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Hong Kong Exchanges and Clearing Ltd. 388 HK   HK Annual 4/26/2023 3 Appointment of Auditor and Authority to Set Fees Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 2023 Share Option Scheme Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 3 Service Provider Sub-limit Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.C Elect Laura LUO Ying Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 5 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 7 Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 8 Amendments to Articles  Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.A Elect Jacobus Petrus (Koos) Bekker Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 5 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1A Adoption of 2023 Share Option Scheme Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1B Transfer of Share Options Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 2 Scheme Mandate Limit (2023 Share Option Scheme) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 3 Service Provider Sub-limit (2023 Share Option Scheme) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4A Adoption of 2023 Share Award Scheme Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4B Transfer of Share Awards Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 5 Scheme Mandate Limit (2023 Share Award Scheme - Share Award) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 6 Scheme Mandate Limit (2023 Share Award Scheme - New Shares Share Award) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 7 Service Provider Sub-limit (2023 Share Award Scheme) Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 10 Adoption of Amended Restricted Share Unit Scheme Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 3 Elect Edmund TSE Sze Wing Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 4 Elect Jack SO Chak Kwong Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 9 Amendment to the Share Option Scheme Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 12 Authority for the Company's Subsidiary to Give Guarantees to Cooperative Partners Management Abstain Against
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 20 Appointment of Auditor Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.2 Elect ZHAO Chengxia Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 8.1 Elect GAO Debu Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 8.2 Elect ZHANG Xinling Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 6 Elect WEI Mei Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 10 Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 11 Amendments to Articles Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 8 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 4 Appointment of Auditor and Authority to Set Fees Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 7 Authority to Grant Options Under share Option Scheme Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A1 Elect LEE Yin Yee Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5B Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5C Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK NetEase Inc NTES 64110W102 US Annual 6/15/2023 1b. Elect Grace Hui Tang Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK NetEase Inc NTES 64110W102 US Annual 6/15/2023 1c. Elect Alice Yu-Fen Cheng Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK NetEase Inc NTES 64110W102 US Annual 6/15/2023 1d. Elect Joseph Tong Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK NetEase Inc NTES 64110W102 US Annual 6/15/2023 1e. Elect Michael Man Kit Leung Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK NetEase Inc NTES 64110W102 US Annual 6/15/2023 2. Appointment of Auditor Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK NetEase Inc NTES 64110W102 US Annual 6/15/2023 4. Amendment to the 2019 Share Incentive Plan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Travelsky Technology 696 HK   HK Annual 6/15/2023 6 Elect BAI Bin as Supervisor Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 3 Elect CHENG Cheung Ling Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 6 Elect Donald LI Kwok Tung Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9A Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9C Authority to Issue Repurchased Shares Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9D Adoption of Share Option Scheme  Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9E Service Provider Sublimit Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 18 A-Share Employee Stock Ownership Plan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 19 H-Share Employee Stock Ownership Plan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 9 Renewal of a Financial Service Framework Agreement and Estimated Connected Transactions Quota Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Baidu Inc BIDU 056752108 US Annual 6/27/2023 1. Amended and Restated Articles of Association Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 6 Appointment of Auditor and Authority to Set Fees Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 9 Elect HUANG Jian Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 7 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 3 Elect WANG Huiwen Management For Against
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 4 Elect Gordon Robert Halyburton Orr Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 5 Elect LENG Xuesong Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 7 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 6/30/2023 1 Employee Stock Ownership Plan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 6/30/2023 2 Management Measures for 2023 Employee Stock Purchase Plan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 6/30/2023 3 Authorization to the Board to Handle Matters Regarding 2023 Employee Stock Ownership Plan Management Against Against
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 7/29/2022 1 Proposal for 2022 Employee Restricted Shares Plan (Draft) and its Summary Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 7/29/2022 2 Implement Assessment Management Plan for 2022 Employee Restricted Shares Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 7/29/2022 3 Board Authorization to Handle All Matters Regarding 2022 Employee Restricted Shares Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 7/29/2022 4 Authority to Give Guarantees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Special 8/12/2022 1 Proposal for the 6th Phase Equity Incentive Plan (Draft) and Its Summary Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Special 8/12/2022 2 Establishment of the Management Measures for Implement and Assessment of 6th Phase equity Incentive Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Special 8/12/2022 3 Board Authorization to Handle Matters Regarding the Equity Incentive Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 10 Shareholder Return Plan for the Next Three Years (2022-2024) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 8/18/2022 5 Report on the Use of Previously Raised Funds Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 9/6/2022 1 Amendments to Articles  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 9/6/2022 2 Settlement of Projects Financed with Raised Funds in Chongqing and Permanently Supplementing the Working Capital with the Surplus Raised Funds Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 9/9/2022 1 Amendments to Articles Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 9/9/2022 2 Amendments to Procedural Rules for General Meetings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 2 Authority to Give Guarantees to Distributors Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 3 2022 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 4 Appraisal Management Measures for the 2022 Restricted Stock Incentive Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 5 Board Authorization to Handle All Related Matters in Relation to 2022 Restricted Stock Incentive Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 9/29/2022 1 THE FORECAST OF ROUTINE RELATED PARTY TRANSACTIONS FOR 2022 Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 9/29/2022 2 Change the Registered Capital and to Revise the Articles of Association of the Company Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.1 Elect Daniel Yong ZHANG Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.2 Elect Jerry YANG Chih-Yuan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.3 Elect Wan Ling Martello Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.4 Elect SHAN Weijian Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.5 Elect Irene LEE Yun Lien Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 US Annual 9/30/2022 1.6 Elect Albert NG Kong Ping Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.1 Elect Daniel Yong ZHANG Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.2 Elect Jerry YANG Chih-Yuan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.3 Elect Wan Ling Martello Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.4 Elect SHAN Weijian Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.5 Elect Irene LEE Yun Lien Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Alibaba Group Holding Ltd BABA 01609W102 KY Annual 9/30/2022 1.6 Elect Albert NG Kong Ping Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 1 2022 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 2 APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF 2022 RESTRICTED STOCK INCENTIVE PLAN Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 3 AUTHORIZATION TO THE BOARD TO HANDLE MATTERS REGARDING THE EQUITY INCENTIVE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 4 Change Of The Company's Registered Capital Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 10/10/2022 5 Amendments to Articles Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 10 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2022 TO 2024 Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 10/19/2022 4 REPORT ON THE USE OF PREVIOUSLY-RAISED FUNDS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 1 GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange and Conversion into a Company Limited by Shares which Raises Funds Overseas Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.1 Stock Type and Par Value Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.10 Conversion Limit Period of GDRs and Basic Securities of A-Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.11 Underwriting Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.2 Issuing Date Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.3 Issuing Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.4 Issuing Size Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.5 GDR Scale during the Duration Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.6 Conversion Ratio of GDRs and Basic Securities of A-Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.7 Pricing Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.8 Issuing Targets Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 2.9 Listing Place Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 3 PLAN FOR THE USE OF RAISED FUNDS FROM GDR ISSUANCE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 4 Distribution Plan for Accumulated Retained Profits Before the GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 5 Board Authorization to Handle Matters Regarding the GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 6 Amendments to Articles, Procedural Rules for Shareholder and Board Meetings (Draft) (Applicable After GDR Listing) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 7 Amendments to Procedural Rules: Supervisory Board Meetings (Draft) (Applicable After GDR Listing) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 8 THE VALID PERIOD OF THE RESOLUTION ON THE GDR ISSUANCE AND LISTING ON THE SIX SWISS EXCHANGE OR LONDON STOCK EXCHANGE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 11/4/2022 9 Report on the Use of Previously Raised Funds Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 11/4/2022 1 Cancellation of Some Repurchased Shares and Decrease of the Company's Registered Capital Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 11/10/2022 1 2022 3rd Quarter Profit Distribution Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 11 Shareholder Return Plan for the Next Three Years (2022-2024) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 5 NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY RAISED FUNDS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 11/11/2022 1 Supplemental Services Agreement  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 11/11/2022 2 Supplemental Automobile Components Procurement Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 1.2 Elect LUO Shanshan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 1.3 Elect QIN Hongwu Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 1.4 Elect LIU Ming Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 1.5 Elect BAI Qingli Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 1.6 Elect LIANG Guozhi Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 2.1 Elect SUN Jinshan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 2.2 Elect HUANG Gang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 2.3 Elect SUN Zhongliang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 3.2 Elect ZUO Qin Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 4 Amendments to Procedural Rules: Board Meetings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 11/14/2022 5 Amendments to Procedural Rules: Shareholder Meetings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 10 Adoption of the Rules of Procedures of the Shareholders' General Meetings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 11 Adoption of the Rules of Procedures of the Board Meetings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 12 Board Authorization Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 2 Second Amendments to Articles Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 3 Issuance of RMB Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 4 Plan for Distribution of Profits Accumulated Prior to the Proposed Issuance of RMB Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 5 Share Stabilisation Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 6 Profit Distribution and Return Policy Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 7 Use of Proceeds From the RMB Share Issue Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 8 Remedial Measures for Potential Dilution Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 9 Approval of the Seven Letters of Commitment and Undertakings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.1 Purpose of the Share Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.2 Type of Share to be Repurchased Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.3 Method of the Share Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.4 Time Limit of the Share Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.5 Type, Number and Percentage to the Total Capital of Shares to be Repurchased Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.6 Price of the Shares to be Repurchased Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.7 Source of Funds Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.8 Board Authorization to Handle All Related Matters Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 2 REPURCHASE AND CANCELLATION OF SOME RESTRICTED STOCKS IN 2019 Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 3 Amendments to Articles  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 12/19/2022 1 2022 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 12/19/2022 2 APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF 2022 RESTRICTED STOCK INCENTIVE PLAN Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 12/19/2022 3 Authorization to the Board to Handle Matters Regarding 2022 Restricted Stock Incentive Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 12/29/2022 1 CHANGE OF THE PURPOSE OF THE RAISED FUNDS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 1 Spin-off and Listing of Weichai Lovol Intelligent Agricultural Technology Co., Ltd. Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 10 Authorization to the Board and its Authorised Persons to Deal with the Matters Relating the Spin-off Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 11 New Weichai Holdings General Services Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 12 New Weichai Holdings Purchase Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 13 New Shaanxi Automotive Sales Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 14 New Shaanxi Automotive Purchase Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 15 Weichai Freshen Air Purchase Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 2 Proposal in Relation to the Spin-off and Listing of Weichai Lovol Intelligent Agricultural Technology Co., Ltd. Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 3 Action Plan for the Spin-off and Listing of Weichai Lovol Intelligent Agricultural Technology Co., Ltd. Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 4 Compliance of Spin-off and Listing with the Rules for the Spin-off of Listed Companies (For Trial Implementation) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 5 Resolution Regarding the Spin-off and Listing which Conductive to Safeguarding the Legal Rights and Interest of the Shareholders and Creditors Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 6 Ability to Maintain Independence and Sustainable Operation of the Company Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 7 Resolution on the Capacity of Weichai Lovol Intelligent Agricultural Technology Co., Ltd. to Operate in Accordance with the Corresponding Regulations Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 8 Explanation Regarding the Completeness and Compliance of the Statutory Procedures Performed for the Spin-off and the Validity of Submitted Legal Documents Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Special 12/29/2022 9 Resolution regarding the Analysis on the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-off Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Special 12/30/2022 1 Elect LAI Bo Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 1 Proposal for Estimated Amount of Mortgage and Financial Leasing Business Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 3 Proposal for Additional Related Party Transactions Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 1/16/2023 5 Proposal for Provision of Guarantees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 1/19/2023 1 Agreement on 2023 Continuing Connected Transactions to Be Signed with Seb S.A. Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Special 1/19/2023 1.1 Elect HU Minqiang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 2/15/2023 1 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Special 2/15/2023 3 Purchase of Wealth Management Products with Idle Proprietary Funds by the Company and Its Subsidiaries Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 1 GDR Issuance and Listing on the Six Swiss Exchange and Conversion into a Company Limited by Shares Which Raises Funds Overseas Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.1 Stock Type and Par Value Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.10 Underwriting Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.2 Issuing Date Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.3 Issuing Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.4 Issuing Scale Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.5 GDR Scale During the Duration Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.6 Conversion Ratio of GDRs and Basic Securities of A-shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.7 Pricing Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.8 Issuing Targets Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 2.9 Conversion Limit Period of GDRs and Basic Securities of A-shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 3 REPORT ON THE USE OF PREVIOUSLY-RAISED FUNDS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 4 PLAN FOR THE USE OF RAISED FUNDS FROM GDR ISSUANCE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 5 THE VALID PERIOD OF THE RESOLUTION ON THE GDR ISSUANCE AND LISTING ON THE SIX SWISS EXCHANGE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 6 Distribution Plan for Accumulated Retained Profits Before the GDR Issuance and Listing on the Six Swiss Exchange Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 7 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the GDR Issuance and Listing on the Six Swiss Exchange Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 8 Amendments to the Company's Articles of Association (draft) and Its Appendix (applicable After GDR Listing) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Special 2/22/2023 9 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee (draft) (applicable After GDR Listing) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 1 GDR Issuance and Listing on the Frankfurt Stock Exchange and Conversion into a Company Limited by Shares Which Raises Funds Overseas Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 10 DISTRIBUTION PLAN FOR ACCUMULATED PROFITS BEFORE THE GDR ISSUANCE AND LISTING ON THE FRANKFURT STOCK EXCHANGE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 12 Amendments to the Company's Articles of Association (applicable After GDR Listing) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 13 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings (applicable After GDR Listing) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 14 Amendments to the Company's Rules of Procedure Governing the Board Meetings (applicable After GDR Listing) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 15 Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee (applicable After GDR Listing) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.1 Stock Type and Par Value Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.10 Underwriting Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.2 Issuing Date Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.3 Issuing Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.4 Issuing Scale Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.5 GDR Scale During the Duration Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.6 Conversion Ratio of GDRs and Basic Securities of A-shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.7 Pricing Method Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.8 Issuing Targets Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 2.9 Conversion Limit Period of GDRs and Basic Securities of A-shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 3 STATEMENT ON NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY RAISED FUNDS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 4 PLAN FOR THE USE OF RAISED FUNDS FROM GDR ISSUANCE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 5 The Valid Period of the Resolution on the GDR Issuance and Listing on the Frankfurt Stock Exchange Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 6 Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the GDR Issuance and Listing on the Frankfurt Stock Exchange Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 7 Amendments to the Company's Articles of Association Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 8 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Special 2/27/2023 9 Amendments to the Company's Rules of Procedure Governing the Board Meetings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 3/10/2023 1 Demonstration Analysis Report on the Plan for Share Offering to Specific Parties Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 3/10/2023 2 Full Authorization to the Board to Handle Matters Regarding the Share Offering to Specific Parties Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 4/12/2023 1 Estimated Continuing Connected Transactions Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 1 2022 Work Report of the Board of Directors   Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 10 2022 Remuneration for Senior Management   Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 11 Adjustment of the Remuneration of Independent Directors   Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 12  2023 Remuneration Plan for Senior Management   Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 13 Purchase of Wealth Management Products with Proprietary Funds and Some Idle Raised Funds Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 2 2022 Work Report of the Supervisory Committee   Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 3 2022 Annual Report and Its Summary     Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 4 2022 Special Report on the Deposit and Use of Raised Funds   Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 5  2022 Annual Accounts  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 6 2022 Profit Distribution Plan  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 7 2023 Application for Credit Line to Banks   Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 8 Reappointment of 2023 Financial Audit Firm  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Annual 4/19/2023 9 Provision of Guarantee for Subsidiaries and Sub-subsidiaries  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 1 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 4 2022 ANNUAL ACCOUNTS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 5 2023 FINANCIAL BUDGET REPORT Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 6 2022 Profit Allocation Plan  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 7 Reappointment of 2023 Auditor Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Chongqing Fuling Zhacai Group Co Ltd 002507 C2   CN Annual 4/21/2023 9 Shareholder Returns Plan in Future Three Years (2023-2025) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 1 Directors' Report  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 10 Appointment of Auditor Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 11 Financial Derivatives Business Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 12 Use of Idle Own Funds for Investment in Financial Products Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 14 Report of the Independent Directors Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 2 Supervisors' Report   Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 3 Annual Report    Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 4 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 5 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 6 Directors and Supervisors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sany Heavy Industry Co 600031 CH   CN Annual 4/21/2023 9 Shareholder Return Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 10 REPURCHASE AND CANCELLATION OF SOME GRANTED RESTRICTED STOCKS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.1 Objective and Purpose of the Share Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.2 Method of the Share Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.3 Price and Pricing Principles of Share Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.4 Type, Number and Percentage to the Total Capital of Shares to Be Repurchased Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.5 Total Amount of the Funds to Be Used for the Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.6 Source of the Funds for the Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.7 Time Limit of the Share Repurchase Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.8 Valid Period of the Resolution Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.9 Authorization Matters Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 12 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE COMPANY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.1 Elect Thierry de LA TOUR D’ARTAISE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.2 Elect Stanislas de GRAMONT Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.4 Elect Delphine SEGURA VAYLET Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.5 Elect DAI Huaizong Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.6 Elect SU Xianze Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 15.1 Elect Hervé MACHENAUD Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 15.2 Elect Jean-Michel  PIVETEAU Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 15.3 Elect CHEN Jun Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 3 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 4 2022 ANNUAL ACCOUNTS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 5 2022 Profit Distribution Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 7 Purchase of Short-Term Wealth Management Products with Idle Proprietary Working Capital Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 8 Provision of Guarantee for Wholly-Owned Subsidiaries and Guarantee Among Wholly-Owned Subsidiaries Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 9 LAUNCHING ADVANCE PAYMENT FINANCING BUSINESS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hong Kong Exchanges and Clearing Ltd. 388 HK   HK Annual 4/26/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hong Kong Exchanges and Clearing Ltd. 388 HK   HK Annual 4/26/2023 2A Elect CHEAH Cheng Hye Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hong Kong Exchanges and Clearing Ltd. 388 HK   HK Annual 4/26/2023 2B Elect Hugo LEUNG Pak Hon Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hong Kong Exchanges and Clearing Ltd. 388 HK   HK Annual 4/26/2023 4 Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hong Kong Exchanges and Clearing Ltd. 388 HK   HK Annual 4/26/2023 5 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 Amendments to the 2021 Share Award Scheme Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.A Elect CHEN Yanling Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.B Elect LEUNG Chong Shun Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.D Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 6 Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 Acquisition Agreement and Supplemental Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 CKDs and Automobile Components Sales Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 Proton Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 DHG Agreement Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 10 EXTERNAL GUARANTEE QUOTA Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 11  Provision for Assets Impairment Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 12 Amendments to the Company's  Articles of Association Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 13 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 14 AMENDMENTS TO THE COMPANY S RULES OF PROCEDURE GOVERNING THE BOARD MEETINGS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 15  Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 16 Fill Authorization to the Board to Handle Matters Regarding the Share Offering to Specific Parties Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 17 Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Parties  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 2  2022 Work Report of the Supervisory Committee Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 3  2022 Annual Accounts Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 4 2023 BUDGET REPORT Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 5 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny7.00000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):none Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 6 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 7 APPOINTMENT OF 2023 AUDIT FIRM Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 8 2023 CASH MANAGEMENT BY THE COMPANY AND ITS SUBSIDIARIES Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 9 FINANCING QUOTA Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 1  2022 Work Report of the Board of Directors Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 3  2022 Annual Accounts Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 4 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 5 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny1.50000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):4.000000 Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 6.1 2023 Remuneration Plan for Directors, Supervisors and Senior Management: Remuneration Plan for the Chairman of the Board Lin Jianhua Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 6.2 2023 Remuneration Plan for Directors, Supervisors and Senior Management: Remuneration Plan for Independent Directors Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 7 Appointment of Auditor Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 8 2023 APPLICATION FOR CREDIT LINE TO BANKS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Hangzhou First Applied Material Co. Ltd. 603806 CH   CN Annual 5/12/2023 9 Approve Report on the Usage of Previously Raised Funds Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 1 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 2 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 3 2022 Annual Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 4 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 5 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 6 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 7 Elect WANG Guangqian Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 8 Authority to Issue Debt Financing Instruments Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 9 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 1 2022 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 10 Amendments to Articles [Bundled] Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 2 2022 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 3 2022 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 4 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 5 2022 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 6 Appointment of 2023 Auditor Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 7 2022 Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 8 2022 Supervisory Board Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Annual 5/16/2023 9 Repurchase and Cancellation of Some Restricted Stocks Under the 2022 Employee Restricted Shares Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 1  2022 Work Report of the Board of Directors Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 3 2022 ANNUAL ACCOUNTS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 4 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 5 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny5.37000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):none Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 6 2022 Fund Occupation by Controlling Shareholders and Other Related Parties and External Guarantee Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 7 2023 REMUNERATION FOR DIRECTORS AND SENIOR MANAGEMENT Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Wuxi Lead Intelligent Equipment Co Ltd. 300450 CH   CN Annual 5/17/2023 8 Appointment of Auditor Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.B Elect ZHANG Xiulan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.C Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 6 Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1C Termination of 2017 Share Option Scheme Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4C Termination of Share Award Schemes Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 11 Adoption of the Amended Employee Share Purchase Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 12 Adoption of the Amended  Agency Share Purchase Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 5 Elect Lawrence LAU Juen-Yee Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 6 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 7A Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 7B Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK AIA Group Limited 1299 HK   HK Annual 5/18/2023 8 Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 1 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 10 2023 Supervisors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 11 2022 Independent Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 13 Authority to Give Guarantees to Wholly-Owned Subsidiaries Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 14 Authority to Give Guarantees to Controlled Subsidiaries Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 15 Authority to Give Guarantees to a Grandson Subsidiary Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 16 Authority to Increase the Issuance Size of Multiple Debt Financing Instruments (DFI) Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 17 LAUNCHING FUTURES AND DERIVATIVES HEDGING BUSINESS Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 18 Authority to Repurchase and Cancel Some 2019 Restricted Stock Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 19 Amendments to Articles  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 2 2022 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 3 2022 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 4 2023 Management Policy and Investment Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 5 2022 Accounts and Reports and 2023 Financial Budget Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 6 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.1 Elect PAN Gang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.3 Elect WANG Xiaogang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.4 Elect CHAO Lu Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.5 Elect LV Gang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.6 Elect PENG Heping Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.7 Elect JI Shao Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.8 Elect CAI Yuanming Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.9 Elect SHI Fang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 9 2023 Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 10 Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 11 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 3 Elect LI Shu Fu Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 4 Elect Daniel LI Dong Hui Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 5 Elect AN Cong Hui Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 7 Elect Gan Jia Yue Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 8 Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 9 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 1 2022 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 10 Amendments to Articles Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 11 Amendments to Management System for External Guarantees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 12 Amendments to Management System for External Donations Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 13 Amendments to Management System for Connected Transaction Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 14 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 15.1 Elect HUA Dingzhong Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 2 2022 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 3 2022 Independent Directors‘ Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 4 2022 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 5 2022 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 6 2023 Financial Budget Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 7 2023 Estimated Related Party Transactions Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 8 Connected Transaction Regarding Signing a Financial Service Agreement with a Company Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NARI Technology Co Ltd. 600406 CH   CN Annual 5/26/2023 9 Appointment of 2023 Auditor Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 1 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 2 2022 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 3 2022 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 4 2022 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 5 2022 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 6 2022 Financial Budget Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 7 Appointment of Auditor Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 8 Settlement of Projects Financed with Raised Funds and Permanently Replenish Working Capital with the Surplus Raised Funds Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen Inovance Technology Co. Ltd 300124 CH   CN Annual 5/29/2023 9 Amendments to Articles [Bundled] Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 3 Elect HUANG Guanlin Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 4 Elect WANG Cunbo Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 5 Elect ZHANG Bingsheng Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 6 Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 7 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 9 Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 3.A.I Elect ZHANG Cuilong Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 3.A.V Elect Alan AU Chun Kwok Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 3.AII Elect PAN Weidong Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 3.AIV Elect WANG Hongguang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 3.AVI Elect LI Quan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 3.B Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 3AIII Elect JIANG Hao Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 5 Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK CSPC Pharmaceutical Group Limited. 1093 HK   HK Annual 5/31/2023 6 Authority to Issue Shares w/o Preemptive Rights Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 5/31/2023 1 2022 Employee Restricted Shares Plan Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Venustech Group Co Ltd. 002439C2   CN Special 5/31/2023 2 2022 Restricted Stock Incentive Plan Implementation Assessment Management Measures Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A2 Elect LEE Yau Ching Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A3 Elect TUNG Ching Sai Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3B Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5A Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 6 Elect CHU Charn Fai Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 6/5/2023 1 Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants and Capital Decrease Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Shenzhen H&T Intelligent Control Co. Ltd. 2402 CH   CN Special 6/5/2023 2 Amendments to the Articles of Association and Handling the Industrial and Commercial Registration Amendment Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NetEase Inc NTES 64110W102 US Annual 6/15/2023 1a. Elect William Lei Ding Management For For
Guinness Atkinson China & Hong Kong Fund GACHK NetEase Inc NTES 64110W102 US Annual 6/15/2023 3. Amended and Restated Articles of Association  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Travelsky Technology 696 HK   HK Annual 6/15/2023 1 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Travelsky Technology 696 HK   HK Annual 6/15/2023 2 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Travelsky Technology 696 HK   HK Annual 6/15/2023 3 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Travelsky Technology 696 HK   HK Annual 6/15/2023 4 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Travelsky Technology 696 HK   HK Annual 6/15/2023 5 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Travelsky Technology 696 HK   HK Annual 6/15/2023 7 Amendments to Articles Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 4 Elect LU Hong Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 5 Elect ZHANG Lu Fu Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 7 Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 8 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Sino Biopharmaceutical Ltd. 1177 HK   HK Annual 6/15/2023 9B Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK JD.com Inc JD US 47215P106 US Annual 6/21/2023 1. Amended and Restated Articles of Association Management For For
Guinness Atkinson China & Hong Kong Fund GACHK JD.com Inc JD US 47215P106 HK Annual 6/21/2023 1 Amended and Restated Articles of Association Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 1 Annual Accounts Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 10 Estimated Guarantee Quota  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 11 Launching Foreign Capital Derivatives Business Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 12 Purchase of Liability Insurance for Directors, Supervisors, and Senior Management Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 13 General Authorization to the Board Regarding A-Share Additional Offering  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 14 General Authorization to the Board Regarding H-Share Additional Offering  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 15 General Authorization to the Board Regarding D-Share Additional Offering  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 16 General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued H-Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 17 General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued D-Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 2 Annual Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 3 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 4 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 5 Internal Control Self-Assessment Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 6 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 7 Reappointment of China Accounting Standards Audit Firm Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Annual 6/26/2023 8 Reappointment of International Accounting Standards Audit Firm Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Other 6/26/2023 1 General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued H-Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Haier Smart Home Co Ltd 6690 HK   HK Other 6/26/2023 2 General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued D-Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 1 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 10 Elect ZHU Jiangtao Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 2 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 3 Annual Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 4 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 5 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 7 2022 Related Party Transactions Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Merchants Bank 3968 HK   HK Annual 6/27/2023 8 2023-2027 Capital Management Plan  Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 2 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 3A Elect LUO Liang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 3B Elect ZHANG Zhichao Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 4 Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 5 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 6 Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 1 2022 Annual Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 10 Appointment of Internal Control Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 11A Elect MA Changhai as Executive Director Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 11B Elect WANG Decheng as Executive Director Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 11C Elect MA Xuyao as Executive Director Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 11D Elect Richard Robinson Smith  as Non-Executive Director Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 12A Elect CHI Deqiang as Independent Non-Executive Director Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 12B Elect ZHAO Fuquan  as Independent Non-Executive Director Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 12C Elect XU Bing  as Independent Non-Executive Director Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 2 Directors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 3 Supervisors' Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 4 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 5 Final Financial Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 6 2023 Financial Budget Report Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 7 Allocation of Profits/Dividends Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 8 Authority to Declare an Interim Dividend for Fiscal Year 2023 Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Weichai Power Co 2338 HK   HK Annual 6/28/2023 9 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 1 Accounts and Reports Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 10 Amendment to the Post-IPO Share Option Scheme Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 11 Amendment to the Post-IPO Share Award Scheme Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 12 Scheme Limit Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 13 Service Provider Sublimit Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 14 Issue of 9,686 Class B Shares to Gordon Robert Halyburton Orr under the Post-IPO Share Award Scheme Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 15 Issue of 9,686 Class B Shares to LENG Xuesong under the Post-IPO Share Award Scheme Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 16 Issue of 9,686 Class B Shares to Harry SHUM Heung Yeung under the Post-IPO Share Award Scheme Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 2 Elect Marjorie MUN Tak Yang Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 6 Directors' Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 8 Authority to Repurchase Shares Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 9 Appointment of Auditor and Authority to Set Fees Management For For
Guinness Atkinson China & Hong Kong Fund GACHK Meituan 3690 HK   HK Annual 6/30/2023 S.1 Amendments to Articles Management For For

