UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07896
GAMCO Global Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Global Content and Connectivity Fund |
Report Date: 07/01/2021 1 |
| Investment Company Report | ||||||||||||
| UBISOFT ENTERTAINMENT | ||||||||||||
| Security | F9396N106 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 02-Jul-2020 | ||||||||||
| ISIN | FR0000054470 | Agenda | 712740073 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 17 JUN 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202005272002000-64 AND-https://www.journal- officiel.gouv.fr/balo/document/202006172002566-73; PLEASE-NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTION E.35-AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| O.2 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| O.3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| O.4 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | ||||||||
| O.5 | APPROVAL OF ALL ELEMENTS OF THE COMPENSATION OF CORPORATE OFFICERS REFERRED TO IN ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| O.6 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED 31 MARCH 2020, OR ALLOCATED IN RESPECT OF SAID FINANCIAL YEAR, TO MR. YVES GUILLEMOT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
| O.7 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED 31 MARCH 2020, OR ALLOCATED IN RESPECT OF SAID FINANCIAL YEAR, TO MR. CLAUDE GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
| O.8 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED 31 MARCH 2020, OR ALLOCATED IN RESPECT OF SAID FINANCIAL YEAR, TO MR. MICHEL GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
| O.9 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED 31 MARCH 2020, OR ALLOCATED IN RESPECT OF SAID FINANCIAL YEAR, TO MR. GERARD GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
| O.10 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED 31 MARCH 2020, OR ALLOCATED IN RESPECT OF SAID FINANCIAL YEAR, TO MR. CHRISTIAN GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
| O.11 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
| O.12 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DEPUTY CHIEF EXECUTIVE OFFICERS | Management | For | For | ||||||||
| O.13 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | For | For | ||||||||
| O.14 | RENEWAL OF THE TERM OF OFFICE OF MR. YVES GUILLEMOT AS DIRECTOR | Management | For | For | ||||||||
| O.15 | RENEWAL OF THE TERM OF OFFICE OF MR. GERARD GUILLEMOT AS DIRECTOR | Management | For | For | ||||||||
| O.16 | RENEWAL OF THE TERM OF OFFICE OF MRS. FLORENCE NAVINER AS DIRECTOR | Management | For | For | ||||||||
| O.17 | APPOINTMENT OF MR. JOHN PARKES AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS, WITH MR. ERIC TREMBLAY AS HIS DEPUTY | Management | For | For | ||||||||
| O.18 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | For | For | ||||||||
| E.19 | AUTHORIZATION TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | For | For | ||||||||
| E.20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS, PREMIUMS OR OTHERS WHOSE CAPITALIZATION WOULD BE ALLOWED | Management | For | For | ||||||||
| E.21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL OR THAT OF ONE OF ITS SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||
| E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL OR THAT OF ONE OF ITS SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY MEANS OF A PUBLIC OFFERING, EXCLUDING THE OFFERS REFERRED TO IN SECTION 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | ||||||||
| E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL OR THAT OF ONE OF ITS SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING REFERRED TO IN SECTION 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (FORMERLY "PRIVATE PLACEMENT" | Management | For | For | ||||||||
| E.24 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||
| E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR COMPOSITE TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF MEMBERS OF (A) COMPANY OR GROUP SAVINGS PLAN(S | Management | For | For | ||||||||
| E.26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR COMPOSITE TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES AND/OR CORPORATE OFFICERS OF CERTAIN SUBSIDIARIES OF THE COMPANY WITHIN THE MEANING OF ARTICLE L. 233-16 OF THE FRENCH COMMERCIAL CODE, WHOSE REGISTERED OFFICE IS LOCATED OUTSIDE FRANCE, EXCLUDING COMPANY OR GROUP SAVINGS PLANS | Management | For | For | ||||||||
| E.27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR COMPOSITE TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OFFER | Management | For | For | ||||||||
| E.28 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE FOR AND/OR PURCHASE COMMON SHARES OF THE COMPANY REFERRED TO IN ARTICLES L. 225-177 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF EMPLOYEES, INCLUDING ALL OR SOME OF THE MEMBERS OF THE EXECUTIVE COMMITTEE OF UBISOFT GROUP REFERRED TO IN SECTION 4.1.2.3 OF THE UNIVERSAL REGISTRATION DOCUMENT, EXCLUDING THE COMPANY'S EXECUTIVE CORPORATE OFFICERS REFERRED TO IN THE TWENTY-NINTH RESOLUTION | Management | For | For | ||||||||
| E.29 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE FOR AND/OR PURCHASE COMMON SHARES OF THE COMPANY REFERRED TO IN ARTICLES L. 225-177 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF THE COMPANY'S EXECUTIVE CORPORATE OFFICERS | Management | Against | Against | ||||||||
| E.30 | OVERALL CEILING ON CAPITAL INCREASES | Management | For | For | ||||||||
| E.31 | AMENDMENT TO ARTICLE 8 OF THE COMPANY'S BY- LAWS IN ORDER TO PROVIDE THAT THE TERM OF OFFICE OF DIRECTORS REPRESENTING EMPLOYEES MAY EXCEPTIONALLY BE LESS THAN FOUR YEARS AND TO HARMONIZE THE COMPANY'S SHAREHOLDING RULES FOR EACH CATEGORY OF DIRECTORS AND/OR MAKE ANY OTHER CLARIFICATION BY REFERENCE TO THE LEGAL AND REGULATORY PROVISIONS APPLICABLE IN THIS REGARD | Management | For | For | ||||||||
| E.32 | AMENDMENT TO ARTICLE 12 OF THE COMPANY'S BY-LAWS IN ORDER TO SET A STATUTORY AGE LIMIT FOR THE PERFORMANCE OF THE FUNCTIONS OF CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICER IN LINE WITH THE STATUTORY AGE LIMIT FOR DIRECTORS AND THE CHAIRMAN OF THE BOARD OF DIRECTORS, AND TO UPDATE THE DURATION OF SAID FUNCTIONS FOLLOWING THE AMENDMENT TO ARTICLE L. 225- 56 OF THE FRENCH COMMERCIAL CODE BY LAW NO. 2001-420 OF 15 MAY 2001 ("NRE" LAW | Management | For | For | ||||||||
| E.33 | ALIGNMENT OF THE BY-LAWS WITH THE LEGAL AND REGULATORY PROVISIONS IN FORCE | Management | For | For | ||||||||
| E.34 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO AMEND THE BY-LAWS IN ORDER TO BRING THEM INTO COMPLIANCE WITH LEGAL AND REGULATORY PROVISIONS | Management | For | For | ||||||||
| E.35 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| VODAFONE GROUP PLC | ||||||||||||
| Security | 92857W308 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VOD | Meeting Date | 28-Jul-2020 | |||||||||
| ISIN | US92857W3088 | Agenda | 935240630 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Management | For | For | ||||||||
| 2. | To elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||
| 3. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | ||||||||
| 4. | To re-elect Nick Read as a Director | Management | For | For | ||||||||
| 5. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||
| 8. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||
| 9. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||
| 10. | To re-elect Renee James as a Director | Management | Against | Against | ||||||||
| 11. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||
| 12. | To re-elect Sanjiv Ahuja as a Director | Management | For | For | ||||||||
| 13. | To re-elect David Thodey as a Director | Management | For | For | ||||||||
| 14. | To re-elect David Nish as a Director | Management | For | For | ||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Management | For | For | ||||||||
| 16. | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Management | For | For | ||||||||
| 17. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Management | For | For | ||||||||
| 18. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | For | ||||||||
| 19. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | For | ||||||||
| 20. | To authorise the Directors to allot shares. | Management | For | For | ||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | For | For | ||||||||
| 22. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | For | ||||||||
| 23. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | ||||||||
| 24. | To authorise political donations and expenditure. | Management | For | For | ||||||||
| 25. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | For | ||||||||
| 26. | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Management | For | For | ||||||||
| OLYMPIQUE LYONNAIS GROUPE | ||||||||||||
| Security | F67262109 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 31-Jul-2020 | ||||||||||
| ISIN | FR0010428771 | Agenda | 712888823 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 15 JUL 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202006262002849-77 AND-https://www.journal- officiel.gouv.fr/balo/document/202007152003236-85; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | APPOINTMENT OF MR. TONY PARKER AS DIRECTOR | Management | Against | Against | ||||||||
| 2 | APPOINTMENT OF MRS. ANNE-LAURE JULIENNE CAMUS AS DIRECTOR | Management | Against | Against | ||||||||
| 3 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| PROSUS N.V. | ||||||||||||
| Security | N7163R103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Aug-2020 | ||||||||||
| ISIN | NL0013654783 | Agenda | 712915808 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| 1 | TO DISCUSS THE ANNUAL REPORT | Non-Voting | ||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | No Action | |||||||||
| 3 | TO ADOPT THE ANNUAL ACCOUNTS | Management | No Action | |||||||||
| 4.A | PROPOSAL TO MAKE A DISTRIBUTION (INCLUDING REDUCTION OF PROSUS'S ISSUED CAPITAL AND TWO AMENDMENTS TO THE ARTICLES OF ASSOCIATION) | Management | No Action | |||||||||
| 4.B | PROPOSAL FOR CAPITAL INCREASE AND CAPITAL REDUCTION FOR FINANCIAL YEAR 2021 (AND ONWARDS) | Management | No Action | |||||||||
| 5 | TO ADOPT THE REMUNERATION POLICY FOR THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 6 | TO ADOPT THE REMUNERATION POLICY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 7 | RELEASE OF THE EXECUTIVE DIRECTORS FROM LIABILITY | Management | No Action | |||||||||
| 8 | RELEASE OF THE NON-EXECUTIVE DIRECTORS FROM LIABILITY | Management | No Action | |||||||||
| 9 | TO APPOINT MS Y XU AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 10.1 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: D G ERIKSSON | Management | No Action | |||||||||
| 10.2 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: M R SOROUR | Management | No Action | |||||||||
| 10.3 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: E M CHOI | Management | No Action | |||||||||
| 10.4 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: M GIROTRA | Management | No Action | |||||||||
| 10.5 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: R C C JAFTA | Management | No Action | |||||||||
| 11 | TO REAPPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2021 AND 31 MARCH 2022 | Management | No Action | |||||||||
| 12 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED IN RESPECT OF THE ISSUE OF SHARES IN THE SHARE CAPITAL OF PROSUS | Management | No Action | |||||||||
| 13 | AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||
| 14 | APPROVAL OF AMENDMENTS TO THE EXISTING PROSUS SHARE AWARD PLAN | Management | No Action | |||||||||
| 15 | OTHER BUSINESS | Non-Voting | ||||||||||
| 16 | VOTING RESULTS | Non-Voting | ||||||||||
| KINNEVIK AB | ||||||||||||
| Security | W5139V265 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Aug-2020 | ||||||||||
| ISIN | SE0013256682 | Agenda | 712941841 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||
| 7.A | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 7.B | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 7.C | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 7.D | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 7.E | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||
| 8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| NASPERS LTD | ||||||||||||
| Security | S53435103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Aug-2020 | ||||||||||
| ISIN | ZAE000015889 | Agenda | 712907976 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| O.1 | ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||||
| O.2 | CONFIRMATION AND APPROVAL OF PAYMENT OF DIVIDENDS | Management | For | For | ||||||||
| O.3 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS INC. AS AUDITOR | Management | For | For | ||||||||
| O.4.1 | TO CONFIRM THE APPOINTMENT OF THE FOLLOWING PERSON AS NON-EXECUTIVE DIRECTOR: M GIROTRA | Management | For | For | ||||||||
| O.4.2 | TO CONFIRM THE APPOINTMENT OF THE FOLLOWING PERSON AS NON-EXECUTIVE DIRECTOR: Y XU | Management | For | For | ||||||||
| O.5.1 | TO RE-ELECT THE FOLLOWING DIRECTOR: D G ERIKSSON | Management | For | For | ||||||||
| O.5.2 | TO RE-ELECT THE FOLLOWING DIRECTOR: M R SOROUR | Management | For | For | ||||||||
| O.5.3 | TO RE-ELECT THE FOLLOWING DIRECTOR: E M CHOI | Management | For | For | ||||||||
| O.5.4 | TO RE-ELECT THE FOLLOWING DIRECTOR: R C C JAFTA | Management | For | For | ||||||||
| O.6.1 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: D G ERIKSSON | Management | For | For | ||||||||
| O.6.2 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: R C C JAFTA | Management | For | For | ||||||||
| O.6.3 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: M GIROTRA | Management | For | For | ||||||||
| O.6.4 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: S J Z PACAK | Management | Against | Against | ||||||||
| O.7 | TO ENDORSE THE COMPANY'S REMUNERATION POLICY | Management | For | For | ||||||||
| O.8 | TO ENDORSE THE IMPLEMENTATION REPORT OF THE REMUNERATION REPORT | Management | For | For | ||||||||
| O.9 | TO APPROVE AMENDMENTS TO THE TRUST DEED CONSTITUTING THE NASPERS RESTRICTED STOCK PLAN TRUST AND THE SHARE SCHEME | Management | For | For | ||||||||
| O.10 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE MIH SERVICES FZ LLC SHARE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||
| O.11 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE MIH HOLDINGS SHARE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||
| O.12 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE NASPERS SHARE INCENTIVE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||
| O.13 | APPROVAL OF GENERAL AUTHORITY PLACING UNISSUED SHARES UNDER THE CONTROL OF THE DIRECTORS | Management | Against | Against | ||||||||
| O.14 | APPROVAL OF GENERAL ISSUE OF SHARES FOR CASH | Management | For | For | ||||||||
| O.15 | AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS ADOPTED AT THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||
| S.1.1 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: BOARD: CHAIR | Management | For | For | ||||||||
| S.1.2 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: BOARD: MEMBER | Management | For | For | ||||||||
| S.1.3 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: AUDIT COMMITTEE: CHAIR | Management | For | For | ||||||||
| S.1.4 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: AUDIT COMMITTEE: MEMBER | Management | For | For | ||||||||
| S.1.5 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: RISK COMMITTEE: CHAIR | Management | For | For | ||||||||
| S.1.6 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: RISK COMMITTEE: MEMBER | Management | For | For | ||||||||
| S.1.7 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: HUMAN RESOURCES AND REMUNERATION COMMITTEE: CHAIR | Management | For | For | ||||||||
| S.1.8 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: HUMAN RESOURCES AND REMUNERATION COMMITTEE: MEMBER | Management | For | For | ||||||||
| S.1.9 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: NOMINATION COMMITTEE: CHAIR | Management | For | For | ||||||||
| S1.10 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: NOMINATION COMMITTEE: MEMBER | Management | For | For | ||||||||
| S1.11 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE: CHAIR | Management | For | For | ||||||||
| S1.12 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE: MEMBER | Management | For | For | ||||||||
| S1.13 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: TRUSTEES OF GROUP SHARE SCHEMES/OTHER PERSONNEL FUNDS | Management | For | For | ||||||||
| S.2 | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 OF THE ACT | Management | For | For | ||||||||
| S.3 | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE ACT | Management | For | For | ||||||||
| S.4 | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES IN THE COMPANY | Management | For | For | ||||||||
| S.5 | GRANTING THE SPECIFIC REPURCHASE AUTHORISATION | Management | For | For | ||||||||
| S.6 | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES IN THE COMPANY | Management | Abstain | Against | ||||||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||
| Security | 874054109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TTWO | Meeting Date | 16-Sep-2020 | |||||||||
| ISIN | US8740541094 | Agenda | 935256758 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | ||||||||
| 1B. | Election of Director: Michael Dornemann | Management | For | For | ||||||||
| 1C. | Election of Director: J. Moses | Management | For | For | ||||||||
| 1D. | Election of Director: Michael Sheresky | Management | For | For | ||||||||
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||||||
| 1F. | Election of Director: Susan Tolson | Management | For | For | ||||||||
| 1G. | Election of Director: Paul Viera | Management | For | For | ||||||||
| 1H. | Election of Director: Roland Hernandez | Management | For | For | ||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | ||||||||
| 3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | For | ||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||
| DISH TV INDIA LTD | ||||||||||||
| Security | 25471A401 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Sep-2020 | ||||||||||
| ISIN | US25471A4013 | Agenda | 713105193 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
| 1 | ADOPTION OF THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS AND REPORT OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | Management | Against | Against | ||||||||
| 2 | RE-APPOINTMENT OF MR. ANIL KUMAR DUA (DIN- 03640948), DIRECTOR LIABLE TO RETIRE BY ROTATION | Management | For | For | ||||||||
| 3 | RATIFICATION OF REMUNERATION OF COST AUDITORS FOR THE FINANCIAL YEAR 2020-21 | Management | For | For | ||||||||
| 4 | RE-APPOINTMENT OF MR. JAWAHAR LAL GOEL (DIN - 00076462) AS THE MANAGING DIRECTOR OF THE COMPANY FOR THE PERIOD FROM DECEMBER 17, 2019 TO MARCH 31, 2020 | Management | Against | Against | ||||||||
| 5 | RE-APPOINTMENT OF MR. JAWAHAR LAL GOEL (DIN - 00076462) AS THE MANAGING DIRECTOR OF THE COMPANY FROM APRIL 1, 2020 TO MARCH 31, 2022 | Management | Against | Against | ||||||||
| DISH TV INDIA | ||||||||||||
| Security | 25471A401 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DTTVY | Meeting Date | 29-Sep-2020 | |||||||||
| ISIN | US25471A4013 | Agenda | 935272435 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| O1. | Adoption of the Audited Standalone and Consolidated Financial Statements and Report of the Board of Directors and Auditors thereon. | Management | Against | |||||||||
| O2. | Re-appointment of Mr. Anil Kumar Dua (DIN- 03640948), Director liable to retire by rotation. | Management | For | |||||||||
| S3. | Ratification of remuneration of Cost Auditors for the financial year 2020-21. | Management | For | |||||||||
| S4. | Re-Appointment of Mr. Jawahar Lal Goel (DIN - 00076462) as the Managing Director of the Company for the period from December 17, 2019 to March 31, 2020. | Management | Against | |||||||||
| S5. | Re-Appointment of Mr. Jawahar Lal Goel (DIN - 00076462) as the Managing Director of the Company from April 1, 2020 to March 31, 2022. | Management | Against | |||||||||
| CHINA TOWER CORPORATION LIMITED | ||||||||||||
| Security | Y15076105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 13-Oct-2020 | ||||||||||
| ISIN | CNE100003688 | Agenda | 713136833 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0918/2020091800442.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0918/2020091800392.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||
| 1 | THAT THE APPOINTMENT OF MR. GAO TONGQING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY; THAT ANY DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO SIGN ON BEHALF OF THE COMPANY THE DIRECTOR'S SERVICE CONTRACT WITH MR. GAO TONGQING | Management | For | For | ||||||||
| 2 | THAT THE APPOINTMENT OF MR. LI ZHANGTING AS A SUPERVISOR OF THE COMPANY; THAT ANY DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO SIGN ON BEHALF OF THE COMPANY THE SUPERVISOR'S SERVICE CONTRACT WITH MR. LI ZHANGTING | Management | Against | Against | ||||||||
| TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||
| Security | 900111204 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TKC | Meeting Date | 21-Oct-2020 | |||||||||
| ISIN | US9001112047 | Agenda | 935283286 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | |||||||||
| 3. | Discussion of and decision on the amendments of Articles 3, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 22, 25 and 26 of the Articles of Association of the Company in accordance with the amendment text annexed to the agenda, as approved by the Ministry of Trade of the Republic of Turkey and Capital Markets Board. | Management | For | |||||||||
| 6. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2019, separately. | Management | For | |||||||||
| 7. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2019. | Management | For | |||||||||
| 8. | Informing the General Assembly on the donation and contributions made in the fiscal year 2019; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2020 and ending on the date of the Company's general assembly meeting relating to the 2020 fiscal year. | Management | For | |||||||||
| 9. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly. | Management | For | |||||||||
| 10. | Determination of the remuneration of the Board Members. | Management | Against | |||||||||
| 11. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2020. | Management | For | |||||||||
| 12. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2019. | Management | For | |||||||||
| 13. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | Against | |||||||||
| BORUSSIA DORTMUND GMBH & CO. KGAA | ||||||||||||
| Security | D9343K108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||
| ISIN | DE0005493092 | Agenda | 713166418 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019/20 | Management | No Action | |||||||||
| 2 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL 2019/20 | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019/20 | Management | No Action | |||||||||
| 4.1 | ELECT JUDITH DOMMERMUTH TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.2 | ELECT BERND GESKE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.3 | ELECT BJORN GULDEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.4 | ELECT CHRISTIAN KULLMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.5 | ELECT ULRICH LEITERMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.6 | ELECT BODO LOETTGEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.7 | ELECT REINHOLD LUNOW TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.8 | ELECT GERD PIEPER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.9 | ELECT SILKE SEIDEL TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020/21 | Management | No Action | |||||||||
| 6 | APPROVE AFFILIATION AGREEMENT WITH SUBSIDIARY BVB FUSSBALLAKADEMIE GMBH | Management | No Action | |||||||||
| 7 | APPROVE CREATION OF EUR 18.4 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| OLYMPIQUE LYONNAIS GROUPE | ||||||||||||
| Security | F67262109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||
| ISIN | FR0010428771 | Agenda | 713255657 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010212004270-127 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004475-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020; DISCHARGE TO BE GRANTED TO THE DIRECTORS; APPROVAL OF THE AMOUNT OF NON- DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||
| 3 | APPROVAL OF AGREEMENTS AND COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225- 38 AND FOLLOWING OF THE COMMERCIAL CODE | Management | No Action | |||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. PAULINE BOYER MARTIN AS DIRECTOR | Management | No Action | |||||||||
| 6 | APPOINTMENT OF MR. QIANG DAI AS DIRECTOR | Management | No Action | |||||||||
| 7 | SETTING THE AMOUNT OF COMPENSATION TO BE ALLOCATED TO DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||
| 8 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO MR. JEAN-MICHEL AULAS, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 9 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION PAID OR AWARDED TO THE EXECUTIVE CORPORATE OFFICER DURING THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||
| 10 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | No Action | |||||||||
| 11 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||||||||
| ISIN | US5949181045 | Agenda | 935284478 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For | ||||||||
| CHINA TOWER CORPORATION LIMITED | ||||||||||||
| Security | Y15076105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Dec-2020 | ||||||||||
| ISIN | CNE100003688 | Agenda | 713355229 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1110/2020111000522.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1110/2020111000450.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||
| 1 | THAT THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE 2021- 2023 SERVICE SUPPLY FRAMEWORK AGREEMENT WITH CHINA TELECOMMUNICATIONS CORPORATION, A COPY OF WHICH HAS BEEN INITIALED BY THE CHAIRMAN AND FOR THE PURPOSE OF IDENTIFICATION MARKED "A", TOGETHER WITH THE PROPOSED ANNUAL CAPS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED AND ANY DIRECTOR OF THE COMPANY IS HEREBY AUTHORISED TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN THEIR OPINIONS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH CONTINUING CONNECTED TRANSACTIONS | Management | For | For | ||||||||
| MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||
| Security | 55825T103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSGS | Meeting Date | 18-Dec-2020 | |||||||||
| ISIN | US55825T1034 | Agenda | 935291423 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph M. Cohen | For | For | |||||||||
| 2 | Richard D. Parsons | For | For | |||||||||
| 3 | Nelson Peltz | For | For | |||||||||
| 4 | Ivan Seidenberg | For | For | |||||||||
| 5 | Anthony J. Vinciquerra | For | For | |||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||
| VNV GLOBAL AB | ||||||||||||
| Security | W98223105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 13-Jan-2021 | ||||||||||
| ISIN | SE0014428835 | Agenda | 713455372 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN FOR THE MEETING: JESPER SCHONBECK | Non-Voting | ||||||||||
| 2 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 3 | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES | Non-Voting | ||||||||||
| 4 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 5 | RESOLUTION THAT THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | RESOLUTION REGARDING AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 7 | RESOLUTION REGARDING AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE TO ISSUE NEW SHARES | Management | No Action | |||||||||
| 8 | RESOLUTION REGARDING AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE SHARES | Management | No Action | |||||||||
| 9 | RESOLUTION REGARDING THE ISSUANCE OF SHARES AND AMENDMENT OF THE ARTICLES OF ASSOCIATION WITHIN THE FRAMEWORK OF THE COMPANY'S LONG-TERM INCENTIVE PROGRAM | Management | No Action | |||||||||
| 10 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| CMMT | 18 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 12 JAN 2021 TO 13 JAN 2021. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | |||||||||
| ISIN | US92826C8394 | Agenda | 935315576 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | ||||||||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | ||||||||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | ||||||||
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | For | ||||||||
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | For | ||||||||
| 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Against | For | ||||||||
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||||||||
| ISIN | US0378331005 | Agenda | 935323167 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: James Bell | Management | For | For | ||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | ||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | ||||||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||
| 1E. | Election of Director: Art Levinson | Management | For | For | ||||||||
| 1F. | Election of Director: Monica Lozano | Management | For | For | ||||||||
| 1G. | Election of Director: Ron Sugar | Management | For | For | ||||||||
| 1H. | Election of Director: Sue Wagner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | For | ||||||||
| 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | For | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |||||||||
| ISIN | US2546871060 | Agenda | 935328206 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||
| 1D. | Election of Director: Robert A. Chapek | Management | For | For | ||||||||
| 1E. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||
| 1F. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||
| 1G. | Election of Director: Robert A. Iger | Management | For | For | ||||||||
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||
| 1I. | Election of Director: Mark G. Parker | Management | For | For | ||||||||
| 1J. | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | ||||||||
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||
| GMO INTERNET INC. | ||||||||||||
| Security | J1822R104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Mar-2021 | ||||||||||
| ISIN | JP3152750000 | Agenda | 713654336 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kumagai, Masatoshi | Management | Against | Against | ||||||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Masashi | Management | For | For | ||||||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Nishiyama, Hiroyuki | Management | For | For | ||||||||
| 1.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ainoura, Issei | Management | For | For | ||||||||
| 1.5 | Appoint a Director who is not Audit and Supervisory Committee Member Ito, Tadashi | Management | For | For | ||||||||
| 1.6 | Appoint a Director who is not Audit and Supervisory Committee Member Yamashita, Hirofumi | Management | For | For | ||||||||
| 1.7 | Appoint a Director who is not Audit and Supervisory Committee Member Arisawa, Katsumi | Management | For | For | ||||||||
| 1.8 | Appoint a Director who is not Audit and Supervisory Committee Member Horiuchi, Toshiaki | Management | For | For | ||||||||
| 1.9 | Appoint a Director who is not Audit and Supervisory Committee Member Arai, Teruhiro | Management | For | For | ||||||||
| 1.10 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Yasuo | Management | For | For | ||||||||
| 1.11 | Appoint a Director who is not Audit and Supervisory Committee Member Kodama, Kimihiro | Management | For | For | ||||||||
| 1.12 | Appoint a Director who is not Audit and Supervisory Committee Member Chujo, Ichiro | Management | Against | Against | ||||||||
| 1.13 | Appoint a Director who is not Audit and Supervisory Committee Member Hashiguchi, Makoto | Management | Against | Against | ||||||||
| 1.14 | Appoint a Director who is not Audit and Supervisory Committee Member Fukui, Atsuko | Management | For | For | ||||||||
| 1.15 | Appoint a Director who is not Audit and Supervisory Committee Member Kaneko, Takehito | Management | Against | Against | ||||||||
| 1.16 | Appoint a Director who is not Audit and Supervisory Committee Member Inagaki, Noriko | Management | For | For | ||||||||
| 1.17 | Appoint a Director who is not Audit and Supervisory Committee Member Kawasaki, Yuki | Management | For | For | ||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||
| Security | D2035M136 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Apr-2021 | ||||||||||
| ISIN | DE0005557508 | Agenda | 713657762 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.60 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5.1 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2021 INTERIM FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 5.3 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE FIRST QUARTER OF FISCAL YEAR 2021 | Management | No Action | |||||||||
| 5.4 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE THIRD QUARTER OF FISCAL YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR 2022 | Management | No Action | |||||||||
| 6 | ELECT HELGA JUNG TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||
| 8 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||
| 9 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 10 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG FUER WERTPAPIERBESITZ E.V. (DSW): AMEND ARTICLES RE: SHAREHOLDERS' RIGHT TO PARTICIPATION DURING THE VIRTUAL MEETING | Shareholder | No Action | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522716 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 16 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||
| Security | 900111204 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TKC | Meeting Date | 15-Apr-2021 | |||||||||
| ISIN | US9001112047 | Agenda | 935379607 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | |||||||||
| 5. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2020, separately. | Management | For | |||||||||
| 6. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2020. | Management | For | |||||||||
| 7. | Informing the General Assembly on the donation and contributions made in the fiscal year 2020; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2021 and ending on the date of the Company's general assembly meeting relating to the 2021 fiscal year. | Management | For | |||||||||
| 8. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly; discussion of and decision on the election for board memberships in accordance with related legislation and determination of term of office. | Management | Against | |||||||||
| 9. | Determination of the remuneration of the Board Members. | Management | Against | |||||||||
| 10. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2021. | Management | For | |||||||||
| 11. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2020. | Management | For | |||||||||
| 12. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | Against | |||||||||
| AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||
| Security | 02364W105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMX | Meeting Date | 26-Apr-2021 | |||||||||
| ISIN | US02364W1053 | Agenda | 935405488 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | |||||||||
| 1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | |||||||||
| 2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||
| AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||
| Security | 02364W105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMX | Meeting Date | 26-Apr-2021 | |||||||||
| ISIN | US02364W1053 | Agenda | 935410059 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | |||||||||
| 1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | |||||||||
| 2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||
| KINNEVIK AB | ||||||||||||
| Security | W5139V596 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | SE0014684528 | Agenda | 713794039 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540141 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES: RAMSAY-BRUFER, REPRESENTING ALECTA, AND JOHN HERNANDER, REPRESENTING NORDEA FONDER | Non-Voting | ||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||
| 7 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: IN LINE WITH KINNEVIK'S SHAREHOLDER REMUNERATION POLICY, THE BOARD OF KINNEVIK DOES NOT PROPOSE AN ORDINARY DIVIDEND FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 9.A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||
| 9.B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAME AMELIA FAWCETT | Management | No Action | |||||||||
| 9.C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: WILHELM KLINGSPOR | Management | No Action | |||||||||
| 9.D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: BRIAN MCBRIDE | Management | No Action | |||||||||
| 9.E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK POULSEN | Management | No Action | |||||||||
| 9.F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||
| 9.G | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STROMBERG | Management | No Action | |||||||||
| 9.H | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||
| 10 | PRESENTATION AND RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SIX (6) MEMBERS | Management | No Action | |||||||||
| 12.A | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE BOARD | Management | No Action | |||||||||
| 12.B | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||
| 13.A | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.B | ELECTION OF BOARD MEMBER: BRIAN MCBRIDE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.C | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.D | ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.E | ELECTION OF BOARD MEMBER: JAMES ANDERSON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.F | ELECTION OF BOARD MEMBER: HARALD MIX (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14 | ELECTION OF THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT JAMES ANDERSON SHALL BE ELECTED AS THE NEW CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 15.A | RESOLUTION ON: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 9 | Management | No Action | |||||||||
| 15.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, THE NOMINATION COMMITTEE PROPOSES THAT KINNEVIK SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE ELECTED AS NEW AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING. KPMG AB HAS INFORMED KINNEVIK THAT THE AUTHORISED PUBLIC ACCOUNTANT MARTEN ASPLUND WILL BE APPOINTED AUDITOR-IN-CHARGE IF KPMG AB IS ELECTED AS NEW AUDITOR | Management | No Action | |||||||||
| 16.A | RESOLUTION ON: APPROVAL OF INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 16.B | RESOLUTION ON: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A SUBSEQUENT GENERAL MEETING HAS RESOLVED OTHERWISE, THE NOMINATION COMMITTEE SHALL CONSIST OF FIVE (5) MEMBERS, INCLUDING THE CHAIRMAN OF THE BOARD. THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A NEW NOMINATION COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT GENERAL MEETING ANDERS OSCARSSON, NOMINATED BY AMF, HUGO STENBECK, NOMINATED BY ALCES MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL BE ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE. THE NOMINATION COMMITTEE PROPOSES THAT ANDERS OSCARSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 17.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 17.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 17.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE A REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 17.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 17.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||
| 17.F | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL WITHOUT CANCELLATION OF SHARES | Management | No Action | |||||||||
| 18 | RESOLUTION REGARDING DIVIDEND AS COMPENSATION TO PARTICIPANTS IN KINNEVIK'S LONG-TERM INCENTIVE PLAN 2018 FOR PAID DIVIDENDS AND OTHER VALUE TRANSFERS SINCE 2018 | Management | No Action | |||||||||
| 19 | RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES TO COVER COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS AND TO EFFECTIVELY REALISE THE VALUE OF CLASS B SHARES HELD IN TREASURY | Management | No Action | |||||||||
| 20.A | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 20.B | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X SHARES | Management | No Action | |||||||||
| 20.C | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS X SHARES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY | Non-Voting | ||||||||||
| ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| AT&T INC. | ||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |||||||||
| ISIN | US00206R1023 | Agenda | 935347179 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: William E. Kennard | Management | For | For | ||||||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Scott T. Ford | Management | For | For | ||||||||
| 1D. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||
| 1E. | Election of Director: Debra L. Lee | Management | For | For | ||||||||
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||
| 1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||
| 1J. | Election of Director: John T. Stankey | Management | For | For | ||||||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||
| 1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||
| DISH NETWORK CORPORATION | ||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |||||||||
| ISIN | US25470M1099 | Agenda | 935354605 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||
| 2 | George R. Brokaw | For | For | |||||||||
| 3 | James DeFranco | For | For | |||||||||
| 4 | Cantey M. Ergen | For | For | |||||||||
| 5 | Charles W. Ergen | For | For | |||||||||
| 6 | Afshin Mohebbi | For | For | |||||||||
| 7 | Tom A. Ortolf | For | For | |||||||||
| 8 | Joseph T. Proietti | For | For | |||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||
| Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||
| ISIN | SE0001174970 | Agenda | 713694897 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | TO ELECT THE CHAIR OF THE AGM AND TO EMPOWER THE CHAIR TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MR. ALEXANDER KOCH, ATTORNEY AT LAW | Management | No Action | |||||||||
| 2 | TO RECEIVE THE MANAGEMENT REPORTS OF THE BOARD AND THE REPORTS OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 3 | TO APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 4 | TO ALLOCATE THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2020 TO UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD | Management | No Action | |||||||||
| 5 | TO DISCHARGE ALL THE DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 6 TO 19 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 6 | TO SET THE NUMBER OF DIRECTORS AT NINE (9) | Management | No Action | |||||||||
| 7 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2022 (THE "2022 AGM") | Management | No Action | |||||||||
| 8 | TO RE-ELECT MS. PERNILLE ERENBJERG AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 9 | TO RE-ELECT MR. ODILON ALMEIDA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 10 | TO RE-ELECT MR. MAURICIO RAMOS AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 11 | TO RE-ELECT MR. JAMES THOMPSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 12 | TO RE-ELECT MS. MERCEDES JOHNSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 13 | TO ELECT MS. SONIA DULA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 14 | TO ELECT MR. LARS-JOHAN JARNHEIMER AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 15 | TO ELECT MR. BRUCE CHURCHILL AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 16 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS CHAIRMAN OF THE BOARD FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 17 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE PERIOD FROM THE AGM TO THE 2022 AGM | Management | No Action | |||||||||
| 18 | TO RE-ELECT ERNST & YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR FOR A TERM ENDING ON THE DATE OF 2022 AGM AND TO APPROVE THE EXTERNAL AUDITOR REMUNERATION TO BE PAID AGAINST APPROVED ACCOUNT | Management | No Action | |||||||||
| 19 | TO APPROVE AN INSTRUCTION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 20 | TO APPROVE THE SHARE REPURCHASE PLAN | Management | No Action | |||||||||
| 21 | TO VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||
| 22 | TO APPROVE THE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||
| 23 | TO APPROVE THE SHARE-BASED INCENTIVE PLANS FOR MILLICOM EMPLOYEES | Management | No Action | |||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| VNV GLOBAL AB | ||||||||||||
| Security | W98223105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||
| ISIN | SE0014428835 | Agenda | 713794091 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN | Non-Voting | ||||||||||
| MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540187 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN FOR THE MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND SIGN THE MINUTES: JOEL WAHLBERG-(VINGE LAW FIRM) | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 5 | RESOLUTION THAT THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 7.A | RESOLUTION IN RESPECT OF THE ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 7.B | RESOLUTION IN RESPECT OF THE APPROPRIATION OF THE COMPANY'S RESULTS ACCORDING TO THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||
| 7.C.1 | RESOLUTION IN RESPECT OF THE DISCHARGE OF LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: LARS O GRONSTEDT (BOARD MEMBER) | Management | No Action | |||||||||
| 7.C.2 | RESOLUTION IN RESPECT OF THE DISCHARGE OF LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: JOSH BLACHMAN (BOARD MEMBER) | Management | No Action | |||||||||
| 7.C.3 | RESOLUTION IN RESPECT OF THE DISCHARGE OF LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: PER BRILIOTH (MANAGING DIRECTOR AND BOARD MEMBER) | Management | No Action | |||||||||
| 7.C.4 | RESOLUTION IN RESPECT OF THE DISCHARGE OF LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: VICTORIA GRACE (BOARD MEMBER) | Management | No Action | |||||||||
| 7.C.5 | RESOLUTION IN RESPECT OF THE DISCHARGE OF LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: YLVA LINDQUIST (BOARD MEMBER) | Management | No Action | |||||||||
| 7.C.6 | RESOLUTION IN RESPECT OF THE DISCHARGE OF LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: KEITH RICHMAN (BOARD MEMBER) | Management | No Action | |||||||||
| 8.A | DETERMINATION OF THE NUMBER OF DIRECTORS: NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||
| 8.B | DETERMINATION OF THE NUMBER OF AUDITORS: 1 | Management | No Action | |||||||||
| 9.A | DETERMINATION OF REMUNERATION TO THE DIRECTORS | Management | No Action | |||||||||
| 9.B | DETERMINATION OF REMUNERATION TO THE AUDITORS | Management | No Action | |||||||||
| 10.1A | ELECTION OF DIRECTOR: LARS O GRONSTEDT (RE- ELECTION) | Management | No Action | |||||||||
| 10.1B | ELECTION OF DIRECTOR: JOSH BLACHMAN (RE- ELECTION) | Management | No Action | |||||||||
| 10.1C | ELECTION OF DIRECTOR: PER BRILIOTH (RE- ELECTION) | Management | No Action | |||||||||
| 10.1D | ELECTION OF DIRECTOR: VICTORIA GRACE (RE- ELECTION) | Management | No Action | |||||||||
| 10.1E | ELECTION OF DIRECTOR: YLVA LINDQUIST (RE- ELECTION) | Management | No Action | |||||||||
| 10.1F | ELECTION OF DIRECTOR: KEITH RICHMAN (RE- ELECTION) | Management | No Action | |||||||||
| 10.2A | ELECTION OF CHAIRMAN: LARS O GRONSTEDT (RE- ELECTION) | Management | No Action | |||||||||
| 10.3A | ELECTION OF AUDITORS: PRICEWATERHOUSECOOPERS AB (RE-ELECTION) | Management | No Action | |||||||||
| 11 | RESOLUTION TO APPOINT THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 12 | PRESENTATION OF THE BOARD OF DIRECTORS' REMUNERATION REPORT FOR APPROVAL | Management | No Action | |||||||||
| 13.A | RESOLUTION REGARDING LONG-TERM INCENTIVE PROGRAM: ADOPTION OF LTIP 2021 | Management | No Action | |||||||||
| 13.B | RESOLUTION REGARDING LONG-TERM INCENTIVE PROGRAM: AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 13.C | RESOLUTION REGARDING LONG-TERM INCENTIVE PROGRAM: ISSUE OF CLASS C 2021 SHARES TO PARTICIPANTS | Management | No Action | |||||||||
| 14 | RESOLUTION REGARDING AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE TO ISSUE NEW SHARES | Management | No Action | |||||||||
| 15 | RESOLUTION REGARDING AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE SHARES | Management | No Action | |||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | ||||||||||
| WIDEOPENWEST, INC. | ||||||||||||
| Security | 96758W101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WOW | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US96758W1018 | Agenda | 935355758 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Teresa Elder | Management | For | For | ||||||||
| 1B. | Election of Director: Jeffrey Marcus | Management | For | For | ||||||||
| 1C. | Election of Director: Phil Seskin | Management | For | For | ||||||||
| 2. | Ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | Approve, by non-binding advisory vote, the Company's executive compensation. | Management | For | For | ||||||||
| TELUS CORPORATION | ||||||||||||
| Security | 87971M103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TU | Meeting Date | 07-May-2021 | |||||||||
| ISIN | CA87971M1032 | Agenda | 935367361 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | R. H. (Dick) Auchinleck | For | For | |||||||||
| 2 | Raymond T. Chan | For | For | |||||||||
| 3 | Hazel Claxton | For | For | |||||||||
| 4 | Lisa de Wilde | For | For | |||||||||
| 5 | Darren Entwistle | For | For | |||||||||
| 6 | Thomas E. Flynn | For | For | |||||||||
| 7 | Mary Jo Haddad | For | For | |||||||||
| 8 | Kathy Kinloch | For | For | |||||||||
| 9 | Christine Magee | For | For | |||||||||
| 10 | John Manley | For | For | |||||||||
| 11 | David Mowat | For | For | |||||||||
| 12 | Marc Parent | For | For | |||||||||
| 13 | Denise Pickett | For | For | |||||||||
| 14 | W. Sean Willy | For | For | |||||||||
| 2 | Appoint Deloitte LLP as auditors for the ensuing year and authorize directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | Approve the Company's approach to executive compensation. | Management | For | For | ||||||||
| 4 | Approve the TELUS Directors Deferred Share Unit Plan. | Management | For | For | ||||||||
| CHINA TOWER CORPORATION LIMITED | ||||||||||||
| Security | Y15076105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||
| ISIN | CNE100003688 | Agenda | 713740238 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0330/2021033001026.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0330/2021033001048.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||
| 1 | THAT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE BOARD OF DIRECTORS, THE REPORT OF THE SUPERVISORY COMMITTEE AND THE REPORT OF THE INTERNATIONAL AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 BE CONSIDERED AND APPROVED, AND THE BOARD BE AUTHORIZED TO PREPARE THE BUDGET OF THE COMPANY FOR THE YEAR 2021 | Management | For | For | ||||||||
| 2 | THAT THE PROFIT DISTRIBUTION PROPOSAL AND THE FINAL DIVIDEND DECLARATION AND PAYMENT FOR THE YEAR ENDED 31 DECEMBER 2020 BE CONSIDERED AND APPROVED | Management | For | For | ||||||||
| 3 | THAT THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS THE INTERNATIONAL AUDITORS AND DOMESTIC AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR ENDING ON 31 DECEMBER 2021 BE CONSIDERED AND APPROVED, AND THE BOARD BE AUTHORIZED TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
| 4 | THAT THE CHANGE OF THE REGISTERED OFFICE OF THE COMPANY BE CONSIDERED AND APPROVED | Management | For | For | ||||||||
| 5 | THAT THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE RULES OF PROCEDURE FOR THE BOARD OF DIRECTORS OF THE COMPANY BE CONSIDERED AND APPROVED; AND ANY DIRECTOR OF THE COMPANY BE AUTHORIZED TO UNDERTAKE ACTIONS IN HIS OPINION AS NECESSARY OR APPROPRIATE, SO AS TO COMPLETE THE APPROVAL AND/OR REGISTRATION OR FILING OF THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
| 6 | SPECIAL RESOLUTION NUMBERED 6 OF THE NOTICE OF AGM (TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE DEBT FINANCING INSTRUMENTS DENOMINATED IN LOCAL OR FOREIGN CURRENCIES.) | Management | For | For | ||||||||
| 7 | SPECIAL RESOLUTION NUMBERED 7 OF THE NOTICE OF AGM (TO GRANT A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF THE EXISTING DOMESTIC SHARES AND H SHARES IN ISSUE AND TO AUTHORIZE THE BOARD TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO REFLECT SUCH INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY UNDER THE GENERAL MANDATE.) | Management | Abstain | Against | ||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||||
| ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||
| 1b. | Election of Director: Roxanne S. Austin | Management | For | For | ||||||||
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||
| 4 | Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||
| 5 | Amend Clawback Policy | Shareholder | Abstain | Against | ||||||||
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Abstain | Against | ||||||||
| UNITED STATES CELLULAR CORPORATION | ||||||||||||
| Security | 911684108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USM | Meeting Date | 18-May-2021 | |||||||||
| ISIN | US9116841084 | Agenda | 935375027 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J. S. Crowley | For | For | |||||||||
| 2 | G. P. Josefowicz | For | For | |||||||||
| 3 | C. D. Stewart | For | For | |||||||||
| 2. | Ratify accountants for 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| LUMEN TECHNOLOGIES, INC. | ||||||||||||
| Security | 550241103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |||||||||
| ISIN | US5502411037 | Agenda | 935382832 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||
| 1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||
| 1E. | Election of Director: Steven T. "Terry" Clontz | Management | For | For | ||||||||
| 1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||
| 1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||
| 1H. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||
| 1I. | Election of Director: Michael Roberts | Management | For | For | ||||||||
| 1J. | Election of Director: Laurie Siegel | Management | For | For | ||||||||
| 1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||
| 3. | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | For | For | ||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||
| Security | 879433829 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TDS | Meeting Date | 20-May-2021 | |||||||||
| ISIN | US8794338298 | Agenda | 935377487 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | C. A. Davis | Withheld | Against | |||||||||
| 2 | G. W. Off | Withheld | Against | |||||||||
| 3 | W. Oosterman | Withheld | Against | |||||||||
| 4 | G. L. Sugarman | Withheld | Against | |||||||||
| 2. | Ratify Accountants for 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal to recapitalize TDS' outstanding stock to have an equal vote per share. | Shareholder | For | Against | ||||||||
| OLD MUTUAL LIMITED | ||||||||||||
| Security | S5790B132 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||
| ISIN | ZAE000255360 | Agenda | 713959166 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| O.1 | TO RECEIVE AND ADOPT THE CONSOLIDATED AUDITED ANNUAL FINANCIAL STATEMENTS FOR THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| O.2.1 | ELECTION AND RE-ELECTION OF DIRECTORS: TO RE-ELECT TREVOR MANUEL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.2.2 | ELECTION AND RE-ELECTION OF DIRECTORS: TO RE-ELECT ITUMELENG KGABOESELE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.2.3 | ELECTION AND RE-ELECTION OF DIRECTORS: TO RE-ELECT MARSHALL RAPIYA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.2.4 | ELECTION AND RE-ELECTION OF DIRECTORS: TO ELECT BRIAN ARMSTRONG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.2.5 | ELECTION AND RE-ELECTION OF DIRECTORS: TO ELECT OLUFUNKE IGHODARO AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.2.6 | ELECTION AND RE-ELECTION OF DIRECTORS: TO ELECT JACO LANGNER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.2.7 | ELECTION AND RE-ELECTION OF DIRECTORS: TO ELECT NOMKHITA NQWENI AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.3.1 | TO ELECT OLUFUNKE IGHODARO AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.3.2 | TO ELECT ITUMELENG KGABOESELE AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.3.3 | TO ELECT JACO LANGNER AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.3.4 | TO ELECT JOHN LISTER AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.3.5 | TO ELECT NOSIPHO MOLOPE AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.3.6 | TO ELECT NOMKHITA NQWENI AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.4.1 | APPOINTMENT OF AUDITOR: TO REAPPOINT DELOITTE AND TOUCHE AS JOINT INDEPENDENT AUDITORS UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | ||||||||
| O.4.2 | APPOINTMENT OF AUDITOR: TO REAPPOINT KPMG INC. AS JOINT INDEPENDENT AUDITORS UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | ||||||||
| NB5.1 | NON-BINDING ADVISORY VOTE ON THE COMPANY'S REMUNERATION POLICY | Management | For | For | ||||||||
| NB5.2 | NON-BINDING ADVISORY VOTE ON THE COMPANY'S REMUNERATION IMPLEMENTATION REPORT | Management | For | For | ||||||||
| O.6 | TO AUTHORISE ANY DIRECTOR OR THE GROUP COMPANY SECRETARY TO IMPLEMENT THE ORDINARY RESOLUTIONS ABOVE AS WELL AS SPECIAL RESOLUTIONS TO FOLLOW | Management | For | For | ||||||||
| S.1 | TO APPROVE THE REMUNERATION PAYABLE TO NON- EXECUTIVE DIRECTORS | Management | For | For | ||||||||
| S.2 | TO GRANT GENERAL AUTHORITY TO ACQUIRE THE COMPANY'S OWN ORDINARY SHARES | Management | For | For | ||||||||
| S.3 | TO APPROVE THE PROVISIONS OF FINANCIAL ASSISTANCE TO SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED ENTITIES AND TO DIRECTORS, PRESCRIBED OFFICERS AND OTHER PERSONS PARTICIPATING IN SHARE OR OTHER EMPLOYEE INCENTIVE SCHEMES | Management | For | For | ||||||||
| CMMT | 28 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR RESOLUTION O.3.4. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CROWN CASTLE INTERNATIONAL CORP | ||||||||||||
| Security | 22822V101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCI | Meeting Date | 21-May-2021 | |||||||||
| ISIN | US22822V1017 | Agenda | 935372588 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: P. Robert Bartolo | Management | For | For | ||||||||
| 1B. | Election of Director: Jay A. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Cindy Christy | Management | For | For | ||||||||
| 1D. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||||||
| 1E. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||||||
| 1F. | Election of Director: Lee W. Hogan | Management | For | For | ||||||||
| 1G. | Election of Director: Tammy K. Jones | Management | For | For | ||||||||
| 1H. | Election of Director: J. Landis Martin | Management | For | For | ||||||||
| 1I. | Election of Director: Anthony J. Melone | Management | For | For | ||||||||
| 1J. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||||||
| 1K. | Election of Director: Kevin A. Stephens | Management | For | For | ||||||||
| 1L. | Election of Director: Matthew Thornton, III | Management | For | For | ||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2021. | Management | For | For | ||||||||
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 4. | The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||
| EQUINIX, INC. | ||||||||||||
| Security | 29444U700 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EQIX | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US29444U7000 | Agenda | 935390550 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas Bartlett | For | For | |||||||||
| 2 | Nanci Caldwell | For | For | |||||||||
| 3 | Adaire Fox-Martin | For | For | |||||||||
| 4 | Gary Hromadko | For | For | |||||||||
| 5 | Irving Lyons III | For | For | |||||||||
| 6 | Charles Meyers | For | For | |||||||||
| 7 | Christopher Paisley | For | For | |||||||||
| 8 | Sandra Rivera | For | For | |||||||||
| 9 | Peter Van Camp | For | For | |||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. | Management | For | For | ||||||||
| 4. | A stockholder proposal, related to written consent of stockholders. | Shareholder | Against | For | ||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PYPL | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US70450Y1038 | Agenda | 935392617 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
| 1B. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
| 1C. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
| 1D. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1E. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
| 1F. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
| 1G. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||
| 1H. | Election of Director: David M. Moffett | Management | For | For | ||||||||
| 1I. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
| 1J. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1K. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | For | ||||||||
| 4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Against | For | ||||||||
| 5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Abstain | Against | ||||||||
| FACEBOOK, INC. | ||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FB | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US30303M1027 | Agenda | 935395891 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Peggy Alford | For | For | |||||||||
| 2 | Marc L. Andreessen | For | For | |||||||||
| 3 | Andrew W. Houston | For | For | |||||||||
| 4 | Nancy Killefer | For | For | |||||||||
| 5 | Robert M. Kimmitt | For | For | |||||||||
| 6 | Sheryl K. Sandberg | For | For | |||||||||
| 7 | Peter A. Thiel | For | For | |||||||||
| 8 | Tracey T. Travis | For | For | |||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To approve an amendment to the director compensation policy. | Management | For | For | ||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | For | ||||||||
| 6. | A shareholder proposal regarding child exploitation. | Shareholder | Abstain | Against | ||||||||
| 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Abstain | Against | ||||||||
| 8. | A shareholder proposal regarding platform misuse. | Shareholder | Abstain | Against | ||||||||
| 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | For | ||||||||
| TELENOR ASA | ||||||||||||
| Security | R21882106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||
| ISIN | NO0010063308 | Agenda | 714103049 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | ||||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | Non-Voting | ||||||||||
| 3 | APPROVE NOTICE OF MEETING AND AGENDA | Management | No Action | |||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 5 | RECEIVE CHAIRMAN'S REPORT | Non-Voting | ||||||||||
| 6 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 9 PER SHARE | Management | No Action | |||||||||
| 7 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 8 | APPROVE COMPANY'S CORPORATE GOVERNANCE STATEMENT | Management | No Action | |||||||||
| 9 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | No Action | |||||||||
| 10 | APPROVE EQUITY PLAN FINANCING | Management | No Action | |||||||||
| 11.1 | ELECT BJORN ERIK NAESS AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.2 | ELECT JOHN GORDON BERNANDER AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.3 | ELECT HEIDI FINSKAS AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.4 | ELECT WIDAR SALBUVIK AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.5 | ELECT SILVIJA SERES AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.6 | ELECT LISBETH KARIN NAERO AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.7 | ELECT TRINE SAETHER ROMULD AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.8 | ELECT MARIANNE BERGMANN ROREN AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.9 | ELECT MAALFRID BRATH AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.10 | ELECT KJETIL HOUG AS MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.11 | ELECT ELIN MYRMEL-JOHANSEN AS DEPUTY MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.12 | ELECT RANDI MARJAMAA AS DEPUTY MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 11.13 | ELECT LARS TRONSGAARD AS DEPUTY MEMBER OF CORPORATE ASSEMBLY | Management | No Action | |||||||||
| 12.1 | ELECT JAN TORE FOSUND AS MEMBER OF NOMINATING COMMITTEE | Management | No Action | |||||||||
| 13 | APPROVE REMUNERATION OF CORPORATE ASSEMBLY AND NOMINATING COMMITTEE | Management | No Action | |||||||||
| 14 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER | Non-Voting | ||||||||||
| HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 10 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| MTN GROUP LTD | ||||||||||||
| Security | S8039R108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||
| ISIN | ZAE000042164 | Agenda | 714041023 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| O.1.1 | ELECTION OF S MABASO- KOYANA, AS A DIRECTOR | Management | For | For | ||||||||
| O.1.2 | ELECTION OF N MOLOPE AS A DIRECTOR | Management | For | For | ||||||||
| O.1.3 | ELECTION OF N GOSA AS A DIRECTOR | Management | For | For | ||||||||
| O.1.4 | RE-ELECTION OF S KHERADPIR AS A DIRECTOR | Management | For | For | ||||||||
| O.1.5 | RE-ELECTION OF PB HANRATTY AS A DIRECTOR | Management | For | For | ||||||||
| O.1.6 | RE-ELECTION OF SB MILLER AS A DIRECTOR | Management | For | For | ||||||||
| O.1.7 | RE-ELECTION OF NL SOWAZI AS A DIRECTOR | Management | For | For | ||||||||
| O.1.8 | ELECTION OF T MOLEFE AS A DIRECTOR | Management | For | For | ||||||||
| O.2.1 | TO ELECT S MABASO- KOYANA AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.2 | TO ELECT N MOLOPE AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.3 | TO ELECT N GOSA AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.4 | TO ELECT BS TSHABALALA AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.5 | TO ELECT V RAGUE AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.3.1 | TO ELECT N GOSA AS A MEMBER OF THE SOCIAL AND ETHICS COMMITTEE | Management | For | For | ||||||||
| O.3.2 | TO ELECT L SANUSI AS A MEMBER OF THE SOCIAL AND ETHICS COMMITTEE | Management | For | For | ||||||||
| O.3.3 | TO ELECT SB MILLER AS A MEMBER OF THE SOCIAL AND ETHICS COMMITTEE | Management | For | For | ||||||||
| O.3.4 | TO ELECT NL SOWAZI AS A MEMBER OF THE SOCIAL AND ETHICS COMMITTEE | Management | For | For | ||||||||
| O.3.5 | TO ELECT K MOKHELE AS A MEMBER OF THE SOCIAL AND ETHICS COMMITTEE | Management | For | For | ||||||||
| O.4 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS INC. AS AN AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| O.5 | APPOINTMENT OF ERNST AND YOUNG INC. AS AN AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| O.6 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES | Management | For | For | ||||||||
| O.7 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES FOR CASH | Management | For | For | ||||||||
| NB.8 | NON-BINDING ADVISORY VOTE: ENDORSEMENT OF THE COMPANY'S REMUNERATION POLICY | Management | For | For | ||||||||
| NB.9 | NON-BINDING ADVISORY VOTE: ENDORSEMENT OF THE COMPANY'S REMUNERATION IMPLEMENTATION REPORT | Management | For | For | ||||||||
| O.10 | AUTHORISATION TO SIGN DOCUMENTS TO GIVE EFFECT TO RESOLUTIONS | Management | For | For | ||||||||
| S.1.1 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD LOCAL CHAIRMAN | Management | For | For | ||||||||
| S.1.2 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S.1.3 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD LOCAL MEMBER | Management | For | For | ||||||||
| S.1.4 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S.1.5 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD LOCAL LEAD INDEPENDENT DIRECTOR | Management | For | For | ||||||||
| S.1.6 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD INTERNATIONAL LEAD INDEPENDENT DIRECTOR | Management | For | For | ||||||||
| S.1.7 | TO APPROVE REMUNERATION PAYABLE TO REMUNERATION AND HUMAN RESOURCES COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S.1.8 | TO APPROVE REMUNERATION PAYABLE TO REMUNERATION AND HUMAN RESOURCES COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S.1.9 | TO APPROVE REMUNERATION PAYABLE TO REMUNERATION AND HUMAN RESOURCES COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.10 | TO APPROVE REMUNERATION PAYABLE TO REMUNERATION AND HUMAN RESOURCES COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.11 | TO APPROVE REMUNERATION PAYABLE TO SOCIAL AND ETHICS COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.12 | TO APPROVE REMUNERATION PAYABLE TO SOCIAL AND ETHICS COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.13 | TO APPROVE REMUNERATION PAYABLE TO SOCIAL AND ETHICS COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.14 | TO APPROVE REMUNERATION PAYABLE TO SOCIAL AND ETHICS COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.15 | TO APPROVE REMUNERATION PAYABLE TO AUDIT COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.16 | TO APPROVE REMUNERATION PAYABLE TO AUDIT COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.17 | TO APPROVE REMUNERATION PAYABLE TO AUDIT COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.18 | TO APPROVE REMUNERATION PAYABLE TO AUDIT COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| OT119 | TO APPROVE REMUNERATION PAYABLE TO RISK MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.20 | TO APPROVE REMUNERATION PAYABLE TO RISK MANAGEMENT AND COMPLIANCE COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.21 | TO APPROVE REMUNERATION PAYABLE TO RISK MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.22 | TO APPROVE REMUNERATION PAYABLE TO RISK MANAGEMENT AND COMPLIANCE COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.23 | TO APPROVE REMUNERATION PAYABLE TO LOCAL MEMBER FOR SPECIAL ASSIGNMENTS OR PROJECTS (PER DAY) | Management | For | For | ||||||||
| S1.24 | TO APPROVE REMUNERATION PAYABLE TO INTERNATIONAL MEMBER FOR SPECIAL ASSIGNMENTS OR PROJECTS (PER DAY) | Management | For | For | ||||||||
| S1.25 | TO APPROVE REMUNERATION PAYABLE FOR AD- HOC WORK PERFORMED BY NON-EXECUTIVE DIRECTORS FOR SPECIAL PROJECTS (HOURLY RATE) | Management | For | For | ||||||||
| S1.26 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP SHARE TRUST (TRUSTEES) LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.27 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP SHARE TRUST (TRUSTEES) INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.28 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP SHARE TRUST (TRUSTEES) LOCAL MEMBER | Management | For | For | ||||||||
| S1.29 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP SHARE TRUST (TRUSTEES) INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.30 | TO APPROVE REMUNERATION PAYABLE TO SOURCING COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.31 | TO APPROVE REMUNERATION PAYABLE TO SOURCING COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.32 | TO APPROVE REMUNERATION PAYABLE TO SOURCING COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.33 | TO APPROVE REMUNERATION PAYABLE TO SOURCING COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.34 | TO APPROVE REMUNERATION PAYABLE TO DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.35 | TO APPROVE REMUNERATION PAYABLE TO DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.36 | TO APPROVE REMUNERATION PAYABLE TO DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.37 | TO APPROVE REMUNERATION PAYABLE TO DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S.2 | TO APPROVE THE REPURCHASE OF THE COMPANY'S SHARES | Management | For | For | ||||||||
| S.3 | TO APPROVE THE GRANTING OF FINANCIAL ASSISTANCE TO SUBSIDIARIES AND OTHER RELATED AND INTERRELATED ENTITIES | Management | For | For | ||||||||
| S.4 | TO APPROVE THE GRANTING OF FINANCIAL ASSISTANCE TO DIRECTORS AND OR PRESCRIBED OFFICERS AND EMPLOYEE SHARE SCHEME BENEFICIARIES | Management | For | For | ||||||||
| S.5 | TO APPROVE THE GRANTING OF FINANCIAL ASSISTANCE TO MTN ZAKHELE FUTHI (RF) LIMITED | Management | For | For | ||||||||
| ILIAD SA | ||||||||||||
| Security | F4958P102 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | FR0004035913 | Agenda | 713935546 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 14 MAY 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND PLEASE NOTE THAT-IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE-MATERIAL URL LINK:- HTTPS://WWW.JOURNAL- OFFICIEL.GOUV.FR/BALO/DOCUMENT/202104162100 904-46 AND-HTTPS://WWW.JOURNAL- OFFICIEL.GOUV.FR/BALO/DOCUMENT/202105142101 658-58 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IF-YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING,-YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE | Non-Voting | ||||||||||
| CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 3 | APPROPRIATION OF PROFIT FOR THE YEAR ENDED DECEMBER 31, 2020 (AS PRESENTED IN THE PARENT COMPANY FINANCIAL STATEMENTS) AND APPROVAL OF A DIVIDEND PAYMENT | Management | No Action | |||||||||
| 4 | APPROVAL OF RELATED-PARTY AGREEMENTS GOVERNED BY ARTICLES L 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 5 | RE-APPOINTMENT OF DELOITTE & ASSOCIES AS STATUTORY AUDITORS | Management | No Action | |||||||||
| 6 | RE-APPOINTMENT OF BEAS AS ALTERNATE AUDITORS | Management | No Action | |||||||||
| 7 | RE-ELECTION OF XAVIER NIEL AS A DIRECTOR | Management | No Action | |||||||||
| 8 | RE-ELECTION OF BERTILLE BUREL AS A DIRECTOR | Management | No Action | |||||||||
| 9 | RE-ELECTION OF VIRGINIE CALMELS AS A DIRECTOR | Management | No Action | |||||||||
| 10 | ELECTION OF ESTHER GAIDE AS A DIRECTOR | Management | No Action | |||||||||
| 11 | SETTING THE ANNUAL AMOUNT OF REMUNERATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 12 | APPROVAL OF THE INFORMATION PROVIDED IN ACCORDANCE WITH ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 13 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO XAVIER NIEL IN HIS CAPACITY AS SENIOR VICE- PRESIDENT UNTIL MARCH 16, 2020 | Management | No Action | |||||||||
| 14 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO XAVIER NIEL IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF DIRECTORS FROM MARCH 16, 2020 | Management | No Action | |||||||||
| 15 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO MAXIME LOMBARDINI IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL MARCH 16, 2020 | Management | No Action | |||||||||
| 16 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO THOMAS REYNAUD IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 17 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO RANI ASSAF IN HIS CAPACITY AS SENIOR VICE- PRESIDENT | Management | No Action | |||||||||
| 18 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO ANTOINE LEVAVASSEUR IN HIS CAPACITY AS SENIOR VICE-PRESIDENT | Management | No Action | |||||||||
| 19 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 20 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 21 | APPROVAL OF THE COMPENSATION POLICY FOR THE SENIOR VICE-PRESIDENTS | Management | No Action | |||||||||
| 22 | APPROVAL OF THE COMPENSATION POLICY FOR THE DIRECTORS | Management | No Action | |||||||||
| 23 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO CARRY OUT A SHARE BUYBACK PROGRAM | Management | No Action | |||||||||
| 24 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, TO ISSUE, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Management | No Action | |||||||||
| 25 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, TO ISSUE BY WAY OF A PUBLIC OFFERING - OTHER THAN AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE - AND WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Management | No Action | |||||||||
| 26 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE, BY WAY OF AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE AND WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Management | No Action | |||||||||
| 27 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE FOR ISSUES - CARRIED OUT WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS THROUGH A PUBLIC OFFERING OR AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE - OF SHARES, AND/OR EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES, AND/OR SECURITIES CARRYING RIGHTS TO NEW EQUITY SECURITIES OF THE COMPANY, SUBJECT TO THE TERMS AND CONDITIONS SET BY THE SHAREHOLDERS AND A CEILING OF 10% OF THE COMPANY'S CAPITAL | Management | No Action | |||||||||
| 28 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES INCLUDED IN AN ISSUE CARRIED OUT WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 29 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OF THE COMPANY, IN PAYMENT FOR CONTRIBUTIONS IN KIND MADE TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR SECURITIES CARRYING RIGHTS TO SHARES OF ANOTHER ENTITY | Management | No Action | |||||||||
| 30 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES, EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES, AND/OR SECURITIES CARRYING RIGHTS TO NEW EQUITY SECURITIES OF THE COMPANY, IN THE EVENT OF A PUBLIC OFFERING WITH A STOCK COMPONENT INITIATED BY THE COMPANY | Management | No Action | |||||||||
| 31 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL BY CAPITALIZING RESERVES, PROFIT, ADDITIONAL PAID-IN CAPITAL OR OTHER ELIGIBLE ITEMS | Management | No Action | |||||||||
| 32 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY TO MEMBERS OF AN EMPLOYEE STOCK OWNERSHIP PLAN, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 33 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE COMPANY'S CAPITAL BY CANCELING TREASURY SHARES | Management | No Action | |||||||||
| 34 | AMENDMENT TO ARTICLE 28 OF THE COMPANY'S BYLAWS, "QUORUM AND VOTING AT SHAREHOLDERS' MEETINGS" | Management | No Action | |||||||||
| 35 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |||||||||
| ISIN | US20030N1019 | Agenda | 935407139 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||
| 2 | Madeline S. Bell | For | For | |||||||||
| 3 | Naomi M. Bergman | For | For | |||||||||
| 4 | Edward D. Breen | For | For | |||||||||
| 5 | Gerald L. Hassell | For | For | |||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||
| 8 | Asuka Nakahara | For | For | |||||||||
| 9 | David C. Novak | For | For | |||||||||
| 10 | Brian L. Roberts | For | For | |||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Abstain | Against | ||||||||
| MANCHESTER UNITED PLC | ||||||||||||
| Security | G5784H106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MANU | Meeting Date | 03-Jun-2021 | |||||||||
| ISIN | KYG5784H1065 | Agenda | 935395675 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Avram Glazer | Management | For | For | ||||||||
| 1B. | Election of Director: Joel Glazer | Management | For | For | ||||||||
| 1C. | Election of Director: Edward Woodward | Management | For | For | ||||||||
| 1D. | Election of Director: Richard Arnold | Management | For | For | ||||||||
| 1E. | Election of Director: Cliff Baty | Management | For | For | ||||||||
| 1F. | Election of Director: Kevin Glazer | Management | For | For | ||||||||
| 1G. | Election of Director: Bryan Glazer | Management | For | For | ||||||||
| 1H. | Election of Director: Darcie Glazer Kassewitz | Management | For | For | ||||||||
| 1I. | Election of Director: Edward Glazer | Management | For | For | ||||||||
| 1J. | Election of Director: Robert Leitâo | Management | For | For | ||||||||
| 1K. | Election of Director: Manu Sawhney | Management | For | For | ||||||||
| 1L. | Election of Director: John Hooks | Management | For | For | ||||||||
| T-MOBILE US, INC. | ||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||||
| ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Marcelo Claure | For | For | |||||||||
| 2 | Srikant M. Datar | For | For | |||||||||
| 3 | Bavan M. Holloway | For | For | |||||||||
| 4 | Timotheus Höttges | For | For | |||||||||
| 5 | Christian P. Illek | For | For | |||||||||