 

 

Form N-PX Proxy Voting Record
Fund Name: Guinness Atkinson Renminbi Yuan & Bond Fund
Reporting Period: 07/01/2022 through 06/30/2023

 

The Fund invests in securities that do not have voting rights. No votes have been cast on securities by the Fund during the reporting period. 

 

 

Form N-PX Proxy Voting Record
Fund Name: SmartETFs Asia Pacific Dividend Builder ETF
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Asia Pacific Dividend Builder ETF ADIV Tech Mahindra Ltd. TECHM   IN Annual 7/26/2022 7 Appointment of Chander P. Gurnani (Managing Director and CEO); Approval of Remuneration Management Against Against
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 1 Investment in Wealth Management Products  Management Against Against
Asia Pacific Dividend Builder ETF ADIV JB HI-FI JBH AU   AU Annual 10/27/2022 3 Remuneration Report Management Against Against
Asia Pacific Dividend Builder ETF ADIV JB HI-FI JBH AU   AU Annual 10/27/2022 4.A Equity Grant (Group CEO Terry Smart) Management Against Against
Asia Pacific Dividend Builder ETF ADIV JB HI-FI JBH AU   AU Annual 10/27/2022 4.B Equity Grant (CFO Nick Wells) Management Against Against
Asia Pacific Dividend Builder ETF ADIV Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 2.A Re-elect Sophie A. Mitchell Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 1 The Company's Eligibility for A-Share Private Placement Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 10 EXEMPTION OF SPECIFIC PARTIES FROM THE TENDER OFFER OBLIGATION Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.1 Stock Type and Par Value Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.10 Valid Period of the Resolution Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.2 Issuing Method and Date Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.3 Issuing Targets and Subscription Method Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.4 Pricing Base Date, Pricing Principles and Issue Price Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.5 Issuing Volume Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.6 Lockup Period Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.7 Listing Place Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.8 Arrangement for the Undistributed Profits Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 2.9 Amount and Purpose of the Raised Funds Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 3 Preplan for 2022 Private Placement Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 4 Feasibility Analysis Report on the Use of Funds to be Raised from the 2022 Private Placement Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 6 Diluted Immediate Return After the Private Placement, Filling Measures and Commitments of Relevant Parties Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 7 Conditional Agreement on Subscription for the Private Placement to be Signed with Specific Parties Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 8 Connected Transactions Involved in the Private Placement Management Against Against
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 9 Board Authorization to Handle Matters Regarding the Private Placement Management Against Against
Asia Pacific Dividend Builder ETF ADIV Sonic Healthcare SKL  AU   AU Annual 11/17/2022 3 Remuneration Report Management Against Against
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Special 11/25/2022 6 Amendments to Procedural Rules for General Meetings Management Abstain Against
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 2. Ratification of Auditor Management Against Against
Asia Pacific Dividend Builder ETF ADIV Hanon Systems 018880 KS   KR Annual 3/29/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Asia Pacific Dividend Builder ETF ADIV Hanon Systems 018880 KS   KR Annual 3/29/2023 2 Election of Directors (Slate) Management Against Against
Asia Pacific Dividend Builder ETF ADIV Hanon Systems 018880 KS   KR Annual 3/29/2023 3 Election of Audit Committee Member: KIM Koo Management Against Against
Asia Pacific Dividend Builder ETF ADIV Korean Reinsurance 003690 KS   KR Annual 3/31/2023 1 Financial Statement and Allocation of Profits/Dividends Management Against Against
Asia Pacific Dividend Builder ETF ADIV Korean Reinsurance 003690 KS   KR Annual 3/31/2023 4.1 Elect KOO Ki Sung Management Against Against
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1i. Elect Harry L. You Management Against Against
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 4. Advisory Vote on Executive Compensation Management Against Against
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.1 Elect Pliu Mangkornkanok Management Against Against
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.4 Elect Sathit Aungmanee Management Against Against
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.6 Elect Pongpen Ruengvirayudh Management Against Against
Asia Pacific Dividend Builder ETF ADIV CapitaLand Integrated Commercial Trust CICT SP   SG Annual 4/19/2023 2 Appointment of Auditor and Authority to Set Fees Management Against Against
Asia Pacific Dividend Builder ETF ADIV CapitaLand Integrated Commercial Trust CICT SP   SG Annual 4/19/2023 3 Authority to Issue Units w/ or w/o Preemptive Rights Management Against Against
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 13 Elect Philippe SUMEIRE Management Against Against
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.3 Elect Nathalie LOMON Management Against Against
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 6 REAPPOINTMENT OF 2023 AUDIT FIRM Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.C Elect Laura LUO Ying Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 5 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 7 Authority to Issue Repurchased Shares Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 8 Amendments to Articles  Management Against Against
Asia Pacific Dividend Builder ETF ADIV CapitaLand Ascendas REIT CLAR SP   SG Annual 4/28/2023 3 Authority to Issue Units w/ or w/o Preemptive Rights Management Against Against
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1j. Elect Barbara K. Rimer Management Against Against
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 4. Ratification of Auditor Management Against Against
Asia Pacific Dividend Builder ETF ADIV Public Bank Bhd PBK MK   MY Annual 5/15/2023 5 Directors' Benefits Management Against Against
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 12 Authority for the Company's Subsidiary to Give Guarantees to Cooperative Partners Management Abstain Against
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 20 Appointment of Auditor Management Against Against
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.2 Elect ZHAO Chengxia Management Against Against
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 8.1 Elect GAO Debu Management Against Against
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 8.2 Elect ZHANG Xinling Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 3.1 Elect WANG Chuandong Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 3.2 Elect GE Bin Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 3.4 Elect WONG Tak Shing Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 5.A Authority to Issue Shares w/o Preemptive Rights Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 5.C Authority to Issue Repurchased Shares Management Against Against
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 10 Authority to Issue Repurchased Shares Management Against Against
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 11 Amendments to Articles Management Against Against
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 8 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Asia Pacific Dividend Builder ETF ADIV NetEase Inc NTES 64110W102 US Annual 6/15/2023 1b. Elect Grace Hui Tang Management Against Against
Asia Pacific Dividend Builder ETF ADIV NetEase Inc NTES 64110W102 US Annual 6/15/2023 1c. Elect Alice Yu-Fen Cheng Management Against Against
Asia Pacific Dividend Builder ETF ADIV NetEase Inc NTES 64110W102 US Annual 6/15/2023 1d. Elect Joseph Tong Management Against Against
Asia Pacific Dividend Builder ETF ADIV NetEase Inc NTES 64110W102 US Annual 6/15/2023 1e. Elect Michael Man Kit Leung Management Against Against
Asia Pacific Dividend Builder ETF ADIV NetEase Inc NTES 64110W102 US Annual 6/15/2023 2. Appointment of Auditor Management Against Against
Asia Pacific Dividend Builder ETF ADIV NetEase Inc NTES 64110W102 US Annual 6/15/2023 4. Amendment to the 2019 Share Incentive Plan Management Against Against
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.1 Elect NIEN Keng-Hao Howard Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 6 Appointment of Auditor and Authority to Set Fees Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 9 Elect HUANG Jian Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 7 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 3C Elect Eva CHENG Management Against Against
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 9 Elect LIU Fang Management Against Against
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 7 Elect FENG Weidong Management Against Against
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 8 Elect CAO Liqun Management Against Against
Asia Pacific Dividend Builder ETF ADIV CapitaLand Ascendas REIT CLAR SP   SG Special 7/6/2022 1 New Management Agreement Management For For
Asia Pacific Dividend Builder ETF ADIV Link Real Estate Investment Trust LKREF   HK Annual 7/20/2022 3.1 Elect Ed Yiu-Cheong Chan Management For For
Asia Pacific Dividend Builder ETF ADIV Link Real Estate Investment Trust LKREF   HK Annual 7/20/2022 3.2 Elect Blair C. Pickerell Management For For
Asia Pacific Dividend Builder ETF ADIV Link Real Estate Investment Trust LKREF   HK Annual 7/20/2022 3.3 Elect Peter TSE Pak Wing Management For For
Asia Pacific Dividend Builder ETF ADIV Link Real Estate Investment Trust LKREF   HK Annual 7/20/2022 4 Elect Jenny GU Jialin Management For For
Asia Pacific Dividend Builder ETF ADIV Link Real Estate Investment Trust LKREF   HK Annual 7/20/2022 5 Authority to Repurchase Units Management For For
Asia Pacific Dividend Builder ETF ADIV Tech Mahindra Ltd. TECHM   IN Annual 7/26/2022 1 Accounts and Reports (Standalone) Management For For
Asia Pacific Dividend Builder ETF ADIV Tech Mahindra Ltd. TECHM   IN Annual 7/26/2022 2 Accounts and Reports (Consolidated) Management For For
Asia Pacific Dividend Builder ETF ADIV Tech Mahindra Ltd. TECHM   IN Annual 7/26/2022 3 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV Tech Mahindra Ltd. TECHM   IN Annual 7/26/2022 4 Elect Chander P. Gurnani Management For For
Asia Pacific Dividend Builder ETF ADIV Tech Mahindra Ltd. TECHM   IN Annual 7/26/2022 5 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Tech Mahindra Ltd. TECHM   IN Annual 7/26/2022 6 Elect Penelope Fowler Management For For
Asia Pacific Dividend Builder ETF ADIV Metcash Ltd. MTS AU   AU Annual 9/7/2022 2.A Elect Mark G. Johnson Management For For
Asia Pacific Dividend Builder ETF ADIV Metcash Ltd. MTS AU   AU Annual 9/7/2022 2.B Re-elect Peter Birtles Management For For
Asia Pacific Dividend Builder ETF ADIV Metcash Ltd. MTS AU   AU Annual 9/7/2022 2.C Re-elect Helen E.C. Nash Management For For
Asia Pacific Dividend Builder ETF ADIV Metcash Ltd. MTS AU   AU Annual 9/7/2022 3 Remuneration Report Management For For
Asia Pacific Dividend Builder ETF ADIV Metcash Ltd. MTS AU   AU Annual 9/7/2022 4 Equity Grant (CEO Douglas Jones) Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 2 Authority to Give Guarantees to Distributors Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 3 2022 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND ITS SUMMARY Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 4 Appraisal Management Measures for the 2022 Restricted Stock Incentive Plan Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 9/21/2022 5 Board Authorization to Handle All Related Matters in Relation to 2022 Restricted Stock Incentive Plan Management For For
Asia Pacific Dividend Builder ETF ADIV JB HI-FI JBH AU   AU Annual 10/27/2022 2.A Elect Mark Powell Management For For
Asia Pacific Dividend Builder ETF ADIV JB HI-FI JBH AU   AU Annual 10/27/2022 2.B Elect Beth Laughton Management For For
Asia Pacific Dividend Builder ETF ADIV Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 2.B Re-elect Ewen G.W. Crouch Management For For
Asia Pacific Dividend Builder ETF ADIV Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 2.C Elect Marissa T. Peterson Management For For
Asia Pacific Dividend Builder ETF ADIV Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 3 Equity Grant (ED/COO Laura Ruffles) Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 11/10/2022 1 2022 3rd Quarter Profit Distribution Plan Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 11 Shareholder Return Plan for the Next Three Years (2022-2024) Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Special 11/10/2022 5 NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY RAISED FUNDS Management For For
Asia Pacific Dividend Builder ETF ADIV Sonic Healthcare SKL  AU   AU Annual 11/17/2022 1 Elect Christine Bennett  Management For For
Asia Pacific Dividend Builder ETF ADIV Sonic Healthcare SKL  AU   AU Annual 11/17/2022 2 Elect Katharine Giles Management For For
Asia Pacific Dividend Builder ETF ADIV Sonic Healthcare SKL  AU   AU Annual 11/17/2022 4 Equity Grant (MD/CEO Colin Goldschmidt) Management For For
Asia Pacific Dividend Builder ETF ADIV Sonic Healthcare SKL  AU   AU Annual 11/17/2022 5 Equity Grant (Finance Director and CFO Chris Wilks) Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Special 11/25/2022 1 Payment Plan of Remuneration to Directors for 2021 Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Special 11/25/2022 2 Payment Plan of Remuneration to Supervisors for 2021 Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Special 11/25/2022 3 Re-elect LU Yongzhen Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Special 11/25/2022 4 Application for Temporary Authorization Limit for External Donations Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Special 11/25/2022 5 Authority to Issue Undated Additional Tier 1 Capital Bonds Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Special 11/25/2022 7 Amendments to Procedural Rules for the Board of Directors Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.1 Purpose of the Share Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.2 Type of Share to be Repurchased Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.3 Method of the Share Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.4 Time Limit of the Share Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.5 Type, Number and Percentage to the Total Capital of Shares to be Repurchased Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.6 Price of the Shares to be Repurchased Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.7 Source of Funds Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 1.8 Board Authorization to Handle All Related Matters Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 2 REPURCHASE AND CANCELLATION OF SOME RESTRICTED STOCKS IN 2019 Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Special 12/8/2022 3 Amendments to Articles  Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Special 12/19/2022 1 Remuneration Distribution and Settlement Plan for Directors for FY 2021 Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Special 12/19/2022 2 Remuneration Distribution and Settlement Plan for Supervisors for FY 2021 Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Special 12/19/2022 3 Additional Quota for Charitable Donations in 2022 Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Special 12/19/2022 4 Elect LI Lu Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Special 1/19/2023 1 Agreement on 2023 Continuing Connected Transactions to Be Signed with Seb S.A. Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1a. Elect Sylvia Acevedo Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1b. Elect Cristiano R. Amon Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1c. Elect Mark Fields Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1d. Elect Jeffrey W. Henderson Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1e. Elect Gregory N. Johnson Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1f. Elect Ann M. Livermore Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1g. Elect Mark D. McLaughlin Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1h. Elect Jamie S. Miller Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1i. Elect Irene B. Rosenfeld Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1j. Elect Kornelis Smit Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1k. Elect Jean-Pascal Tricoire Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 1l. Elect Anthony J. Vinciquerra Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 3. Approval of the 2023 Long-Term Incentive Plan Management For For
Asia Pacific Dividend Builder ETF ADIV Qualcomm, Inc. QCOM 747525103 US Annual 3/8/2023 4. Advisory Vote on Executive Compensation Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Special 3/20/2023 1 Elect CUI Yong Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Special 3/20/2023 2 Elect JI Zhihong Management For For
Asia Pacific Dividend Builder ETF ADIV Hanon Systems 018880 KS   KR Annual 3/29/2023 4 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Korean Reinsurance 003690 KS   KR Annual 3/31/2023 2 Amendments to Articles  Management For For
Asia Pacific Dividend Builder ETF ADIV Korean Reinsurance 003690 KS   KR Annual 3/31/2023 3.1 Elect LEE Pil Kyu Management For For
Asia Pacific Dividend Builder ETF ADIV Korean Reinsurance 003690 KS   KR Annual 3/31/2023 3.2 Elect KIM So Hee Management For For
Asia Pacific Dividend Builder ETF ADIV Korean Reinsurance 003690 KS   KR Annual 3/31/2023 4.2 Elect LEE Bong Joo Management For For
Asia Pacific Dividend Builder ETF ADIV Korean Reinsurance 003690 KS   KR Annual 3/31/2023 4.3 Elect KOO Han Seo Management For For
Asia Pacific Dividend Builder ETF ADIV Korean Reinsurance 003690 KS   KR Annual 3/31/2023 5 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 1 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 10 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 11 AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 12 Authority to Repurchase and Reissue Shares Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 2 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 3 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 5 Elect Peter SEAH Lim Huat Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 6 Elect Punita Lal Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 7 Elect Anthony LIM Weng Kin Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 8 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN Management For For
Asia Pacific Dividend Builder ETF ADIV DBS Group Holdings Ltd DBS SP   SG Annual 3/31/2023 9 Authority to Issues Share under The California Sub-Plan Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1a. Elect Diane M. Bryant Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1b. Elect Gayla J. Delly Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1c. Elect Raul J. Fernandez Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1d. Elect Eddy W. Hartenstein Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1e. Elect Check Kian Low Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1f. Elect Justine F. Page Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1g. Elect Henry S. Samueli Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1h. Elect Hock E. Tan Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 2. Ratification of Auditor Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 3. Amendment to the 2012 Stock Incentive Plan Management For For
Asia Pacific Dividend Builder ETF ADIV Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 1 Directors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 2 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 3 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.1 Board Size Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.2 Elect DUNG Ba Le Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.3 Elect Angkarat Priebjrivat Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.5 Elect Kanich Punyashthiti Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.7 Elect Penchun Jarikasem Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.8 Elect Sillapaporn Srijunpetch Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.2.9 Elect Vara Varavithya Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.210 Elect Howard SUN Chi-Hao Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.211 Elect Satoshi Yoshitake Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.212 Elect Sakchai Peechapat Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 5.213 Elect Metha Pingsuthiwong Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 6 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV TISCO Financial Group Public Company Limited TISCO/F TB   TH Annual 4/17/2023 7 Amendments to Articles Management For For
Asia Pacific Dividend Builder ETF ADIV CapitaLand Integrated Commercial Trust CICT SP   SG Annual 4/19/2023 1 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV CapitaLand Integrated Commercial Trust CICT SP   SG Annual 4/19/2023 4 Authority to Repurchase and Reissue Units Management For For
Asia Pacific Dividend Builder ETF ADIV CapitaLand Integrated Commercial Trust CICT SP   SG Special 4/19/2023 1 New Singapore Property Management Agreement Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 10 REPURCHASE AND CANCELLATION OF SOME GRANTED RESTRICTED STOCKS Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.1 Objective and Purpose of the Share Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.2 Method of the Share Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.3 Price and Pricing Principles of Share Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.4 Type, Number and Percentage to the Total Capital of Shares to Be Repurchased Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.5 Total Amount of the Funds to Be Used for the Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.6 Source of the Funds for the Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.7 Time Limit of the Share Repurchase Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.8 Valid Period of the Resolution Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 11.9 Authorization Matters Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 12 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE COMPANY Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.1 Elect Thierry de LA TOUR D’ARTAISE Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.2 Elect Stanislas de GRAMONT Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.4 Elect Delphine SEGURA VAYLET Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.5 Elect DAI Huaizong Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 14.6 Elect SU Xianze Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 15.1 Elect Hervé MACHENAUD Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 15.2 Elect Jean-Michel  PIVETEAU Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 15.3 Elect CHEN Jun Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 3 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 4 2022 ANNUAL ACCOUNTS Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 5 2022 Profit Distribution Plan Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 7 Purchase of Short-Term Wealth Management Products with Idle Proprietary Working Capital Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 8 Provision of Guarantee for Wholly-Owned Subsidiaries and Guarantee Among Wholly-Owned Subsidiaries Management For For
Asia Pacific Dividend Builder ETF ADIV Zhejiang Supor Cookware Co. Ltd. 002032 C2   CN Annual 4/25/2023 9 LAUNCHING ADVANCE PAYMENT FINANCING BUSINESS Management For For
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 1 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 2 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.A Elect CHEN Yanling Management For For
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.B Elect LEUNG Chong Shun Management For For
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 3.D Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV China Medical System Hldgs Ltd 867 HK   HK Annual 4/28/2023 6 Authority to Repurchase Shares Management For For
Asia Pacific Dividend Builder ETF ADIV CapitaLand Ascendas REIT CLAR SP   SG Annual 4/28/2023 1 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV CapitaLand Ascendas REIT CLAR SP   SG Annual 4/28/2023 2 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV CapitaLand Ascendas REIT CLAR SP   SG Annual 4/28/2023 4 Authority to Repurchase Units Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1a. Elect Daniel P. Amos Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1b. Elect W. Paul Bowers Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1c. Elect Arthur R. Collins Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1d. Elect Miwako Hosoda Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1e. Elect Thomas J. Kenny Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1f. Elect Georgette D. Kiser Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1g. Elect Karole F. Lloyd Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1h. Elect Nobuchika Mori Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1i. Elect Joseph L. Moskowitz Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 1k. Elect Katherine T. Rohrer Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 2. Advisory Vote on Executive Compensation Management For For
Asia Pacific Dividend Builder ETF ADIV Aflac Inc. AFL 001055102 US Annual 5/1/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 10 EXTERNAL GUARANTEE QUOTA Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 11  Provision for Assets Impairment Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 12 Amendments to the Company's  Articles of Association Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 13 Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 14 AMENDMENTS TO THE COMPANY S RULES OF PROCEDURE GOVERNING THE BOARD MEETINGS Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 15  Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 16 Fill Authorization to the Board to Handle Matters Regarding the Share Offering to Specific Parties Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 17 Demonstration Analysis Report on the Plan for 2022 A-share Offering to Specific Parties  Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 2  2022 Work Report of the Supervisory Committee Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 3  2022 Annual Accounts Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 4 2023 BUDGET REPORT Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 5 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny7.00000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):none Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 6 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 7 APPOINTMENT OF 2023 AUDIT FIRM Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 8 2023 CASH MANAGEMENT BY THE COMPANY AND ITS SUBSIDIARIES Management For For
Asia Pacific Dividend Builder ETF ADIV Suofeiya Home Collection Co Ltd 002572 C2   CN Annual 5/5/2023 9 FINANCING QUOTA Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 1 Directors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 2 Supervisors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 3 2022 Annual Report Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 4 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 5 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 6 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 7 Elect WANG Guangqian Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 8 Authority to Issue Debt Financing Instruments Management For For
Asia Pacific Dividend Builder ETF ADIV Ping AN Insurance (Group) Co. of China, Ltd. 2318 HK   HK Annual 5/12/2023 9 Authority to Issue Shares w/o Preemptive Rights Management For For
Asia Pacific Dividend Builder ETF ADIV Public Bank Bhd PBK MK   MY Annual 5/15/2023 1 Elect LAI Wan Management For For
Asia Pacific Dividend Builder ETF ADIV Public Bank Bhd PBK MK   MY Annual 5/15/2023 2 Elect LEE Chin Guan Management For For
Asia Pacific Dividend Builder ETF ADIV Public Bank Bhd PBK MK   MY Annual 5/15/2023 3 Elect THAM Chai Fhong Management For For
Asia Pacific Dividend Builder ETF ADIV Public Bank Bhd PBK MK   MY Annual 5/15/2023 4 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Public Bank Bhd PBK MK   MY Annual 5/15/2023 6 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 1 2022 ANNUAL REPORT AND ITS SUMMARY Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 10 2023 Supervisors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 11 2022 Independent Directors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 13 Authority to Give Guarantees to Wholly-Owned Subsidiaries Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 14 Authority to Give Guarantees to Controlled Subsidiaries Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 15 Authority to Give Guarantees to a Grandson Subsidiary Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 16 Authority to Increase the Issuance Size of Multiple Debt Financing Instruments (DFI) Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 17 LAUNCHING FUTURES AND DERIVATIVES HEDGING BUSINESS Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 18 Authority to Repurchase and Cancel Some 2019 Restricted Stock Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 19 Amendments to Articles  Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 2 2022 Directors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 3 2022 Supervisors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 4 2023 Management Policy and Investment Plan Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 5 2022 Accounts and Reports and 2023 Financial Budget Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 6 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.1 Elect PAN Gang Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.3 Elect WANG Xiaogang Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.4 Elect CHAO Lu Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.5 Elect LV Gang Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.6 Elect PENG Heping Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.7 Elect JI Shao Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.8 Elect CAI Yuanming Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 7.9 Elect SHI Fang Management For For
Asia Pacific Dividend Builder ETF ADIV Inner Mongolia Yili Industrial Group Co. Ltd. 600887 CH   CN Annual 5/18/2023 9 2023 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 1 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 2 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 3.3 Elect HE Youdong Management For For
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 3.5 Elect YANG Yuchuan Management For For
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 3.6 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV China Resources Gas Group Ltd 1193 HK   BM Annual 5/25/2023 5.B Authority to Repurchase Shares Management For For
Asia Pacific Dividend Builder ETF ADIV Catcher Technology Co., Ltd 2474 TT   TW Annual 5/30/2023 1 2022 Business Report and Financial Statements Management For For
Asia Pacific Dividend Builder ETF ADIV Catcher Technology Co., Ltd 2474 TT   TW Annual 5/30/2023 2 To Approve the Proposal for Distribution of 2022 Profits. Proposed Cash Dividend Twd 10 per Share. Management For For
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 1 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 2 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 3 Elect HUANG Guanlin Management For For
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 4 Elect WANG Cunbo Management For For
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 5 Elect ZHANG Bingsheng Management For For
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 6 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 7 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Shenzhou International Group Hldgs 2313 HK   HK Annual 5/30/2023 9 Authority to Repurchase Shares Management For For
Asia Pacific Dividend Builder ETF ADIV Elite Material Co. Ltd 2383 TT   TW Annual 5/31/2023 1 TO ACCEPT YEAR 2022 BUSINESS REPORT AND FINANCIAL STATEMENTS Management For For
Asia Pacific Dividend Builder ETF ADIV Elite Material Co. Ltd 2383 TT   TW Annual 5/31/2023 2 To Approve the Proposal for Distribution of Year 2022 Profits Management For For
Asia Pacific Dividend Builder ETF ADIV Hon Hai Precision Industry 2317 TT   TW Annual 5/31/2023 1 2022 Business Report and Financial Statements Management For For
Asia Pacific Dividend Builder ETF ADIV Hon Hai Precision Industry 2317 TT   TW Annual 5/31/2023 2 2022 Profit Distribution Plan Management For For
Asia Pacific Dividend Builder ETF ADIV Hon Hai Precision Industry 2317 TT   TW Annual 5/31/2023 3 IPO Application by a Subsidiary of the Company in Mainland China Management For For
Asia Pacific Dividend Builder ETF ADIV Hon Hai Precision Industry 2317 TT   TW Annual 5/31/2023 4 Non-Compete Restrictions for Directors Management For For
Asia Pacific Dividend Builder ETF ADIV Novatek Microelectronics Corp 3034 TT   TW Annual 5/31/2023 1 To Approve 2022 Business Report and Financial Statements Management For For
Asia Pacific Dividend Builder ETF ADIV Novatek Microelectronics Corp 3034 TT   TW Annual 5/31/2023 2 To Approve the Proposal for Distribution of 2022 Profits Management For For
Asia Pacific Dividend Builder ETF ADIV Novatek Microelectronics Corp 3034 TT   TW Annual 5/31/2023 3 To Amend the Company's Articles of Incorporation Management For For
Asia Pacific Dividend Builder ETF ADIV Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 1. 2022 Business Report and Financial Statements Management For For
Asia Pacific Dividend Builder ETF ADIV Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 2. Issuance of Employee Restricted Stock Awards for Year 2023 Management For For
Asia Pacific Dividend Builder ETF ADIV Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 3. Revise the Procedures for Endorsement and Guarantee. Management For For
Asia Pacific Dividend Builder ETF ADIV Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 4. In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies Management For For
Asia Pacific Dividend Builder ETF ADIV Largan Precision Co 3008 TT   TW Annual 6/7/2023 1  2022 Business Report and Financial Statements Management For For
Asia Pacific Dividend Builder ETF ADIV Largan Precision Co 3008 TT   TW Annual 6/7/2023 2 2022 Earnings Distribution Management For For
Asia Pacific Dividend Builder ETF ADIV NetEase Inc NTES 64110W102 US Annual 6/15/2023 1a. Elect William Lei Ding Management For For
Asia Pacific Dividend Builder ETF ADIV NetEase Inc NTES 64110W102 US Annual 6/15/2023 3. Amended and Restated Articles of Association  Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 1 BUSINESS REPORT (2022) AND FINANCIAL STATEMENT (2022) Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 2 Earnings Distribution Proposal Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 3 AMENDMENT TO THE REGULATIONS GOVERNING LOANING OF FUNDS Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 4 AMENDMENT TO THE REGULATIONS GOVERNING MAKING OF ENDORSEMENTS/GUARANTEES Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 5 AMENDMENT TO THE REGULATIONS GOVERNING THE ACQUISITION AND DISPOSAL OF ASSETS (INCLUDING DERIVATIVES) Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.2 Elect NIEN Chao-Hung Michael Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.3 Elect CHUANG Hsi-Chin Ken Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.4 Elect PENG Ping Benson Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.5 Elect LEE Ming-Shan Sam Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.6 Elect JOK Chung-Wai Edward Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.7 Elect Independent Director: LIN Chi-Wei Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.8 Elect Independent Director: HUANG Shen-Yi Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 6.9 Elect Independent Director: HUNG Chung-Ching Management For For
Asia Pacific Dividend Builder ETF ADIV Nien Made Enterprise Co Ltd. 8464 TT   TW Annual 6/21/2023 7 REMOVAL OF NEW DIRECTORS FROM NON-COMPETITION RESTRICTIONS Management For For
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 1 Directors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 10 Elect ZHU Jiangtao Management For For
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 2 Supervisors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 3 Annual Report Management For For
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 4 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 5 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 7 2022 Related Party Transactions Report Management For For
Asia Pacific Dividend Builder ETF ADIV China Merchants Bank 3968 HK   HK Annual 6/27/2023 8 2023-2027 Capital Management Plan  Management For For
Asia Pacific Dividend Builder ETF ADIV China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 1 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 2 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 3A Elect LUO Liang Management For For
Asia Pacific Dividend Builder ETF ADIV China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 3B Elect ZHANG Zhichao Management For For
Asia Pacific Dividend Builder ETF ADIV China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 4 Directors' Fees Management For For
Asia Pacific Dividend Builder ETF ADIV China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 5 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV China Overseas Land & Investment Ltd. 688 HK   HK Annual 6/28/2023 6 Authority to Repurchase Shares Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 1 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 2 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 3A Elect GE Haijiao Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 3B Elect SUN Yu Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 3D Elect Sunny LEE Wai Kwong Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 5 Authority to Issue Shares w/o Preemptive Rights Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 6 Authority to Repurchase Shares Management For For
Asia Pacific Dividend Builder ETF ADIV BOC Hong Kong(Hldgs) 2388 HK   HK Annual 6/29/2023 7 Continuing Connected Transactions and the New Caps Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 1 Directors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 10 Elect James Meyer Sassoon Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 11 Elect LIU Huan as Supervisor Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 12 Elect BEN Shenglin as Supervisor Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 13 Capital Planning for 2024 to 2026 Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 14 Authority to Issue Qualified Write-Down Tier-2 Capital Instruments Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 2 Supervisors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 3 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 4 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 5 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 6 2023 Fixed Asset Investment Budget Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 7 Elect TIAN Guoli Management For For
Asia Pacific Dividend Builder ETF ADIV China Construction Bank Corp. 939 HK   HK Annual 6/29/2023 8 Elect SHAO Min Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 1 Directors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 2 Supervisors' Report Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 3 Accounts and Reports Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 4 Allocation of Profits/Dividends Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 5 2023 Fixed Asset Investment Budget  Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 6 Appointment of Auditor and Authority to Set Fees Management For For
Asia Pacific Dividend Builder ETF ADIV Industrial & Commercial Bank of China Ltd. 601398 CH   HK Annual 6/29/2023 9 Liability Insurance Management For For
Asia Pacific Dividend Builder ETF ADIV Corporate Travel Management Limited CTD AU   AU Annual 10/27/2022 1 REMUNERATION REPORT Management Against Against

 

 