| 6 | Raphael Kübler | For | For | |||||||||
| 7 | Thorsten Langheim | For | For | |||||||||
| 8 | Dominique Leroy | For | For | |||||||||
| 9 | G. Michael Sievert | For | For | |||||||||
| 10 | Teresa A. Taylor | For | For | |||||||||
| 11 | Omar Tazi | For | For | |||||||||
| 12 | Kelvin R. Westbrook | For | For | |||||||||
| 13 | Michael Wilkens | For | For | |||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||
| DIGITAL REALTY TRUST, INC. | ||||||||||||
| Security | 253868103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DLR | Meeting Date | 03-Jun-2021 | |||||||||
| ISIN | US2538681030 | Agenda | 935407393 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Laurence A. Chapman | Management | For | For | ||||||||
| 1B. | Election of Director: Alexis Black Bjorlin | Management | For | For | ||||||||
| 1C. | Election of Director: VeraLinn Jamieson | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin J. Kennedy | Management | For | For | ||||||||
| 1E. | Election of Director: William G. LaPerch | Management | For | For | ||||||||
| 1F. | Election of Director: Jean F.H.P. Mandeville | Management | For | For | ||||||||
| 1G. | Election of Director: Afshin Mohebbi | Management | For | For | ||||||||
| 1H. | Election of Director: Mark R. Patterson | Management | For | For | ||||||||
| 1I. | Election of Director: Mary Hogan Preusse | Management | For | For | ||||||||
| 1J. | Election of Director: Dennis E. Singleton | Management | For | For | ||||||||
| 1K. | Election of Director: A. William Stein | Management | For | For | ||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). | Management | For | For | ||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||||||||
| ISIN | US57636Q1040 | Agenda | 935420644 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Ajay Banga | Management | For | For | ||||||||
| 1B. | Election of Director: Merit E. Janow | Management | For | For | ||||||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | ||||||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | ||||||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||||||
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | ||||||||
| 1H. | Election of Director: Michael Miebach | Management | For | For | ||||||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | ||||||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | ||||||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | ||||||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | ||||||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | ||||||||
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | ||||||||
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | ||||||||
| 6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For | ||||||||
| SONY GROUP CORPORATION | ||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||
| ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||
| 1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||
| 1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||
| 1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||
| 1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||
| KDDI CORPORATION | ||||||||||||
| Security | J31843105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||
| ISIN | JP3496400007 | Agenda | 714212711 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Tanaka, Takashi | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Takahashi, Makoto | Management | For | For | ||||||||
| 2.3 | Appoint a Director Shoji, Takashi | Management | For | For | ||||||||
| 2.4 | Appoint a Director Muramoto, Shinichi | Management | For | For | ||||||||
| 2.5 | Appoint a Director Mori, Keiichi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Morita, Kei | Management | For | For | ||||||||
| 2.7 | Appoint a Director Amamiya, Toshitake | Management | For | For | ||||||||
| 2.8 | Appoint a Director Takeyama, Hirokuni | Management | For | For | ||||||||
| 2.9 | Appoint a Director Yoshimura, Kazuyuki | Management | For | For | ||||||||
| 2.10 | Appoint a Director Yamaguchi, Goro | Management | For | For | ||||||||
| 2.11 | Appoint a Director Yamamoto, Keiji | Management | For | For | ||||||||
| 2.12 | Appoint a Director Oyagi, Shigeo | Management | For | For | ||||||||
| 2.13 | Appoint a Director Kano, Riyo | Management | For | For | ||||||||
| 2.14 | Appoint a Director Goto, Shigeki | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Asahina, Yukihiro | Management | For | For | ||||||||
| SOFTBANK GROUP CORP. | ||||||||||||
| Security | J7596P109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||
| ISIN | JP3436100006 | Agenda | 714242904 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Amend Articles to: Amend Business Lines, Reduce the Board of Directors Size, Eliminate the Articles Related to Counselors and/or Advisors, Establish the Articles Related to Shareholders Meeting held without specifying a venue, Approve Minor Revisions | Management | For | For | ||||||||
| 3.1 | Appoint a Director Son, Masayoshi | Management | For | For | ||||||||
| 3.2 | Appoint a Director Goto, Yoshimitsu | Management | For | For | ||||||||
| 3.3 | Appoint a Director Miyauchi, Ken | Management | For | For | ||||||||
| 3.4 | Appoint a Director Kawabe, Kentaro | Management | For | For | ||||||||
| 3.5 | Appoint a Director Iijima, Masami | Management | For | For | ||||||||
| 3.6 | Appoint a Director Matsuo, Yutaka | Management | For | For | ||||||||
| 3.7 | Appoint a Director Lip-Bu Tan | Management | Against | Against | ||||||||
| 3.8 | Appoint a Director Erikawa, Keiko | Management | For | For | ||||||||
| 3.9 | Appoint a Director Kenneth A.Siegel | Management | Against | Against | ||||||||
| 4.1 | Appoint a Corporate Auditor Nakata, Yuji | Management | For | For | ||||||||
| 4.2 | Appoint a Corporate Auditor Uno, Soichiro | Management | Against | Against | ||||||||
| 4.3 | Appoint a Corporate Auditor Otsuka, Keiichi | Management | For | For | ||||||||
| 5 | Approve Details of the Compensation to be received by Corporate Auditors | Management | For | For | ||||||||
| SISTEMA PJSFC | ||||||||||||
| Security | 48122U204 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2021 | ||||||||||
| ISIN | US48122U2042 | Agenda | 714314452 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | APPROVAL OF SISTEMA'S ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS FOR 2020 | Management | No Action | |||||||||
| 2 | DISTRIBUTION OF INCOME, APPROVAL OF THE AMOUNT OF DIVIDENDS PAYABLE ON SISTEMA'S SHARES, FORM AND PROCEDURE OF THE DISTRIBUTION, AND THE RECORD DATE FOR DETERMINING SHAREHOLDERS ELIGIBLE TO RECEIVE DIVIDENDS | Management | No Action | |||||||||
| CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 12 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 12 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||
| 3.1 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ANNA BELOVA | Management | No Action | |||||||||
| 3.2 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: VLADIMIR EVTUSHENKOV | Management | No Action | |||||||||
| 3.3 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: FELIX EVTUSHENKOV | Management | No Action | |||||||||
| 3.4 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: RON SOMMER | Management | No Action | |||||||||
| 3.5 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: YAROSLAV KUZMINOV | Management | No Action | |||||||||
| 3.6 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ROGER MUNNINGS | Management | No Action | |||||||||
| 3.7 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: VLADIMIR CHIRAKHOV | Management | No Action | |||||||||
| 3.8 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ANATOLY CHUBAIS | Management | No Action | |||||||||
| 3.9 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: MIKHAIL SHAMOLIN | Management | No Action | |||||||||
| 3.10 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ETIENNE SCHNEIDER | Management | No Action | |||||||||
| 3.11 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ALEXANDER SHOKHIN | Management | No Action | |||||||||
| 3.12 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: DAVID IAKOBACHVILI | Management | No Action | |||||||||
| 4.1 | APPOINTMENT OF INDEPENDENT AUDITOR: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE RUSSIAN ACCOUNTING STANDARDS | Management | No Action | |||||||||
| 4.2 | APPOINTMENT OF INDEPENDENT AUDITOR: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE INTERNATIONAL FINANCIAL REPORTING STANDARDS | Management | No Action | |||||||||
| 5 | APPROVAL OF A REVISED POLICY ON REMUNERATION AND COMPENSATIONS FOR MEMBERS OF THE BOARD OF DIRECTORS OF SISTEMA PJSFC | Management | No Action | |||||||||
| SPORTECH PLC | ||||||||||||
| Security | G83678113 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||
| ISIN | GB00B28ZPV64 | Agenda | 714275030 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | APPROVE CANCELLATION OF LISTING OF ORDINARY SHARES ON THE PREMIUM SEGMENT OF THE OFFICIAL LIST AND APPLY FOR ADMISSION OF THE ORDINARY SHARES TO TRADING ON AIM | Management | For | For | ||||||||
| CMMT | DUE TO COVID-19 PANDEMIC, THE BOARD RESPECTFULLY SUGGESTS THAT SHAREHOLDERS- DO NOT MAKE PLANS TO ATTEND THE GENERAL MEETING IN PERSON. PROXY VOTING IS- ENCOURAGED | Non-Voting | ||||||||||
| SPORTECH PLC | ||||||||||||
| Security | G83678113 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||
| ISIN | GB00B28ZPV64 | Agenda | 714298660 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY'S AUDITED ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, TOGETHER WITH THE ASSOCIATED REPORTS OF THE DIRECTORS AND THE AUDITOR | Management | For | For | ||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (AS THAT TERM IS USED IN SECTION 439 OF THE COMPANIES ACT 2006), OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY, IN THE FORM SET OUT IN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 3 | TO RE-ELECT RICHARD MCGUIRE AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT GILES VARDEY AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT THOMAS HEARNE AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT BEN WARN AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-APPOINT BDO LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||
| 8 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||
| 9 | THAT, IN ACCORDANCE WITH SECTION 366 OF THE COMPANIES ACT 2006 (THE "ACT"), THE COMPANY AND ITS SUBSIDIARIES BE AND ARE HEREBY AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES; AND (C) INCUR POLITICAL EXPENDITURE, UP TO AN AGGREGATE AMOUNT OF GBP 50,000.00 (AND THE AMOUNT AUTHORISED UNDER EACH OF PARAGRAPHS (A) TO (C) SHALL ALSO BE LIMITED TO SUCH AN AMOUNT) WITH SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. FOR THE PURPOSES | Management | For | For | ||||||||
| OF THIS RESOLUTION THE TERMS "POLITICAL DONATION", "POLITICAL PARTIES", "INDEPENDENT ELECTION CANDIDATES", "POLITICAL ORGANISATION" AND "POLITICAL EXPENDITURE" HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE ACT | ||||||||||||
| 10 | THAT: (A) THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED, PURSUANT TO SECTION 551 OF THE ACT, TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE CAPITAL OF THE COMPANY AND GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE CAPITAL OF THE COMPANY ("RIGHTS"): (I) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 12,583,417; AND (II) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 25,166,834 (SUCH AMOUNT TO BE REDUCED BY ANY SHARES ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES GRANTED UNDER PARAGRAPH (A)(I) OF THIS RESOLUTION) IN CONNECTION WITH AN OFFER BY WAY OF RIGHTS ISSUE TO: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER (INCLUDING ANY SUCH PROBLEMS ARISING BY VIRTUE OF EQUITY SECURITIES BEING REPRESENTED BY DEPOSITARY RECEIPTS); AND (B) SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 OR, IF EARLIER, THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT SO THAT, IN EACH CASE UNTIL SUCH TIME, THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER THE AUTHORITY HAS EXPIRED AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THAT THIS AUTHORITY HAS EXPIRED | Management | For | For | ||||||||
| 11 | THAT: (A) SUBJECT TO THE PASSING OF RESOLUTION 10 ABOVE, THE DIRECTORS SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITIES INTO, EQUITY SECURITIES) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 10 ABOVE AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OR ISSUE OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A)(II) OF RESOLUTION 10, BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER (INCLUDING ANY SUCH PROBLEMS ARISING BY VIRTUE OF EQUITY SECURITIES BEING REPRESENTED BY DEPOSITARY RECEIPTS); AND (II) THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A)(I) OF THIS RESOLUTION) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,887,512.40; AND (B) THIS POWER SHALL CEASE TO HAVE EFFECT WHEN THE AUTHORITY GIVEN BY RESOLUTION 10 IS REVOKED OR EXPIRES, BUT UNTIL SUCH TIME THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND/OR TREASURY SHARES TO BE SOLD AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL TREASURY SHARES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY HAS EXPIRED | Management | For | For | ||||||||
| 12 | THAT: (A) SUBJECT TO THE PASSING OF RESOLUTION 10 ABOVE, AND IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 11 ABOVE, THE DIRECTORS OF THE COMPANY SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO, EQUITY SECURITIES) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 10 ABOVE AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES AND THE SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,887,512.40; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE PASSING OF THIS RESOLUTION; AND (B) THIS POWER SHALL CEASE TO HAVE EFFECT WHEN THE AUTHORITY GIVEN BY RESOLUTION 10 IS REVOKED OR EXPIRES, BUT UNTIL SUCH TIME THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND/OR TREASURY SHARES TO BE SOLD AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL TREASURY SHARES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY HAS EXPIRED | Management | For | For | ||||||||
| 13 | THAT THE COMPANY BE, AND IT IS HEREBY, GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTIONS 693 AND 701 OF THE ACT, TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY UPON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY SHALL DETERMINE, PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 28,312,688; (B) THE MINIMUM PRICE WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS AN AMOUNT EQUAL TO THE NOMINAL VALUE OF SUCH SHARE(S) (EXCLUSIVE OF EXPENSES); (C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE | Management | For | For | ||||||||
| CANNOT BE MORE THAN AN AMOUNT EQUAL TO THE HIGHER OF: (I) 105% OF THE AVERAGE OF THE CLOSING MIDDLE MARKET PRICE FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE TRADING DAYS IMMEDIATELY PRIOR TO THE DAY ON WHICH A SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE OR VENUES WHERE THE MARKET PURCHASES BY THE COMPANY PURSUANT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION WILL BE CARRIED OUT; (D) SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; AND THE COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH AUTHORITY, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE (E) EXPIRY OF SUCH AUTHORITY AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT OR CONTRACTS | ||||||||||||
| 14 | THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||||
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Global Growth Fund |
Report Date: 07/01/2021 1 |
| Investment Company Report | ||||||||||||||
| ADIDAS AG | ||||||||||||||
| Security | D0066B185 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-Aug-2020 | ||||||||||||
| ISIN | DE000A1EWWW0 | Agenda | 712830808 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| 1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS: PRESENTATION OF-THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH-THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP-ANNUAL REPORT AS WELL AS THE PROPOSAL OF THE BOARD OF MDS ON THE-APPROPRIATION OF THE DISTRIBUTABLE PROFIT | Non-Voting | ||||||||||||
| 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 828,030,120.54 SHALL BE APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE CARRIED FORWARD | Management | No Action | |||||||||||
| 3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | No Action | |||||||||||
| 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5 | RESOLUTION ON AN AMENDMENT TO SECTION 20 OF THE ARTICLES OF ASSOCIATION: SECTION 20 A NEW PARAGRAPH 4 SHALL BE ADDED TO ALLOW ELECTRONIC PARTICIPATION IN THE SHAREHOLDERS' MEETING | Management | No Action | |||||||||||
| 6 | ELECTION OF CHRISTIAN KLEIN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, BERLINKFURT TIME ON AUGUST 3, 2020 | Management | No Action | |||||||||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||
| Security | 874054109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TTWO | Meeting Date | 16-Sep-2020 | |||||||||||
| ISIN | US8740541094 | Agenda | 935256758 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | ||||||||||
| 1B. | Election of Director: Michael Dornemann | Management | For | For | ||||||||||
| 1C. | Election of Director: J. Moses | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael Sheresky | Management | For | For | ||||||||||
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||||||||
| 1F. | Election of Director: Susan Tolson | Management | For | For | ||||||||||
| 1G. | Election of Director: Paul Viera | Management | For | For | ||||||||||
| 1H. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||
| DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
| Security | N24565108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Sep-2020 | ||||||||||||
| ISIN | NL0015435975 | Agenda | 713022452 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2 | CAPITAL REDUCTION AND AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
| 3 | IMPLEMENTATION OF CLAUSE 13.11 AND CONSEQUENT AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
| 4 | APPOINTMENT OF MR. FABIO FACCHINI AS NON- EXECUTIVE DIRECTOR | Management | Abstain | Against | ||||||||||
| 5 | APPROVAL OF REMUNERATION POLICY | Management | Abstain | Against | ||||||||||
| 6 | QUESTIONS | Non-Voting | ||||||||||||
| 7 | CLOSE | Non-Voting | ||||||||||||
| ALIBABA GROUP HOLDING LIMITED | ||||||||||||||
| Security | 01609W102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BABA | Meeting Date | 30-Sep-2020 | |||||||||||
| ISIN | US01609W1027 | Agenda | 935265086 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings and reflect such updates as are detailed in the proxy statement and set forth in Exhibit A thereto. | Management | For | For | ||||||||||
| 2.1 | Election of Director: MAGGIE WEI WU (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||
| 2.2 | Election of Director: KABIR MISRA (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||
| 2.3 | Election of Director: WALTER TEH MING KWAUK (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||
| LAM RESEARCH CORPORATION | ||||||||||||||
| Security | 512807108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LRCX | Meeting Date | 03-Nov-2020 | |||||||||||
| ISIN | US5128071082 | Agenda | 935272675 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Sohail U. Ahmed | For | For | |||||||||||
| 2 | Timothy M. Archer | For | For | |||||||||||
| 3 | Eric K. Brandt | For | For | |||||||||||
| 4 | Michael R. Cannon | For | For | |||||||||||
| 5 | Catherine P. Lego | For | For | |||||||||||
| 6 | Bethany J. Mayer | For | For | |||||||||||
| 7 | Abhijit Y. Talwalkar | For | For | |||||||||||
| 8 | Lih Shyng (Rick L) Tsai | For | For | |||||||||||
| 9 | Leslie F. Varon | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| PERNOD RICARD SA | ||||||||||||||
| Security | F72027109 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||||
| ISIN | FR0000120693 | Agenda | 713260583 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010232004301-128 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004473-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | MODIFICATION OF ARTICLES 35 AND 36 OF THE BYLAWS ON THE INCLUSION OF ABSTENTION, BLANK AND NULL VOTES FOR THE CALCULATION OF THE MAJORITY AT GENERAL MEETINGS IN ACCORDANCE WITH THE SOILIHI LAW | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL AMOUNT OF EXPENSES AND CHARGES REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE RICARD AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. CESAR GIRON AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. WOLFGANG COLBERG AS DIRECTOR | Management | No Action | |||||||||||
| 8 | APPOINTMENT OF MRS. VIRGINIE FAUVEL AS DIRECTOR | Management | No Action | |||||||||||
| 9 | SETTING OF THE ANNUAL AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO THE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 16 | RATIFICATION OF THE DECISION OF THE BOARD OF DIRECTORS TO TRANSFER THE REGISTERED OFFICE OF THE COMPANY AND OF THE AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE" OF THE BYLAWS RELATING THERETO | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY S OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | No Action | |||||||||||
| 19 | AMENDMENT TO ARTICLE 21 OF THE BYLAWS "MEETINGS" IN ORDER TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY LAW SOILIHI LAW | Management | No Action | |||||||||||
| 20 | MODIFICATION OF ARTICLES 25 "REMUNERATION OF BOARD MEMBERS", 28 "CENSORS" AND 35 "ORDINARY GENERAL MEETINGS" OF THE BYLAWS IN ORDER TO REPLACE THE TERM "ATTENDANCE FEES" BY THAT OF "REMUNERATION" IN ACCORDANCE WITH THE PACTE LAW | Management | No Action | |||||||||||
| 21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||||
| CMMT | 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- | Non-Voting | ||||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||||
| MICROSOFT CORPORATION | ||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||||||||||
| ISIN | US5949181045 | Agenda | 935284478 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For | ||||||||||
| ATLASSIAN CORPORATION PLC | ||||||||||||||
| Security | G06242104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEAM | Meeting Date | 03-Dec-2020 | |||||||||||
| ISIN | GB00BZ09BD16 | Agenda | 935287513 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | To receive the Company's accounts and the reports of the directors and the auditors for the year ended June 30, 2020 (the Annual Report). | Management | For | For | ||||||||||
| 2. | To approve the Directors' Remuneration Report, as set forth in the Annual Report. | Management | For | For | ||||||||||
| 3. | To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company. | Management | For | For | ||||||||||
| 4. | To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. | Management | For | For | ||||||||||
| 5. | To re-elect Shona L. Brown as a director of the Company. | Management | For | For | ||||||||||
| 6. | To re-elect Michael Cannon-Brookes as a director of the Company. | Management | For | For | ||||||||||
| 7. | To re-elect Scott Farquhar as a director of the Company. | Management | For | For | ||||||||||
| 8. | To re-elect Heather Mirjahangir Fernandez as a director of the Company. | Management | For | For | ||||||||||
| 9. | To re-elect Sasan Goodarzi as a director of the Company. | Management | For | For | ||||||||||
| 10. | To re-elect Jay Parikh as a director of the Company. | Management | For | For | ||||||||||
| 11. | To re-elect Enrique Salem as a director of the Company. | Management | For | For | ||||||||||
| 12. | To re-elect Steven Sordello as a director of the Company. | Management | For | For | ||||||||||
| 13. | To re-elect Richard P. Wong as a director of the Company. | Management | For | For | ||||||||||
| 14. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be generally and unconditionally authorized in accordance with section 693A of the Companies Act 2006 to make off-market purchases (within the meaning of section 693 of the Companies Act 2006) of its own Class A ordinary shares for the purposes of, or pursuant to, an employee share scheme (within the meaning of section 1166 of the Companies Act 2006). | Management | For | For | ||||||||||
| 15. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be authorized pursuant to section 694 of Companies Act 2006 to repurchase up to a maximum of 65,081 of its own Class A ordinary shares pursuant to, & on terms described in, a Securities Restriction Agreement and produced at meeting ("Securities Restriction Agreement") & that the terms, & entry into, of Securities Restriction Agreement is hereby approved, ratified & confirmed (authority conferred on Company by this Resolution 15 to expire on December 3, 2025). | Management | For | For | ||||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COST | Meeting Date | 21-Jan-2021 | |||||||||||
| ISIN | US22160K1051 | Agenda | 935312796 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Susan L. Decker | For | For | |||||||||||
| 2 | Kenneth D. Denman | For | For | |||||||||||
| 3 | Richard A. Galanti | For | For | |||||||||||
| 4 | W. Craig Jelinek | For | For | |||||||||||
| 5 | Sally Jewell | For | For | |||||||||||
| 6 | Charles T. Munger | For | For | |||||||||||
| 7 | Jeffrey S. Raikes | For | For | |||||||||||
| 2. | Ratification of selection of independent auditors. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
| VISA INC. | ||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | |||||||||||
| ISIN | US92826C8394 | Agenda | 935315576 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | ||||||||||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||||||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||||
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | ||||||||||
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | For | ||||||||||
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | For | ||||||||||
| 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Against | For | ||||||||||
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | For | ||||||||||
| ADYEN N.V. | ||||||||||||||
| Security | N3501V104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Feb-2021 | ||||||||||||
| ISIN | NL0012969182 | Agenda | 713491455 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF TECHNOLOGY OFFICER | Management | No Action | |||||||||||
| 3. | PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 4. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||||||||||
| ISIN | US0378331005 | Agenda | 935323167 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: James Bell | Management | For | For | ||||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | ||||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | ||||||||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||||
| 1E. | Election of Director: Art Levinson | Management | For | For | ||||||||||
| 1F. | Election of Director: Monica Lozano | Management | For | For | ||||||||||
| 1G. | Election of Director: Ron Sugar | Management | For | For | ||||||||||
| 1H. | Election of Director: Sue Wagner | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | For | ||||||||||
| 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | For | ||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |||||||||||
| ISIN | US2546871060 | Agenda | 935328206 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
| 1D. | Election of Director: Robert A. Chapek | Management | For | For | ||||||||||
| 1E. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
| 1F. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
| 1I. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
| 1J. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | ||||||||||
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||||
| QUALCOMM INCORPORATED | ||||||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QCOM | Meeting Date | 10-Mar-2021 | |||||||||||
| ISIN | US7475251036 | Agenda | 935327569 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | ||||||||||
| 1B. | Election of Director: Mark Fields | Management | For | For | ||||||||||
| 1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||||
| 1D. | Election of Director: Gregory N. Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
| 1F. | Election of Director: Harish Manwani | Management | For | For | ||||||||||
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | ||||||||||
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | ||||||||||
| 1I. | Election of Director: Steve Mollenkopf | Management | For | For | ||||||||||
| 1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | ||||||||||
| 1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | ||||||||||
| 1L. | Election of Director: Kornelis "Neil" Smit | Management | For | For | ||||||||||
| 1M. | Election of Director: Jean-Pascal Tricoire | Management | For | For | ||||||||||
| 1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | ||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | ||||||||||
| IHS MARKIT LTD | ||||||||||||||
| Security | G47567105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | INFO | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | BMG475671050 | Agenda | 935329462 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd., and IHS Markit Ltd., the statutory merger agreement among the same, and the transactions contemplated thereby. | Management | For | For | ||||||||||
| 2. | IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.'s named executive officers in connection with the merger. | Management | For | For | ||||||||||
| LVMH MOET HENNESSY LOUIS VUITTON SE | ||||||||||||||
| Security | F58485115 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | FR0000121014 | Agenda | 713673110 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE | Non-Voting | ||||||||||||
| NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202103102100415-30 | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. ANTOINE ARNAULT AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. NICOLAS BAZIRE AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. CHARLES DE CROISSET AS DIRECTOR | Management | No Action | |||||||||||
| 8 | RENEWAL OF THE TERM OF OFFICE OF MR. YVES- THIBAULT DE SILGUY AS DIRECTOR | Management | No Action | |||||||||||
| 9 | APPOINTMENT OF MR. M. OLIVIER LENEL AS DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE CHANGES MADE FOR THE FINANCIAL YEAR 2020 TO THE DIRECTORS' COMPENSATION POLICY | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE CHANGES MADE FOR THE YEAR 2020 TO THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 17 | APPROVAL OF THE COMPENSATION POLICY OF THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 18 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S SHARES FOR A MAXIMUM PURCHASE PRICE OF 700 EUROS PER SHARE, I.E. A MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION EUROS | Management | No Action | |||||||||||
| 19 | AUTHORIZATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SHARES | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY INCORPORATING PROFITS, RESERVES, PREMIUMS OR OTHERS | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, BY WAY OF A PUBLIC OFFERING, COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT OPTION | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF QUALIFIED INVESTORS OR A LIMITED CIRCLE OF INVESTORS | Management | No Action | |||||||||||
| 24 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF SUBSCRIPTION IN THE CONTEXT OF OVER- ALLOTMENT OPTIONS IN THE EVENT OF SUBSCRIPTIONS EXCEEDING THE NUMBER OF SECURITIES PROPOSED | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION OF SECURITIES CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 26 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, COMMON SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION FOR CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, GRANTED TO THE COMPANY | Management | No Action | |||||||||||
| 27 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE SUBSCRIPTION OPTIONS WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, OR SHARE PURCHASE OPTIONS TO EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE COMPANY AND RELATED ENTITIES, WITHIN THE LIMIT OF 1% OF THE CAPITAL | Management | No Action | |||||||||||
| 28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL | Management | No Action | |||||||||||
| 29 | SETTING OF THE OVERALL CEILING FOR IMMEDIATE OR FUTURE CAPITAL INCREASES DECIDED BY VIRTUE OF DELEGATIONS OF AUTHORITY | Management | No Action | |||||||||||
| 30 | AMENDMENT TO ARTICLE 22 OF THE BY-LAWS CONCERNING THE STATUTORY AUDITORS | Management | No Action | |||||||||||
| CHRISTIAN DIOR SE | ||||||||||||||
| Security | F26334106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | FR0000130403 | Agenda | 713673122 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 11 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE | Non-Voting | ||||||||||||
| NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 05 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202103102100416-30 | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. DELPHINE ARNAULT AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS. HELENE DESMARAIS AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. JAIME DE MARICHALAR Y SAENZ DE TEJADA AS CENSOR | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE ADJUSTMENTS MADE FOR THE YEAR 2020 TO THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE ADJUSTMENTS MADE FOR THE YEAR 2020 TO THE COMPENSATION POLICY FOR TWO EXECUTIVE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. SIDNEY TOLEDANO, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO TRADE IN THE COMPANY'S SHARES FOR A MAXIMUM PURCHASE PRICE OF 700 EUROS PER SHARE, REPRESENTING A MAXIMUM CUMULATIVE AMOUNT OF 12.7 BILLION EUROS | Management | No Action | |||||||||||
| 17 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SECURITIES | Management | No Action | |||||||||||
| 18 | AMENDMENT TO ARTICLE 15 OF THE BY-LAWS IN ORDER TO SET THE AGE LIMIT FOR THE CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICER AT 75 YEARS OLD | Management | No Action | |||||||||||
| L'OREAL S.A. | ||||||||||||||
| Security | F58149133 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | FR0000120321 | Agenda | 713687551 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 16 MAR 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS-ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER-THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING-SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON-HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE-SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND- PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE | Non-Voting | ||||||||||||
| BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103312100646-39 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK AND-CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4 PER SHARE AND AN EXTRA OF EUR 0.40 PER SHARE TO LONG TERM REGISTERED SHARES | Management | No Action | |||||||||||
| 4 | ELECT NICOLAS HIERONIMUS AS DIRECTOR | Management | No Action | |||||||||||
| 5 | ELECT ALEXANDRE RICARD AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RE-ELECT FRANCOISE BETTENCOURT MEYERS AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RE-ELECT PAUL BULCKE AS DIRECTOR | Management | No Action | |||||||||||
| 8 | RE-ELECT VIRGINIE MORGON AS DIRECTOR | Management | No Action | |||||||||||
| 9 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | No Action | |||||||||||
| 10 | APPROVE COMPENSATION OF JEAN-PAUL AGON, CHAIRMAN AND CEO | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | No Action | |||||||||||
| 12 | APPROVE REMUNERATION POLICY OF JEAN-PAUL AGON, CHAIRMAN AND CEO UNTIL APRIL 30, 2021 | Management | No Action | |||||||||||
| 13 | APPROVE REMUNERATION POLICY OF NICOLAS HIERONIMUS, CEO SINCE MAY 1, 2021 | Management | No Action | |||||||||||
| 14 | APPROVE REMUNERATION POLICY OF JEAN-PAUL AGON, CHAIRMAN OF THE BOARD SINCE MAY 1, 2021 | Management | No Action | |||||||||||
| 15 | APPROVE AMENDMENT OF EMPLOYMENT CONTRACT OF NICOLAS HIERONIMUS, CEO SINCE MAY 1, 2021 | Management | No Action | |||||||||||
| 16 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
| 17 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP A MAXIMUM NOMINAL SHARE CAPITAL VALUE OF EUR 156,764,042.40 | Management | No Action | |||||||||||
| 18 | AUTHORIZE CAPITALIZATION OF RESERVES FOR BONUS ISSUE OR INCREASE IN PAR VALUE | Management | No Action | |||||||||||
| 19 | AUTHORIZE CAPITAL INCREASE OF UP TO 2 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND | Management | No Action | |||||||||||
| 20 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | No Action | |||||||||||
| 21 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES | Management | No Action | |||||||||||
| 22 | AMEND ARTICLE 7 OF BYLAWS RE: WRITTEN CONSULTATION | Management | No Action | |||||||||||
| 23 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | No Action | |||||||||||
| NEXTERA ENERGY PARTNERS, LP | ||||||||||||||
| Security | 65341B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEP | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US65341B1061 | Agenda | 935341622 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Susan D. Austin | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||||
| 1C. | Election of Director: Peter H. Kind | Management | For | For | ||||||||||
| 1D. | Election of Director: James L. Robo | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| ADOBE INC | ||||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US00724F1012 | Agenda | 935343412 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director for a term of one year: Amy Banse | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of one year: Melanie Boulden | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of one year: Frank Calderoni | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of one year: James Daley | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of one year: Laura Desmond | Management | For | For | ||||||||||
| 1F. | Election of Director for a term of one year: Shantanu Narayen | Management | For | For | ||||||||||
| 1G. | Election of Director for a term of one year: Kathleen Oberg | Management | For | For | ||||||||||
| 1H. | Election of Director for a term of one year: Dheeraj Pandey | Management | For | For | ||||||||||
| 1I. | Election of Director for a term of one year: David Ricks | Management | For | For | ||||||||||
| 1J. | Election of Director for a term of one year: Daniel Rosensweig | Management | For | For | ||||||||||
| 1K. | Election of Director for a term of one year: John Warnock | Management | For | For | ||||||||||
| 2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | Against | Against | ||||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SHW | Meeting Date | 21-Apr-2021 | |||||||||||
| ISIN | US8243481061 | Agenda | 935342585 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||||
| 1B. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1C. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||||||
| 1D. | Election of Director: Richard J. Kramer | Management | For | For | ||||||||||
| 1E. | Election of Director: John G. Morikis | Management | For | For | ||||||||||
| 1F. | Election of Director: Christine A. Poon | Management | For | For | ||||||||||
| 1G. | Election of Director: Aaron M. Powell | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael H. Thaman | Management | For | For | ||||||||||
| 1I. | Election of Director: Matthew Thornton III | Management | For | For | ||||||||||
| 1J. | Election of Director: Steven H. Wunning | Management | For | For | ||||||||||
| 2. | Advisory approval of the compensation of the named executives. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| KERING SA | ||||||||||||||
| Security | F5433L103 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | FR0000121485 | Agenda | 713707048 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | 19 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104072100801-42 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS AND RECEIPT OF UPDATED BALO-LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MR. FRANCOIS-HENRI PINAULT AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN- FRANCOIS PALUS AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF FINANCIERE PINAULT COMPANY, REPRESENTED BY MRS. HELOISE TEMPLE-BOYER, AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. BAUDOUIN PROT AS DIRECTOR | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE COMPENSATION PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO THE CORPORATE OFFICERS, IN RESPECT OF THEIR DUTIES AS DIRECTORS | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. FRANCOIS- HENRI PINAULT, IN RESPECT OF HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. JEAN-FRANCOIS PALUS, IN RESPECT OF HIS CAPACITY AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR CORPORATE OFFICERS IN RESPECT OF THEIR DUTIES AS DIRECTORS | Management | No Action | |||||||||||
| 13 | SETTING THE TOTAL ANNUAL AMOUNT OF THE COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 14 | AUTHORISATION TO THE BOARD OF DIRECTORS IN ORDER TO BUY, HOLD OR TRANSFER SHARES OF THE COMPANY | Management | No Action | |||||||||||
| 15 | AUTHORISATION TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES PURCHASED OR TO BE PURCHASED UNDER A SHARE BUYBACK PROGRAMME | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS (TO BE USED OUTSIDE PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF RESERVES, PROFITS OR SHARE PREMIUMS (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH ISSUES OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING (OTHER THAN AN OFFERING REFERRED TO IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE) (TO BE USED OUTSIDE OF THE PERIODS OF PUBLIC OFFERING) | Management | No Action | |||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF QUALIFIED INVESTORS OR A LIMITED CIRCLE OF INVESTORS IN THE CONTEXT OF A PUBLIC OFFERING REFERRED TO IN ARTICLE L.411-2, 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (TO BE USED OUTSIDE PUBLIC OFFERING PERIODS) | Management | No Action | |||||||||||
| 20 | AUTHORISATION TO THE BOARD OF DIRECTORS IN ORDER TO SET THE ISSUE PRICE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL ACCORDING TO CERTAIN TERMS AND CONDITIONS, WITHIN THE LIMIT OF 5% OF THE CAPITAL PER YEAR, IN THE CONTEXT OF AN INCREASE IN THE SHARE CAPITAL BY ISSUE WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF COMMON SHARES OR TRANSFERABLE SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT A PRE- EMPTIVE SUBSCRIPTION RIGHT WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE CARRIED OUT PURSUANT TO THE 16TH, 18TH AND 19TH RESOLUTIONS | Management | No Action | |||||||||||
| 22 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH THE ISSUE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN ORDER TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED | Management | No Action | |||||||||||
| TO THE COMPANY CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | ||||||||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON AN INCREASE IN THE SHARE CAPITAL BY ISSUING, WITHOUT A PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON SHARES OR OTHER SECURITIES GRANTING ACCESS TO THE CAPITAL RESERVED FOR EMPLOYEES AND FORMER EMPLOYEES WHO ARE MEMBERS OF ONE OR MORE COMPANY SAVINGS PLANS | Management | No Action | |||||||||||
| 24 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||
| Security | 38141G104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GS | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US38141G1040 | Agenda | 935349351 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | ||||||||||
| 1B. | Election of Director: Drew G. Faust | Management | For | For | ||||||||||
| 1C. | Election of Director: Mark A. Flaherty | Management | For | For | ||||||||||
| 1D. | Election of Director: Ellen J. Kullman | Management | For | For | ||||||||||
| 1E. | Election of Director: Lakshmi N. Mittal | Management | For | For | ||||||||||
| 1F. | Election of Director: Adebayo O. Ogunlesi | Management | For | For | ||||||||||
| 1G. | Election of Director: Peter Oppenheimer | Management | For | For | ||||||||||
| 1H. | Election of Director: David M. Solomon | Management | For | For | ||||||||||
| 1I. | Election of Director: Jan E. Tighe | Management | For | For | ||||||||||
| 1J. | Election of Director: Jessica R. Uhl | Management | For | For | ||||||||||
| 1K. | Election of Director: David A. Viniar | Management | For | For | ||||||||||
| 1L. | Election of Director: Mark O. Winkelman | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Management | Against | Against | ||||||||||
| 4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
| 8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Abstain | Against | ||||||||||
| ASML HOLDINGS N.V. | ||||||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | USN070592100 | Agenda | 935354732 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | Abstain | Against | ||||||||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | ||||||||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | ||||||||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
| 5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | ||||||||||
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | ||||||||||
| 7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | ||||||||||
| 9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | ||||||||||
| 10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | ||||||||||
| 11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | ||||||||||
| 11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | For | For | ||||||||||
| 11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | ||||||||||
| 11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | ||||||||||
| 12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
| 12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
| 13 | Proposal to cancel ordinary shares. | Management | For | For | ||||||||||
| ASML HOLDINGS N.V. | ||||||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | USN070592100 | Agenda | 935388529 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | Abstain | Against | ||||||||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | ||||||||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | ||||||||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
| 5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | ||||||||||
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | ||||||||||
| 7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | ||||||||||
| 9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | ||||||||||
| 10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | ||||||||||
| 11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | ||||||||||
| 11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | Abstain | Against | ||||||||||
| 11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | ||||||||||
| 11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | ||||||||||
| 12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
| 12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
| 13 | Proposal to cancel ordinary shares. | Management | For | For | ||||||||||
| APTIV PLC | ||||||||||||||
| Security | G6095L109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APTV | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | JE00B783TY65 | Agenda | 935344349 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||||
| 1B. | Election of Director: Richard L. Clemmer | Management | For | For | ||||||||||
| 1C. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
| 1D. | Election of Director: Nicholas M. Donofrio | Management | For | For | ||||||||||
| 1E. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||||
| 1F. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
| 1H. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||||
| 1I. | Election of Director: Paul M. Meister | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert K. Ortberg | Management | For | For | ||||||||||
| 1K. | Election of Director: Colin J. Parris | Management | For | For | ||||||||||
| 1L. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||||
| 2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||||
| 3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||||
| EDWARDS LIFESCIENCES CORPORATION | ||||||||||||||
| Security | 28176E108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EW | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US28176E1082 | Agenda | 935354035 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | ||||||||||
| 1.2 | Election of Director: Leslie S. Heisz | Management | For | For | ||||||||||
| 1.3 | Election of Director: Paul A. LaViolette | Management | For | For | ||||||||||
| 1.4 | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
| 1.5 | Election of Director: Martha H. Marsh | Management | For | For | ||||||||||
| 1.6 | Election of Director: Michael A. Mussallem | Management | For | For | ||||||||||
| 1.7 | Election of Director: Ramona Sequeira | Management | For | For | ||||||||||
| 1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares. | Management | For | For | ||||||||||
| 4. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares. | Management | For | For | ||||||||||
| 5. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 6. | Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent. | Shareholder | Against | For | ||||||||||
| 7. | Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates. | Shareholder | Against | For | ||||||||||
| PUMA SE | ||||||||||||||
| Security | D62318148 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | DE0006969603 | Agenda | 713738586 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.16 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE CREATION OF EUR 30 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 8 | AMEND 2020 SHARE REPURCHASE AUTHORIZATION TO ALLOW REISSUANCE OF REPURCHASED SHARES TO MEMBERS OF THE MANAGEMENT BOARD | Management | No Action | |||||||||||
| CMMT | 27 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 27 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| INVESTOR AB | ||||||||||||||
| Security | W48102128 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | SE0000107419 | Agenda | 713838209 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN | Non-Voting | ||||||||||||
| MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 517906 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF THE CHAIR OF THE MEETING: EVA HAGG | Non-Voting | ||||||||||||
| 2.A | ELECTION OF ONE OR TWO PERSONS TO ATTEST TO THE ACCURACY OF THE MINUTES:-MARIANNE NILSSON, SWEDBANK ROBUR FONDER | Non-Voting | ||||||||||||
| 2.B | ELECTION OF ONE OR TWO PERSONS TO ATTEST TO THE ACCURACY OF THE MINUTES:-OSSIAN EKDAHL, FORSTA AP-FONDEN (AP1) | Non-Voting | ||||||||||||
| 3 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 5 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITORS' REPORT,-AS WELL AS OF THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS' REPORT-FOR THE INVESTOR GROUP | Non-Voting | ||||||||||||
| 7 | RESOLUTIONS REGARDING ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET FOR THE PARENT COMPANY, AS WELL AS OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET FOR THE INVESTOR GROUP | Management | No Action | |||||||||||
| 8 | PRESENTATION OF THE BOARD OF DIRECTORS' REMUNERATION REPORT FOR APPROVAL | Management | No Action | |||||||||||
| 9.A | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: GUNNAR BROCK | Management | No Action | |||||||||||
| 9.B | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: JOHAN FORSSELL | Management | No Action | |||||||||||
| 9.C | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: MAGDALENA GERGER | Management | No Action | |||||||||||
| 9.D | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: TOM JOHNSTONE, CBE | Management | No Action | |||||||||||
| 9.E | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: SARA MAZUR | Management | No Action | |||||||||||
| 9.F | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: GRACE REKSTEN SKAUGEN | Management | No Action | |||||||||||
| 9.G | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: HANS STRABERG | Management | No Action | |||||||||||
| 9.H | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: LENA TRESCHOW TORELL | Management | No Action | |||||||||||
| 9.I | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: JACOB WALLENBERG | Management | No Action | |||||||||||
| 9.J | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE PRESIDENT: MARCUS WALLENBERG | Management | No Action | |||||||||||
| 10 | RESOLUTION REGARDING DISPOSITION OF INVESTOR'S EARNINGS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF RECORD DATE FOR DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 14.00 PER SHARE TO BE PAID IN TWO INSTALLMENTS. AT THE FIRST INSTALLMENT SEK 10.00 PER SHARE IS PAID WITH THE RECORD DATE FRIDAY, MAY 7, 2021. AT THE SECOND INSTALLMENT SEK 4.00 PER SHARE IS PAID (OR SEK 1.00 PER SHARE AFTER IMPLEMENTATION OF THE SHARE SPLIT 4:1 PROPOSED BY THE BOARD OF DIRECTORS TO THE ANNUAL GENERAL MEETING) WITH THE RECORD | Management | No Action | |||||||||||
| DATE MONDAY, NOVEMBER 8, 2021. SHOULD THE MEETING DECIDE IN FAVOR OF THE PROPOSAL, PAYMENT OF THE DIVIDEND IS EXPECTED TO BE MADE BY EUROCLEAR SWEDEN AB ON WEDNESDAY, MAY 12, 2021 AND ON THURSDAY, NOVEMBER 11, 2021 | ||||||||||||||
| 11.A | DECISION ON THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS WHO SHALL BE APPOINTED BY THE MEETING: ELEVEN MEMBERS OF THE BOARD OF DIRECTORS AND NO DEPUTY MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 11.B | DECISION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS WHO SHALL BE APPOINTED BY THE MEETING: ONE REGISTERED AUDITING COMPANY | Management | No Action | |||||||||||
| 12.A | DECISION ON THE COMPENSATION THAT SHALL BE PAID TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||||
| 12.B | DECISION ON THE COMPENSATION THAT SHALL BE PAID TO THE AUDITORS | Management | No Action | |||||||||||
| 13.A | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: GUNNAR BROCK, RE- ELECTION | Management | No Action | |||||||||||
| 13.B | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: JOHAN FORSSELL, RE- ELECTION | Management | No Action | |||||||||||
| 13.C | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: MAGDALENA GERGER, RE-ELECTION | Management | No Action | |||||||||||
| 13.D | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: TOM JOHNSTONE, CBE, RE-ELECTION | Management | No Action | |||||||||||
| 13.E | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: SARA MAZUR, RE- ELECTION | Management | No Action | |||||||||||
| 13.F | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: GRACE REKSTEN SKAUGEN, RE-ELECTION | Management | No Action | |||||||||||
| 13.G | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: HANS STRABERG, RE- ELECTION | Management | No Action | |||||||||||
| 13.H | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: JACOB WALLENBERG, RE-ELECTION | Management | No Action | |||||||||||
| 13.I | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: MARCUS WALLENBERG, RE-ELECTION | Management | No Action | |||||||||||
| 13.J | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: ISABELLE KOCHER, NEW ELECTION | Management | No Action | |||||||||||
| 13.K | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PROPOSAL FROM THE NOMINATION COMMITTEE: SVEN NYMAN, NEW ELECTION | Management | No Action | |||||||||||
| 14 | ELECTION OF CHAIR OF THE BOARD OF DIRECTORS. PROPOSAL FROM THE NOMINATION COMMITTEE: JACOB WALLENBERG IS PROPOSED TO BE RE-ELECTED AS CHAIR OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 15 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: THE REGISTERED AUDITING COMPANY DELOITTE AB IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022. DELOITTE AB HAS INFORMED THAT, SUBJECT TO THE APPROVAL OF THE PROPOSAL FROM THE NOMINATION COMMITTEE REGARDING AUDITOR, THE AUTHORIZED PUBLIC ACCOUNTANT JONAS STAHLBERG WILL CONTINUE AS THE AUDITOR IN CHARGE FOR THE AUDIT. THE NOMINATION COMMITTEE'S PROPOSAL IS CONSISTENT WITH THE AUDIT AND RISK COMMITTEE'S RECOMMENDATION | Management | No Action | |||||||||||
| 16.A | PROPOSAL FOR RESOLUTION ON A LONG-TERM VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES WITHIN INVESTOR, EXCLUDING PATRICIA INDUSTRIES | Management | No Action | |||||||||||
| 16.B | PROPOSAL FOR RESOLUTION ON A LONG-TERM VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES WITHIN PATRICIA INDUSTRIES | Management | No Action | |||||||||||
| 17.A | PROPOSAL FOR RESOLUTION ON PURCHASE AND TRANSFER OF OWN SHARES IN ORDER TO GIVE THE BOARD OF DIRECTORS WIDER FREEDOM OF ACTION IN THE WORK WITH THE COMPANY'S CAPITAL STRUCTURE, IN ORDER TO ENABLE TRANSFER OF OWN SHARES ACCORDING TO 17B, AND IN ORDER TO SECURE THE COSTS CONNECTED TO THE LONG-TERM VARIABLE REMUNERATION PROGRAM ACCORDING TO 16A AND THE ALLOCATION OF SYNTHETIC SHARES AS PART OF THE COMPENSATION TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 17.B | PROPOSAL FOR RESOLUTION ON TRANSFER OF OWN SHARES IN ORDER TO ENABLE THE COMPANY TO TRANSFER OWN SHARES TO EMPLOYEES WHO PARTICIPATE IN THE LONG-TERM VARIABLE REMUNERATION PROGRAM 2021 ACCORDING TO 16A | Management | No Action | |||||||||||
| 18 | PROPOSAL FOR RESOLUTION ON SHARE SPLIT AND AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| IHS MARKIT LTD | ||||||||||||||
| Security | G47567105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INFO | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | BMG475671050 | Agenda | 935359679 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Lance Uggla | Management | For | For | ||||||||||
| 1B. | Election of Director: John Browne (The Lord Browne of Madingley) | Management | For | For | ||||||||||
| 1C. | Election of Director: Dinyar S. Devitre | Management | For | For | ||||||||||
| 1D. | Election of Director: Ruann F. Ernst | Management | For | For | ||||||||||
| 1E. | Election of Director: Jacques Esculier | Management | For | For | ||||||||||
| 1F. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||
| 1G. | Election of Director: William E. Ford | Management | For | For | ||||||||||
| 1H. | Election of Director: Nicoletta Giadrossi | Management | For | For | ||||||||||
| 1I. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||||
| 1J. | Election of Director: Deborah Doyle McWhinney | Management | For | For | ||||||||||
| 1K. | Election of Director: Jean-Paul L. Montupet | Management | For | For | ||||||||||
| 1L. | Election of Director: Deborah K. Orida | Management | For | For | ||||||||||
| 1M. | Election of Director: James A. Rosenthal | Management | For | For | ||||||||||
| 2. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Management | For | For | ||||||||||
| DANAHER CORPORATION | ||||||||||||||
| Security | 235851102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DHR | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US2358511028 | Agenda | 935360292 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | For | For | ||||||||||
| 1B. | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | For | For | ||||||||||
| 1C. | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | For | For | ||||||||||
| 1D. | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | For | For | ||||||||||
| 1F. | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | For | For | ||||||||||
| 1G. | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | For | For | ||||||||||
| 1H. | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | For | For | ||||||||||
| 1I. | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | For | For | ||||||||||
| 1J. | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | For | For | ||||||||||
| 1K. | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | For | For | ||||||||||
| 1L. | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Against | For | ||||||||||
| UBER TECHNOLOGIES, INC. | ||||||||||||||
| Security | 90353T100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UBER | Meeting Date | 10-May-2021 | |||||||||||
| ISIN | US90353T1007 | Agenda | 935369341 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Ronald Sugar | Management | For | For | ||||||||||
| 1B. | Election of Director: Revathi Advaithi | Management | For | For | ||||||||||
| 1C. | Election of Director: Ursula Burns | Management | For | For | ||||||||||
| 1D. | Election of Director: Robert Eckert | Management | For | For | ||||||||||
| 1E. | Election of Director: Amanda Ginsberg | Management | For | For | ||||||||||
| 1F. | Election of Director: Dara Khosrowshahi | Management | For | For | ||||||||||
| 1G. | Election of Director: Wan Ling Martello | Management | For | For | ||||||||||
| 1H. | Election of Director: Yasir Al-Rumayyan | Management | For | For | ||||||||||
| 1I. | Election of Director: John Thain | Management | For | For | ||||||||||
| 1J. | Election of Director: David Trujillo | Management | For | For | ||||||||||
| 1K. | Election of Director: Alexander Wynaendts | Management | For | For | ||||||||||
| 2. | Advisory vote to approve 2020 named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements. | Management | For | For | ||||||||||
| 5. | Stockholder proposal to prepare an annual report on lobbying activities. | Shareholder | Abstain | Against | ||||||||||
| ADIDAS AG | ||||||||||||||
| Security | D0066B185 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | DE000A1EWWW0 | Agenda | 713728701 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.00 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | ELECT JACKIE JOYNER-KERSEE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | AMEND ARTICLES RE: INFORMATION FOR REGISTRATION IN THE SHARE REGISTER | Management | No Action | |||||||||||
| 9 | APPROVE CREATION OF EUR 50 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 10 | APPROVE CREATION OF EUR 20 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 11 | CANCEL AUTHORIZED CAPITAL 2016 | Management | No Action | |||||||||||
| 12 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 13 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||||
| 14 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| TELADOC HEALTH, INC. | ||||||||||||||
| Security | 87918A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TDOC | Meeting Date | 17-May-2021 | |||||||||||
| ISIN | US87918A1051 | Agenda | 935377437 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director for a term of one year: Christopher Bischoff | Management | For | For | ||||||||||
| 1B. | Election of Director for a term of one year: Karen L. Daniel | Management | For | For | ||||||||||
| 1C. | Election of Director for a term of one year: Sandra L. Fenwick | Management | For | For | ||||||||||
| 1D. | Election of Director for a term of one year: William H. Frist, MD | Management | For | For | ||||||||||
| 1E. | Election of Director for a term of one year: Jason Gorevic | Management | For | For | ||||||||||
| 1F. | Election of Director for a term of one year: Catherine A. Jacobson | Management | For | For | ||||||||||
| 1G. | Election of Director for a term of one year: Thomas G. McKinley | Management | For | For | ||||||||||
| 1H. | Election of Director for a term of one year: Kenneth H. Paulus | Management | For | For | ||||||||||
| 1I. | Election of Director for a term of one year: David Shedlarz | Management | For | For | ||||||||||
| 1J. | Election of Director for a term of one year: Mark Douglas Smith, MD | Management | For | For | ||||||||||
| 1K. | Election of Director for a term of one year: David B. Snow, Jr. | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMO | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US8835561023 | Agenda | 935375736 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Marc N. Casper | Management | For | For | ||||||||||
| 1B. | Election of Director: Nelson J. Chai | Management | For | For | ||||||||||
| 1C. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||
| 1D. | Election of Director: Tyler Jacks | Management | For | For | ||||||||||
| 1E. | Election of Director: R. Alexandra Keith | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
| 1G. | Election of Director: Jim P. Manzi | Management | For | For | ||||||||||
| 1H. | Election of Director: James C. Mullen | Management | For | For | ||||||||||
| 1I. | Election of Director: Lars R. Sørensen | Management | For | For | ||||||||||
| 1J. | Election of Director: Debora L. Spar | Management | For | For | ||||||||||
| 1K. | Election of Director: Scott M. Sperling | Management | For | For | ||||||||||
| 1L. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||||
| 2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2021. | Management | For | For | ||||||||||
| 4. | A shareholder Proposal regarding special Shareholder Meetings. | Shareholder | Against | For | ||||||||||
| MORGAN STANLEY | ||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||
| 1B. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
| 1D. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
| 1F. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||
| 1G. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
| 1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
| 1I. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
| 1J. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
| 1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
| 1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | For | ||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | For | For | ||||||||||
| 4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| NEXTERA ENERGY, INC. | ||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEE | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US65339F1012 | Agenda | 935378201 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||
| 1B. | Election of Director: James L. Camaren | Management | For | For | ||||||||||
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
| 1F. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||
| 1G. | Election of Director: David L. Porges | Management | For | For | ||||||||||
| 1H. | Election of Director: James L. Robo | Management | For | For | ||||||||||
| 1I. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||||
| 1J. | Election of Director: John L. Skolds | Management | For | For | ||||||||||
| 1K. | Election of Director: Lynn M. Utter | Management | For | For | ||||||||||
| 1L. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Against | For | ||||||||||
| ZOETIS INC. | ||||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZTS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US98978V1035 | Agenda | 935383252 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Sanjay Khosla | Management | For | For | ||||||||||
| 1B. | Election of Director: Antoinette R. Leatherberry | Management | For | For | ||||||||||
| 1C. | Election of Director: Willie M. Reed | Management | For | For | ||||||||||
| 1D. | Election of Director: Linda Rhodes | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PYPL | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US70450Y1038 | Agenda | 935392617 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
| 1B. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
| 1C. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
| 1D. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
| 1E. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
| 1F. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
| 1G. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
| 1H. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
| 1I. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
| 1J. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
| 1K. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Abstain | Against | ||||||||||
| FACEBOOK, INC. | ||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FB | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US30303M1027 | Agenda | 935395891 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peggy Alford | For | For | |||||||||||
| 2 | Marc L. Andreessen | For | For | |||||||||||
| 3 | Andrew W. Houston | For | For | |||||||||||
| 4 | Nancy Killefer | For | For | |||||||||||
| 5 | Robert M. Kimmitt | For | For | |||||||||||
| 6 | Sheryl K. Sandberg | For | For | |||||||||||
| 7 | Peter A. Thiel | For | For | |||||||||||
| 8 | Tracey T. Travis | For | For | |||||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the director compensation policy. | Management | For | For | ||||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | For | ||||||||||
| 6. | A shareholder proposal regarding child exploitation. | Shareholder | Abstain | Against | ||||||||||
| 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Abstain | Against | ||||||||||
| 8. | A shareholder proposal regarding platform misuse. | Shareholder | Abstain | Against | ||||||||||
| 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | For | ||||||||||
| AMAZON.COM, INC. | ||||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US0231351067 | Agenda | 935397592 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
| 1H. | Election of Director: Thomas O. Ryder | Management | For | For | ||||||||||
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Abstain | Against | ||||||||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | For | ||||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Abstain | Against | ||||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Abstain | Against | ||||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Abstain | Against | ||||||||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Abstain | Against | ||||||||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | For | ||||||||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | For | ||||||||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | ||||||||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Abstain | Against | ||||||||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Abstain | Against | ||||||||||
| NXP SEMICONDUCTORS NV. | ||||||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NXPI | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | NL0009538784 | Agenda | 935428335 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | Adoption of the 2020 Statutory Annual Accounts. | Management | For | For | ||||||||||
| 2. | Discharge of the members of the Board for their responsibilities in the financial year ended December 31, 2020 | Management | For | For | ||||||||||
| 3A. | Re-appoint Kurt Sievers as executive director | Management | For | For | ||||||||||
| 3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | ||||||||||
| 3C. | Appoint Annette Clayton as non-executive director | Management | For | For | ||||||||||
| 3D. | Appoint Anthony Foxx as non-executive director | Management | For | For | ||||||||||
| 3E. | Re-appoint Kenneth A. Goldman as non-executive director | Management | For | For | ||||||||||
| 3F. | Re-appoint Josef Kaeser as non-executive director | Management | For | For | ||||||||||
| 3G. | Re-appoint Lena Olving as non-executive director | Management | For | For | ||||||||||
| 3H. | Re-appoint Peter Smitham as non-executive director | Management | For | For | ||||||||||
| 3I. | Re-appoint Julie Southern as non-executive director | Management | For | For | ||||||||||
| 3J. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | For | ||||||||||
| 3K. | Re-appoint Gregory Summe as non-executive director | Management | For | For | ||||||||||
| 3L. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | For | For | ||||||||||
| 4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | For | For | ||||||||||
| 5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights. | Management | Against | Against | ||||||||||
| 6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | ||||||||||
| 7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | ||||||||||
| 8. | Approval of the amended remuneration of the non- executive members of the Board | Management | For | For | ||||||||||
| 9. | Non-binding, advisory approval of the Named Executive Officers' compensation | Management | For | For | ||||||||||
| LVMH MOET HENNESSY LOUIS VUITTON SE | ||||||||||||||
| Security | F58485115 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | FR0000121014 | Agenda | 713972330 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104212101036-48 AND-https://www.journal- officiel.gouv.fr/balo/document/202105072101411-55 AND-PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM AND ADDITTION OF- CDI COMMENT AND CHANGE IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY 2021 AND-ADDITION OF BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU-AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS-MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A-HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND PLEASE NOTE THAT IF YOU HOLD- CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED | Non-Voting | ||||||||||||
| CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU AND | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| 1 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
| ALPHABET INC. | ||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |||||||||||
| ISIN | US02079K3059 | Agenda | 935406264 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Larry Page | Management | For | For | ||||||||||
| 1B. | Election of Director: Sergey Brin | Management | For | For | ||||||||||
| 1C. | Election of Director: Sundar Pichai | Management | For | For | ||||||||||
| 1D. | Election of Director: John L. Hennessy | Management | For | For | ||||||||||
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | ||||||||||
| 1F. | Election of Director: L. John Doerr | Management | For | For | ||||||||||
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director: Ann Mather | Management | For | For | ||||||||||
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | ||||||||||
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | ||||||||||
| 1K. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval of Alphabet's 2021 Stock Plan. | Management | Against | Against | ||||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| ADYEN N.V. | ||||||||||||||
| Security | N3501V104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | NL0012969182 | Agenda | 713974219 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | ANNUAL REPORT; MANAGEMENT BOARD REMUNERATION; SUPERVISORY BOARD REMUNERATION;-ADOPTION OF THE ANNUAL ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF DIVIDEND | Non-Voting | ||||||||||||
| 2.a. | DISCUSSION OF THE MANAGEMENT BOARD'S REPORT AND THE SUPERVISORY BOARD'S-REPORT FOR THE PAST FINANCIAL YEAR. THE MANAGEMENT BOARD WILL GIVE A-PRESENTATION ON THE PERFORMANCE OF THE COMPANY IN 2020. FURTHERMORE, THE-SUPERVISORY BOARD'S REPORT AND ACCOUNTANT STATEMENTS WILL BE DISCUSSED | Non-Voting | ||||||||||||
| 2.b. | DISCUSSION OF THE REMUNERATION REPORT OVER THE YEAR 2020 INCLUDING THE MANAGEMENT BOARD AND SUPERVISORY BOARD'S REMUNERATION FOR THE PAST FINANCIAL YEAR. PLEASE REFER TO THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE COMPANY'S EXISTING REMUNERATION POLICY AS APPROVED BY THE GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020) INCLUDED IN OUR ANNUAL REPORT ON PAGE 88, AS PUBLISHED ON OUR WEBSITE | Management | No Action | |||||||||||
| 2.c. | IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY THE MANAGEMENT BOARD AND SIGNED BY THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD. PRICEWATERHOUSECOOPERS N.V. (PWC) HAS AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED AN UNQUALIFIED AUDITOR'S REPORT | Management | No Action | |||||||||||
| 2.d. | DISCUSSION OF THE POLICY ON DIVIDEND, RESERVATIONS AND DISTRIBUTIONS. PLEASE- REFER TO THE DIVIDEND POLICY PUBLISHED ON THE COMPANY'S WEBSITE, AS FURTHER- REFERRED TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE FINANCIAL YEAR 2020. IN- ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE MANAGEMENT-BOARD, WITH THE APPROVAL OF THE SUPERVISORY BOARD, DECIDED TO ALLOCATE THE-PROFITS FOR THE FINANCIAL YEAR 2020 TO THE RESERVES OF THE COMPANY | Non-Voting | ||||||||||||
| 3. | IT IS PROPOSED TO DISCHARGE THE MEMBERS OF THE MANAGEMENT BOARD (IN 2020 BEING PIETER VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO), INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO), MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO)) FROM LIABILITY IN RESPECT OF THE PERFORMANCE OF THEIR MANAGEMENT DUTIES TO THE EXTENT THAT SUCH PERFORMANCE IS APPARENT FROM THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE DISCLOSED TO THE GENERAL MEETING BEFORE THE RESOLUTION IS ADOPTED. IT IS FURTHERMORE PROPOSED TO DISCHARGE THE MEMBERS OF THE MANAGEMENT BOARD WHO RESIGNED IN THE COURSE OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND SAM HALSE (FORMER COO)) FROM LIABILITY FOR MANAGEMENT DUTIES PERFORMED IN THE FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE DATE OF RESIGNATION | Management | No Action | |||||||||||
| 4. | IT IS PROPOSED TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD (IN 2020 BEING PIERO OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN AND PAMELA JOSEPH) FROM LIABILITY IN RESPECT OF THE PERFORMANCE OF THEIR SUPERVISORY DUTIES TO THE EXTENT THAT SUCH PERFORMANCE IS APPARENT FROM THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE DISCLOSED TO THE GENERAL MEETING BEFORE THE RESOLUTION IS ADOPTED | Management | No Action | |||||||||||
| 5. | PROPOSAL REAPPOINTMENT INGO JEROEN UYTDEHAAGE AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF FINANCIAL OFFICER | Management | No Action | |||||||||||
| 6. | PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7. | IT IS PROPOSED TO RENEW THE AUTHORITY OF THE MANAGEMENT BOARD, SUBJECT TO THE SUPERVISORY BOARD S APPROVAL, TO ISSUE ORDINARY SHARES OR TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD OF 18 MONTHS FROM THE DATE OF THIS GENERAL MEETING UP TO 10% OF THE TOTAL | Management | No Action | |||||||||||
| NUMBER OF SHARES ISSUED AT THE TIME OF THE GENERAL MEETING FOR ANY PURPOSES. ONCE THIS AUTHORIZATION IS APPROVED, THIS WILL REPLACE THE CURRENT AUTHORIZATIONS. ONCE APPROVED, THE AUTHORIZATION CANNOT BE REVOKED | ||||||||||||||
| 8. | IT IS PROPOSED TO RENEW THE AUTHORITY OF THE MANAGEMENT BOARD, SUBJECT TO THE SUPERVISORY BOARD'S APPROVAL, TO RESTRICT OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS WHEN ISSUING ORDINARY SHARES OR GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18 MONTHS FROM THE DATE OF THIS GENERAL MEETING. ONCE THIS AUTHORIZATION IS APPROVED, THIS WILL REPLACE THE CURRENT AUTHORIZATIONS. ONCE APPROVED, THE AUTHORIZATION CANNOT BE REVOKED | Management | No Action | |||||||||||
| 9. | AUTHORITY TO ACQUIRE OWN SHARES | Management | No Action | |||||||||||
| 10. | IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE AUDIT COMMITTEE, THE SUPERVISORY BOARD PROPOSES TO REAPPOINT PWC AS EXTERNAL AUDITOR OF THE COMPANY FOR THE CURRENT FINANCIAL YEAR | Management | No Action | |||||||||||
| 11. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | ||||||||||||
| NVIDIA CORPORATION | ||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NVDA | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US67066G1040 | Agenda | 935402343 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||||
| 1B. | Election of Director: Tench Coxe | Management | For | For | ||||||||||
| 1C. | Election of Director: John O. Dabiri | Management | For | For | ||||||||||
| 1D. | Election of Director: Persis S. Drell | Management | For | For | ||||||||||
| 1E. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||||
| 1F. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
| 1G. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||||
| 1I. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||||
| 1J. | Election of Director: Mark L. Perry | Management | For | For | ||||||||||
| 1K. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||||
| 1L. | Election of Director: Aarti Shah | Management | For | For | ||||||||||
| 1M. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||||
| 2. | Approval of our executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | For | For | ||||||||||
| CLOUDFLARE, INC. | ||||||||||||||
| Security | 18915M107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NET | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US18915M1071 | Agenda | 935406062 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Maria Eitel | For | For | |||||||||||
| 2 | Matthew Prince | For | For | |||||||||||
| 3 | Katrin Suder | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| NETFLIX, INC. | ||||||||||||||
| Security | 64110L106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFLX | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US64110L1061 | Agenda | 935406252 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton | Management | Abstain | Against | ||||||||||
| 1B. | Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer | Management | Abstain | Against | ||||||||||
| 1C. | Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith | Management | Abstain | Against | ||||||||||
| 1D. | Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney | Management | Abstain | Against | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive officer compensation. | Management | For | For | ||||||||||
| 4. | Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 5. | Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting. | Shareholder | For | Against | ||||||||||
| 6. | Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| SERVICENOW, INC. | ||||||||||||||
| Security | 81762P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOW | Meeting Date | 07-Jun-2021 | |||||||||||
| ISIN | US81762P1021 | Agenda | 935416746 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Susan L. Bostrom | Management | For | For | ||||||||||
| 1B. | Election of Director: Jonathan C. Chadwick | Management | For | For | ||||||||||
| 1C. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Frederic B. Luddy | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | For | For | ||||||||||
| 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Management | For | For | ||||||||||
| 5. | To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Management | For | For | ||||||||||
| 6. | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TSM | Meeting Date | 08-Jun-2021 | |||||||||||
| ISIN | US8740391003 | Agenda | 935435049 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1) | To accept 2020 Business Report and Financial Statements. | Management | For | For | ||||||||||
| 2) | Based on recent amendments to the "Template of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". | Management | For | For | ||||||||||
| 3) | To approve the issuance of employee restricted stock awards for year 2021. | Management | For | For | ||||||||||
| 4) | DIRECTOR | Management | ||||||||||||
| 1 | Mark Liu* | For | For | |||||||||||
| 2 | C.C. Wei* | For | For | |||||||||||
| 3 | F.C. Tseng* | For | For | |||||||||||
| 4 | Ming-Hsin Kung*+ | For | For | |||||||||||
| 5 | Sir Peter L. Bonfield# | For | For | |||||||||||
| 6 | Kok-Choo Chen# | For | For | |||||||||||
| 7 | Michael R. Splinter# | For | For | |||||||||||
| 8 | Moshe N. Gavrielov# | For | For | |||||||||||
| 9 | Yancey Hai# | For | For | |||||||||||
| 10 | L. Rafael Reif# | For | For | |||||||||||
| LULULEMON ATHLETICA INC. | ||||||||||||||
| Security | 550021109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LULU | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US5500211090 | Agenda | 935415100 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Class II Director: Calvin McDonald | Management | For | For | ||||||||||
| 1B. | Election of Class II Director: Martha Morfitt | Management | For | For | ||||||||||
| 1C. | Election of Class II Director: Emily White | Management | For | For | ||||||||||
| 1D. | Election of Class I Director: Kourtney Gibson | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| ROKU, INC. | ||||||||||||||
| Security | 77543R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROKU | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US77543R1023 | Agenda | 935414932 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Class I Director to serve until the 2024 annual meeting: Ravi Ahuja | Management | For | For | ||||||||||
| 1B. | Election of Class I Director to serve until the 2024 annual meeting: Mai Fyfield | Management | For | For | ||||||||||
| 1C. | Election of Class I Director to serve until the 2024 annual meeting: Laurie Simon Hodrick | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| KEYENCE CORPORATION | ||||||||||||||
| Security | J32491102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-Jun-2021 | ||||||||||||
| ISIN | JP3236200006 | Agenda | 714203142 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Takizaki, Takemitsu | Management | For | For | ||||||||||
| 2.2 | Appoint a Director Nakata, Yu | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Yamaguchi, Akiji | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Miki, Masayuki | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Yamamoto, Hiroaki | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Yamamoto, Akinori | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Taniguchi, Seiichi | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Suenaga, Kumiko | Management | For | For | ||||||||||
| 3 | Appoint a Substitute Corporate Auditor Yamamoto, Masaharu | Management | For | For | ||||||||||
| ZOOM VIDEO COMMUNICATIONS, INC. | ||||||||||||||
| Security | 98980L101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZM | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US98980L1017 | Agenda | 935412926 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jonathan Chadwick | For | For | |||||||||||
| 2 | Kimberly L. Hammonds | For | For | |||||||||||
| 3 | Dan Scheinman | For | For | |||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| NIDEC CORPORATION | ||||||||||||||
| Security | J52968104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
| ISIN | JP3734800000 | Agenda | 714242548 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Nagamori, Shigenobu | Management | For | For | ||||||||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Seki, Jun | Management | For | For | ||||||||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Teiichi | Management | For | For | ||||||||||
| 1.4 | Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Osamu | Management | For | For | ||||||||||
| 2 | Approve Details of the Performance-based Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For | ||||||||||
| MASTERCARD INCORPORATED | ||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US57636Q1040 | Agenda | 935420644 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Ajay Banga | Management | For | For | ||||||||||
| 1B. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||||||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | ||||||||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||||||||
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael Miebach | Management | For | For | ||||||||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | ||||||||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | ||||||||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||||||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||||||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | ||||||||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | ||||||||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | ||||||||||
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | ||||||||||
| 6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For | ||||||||||
| FANUC CORPORATION | ||||||||||||||
| Security | J13440102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||||
| ISIN | JP3802400006 | Agenda | 714226645 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2 | Amend Articles to: Adopt Reduction of Liability System for Directors, Transition to a Company with Supervisory Committee, Approve Minor Revisions | Management | For | For | ||||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Inaba, Yoshiharu | Management | For | For | ||||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yamaguchi, Kenji | Management | For | For | ||||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Michael J. Cicco | Management | For | For | ||||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Tsukuda, Kazuo | Management | For | For | ||||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Sumikawa, Masaharu | Management | For | For | ||||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Yamazaki, Naoko | Management | For | For | ||||||||||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Kohari, Katsuo | Management | For | For | ||||||||||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Mitsumura, Katsuya | Management | For | For | ||||||||||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Imai, Yasuo | Management | For | For | ||||||||||
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Yokoi, Hidetoshi | Management | For | For | ||||||||||
| 4.5 | Appoint a Director who is Audit and Supervisory Committee Member Tomita, Mieko | Management | For | For | ||||||||||
| 5 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For | ||||||||||
| 6 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | Management | For | For | ||||||||||
| 7 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | Management | For | For | ||||||||||
| M3,INC. | ||||||||||||||
| Security | J4697J108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3435750009 | Agenda | 714272642 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Tanimura, Itaru | Management | For | For | ||||||||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Tomaru, Akihiko | Management | For | For | ||||||||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Tsuchiya, Eiji | Management | For | For | ||||||||||
| 1.4 | Appoint a Director who is not Audit and Supervisory Committee Member Izumiya, Kazuyuki | Management | For | For | ||||||||||
| 1.5 | Appoint a Director who is not Audit and Supervisory Committee Member Urae, Akinori | Management | For | For | ||||||||||
| 1.6 | Appoint a Director who is not Audit and Supervisory Committee Member Yoshida, Kenichiro | Management | For | For | ||||||||||
| 2 | Approve Details of Compensation as Stock Options for Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | Against | Against | ||||||||||
| MURATA MANUFACTURING CO.,LTD. | ||||||||||||||
| Security | J46840104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | JP3914400001 | Agenda | 714243855 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Murata, Tsuneo | Management | For | For | ||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Nakajima, Norio | Management | For | For | ||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Iwatsubo, Hiroshi | Management | For | For | ||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ishitani, Masahiro | Management | For | For | ||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Miyamoto, Ryuji | Management | For | For | ||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Minamide, Masanori | Management | For | For | ||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Shigematsu, Takashi | Management | For | For | ||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Yuko | Management | For | For | ||||||||||
| 3 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | Management | For | For | ||||||||||
| CROWDSTRIKE HOLDINGS, INC. | ||||||||||||||
| Security | 22788C105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CRWD | Meeting Date | 30-Jun-2021 | |||||||||||
| ISIN | US22788C1053 | Agenda | 935436003 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roxanne S. Austin | For | For | |||||||||||
| 2 | Sameer K. Gandhi | For | For | |||||||||||
| 3 | Gerhard Watzinger | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of CrowdStrike's named executive officers. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike's named executive officers. | Management | 3 Years | For | ||||||||||
| 5. | To approve an amendment to CrowdStrike's 2019 Employee Stock Purchase Plan. | Management | Abstain | Against | ||||||||||
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli International Small Cap Fund |
Report Date: 07/01/2021 1 |
| Investment Company Report | ||||||||||||
| PATRIZIA AG | ||||||||||||
| Security | D5988D110 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Jul-2020 | ||||||||||
| ISIN | DE000PAT1AG3 | Agenda | 712701487 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.29 PER SHARE | Management | No Action | |||||||||
| 3.A | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: WOLFGANG EGGER | Management | No Action | |||||||||
| 3.B | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: ALEXANDER BENZ | Management | No Action | |||||||||
| 3.C | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: KARIM BOHN | Management | No Action | |||||||||
| 3.D | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: MANUEL KAESBAUER | Management | No Action | |||||||||
| 3.E | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: ANNE KAVANAGH | Management | No Action | |||||||||
| 3.F | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: KLAUS SCHMITT | Management | No Action | |||||||||
| 3.G | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: SIMON WOOLF | Management | No Action | |||||||||
| 4.A | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019: THEODOR SEITZ | Management | No Action | |||||||||
| 4.B | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019: UWE H. REUTER | Management | No Action | |||||||||
| 4.C | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019: ALFRED HOSCHEK | Management | No Action | |||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2020 | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | AMEND ARTICLES RE: ONLINE PARTICIPATION | Management | No Action | |||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| YPSOMED HOLDING AG | ||||||||||||
| Security | H9725B102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Jul-2020 | ||||||||||
| ISIN | CH0019396990 | Agenda | 712778111 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 427927 DUE TO CHANGE IN-RECORD DATE FROM 29 APR 2020 TO 29 JUNE 2020. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2019/20, ACKNOWLEDGEMENT OF THE REPORT OF THE AUDITORS | Management | No Action | |||||||||
| 2 | APPROPRIATION OF THE RETAINED PROFIT 2019/20, ALLOCATION AND APPROPRIATION OF THE RESERVES FROM CAPITAL CONTRIBUTIONS | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE OTHER MANAGEMENT BODIES 2019/20 | Management | No Action | |||||||||
| 4.A | BOARD OF DIRECTORS: FIXED COMPENSATION | Management | No Action | |||||||||
| 4.B | BOARD OF DIRECTORS: PERFORMANCE-RELATED COMPENSATION | Management | No Action | |||||||||
| 4.C | EXECUTIVE MANAGEMENT: FIXED COMPENSATION | Management | No Action | |||||||||
| 4.D | EXECUTIVE MANAGEMENT: PERFORMANCE- RELATED COMPENSATION | Management | No Action | |||||||||
| 5.A.1 | RE-ELECTION OF DR. H.C. WILLY MICHEL AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.A.2 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.A.3 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.A.4 | ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.B | RE-ELECTION OF DR. H.C. WILLY MICHEL AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 5.C.1 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.C.2 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.C.3 | ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.D | RE-ELECTION OF THE INDEPENDENT PROXY: DR. PETER STAEHLI, ATTORNEY- AT-LAW AND NOTARY, BURGDORF | Management | No Action | |||||||||
| 5.E | ELECTION OF THE AUDITORS: PRICEWATERHOUSECOOPERS LTD, BERN | Management | No Action | |||||||||
| 6 | AMENDMENT OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||
| WORKSPACE GROUP PLC R.E.I.T. | ||||||||||||
| Security | G5595E136 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Jul-2020 | ||||||||||
| ISIN | GB00B67G5X01 | Agenda | 712799672 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||||
| 3 | TO APPROVE THE 2020 ANNUAL REMUNERATION REPORT | Management | Against | Against | ||||||||
| 4 | TO DECLARE A FINAL DIVIDEND OF 24.49 PENCE PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| 5 | TO RE-ELECT MR STEPHEN HUBBARD AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT MR GRAHAM CLEMETT AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT DR MARIA MOLONEY AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT MR CHRIS GIRLING AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT MR DAMON RUSSELL AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT MS ISHBEL MACPHERSON AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT MS SUZI WILLIAMS AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT MR DAVID BENSON AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES | Management | For | For | ||||||||
| 16 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||
| 17 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Management | For | For | ||||||||
| 19 | TO AUTHORISE A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) OF THE COMPANY TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| CMMT | 10 JUN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| NYNOMIC AG | ||||||||||||
| Security | D56249101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Jul-2020 | ||||||||||
| ISIN | DE000A0MSN11 | Agenda | 712787754 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE PROPOSAL OF THE BOARD OF-MDS ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT | Non-Voting | ||||||||||
| 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 26,077,354.85 SHALL BE APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE CARRIED FORWARD | Management | No Action | |||||||||
| 3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS FOR THE 2019 FINANCIAL YEAR THE ACTS OF FABIAN PETERS AND MAIK MUELLER SHALL BE RATIFIED | Management | No Action | |||||||||
| 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD FOR THE 2019 FINANCIAL YEAR THE ACTS OF HANS WOERMCKE, SVEN CLAUSSEN AND HARTMUT HARBECK SHALL BE RATIFIED | Management | No Action | |||||||||
| 5 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: CLAUSS PAAL & PARTNER MBB, MUNSTER | Management | No Action | |||||||||
| POLAR CAPITAL HOLDINGS PLC | ||||||||||||
| Security | G7165U102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jul-2020 | ||||||||||
| ISIN | GB00B1GCLT25 | Agenda | 712892668 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | TO ELECT DAVID LAMB AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO ELECT ANDREW ROSS AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT GAVIN ROCHUSSEN AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT JOHN MANSELL AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT BRIAN ASHFORD-RUSSELL AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT JAMIE CAYZER-COLVIN AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT ALEXA COATES AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT WIN ROBBINS AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||
| 12 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||
| 13 | TO AUTHORISE THE ALLOTMENT OF SHARES | Management | For | For | ||||||||
| 14 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| 15 | TO AUTHORISE THE COMPANY TO BUY-BACK ITS ORDINARY SHARES | Management | For | For | ||||||||
| 16 | TO ADOPT NEW ARTICLES | Management | For | For | ||||||||
| 17 | TO APPROVE INCREASED CAP ON DIRECTORS' FEES FROM GBP 550,000 TO GBP 800,000 PER ANNUM | Management | For | For | ||||||||
| PREMIER FOODS PLC | ||||||||||||
| Security | G7S17N124 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Aug-2020 | ||||||||||
| ISIN | GB00B7N0K053 | Agenda | 712918967 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE 2019/20 ANNUAL REPORT | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | ||||||||
| 4 | TO ELECT COLIN DAY AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO ELECT ALEX WHITEHOUSE AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO ELECT DUNCAN LEGGETT AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO ELECT HELEN JONES AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO ELECT TIM ELLIOTT AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT RICHARD HODGSON AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT SIMON BENTLEY AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT PAM POWELL AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT SHINJI HONDA AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT DANIEL WOSNER AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-ELECT ORKUN KILIC AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||
| 16 | TO APPROVE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 17 | TO APPROVE THE PREMIER FOODS PLC LONG TERM INCENTIVE PLAN 2020 | Management | For | For | ||||||||
| 18 | TO APPROVE THE AUTHORITY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||
| 19 | TO APPROVE THE AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 20 | TO APPROVE THE AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | ||||||||
| 21 | TO APPROVE THE AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS FOR AN ACQUISITION OR A SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||
| 22 | TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
| KINNEVIK AB | ||||||||||||
| Security | W5139V265 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Aug-2020 | ||||||||||
| ISIN | SE0013256682 | Agenda | 712941841 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||
| 7.A | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 7.B | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 7.C | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 7.D | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 7.E | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||
| 8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| SAKATA SEED CORPORATION | ||||||||||||
| Security | J66704107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Aug-2020 | ||||||||||
| ISIN | JP3315000004 | Agenda | 713002006 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Corporate Auditor Tsushima, Jumpei | Management | For | For | ||||||||
| 2.2 | Appoint a Corporate Auditor Numata, Yasunori | Management | For | For | ||||||||
| 2.3 | Appoint a Corporate Auditor Bo, Akinori | Management | For | For | ||||||||
| BENETEAU SA | ||||||||||||
| Security | F09419106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Aug-2020 | ||||||||||
| ISIN | FR0000035164 | Agenda | 712982570 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202007242003376-89 | Non-Voting | ||||||||||
| 1 | AMENDMENT OF THE OPENING AND CLOSING DATES OF THE FINANCIAL YEARS | Management | For | For | ||||||||
| 2 | CORRELATIVE AMENDMENT TO ARTICLE 25 OF THE BY-LAWS | Management | For | For | ||||||||
| 3 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| XPS PENSIONS GROUP PLC | ||||||||||||
| Security | G9829Q105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-Sep-2020 | ||||||||||
| ISIN | GB00BDDN1T20 | Agenda | 712957781 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE DIRECTORS' REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 4.3 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2020 (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) | Management | For | For | ||||||||
| 4 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY 2020 | Management | For | For | ||||||||
| 5 | TO RE-ELECT TOM CROSS BROWN AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT ALAN BANNATYNE AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT BEN BRAMHALL AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT PAUL CUFF AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT SARAH ING AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT SNEHAL SHAH AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT MARGARET SNOWDON OBE AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO REAPPOINT BDO LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||
| 13 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES WITHIN SPECIFIED LIMITS | Management | For | For | ||||||||
| 15 | TO GIVE THE DIRECTORS LIMITED AUTHORITY TO ALLOT SHARES FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS | Management | For | For | ||||||||
| 16 | TO GIVE THE DIRECTORS AN ADDITIONAL LIMITED AUTHORITY TO ALLOT SHARES FOR CASH AND DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| 17 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES UP TO A SPECIFIED AMOUNT | Management | For | For | ||||||||
| 18 | TO APPROVE THE CALLING OF GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| LAURENT PERRIER | ||||||||||||
| Security | F55758100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 24-Sep-2020 | ||||||||||
| ISIN | FR0006864484 | Agenda | 712995806 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 - APPROVAL OF THE OVERALL AMOUNT OF EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | For | For | ||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| O.3 | DISCHARGE GRANTED TO MEMBERS OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| O.4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 - SETTING OF THE DIVIDEND | Management | For | For | ||||||||
| O.5 | APPROVAL OF THE TRANSACTIONS CARRIED OUT BETWEEN, ON THE ONE HAND, THE MEMBERS OF THE MANAGEMENT BOARD (OR THE COMPANIES OR ENTERPRISES THEY REPRESENT OF WHICH THEY ARE CORPORATE OFFICERS OR IN WHICH THEY HAVE A DIRECT OR INDIRECT INTEREST OR WITH WHICH THEY ACT THROUGH AN INTERMEDIARY) AND, ON THE ONE HAND, THE COMPANY | Management | For | For | ||||||||
| O.6 | APPROVAL OF THE AGREEMENT CONCLUDED BETWEEN THE MEMBERS OF THE MANAGEMENT BOARD (OR THE COMPANIES OR ENTERPRISES THEY REPRESENT OF WHICH THEY ARE CORPORATE OFFICERS OR IN WHICH THEY EITHER HAVE A DIRECT OR INDIRECT INTEREST OR ACT THROUGH AN INTERMEDIARY) AND, ON THE OTHER HAND, THE COMPANY | Management | For | For | ||||||||
| O.7 | APPROVAL OF THE AGREEMENT CONCLUDED BETWEEN, ON THE ONE HAND, A SHAREHOLDER HOLDING MORE THAN 10% OF THE COMPANY'S VOTING RIGHTS OR A COMPANY CONTROLLING A SHAREHOLDER COMPANY HOLDING MORE THAN 10% OF THE COMPANY'S VOTING RIGHTS AND, ON THE OTHER HAND, THE COMPANY | Management | For | For | ||||||||
| O.8 | SETTING OF THE ATTENDANCE FEES AMOUNT TO BE ALLOCATED TO THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| O.9 | RENEWAL OF THE TERM OF OFFICE OF MRS. CLAUDE DE NONANCOURT AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| O.10 | APPOINTMENT OF MR. PHILIPPE-LOIC JACOB AS A NEW MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| O.11 | RENEWAL OF THE TERM OF OFFICE OF PWC AS PRINCIPAL STATUTORY AUDITOR - NON-RENEWAL OF THE TERM OF OFFICE OF MR. JEAN- CHRISTOPHE GEORGHIOU AS DEPUTY STATUTORY AUDITOR | Management | For | For | ||||||||
| O.12 | APPROVAL OF AN AMENDMENT TO THE COMMITMENT MADE IN FAVOUR OF THE CHAIRMAN OF THE MANAGEMENT BOARD (TERMINATION OF DUTIES) | Management | For | For | ||||||||
| O.13 | APPROVAL OF THE COMPENSATION POLICY, PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE MEMBERS OF THE MANAGEMENT BOARD | Management | Against | Against | ||||||||
| O.14 | APPROVAL OF THE COMPENSATION POLICY, PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE MANAGEMENT BOARD | Management | Against | Against | ||||||||
| O.15 | APPROVAL OF THE COMPENSATION POLICY, PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE SUPERVISORY BOARD | Management | Against | Against | ||||||||
| O.16 | APPROVAL OF THE COMPENSATION POLICY, PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| O.17 | APPROVAL OF THE INFORMATION CONCERNING ALL COMPENSATIONS OF THE PREVIOUS FINANCIAL YEAR | Management | For | For | ||||||||
| O.18 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2019- 2020 TO MR. STEPHANE DALYAC, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| O.19 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2019- 2020 TO MRS. ALEXANDRA PEREYRE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| O.20 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2019- 2020 TO MRS. STEPHANIE MENEUX, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||
| O.21 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2019- 2020 TO MR. MAURICE DE KERVENOAEL, CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| O.22 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2019- 2020 TO MR. PATRICK THOMAS, VICE-CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
| O.23 | AUTHORIZATION TO THE MANAGEMENT BOARD IN ORDER TO PROCEED WITH THE ACQUISITION OF SHARES OF THE COMPANY IN THE CONTEXT OF A SHARE BUYBACK PROGRAM | Management | For | For | ||||||||
| E.24 | AUTHORIZATION TO REDUCE THE CAPITAL BY CANCELLATION OF TREASURY SHARES HELD BY THE COMPANY | Management | For | For | ||||||||
| E.25 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||
| E.26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE COMPANY'S SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED | Management | For | For | ||||||||
| E.27 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL, BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Against | Against | ||||||||
| E.28 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES OR ANY OTHER TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE ANNUAL LIMIT OF 10% OF THE CAPITAL, IN ACCORDANCE WITH THE TERMS AND CONDITIONS FOR DETERMINING THE SUBSCRIPTION PRICE DEFINED BY THE GENERAL MEETING | Management | Against | Against | ||||||||
| E.29 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE ANNUAL LIMIT OF 20% OF THE CAPITAL, BY MEANS OF A PRIVATE PLACEMENT RESERVED FOR QUALIFIED INVESTORS OR A RESTRICTED CIRCLE OF INVESTORS | Management | Against | Against | ||||||||
| E.30 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD IN ORDER TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMIT OF 10% OF THE CAPITAL, TO COMPENSATE CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THIRD PARTY COMPANIES | Management | Against | Against | ||||||||
| E.31 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202007312003235-92 | Non-Voting | ||||||||||
| NCC GROUP PLC | ||||||||||||
| Security | G64319109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Oct-2020 | ||||||||||
| ISIN | GB00B01QGK86 | Agenda | 713134409 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MAY 2020 | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 MAY 2020 | Management | Against | Against | ||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY (AS CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MAY 2020) | Management | For | For | ||||||||
| 4 | TO DECLARE A FINAL DIVIDEND OF 3.15P PER SHARE | Management | For | For | ||||||||
| 5 | TO REAPPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||
| 6 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||
| 7 | TO RE-ELECT ADAM PALSER AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT CHRIS STONE AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT JONATHAN BROOKS AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT CHRIS BATTERHAM AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT JENNIFER DUVALIER AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT MIKE ETTLING AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT TIM KOWALSKI AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS UP TO 5 PER CENT OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||
| 16 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS FOR AN ADDITIONAL 5 PER CENT IN RELATION TO AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||
| 17 | TO AUTHORISE THE PURCHASE OF OWN SHARES PURSUANT TO SECTION 701 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||
| 18 | TO REDUCE THE NOTICE PERIOD REQUIRED FOR GENERAL MEETINGS | Management | For | For | ||||||||
| 19 | TO AUTHORISE THE MAKING OF POLITICAL DONATIONS AND INCURRING POLITICAL EXPENDITURE | Management | For | For | ||||||||
| 20 | TO APPROVE THE ADOPTION OF THE NCC GROUP PLC 2020 LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||
| 21 | TO APPROVE THE ADOPTION OF THE NCC GROUP PLC 2020 RESTRICTED SHARE PLAN | Management | For | For | ||||||||
| 22 | TO APPROVE THE ADOPTION OF THE NCC GROUP PLC 2020 DEFERRED ANNUAL BONUS SHARE PLAN | Management | For | For | ||||||||
| ADDLIFE AB | ||||||||||||
| Security | W0R093258 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||
| ISIN | SE0014401378 | Agenda | 713256902 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE MEETING: THE CHAIRMAN OF THE BOARD OF DIRECTORS,-JOHAN SJO, IS PROPOSED AS CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE BOARD OF DIRECTORS' PROPOSED AGENDA | Non-Voting | ||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 7 | RESOLUTION REGARDING DISTRIBUTION OF DIVIDED: IN THE LIGHT OF ABOVE, THE BOARD OF DIRECTORS PROPOSES THAT THE MEETING RESOLVES ON A DISTRIBUTION OF DIVIDEND OF SEK 0.50 PER SHARE, IRRESPECTIVELY OF SHARE CLASS. THE CLASS B SHARES HELD BY THE COMPANY ARE EXCLUDED FROM DISTRIBUTION OF DIVIDEND. ACCORDINGLY, A DIVIDEND OF A TOTAL OF SEK 56,146,291 IS PROPOSED | Management | No Action | |||||||||
| 8 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| WILLIAM HILL PLC | ||||||||||||
| Security | G9645P117 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||
| ISIN | GB0031698896 | Agenda | 713281690 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | Against | Against | ||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | ||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| WILLIAM HILL PLC | ||||||||||||
| Security | G9645P117 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||
| ISIN | GB0031698896 | Agenda | 713281703 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Against | Against | ||||||||
| WESTGOLD RESOURCES LTD | ||||||||||||
| Security | Q97159232 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Nov-2020 | ||||||||||
| ISIN | AU000000WGX6 | Agenda | 713249464 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 6 TO 9 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | NON BINDING RESOLUTION TO ADOPT REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | ELECTION OF MR WAYNE BRAMWELL AS A DIRECTOR | Management | For | For | ||||||||
| 3 | RE-ELECTION OF MR PETER COOK AS A DIRECTOR | Management | For | For | ||||||||
| 4 | RE-ELECTION OF MS FIONA VAN MAANEN AS A DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECTION OF MR PETER SCHWANN AS A DIRECTOR | Management | For | For | ||||||||
| 6 | RATIFICATION OF ISSUE OF SHARES TO INSTITUTIONAL INVESTORS UNDER LISTING RULE 7.1 | Management | For | For | ||||||||
| 7 | EMPLOYEE SHARE OPTION PLAN | Management | For | For | ||||||||
| 8 | GRANT OF INCENTIVE OPTIONS TO MR PETER COOK | Management | For | For | ||||||||
| 9 | GRANT OF PERFORMANCE RIGHTS TO MR PETER COOK | Management | For | For | ||||||||
| NANOSONICS LTD | ||||||||||||
| Security | Q6499K102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2020 | ||||||||||
| ISIN | AU000000NAN9 | Agenda | 713277437 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4 TO 6 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | RE-ELECTION OF A DIRECTOR - MR STEVE SARGENT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF A DIRECTOR - MS MARIE MCDONALD | Management | For | For | ||||||||
| 3 | ELECTION OF A DIRECTOR - DR LISA MCINTYRE | Management | For | For | ||||||||
| 4 | REMUNERATION REPORT | Management | For | For | ||||||||
| 5 | ISSUE OF 19,112 PERFORMANCE RIGHTS TO THE CHIEF EXECUTIVE OFFICER AND PRESIDENT, MR MICHAEL KAVANAGH, UNDER THE 2020 SHORT TERM INCENTIVE (2020 STI) | Management | For | For | ||||||||
| 6 | ISSUE OF 208,884 SHARE APPRECIATION RIGHTS AND 143,298 PERFORMANCE RIGHTS TO THE CHIEF EXECUTIVE OFFICER AND PRESIDENT, MR MICHAEL KAVANAGH, UNDER THE 2020 LONG-TERM INCENTIVE (2020 LTI) | Management | For | For | ||||||||
| CMMT | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | Non-Voting | ||||||||||
| 7 | RE-INSERTION OF PROPORTIONAL TAKEOVER PROVISIONS IN CONSTITUTION | Management | For | For | ||||||||
| PERSEUS MINING LTD | ||||||||||||
| Security | Q74174105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||
| ISIN | AU000000PRU3 | Agenda | 713249135 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5 AND 6 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF MR SEAN HARVEY AS A DIRECTOR | Management | For | For | ||||||||
| 3 | RE-ELECTION OF MR JOHN MCGLOIN AS A DIRECTOR | Management | For | For | ||||||||
| 4 | ELECTION OF MS ELISSA BROWN AS A DIRECTOR | Management | For | For | ||||||||
| 5 | RENEWAL OF PERFORMANCE RIGHTS PLAN | Management | For | For | ||||||||
| 6 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR QUARTERMAINE | Management | For | For | ||||||||
| 7 | AMENDMENT TO CONSTITUTION | Management | For | For | ||||||||
| ACADEMEDIA AB | ||||||||||||
| Security | W1202M266 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||
| ISIN | SE0007897079 | Agenda | 713258297 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| 2 | APPOINTMENT OF CHAIRMAN FOR THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS WHO SHALL APPROVE THE MINUTES | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING WAS DULY CONVENED | Non-Voting | ||||||||||
| 7 | PRESENTATION BY THE CEO | Non-Voting | ||||||||||
| 8 | SUBMISSION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT, AS WELL AS THE- CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS' REPORT FOR THE GROUP | Non-Voting | ||||||||||
| 9 | RESOLUTION REGARDING THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET FOR THE GROUP | Management | No Action | |||||||||
| 10 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S RESULTS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||
| 11 | RESOLUTION REGARDING DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 12 TO 15 ARE PROPOSED BY NOMINATION BOARD AND-BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 12 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||
| 13 | DETERMINATION OF FEES FOR MEMBERS OF THE BOARD OF DIRECTORS AND AUDITORS | Management | No Action | |||||||||
| 14.A | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTOR :JOHAN ANDERSSON (BOARD MEMBER, REELECTION) | Management | No Action | |||||||||
| 14.B | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTOR :ANDERS BULOW BOARD MEMBER, REELECTION | Management | No Action | |||||||||
| 14.C | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTOR :ANKI BYSTEDT BOARD MEMBER, REELECTION | Management | No Action | |||||||||
| 14.D | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTOR :PIA RUDENGREN BOARD MEMBER, REELECTION | Management | No Action | |||||||||
| 14.E | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTOR :SILVIJA SERES BOARD MEMBER, REELECTION | Management | No Action | |||||||||
| 14.F | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTOR :HAKAN SORMAN BOARD MEMBER, REELECTION | Management | No Action | |||||||||
| 14.G | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTOR :ANNMARIE BEGLER BOARD MEMBER, NEW ELECTION | Management | No Action | |||||||||
| 14.H | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTOR CHAIRMAN OF THE BOARD OF DIRECTORS: ANDERS BULOW | Management | No Action | |||||||||
| 14.I | ELECTION OF PRICEWATERHOUSECOOPERS AB AUDITOR | Management | No Action | |||||||||
| 15 | RESOLUTION ON INSTRUCTION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 16 | RESOLUTION ON GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |||||||||
| 17 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 18 | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ISSUES OF ORDINARY SHARES | Management | No Action | |||||||||
| 19 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| CMMT | 27 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-NUMBERING OF RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||
| PZ CUSSONS PLC | ||||||||||||
| Security | G6850S109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||
| ISIN | GB00B19Z1432 | Agenda | 713260797 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MAY 2020 AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR THEREON | Management | For | For | ||||||||
| 2 | TO APPROVE THE REPORT ON DIRECTORS' REMUNERATION (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 MAY 2020 | Management | For | For | ||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY (AS CONTAINED IN THE REPORT ON DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 MAY 2020) | Management | For | For | ||||||||
| 4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MAY 2020 OF 3.13P PER ORDINARY SHARE OF 1P EACH IN THE COMPANY | Management | For | For | ||||||||
| 5 | TO ELECT J C MYERS AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT C L SILVER AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO ELECT K BASHFORTH AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT D KUCZ AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT J R NICOLSON AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO ELECT J C D TOWNSEND AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-APPOINT DELOITTE LLP AS THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 12 | TO AUTHORISE THE AUDIT & RISK COMMITTEE TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 13 | THAT THE DIRECTORS ARE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES | Management | For | For | ||||||||
| 14 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS ARE EMPOWERED PURSUANT TO SECTIONS 570 AND 573 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | ||||||||
| 15 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | ||||||||
| 16 | THAT ANY GENERAL MEETING OF THE COMPANY (OTHER THAN AN ANNUAL GENERAL MEETING) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| 17 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | For | For | ||||||||
| 18 | TO APPROVE PZ CUSSONS LONG-TERM INCENTIVE PLAN 2020 | Management | For | For | ||||||||
| 19 | TO APPROVE PZ CUSSONS SHARE INCENTIVE PLAN 2020 | Management | For | For | ||||||||
| JINS HOLDINGS INC. | ||||||||||||
| Security | J2888H105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||
| ISIN | JP3386110005 | Agenda | 713350558 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Tanaka, Hitoshi | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Nakamura, Yutaka | Management | For | For | ||||||||
| 2.3 | Appoint a Director Kotani, Noboru | Management | For | For | ||||||||
| 2.4 | Appoint a Director Kokuryo, Jiro | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Arimura, Masatoshi | Management | Against | Against | ||||||||
| HOTEL CHOCOLAT GROUP PLC | ||||||||||||
| Security | G4611Y101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||
| ISIN | GB00BYZC3B04 | Agenda | 713234728 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS OF THE COMPANY FOR THE PERIOD ENDED 28 JUNE 2020 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITORS THEREON | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT CONTAINED WITHIN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE PERIOD ENDED 28 JUN 2020 | Management | For | For | ||||||||
| 3 | TO RE-APPOINT AS A DIRECTOR ANDREW MARTIN GERRIE WHO RETIRES FROM OFFICE IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Against | Against | ||||||||
| 4 | TO RE-APPOINT AS A DIRECTOR PETER MARK HARRIS WHO RETIRES FROM OFFICE IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 5 | TO RE-APPOINT AS A DIRECTOR BRIAN GREGORY HODDER WHO RETIRES FROM OFFICE IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 6 | TO RE-APPOINT AS A DIRECTOR MATTHEW ROBERT PRITCHARD WHO RETIRES FROM OFFICE IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 7 | TO RE-APPOINT AS A DIRECTOR ANGUS THIRLWELL WHO RETIRES FROM OFFICE IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 8 | TO RE-APPOINT AS A DIRECTOR SOPHIE ALICE TOMKINS WHO RETIRES FROM OFFICE IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 9 | TO RE-APPOINT BDO LLP AS INDEPENDENT AUDITORS OF THE COMPANY, FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE NEXT GM | Management | For | For | ||||||||
| 10 | TO GRANT AUTHORITY FOR DIRECTORS TO ISSUE NEW SHARES WITHIN BEST PRACTICE LIMITS SET BY THE INVESTMENT ASSOCIATION | Management | For | For | ||||||||
| 11 | TO DISAPPLY THE PRE-EMPTION RIGHTS WHICH WOULD OTHERWISE APPLY TO NEW SHARE ISSUES UP TO 20 PER CENT OF THE CURRENT ISSUED SHARE CAPITAL | Management | For | For | ||||||||
| 12 | TO AUTHORISE THE COMPANY TO PURCHASE UP TO 10 PER CENT OF THE COMPANY'S EXISTING ORDINARY SHARES | Management | For | For | ||||||||
| GVC HOLDINGS PLC | ||||||||||||
| Security | G427A6103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Dec-2020 | ||||||||||
| ISIN | IM00B5VQMV65 | Agenda | 713386414 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | APPROVE CHANGE OF COMPANY NAME TO ENTAIN PLC ADOPT NEW MEMORANDUM AND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| LOOMIS AB | ||||||||||||
| Security | W5S50Y116 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-Dec-2020 | ||||||||||
| ISIN | SE0014504817 | Agenda | 713356904 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 7 | APPROVE DIVIDENDS OF SEK 5.50 PER SHARE | Management | No Action | |||||||||
| 8 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 11 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT | Non-Voting | ||||||||||
| SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 11 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| TRISTEL PLC | ||||||||||||
| Security | G9101V103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Dec-2020 | ||||||||||
| ISIN | GB00B07RVT99 | Agenda | 713404957 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2020 AND THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 3.84 PENCE PER SHARE IN RESPECT OF THE YEAR ENDED 30 JUNE 2020 | Management | For | For | ||||||||
| 3 | TO RE-ELECT BRUNO HOLTHOF AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||
| 4 | TO RE-ELECT PAUL SWINNEY AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||
| 5 | TO RE-ELECT ELIZABETH DIXON AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||
| 6 | TO RE-ELECT BART LEEMANS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||
| 7 | TO RE-ELECT DAVID ORR AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | Against | Against | ||||||||
| 8 | TO RE-ELECT TOM JENKINS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||
| 9 | TO RE-ELECT ISABEL NAPPER AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||
| 10 | TO RE-APPOINT KPMG LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 11 | THAT UNDER SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") THE DIRECTORS OF THE COMPANY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH THAT SECTION TO ALLOT SHARES IN THE COMPANY | Management | For | For | ||||||||
| 12 | THAT THE RULES OF THE TRISTEL PLC EXECUTIVE PERFORMANCE SHARE PLAN 2021 (THE "PLAN"), BE APPROVED AND THE DIRECTORS BE AUTHORISED TO DO ALL THINGS NECESSARY TO OPERATE THE PLAN | Management | For | For | ||||||||
| 13 | THAT SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 11, THE DIRECTORS OF THE COMPANY ARE EMPOWERED IN ACCORDANCE WITH THOSE SECTIONS TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 (1), (2) AND (3) OF THE ACT) | Management | For | For | ||||||||
| 14 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES | Management | For | For | ||||||||
| 15 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 693A OF THE ACT TO MAKE ONE OR MORE OFF MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | ||||||||
| 16 | THAT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY (THE "NEW ARTICLES"), BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
| MEDPEER,INC. | ||||||||||||
| Security | J41575101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Dec-2020 | ||||||||||
| ISIN | JP3921240002 | Agenda | 713409490 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1.1 | Appoint a Director Iwami, Yo | Management | Against | Against | ||||||||
| 1.2 | Appoint a Director Hayashi, Mitsuhiro | Management | For | For | ||||||||
| 1.3 | Appoint a Director Tembo, Yoshihiko | Management | For | For | ||||||||
| 1.4 | Appoint a Director Hirabayashi, Toshio | Management | For | For | ||||||||
| 1.5 | Appoint a Director Kawana, Masatoshi | Management | For | For | ||||||||
| 1.6 | Appoint a Director Shimura, Masayuki | Management | For | For | ||||||||
| T.HASEGAWA CO.,LTD. | ||||||||||||
| Security | J83238105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Dec-2020 | ||||||||||
| ISIN | JP3768500005 | Agenda | 713421244 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Hasegawa, Tokujiro | Management | For | For | ||||||||
| 1.2 | Appoint a Director Umino, Takao | Management | For | For | ||||||||
| 1.3 | Appoint a Director Chino, Yoshiaki | Management | For | For | ||||||||
| 1.4 | Appoint a Director Nakamura, Minoru | Management | For | For | ||||||||
| 1.5 | Appoint a Director Kato, Takumi | Management | For | For | ||||||||
| 1.6 | Appoint a Director Okado, Shingo | Management | For | For | ||||||||
| 1.7 | Appoint a Director Yuhara, Takao | Management | For | For | ||||||||
| PREMIER FOODS PLC | ||||||||||||
| Security | G7S17N124 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Jan-2021 | ||||||||||
| ISIN | GB00B7N0K053 | Agenda | 713451057 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 01 | THAT THE SHARE PREMIUM ACCOUNT OF THE COMPANY BE CANCELLED | Management | For | For | ||||||||
| MODERN TIMES GROUP MTG AB | ||||||||||||
| Security | W56523116 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Jan-2021 | ||||||||||
| ISIN | SE0000412371 | Agenda | 713501030 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER | Non-Voting | ||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 504926 DUE TO RECEIPT OF- RESOLUTION NUMBER 12 AS A SINGLE VOTING ITEM. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||
| 3 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES OF THE MEETING | Non-Voting | ||||||||||
| 4 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE MEETING WAS DULY CONVENED | Non-Voting | ||||||||||
| 7 | RESOLUTION ON APPROVAL OF THE BOARD OF DIRECTORS' RESOLUTION TO ISSUE CLASS B SHARES WITH PREFERENTIAL RIGHTS FOR THE COMPANY'S SHAREHOLDERS | Management | No Action | |||||||||
| 8 | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ISSUE OF CLASS B SHARES | Management | No Action | |||||||||
| 9 | RESOLUTION ON ISSUE OF CLASS B SHARES TO CERTAIN SELLERS OF HUTCH GAMES WITH PAYMENT BY WAY OF SET-OFF | Management | No Action | |||||||||
| 10 | RESOLUTION ON APPROVAL OF ISSUE OF NEW SHARES IN MTG ESPORTS HOLDING AB WITH PAYMENT IN KIND | Management | No Action | |||||||||
| 11 | RESOLUTION ON IMPLEMENTATION OF LONG TERM INCENTIVE PROGRAM | Management | No Action | |||||||||
| 12 | RESOLUTION ON ALTERNATIVE HEDGING AND SHARE DELIVERY ARRANGEMENT UNDER THE LONG TERM INCENTIVE PROGRAM THROUGH: A) AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON A DIRECTED ISSUE OF CLASS C SHARES B) AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF OWN CLASS C SHARES C) TRANSFER OF OWN CLASS B SHARES TO PARTICIPANTS IN THE LONG TERM INCENTIVE PROGRAM | Management | No Action | |||||||||
| 13 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| NORDIC ENTERTAINMENT GROUP AB | ||||||||||||
| Security | W5806J108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Jan-2021 | ||||||||||
| ISIN | SE0012116390 | Agenda | 713453796 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 7 | APPROVE ISSUANCE OF CLASS B SHARES UP TO 20 PERCENT OF TOTAL NUMBER OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 8 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 17 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| CMMT | 17 DEC 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 17 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| KOBE BUSSAN CO.,LTD. | ||||||||||||
| Security | J3478K102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jan-2021 | ||||||||||
| ISIN | JP3291200008 | Agenda | 713502943 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Amend Articles to: Change Company Location | Management | For | For | ||||||||
| 3.1 | Appoint a Director Numata, Hirokazu | Management | For | For | ||||||||
| 3.2 | Appoint a Director Asami, Kazuo | Management | For | For | ||||||||
| 3.3 | Appoint a Director Nishida, Satoshi | Management | For | For | ||||||||
| 3.4 | Appoint a Director Kobayashi, Takumi | Management | For | For | ||||||||
| 4 | Approve Reduction of Capital Surplus and Increase of Stated Capital | Management | For | For | ||||||||
| 5 | Approve Issuance of Share Acquisition Rights as Stock Options for Directors (Excluding Outside Directors), Employees of the Company and Directors and Employees of the Company's Subsidiaries | Management | For | For | ||||||||
| TREATT PLC | ||||||||||||
| Security | G9026D113 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jan-2021 | ||||||||||
| ISIN | GB00BKS7YK08 | Agenda | 713445004 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE AUDITED ACCOUNTS AND RELATED REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | TO APPROVE A FINAL DIVIDEND OF 4.16P PER SHARE ON THE ORDINARY SHARES OF THE COMPANY FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | For | For | ||||||||
| 4 | TO RE-ELECT TIM JONES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 5 | TO RE-ELECT DAEMMON REEVE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 6 | TO RE-ELECT RICHARD HOPE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 7 | TO RE-ELECT DAVID JOHNSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 8 | TO RE-ELECT JEFF ILIFFE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 9 | TO RE-ELECT RICHARD ILLEK AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||
| 10 | TO RE-ELECT YETUNDE HOFMANN AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||
| 11 | TO RE-ELECT LYNNE WEEDALL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 12 | TO RE-ELECT VIJAY THAKRAR AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 13 | TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY, TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||
| 15 | THAT THE REMUNERATION POLICY BE AND IS HERBY APPROVED | Management | For | For | ||||||||
| 16 | AUTHORITY TO ALLOT SECURITIES | Management | For | For | ||||||||
| 17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| 18 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 19 | AUTHROITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||
| 20 | THAT A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) OF THE COMPANY MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| 21 | THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
| STOCK SPIRITS GROUP PLC | ||||||||||||
| Security | G8505K101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Feb-2021 | ||||||||||
| ISIN | GB00BF5SDZ96 | Agenda | 713459673 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | TO APPROVE A FINAL DIVIDEND OF EUR 0.0678 PER SHARE | Management | For | For | ||||||||
| 4 | TO APPROVE A SPECIAL DIVIDEND OF EUR 0.11 PER SHARE | Management | For | For | ||||||||
| 5 | TO RE-ELECT DAVID MALONEY AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT JOHN NICOLSON AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT MIROSLAW STACHOWICZ AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT PAUL BAL AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT DIEGO BEVILACQUA AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT MICHAEL BUTTERWORTH AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT TOMASZ BLAWAT AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT KATE ALLUM AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF KPMG LLP | Management | For | For | ||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||
| 16 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||
| 18 | TO APPROVE THE PURCHASE OF THE COMPANY'S OWN SHARES | Management | For | For | ||||||||
| 19 | TO ALLOW GENERAL MEETINGS (OTHER THAN AGMS) TO BE HELD ON NOT LESS THAN 14 DAYS' NOTICE | Management | For | For | ||||||||
| CMMT | 22 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN DIRECTOR-NAME FOR RESOLUTION 7 . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| BREWIN DOLPHIN HOLDINGS PLC | ||||||||||||
| Security | G1338M113 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-Feb-2021 | ||||||||||
| ISIN | GB0001765816 | Agenda | 713457908 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | For | For | ||||||||
| 2 | TO APPOINT ERNST AND YOUNG LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||||
| 3 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||
| 4 | TO APPROVE THE DIRECTORS ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||
| 5 | TO ELECT TOBY STRAUSS AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO ELECT ROBIN BEER AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT SIOBHAN BOYLAN AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO ELECT CHARLES FERRY AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT IAN DEWAR AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO ELECT PHILLIP MONKS AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT CAROLINE TAYLOR AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT MICHAEL KELLARD AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND | Management | For | For | ||||||||
| 14 | TO AUTHORISE BOTH THE COMPANY AND BREWIN DOLPHIN LIMITED TO EACH MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||
| 16 | TO DISAPPLY PRE-EMPTION RIGHTS UP TO 5 PERCENT | Management | For | For | ||||||||
| 17 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PERCENT IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||
| 18 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
| 19 | TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING ON 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||
| 20 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| GLANBIA PLC | ||||||||||||
| Security | G39021103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Feb-2021 | ||||||||||
| ISIN | IE0000669501 | Agenda | 713531122 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | No Action | |||||||||
| 2 | TO AMEND AND ADOPT THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||
| 3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION | Management | No Action | |||||||||
| OXFORD METRICS PLC | ||||||||||||
| Security | G6748U100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Feb-2021 | ||||||||||
| ISIN | GB0030312788 | Agenda | 713449595 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | For | For | ||||||||
| 2 | TO RE-APPOINT BDO LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||
| 4 | TO RE-ELECT NICK BOLTON AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT DAVID DEACON AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT ADRIAN CAREY AS A DIRECTOR | Management | Against | Against | ||||||||
| 7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") | Management | For | For | ||||||||
| 8 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 570 OF THE ACT AS IF SECTION 561 OF THE ACT DID NOT APPLY | Management | For | For | ||||||||
| 9 | TO AUTHORISE THE COMPANY TO MAKE ONE OR MORE MARKET PURCHASES OF ORDINARY SHARES IN THE COMPANY | Management | For | For | ||||||||
| ZOJIRUSHI CORPORATION | ||||||||||||
| Security | J98925100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Feb-2021 | ||||||||||
| ISIN | JP3437400009 | Agenda | 713573005 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Ichikawa, Norio | Management | For | For | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Matsumoto, Tatsunori | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Miyakoshi, Yoshihiko | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Sanada, Osamu | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Soda, Eiji | Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Uwa, Masao | Management | For | For | ||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Jikyo, Hiroaki | Management | For | For | ||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Takagishi, Naoki | Management | For | For | ||||||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Izumi, Hiromi | Management | For | For | ||||||||
| 2.10 | Appoint a Director who is not Audit and Supervisory Committee Member Torii, Shingo | Management | For | For | ||||||||
| TOSEI CORPORATION | ||||||||||||
| Security | J8963D109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Feb-2021 | ||||||||||
| ISIN | JP3595070008 | Agenda | 713578409 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Corporate Auditor Kuroda, Toshinori | Management | Against | Against | ||||||||
| 2.2 | Appoint a Corporate Auditor Nagano, Tatsuki | Management | For | For | ||||||||
| 2.3 | Appoint a Corporate Auditor Doi, Osamu | Management | For | For | ||||||||
| 3 | Approve Renewal of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | Management | Against | Against | ||||||||
| NAGACORP LTD | ||||||||||||
| Security | G6382M109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Feb-2021 | ||||||||||
| ISIN | KYG6382M1096 | Agenda | 713588703 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0204/2021020400825.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0204/2021020400809.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
| 1 | TO APPROVE THE GRANT OF AN AWARD PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF 6,000,000 NEW SHARES TO MR. TIMOTHY PATRICK MCNALLY AND TO GIVE AUTHORITY TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO GIVE EFFECT TO SUCH GRANT OF SHARES | Management | Against | Against | ||||||||
| 2 | TO APPROVE THE GRANT OF AN AWARD PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF 1,166,667 NEW SHARES TO TAN SRI DR CHEN LIP KEONG AND TO GIVE AUTHORITY TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO GIVE EFFECT TO SUCH GRANT OF SHARES | Management | Against | Against | ||||||||
| 3 | TO APPROVE THE GRANT OF AN AWARD PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF 3,000,000 NEW SHARES TO MR. PHILIP LEE WAI TUCK AND TO GIVE AUTHORITY TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO GIVE EFFECT TO SUCH GRANT OF SHARES | Management | Against | Against | ||||||||
| 4 | TO APPROVE THE GRANT OF AN AWARD PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF 30,000 NEW SHARES TO MR. LIM MUN KEE AND TO GIVE AUTHORITY TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO GIVE EFFECT TO SUCH GRANT OF SHARES | Management | Against | Against | ||||||||
| 5 | TO APPROVE THE GRANT OF AN AWARD PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF 20,000 NEW SHARES TO MR. MICHAEL LAI KAI JIN AND TO GIVE AUTHORITY TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO GIVE EFFECT TO SUCH GRANT OF SHARES | Management | Against | Against | ||||||||
| 6 | TO APPROVE THE GRANT OF AN AWARD PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF 10,000 NEW SHARES TO MR. LEONG CHOONG WAH AND TO GIVE AUTHORITY TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO GIVE EFFECT TO SUCH GRANT OF SHARES | Management | Against | Against | ||||||||
| CHEMRING GROUP PLC | ||||||||||||
| Security | G20860139 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Mar-2021 | ||||||||||
| ISIN | GB00B45C9X44 | Agenda | 713571962 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE YEAR ENDED 31 OCTOBER 2020, TOGETHER WITH THE DIRECTORS' REPORT, THE STRATEGIC REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS | Management | For | For | ||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) CONTAINED WITHIN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 OCTOBER 2020 | Management | For | For | ||||||||
| 3 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND OF 2.6P PER ORDINARY SHARE FOR THE YEAR ENDED 31 OCTOBER 2020 | Management | For | For | ||||||||
| 4 | TO RE-ELECT MR CARL-PETER FORSTER AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT MRS LAURIE BOWEN AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT MR ANDREW DAVIES AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT MRS SARAH ELLARD AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT MR STEPHEN KING AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT MR ANDREW LEWIS AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT MR MICHAEL ORD AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO ELECT MRS FIONA MACAULAY AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR, TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING ON 4 MARCH 2021 UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO AGREE KPMG LLP'S REMUNERATION AS THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES UNDER SECTION 551 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS | Management | For | For | ||||||||
| 16 | TO AUTHORISE THE DIRECTORS TO ALLOT ADDITIONAL SHARES FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS FOR THE PURPOSES OF FINANCING A TRANSACTION | Management | For | For | ||||||||
| 17 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES UNDER SECTION 701 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||
| 18 | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS ON FOURTEEN CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| BLUE PRISM GROUP PLC | ||||||||||||
| Security | G1193C101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Mar-2021 | ||||||||||
| ISIN | GB00BYQ0HV16 | Agenda | 713616095 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS OF THE COMPANY, AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY, FOR THE FINANCIAL YEAR ENDED 31 OCTOBER 2020 | Management | For | For | ||||||||
| 2 | TO APPOINT GRANT THORNTON UK LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID | Management | For | For | ||||||||
| 3 | TO AUTHORISE THE COMPANY'S DIRECTORS TO SETTLE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
| 4 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 OCTOBER 2020 | Management | For | For | ||||||||
| 5 | TO RE-APPOINT JASON KINGDON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 6 | TO RE-APPOINT IJOMA MALUZA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 7 | TO RE-APPOINT CHRISTOPHER BATTERHAM AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 8 | TO RE-APPOINT KENNETH LEVER AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||
| 9 | TO APPOINT RACHEL MOONEY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 10 | TO APPOINT MAURIZIO CARLI AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 11 | TO APPOINT MURRAY RODE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 12 | THAT: 12.1. THE DIRECTORS OF THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED UNDER SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY ("RIGHTS"): 12.1.1. UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 316,753; AND 12.1.2. UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 316,753 IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) BY WAY OF A RIGHTS ISSUE OR OTHER | Management | For | For | ||||||||
| PRE-EMPTIVE OFFER OR ISSUE TO: A) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE) TO THEIR EXISTING HOLDINGS; AND B) HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE COMPANY'S DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE COMPANY'S DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER; AND 12.2. SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED BY THE COMPANY) ON THE EARLIER OF 20 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND IN EACH CASE THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER THE AUTHORITY HAS EXPIRED AND THE COMPANY'S DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THAT THIS AUTHORITY HAS EXPIRED; AND 12.3. ALL PREVIOUS AUTHORITIES TO ALLOT SHARES OR GRANT RIGHTS, TO THE EXTENT UNUSED, SHALL BE REVOKED | ||||||||||||
| 13 | THAT: 13.1. SUBJECT TO THE PASSING OF RESOLUTION 12, THE DIRECTORS OF THE COMPANY SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE COMPANIES ACT 2006) FOR CASH UNDER THE GENERAL AUTHORITY CONFERRED ON THEM BY RESOLUTION 12 ABOVE AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO THE ALLOTMENT PROVIDED THAT THIS POWER SHALL BE LIMITED TO: 13.1.1. THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OR ISSUE OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH 12.1.2 OF RESOLUTION 12, BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: A) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE) TO THEIR EXISTING HOLDINGS; AND B) HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE COMPANY'S DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO | Management | For | For | ||||||||
| SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE COMPANY'S DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER; AND 13.1.2. THE ALLOTMENT OF EQUITY SECURITIES (OTHERWISE THAN UNDER PARAGRAPH 13.1.1 OF THIS RESOLUTION 13) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 47,513; AND 13.2. THIS POWER SHALL EXPIRE WHEN THE AUTHORITY GIVEN BY RESOLUTION 12 IS REVOKED OR EXPIRES BUT THE COMPANY MAY BEFORE EXPIRY OF THIS POWER MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE COMPANY'S DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE POWER HAS EXPIRED | ||||||||||||
| 14 | THAT: 14.1. THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 13, THE COMPANY'S DIRECTORS BE EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THAT ACT) FOR CASH PURSUANT TO THE GENERAL AUTHORITY CONFERRED ON THEM BY RESOLUTION 12 AND/OR TO SELL EQUITY SECURITIES HELD AS TREASURY SHARES FOR CASH PURSUANT TO SECTION 727 OF THE COMPANIES ACT 2006, IN EACH CASE AS IF SECTION 561 OF THAT ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE: (I) LIMITED TO ANY SUCH ALLOTMENT AND/OR SALE OF EQUITY SECURITIES HAVING, IN THE CASE OF ORDINARY SHARES, AN AGGREGATE NOMINAL VALUE OR, IN THE CASE OF OTHER EQUITY SECURITIES, GIVING THE RIGHT TO SUBSCRIBE FOR OR CONVERT INTO ORDINARY SHARES HAVING AN AGGREGATE NOMINAL VALUE, NOT EXCEEDING THE SUM OF GBP 47,513 AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE COMPANY'S DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE. THIS AUTHORITY SHALL EXPIRE, UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED BY THE COMPANY IN GENERAL MEETING, AT SUCH | Management | For | For | ||||||||
| TIME AS THE GENERAL AUTHORITY CONFERRED ON THE COMPANY'S DIRECTORS BY RESOLUTION 12 EXPIRES, EXCEPT THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR EQUITY SECURITIES HELD AS TREASURY SHARES TO BE SOLD AFTER SUCH EXPIRY AND THE COMPANY'S DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL EQUITY SECURITIES HELD AS TREASURY SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | ||||||||||||
| 15 | THAT THE COMPANY BE, AND IT IS HEREBY, GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTIONS 693 AND 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF GBP 0.01 EACH IN THE CAPITAL OF THE COMPANY ("ORDINARY SHARES") UPON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY SHALL DETERMINE, PROVIDED THAT: 15.1.1. THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 9,502,605; 15.1.2. THE MINIMUM PRICE WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS GBP 0.01 PER SHARE (EXCLUSIVE OF EXPENSES); 15.1.3. THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE CANNOT BE MORE THAN AN AMOUNT EQUAL TO THE HIGHER OF 105 PERCENT OF THE AVERAGE OF THE CLOSING MIDDLE MARKET PRICE FOR AN ORDINARY SHARE AS DERIVED FROM THE AIM APPENDIX TO THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRIOR TO THE DAY THE PURCHASE IS MADE; 15.1.4. UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED, THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE ON THE EARLIER OF 20 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; AND 15.1.5. THE COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT OR CONTRACTS | Management | For | For | ||||||||
| SIGNATURE AVIATION PLC | ||||||||||||
| Security | G8127H114 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||
| ISIN | GB00BKDM7X41 | Agenda | 713620828 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||
| 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PROPOSED TO BE MADE PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 BETWEEN SIGNATURE AVIATION PLC (THE "COMPANY") AND THE HOLDERS OF SCHEME SHARES (THE "SCHEME") | Management | For | For | ||||||||
| SIGNATURE AVIATION PLC | ||||||||||||
| Security | G8127H114 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||
| ISIN | GB00BKDM7X41 | Agenda | 713620830 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 22 FEBRUARY 2021 (THE "SCHEME") BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME), A COPY OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIR OF THIS MEETING, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION, OR CONDITION AGREED BY THE COMPANY AND BIDCO AND APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE OF ENGLAND AND WALES, THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND ARE HEREBY AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 132. 132. SCHEME OF ARRANGEMENT 132.1 IN THIS ARTICLE 132, REFERENCES TO THE "SCHEME" ARE TO THE SCHEME OF ARRANGEMENT UNDER PART 26 OF THE COMPANIES ACT 2006 BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME) DATED 22 FEBRUARY 2021 (WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND BROWN BIDCO LIMITED ("BIDCO")) AND (SAVE AS DEFINED IN THIS ARTICLE) TERMS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. 132.2 NOTWITHSTANDING ANY OTHER PROVISIONS IN THESE ARTICLES, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY SIGNATURE SHARES (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO, ANY PARENT UNDERTAKING OF BIDCO OR ANY SUBSIDIARY OF SUCH PARENT UNDERTAKING, OR ANY NOMINEE OF BIDCO (EACH A "BIDCO COMPANY")) ON OR AFTER THE DATE OF THE ADOPTION OF THIS ARTICLE 132 AND PRIOR TO THE SCHEME RECORD TIME, SUCH SIGNATURE SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES | Management | For | For | ||||||||
| THEREOF) AND THE ORIGINAL OR SUBSEQUENT HOLDER OR HOLDERS OF SUCH SIGNATURE SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. 132.3 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, SUBJECT TO THE SCHEME BECOMING EFFECTIVE, ANY SHARES ISSUED, TRANSFERRED OUT OF TREASURY OR TRANSFERRED PURSUANT TO ARTICLE 132.4 BELOW, TO ANY PERSON (OTHER THAN A BIDCO COMPANY) AFTER THE SCHEME RECORD TIME (A "NEW MEMBER") (EACH A "POST- SCHEME SHARE") SHALL BE ISSUED OR TRANSFERRED ON TERMS THAT THEY SHALL (ON THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME) OR, IF LATER, ON ISSUE OR TRANSFER (BUT SUBJECT TO THE TERMS OF ARTICLES 132.4 AND 132.5 BELOW)), BE IMMEDIATELY TRANSFERRED TO BIDCO (OR SUCH PERSON AS IT MAY DIRECT) (THE "PURCHASER"), WHO SHALL BE OBLIGED TO ACQUIRE EACH POST-SCHEME SHARE IN CONSIDERATION OF AND CONDITIONAL UPON THE PAYMENT BY OR ON BEHALF OF BIDCO TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CONSIDERATION TO WHICH A NEW MEMBER WOULD HAVE BEEN ENTITLED UNDER THE SCHEME HAD SUCH POST-SCHEME SHARE BEEN A SCHEME SHARE. 132.4 ANY PERSON WHO IS BENEFICIALLY ENTITLED TO SHARES ISSUED OR TRANSFERRED TO A NEW MEMBER (OTHER THAN, FOR THE AVOIDANCE OF DOUBT, A PERSON WHO BECOMES BENEFICIALLY ENTITLED TO SHARES BY VIRTUE OF A TRANSFER PURSUANT TO THIS ARTICLE 132.4) MAY, PRIOR TO THE ISSUE OR TRANSFER OF POST-SCHEME SHARES TO THE NEW MEMBER PURSUANT TO THE EXERCISE OF AN OPTION OR SATISFACTION OF AN AWARD UNDER ONE OF THE SIGNATURE SHARE PLANS (AS DEFINED IN THE SCHEME), GIVE NOT LESS THAN TWO BUSINESS DAYS' WRITTEN NOTICE TO THE COMPANY IN SUCH MANNER AS THE BOARD SHALL PRESCRIBE OF HIS OR HER INTENTION TO TRANSFER THE BENEFICIAL OWNERSHIP OF SOME OR ALL OF SUCH POST- SCHEME SHARES TO HIS OR HER SPOUSE OR CIVIL PARTNER AND MAY, IF SUCH NOTICE HAS BEEN VALIDLY GIVEN, ON OR BEFORE SUCH POST- SCHEME SHARES BEING ISSUED OR TRANSFERRED TO THE NEW MEMBER, IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BENEFICIAL OWNERSHIP OF ANY SUCH POST-SCHEME SHARES, PROVIDED THAT SUCH POST-SCHEME SHARES (INCLUDING BOTH LEGAL AND BENEFICIAL OWNERSHIP THEREOF) WILL THEN BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE HAS BEEN VALIDLY GIVEN PURSUANT TO THIS ARTICLE 132.4 | ||||||||||||
| BUT THE BENEFICIAL OWNER DOES NOT IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES IN RESPECT OF WHICH NOTICE WAS GIVEN, SUCH LEGAL AND BENEFICIAL OWNERSHIP WILL BE TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE IS NOT GIVEN PURSUANT TO THIS ARTICLE 132.4, BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES WILL BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. 132.5 ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/OR CONSOLIDATION) CARRIED OUT AFTER THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME), THE VALUE OF THE CONSIDERATION PER POST-SCHEME SHARE TO BE PAID UNDER ARTICLE 132.3 SHALL BE ADJUSTED BY THE COMPANY IN SUCH MANNER AS THE AUDITORS OF THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE 132 TO SUCH SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. 132.6 TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES REQUIRED PURSUANT TO ARTICLE 132.3, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST-SCHEME SHARES TO THE PURCHASER AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS OR DEEDS AS MAY IN THE OPINION OF SUCH ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST-SCHEME SHARES IN THE PURCHASER AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS THE PURCHASER MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF THE PURCHASER) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST- SCHEME SHARES UNLESS SO AGREED IN WRITING BY THE PURCHASER. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR INSTRUCTIONS OF TRANSFER ON BEHALF OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER) IN FAVOUR OF THE PURCHASER AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER THE PURCHASER AS HOLDER | ||||||||||||
| THEREOF AND ISSUE TO IT CERTIFICATE(S) FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. THE PURCHASER SHALL SETTLE THE CONSIDERATION DUE TO THE NEW MEMBER PURSUANT TO ARTICLE 132.3 ABOVE BY SENDING A CHEQUE DRAWN ON A UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER), OR BY ANY ALTERNATIVE METHOD COMMUNICATED BY THE PURCHASER TO THE NEW MEMBER, FOR THE PURCHASE PRICE OF SUCH POST-SCHEME SHARES NO LATER THAN 14 DAYS AFTER THE DATE ON WHICH THE POST- SCHEME SHARES ARE ISSUED TO THE NEW MEMBER. 132.7 IF THE SCHEME SHALL NOT HAVE BECOME EFFECTIVE BY THE APPLICABLE DATE REFERRED TO IN (OR OTHERWISE SET IN ACCORDANCE WITH) SECTION 6(B) OF THE SCHEME, THIS ARTICLE 132 SHALL CEASE TO BE OF ANY EFFECT. 132.8 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, BOTH THE COMPANY AND THE BOARD SHALL REFUSE TO REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE OTHER THAN TO THE PURCHASER PURSUANT TO THE SCHEME | ||||||||||||
| GMO INTERNET INC. | ||||||||||||
| Security | J1822R104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Mar-2021 | ||||||||||
| ISIN | JP3152750000 | Agenda | 713654336 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kumagai, Masatoshi | Management | Against | Against | ||||||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Masashi | Management | For | For | ||||||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Nishiyama, Hiroyuki | Management | For | For | ||||||||
| 1.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ainoura, Issei | Management | For | For | ||||||||
| 1.5 | Appoint a Director who is not Audit and Supervisory Committee Member Ito, Tadashi | Management | For | For | ||||||||
| 1.6 | Appoint a Director who is not Audit and Supervisory Committee Member Yamashita, Hirofumi | Management | For | For | ||||||||
| 1.7 | Appoint a Director who is not Audit and Supervisory Committee Member Arisawa, Katsumi | Management | For | For | ||||||||
| 1.8 | Appoint a Director who is not Audit and Supervisory Committee Member Horiuchi, Toshiaki | Management | For | For | ||||||||
| 1.9 | Appoint a Director who is not Audit and Supervisory Committee Member Arai, Teruhiro | Management | For | For | ||||||||
| 1.10 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Yasuo | Management | For | For | ||||||||
| 1.11 | Appoint a Director who is not Audit and Supervisory Committee Member Kodama, Kimihiro | Management | For | For | ||||||||
| 1.12 | Appoint a Director who is not Audit and Supervisory Committee Member Chujo, Ichiro | Management | Against | Against | ||||||||
| 1.13 | Appoint a Director who is not Audit and Supervisory Committee Member Hashiguchi, Makoto | Management | Against | Against | ||||||||
| 1.14 | Appoint a Director who is not Audit and Supervisory Committee Member Fukui, Atsuko | Management | For | For | ||||||||
| 1.15 | Appoint a Director who is not Audit and Supervisory Committee Member Kaneko, Takehito | Management | Against | Against | ||||||||
| 1.16 | Appoint a Director who is not Audit and Supervisory Committee Member Inagaki, Noriko | Management | For | For | ||||||||
| 1.17 | Appoint a Director who is not Audit and Supervisory Committee Member Kawasaki, Yuki | Management | For | For | ||||||||