Form N-PX Proxy Voting Record
Fund Name: SmartETFs Dividend Builder ETF
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1a. Elect Richard T. Carucci Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1b. Elect Alex Cho Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1c. Elect Juliana L. Chugg Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1d. Elect Benno Dorer Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1e. Elect Mark S. Hoplamazian Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1f. Elect Laura W. Lang Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1g. Elect W. Rodney McMullen Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1h. Elect Clarence Otis, Jr. Management Withhold Against
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1i. Elect Steven E. Rendle Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1j. Elect Carol L. Roberts Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 1k. Elect Matthew J. Shattock Management For For
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 2. Advisory Vote on Executive Compensation Management Abstain Against
Dividend Builder ETF DIVS VF Corp. VFC 918204108 US Annual 7/26/2022 3. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Special 9/7/2022 1 Dividend in Kind to Effect Spin-Off of Accelleron Industries Ltd  Management No Action Taken N/A
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 1 Accounts and Reports Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 10 Elect John A. Manzoni Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 11 Elect Lady Nicola Mendelsohn Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 12 Elect Ivan Menezes Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 13 Elect Alan Stewart Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 14 Elect Ireena Vittal Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 15 Appointment of Auditor Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 16 Authority to Set Auditor's Fees Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 17 Authorisation of Political Donations Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 18 Amendment to the Irish Share Ownership Plan Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 19 Authority to Issue Shares w/ Preemptive Rights Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 2 Remuneration Report Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 20 Authority to Issue Shares w/o Preemptive Rights Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 21 Authority to Repurchase Shares Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 22 Authority to Set General Meeting Notice Period at 14 Days Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 3 Final Dividend Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 4 Elect Karen Blackett Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 5 Elect Melissa Bethell Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 6 Elect Lavanya Chandrashekar Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 7 Elect Valérie Chapoulaud-Floquet Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 8 Elect Javier Ferrán Management For For
Dividend Builder ETF DIVS Diageo plc DGE LN   GB Annual 10/6/2022 9 Elect Susan Kilsby Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1a. Elect B. Marc Allen Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1b. Elect Angela F. Braly Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1c. Elect Amy L. Chang Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1d. Elect Joseph Jimenez Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1e. Elect Christopher Kempczinski Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1f. Elect Debra L. Lee Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1g. Elect Terry J. Lundgren Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1h. Elect Christine M. McCarthy Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1i. Elect Jon R. Moeller Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1j. Elect Rajesh Subramaniam Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 1k. Elect Patricia A. Woertz Management For For
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 2. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Procter & Gamble Co. PG 742718109 US Annual 10/11/2022 3. Advisory Vote on Executive Compensation Management For For
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1a. Elect Martin Mucci Management For For
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1b. Elect Thomas F. Bonadio Management For For
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1c. Elect Joseph G. Doody Management For For
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1d. Elect David J. S. Flaschen Management Against Against
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1e. Elect B. Thomas Golisano Management For For
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1f. Elect Pamela A. Joseph Management For For
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1g. Elect Kevin A. Price Management For For
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1h. Elect Joseph M. Tucci Management Against Against
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1i. Elect Joseph M. Velli Management Abstain Against
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 1j. Elect Kara Wilson Management For For
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 2. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Paychex Inc. PAYX 704326107 US Annual 10/13/2022 3. Ratification of Auditor Management For For
Dividend Builder ETF DIVS Sonic Healthcare SKL  AU   AU Annual 11/17/2022 1 Elect Christine Bennett  Management For For
Dividend Builder ETF DIVS Sonic Healthcare SKL  AU   AU Annual 11/17/2022 2 Elect Katharine Giles Management For For
Dividend Builder ETF DIVS Sonic Healthcare SKL  AU   AU Annual 11/17/2022 3 Remuneration Report Management Against Against
Dividend Builder ETF DIVS Sonic Healthcare SKL  AU   AU Annual 11/17/2022 4 Equity Grant (MD/CEO Colin Goldschmidt) Management For For
Dividend Builder ETF DIVS Sonic Healthcare SKL  AU   AU Annual 11/17/2022 5 Equity Grant (Finance Director and CFO Chris Wilks) Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1a. Elect M. Michele Burns Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1b. Elect Wesley G. Bush Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1c. Elect Michael D. Capellas Management Against Against
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1d. Elect Mark S. Garrett Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1e. Elect John D. Harris II Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1f. Elect Kristina M. Johnson Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1g. Elect Roderick C. McGeary Management Against Against
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1h. Elect Sarah Rae Murphy Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1i. Elect Charles H. Robbins Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1j. Elect Brenton L. Saunders Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1k. Elect Lisa T. Su Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 1l. Elect Marianna Tessel Management For For
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 2. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 3. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Cisco Systems, Inc. CSCO 17275R102 US Annual 12/8/2022 4. Shareholder Proposal Regarding Report on Tax Transparency Shareholder For Against
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1a. Elect Richard H. Anderson Management Against Against
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1b. Elect Craig Arnold Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1c. Elect Scott C. Donnelly Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1d. Elect Lidia L. Fonseca Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1e. Elect Andrea J. Goldsmith Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1f. Elect Randall J. Hogan, III Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1g. Elect Kevin E. Lofton Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1h. Elect Geoffrey Straub  Martha Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1i. Elect Elizabeth G. Nabel Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1j. Elect Denise M. O'Leary Management Against Against
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 1k. Elect Kendall J. Powell Management Against Against
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 2. Appointment of Auditor and Authority to Set Fees Management Against Against
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 3. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 4. Authority to Issue Shares w/ Preemptive Rights Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 5. Authority to Issue Shares w/o Preemptive Rights Management For For
Dividend Builder ETF DIVS Medtronic Plc MDT G5960L103 US Annual 12/8/2022 6. Authority to Repurchase Shares Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1a. Elect Reid G. Hoffman Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1b. Elect Hugh F. Johnston Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1c. Elect Teri L. List Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1d. Elect Satya Nadella Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1e. Elect Sandra E. Peterson Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1f. Elect Penny S. Pritzker Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1g. Elect Carlos A. Rodriguez Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1h. Elect Charles W. Scharf Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1i. Elect John W. Stanton Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1j. Elect John W. Thompson Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1k. Elect Emma N. Walmsley Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 1l. Elect Padmasree Warrior Management For For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 2. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 3. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 4. Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts Shareholder Against For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 5. Shareholder Proposal Regarding Report on Hiring Practices Shareholder Against For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 6. Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options Shareholder Against For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 7. Shareholder Proposal Regarding Report on Government Use of Technology  Shareholder For Against
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 8. Shareholder Proposal Regarding Risks of Developing Military Weapons Shareholder Against For
Dividend Builder ETF DIVS Microsoft Corporation MSFT 594918104 US Annual 12/13/2022 9. Shareholder Proposal Regarding Report on Tax Transparency Shareholder For Against
Dividend Builder ETF DIVS Emerson Electric Co. EMR US 291011104 US Annual 2/7/2023 1a. Elect Martin S. Craighead Management For For
Dividend Builder ETF DIVS Emerson Electric Co. EMR US 291011104 US Annual 2/7/2023 1b. Elect Gloria A. Flach Management For For
Dividend Builder ETF DIVS Emerson Electric Co. EMR US 291011104 US Annual 2/7/2023 1c. Elect Mathew S. Levatich Management For For
Dividend Builder ETF DIVS Emerson Electric Co. EMR US 291011104 US Annual 2/7/2023 2. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Emerson Electric Co. EMR US 291011104 US Annual 2/7/2023 3. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Emerson Electric Co. EMR US 291011104 US Annual 2/7/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 1 Accounts and Reports Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 10 Appointment of Independent Proxy Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 11 Appointment of Auditor Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 2 Compensation Report Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 3 Ratification of Board and Management Acts Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 4 Allocation of Dividends Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.1 Amendments to Articles  (Shares and Share Register)  Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.2 Amendments to Articles (Voting Rights Restrictions) Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.3 Amendments to Articles  (General Meeting) Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.4 Amendments to Articles (Virtual Meetings) Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 5.5 Amendments to Articles  (Board of Directors and Compensation) Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 6 Approval of a Capital Band Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 7.1 Board Compensation Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 7.2 Executive Compensation Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.1 Elect Gunnar Brock Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.10 Elect Peter R. Voser as Board Chair Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.2 Elect David E. Constable Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.3 Elect Frederico Fleury Curado Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.4 Elect Lars Förberg Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.5 Elect Denise C. Johnson Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.6 Elect Jennifer Xin-Zhe Li Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.7 Elect Geraldine Matchett Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.8 Elect David Meline Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 8.9 Elect Jacob Wallenberg Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 9.1 Elect David E. Constable as Compensation Committee Member Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 9.2 Elect Frederico Fleury Curado as Compensation Committee Member Management No Action Taken N/A
Dividend Builder ETF DIVS ABB Ltd. ABBN SW   CH Annual 3/23/2023 9.3 Elect Jennifer Xin-Zhe Li as Compensation Committee Member Management No Action Taken N/A
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 2 Accounts and Reports Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 3 Allocation of Profits/Dividends Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 4 Remuneration Report Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 5.1 Directors' Fees 2022 Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 5.2 Directors' Fees 2023 Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 5.3 Amendments to Remuneration Policy Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 6.1 Elect Helge Lund as Chair Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 6.2 Elect Henrik Poulsen as Vice Chair Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 6.3.A Elect Laurence Debroux Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 6.3.B Elect Andreas Fibig Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 6.3.C Elect Sylvie Grégoire Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 6.3.D Elect Kasim Kutay Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 6.3.E Elect Christina Choi Lai Law Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 6.3.F Elect Martin Mackay Management Abstain Against
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 7.1 Appointment of Auditor Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 8.1 Cancellation of Shares Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 8.2 Authority to Repurchase Shares Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 8.3 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
Dividend Builder ETF DIVS Novo Nordisk NOVOB DC   DK Annual 3/23/2023 8.4 Shareholder Proposal Regarding Company's Product pricing Shareholder Against For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1a. Elect Diane M. Bryant Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1b. Elect Gayla J. Delly Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1c. Elect Raul J. Fernandez Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1d. Elect Eddy W. Hartenstein Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1e. Elect Check Kian Low Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1f. Elect Justine F. Page Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1g. Elect Henry S. Samueli Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1h. Elect Hock E. Tan Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 1i. Elect Harry L. You Management Against Against
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 2. Ratification of Auditor Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 3. Amendment to the 2012 Stock Incentive Plan Management For For
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 4. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Broadcom Inc AVGO 11135F101 US Annual 4/3/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 1.1 Accounts and Reports Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 1.2 Compensation Report Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 2 Ratification of Board and Management Acts Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 3 Allocation of Dividends Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.1 Elect Paul Bulcke Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.2 Elect Mark Schneider Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.3 Elect Henri de Castries Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.4 Elect Renato Fassbind Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.5 Elect Pablo Isla Álvarez de Tejera Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.6 Elect Patrick Aebischer Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.7 Elect Kimberly A. Ross Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.8 Elect Dick Boer Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.1.9 Elect Dinesh C. Paliwal Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.110 Elect Hanne de Mora Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.111 Elect Lindiwe Majele Sibanda Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.112 Elect Chris Leong Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.113 Elect Luca Maestri Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.2.1 Elect Rainer M. Blair Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.2.2 Elect Marie-Gabrielle Ineichen-Fleisch Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.3.1 Elect Pablo Isla Álvarez de Tejera as Compensation Committee Member Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.3.2 Elect Patrick Aebischer as Compensation Committee Member Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.3.3 Elect Dick Boer as Compensation Committee Member Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.3.4 Elect Dinesh C. Paliwal as Compensation Committee Member Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.4 Appointment of Auditor Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 4.5 Appointment of Independent Proxy Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 5.1 Board Compensation Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 5.2 Executive Compensation Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 6 Cancellation of Shares and Reduction in Share Capital Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 7.1 Amendments to Articles (General Meeting) Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 7.2 Amendments to Articles Management No Action Taken N/A
Dividend Builder ETF DIVS Nestle SA NESN SW   CH Annual 4/20/2023 8 Additional or Amended Shareholder Proposals Shareholder No Action Taken N/A
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1a. Elect Herbert A. Allen, III Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1b. Elect Marc Bolland Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1c. Elect Ana Patricia Botín-Sanz de Sautuola y O'Shea Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1d. Elect Christopher C. Davis Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1e. Elect Barry Diller Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1f. Elect Carolyn N. Everson Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1g. Elect Helene D. Gayle Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1h. Elect Alexis M. Herman Management Against Against
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1i. Elect Maria Elena Lagomasino Management Abstain Against
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1j. Elect Amity Millhiser Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1k. Elect James Quincey Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1l. Elect Caroline J. Tsay Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 1m. Elect David B. Weinberg Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 2. Advisory Vote on Executive Compensation Management For For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 4. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 5. Shareholder Proposal Regarding Racial Equity Audit Shareholder Against For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 6. Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 7. Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against For
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 8. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Dividend Builder ETF DIVS Coca-Cola Co KO US 191216100 US Annual 4/25/2023 9. Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1a. Elect Craig Arnold Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1b. Elect Olivier Leonetti Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1c. Elect Silvio Napoli Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1d. Elect Gregory R. Page Management Against Against
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1e. Elect Sandra Pianalto Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1f. Elect Robert V. Pragada Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1g. Elect Lori J. Ryerkerk Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1h. Elect Gerald B. Smith Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1i. Elect Dorothy C. Thompson Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1j. Elect Darryl L. Wilson Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 2. Appointment of Auditor and Authority to Set Fees Management Against Against
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 3. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 5. Authority to Issue Shares w/ Preemptive Rights Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 6. Authority to Issue Shares w/o Preemptive Rights Management For For
Dividend Builder ETF DIVS Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 7. Authority to Repurchase Shares Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1a. Elect Darius Adamczyk Management Against Against
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1b. Elect Mary C. Beckerle Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1c. Elect D. Scott Davis Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1d. Elect Jennifer A. Doudna Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1e. Elect Joaquin Duato Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1f. Elect Marillyn A. Hewson Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1g. Elect Paula A. Johnson Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1h. Elect Hubert Joly Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1I. Elect Mark B. McClellan Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1j. Elect Anne Mulcahy Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1k. Elect Mark A. Weinberger Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 1l. Elect Nadja Y. West Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 2. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 4. Ratification of Auditor Management For For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 5. Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw Shareholder Abstain Against
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 6. Shareholder Proposal Regarding Report on Access to COVID-19 Products Shareholder Against For
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 7. Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs Shareholder Abstain Against
Dividend Builder ETF DIVS Johnson & Johnson JNJ 478160104 US Annual 4/27/2023 8. Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents Shareholder Against For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1a. Elect Mark A. Blinn Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1b. Elect Todd M. Bluedorn Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1c. Elect Janet F. Clark Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1d. Elect Carrie S. Cox Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1e. Elect Martin S. Craighead Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1f. Elect Curtis C. Farmer Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1g. Elect Jean M. Hobby Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1h. Elect Haviv Ilan Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1i. Elect Ronald Kirk Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1j. Elect Pamela H. Patsley Management Against Against
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1k. Elect Robert E. Sanchez Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 1l. Elect Richard K. Templeton Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 2. Amendment to the 2014 Employee Stock Purchase Plan Management For For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 4. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 5. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 6. Shareholder Proposal Regarding Right to Call Special Meetings Shareholder For Against
Dividend Builder ETF DIVS Texas Instruments Inc. TXN 882508104 US Annual 4/27/2023 7. Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder For Against
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 1 Accounts and Reports; Non Tax-Deductible Expenses Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 10 2022 Remuneration of Gilles Schnepp, Chair Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 11 2023 Remuneration Policy (Executives) Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 12 2023 Remuneration Policy (Chair) Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 13 2023 Remuneration Policy (Board of Directors) Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 14 Authority to Repurchase and Reissue Shares Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 15 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 16 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and w/ Priority Subscription Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 17 Greenshoe Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 18 Authority to Increase Capital in Case of Exchange Offers Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 19 Authority to Increase Capital in Consideration for Contributions In Kind Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 2 Consolidated Accounts and Reports Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 20 Authority to Increase Capital Through Capitalisations Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 21 Employee Stock Purchase Plan Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 22 Stock Purchase Plan for Overseas Employees Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 23 Authority to Issue Performance Shares Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 24 Authority to Cancel Shares and Reduce Capital Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 25 Authorisation of Legal Formalities Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 26 Elect Sanjiv Mehta Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 3 Allocation of Profits/Dividends Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 4 Elect Valérie Chapoulaud-Floquet Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 5 Elect Gilles  Schnepp Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 6 Ratification of the Co-option of Gilbert Ghostine Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 7 Ratification of the Co-option of Lise Kingo Management For For
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 8 2022 Remuneration Report Management Against Against
Dividend Builder ETF DIVS Danone BN FP   FR Mix 4/27/2023 9 2022 Remuneration of Antoine de Saint-Affrique, CEO Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 1 Opening of Meeting; Election of Presiding Chair Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.A1 Elect Johan Forssell Management Against Against
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.A2 Elect Heléne Mellquist Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.A3 Elect Anna Ohlsson-Leijon Management Against Against
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.A4 Elect Mats Rahmström Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.A5 Elect Gordon Riske Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.A6 Elect Hans Stråberg Management Against Against
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.A7 Elect Peter Wallenberg Jr. Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.B1 Elect Jumana Al-Sibai Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.C Elect Hans Stråberg as Chair Management Against Against
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 10.D Appointment of Auditor Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 11.A Directors' Fees Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 11.B Authority to Set Auditor's Fees Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 12.A Remuneration Report Management Against Against
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 12.B Performance-based Personnel Option Plan 2023 Management Against Against
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 13.A Authority to Repurchase Shares Pursuant to Personnel Option Plan 2022 and 2023 Management Against Against
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 13.B Authority to Repurchase Shares Pursuant to Directors' Fees Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 13.C Authority to Issue Treasury Shares Pursuant to Personnel Option Plan 2023 Management Against Against
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 13.D Authority to Issue Treasury Shares Pursuant to Directors' Fees Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 13.E Authority to Issue Shares Pursuant to LTIP 2017, 2018, 2019, 2020 Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 14 Amendments to Articles Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 2 Voting List Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 3 Agenda Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 4 Minutes Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 5 Compliance with the Rules of Convocation Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.A Accounts and Reports Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.1 Ratify Staffan Bohman Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.2 Ratify Johan Forssell  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.3 Ratify Heléne Mellquist  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.4 Ratify Anna Ohlsson-Leijon  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.5 Ratify Mats Rahmström  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.6 Ratify Gordon Riske  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.7 Ratify Hans Stråberg  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.8 Ratify Peter Wallenberg Jr  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B.9 Ratify Mikael Bergstedt  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B10 Ratify Benny Larsson  Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.B11 Ratify Mats Rahmström (CEO) Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.C Allocation of Profits/Dividends Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 8.D Dividend Record Date Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 9.A Board Size Management For For
Dividend Builder ETF DIVS Atlas Copco AB ATCOA SS   SE Annual 4/27/2023 9.B Number of Auditors Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1a. Elect Daniel P. Amos Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1b. Elect W. Paul Bowers Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1c. Elect Arthur R. Collins Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1d. Elect Miwako Hosoda Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1e. Elect Thomas J. Kenny Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1f. Elect Georgette D. Kiser Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1g. Elect Karole F. Lloyd Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1h. Elect Nobuchika Mori Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1i. Elect Joseph L. Moskowitz Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1j. Elect Barbara K. Rimer Management Against Against
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 1k. Elect Katherine T. Rohrer Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 2. Advisory Vote on Executive Compensation Management For For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Aflac Inc. AFL 001055102 US Annual 5/1/2023 4. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1a. Elect Segun Agbaje Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1b. Elect Jennifer Bailey Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1c. Elect Cesar Conde Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1d. Elect Ian M. Cook Management Against Against
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1e. Elect Edith W. Cooper Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1f. Elect Susan M. Diamond Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1g. Elect Dina Dublon Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1h. Elect Michelle D. Gass Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1i. Elect Ramon L. Laguarta Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1j. Elect Dave Lewis Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1k. Elect David C. Page Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1l. Elect Robert C. Pohlad Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1m. Elect Daniel L. Vasella Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1n. Elect Darren Walker Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 1o. Elect Alberto Weisser Management For For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 2. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 3. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 5. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 6. Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence Shareholder Against For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 7. Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care Shareholder Against For
Dividend Builder ETF DIVS PepsiCo Inc PEP 713448108 US Annual 5/3/2023 8. Shareholder Proposal Regarding Congruency Report on Net-Zero Emissions Policy Shareholder For Against
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 1 Accounts and Reports Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 10 Elect Strive T. Masiyiwa Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 11 Elect Youngme E. Moon Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 12 Elect Graeme D. Pitkethly Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 13 Elect Feike Sijbesma Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 14 Elect Nelson Peltz Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 15 Elect Hein Schumacher Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 16 Appointment of Auditor Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 17 Authority to Set Auditor's Fees Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 18 Authorisation of Political Donations Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 19 Authority to Issue Shares w/ Preemptive Rights Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 2 Remuneration Report Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 20 Authority to Issue Shares w/o Preemptive Rights Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 21 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 22 Authority to Repurchase Shares Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 23 Authority to Set General Meeting Notice Period at 14 Days Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 3 Elect Nils Andersen Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 4 Elect Judith Hartmann Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 5 Elect Adrian Hennah Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 6 Elect Alan Jope Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 7 Elect Andrea Jung Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 8 Elect Susan Kilsby Management For For
Dividend Builder ETF DIVS Unilever plc ULVR LN   GB Annual 5/3/2023 9 Elect Ruby Lu Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 1 Accounts and Reports Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 10 Elect Mehmood Khan Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 11 Elect Pamela J. Kirby Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 12 Elect Christopher A. Sinclair Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 13 Elect Elane B. Stock Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 14 Elect Alan Stewart Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 15 Elect Jeremy Darroch Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 16 Elect Tamara Ingram Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 17 Appointment of Auditor Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 18 Authority to Set Auditor's Fees Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 19 Authorisation of Political Donations Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 2 Remuneration Report Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 20 Authority to Issue Shares w/ Preemptive Rights Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 21 Authority to Issue Shares w/o Preemptive Rights Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 23 Authority to Repurchase Shares Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 24 Authority to Set General Meeting Notice Period at 14 Days Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 3 Final Dividend Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 4 Elect Andrew RJ Bonfield Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 5 Elect Olivier Bohuon Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 6 Elect Jeff Carr Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 7 Elect Margherita Della Valle Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 8 Elect Nicandro Durante Management For For
Dividend Builder ETF DIVS Reckitt Benckiser Group Plc RKT LN   GB Annual 5/3/2023 9 Elect Mary Harris Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1a. Elect Terrence A. Duffy Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1b. Elect Kathryn Benesh Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1c. Elect Timothy S. Bitsberger Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1d. Elect Charles P. Carey Management Against Against
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1e. Elect Bryan T. Durkin Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1f. Elect Harold Ford Jr. Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1g. Elect Martin J. Gepsman Management Against Against
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1h. Elect Larry G. Gerdes Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1i. Elect Daniel R. Glickman Management Against Against
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1j. Elect Daniel G. Kaye Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1k. Elect Phyllis M. Lockett Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1l. Elect Deborah J. Lucas Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1m. Elect Terry L. Savage Management Against Against
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1n. Elect Rahael Seifu Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1o. Elect William R. Shepard Management Against Against
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1p. Elect Howard J. Siegel Management Against Against
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 1q. Elect Dennis A. Suskind Management For For
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 2. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 3. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS CME Group Inc CME 12572Q105 US Annual 5/4/2023 4. Advisory vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve 1 year Management 1 Year For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 1 Accounts and Reports; Non Tax-Deductible Expenses Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 10 2023 Directors' Fees Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 11 2023 Remuneration Policy (Board of Directors) Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 12 Elect Léo Apotheker Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 13 Elect Gregory M. Spierkel Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 14 Elect Lip-Bu Tan Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 15 Elect Abhay Parasnis Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 16 Elect Giulia Chierchia Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 17 Opinion on Climate Strategy Strategy Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 18 Authority to Repurchase and Reissue Shares Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 19 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 2 Consolidated Accounts and Reports Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 20 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 21 Authority to Issue Shares and Convertible Debt Through Private Placement Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 22 Greenshoe Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 23 Authority to Increase Capital in Consideration for Contributions In Kind Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 24 Authority to Increase Capital Through Capitalisations Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 25 Employee Stock Purchase Plan Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 26 Stock Purchase Plan for Overseas Employees Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 27 Authority to Cancel Shares and Reduce Capital Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 28 Authorisation of Legal Formalities Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 3 Allocation of Profits/Dividends Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 4 Special Auditors Report on Regulated Agreements Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 5 2022 Remuneration Report Management For For
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 6 2022 Remuneration of Jean-Pascal Tricoire, Chair and CEO Management Against Against
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 7 2023 Remuneration Policy, Chair and CEO (Until May 3, 2023) Management Against Against
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 8 2023 Remuneration Policy, CEO (From May 4, 2023) Management Against Against
Dividend Builder ETF DIVS Schneider Electric SE SU FP   FR Mix 5/4/2023 9 2023 Remuneration Policy, Chair (From May 4, 2023) Management For For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 1a. Elect Robert J. Alpern Management For For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 1b. Elect Melody B. Meyer Management For For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 1c. Elect Frederick H. Waddell Management For For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 2. Ratification of Auditor Management For For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 3. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 4. Elimination of Supermajority Requirement Management For For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 5. Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 6. Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 7. Shareholder Proposal Regarding Lobbying Report Shareholder Against For
Dividend Builder ETF DIVS Abbvie Inc ABBV 00287Y109 US Annual 5/5/2023 8. Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents Shareholder Against For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1a. Elect Daniel J. Brutto Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1b. Elect Susan Crown Management Against Against
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1c. Elect Darrell L. Ford Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1d. Elect Kelly J. Grier Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1e. Elect James W. Griffith Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1f. Elect Jay L. Henderson Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1g. Elect Richard H. Lenny Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1h. Elect E. Scott Santi Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1i. Elect David H. B. Smith, Jr. Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 1j. Elect Pamela B. Strobel Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 2. Advisory Vote on Executive Compensation Management For For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 4. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Illinois Tool Works, Inc. ITW 452308109 US Annual 5/5/2023 5. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1a. Elect Sherry S. Barrat Management Against Against
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1b. Elect William L. Bax Management For For
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1c. Elect Teresa H. Clarke Management For For
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1d. Elect D. John Coldman Management For For
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1e. Elect J. Patrick Gallagher, Jr. Management For For
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1f. Elect David S. Johnson Management Against Against
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1g. Elect Christopher C. Miskel Management For For
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1h. Elect Ralph J. Nicoletti Management For For
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 1i. Elect Norman L. Rosenthal Management For For
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 2. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 3. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Arthur J. Gallagher & Co. AJG 363576109 US Annual 5/9/2023 5. Amendment to Allow Exculpation of Officers Management Against Against
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 2 Allocation of Dividends Management For For
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 3 Ratification of Management Board Acts Management For For
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 4 Ratification of Supervisory Board Acts Management For For
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 5.1 Amendments to Articles (Virtual Shareholder Meetings) Management For For
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 5.2 Amendments to Articles (Virtual Participation of Supervisory Board Members) Management For For
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 5.3 Amendments to Articles (Convocation of Shareholder Meetings) Management For For
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 6 Amendments to Articles (Share Register) Management For For
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 7 Remuneration Report Management For For
Dividend Builder ETF DIVS Deutsche Boerse AG DB1 GR   DE Annual 5/16/2023 8 Appointment of Auditor Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1a. Elect Lewis W.K. Booth Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1b. Elect Charles E. Bunch Management Against Against
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1c. Elect Ertharin Cousin Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1d. Elect Jorge S. Mesquita Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1e. Elect Anindita Mukherjee Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1f. Elect Jane Hamilton Nielsen Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1g. Elect Patrick T. Siewert Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1h. Elect Michael A. Todman Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 1i. Elect Dirk Van de Put Management For For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 2. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 4. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 5. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 6. Shareholder Proposal Regarding Cage-Free Eggs Shareholder For Against
Dividend Builder ETF DIVS Mondelez International Inc. MDLZ US 609207105 US Annual 5/17/2023 7. Shareholder Proposal Regarding Report on Child Labor in Cocoa Supply Chain Shareholder Against For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1a. Elect Jeffrey H. Black Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1b. Elect Nelda J. Connors Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1c. Elect Kathy Hopinkah Hannan Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1d. Elect Shailesh G. Jejurikar Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1e. Elect Christopher J. Kearney Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1f. Elect Judith F. Marks Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1g. Elect Harold W. McGraw III Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1h. Elect Margaret M.V. Preston Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1i. Elect Shelley Stewart, Jr. Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 1j. Elect John H. Walker Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 2. Advisory Vote on Executive Compensation Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 3. Ratification of Auditor Management For For
Dividend Builder ETF DIVS Otis Worldwide Corp OTIS 68902V107 US Annual 5/18/2023 4. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1a. Elect Bader M. Alsaad Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1b. Elect Pamela Daley Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1c. Elect Laurence D. Fink Management Against Against
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1d. Elect William E. Ford Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1e. Elect Fabrizio Freda Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1f. Elect Murry S. Gerber Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1g. Elect Margaret “Peggy” L. Johnson  Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1h. Elect Robert S. Kapito Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1i. Elect Cheryl D. Mills Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1j. Elect Gordon M. Nixon Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1k. Elect Kristin C. Peck Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1l. Elect Charles H. Robbins Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1m. Elect Marco Antonio Slim Domit Management Against Against
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1n. Elect Hans E. Vestberg Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1o. Elect Susan L. Wagner Management Against Against
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 1p. Elect Mark Wilson Management For For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 2. Advisory Vote on Executive Compensation Management Against Against
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 4. Ratification of Auditor Management Against Against
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 5. Shareholder Proposal Regarding Civil Rights Audit Shareholder Against For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 6. Shareholder Proposal Regarding Report on Pension Fund Clients’ Investment Returns Shareholder Against For
Dividend Builder ETF DIVS Blackrock Inc. BLK 09247X101 US Annual 5/24/2023 7. Shareholder Proposal Regarding Report on Material Risks of iShares ETF Shareholder Against For
Dividend Builder ETF DIVS Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 1. 2022 Business Report and Financial Statements Management For For
Dividend Builder ETF DIVS Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 2. Issuance of Employee Restricted Stock Awards for Year 2023 Management For For
Dividend Builder ETF DIVS Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 3. Revise the Procedures for Endorsement and Guarantee. Management For For
Dividend Builder ETF DIVS Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 4. In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies Management For For