| F-SECURE CORP | ||||||||||||
| Security | X3034C101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2021 | ||||||||||
| ISIN | FI0009801310 | Agenda | 713602072 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||
| 3 | ELECTION OF PERSON TO SCRUTINISE THE MINUTES AND TO SUPERVISE THE COUNTING OF- VOTES | Non-Voting | ||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE CONSOLIDATED ANNUAL ACCOUNTS, THE-REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR'S REPORT FOR THE YEAR 2020 | Non-Voting | ||||||||||
| 7 | ADOPTION OF THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ANNUAL ACCOUNTS | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND | Management | No Action | |||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | No Action | |||||||||
| 10 | HANDLING OF THE SPECIFIED REMUNERATION POLICY FOR GOVERNING BODIES | Management | No Action | |||||||||
| 11 | HANDLING OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | No Action | |||||||||
| 12 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 13 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 14 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: REELECT RISTO SIILASMAA, KEITH BANNISTER, PERTTI ERVI, PAIVI REKONEN AND TUOMAS SYRJANEN AS DIRECTORS ELECT ASA RIISBERG AND ROBIN WIKSTROM AS NEW DIRECTORS | Management | No Action | |||||||||
| 15 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||
| 16 | ELECTION OF THE AUDITOR: PRICEWATERHOUSECOOPERS AS AUDITORS | Management | No Action | |||||||||
| 17 | AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||
| 18 | AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF OPTIONS AND OTHER SPECIAL RIGHTS ENTITLING TO SHARES | Management | No Action | |||||||||
| 19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| CMMT | 11 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TEXT OF- RESOLUTIONS 14 AND 16 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| CMMT | 11 FEB 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| INFOMART CORPORATION | ||||||||||||
| Security | J24436107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||
| ISIN | JP3153480003 | Agenda | 713648636 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Nagao, Osamu | Management | For | For | ||||||||
| 2.2 | Appoint a Director Fujita, Naotake | Management | For | For | ||||||||
| 2.3 | Appoint a Director Nagahama, Osamu | Management | For | For | ||||||||
| 2.4 | Appoint a Director Nakajima, Ken | Management | For | For | ||||||||
| 2.5 | Appoint a Director Kato, Kazutaka | Management | For | For | ||||||||
| 2.6 | Appoint a Director Okahashi, Terukazu | Management | For | For | ||||||||
| 2.7 | Appoint a Director Kanekawa, Maki | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Takino, Yoshio | Management | For | For | ||||||||
| 4 | Approve Details of the Restricted-Share Compensation to be received by Directors | Management | For | For | ||||||||
| MILBON CO.,LTD. | ||||||||||||
| Security | J42766105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||
| ISIN | JP3910650005 | Agenda | 713674908 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Appoint a Director Murata, Tsuneko | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Oshio, Mitsuru | Management | For | For | ||||||||
| TOD'S SPA | ||||||||||||
| Security | T93629102 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||
| ISIN | IT0003007728 | Agenda | 713679528 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 28 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||
| O.1.1 | BALANCE SHEET AS OF 31 DECEMBER 2020; BOARD OF DIRECTORS' REPORT ON MANAGEMENT ACTIVITY, INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.1.2 | NET INCOME ALLOCATION | Management | No Action | |||||||||
| O.2 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES AS PER ART. 2357 AND FOLLOWING OF THE ITALIAN CIVIL CODE, AND AS PER ART. 132 OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO. 58; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.3.1 | REWARDING POLICIES AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N. 58; REWARDING POLICIES REPORT AND REPORT ON THE EMOLUMENT PAID AS PER ARTICLE 123- TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N. 58; RESOLUTIONS RELATED THERETO: TO APPROVE REWARDING POLICIES ILLUSTRATED IN THE FIRST SECTION OF REWARDING POLICIES REPORT AND REPORT ON THE EMOLUMENT PAID | Management | No Action | |||||||||
| O.3.2 | REWARDING POLICIES AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N. 58; REWARDING POLICIES REPORT AND REPORT ON THE EMOLUMENT PAID AS PER ARTICLE 123- TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N. 58; RESOLUTIONS RELATED THERETO: CONSULTATIVE VOTE ON THE SECOND SESSION OF REWARDING POLICIES REPORT AND REPORT ON THE EMOLUMENT PAID | Management | No Action | |||||||||
| O.4.1 | TO APPOINT THE BOARD OF DIRECTORS FOR THE THREE-YEARS-PERIOD 2021-2023; RESOLUTIONS RELATED THERETO: TO STATE DIRECTORS' NUMBER | Management | No Action | |||||||||
| O.4.2 | TO APPOINT THE BOARD OF DIRECTORS FOR THE THREE-YEARS-PERIOD 2021-2023; RESOLUTIONS RELATED THERETO: TO STATE TERM OF OFFICE OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| O.4.3 | TO APPOINT THE BOARD OF DIRECTORS FOR THE THREE-YEARS-PERIOD 2021-2023; RESOLUTIONS RELATED THERETO: TO APPOINT DIRECTORS | Management | No Action | |||||||||
| O.4.4 | TO APPOINT THE BOARD OF DIRECTORS FOR THE THREE-YEARS-PERIOD 2021-2023; RESOLUTIONS RELATED THERETO: TO STATE DIRECTORS' AND EXECUTIVE COMMITTEE'S EMOLUMENT | Management | No Action | |||||||||
| O.4.5 | TO APPOINT THE BOARD OF DIRECTORS FOR THE THREE-YEARS-PERIOD 2021-2023; RESOLUTIONS RELATED THERETO: AUTHORIZATION PURSUANT TO ART. 2390 OF THE ITALIAN CIVIL CODE | Management | No Action | |||||||||
| E.1 | TO AMEND OF ART. 7 (COMPANY'S SHARES), 11 (SHAREHOLDERS' MEETINGS) AND 22 (BOARD OF DIRECTORS' RESOLUTIONS) OF THE BY-LAWS; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| VISCOFAN SA | ||||||||||||
| Security | E97579192 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||
| ISIN | ES0184262212 | Agenda | 713694342 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | Management | No Action | |||||||||
| 2 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS | Management | No Action | |||||||||
| 3 | APPROVAL OF THE SOCIAL MANAGEMENT | Management | No Action | |||||||||
| 4 | ALLOCATION OF RESULTS | Management | No Action | |||||||||
| 5 | REELECTION OF PRICEWATERHOUSECOOPERS AS AUDITORS | Management | No Action | |||||||||
| 6.1 | SEGREGATION AND CONTRIBUTION OF THE ACTIVITY OF SPAIN TO THE SUBSIDIARY VISCOFAN ESPAA S.L.U. APPROVAL OF BALANCE | Management | No Action | |||||||||
| 6.2 | APPROVAL OF THE COMMON SEGREGATION PROJECT | Management | No Action | |||||||||
| 6.3 | APPROVAL OF THE SEGREGATION AND CONTRIBUTION OF THE SEGREGATED PATRIMONY | Management | No Action | |||||||||
| 6.4 | TAX NEUTRALITY REGIME | Management | No Action | |||||||||
| 6.5 | DELEGATION OF POWERS | Management | No Action | |||||||||
| 7 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS | Management | No Action | |||||||||
| 8 | ADVISORY VOTE ON THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 9 | DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | Management | No Action | |||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 23 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER-DIRECTLY, BY PROXY, OR BY LONG- DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE-AN ATTENDANCE PREMIUM OF 0.01 EURO PER SHARE. THANK YOU. | Non-Voting | ||||||||||
| CMMT | 29 MAR 2021: SHAREHOLDERS HOLDING LESS THAN 100 SHARES (MINIMUM AMOUNT TO-ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO-LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING-REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER-ENTITLED TO ATTEND THE MEETING | Non-Voting | ||||||||||
| CMMT | 29 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| SIEGFRIED HOLDING AG | ||||||||||||
| Security | H75942153 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||
| ISIN | CH0014284498 | Agenda | 713814552 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE ANNUAL REPORT, CONSOLIDATED FINANCIAL STATEMENT, AND ANNUAL FINANCIAL STATEMENT FOR 2020 | Management | No Action | |||||||||
| 2.1 | APPROPRIATION OF THE RETAINED EARNINGS | Management | No Action | |||||||||
| 2.2 | NOMINAL VALUE REPAYMENT OF CHF 3.00 PER SHARE / CAPITAL REDUCTION | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 4 | CREATION OF AUTHORIZED SHARE CAPITAL | Management | No Action | |||||||||
| 5.1 | APPROVAL OF REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.2.1 | APPROVAL OF FIXED REMUNERATION OF THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 5.2.2 | APPROVAL OF SHORT-TERM PERFORMANCE- BASED REMUNERATION OF THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 5.2.3 | APPROVAL OF LONG-TERM PERFORMANCE-BASED REMUNERATION OF THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021 (PERFORMANCE PERIOD: 2021-2023) | Management | No Action | |||||||||
| 6.1.1 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: RE-ELECTION OF ULLA SCHMIDT TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.1.2 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: RE-ELECTION OF ISABELLE WELTON TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.1.3 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: RE-ELECTION OF COLIN BOND TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.1.4 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: RE-ELECITON OF PROF. DR. WOLFRAM CARIUS TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.1.5 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: RE-ELECTION OF DR. ANDREAS CASUTT TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.1.6 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: RE-ELECTION OF RETO GARZETTI TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.1.7 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: RE-ELECTION OF DR. MARTIN SCHMID TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.2 | RE-ELECTION OF DR. ANDREAS CASUTT AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.3.1 | ELECTION OF THE MEMBER OF THE REMUNERATION COMMITTEE: RE-ELECTION OF ISABELLE WELTON TO THE REMUNERATION COMMITTEE | Management | No Action | |||||||||
| 6.3.2 | ELECTION OF THE MEMBER OF THE REMUNERATION COMMITTEE: RE-ELECTION OF RETO GARZETTI TO THE REMUNERATION COMMITTEE | Management | No Action | |||||||||
| 6.3.3 | ELECTION OF THE MEMBER OF THE REMUNERATION COMMITTEE: RE-ELECTION OF DR. MARTIN SCHMID TO THE REMUNERATION COMMITTEE | Management | No Action | |||||||||
| 7 | ELECTION OF ROLF FREIERMUTH, ATTORNEY AT LAW, AND STEFAN PFISTER, ATTORNEY AT LASW (SUBSTITUE), AS INDEPENDENT VOTING PROXY | Management | No Action | |||||||||
| 8 | ELECTION OF PRICEWATERHOUSECOOPERS AG, BASEL, AS EXTERNAL AUDITORS | Management | No Action | |||||||||
| INTERPARFUMS | ||||||||||||
| Security | F5262B119 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 23-Apr-2021 | ||||||||||
| ISIN | FR0004024222 | Agenda | 713713774 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | 05 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED-BALO LINK AND CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104022100773-40 | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND CHARGES | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | THE STATUTORY AUDITORS' SPECIAL REPORT ON REGULATED AGREEMENTS - ACKNOWLEDGEMENT OF THE ABSENCE OF NEW AGREEMENTS | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. VERONIQUE GABAI-PINSKY AS A DIRECTOR | Management | No Action | |||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. PATRICK CHOEL AS A DIRECTOR | Management | No Action | |||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. MAURICE ALHADEVE AS A DIRECTOR | Management | No Action | |||||||||
| 8 | ANNUAL FIXED AMOUNT TO BE ALLOCATED TO BOARD MEMBERS | Management | No Action | |||||||||
| 9 | APPROVAL OF THE REMUNERATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 10 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND/OR ANY OTHER EXECUTIVE CORPORATE OFFICER | Management | No Action | |||||||||
| 11 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 12 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. PHILIPPE BENACIN, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 13 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER FOR THE COMPANY TO REPURCHASE ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALISATION OF RESERVES, PROFITS AND/OR PREMIUMS | Management | No Action | |||||||||
| 15 | AMENDMENT TO ARTICLE 12 OF THE BY-LAWS IN ORDER TO REDUCE THE STATUTORY TERM OF OFFICE AND TO AMEND THE TERM OF OFFICE IN CASE OF STAGGERING | Management | No Action | |||||||||
| 16 | ALIGNMENT OF THE BY-LAWS | Management | No Action | |||||||||
| 17 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| WAREHOUSES DE PAUW N.V. | ||||||||||||
| Security | B9T59Z100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||
| ISIN | BE0974349814 | Agenda | 713736265 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | REPORTING | Non-Voting | ||||||||||
| 2.I. | RENEWAL MANDATE OF AUTHORIZED CAPITAL: 50% OF THE CAPITAL AMOUNT - CAPITAL INCREASE IN CASH WITH THE OPTION FOR SHAREHOLDERS TO EXERCISE THEIR PREFERENTIAL RIGHT OR IRREDUCIBLE ALLOCATION RIGHT | Management | No Action | |||||||||
| 2.II. | RENEWAL MANDATE OF AUTHORIZED CAPITAL: 50% OF THE CAPITAL AMOUNT - CAPITAL INCREASE WITHIN THE CONTEXT OF PAYMENT OF AN OPTIONAL DIVIDEND | Management | No Action | |||||||||
| 2.III | RENEWAL MANDATE OF AUTHORIZED CAPITAL: 10% OF THE CAPITAL AMOUNT - (A) A CAPITAL INCREASE IN KIND OR (B) A CAPITAL INCREASE BY A CONTRIBUTION IN CASH WITHOUT THE OPTION FOR SHAREHOLDERS TO EXERCISE THEIR PREFERENTIAL RIGHT OR IRREDUCIBLE ALLOCATION RIGHT, OR (C) A CAPITAL INCREASE IN ANY OTHER FORM | Management | No Action | |||||||||
| 3 | POWERS IN ORDER TO ENSURE COMPLETION OF THE FORMALITIES | Management | No Action | |||||||||
| CMMT | 01 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| WAREHOUSES DE PAUW N.V. | ||||||||||||
| Security | B9T59Z100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||
| ISIN | BE0974349814 | Agenda | 713736277 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | ACKNOWLEDGEMENT OF THE REPORTS FROM THE BOARD OF DIRECTORS CONCERNING THE- STATUTORY AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AS AT 31- DECEMBER 2020 | Non-Voting | ||||||||||
| 2 | ACKNOWLEDGEMENT OF THE REPORTS FROM THE STATUTORY AUDITOR CONCERNING THE- FINANCIAL STATEMENTS REFERRED TO UNDER ITEM 1 | Non-Voting | ||||||||||
| 3 | ACKNOWLEDGEMENT OF THE DECISION OF THE BOARD OF DIRECTORS REGARDING THE-PAYMENT OF AN OPTIONAL DIVIDEND | Non-Voting | ||||||||||
| 4 | STATUTORY FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 5 | DISCHARGE TO THE DIRECTORS OF THE COMPANY | Management | No Action | |||||||||
| 6 | DISCHARGE TO THE STATUTORY AUDITOR OF THE COMPANY | Management | No Action | |||||||||
| 7 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 8 | RENEWAL OF THE MANDATE OF FRANK MEYSMAN AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 9.1 | GRANTING RIGHTS TO THIRD PARTIES - CREDIT AGREEMENTS 2020 | Management | No Action | |||||||||
| 9.2 | GRANTING RIGHTS TO THIRD PARTIES - EVERY CLAUSE PERMITTED BETWEEN THE DATE OF THE CONVOCATION TO THE GENERAL MEETING AND THE EFFECTIVE SESSION OF THE GENERAL MEETING (AND WHICH, IF APPLICABLE, SHALL BE EXPLAINED DURING THE GENERAL MEETING), INSOFAR AS SUCH CLAUSES ARE IN LINE WITH THE CLAUSES WHICH UNTIL TODAY WERE ALREADY APPROVED BY THE GENERAL MEETING | Management | No Action | |||||||||
| CMMT | 01 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 01 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 539804, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| BACHEM HOLDING AG | ||||||||||||
| Security | H04002129 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||
| ISIN | CH0012530207 | Agenda | 713755176 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE ANNUAL REPORT, THE ANNUAL ACCOUNTS OF BACHEM HOLDING AG AND THE CONSOLIDATED ACCOUNTS FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||
| 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT | Management | No Action | |||||||||
| 3 | APPROPRIATION OF THE NET PROFIT AND RESERVES FROM CAPITAL CONTRIBUTIONS | Management | No Action | |||||||||
| 4.1 | FIXING AND APPROVAL OF THE TOTAL AMOUNT OF THE ANNUAL REMUNERATION FOR THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 4.2 | FIXING AND APPROVAL OF THE TOTAL AMOUNT OF THE ANNUAL REMUNERATION FOR THE GROUP MANAGEMENT | Management | No Action | |||||||||
| 5.1 | RE-ELECTION OF DR. KUNO SOMMER (AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS IN THE SAME VOTE) AS BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.2 | RE-ELECTION OF MS. NICOLE GROGG HOETZER AS BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF MS. PROF. DR. HELMA WENNEMERS AS BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.4 | RE-ELECTION OF MR. DR. STEFFEN LANG AS BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.5 | ELECTION OF MR. DR. ALEX FAESSLER AS BOARD OF DIRECTOR | Management | No Action | |||||||||
| 6.1 | RE-ELECTION OF DR. KUNO SOMMER (CHAIRMAN OF THE REMUNERATION COMMITTEE) TO THE REMUNERATION COMMITTEE | Management | No Action | |||||||||
| 6.2 | ELECTION OF MS. NICOLE GROGG HOETZER TO THE REMUNERATION COMMITTEE | Management | No Action | |||||||||
| 6.3 | ELECTION OF MR. DR. ALEX FAESSLER TO THE REMUNERATION COMMITTEE | Management | No Action | |||||||||
| 7 | RE-ELECTION OF THE AUDITOR: RE-ELECTION OF MAZARS SA, ZUERICH, AS AUDITOR OF BACHEM HOLDING AG FOR THE 2021 FINANCIAL YEAR | Management | No Action | |||||||||
| 8 | RE-ELECTION OF THE INDEPENDENT VOTING PROXY: RE-ELECTION OF PAUL WIESLI, ZOFINGEN, AS INDEPENDENT VOTING PROXY OF BACHEM HOLDING AG UNTIL THE END OF THE NEXT AGM | Management | No Action | |||||||||
| IRRAS AB | ||||||||||||
| Security | W5169F115 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||
| ISIN | SE0008321202 | Agenda | 713817027 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 528772 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING: JORGEN S. AXELSSON | Non-Voting | ||||||||||
| 2 | ELECTION OF AT LEAST ONE PERSON TO CERTIFY THE MINUTES: CARL-OLOF LINDHOLM- (REPRESENTING JENZ HAMRINS STIFTELSE)AND LOVISA HAMRIN | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 5 | ESTABLISHMENT OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||
| 7 | RESOLUTION REGARDING ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 8 | RESOLUTION REGARDING APPROPRIATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE NOT TO DISTRIBUTE ANY DIVIDENDS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 9.1 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: MARIOS FOTIADIS | Management | No Action | |||||||||
| 9.2 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: ANDERS P. WIKLUND | Management | No Action | |||||||||
| 9.3 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: CATHERINE GILMORE-LAWLESS | Management | No Action | |||||||||
| 9.4 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: EVA NILSAGARD | Management | No Action | |||||||||
| 9.5 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: ANITA TOLLSTADIUS | Management | No Action | |||||||||
| 9.6 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: KLEANTHIS G. XANTHOPOULOS | Management | No Action | |||||||||
| 9.7 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: KLEANTHIS G. XANTHOPOULOS AS CEO | Management | No Action | |||||||||
| 10.1 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD OF DIRECTORS SHALL CONSIST OF FIVE BOARD MEMBERS ELECTED BY THE GENERAL MEETING | Management | No Action | |||||||||
| 10.2 | DETERMINATION OF THE NUMBER OF AUDITORS: THE NOMINATION COMMITTEE ALSO PROPOSES THAT THE COMPANY SHALL HAVE ONE REGISTERED AUDITING COMPANY AS AUDITOR | Management | No Action | |||||||||
| 11.1 | DETERMINATION OF FEES FOR THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES THAT THE TOTAL REMUNERATION FOR THE BOARD OF DIRECTORS SHALL AMOUNT TO SEK 1,786,000 OF WHICH SEK 540,000 SHALL BE PAID TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND SEK 265,000 SHALL BE PAID TO EACH OF THE OTHER BOARD MEMBERS ELECTED BY THE GENERAL MEETING AND WHO ARE NOT EMPLOYEES OF THE GROUP. BOARD MEMBERS WHO ARE RESIDENTS IN THE UNITIED STATES SHALL BE PAID AN ADDITIONAL AMOUNT OF SEK 106,000. FOR WORK IN THE AUDIT COMMITTEE, THE NOMINATION COMMITTEE PROPOSES THAT, THE REMUNERATION SHALL BE PAID BY SEK 130,000 TO THE CHAIRMAN OF THE COMMITTEE AND 65,000 TO EACH OF THE OTHER MEMBERS OF THE COMMITTEE. FOR WORK IN THE REMUNERATION COMMITTEE, THE NOMINATION COMMITTEE PROPOSES THAT, THE REMUNERATION SHALL BE PAID BY SEK 100,000 TO THE CHAIRMAN OF THE COMMITTEE AND 50,000 TO EACH OF THE OTHER MEMBERS OF THE COMMITTEE. NO EXTRA COMPENSATION WILL BE PAID FOR TAKING PART IN OTHER COMMITTEES. THE TOTAL REMUNERATION ON A TOTAL OF SEK 1,786,000 AS STATED ABOVE REQUIRES THAT THE AUDIT COMMITTEE CONSISTS OF TWO MEMBERS AND THAT THE RENUMERATION COMMITTEE CONSISTS OF TWO MEMBERS | Management | No Action | |||||||||
| 11.2 | DETERMINATION OF FEES FOR THE AUDITORS: THE NOMINATION COMMITTEE PROPOSES THAT THE REMUNERATION FOR THE AUDITORS SHALL BE PAID IN ACCORDANCE WITH APPROVED INVOICES | Management | No Action | |||||||||
| 12.1 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF MARIOS FOTIADIS | Management | No Action | |||||||||
| 12.2 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF CATHERINE GILMORE-LAWLESS | Management | No Action | |||||||||
| 12.3 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF EVA NILSAGARD | Management | No Action | |||||||||
| 12.4 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF ANITA TOLLSTADIUS | Management | No Action | |||||||||
| 12.5 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF KLEANTHIS G. XANTHOPOULOS | Management | No Action | |||||||||
| 12.6 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: RE-ELECTION OF MARIOS FOTIADIS AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 13 | ELECTION OF AUDITOR: RE-ELECTION OF KPMG AB | Management | No Action | |||||||||
| 14 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 15 | RESOLUTION TO IMPLEMENT AN INCENTIVE SCHEME 2021 (LTIP 2021) | Management | No Action | |||||||||
| 16 | RESOLUTION IN RESPECT OF AUTHORISATION FOR THE BOARD TO ISSUE SHARES, WARRANTS AND/OR CONVERTIBLE BONDS | Management | No Action | |||||||||
| CMMT | 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 14 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 547348, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 14 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| KINNEVIK AB | ||||||||||||
| Security | W5139V596 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | SE0014684528 | Agenda | 713794039 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540141 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES: RAMSAY-BRUFER, REPRESENTING ALECTA, AND JOHN HERNANDER, REPRESENTING NORDEA FONDER | Non-Voting | ||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||
| 7 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: IN LINE WITH KINNEVIK'S SHAREHOLDER REMUNERATION POLICY, THE BOARD OF KINNEVIK DOES NOT PROPOSE AN ORDINARY DIVIDEND FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 9.A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||
| 9.B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAME AMELIA FAWCETT | Management | No Action | |||||||||
| 9.C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: WILHELM KLINGSPOR | Management | No Action | |||||||||
| 9.D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: BRIAN MCBRIDE | Management | No Action | |||||||||
| 9.E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK POULSEN | Management | No Action | |||||||||
| 9.F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||
| 9.G | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STROMBERG | Management | No Action | |||||||||
| 9.H | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||
| 10 | PRESENTATION AND RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SIX (6) MEMBERS | Management | No Action | |||||||||
| 12.A | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE BOARD | Management | No Action | |||||||||
| 12.B | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||
| 13.A | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.B | ELECTION OF BOARD MEMBER: BRIAN MCBRIDE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.C | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.D | ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.E | ELECTION OF BOARD MEMBER: JAMES ANDERSON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.F | ELECTION OF BOARD MEMBER: HARALD MIX (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14 | ELECTION OF THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT JAMES ANDERSON SHALL BE ELECTED AS THE NEW CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 15.A | RESOLUTION ON: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 9 | Management | No Action | |||||||||
| 15.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, THE NOMINATION COMMITTEE PROPOSES THAT KINNEVIK SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE ELECTED AS NEW AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING. KPMG AB HAS INFORMED KINNEVIK THAT THE AUTHORISED PUBLIC ACCOUNTANT MARTEN ASPLUND WILL BE APPOINTED AUDITOR-IN-CHARGE IF KPMG AB IS ELECTED AS NEW AUDITOR | Management | No Action | |||||||||
| 16.A | RESOLUTION ON: APPROVAL OF INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 16.B | RESOLUTION ON: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A SUBSEQUENT GENERAL MEETING HAS RESOLVED OTHERWISE, THE NOMINATION COMMITTEE SHALL CONSIST OF FIVE (5) MEMBERS, INCLUDING THE CHAIRMAN OF THE BOARD. THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A NEW NOMINATION COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT GENERAL MEETING ANDERS OSCARSSON, NOMINATED BY AMF, HUGO STENBECK, NOMINATED BY ALCES MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL BE ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE. THE NOMINATION COMMITTEE PROPOSES THAT ANDERS OSCARSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 17.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 17.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 17.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE A REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 17.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 17.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||
| 17.F | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL WITHOUT CANCELLATION OF SHARES | Management | No Action | |||||||||
| 18 | RESOLUTION REGARDING DIVIDEND AS COMPENSATION TO PARTICIPANTS IN KINNEVIK'S LONG-TERM INCENTIVE PLAN 2018 FOR PAID DIVIDENDS AND OTHER VALUE TRANSFERS SINCE 2018 | Management | No Action | |||||||||
| 19 | RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES TO COVER COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS AND TO EFFECTIVELY REALISE THE VALUE OF CLASS B SHARES HELD IN TREASURY | Management | No Action | |||||||||
| 20.A | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 20.B | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X SHARES | Management | No Action | |||||||||
| 20.C | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS X SHARES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY | Non-Voting | ||||||||||
| ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| TAMBURI INVESTMENT PARTNERS SPA | ||||||||||||
| Security | T92123107 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | IT0003153621 | Agenda | 713854936 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535592 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| O.1.1 | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020, TOGETHER WITH BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. PROFIT ALLOCATION: TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020, TOGETHER WITH BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.1.2 | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020, TOGETHER WITH BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. PROFIT ALLOCATION: RESOLUTIONS ON PROFIT ALLOCATION. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS INTERNAL-AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF- INTERNAL AUDITORS | Non-Voting | ||||||||||
| O.211 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS FOR THE THREE-YEAR PERIOD 2021- 2023; TO APPOINT INTERNAL AUDITORS' CHAIRMAN AND TO STATE EFFECTIVE AUDITORS' ANNUAL EMOLUMENT: TO APPOINT INTERNAL AUDITORS FOR THE THREE-YEAR PERIOD 2021-2023 AND TO APPOINT INTERNAL AUDITORS' CHAIRMAN. RESOLUTIONS RELATED THERETO: LIST PRESENTED BY GIOVANNI TAMBURI, LIPPIUNO S.R.L., ALESSANDRA GRITTI AND CLAUDIO BERRETTI, REPRESENTING TOGETHER 8.638 PCT OF THE SHARE CAPITAL. EFFECTIVE AUDITORS - FABIO PASQUINI - ALESSANDRA TRONCONI - VALTER RUFFA ALTERNATE AUDITORS - ANDREA MARIANI - MARZIA NICELLI | Shareholder | No Action | |||||||||
| O.212 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS FOR THE THREE-YEAR PERIOD 2021- 2023; TO APPOINT INTERNAL AUDITORS' CHAIRMAN AND TO STATE EFFECTIVE AUDITORS' ANNUAL EMOLUMENT: TO APPOINT INTERNAL AUDITORS FOR THE THREE-YEAR PERIOD 2021-2023 AND TO APPOINT INTERNAL AUDITORS' CHAIRMAN. RESOLUTIONS RELATED THERETO: LIST PRESENTED BY ALGEBRIS UCITS FUNDS PLC ALGEBRIS CORE ITALY FUND; AMUNDI ASSET MANAGEMENT SGR S.P.A.; ARCA FONDI SGR S.P.A.; BANCOPOSTA FONDI S.P.A. SGR; EURIZON CAPITAL SGR S.P.A; FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A.; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A., REPRESENTING TOGETHER 3.3964 PCT OF THE SHARE CAPITAL. EFFECTIVE AUDITORS - MYRIAM AMATO ALTERNATE AUDITORS - MASSIMILIANO ALBERTO TONARINI | Shareholder | No Action | |||||||||
| O.2.2 | TO APPOINT INTERNAL AUDITORS FOR THE THREE- YEAR PERIOD 2021-2023; TO APPOINT INTERNAL AUDITORS' CHAIRMAN AND TO STATE EFFECTIVE AUDITORS' ANNUAL EMOLUMENT: TO STATE EFFECTIVE AUDITORS' ANNUAL EMOLUMENT. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.3 | TO AUTHORIZE THE BOARD OF DIRECTORS TO PURCHASE AND DISPOSE OF OWN SHARES AS PER ART. 2357 AND 2357-TER OF THE ITALIAN CIVIL CODE UPON REVOCATION FOR THE UNUSED PART OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING HELD ON 29 APRIL 2020. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.4 | TO RENEW D&O, RC PROFESSIONAL AND ACCIDENT AND HEALTH INSURANCES. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.5.1 | REWARDING POLICY AND EMOLUMENT PAID REPORT AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE 24 FEBRUARY 1998 N. 58, AS MODIFIED, AND AS PER ART. 84-QUATER OF THE REGULATION ADOPTED BY CONSOB WITH RESOLUTION 11971 OF 1999, AS MODIFIED: RESOLUTION ON THE REWARDING POLICY AND EMOLUMENTS REPORT'S FIRST SECTION | Management | No Action | |||||||||
| O.5.2 | REWARDING POLICY AND EMOLUMENT PAID REPORT AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE 24 FEBRUARY 1998 N. 58, AS MODIFIED, AND AS PER ART. 84-QUATER OF THE REGULATION ADOPTED BY CONSOB WITH RESOLUTION 11971 OF 1999, AS MODIFIED: RESOLUTION ON THE SECOND SECTION OF THE REWARDING POLICY AND EMOLUMENTS REPORT | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| ROTORK PLC | ||||||||||||
| Security | G76717134 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||
| ISIN | GB00BVFNZH21 | Agenda | 713753766 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 01 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND AUDITED ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR | Management | For | For | ||||||||
| 02 | TO DECLARE A FINAL DIVIDEND OF 6.3P PER ORDINARY SHARE | Management | For | For | ||||||||
| 03 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 04 | TO RE-ELECT AC ANDERSEN AS A DIRECTOR | Management | For | For | ||||||||
| 05 | TO RE-ELECT TR COBBOLD AS A DIRECTOR | Management | For | For | ||||||||
| 06 | TO RE-ELECT JM DAVIS AS A DIRECTOR | Management | For | For | ||||||||
| 07 | TO RE-ELECT PG DILNOT AS A DIRECTOR | Management | For | For | ||||||||
| 08 | TO RE-ELECT KG HOSTETLER AS A DIRECTOR | Management | For | For | ||||||||
| 09 | TO RE-ELECT MJ LAMB AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO ELECT JE STIPP AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 12 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE AUDITOR'S REMUNERATION | Management | For | For | ||||||||
| 13 | AUTHORITY FOR THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
| 14 | GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 15 | GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS / CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 16 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | ||||||||
| 17 | AUTHORITY TO PURCHASE OWN PREFERENCE SHARES | Management | For | For | ||||||||
| 18 | AUTHORITY TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 19 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
| PRETIUM RESOURCES INC. | ||||||||||||
| Security | 74139C102 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | PVG | Meeting Date | 04-May-2021 | |||||||||
| ISIN | CA74139C1023 | Agenda | 935393607 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | To set the number of Directors at eight (8). | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Richard O'Brien | For | For | |||||||||
| 2 | Jacques Perron | For | For | |||||||||
| 3 | George Paspalas | For | For | |||||||||
| 4 | David Smith | For | For | |||||||||
| 5 | Faheem Tejani | For | For | |||||||||
| 6 | Jeane Hull | For | For | |||||||||
| 7 | Thomas Peregoodoff | For | For | |||||||||
| 8 | Maryse Saint-Laurent | For | For | |||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 4 | To consider, and if deemed appropriate, pass, with or without variation, an ordinary resolution ratifying, confirming and approving the amendments to the Company's Advance Notice Policy, which sets out the advance notice requirements for director nominations. | Management | For | For | ||||||||
| 5 | To authorize and approve a non-binding advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | ||||||||
| CLARKSON PLC | ||||||||||||
| Security | G21840106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||
| ISIN | GB0002018363 | Agenda | 713744490 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | RECEIVE THE ANNUAL REPORT | Management | For | For | ||||||||
| 2 | APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | Abstain | Against | ||||||||
| 3 | DECLARE A FINAL DIVIDEND OF 54 PENCE PER SHARE | Management | For | For | ||||||||
| 4 | RE-ELECT SIR BILL THOMAS AS A DIRECTOR OF THE COMPANY | Management | Abstain | Against | ||||||||
| 5 | RE-ELECT ANDI CASE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 6 | RE-ELECT JEFF WOYDA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 7 | RE-ELECT PETER BACKHOUSE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 8 | ELECT SUE HARRIS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 9 | ELECT LAURENCE HOLLINGWORTH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 10 | RE-ELECT DR TIM MILLER AS A DIRECTOR OF THE COMPANY | Management | Abstain | Against | ||||||||
| 11 | RE-ELECT BIRGER NERGAARD AS A DIRECTOR OF THE COMPANY | Management | Abstain | Against | ||||||||
| 12 | RE-ELECT HEIKE TRUOL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 13 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 14 | AUTHORISE THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 15 | AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY | Management | For | For | ||||||||
| 16 | AUTHORISE THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||
| 17 | AUTHORISE THE DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 18 | AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
| 19 | APPROVE GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING, BEING CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| ADDLIFE AB | ||||||||||||
| Security | W0R093258 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||
| ISIN | SE0014401378 | Agenda | 713824060 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 3 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.50 PER SHARE | Management | No Action | |||||||||
| 7.C | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||
| 8 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||
| 9 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 650,000 FOR CHAIRMAN AND SEK 300,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 10 | REELECT JOHAN SJO (CHAIRMAN), HAKAN ROOS, STEFAN HEDELIUS, BIRGITSTATTIN NORINDER AND EVA NILSAGARD AS DIRECTORS ELECT EVA ELMSTEDT AS NEW DIRECTOR | Management | No Action | |||||||||
| 11 | RATIFY KPMG AS AUDITORS | Management | No Action | |||||||||
| 12 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 13 | APPROVE STOCK OPTION PLAN 2021 FOR KEY EMPLOYEES | Management | No Action | |||||||||
| 14 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||
| 15 | APPROVE ISSUANCE OF UP TO 10PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 16 | AMEND ARTICLES RE EDITORIAL CHANGES SHARE REGISTRAR | Management | No Action | |||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | ||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE | Non-Voting | ||||||||||
| THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| MANDARIN ORIENTAL INTERNATIONAL LTD | ||||||||||||
| Security | G57848106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||
| ISIN | BMG578481068 | Agenda | 713870017 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2020 | Management | For | For | ||||||||
| 2 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | For | For | ||||||||
| 3 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT JOHN WITT AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||
| GLANBIA PLC | ||||||||||||
| Security | G39021103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||
| ISIN | IE0000669501 | Agenda | 713722014 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2 | APPROVE FINAL DIVIDEND | Management | No Action | |||||||||
| 3a | RE-ELECT PATSY AHERN AS DIRECTOR | Management | No Action | |||||||||
| 3b | RE-ELECT MARK GARVEY AS DIRECTOR | Management | No Action | |||||||||
| 3c | RE-ELECT VINCENT GORMAN AS DIRECTOR | Management | No Action | |||||||||
| 3d | RE-ELECT BRENDAN HAYES AS DIRECTOR | Management | No Action | |||||||||
| 3e | RE-ELECT JOHN G MURPHY AS DIRECTOR | Management | No Action | |||||||||
| 3f | ELECT JOHN MURPHY AS DIRECTOR | Management | No Action | |||||||||
| 3g | RE-ELECT PATRICK MURPHY AS DIRECTOR | Management | No Action | |||||||||
| 3h | RE-ELECT SIOBHAN TALBOT AS DIRECTOR | Management | No Action | |||||||||
| 3i | ELECT ROISIN BRENNAN AS DIRECTOR | Management | No Action | |||||||||
| 3j | RE-ELECT PATRICK COVENEY AS DIRECTOR | Management | No Action | |||||||||
| 3k | ELECT PAUL DUFFY AS DIRECTOR | Management | No Action | |||||||||
| 3l | RE-ELECT DONARD GAYNOR AS DIRECTOR | Management | No Action | |||||||||
| 3m | ELECT JANE LODGE AS DIRECTOR | Management | No Action | |||||||||
| 3n | RE-ELECT DAN O'CONNOR AS DIRECTOR | Management | No Action | |||||||||
| 4 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 5 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 6 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | No Action | |||||||||
| 7 | AUTHORISE ISSUE OF EQUITY | Management | No Action | |||||||||
| 8 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||
| 9 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | No Action | |||||||||
| 10 | AUTHORISE MARKET PURCHASE OF SHARES | Management | No Action | |||||||||
| 11 | DETERMINE PRICE RANGE FOR REISSUANCE OF TREASURY SHARES | Management | No Action | |||||||||
| 12 | APPROVE RULE 37 WAIVER RESOLUTION IN RESPECT OF MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||
| 13 | APPROVE RULE 9 WAIVER RESOLUTION IN RESPECT OF SHARE ACQUISITIONS BY DIRECTORS | Management | No Action | |||||||||
| CMMT | 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 31 MAR 2021: PLEASE NOTE THAT THE MEETING REVISED DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| LOOMIS AB | ||||||||||||
| Security | W5S50Y116 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||
| ISIN | SE0014504817 | Agenda | 713747509 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 473175 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING: ALF GORANSSON | Non-Voting | ||||||||||
| 2.A | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES: ELECTION OF ONE OR- TWO PERSON(S) TO APPROVE THE MINUTES | Non-Voting | ||||||||||
| 2.B | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES: JACOB LUNDGREN- (SECOND SWEDISH NATIONAL PENSION FUND) | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST: THE VOTING LIST PROPOSED TO BE- APPROVED IS THE VOTING LIST PREPARED BY EUROCLEAR SWEDEN AB ON BEHALF OF THE- COMPANY | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 5 | DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION | Non-Voting | ||||||||||
| 6.A | PRESENTATION OF: THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||
| 6.B | PRESENTATION OF: THE STATEMENT BY THE AUDITOR ON THE COMPLIANCE WITH THE- GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT APPLICABLE SINCE THE LAST- ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| 7.A | RESOLUTIONS ON: RESOLUTION REGARDING ADOPTION OF THE STATEMENT OF INCOME AND THE BALANCE SHEET AND THE CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET AS PER DECEMBER 31, 2020 | Management | No Action | |||||||||
| 7.B | RESOLUTION REGARDING APPROPRIATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: SEK 6 PER SHARE | Management | No Action | |||||||||
| 7.C | RESOLUTION REGARDING RECORD DATE FOR DIVIDEND | Management | No Action | |||||||||
| 7.D.1 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: ALF GORANSSON (CHAIRMAN OF THE BOARD) | Management | No Action | |||||||||
| 7.D.2 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JEANETTE ALMBERG (BOARD MEMBER) | Management | No Action | |||||||||
| 7.D.3 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: LARS BLECKO (BOARD MEMBER) | Management | No Action | |||||||||
| 7.D.4 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: CECILIA DAUN WENNBORG (BOARD MEMBER) | Management | No Action | |||||||||
| 7.D.5 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JOHAN LUNDBERG (BOARD MEMBER) | Management | No Action | |||||||||
| 7.D.6 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JAN SVENSSON (BOARD MEMBER) | Management | No Action | |||||||||
| 7.D.7 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: SOFIE NORDEN (BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||
| 7.D.8 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JASMINA PETROVIC (DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||
| 7.D.9 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: INGRID BONDE (FORMER BOARD MEMBER, LEFT HER BOARD ASSIGNMENT IN CONNECTION WITH THE AGM 2020) | Management | No Action | |||||||||
| 7D.10 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: JANNA ASTROM (FORMER DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE, LEFT HER BOARD ASSIGNMENT IN MARCH 2020) | Management | No Action | |||||||||
| 7D.11 | RESOLUTION REGARDING DISCHARGE OF THE BOARD OF DIRECTOR AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020: PATRIK ANDERSSON (PRESIDENT AND FORMER BOARD MEMBER, LEFT HIS BOARD ASSIGNMENT IN CONNECTION WITH THE AGM 2020) | Management | No Action | |||||||||
| 8 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: SIX | Management | No Action | |||||||||
| 9 | DETERMINATION OF FEES TO BOARD MEMBERS AND AUDITOR | Management | No Action | |||||||||
| 10 | ELECTION OF BOARD MEMBERS AND CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF THE BOARD MEMBERS ALF GORANSSON, JEANETTE ALMBERG, LARS BLECKO, CECILIA DAUN WENNBORG AND JOHAN LUNDBERG, AND NEW ELECTION OF LIV FORHAUG, ALL FOR THE PERIOD UP TO AND INCLUDING THE ANNUAL GENERAL MEETING 2022, WITH ALF GORANSSON AS CHAIRMAN OF THE BOARD. JAN SVENSSON HAS DECLINED RE- ELECTION | Management | No Action | |||||||||
| 11 | ELECTION OF AUDITOR: DELOITTE AB | Management | No Action | |||||||||
| 12 | RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Management | No Action | |||||||||
| 13 | RESOLUTION ON GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT | Management | No Action | |||||||||
| 14 | RESOLUTION ON THE IMPLEMENTATION OF A LONG-TERM SHARE-BASED INCENTIVE PROGRAM, INCLUDING HEDGING MEASURES THROUGH THE CONCLUSION OF A SHARE SWAP AGREEMENT | Management | No Action | |||||||||
| 15 | RESOLUTION ON AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON REPURCHASE AND TRANSFER OF OWN SHARES | Management | No Action | |||||||||
| 16 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: NEW SECTION 11 BEING INCLUDED, THE ARTICLES OF ASSOCIATION SHALL ALSO BE RENUMBERED SO THAT THE CURRENT SECTION 11 BECOMES SECTION 12 AND THE CURRENT SECTION 12 BECOMES SECTION 13 | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| DRAEGERWERK AG & CO. KGAA | ||||||||||||
| Security | D22938118 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-May-2021 | ||||||||||
| ISIN | DE0005550636 | Agenda | 713992560 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 528348 DUE TO RECEIPT OF-CHANGE IN STATUS OF THE MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU. | Non-Voting | ||||||||||
| 1 | APPROVE CREATION OF EUR 12 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 2 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 650 MILLION APPROVE CREATION OF EUR 12 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||
| CENTAMIN PLC | ||||||||||||
| Security | G2055Q105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||
| ISIN | JE00B5TT1872 | Agenda | 713756700 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE STRATEGIC AND GOVERNANCE REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS | Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 3 US CENTS (USD 0.03) PER ORDINARY SHARE AS RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS ON THE RECORD DATE OF 21 MAY 2021 | Management | For | For | ||||||||
| 3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AS DETAILED IN THE ANNUAL REPORT | Management | For | For | ||||||||
| 4.1 | TO RE-ELECT JAMES RUTHERFORD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 4.2 | TO RE-ELECT MARTIN HORGAN, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 4.3 | TO RE-ELECT ROSS JERRARD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 4.4 | TO RE-ELECT DR SALLY EYRE, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 4.5 | TO RE-ELECT MARK BANKES, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 4.6 | TO RE-ELECT DR IBRAHIM FAWZY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 4.7 | TO RE-ELECT MARNA CLOETE, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 4.8 | TO RE-ELECT DR CATHARINE FARROW, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 4.9 | TO ELECT HENDRIK FAUL, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR | Management | For | For | ||||||||
| 5.1 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE MEETING | Management | For | For | ||||||||
| 5.2 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 6 | ALLOTMENT OF RELEVANT SECURITIES | Management | For | For | ||||||||
| 7.1 | THAT SUBJECT TO THE PASSING OF RESOLUTION 6 ABOVE, THE DIRECTORS BE GENERALLY EMPOWERED TO ALLOT EQUITY SECURITIES (AS SUCH TERM IS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION ("ARTICLES") PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 6 | Management | For | For | ||||||||
| 7.2 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 6 ABOVE, THE DIRECTORS BE GENERALLY EMPOWERED IN ADDITION TO 7.1, TO ALLOT EQUITY SECURITIES (AS SUCH TERM IS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION ("ARTICLES")) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 6 | Management | For | For | ||||||||
| 8 | MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | ||||||||
| LEOVEGAS AB | ||||||||||||
| Security | W5S14M117 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||
| ISIN | SE0008091904 | Agenda | 713838538 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.60 PER SHARE | Management | No Action | |||||||||
| 7.C.1 | APPROVE DISCHARGE OF BOARD CHAIRMAN PER NORMAN | Management | No Action | |||||||||
| 7.C.2 | APPROVE DISCHARGE OF ANNA FRICK | Management | No Action | |||||||||
| 7.C.3 | APPROVE DISCHARGE OF FREDRIK RUDEN | Management | No Action | |||||||||
| 7.C.4 | APPROVE DISCHARGE OF MATHIAS HALLBERG | Management | No Action | |||||||||
| 7.C.5 | APPROVE DISCHARGE OF CARL LARSSON | Management | No Action | |||||||||
| 7.C.6 | APPROVE DISCHARGE OF TORSTEN SODERBERG | Management | No Action | |||||||||
| 7.C.7 | APPROVE DISCHARGE OF HELENE WESTHOLM | Management | No Action | |||||||||
| 7.C.8 | APPROVE DISCHARGE OF CEO GUSTAF HAGMAN | Management | No Action | |||||||||
| 7.C.9 | APPROVE DISCHARGE OF FORMER BOARD MEMBER ROBIN RAMM-ERICSON | Management | No Action | |||||||||
| 7.C10 | APPROVE DISCHARGE OF FORMER BOARD MEMBER MORTEN FORSTE | Management | No Action | |||||||||
| 7.C11 | APPROVE DISCHARGE OF FORMER BOARD MEMBER TUVA PALM | Management | No Action | |||||||||
| 8.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF SEK 3 MILLION | Management | No Action | |||||||||
| 8.2 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 9.1 | DETERMINE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF BOARD | Management | No Action | |||||||||
| 9.2 | DETERMINE NUMBER OF AUDITORS AND DEPUTY AUDITORS | Management | No Action | |||||||||
| 9.3 | REELECT PER NORMAN AS DIRECTOR | Management | No Action | |||||||||
| 9.4 | REELECT ANNA FRICK AS DIRECTOR | Management | No Action | |||||||||
| 9.5 | REELECT FREDRIK RUDEN AS DIRECTOR | Management | No Action | |||||||||
| 9.6 | REELECT MATHIAS HALLBERG AS DIRECTOR | Management | No Action | |||||||||
| 9.7 | REELECT CARL LARSSON AS DIRECTOR | Management | No Action | |||||||||
| 9.8 | REELECT TORSTEN SODERBERG AS DIRECTOR | Management | No Action | |||||||||
| 9.9 | REELECT HELENE WESTHOLM AS DIRECTOR | Management | No Action | |||||||||
| 9.10 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Management | No Action | |||||||||
| 10 | REELECT PER NORMAN AS BOARD CHAIRMAN | Management | No Action | |||||||||
| 11 | AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Management | No Action | |||||||||
| 12.A | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES | Management | No Action | |||||||||
| 12.B | APPROVE EQUITY PLAN FINANCING | Management | No Action | |||||||||
| 13 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||
| 14 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 15 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 16 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER-HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE- INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER-OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 16 ARP 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| QLEANAIR HOLDING AB | ||||||||||||
| Security | W46571100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||
| ISIN | SE0013382066 | Agenda | 713870106 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPEN MEETING ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 3 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.30 PER SHARE | Management | No Action | |||||||||
| 9.1 | APPROVE DISCHARGE OF FORMER CEO ANDREAS GOTH | Management | No Action | |||||||||
| 9.2 | APPROVE DISCHARGE OF CEO CHRISTINA LINDSTEDT | Management | No Action | |||||||||
| 9.3 | APPROVE DISCHARGE OF BOARD CHAIRMAN BENGT ENGSTROM | Management | No Action | |||||||||
| 9.4 | APPROVE DISCHARGE OF BOARD MEMBER MATS HJERPE | Management | No Action | |||||||||
| 9.5 | APPROVE DISCHARGE OF BOARD MEMBER MARIA PEREZ HULTSTROM | Management | No Action | |||||||||
| 9.6 | APPROVE DISCHARGE OF BOARD MEMBER JOHAN WESTMAN | Management | No Action | |||||||||
| 10 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 400 ,000 FOR CHAIRMAN AND SEK 200,000 FOR OTHER DIRECTORS APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 12.1 | RE-ELECT BENGT ENGSTROM AS DIRECTOR | Management | No Action | |||||||||
| 12.2 | RE-ELECT MATS HJERPE AS DIRECTOR | Management | No Action | |||||||||
| 12.3 | RE-ELECT JOHAN WESTMAN AS DIRECTOR | Management | No Action | |||||||||
| 12.4 | ELECT TOWE RESSMAN AS NEW DIRECTOR | Management | No Action | |||||||||
| 12.5 | ELECT JOHAN RYRBERG AS NEW DIRECTOR | Management | No Action | |||||||||
| 12.6 | RE-ELECT BENGT ENGSTROM BOARD CHAIRMAN | Management | No Action | |||||||||
| 12.7 | RATIFY GRANT THORNTON AS AUDITORS | Management | No Action | |||||||||
| 13 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES | Management | No Action | |||||||||
| 14 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 15 | AMEND ARTICLES RE: EDITORIAL CHANGES TO ARTICLE 1 | Management | No Action | |||||||||
| 16 | CLOSE MEETING | Non-Voting | ||||||||||
| IDORSIA LTD | ||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||
| ISIN | CH0363463438 | Agenda | 713900466 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 550039 DUE TO SPLITTING-OF RESOLUTION 5.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1.1 | ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: APPROVAL OF ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, AND STATUTORY FINANCIAL STATEMENTS 2020 | Management | No Action | |||||||||
| 1.2 | ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||
| 2 | APPROPRIATION OF AVAILABLE EARNINGS | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| 4 | INCREASE AND EXTENSION OF THE EXISTING AUTHORISED SHARE CAPITAL | Management | No Action | |||||||||
| 5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MATHIEU SIMON | Management | No Action | |||||||||
| 5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOERN ALDAG | Management | No Action | |||||||||
| 5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JEAN-PAUL CLOZEL | Management | No Action | |||||||||
| 5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: FELIX R. EHRAT | Management | No Action | |||||||||
| 5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: SANDY MAHATME | Management | No Action | |||||||||
| 5.2.1 | ELECTION OF NEW DIRECTOR: PETER KELLOGG | Management | No Action | |||||||||
| 5.2.2 | ELECTION OF NEW DIRECTOR: SRISHTI GUPTA | Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: MATHIEU SIMON | Management | No Action | |||||||||
| 5.4.1 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: MATHIEU SIMON | Management | No Action | |||||||||
| 5.4.2 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: JOERN ALDAG | Management | No Action | |||||||||
| 5.4.3 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: FELIX R. EHRAT | Management | No Action | |||||||||
| 5.4.4 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: SRISHTI GUPTA | Management | No Action | |||||||||
| 6.1 | APPROVAL OF BOARD COMPENSATION AND EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF BOARD COMPENSATION (NON- EXECUTIVE DIRECTORS) FOR THE 2021-2022 TERM OF OFFICE | Management | No Action | |||||||||
| 6.2 | APPROVAL OF BOARD COMPENSATION AND EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF EXECUTIVE COMMITTEE COMPENSATION 2022 | Management | No Action | |||||||||
| 7 | ELECTION OF THE INDEPENDENT PROXY: BACHMANNPARTNER SACHWALTER UND TREUHAND AG | Management | No Action | |||||||||
| 8 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG AG, BASEL | Management | No Action | |||||||||
| MODERN TIMES GROUP MTG AB | ||||||||||||
| Security | W56523116 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||
| ISIN | SE0000412371 | Agenda | 714047049 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 551814 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES: ULRIK-GRONWALL, REPRESENTING SWEDBANK ROBUR, MATS GUSTAFSSON, REPRESENTING LANNEBO-FONDER | Non-Voting | ||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT AND THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL- STATEMENTS | Non-Voting | ||||||||||
| 7 | RESOLUTION ON THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE TREATMENT OF THE COMPANY'S RESULTS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||
| 9.A | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHRIS CARVALHO | Management | No Action | |||||||||
| 9.B | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAVID CHANCE | Management | No Action | |||||||||
| 9.C | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SIMON DUFFY | Management | No Action | |||||||||
| 9.D | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GERHARD FLORIN | Management | No Action | |||||||||
| 9.E | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAWN HUDSON | Management | No Action | |||||||||
| 9.F | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: MARJORIE LAO | Management | No Action | |||||||||
| 9.G | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: NATALIE TYDEMAN | Management | No Action | |||||||||
| 9.H | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DONATA HOPFEN | Management | No Action | |||||||||
| 9.I | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: MARIA REDIN | Management | No Action | |||||||||
| 9.J | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: JORGEN MADSEN LINDEMANN | Management | No Action | |||||||||
| 10 | PRESENTATION AND RESOLUTION ON THE APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD | Management | No Action | |||||||||
| 12 | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD | Management | No Action | |||||||||
| 13 | DETERMINATION OF THE REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||
| 14.A | ELECTION OF BOARD MEMBER: CHRIS CARVALHO (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14.B | ELECTION OF BOARD MEMBER: SIMON DUFFY (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14.C | ELECTION OF BOARD MEMBER: GERHARD FLORIN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14.D | ELECTION OF BOARD MEMBER: DAWN HUDSON (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14.E | ELECTION OF BOARD MEMBER: MARJORIE LAO (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14.F | ELECTION OF BOARD MEMBER: NATALIE TYDEMAN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14.G | ELECTION OF BOARD MEMBER: SIMON LEUNG (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 15 | ELECTION OF THE CHAIRMAN OF THE BOARD: SIMON DUFFY | Management | No Action | |||||||||
| 16 | DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: RATIFY KPMG | Management | No Action | |||||||||
| 17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO THE SENIOR EXECUTIVES | Management | No Action | |||||||||
| 18 | RESOLUTION ON AUTHORISATION FOR THE BOARD TO RESOLVE ON NEW ISSUES OF CLASS B SHARES | Management | No Action | |||||||||
| PSI SOFTWARE AG | ||||||||||||
| Security | D6230L173 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-May-2021 | ||||||||||
| ISIN | DE000A0Z1JH9 | Agenda | 713838451 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.30 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 100 MILLION; APPROVE CREATION OF EUR 8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||
| CMMT | 12 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER | Non-Voting | ||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| NORDIC ENTERTAINMENT GROUP AB | ||||||||||||
| Security | W5806J108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-May-2021 | ||||||||||
| ISIN | SE0012116390 | Agenda | 713936675 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 537244 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE | Non-Voting | ||||||||||
| BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: TONE MYHRE-JENSEN | Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT AND THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED BALANCE-SHEET | Non-Voting | ||||||||||
| 7 | RESOLUTION ON THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE DISPOSITIONS OF THE COMPANY'S RESULTS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||
| 9.1 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: ANDERS BORG (MEMBER OF THE BOARD) | Management | No Action | |||||||||
| 9.2 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAVID CHANCE (CHAIRMAN OF THE BOARD) | Management | No Action | |||||||||
| 9.3 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK CLAUSEN (MEMBER OF THE BOARD, UNTIL 2020-07-21) | Management | No Action | |||||||||
| 9.4 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SIMON DUFFY (MEMBER OF THE BOARD) | Management | No Action | |||||||||
| 9.5 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: PERNILLE ERENBJERG (MEMBER OF THE BOARD FROM AND INCLUDING 2020-07-21) | Management | No Action | |||||||||
| 9.6 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: KRISTINA SCHAUMAN (MEMBER OF THE BOARD) | Management | No Action | |||||||||
| 9.7 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: NATALIE TYDEMAN (MEMBER OF THE BOARD) | Management | No Action | |||||||||
| 9.8 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: ANDERS JENSEN (CEO) | Management | No Action | |||||||||
| 10 | RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Management | No Action | |||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SIX | Management | No Action | |||||||||
| 12 | DETERMINATION OF REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR | Management | No Action | |||||||||
| 13.A | ELECTION OF BOARD MEMBER: ANDERS BORG (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.B | ELECTION OF BOARD MEMBER: SIMON DUFFY (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.C | ELECTION OF BOARD MEMBER: PERNILLE ERENBJERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.D | ELECTION OF BOARD MEMBER: KRISTINA SCHAUMAN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.E | ELECTION OF BOARD MEMBER: NATALIE TYDEMAN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.F | ELECTION OF BOARD MEMBER: ANDREW HOUSE (NEW ELECTION PROPOSED (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14 | ELECTION OF THE CHAIRMAN OF THE BOARD: PERNILLE ERENBJERG | Management | No Action | |||||||||
| 15 | DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE RE- ELECTED AS AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 16 | RESOLUTION REGARDING AUTHORISATION FOR THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | |||||||||
| 17.A | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN 2021 ("LTIP 2021"), INCLUDING: RESOLUTION REGARDING THE BOARD'S PROPOSAL TO IMPLEMENT A LONG-TERM INCENTIVE PLAN 2021 | Management | No Action | |||||||||
| 17.B | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN 2021 ("LTIP 2021"), INCLUDING: AUTHORISATION FOR THE BOARD TO ISSUE CLASS C SHARES | Management | No Action | |||||||||
| 17.C | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN 2021 ("LTIP 2021"), INCLUDING: AUTHORISATION TO RESOLVE TO REPURCHASE OWN CLASS C SHARES | Management | No Action | |||||||||
| 17.D | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN 2021 ("LTIP 2021"), INCLUDING: TRANSFER OF OWN CLASS B SHARES | Management | No Action | |||||||||
| 17.E | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN 2021 ("LTIP 2021"), INCLUDING: SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO LTIP 2021 | Management | No Action | |||||||||
| 18 | RESOLUTION REGARDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| NETWORK INTERNATIONAL HOLDINGS PLC | ||||||||||||
| Security | G6457T104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||
| ISIN | GB00BH3VJ782 | Agenda | 713869886 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, AS SET OUT ON PAGES 132 TO 148 OF THE ANNUAL REPORT AND ACCOUNTS 2020 | Management | For | For | ||||||||
| 3 | TO RE-ELECT ROHINTON KALIFA, OBE AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO ELECT NANDAN MER AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT DARREN POPE AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT ANIL DUA AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT VICTORIA HULL AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO ELECT ROHIT MALHOTRA AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT ALI HAERI MAZANDERANI AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT HABIB AL MULLA AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO ELECT DIANE RADLEY AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO ELECT MONIQUE SHIVANANDAN AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT SURYANARAYAN SUBRAMANIAN AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-APPOINT KPMG LLP AS AUDITORS UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID | Management | For | For | ||||||||
| 15 | TO AUTHORISE THE AUDIT & RISK COMMITTEE FOR AND ON BEHALF OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
| 16 | POLITICAL DONATIONS | Management | For | For | ||||||||
| 17 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 18 | GENERAL AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 19 | ADDITIONAL AUTHORITY TO DIS-APPLY PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 20 | MARKET PURCHASE OF OWN SHARES | Management | For | For | ||||||||
| 21 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
| ROTHSCHILD & CO SCA | ||||||||||||
| Security | F7957F116 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||
| ISIN | FR0000031684 | Agenda | 713911483 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER-HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE- INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER-OR NOT THEY | Non-Voting | ||||||||||
| REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT-SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER-DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING-REJECTED. THANK YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100921-45 AND-https://www.journal- officiel.gouv.fr/balo/document/202105032101358-53 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 2 | APPROPRIATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND DETERMINATION OF DIVIDEND | Management | No Action | |||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 4 | STATUTORY AUDITORS' REPORT ON REGULATED AGREEMENTS (CONVENTIONS REGLEMENTEES) REFERRED TO IN ARTICLES L.226-10 AND L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE (CODE DE COMMERCE) | Management | No Action | |||||||||
| 5 | RATIFICATION OF MRS. VERONIQUE WEILL'S APPOINTMENT (COOPTATION) AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6 | RENEWAL OF THE APPOINTMENT OF MR. DAVID DE ROTHSCHILD AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | RENEWAL OF THE APPOINTMENT OF MRS. LUCIE MAUREL-AUBERT AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | RENEWAL OF THE APPOINTMENT OF MR. ADAM KESWICK AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 9 | RENEWAL OF THE APPOINTMENT OF MR. ANTHONY DE ROTHSCHILD AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 10 | RENEWAL OF THE APPOINTMENT OF SIR PETER ESTLIN AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 11 | RENEWAL OF THE APPOINTMENT OF MR. SYLVAIN HEFES AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 12 | RENEWAL OF THE APPOINTMENT OF MR. SIPKO SCHAT AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 13 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE MANAGING PARTNER AND TO THE EXECUTIVE CHAIRMAN OF THE MANAGING PARTNER | Management | No Action | |||||||||
| 14 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 15 | APPROVAL OF THE CORPORATE OFFICERS' REMUNERATION-RELATED INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 PARAGRAPH I OF THE FRENCH COMMERCIAL CODE (CODE DE COMMERCE) | Management | No Action | |||||||||
| 16 | APPROVAL OF THE COMPONENTS OF REMUNERATION PAID DURING, OR AWARDED IN RESPECT OF, THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO THE MANAGING PARTNER | Management | No Action | |||||||||
| 17 | APPROVAL OF THE COMPONENTS OF REMUNERATION PAID DURING, OR AWARDED IN RESPECT OF, THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. ALEXANDRE DE ROTHSCHILD, EXECUTIVE CHAIRMAN OF THE MANAGING PARTNER | Management | No Action | |||||||||
| 18 | APPROVAL OF THE COMPONENTS OF REMUNERATION PAID DURING, OR AWARDED IN RESPECT OF, THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. DAVID DE ROTHSCHILD, CHAIRMAN OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 19 | DETERMINATION OF THE MAXIMUM GLOBAL ANNUAL AMOUNT OF REMUNERATION WHICH MAY BE ALLOCATED TO THE MEMBERS OF THE SUPERVISORY BOARD AS FROM 1 JANUARY 2021 | Management | No Action | |||||||||
| 20 | APPROVAL OF THE CAP ON VARIABLE COMPENSATION FOR PERSONS IDENTIFIED IN ACCORDANCE WITH ARTICLE L. 511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE (CODE MONETAIRE ET FINANCIER) IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND SUBSEQUENT FINANCIAL YEARS UNTIL OTHERWISE DECIDED | Management | No Action | |||||||||
| 21 | CONSULTATIVE VOTE ON A CONSOLIDATED BASIS ON THE TOTAL AMOUNT OF COMPENSATION OF ANY KIND PAID TO PERSONS IDENTIFIED IN ACCORDANCE WITH ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE (CODE MONETAIRE ET FINANCIER) DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 22 | AUTHORISATION GRANTED TO THE MANAGING PARTNER TO BUY BACK COMPANY'S SHARES | Management | No Action | |||||||||
| 23 | DELEGATION OF AUTHORITY TO THE MANAGING PARTNER TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES TO EMPLOYEES AND CORPORATE OFFICERS (MANDATAIRES SOCIAUX) OF THE COMPANY AND COMPANIES RELATED TO IT | Management | No Action | |||||||||
| 24 | DELEGATION OF AUTHORITY TO THE MANAGING PARTNER TO GRANT BONUS SHARES TO EMPLOYEES AND CORPORATE OFFICERS (MANDATAIRES SOCIAUX) OF THE COMPANY AND COMPANIES RELATED TO IT | Management | No Action | |||||||||
| 25 | DELEGATION OF AUTHORITY TO THE MANAGING PARTNER TO ISSUE ORDINARY SHARES OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE COMPANY'S SHARE CAPITAL RESERVED FOR MEMBERS OF A CORPORATE SAVINGS PLANS | Management | No Action | |||||||||
| 26 | AGGREGATE LIMIT ON THE AMOUNT OF THE ISSUES CARRIED OUT PURSUANT TO THE 23RD AND 25TH RESOLUTIONS OF THIS COMBINED GENERAL MEETING AND THE 20TH, 21ST, 22ND, 23RD AND 24TH RESOLUTIONS ADOPTED AT THE COMBINED GENERAL MEETING HELD ON 14 MAY 2020 | Management | No Action | |||||||||
| 27 | POWERS FOR THE FORMALITIES | Management | No Action | |||||||||
| 888 HOLDINGS PLC | ||||||||||||
| Security | X19526106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||
| ISIN | GI000A0F6407 | Agenda | 713944242 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||
| 4 | ELECT JON MENDELSOHN AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT ANNE DE KERCKHOVE AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT MARK SUMMERFIELD AS DIRECTOR | Management | For | For | ||||||||
| 7 | ELECT LIMOR GANOT AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT ITAI PAZNER AS DIRECTOR | Management | For | For | ||||||||
| 9 | ELECT YARIV DAFNA AS DIRECTOR | Management | For | For | ||||||||
| 10 | REAPPOINT ERNST AND YOUNG LLP AND EY LIMITED, GIBRALTAR AS AUDITORS | Management | For | For | ||||||||
| 11 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 12 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 13 | APPROVE ADDITIONAL ONE-OFF DIVIDEND | Management | For | For | ||||||||
| 14 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| 16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||
| FEVERTREE DRINKS PLC | ||||||||||||
| Security | G33929103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||
| ISIN | GB00BRJ9BJ26 | Agenda | 713956879 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE FINAL DIVIDEND: TO DECLARE A FINAL DIVIDEND OF 10.27P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 PAYABLE ON 28 MAY 2021 TO SHAREHOLDERS WHO ARE ON THE REGISTER OF MEMBERS OF THE COMPANY ON 9 APRIL 2021 | Management | For | For | ||||||||
| 4 | RE-ELECT WILLIAM RONALD AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT TIMOTHY WARRILLOW AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT ANDREW BRANCHFLOWER AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT COLINE MCCONVILLE AS DIRECTOR | Management | Abstain | Against | ||||||||
| 8 | RE-ELECT KEVIN HAVELOCK AS DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT JEFF POPKIN AS DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT DOMENIC DE LORENZO AS DIRECTOR | Management | For | For | ||||||||
| 11 | REAPPOINT BDO LLP AS AUDITORS | Management | For | For | ||||||||
| 12 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 13 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| 16 | AMEND LONG TERM INCENTIVE PLAN | Management | Abstain | Against | ||||||||
| BOOZT AB | ||||||||||||
| Security | W2198L106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||
| ISIN | SE0009888738 | Agenda | 713937413 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 0 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 1.A | ELECTION OF CHAIRMAN OF THE MEETING: LAWYER OLA GRAHN | Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 4.A | ELECTION OF ONE OR TWO PERSONS WHO SHALL APPROVE THE MINUTES OF THE MEETING:- CAROLINE SJOSTEN, REPRESENTING SWEDBANK ROBUR FONDER | Non-Voting | ||||||||||
| 5 | DETERMINATION OF WHETHER THE MEETING WAS DULY CONVENED | Non-Voting | ||||||||||
| 6 | SUBMISSION OF THE ANNUAL REPORT AND THE AUDIT REPORT AND THE CONSOLIDATED-ANNUAL REPORT AND CONSOLIDATED AUDIT REPORT AS WELL AS THE STATEMENT BY THE-AUDITOR ON THE COMPLIANCE OF THE APPLICABLE GUIDELINES FOR REMUNERATION TO-SENIOR EXECUTIVES | Non-Voting | ||||||||||
| 7.A | RESOLUTIONS REGARDING ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 7.B | RESOLUTIONS REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE | Management | No Action | |||||||||
| 7.C.1 | RESOLUTION REGARDING DISCHARGE OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY: HENRIK THEILBJORN, CHAIRMAN OF BOARD OF DIRECTORS | Management | No Action | |||||||||
| 7.C.2 | RESOLUTION REGARDING DISCHARGE OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY: BJORN FOLMER KROGHSBO, MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 7.C.3 | RESOLUTION REGARDING DISCHARGE OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY: CECILIA LANNEBO, MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 7.C.4 | RESOLUTION REGARDING DISCHARGE OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY: JON BJORNSSON, MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 7.C.5 | RESOLUTION REGARDING DISCHARGE OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY: KENT STEVENS LARSEN, MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 7.C.6 | RESOLUTION REGARDING DISCHARGE OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY: LUCA MARTINES, MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 7.C.7 | RESOLUTION REGARDING DISCHARGE OF THE MEMBER OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY: HERMANN HARALDSSON, CEO | Management | No Action | |||||||||
| 8.A | DETERMINATION OF THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.B | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS | Management | No Action | |||||||||
| 9.A | DETERMINATION OF REMUNERATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 9.B | DETERMINATION OF REMUNERATION FOR THE AUDITORS | Management | No Action | |||||||||
| 10.A | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: HENRIK THEILBJORN | Management | No Action | |||||||||
| 10.B | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: CECILIA LANNEBO | Management | No Action | |||||||||
| 10.C | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JON BJORNSSON | Management | No Action | |||||||||
| 10.D | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: KENT STEVENS LARSEN | Management | No Action | |||||||||
| 10.E | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: LUCA MARTINES | Management | No Action | |||||||||
| 10.F | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JULIE WIESE | Management | No Action | |||||||||
| 10.G | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: AILEEN O'TOOLE | Management | No Action | |||||||||
| 10.H | RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTOR: HENRIK THEILBJORN | Management | No Action | |||||||||
| 11.A | ELECTION OF AUDITOR AND DEPUTY AUDITOR: DELOITTE AB | Management | No Action | |||||||||
| 12 | RESOLUTION ON INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 13 | RESOLUTION ON GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |||||||||
| 14 | RESOLUTION ON APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 15 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 16 | RESOLUTION ON AUTHORIZATION FOR THE BOARD OF DIRECTORS REGARDING NEW SHARE ISSUES OF ORDINARY SHARES | Management | No Action | |||||||||
| 17 | RESOLUTION ON IMPLEMENTATION OF A LONG- TERM INCENTIVE PROGRAM BY WAY OF (A) IMPLEMENTATION OF A PERFORMANCE-BASED SHARE PROGRAM; (B) AUTHORIZATION ON DIRECTED ISSUES OF SERIES C SHARES; (C) AUTHORIZATION ON REPURCHASE OF SERIES C SHARES; AND (D) RESOLUTION ON TRANSFER OF OWN ORDINARY SHARES | Management | No Action | |||||||||
| 18 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| VETOQUINOL SA | ||||||||||||
| Security | F97121101 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||
| ISIN | FR0004186856 | Agenda | 713941107 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104162100945-46 | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 2 | DISCHARGE GRANTED TO DIRECTORS | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 5 | APPROVAL OF THE REMUNERATION POLICY FOR CORPORATE OFFICERS IN ACCORDANCE WITH THE SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 6 | APPROVAL OF THE REPORT ON THE REMUNERATION OF CORPORATE OFFICERS | Management | No Action | |||||||||
| 7 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. ETIENNE FRECHIN, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. MATTHIEU FRECHIN, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. DOMINIQUE DERVEAUX, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. ALAIN MASSON, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 11 | REGULATED AGREEMENTS | Management | No Action | |||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MR. ETIENNE FRECHIN AS DIRECTOR | Management | No Action | |||||||||
| 13 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-JOSEPHE BAUD AS DIRECTOR | Management | No Action | |||||||||
| 14 | RESIGNATION AND NON-REPLACEMENT OF MR. LUC FRECHIN AS CENSOR | Management | No Action | |||||||||
| 15 | APPOINTMENT OF MR. LUC FRECHIN AS NEW DIRECTOR, AS A REPLACEMENT FOR MR. JEAN- CHARLES FRECHIN | Management | No Action | |||||||||
| 16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO PROCEED WITH THE PURCHASE BY THE COMPANY OF ITS OWN SHARES AT A MAXIMUM PRICE OF EUR 130 PER SHARE, I.E. A MAXIMUM OVERALL AMOUNT OF EUR 108,125,290 | Management | No Action | |||||||||
| 17 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT MONTHS, TO PROCEED WITH THE FREE ALLOCATION OF SHARES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS, OR OF EXISTING SHARES TO THE BENEFIT OF EMPLOYEES AND/OR EXECUTIVE CORPORATE OFFICERS (SUBJECT TO PERFORMANCE CONDITIONS) OF THE COMPANY AND THE ENTITIES | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY A MAXIMUM AMOUNT OF EUR 80,000,000 BY CAPITALIZATION OF RESERVES OR PREMIUMS | Management | No Action | |||||||||
| 19 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS | Non-Voting | ||||||||||
| OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| NAGACORP LTD | ||||||||||||
| Security | G6382M109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||
| ISIN | KYG6382M1096 | Agenda | 713953809 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0419/2021041900916.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0419/2021041900946.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
| 1 | TO CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 (THE "YEAR") | Management | For | For | ||||||||
| 2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND IN RESPECT OF THE YEAR | Management | For | For | ||||||||
| 3.I | TO RE-ELECT TAN SRI DR CHEN LIP KEONG AS AN EXECUTIVE DIRECTOR | Management | Against | Against | ||||||||
| 3.II | TO RE-ELECT MR. CHEN YIY FON AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT MR. MICHAEL LAI KAI JIN, WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
| 5 | TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX DIRECTORS' REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | For | For | ||||||||
| 6 | TO RE-APPOINT BDO LIMITED AS THE INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION | Management | For | For | ||||||||
| 7.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | Against | Against | ||||||||
| 7.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For | ||||||||
| 7.C | SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NOS. 7(A) AND (B), TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 7(A) TO ISSUE SHARES BY ADDING THE NUMBER OF ISSUED SHARES OF THE COMPANY REPURCHASED UNDER ORDINARY RESOLUTION NO. 7(B) | Management | Against | Against | ||||||||
| AUSTEVOLL SEAFOOD ASA | ||||||||||||
| Security | R0814U100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||
| ISIN | NO0010073489 | Agenda | 714092981 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | ||||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE GENERAL MEETING BY THE CHAIRMAN OF THE BOARD OF DIRECTORS | Non-Voting | ||||||||||
| 2 | ELECTION OF PERSON TO CHAIR THE MEETING | Management | No Action | |||||||||
| 3 | ELECTION OF A PERSON TO COSIGN THE MINUTES | Management | No Action | |||||||||
| 4 | APPROVAL OF NOTICE AND AGENDA | Management | No Action | |||||||||
| 5 | APPROVAL OF ANNUAL ACCOUNTS, BOARD OF DIRECTORS REPORT AND AUDITORS STATEMENT FOR 2020. DIVIDEND PAYMENT | Management | No Action | |||||||||
| 6 | REPORT REGARDING CORPORATE GOVERNANCE | Management | No Action | |||||||||
| 7.A | STIPULATION OF REMUNERATION: REMUNERATION TO THE BOARD MEMBERS | Management | No Action | |||||||||
| 7.B | STIPULATION OF REMUNERATION: REMUNERATION TO THE AUDIT COMMITTEE | Management | No Action | |||||||||
| 7.C | STIPULATION OF REMUNERATION: REMUNERATION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 7.D | STIPULATION OF REMUNERATION: REMUNERATION TO THE COMPANY'S AUDITOR | Management | No Action | |||||||||
| 8.1.A | ELECTION OF BOARD MEMBER, HEGE SOLBAKKEN | Management | No Action | |||||||||
| 8.1.B | ELECTION OF BOARD MEMBER, SIREN M. GRONHAUG | Management | No Action | |||||||||
| 8.1.C | ELECTION OF BOARD MEMBER, EIRIK DRONEN MELINGEN | Management | No Action | |||||||||
| 8.1.D | ELECTION OF DEPUTY CHAIRMAN, HEGE CHARLOTTE BAKKEN | Management | No Action | |||||||||
| 8.2.A | ELECTION OF NOMINATION COMMITTEE MEMBER, NINA SANDNES | Management | No Action | |||||||||
| 9 | AUTHORISATION TO INCREASE THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||
| 10 | AUTHORISATION TO PURCHASE OWN SHARES | Management | No Action | |||||||||
| 11 | APPROVAL OF GUIDELINES FOR SALARY AND OTHER REMUNERATION TO LEADING PERSONNEL, CF. THE PUBLIC LIMITED COMPANIES ACT SECTION 6 16 A, CF. SECTION 5 6 (3) | Management | No Action | |||||||||
| CMMT | 07 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- | Non-Voting | ||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 07 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| ALAMOS GOLD INC. | ||||||||||||
| Security | 011532108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGI | Meeting Date | 27-May-2021 | |||||||||
| ISIN | CA0115321089 | Agenda | 935403206 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Elaine Ellingham | For | For | |||||||||
| 2 | David Fleck | For | For | |||||||||
| 3 | David Gower | For | For | |||||||||
| 4 | Claire M. Kennedy | For | For | |||||||||
| 5 | John A. McCluskey | For | For | |||||||||
| 6 | Monique Mercier | For | For | |||||||||
| 7 | Paul J. Murphy | For | For | |||||||||
| 8 | J. Robert S. Prichard | For | For | |||||||||
| 9 | Kenneth Stowe | For | For | |||||||||
| 2 | Appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. | Management | For | For | ||||||||
| NCC GROUP PLC | ||||||||||||
| Security | G64319109 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Jun-2021 | ||||||||||
| ISIN | GB00B01QGK86 | Agenda | 714174062 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO APPROVE THE ACQUISITION OF THE INTELLECTUAL PROPERTY MANAGEMENT BUSINESS OF IRON MOUNTAIN | Management | For | For | ||||||||
| HUNTER DOUGLAS NV | ||||||||||||
| Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | ANN4327C1220 | Agenda | 714169441 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | OTHER BUSINESS | Management | No Action | |||||||||
| HUNTER DOUGLAS NV | ||||||||||||
| Security | N4327C122 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | ANN4327C1220 | Agenda | 714169465 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | REPORT TO THE SHAREHOLDERS | Management | No Action | |||||||||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | No Action | |||||||||
| 4 | REELECT A. NUHN, A. RUYS, R. SONNENBERG, F. WAGENER AS DIRECTORS | Management | No Action | |||||||||
| 5 | RATIFY ERNST YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | No Action | |||||||||
| 6 | OTHER BUSINESS | Management | No Action | |||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS-MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE-REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| MANCHESTER UNITED PLC | ||||||||||||
| Security | G5784H106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MANU | Meeting Date | 03-Jun-2021 | |||||||||
| ISIN | KYG5784H1065 | Agenda | 935395675 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Avram Glazer | Management | For | For | ||||||||
| 1B. | Election of Director: Joel Glazer | Management | For | For | ||||||||
| 1C. | Election of Director: Edward Woodward | Management | For | For | ||||||||
| 1D. | Election of Director: Richard Arnold | Management | For | For | ||||||||
| 1E. | Election of Director: Cliff Baty | Management | For | For | ||||||||
| 1F. | Election of Director: Kevin Glazer | Management | For | For | ||||||||
| 1G. | Election of Director: Bryan Glazer | Management | For | For | ||||||||
| 1H. | Election of Director: Darcie Glazer Kassewitz | Management | For | For | ||||||||
| 1I. | Election of Director: Edward Glazer | Management | For | For | ||||||||
| 1J. | Election of Director: Robert Leitâo | Management | For | For | ||||||||
| 1K. | Election of Director: Manu Sawhney | Management | For | For | ||||||||
| 1L. | Election of Director: John Hooks | Management | For | For | ||||||||
| GERRESHEIMER AG | ||||||||||||
| Security | D2852S109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Jun-2021 | ||||||||||
| ISIN | DE000A0LD6E6 | Agenda | 714013808 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR SHORT FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.25 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | APPROVE CREATION OF EUR 6.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 9 | APPROVE CREATION OF EUR 3.1 MILLION POOL OF AUTHORIZED CAPITAL II WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| ELDORADO GOLD CORPORATION | ||||||||||||
| Security | 284902509 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | EGO | Meeting Date | 10-Jun-2021 | |||||||||
| ISIN | CA2849025093 | Agenda | 935427078 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | George Albino | For | For | |||||||||
| 2 | George Burns | For | For | |||||||||
| 3 | Teresa Conway | For | For | |||||||||
| 4 | Catharine Farrow | For | For | |||||||||
| 5 | Pamela Gibson | For | For | |||||||||
| 6 | Judith Mosely | For | For | |||||||||
| 7 | Steven Reid | For | For | |||||||||
| 8 | John Webster | For | For | |||||||||
| 2 | Appointment of KPMG as Auditors of the Corporation for the ensuing year. | Management | For | For | ||||||||
| 3 | Authorize the Directors to fix the Auditor's pay. | Management | For | For | ||||||||
| 4 | Approve an ordinary resolution as set out in the management proxy circular supporting the Company's approach to executive compensation on an advisory basis. | Management | For | For | ||||||||
| 5 | Approve an ordinary resolution approving amendments to the performance share unit plan and the adoption of the amended and restated performance share unit plan. | Management | For | For | ||||||||
| XILAM ANIMATION | ||||||||||||
| Security | F9858B103 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 11-Jun-2021 | ||||||||||
| ISIN | FR0004034072 | Agenda | 714065643 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105052101398-54 | Non-Voting | ||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING LOSS AMOUNTING TO EUR (3,586,000.00) | Management | No Action | |||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING SHOWING EARNINGS AMOUNTING TO EUR 2,806,000.00. THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO EXPENSES AND CHARGES THAT ARE NOT TAX-DEDUCTIBLE WERE RECORDED FOR SAID FINANCIAL YEAR | Management | No Action | |||||||||
| 3 | THE SHAREHOLDERS' MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR (3,586,000.00) AS A DEFICIT IN RETAINED EARNINGS. FOLLOWING THIS ALLOCATION, THE RETAINED EARNINGS ACCOUNT WILL SHOW A NEW BALANCE OF EUR 10,053,000.00. IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE GENERAL MEETING RECALLS THAT NO DIVIDEND WAS PAID FOR THE PREVIOUS THREE FISCAL YEARS | Management | No Action | |||||||||
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | Management | No Action | |||||||||
| 5 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR MARC DU PONTAVICE FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||
| 6 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 7 | THE SHAREHOLDERS' MEETING GIVES PERMANENT DISCHARGE TO THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING SAID FISCAL YEAR | Management | No Action | |||||||||
| 8 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR MARC DU PONTAVICE AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||
| 9 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS ALIX DE MAISTRE AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||
| 10 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS MELANIE BIESSY AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||
| 11 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MRS NATALIE HECKEL AS DIRECTOR, TO REPLACE MR THIERRY LANGLOIS, FOR THE REMAINDER OF MR THIERRY LANGLOIS'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | No Action | |||||||||
| 12 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO TRADE THE COMPANY'S SHARES , SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES REPRESENTING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 98,230,000.00 THIS AUTHORISATION IS GIVEN FOR AN 18 MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 13 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||
| 14 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN UNDER RESOLUTION 12, UP TO 10 PER CENT | Management | No Action | |||||||||
| OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR AN 18 MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||
| 15 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||
| BENETEAU SA | ||||||||||||
| Security | F09419106 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 11-Jun-2021 | ||||||||||
| ISIN | FR0000035164 | Agenda | 714107516 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 10 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202105072101473-55 PLEASE-NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 12- AND COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING LOSS AMOUNTING TO EUR 24,472,769.05. THE SHAREHOLDERS' MEETING APPROVES THE NONDEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 64,676.00 | Management | No Action | |||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING NET LOSS AMOUNTING TO EUR 81,893,000.00 (INCLUDING GROUP SHARE: EUR (80,877,000.00) | Management | No Action | |||||||||
| 3 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES THE AGREEMENTS CONCLUDED WITH GBI HOLDING PERTAINING TO THE DEBT WAIVERS FOR: - EUR 9,047,500.00 ON APRIL 16TH 2020 - EUR 5,000,000.00 ON AUGUST 31ST 2020 - EUR 26,500,000.00 ON DECEMBER 1ST 2020 AND THE COMMITMENT TO COVER THE POSSIBLE LOSSES FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES THE AGREEMENT CONCLUDED WITH BENETEAU FOUNDATION PERTAINING TO THE CREATION OF THE ENDOWMENT FUND AND THE PAYMENT ON JANUARY 25TH 2021, AS UNIQUE FOUNDER, OF THE INITIAL ENDOWMENT AMOUNTING TO EUR 15,000.00 | Management | No Action | |||||||||
| 5 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CORPORATE OFFICERS | Management | No Action | |||||||||
| 6 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 7 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS WELL AS THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE CHIEF EXECUTIVE OFFICER, MR. JEROME DE METZ, FOR SAID FISCAL YEAR, FOR ITS INITIAL PERIOD OF 12 MONTHS (FROM SEPTEMBER 1ST 2019 TO AUGUST 31ST 2020) | Management | No Action | |||||||||
| 8 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS WELL AS THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE CHIEF EXECUTIVE OFFICER, MR. JEROME DE METZ, FOR SAID FISCAL YEAR, FOR ITS ADDITIONAL PERIOD OF 4 MONTHS (FROM SEPTEMBER 1ST 2020 TO DECEMBER 31ST 2020) | Management | No Action | |||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS WELL AS THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE DEPUTY MANAGING DIRECTOR, MR. GIANGUIDO GIROTTI, FOR SAID FISCAL YEAR, FOR ITS INITIAL PERIOD OF 12 MONTHS (FROM SEPTEMBER 1ST 2019 TO AUGUST 31ST 2020) | Management | No Action | |||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS WELL AS THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE DEPUTY MANAGING DIRECTOR, MR. GIANGUIDO GIROTTI, FOR SAID FISCAL YEAR, FOR ITS ADDITIONAL PERIOD OF 4 MONTHS (FROM SEPTEMBER 1ST 2020 TO DECEMBER 31ST 2020) | Management | No Action | |||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS WELL AS THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE DEPUTY MANAGING DIRECTOR, MR. JEAN-PAUL CHAPELEAU, FOR SAID FISCAL YEAR, FOR ITS INITIAL PERIOD OF 12 MONTHS (FROM SEPTEMBER 1ST 2019 TO AUGUST 31ST 2020) | Management | No Action | |||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS WELL AS THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE DEPUTY MANAGING DIRECTOR, MR. JEAN-PAUL CHAPELEAU, FOR SAID FISCAL YEAR, FOR ITS INITIAL PERIOD OF 4 MONTHS (FROM SEPTEMBER 1ST 2020 TO AUGUST 31ST 2020) | Management | No Action | |||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS WELL AS THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE FORMER DEPUTY MANAGING DIRECTOR, MR. CHRISTOPHER CAUDRELIER, FOR SAID FISCAL YEAR | Management | No Action | |||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE LOSS FOR THE YEAR OF EUR 24,472,769.05, DECREASED BY EUR 187,502.67 OF RETAINED EARNINGS, TO THE OTHER RESERVES ACCOUNT, WHICH PREVIOUSLY AMOUNTED TO EUR 109,481,852.56. FOLLOWING THIS ALLOCATION, THE OTHER RESERVES ACCOUNT WILL SHOW A NEW BALANCE OF EUR 85,196,586.18. CONSEQUENTLY, NO DIVIDEND WILL BE PAID FOR SAID FISCAL YEAR. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.25 PER SHARE FOR 2016-2017 FISCAL YEAR, EUR 0.26 PER SHARE FOR 2017-2018 FISCAL YEAR, EUR 0.23 PER SHARE FOR 2018-2019 FISCAL YEAR | Management | No Action | |||||||||
| 15 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. ANNETTE ROUX AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | No Action | |||||||||
| 16 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. YVES LYON-CAEN AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Management | No Action | |||||||||
| 17 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 25.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 5 PERCENT OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 70,000,000.00. THE NUMBER OF TREASURY SHARES TO BE HELD BY THE COMPANY SHALL NOT EXCEED 5 PERCENT OF THE SHARE CAPITAL. THIS AUTHORISATION IS GIVEN FOR AN 18-MONTH | Management | No Action | |||||||||
| PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||
| 18 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, IN FAVOUR OF THE EXECUTIVES, CORPORATE OFFICERS OR EMPLOYEES, OR CERTAIN AMONG THEM, OF THE COMPANY AND THE OTHER ENTITIES OF ITS GROUP, EXISTING AND-OR FUTURE SHARES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT, WITHIN THE LIMITS OF 1.5 PERCENT. THE NUMBER OF SHARES TO BE ALLOCATED TO THE MANAGING CORPORATE OFFICERS OF THE LISTED COMPANY SHALL NOT EXCEED 40 PERCENT OF THE TOTAL NUMBER OF ALLOCATED SHARES. THIS AUTHORISATION IS GRANTED FOR A 38-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 19 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO ISSUE, UP TO 10 PERCENT OF THE SHARE CAPITAL, COMPANY'S SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD, SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 20 | THE SHAREHOLDERS' MEETING AUTHORISES BOARD OF DIRECTORS TO ISSUE SHARES, EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR THE ALLOCATION OF DEBT SECURITIES, IN CONSIDERATION FOR SECURITIES TENDERED AS A PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY LISTED ON ONE OF THE REGULATED MARKET. THE TOTAL NOMINAL AMOUNT (SHARE PREMIUM EXCLUDED) OF CAPITAL INCREASES TO BE CARRIED OUT BY ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OR, SUBJECT THAT THE FIRST SECURITIES WILL BE A SHARE, GIVING RIGHT | Management | No Action | |||||||||
| TO THE ALLOCATION OF DEBT SECURITIES, SHALL NOT EXCEED EUR 827,898.40. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES GIVING RIGHT TO EQUITY SECURITIES SHALL NOT EXCEED EUR 827,898.40. THIS AUTHORISATION, GRANTED FOR A 26-MONTH PERIOD, SUPERSEDES ANY EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||
| 21 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY ISSUANCE OF SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO COMPANY'S EQUITY SECURITIES TO BE ISSUED, IN FAVOUR OF MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, AND TO GRANT, IF SO, PERFORMANCE SHARES OR EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THE NUMBER OF SHARES THAT MAY BE ISSUED SHALL NOT EXCEED 210,000 SHARES. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 22 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PERCENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 23 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||
| KAMEDA SEIKA CO.,LTD. | ||||||||||||
| Security | J29352101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Jun-2021 | ||||||||||
| ISIN | JP3219800004 | Agenda | 714219638 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||
| BOOHOO GROUP PLC | ||||||||||||
| Security | G6153P109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Jun-2021 | ||||||||||
| ISIN | JE00BG6L7297 | Agenda | 714196044 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | Abstain | Against | ||||||||
| 3 | RE-ELECT NEIL CATTO AS DIRECTOR | Management | For | For | ||||||||
| 4 | RE-ELECT CAROL KANE AS DIRECTOR | Management | Abstain | Against | ||||||||
| 5 | RE-ELECT JOHN LYTTLE AS DIRECTOR | Management | For | For | ||||||||
| 6 | ELECT TIM MORRIS AS A DIRECTOR | Management | For | For | ||||||||
| 7 | ELECT SHAUN MCCABE AS A DIRECTOR | Management | For | For | ||||||||
| 8 | RATIFY PKF LITTLEJOHN LLP AS AUDITORS | Management | For | For | ||||||||
| 9 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 10 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||
| 11 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 12 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||
| 13 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| TERAOKA SEISAKUSHO CO.,LTD. | ||||||||||||
| Security | J83130104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||
| ISIN | JP3546000005 | Agenda | 714246483 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Asakura, Shinji | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Furuichi, Katsunori | Management | For | For | ||||||||
| 3 | Appoint a Substitute Corporate Auditor Sugaya, Masayuki | Management | Against | Against | ||||||||
| SUMITOMO BAKELITE COMPANY,LIMITED | ||||||||||||
| Security | J77024115 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||
| ISIN | JP3409400003 | Agenda | 714243425 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Hayashi, Shigeru | Management | For | For | ||||||||
| 2.2 | Appoint a Director Fujiwara, Kazuhiko | Management | For | For | ||||||||
| 2.3 | Appoint a Director Inagaki, Masayuki | Management | For | For | ||||||||
| 2.4 | Appoint a Director Asakuma, Sumitoshi | Management | For | For | ||||||||
| 2.5 | Appoint a Director Nakamura, Takashi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Kuwaki, Goichiro | Management | For | For | ||||||||
| 2.7 | Appoint a Director Kobayashi, Takashi | Management | For | For | ||||||||
| 2.8 | Appoint a Director Abe, Hiroyuki | Management | For | For | ||||||||
| 2.9 | Appoint a Director Matsuda, Kazuo | Management | For | For | ||||||||
| 2.10 | Appoint a Director Nagashima, Etsuko | Management | For | For | ||||||||
| 3.1 | Appoint a Corporate Auditor Kawate, Noriko | Management | For | For | ||||||||
| 3.2 | Appoint a Substitute Corporate Auditor Yufu, Setsuko | Management | For | For | ||||||||
| TAKARA BIO INC. | ||||||||||||
| Security | J805A2106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||
| ISIN | JP3460200003 | Agenda | 714250204 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Omiya, Hisashi | Management | For | For | ||||||||
| 2.2 | Appoint a Director Nakao, Koichi | Management | For | For | ||||||||
| 2.3 | Appoint a Director Mineno, Junichi | Management | For | For | ||||||||
| 2.4 | Appoint a Director Kimura, Masanobu | Management | For | For | ||||||||
| 2.5 | Appoint a Director Miyamura, Tsuyoshi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Hamaoka, Yo | Management | For | For | ||||||||
| 2.7 | Appoint a Director Kawashima, Nobuko | Management | For | For | ||||||||
| 2.8 | Appoint a Director Kimura, Kazuko | Management | For | For | ||||||||
| 2.9 | Appoint a Director Matsumura, Noriomi | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Makikawa, Masaaki | Management | For | For | ||||||||
| AKATSUKI INC. | ||||||||||||
| Security | J0105L107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||
| ISIN | JP3107000006 | Agenda | 714272591 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Koda, Tetsuro | Management | For | For | ||||||||
| 2.2 | Appoint a Director Totsuka, Yuki | Management | For | For | ||||||||
| 2.3 | Appoint a Director Katsuya, Hisashi | Management | For | For | ||||||||
| 2.4 | Appoint a Director Mizuguchi, Tetsuya | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Okamoto, Kentaro | Management | For | For | ||||||||
| ENTAIN PLC | ||||||||||||
| Security | G3167C109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||
| ISIN | IM00B5VQMV65 | Agenda | 714240455 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 3 | RATIFY KPMG LLP AS AUDITORS | Management | No Action | |||||||||
| 4 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 5 | ELECT DAVID SATZ AS DIRECTOR | Management | No Action | |||||||||
| 6 | ELECT ROBERT HOSKIN AS DIRECTOR | Management | No Action | |||||||||
| 7 | ELECT STELLA DAVID AS DIRECTOR | Management | No Action | |||||||||
| 8 | ELECT VICKY JARMAN AS DIRECTOR | Management | No Action | |||||||||
| 9 | ELECT MARK GREGORY AS DIRECTOR | Management | No Action | |||||||||
| 10 | RE-ELECT ROB WOOD AS DIRECTOR | Management | No Action | |||||||||
| 11 | RE-ELECT JETTE NYGAARD-ANDERSEN AS DIRECTOR | Management | No Action | |||||||||
| 12 | RE-ELECT BARRY GIBSON AS DIRECTOR | Management | No Action | |||||||||
| 13 | RE-ELECT PETER ISOLA AS DIRECTOR | Management | No Action | |||||||||
| 14 | RE-ELECT PIERRE BOUCHUT AS DIRECTOR | Management | No Action | |||||||||
| 15 | RE-ELECT VIRGINIA MCDOWELL AS DIRECTOR | Management | No Action | |||||||||
| 16 | APPROVE INCREASE IN AGGREGATE FEES PAYABLE TO NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 17 | APPROVE INCREASE IN SIZE OF BOARD | Management | No Action | |||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | No Action | |||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||
| 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | No Action | |||||||||
| 21 | AUTHORISE MARKET PURCHASE OF SHARES | Management | No Action | |||||||||
| BENGO4.COM,INC. | ||||||||||||
| Security | J0429S101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2021 | ||||||||||
| ISIN | JP3835870001 | Agenda | 714322497 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1.1 | Appoint a Director Uchida, Yosuke | Management | For | For | ||||||||
| 1.2 | Appoint a Director Tagami, Yoshikazu | Management | For | For | ||||||||
| 1.3 | Appoint a Director Tachibana, Daichi | Management | For | For | ||||||||
| 1.4 | Appoint a Director Matsuura, Keita | Management | For | For | ||||||||
| 1.5 | Appoint a Director Ishimaru, Fumihiko | Management | For | For | ||||||||
| 1.6 | Appoint a Director Murakami, Atsuhiro | Management | For | For | ||||||||
| 1.7 | Appoint a Director Uenoyama, Katsuya | Management | For | For | ||||||||
| AIDA ENGINEERING,LTD. | ||||||||||||
| Security | J00546101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jun-2021 | ||||||||||
| ISIN | JP3102400003 | Agenda | 714243704 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Aida, Kimikazu | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Suzuki, Toshihiko | Management | For | For | ||||||||
| 2.3 | Appoint a Director Yap Teck Meng | Management | For | For | ||||||||
| 2.4 | Appoint a Director Ugawa, Hiromitsu | Management | For | For | ||||||||
| 2.5 | Appoint a Director Gomi, Hirofumi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Mochizuki, Mikio | Management | For | For | ||||||||
| 2.7 | Appoint a Director Iguchi, Isao | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Katayama, Noriyuki | Management | For | For | ||||||||
| MARUWA UNYU KIKAN CO.,LTD. | ||||||||||||
| Security | J40587107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jun-2021 | ||||||||||
| ISIN | JP3879170003 | Agenda | 714296301 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Wasami, Masaru | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Yamamoto, Teruaki | Management | For | For | ||||||||
| 2.3 | Appoint a Director Kuzuno, Masanao | Management | For | For | ||||||||
| 2.4 | Appoint a Director Fujita, Tsutomu | Management | For | For | ||||||||
| 2.5 | Appoint a Director Kawada, Kazumi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Ogura, Tomoki | Management | For | For | ||||||||
| 2.7 | Appoint a Director Hashimoto, Hideo | Management | For | For | ||||||||
| 2.8 | Appoint a Director Tanaka, Hiroshi | Management | For | For | ||||||||
| 2.9 | Appoint a Director Iwasaki, Akinori | Management | For | For | ||||||||
| 2.10 | Appoint a Director Hirose, Hakaru | Management | For | For | ||||||||
| 2.11 | Appoint a Director Yamakawa, Yukio | Management | For | For | ||||||||
| 2.12 | Appoint a Director Motohashi, Katsunobu | Management | For | For | ||||||||
| 2.13 | Appoint a Director Tachi, Itsushi | Management | For | For | ||||||||
| 3.1 | Appoint a Corporate Auditor Tanaka, Shigeru | Management | For | For | ||||||||
| 3.2 | Appoint a Corporate Auditor Iwasaki, Akira | Management | For | For | ||||||||
| 3.3 | Appoint a Corporate Auditor Miura, Hiroshi | Management | For | For | ||||||||
| 4 | Appoint a Substitute Corporate Auditor Sakuraba, Hiroki | Management | For | For | ||||||||
| NYNOMIC AG | ||||||||||||
| Security | D56249101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||
| ISIN | DE000A0MSN11 | Agenda | 714206629 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBERS FABIAN PETERS AND MAIK MUELLER FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBERS HANS WOERMCKE, SVEN CLAUSSEN AND HARTMUT HARBECK FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5 | RATIFY CLAUSS PAAL & PARTNER MBB AS AUDITORS FOR FISCAL YEAR 20201 | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | APPROVE CREATION OF EUR 2.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 8 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||
| YPSOMED HOLDING AG | ||||||||||||
| Security | H9725B102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||
| ISIN | CH0019396990 | Agenda | 714241798 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2020/21, ACKNOWLEDGEMENT OF THE REPORT OF THE AUDITORS | Management | No Action | |||||||||
| 2 | APPROPRIATION OF THE RETAINED PROFIT 2020/21, ALLOCATION AND APPROPRIATION OF THE RESERVES FROM CAPITAL CONTRIBUTIONS | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE OTHER MANAGEMENT BODIES 2020/21 | Management | No Action | |||||||||
| 4.A | BOARD OF DIRECTORS: FIXED COMPENSATION | Management | No Action | |||||||||
| 4.B | BOARD OF DIRECTORS: PERFORMANCE-RELATED COMPENSATION | Management | No Action | |||||||||
| 4.C | EXECUTIVE MANAGEMENT: FIXED COMPENSATION | Management | No Action | |||||||||
| 4.D | EXECUTIVE MANAGEMENT: PERFORMANCE- RELATED COMPENSATION | Management | No Action | |||||||||
| 5.A.1 | RE-ELECTION OF DR. H.C. WILLY MICHEL AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.A.2 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.A.3 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.A.4 | ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.A.5 | ELECTION OF BETUEL SUSAMIS UNARAN AS MEMBER OF THE BOARD | Management | No Action | |||||||||
| 5.B | RE-ELECTION OF DR. H.C. WILLY MICHEL AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 5.C.1 | RE-ELECTION OF PAUL FONTEYNE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.C.2 | RE-ELECTION OF DR. MARTIN MUENCHBACH AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.C.3 | RE-ELECTION OF GILBERT ACHERMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.C.4 | ELECTION OF BETUEL SUSAMIS UNARAN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.D | RE-ELECTION OF THE INDEPENDENT PROXY: DR. PETER STAEHLI, ATTORNEY AT-LAW AND NOTARY, BURGDORF | Management | No Action | |||||||||
| 5.E | ELECTION OF THE AUDITORS: PRICEWATERHOUSECOOPERS LTD, BERN | Management | No Action | |||||||||
| 6.A | AMENDMENT OF THE ARTICLES OF INCORPORATION: RESOLUTION ON AUTHORISED CAPITAL: NEW ARTICLE 3BIS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 6.B | AMENDMENT OF THE ARTICLES OF INCORPORATION: AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| NOMAD FOODS LIMITED | ||||||||||||
| Security | G6564A105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOMD | Meeting Date | 30-Jun-2021 | |||||||||
| ISIN | VGG6564A1057 | Agenda | 935433704 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sir Martin Ellis Franklin, KGCN | Management | For | For | ||||||||
| 1B. | Election of Director: Noam Gottesman | Management | For | For | ||||||||
| 1C. | Election of Director: Ian G.H. Ashken | Management | For | For | ||||||||
| 1D. | Election of Director: Stéfan Descheemaeker | Management | For | For | ||||||||
| 1E. | Election of Director: Golnar Khosrowshahi | Management | For | For | ||||||||
| 1F. | Election of Director: James E. Lillie | Management | For | For | ||||||||
| 1G. | Election of Director: Stuart M. MacFarlane | Management | For | For | ||||||||
| 1H. | Election of Director: Lord Myners of Truro CBE | Management | For | For | ||||||||
| 1I. | Election of Director: Victoria Parry | Management | For | For | ||||||||
| 1J. | Election of Director: Melanie Stack | Management | For | For | ||||||||
| 1K. | Election of Director: Samy Zekhout | Management | For | For | ||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Global Rising Income and Dividend Fund |
Report Date: 07/01/2020 1 |
| Investment Company Report | ||||||||||||
| SEVERN TRENT PLC | ||||||||||||
| Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Jul-2020 | ||||||||||
| ISIN | GB00B1FH8J72 | Agenda | 712819347 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| 2 | APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| 4 | REAPPOINT KEVIN BEESTON | Management | For | For | ||||||||
| 5 | REAPPOINT JAMES BOWLING | Management | For | For | ||||||||
| 6 | REAPPOINT JOHN COGHLAN | Management | For | For | ||||||||
| 7 | REAPPOINT OLIVIA GARFIELD | Management | For | For | ||||||||
| 8 | APPOINT CHRISTINE HODGSON | Management | For | For | ||||||||
| 9 | APPOINT SHARMILA NEBHRAJANI | Management | For | For | ||||||||
| 10 | REAPPOINT DOMINIQUE REINICHE | Management | For | For | ||||||||
| 11 | REAPPOINT PHILIP REMNANT | Management | For | For | ||||||||
| 12 | REAPPOINT ANGELA STRANK | Management | For | For | ||||||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 14 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 15 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL | Management | For | For | ||||||||
| 16 | RENEW THE COMPANY'S AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 17 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||
| 18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||
| 19 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||
| 20 | AUTHORISE GENERAL MEETINGS OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| AVEVA GROUP PLC | ||||||||||||
| Security | G06812120 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Jul-2020 | ||||||||||
| ISIN | GB00BBG9VN75 | Agenda | 712858022 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE ANNUAL ACCOUNTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 TOGETHER WITH THE AUDITOR'S REPORTS THEREON | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) | Management | For | For | ||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY, WHICH IS CONTAINED IN THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 4 | TO APPROVE THE AMENDMENT TO THE RULES OF THE AVEVA GROUP LONG TERM INCENTIVE PLAN 2014 | Management | For | For | ||||||||
| 5 | TO DECLARE A FINAL DIVIDEND OF 29 PENCE PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| 6 | TO APPROVE THE AVEVA GROUP PLC GLOBAL EMPLOYEE SHARE PURCHASE PLAN | Management | For | For | ||||||||
| 7 | TO ELECT OLIVIER BLUM AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 8 | TO RE-ELECT CRAIG HAYMAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 9 | TO RE-ELECT PETER HERWECK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 10 | TO RE-ELECT PHILIP AIKEN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 11 | TO RE-ELECT JAMES KIDD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 12 | TO RE-ELECT JENNIFER ALLERTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 13 | TO RE-ELECT CHRISTOPHER HUMPHREY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 14 | TO RE-ELECT RON MOBED AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 15 | TO RE-ELECT PAULA DOWDY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 16 | TO REAPPOINT ERNST AND YOUNG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES PURSUANT TO SECTION 701 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||
| 19 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||
| 20 | TO EMPOWER THE DIRECTORS TO ALLOT EQUITY SECURITIES PURSUANT TO SECTIONS 570 AND 573 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||
| 21 | TO ALLOW 14 DAYS' NOTICE OF GENERAL MEETINGS | Management | For | For | ||||||||
| REMY COINTREAU SA | ||||||||||||
| Security | F7725A100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 23-Jul-2020 | ||||||||||
| ISIN | FR0000130395 | Agenda | 712845948 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 03 JUL 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202006172002625-73 AND-https://www.journal- officiel.gouv.fr/balo/document/202007032003017-80; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||
| O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED DURING THE PREVIOUS FINANCIAL YEARS AND THE EXECUTION OF WHICH CONTINUED DURING THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||
| O.6 | APPROVAL OF THE REGULATED COMMITMENTS " SEVERANCE PAY ", " NON-COMPETITION INDEMNITY ", " DEFINED CONTRIBUTION PENSION COMMITMENTS, DEFINED BENEFIT PENSION COMMITMENTS AND DEATH, INCAPACITY FOR WORK, DISABILITY AND HEALTH INSURANCE COMMITMENTS " IN FAVOUR OF MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L.225-42-1 AND L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AND THE CONDITIONS OF ALLOCATION | Management | No Action | |||||||||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. DOMINIQUE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||
| O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. LAURE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||
| O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. EMMANUEL DE GEUSER AS DIRECTOR | Management | No Action | |||||||||
| O.10 | APPOINTMENT OF MAZARS FIRM, REPRESENTED BY MR. JEROME DE PASTORS, AS PRINCIPAL STATUTORY AUDITOR AS A REPLACEMENT FOR AUDITEURS ET CONSEILS ASSOCIES FIRM AND NON-RENEWAL AND NON-REPLACEMENT OF PIMPANEAU ET ASSOCIES COMPANY AS DEPUTY STATUTORY AUDITOR | Management | No Action | |||||||||
| O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.13 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020/2021 | Management | No Action | |||||||||
| O.14 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION FOR THE FINANCIAL YEAR 2019/2020 OF THE CORPORATE OFFICERS MENTIONED IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TO MR. MARC HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.17 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.18 | COMPENSATION OF DIRECTORS | Management | No Action | |||||||||
| O.19 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| E.20 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||
| E.21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING | Management | No Action | |||||||||
| E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF PRIVATE PLACEMENTS AS REFERRED TO IN SECTION 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||
| E.24 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR | Management | No Action | |||||||||
| E.26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| E.27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | No Action | |||||||||
| E.28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||
| E.29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR ITS RELATED COMPANIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| E.30 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| NATIONAL GRID PLC | ||||||||||||
| Security | 636274409 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NGG | Meeting Date | 27-Jul-2020 | |||||||||
| ISIN | US6362744095 | Agenda | 935243523 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To receive the Annual Report and Accounts | Management | For | For | ||||||||
| 2. | To declare a final dividend | Management | For | For | ||||||||
| 3. | To re-elect Sir Peter Gershon | Management | For | For | ||||||||
| 4. | To re-elect John Pettigrew | Management | For | For | ||||||||
| 5. | To re-elect Andy Agg | Management | For | For | ||||||||
| 6. | To re-elect Nicola Shaw | Management | For | For | ||||||||
| 7. | To re-elect Mark Williamson | Management | For | For | ||||||||
| 8. | To re-elect Jonathan Dawson | Management | For | For | ||||||||
| 9. | To re-elect Therese Esperdy | Management | For | For | ||||||||
| 10. | To re-elect Paul Golby | Management | For | For | ||||||||
| 11. | To elect Liz Hewitt | Management | For | For | ||||||||
| 12. | To re-elect Amanda Mesler | Management | For | For | ||||||||
| 13. | To re-elect Earl Shipp | Management | For | For | ||||||||
| 14. | To re-elect Jonathan Silver | Management | For | For | ||||||||
| 15. | To re-appoint the auditors Deloitte LLP | Management | For | For | ||||||||
| 16. | To authorise the Audit Committee of the Board to set the auditors' remuneration | Management | For | For | ||||||||
| 17. | To approve the Directors' Remuneration Report excluding excerpts from the Directors' remuneration policy | Management | For | For | ||||||||
| 18. | To authorise the Company to make political donations | Management | For | For | ||||||||
| 19. | To authorise the Directors to allot Ordinary Shares | Management | For | For | ||||||||
| 20. | To reapprove the National Grid Share Incentive Plan (the 'SIP') | Management | For | For | ||||||||
| 21. | To reapprove the National Grid Sharesave Plan ('Sharesave') | Management | For | For | ||||||||
| 22. | To approve an increased borrowing limit | Management | For | For | ||||||||
| 23. | To disapply pre-emption rights (Special Resolution) | Management | For | For | ||||||||
| 24. | To disapply pre-emption rights for acquisitions (Special Resolution) | Management | For | For | ||||||||
| 25. | To authorise the Company to purchase its own Ordinary Shares (Special Resolution) | Management | For | For | ||||||||
| 26. | To authorise the Directors to hold general meetings on 14 clear days' notice (Special Resolution) | Management | For | For | ||||||||
| VODAFONE GROUP PLC | ||||||||||||
| Security | 92857W308 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VOD | Meeting Date | 28-Jul-2020 | |||||||||
| ISIN | US92857W3088 | Agenda | 935240630 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Management | For | For | ||||||||
| 2. | To elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||
| 3. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | ||||||||
| 4. | To re-elect Nick Read as a Director | Management | For | For | ||||||||
| 5. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||
| 8. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||
| 9. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||
| 10. | To re-elect Renee James as a Director | Management | Against | Against | ||||||||
| 11. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||
| 12. | To re-elect Sanjiv Ahuja as a Director | Management | For | For | ||||||||
| 13. | To re-elect David Thodey as a Director | Management | For | For | ||||||||
| 14. | To re-elect David Nish as a Director | Management | For | For | ||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Management | For | For | ||||||||
| 16. | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Management | For | For | ||||||||
| 17. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Management | For | For | ||||||||
| 18. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | For | ||||||||
| 19. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | For | ||||||||
| 20. | To authorise the Directors to allot shares. | Management | For | For | ||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | For | For | ||||||||
| 22. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | For | ||||||||
| 23. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | ||||||||
| 24. | To authorise political donations and expenditure. | Management | For | For | ||||||||
| 25. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | For | ||||||||
| 26. | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Management | For | For | ||||||||
| KINNEVIK AB | ||||||||||||
| Security | W5139V257 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Aug-2020 | ||||||||||
| ISIN | SE0013256674 | Agenda | 712941839 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||
| 7.A | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 7.B | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 7.C | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 7.D | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 7.E | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||
| 8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||
| Security | 459506101 | Meeting Type | Special | |||||||||
| Ticker Symbol | IFF | Meeting Date | 27-Aug-2020 | |||||||||
| ISIN | US4595061015 | Agenda | 935255566 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To approve the issuance of shares of IFF common stock to the stockholders of Nutrition and Biosciences, Inc. in the Merger pursuant to the terms of the Merger Agreement (the "Share Issuance"). | Management | For | For | ||||||||
| 2. | To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Share Issuance. | Management | For | For | ||||||||
| BOUYGUES | ||||||||||||
| Security | F11487125 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Sep-2020 | ||||||||||
| ISIN | FR0000120503 | Agenda | 712995731 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 19 AUG 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202007312003534-92 AND-https://www.journal- officiel.gouv.fr/balo/document/202008192003789-100;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| 1 | DISTRIBUTION OF A DIVIDEND | Management | No Action | |||||||||
| 2 | APPROVAL OF THE UPDATE OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | |||||||||
| 3 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| ASHTEAD GROUP PLC | ||||||||||||
| Security | G05320109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-Sep-2020 | ||||||||||
| ISIN | GB0000536739 | Agenda | 712977024 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE YEAR ENDED 30 APRIL 2020, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT ON THOSE ACCOUNTS AND ON THE AUDITABLE PART OF THE REMUNERATION REPORT, BE ADOPTED | Management | For | For | ||||||||
| 2 | THAT THE REMUNERATION REPORT FOR THE YEAR ENDED 30 APRIL 2020 (OTHER THAN THE PART CONTAINING THE REMUNERATION POLICY), WHICH IS SET OUT IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 30 APRIL 2020, BE APPROVED | Management | For | For | ||||||||
| 3 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 33.5P PER ORDINARY SHARE FOR THE YEAR ENDED 30 APRIL 2020 BE DECLARED PAYABLE ON 11 SEPTEMBER 2020 TO HOLDERS OF ORDINARY SHARES REGISTERED AT THE CLOSE OF BUSINESS ON 14 AUGUST 2020 | Management | For | For | ||||||||
| 4 | THAT PAUL WALKER BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
| 5 | THAT BRENDAN HORGAN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
| 6 | THAT MICHAEL PRATT BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
| 7 | THAT ANGUS COCKBURN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
| 8 | THAT LUCINDA RICHES BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
| 9 | THAT TANYA FRATTO BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
| 10 | THAT LINDSLEY RUTH BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||
| 11 | THAT JILL EASTERBROOK WHO HAS BEEN APPOINTED AS A DIRECTOR SINCE THE LAST ANNUAL GENERAL MEETING OF THE COMPANY BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||
| 12 | THAT DELOITTE LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||||
| 13 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 14 | THAT, FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT') (AND SO THAT EXPRESSIONS USED IN THIS RESOLUTION SHALL BEAR THE SAME MEANINGS AS IN THE SAID SECTION 551): 14.1 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES AND TO GRANT SUCH SUBSCRIPTION AND CONVERSION RIGHTS AS ARE CONTEMPLATED BY SECTIONS 551(1)(A) AND (B) OF THE ACT RESPECTIVELY UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 14,976,994 TO SUCH PERSONS AND AT SUCH TIMES AND ON SUCH TERMS AS THEY THINK PROPER DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (UNLESS PREVIOUSLY REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER; AND 14.2 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOUR OF THE HOLDERS OF EQUITY SECURITIES AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY THEM UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 29,953,989, INCLUDING WITHIN SUCH LIMIT ANY EQUITY SECURITIES ALLOTTED UNDER RESOLUTION 14.1 ABOVE, DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 14.3 THE COMPANY BE AND IS HEREBY AUTHORISED TO MAKE, PRIOR TO THE EXPIRY OF SUCH PERIOD, ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SUCH SHARES OR RIGHTS TO BE ALLOTTED OR GRANTED AFTER THE EXPIRY OF THE SAID PERIOD AND THE DIRECTORS MAY ALLOT SUCH SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF ANY | Management | For | For | ||||||||
| SUCH OFFER OR AGREEMENT NOTWITHSTANDING THE EXPIRY OF THE AUTHORITY GIVEN BY THIS RESOLUTION; SO THAT ALL PREVIOUS AUTHORITIES OF THE DIRECTORS PURSUANT TO THE SAID SECTION 551 BE AND ARE HEREBY REVOKED | ||||||||||||
| 15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AND ARE EMPOWERED IN ACCORDANCE WITH SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH, PURSUANT TO THE AUTHORITY CONFERRED ON THEM TO ALLOT SUCH SHARES OR GRANT SUCH RIGHTS BY THAT RESOLUTION AND/OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE ACT, AS IF SECTION 561(1) AND SUB- SECTIONS (1) - (6) OF SECTION 562 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO: 15.1 THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN ISSUE OR OFFERING IN FAVOUR OF HOLDERS OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 14.2 BY WAY OF A RIGHTS ISSUE ONLY) AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE OR OFFERING WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY OR DEEMED TO BE HELD BY THEM ON THE RECORD DATE OF SUCH ALLOTMENT, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 15.2 THE ALLOTMENT (OTHERWISE THAN PURSUANT TO PARAGRAPH 15.1 ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL VALUE NOT EXCEEDING GBP 2,246,549; AND THIS POWER, UNLESS RENEWED, SHALL EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, BUT SHALL EXTEND TO THE MAKING, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT | Management | For | For | ||||||||
| REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | ||||||||||||
| 16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 14 AND/OR TO SELL TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: 16.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF GBP 2,246,549; AND 16.2 USED ONLY FOR THE PURPOSE OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS OF THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||
| 17 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY ('ORDINARY SHARES') PROVIDED THAT: 17.1 THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 67,351,544; 17.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS 10P PER SHARE, BEING THE NOMINAL AMOUNT THEREOF; 17.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF | Management | For | For | ||||||||
| THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; 17.4 THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER; AND 17.5 THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ITS OWN ORDINARY SHARES UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION PRIOR TO THE EXPIRY OF SUCH AUTHORITY, AND SUCH CONTRACT WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY, AND THE COMPANY MAY MAKE A PURCHASE OF ITS OWN ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | ||||||||||||
| 18 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| 19 | THAT THE CAPITAL OF THE COMPANY BE REDUCED BY CANCELLING AND EXTINGUISHING ALL OF THE 2,840,000 ORDINARY SHARES OF 10P EACH PURPORTEDLY PURCHASED BY THE COMPANY BETWEEN 5 FEBRUARY 2020 AND 18 MARCH 2020, AS FURTHER DESCRIBED ON PAGE 103 OF THE ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 APRIL 2020 | Management | For | For | ||||||||
| KONINKLIJKE KPN NV | ||||||||||||
| Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-Sep-2020 | ||||||||||
| ISIN | NL0000009082 | Agenda | 712988988 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||
| 2 | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF A MEMBER OF THE- SUPERVISORY BOARD OF KPN: MR. ALEJANDRO PLATER | Non-Voting | ||||||||||
| 3 | PROPOSAL TO APPOINT MR. ALEJANDRO DOUGLASS PLATER AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4 | ANY OTHER BUSINESS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PDCO | Meeting Date | 14-Sep-2020 | |||||||||
| ISIN | US7033951036 | Agenda | 935253384 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: John D. Buck | Management | For | For | ||||||||
| 1B. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||
| 1C. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||
| 1D. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||
| 1E. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||
| 1F. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||
| 1G. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||
| 1H. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||
| 2. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. | Management | For | For | ||||||||
| NATHAN'S FAMOUS, INC. | ||||||||||||
| Security | 632347100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NATH | Meeting Date | 15-Sep-2020 | |||||||||
| ISIN | US6323471002 | Agenda | 935253889 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert J. Eide | For | For | |||||||||
| 2 | Eric Gatoff | For | For | |||||||||
| 3 | Brian S. Genson | For | For | |||||||||
| 4 | Barry Leistner | For | For | |||||||||
| 5 | Andrew Levine | For | For | |||||||||
| 6 | Howard M. Lorber | For | For | |||||||||
| 7 | Wayne Norbitz | For | For | |||||||||
| 8 | A.F. Petrocelli | For | For | |||||||||
| 9 | Charles Raich | For | For | |||||||||
| 2. | Adoption, on an advisory basis, of a resolution approving the compensation of the Company's Named Executive Officers, as described in the Proxy Statement under "Executive Compensation". | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan's Famous, Inc. for fiscal 2021. | Management | For | For | ||||||||
| 4. | Adoption of a non-binding stockholder proposal to request that the Board of Directors initiate the appropriate processes to amend Nathan's Famous, Inc.'s certificate of incorporation and/or by-laws to require a majority vote in uncontested elections of directors of Nathan's Famous, Inc. | Shareholder | Abstain | For | ||||||||
| DAVIDE CAMPARI-MILANO N.V. | ||||||||||||
| Security | N24565108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Sep-2020 | ||||||||||
| ISIN | NL0015435975 | Agenda | 713022452 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||
| 2 | CAPITAL REDUCTION AND AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||
| 3 | IMPLEMENTATION OF CLAUSE 13.11 AND CONSEQUENT AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||
| 4 | APPOINTMENT OF MR. FABIO FACCHINI AS NON- EXECUTIVE DIRECTOR | Management | Abstain | Against | ||||||||
| 5 | APPROVAL OF REMUNERATION POLICY | Management | Abstain | Against | ||||||||
| 6 | QUESTIONS | Non-Voting | ||||||||||
| 7 | CLOSE | Non-Voting | ||||||||||
| CINCINNATI BELL INC. | ||||||||||||
| Security | 171871502 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CBB | Meeting Date | 24-Sep-2020 | |||||||||
| ISIN | US1718715022 | Agenda | 935257217 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director for one-year term expiring in 2021: Meredith J. Ching | Management | For | For | ||||||||
| 1B. | Election of Director for one-year term expiring in 2021: Walter A. Dods, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director for one-year term expiring in 2021: John W. Eck | Management | For | For | ||||||||
| 1D. | Election of Director for one-year term expiring in 2021: Leigh R. Fox | Management | For | For | ||||||||
| 1E. | Election of Director for one-year term expiring in 2021: Jakki L. Haussler | Management | For | For | ||||||||
| 1F. | Election of Director for one-year term expiring in 2021: Craig F. Maier | Management | For | For | ||||||||
| 1G. | Election of Director for one-year term expiring in 2021: Russel P. Mayer | Management | For | For | ||||||||
| 1H. | Election of Director for one-year term expiring in 2021: Theodore H. Torbeck | Management | For | For | ||||||||
| 1I. | Election of Director for one-year term expiring in 2021: Lynn A. Wentworth | Management | For | For | ||||||||
| 1J. | Election of Director for one-year term expiring in 2021: Martin J. Yudkovitz | Management | For | For | ||||||||
| 2. | Approval, by a non-binding advisory vote, of our executive officers' compensation. | Management | For | For | ||||||||
| 3. | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| DIAGEO PLC | ||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |||||||||
| ISIN | US25243Q2057 | Agenda | 935266292 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| O1 | Report and accounts 2020. | Management | For | For | ||||||||
| O2 | Directors' remuneration report 2020. | Management | For | For | ||||||||
| O3 | Directors' remuneration policy 2020. | Management | For | For | ||||||||
| O4 | Declaration of final dividend. | Management | For | For | ||||||||
| O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | ||||||||
| O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | ||||||||
| O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | ||||||||
| O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | ||||||||
| O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | ||||||||
| O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | ||||||||
| O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | ||||||||
| O12 | Re-appointment of auditor. | Management | For | For | ||||||||
| 013 | Remuneration of auditor. | Management | For | For | ||||||||
| O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | ||||||||
| O15 | Authority to allot shares. | Management | For | For | ||||||||
| O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | ||||||||
| O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | ||||||||
| O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | ||||||||
| O19 | Authority to establish international share plans. | Management | For | For | ||||||||
| S20 | Disapplication of pre-emption rights. | Management | For | For | ||||||||
| S21 | Authority to purchase own shares. | Management | For | For | ||||||||
| S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||
| S23 | Approval and adoption of new articles of association. | Management | For | For | ||||||||
| S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | |||||||||
| VOLKSWAGEN AG | ||||||||||||
| Security | D94523145 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Sep-2020 | ||||||||||
| ISIN | DE0007664005 | Agenda | 713067420 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE TO BE RECEIVED IN WRITTEN FORM FOR-VOTING RIGHTS TO BE EXERCISED AT THIS MEETING. IF YOU WISH TO VOTE, PLEASE-EMAIL GERMAN.VOTING@BROADRIDGE.COM TO REQUEST THE NECESSARY FORMS. WHEN- REQUESTING FORMS, PLEASE STATE YOUR PROXYEDGE INSTITUTION ID TO MAKE SURE YOU- RECEIVE THE CORRECT DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU ONLY WANT TO VOTE-A SUBSET OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE VOTED IN ADDITION-TO YOUR PROXYEDGE ID. VOTES INPUT INTO PROXYEDGE WILL BE RECORDED FOR RECORD-KEEPING PURPOSES BUT WILL NOT BE PROCESSED. PLEASE NOTE THAT THE ORIGINAL-COMPLETED PROXY FORM MUST BE RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY THE-DEADLINE AS INDICATED ON THE PROXY FORM. PLEASE NOTE THAT THE VOTE-ENTITLEMENT IS DETERMINED BY THE RECORD DATE. PLEASE NOTE THAT BROADRIDGE- WILL PROVIDE THE PROXY FORMS VIA EMAIL AS EARLY AS RECORD DATE TO ENABLE YOU-TO LIST ONLY THE VOTE ENTITLED SHARE AMOUNT ON THE PROXY FORM | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | ||||||||||
| 2 | RESOLUTION ON THE APPROPRIATION OF THE NET PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT: EUR 4.80 PER ORDINARY SHARE AND EUR 4.86 PER PREFERRED SHARE | Management | No Action | |||||||||
| 3.1 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: H. DIESS | Management | No Action | |||||||||
| 3.2 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: O. BLUME | Management | No Action | |||||||||
| 3.3 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: J. HEIZMANN (UNTIL 10.01.2019) | Management | No Action | |||||||||
| 3.4 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: G. KILIAN | Management | No Action | |||||||||
| 3.5 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: A. RENSCHLER | Management | No Action | |||||||||
| 3.6 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: A. SCHOT | Management | No Action | |||||||||
| 3.7 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: S. SOMMER | Management | No Action | |||||||||
| 3.8 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: H.D. WERNER | Management | No Action | |||||||||
| 3.9 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: F. WITTER | Management | No Action | |||||||||
| 4.1 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H.D. POTSCH | Management | No Action | |||||||||
| 4.2 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: J. HOFMANN | Management | No Action | |||||||||
| 4.3 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H.A. AL ABDULLA | Management | No Action | |||||||||
| 4.4 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H. S. AL JABER | Management | No Action | |||||||||
| 4.5 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: B. ALTHUSMANN | Management | No Action | |||||||||
| 4.6 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: B. DIETZE (UNTIL 31.05.19) | Management | No Action | |||||||||
| 4.7 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H.-P. FISCHER | Management | No Action | |||||||||
| 4.8 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: M. HEIB | Management | No Action | |||||||||
| 4.9 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: U. HUCK (UNTIL 08.02.19) | Management | No Action | |||||||||
| 4.10 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: J. JARVKLO | Management | No Action | |||||||||
| 4.11 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: U. JAKOB | Management | No Action | |||||||||
| 4.12 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: L. KIESLING | Management | No Action | |||||||||
| 4.13 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: P. MOSCH | Management | No Action | |||||||||
| 4.14 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: B. MURKOVIC | Management | No Action | |||||||||
| 4.15 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: B. OSTERLOH | Management | No Action | |||||||||
| 4.16 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H.M. PIECH | Management | No Action | |||||||||
| 4.17 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: F.O. PORSCHE | Management | No Action | |||||||||
| 4.18 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: W. PORSCHE | Management | No Action | |||||||||
| 4.19 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: C. SCHONHARDT (AS OF 21.06.19) | Management | No Action | |||||||||
| 4.20 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: A. STIMONIARIS | Management | No Action | |||||||||
| 4.21 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: S. WEIL | Management | No Action | |||||||||
| 4.22 | RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: W. WERESCH (AS OF 21.02.19) | Management | No Action | |||||||||
| 5.1 | ELECTION OF A MEMBER OF THE SUPERVISORY BOARD: H.A. AL ABDULLA | Management | No Action | |||||||||
| 6 | RESOLUTION ON THE AMENDMENT OF ARTICLE 21(2) SENTENCE 2 OF THE ARTICLES OF ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ (AKTG - GERMAN STOCK CORPORATION ACT) AS AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE II IMPLEMENTATION ACT) | Management | No Action | |||||||||
| 7.1 | THE ELECTION OF ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER, AS THE ANNUAL AUDITORS AND GROUP ANNUAL AUDITORS FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 7.2 | THE ELECTION OF ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER, AS THE AUDITORS TO REVIEW THE CONDENSED INTERIM CONSOLIDATED FINANCIAL STATEMENTS AND INTERIM MANAGEMENT REPORT FOR THE VOLKSWAGEN GROUP FOR THE PERIOD FROM JANUARY 1 TO SEPTEMBER 30, 2020 AND FOR THE FIRST THREE MONTHS OF 2021 | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 458403 DUE TO RECEIPT OF-UPDATED AGENDA WITH SPLITTING OF RESOLUTIONS 3, 4 AND 7. ALL VOTES RECEIVED-ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT-ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||
| NATIONAL BEVERAGE CORP. | ||||||||||||
| Security | 635017106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FIZZ | Meeting Date | 02-Oct-2020 | |||||||||
| ISIN | US6350171061 | Agenda | 935270152 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Nick A. Caporella | Management | For | For | ||||||||
| 2. | To approve executive compensation by a non-binding advisory vote. | Management | For | For | ||||||||
| ESSITY AB | ||||||||||||
| Security | W3R06F118 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Oct-2020 | ||||||||||
| ISIN | SE0009922156 | Agenda | 713159172 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||
| 2 | SELECTION OF TWO PERSONS TO VERIFY THE MEETING | Non-Voting | ||||||||||
| 3 | ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER | Non-Voting | ||||||||||
| 4 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 5 | APPROVAL OF AGENDA | Non-Voting | ||||||||||
| 6 | RESOLUTION ON DISPOSITIONS REGARDING THE COMPANY'S PROFIT AND RECORD DATE FOR DIVIDENDS | Management | No Action | |||||||||
| TWIN DISC, INCORPORATED | ||||||||||||
| Security | 901476101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TWIN | Meeting Date | 29-Oct-2020 | |||||||||
| ISIN | US9014761012 | Agenda | 935268652 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MICHAEL DOAR | For | For | |||||||||
| 2 | MICHAEL C. SMILEY | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| 3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2021. | Management | For | For | ||||||||
| 4. | APPROVAL OF THE TWIN DISC, INCORPORATED 2020 STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | ||||||||
| 5. | APPROVAL OF AMENDMENT TO THE ARTICLES OF INCORPORATION REGARDING THE MINIMUM NUMBER OF DIRECTORS. | Management | For | For | ||||||||
| JULIUS BAER GRUPPE AG | ||||||||||||
| Security | H4414N103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Nov-2020 | ||||||||||
| ISIN | CH0102484968 | Agenda | 713180331 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.75 PER SHARE | Management | No Action | |||||||||
| CAMPBELL SOUP COMPANY | ||||||||||||
| Security | 134429109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CPB | Meeting Date | 18-Nov-2020 | |||||||||
| ISIN | US1344291091 | Agenda | 935279528 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 01 | Election of Director: Fabiola R. Arredondo | Management | For | For | ||||||||
| 02 | Election of Director: Howard M. Averill | Management | For | For | ||||||||
| 03 | Election of Director: John P. (JP) Bilbrey | Management | For | For | ||||||||
| 04 | Election of Director: Mark A. Clouse | Management | For | For | ||||||||
| 05 | Election of Director: Bennett Dorrance | Management | For | For | ||||||||
| 06 | Election of Director: Maria Teresa (Tessa) Hilado | Management | For | For | ||||||||
| 07 | Election of Director: Sarah Hofstetter | Management | For | For | ||||||||
| 08 | Election of Director: Marc B. Lautenbach | Management | For | For | ||||||||
| 09 | Election of Director: Mary Alice D. Malone | Management | For | For | ||||||||
| 10 | Election of Director: Keith R. McLoughlin | Management | For | For | ||||||||
| 11 | Election of Director: Kurt T. Schmidt | Management | For | For | ||||||||
| 12 | Election of Director: Archbold D. van Beuren | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||
| 3. | To vote on an advisory resolution to approve the fiscal 2020 compensation of our named executive officers, commonly referred to as "say on pay" vote. | Management | For | For | ||||||||
| WILLIAM HILL PLC | ||||||||||||
| Security | G9645P117 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||
| ISIN | GB0031698896 | Agenda | 713281690 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | Against | Against | ||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | ||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| WILLIAM HILL PLC | ||||||||||||
| Security | G9645P117 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||
| ISIN | GB0031698896 | Agenda | 713281703 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Against | Against | ||||||||
| UBS GROUP AG | ||||||||||||
| Security | H42097107 | Meeting Type | Special | |||||||||
| Ticker Symbol | UBS | Meeting Date | 19-Nov-2020 | |||||||||
| ISIN | CH0244767585 | Agenda | 935289694 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | Distribution of an extraordinary dividend out of special dividend reserve (within capital contribution reserve and appropriated from total profit) | Management | For | For | ||||||||
| UBS GROUP AG | ||||||||||||
| Security | H42097107 | Meeting Type | Special | |||||||||
| Ticker Symbol | UBS | Meeting Date | 19-Nov-2020 | |||||||||
| ISIN | CH0244767585 | Agenda | 935298100 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | Distribution of an extraordinary dividend out of special dividend reserve (within capital contribution reserve and appropriated from total profit) | Management | For | For | ||||||||
| LANDIS+GYR GROUP AG | ||||||||||||
| Security | H893NZ107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2020 | ||||||||||
| ISIN | CH0371153492 | Agenda | 713313081 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | DISTRIBUTION FROM STATUTORY CAPITAL RESERVES | Management | No Action | |||||||||
| AVEVA GROUP PLC | ||||||||||||
| Security | G06812120 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2020 | ||||||||||
| ISIN | GB00BBG9VN75 | Agenda | 713351459 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | APPROVE MATTERS RELATING TO THE ACQUISITION OF OSISOFT, LLC | Management | For | For | ||||||||
| CHR. HANSEN HOLDING A/S | ||||||||||||
| Security | K1830B107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2020 | ||||||||||
| ISIN | DK0060227585 | Agenda | 713299635 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.A.A, 7.B.A TO 7.B.G AND 8.A. THANK YOU. | Non-Voting | ||||||||||
| 1 | REPORT ON THE COMPANY'S ACTIVITIES (NOT TO BE PUT TO A VOTE) | Non-Voting | ||||||||||
| 2 | APPROVAL OF THE 2019/20 ANNUAL REPORT | Management | No Action | |||||||||
| 3 | RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | No Action | |||||||||
| 4 | PRESENTATION OF THE COMPANY'S 2019/20 REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | No Action | |||||||||
| 5 | RESOLUTION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6.A | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.9 OF THE COMPANY'S ARTICLES OF ASSOCIATION; STANDARD AGENDA FOR THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 6.B | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION; AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE TO HOLD PARTIAL OR FULL ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||
| 6.C | PROPOSED AMENDMENT TO ARTICLE 7.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION; SHAREHOLDERS' NOTIFICATION OF ATTENDANCE | Management | No Action | |||||||||
| 7.A.A | ELECTION OF A CHAIR OF THE BOARD OF DIRECTOR: DOMINIQUE REINICHE (RE-ELECTION) | Management | No Action | |||||||||
| 7.B.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD (RE-ELECTION) | Management | No Action | |||||||||
| 7.B.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL (RE-ELECTION) | Management | No Action | |||||||||
| 7.B.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER (RE- ELECTION) | Management | No Action | |||||||||
| 7.B.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARK WILSON (RE-ELECTION) | Management | No Action | |||||||||
| 7.B.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LISE KAAE (ELECTION) | Management | No Action | |||||||||
| 7.B.F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KEVIN LANE (ELECTION) | Management | No Action | |||||||||
| 7.B.G | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LILLIE LI VALEUR (ELECTION) | Management | No Action | |||||||||
| 8.A | ELECTION OF A COMPANY AUDITOR: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONS PARTNERSELSKAB | Management | No Action | |||||||||
| 9.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: GOING FORWARD AND STARTING FROM THE 2020/21 FINANCIAL YEAR, THE COMPANY MUST APPLY THE RECOMMENDATIONS OF THE TASK FORCE ON CLIMATE-RELATED FINANCIAL DISCLOSURES (TCFD) AS THE FRAMEWORK FOR CLIMATE-RELATED DISCLOSURE IN THE COMPANY'S ANNUAL REPORT | Shareholder | No Action | |||||||||
| 9.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: THE BOARD OF DIRECTORS MUST COMPLETE AN ASSESSMENT OF THE ABILITY OF THE COMPANY TO PUBLISH COUNTRY-BY-COUNTRY TAX REPORTING IN LINE WITH THE GLOBAL REPORTING INITIATIVE'S STANDARD (GRI 207: TAX 2019) STARTING FROM THE FINANCIAL YEAR 2021/22. THE FINDINGS OF THE ASSESSMENT SHOULD BE MADE PUBLIC BEFORE THE AGM IN 2021 | Shareholder | No Action | |||||||||
| 10 | AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| PERNOD RICARD SA | ||||||||||||
| Security | F72027109 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||
| ISIN | FR0000120693 | Agenda | 713260583 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010232004301-128 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004473-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | MODIFICATION OF ARTICLES 35 AND 36 OF THE BYLAWS ON THE INCLUSION OF ABSTENTION, BLANK AND NULL VOTES FOR THE CALCULATION OF THE MAJORITY AT GENERAL MEETINGS IN ACCORDANCE WITH THE SOILIHI LAW | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL AMOUNT OF EXPENSES AND CHARGES REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE RICARD AS DIRECTOR | Management | No Action | |||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. CESAR GIRON AS DIRECTOR | Management | No Action | |||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. WOLFGANG COLBERG AS DIRECTOR | Management | No Action | |||||||||
| 8 | APPOINTMENT OF MRS. VIRGINIE FAUVEL AS DIRECTOR | Management | No Action | |||||||||
| 9 | SETTING OF THE ANNUAL AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO THE CORPORATE OFFICERS | Management | No Action | |||||||||
| 12 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 13 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS | Management | No Action | |||||||||
| 14 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||
| 16 | RATIFICATION OF THE DECISION OF THE BOARD OF DIRECTORS TO TRANSFER THE REGISTERED OFFICE OF THE COMPANY AND OF THE AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE" OF THE BYLAWS RELATING THERETO | Management | No Action | |||||||||
| 17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY S OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | No Action | |||||||||
| 19 | AMENDMENT TO ARTICLE 21 OF THE BYLAWS "MEETINGS" IN ORDER TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY LAW SOILIHI LAW | Management | No Action | |||||||||
| 20 | MODIFICATION OF ARTICLES 25 "REMUNERATION OF BOARD MEMBERS", 28 "CENSORS" AND 35 "ORDINARY GENERAL MEETINGS" OF THE BYLAWS IN ORDER TO REPLACE THE TERM "ATTENDANCE FEES" BY THAT OF "REMUNERATION" IN ACCORDANCE WITH THE PACTE LAW | Management | No Action | |||||||||
| 21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||
| CMMT | 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- | Non-Voting | ||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||
| STRATASYS LTD | ||||||||||||
| Security | M85548101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SSYS | Meeting Date | 30-Nov-2020 | |||||||||
| ISIN | IL0011267213 | Agenda | 935289670 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1a. | Election or re-election of Director: Dov Ofer | Management | For | For | ||||||||
| 1b. | Election or re-election of Director: Zeev Holtzman | Management | For | For | ||||||||
| 1c. | Election or re-election of Director: John J. McEleney | Management | For | For | ||||||||
| 1d. | Election or re-election of Director: Ziva Patir | Management | For | For | ||||||||
| 1e. | Election or re-election of Director: David Reis | Management | For | For | ||||||||
| 1f. | Election or re-election of Director: Michael Schoellhorn | Management | For | For | ||||||||
| 1g. | Election or re-election of Director: Yair Seroussi | Management | For | For | ||||||||
| 1h. | Election or re-election of Director: Adina Shorr | Management | For | For | ||||||||
| 2. | Approval of the continuation of the payment of the current annual compensation packages (consisting of annual cash fees for Board and committee service, annual option grants and per meeting cash fees) to the non-employee directors of the Company in respect of their directorship services on the Company's Board of Directors (the "Board"). | Management | For | For | ||||||||
| 3. | Approval of compensation for the Company's new Chairman of the Board, Dov Ofer. | Management | For | For | ||||||||
| 4. | Approval of an increase by 500,000 in the number of ordinary shares available for issuance under the Company's 2012 Omnibus Equity Incentive Plan. | Management | Against | Against | ||||||||
| 5. | Approval of amendment to Compensation Policy to amend D&O insurance coverage and premium/deductible parameters. | Management | For | For | ||||||||
| 5a. | The undersigned hereby confirms that he, she or it is not a "controlling shareholder" (under the Israeli Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Israeli Companies Law, as described in the Proxy Statement) in the approval of Proposal 5 [MUST COMPLETE]. | Management | For | |||||||||
| 6. | Reappointment of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2020 and until the Company's next annual general meeting of shareholders, and authorization of the Board (upon recommendation of the audit committee of the Board) to fix their remuneration. | Management | For | For | ||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LILA | Meeting Date | 03-Dec-2020 | |||||||||
| ISIN | BMG9001E1021 | Agenda | 935286674 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Michael T. Fries | Management | For | For | ||||||||
| 1.2 | Election of Director: Paul A. Gould | Management | For | For | ||||||||
| 1.3 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | ||||||||
| YASHILI INTERNATIONAL HOLDINGS LTD | ||||||||||||
| Security | G98340105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Dec-2020 | ||||||||||
| ISIN | KYG983401053 | Agenda | 713437603 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1204/2020120400023.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1204/2020120400019.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
| 1 | (A) TO APPROVE THE EXTENSION (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 4 DECEMBER 2020 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER (INCLUDING THE PROPOSED ANNUAL CAP FOR THE TRANSACTIONS CONTEMPLATED THEREUNDER FOR THE YEAR ENDING 31 DECEMBER 2021 AS DESCRIBED IN THE CIRCULAR); (B) TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY OR ANY TWO DIRECTORS OF THE COMPANY, IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO FOR AND ON BEHALF OF THE COMPANY TO DO ALL SUCH THINGS AND EXERCISE ALL POWERS WHICH HE/THEY CONSIDER(S) NECESSARY, DESIRABLE OR EXPEDIENT IN CONNECTION WITH THE EXTENSION, AND OTHERWISE IN CONNECTION WITH THE IMPLEMENTATION OF THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING, WITHOUT LIMITATION, THE EXECUTION, AMENDMENT, SUPPLEMENT, DELIVERY, WAIVER, SUBMISSION AND IMPLEMENTATION OF ANY FURTHER AGREEMENTS, DEEDS OR OTHER DOCUMENTS | Management | For | For | ||||||||
| KERRY GROUP PLC | ||||||||||||
| Security | G52416107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jan-2021 | ||||||||||
| ISIN | IE0004906560 | Agenda | 713484082 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | CONSENT TO THE MIGRATION FROM CREST TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | No Action | |||||||||
| 2 | AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||
| 3 | AUTHORISATION TO THE COMPANY TO TAKE ALL NECESSARY STEPS TO EFFECT THE MIGRATION | Management | No Action | |||||||||
| WALGREENS BOOTS ALLIANCE, INC. | ||||||||||||
| Security | 931427108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WBA | Meeting Date | 28-Jan-2021 | |||||||||
| ISIN | US9314271084 | Agenda | 935315071 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: José E. Almeida | Management | For | For | ||||||||
| 1B. | Election of Director: Janice M. Babiak | Management | For | For | ||||||||
| 1C. | Election of Director: David J. Brailer | Management | For | For | ||||||||
| 1D. | Election of Director: William C. Foote | Management | For | For | ||||||||
| 1E. | Election of Director: Ginger L. Graham | Management | For | For | ||||||||
| 1F. | Election of Director: Valerie B. Jarrett | Management | For | For | ||||||||
| 1G. | Election of Director: John A. Lederer | Management | For | For | ||||||||
| 1H. | Election of Director: Dominic P. Murphy | Management | For | For | ||||||||
| 1I. | Election of Director: Stefano Pessina | Management | For | For | ||||||||
| 1J. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||
| 1K. | Election of Director: James A. Skinner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 4. | Approval of the 2021 Walgreens Boots Alliance, Inc. Omnibus Incentive Plan. | Management | Against | Against | ||||||||
| 5. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | Against | For | ||||||||