 

 

Form N-PX Proxy Voting Record
Fund Name: SmartETFs Smart Transportation & Technology ETF
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 1 Accounts and Reports Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 10 Elect Stephen Oxley Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 11 Elect Patrick W. Thomas Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 12 Elect Doug Webb Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 13 Appointment of Auditor Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 14 Authority to Set Auditor's Fees Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 15 Authorisation of Political Donations Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 16 Authority to Issue Shares w/ Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 17 Authority to Issue Shares w/o Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 19 Authority to Repurchase Shares Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 2 Remuneration Report Management Abstain Against
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 20 Authority to Set General Meeting Notice Period at 14 Days Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 3 Final Dividend Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 4 Elect Liam Condon Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 5 Elect Rita Forst Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 6 Elect Jane Griffiths Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 7 Elect Xiaozhi Liu Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 8 Elect Chris Mottershead Management For For
Smart Transportation & Technology ETF MOTO Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 9 Elect John O'Higgins Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 1.1 Elect Ira Ehrenpreis Management Against Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 1.2 Elect Kathleen Wilson-Thompson Management Against Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 10. Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 11. Shareholder Proposal Regarding Policy on Freedom of Association Shareholder For Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 12. Shareholder Proposal Regarding Report on Ending Child Labor Shareholder Abstain Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 13. Shareholder Proposal Regarding Water Risk Exposure Shareholder For Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 2. Reduce Director Terms from Three Years to Two Years Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 3. Elimination of Supermajority Requirement Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 4. Increase in Authorized Common Stock Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 5. Ratification of Auditor Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 6. Shareholder Proposal Regarding Proxy Access Shareholder For Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 7. Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies Shareholder For Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 8. Shareholder Proposal Regarding Board Diversity Aligned with Customer Base and Regional Operations Shareholder Abstain Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 8/4/2022 9. Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies Shareholder For Against
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 11/11/2022 1 Supplemental Services Agreement  Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 11/11/2022 2 Supplemental Automobile Components Procurement Agreement Management For For
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Special 1/31/2023 1 Proposed Offering of Global Depository Receipts Representing A Shares in a Subsidiary Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 10 Remuneration Policy Management Against Against
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 11 Remuneration Report Management Against Against
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 2 Allocation of Profits/ Dividends Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.1 Ratify Jochen Hanebeck Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.2 Ratify Constanze Hufenbecher Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.3 Ratify Sven Schneider Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.4 Ratify Andreas Urschitz Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.5 Ratify Rutger Wijburg  Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.6 Ratify Reinhard Ploss Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.7 Ratify Helmut Gassel Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.1 Ratify Wolfgang Eder Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.10 Ratify Manfred Puffer Management Abstain Against
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.11 Ratify Melanie Riedl  Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.12 Ratify Jürgen Scholz Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.13 Ratify Ulrich Spiesshofer Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.14 Ratify Margret Suckale . Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.15 Ratify Mirco Synde Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.16 Ratify Diana Vitale . Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.17 Ratify Kerstin Schulzendorf Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.2 Ratify Xiaoqun Clever Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.3 Ratify Johann Dechant Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.4 Ratify Friedrich Eichiner Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.5 Ratify Annette Engelfried Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.6 Ratify Peter Gruber Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.7 Ratify Hans-Ulrich Holdenried Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.8 Ratify Susanne Lachenmann Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.9 Ratify Géraldine Picaud  Management Against Against
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 5 Appointment of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 6.1 Elect Herbert Diess Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 6.2 Elect Klaus Helmrich Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 7 Authority to Repurchase and Reissue Shares Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 8 Authority to Repurchase Shares Using Equity Derivatives Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.1 Amendments to Articles (Place and Convocation) Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.2 Amendments to Articles (Virtual General Meetings) Management For For
Smart Transportation & Technology ETF MOTO Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.3 Amendments to Articles (Virtual Participation of Supervisory Board Members) Management Against Against
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1a. Elect Vincent Roche Management Against Against
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1b. Elect James A. Champy Management Against Against
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1c. Elect André Andonian Management For For
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1d. Elect Anantha P. Chandrakasan Management Against Against
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1e. Elect Edward H. Frank Management Abstain Against
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1f. Elect Laurie H. Glimcher Management For For
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1g. Elect Karen M. Golz Management Against Against
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1h. Elect Mercedes Johnson Management For For
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1i. Elect Kenton J. Sicchitano Management For For
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1j. Elect Ray Stata Management For For
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 1k. Elect Susie Wee Management For For
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 2. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Analog Devices Inc. ADI 032654105 US Annual 3/8/2023 4. Ratification of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 2.1 Elect JUN Young Hyun Management Against Against
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 2.2 Elect KWON Oh Kyung Management For For
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 2.3 Elect KIM Duk Hyun Management For For
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 2.4 Elect LEE Mi Kyung Management For For
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 3.1 Election of Audit Committee Member: KWON Oh Kyung Management For For
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 3.2 Election of Audit Committee Member: LEE Mi Kyung Management For For
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 4 Election of Independent Director to Be Appointed as Audit Committee Member:  CHOI Won Wook Management Against Against
Smart Transportation & Technology ETF MOTO Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 5 Directors' Fees Management For For
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 2 Amendments to Articles Management For For
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 3.1 Elect JOO Woo Jeong Management Against Against
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 3.2 Elect SHIN Jae Yong Management For For
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 3.3 Elect CHYUN Chan Hyuk Management For For
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 4.1 Election of Audit Committee Member: SHIN Jae Yong Management For For
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 4.2 Election of Audit Committee Member: CHYUN Chan Hyuk Management For For
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 5.1 Adoption of Executive Officer Retirement Allowance Policy Management Against Against
Smart Transportation & Technology ETF MOTO Kia Corporation 000270 KS KR Annual 3/17/2023 5.2 Directors' Fees Management For For
Smart Transportation & Technology ETF MOTO L G Chemical 051910 KS KR Annual 3/28/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Smart Transportation & Technology ETF MOTO L G Chemical 051910 KS KR Annual 3/28/2023 2 Elect CHUN Kyung Hoon Management For For
Smart Transportation & Technology ETF MOTO L G Chemical 051910 KS KR Annual 3/28/2023 3 Election of Audit Committee Member: CHUN Kyung Hoon Management For For
Smart Transportation & Technology ETF MOTO L G Chemical 051910 KS KR Annual 3/28/2023 4 Directors' Fees Management For For
Smart Transportation & Technology ETF MOTO Hanon Systems 018880 KS KR Annual 3/29/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Smart Transportation & Technology ETF MOTO Hanon Systems 018880 KS KR Annual 3/29/2023 2 Election of Directors (Slate) Management Against Against
Smart Transportation & Technology ETF MOTO Hanon Systems 018880 KS KR Annual 3/29/2023 3 Election of Audit Committee Member: KIM Koo Management Against Against
Smart Transportation & Technology ETF MOTO Hanon Systems 018880 KS KR Annual 3/29/2023 4 Directors' Fees Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 10 Allocation of Profits/Dividends Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.1 Ratification of Matti Alahuhta Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.10 Ratification of Hanne de Mora Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.11 Ratification of Helena Stjernholm Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.12 Ratification of Carl-Henric Svanberg Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.13 Ratification of Lars Ask (Employee Representative) Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.14 Ratification of Mats Henning (Employee Representative) Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.15 Ratification of Mikael Sällström(Employee Representative) Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.16 Ratification of Camilla Johansson (Deputy Employee Representative) Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.17 Ratification of Mari Larsson (Deputy Employee Representative) Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.18 Ratification of Martin Lundstedt (as CEO) Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.2 Ratification of Jan Carlson Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.3 Ratification of Eckhard Cordes Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.4 Ratification of Eric Elzvik Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.5 Ratification of Martha Finn Brooks Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.6 Ratification of Kurt Jofs Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.7 Ratification of Martin Lundstedt (Board Member) Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.8 Ratification of Kathryn V. Marinello Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 11.9 Ratification of Martina Merz Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 12.1 Board Size Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 12.2 Number of deputy board members Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 13 Directors' Fees Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.1 Elect Matti Alahuhta Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.10 Elect Helena Stjernholm Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.11 Elect Carl-Henric Svanberg Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.2 Elect Bo Annvik Management Against Against
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.3 Elect Jan Carlson Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.4 Elect Eric A. Elzvik Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.5 Elect Martha Finn Brooks Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.6 Elect Kurt Jofs Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.7 Elect Martin Lundstedt Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.8 Elect Kathryn V. Marinello Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 14.9 Elect Martina Merz Management Against Against
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 15 Elect Carl-Henric Svanberg as Chair Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 16 Authority to Set Auditor's Fees Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 17 Appointment of Auditor Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 18.1 Elect Pär Boman as a Nomination Committee Member Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 18.2 Elect Anders Oscarsson as a Nomination Committee Member Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 18.3 Elect Magnus Billing as a Nomination Committee Member Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 18.4 Elect Anders Algotsson as a Nomination Committee Member Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 18.5  Elect Carl-Henric Svanberg (Chair or the Board) as a Nomination Committee Member Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 19 Remuneration Report Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 2 Election of Presiding Chair Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 20.1 Remuneration Policy Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 20.2 Adoption of Share-Based Incentives Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 4 Agenda Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 6 Compliance with the Rules of Convocation Management For For
Smart Transportation & Technology ETF MOTO Volvo AB VOLV SS 928856301 SE Annual 4/4/2023 9 Accounts and Reports Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1a. Elect Kevin P. Clark Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1b. Elect Richard L. Clemmer Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1c. Elect Nancy E. Cooper Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1d. Elect Joseph L. Hooley Management Against Against
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1e. Elect Merit E. Janow Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1f. Elect Sean O. Mahoney Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1g. Elect Paul M. Meister Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1h. Elect Robert K. Ortberg Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1i. Elect Colin J. Parris Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1j. Elect Ana G. Pinczuk Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 2. Appointment of Auditor and Authority to Set Fees Management For For
Smart Transportation & Technology ETF MOTO Aptiv PLC APTV G6095L109 US Annual 4/26/2023 3. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.01 Elect Ernesto M. Hernández Management For For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.02 Elect Gary Hu Management For For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.03 Elect Brett M. Icahn Management For For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.04 Elect James K. Kamsickas Management Withhold Against
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.05 Elect Virginia A. Kamsky Management Withhold Against
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.06 Elect Bridget E. Karlin Management For For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.07 Elect Michael J. Mack, Jr. Management For For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.08 Elect R. Bruce McDonald Management For For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.09 Elect Diarmuid B. O'Connell Management For For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 1.10 Elect Keith E. Wandell Management For For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 2. Advisory Vote on Executive Compensation Management Abstain Against
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 4. Ratification of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO Dana Inc DAN 235825205 US Annual 4/26/2023 5. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1a. Elect Craig Arnold Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1b. Elect Olivier Leonetti Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1c. Elect Silvio Napoli Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1d. Elect Gregory R. Page Management Against Against
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1e. Elect Sandra Pianalto Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1f. Elect Robert V. Pragada Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1g. Elect Lori J. Ryerkerk Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1h. Elect Gerald B. Smith Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1i. Elect Dorothy C. Thompson Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1j. Elect Darryl L. Wilson Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 2. Appointment of Auditor and Authority to Set Fees Management Against Against
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 3. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 5. Authority to Issue Shares w/ Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 6. Authority to Issue Shares w/o Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 7. Authority to Repurchase Shares Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 10 Amendment to Previously Approved Control Agreement Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 2 Allocation of Dividends Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 3.1 Ratify Nikolai Setzer Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 3.2 Ratify Katja Duerrfeld Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 3.3 Ratify Christian Koetz Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 3.4 Ratify Philip Nelles Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 3.5 Ratify Ariane Reinhart Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.1 Ratify Wolfgang Reitzle Management Against Against
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.10 Ratify Isabel Knauf Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.11 Ratify Carmen Loeffler Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.12 Ratify Sabine Neuss Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.13 Ratify Rolf Nonnenmacher Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.14 Ratify Dirk Nordmann Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.15 Ratify Lorenz Pfau Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.16 Ratify Klaus Rosenfeld Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.17 Ratify Georg Schaeffler Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.18 Ratify Maria-Elisabeth Schaeffler-Thumann Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.19 Ratify Joerg Schoenfelder Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.2 Ratify Christiane Benner Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.20 Ratify Stefan Scholz Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.21 Ratify Elke Volkmann Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.3 Ratify Hasan Allak Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.4 Ratify Dorothea von Boxberg  Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.5 Ratify Stefan Buchner Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.6 Ratify Gunter Dunkel Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.7 Ratify Francesco Grioli Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.8 Ratify Michael Iglhaut Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 4.9 Ratify Satish Khatu Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 5 Appointment of Auditor Management For For
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 6 Remuneration Report Management Against Against
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 7 Amendments to Articles (Virtual AGM) Management Against Against
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 8 Amendments to Articles (Virtual AGM Participation of Supervisory Board Members) Management Against Against
Smart Transportation & Technology ETF MOTO Continental AG CON EU   DE Annual 4/27/2023 9 Amendments to Articles (General Meeting) Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 2023 Share Option Scheme Management Against Against
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 Amendments to the 2021 Share Award Scheme Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 3 Service Provider Sub-limit Management Against Against
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 Acquisition Agreement and Supplemental Agreement Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 CKDs and Automobile Components Sales Agreement Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 1 Proton Agreement Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Special 4/28/2023 2 DHG Agreement Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 10 Board Size Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 11.1 Directors' Fees Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 11.2 Authority to Set Auditor's Fees Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.1 Elect Märta Schörling Andreen Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.2 Elect John Brandon Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.3 Elect Sofia Schörling Högberg Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.4 Elect Ola Rollén Management Against Against
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.5 Elect Gun Nilsson Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.6 Elect Brett Watson Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.7 Elect Erik Huggers Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.8 Elect Ola Rollén as Chair Management Against Against
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 12.9 Appointment of Auditor Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 13 Appointment of Nomination Committee Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 14 Remuneration Report Management Against Against
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 15 Adoption of Share-Based Incentives (Share Programme 2023/2026) Management Against Against
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 16 Authority to Repurchase and Reissue Shares Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 17 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 2 Election of Presiding Chair Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 3 Voting List Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 4 Agenda Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 6 Compliance with the Rules of Convocation Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.A Accounts and Reports Management Against Against
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.B Allocation of Profits/Dividends Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C.1 Ratify Gun Nilsson Management Against Against
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C10 Ratify Ola Rollén (CEO) Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C2 Ratify Märta Schörling Andreen Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C3 Ratify John Brandon Management Against Against
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C4 Ratify Sofia Schörling Högberg Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C5 Ratify Ulrika Francke Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C6 Ratify Henrik Henriksson Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C7 Ratify Patrick Söderlund Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C8 Ratify Brett Watson Management For For
Smart Transportation & Technology ETF MOTO Hexagon AB HEXAB SS SE Annual 5/2/2023 9.C9 Ratify Erik Huggers Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 10 Increase in Authorised Capital Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 11 Amendments to Articles (Virtual AGM) Management Against Against
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 12 Amendments to Articles (Virtual AGM Participation of Supervisory Board Members) Management Against Against
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 2 Allocation of Dividends Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 3 Ratification of Management Board Acts Management Abstain Against
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 4 Ratification of Supervisory Board Acts Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 5.1 Appointment of Auditor for FY 2023 Management Against Against