| 6. | Stockholder proposal requesting report on how health risks from COVID-19 impact the Company's tobacco sales decision-making. | Shareholder | Abstain | Against | ||||||||
| VALVOLINE INC. | ||||||||||||
| Security | 92047W101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VVV | Meeting Date | 28-Jan-2021 | |||||||||
| ISIN | US92047W1018 | Agenda | 935316097 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gerald W. Evans, Jr | Management | For | For | ||||||||
| 1B. | Election of Director: Richard J. Freeland | Management | For | For | ||||||||
| 1C. | Election of Director: Stephen F. Kirk | Management | For | For | ||||||||
| 1D. | Election of Director: Carol H. Kruse | Management | For | For | ||||||||
| 1E. | Election of Director: Stephen E. Macadam | Management | For | For | ||||||||
| 1F. | Election of Director: Vada O. Manager | Management | For | For | ||||||||
| 1G. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | For | ||||||||
| 1H. | Election of Director: Charles M. Sonsteby | Management | For | For | ||||||||
| 1I. | Election of Director: Mary J. Twinem | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Valvoline's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||
| 3. | Non-binding advisory resolution approving our executive compensation. | Management | For | For | ||||||||
| ASHLAND GLOBAL HOLDINGS INC | ||||||||||||
| Security | 044186104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ASH | Meeting Date | 28-Jan-2021 | |||||||||
| ISIN | US0441861046 | Agenda | 935316768 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Brendan M. Cummins | For | For | |||||||||
| 2 | William G. Dempsey | For | For | |||||||||
| 3 | Jay V. Ihlenfeld | For | For | |||||||||
| 4 | Wetteny Joseph | For | For | |||||||||
| 5 | Susan L. Main | For | For | |||||||||
| 6 | Guillermo Novo | For | For | |||||||||
| 7 | Jerome A. Peribere | For | For | |||||||||
| 8 | Ricky C. Sandler | For | For | |||||||||
| 9 | Janice J. Teal | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2021. | Management | For | For | ||||||||
| 3. | To vote upon a non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | For | For | ||||||||
| 4. | To approve the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan. | Management | Against | Against | ||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||
| Security | 29272W109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | |||||||||
| ISIN | US29272W1099 | Agenda | 935317568 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||
| 1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||
| 1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||
| 1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||
| 1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||
| 1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||
| 1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1H. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||
| 1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||
| 1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||
| 1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||
| 3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||
| MUELLER WATER PRODUCTS, INC. | ||||||||||||
| Security | 624758108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MWA | Meeting Date | 09-Feb-2021 | |||||||||
| ISIN | US6247581084 | Agenda | 935318180 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||
| 1B. | Election of Director: Scott Hall | Management | For | For | ||||||||
| 1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||
| 1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||
| 1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||
| 1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||
| 1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||
| 1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||
| 1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||
| 1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||
| MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||
| Security | 577128101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MATW | Meeting Date | 18-Feb-2021 | |||||||||
| ISIN | US5771281012 | Agenda | 935328294 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph C. Bartolacci | For | For | |||||||||
| 2 | Katherine E. Dietze | For | For | |||||||||
| 3 | Lillian D. Etzkorn | For | For | |||||||||
| 4 | Morgan K. O'Brien | For | For | |||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||
| 3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||
| Security | 007800105 | Meeting Type | Special | |||||||||
| Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | |||||||||
| ISIN | US0078001056 | Agenda | 935333966 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | For | ||||||||
| 2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | ||||||||
| 3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | For | ||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JCI | Meeting Date | 10-Mar-2021 | |||||||||
| ISIN | IE00BY7QL619 | Agenda | 935328244 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Jean Blackwell | Management | For | For | ||||||||
| 1B. | Election of Director: Pierre Cohade | Management | For | For | ||||||||
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | ||||||||
| 1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||
| 1G. | Election of Director: Simone Menne | Management | For | For | ||||||||
| 1H. | Election of Director: George R. Oliver | Management | For | For | ||||||||
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | ||||||||
| 1J. | Election of Director: Mark Vergnano | Management | For | For | ||||||||
| 1K. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1L. | Election of Director: John D. Young | Management | For | For | ||||||||
| 2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||
| 2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||
| 6. | To approve the Johnson Controls International plc 2021 Equity and Incentive Plan. | Management | For | For | ||||||||
| 7. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||
| 8. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | Against | Against | ||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |||||||||
| ISIN | US6361801011 | Agenda | 935329626 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David H. Anderson | For | For | |||||||||
| 2 | David P. Bauer | For | For | |||||||||
| 3 | Barbara M. Baumann | For | For | |||||||||
| 4 | Rebecca Ranich | Withheld | Against | |||||||||
| 2. | Advisory approval of named executive officer compensation | Management | For | For | ||||||||
| 3. | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Management | For | For | ||||||||
| SIGNATURE AVIATION PLC | ||||||||||||
| Security | G8127H114 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||
| ISIN | GB00BKDM7X41 | Agenda | 713620828 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||
| 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PROPOSED TO BE MADE PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 BETWEEN SIGNATURE AVIATION PLC (THE "COMPANY") AND THE HOLDERS OF SCHEME SHARES (THE "SCHEME") | Management | For | For | ||||||||
| SIGNATURE AVIATION PLC | ||||||||||||
| Security | G8127H114 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||
| ISIN | GB00BKDM7X41 | Agenda | 713620830 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 22 FEBRUARY 2021 (THE "SCHEME") BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME), A COPY OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIR OF THIS MEETING, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION, OR CONDITION AGREED BY THE COMPANY AND BIDCO AND APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE OF ENGLAND AND WALES, THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND ARE HEREBY AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 132. 132. SCHEME OF ARRANGEMENT 132.1 IN THIS ARTICLE 132, REFERENCES TO THE "SCHEME" ARE TO THE SCHEME OF ARRANGEMENT UNDER PART 26 OF THE COMPANIES ACT 2006 BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME) DATED 22 FEBRUARY 2021 (WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND BROWN BIDCO LIMITED ("BIDCO")) AND (SAVE AS DEFINED IN THIS ARTICLE) TERMS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. 132.2 NOTWITHSTANDING ANY OTHER PROVISIONS IN THESE ARTICLES, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY SIGNATURE SHARES (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO, ANY PARENT UNDERTAKING OF BIDCO OR ANY SUBSIDIARY OF SUCH PARENT UNDERTAKING, OR ANY NOMINEE OF BIDCO (EACH A "BIDCO COMPANY")) ON OR AFTER THE DATE OF THE ADOPTION OF THIS ARTICLE 132 AND PRIOR TO THE SCHEME RECORD TIME, SUCH SIGNATURE SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES | Management | For | For | ||||||||
| THEREOF) AND THE ORIGINAL OR SUBSEQUENT HOLDER OR HOLDERS OF SUCH SIGNATURE SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. 132.3 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, SUBJECT TO THE SCHEME BECOMING EFFECTIVE, ANY SHARES ISSUED, TRANSFERRED OUT OF TREASURY OR TRANSFERRED PURSUANT TO ARTICLE 132.4 BELOW, TO ANY PERSON (OTHER THAN A BIDCO COMPANY) AFTER THE SCHEME RECORD TIME (A "NEW MEMBER") (EACH A "POST- SCHEME SHARE") SHALL BE ISSUED OR TRANSFERRED ON TERMS THAT THEY SHALL (ON THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME) OR, IF LATER, ON ISSUE OR TRANSFER (BUT SUBJECT TO THE TERMS OF ARTICLES 132.4 AND 132.5 BELOW)), BE IMMEDIATELY TRANSFERRED TO BIDCO (OR SUCH PERSON AS IT MAY DIRECT) (THE "PURCHASER"), WHO SHALL BE OBLIGED TO ACQUIRE EACH POST-SCHEME SHARE IN CONSIDERATION OF AND CONDITIONAL UPON THE PAYMENT BY OR ON BEHALF OF BIDCO TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CONSIDERATION TO WHICH A NEW MEMBER WOULD HAVE BEEN ENTITLED UNDER THE SCHEME HAD SUCH POST-SCHEME SHARE BEEN A SCHEME SHARE. 132.4 ANY PERSON WHO IS BENEFICIALLY ENTITLED TO SHARES ISSUED OR TRANSFERRED TO A NEW MEMBER (OTHER THAN, FOR THE AVOIDANCE OF DOUBT, A PERSON WHO BECOMES BENEFICIALLY ENTITLED TO SHARES BY VIRTUE OF A TRANSFER PURSUANT TO THIS ARTICLE 132.4) MAY, PRIOR TO THE ISSUE OR TRANSFER OF POST-SCHEME SHARES TO THE NEW MEMBER PURSUANT TO THE EXERCISE OF AN OPTION OR SATISFACTION OF AN AWARD UNDER ONE OF THE SIGNATURE SHARE PLANS (AS DEFINED IN THE SCHEME), GIVE NOT LESS THAN TWO BUSINESS DAYS' WRITTEN NOTICE TO THE COMPANY IN SUCH MANNER AS THE BOARD SHALL PRESCRIBE OF HIS OR HER INTENTION TO TRANSFER THE BENEFICIAL OWNERSHIP OF SOME OR ALL OF SUCH POST- SCHEME SHARES TO HIS OR HER SPOUSE OR CIVIL PARTNER AND MAY, IF SUCH NOTICE HAS BEEN VALIDLY GIVEN, ON OR BEFORE SUCH POST- SCHEME SHARES BEING ISSUED OR TRANSFERRED TO THE NEW MEMBER, IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BENEFICIAL OWNERSHIP OF ANY SUCH POST-SCHEME SHARES, PROVIDED THAT SUCH POST-SCHEME SHARES (INCLUDING BOTH LEGAL AND BENEFICIAL OWNERSHIP THEREOF) WILL THEN BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE HAS BEEN VALIDLY GIVEN PURSUANT TO THIS ARTICLE 132.4 | ||||||||||||
| BUT THE BENEFICIAL OWNER DOES NOT IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES IN RESPECT OF WHICH NOTICE WAS GIVEN, SUCH LEGAL AND BENEFICIAL OWNERSHIP WILL BE TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE IS NOT GIVEN PURSUANT TO THIS ARTICLE 132.4, BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES WILL BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. 132.5 ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/OR CONSOLIDATION) CARRIED OUT AFTER THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME), THE VALUE OF THE CONSIDERATION PER POST-SCHEME SHARE TO BE PAID UNDER ARTICLE 132.3 SHALL BE ADJUSTED BY THE COMPANY IN SUCH MANNER AS THE AUDITORS OF THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE 132 TO SUCH SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. 132.6 TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES REQUIRED PURSUANT TO ARTICLE 132.3, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST-SCHEME SHARES TO THE PURCHASER AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS OR DEEDS AS MAY IN THE OPINION OF SUCH ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST-SCHEME SHARES IN THE PURCHASER AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS THE PURCHASER MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF THE PURCHASER) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST- SCHEME SHARES UNLESS SO AGREED IN WRITING BY THE PURCHASER. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR INSTRUCTIONS OF TRANSFER ON BEHALF OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER) IN FAVOUR OF THE PURCHASER AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER THE PURCHASER AS HOLDER | ||||||||||||
| THEREOF AND ISSUE TO IT CERTIFICATE(S) FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. THE PURCHASER SHALL SETTLE THE CONSIDERATION DUE TO THE NEW MEMBER PURSUANT TO ARTICLE 132.3 ABOVE BY SENDING A CHEQUE DRAWN ON A UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER), OR BY ANY ALTERNATIVE METHOD COMMUNICATED BY THE PURCHASER TO THE NEW MEMBER, FOR THE PURCHASE PRICE OF SUCH POST-SCHEME SHARES NO LATER THAN 14 DAYS AFTER THE DATE ON WHICH THE POST- SCHEME SHARES ARE ISSUED TO THE NEW MEMBER. 132.7 IF THE SCHEME SHALL NOT HAVE BECOME EFFECTIVE BY THE APPLICABLE DATE REFERRED TO IN (OR OTHERWISE SET IN ACCORDANCE WITH) SECTION 6(B) OF THE SCHEME, THIS ARTICLE 132 SHALL CEASE TO BE OF ANY EFFECT. 132.8 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, BOTH THE COMPANY AND THE BOARD SHALL REFUSE TO REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE OTHER THAN TO THE PURCHASER PURSUANT TO THE SCHEME | ||||||||||||
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||
| Security | 344419106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FMX | Meeting Date | 24-Mar-2021 | |||||||||
| ISIN | US3444191064 | Agenda | 935341785 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; reports of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the ..(Due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||
| II | Application of the results for the 2020 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||
| III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | |||||||||
| IV | Election of the members of the Board of Directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | For | |||||||||
| V | Election of members of the following Committees: (i) Strategy and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | |||||||||
| VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||
| VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||
| ESSITY AB | ||||||||||||
| Security | W3R06F118 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||
| ISIN | SE0009922156 | Agenda | 713618657 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING: EVA HAGG | Non-Voting | ||||||||||
| 2 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES: MADELEINE WALLMARK AND ANDERS- OSCARSSON | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE-CONSOLIDATED FINANCIAL STATEMENTS | Non-Voting | ||||||||||
| 7.A | RESOLUTION ON: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 7.B | RESOLUTION ON: APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND FOR THE FINANCIAL YEAR 2020 OF SEK 6.75 PER SHARE. AS RECORD DATE FOR THE DIVIDEND, THE BOARD OF DIRECTORS PROPOSES MONDAY, 29 MARCH 2021. IF THE MEETING RESOLVES IN ACCORDANCE WITH THIS PROPOSAL, THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON THURSDAY, 1 APRIL 2021 | Management | No Action | |||||||||
| 7.C1 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: EWA BJORLING | Management | No Action | |||||||||
| 7.C2 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: PAR BOMAN | Management | No Action | |||||||||
| 7.C3 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAIJA-LIISA FRIMAN | Management | No Action | |||||||||
| 7.C4 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: ANNEMARIE GARDSHOL | Management | No Action | |||||||||
| 7.C5 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAGNUS GROTH | Management | No Action | |||||||||
| 7.C6 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: SUSANNA LIND | Management | No Action | |||||||||
| 7.C7 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: BERT NORDBERG | Management | No Action | |||||||||
| 7.C8 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: LOUISE SVANBERG | Management | No Action | |||||||||
| 7.C9 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: ORJAN SVENSSON | Management | No Action | |||||||||
| 7.C10 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: LARS REBIEN SORENSEN | Management | No Action | |||||||||
| 7.C11 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||
| 7.C12 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: NICLAS THULIN | Management | No Action | |||||||||
| 7.C13 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAGNUS GROTH (AS PRESIDENT) | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 8 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE WITH NO DEPUTY DIRECTORS | Management | No Action | |||||||||
| 9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR | Management | No Action | |||||||||
| 10.1 | REMUNERATION TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 10.2 | REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||
| 11.1 | RE-ELECTION OF DIRECTOR: EWA BJORLING | Management | No Action | |||||||||
| 11.2 | RE-ELECTION OF DIRECTOR: PAR BOMAN | Management | No Action | |||||||||
| 11.3 | RE-ELECTION OF DIRECTOR: ANNEMARIE GARDSHOL | Management | No Action | |||||||||
| 11.4 | RE-ELECTION OF DIRECTOR: MAGNUS GROTH | Management | No Action | |||||||||
| 11.5 | RE-ELECTION OF DIRECTOR: BERT NORDBERG | Management | No Action | |||||||||
| 11.6 | RE-ELECTION OF DIRECTOR: LOUISE SVANBERG | Management | No Action | |||||||||
| 11.7 | RE-ELECTION OF DIRECTOR: LARS REBIEN SORENSEN | Management | No Action | |||||||||
| 11.8 | RE-ELECTION OF DIRECTOR: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||
| 11.9 | NEW ELECTION OF DIRECTOR: TORBJORN LOOF | Management | No Action | |||||||||
| 12 | ELECTION OF PAR BOMAN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED ACCOUNTING FIRM ERNST & YOUNG AB, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022. IF ELECTED, ERNST & YOUNG AB HAS ANNOUNCED ITS APPOINTMENT OF HAMISH MABON AS AUDITOR IN CHARGE | Management | No Action | |||||||||
| 14 | RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||
| 15 | RESOLUTION ON APPROVAL OF THE BOARD'S REPORT ON REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||
| 16.A | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF OWN SHARES | Management | No Action | |||||||||
| 16.B | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | No Action | |||||||||
| 17 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 1 NAME, SECTION 11 NOTICE | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522051 DUE TO RECEIPT OF-SPLITTING OF RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| NKT A/S | ||||||||||||
| Security | K7037A107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||
| ISIN | DK0010287663 | Agenda | 713650768 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 8.a TO 8.f AND 9. THANK YOU | Non-Voting | ||||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | ||||||||||
| 1 | REPORT BY THE BOARD OF DIRECTORS | Non-Voting | ||||||||||
| 2 | PRESENTATION OF THE AUDITED ANNUAL REPORT | Non-Voting | ||||||||||
| 3 | ADOPTION OF THE AUDITED ANNUAL REPORT | Management | No Action | |||||||||
| 4 | PROPOSAL BY THE BOARD OF DIRECTORS THAT NO DIVIDEND PAYMENT IS TO BE PAID OUT ON THE BASIS OF THE 2020 RESULTS: THE BOARD OF DIRECTORS PROPOSES THAT NO DIVIDEND PAYMENT IS TO BE PAID OUT ON THE BASIS OF THE 2020 RESULTS | Management | No Action | |||||||||
| 5 | PRESENTATION OF AND ADVISORY VOTE ON THE COMPANY'S REMUNERATION REPORT | Management | No Action | |||||||||
| 6 | RESOLUTION REGARDING DISCHARGE OF OBLIGATIONS OF MANAGEMENT AND BOARD OF DIRECTORS | Management | No Action | |||||||||
| 7 | REMUNERATION OF THE BOARD OF DIRECTORS - 2021 (THE REMUNERATION REMAINS UNCHANGED COMPARED TO 2020) | Management | No Action | |||||||||
| 8.a | RE-ELECTION OF JENS DUE OLSEN AS A MEMBER TO THE BOARD OF DIRECTORS OF NKT A/S | Management | No Action | |||||||||
| 8.b | RE-ELECTION OF RENE SVENDSEN-TUNE AS A MEMBER TO THE BOARD OF DIRECTORS OF NKT A/S | Management | No Action | |||||||||
| 8.c | RE-ELECTION OF KARLA MARIANNE LINDAHL AS A MEMBER TO THE BOARD OF DIRECTORS OF NKT A/S | Management | No Action | |||||||||
| 8.d | RE-ELECTION OF JENS MAALOE AS A MEMBER TO THE BOARD OF DIRECTORS OF NKT A/S | Management | No Action | |||||||||
| 8.e | RE-ELECTION OF ANDREAS NAUEN AS A MEMBER TO THE BOARD OF DIRECTORS OF NKT A/S | Management | No Action | |||||||||
| 8.f | RE-ELECTION OF JUTTA AF ROSENBORG AS A MEMBER TO THE BOARD OF DIRECTORS OF NKT A/S | Management | No Action | |||||||||
| 9 | ELECTION OF ONE OR MORE PUBLIC ACCOUNTANTS: RE-ELECTION OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||
| 10.1 | PROPOSAL FROM THE BOARD OF DIRECTORS OR THE SHAREHOLDERS: AMENDMENT OF ARTICLES 3 A, 3 B AND 3 C OF THE ARTICLES OF ASSOCIATION (AUTHORISATIONS TO THE BOARD OF DIRECTORS TO ISSUE NEW SHARES WITH AND WITHOUT PRE- EMPTIVE RIGHT FOR THE EXISTING SHAREHOLDERS AND CONVERTIBLE INSTRUMENTS) | Management | No Action | |||||||||
| 10.2 | PROPOSAL FROM THE BOARD OF DIRECTORS OR THE SHAREHOLDERS: NEW ARTICLE 5.8 IN THE ARTICLES OF ASSOCIATION (VIRTUAL GENERAL MEETINGS) | Management | No Action | |||||||||
| 10.3 | PROPOSAL FROM THE BOARD OF DIRECTORS OR THE SHAREHOLDERS: AUTHORISATION TO ACQUIRE OWN SHARES | Management | No Action | |||||||||
| 10.4 | PROPOSAL FROM THE BOARD OF DIRECTORS OR THE SHAREHOLDERS: AMENDMENT TO THE REMUNERATION POLICY | Management | No Action | |||||||||
| 11 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| UNICHARM CORPORATION | ||||||||||||
| Security | J94104114 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||
| ISIN | JP3951600000 | Agenda | 713622101 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Takahara, Takahisa | Management | For | For | ||||||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Ishikawa, Eiji | Management | For | For | ||||||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Mori, Shinji | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is Audit and Supervisory Committee Member Wada, Hiroko | Management | For | For | ||||||||
| 2.2 | Appoint a Director who is Audit and Supervisory Committee Member Sugita, Hiroaki | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is Audit and Supervisory Committee Member Asada, Shigeru | Management | For | For | ||||||||
| CHOFU SEISAKUSHO CO.,LTD. | ||||||||||||
| Security | J06384101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||
| ISIN | JP3527800001 | Agenda | 713654778 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kawakami, Yasuo | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Taneda, Kiyotaka | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Nakamura, Shuichi | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Wada, Takeshi | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Egawa, Yoshiaki | Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Tetsuro | Management | For | For | ||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Kawakami, Yasuhiro | Management | For | For | ||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Mikubo, Tadatoshi | Management | Against | Against | ||||||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Nishijima, Kazuyuki | Management | Against | Against | ||||||||
| NILFISK HOLDING A/S | ||||||||||||
| Security | K7S14U100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||
| ISIN | DK0060907293 | Agenda | 713657609 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 8.A TO 8.G AND 9. THANK YOU | Non-Voting | ||||||||||
| 1 | REPORT BY THE BOARD OF DIRECTORS ON THE COMPANY'S ACTIVITIES IN 2020 | Non-Voting | ||||||||||
| 2 | PRESENTATION OF THE AUDITED ANNUAL REPORT, CONTAINING THE ANNUAL AND-CONSOLIDATED ACCOUNTS, THE STATEMENTS OF THE MANAGEMENT AND BOARD OF-DIRECTORS, THE AUDITOR'S REPORT, AND REVIEWS FOR THE YEAR | Non-Voting | ||||||||||
| 3 | ADOPTION OF THE AUDITED ANNUAL REPORT | Management | No Action | |||||||||
| 4 | PROPOSAL BY THE BOARD OF DIRECTORS FOR THE DISTRIBUTION OF PROFITS | Management | No Action | |||||||||
| 5 | RESOLUTION REGARDING DISCHARGE OF MANAGEMENT AND BOARD OF DIRECTORS FROM THEIR LIABILITIES | Management | No Action | |||||||||
| 6 | ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 7 | REMUNERATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.A | RE-ELECTION OF JENS DUE OLSEN AS BOARD MEMBER | Management | No Action | |||||||||
| 8.B | RE-ELECTION OF JUTTA AF ROSENBORG AS BOARD MEMBER | Management | No Action | |||||||||
| 8.C | RE-ELECTION OF RENE SVENDSEN-TUNE AS BOARD MEMBER | Management | No Action | |||||||||
| 8.D | RE-ELECTION OF THOMAS LAU SCHLEICHER AS BOARD MEMBER | Management | No Action | |||||||||
| 8.E | RE-ELECTION OF RICHARD P. BISSON AS BOARD MEMBER | Management | No Action | |||||||||
| 8.F | RE-ELECTION OF ARE DRAGESUND AS BOARD MEMBER | Management | No Action | |||||||||
| 8.G | RE-ELECTION OF FRANCK FALEZAN AS BOARD MEMBER | Management | No Action | |||||||||
| 9 | ELECTION OF ONE OR MORE PUBLIC ACCOUNTANTS (DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB) | Management | No Action | |||||||||
| 10.A | PROPOSAL FROM THE BOARD OF DIRECTORS AND THE SHAREHOLDERS: ADOPTION OF REVISED REMUNERATION POLICY | Management | No Action | |||||||||
| 10.B | PROPOSAL FROM THE BOARD OF DIRECTORS AND THE SHAREHOLDERS: AMENDMENT OF THE ARTICLES OF ASSOCIATION REGARDING RECURRING AGENDA ITEMS ON THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 10.C | PROPOSAL FROM THE BOARD OF DIRECTORS AND THE SHAREHOLDERS: COMPANY ANNOUNCEMENTS IN ENGLISH | Management | No Action | |||||||||
| 11 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| VIVENDI SE | ||||||||||||
| Security | F97982106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2021 | ||||||||||
| ISIN | FR0000127771 | Agenda | 713615980 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103102100488-30 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - ALLOCATION AND DISTRIBUTION OF INCOME | Management | For | For | ||||||||
| 2 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| MCCORMICK & COMPANY, INCORPORATED | ||||||||||||
| Security | 579780107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MKCV | Meeting Date | 31-Mar-2021 | |||||||||
| ISIN | US5797801074 | Agenda | 935336760 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: A. L. Bramman | Management | For | For | ||||||||
| 1B. | Election of Director: M. A. Conway | Management | For | For | ||||||||
| 1C. | Election of Director: F. A. Hrabowski, III | Management | For | For | ||||||||
| 1D. | Election of Director: L. E. Kurzius | Management | For | For | ||||||||
| 1E. | Election of Director: P. Little | Management | For | For | ||||||||
| 1F. | Election of Director: M. D. Mangan | Management | For | For | ||||||||
| 1G. | Election of Director: M. G. Montiel | Management | For | For | ||||||||
| 1H. | Election of Director: M. M. V. Preston | Management | For | For | ||||||||
| 1I. | Election of Director: G. M. Rodkin | Management | For | For | ||||||||
| 1J. | Election of Director: J. Tapiero | Management | For | For | ||||||||
| 1K. | Election of Director: W. A. Vernon | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | AMENDMENT TO THE COMPANY'S CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF EACH CLASS OF COMMON STOCK AND ESTABLISH A PAR VALUE FOR EACH CLASS OF COMMON STOCK. | Management | For | For | ||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||
| Security | D2035M136 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Apr-2021 | ||||||||||
| ISIN | DE0005557508 | Agenda | 713657762 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.60 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5.1 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2021 INTERIM FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 5.3 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE FIRST QUARTER OF FISCAL YEAR 2021 | Management | No Action | |||||||||
| 5.4 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE THIRD QUARTER OF FISCAL YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR 2022 | Management | No Action | |||||||||
| 6 | ELECT HELGA JUNG TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||
| 8 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||
| 9 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 10 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG FUER WERTPAPIERBESITZ E.V. (DSW): AMEND ARTICLES RE: SHAREHOLDERS' RIGHT TO PARTICIPATION DURING THE VIRTUAL MEETING | Shareholder | No Action | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522716 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 16 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||
| Security | 251566105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||
| ISIN | US2515661054 | Agenda | 935350417 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 2. | Resolution on the appropriation of net income. | Management | For | |||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | |||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | |||||||||
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | |||||||||
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | |||||||||
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | |||||||||
| 6. | Election of a Supervisory Board member. | Management | For | |||||||||
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | |||||||||
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | |||||||||
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | |||||||||
| 10. | Resolution on the compensation of Supervisory Board members. | Management | For | |||||||||
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | For | |||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||
| Security | 251566105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||
| ISIN | US2515661054 | Agenda | 935353449 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 2. | Resolution on the appropriation of net income. | Management | No Action | |||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | No Action | |||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | No Action | |||||||||
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | No Action | |||||||||
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | No Action | |||||||||
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | No Action | |||||||||
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | No Action | |||||||||
| 6. | Election of a Supervisory Board member. | Management | No Action | |||||||||
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | No Action | |||||||||
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | No Action | |||||||||
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | No Action | |||||||||
| 10. | Resolution on the compensation of Supervisory Board members. | Management | No Action | |||||||||
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | No Action | |||||||||
| LENNAR CORPORATION | ||||||||||||
| Security | 526057302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LENB | Meeting Date | 07-Apr-2021 | |||||||||
| ISIN | US5260573028 | Agenda | 935339300 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Amy Banse | Management | For | For | ||||||||
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Rick Beckwitt | Management | For | For | ||||||||
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Steven L. Gerard | Management | For | For | ||||||||
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Tig Gilliam | Management | For | For | ||||||||
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Sherrill W. Hudson | Management | For | For | ||||||||
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Jonathan M. Jaffe | Management | For | For | ||||||||
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Sidney Lapidus | Management | For | For | ||||||||
| 1H. | Election of Director to serve until the 2022 Annual Meeting: Teri P. McClure | Management | For | For | ||||||||
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Stuart Miller | Management | For | For | ||||||||
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Armando Olivera | Management | For | For | ||||||||
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Jeffrey Sonnenfeld | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2021. | Management | For | For | ||||||||
| 4. | Approval of a stockholder proposal regarding our common stock voting structure. | Shareholder | Against | For | ||||||||
| DAVIDE CAMPARI-MILANO N.V. | ||||||||||||
| Security | N24565108 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2021 | ||||||||||
| ISIN | NL0015435975 | Agenda | 713632013 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| O.1 | OPENING | Non-Voting | ||||||||||
| O.2.a | 2020 ANNUAL REPORT | Non-Voting | ||||||||||
| O.2.b | REMUNERATION REPORT | Management | No Action | |||||||||
| O.2.c | SUBSTANTIAL CHANGE IN THE CORPORATE GOVERNANCE | Non-Voting | ||||||||||
| O.2.d | TO APPROVE THE ADOPTION OF 2020 ANNUAL ACCOUNTS | Management | No Action | |||||||||
| O.3.a | POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||
| O.3.b | TO DETERMINE AND TO DISTRIBUTE DIVIDEND | Management | No Action | |||||||||
| O.4.a | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| O.4.b | RELEASE FROM LIABILITY OF NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| O.5 | TO APPROVE A STOCK OPTION PLAN FOR EMPLOYEES | Management | No Action | |||||||||
| O.6 | TO APPROVE AN EXTRA MILE BONUS PLAN | Management | No Action | |||||||||
| O.7 | TO APPROVE A STOCK OPTION PLAN PURSUANT TO ART.114-BIS OF ITALIAN LEGISLATIVE DECREE NO. 58/98 | Management | No Action | |||||||||
| O.8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO REPURCHASE OWN SHARES OF THE COMPANY | Management | No Action | |||||||||
| O.9 | TO CONFIRM THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR ENTRUSTED WITH THE AUDIT OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||
| CMMT | 01 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| UBS GROUP AG | ||||||||||||
| Security | H42097107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UBS | Meeting Date | 08-Apr-2021 | |||||||||
| ISIN | CH0244767585 | Agenda | 935348272 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | Approval of the UBS Group AG management report and consolidated and standalone financial statements for the 2020 financial year | Management | For | For | ||||||||
| 2. | Advisory vote on the UBS Group AG Compensation Report 2020 | Management | For | For | ||||||||
| 3. | Appropriation of total profit and distribution of ordinary dividend out of total profit and capital contribution reserve | Management | For | For | ||||||||
| 4. | Discharge of the members of the Board of Directors and the Group Executive Board for the 2020 financial year | Management | For | For | ||||||||
| 5A. | Re-election of Axel A. Weber, as Chairman of the Board of Director | Management | For | For | ||||||||
| 5B. | Re-election of Director: Jeremy Anderson | Management | For | For | ||||||||
| 5C. | Re-election of Director: William C. Dudley | Management | For | For | ||||||||
| 5D. | Re-election of Director: Reto Francioni | Management | For | For | ||||||||
| 5E. | Re-election of Director: Fred Hu | Management | For | For | ||||||||
| 5F. | Re-election of Director: Mark Hughes | Management | For | For | ||||||||
| 5G. | Re-election of Director: Nathalie Rachou | Management | For | For | ||||||||
| 5H. | Re-election of Director: Julie G. Richardson | Management | For | For | ||||||||
| 5I. | Re-election of Director: Dieter Wemmer | Management | For | For | ||||||||
| 5J. | Re-election of Director: Jeanette Wong | Management | For | For | ||||||||
| 6A. | Election of Director: Claudia Böckstiegel | Management | For | For | ||||||||
| 6B. | Election of Director: Patrick Firmenich | Management | For | For | ||||||||
| 7A. | Election of the member of the Compensation Committee: Julie G. Richardson | Management | For | For | ||||||||
| 7B. | Election of the member of the Compensation Committee: Reto Francioni | Management | For | For | ||||||||
| 7C. | Election of the member of the Compensation Committee: Dieter Wemmer | Management | For | For | ||||||||
| 7D. | Election of the member of the Compensation Committee: Jeanette Wong | Management | For | For | ||||||||
| 8A. | Approval of the maximum aggregate amount of compensation for the members of the Board of Directors from the 2021 AGM to the 2022 AGM | Management | For | For | ||||||||
| 8B. | Approval of the aggregate amount of variable compensation for the members of the Group Executive Board for the 2020 financial year | Management | For | For | ||||||||
| 8C. | Approval of the maximum aggregate amount of fixed compensation for the members of the Group Executive Board for the 2022 financial year | Management | For | For | ||||||||
| 9A. | Re-election of the independent proxy, ADB Altorfer Duss & Beilstein AG, Zurich | Management | For | For | ||||||||
| 9B. | Re-election of the auditors, Ernst & Young Ltd, Basel | Management | For | For | ||||||||
| 9C. | Re-election of the special auditors, BDO AG, Zurich | Management | For | For | ||||||||
| 10. | Amendments of the Articles of Association | Management | For | For | ||||||||
| 11. | Reduction of share capital by way of cancellation of shares repurchased under the 2018 - 2021 share buyback program | Management | For | For | ||||||||
| 12. | Approval of a new share buyback program 2021 - 2024 | Management | For | For | ||||||||
| UBS GROUP AG | ||||||||||||
| Security | H42097107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UBS | Meeting Date | 08-Apr-2021 | |||||||||
| ISIN | CH0244767585 | Agenda | 935375116 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | Approval of the UBS Group AG management report and consolidated and standalone financial statements for the 2020 financial year | Management | For | For | ||||||||
| 2. | Advisory vote on the UBS Group AG Compensation Report 2020 | Management | For | For | ||||||||
| 3. | Appropriation of total profit and distribution of ordinary dividend out of total profit and capital contribution reserve | Management | For | For | ||||||||
| 4. | Discharge of the members of the Board of Directors and the Group Executive Board for the 2020 financial year | Management | For | For | ||||||||
| 5A. | Re-election of Axel A. Weber, as Chairman of the Board of Director | Management | For | For | ||||||||
| 5B. | Re-election of Director: Jeremy Anderson | Management | For | For | ||||||||
| 5C. | Re-election of Director: William C. Dudley | Management | For | For | ||||||||
| 5D. | Re-election of Director: Reto Francioni | Management | For | For | ||||||||
| 5E. | Re-election of Director: Fred Hu | Management | For | For | ||||||||
| 5F. | Re-election of Director: Mark Hughes | Management | For | For | ||||||||
| 5G. | Re-election of Director: Nathalie Rachou | Management | For | For | ||||||||
| 5H. | Re-election of Director: Julie G. Richardson | Management | For | For | ||||||||
| 5I. | Re-election of Director: Dieter Wemmer | Management | For | For | ||||||||
| 5J. | Re-election of Director: Jeanette Wong | Management | For | For | ||||||||
| 6A. | Election of Director: Claudia Böckstiegel | Management | For | For | ||||||||
| 6B. | Election of Director: Patrick Firmenich | Management | For | For | ||||||||
| 7A. | Election of the member of the Compensation Committee: Julie G. Richardson | Management | For | For | ||||||||
| 7B. | Election of the member of the Compensation Committee: Reto Francioni | Management | For | For | ||||||||
| 7C. | Election of the member of the Compensation Committee: Dieter Wemmer | Management | For | For | ||||||||
| 7D. | Election of the member of the Compensation Committee: Jeanette Wong | Management | For | For | ||||||||
| 8A. | Approval of the maximum aggregate amount of compensation for the members of the Board of Directors from the 2021 AGM to the 2022 AGM | Management | For | For | ||||||||
| 8B. | Approval of the aggregate amount of variable compensation for the members of the Group Executive Board for the 2020 financial year | Management | For | For | ||||||||
| 8C. | Approval of the maximum aggregate amount of fixed compensation for the members of the Group Executive Board for the 2022 financial year | Management | For | For | ||||||||
| 9A. | Re-election of the independent proxy, ADB Altorfer Duss & Beilstein AG, Zurich | Management | For | For | ||||||||
| 9B. | Re-election of the auditors, Ernst & Young Ltd, Basel | Management | For | For | ||||||||
| 9C. | Re-election of the special auditors, BDO AG, Zurich | Management | For | For | ||||||||
| 10. | Amendments of the Articles of Association | Management | For | For | ||||||||
| 11. | Reduction of share capital by way of cancellation of shares repurchased under the 2018 - 2021 share buyback program | Management | For | For | ||||||||
| 12. | Approval of a new share buyback program 2021 - 2024 | Management | For | For | ||||||||
| JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||
| Security | G50764102 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||
| ISIN | BMG507641022 | Agenda | 713724044 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||||
| 1 | APPROVE THE AMALGAMATION AGREEMENT | Management | No Action | |||||||||
| SWEDISH MATCH AB | ||||||||||||
| Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2021 | ||||||||||
| ISIN | SE0000310336 | Agenda | 713666242 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 526921 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF THE CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES: PETER LUNDKVIST AND FILIPPA- GERSTADT | Non-Voting | ||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 6 | RESOLUTION ON THE REMUNERATION REPORT | Management | No Action | |||||||||
| 7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND | Management | No Action | |||||||||
| 9.A | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CHARLES A. BLIXT | Management | No Action | |||||||||
| 9.B | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ANDREW CRIPPS | Management | No Action | |||||||||
| 9.C | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||
| 9.D | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CONNY CARLSSON | Management | No Action | |||||||||
| 9.E | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ALEXANDER LACIK | Management | No Action | |||||||||
| 9.F | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAULINE LINDWALL | Management | No Action | |||||||||
| 9.G | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: WENCHE ROLFSEN | Management | No Action | |||||||||
| 9.H | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JOAKIM WESTH | Management | No Action | |||||||||
| 9.I | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PATRIK ENGELBREKTSSON | Management | No Action | |||||||||
| 9.J | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAR-OLA OLAUSSON | Management | No Action | |||||||||
| 9.K | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: DRAGAN POPOVIC | Management | No Action | |||||||||
| 9.L | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE PRESIDENT FOR 2020: LARS DAHLGREN (AS THE PRESIDENT) | Management | No Action | |||||||||
| 10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: EIGHT | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE PROPOSED BY NOMINATING COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 12.A | RE- ELECTION OF BOARD MEMBER: CHARLES A. BLIXT | Management | No Action | |||||||||
| 12.B | RE- ELECTION OF BOARD MEMBER: ANDREW CRIPPS | Management | No Action | |||||||||
| 12.C | RE- ELECTION OF BOARD MEMBER: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||
| 12.D | RE- ELECTION OF BOARD MEMBER: CONNY CARLSSON | Management | No Action | |||||||||
| 12.E | RE- ELECTION OF BOARD MEMBER: ALEXANDER LACIK | Management | No Action | |||||||||
| 12.F | RE- ELECTION OF BOARD MEMBER: PAULINE LINDWALL | Management | No Action | |||||||||
| 12.G | RE- ELECTION OF BOARD MEMBER: WENCHE ROLFSEN | Management | No Action | |||||||||
| 12.H | RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH | Management | No Action | |||||||||
| 12.I | RE-ELECTION OF THE CHAIRMAN OF THE BOARD: CONNY KARLSSON | Management | No Action | |||||||||
| 12.J | RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE BOARD: ANDREW CRIPPS | Management | No Action | |||||||||
| 13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS | Management | No Action | |||||||||
| 14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||
| 15 | ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES THAT THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY AUDITOR AND THAT THE AUDITOR COMPANY DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 | Management | No Action | |||||||||
| 16.A | RESOLUTION REGARDING: THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES | Management | No Action | |||||||||
| 16.B | RESOLUTION REGARDING: BONUS ISSUE | Management | No Action | |||||||||
| 17 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY | Management | No Action | |||||||||
| 18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY | Management | No Action | |||||||||
| 19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | No Action | |||||||||
| 20.A | RESOLUTION ON: AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 20.B | RESOLUTION ON: A SPLIT OF THE COMPANY'S SHARES (SHARE SPLIT) | Management | No Action | |||||||||
| 21 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||
| Security | 064058100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||
| ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||
| 1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||
| 1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||
| 1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||
| 1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||
| 1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||
| 1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||
| 1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||
| 1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||
| 1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||
| 1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||
| 2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||
| 4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For | ||||||||
| KONINKLIJKE KPN NV | ||||||||||||
| Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||
| ISIN | NL0000009082 | Agenda | 713650706 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||
| 2. | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 3. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4. | REMUNERATION REPORT IN THE FISCAL YEAR 2020 (ADVISORY VOTE) | Management | No Action | |||||||||
| 5. | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY | Non-Voting | ||||||||||
| 6. | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2020: EUR 13.00 PER SHARE | Management | No Action | |||||||||
| 7. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY | Management | No Action | |||||||||
| 8. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | No Action | |||||||||
| 9. | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR FOR THE FISCAL YEAR 2022: ERNST AND YOUNG ACCOUNTANTS LLP | Management | No Action | |||||||||
| 10. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE- SUPERVISORY BOARD | Non-Voting | ||||||||||
| 11. | PROPOSAL TO APPOINT MR. E.J.C. OVERBEEK AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 12. | PROPOSAL TO APPOINT MR. G.J.A. VAN DE AAST AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 13. | ANNOUNCEMENT CONCERNING VACANCIES IN THE SUPERVISORY BOARD ARISING IN 2022 | Non-Voting | ||||||||||
| 14. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES | Management | No Action | |||||||||
| 15. | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES | Management | No Action | |||||||||
| 16. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||
| 17. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES | Management | No Action | |||||||||
| 18. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 19. | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||
| CMMT | 26 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 9 AND 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||
| SULZER AG | ||||||||||||
| Security | H83580284 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||
| ISIN | CH0038388911 | Agenda | 713717102 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534649 DUE TO SPLITTING-OF RES 5.1 AND 6.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1.1 | BUSINESS REVIEW, FINANCIAL STATEMENTS OF SULZER LTD AND CONSOLIDATED FINANCIAL STATEMENTS 2020, REPORTS OF THE AUDITORS | Management | No Action | |||||||||
| 1.2 | ADVISORY VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||
| 2 | APPROPRIATION OF NET PROFITS: CHF 4.00 PER SHARE | Management | No Action | |||||||||
| 3 | DISCHARGE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| 4.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 4.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| 5.1 | RE-ELECTION OF MR. PETER LOESCHER AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.2.1 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. HANNE BIRGITTE BREINBJERG SORENSEN | Management | No Action | |||||||||
| 5.2.2 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MATTHIAS BICHSEL | Management | No Action | |||||||||
| 5.2.3 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MIKHAIL LIFSHITZ | Management | No Action | |||||||||
| 5.2.4 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ALEXEY MOSKOV | Management | No Action | |||||||||
| 5.2.5 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. GERHARD ROISS | Management | No Action | |||||||||
| 5.3.1 | ELECTION OF NEW MEMBER: MRS. SUZANNE THOMA | Management | No Action | |||||||||
| 5.3.2 | ELECTION OF NEW MEMBER: MR. DAVID METZGER | Management | No Action | |||||||||
| 6.1.1 | RE-ELECTION OF THREE MEMBER OF THE REMUNERATION COMMITTEE: MRS. HANNE BIRGITTE BREINBJERG SORENSEN | Management | No Action | |||||||||
| 6.1.2 | RE-ELECTION OF THREE MEMBER OF THE REMUNERATION COMMITTEE: MR. GERHARD ROISS | Management | No Action | |||||||||
| 6.2 | ELECTION OF A NEW MEMBER TO THE REMUNERATION COMMITTEE: SUZANNE THOMA | Management | No Action | |||||||||
| 7 | RE-ELECTION OF THE AUDITORS: KPMG LTD., ZURICH | Management | No Action | |||||||||
| 8 | RE-ELECTION OF THE INDEPENDENT PROXY: PROXY VOTING SERVICES GMBH, ZURICH | Management | No Action | |||||||||
| 9 | INTRODUCTION OF CONDITIONAL SHARE CAPITAL | Management | No Action | |||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| SCANDINAVIAN TOBACCO GROUP A/S | ||||||||||||
| Security | K8553U105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||
| ISIN | DK0060696300 | Agenda | 713717417 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1. | REPORT OF THE BOARD OF DIRECTORS ON THE COMPANY'S ACTIVITIES DURING THE PAST- FINANCIAL YEAR | Non-Voting | ||||||||||
| 2. | ADOPTION OF THE AUDITED ANNUAL REPORT THE AUDITED ANNUAL REPORT IS AVAILABLE ON WWW.ST-GROUP.COM | Management | No Action | |||||||||
| 3. | APPROPRIATION OF PROFIT AS RECORDED IN THE ADOPTED ANNUAL REPORT: DKK 6.50 PER SHARE | Management | No Action | |||||||||
| 4. | PRESENTATION OF THE COMPANY'S REMUNERATION REPORT FOR AN ADVISORY VOTE THE REMUNERATION REPORT IS AVAILABLE ON WWW.ST-GROUP.COM | Management | No Action | |||||||||
| 5. | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS AND ANY BOARD COMMITTEES | Management | No Action | |||||||||
| 6A. | REDUCTION OF THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||
| 6B. | AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE THAT THE COMPANY'S GENERAL MEETINGS SHALL BE HELD AS COMPLETELY ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||
| 6C. | LANGUAGE OF COMPANY ANNOUNCEMENTS ETC | Management | No Action | |||||||||
| 7.01 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF NIGEL NORTHRIDGE (CHAIRMAN) | Management | No Action | |||||||||
| 7.02 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF HENRIK BRANDT (VICE-CHAIRMAN) | Management | No Action | |||||||||
| 7.03 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF DIANNE NEAL BLIXT | Management | No Action | |||||||||
| 7.04 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF MARLENE FORSELL | Management | No Action | |||||||||
| 7.05 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF CLAUS GREGERSEN | Management | No Action | |||||||||
| 7.06 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF LUC MISSORTEN | Management | No Action | |||||||||
| 7.07 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF ANDERS OBEL | Management | No Action | |||||||||
| 7.08 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ELECTION OF HENRIK AMSINCK | Management | No Action | |||||||||
| 8.01 | ELECTION OF AUDITOR(S): RE-ELECTION OF PRICEWATERHOUSECOOPERS CHARTERED ACCOUNTANT COMPANY | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.01 TO 7.08 AND 8.01. THANK YOU | Non-Voting | ||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE | Non-Voting | ||||||||||
| EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 24 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF TEXT IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| JULIUS BAER GRUPPE AG | ||||||||||||
| Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||
| ISIN | CH0102484968 | Agenda | 713719891 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1.1 | FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2020 | Management | No Action | |||||||||
| 2 | APPROPRIATION OF DISPOSABLE PROFIT: DISSOLUTION AND DISTRIBUTION OF STATUTORY CAPITAL RESERVE | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 4.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2021 TO AGM 2022) | Management | No Action | |||||||||
| 4.2.1 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 4.2.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS THAT ARE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2021 | Management | No Action | |||||||||
| 4.2.3 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 5.1.1 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. ROMEO LACHER | Management | No Action | |||||||||
| 5.1.2 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. GILBERT ACHERMANN | Management | No Action | |||||||||
| 5.1.3 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. HEINRICH BAUMANN | Management | No Action | |||||||||
| 5.1.4 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. RICHARD CAMPBELL-BREEDEN | Management | No Action | |||||||||
| 5.1.5 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. IVO FURRER | Management | No Action | |||||||||
| 5.1.6 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. CLAIRE GIRAUT | Management | No Action | |||||||||
| 5.1.7 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. KATHRYN SHIH | Management | No Action | |||||||||
| 5.1.8 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. EUNICE ZEHNDER-LAI | Management | No Action | |||||||||
| 5.1.9 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. OLGA ZOUTENDIJK | Management | No Action | |||||||||
| 5.2.1 | NEW ELECTIONS TO THE BOARD OF DIRECTOR: MR. DAVID NICOL | Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.4.1 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN | Management | No Action | |||||||||
| 5.4.2 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. RICHARD CAMPBELL-BREEDEN | Management | No Action | |||||||||
| 5.4.3 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. KATHRYN SHIH | Management | No Action | |||||||||
| 5.4.4 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. EUNICE ZEHNDER-LAI | Management | No Action | |||||||||
| 6 | ELECTION OF THE STATUTORY AUDITOR: KPMG AG, ZURICH | Management | No Action | |||||||||
| 7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR. MARC NATER | Management | No Action | |||||||||
| 8 | CAPITAL REDUCTION (WITH AMENDMENTS OF THE ARTICLES OF INCORPORATION) | Management | No Action | |||||||||
| 9 | AMENDMENTS OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||
| PHAROL SGPS, SA | ||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 713754782 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 538008 DUE TO RECEIVED-CHANGE IN BOARD RECOMMENDATION FOR RESOLUTION 1.1.B. ALL VOTES RECEIVED ON-THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE-GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB.-IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS-MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL-BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE- ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1.1.A | TO REVOKE THE LIMITATION OF THE VOTING RIGHTS - AMEND OF THE ARTICLES 12/1/A) B) AND D) AND WORDING OF ARTICLE 13 ELIMINATING THE CONTENT OF THE NUMBERS 10/11/12/14 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||
| 1.1.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED BY TELEMAR NORTE LESTE, S.A.: TO MAINTAIN THE LIMITATION OF THE VOTING RIGHTS - DRAFTING OF ARTICLES 12/1/A), B) AND D) AND WRITING OF ARTICLE 13 WITH MAINTENANCE OF SHIELDING IN NUMBERS 12, 13, 14 AND 15 | Shareholder | No Action | |||||||||
| 1.2 | GLOBALLY AMEND AND UPDATE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO ELIMINATE EXPIRED PROVISIONS, AVOID THE REPETITION OF LEGAL RULES AND CORRECT INCONSISTENCIES, AS EXPLAINED IN THE NOTICE (ALL AMENDMENTS OTHER THAN THOSE RELATING TO ARTICLES 12/1/A) (B) AND D) AND THE ELIMINATION OF THE CONTENT OF ARTICLES 13/10/11/12/14 OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY) | Management | No Action | |||||||||
| 2 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 3 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 4 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | |||||||||
| 5 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | |||||||||
| 6 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE CORPORATE BODIES AND THE COMPENSATION COMMITTEE FOR THE THREE- YEAR PERIOD 2021-2023 | Management | No Action | |||||||||
| 7 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR EFFECTIVE AND SUBSTITUTE - FOR THE THREE-YEAR PERIOD 2021-2023 | Management | No Action | |||||||||
| 8 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | |||||||||
| 9 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||
| Security | 42824C109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HPE | Meeting Date | 14-Apr-2021 | |||||||||
| ISIN | US42824C1099 | Agenda | 935339045 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Daniel Ammann | Management | For | For | ||||||||
| 1B. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||
| 1C. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||
| 1D. | Election of Director: George R. Kurtz | Management | For | For | ||||||||
| 1E. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||
| 1F. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||
| 1G. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||
| 1H. | Election of Director: Charles H. Noski | Management | For | For | ||||||||
| 1I. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||
| 1J. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1K. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 1L. | Election of Director: Mary Agnes Wilderotter | Management | For | For | ||||||||
| 2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | ||||||||
| 3. | Approval of the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | For | For | ||||||||
| 4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 5. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| CNH INDUSTRIAL N.V. | ||||||||||||
| Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||
| ISIN | NL0010545661 | Agenda | 713654526 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2.a | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | ||||||||||
| 2.b | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2.c | APPROVE DIVIDENDS OF EUR 0.11 PER SHARE | Management | No Action | |||||||||
| 2.d | APPROVE DISCHARGE OF DIRECTORS | Management | No Action | |||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 4.a | REELECT SUZANNE HEYWOOD AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.b | ELECT SCOTT W. WINE AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.c | REELECT HOWARD W. BUFFETT AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.d | REELECT TUFAN ERGINBILGIC AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.e | REELECT LEO W. HOULE AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.f | REELECT JOHN B. LANAWAY AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.g | REELECT ALESSANDRO NASI AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.h | REELECT LORENZO SIMONELLI AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.i | REELECT VAGN SORENSEN AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 5 | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | No Action | |||||||||
| 6 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED COMMON SHARES | Management | No Action | |||||||||
| 7 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 08 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| CMMT | 08 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| SVENSKA CELLULOSA SCA AB | ||||||||||||
| Security | W21376137 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||
| ISIN | SE0000171886 | Agenda | 713675099 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | ELECTION OF A CHAIRMAN OF THE MEETING: ATTORNEY-AT-LAW EVA HAGG | Non-Voting | ||||||||||
| 2 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES OF THE MEETING: MADELEINE- WALLMARK, ANDERS OSCARSSON | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 6 | SUBMISSION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT, AND THE-CONSOLIDATED FINANCIAL REPORT AND AUDITORS' REPORT ON THE CONSOLIDATED-FINANCIAL REPORT, AS WELL AS THE AUDITOR'S STATEMENT REGARDING COMPLIANCE-WITH GUIDELINES FOR REMUNERATION OF SENIOR EXECUTIVES THAT HAVE APPLIED SINCE-THE PRECEDING AGM | Non-Voting | ||||||||||
| 7.A | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 7.B | RESOLUTION ON APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 2.0 PER SHARE | Management | No Action | |||||||||
| 7.C.1 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: CHARLOTTE BENGTSSON | Management | No Action | |||||||||
| 7.C.2 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: PAR BOMAN | Management | No Action | |||||||||
| 7.C.3 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: LENNART EVRELL | Management | No Action | |||||||||
| 7.C.4 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ANNEMARIE GARDSHOL | Management | No Action | |||||||||
| 7.C.5 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ULF LARSSON (IN HIS CAPACITY AS BOARD MEMBER) | Management | No Action | |||||||||
| 7.C.6 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: MARTIN LINDQVIST | Management | No Action | |||||||||
| 7.C.7 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: LOTTA LYRA (FOR THE PERIOD JAN 1, 2020-MAY 6, 2020) | Management | No Action | |||||||||
| 7.C.8 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: BERT NORDBERG | Management | No Action | |||||||||
| 7.C.9 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ANDERS SUNDSTROM | Management | No Action | |||||||||
| 7.C10 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: BARBARA M. THORALFSSON | Management | No Action | |||||||||
| 7.C11 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ROGER BOSTROM (EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||
| 7.C12 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: HANS WENTJARV (EMPLOYEE REPRESENTATIVE, FOR THE PERIOD JAN 1, 2020-MAY 30, 2020) | Management | No Action | |||||||||
| 7.C13 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: JOHANNA VIKLUND LINDEN (EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||
| 7.C14 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: PER ANDERSSON (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||
| 7.C15 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: MARIA JONSSON (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||
| 7.C16 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: STEFAN LUNDKVIST (DEPUTY EMPLOYEE REPRESENTATIVE) | Management | No Action | |||||||||
| 7.C17 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE PRESIDENT FOR 2020: ULF LARSSON (IN HIS CAPACITY AS PRESIDENT) | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 8 | RESOLUTION ON THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS: THE NUMBER OF BOARD MEMBERS SHALL BE TEN WITH NO DEPUTIES | Management | No Action | |||||||||
| 9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY | Management | No Action | |||||||||
| 10.1 | RESOLUTION ON THE FEES TO BE PAID TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 10.2 | RESOLUTION ON THE FEES TO BE PAID TO AUDITORS | Management | No Action | |||||||||
| 11.1 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: CHARLOTTE BENGTSSON (RE-ELECTION) | Management | No Action | |||||||||
| 11.2 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: PAR BOMAN (RE- ELECTION) | Management | No Action | |||||||||
| 11.3 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: LENNART EVRELL (RE- ELECTION) | Management | No Action | |||||||||
| 11.4 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ANNEMARIE GARDSHOL (RE-ELECTION) | Management | No Action | |||||||||
| 11.5 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ULF LARSSON (RE- ELECTION) | Management | No Action | |||||||||
| 11.6 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: MARTIN LINDQVIST (RE-ELECTION) | Management | No Action | |||||||||
| 11.7 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: BERT NORDBERG (RE- ELECTION) | Management | No Action | |||||||||
| 11.8 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: ANDERS SUNDSTROM (RE-ELECTION) | Management | No Action | |||||||||
| 11.9 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: BARBARA M. THORALFSSON (RE-ELECTION) | Management | No Action | |||||||||
| 11.10 | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTORS: CARINA HAKANSSON (NEW ELECTION) | Management | No Action | |||||||||
| 12 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS PAR BOMAN (RE-ELECTION) | Management | No Action | |||||||||
| 13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED FIRM OF ACCOUNTANTS EY AB IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UP UNTIL THE END OF THE 2022 AGM. IF ELECTED, EY AB HAS ANNOUNCED ITS APPOINTMENT OF AUTHORIZED PUBLIC ACCOUNTANT FREDRIK NORRMAN AS SENIOR AUDITOR | Management | No Action | |||||||||
| 14 | RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Management | No Action | |||||||||
| 15 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: ARTICLE 15, ARTICLE 1, ARTICLE 16, ARTICLE 17 | Management | No Action | |||||||||
| NESTLE S.A. | ||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||
| ISIN | CH0038863350 | Agenda | 713713469 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | No Action | |||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | No Action | |||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | No Action | |||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | No Action | |||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||
| 4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | No Action | |||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||
| 7 | SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) | Management | No Action | |||||||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||
| ISIN | NL0010545661 | Agenda | 935345656 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | ||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||
| ISIN | NL0010545661 | Agenda | 935363349 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | ||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||
| L'OREAL S.A. | ||||||||||||
| Security | F58149133 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | ||||||||||
| ISIN | FR0000120321 | Agenda | 713687551 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 16 MAR 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS-ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER-THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING-SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON-HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE-SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND- PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE | Non-Voting | ||||||||||
| BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103312100646-39 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK AND-CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4 PER SHARE AND AN EXTRA OF EUR 0.40 PER SHARE TO LONG TERM REGISTERED SHARES | Management | No Action | |||||||||
| 4 | ELECT NICOLAS HIERONIMUS AS DIRECTOR | Management | No Action | |||||||||
| 5 | ELECT ALEXANDRE RICARD AS DIRECTOR | Management | No Action | |||||||||
| 6 | RE-ELECT FRANCOISE BETTENCOURT MEYERS AS DIRECTOR | Management | No Action | |||||||||
| 7 | RE-ELECT PAUL BULCKE AS DIRECTOR | Management | No Action | |||||||||
| 8 | RE-ELECT VIRGINIE MORGON AS DIRECTOR | Management | No Action | |||||||||
| 9 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | No Action | |||||||||
| 10 | APPROVE COMPENSATION OF JEAN-PAUL AGON, CHAIRMAN AND CEO | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | No Action | |||||||||
| 12 | APPROVE REMUNERATION POLICY OF JEAN-PAUL AGON, CHAIRMAN AND CEO UNTIL APRIL 30, 2021 | Management | No Action | |||||||||
| 13 | APPROVE REMUNERATION POLICY OF NICOLAS HIERONIMUS, CEO SINCE MAY 1, 2021 | Management | No Action | |||||||||
| 14 | APPROVE REMUNERATION POLICY OF JEAN-PAUL AGON, CHAIRMAN OF THE BOARD SINCE MAY 1, 2021 | Management | No Action | |||||||||
| 15 | APPROVE AMENDMENT OF EMPLOYMENT CONTRACT OF NICOLAS HIERONIMUS, CEO SINCE MAY 1, 2021 | Management | No Action | |||||||||
| 16 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||
| 17 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP A MAXIMUM NOMINAL SHARE CAPITAL VALUE OF EUR 156,764,042.40 | Management | No Action | |||||||||
| 18 | AUTHORIZE CAPITALIZATION OF RESERVES FOR BONUS ISSUE OR INCREASE IN PAR VALUE | Management | No Action | |||||||||
| 19 | AUTHORIZE CAPITAL INCREASE OF UP TO 2 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND | Management | No Action | |||||||||
| 20 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | No Action | |||||||||
| 21 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES | Management | No Action | |||||||||
| 22 | AMEND ARTICLE 7 OF BYLAWS RE: WRITTEN CONSULTATION | Management | No Action | |||||||||
| 23 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | No Action | |||||||||
| SIKA AG | ||||||||||||
| Security | H7631K273 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | ||||||||||
| ISIN | CH0418792922 | Agenda | 713714764 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 | Management | No Action | |||||||||
| 2 | APPROPRIATION OF THE RETAINED EARNINGS OF SIKA AG: CHF 2.50 PER SHARE | Management | No Action | |||||||||
| 3 | GRANTING DISCHARGE TO THE ADMINISTRATIVE BODIES | Management | No Action | |||||||||
| 4.1.1 | RE-ELECTION OF THE BOARD OF DIRECTOR: PAUL J.HAELG AS A MEMBER | Management | No Action | |||||||||
| 4.1.2 | RE-ELECTION OF THE BOARD OF DIRECTOR: MONIKA RIBAR AS A MEMBER | Management | No Action | |||||||||
| 4.1.3 | RE-ELECTION OF THE BOARD OF DIRECTOR: DANIEL J.SAUTER AS A MEMBER | Management | No Action | |||||||||
| 4.1.4 | RE-ELECTION OF THE BOARD OF DIRECTOR: CHRISTOPH TOBLER AS A MEMBER | Management | No Action | |||||||||
| 4.1.5 | RE-ELECTION OF THE BOARD OF DIRECTOR: JUSTIN M.HOWELL AS A MEMBER | Management | No Action | |||||||||
| 4.1.6 | RE-ELECTION OF THE BOARD OF DIRECTOR: THIERRY F. J. VANLANCKER AS A MEMBER | Management | No Action | |||||||||
| 4.1.7 | RE-ELECTION OF THE BOARD OF DIRECTOR: VIKTOR W.BALLI AS A MEMBER | Management | No Action | |||||||||
| 4.2 | ELECTION TO THE BOARD OF DIRECTORS: PAUL SCHULER AS A MEMBER | Management | No Action | |||||||||
| 4.3 | ELECTION OF THE CHAIRMAN: PAUL J. HAELG | Management | No Action | |||||||||
| 4.4.1 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: DANIEL J. SAUTER TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 4.4.2 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: JUSTIN M. HOWELL TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 4.4.3 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: THIERRY F. J. VANLANCKER TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 4.5 | ELECTION OF STATUTORY AUDITORS: RE- ELECTION OF ERNST & YOUNG AG | Management | No Action | |||||||||
| 4.6 | ELECTION OF INDEPENDENT PROXY: RE-ELECTION OF JOST WINDLIN | Management | No Action | |||||||||
| 5.1 | COMPENSATION: CONSULTATIVE VOTE ON THE 2020 COMPENSATION REPORT | Management | No Action | |||||||||
| 5.2 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.3 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE GROUP MANAGEMENT | Management | No Action | |||||||||
| 6 | IN CASE THE ANNUAL GENERAL MEETING VOTES ON PROPOSALS THAT ARE NOT LISTED IN THE INVITATION, I INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR MEANS TO VOTE AS PROPOSED BY THE BOARD OF DIRECTORS; AGAINST MEANS TO VOTE AGAINST ADDITIONAL OR AMENDED PROPOSALS; ABSTAIN MEANS TO ABSTAIN FROM VOTING) | Shareholder | No Action | |||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |||||||||
| ISIN | US0605051046 | Agenda | 935345670 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||
| 1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
| 1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||
| 1E. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
| 1G. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
| 1H. | Election of Director: Thomas J. May | Management | For | For | ||||||||
| 1I. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
| 1J. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1K. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||
| 1L. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||
| 1M. | Election of Director: Michael D. White | Management | For | For | ||||||||
| 1N. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
| 1O. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1P. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | For | ||||||||
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | ||||||||
| 5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Against | For | ||||||||
| 7. | Shareholder proposal requesting a change in organizational form. | Shareholder | Abstain | Against | ||||||||
| 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Abstain | Against | ||||||||
| PROXIMUS SA | ||||||||||||
| Security | B6951K109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||
| ISIN | BE0003810273 | Agenda | 713712304 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS, FOR A FIVE-YEAR TERM AS FROM THE DATE OF NOTIFICATION OF THE AMENDMENT TO THESE BYLAWS BY THE GENERAL MEETING OF 21 APRIL 2021, TO INCREASE THE COMPANY'S SHARE CAPITAL IN ONE OR MORE TRANSACTIONS WITH A MAXIMUM OF EUR 200,000,000.00, PURSUANT TO SECTION 1 OF ARTICLE 5 OF THE BYLAWS. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 5, SECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | Management | No Action | |||||||||
| 2 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS TO ACQUIRE, WITHIN THE LIMITS SET BY LAW, THE MAXIMUM NUMBER OF SHARES PERMITTED BY LAW, WITHIN A FIVE-YEAR PERIOD, STARTING ON 21 APRIL 2021. THE PRICE OF SUCH SHARES MUST NOT BE HIGHER THAN 5% ABOVE THE HIGHEST CLOSING PRICE IN THE 30- DAY TRADING PERIOD PRECEDING THE | Management | No Action | |||||||||
| TRANSACTION, AND NOT BE LOWER THAN 10% BELOW THE LOWEST CLOSING PRICE IN THE SAME 30-DAY TRADING PERIOD. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 13, SUBSECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | ||||||||||||
| 3 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management | No Action | |||||||||
| PROXIMUS SA | ||||||||||||
| Security | B6951K109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||
| ISIN | BE0003810273 | Agenda | 713721531 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534410 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 14. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||
| 1 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||
| 2 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR-WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||
| 3 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting | ||||||||||
| 4 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||
| 5 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2020. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2020, THE GROSS DIVIDEND AMOUNTS TO EUR 1.20 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 0.84 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.50 PER SHARE (EUR 0.35 PER SHARE NET OF WITHHOLDING TAX) WAS ALREADY PAID OUT ON 11 DECEMBER 2020; THIS MEANS THAT A GROSS DIVIDEND OF EUR 0.70 PER SHARE (EUR 0.49 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 30 APRIL 2021. THE EX-DIVIDEND DATE IS FIXED ON 28 APRIL 2021, THE RECORD DATE IS 29 APRIL 2021 | Management | No Action | |||||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY | Management | No Action | |||||||||
| 7 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 8 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||
| 9 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||
| 10 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||
| 11 | REAPPOINTMENT OF A BOARD MEMBER: TO REAPPOINT MR. PIERRE DEMUELENAERE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023. THIS BOARD MEMBER RETAINS HIS CAPACITY OF INDEPENDENT MEMBER AS HE MEETS THE CRITERIA LAID DOWN IN ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND IN THE BELGIAN CORPORATE GOVERNANCE CODE 2020 | Management | No Action | |||||||||
| 12 | REAPPOINTMENT OF A BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO REAPPOINT MR. KAREL DE GUCHT AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | No Action | |||||||||
| 13 | APPOINTMENT OF A NEW BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. IBRAHIM OUASSARI AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | No Action | |||||||||
| 14 | ACKNOWLEDGMENT APPOINTMENT AND REAPPOINTMENT OF MEMBERS OF THE BOARD OF- AUDITORS: THE ANNUAL GENERAL MEETING ACKNOWLEDGES THE DECISION OF THE GENERAL- MEETING OF THE "COUR DES COMPTES" HELD ON 3 FEBRUARY 2021, TO APPOINT MR-DOMINIQUE GUIDE, COUNCILLOR, TO REPLACE THE OUTGOING COUNCILLOR PIERRE RION-AND TO REAPPOINT MR JAN DEBUCQUOY, COUNCILLOR, AS MEMBERS OF THE BOARD OF-AUDITORS OF PROXIMUS SA OF PUBLIC LAW FOR A RENEWABLE TERM OF SIX YEARS | Non-Voting | ||||||||||
| 15 | MISCELLANEOUS | Non-Voting | ||||||||||
| DANA INCORPORATED | ||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DAN | Meeting Date | 21-Apr-2021 | |||||||||
| ISIN | US2358252052 | Agenda | 935342268 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Rachel A. Gonzalez | For | For | |||||||||
| 2 | James K. Kamsickas | For | For | |||||||||
| 3 | Virginia A. Kamsky | For | For | |||||||||
| 4 | Bridget E. Karlin | For | For | |||||||||
| 5 | Raymond E. Mabus, Jr. | For | For | |||||||||
| 6 | Michael J. Mack, Jr. | For | For | |||||||||
| 7 | R. Bruce McDonald | For | For | |||||||||
| 8 | Diarmuid B. O'Connell | For | For | |||||||||
| 9 | Keith E. Wandell | For | For | |||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||
| 4. | Approval of the Dana Incorporated 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||
| BOUYGUES | ||||||||||||
| Security | F11487125 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||
| ISIN | FR0000120503 | Agenda | 713660721 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 08 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE | Non-Voting | ||||||||||
| NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | 06 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT AND CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202103052100426-28 | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 5 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | |||||||||