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 5.2 Appointment of Auditor for FY 2024 (Interim Statements) Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 5.3 Appointment of Auditor for FY2024 Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 6 Elect Stefan Pierer as Supervisory Board Member Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 7 Supervisory Board Remuneration Policy Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 8 Management Board Remuneration Policy Management For For
Smart Transportation & Technology ETF MOTO Mercedes-Benz Group AG MBG GR   DE Annual 5/3/2023 9 Remuneration Report Management Against Against
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1a. Elect Alan S. Batey Management For For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1b. Elect Kevin L. Beebe Management For For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1c. Elect Liam K. Griffin Management For For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1d. Elect Eric J. Guerin Management For For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1e. Elect Christine King Management Abstain Against
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1f. Elect Suzanne E. McBride Management For For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1g. Elect David P. McGlade Management For For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1h. Elect Robert A. Schriesheim Management For For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 1i. Elect Maryann Turcke Management For For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 2. Ratification of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 3. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 5. Amendment Regarding the Exculpation of Officers Management Against Against
Smart Transportation & Technology ETF MOTO Skyworks Solutions, Inc. SWKS 83088M102 US Annual 5/10/2023 6. Shareholder Proposal Regarding Simple Majority Vote Shareholder For N/A
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1a. Elect Patrick P. Gelsinger Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1b. Elect James J. Goetz Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1c. Elect Andrea J. Goldsmith Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1d. Elect Alyssa H. Henry Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1e. Elect S. Omar Ishrak Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1f. Elect Risa Lavizzo-Mourey Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1g. Elect Tsu-Jae King Liu Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1h. Elect Barbara G. Novick Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1i. Elect Gregory D. Smith Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1j. Elect Lip-Bu Tan Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1k. Elect Dion J. Weisler Management Abstain Against
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 1l. Elect Frank D. Yeary Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 2. Ratification of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 3. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 4. Amendment to the 2006 Equity Incentive Plan Management For For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 6. Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shareholder Against For
Smart Transportation & Technology ETF MOTO Intel Corp. INTC 458140100 US Annual 5/11/2023 7. Shareholder Proposal Regarding Third-Party Review for ESG Congruency with Business in China Shareholder Against For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 5/16/2023 1.1 Elect Elon Musk Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 5/16/2023 1.2 Elect Robyn M. Denholm Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 5/16/2023 1.3 Elect J.B. Straubel Management Against Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 5/16/2023 2. Advisory Vote on Executive Compensation Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 5/16/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year Against
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 5/16/2023 4. Ratification of Auditor Management For For
Smart Transportation & Technology ETF MOTO Tesla Inc TSLA 88160R101 US Annual 5/16/2023 5. Shareholder Proposal Regarding Key Person Risk Report  Shareholder Abstain Against
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 2.1 Ratify Andreas Wolf Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 2.2 Ratify Werner Volz  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 2.3 Ratify Ingo Holstein  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 2.4 Ratify Klaus Hau  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 2.5 Ratify Thomas Stierle  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.1 Ratify Siegfried Wolf Management Against Against
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.10 Ratify Michael Köppl  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.11 Ratify Erwin Löffler  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.12 Ratify Klaus Rosenfeld  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.13 Ratify Georg F. W. Schaeffler  Management Against Against
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.14 Ratify Ralf Schamel  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.15 Ratify Kirsten Vörkel  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.16 Ratify Anne Zeumer Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.2 Ratify Carsten Bruns  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.3 Ratify Hans-Jörg Bullinger Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.4 Ratify Manfred Eibeck  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.5 Ratify Lothar Galli  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.6 Ratify Yvonne Hartmetz  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.7 Ratify Susanne Heckelsberger  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.8 Ratify Joachim Hirsch  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 3.9 Ratify Sabina Jeschke  Management For For
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 4 Appointment of Auditor Management Abstain Against
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 5 Remuneration Report Management Against Against
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 6 Amendments to Articles (Virtual General Meetings) Management Against Against
Smart Transportation & Technology ETF MOTO Vitesco Technologies Group AG VTSC GT   DE Annual 5/17/2023 7 Approval of Control Agreement with Vitesco Technologies 2. Verwaltungs GmbH Management For For
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.1 Elect Nancy A. Altobello Management For For
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.2 Elect David P. Falck Management Against Against
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.3 Elect Edward G. Jepsen Management Against Against
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.4 Elect Rita S. Lane Management For For
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.5 Elect Robert A. Livingston Management Abstain Against
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.6 Elect Martin H. Loeffler Management Against Against
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.7 Elect R. Adam Norwitt Management For For
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.8 Elect Prahlad R. Singh Management For For
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 1.9 Elect Anne C. Wolff Management For For
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 2. Ratification of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 3. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Amphenol Corp. APH 032095101 US Annual 5/18/2023 5. Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder For Against
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.01 Elect Sophie Desormiere Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.02 Elect Phillip M. Eyler Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.03 Elect David W. Heinzmann Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.04 Elect Ronald Hundzinski Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.05 Elect Charles R. Kummeth Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.06 Elect Betsy Meter Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.07 Elect Byron Shaw II Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.08 Elect John G. Stacey Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 2. Ratification of Auditor Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 3. Advisory Vote on Executive Compensation Management For For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Gentherm Inc THRM 37253A103 US Annual 5/18/2023 5. Approval of the 2023 Equity Incentive Plan Management Abstain Against
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1a. Elect Mei-Wei Cheng Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1b. Elect Jonathan F. Foster Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1c. Elect Bradley M. Halverson Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1d. Elect Mary Lou Jepsen Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1e. Elect Roger A. Krone Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1f. Elect Patricia L. Lewis Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1g. Elect Kathleen A. Ligocki Management Abstain Against
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1h. Elect Conrad L. Mallett, Jr. Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1i. Elect Raymond E. Scott Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 1j. Elect Gregory C. Smith Management For For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 2. Ratification of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 3. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Lear Corp. LEA 521865204 US Annual 5/18/2023 5. Amendment to the 2019 Long-Term Stock Incentive Plan Management Abstain Against
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1a. Elect Atsushi Abe Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1b. Elect Alan Campbell Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1c. Elect Susan K. Carter Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1d. Elect Thomas L. Deitrich Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1e. Elect Hassane S. El-Khoury Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1f. Elect Bruce E. Kiddoo Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1g. Elect Paul A. Mascarenas Management Against Against
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1h. Elect Gregory L. Waters Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1i. Elect Christine Y. Yan Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 2. Advisory Vote on Executive Compensation Management For For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 4. Ratification of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 1.1 Elect Wendy Arienzo Management Withhold Against
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 1.2 Elect Balu Balakrishnan Management For For
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 1.3 Elect Nicholas E. Brathwaite Management For For
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 1.4 Elect Anita Ganti Management For For
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 1.5 Elect Nancy Gioia Management For For
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 1.6 Elect Balakrishnan S. Iyer Management For For
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 1.7 Elect Ravi Vig Management For For
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 2. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year N/A
Smart Transportation & Technology ETF MOTO Power Integrations Inc. POWI 739276103 US Annual 5/19/2023 4. Ratification of Auditor Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1a. Elect Earl C. Austin, Jr. Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1b. Elect Doyle N. Beneby Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1c. Elect Vincent D. Foster Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1d. Elect Bernard Fried Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1e. Elect Worthing F. Jackman Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1f. Elect Holli C. Ladhani Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1g. Elect David M. McClanahan Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1h. Elect R. Scott Rowe Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1i. Elect Margaret B. Shannon Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 1j. Elect Martha B. Wyrsch Management Against Against
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 2. Advisory Vote on Executive Compensation Management For For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO Quanta Services, Inc. PWR 74762E102 US Annual 5/23/2023 4. Ratification of Auditor Management Against Against
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 1. Accounts and Reports Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 2. Ratification of Board Acts Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3a. Elect Kurt Sievers Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3b. Elect Annette K. Clayton Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3c. Elect Anthony R. Foxx Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3d. Elect Chunyuan Gu Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3e. Elect Lena Olving Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3f. Elect Julie Southern Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3g. Elect Jasmin Staiblin Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3h. Elect Gregory L. Summe Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3i. Elect Karl-Henrik Sundström Management Against Against
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 3j. Elect Moshe N. Gavrielov Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 4. Authority to Issue Shares w/ Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 5. Authority to Issue Shares w/o Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 6. Authority to Repurchase Shares Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 7. Authority to Cancel Repurchased Shares Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 8. Appointment of Auditor Management For For
Smart Transportation & Technology ETF MOTO NXP Semiconductors NV NXPI N6596X109 US Annual 5/24/2023 9. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 10. Authority to Issue Shares w/o Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 11. Authority to Allot Shares under Equity Incentive Plans w/ Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 12. Authority to Allot Shares under Equity Incentive Plans w/o Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1a. Elect Andrew C. Teich Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1b. Elect Jeffrey J. Cote Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1c. Elect John P. Absmeier Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1d. Elect Daniel L. Black Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1e. Elect Lorraine A. Bolsinger Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1f. Elect Constance E. Skidmore Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1g. Elect Steven A. Sonnenberg Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1h. Elect Martha N. Sullivan Management Against Against
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1i. Elect Stephen M. Zide Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 2. Advisory Vote on Executive Compensation Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 3. Ratification of Auditor Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 4. Remuneration Report Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 5. Appointment of UK Statutory Auditor Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 6. Authority to Set UK Statutory Auditor's Fees Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 7. Accounts and Reports Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 8. Authority of Shares Repurchase Contracts and Counterparties Management For For
Smart Transportation & Technology ETF MOTO Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 9. Authority to Issue Shares w/ Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 1 Accounts and Reports Management Against Against
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 10 Authority to Repurchase Shares Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 11 Authority to Issue Shares w/o Preemptive Rights Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 2 Allocation of Profits/Dividends Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 3 Elect LI Shu Fu Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 4 Elect Daniel LI Dong Hui Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 5 Elect AN Cong Hui Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 6 Elect WEI Mei Management Against Against
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 7 Elect Gan Jia Yue Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 8 Directors' Fees Management For For
Smart Transportation & Technology ETF MOTO Geely Automobile Holdings Ltd. 175 HK   HK Annual 5/25/2023 9 Appointment of Auditor and Authority to Set Fees Management Abstain Against
Smart Transportation & Technology ETF MOTO Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 1. 2022 Business Report and Financial Statements Management For For
Smart Transportation & Technology ETF MOTO Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 2. Issuance of Employee Restricted Stock Awards for Year 2023 Management For For
Smart Transportation & Technology ETF MOTO Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 3. Revise the Procedures for Endorsement and Guarantee. Management For For
Smart Transportation & Technology ETF MOTO Taiwan Semiconductor Manufacturing TSM 874039100 US Annual 6/6/2023 4. In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies Management For For
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 1 Accounts and Reports Management Against Against
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 2 Allocation of Profits/Dividends Management For For
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 3A Elect ZHANG Tianren Management Against Against
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 3B Elect SHI Borong Management For For
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 3C Elect ZHANG Yong Management For For
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 4 Directors' Fees Management For For
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 5 Appointment of Auditor and Authority to Set Fees Management For For
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 6A Authority to Issue Shares w/o Preemptive Rights Management Against Against
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 6B Authority to Repurchase Shares Management For For
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 6C Authority to Issue Repurchased Shares Management Against Against
Smart Transportation & Technology ETF MOTO Tianneng Power International Ltd 819 HK   HK Annual 6/8/2023 7 Amendments to Articles Management Against Against
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.1 Elect Akio Toyoda Management Against Against
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.10 Elect Emi Osono Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.2 Elect Shigeru Hayakawa Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.3 Elect Koji Sato Management Abstain Against
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.4 Elect Hiroki Nakajima Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.5 Elect Yoichi Miyazaki Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.6 Elect Simon Humphries Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.7 Elect Ikuro Sugawara Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.8 Elect Philip Craven Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 1.9 Elect Masahiko Oshima Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 2.1 Elect Katsuyuki Ogura Management Against Against
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 2.2 Elect Takeshi Shirane Management Against Against
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 2.3 Elect Ryuji Sakai Management Against Against
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 2.4 Elect Catherine O'Connell Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 3 Elect Maoko Kikuchi as Alternate Statutory Auditor Management For For
Smart Transportation & Technology ETF MOTO Toyota Motor Corporation 7203 JP   JP Annual 6/14/2023 4 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement and Carbon Neutrality Goal Shareholder Against For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 1.1 Elect Koji Arima Management Against Against
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 1.2 Elect Shinnosuke Hayashi Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 1.3 Elect Yasushi Matsui Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 1.4 Elect Kenichiro Ito Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 1.5 Elect Akio Toyoda Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 1.6 Elect Shigeki Kushida Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 1.7 Elect Yuko Mitsuya Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 1.8 Elect Joseph P. Schmelzeis, Jr. Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 2.1 Elect Shingo Kuwamura Management Against Against
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 2.2 Elect Yasuko Goto Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 2.3 Elect Haruo Kitamura Management For For
Smart Transportation & Technology ETF MOTO Denso Corporation 6902 JP   JP Annual 6/20/2023 3 Elect Hiromi Kitagawa as Alternate Statutory Auditor Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 2 Allocation of Dividends Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 3.1 Ratify Martin Daum Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 3.2 Ratify Jochen Goetz Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 3.3 Ratify Karl Deppen Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 3.4 Ratify Andreas Gorbach Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 3.5 Ratify Jürgen Hartwig Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 3.6 Ratify John O’Leary Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 3.7 Ratify Karin Rådström Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 3.8 Ratify Stephan Unger Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.1 Ratify Joe Kaeser Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.10 Ratify Renata Jungo Brüngger Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.11 Ratify Carmen Klitzsch-Müller Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.12 Ratify Jörg Köhlinger Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.13 Ratify John Krafcik Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.14 Ratify Jörg Lorz Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.15 Ratify Claudia Peter  Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.16 Ratify Andrea Reith Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.17 Ratify Martin H. Richenhagen Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.18 Ratify Andrea Seidel Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.19 Ratify Marie Wieck Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.2 Ratify Michael Brecht Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.20 Ratify Harald Wilhelm Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.21 Ratify Roman Zitzelsberger Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.22 Ratify Thomas Zwick Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.3 Ratify Michael Brosnan Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.4 Ratify Bruno Buschbacher Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.5 Ratify Raymond Curry Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.6 Ratify Harald Dorn Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.7 Ratify Jacques Esculier Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.8 Ratify Akihiro Eto Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 4.9 Ratify Laura Ipsen Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 5.1 Appointment of Auditor for Fiscal Year 2023 Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 5.2 Appointment of Auditor for Interim Statements until 2024 AGM Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 6 Management Board Remuneration Policy Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 7 Remuneration Report Management For For
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 8.1 Amendments to Articles (Virtual Shareholder Meetings) Management Against Against
Smart Transportation & Technology ETF MOTO Daimler Truck Holding AG DTG GR   DE Annual 6/21/2023 8.2 Amendments to Articles (Virtual AGM Participation of Supervisory Board Members) Management Against Against
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1a. Elect Robert K. Burgess Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1b. Elect Tench Coxe Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1c. Elect John O. Dabiri Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1d. Elect Persis S. Drell Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1e. Elect Jen-Hsun Huang Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1f. Elect Dawn Hudson Management Against Against
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1g. Elect Harvey C. Jones Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1h. Elect Michael G. McCaffery Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1i. Elect Stephen C. Neal Management Against Against
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1j. Elect Mark L. Perry Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1k. Elect A. Brooke Seawell Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1l. Elect Aarti Shah Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 1m. Elect Mark A. Stevens Management For For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 2. Advisory Vote on Executive Compensation Management Against Against
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Smart Transportation & Technology ETF MOTO NVIDIA Corp NVDA 67066G104 US Annual 6/22/2023 4. Ratification of Auditor Management For For