| 6 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||
| 7 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 8 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. MARTIN BOUYGUES, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 9 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. OLIVIER BOUYGUES, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST 2020 | Management | No Action | |||||||||
| 10 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. PHILIPPE MARIEN, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 19 FEBRUARY 2020 | Management | No Action | |||||||||
| 11 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. OLIVIER ROUSSAT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MR. MARTIN BOUYGUES AS DIRECTOR | Management | No Action | |||||||||
| 13 | APPOINTMENT OF MRS. PASCALINE DE DREUZY AS DIRECTOR, AS A REPLACEMENT FOR MRS. ANNE- MARIE IDRAC | Management | No Action | |||||||||
| 14 | RENEWAL OF THE TERM OF OFFICE OF ERNST &YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR | Management | No Action | |||||||||
| 15 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||
| 16 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | |||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | No Action | |||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY MEANS OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | |||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY MEANS OF PUBLIC OFFERINGS AS REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | |||||||||
| 21 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO SET, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE GENERAL MEETING, THE ISSUE PRICE, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE RIGHT TO SUBSCRIBE TO EQUITY SECURITIES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE | Management | No Action | |||||||||
| 22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 23 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF ANOTHER COMPANY, OUTSIDE A PUBLIC EXCHANGE OFFER | Management | No Action | |||||||||
| 24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS OF SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| 25 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO ISSUE SHARES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT OF THE ISSUE, BY A SUBSIDIARY, OF TRANSFERABLE SECURITIES GRANTING ACCESS TO SHARES OF THE COMPANY | Management | No Action | |||||||||
| 26 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF THE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | |||||||||
| 27 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||
| 28 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED, WITH WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||
| 29 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED DEDICATED TO RETIREMENT BENEFITS, WITH WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF ELIGIBLE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||
| 30 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF 25% OF THE SHARE CAPITAL, DURING A PERIOD OF PUBLIC OFFERING FOR THE COMPANY | Management | No Action | |||||||||
| 31 | AMENDMENT TO ARTICLE 13 OF THE COMPANY'S BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 32 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| HEINEKEN NV | ||||||||||||
| Security | N39427211 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||
| ISIN | NL0000009165 | Agenda | 713673196 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1. | OPENING | Non-Voting | ||||||||||
| 1a. | REPORT OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2020 | Non-Voting | ||||||||||
| 1b. | ADVISORY VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||
| 1c. | ADOPTION OF THE 2020 FINANCIAL STATEMENTS OF THE COMPANY | Management | No Action | |||||||||
| 1d. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||
| 1e. | ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: EUR 0.70 PER SHARE | Management | No Action | |||||||||
| 1f. | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 1g. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 2. | AUTHORISATIONS | Non-Voting | ||||||||||
| 2a. | AUTHORISATION OF THE EXECUTIVE BOARD TO ACQUIRE OWN SHARES | Management | No Action | |||||||||
| 2b. | AUTHORISATION OF THE EXECUTIVE BOARD TO ISSUE (RIGHTS TO) SHARES | Management | No Action | |||||||||
| 2c. | AUTHORISATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||
| 3. | COMPOSITION EXECUTIVE BOARD APPOINTMENT OF MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 4. | COMPOSITION SUPERVISORY BOARD | Non-Voting | ||||||||||
| 4a. | RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND DELEGATED MEMBER) OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4b. | APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 5. | RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS B.V | Management | No Action | |||||||||
| 6. | CLOSING | Non-Voting | ||||||||||
| CMMT | 22 Mar 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||
| SALVATORE FERRAGAMO S.P.A. | ||||||||||||
| Security | T80736100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||
| ISIN | IT0004712375 | Agenda | 713746569 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 529071 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| O.1 | BALANCE SHEET OF SALVATORE FERRAGAMO S.P.A. AS OF DECEMBER 31, 2020, TOGETHER WITH THE DIRECTORS' REPORT ON MANAGEMENT FOR THE YEAR 2020 INCLUDING THE CONSOLIDATED STATEMENT CONTAINING NON-FINANCIAL INFORMATION PURSUANT TO LEGISLATIVE DECREE NO. 254 OF DECEMBER 30, 2016 RELATING TO THE YEAR 2020, THE REPORT OF THE BOARD OF INTERNAL AND EXTERNAL AUDITORS. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2020. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.2.1 | RESOLUTIONS REGARDING THE COMPANY'S REMUNERATION POLICY REFERRED TO THE FIRST SECTION OF THE REPORT PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 3-TER OF LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998 | Management | No Action | |||||||||
| O.2.2 | RESOLUTIONS RELATING TO THE SECOND SECTION OF THE REPORT ON THE REMUNERATION AND EMOLUMENT PAID PURSUANT TO ART. 123- TER, PARAGRAPH 6 OF LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998 | Management | No Action | |||||||||
| O.3 | TO STATE THE BOARD OF DIRECTORS MEMBERS' NUMBER | Management | No Action | |||||||||
| O.4 | TO STATE DIRECTORS' TERM OF OFFICE | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BOARD-OF DIRECTORS SINGLE SLATE | Non-Voting | ||||||||||
| O.5.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST PRESENTED BY FERRAGAMO FINANZIARIA S.P.A, REPRESENTING 54.28 PCT OF THE SHARE CAPITAL: LEONARDO FERRAGAMO, MICHELE NORSA, MICAELA LE DIVETEC LEMMI, GIACOMO FERRAGAMO, ANGELICA VISCONTI, PETER K.C.WOO, UMBERTO TOMBARI, PATRIZIA MICHELA GIANGUALANO, MARINELLA SOLDI AND FREDERIC BIOUSSE | Shareholder | No Action | |||||||||
| O.5.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A., ARCA FONDI SGR S.P.A., BANCOPOSTA FONDI S.P.A. SGR, EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A, FIDELITY FUNDS - CONSUMER INDUSTRIES, FIDEURAM ASSET MANAGEMENT IRELAND, FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., INTERFUND SICAV - INTERFUND EQUITY ITALY, MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY, MEDIOLANUM GESTIONE FONDI SGR S.P.A., PRAMERICA SGR S.P.A., REPRESENTING TOGETHER 1.77651 PCT OF THE SHARE CAPITAL: ANNA ZANARDI AND ARMANDO BRANCHINI | Shareholder | No Action | |||||||||
| O.6 | TO STATE THE BOARD OF DIRECTORS MEMBERS' EMOLUMENT | Management | No Action | |||||||||
| O.7 | TO AUTHORIZE SHARES BUYBACK AND DISPOSAL PURSUANT TO ARTICLE 2357 OF THE ITALIAN CIVIL CODE, AND RELATED MODIFICATIONS, AS WELL AS TO THE ARTICLE 132 OF THE LEGISLATIVE DECREE NO. 58 OF FEBRUARY 24, 1998 AND TO THE ARTICLE 144-BIS OF CONSOB REGULATION ADOPTED BY RESOLUTION NO. 11971/1999 AND SUBSEQUENT MODIFICATIONS, UPON REVOCATION OF THE AUTHORIZATION GRANTED BY THE ANNUAL GENERAL MEETING HELD ON MAY 8, 2020 IN RELATION TO THE PART NOT EXECUTED. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| E.1 | TO AMEND ARTICLE 6 OF THE BYLAWS CONCERNING DOUBLE VOTING. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| PFIZER INC. | ||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |||||||||
| ISIN | US7170811035 | Agenda | 935344503 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | ||||||||
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | ||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | ||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||
| 1K. | Election of Director: James Quincey | Management | For | For | ||||||||
| 1L. | Election of Director: James C. Smith | Management | For | For | ||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | 2021 advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding independent chair policy. | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding political spending report. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | |||||||||
| ISIN | US4781601046 | Agenda | 935345214 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||
| 1B. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1G. | Election of Director: Hubert Joly | Management | For | For | ||||||||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||
| 1J. | Election of Director: Charles Prince | Management | For | For | ||||||||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||
| 1M. | Election of Director: Nadja Y. West | Management | For | For | ||||||||
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Abstain | Against | ||||||||
| 5. | Independent Board Chair. | Shareholder | Against | For | ||||||||
| 6. | Civil Rights Audit. | Shareholder | Abstain | Against | ||||||||
| 7. | Executive Compensation Bonus Deferral. | Shareholder | Abstain | Against | ||||||||
| NATIONAL GRID PLC | ||||||||||||
| Security | 636274409 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NGG | Meeting Date | 22-Apr-2021 | |||||||||
| ISIN | US6362744095 | Agenda | 935382135 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To approve the acquisition of PPL WPD Investments Limited. | Management | For | For | ||||||||
| 2. | To approve an increased borrowing limit. | Management | For | For | ||||||||
| GRACO INC. | ||||||||||||
| Security | 384109104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GGG | Meeting Date | 23-Apr-2021 | |||||||||
| ISIN | US3841091040 | Agenda | 935344488 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A) | Election of Director: Brett C. Carter | Management | For | For | ||||||||
| 1B) | Election of Director: R. William Van Sant | Management | For | For | ||||||||
| 1C) | Election of Director: Emily C. White | Management | For | For | ||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||
| L3HARRIS TECHNOLOGIES INC. | ||||||||||||
| Security | 502431109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LHX | Meeting Date | 23-Apr-2021 | |||||||||
| ISIN | US5024311095 | Agenda | 935345694 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Sallie B. Bailey | Management | For | For | ||||||||
| 1B. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: William M. Brown | Management | For | For | ||||||||
| 1C. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli | Management | For | For | ||||||||
| 1D. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran | Management | For | For | ||||||||
| 1E. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo | Management | For | For | ||||||||
| 1F. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Roger B. Fradin | Management | For | For | ||||||||
| 1G. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Hay III | Management | For | For | ||||||||
| 1H. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Kramer | Management | For | For | ||||||||
| 1I. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik | Management | For | For | ||||||||
| 1J. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Rita S. Lane | Management | For | For | ||||||||
| 1K. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Robert B. Millard | Management | For | For | ||||||||
| 1L. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lloyd W. Newton | Management | For | For | ||||||||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | Management | For | For | ||||||||
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||
| CRANE CO. | ||||||||||||
| Security | 224399105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CR | Meeting Date | 26-Apr-2021 | |||||||||
| ISIN | US2243991054 | Agenda | 935346557 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Martin R. Benante | Management | For | For | ||||||||
| 1B. | Election of Director: Donald G. Cook | Management | For | For | ||||||||
| 1C. | Election of Director: Michael Dinkins | Management | For | For | ||||||||
| 1D. | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||
| 1E. | Election of Director: Ellen McClain | Management | For | For | ||||||||
| 1F. | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||
| 1G. | Election of Director: Max H. Mitchell | Management | For | For | ||||||||
| 1H. | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||
| 1I. | Election of Director: John S. Stroup | Management | For | For | ||||||||
| 1J. | Election of Director: James L.L. Tullis | Management | For | For | ||||||||
| 2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2021. | Management | For | For | ||||||||
| 3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||
| 4. | Proposal to approve the 2018 Amended & Restated Stock Incentive Plan. | Management | Abstain | Against | ||||||||
| THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||
| Security | 693475105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PNC | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US6934751057 | Agenda | 935343208 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1C. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||
| 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||
| 1E. | Election of Director: David L. Cohen | Management | For | For | ||||||||
| 1F. | Election of Director: William S. Demchak | Management | For | For | ||||||||
| 1G. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||
| 1H. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||
| 1I. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||
| 1J. | Election of Director: Linda R. Medler | Management | For | For | ||||||||
| 1K. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||
| 1L. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||
| 1M. | Election of Director: Michael J. Ward | Management | For | For | ||||||||
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | Abstain | Against | ||||||||
| COMERICA INCORPORATED | ||||||||||||
| Security | 200340107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMA | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US2003401070 | Agenda | 935346444 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 01 | ELECTION OF DIRECTOR: Michael E. Collins | Management | For | For | ||||||||
| 02 | ELECTION OF DIRECTOR: Roger A. Cregg | Management | For | For | ||||||||
| 03 | ELECTION OF DIRECTOR: T. Kevin DeNicola | Management | For | For | ||||||||
| 04 | ELECTION OF DIRECTOR: Curtis C. Farmer | Management | For | For | ||||||||
| 05 | ELECTION OF DIRECTOR: Jacqueline P. Kane | Management | For | For | ||||||||
| 06 | ELECTION OF DIRECTOR: Richard G. Lindner | Management | For | For | ||||||||
| 07 | ELECTION OF DIRECTOR: Barbara R. Smith | Management | For | For | ||||||||
| 08 | ELECTION OF DIRECTOR: Robert S. Taubman | Management | For | For | ||||||||
| 09 | ELECTION OF DIRECTOR: Reginald M. Turner, Jr. | Management | For | For | ||||||||
| 10 | ELECTION OF DIRECTOR: Nina G. Vaca | Management | For | For | ||||||||
| 11 | ELECTION OF DIRECTOR: Michael G. Van de Ven | Management | For | For | ||||||||
| 2. | Ratification of the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 3. | Approval of a Non-Binding, Advisory Proposal Approving Executive Compensation. | Management | For | For | ||||||||
| 4. | Approval of the Comerica Incorporated Amended and Restated 2018 Long-Term Incentive Plan. | Management | For | For | ||||||||
| 5. | Approval of the Comerica Incorporated 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| WELLS FARGO & COMPANY | ||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US9497461015 | Agenda | 935349363 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||
| 1B. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||
| 1C. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
| 1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
| 1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
| 1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||
| 1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||
| 1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||
| 1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Make Shareholder Proxy Access More Accessible. | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | Shareholder | Against | For | ||||||||
| 6. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||
| 7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Abstain | Against | ||||||||
| CITIGROUP INC. | ||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||
| Ticker Symbol | C | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US1729674242 | Agenda | 935349515 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
| 1B. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||
| 1C. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||
| 1D. | Election of Director: John C. Dugan | Management | For | For | ||||||||
| 1E. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||
| 1F. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||
| 1G. | Election of Director: Peter B. Henry | Management | For | For | ||||||||
| 1H. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||
| 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||||||
| 1J. | Election of Director: Renée J. James | Management | For | For | ||||||||
| 1K. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1L. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||
| 1M. | Election of Director: James S. Turley | Management | For | For | ||||||||
| 1N. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||
| 1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | ||||||||
| 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve Citi's 2020 Executive Compensation. | Management | For | For | ||||||||
| 4. | Approval of additional authorized shares under the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||
| 5. | Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||
| 8. | Stockholder proposal requesting a report disclosing information regarding Citi's lobbying payments, policies and activities. | Shareholder | Abstain | Against | ||||||||
| 9. | Stockholder proposal requesting a racial equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. | Shareholder | Abstain | Against | ||||||||
| 10. | Stockholder proposal requesting that the Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. | Shareholder | Against | For | ||||||||
| FINECOBANK S.P.A | ||||||||||||
| Security | T4R999104 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||
| ISIN | IT0000072170 | Agenda | 713728523 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE BALANCE SHEET FOR THE YEAR 2020 AND PRESENTATION OF THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| O.2 | ALLOCATION OF THE PROFIT FOR THE YEAR 2020 OF FINECOBANK S.P.A | Management | No Action | |||||||||
| O.3 | TO INTEGRATE THE BOARD OF DIRECTORS. RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||
| O.4 | TO INTEGRATE INTERNAL AUDITORS AND APPOINTMENT OF ITS CHAIRMAN. RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||
| O.5 | TO APPOINT EXTERNAL AUDITORS OF FINECOBANK S.P.A. FOR THE YEARS 2022-2030 AND REMUNERATION | Management | No Action | |||||||||
| O.6 | 2021 REMUNERATION POLICY REPORT | Management | No Action | |||||||||
| O.7 | 2020 EMOLUMENT PAID REPORT | Management | No Action | |||||||||
| O.8 | 2021 INCENTIVE SYSTEM FOR EMPLOYEES 'IDENTIFIED STAFF' | Management | No Action | |||||||||
| O.9 | 2021-2023 LONG-TERM EMPLOYEE INCENTIVE PLAN FOR EMPLOYEES | Management | No Action | |||||||||
| O.10 | 2021 INCENTIVE SYSTEM FOR PERSONAL FINANCIAL ADVISORS 'IDENTIFIED STAFF' | Management | No Action | |||||||||
| O.11 | AUTHORIZATION TO PURCHASE AND DISPOSE OF TREASURY SHARES IN ORDER TO SUPPORT THE 2021 PFA SYSTEM FOR PERSONAL FINANCIAL ADVISORS. CONSEQUENT AND INHERENT RESOLUTIONS | Management | No Action | |||||||||
| E.1 | TO EMPOWER E THE BOARD OF DIRECTORS, UNDER THE PROVISIONS OF SECTION 2443 OF THE ITALIAN CIVIL CODE, TO RESOLVE, IN ONE OR MORE INSTANCES FOR A MAXIMUM PERIOD OF FIVE YEARS FROM THE DATE OF THE SHAREHOLDERS' RESOLUTION, TO CARRY OUT A FREE SHARE CAPITAL INCREASE, AS ALLOWED BY | Management | No Action | |||||||||
| SECTION 2349 OF THE ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF EUR 143,131.89 (TO BE ALLOCATED IN FULL TO SHARE CAPITAL) CORRESPONDING TO UP TO 433,733 FINECOBANK NEW ORDINARY SHARES WITH A NOMINAL VALUE OF EUR 0.33 EACH, WITH THE SAME CHARACTERISTICS AS THOSE IN CIRCULATION AND WITH REGULAR DIVIDEND ENTITLEMENT, TO BE GRANTED TO THE IDENTIFIED STAFF 2021 OF FINECOBANK IN EXECUTION OF THE 2021 INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION | ||||||||||||
| E.2 | TO EMPOWER THE BOARD OF DIRECTORS, UNDER THE PROVISIONS OF SECTION 2443 OF THE ITALIAN CIVIL CODE, TO RESOLVE IN 2026 A FREE SHARE CAPITAL INCREASE, AS ALLOWED BY SECTION 2349 OF THE ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF EUR 36,476.22 CORRESPONDING TO UP TO 110,534 FINECOBANK NEW ORDINARY SHARES WITH A NOMINAL VALUE OF EUR 0.33 EACH, WITH THE SAME CHARACTERISTICS AS THOSE IN CIRCULATION AND WITH REGULAR DIVIDEND ENTITLEMENT, TO BE GRANTED TO THE IDENTIFIED STAFF 2020 OF FINECOBANK IN EXECUTION OF THE 2020 INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| E.3 | TO EMPOWER TO THE BOARD OF DIRECTORS, UNDER THE PROVISIONS OF SECTION 2443 OF THE ITALIAN CIVIL CODE TO RESOLVE, IN ONE OR MORE INSTANCES FOR A MAXIMUM PERIOD OF FIVE YEARS FROM THE DATE OF THE SHAREHOLDERS' RESOLUTION, TO CARRY OUT A FREE SHARE CAPITAL INCREASE, AS ALLOWED BY SECTION 2349 OF THE ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF EUR 283,511.58 CORRESPONDING TO UP TO 859,126 FINECOBANK NEW ORDINARY SHARES WITH A NOMINAL VALUE OF EUR 0.33 EACH, WITH THE SAME CHARACTERISTICS AS THOSE IN CIRCULATION AND WITH REGULAR DIVIDEND ENTITLEMENT, TO BE GRANTED TO THE BENEFICIARIES OF THE 2021-2023 LONG TERM INCENTIVE PLAN FOR EMPLOYEES; CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| CMMT | 26 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION O.10 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| CMMT | 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| AKER ASA | ||||||||||||
| Security | R0114P108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||
| ISIN | NO0010234552 | Agenda | 713832447 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | ||||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPEN MEETING; APPROVE NOTICE OF MEETING AND AGENDA | Management | No Action | |||||||||
| 2 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||
| 3 | RECEIVE COMPANY STATUS REPORTS | Non-Voting | ||||||||||
| 4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | No Action | |||||||||
| 5 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | No Action | |||||||||
| 6 | DISCUSS COMPANY'S CORPORATE GOVERNANCE STATEMENT | Non-Voting | ||||||||||
| 7 | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||
| 8 | APPROVE REMUNERATION OF NOMINATING COMMITTEE | Management | No Action | |||||||||
| 9 | ELECT DIRECTORS | Management | No Action | |||||||||
| 10 | ELECT MEMBERS OF NOMINATION COMMITTEE | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION OF AUDITORS FOR 2020 | Management | No Action | |||||||||
| 12 | AUTHORIZE SHARE REPURCHASE PROGRAM IN CONNECTION WITH ACQUISITIONS, MERGERS, DEMERGERS OR OTHER TRANSACTIONS | Management | No Action | |||||||||
| 13 | AUTHORIZE SHARE REPURCHASE PROGRAM IN CONNECTION WITH INCENTIVE PLAN | Management | No Action | |||||||||
| 14 | AUTHORIZE SHARE REPURCHASE PROGRAM FOR INVESTMENT PURPOSES OR CANCELLATION | Management | No Action | |||||||||
| 15 | AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS | Management | No Action | |||||||||
| 16 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||
| TEXTRON INC. | ||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXT | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US8832031012 | Agenda | 935343323 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||
| 1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
| 1D. | Election of Director: James T. Conway | Management | For | For | ||||||||
| 1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||
| 1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||
| 1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||
| 1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding shareholder action by written consent. | Shareholder | Against | For | ||||||||
| THE CHEMOURS COMPANY | ||||||||||||
| Security | 163851108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CC | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US1638511089 | Agenda | 935349919 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis V. Anastasio | Management | For | For | ||||||||
| 1B. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Bradley J. Bell | Management | For | For | ||||||||
| 1C. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Richard H. Brown | Management | For | For | ||||||||
| 1D. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mary B. Cranston | Management | For | For | ||||||||
| 1E. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis J. Crawford | Management | For | For | ||||||||
| 1F. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Dawn L. Farrell | Management | For | For | ||||||||
| 1G. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Erin N. Kane | Management | For | For | ||||||||
| 1H. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Sean D. Keohane | Management | For | For | ||||||||
| 1I. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mark P. Vergnano | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2021. | Management | For | For | ||||||||
| 4. | Proposal to Amend the Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions with Respect to Certificate and Bylaws Amendments. | Management | For | For | ||||||||
| 5. | Approval of the Amendment and Restatement of The Chemours Company 2017 Equity and Incentive Plan. | Management | Against | Against | ||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TV | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US40049J2069 | Agenda | 935409993 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| L1 | Resolution 1. | Management | For | |||||||||
| L2 | Resolution 2. | Management | For | |||||||||
| LA1 | Resolution 1. | Management | For | |||||||||
| L3 | Resolution II. | Management | For | |||||||||
| D1 | Resolution 1 | Management | For | |||||||||
| D2 | Resolution 2 | Management | For | |||||||||
| D1A | Resolution 1 | Management | For | |||||||||
| D1B | Resolution 2 | Management | For | |||||||||
| D3 | Resolution II | Management | For | |||||||||
| A | Resolution I | Management | For | |||||||||
| B | Resolution II | Management | Abstain | |||||||||
| C | Resolution III | Management | Abstain | |||||||||
| D | Resolution IV | Management | For | |||||||||
| E | Resolution V | Management | For | |||||||||
| F | Resolution VI | Management | Abstain | |||||||||
| G | Resolution VII | Management | For | |||||||||
| H | Resolution VIII | Management | For | |||||||||
| A1 | Resolution 1 | Management | For | |||||||||
| A2 | Resolution 2 | Management | For | |||||||||
| A3 | Resolution 3 | Management | For | |||||||||
| A4 | Resolution 4 | Management | For | |||||||||
| A5 | Resolution 5 | Management | For | |||||||||
| A6 | Resolution 6 | Management | For | |||||||||
| A7 | Resolution 7 | Management | For | |||||||||
| A8 | Resolution 8 | Management | Abstain | |||||||||
| A9 | Resolution 9 | Management | For | |||||||||
| A10 | Resolution 10 | Management | Abstain | |||||||||
| A11 | Resolution 11 | Management | For | |||||||||
| B1 | Resolution 1 | Management | For | |||||||||
| B2 | Resolution 2 | Management | For | |||||||||
| B3 | Resolution 3 | Management | For | |||||||||
| B4 | Resolution 4 | Management | For | |||||||||
| B5 | Resolution 5 | Management | For | |||||||||
| BA1 | Resolution 1 | Management | For | |||||||||
| BA2 | Resolution 2 | Management | For | |||||||||
| BA3 | Resolution 3 | Management | Abstain | |||||||||
| BA4 | Resolution 4 | Management | For | |||||||||
| BA5 | Resolution 5 | Management | For | |||||||||
| A12 | Resolution X | Management | For | |||||||||
| A13 | Resolution XI | Management | For | |||||||||
| A14 | Resolution XII | Management | Abstain | |||||||||
| A15 | Resolution XIII | Management | For | |||||||||
| A16 | Resolution XIV | Management | For | |||||||||
| AB1 | Resolution I | Management | For | |||||||||
| AB2 | Resolution II | Management | For | |||||||||
| ITV PLC | ||||||||||||
| Security | G4984A110 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | GB0033986497 | Agenda | 713724020 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2 | TO RECEIVE AND ADOPT THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||
| 3 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||||
| 4 | TO RE-ELECT SALMAN AMIN | Management | For | For | ||||||||
| 5 | TO RE-ELECT PETER BAZALGETTE | Management | For | For | ||||||||
| 6 | TO RE-ELECT EDWARD BONHAM CARTER | Management | For | For | ||||||||
| 7 | TO ELECT GRAHAM COOKE | Management | For | For | ||||||||
| 8 | TO RE-ELECT MARGARET EWING | Management | For | For | ||||||||
| 9 | TO RE-ELECT MARY HARRIS | Management | For | For | ||||||||
| 10 | TO RE-ELECT CHRIS KENNEDY | Management | For | For | ||||||||
| 11 | TO RE-ELECT ANNA MANZ | Management | For | For | ||||||||
| 12 | TO RE-ELECT CAROLYN MCCALL | Management | For | For | ||||||||
| 13 | TO ELECT SHARMILA NEBHRAJANI | Management | For | For | ||||||||
| 14 | TO RE-ELECT DUNCAN PAINTER | Management | For | For | ||||||||
| 15 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||
| 16 | AUTHORITY TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||
| 17 | POLITICAL DONATIONS | Management | For | For | ||||||||
| 18 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| 20 | ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| 21 | PURCHASE OF OWN SHARES | Management | For | For | ||||||||
| 22 | LENGTH OF NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
| 23 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 24 | TO APPROVE THE RULES OF THE ITV PLC EXECUTIVE SHARE SCHEME | Management | For | For | ||||||||
| KERRY GROUP PLC | ||||||||||||
| Security | G52416107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | IE0004906560 | Agenda | 713732065 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 01 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE DIRECTORS AND AUDITORS REPORTS THEREON | Management | No Action | |||||||||
| 02 | TO DECLARE A FINAL DIVIDEND | Management | No Action | |||||||||
| 03A | TO ELECT MS EMER GILVARRY | Management | No Action | |||||||||
| 03B | TO ELECT MR JINLONG WANG | Management | No Action | |||||||||
| 04A | TO RE-ELECT MR GERRY BEHAN | Management | No Action | |||||||||
| 04B | TO RE-ELECT DR HUGH BRADY | Management | No Action | |||||||||
| 04C | TO RE-ELECT MR GERARD CULLIGAN | Management | No Action | |||||||||
| 04D | TO RE-ELECT DR KARIN DORREPAAL | Management | No Action | |||||||||
| 04E | TO RE-ELECT MS MARGUERITE LARKIN | Management | No Action | |||||||||
| 04F | TO RE-ELECT MR TOM MORAN | Management | No Action | |||||||||
| 04G | TO RE-ELECT MR CON MURPHY | Management | No Action | |||||||||
| 04H | TO RE-ELECT MR CHRISTOPHER ROGERS | Management | No Action | |||||||||
| 04I | TO RE-ELECT MR EDMOND SCANLON | Management | No Action | |||||||||
| 04J | TO RE-ELECT MR PHILIP TOOMEY | Management | No Action | |||||||||
| 05 | AUTHORITY TO DETERMINE THE AUDITORS REMUNERATION | Management | No Action | |||||||||
| 06 | CONSIDERATION OF DIRECTORS' REMUNERATION REPORT (EXCLUDING SECTION C) | Management | No Action | |||||||||
| 07 | CONSIDERATION OF DIRECTORS' REMUNERATION POLICY | Management | No Action | |||||||||
| 08 | AUTHORITY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||
| 09 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | No Action | |||||||||
| 10 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR AN ADDITIONAL 5 PER CENT FOR SPECIFIED TRANSACTIONS | Management | No Action | |||||||||
| 11 | AUTHORITY TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||
| 12 | APPROVE KERRY GROUP PLC 2021 LONG-TERM INCENTIVE PLAN | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||
| DANONE SA | ||||||||||||
| Security | F12033134 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | FR0000120644 | Agenda | 713755657 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | 14 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100917-45 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND CHANGE-IN | Non-Voting | ||||||||||
| NUMBERING OF ALL RESOLUTIONS AND CHANGE IN TEXT OF COMMENT AND RECEIPT OF-UPDATED BALO. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 541236, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE-REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535348 DUE-TO RECEIPT OF ADDITIONAL RESOLUTIONS 27 AND 28. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND AT 1.94 EUROS PER SHARE | Management | No Action | |||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO BARILLA AS DIRECTOR | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | No Action | |||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL LANDEL AS DIRECTOR PURSUANT TO PARAGRAPH 2 OF ARTICLE 15-II OF THE BY-LAWS | Management | No Action | |||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MRS. SERPIL TIMURAY AS DIRECTOR | Management | No Action | |||||||||
| 8 | RATIFICATION OF THE CO-OPTATION OF MR. GILLES SCHNEPP AS DIRECTOR, AS A REPLACEMENT FOR MR. GREGG L. ENGLES, WHO RESIGNED | Management | No Action | |||||||||
| 9 | APPROVAL OF THE AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE CONCLUDED BY THE COMPANY WITH THE SICAV DANONE COMMUNITIES | Management | No Action | |||||||||
| 10 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||
| 13 | SETTING OF THE OVERALL ANNUAL REMUNERATION AMOUNT OF DIRECTORS | Management | No Action | |||||||||
| 14 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, RETAIN OR TRANSFER SHARES OF THE COMPANY | Management | No Action | |||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BUT WITH THE OBLIGATION TO GRANT A PRIORITY RIGHT | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN CASE OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | No Action | |||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| 20 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSTITUTED OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE COMPANY'S CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALISATION WOULD BE ALLOWED | Management | No Action | |||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR FOR TRANSFERS OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | No Action | |||||||||
| 24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 25 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||
| 26 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| 27 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS ON AN INTERIM BASIS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||
| 28 | APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR 2021 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, UNTIL HIS DEPARTURE | Management | No Action | |||||||||
| KINNEVIK AB | ||||||||||||
| Security | W5139V448 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | SE0014684510 | Agenda | 713793986 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540142 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||
| 7 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||
| 9.A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||
| 9.B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAME AMELIA FAWCETT | Management | No Action | |||||||||
| 9.C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: WILHELM KLINGSPOR | Management | No Action | |||||||||
| 9.D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: BRIAN MCBRIDE | Management | No Action | |||||||||
| 9.E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK POULSEN | Management | No Action | |||||||||
| 9.F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||
| 9.G | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STROMBERG | Management | No Action | |||||||||
| 9.H | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||
| 10 | PRESENTATION AND RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SIX | Management | No Action | |||||||||
| 12.A | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE BOARD | Management | No Action | |||||||||
| 12.B | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||
| 13.A | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.B | ELECTION OF BOARD MEMBER: BRIAN MCBRIDE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.C | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.D | ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.E | ELECTION OF BOARD MEMBER: JAMES ANDERSON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 13.F | ELECTION OF BOARD MEMBER: HARALD MIX (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||
| 14 | ELECTION OF THE CHAIRMAN OF THE BOARD: JAMES ANDERSON | Management | No Action | |||||||||
| 15.A | RESOLUTION ON: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 15.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES THAT KINNEVIK SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE ELECTED AS NEW AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 16.A | RESOLUTION ON: APPROVAL OF INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 16.B | RESOLUTION ON: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A NEW NOMINATION COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT GENERAL MEETING ANDERS OSCARSSON, NOMINATED BY AMF, HUGO STENBECK, NOMINATED BY ALCES MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL BE ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE. THE NOMINATION COMMITTEE PROPOSES THAT ANDERS OSCARSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 17.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 17.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: SHARE SPLIT 2:1 | Management | No Action | |||||||||
| 17.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE A REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 17.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||
| 17.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||
| 17.F | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL WITHOUT CANCELLATION OF SHARES | Management | No Action | |||||||||
| 18 | RESOLUTION REGARDING DIVIDEND AS COMPENSATION TO PARTICIPANTS IN KINNEVIK'S LONG-TERM INCENTIVE PLAN 2018 FOR PAID DIVIDENDS AND OTHER VALUE TRANSFERS SINCE 2018 | Management | No Action | |||||||||
| 19 | RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES TO COVER COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS AND TO EFFECTIVELY REALISE THE VALUE OF CLASS B SHARES HELD IN TREASURY | Management | No Action | |||||||||
| 20.A | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 20.B | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X SHARES | Management | No Action | |||||||||
| 20.C | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS X SHARES | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| GAM HOLDING AG | ||||||||||||
| Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | CH0102659627 | Agenda | 713837827 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | ELECTION OF AD HOC CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||
| 2.1 | APPROVAL OF MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020, NOTICE OF THE REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||
| 2.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | For | For | ||||||||
| 3 | APPROPRIATION OF FINANCIAL RESULT | Management | For | For | ||||||||
| 4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | For | For | ||||||||
| 5.1 | RE-ELECTION OF MR DAVID JACOB AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 5.2 | RE-ELECTION OF MS KATIA COUDRAY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 5.3 | RE-ELECTION OF MS JACQUI IRVINE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 5.4 | RE-ELECTION OF MS MONIKA MACHON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 5.5 | RE-ELECTION OF MR BENJAMIN MEULI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 5.6 | RE-ELECTION OF MS NANCY MISTRETTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 5.7 | RE-ELECTION OF MR THOMAS SCHNEIDER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 6.1 | RE-ELECTION OF MS KATIA COUDRAY TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 6.2 | RE-ELECTION OF MS JACQUI IRVINE TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 6.3 | RE-ELECTION OF MS NANCY MISTRETTA TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 7.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
| 7.2 | APPROVAL OF THE FIXED COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2021 FINANCIAL YEAR | Management | For | For | ||||||||
| 8 | RE-ELECTION OF THE STATUTORY AUDITORS: KPMG AG, ZURICH | Management | For | For | ||||||||
| 9 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR TOBIAS ROHNER, ATTORNEY AT LAW, HOLBEINSTRASSE 30, 8034 ZURICH | Management | For | For | ||||||||
| 10 | EXTENSION OF AUTHORIZED CAPITAL | Management | For | For | ||||||||
| GENUINE PARTS COMPANY | ||||||||||||
| Security | 372460105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GPC | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | US3724601055 | Agenda | 935340478 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Elizabeth W. Camp | For | For | |||||||||
| 2 | Richard Cox, Jr. | For | For | |||||||||
| 3 | Paul D. Donahue | For | For | |||||||||
| 4 | Gary P. Fayard | For | For | |||||||||
| 5 | P. Russell Hardin | For | For | |||||||||
| 6 | John R. Holder | For | For | |||||||||
| 7 | Donna W. Hyland | For | For | |||||||||
| 8 | John D. Johns | For | For | |||||||||
| 9 | Jean-Jacques Lafont | For | For | |||||||||
| 10 | Robert C Loudermilk Jr. | For | For | |||||||||
| 11 | Wendy B. Needham | For | For | |||||||||
| 12 | Juliette W. Pryor | For | For | |||||||||
| 13 | E. Jenner Wood III | For | For | |||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2021. | Management | For | For | ||||||||
| ECHOSTAR CORPORATION | ||||||||||||
| Security | 278768106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SATS | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | US2787681061 | Agenda | 935349426 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | R. Stanton Dodge | For | For | |||||||||
| 2 | Michael T. Dugan | For | For | |||||||||
| 3 | Charles W. Ergen | For | For | |||||||||
| 4 | Lisa W. Hershman | For | For | |||||||||
| 5 | Pradman P. Kaul | For | For | |||||||||
| 6 | C. Michael Schroeder | For | For | |||||||||
| 7 | Jeffrey R. Tarr | For | For | |||||||||
| 8 | William D. Wade | For | For | |||||||||
| 2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To approve an amendment to the EchoStar Corporation 2017 Non-Employee Director Stock Incentive Plan as presented in the proxy statement. | Management | Against | Against | ||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MYE | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | US6284641098 | Agenda | 935349539 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | YVETTE DAPREMONT BRIGHT | For | For | |||||||||
| 2 | SARAH R. COFFIN | For | For | |||||||||
| 3 | RONALD M. DE FEO | For | For | |||||||||
| 4 | WILLIAM A. FOLEY | For | For | |||||||||
| 5 | JEFFREY KRAMER | For | For | |||||||||
| 6 | F. JACK LIEBAU, JR. | For | For | |||||||||
| 7 | BRUCE M. LISMAN | For | For | |||||||||
| 8 | LORI LUTEY | For | For | |||||||||
| 9 | MICHAEL MCGAUGH | For | For | |||||||||
| 10 | WILLIAM SANDBROOK | Withheld | Against | |||||||||
| 11 | ROBERT A. STEFANKO | For | For | |||||||||
| 2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | For | For | ||||||||
| 3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | For | For | ||||||||
| 4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||
| 5. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| PHAROL SGPS, SA | ||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 713959940 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 560579 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: - ALTERNATIVE A - TO REVOKE THE LIMITATION OF VOTING RIGHTS - AMEND OF THE ARTICLES 12/1/A) B) AND D) AND WORDING OF ARTICLE 13 ELIMINATING THE CONTENT OF THE NUMBERS 10/11/12/14 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY (WORDING AS PROPOSED BY THE BOARD OF DIRECTORS) | Management | No Action | |||||||||
| 2 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: - ALTERNATIVE B - TO MAINTAIN THE LIMITATION OF VOTING RIGHTS - DRAFTING OF ARTICLES 12-1- A), B) AND D) AND WRITING OF ARTICLE 13 WITH MAINTENANCE OF SHIELDING IN NUMBERS 12, 13, 14 AND 15 (WORDING AS PROPOSED BY SHAREHOLDER TELEMAR NORTE LESTE, S.A.) | Management | No Action | |||||||||
| 3 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: GLOBALLY AMEND AND UPDATE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO ELIMINATE EXPIRED PROVISIONS, AVOID THE REPETITION OF LEGAL RULES AND CORRECT INCONSISTENCIES, AS EXPLAINED IN THE NOTICE (ALL AMENDMENTS OTHER THAN THOSE RELATING TO ARTICLES 12/1/A) (B) AND D) AND THE ELIMINATION OF THE CONTENT OF ARTICLES 13/10/11/12/14 OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY) | Management | No Action | |||||||||
| 5 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 6 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 7 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | |||||||||
| 8 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | |||||||||
| 9 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE CORPORATE BODIES AND THE COMPENSATION COMMITTEE FOR THE THREE- YEAR PERIOD 2021-2023 | Management | No Action | |||||||||
| 10 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR - EFFECTIVE AND SUBSTITUTE - FOR THE THREE-YEAR PERIOD 2021- 2023 | Management | No Action | |||||||||
| 11 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | |||||||||
| 12 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |||||||||
| KELLOGG COMPANY | ||||||||||||
| Security | 487836108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | K | Meeting Date | 30-Apr-2021 | |||||||||
| ISIN | US4878361082 | Agenda | 935348359 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director (term expires 2024): Carter Cast | Management | For | For | ||||||||
| 1B. | Election of Director (term expires 2024): Zack Gund | Management | For | For | ||||||||
| 1C. | Election of Director (term expires 2024): Don Knauss | Management | For | For | ||||||||
| 1D. | Election of Director (term expires 2024): Mike Schlotman | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||
| 4. | Management proposal to reduce supermajority vote requirements. | Management | For | For | ||||||||
| 5. | Shareowner proposal, if properly presented at the meeting, to adopt shareowner right to call a special meeting. | Shareholder | For | |||||||||
| DISH NETWORK CORPORATION | ||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |||||||||
| ISIN | US25470M1099 | Agenda | 935354605 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||
| 2 | George R. Brokaw | For | For | |||||||||
| 3 | James DeFranco | For | For | |||||||||
| 4 | Cantey M. Ergen | For | For | |||||||||
| 5 | Charles W. Ergen | For | For | |||||||||
| 6 | Afshin Mohebbi | For | For | |||||||||
| 7 | Tom A. Ortolf | For | For | |||||||||
| 8 | Joseph T. Proietti | For | For | |||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||||||||
| BERKSHIRE HATHAWAY INC. | ||||||||||||
| Security | 084670108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BRKA | Meeting Date | 01-May-2021 | |||||||||
| ISIN | US0846701086 | Agenda | 935351128 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Warren E. Buffett | For | For | |||||||||
| 2 | Charles T. Munger | For | For | |||||||||
| 3 | Gregory E. Abel | For | For | |||||||||
| 4 | Howard G. Buffett | For | For | |||||||||
| 5 | Stephen B. Burke | For | For | |||||||||
| 6 | Kenneth I. Chenault | For | For | |||||||||
| 7 | Susan L. Decker | For | For | |||||||||
| 8 | David S. Gottesman | For | For | |||||||||
| 9 | Charlotte Guyman | For | For | |||||||||
| 10 | Ajit Jain | For | For | |||||||||
| 11 | Thomas S. Murphy | For | For | |||||||||
| 12 | Ronald L. Olson | For | For | |||||||||
| 13 | Walter Scott, Jr. | For | For | |||||||||
| 14 | Meryl B. Witmer | For | For | |||||||||
| 2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | Abstain | Against | ||||||||
| 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Abstain | Against | ||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||
| Security | 811054402 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SSP | Meeting Date | 03-May-2021 | |||||||||
| ISIN | US8110544025 | Agenda | 935355607 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||
| 1b. | Election of Director: Wonya Y. Lucas | Management | For | For | ||||||||
| 1c. | Election of Director: Kim Williams | Management | For | For | ||||||||
| TRINITY INDUSTRIES, INC. | ||||||||||||
| Security | 896522109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TRN | Meeting Date | 03-May-2021 | |||||||||
| ISIN | US8965221091 | Agenda | 935387654 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | William P. Ainsworth | For | For | |||||||||
| 2 | Brandon B. Boze | For | For | |||||||||
| 3 | John J. Diez | For | For | |||||||||
| 4 | Leldon E. Echols | For | For | |||||||||
| 5 | Tyrone M. Jordan | For | For | |||||||||
| 6 | S. Todd Maclin | For | For | |||||||||
| 7 | E. Jean Savage | For | For | |||||||||
| 8 | Dunia A. Shive | For | For | |||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||
| Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||
| ISIN | SE0001174970 | Agenda | 713694897 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | TO ELECT THE CHAIR OF THE AGM AND TO EMPOWER THE CHAIR TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MR. ALEXANDER KOCH, ATTORNEY AT LAW | Management | No Action | |||||||||
| 2 | TO RECEIVE THE MANAGEMENT REPORTS OF THE BOARD AND THE REPORTS OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 3 | TO APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 4 | TO ALLOCATE THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2020 TO UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD | Management | No Action | |||||||||
| 5 | TO DISCHARGE ALL THE DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 6 TO 19 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 6 | TO SET THE NUMBER OF DIRECTORS AT NINE (9) | Management | No Action | |||||||||
| 7 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2022 (THE "2022 AGM") | Management | No Action | |||||||||
| 8 | TO RE-ELECT MS. PERNILLE ERENBJERG AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 9 | TO RE-ELECT MR. ODILON ALMEIDA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 10 | TO RE-ELECT MR. MAURICIO RAMOS AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 11 | TO RE-ELECT MR. JAMES THOMPSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 12 | TO RE-ELECT MS. MERCEDES JOHNSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 13 | TO ELECT MS. SONIA DULA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 14 | TO ELECT MR. LARS-JOHAN JARNHEIMER AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 15 | TO ELECT MR. BRUCE CHURCHILL AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 16 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS CHAIRMAN OF THE BOARD FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 17 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE PERIOD FROM THE AGM TO THE 2022 AGM | Management | No Action | |||||||||
| 18 | TO RE-ELECT ERNST & YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR FOR A TERM ENDING ON THE DATE OF 2022 AGM AND TO APPROVE THE EXTERNAL AUDITOR REMUNERATION TO BE PAID AGAINST APPROVED ACCOUNT | Management | No Action | |||||||||
| 19 | TO APPROVE AN INSTRUCTION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 20 | TO APPROVE THE SHARE REPURCHASE PLAN | Management | No Action | |||||||||
| 21 | TO VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||
| 22 | TO APPROVE THE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||
| 23 | TO APPROVE THE SHARE-BASED INCENTIVE PLANS FOR MILLICOM EMPLOYEES | Management | No Action | |||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AXP | Meeting Date | 04-May-2021 | |||||||||
| ISIN | US0258161092 | Agenda | 935357358 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||
| 1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | ||||||||
| 1C. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||
| 1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||
| 1E. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | ||||||||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||
| 1I. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||
| 1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||
| 1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||
| 1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||
| 1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||
| 1N. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | ||||||||
| 1O. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal relating to action by written consent. | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal relating to annual report on diversity. | Shareholder | Abstain | Against | ||||||||
| ARCOSA, INC. | ||||||||||||
| Security | 039653100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ACA | Meeting Date | 04-May-2021 | |||||||||
| ISIN | US0396531008 | Agenda | 935357500 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | ||||||||
| 1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||||||
| 1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||||||
| 1D. | Election of Class III Director: Rhys J. Best | Management | For | For | ||||||||
| 1E. | Election of Class III Director: David W. Biegler | Management | For | For | ||||||||
| 1F. | Election of Class III Director: Antonio Carrillo | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |||||||||
| ISIN | US1101221083 | Agenda | 935359643 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | ||||||||
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | ||||||||
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||
| 1E) | Election of Director: Paula A. Price | Management | For | For | ||||||||
| 1F) | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | ||||||||
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | ||||||||
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||
| 3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | ||||||||
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For | ||||||||
| ENPRO INDUSTRIES, INC. | ||||||||||||
| Security | 29355X107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NPO | Meeting Date | 04-May-2021 | |||||||||
| ISIN | US29355X1072 | Agenda | 935365317 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Marvin A. Riley | For | For | |||||||||
| 2 | Thomas M. Botts | For | For | |||||||||
| 3 | Felix M. Brueck | For | For | |||||||||
| 4 | B. Bernard Burns, Jr. | For | For | |||||||||
| 5 | Diane C. Creel | For | For | |||||||||
| 6 | Adele M. Gulfo | For | For | |||||||||
| 7 | David L. Hauser | For | For | |||||||||
| 8 | John Humphrey | For | For | |||||||||
| 9 | Kees van der Graaf | For | For | |||||||||
| 2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| MANDARIN ORIENTAL INTERNATIONAL LTD | ||||||||||||
| Security | G57848106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||
| ISIN | BMG578481068 | Agenda | 713870017 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2020 | Management | For | For | ||||||||
| 2 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | For | For | ||||||||
| 3 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT JOHN WITT AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||
| Security | 007800105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AJRD | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US0078001056 | Agenda | 935353780 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Gen Kevin P. Chilton | For | For | |||||||||
| 2 | Thomas A. Corcoran | For | For | |||||||||
| 3 | Eileen P. Drake | For | For | |||||||||
| 4 | James R. Henderson | For | For | |||||||||
| 5 | Warren G. Lichtenstein | For | For | |||||||||
| 6 | Gen Lance W. Lord | For | For | |||||||||
| 7 | Audrey A. McNiff | For | For | |||||||||
| 8 | Martin Turchin | For | For | |||||||||
| 2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||
| WYNN RESORTS, LIMITED | ||||||||||||
| Security | 983134107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WYNN | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US9831341071 | Agenda | 935362335 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Betsy S. Atkins | For | For | |||||||||
| 2 | Matthew O. Maddox | For | For | |||||||||
| 3 | Philip G. Satre | For | For | |||||||||
| 4 | Darnell O. Strom | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | Management | For | For | ||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IFF | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US4595061015 | Agenda | 935364721 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1a. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | ||||||||
| 1b. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Edward D. Breen | Management | For | For | ||||||||
| 1c. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Carol Anthony Davidson | Management | For | For | ||||||||
| 1d. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Michael L. Ducker | Management | For | For | ||||||||
| 1e. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | ||||||||
| 1g. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Andreas Fibig | Management | For | For | ||||||||
| 1h. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christina Gold | Management | For | For | ||||||||
| 1i. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Ilene Gordon | Management | For | For | ||||||||
| 1j. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Matthias J. Heinzel | Management | For | For | ||||||||
| 1k. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dale F. Morrison | Management | For | For | ||||||||
| 1l. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kåre Schultz | Management | For | For | ||||||||
| 1m. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Stephen Williamson | Management | For | For | ||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2020. | Management | For | For | ||||||||
| 4. | Approve our 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||
| JARDINE MATHESON HOLDINGS LTD | ||||||||||||
| Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||
| ISIN | BMG507361001 | Agenda | 713869420 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | |||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | |||||||||
| 3 | TO RE-ELECT GRAHAM BAKER AS A DIRECTOR | Management | No Action | |||||||||
| 4 | TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR | Management | No Action | |||||||||
| 5 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | No Action | |||||||||
| 6 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | No Action | |||||||||
| 7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | No Action | |||||||||
| 8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 60.0 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER | Management | No Action | |||||||||
| ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY'S SHARE-BASED LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED USD 8.9 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | ||||||||||||
| THE KRAFT HEINZ COMPANY | ||||||||||||
| Security | 500754106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KHC | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US5007541064 | Agenda | 935357396 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gregory E. Abel | Management | For | For | ||||||||
| 1B. | Election of Director: Alexandre Behring | Management | For | For | ||||||||
| 1C. | Election of Director: John T. Cahill | Management | For | For | ||||||||
| 1D. | Election of Director: João M. Castro-Neves | Management | For | For | ||||||||
| 1E. | Election of Director: Lori Dickerson Fouché | Management | For | For | ||||||||
| 1F. | Election of Director: Timothy Kenesey | Management | For | For | ||||||||
| 1G. | Election of Director: Elio Leoni Sceti | Management | For | For | ||||||||
| 1H. | Election of Director: Susan Mulder | Management | For | For | ||||||||
| 1I. | Election of Director: Miguel Patricio | Management | For | For | ||||||||
| 1J. | Election of Director: John C. Pope | Management | For | For | ||||||||
| 1K. | Election of Director: Alexandre Van Damme | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | ||||||||
| GCP APPLIED TECHNOLOGIES INC | ||||||||||||
| Security | 36164Y101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GCP | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US36164Y1010 | Agenda | 935362169 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Simon M. Bates | Management | For | For | ||||||||
| 1.2 | Election of Director: Peter A. Feld | Management | For | For | ||||||||
| 1.3 | Election of Director: Janet Plaut Giesselman | Management | For | For | ||||||||
| 1.4 | Election of Director: Clay H. Kiefaber | Management | For | For | ||||||||
| 1.5 | Election of Director: Armand F. Lauzon | Management | For | For | ||||||||
| 1.6 | Election of Director: Marran H. Ogilvie | Management | For | For | ||||||||
| 1.7 | Election of Director: Andrew M. Ross | Management | For | For | ||||||||
| 1.8 | Election of Director: Linda J. Welty | Management | For | For | ||||||||
| 1.9 | Election of Director: Robert H. Yanker | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. | Management | For | For | ||||||||
| CAMECO CORPORATION | ||||||||||||
| Security | 13321L108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCJ | Meeting Date | 06-May-2021 | |||||||||
| ISIN | CA13321L1085 | Agenda | 935373415 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| A | DIRECTOR | Management | ||||||||||
| 1 | Leontine Atkins | For | For | |||||||||
| 2 | Ian Bruce | For | For | |||||||||
| 3 | Daniel Camus | For | For | |||||||||
| 4 | Donald Deranger | For | For | |||||||||
| 5 | Catherine Gignac | For | For | |||||||||
| 6 | Tim Gitzel | For | For | |||||||||
| 7 | Jim Gowans | For | For | |||||||||
| 8 | Kathryn Jackson | For | For | |||||||||
| 9 | Don Kayne | For | For | |||||||||
| B | Appoint KPMG LLP as auditors. | Management | For | For | ||||||||
| C | Have a say on our approach to executive compensation (see page 8 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2021 annual meeting of shareholders. | Management | For | For | ||||||||
| D | Declare your residency You declare that the shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: "For" = Yes, "Abstain" = No, "Against" will be treated as not marked | Management | Abstain | |||||||||
| MUELLER INDUSTRIES, INC. | ||||||||||||
| Security | 624756102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MLI | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US6247561029 | Agenda | 935392845 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gregory L. Christopher | For | For | |||||||||
| 2 | Elizabeth Donovan | For | For | |||||||||
| 3 | Gennaro J. Fulvio | For | For | |||||||||
| 4 | Gary S. Gladstein | For | For | |||||||||
| 5 | Scott J. Goldman | For | For | |||||||||
| 6 | John B. Hansen | For | For | |||||||||
| 7 | Terry Hermanson | For | For | |||||||||
| 8 | Charles P. Herzog, Jr. | For | For | |||||||||
| 2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||
| Security | 55608B105 | Meeting Type | Special | |||||||||
| Ticker Symbol | MIC | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US55608B1052 | Agenda | 935394407 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | Merger Proposal: To adopt the agreement and plan of merger, dated as of March 30, 2021 (as it may be amended from time to time), by and among Macquarie Infrastructure Corporation, Macquarie Infrastructure Holdings, LLC, and Plum Merger Sub, Inc. | Management | For | For | ||||||||
| 2. | Adjournment Proposal: To adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal. | Management | For | For | ||||||||
| VEONEER, INC. | ||||||||||||
| Security | 92336X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VNE | Meeting Date | 10-May-2021 | |||||||||
| ISIN | US92336X1090 | Agenda | 935363173 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1.1 | Election of Director for a term of three years: Robert W. Alpsaugh | Management | For | For | ||||||||
| 1.2 | Election of Director for a term of three years: James R. Ringler | Management | For | For | ||||||||
| 1.3 | Election of Director for a term of three years: Jan Carlson | Management | For | For | ||||||||
| 2. | Advisory Vote to approve compensation of named executive officers. | Management | For | For | ||||||||
| 3. | To approve the Veoneer, Inc. 2021 Stock Incentive Plan. | Management | Against | Against | ||||||||
| 4. | Ratification of Ernst & Young AB as Veoneer's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TROW | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US74144T1088 | Agenda | 935357586 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||
| 1B. | Election of Director: Mary K. Bush | Management | For | For | ||||||||
| 1C. | Election of Director: Dina Dublon | Management | For | For | ||||||||
| 1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||
| 1E. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||
| 1F. | Election of Director: Olympia J. Snowe | Management | For | For | ||||||||
| 1G. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||
| 1H. | Election of Director: William J. Stromberg | Management | For | For | ||||||||
| 1I. | Election of Director: Richard R. Verma | Management | For | For | ||||||||
| 1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||
| 1K. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 4. | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Shareholder | Against | For | ||||||||
| INTERNATIONAL GAME TECHNOLOGY PLC | ||||||||||||
| Security | G4863A108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IGT | Meeting Date | 11-May-2021 | |||||||||
| ISIN | GB00BVG7F061 | Agenda | 935383151 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To receive and adopt the annual report and accounts for the financial year ended 31 December 2020 ("Annual Report and Accounts"). | Management | For | For | ||||||||
| 2. | To approve the directors' remuneration report (excluding the remuneration policy) set out in section 2 of the Annual Report and Accounts. | Management | For | For | ||||||||
| 3. | To approve the directors' remuneration policy (excluding the remuneration report) set out in section 2 of the Annual Report and Accounts. | Management | For | For | ||||||||
| 4. | To approve Marco Sala continuing to hold office as a director until the conclusion of the third subsequent annual general meeting of the Company. | Management | For | For | ||||||||
| 5. | Election of Director: Beatrice Bassey | Management | For | For | ||||||||
| 6. | Election of Director: Massimiliano Chiara | Management | For | For | ||||||||
| 7. | Election of Director: Alberto Dessy | Management | For | For | ||||||||
| 8. | Election of Director: Marco Drago | Management | For | For | ||||||||
| 9. | Election of Director: James McCann | Management | For | For | ||||||||
| 10. | Election of Director: Heather McGregor | Management | For | For | ||||||||
| 11. | Election of Director: Lorenzo Pellicioli | Management | For | For | ||||||||
| 12. | Election of Director: Samantha Ravich | Management | For | For | ||||||||
| 13. | Election of Director: Vincent Sadusky | Management | For | For | ||||||||
| 14. | Election of Director: Gianmario Tondato Da Ruos | Management | For | For | ||||||||
| 15. | To re-appoint PricewaterhouseCoopers LLP as auditor to hold office until the conclusion of the next annual general meeting of the Company at which annual report and accounts are laid. | Management | For | For | ||||||||
| 16. | To authorise the directors or the audit committee to determine the auditor's remuneration. | Management | For | For | ||||||||
| 17. | To authorise political donations and expenditure. | Management | For | For | ||||||||
| 18. | To authorise the directors to allot shares in the Company. | Management | For | For | ||||||||
| 19. | Special resolution: To authorise the directors to disapply pre- emption rights. | Management | Abstain | Against | ||||||||
| 20. | Special resolution: To authorise the directors to disapply pre- emption rights for the purposes of financing an acquisition or other capital investment. | Management | For | For | ||||||||
| 21. | Special resolution: To authorise the Company to make off-market purchase of shares in the Company. | Management | For | For | ||||||||
| 22. | To approve the 2021 Equity Incentive Plan and authorise the directors to implement and give effect to the plan. | Management | Against | Against | ||||||||
| ICU MEDICAL, INC. | ||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICUI | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US44930G1076 | Agenda | 935383276 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vivek Jain | For | For | |||||||||
| 2 | George A. Lopez, M.D. | For | For | |||||||||
| 3 | Robert S. Swinney, M.D. | For | For | |||||||||
| 4 | David C. Greenberg | For | For | |||||||||
| 5 | Elisha W. Finney | For | For | |||||||||
| 6 | David F. Hoffmeister | For | For | |||||||||
| 7 | Donald M. Abbey | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||
| INTERNATIONAL GAME TECHNOLOGY PLC | ||||||||||||
| Security | G4863A108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IGT | Meeting Date | 11-May-2021 | |||||||||
| ISIN | GB00BVG7F061 | Agenda | 935430203 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To receive and adopt the annual report and accounts for the financial year ended 31 December 2020 ("Annual Report and Accounts"). | Management | For | For | ||||||||
| 2. | To approve the directors' remuneration report (excluding the remuneration policy) set out in section 2 of the Annual Report and Accounts. | Management | For | For | ||||||||
| 3. | To approve the directors' remuneration policy (excluding the remuneration report) set out in section 2 of the Annual Report and Accounts. | Management | For | For | ||||||||
| 4. | To approve Marco Sala continuing to hold office as a director until the conclusion of the third subsequent annual general meeting of the Company. | Management | For | For | ||||||||
| 5. | Election of Director: Beatrice Bassey | Management | For | For | ||||||||
| 6. | Election of Director: Massimiliano Chiara | Management | For | For | ||||||||
| 7. | Election of Director: Alberto Dessy | Management | For | For | ||||||||
| 8. | Election of Director: Marco Drago | Management | For | For | ||||||||
| 9. | Election of Director: James McCann | Management | For | For | ||||||||
| 10. | Election of Director: Heather McGregor | Management | For | For | ||||||||
| 11. | Election of Director: Lorenzo Pellicioli | Management | For | For | ||||||||
| 12. | Election of Director: Samantha Ravich | Management | For | For | ||||||||
| 13. | Election of Director: Vincent Sadusky | Management | For | For | ||||||||
| 14. | Election of Director: Gianmario Tondato Da Ruos | Management | For | For | ||||||||
| 15. | To re-appoint PricewaterhouseCoopers LLP as auditor to hold office until the conclusion of the next annual general meeting of the Company at which annual report and accounts are laid. | Management | For | For | ||||||||
| 16. | To authorise the directors or the audit committee to determine the auditor's remuneration. | Management | For | For | ||||||||
| 17. | To authorise political donations and expenditure. | Management | For | For | ||||||||
| 18. | To authorise the directors to allot shares in the Company. | Management | For | For | ||||||||
| 19. | Special resolution: To authorise the directors to disapply pre- emption rights. | Management | Abstain | Against | ||||||||
| 20. | Special resolution: To authorise the directors to disapply pre- emption rights for the purposes of financing an acquisition or other capital investment. | Management | For | For | ||||||||
| 21. | Special resolution: To authorise the Company to make off-market purchase of shares in the Company. | Management | For | For | ||||||||
| 22. | To approve the 2021 Equity Incentive Plan and authorise the directors to implement and give effect to the plan. | Management | Against | Against | ||||||||
| IDORSIA LTD | ||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||
| ISIN | CH0363463438 | Agenda | 713900466 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 550039 DUE TO SPLITTING-OF RESOLUTION 5.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1.1 | ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: APPROVAL OF ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, AND STATUTORY FINANCIAL STATEMENTS 2020 | Management | No Action | |||||||||
| 1.2 | ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||
| 2 | APPROPRIATION OF AVAILABLE EARNINGS | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| 4 | INCREASE AND EXTENSION OF THE EXISTING AUTHORISED SHARE CAPITAL | Management | No Action | |||||||||
| 5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MATHIEU SIMON | Management | No Action | |||||||||
| 5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOERN ALDAG | Management | No Action | |||||||||
| 5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JEAN-PAUL CLOZEL | Management | No Action | |||||||||
| 5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: FELIX R. EHRAT | Management | No Action | |||||||||
| 5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: SANDY MAHATME | Management | No Action | |||||||||
| 5.2.1 | ELECTION OF NEW DIRECTOR: PETER KELLOGG | Management | No Action | |||||||||
| 5.2.2 | ELECTION OF NEW DIRECTOR: SRISHTI GUPTA | Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: MATHIEU SIMON | Management | No Action | |||||||||
| 5.4.1 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: MATHIEU SIMON | Management | No Action | |||||||||
| 5.4.2 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: JOERN ALDAG | Management | No Action | |||||||||
| 5.4.3 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: FELIX R. EHRAT | Management | No Action | |||||||||
| 5.4.4 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: SRISHTI GUPTA | Management | No Action | |||||||||
| 6.1 | APPROVAL OF BOARD COMPENSATION AND EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF BOARD COMPENSATION (NON- EXECUTIVE DIRECTORS) FOR THE 2021-2022 TERM OF OFFICE | Management | No Action | |||||||||
| 6.2 | APPROVAL OF BOARD COMPENSATION AND EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF EXECUTIVE COMMITTEE COMPENSATION 2022 | Management | No Action | |||||||||
| 7 | ELECTION OF THE INDEPENDENT PROXY: BACHMANNPARTNER SACHWALTER UND TREUHAND AG | Management | No Action | |||||||||
| 8 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG AG, BASEL | Management | No Action | |||||||||
| ULTRA ELECTRONICS HOLDINGS PLC | ||||||||||||
| Security | G9187G103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||
| ISIN | GB0009123323 | Agenda | 713932653 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE SUMMARY OF THE DIRECTORS' REMUNERATION POLICY) AS SET OUT ON PAGES 88 TO 101 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 3 | TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OF 41.5P PER ORDINARY SHARE, AS RECOMMENDED BY THE DIRECTORS, PAYABLE ON 14 MAY 2021 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS OF THE COMPANY AT THE CLOSE OF BUSINESS ON 9 APRIL 2021 | Management | For | For | ||||||||
| 4 | TO ELECT LT GEN (RET) K W HUNZEKER AS A DIRECTOR OF THE COMPANY, WHO HAVING BEEN APPOINTED SINCE THE LAST AGM, OFFERS HIMSELF FOR ELECTION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 5 | TO RE-ELECT MR. M. BROADHURST AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 6 | TO RE-ELECT MS. G. GOPALAN AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 7 | TO RE-ELECT MS. V. HULL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 8 | TO RE-ELECT MR. S. PRYCE AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 9 | TO RE-ELECT MR. W. A. RICE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 10 | TO RE-ELECT MR. M. J. SCLATER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 11 | TO RE-ELECT MR. D. J. SHOOK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 12 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 14 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 15 | AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 16 | ADDITIONAL AUTHORITY TO DIS-APPLY PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 17 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||
| 18 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIG | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US0268747849 | Agenda | 935359136 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1a. | Election of Director: JAMES COLE, JR. | Management | For | For | ||||||||
| 1b. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||
| 1c. | Election of Director: BRIAN DUPERREAULT | Management | For | For | ||||||||
| 1d. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | ||||||||
| 1e. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
| 1f. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | ||||||||
| 1g. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||
| 1h. | Election of Director: THOMAS F. MOTAMED | Management | For | For | ||||||||
| 1i. | Election of Director: PETER R. PORRINO | Management | For | For | ||||||||
| 1j. | Election of Director: AMY L. SCHIOLDAGER | Management | For | For | ||||||||
| 1k. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
| 1l. | Election of Director: THERESE M. VAUGHAN | Management | For | For | ||||||||
| 1m. | Election of Director: PETER S. ZAFFINO | Management | For | For | ||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | For | For | ||||||||
| 3. | To vote on a proposal to approve the American International Group, Inc. 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||
| 4. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 5. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | Against | For | ||||||||
| HYSTER-YALE MATERIALS HANDLING,INC. | ||||||||||||
| Security | 449172105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HY | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US4491721050 | Agenda | 935365610 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: James B. Bemowski | Management | For | For | ||||||||
| 1B. | Election of Director: J.C. Butler, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Carolyn Corvi | Management | For | For | ||||||||
| 1D. | Election of Director: Edward T. Eliopoulos | Management | For | For | ||||||||
| 1E. | Election of Director: John P. Jumper | Management | For | For | ||||||||
| 1F. | Election of Director: Dennis W. LaBarre | Management | For | For | ||||||||
| 1G. | Election of Director: H. Vincent Poor | Management | For | For | ||||||||
| 1H. | Election of Director: Alfred M. Rankin, Jr. | Management | For | For | ||||||||
| 1I. | Election of Director: Claiborne R. Rankin | Management | For | For | ||||||||
| 1J. | Election of Director: Britton T. Taplin | Management | For | For | ||||||||
| 1K. | Election of Director: David B.H. Williams | Management | For | For | ||||||||
| 1L. | Election of Director: Eugene Wong | Management | For | For | ||||||||