 

 

Form N-PX Proxy Voting Record
Fund Name: SmartETFs Advertising & Marketing Technology ETF
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Advertising & Marketing Technology ETF MRAD LiveRamp Holdings Inc RAMP 53815P108 US Annual 8/9/2022 1a. Elect Clark M. Kokich Management For For
Advertising & Marketing Technology ETF MRAD LiveRamp Holdings Inc RAMP 53815P108 US Annual 8/9/2022 1b. Elect Kamakshi Sivaramakrishnan Management For For
Advertising & Marketing Technology ETF MRAD LiveRamp Holdings Inc RAMP 53815P108 US Annual 8/9/2022 2. Amendment to the 2005 Equity Compensation Plan  Management For For
Advertising & Marketing Technology ETF MRAD LiveRamp Holdings Inc RAMP 53815P108 US Annual 8/9/2022 3. Approval of the Employee Stock Purchase Plan Management For For
Advertising & Marketing Technology ETF MRAD LiveRamp Holdings Inc RAMP 53815P108 US Annual 8/9/2022 4. Advisory Vote on Executive Compensation Management For For
Advertising & Marketing Technology ETF MRAD LiveRamp Holdings Inc RAMP 53815P108 US Annual 8/9/2022 5. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Atlassian Corporation TEAM US 049468101 US Special 8/22/2022 1. Approve Scheme of Arrangement Management For For
Advertising & Marketing Technology ETF MRAD Atlassian Corporation TEAM US 049468101 US Special 8/22/2022 1. Effect Scheme of Arrangement Management For For
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 1.01 Elect Roy H. Chestnutt Management Withhold Against
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 1.02 Elect Robert M. Deutschman Management Withhold Against
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 1.03 Elect Holly Hess Groos Management Withhold Against
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 1.04 Elect Mohan S. Gyani Management For For
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 1.05 Elect Jeffrey Karish Management For For
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 1.06 Elect Mollie V. Spilman Management For For
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 1.07 Elect Michelle Sterling Management For For
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 1.08 Elect William G. Stone III Management For For
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 2. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Digital Turbine Inc APPS 25400W102 US Annual 8/30/2022 3. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Next 15 Group plc. NFG LN    GB Ordinary 10/25/2022 1 Issuance of Shares (for Acquisition of M&C Saatchi) Management For For
Advertising & Marketing Technology ETF MRAD CyberAgent,Inc. CYAGF   JP Annual 12/9/2022 1 Allocation of Profits/Dividends Management For For
Advertising & Marketing Technology ETF MRAD CyberAgent,Inc. CYAGF   JP Annual 12/9/2022 2 Amendments to Articles Management For For
Advertising & Marketing Technology ETF MRAD CyberAgent,Inc. CYAGF   JP Annual 12/9/2022 3.1 Elect Susumu Fujita Management For For
Advertising & Marketing Technology ETF MRAD CyberAgent,Inc. CYAGF   JP Annual 12/9/2022 3.2 Elect Yusuke Hidaka Management For For
Advertising & Marketing Technology ETF MRAD CyberAgent,Inc. CYAGF   JP Annual 12/9/2022 3.3 Elect Go Nakayama Management For For
Advertising & Marketing Technology ETF MRAD CyberAgent,Inc. CYAGF   JP Annual 12/9/2022 3.4 Elect Koichi Nakamura Management For For
Advertising & Marketing Technology ETF MRAD CyberAgent,Inc. CYAGF   JP Annual 12/9/2022 3.5 Elect Kozo Takaoka Management For For
Advertising & Marketing Technology ETF MRAD CyberAgent,Inc. CYAGF   JP Annual 12/9/2022 4 Equity Compensation Plan Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 1. Elect Christopher Stibbs Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 10. Appointment of Auditor and Authority to Set Fees Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 11. Increase in Audit Committee Chair Fees Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 12. Increase Share Pool Under Equity Compensation Plans Management Against Against
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 13. Repricing of Stock Options of Non-Executive and Non-Director Employees Management Against Against
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 2. Elect Neil Jones Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 3. Elect Joanna Parnell Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 4. Elect Lisa K. Klinger Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 5. Elect Rebekah Brooks Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 6. Elect Norm Johnston Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 7. Elect Ofer Druker Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 8. Elect Yaniv Carmi Management For For
Advertising & Marketing Technology ETF MRAD Tremor International Ltd TRMR US 89484T104 US Annual 12/14/2022 9. Elect Sagi Niri Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 10. Authority to Repurchase Shares Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 2. Ratification of Board Acts Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 3. Elect Rogier Rijnja Management Against Against
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 4. Elect Charles Ryan Management Against Against
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 5. Elect Alexander S. Voloshin Management Against Against
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 6. Cancellation of Class C Shares Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 7. Appointment of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 8. Authority to Issue Shares w/ Preemptive Rights Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 12/22/2022 9. Authority to Suppress Preemptive Rights Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 1 Accounts and Reports Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 10 Elect Rob Hattrell Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 11 Elect Penny Ladkin-Brand Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 12 Elect Alan Newman Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 13 Elect Angela Seymour-Jackson Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 14 Appointment of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 15 Authority to Set Auditor's Fees Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 16 Authority to Issue Shares w/ Preemptive Rights Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 17 Authorisation of Political Donations Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 18 Approval of Performance Share Plan Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 19 Authority to Issue Shares w/o Preemptive Rights Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 2 Final Dividend Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 20 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 21 Authority to Set General Meeting Notice Period at 14 Days Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 22 Reduction in Merger Reserve Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 23 B Ordinary Share Rights and Restrictions Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 24 Cancellation of B Ordinary Shares Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 25 Cancellation of Share Premium Account Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 3 Remuneration Policy Management Against Against
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 4 Remuneration Report Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 5 Elect Richard N.L. Huntingford Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 6 Elect Zillah Byng-Thorne Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 7 Elect Meredith E. Amdur Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 8 Elect Mark Brooker Management For For
Advertising & Marketing Technology ETF MRAD Future Plc FUTR LN   GB Annual 2/8/2023 9 Elect Hugo Drayton Management For For
Advertising & Marketing Technology ETF MRAD ValueCommerce Co.,Ltd. 2491 JT   JP Annual 3/27/2023 1.1 Elect Jin Kagawa Management Against Against
Advertising & Marketing Technology ETF MRAD ValueCommerce Co.,Ltd. 2491 JT   JP Annual 3/27/2023 1.2 Elect Masatomo Endo Management For For
Advertising & Marketing Technology ETF MRAD ValueCommerce Co.,Ltd. 2491 JT   JP Annual 3/27/2023 1.3 Elect Taku Hasegawa Management For For
Advertising & Marketing Technology ETF MRAD ValueCommerce Co.,Ltd. 2491 JT   JP Annual 3/27/2023 1.4 Elect Koichiro Tanabe Management For For
Advertising & Marketing Technology ETF MRAD ValueCommerce Co.,Ltd. 2491 JT   JP Annual 3/27/2023 1.5 Elect Yoshimasa Kasuya Management For For
Advertising & Marketing Technology ETF MRAD ValueCommerce Co.,Ltd. 2491 JT   JP Annual 3/27/2023 1.6 Elect Hajime Hatanaka Management Against Against
Advertising & Marketing Technology ETF MRAD ValueCommerce Co.,Ltd. 2491 JT   JP Annual 3/27/2023 2 Elect Haruka Ikeda as Audit Committee Director Management For For
Advertising & Marketing Technology ETF MRAD ValueCommerce Co.,Ltd. 2491 JT   JP Annual 3/27/2023 3 Elect Aya Watanabe @ Aya Kurokawa as Alternate Audit Committee Director Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1a. Elect Amy L. Banse Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1b. Elect Brett Biggs Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1c. Elect Melanie Boulden Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1d. Elect Frank A. Calderoni Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1e. Elect Laura B. Desmond Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1f. Elect Shantanu Narayen Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1g. Elect Spencer Neumann Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1h. Elect Kathleen Oberg Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1i. Elect Dheeraj Pandey Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1j. Elect David A. Ricks Management Against Against
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1k. Elect Daniel Rosensweig Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 1l. Elect John E. Warnock Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 2. Amendment to the 2019 Equity Incentive Plan Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 3. Ratification of Auditor Management Against Against
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 4. Advisory Vote on Executive Compensation Management For For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Advertising & Marketing Technology ETF MRAD Adobe Inc ADBE 00724F101 US Annual 4/20/2023 6. Shareholder Proposal Regarding Report on Hiring Practices for People With Arrest Records Shareholder Against For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Special 5/15/2023 1. Elect Andrey Betin Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Special 5/15/2023 2. Election of Statutory Auditors Management For For
Advertising & Marketing Technology ETF MRAD ZoomInfo Technologies Inc ZI 98980F104 US Annual 5/17/2023 1.01 Elect Todd Crockett Management Withhold Against
Advertising & Marketing Technology ETF MRAD ZoomInfo Technologies Inc ZI 98980F104 US Annual 5/17/2023 1.02 Elect Patrick R. McCarter Management For For
Advertising & Marketing Technology ETF MRAD ZoomInfo Technologies Inc ZI 98980F104 US Annual 5/17/2023 1.03 Elect D. Randall Winn Management For For
Advertising & Marketing Technology ETF MRAD ZoomInfo Technologies Inc ZI 98980F104 US Annual 5/17/2023 2. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD ZoomInfo Technologies Inc ZI 98980F104 US Annual 5/17/2023 3. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 1 Accounts and Reports Management For For
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 2 Allocation of Profits/Dividends Management For For
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.A Elect Jacobus Petrus (Koos) Bekker Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.B Elect ZHANG Xiulan Management For For
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 3.C Directors' Fees Management For For
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 4 Appointment of Auditor and Authority to Set Fees Management For For
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 5 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Annual 5/17/2023 6 Authority to Repurchase Shares Management For For
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1A Adoption of 2023 Share Option Scheme Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1B Transfer of Share Options Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 1C Termination of 2017 Share Option Scheme Management For For
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 2 Scheme Mandate Limit (2023 Share Option Scheme) Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 3 Service Provider Sub-limit (2023 Share Option Scheme) Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4A Adoption of 2023 Share Award Scheme Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4B Transfer of Share Awards Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 4C Termination of Share Award Schemes Management For For
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 5 Scheme Mandate Limit (2023 Share Award Scheme - Share Award) Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 6 Scheme Mandate Limit (2023 Share Award Scheme - New Shares Share Award) Management Against Against
Advertising & Marketing Technology ETF MRAD Tencent Holdings Ltd. 700 HK   HK Special 5/17/2023 7 Service Provider Sub-limit (2023 Share Award Scheme) Management Against Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 10. Shareholder Proposal Regarding Just Transition Reporting Shareholder For Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 11. Shareholder Proposal Regarding Report on Tax Transparency Shareholder For Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 12. Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments  Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 13. Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 14. Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs  Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 15. Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions Shareholder For Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 16. Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association Shareholder For Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 17. Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 18. Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 19. Shareholder Proposal Regarding Formation of Public Policy Committee Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1a. Elect Jeffrey P. Bezos Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1b. Elect Andrew R. Jassy Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1c. Elect Keith B. Alexander Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1d. Elect Edith W. Cooper Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1e. Elect Jamie S. Gorelick Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1f. Elect Daniel P. Huttenlocher Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1g. Elect Judith A. McGrath Management Against Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1h. Elect Indra K. Nooyi Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1i. Elect Jonathan J. Rubinstein Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1j. Elect Patricia Q. Stonesifer Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 1k. Elect Wendell P. Weeks Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 2. Ratification of Auditor Management Against Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 20. Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 21. Shareholder Proposal Regarding Report on Working Conditions Shareholder For Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 22. Shareholder Proposal Regarding Report on Plastic Packaging Shareholder For Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 23. Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder For Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 3. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 5. Amendment to the 1997 Stock Incentive Plan Management For For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 6. Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 7. Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder For Against
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 8. Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal  Shareholder Against For
Advertising & Marketing Technology ETF MRAD Amazon.com Inc. AMZN 023135106 US Annual 5/24/2023 9. Shareholder Proposal Regarding  Report on Government Takedown Requests Shareholder Against For
Advertising & Marketing Technology ETF MRAD Trade Desk Inc TTD 88339J105 US Annual 5/25/2023 1.01 Elect Jeff T. Green Management For For
Advertising & Marketing Technology ETF MRAD Trade Desk Inc TTD 88339J105 US Annual 5/25/2023 1.02 Elect Andrea Cunningham Management For For
Advertising & Marketing Technology ETF MRAD Trade Desk Inc TTD 88339J105 US Annual 5/25/2023 2. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.01 Elect Peggy Alford Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.02 Elect Marc L. Andreessen Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.03 Elect Andrew W. Houston Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.04 Elect Nancy Killefer Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.05 Elect Robert M. Kimmitt Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.06 Elect Sheryl K. Sandberg Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.07 Elect Tracey T. Travis Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.08 Elect Tony Xu Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 1.09 Elect Mark Zuckerberg Management Withhold Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 10. Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shareholder For Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 11. Shareholder Proposal Regarding Targets and Report on Child Safety Impacts Shareholder For Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 12. Shareholder Proposal Regarding Calibrating Executive Pay to Externalized Costs  Shareholder Against For
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 13. Shareholder Proposal Regarding Assessment of Audit and Risk Oversight Committee Shareholder For Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 2. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 3. Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against For
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 4. Shareholder Proposal Regarding Recapitalization Shareholder For Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 5. Shareholder Proposal Regarding  Human Rights Impact Assessment Shareholder For Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 6. Shareholder Proposal Regarding Lobbying Report Shareholder For Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 7. Shareholder Proposal Regarding Report on Content Management in India Shareholder For Against
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 8. Shareholder Proposal Regarding Lobbying Activity Alignment with Net-Zero Emissions Commitment Shareholder Against For
Advertising & Marketing Technology ETF MRAD Meta Platforms Inc META 30303M102 US Annual 5/31/2023 9. Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests Shareholder For Against
Advertising & Marketing Technology ETF MRAD PubMatic Inc PUBM 74467Q103 US Annual 5/31/2023 1.01 Elect Cathleen P. Black Management Withhold Against
Advertising & Marketing Technology ETF MRAD PubMatic Inc PUBM 74467Q103 US Annual 5/31/2023 1.02 Elect Susan Daimler Management Withhold Against
Advertising & Marketing Technology ETF MRAD PubMatic Inc PUBM 74467Q103 US Annual 5/31/2023 1.03 Elect Shelagh Glaser Management Withhold Against
Advertising & Marketing Technology ETF MRAD PubMatic Inc PUBM 74467Q103 US Annual 5/31/2023 1.04 Elect Amar K. Goel Management Withhold Against
Advertising & Marketing Technology ETF MRAD PubMatic Inc PUBM 74467Q103 US Annual 5/31/2023 1.05 Elect Rajeev K. Goel Management Withhold Against
Advertising & Marketing Technology ETF MRAD PubMatic Inc PUBM 74467Q103 US Annual 5/31/2023 1.06 Elect Jacob Shulman Management Withhold Against
Advertising & Marketing Technology ETF MRAD PubMatic Inc PUBM 74467Q103 US Annual 5/31/2023 2. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD PubMatic Inc PUBM 74467Q103 US Annual 5/31/2023 3. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 10. Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern Shareholder Against For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 11. Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder For Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 12. Shareholder Proposal Regarding Algorithm Disclosures Shareholder For Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 13. Shareholder Proposal Regarding Alignment of YouTube Policies With Legislation Shareholder For Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 14. Shareholder Proposal Regarding Content Governance Report Shareholder Against For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 15. Shareholder Proposal Regarding Assessment of Audit and Compliance Committee Shareholder For Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 16. Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions Shareholder For Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 17. Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shareholder Against For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 18. Shareholder Proposal Regarding Recapitalization Shareholder For Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1a. Elect Larry Page Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1b. Elect Sergey Brin Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1c. Elect Sundar Pichai Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1d. Elect John L. Hennessy Management Against Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1e. Elect Frances H. Arnold Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1f. Elect R. Martin Chavez Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1g. Elect L. John Doerr Management Against Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1h. Elect Roger W. Ferguson, Jr. Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1i. Elect Ann Mather Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1j. Elect K. Ram Shriram Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 1k. Elect Robin L. Washington Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 2. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 3. Amendment to the  2021 Stock Plan Management Against Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 4. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 6. Shareholder Proposal Regarding Lobbying Report  Shareholder For Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 7. Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations Shareholder Against For
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 8. Shareholder Proposal Regarding Lobbying Activity Alignment with Climate Commitments and the Paris Agreement Shareholder For Against
Advertising & Marketing Technology ETF MRAD Alphabet Inc GOOGL 02079K305 US Annual 6/2/2023 9. Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests Shareholder For Against
Advertising & Marketing Technology ETF MRAD HubSpot Inc HUBS 443573100 US Annual 6/6/2023 1a. Elect Nick Caldwell Management For For
Advertising & Marketing Technology ETF MRAD HubSpot Inc HUBS 443573100 US Annual 6/6/2023 1b. Elect Claire Hughes Johnson Management For For
Advertising & Marketing Technology ETF MRAD HubSpot Inc HUBS 443573100 US Annual 6/6/2023 1c. Elect Jay Simons Management For For
Advertising & Marketing Technology ETF MRAD HubSpot Inc HUBS 443573100 US Annual 6/6/2023 1d. Elect Yamini Rangan Management For For
Advertising & Marketing Technology ETF MRAD HubSpot Inc HUBS 443573100 US Annual 6/6/2023 2. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD HubSpot Inc HUBS 443573100 US Annual 6/6/2023 3. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD HubSpot Inc HUBS 443573100 US Annual 6/6/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Advertising & Marketing Technology ETF MRAD Techtarget Inc. TTGT 87874R100 US Annual 6/6/2023 1.1 Elect Michael Cotoia Management For For
Advertising & Marketing Technology ETF MRAD Techtarget Inc. TTGT 87874R100 US Annual 6/6/2023 1.2 Elect Roger M. Marino Management Against Against
Advertising & Marketing Technology ETF MRAD Techtarget Inc. TTGT 87874R100 US Annual 6/6/2023 1.3 Elect Christina G. Van Houten Management For For
Advertising & Marketing Technology ETF MRAD Techtarget Inc. TTGT 87874R100 US Annual 6/6/2023 2. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Techtarget Inc. TTGT 87874R100 US Annual 6/6/2023 3. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Techtarget Inc. TTGT 87874R100 US Annual 6/6/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year Against
Advertising & Marketing Technology ETF MRAD Roku Inc ROKU 77543R102 US Annual 6/8/2023 1a. Elect Jeffrey Blackburn Management Withhold Against
Advertising & Marketing Technology ETF MRAD Roku Inc ROKU 77543R102 US Annual 6/8/2023 2a. Elect Jeffrey Hastings Management Withhold Against
Advertising & Marketing Technology ETF MRAD Roku Inc ROKU 77543R102 US Annual 6/8/2023 2b. Elect Neil Hunt Management Withhold Against
Advertising & Marketing Technology ETF MRAD Roku Inc ROKU 77543R102 US Annual 6/8/2023 2c. Elect Anthony Wood Management Withhold Against
Advertising & Marketing Technology ETF MRAD Roku Inc ROKU 77543R102 US Annual 6/8/2023 3. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Roku Inc ROKU 77543R102 US Annual 6/8/2023 4. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1a. Elect Marc R. Benioff Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1b. Elect Laura Alber Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1c. Elect Craig A. Conway Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1d. Elect Arnold W. Donald Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1e. Elect Parker Harris Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1f. Elect Neelie Kroes Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1g. Elect Sachin Mehra Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1h. Elect G. Mason Morfit Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1i. Elect Oscar Munoz Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1j. Elect John V. Roos Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1k. Elect Robin L. Washington Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1l. Elect Maynard G. Webb Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 1m. Elect Susan D. Wojcicki Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 2. Amendment to the 2013 Equity Incentive Plan Management For For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 3. Ratification of Auditor Management Against Against
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 4. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 5. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 6. Shareholder Proposal Regarding Independent Chair Shareholder For Against
Advertising & Marketing Technology ETF MRAD Salesforce Inc CRM 79466L302 US Annual 6/8/2023 7. Shareholder Proposal Regarding Company Directors Serving on Multiple Boards Shareholder Against For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 1 Accounts and Reports Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 10 Elect Daniel E. Pinto Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 11 Elect Scott Edward Spirit Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 12 Elect Elizabeth Buchanan Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 13 Elect Margaret Ma Connolly Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 14 Elect Naoko Okumoto Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 15 Elect Miles Young Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 16 Elect Mary Basterfield Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 17 Elect Colin Day Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 18 Appointment of Auditor Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 19 Authority to Set Auditor's Fees Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 2 Remuneration Report Management Against Against
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 20 Authority to Issue Shares w/ Preemptive Rights Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 21 Authority to Issue Shares w/o Preemptive Rights Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 22 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 23 Authority to Issue Shares w/o Preemptive Rights (Overseas shareholders) Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 24 Authority to Repurchase Shares Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 25 Authority to Set General Meeting Notice Period at 14 Days Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 3 Elect Martin S. Sorrell Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 4 Elect Victor Knaap Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 5 Elect Wesley ter Haar Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 6 Elect Christopher S. Martin Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 7 Elect Paul D. Roy Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 8 Elect Rupert Faure Walker Management For For
Advertising & Marketing Technology ETF MRAD S4 Capital Plc SFOR LN   GB Annual 6/9/2023 9 Elect Susan Prevezer Management Against Against
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E13 Authority to Cancel Shares and Reduce Capital Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E14 Authority to Cancel Lapsed Shares or Options and Reduce Capital Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E15 Authority to Repurchase and Cancel Shares    Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E16 Authority to Grant Stock Options Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E17 Authority to Issue Restricted Shares (RSUs) Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E18 Authority to Issue Performance Shares (PSUs) Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E19 Global Ceiling on Capital Increases For Equity Compensation Plans Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E20 Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights (Underwriters) Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E21 Authority to Issue Shares and/or Convertible Debt Through Private Placement Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E22 Greenshoe Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E23 Authority to Increase Capital Through Capitalisations Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E24 Employee Stock Purchase Plan Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E25 Global Ceiling on Capital Increases and Debt Issuances Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 E26 Article Amendment Regarding Censors Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O1 Elect Rachel Picard Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O10 Consolidated Accounts and Reports Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O11 Allocation of Losses Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O12 Authority to Repurchase and Reissue Shares Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O2 Elect Nathalie Balla Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O3 Elect Hubert de Pesquidoux Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O4 Ratification of Co-Option of Frederik van der Kooi as Censor Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O5 Elect Frederik van der Kooi Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O6 Appointment of Auditor (Deloitte) Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O7 2023 Directors' Fees Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O8 Advisory Vote on Executive Compensation Management For For
Advertising & Marketing Technology ETF MRAD Criteo S.A CRTO  226718104 US Annual 6/13/2023 O9 Accounts and Reports; Non Tax-Deductible Expenses Management For For
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 1A Elect Tal Hayek Management For For
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 1B Elect Sheldon Pollack Management Against Against
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 1C Elect Roger Dent Management Against Against
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 1D Elect Igal Mayer Management Against Against
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 1E Elect Yishay Waxman Management Against Against
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 1F Elect Michele Tobin Management For For
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 1G Elect Paul Khawaja Management For For
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 2 Appointment of Auditor and Authority to Set Fees Management For For
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 3 Company Name Change Management For For
Advertising & Marketing Technology ETF MRAD Illumin Holdings Inc ILLM CN 45232V106 CA Annual 6/14/2023 4 Approval of Unallocated Awards Under the Omnibus Incentive Plan Management Against Against
Advertising & Marketing Technology ETF MRAD Magnite Inc MGNI 55955D100 US Annual 6/14/2023 1a. Elect Paul Caine Management For For
Advertising & Marketing Technology ETF MRAD Magnite Inc MGNI 55955D100 US Annual 6/14/2023 1b. Elect Doug Knopper Management For For
Advertising & Marketing Technology ETF MRAD Magnite Inc MGNI 55955D100 US Annual 6/14/2023 1c. Elect David T. Pearson Management For For
Advertising & Marketing Technology ETF MRAD Magnite Inc MGNI 55955D100 US Annual 6/14/2023 2. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Magnite Inc MGNI 55955D100 US Annual 6/14/2023 3. Advisory Vote on Executive Compensation Management Against Against
Advertising & Marketing Technology ETF MRAD Magnite Inc MGNI 55955D100 US Annual 6/14/2023 4. Amendment to the 2014 Equity Incentive Plan Management Against Against
Advertising & Marketing Technology ETF MRAD Magnite Inc MGNI 55955D100 US Annual 6/14/2023 5. Amendment to the 2014 Employee Stock Purchase Plan Management For For
Advertising & Marketing Technology ETF MRAD Z Holdings Corporation 4689 JT   JP Annual 6/16/2023 1 Amendments to Articles Management For For
Advertising & Marketing Technology ETF MRAD Z Holdings Corporation 4689 JT   JP Annual 6/16/2023 2.1 Elect Kentaro Kawabe Management Against Against
Advertising & Marketing Technology ETF MRAD Z Holdings Corporation 4689 JT   JP Annual 6/16/2023 2.2 Elect Takeshi Idezawa Management For For
Advertising & Marketing Technology ETF MRAD Z Holdings Corporation 4689 JT   JP Annual 6/16/2023 2.3 Elect SHIN Jungho Management For For
Advertising & Marketing Technology ETF MRAD Z Holdings Corporation 4689 JT   JP Annual 6/16/2023 2.4 Elect Takao Ozawa Management For For
Advertising & Marketing Technology ETF MRAD Z Holdings Corporation 4689 JT   JP Annual 6/16/2023 2.5 Elect Jun Masuda Management For For
Advertising & Marketing Technology ETF MRAD Z Holdings Corporation 4689 JT   JP Annual 6/16/2023 2.6 Elect Taku Oketani Management Against Against
Advertising & Marketing Technology ETF MRAD Z Holdings Corporation 4689 JT   JP Annual 6/16/2023 3 Elect Yoshio Usumi as Audit Committee Director Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 1.1 Elect Alan Trefler Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 1.2 Elect Peter Gyenes Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 1.3 Elect Richard H. Jones Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 1.4 Elect Christopher Lafond Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 1.5 Elect Dianne Ledingham Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 1.6 Elect Sharon Rowlands Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 1.7 Elect Lawrence Weber Management Against Against
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 2. Advisory Vote on Executive Compensation Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 4. Amendment to the 2004 Long-Term Incentive Plan Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 5. Amendment to the 2006 Employee Stock Purchase Plan Management For For
Advertising & Marketing Technology ETF MRAD Pegasystems Inc. PEGA 705573103 US Annual 6/20/2023 6. Ratification of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Perion Network Ltd. PERI M78673114 US Annual 6/21/2023 1a. Elect Joy Marcus Management No Vote No Vote
Advertising & Marketing Technology ETF MRAD Perion Network Ltd. PERI M78673114 US Annual 6/21/2023 1b. Elect Michael Vorhaus Management No Vote No Vote
Advertising & Marketing Technology ETF MRAD Perion Network Ltd. PERI M78673114 US Annual 6/21/2023 2. Increase in Authorized Capital Management No Vote No Vote
Advertising & Marketing Technology ETF MRAD Perion Network Ltd. PERI M78673114 US Annual 6/21/2023 3. Amend Employment Agreement of CEO Management No Vote No Vote
Advertising & Marketing Technology ETF MRAD Perion Network Ltd. PERI M78673114 US Annual 6/21/2023 3a. Confirmation of Controlling Shareholder Management No Vote No Vote
Advertising & Marketing Technology ETF MRAD Perion Network Ltd. PERI M78673114 US Annual 6/21/2023 4. Appointment of Auditor and Authority to Set Fees Management No Vote No Vote
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 1 Accounts and Reports Management For For
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 2.A.I Elect SUN Taoyong Management Against Against
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 2.AII Elect Sun Mingchun Management Against Against
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 2.B Directors' Fees Management For For
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 2AIII Elect XU Xiao’ou Management For For
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 3 Appointment of Auditor and Authority to Set Fees Management For For
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 4.A Authority to Issue Shares w/o Preemptive Rights Management Against Against
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 4.B Authority to Repurchase Shares Management For For
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 4.C Authority to Issue Repurchased Shares Management Against Against
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 5 Amendments to the Restricted Share Units Scheme Management Against Against
Advertising & Marketing Technology ETF MRAD Weimob Inc 2013 HK   KY Annual 6/21/2023 6 Service Provider Sublimit Management For For
Advertising & Marketing Technology ETF MRAD Baidu Inc BIDU 056752108 US Annual 6/27/2023 1. Amended and Restated Articles of Association Management Against Against
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 1. Merger with Yandex Media Services B.V. Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 10. Authority to Suppress Preemptive Rights Management Against Against
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 11. Authority to Repurchase Shares Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 2. Merger with Yandex Classifieds Holdings B.V. Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 3. Merger with MLU B.V. Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 4. Merger with Foodtech & Delivery Ops B.V. Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 5. Ratification of Board Acts Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 6. Elect Alexey A. Yakovitsky Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 7. Appointment of Auditor Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 8. Election of Statutory Auditors Management For For
Advertising & Marketing Technology ETF MRAD Yandex NV YNDX US   US Annual 6/30/2023 9. Authority to Issue Shares w/ Preemptive Rights Management For For

 

 

Form N-PX Proxy Voting Record
Fund Name: SmartETFs Sustainable Energy II ETF
Reporting Period: 07/01/2022 through 06/30/2023

 

Customer Account Name Customer Account ID Company Ticker CUSIP Country of Trade Meeting Type Meeting Date Proposal Label Proposal Text Proponent Vote Decision For Or Against Mgmt
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 1 Accounts and Reports Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 10 Elect Stephen Oxley Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 11 Elect Patrick W. Thomas Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 12 Elect Doug Webb Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 13 Appointment of Auditor Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 14 Authority to Set Auditor's Fees Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 15 Authorisation of Political Donations Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 16 Authority to Issue Shares w/ Preemptive Rights Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 17 Authority to Issue Shares w/o Preemptive Rights Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 19 Authority to Repurchase Shares Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 2 Remuneration Report Management Abstain Against
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 20 Authority to Set General Meeting Notice Period at 14 Days Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 3 Final Dividend Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 4 Elect Liam Condon Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 5 Elect Rita Forst Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 6 Elect Jane Griffiths Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 7 Elect Xiaozhi Liu Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 8 Elect Chris Mottershead Management For For
Sustainable Energy II ETF SULR Johnson Matthey plc JMAT LN   GB Annual 7/21/2022 9 Elect John O'Higgins Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 8/12/2022 1 Authority to Issue Super Short-term Commercial Papers  Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 9/22/2022 1 Provision of Guarantee for Joint and Several Liability for Huihai Financial Leasing Co., Ltd. Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 9/22/2022 2 Provision of Guarantee for S&T International Natural Gas Trading Company Limited Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 1 First Amendments to Articles Management Against Against
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 10 Adoption of the Rules of Procedures of the Shareholders' General Meetings Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 11 Adoption of the Rules of Procedures of the Board Meetings Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 12 Board Authorization Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 2 Second Amendments to Articles Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 3 Issuance of RMB Shares Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 4 Plan for Distribution of Profits Accumulated Prior to the Proposed Issuance of RMB Shares Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 5 Share Stabilisation Plan Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 6 Profit Distribution and Return Policy Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 7 Use of Proceeds From the RMB Share Issue Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 8 Remedial Measures for Potential Dilution Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Special 11/25/2022 9 Approval of the Seven Letters of Commitment and Undertakings Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 12/29/2022 1 Non-exercise of the Pre-emptive Right in Respect of Caofeidian Suntien Liquefied Natural Gas Co., Ltd. Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Special 1/30/2023 1 Appointment of Internal Control Auditor Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Special 1/30/2023 2 Increase registered capital of Guangdong New Energy Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 1 Issuance and Admission of GDRs on the SIX Swiss Exchange Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 10 Amendments to Procedural Rules (Board of Directors) Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 11 Amendments to Procedural Rules (Board of Supervisors) Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.1 Type and Nominal Value Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.10 Underwriting method Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.2 Timing of Issuance Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.3 Method of Issuance Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.4 Size of Issuance Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.5 Size of GDRs during the term Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.6 Conversion rate between GDRs and A Shares as underlying securities Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.7 Pricing Method Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.8 Target Subscribers Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 2.9 Conversion restriction period between GDRs and A Shares as underlying  securities Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 3 Report on the Use of Previously Raised Proceeds Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 4 Plan for the Use of Proceeds from the Issuance of GDRs Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 5 Ratification of Board Acts regarding Issuance and Admission of GDRs Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 6 Validity Period of the Resolutions in respect of the Issuance and  Admission of GDRs Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 7 Distribution of Accumulated Profits Prior to the Issuance and  Admission of GDRs Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 8 Amendments to Articles  Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Special 2/14/2023 9 Amendments to Procedural Rules (General Meetings) Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 10 Remuneration Policy Management Against Against
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 11 Remuneration Report Management Against Against
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 2 Allocation of Profits/ Dividends Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.1 Ratify Jochen Hanebeck Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.2 Ratify Constanze Hufenbecher Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.3 Ratify Sven Schneider Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.4 Ratify Andreas Urschitz Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.5 Ratify Rutger Wijburg  Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.6 Ratify Reinhard Ploss Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 3.7 Ratify Helmut Gassel Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.1 Ratify Wolfgang Eder Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.10 Ratify Manfred Puffer Management Abstain Against
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.11 Ratify Melanie Riedl  Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.12 Ratify Jürgen Scholz Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.13 Ratify Ulrich Spiesshofer Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.14 Ratify Margret Suckale . Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.15 Ratify Mirco Synde Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.16 Ratify Diana Vitale . Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.17 Ratify Kerstin Schulzendorf Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.2 Ratify Xiaoqun Clever Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.3 Ratify Johann Dechant Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.4 Ratify Friedrich Eichiner Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.5 Ratify Annette Engelfried Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.6 Ratify Peter Gruber Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.7 Ratify Hans-Ulrich Holdenried Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.8 Ratify Susanne Lachenmann Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 4.9 Ratify Géraldine Picaud  Management Against Against
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 5 Appointment of Auditor Management Against Against
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 6.1 Elect Herbert Diess Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 6.2 Elect Klaus Helmrich Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 7 Authority to Repurchase and Reissue Shares Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 8 Authority to Repurchase Shares Using Equity Derivatives Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.1 Amendments to Articles (Place and Convocation) Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.2 Amendments to Articles (Virtual General Meetings) Management For For
Sustainable Energy II ETF SULR Infineon Technologies AG IFNNF   DE Annual 2/16/2023 9.3 Amendments to Articles (Virtual Participation of Supervisory Board Members) Management Against Against
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 2.1 Elect JUN Young Hyun Management Against Against
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 2.2 Elect KWON Oh Kyung Management For For
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 2.3 Elect KIM Duk Hyun Management For For
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 2.4 Elect LEE Mi Kyung Management For For
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 3.1 Election of Audit Committee Member: KWON Oh Kyung Management For For
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 3.2 Election of Audit Committee Member: LEE Mi Kyung Management For For
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 4 Election of Independent Director to Be Appointed as Audit Committee Member:  CHOI Won Wook Management Against Against
Sustainable Energy II ETF SULR Samsung SDI Co. Ltd. 018260 KS KR Annual 3/15/2023 5 Directors' Fees Management For For
Sustainable Energy II ETF SULR L G Chemical 051910 KS KR Annual 3/28/2023 1 Financial Statements and Allocation of Profits/Dividends Management Against Against
Sustainable Energy II ETF SULR L G Chemical 051910 KS KR Annual 3/28/2023 2 Elect CHUN Kyung Hoon Management For For
Sustainable Energy II ETF SULR L G Chemical 051910 KS KR Annual 3/28/2023 3 Election of Audit Committee Member: CHUN Kyung Hoon Management For For
Sustainable Energy II ETF SULR L G Chemical 051910 KS KR Annual 3/28/2023 4 Directors' Fees Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 2 Accounts and Reports Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 3 Allocation of Profits/Dividends Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 4 Remuneration Report Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 5 Directors' Fees Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.A Elect Anders Runevad Management Against Against
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.B Elect Bruce Grant Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.C Elect Eva Merete Søfelde Berneke Management Against Against
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.D Elect Helle Thorning-Schmidt Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.E Elect Karl-Henrik Sundström Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.F Elect Kentaro Hosomi Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 6.G Elect Lena Olving Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 7 Appointment of Auditor Management Against Against
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 8.1 Authority to Repurchase Shares Management For For
Sustainable Energy II ETF SULR Vestas Wind Systems AS VWS DC   DK Annual 4/12/2023 9 Authorization of Legal Formalities Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1a. Elect Kevin P. Clark Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1b. Elect Richard L. Clemmer Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1c. Elect Nancy E. Cooper Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1d. Elect Joseph L. Hooley Management Against Against
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1e. Elect Merit E. Janow Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1f. Elect Sean O. Mahoney Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1g. Elect Paul M. Meister Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1h. Elect Robert K. Ortberg Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1i. Elect Colin J. Parris Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 1j. Elect Ana G. Pinczuk Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 2. Appointment of Auditor and Authority to Set Fees Management For For
Sustainable Energy II ETF SULR Aptiv PLC APTV G6095L109 US Annual 4/26/2023 3. Advisory Vote on Executive Compensation Management Against Against
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1a. Elect Craig Arnold Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1b. Elect Olivier Leonetti Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1c. Elect Silvio Napoli Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1d. Elect Gregory R. Page Management Against Against
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1e. Elect Sandra Pianalto Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1f. Elect Robert V. Pragada Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1g. Elect Lori J. Ryerkerk Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1h. Elect Gerald B. Smith Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1i. Elect Dorothy C. Thompson Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 1j. Elect Darryl L. Wilson Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 2. Appointment of Auditor and Authority to Set Fees Management Against Against
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 3. Advisory Vote on Executive Compensation Management Against Against
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 5. Authority to Issue Shares w/ Preemptive Rights Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 6. Authority to Issue Shares w/o Preemptive Rights Management For For
Sustainable Energy II ETF SULR Eaton Corporation plc ETN G29183103 US Annual 4/26/2023 7. Authority to Repurchase Shares Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 1 Accounts  Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 1 Accounts  Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 10 First Scrip Dividend Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 10 First Scrip Dividend Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 11 Second Scrip Dividend Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 11 Second Scrip Dividend Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 12  Authority to Cancel Treasury Shares and Reduce Capital Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 12  Authority to Cancel Treasury Shares and Reduce Capital Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 13 Remuneration Report Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 13 Remuneration Report Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 14 Long-Term Incentive Plan (2023-2025 Strategic Bonus) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 14 Long-Term Incentive Plan (2023-2025 Strategic Bonus) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 15 Elect María Helena Antolín Raybaud Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 15 Elect María Helena Antolín Raybaud Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 16 Ratify Co-Option of Armando Martínez Martínez Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 16 Ratify Co-Option of Armando Martínez Martínez Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 17 Elect Manuel Moreu Munaiz Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 17 Elect Manuel Moreu Munaiz Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 18 Elect Sara de la Rica Goiricelaya Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 18 Elect Sara de la Rica Goiricelaya Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 19 Elect Xabier Sagredo Ormaza Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 19 Elect Xabier Sagredo Ormaza Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 2 Management Reports Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 2 Management Reports Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 20 Elect José Ignacio Sánchez Galán Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 20 Elect José Ignacio Sánchez Galán Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 21 Board Size Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 21 Board Size Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 22 Authorisation of Legal Formalities Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 22 Authorisation of Legal Formalities Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 3 Report on Non-Financial Information  Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 3 Report on Non-Financial Information  Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 4 Ratification of Board Acts Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 4 Ratification of Board Acts Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 5 Amendments to Articles (Preamble; Preliminary Title) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 5 Amendments to Articles (Preamble; Preliminary Title) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 6 Amendments to Articles (Corporate Levels) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 6 Amendments to Articles (Corporate Levels) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 7 Amendments to Articles (Legal Provisions,  Governance and Sustainability and  Compliance System) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 7 Amendments to Articles (Legal Provisions,  Governance and Sustainability and  Compliance System) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 8 Special Dividend (Engagement Dividend) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 8 Special Dividend (Engagement Dividend) Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 9 Allocation of Profits/Dividends Management For For
Sustainable Energy II ETF SULR Iberdrola S.A. IBE EU   ES Ordinary 4/28/2023 9 Allocation of Profits/Dividends Management For For
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.01 Elect Gerben W. Bakker Management Withhold Against
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.02 Elect Carlos M. Cardoso Management For For
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.03 Elect Anthony J. Guzzi Management Withhold Against
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.04 Elect Rhett A. Hernandez Management For For
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.05 Elect Neal J. Keating Management Withhold Against
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.06 Elect Bonnie C. Lind Management For For
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.07 Elect John F. Malloy Management For For
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.08 Elect Jennifer M. Pollino Management For For
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 1.09 Elect John G. Russell Management For For
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 2. Advisory Vote on Executive Compensation Management Abstain Against
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR Hubbell Inc. HUBB 443510607 US Annual 5/2/2023 4. Ratification of Auditor Management Against Against
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 1 Accounts and Reports; Non Tax-Deductible Expenses Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 10 2023 Directors' Fees Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 11 2023 Remuneration Policy (Board of Directors) Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 12 Elect Léo Apotheker Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 13 Elect Gregory M. Spierkel Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 14 Elect Lip-Bu Tan Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 15 Elect Abhay Parasnis Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 16 Elect Giulia Chierchia Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 17 Opinion on Climate Strategy Strategy Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 18 Authority to Repurchase and Reissue Shares Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 19 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 2 Consolidated Accounts and Reports Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 20 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 21 Authority to Issue Shares and Convertible Debt Through Private Placement Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 22 Greenshoe Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 23 Authority to Increase Capital in Consideration for Contributions In Kind Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 24 Authority to Increase Capital Through Capitalisations Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 25 Employee Stock Purchase Plan Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 26 Stock Purchase Plan for Overseas Employees Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 27 Authority to Cancel Shares and Reduce Capital Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 28 Authorisation of Legal Formalities Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 3 Allocation of Profits/Dividends Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 4 Special Auditors Report on Regulated Agreements Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 5 2022 Remuneration Report Management For For
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 6 2022 Remuneration of Jean-Pascal Tricoire, Chair and CEO Management Against Against
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 7 2023 Remuneration Policy, Chair and CEO (Until May 3, 2023) Management Against Against
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 8 2023 Remuneration Policy, CEO (From May 4, 2023) Management Against Against
Sustainable Energy II ETF SULR Schneider Electric SE SU FP   FR Mix 5/4/2023 9 2023 Remuneration Policy, Chair (From May 4, 2023) Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1a. Elect Michael J. Ahearn Management Against Against
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1b. Elect Richard D. Chapman Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1c. Elect Anita Marangoly George Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1d. Elect George A. Hambro Management Abstain Against
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1e. Elect Molly E. Joseph Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1f. Elect Craig Kennedy Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1g. Elect Lisa A. Kro Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1h. Elect William J. Post Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1i. Elect Paul H. Stebbins Management Against Against
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1j. Elect Michael T. Sweeney Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1k. Elect Mark Widmar Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 1l. Elect Norman L. Wright Management For For
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 2. Ratification of Auditor Management Against Against
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 3. Advisory Vote on Executive Compensation Management Abstain Against
Sustainable Energy II ETF SULR First Solar Inc FSLR 336433107 US Annual 5/9/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1A. Elect Isaac Angel Management Against Against
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1B. Elect Karin Corfee Management For For
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1C. Elect David Granot Management For For
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1D. Elect Michal Marom Brikman Management For For
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1E. Elect Mike Nikkel Management For For
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1F. Elect Dafna Sharir Management Against Against
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1G. Elect Stanley B. Stern Management Against Against
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1H. Elect Hidetake Takahashi Management For For
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 1I. Elect Byron G. Wong Management For For
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 2. Ratification of Auditor Management For For
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 3. Advisory Vote on Executive Compensation Management Against Against
Sustainable Energy II ETF SULR Ormat Technologies Inc ORA 686688102 US Annual 5/9/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR Itron Inc. ITRI 465741106 US Annual 5/11/2023 1a. Elect Mary C. Hemmingsen Management For For
Sustainable Energy II ETF SULR Itron Inc. ITRI 465741106 US Annual 5/11/2023 1b. Elect Jerome J. Lande Management For For
Sustainable Energy II ETF SULR Itron Inc. ITRI 465741106 US Annual 5/11/2023 1c. Elect Frank M. Jaehnert Management For For
Sustainable Energy II ETF SULR Itron Inc. ITRI 465741106 US Annual 5/11/2023 2. Advisory Vote on Executive Compensation Management For For
Sustainable Energy II ETF SULR Itron Inc. ITRI 465741106 US Annual 5/11/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR Itron Inc. ITRI 465741106 US Annual 5/11/2023 4. Amendment to the 2012 Employee Stock Purchase Plan Management For For
Sustainable Energy II ETF SULR Itron Inc. ITRI 465741106 US Annual 5/11/2023 5. Ratification of Auditor Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 1 Authority to Issue Shares w/o Preemptive Rights Management Against Against
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 2 2022 Annual Report Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 3  Directors Report Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 4 Supervisors' Report  Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 5 Financial Report Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 6 Accounts and Reports Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 7 2022 Profit Distribution Proposal Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 8 Appointment of Auditor and Authority to Set Fees Management For For
Sustainable Energy II ETF SULR China Suntien Green Energy Corporation Limited 956 HK   HK Annual 5/16/2023 9 Elect WANG Tao Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 10 Board Size Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 11 Number of Auditors Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 12 Directors and Auditors' Fees Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 13 Election of Directors Management Against Against
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 14 Appointment of Auditor Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 15 Remuneration Report Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 16 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 17 Remuneration Policy Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 2 Election of Presiding Chair Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 3 Voting List Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 4 Agenda Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 5 Minutes Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 6 Compliance with the Rules of Convocation Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 9.A Accounts and Reports Management Abstain Against
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 9.B Allocation of Profits/Dividends Management For For
Sustainable Energy II ETF SULR Nibe Industrier AB NIBEB SS   SE Annual 5/16/2023 9.C Ratification of Board and CEO Acts Management For For
Sustainable Energy II ETF SULR Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 1.01 Elect Jamie Haenggi Management For For
Sustainable Energy II ETF SULR Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 1.02 Elect Benjamin Kortlang Management Withhold Against
Sustainable Energy II ETF SULR Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 1.03 Elect Richard Mora Management For For
Sustainable Energy II ETF SULR Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 2. Advisory Vote on Executive Compensation Management Against Against
Sustainable Energy II ETF SULR Enphase Energy Inc ENPH 29355A107 US Annual 5/17/2023 3. Ratification of Auditor Management For For
Sustainable Energy II ETF SULR Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 1.1 Elect William J. Berger Management For For
Sustainable Energy II ETF SULR Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 1.2 Elect Rahman D'Argenio Management For For
Sustainable Energy II ETF SULR Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 1.3 Elect Michael C. Morgan Management For For
Sustainable Energy II ETF SULR Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 2. Advisory Vote on Executive Compensation Management Against Against
Sustainable Energy II ETF SULR Sunnova Energy International Inc NOVA US 86745K104 US Annual 5/17/2023 3. Ratification of Auditor Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.01 Elect Sophie Desormiere Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.02 Elect Phillip M. Eyler Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.03 Elect David W. Heinzmann Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.04 Elect Ronald Hundzinski Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.05 Elect Charles R. Kummeth Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.06 Elect Betsy Meter Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.07 Elect Byron Shaw II Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 1.08 Elect John G. Stacey Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 2. Ratification of Auditor Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 3. Advisory Vote on Executive Compensation Management For For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR Gentherm Inc THRM 37253A103 US Annual 5/18/2023 5. Approval of the 2023 Equity Incentive Plan Management Abstain Against
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1a. Elect Nicole S. Arnaboldi Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1b. Elect Sherry S. Barrat Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1c. Elect James L. Camaren Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1d. Elect Kenneth B. Dunn Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1e. Elect Naren K. Gursahaney Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1f. Elect Kirk S. Hachigian Management Against Against
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1g. Elect John W. Ketchum Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1h. Elect Amy B. Lane Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1i. Elect David L. Porges Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1j. Elect Dev Stahlkopf Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1k. Elect John Arthur Stall Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 1l. Elect Darryl L. Wilson Management For For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 2. Ratification of Auditor Management Against Against
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 3. Advisory Vote on Executive Compensation Management Against Against
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR NextEra Energy Inc NEE 65339F101 US Annual 5/18/2023 5. Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix Shareholder For Against
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1a. Elect Atsushi Abe Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1b. Elect Alan Campbell Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1c. Elect Susan K. Carter Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1d. Elect Thomas L. Deitrich Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1e. Elect Hassane S. El-Khoury Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1f. Elect Bruce E. Kiddoo Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1g. Elect Paul A. Mascarenas Management Against Against
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1h. Elect Gregory L. Waters Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 1i. Elect Christine Y. Yan Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 2. Advisory Vote on Executive Compensation Management For For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 3. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR ON Semiconductor Corp. ON 682189105 US Annual 5/18/2023 4. Ratification of Auditor Management Against Against
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 10. Authority to Issue Shares w/o Preemptive Rights Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 11. Authority to Allot Shares under Equity Incentive Plans w/ Preemptive Rights Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 12. Authority to Allot Shares under Equity Incentive Plans w/o Preemptive Rights Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1a. Elect Andrew C. Teich Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1b. Elect Jeffrey J. Cote Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1c. Elect John P. Absmeier Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1d. Elect Daniel L. Black Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1e. Elect Lorraine A. Bolsinger Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1f. Elect Constance E. Skidmore Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1g. Elect Steven A. Sonnenberg Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1h. Elect Martha N. Sullivan Management Against Against
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 1i. Elect Stephen M. Zide Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 2. Advisory Vote on Executive Compensation Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 3. Ratification of Auditor Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 4. Remuneration Report Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 5. Appointment of UK Statutory Auditor Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 6. Authority to Set UK Statutory Auditor's Fees Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 7. Accounts and Reports Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 8. Authority of Shares Repurchase Contracts and Counterparties Management For For
Sustainable Energy II ETF SULR Sensata Technologies Holding Plc ST G8060N102 US Annual 5/25/2023 9. Authority to Issue Shares w/ Preemptive Rights Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 1 Accounts and Reports; Non Tax-Deductible Expenses Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 10 2023 Remuneration Policy (Board of Directors) Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 11 Elect Isabelle Boccon-Gibod Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 12 Elect Benoît Coquart Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 13 Elect Angeles Garcia-Poveda Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 14 Elect Michel Landel Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 15 Elect Valérie  Chort Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 16 Elect Clare Scherrer Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 17 Authority to Repurchase and Reissue Shares Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 18 Authority to Cancel Shares and Reduce Capital Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 19 Authorisation of Legal Formalities Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 2 Consolidated Accounts and Reports Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 3 Allocation of Profits/Dividends Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 4 Appointment of Auditor (Mazars) Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 5 2022 Remuneration Report Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 6 2022 Remuneration of Angeles Garcia-Poveda, Chair Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 7 2022 Remuneration of Benoît Coquart, CEO Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 8 2023 Remuneration Policy (Chair) Management For For
Sustainable Energy II ETF SULR Legrand SA LR FP F56196185 FR Mix 5/31/2023 9 2023 Remuneration Policy (CEO) Management For For
Sustainable Energy II ETF SULR Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 1a. Elect Marcel Gani Management Against Against
Sustainable Energy II ETF SULR Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 1b. Elect Tal Payne Management For For
Sustainable Energy II ETF SULR Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 2. Ratification of Auditor Management For For
Sustainable Energy II ETF SULR Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 3. Advisory Vote on Executive Compensation Management Against Against
Sustainable Energy II ETF SULR Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 5. Repeal of Classified Board Management For For
Sustainable Energy II ETF SULR Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 6. Elimination of Supermajority Requirement Management For For
Sustainable Energy II ETF SULR Solaredge Technologies Inc SEDG 83417M104 US Annual 6/1/2023 7. Amendment to Articles to Add Federal Forum Selection Clause Management Against Against
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1a. Elect Kirk E. Arnold Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1b. Elect Ann C. Berzin Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1c. Elect April Miller Boise Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1d. Elect Gary D. Forsee Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1e. Elect Mark R. George Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1f. Elect John A. Hayes Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1g. Elect Linda P. Hudson Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1h. Elect Myles P. Lee Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1i. Elect David S. Regnery Management Against Against
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1j. Elect Melissa N. Schaeffer Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 1k. Elect John P. Surma Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 2. Frequency of Advisory Vote on Executive Compensation Management 1 Year For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 3. Advisory Vote on Executive Compensation Management Abstain Against
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 4. Appointment of Auditor and Authority to Set Fees Management Against Against
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 5. Authority to Issue Shares w/ Preemptive Rights Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 6. Authority to Issue Shares w/o Preemptive Rights Management For For
Sustainable Energy II ETF SULR Trane Technologies plc TT US   US Annual 6/1/2023 7. Set the Price Range at which the Company can Re-Allot Treasury Shares Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 1 Accounts and Reports Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 2 Allocation of Profits/Dividends Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A1 Elect LEE Yin Yee Management Against Against
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A2 Elect LEE Yau Ching Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3A3 Elect TUNG Ching Sai Management Against Against
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 3B Directors' Fees Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 4 Appointment of Auditor and Authority to Set Fees Management Abstain Against
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5A Authority to Repurchase Shares Management For For
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5B Authority to Issue Shares w/o Preemptive Rights Management Against Against
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 5C Authority to Issue Repurchased Shares Management Against Against
Sustainable Energy II ETF SULR Xinyi Solar Holdings Limited 968 HK   HK Annual 6/2/2023 6 Elect CHU Charn Fai Management For For
Sustainable Energy II ETF SULR Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 1.01 Elect Claire Hughes Johnson Management For For
Sustainable Energy II ETF SULR Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 1.02 Elect Frank V. Wisneski Management Withhold Against
Sustainable Energy II ETF SULR Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 1.03 Elect Charles R. Patton Management For For
Sustainable Energy II ETF SULR Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 2. Ratification of Auditor Management Against Against
Sustainable Energy II ETF SULR Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 3. Advisory Vote on Executive Compensation Management For For
Sustainable Energy II ETF SULR Ameresco Inc. AMRC 02361E108 US Annual 6/13/2023 4. Frequency of Advisory Vote on Executive Compensation Management 1 Year Against
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 1 Annual Report Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 10 Financial Assistance to Controlled Subsidiaries Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 11 Amendments to Articles Management Against Against
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 12 General Mandate to Register and Issue Debt Financing Instruments in the PRC Management Abstain Against
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 13 General Mandate to Register and Issue Debt Financing Instruments Overseas Management Abstain Against
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 14 Authority to Issue A Shares and/or H Shares w/o Preemptive Rights Management Against Against
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 2 Directors' Report Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 3 Supervisors' Report Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 4 Accounts and Reports Management Against Against
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 5 Allocation of Profits/Dividends Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 6 2023 Financial Budget Plan Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 7 Directors' and Supervisors' Fees Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 8 Elect GONG Yufei Management For For
Sustainable Energy II ETF SULR China Longyuan Power Group Corporation Limited 916 HK   HK Annual 6/15/2023 9 Appointment of International Auditor and Authority to Set Fees Management For For
Sustainable Energy II ETF SULR TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 1.01 Elect Steven C. Lockard Management For For
Sustainable Energy II ETF SULR TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 1.02 Elect William E. Siwek Management For For
Sustainable Energy II ETF SULR TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 1.03 Elect Philip J. Deutch Management For For
Sustainable Energy II ETF SULR TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 2. Ratification of Auditor Management For For
Sustainable Energy II ETF SULR TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 3. Advisory Vote on Executive Compensation Management Against Against
Sustainable Energy II ETF SULR TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 4. Repeal of Classified Board Management For For
Sustainable Energy II ETF SULR TPI Composites Inc TPIC 87266J104 US Annual 6/22/2023 5. Elimination of Supermajority Requirement Management For For
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 101 Elect Shawn (Xiaohua) Qu Management For For
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 102 Elect Harry E. Ruda Management For For
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 103 Elect Lauren C. Templeton Management Withhold Against
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 104 Elect Andrew (Luen Cheung) Wong Management For For
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 105 Elect Arthur WONG Lap Tat Management For For
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 106 Elect Leslie CHANG Li Hsien Management For For
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 107 Elect Yan ZHUANG Management For For
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 108 Elect Huifeng CHANG Management Withhold Against
Sustainable Energy II ETF SULR Canadian Solar Inc CSIQ 136635109 US Annual 6/28/2023 2 Appointment of Auditor and Authority to Set Fees Management For For

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.  

 

(Registrant) Guinness Atkinson Funds  
     
By: /s/ James J. Atkinson  
  James J. Atkinson Jr., President  
     
Date August 18, 2023