| 2. | To approve on an advisory basis the Company's Named Executive Officer compensation. | Management | For | For | ||||||||
| 3. | To confirm the appointment of Ernst & Young LLP, as the independent registered public accounting firm for the Company. | Management | For | For | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||
| Security | 55608B105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MIC | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US55608B1052 | Agenda | 935366509 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||
| 1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||
| 1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||
| 1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||
| 1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||
| 1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||
| 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LILA | Meeting Date | 12-May-2021 | |||||||||
| ISIN | BMG9001E1021 | Agenda | 935370976 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Charles H.R. Bracken | For | For | |||||||||
| 2 | Balan Nair | For | For | |||||||||
| 3 | Eric L. Zinterhofer | For | For | |||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021, and to authorize the Board, acting by the audit committee, to determine the independent auditors renumeration. | Management | For | For | ||||||||
| 3. | A proposal to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Officers and Directors Compensation." | Management | For | For | ||||||||
| 4. | A proposal to approve an amendment to the Liberty Latin America 2018 Incentive Plan to increase the number of shares authorized under such plan from 25,000,000 to 75,000,000. | Management | Against | Against | ||||||||
| BP P.L.C. | ||||||||||||
| Security | 055622104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BP | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US0556221044 | Agenda | 935384014 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To receive the annual report and accounts. | Management | For | For | ||||||||
| 2. | To approve the directors' remuneration report. | Management | For | For | ||||||||
| 3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | ||||||||
| 3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | ||||||||
| 3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | ||||||||
| 3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | ||||||||
| 3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | ||||||||
| 3F. | To re-elect Miss P. Daley as a director. | Management | For | For | ||||||||
| 3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | ||||||||
| 3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | ||||||||
| 3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | ||||||||
| 3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | ||||||||
| 4. | To reappoint Deloitte LLP as auditor. | Management | For | For | ||||||||
| 5. | To authorize the audit committee to fix the auditor's remuneration. | Management | For | For | ||||||||
| 6. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | ||||||||
| 7. | Renewal of the Scrip Dividend Programme. | Management | For | For | ||||||||
| 8. | To give limited authority to allot shares up to a specified amount. | Management | For | For | ||||||||
| 9. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | Abstain | Against | ||||||||
| 10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | ||||||||
| 11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | ||||||||
| 12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | ||||||||
| 13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Abstain | Against | ||||||||
| HERC HOLDINGS INC. | ||||||||||||
| Security | 42704L104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HRI | Meeting Date | 13-May-2021 | |||||||||
| ISIN | US42704L1044 | Agenda | 935355493 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | ||||||||
| 1B. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | ||||||||
| 1C. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | ||||||||
| 1D. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | ||||||||
| 1E. | Election of Director to serve until the next Annual Meeting: Jonathan Frates | Management | For | For | ||||||||
| 1F. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | ||||||||
| 1G. | Election of Director to serve until the next Annual Meeting: Jacob M. Katz | Management | For | For | ||||||||
| 1H. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | ||||||||
| 1I. | Election of Director to serve until the next Annual Meeting: Andrew N. Langham | Management | For | For | ||||||||
| 1J. | Election of Director to serve until the next Annual Meeting: Mary Pat Salomone | Management | For | For | ||||||||
| 1K. | Election of Director to serve until the next Annual Meeting: Andrew J. Teno | Management | For | For | ||||||||
| 2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||||
| ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||
| 1b. | Election of Director: Roxanne S. Austin | Management | For | For | ||||||||
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||
| 4 | Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||
| 5 | Amend Clawback Policy | Shareholder | Abstain | Against | ||||||||
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Abstain | Against | ||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AP | Meeting Date | 13-May-2021 | |||||||||
| ISIN | US0320371034 | Agenda | 935377386 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael I. German | For | For | |||||||||
| 2 | J. Brett McBrayer | For | For | |||||||||
| 3 | Carl H Pforzheimer, III | For | For | |||||||||
| 2. | To approve, in a non-binding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||
| 3. | To approve the amendment and restatement of the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||
| 4. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| CHENIERE ENERGY, INC. | ||||||||||||
| Security | 16411R208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LNG | Meeting Date | 13-May-2021 | |||||||||
| ISIN | US16411R2085 | Agenda | 935404436 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: G. Andrea Botta | Management | For | For | ||||||||
| 1B. | Election of Director: Jack A. Fusco | Management | For | For | ||||||||
| 1C. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||
| 1D. | Election of Director: Nuno Brandolini | Management | For | For | ||||||||
| 1E. | Election of Director: David B. Kilpatrick | Management | For | For | ||||||||
| 1F. | Election of Director: Sean T. Klimczak | Management | For | For | ||||||||
| 1G. | Election of Director: Andrew Langham | Management | For | For | ||||||||
| 1H. | Election of Director: Donald F. Robillard, Jr | Management | For | For | ||||||||
| 1I. | Election of Director: Neal A. Shear | Management | For | For | ||||||||
| 1J. | Election of Director: Andrew J. Teno | Management | For | For | ||||||||
| 2. | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2020. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| TERMINIX GLOBAL HOLDINGS INC | ||||||||||||
| Security | 88087E100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMX | Meeting Date | 17-May-2021 | |||||||||
| ISIN | US88087E1001 | Agenda | 935397720 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Class I Director to serve until the 2024 Annual Meeting: David J. Frear | Management | For | For | ||||||||
| 1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Brett T. Ponton | Management | For | For | ||||||||
| 1C. | Election of Class I Director to serve until the 2024 Annual Meeting: Stephen J. Sedita | Management | For | For | ||||||||
| 2. | To hold a non-binding advisory vote approving executive compensation. | Management | For | For | ||||||||
| 3. | To hold a non-binding advisory vote on the frequency of future advisory votes approving executive compensation. | Management | 1 Year | For | ||||||||
| 4. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||
| Security | G7690A118 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||
| ISIN | GB00B03MM408 | Agenda | 713926737 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | RECEIPT OF ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2. | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||
| 3. | APPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 4. | REAPPOINTMENT OF BEN VAN BEURDEN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 5. | REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 6. | REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 7. | REAPPOINTMENT OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 8. | REAPPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 9. | REAPPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 10. | REAPPOINTMENT OF MARTINA HUND-MEJEAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 11. | REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 12. | REAPPOINTMENT OF ABRAHAM BRAM SCHOT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 13. | REAPPOINTMENT OF JESSICA UHL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 14. | REAPPOINTMENT OF GERRIT ZALM AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 15. | REAPPOINTMENT OF AUDITORS: ERNST & YOUNG LLP | Management | For | For | ||||||||
| 16. | REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 17. | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 18. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 19. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||
| 20. | SHELLS ENERGY TRANSITION STRATEGY | Management | Abstain | Against | ||||||||
| 21. | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: SHAREHOLDER RESOLUTION: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2021 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTHON PAGE 6. | Shareholder | Abstain | Against | ||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| STATE STREET CORPORATION | ||||||||||||
| Security | 857477103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STT | Meeting Date | 19-May-2021 | |||||||||
| ISIN | US8574771031 | Agenda | 935380408 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||
| 1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||
| 1C. | Election of Director: A. Fawcett | Management | For | For | ||||||||
| 1D. | Election of Director: W. Freda | Management | For | For | ||||||||
| 1E. | Election of Director: S. Mathew | Management | For | For | ||||||||
| 1F. | Election of Director: W. Meaney | Management | For | For | ||||||||
| 1G. | Election of Director: R. O'Hanley | Management | For | For | ||||||||
| 1H. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||
| 1I. | Election of Director: J. Portalatin | Management | For | For | ||||||||
| 1J. | Election of Director: J. Rhea | Management | For | For | ||||||||
| 1K. | Election of Director: R. Sergel | Management | For | For | ||||||||
| 1L. | Election of Director: G. Summe | Management | For | For | ||||||||
| 2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||
| 3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| 4. | Shareholder proposal requesting that the board oversee a racial equity audit. | Shareholder | Abstain | Against | ||||||||
| LUMEN TECHNOLOGIES, INC. | ||||||||||||
| Security | 550241103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |||||||||
| ISIN | US5502411037 | Agenda | 935382832 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||
| 1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||
| 1E. | Election of Director: Steven T. "Terry" Clontz | Management | For | For | ||||||||
| 1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||
| 1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||
| 1H. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||
| 1I. | Election of Director: Michael Roberts | Management | For | For | ||||||||
| 1J. | Election of Director: Laurie Siegel | Management | For | For | ||||||||
| 1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||
| 3. | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | For | For | ||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| ARDAGH GROUP S.A. | ||||||||||||
| Security | L0223L101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ARD | Meeting Date | 19-May-2021 | |||||||||
| ISIN | LU1565283667 | Agenda | 935406795 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| A1 | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the financial year ended December 31, 2020 and approve the Company's consolidated financial statements for the financial year ended December 31, 2020. | Management | For | For | ||||||||
| A2 | Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the financial year ended December 31, 2020 and approve the Company's annual accounts for the financial year ended December 31, 2020. | Management | For | For | ||||||||
| A3 | Confirm the distribution of dividends decided by the Board of Directors of the Company during the financial year ended December 31, 2020 and resolve to carry forward the remaining profit for the year ended December 31, 2020. | Management | For | For | ||||||||
| A4 | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the financial year ended December 31, 2020 for the proper performance of their duties. | Management | For | For | ||||||||
| A5A | Re-election of Class III Director until the 2024 annual general meeting: Mr. Johan Gorter | Management | For | For | ||||||||
| A5B | Re-election of Class III Director until the 2024 annual general meeting: The Rt. Hon. the Lord Hammond of Runnymede | Management | For | For | ||||||||
| A5C | Re-election of Class III Director until the 2024 annual general meeting: Mr. Damien O'Brien | Management | For | For | ||||||||
| A5D | Re-election of Class III Director until the 2024 annual general meeting: Mr. Hermanus Troskie | Management | For | For | ||||||||
| A6 | Approve the aggregate amount of the directors' remuneration. | Management | For | For | ||||||||
| A7 | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2022 annual general meeting of shareholders. | Management | For | For | ||||||||
| E1 | Renewal of the authorization granted to the Board of Directors to increase the issued share capital up to the authorized share capital with authority to limit or cancel the shareholders' preferential subscription right, during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 7 of the Articles of Association accordingly. | Management | Abstain | Against | ||||||||
| E2 | Renewal of the authorization granted to the Board of Directors to purchase, acquire or receive the Company's own shares for cancellation or hold them as treasury shares during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 9 of the Articles of Association accordingly. | Management | For | For | ||||||||
| TELEFONICA DEUTSCHLAND HOLDING AG | ||||||||||||
| Security | D8T9CK101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||
| ISIN | DE000A1J5RX9 | Agenda | 713855293 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.18 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5.1 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 8.1 | ELECT STEFANIE OESCHGER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8.2 | ELECT ERNESTO GARDELLIANO TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 9 | APPROVE CREATION OF EUR 1.5 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| CMMT | 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER | Non-Voting | ||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||
| CMMT | 13 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| JC DECAUX SA | ||||||||||||
| Security | F5333N100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||
| ISIN | FR0000077919 | Agenda | 713911964 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER-HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE- INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER-OR NOT THEY | Non-Voting | ||||||||||
| REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT-SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER-DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING-REJECTED. THANK YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100906-45 AND-https://www.journal- officiel.gouv.fr/balo/document/202105032101281-53 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 - APPROVAL OF EXPENSES NON-DEDUCTIBLE FOR TAX PURPOSES | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 3 | ALLOCATION OF PROFITS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 4 | STATUTORY AUDITORS' SPECIAL REPORT ON AGREEMENTS REFERRED TO IN ARTICLES L. 225-86 ET SEQ. OF THE COMMERCIAL CODE - ACKNOWLEDGEMENT OF THE ABSENCE OF NEW AGREEMENTS | Management | No Action | |||||||||
| 5 | REAPPOINTMENT OF MR. MICHEL BLEITRACH AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6 | REAPPOINTMENT OF MR. JEAN-PIERRE DECAUX AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | REAPPOINTMENT OF MR. JEAN-FRANCOIS DUCREST AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | REAPPOINTMENT OF MR. PIERRE MUTZ AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 9 | DETERMINATION OF THE AMOUNT OF REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE EXECUTIVE BOARD AND MEMBERS OF THE EXECUTIVE BOARD IN ACCORDANCE WITH ARTICLE L. 22-10-26 II OF THE COMMERCIAL CODE | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE SUPERVISORY BOARD AND MEMBERS OF THE SUPERVISORY BOARD IN ACCORDANCE WITH ARTICLE L. 22-10-26 II OF THE COMMERCIAL CODE | Management | No Action | |||||||||
| 12 | APPROVAL OF THE COMPENSATION PAID OR GRANTED IN RESPECT OF THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO ALL CORPORATE OFFICERS (MEMBERS OF THE EXECUTIVE BOARD AND THE SUPERVISORY BOARD) | Management | No Action | |||||||||
| 13 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO JEAN-CHARLES DECAUX, CHAIRMAN OF THE EXECUTIVE BOARD, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 14 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO JEAN-FRANCOIS DECAUX, MEMBER OF THE EXECUTIVE BOARD AND CHIEF EXECUTIVE OFFICER, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 15 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO EMMANUEL BASTIDE, DAVID BOURG AND DANIEL HOFER, MEMBERS OF THE BOARD OF DIRECTORS, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 16 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO GERARD DEGONSE, CHAIRMAN OF THE SUPERVISORY BOARD, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 17 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO OPERATE ON THE COMPANY'S SHARES WITHIN THE FRAMEWORK OF THE MECHANISM UNDER ARTICLE L. 22-10-62 OF THE COMMERCIAL CODE | Management | No Action | |||||||||
| 18 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF TREASURY SHARES | Management | No Action | |||||||||
| 19 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO ISSUE ORDINARY SHARES AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO SECURITIES TO BE ISSUED, WITH MAINTENANCE OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 20 | DELEGATIONS TO INCREASE CAPITAL, WITHOUT PREFERENTIAL RIGHT TO SUBSCRIPTION, BY PUBLIC OFFER UNDER ARTICLE L.411-2 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||
| 21 | DELEGATIONS TO INCREASE CAPITAL, WITHOUT PREFERENTIAL RIGHT TO SUBSCRIPTION, BY AN OFFER REFERRED TO IN ARTICLE L 411-2 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||
| 22 | AUTHORISATION GRANTED TO THE EXECUTIVE BOARD, IN THE EVENT OF THE ISSUE WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES | Management | No Action | |||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE NUMBER OF SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO ISSUE (OVER-ALLOTMENT OPTION) IN CASE OF ISSUANCE WITH THE REMOVAL OR MAINTENANCE OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 24 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE CAPITAL BY THE ISSUANCE OF ORDINARY SHARES AND/OR SECURITIES GIVING ACCESS TO THE CAPITAL, WITHIN THE LIMIT OF 10% OF THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL | Management | No Action | |||||||||
| 25 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||
| 26 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM, WAIVER BY THE SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 27 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR NEW SHARES WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF THE SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management | No Action | |||||||||
| 28 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO ISSUE RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF THESE MEMBERS | Management | No Action | |||||||||
| 29 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO BE ISSUED RESERVED FOR CATEGORIES OF BENEFICIARIES WITHIN THE FRAMEWORK OF AN EMPLOYEE SHAREHOLDING OPERATION, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 30 | DELEGATION TO BE GIVEN TO THE SUPERVISORY BOARD TO HARMONIZE THE COMPANY'S BYLAWS | Management | No Action | |||||||||
| 31 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| MORGAN STANLEY | ||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||
| ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||
| 1B. | Election of Director: Alistair Darling | Management | For | For | ||||||||
| 1C. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1D. | Election of Director: James P. Gorman | Management | For | For | ||||||||
| 1E. | Election of Director: Robert H. Herz | Management | For | For | ||||||||
| 1F. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||
| 1G. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||
| 1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||
| 1I. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
| 1J. | Election of Director: Jami Miscik | Management | For | For | ||||||||
| 1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||
| 1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | For | ||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | For | For | ||||||||
| 4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | Against | Against | ||||||||
| THE HONGKONG AND SHANGHAI HOTELS, LTD | ||||||||||||
| Security | Y35518110 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||
| ISIN | HK0045000319 | Agenda | 713895134 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2021/0413/202104130032-2.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0413/2021041300336.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||
| 1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 2.A | TO RE-ELECT DR THE HON. SIR DAVID KWOK PO LI AS DIRECTOR | Management | Abstain | Against | ||||||||
| 2.B | TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS DIRECTOR | Management | For | For | ||||||||
| 2.C | TO RE-ELECT MR NICHOLAS TIMOTHY JAMES COLFER AS DIRECTOR | Management | For | For | ||||||||
| 2.D | TO RE-ELECT MS ADA KOON HANG TSE AS DIRECTOR | Management | For | For | ||||||||
| 2.E | TO RE-ELECT MR JAMES LINDSAY LEWIS AS DIRECTOR | Management | For | For | ||||||||
| 2.F | TO RE-ELECT MR PHILIP LAWRENCE KADOORIE AS DIRECTOR | Management | For | For | ||||||||
| 2.G | TO RE-ELECT MR CHRISTOPHER SHIH MING IP AS DIRECTOR | Management | For | For | ||||||||
| 3 | TO RE-APPOINT KPMG AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||
| 4 | TO GRANT A GENERAL MANDATE TO ISSUE NEW SHARES | Management | Abstain | Against | ||||||||
| 5 | TO GRANT A GENERAL MANDATE FOR SHARE BUY- BACK | Management | For | For | ||||||||
| 6 | TO ADD SHARES BOUGHT BACK TO THE GENERAL MANDATE TO ISSUE NEW SHARES IN RESOLUTION (4) | Management | Abstain | Against | ||||||||
| 7 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED 14 APRIL 2021 AND THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TV | Meeting Date | 24-May-2021 | |||||||||
| ISIN | US40049J2069 | Agenda | 935431027 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| I | Presentation and, in its case, approval for the Company and its controlled entities to carry out certain actions to combine its content segment with Univision Holdings, Inc. or its successors, including the other related acts that may be necessary or convenient in connection with the above. | Management | For | |||||||||
| II | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||
| VIACOMCBS INC. | ||||||||||||
| Security | 92556H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VIACA | Meeting Date | 25-May-2021 | |||||||||
| ISIN | US92556H1077 | Agenda | 935387868 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||
| 1B. | Election of Director: Candace K. Beinecke | Management | For | For | ||||||||
| 1C. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||
| 1D. | Election of Director: Brian Goldner | Management | For | For | ||||||||
| 1E. | Election of Director: Linda M. Griego | Management | For | For | ||||||||
| 1F. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||
| 1G. | Election of Director: Judith A. McHale | Management | For | For | ||||||||
| 1H. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||
| 1I. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||
| 1J. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||
| 1K. | Election of Director: Susan Schuman | Management | For | For | ||||||||
| 1L. | Election of Director: Nicole Seligman | Management | For | For | ||||||||
| 1M. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||
| 3. | Approval of an amendment and restatement of the Company's 2009 Long-Term Incentive Plan. | Management | For | For | ||||||||
| 4. | Stockholder proposal requesting that the Company's Board of Directors take steps to enable stockholder proxy access. | Shareholder | Abstain | Against | ||||||||
| EXOR N.V. | ||||||||||||
| Security | N3140A107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||
| ISIN | NL0012059018 | Agenda | 713942983 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING | Non-Voting | ||||||||||
| 2.A | 2020 ANNUAL REPORT | Non-Voting | ||||||||||
| 2.B | REMUNERATION REPORT (ADVISORY VOTE) | Management | No Action | |||||||||
| 2.C | ADOPTION 2020 ANNUAL ACCOUNTS | Management | No Action | |||||||||
| 2.D | EXPLANATION OF THE POLICY ON DIVIDENDS | Non-Voting | ||||||||||
| 2.E | DIVIDEND DISTRIBUTION | Management | No Action | |||||||||
| 3.A | APPOINTMENT ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||
| 4.A | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 4.B | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 5.A | APPOINTMENT OF MR. A. BANGA AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 6.A | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES | Management | No Action | |||||||||
| 6.B | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO CANCEL REPURCHASED SHARES | Management | No Action | |||||||||
| 6.C | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||
| 6.D | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||
| 6.E | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SPECIAL VOTING SHARES A | Management | No Action | |||||||||
| 7 | CLOSE OF MEETING | Non-Voting | ||||||||||
| CMMT | 21 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 21 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| PARK-OHIO HOLDINGS CORP. | ||||||||||||
| Security | 700666100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PKOH | Meeting Date | 27-May-2021 | |||||||||
| ISIN | US7006661000 | Agenda | 935418877 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Matthew V. Crawford | For | For | |||||||||
| 2 | Ronna Romney | For | For | |||||||||
| 3 | James W. Wert | For | For | |||||||||
| 2. | To approve the Park-Ohio Holdings Corp. 2021 Equity and Incentive Compensation Plan, the terms of which are described in the accompanying Proxy. | Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent auditors for fiscal year 2021. | Management | For | For | ||||||||
| DEUTSCHE BANK AG | ||||||||||||
| Security | D18190898 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DB | Meeting Date | 27-May-2021 | |||||||||
| ISIN | DE0005140008 | Agenda | 935428145 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | ||||||||
| 2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | ||||||||
| 2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | ||||||||
| 2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | ||||||||
| 2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | ||||||||
| 2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | ||||||||
| 2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | ||||||||
| 2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | ||||||||
| 2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | ||||||||
| 2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | ||||||||
| 2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | ||||||||
| 3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | ||||||||
| 3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | ||||||||
| 3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | ||||||||
| 3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | ||||||||
| 3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | ||||||||
| 3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | ||||||||
| 3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | ||||||||
| 3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | ||||||||
| 3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | ||||||||
| 3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | ||||||||
| 3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | ||||||||
| 3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | ||||||||
| 3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | ||||||||
| 3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | ||||||||
| 3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | ||||||||
| 3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | ||||||||
| 3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | ||||||||
| 3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | ||||||||
| 3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | ||||||||
| 3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | ||||||||
| 3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | ||||||||
| 4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | ||||||||
| 5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||||
| 6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||||
| 7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | ||||||||
| 8. | Approval of the compensation system for the Management Board members | Management | For | For | ||||||||
| 9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | ||||||||
| 10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | Abstain | Against | ||||||||
| 11. | Authorized capital (in general with pre-emptive rights) | Management | Abstain | Against | ||||||||
| 12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | ||||||||
| 13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | ||||||||
| DEUTSCHE BANK AG | ||||||||||||
| Security | D18190898 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DB | Meeting Date | 27-May-2021 | |||||||||
| ISIN | DE0005140008 | Agenda | 935435001 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | ||||||||
| 2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | ||||||||
| 2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | ||||||||
| 2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | ||||||||
| 2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | ||||||||
| 2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | ||||||||
| 2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | ||||||||
| 2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | ||||||||
| 2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | ||||||||
| 2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | ||||||||
| 2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | ||||||||
| 3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | ||||||||
| 3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | ||||||||
| 3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | ||||||||
| 3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | ||||||||
| 3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | ||||||||
| 3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | ||||||||
| 3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | ||||||||
| 3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | ||||||||
| 3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | ||||||||
| 3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | ||||||||
| 3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | ||||||||
| 3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | ||||||||
| 3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | ||||||||
| 3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | ||||||||
| 3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | ||||||||
| 3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | ||||||||
| 3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | ||||||||
| 3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | ||||||||
| 3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | ||||||||
| 3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | ||||||||
| 3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | ||||||||
| 4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | ||||||||
| 5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||||
| 6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||||
| 7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | ||||||||
| 8. | Approval of the compensation system for the Management Board members | Management | For | For | ||||||||
| 9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | ||||||||
| 10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | Abstain | Against | ||||||||
| 11. | Authorized capital (in general with pre-emptive rights) | Management | Abstain | Against | ||||||||
| 12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | ||||||||
| 13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | ||||||||
| YASHILI INTERNATIONAL HOLDINGS LTD | ||||||||||||
| Security | G98340105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | KYG983401053 | Agenda | 714038747 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0429/2021042901855.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0429/2021042902131.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 2 | TO RE-ELECT MR. GU PEIJI (ALIAS PHILIP GU) AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 3 | TO RE-ELECT MR. MOK WAI BUN BEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 4 | TO RE-ELEC T MR. LEE KONG WAI CONWAY AS AN INDEPENDEN T NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||
| 5 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For | ||||||||
| 6 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Against | Against | ||||||||
| 9 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY | Management | Against | Against | ||||||||
| HUNTER DOUGLAS NV | ||||||||||||
| Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | ANN4327C1220 | Agenda | 714169441 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | OTHER BUSINESS | Management | No Action | |||||||||
| HUNTER DOUGLAS NV | ||||||||||||
| Security | N4327C122 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | ANN4327C1220 | Agenda | 714169465 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1 | REPORT TO THE SHAREHOLDERS | Management | No Action | |||||||||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | No Action | |||||||||
| 4 | REELECT A. NUHN, A. RUYS, R. SONNENBERG, F. WAGENER AS DIRECTORS | Management | No Action | |||||||||
| 5 | RATIFY ERNST YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | No Action | |||||||||
| 6 | OTHER BUSINESS | Management | No Action | |||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS-MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE-REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| T-MOBILE US, INC. | ||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||||
| ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Marcelo Claure | For | For | |||||||||
| 2 | Srikant M. Datar | For | For | |||||||||
| 3 | Bavan M. Holloway | For | For | |||||||||
| 4 | Timotheus Höttges | For | For | |||||||||
| 5 | Christian P. Illek | For | For | |||||||||
| 6 | Raphael Kübler | For | For | |||||||||
| 7 | Thorsten Langheim | For | For | |||||||||
| 8 | Dominique Leroy | For | For | |||||||||
| 9 | G. Michael Sievert | For | For | |||||||||
| 10 | Teresa A. Taylor | For | For | |||||||||
| 11 | Omar Tazi | For | For | |||||||||
| 12 | Kelvin R. Westbrook | For | For | |||||||||
| 13 | Michael Wilkens | For | For | |||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||
| DISCOVERY, INC. | ||||||||||||
| Security | 25470F104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DISCA | Meeting Date | 10-Jun-2021 | |||||||||
| ISIN | US25470F1049 | Agenda | 935417902 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert R. Beck | For | For | |||||||||
| 2 | Robert L. Johnson | For | For | |||||||||
| 3 | J. David Wargo | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| VEON LTD | ||||||||||||
| Security | 91822M106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VEON | Meeting Date | 10-Jun-2021 | |||||||||
| ISIN | US91822M1062 | Agenda | 935441814 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | To re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2022 Annual General Meeting of Shareholders of the Company and to authorize the Board to determine the remuneration of the auditor. | Management | For | For | ||||||||
| 2. | To adopt further amended and restated bye-laws ("New Bye-laws") in the form annexed to the Notice of 2021 AGM marked as Annexure A, in substitution for and to the exclusion of the existing bye- laws of the Company. | Management | For | For | ||||||||
| 3A. | That Hans-Holger Albrecht be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3B. | That Leonid Boguslavsky be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3C. | That Mikhail Fridman be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3D. | That Gennady Gazin be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3E. | That Amos Genish be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3F. | That Yaroslav Glazunov be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3G. | That Andrei Gusev be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3H. | That Sergi Herrero be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3I. | That Gunnar Holt be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3J. | That Stephen Pusey be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3K. | That Irene Shvakman be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3L. | That Robert Jan van de Kraats be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 3M. | That Vasily Sidorov be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||
| 4. | As a shareholder, if you are beneficially holding less than 87,836,556 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". ("To vote Yes, please select FOR. To vote NO, please select AGAINST"). | Management | For | |||||||||
| CUTERA, INC. | ||||||||||||
| Security | 232109108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CUTR | Meeting Date | 15-Jun-2021 | |||||||||
| ISIN | US2321091082 | Agenda | 935414778 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gregory A. Barrett | For | For | |||||||||
| 2 | David H. Mowry | For | For | |||||||||
| 3 | Timothy J. O'Shea | For | For | |||||||||
| 4 | J. Daniel Plants | For | For | |||||||||
| 5 | Joseph E. Whitters | For | For | |||||||||
| 6 | Katherine S. Zanotti | For | For | |||||||||
| 2. | Ratify the selection of BDO USA, LLP as the independent registered public accounting firm of the Company (the "Independent Registered Public Accounting Firm") for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | Hold a non-binding advisory vote on the compensation of Named Executive Officers. | Management | For | For | ||||||||
| 4. | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan by 600,000 shares of common stock. | Management | For | For | ||||||||
| 5. | Elect Sheila A. Hopkins to serve a one-year term that expires at the 2022 Annual Meeting of Stockholders and until her successor has been duly elected and qualified. | Management | For | For | ||||||||
| LIBERTY GLOBAL PLC | ||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LBTYA | Meeting Date | 16-Jun-2021 | |||||||||
| ISIN | GB00B8W67662 | Agenda | 935425442 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| O1 | Elect Michael T. Fries as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||
| O2 | Elect Paul A. Gould as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||
| O3 | Elect John C. Malone as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||
| O4 | Elect Larry E. Romrell as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||
| O5 | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2020, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||
| O8 | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||
| S9 | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||
| O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||
| O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2021 AGM. | Management | For | For | ||||||||
| VIVENDI SE | ||||||||||||
| Security | F97982106 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||
| ISIN | FR0000127771 | Agenda | 714164934 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105122101684-57 AND-https://www.journal- officiel.gouv.fr/balo/document/202106042102385-67 | Non-Voting | ||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 3,009,370,168.18 | Management | For | For | ||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Management | For | For | ||||||||
| 3 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT AUTHORIZED SINCE THE CLOSING OF THE 2020 FISCAL YEAR AS REFERRED TO THEREIN, AND TAKES NOTICE THAT NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR AND THAT NO AGREEMENT PREVIOUSLY ENTERED INTO REMAINED IN FORCE DURING SAID FISCAL YEAR | Management | For | For | ||||||||
| 4 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 3,009,370,168.18 RETAINED EARNINGS: EUR 2,955,604,551.07 DISTRIBUTABLE INCOME: EUR 5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR 651,333,876.60 RETAINED EARNINGS: EUR 5,313,640,842.65 THE SHAREHOLDERS WILL BE GRANTED AN ORDINARY DIVIDEND OF EUR 0.60 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 25TH OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45 PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER SHARE FOR FISCAL YEAR 2019 RESULTS APPROPRIATION | Management | For | For | ||||||||
| 5 | THE SHAREHOLDERS' MEETING ISSUES A FAVOURABLE OPINION ON THE PROPOSED EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS IN KIND OF A MAJORITY OF THE SHARE CAPITAL OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY TO THE SHAREHOLDERS OF THE VIVENDI SE COMPANY, AS REFERRED TO IN RESOLUTION 6 | Management | For | For | ||||||||
| 6 | THE SHAREHOLDERS' MEETING DECIDES TO EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY FOR 1 SHARE OF THE VIVENDI SE COMPANY, CORRESPONDING TO A VALUE OF EUR 19,800,000,000.00 THAT WILL BE CHARGED ON THE RETAINED EARNINGS ACCOUNT FOR THE AMOUNT OF EUR 5,313,640,842.65 (THIS LATTER AMOUNT CORRESPONDING TO THE 2020 EARNINGS AMOUNTING TO EUR 3,009,370,168.18 DIMINISHED BY THE ORDINARY DIVIDEND AMOUNTING TO EUR 651,333,876.60, I.E. EUR 2,358,036,291.58, ADDED WITH THE PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR 2,955,604,551.07) TO BE PAID ON THE 29TH OF SEPTEMBER 2021, TO THE BENEFIT OF THE SHAREHOLDERS OF THE VIVENDI SE COMPANY WHOSE SHARES ARE REGISTERED BY THE 28TH OF SEPTEMBER 2021. THE AMOUNT OF THE DOWN PAYMENT AMOUNTING TO EUR 14,486,359,157.35 WILL BE CHARGED ON THE RESULTS APPROPRIATION OF THE 2021 FISCAL YEAR. ALL POWERS TO THE EXECUTIVE COMMITTEE TO ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||
| 7 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN THE ARTICLE L.22-10- 9 I OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||
| 8 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR YANNICK BOLLORE AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ARNAUD DE PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR GILLES ALIX AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR CEDRIC DE BAILLIENCOURT AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR FREDERIC CREPIN AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR SIMON GILLHAM AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR HERVE PHILIPPE AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR STEPHANE ROUSSEL AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||
| 16 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||
| 17 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||
| 18 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||
| 19 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||
| 20 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS SANDRINE LE BIHAN AS A MEMBER OF THE SUPERVISORY BOARD REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||
| 21 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY'S EQUITIES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||
| 22 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||
| 23 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE, EXCEPT DURING THE PERIOD OF A PUBLIC OFFER ON THE COMPANY'S EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF 592,997,810 COMPANY'S SHARES, WITHIN THE LIMIT OF 50 PER CENT OF THE SHARE CAPITAL, TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH A VIEW TO CANCELLING THEM AND REDUCING THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 3,261,487,955.00. THE MAXIMUM PURCHASE PRICE PER SHARE IN THE CONTEXT OF THIS PUBLIC SHARE BUYBACK OFFERING IS SET AT EUR 29.00, CORRESPONDING TO A MAXIMUM AMOUNT OF EUR 17,196,936,490.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Against | Against | ||||||||
| 24 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 655,000,000.00, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO COMPANY'S EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 30 | Management | For | For | ||||||||
| 25 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 327,500,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING FREE SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 31 | Management | For | For | ||||||||
| 26 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 5 PER CENT OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||
| 27 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO GRANT, ON ONE OR MORE OCCASIONS, (I) FREE EXISTING OR TO BE ISSUED COMPANY'S SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY OR RELATED COMPANIES (II) EXISTING OR TO BE ISSUED COMPANY'S PERFORMANCE SHARES IN FAVOUR | Management | Against | Against | ||||||||
| OF THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE PERFORMANCE SHARES GRANTED YEARLY TO THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY NOT REPRESENT MORE THAN 0.035 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 19TH OF APRIL 2018 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||
| 28 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF SHARES AND ANY OTHER SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL (INCLUDING THE SHARE CAPITAL INCREASE MENTIONED IN RESOLUTION 27). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH AT EUR 655,000,000.00 IN RESOLUTION NUMBER 24. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 32. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||
| 29 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO 1 PER CENT OF THE SHARE CAPITAL IN FAVOUR OF (A) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES OF THE VIVENDI GROUP WITH THEIR HEAD OFFICE ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN (A); (C) ANY FINANCIAL INSTITUTION SETTING UP A STRUCTURED SHAREHOLDING SCHEME FOR EMPLOYEES OF FRENCH COMPANIES OF THE VIVENDI GROUP WITHIN THE USE OF | Management | For | For | ||||||||
| RESOLUTION 27, OR OFFERING THE SUBSCRIPTION OF SHARES TO PERSONS IN (A) NOT BENEFITING FROM THE SHAREHOLDING SCHEME MENTIONED ABOVE OR TO THE EXTENT THAT THE SUBSCRIPTION OF COMPANY'S SHARES BY THAT FINANCIAL INSTITUTION WOULD ALLOW PERSONS IN (A) TO BENEFIT FROM SHAREHOLDING OR SAVINGS SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING THE AUTHORIZATION 33 GRANTED ON APRIL 15, 2019 | ||||||||||||
| 30 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | ||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| SONY GROUP CORPORATION | ||||||||||||
| Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||
| ISIN | JP3435000009 | Agenda | 714196462 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||
| 1.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||
| 1.3 | Appoint a Director Sumi, Shuzo | Management | For | For | ||||||||
| 1.4 | Appoint a Director Tim Schaaff | Management | For | For | ||||||||
| 1.5 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||
| 1.6 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||
| 1.7 | Appoint a Director Wendy Becker | Management | For | For | ||||||||
| 1.8 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||
| 1.9 | Appoint a Director Adam Crozier | Management | For | For | ||||||||
| 1.10 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||
| 1.11 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||
| 2 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | ||||||||
| KIKKOMAN CORPORATION | ||||||||||||
| Security | J32620106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||
| ISIN | JP3240400006 | Agenda | 714226443 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Mogi, Yuzaburo | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Horikiri, Noriaki | Management | For | For | ||||||||
| 2.3 | Appoint a Director Yamazaki, Koichi | Management | For | For | ||||||||
| 2.4 | Appoint a Director Nakano, Shozaburo | Management | For | For | ||||||||
| 2.5 | Appoint a Director Shimada, Masanao | Management | For | For | ||||||||
| 2.6 | Appoint a Director Mogi, Osamu | Management | For | For | ||||||||
| 2.7 | Appoint a Director Matsuyama, Asahi | Management | For | For | ||||||||
| 2.8 | Appoint a Director Kamiyama, Takao | Management | For | For | ||||||||
| 2.9 | Appoint a Director Fukui, Toshihiko | Management | For | For | ||||||||
| 2.10 | Appoint a Director Ozaki, Mamoru | Management | For | For | ||||||||
| 2.11 | Appoint a Director Inokuchi, Takeo | Management | For | For | ||||||||
| 2.12 | Appoint a Director Iino, Masako | Management | For | For | ||||||||
| 3.1 | Appoint a Corporate Auditor Fukasawa, Haruhiko | Management | Against | Against | ||||||||
| 3.2 | Appoint a Corporate Auditor Kogo, Motohiko | Management | For | For | ||||||||
| 4 | Appoint a Substitute Corporate Auditor Endo, Kazuyoshi | Management | For | For | ||||||||
| SONY GROUP CORPORATION | ||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||
| ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||
| 1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||
| 1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||
| 1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||
| 1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||
| RESONA HOLDINGS, INC. | ||||||||||||
| Security | J6448E106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||
| ISIN | JP3500610005 | Agenda | 714242637 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Higashi, Kazuhiro | Management | For | For | ||||||||
| 1.2 | Appoint a Director Minami, Masahiro | Management | For | For | ||||||||
| 1.3 | Appoint a Director Noguchi, Mikio | Management | For | For | ||||||||
| 1.4 | Appoint a Director Kawashima, Takahiro | Management | For | For | ||||||||
| 1.5 | Appoint a Director Matsui, Tadamitsu | Management | For | For | ||||||||
| 1.6 | Appoint a Director Sato, Hidehiko | Management | For | For | ||||||||
| 1.7 | Appoint a Director Baba, Chiharu | Management | For | For | ||||||||
| 1.8 | Appoint a Director Iwata, Kimie | Management | For | For | ||||||||
| 1.9 | Appoint a Director Egami, Setsuko | Management | For | For | ||||||||
| 1.10 | Appoint a Director Ike, Fumihiko | Management | For | For | ||||||||
| YAKULT HONSHA CO.,LTD. | ||||||||||||
| Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||
| ISIN | JP3931600005 | Agenda | 714250026 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||
| 1.2 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||
| 1.3 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | ||||||||
| 1.4 | Appoint a Director Ito, Masanori | Management | For | For | ||||||||
| 1.5 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||
| 1.6 | Appoint a Director Hayashida, Tetsuya | Management | For | For | ||||||||
| 1.7 | Appoint a Director Hirano, Susumu | Management | For | For | ||||||||
| 1.8 | Appoint a Director Imada, Masao | Management | For | For | ||||||||
| 1.9 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||
| 1.10 | Appoint a Director Fukuoka, Masayuki | Management | For | For | ||||||||
| 1.11 | Appoint a Director Maeda, Norihito | Management | For | For | ||||||||
| 1.12 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||
| 1.13 | Appoint a Director Hirano, Koichi | Management | For | For | ||||||||
| 1.14 | Appoint a Director Shimbo, Katsuyoshi | Management | For | For | ||||||||
| 1.15 | Appoint a Director Nagasawa, Yumiko | Management | For | For | ||||||||
| CLOVIS ONCOLOGY, INC. | ||||||||||||
| Security | 189464100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CLVS | Meeting Date | 23-Jun-2021 | |||||||||
| ISIN | US1894641000 | Agenda | 935410794 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Patrick J. Mahaffy | For | For | |||||||||
| 2 | Robert W. Azelby | For | For | |||||||||
| 3 | Thorlef Spickschen | For | For | |||||||||
| 2. | Approval of an amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 250,000,000. | Management | For | For | ||||||||
| 3. | Approval of an amendment and restatement of our 2020 Stock Incentive Plan to increase the number of shares available for issuance under the plan. | Management | Against | Against | ||||||||
| 4. | Approval of the Clovis Oncology, Inc. 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 5. | Approval of an advisory proposal on compensation of the Company's named executive officers, as disclosed in the attached proxy statement. | Management | For | For | ||||||||
| 6. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| LANDIS+GYR GROUP AG | ||||||||||||
| Security | H893NZ107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||
| ISIN | CH0371153492 | Agenda | 714248019 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | 2020 ANNUAL REPORT AND FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 2.1 | APPROPRIATION OF RESULTS: APPROPRIATION OF ACCUMULATED DEFICIT | Management | No Action | |||||||||
| 2.2 | APPROPRIATION OF RESULTS: DISTRIBUTION FROM STATUTORY CAPITAL RESERVES | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE GROUP EXECUTIVE MANAGEMENT | Management | No Action | |||||||||
| 4.1 | REMUNERATION: 2020 REMUNERATION REPORT (CONSULTATIVE VOTE) | Management | No Action | |||||||||
| 4.2 | REMUNERATION: MAXIMUM AGGREGATE REMUNERATION FOR THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE 2022 GENERAL MEETING (BINDING VOTE) | Management | No Action | |||||||||
| 4.3 | REMUNERATION: MAXIMUM AGGREGATE REMUNERATION FOR THE GROUP EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR STARTING APRIL 1, 2022 AND ENDING MARCH 31, 2023 (BINDING VOTE) | Management | No Action | |||||||||
| 5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANDREAS UMBACH | Management | No Action | |||||||||
| 5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ERIC ELZVIK | Management | No Action | |||||||||
| 5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVE GEARY | Management | No Action | |||||||||
| 5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: PETER MAINZ | Management | No Action | |||||||||
| 5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: SOREN THORUP SORENSEN | Management | No Action | |||||||||
| 5.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANDREAS SPREITER | Management | No Action | |||||||||
| 5.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: CHRISTINA STERCKEN | Management | No Action | |||||||||
| 5.2 | ELECTION OF LAUREEN TOLSON AS NEW MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: ANDREAS UMBACH | Management | No Action | |||||||||
| 5.4.1 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: ERIC ELZVIK | Management | No Action | |||||||||
| 5.4.2 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: DAVE GEARY | Management | No Action | |||||||||
| 5.4.3 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: PETER MAINZ | Management | No Action | |||||||||
| 5.5 | RE-ELECTION OF THE STATUTORY AUDITORS: PRICEWATERHOUSECOOPERS AG, ZUG | Management | No Action | |||||||||
| 5.6 | RE-ELECTION OF THE INDEPENDENT PROXY: MR. ROGER FOEHN, ATTORNEY-AT-LAW, OF THE LAW FIRM ADROIT, ZURICH | Management | No Action | |||||||||
| SISTEMA PJSFC | ||||||||||||
| Security | 48122U204 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2021 | ||||||||||
| ISIN | US48122U2042 | Agenda | 714314452 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | APPROVAL OF SISTEMA'S ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS FOR 2020 | Management | No Action | |||||||||
| 2 | DISTRIBUTION OF INCOME, APPROVAL OF THE AMOUNT OF DIVIDENDS PAYABLE ON SISTEMA'S SHARES, FORM AND PROCEDURE OF THE DISTRIBUTION, AND THE RECORD DATE FOR DETERMINING SHAREHOLDERS ELIGIBLE TO RECEIVE DIVIDENDS | Management | No Action | |||||||||
| CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 12 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 12 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||
| 3.1 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ANNA BELOVA | Management | No Action | |||||||||
| 3.2 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: VLADIMIR EVTUSHENKOV | Management | No Action | |||||||||
| 3.3 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: FELIX EVTUSHENKOV | Management | No Action | |||||||||
| 3.4 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: RON SOMMER | Management | No Action | |||||||||
| 3.5 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: YAROSLAV KUZMINOV | Management | No Action | |||||||||
| 3.6 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ROGER MUNNINGS | Management | No Action | |||||||||
| 3.7 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: VLADIMIR CHIRAKHOV | Management | No Action | |||||||||
| 3.8 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ANATOLY CHUBAIS | Management | No Action | |||||||||
| 3.9 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: MIKHAIL SHAMOLIN | Management | No Action | |||||||||
| 3.10 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ETIENNE SCHNEIDER | Management | No Action | |||||||||
| 3.11 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ALEXANDER SHOKHIN | Management | No Action | |||||||||
| 3.12 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: DAVID IAKOBACHVILI | Management | No Action | |||||||||
| 4.1 | APPOINTMENT OF INDEPENDENT AUDITOR: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE RUSSIAN ACCOUNTING STANDARDS | Management | No Action | |||||||||
| 4.2 | APPOINTMENT OF INDEPENDENT AUDITOR: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE INTERNATIONAL FINANCIAL REPORTING STANDARDS | Management | No Action | |||||||||
| 5 | APPROVAL OF A REVISED POLICY ON REMUNERATION AND COMPENSATIONS FOR MEMBERS OF THE BOARD OF DIRECTORS OF SISTEMA PJSFC | Management | No Action | |||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||
| Security | 829226109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBGI | Meeting Date | 28-Jun-2021 | |||||||||
| ISIN | US8292261091 | Agenda | 935426672 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David D. Smith* | For | For | |||||||||
| 2 | Frederick G. Smith* | For | For | |||||||||
| 3 | J. Duncan Smith* | For | For | |||||||||
| 4 | Robert E. Smith* | For | For | |||||||||
| 5 | Laurie R. Beyer* | For | For | |||||||||
| 6 | Howard E. Friedman* | For | For | |||||||||
| 7 | Lawrence E. McCanna* | For | For | |||||||||
| 8 | Daniel C. Keith* | For | For | |||||||||
| 9 | Martin R. Leader* | For | For | |||||||||
| 10 | Benson E. Legg* | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | Approval of amended and restated Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 4. | Approval of an amendment to the Company's 1996 Long- Term Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | Abstain | Against | ||||||||
| TRATON SE | ||||||||||||
| Security | D8T4KC101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||
| ISIN | DE000TRAT0N7 | Agenda | 714195977 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.25 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5.1 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 5.2 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR A POSSIBLE REVIEW OF ADDITIONAL FINANCIAL INFORMATION FOR FISCAL YEAR 2022 UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 Gabelli Global Mini Mites Fund |
Report Date: 07/01/2021 1 |
| Investment Company Report | ||||||||||||||
| RTI SURGICAL HOLDINGS, INC. | ||||||||||||||
| Security | 74975N105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RTIX | Meeting Date | 15-Jul-2020 | |||||||||||
| ISIN | US74975N1054 | Agenda | 935241795 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | To approve the Contemplated Transactions, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to certain of RTI's named executive officers as a result of the consummation of the Contemplated Transactions, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | Camille I. Farhat | For | For | |||||||||||
| 2 | Jeffrey C. Lightcap | For | For | |||||||||||
| 3 | Thomas A. McEachin | For | For | |||||||||||
| 4 | Mark D. Stolper | For | For | |||||||||||
| 5 | Paul G. Thomas | For | For | |||||||||||
| 6 | Nicholas J. Valeriani | For | For | |||||||||||
| 7 | Shirley A. Weis | For | For | |||||||||||
| 8 | Stuart F. Simpson | For | For | |||||||||||
| 4. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers for 2019, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 5. | To adjourn the Annual Meeting, if necessary or appropriate, including to permit further solicitation of proxies in favor of the Contemplated Transactions if there are insufficient votes at the time of the Annual Meeting to approve the Contemplated Transactions. | Management | For | For | ||||||||||
| OPUS GROUP AB | ||||||||||||||
| Security | W61997131 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Jul-2020 | ||||||||||||
| ISIN | SE0001696683 | Agenda | 712875749 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE EGM: THE NOMINATION COMMITTEE HAS PROPOSED THAT- ATTORNEY ANDERS STRID, FROM ADVOKATFIRMAN VINGE, OR THE PERSON PROPOSED BY-THE NOMINATION COMMITTEE IF HE HAS AN IMPEDIMENT TO ATTEND, SHALL BE- APPOINTED CHAIRMAN OF THE GENERAL MEETING | Non-Voting | ||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES: THE NOMINATION-COMMITTEE HAS PROPOSED THAT ERIK NORMAN, OR, IF HE IS PREVENTED, THE PERSON-INSTEAD APPOINTED BY THE NOMINATION COMMITTEE, TO BE ELECTED TO APPROVE THE-MINUTES OF THE EGM TOGETHER WITH THE CHAIRMAN. THE TASK OF ATTESTING THE-MINUTES OF THE EGM ALSO INCLUDES VERIFYING THE VOTING LIST AND THAT THE- ADVANCE VOTES RECEIVED ARE CORRECTLY REFLECTED IN THE MINUTES OF THE GENERAL- MEETING | Non-Voting | ||||||||||||
| 5 | DETERMINATION AS TO WHETHER THE EGM HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 6 AND 7 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 6 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: THE NOMINATION COMMITTEE HAS PROPOSED THAT THE NUMBER OF BOARD MEMBERS SHOULD BE SEVEN WITHOUT DEPUTY MEMBERS | Management | No Action | |||||||||||
| 7 | ELECTION OF A NEW MEMBER OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE HAS PROPOSED THAT ERIK FORSBERG BE ELECTED AS NEW MEMBER OF THE BOARD OF DIRECTORS. IF THE EGM RESOLVES TO ELECT ERIK FORSBERG AS NEW MEMBER OF THE BOARD, THE BOARD OF DIRECTORS WOULD, FOR THE PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING, CONSIST OF FRANCOIS DEKKER, OLIVER HAARMANN, JONATHAN LALOUM, LOTHAR GEILEN, KATARINA BONDE, FRIEDRICH HECKER AND ERIK FORSBERG | Management | No Action | |||||||||||
| RUBICON TECHNOLOGY, INC. | ||||||||||||||
| Security | 78112T206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RBCN | Meeting Date | 16-Jul-2020 | |||||||||||
| ISIN | US78112T2069 | Agenda | 935241050 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | Approval of an amendment to our Certificate of Incorporation to declassify the Board of Directors and provide for the annual election of directors. | Management | For | For | ||||||||||
| 2. | Ratification of the Company's Section 382 Rights Agreement and approval of a three year extension thereof. | Management | For | For | ||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | Susan Westphal# | For | For | |||||||||||
| 4. | Ratification of the selection of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| 5. | A non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| KLX ENERGY SERVICES HOLDINGS, INC. | ||||||||||||||
| Security | 48253L106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KLXE | Meeting Date | 24-Jul-2020 | |||||||||||
| ISIN | US48253L1061 | Agenda | 935246935 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | To approve the issuance of shares of KLXE's common stock, par value $0.01 per share (the "KLXE Common Stock"), to stockholders of QES in connection with the Merger Agreement (the "KLXE Share Issuance Proposal"). | Management | For | For | ||||||||||
| 2. | To approve an amendment to the amended and restated certificate of incorporation of KLXE to effect a reverse stock split of KLXE Common Stock at a ratio within a range of 1-for-5 and 1-for-10, as determined by the KLXE Board of Directors, in the form attached as Annex B to the joint proxy statement/prospectus (the "KLXE Reverse Stock Split Proposal"). | Management | For | For | ||||||||||
| 3. | To approve an amendment to KLXE's Long-Term Incentive Plan to increase the number of shares issuable thereunder, and to provide for an annual limit on the awards to non-employee directors (the "KLXE LTIP Amendment Proposal"). | Management | Against | Against | ||||||||||
| 4. | DIRECTOR | Management | ||||||||||||
| 1 | Benjamin A. Hardesty | For | For | |||||||||||
| 2 | Stephen M. Ward, Jr. | For | For | |||||||||||
| 5. | To approve an amendment to KLXE's Employee Stock Purchase Plan to increase the number of shares issuable thereunder (the "KLXE ESPP Amendment Proposal"). | Management | For | For | ||||||||||
| 6. | To approve the annual ratification of the appointment of Deloitte & Touche LLP to serve as KLXE's independent auditor for 2020 (the "KLXE Auditor Proposal"). | Management | For | For | ||||||||||
| 7. | To approve the adjournment of the KLXE Annual Meeting to solicit additional proxies if there are not sufficient votes at the time of the KLXE Annual Meeting to approve any of the KLXE Share Issuance Proposal, the KLXE Reverse Stock Split Proposal, the KLXE LTIP Amendment Proposal, the KLXE Director Election Proposal, the KLXE ESPP Amendment Proposal or the KLXE Auditor Proposal, or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to KLXE stockholders (the "KLXE Adjournment Proposal"). | Management | For | For | ||||||||||
| MITCHAM INDUSTRIES, INC. | ||||||||||||||
| Security | 606501104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MIND | Meeting Date | 27-Jul-2020 | |||||||||||
| ISIN | US6065011040 | Agenda | 935239271 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peter H. Blum | For | For | |||||||||||
| 2 | Robert P. Capps | For | For | |||||||||||
| 3 | William H. Hilarides | For | For | |||||||||||
| 4 | Robert J. Albers | For | For | |||||||||||
| 5 | Thomas S. Glanville | For | For | |||||||||||
| 6 | Marcus Rowland | For | For | |||||||||||
| 2. | APPROVAL OF REINCORPORATION OF THE COMPANY FROM THE STATE OF TEXAS TO THE STATE OF DELAWARE. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||
| 4. | RATIFICATION OF THE SELECTION OF MOSS ADAMS LLP AS MITCHAM INDUSTRIES, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2021. | Management | For | For | ||||||||||
| 5. | APPROVAL TO GRANT DISCRETIONARY AUTHORITY TO CHAIRMAN OF THE BOARD TO ADJOURN THE ANNUAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES. | Management | For | For | ||||||||||
| HC2 HOLDINGS, INC. | ||||||||||||||
| Security | 404139107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HCHC | Meeting Date | 30-Jul-2020 | |||||||||||
| ISIN | US4041391073 | Agenda | 935229775 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Avram A. Glazer | Management | For | For | ||||||||||
| 1.2 | Election of Director: Wayne Barr, Jr. | Management | For | For | ||||||||||
| 1.3 | Election of Director: Kenneth S. Courtis | Management | For | For | ||||||||||
| 1.4 | No longer up for re-election | Management | Abstain | Against | ||||||||||
| 1.5 | Election of Director: Warren H. Gfeller | Management | For | For | ||||||||||
| 1.6 | Election of Director: Michael Gorzynski | Management | For | For | ||||||||||
| 1.7 | Election of Director: Shelly C. Lombard | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| GRAHAM CORPORATION | ||||||||||||||
| Security | 384556106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GHM | Meeting Date | 11-Aug-2020 | |||||||||||
| ISIN | US3845561063 | Agenda | 935243509 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James J. Barber | For | For | |||||||||||
| 2 | Gerard T. Mazurkiewicz | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To approve the 2020 Graham Corporation Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||
| NATHAN'S FAMOUS, INC. | ||||||||||||||
| Security | 632347100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NATH | Meeting Date | 15-Sep-2020 | |||||||||||
| ISIN | US6323471002 | Agenda | 935253889 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert J. Eide | For | For | |||||||||||
| 2 | Eric Gatoff | For | For | |||||||||||
| 3 | Brian S. Genson | For | For | |||||||||||
| 4 | Barry Leistner | For | For | |||||||||||
| 5 | Andrew Levine | For | For | |||||||||||
| 6 | Howard M. Lorber | For | For | |||||||||||
| 7 | Wayne Norbitz | For | For | |||||||||||
| 8 | A.F. Petrocelli | For | For | |||||||||||
| 9 | Charles Raich | For | For | |||||||||||
| 2. | Adoption, on an advisory basis, of a resolution approving the compensation of the Company's Named Executive Officers, as described in the Proxy Statement under "Executive Compensation". | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan's Famous, Inc. for fiscal 2021. | Management | For | For | ||||||||||
| 4. | Adoption of a non-binding stockholder proposal to request that the Board of Directors initiate the appropriate processes to amend Nathan's Famous, Inc.'s certificate of incorporation and/or by-laws to require a majority vote in uncontested elections of directors of Nathan's Famous, Inc. | Shareholder | Abstain | For | ||||||||||
| ALITHYA GROUP INC. | ||||||||||||||
| Security | 01643B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALYA | Meeting Date | 16-Sep-2020 | |||||||||||
| ISIN | CA01643B1067 | Agenda | 935258865 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Dana Ades-Landy | For | For | |||||||||||
| 2 | Robert Comeau | For | For | |||||||||||
| 3 | Fredrick DiSanto | For | For | |||||||||||
| 4 | Lucie Martel | For | For | |||||||||||
| 5 | Paul Raymond | For | For | |||||||||||
| 6 | James B. Renacci | For | For | |||||||||||
| 7 | Ghyslain Rivard | For | For | |||||||||||
| 8 | C. Lee Thomas | For | For | |||||||||||
| 9 | Pierre Turcotte | For | For | |||||||||||
| 2 | To appoint Raymond Chabot Grant Thornton LLP as auditors of the Company and authorize the Board to fix their remuneration. | Management | For | For | ||||||||||
| TRANS-LUX CORPORATION | ||||||||||||||
| Security | 893247304 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TNLX | Meeting Date | 17-Sep-2020 | |||||||||||
| ISIN | US8932473049 | Agenda | 935264971 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
| 1B. | Approve the advisory resolution on the frequency of future advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
| 2. | DIRECTOR | Management | ||||||||||||
| 1 | Yang Liu | For | For | |||||||||||
| 3. | To ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
| STRATTEC SECURITY CORPORATION | ||||||||||||||
| Security | 863111100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STRT | Meeting Date | 06-Oct-2020 | |||||||||||
| ISIN | US8631111007 | Agenda | 935268020 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael J. Koss | For | For | |||||||||||
| 2 | David R. Zimmer | For | For | |||||||||||
| 2. | To approve the non-binding advisory proposal on executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify and approve the Amended and Restated STRATTEC SECURITY CORPORATION Stock Incentive Plan. | Management | Against | Against | ||||||||||
| CPI AEROSTRUCTURES, INC. | ||||||||||||||
| Security | 125919308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVU | Meeting Date | 06-Oct-2020 | |||||||||||
| ISIN | US1259193084 | Agenda | 935269870 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Terry Stinson | For | For | |||||||||||
| 2. | Approval of an amendment to the 2016 Long-Term Incentive Plan to increase the shares available for issuance by 800,000 shares. | Management | Against | Against | ||||||||||
| 3. | Advisory approval of the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Ratification of appointment of CohnReznick LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| OTELCO INC. | ||||||||||||||
| Security | 688823301 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OTEL | Meeting Date | 09-Oct-2020 | |||||||||||
| ISIN | US6888233011 | Agenda | 935271902 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 26, 2020 (as may be amended from time to time, the "Merger Agreement"), by and among Otelco Inc. ("Otelco"), Future Fiber FinCo, Inc. and Olympus Merger Sub, Inc. | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Otelco's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the special meeting of the stockholders of Otelco (the "Special Meeting") to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the Special Meeting. | Management | For | For | ||||||||||
| A3 ALLMANNA IT- OCH TELEKOMAKTIEBOLAGET AB | ||||||||||||||
| Security | W1017S128 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Oct-2020 | ||||||||||||
| ISIN | SE0001625534 | Agenda | 713152027 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE MEETING | Non-Voting | ||||||||||||
| 3 | ESTABLISHMENT AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | SELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | ||||||||||||
| 5 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 7 | RESOLUTION ON DISTRIBUTION OF ALL SHARES IN BRIGHT INTRESSENTER AB (PUBL) | Management | No Action | |||||||||||
| 8 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| PIVOT TECHNOLOGY SOLUTIONS, INC. | ||||||||||||||
| Security | 72582B209 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PVVTF | Meeting Date | 23-Oct-2020 | |||||||||||
| ISIN | CA72582B2093 | Agenda | 935279326 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | To consider and, if thought advisable, to pass, with or without variation, a special resolution the full text of which is set forth in Appendix "A" to the accompanying management information circular of Pivot dated September 23, 2020 (the "Information Circular"), approving, among other things, a plan of arrangement under section 182 of the Business Corporations Act (Ontario) involving Pivot, Computacenter plc and 1264283 B.C. Ltd. ("Purchaser"), pursuant to which the Purchaser will, among other things, acquire all of the issued and outstanding common shares of Pivot ("Pivot Shares") for cash consideration of $2.60 per Pivot Share, all as more particularly described in the Information Circular. | Management | For | For | ||||||||||
| ASETEK A/S | ||||||||||||||
| Security | K0R717107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Oct-2020 | ||||||||||||
| ISIN | DK0060477263 | Agenda | 713178677 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND RELATED AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 2 | AMENDMENT OF THE ARTICLES OF ASSOCIATION TO EFFECT THAT THE COMPANY'S GENERAL MEETINGS BY DECISION OF THE BOARD OF DIRECTORS CAN BE HELD BY ELECTRONIC MEANS WITH NO PHYSICAL ATTENDANCE POSSIBLE | Management | No Action | |||||||||||
| 3 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | No Action | |||||||||||
| TWIN DISC, INCORPORATED | ||||||||||||||
| Security | 901476101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TWIN | Meeting Date | 29-Oct-2020 | |||||||||||
| ISIN | US9014761012 | Agenda | 935268652 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | MICHAEL DOAR | For | For | |||||||||||
| 2 | MICHAEL C. SMILEY | For | For | |||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2021. | Management | For | For | ||||||||||
| 4. | APPROVAL OF THE TWIN DISC, INCORPORATED 2020 STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | ||||||||||
| 5. | APPROVAL OF AMENDMENT TO THE ARTICLES OF INCORPORATION REGARDING THE MINIMUM NUMBER OF DIRECTORS. | Management | For | For | ||||||||||
| THE L.S. STARRETT COMPANY | ||||||||||||||
| Security | 855668109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCX | Meeting Date | 02-Nov-2020 | |||||||||||
| ISIN | US8556681091 | Agenda | 935281232 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas J. Riordan* | Withheld | Against | |||||||||||
| 2 | Russell D. Carreker@ | Withheld | Against | |||||||||||
| 3 | Christopher C. Gahagan@ | Withheld | Against | |||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| OPUS GROUP AB | ||||||||||||||
| Security | W61997131 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Nov-2020 | ||||||||||||
| ISIN | SE0001696683 | Agenda | 713246711 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 7 | AMEND ARTICLES RE ALLOW NUMBER OF BOARD MEMBERS (3-10) AND DEPUTY MEMBERS (10) | Management | No Action | |||||||||||
| 8 | DETERMINE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF BOARD | Management | No Action | |||||||||||
| 9 | ELECT DIRECTORS MARYNARSKA STREET, 02-674 WARSAW, MARYNARSKA STREET, 02-674 WARSAW, POLAND | Management | No Action | |||||||||||
| HC2 HOLDINGS, INC. | ||||||||||||||
| Security | 404139107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HCHC | Meeting Date | 20-Nov-2020 | |||||||||||
| ISIN | US4041391073 | Agenda | 935287943 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | To approve an amendment to the Company's Second Amended and Restated Certificate of Incorporation, as amended, in substantially the form attached to the proxy statement as Appendix A, to increase the number of authorized shares of the Company's common stock, par value $0.001 per share (the "Common Stock") to 160,000,000 shares. | Management | For | For | ||||||||||
| 2. | To approve the conversion of up to 35,000 shares of the Series B Non-Voting Convertible Participating Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock") into Common Stock in connection with the Rights Offering, to the extent that the issuance of Common Stock upon conversion of such shares of Series B Preferred Stock requires approval under the rules and regulations of the New York Stock Exchange. | Management | For | For | ||||||||||
| ONCIMMUNE HOLDINGS PLC | ||||||||||||||
| Security | G6750T108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Nov-2020 | ||||||||||||
| ISIN | GB00BYQ94H38 | Agenda | 713354467 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | REAPPOINT GRANT THORNTON UK LLP AS AUDITORS | Management | For | For | ||||||||||
| 4 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 5 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 6 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
| GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||||
| Security | 398231100 | Meeting Type | Consent | |||||||||||
| Ticker Symbol | GRIF | Meeting Date | 01-Dec-2020 | |||||||||||
| ISIN | US3982311009 | Agenda | 935294847 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | The undersigned, being the holder of record of shares of common stock of Griffin, par value $0.01 per share ("Common Stock"), as of October 26, 2020, hereby consents to and approves, by written consent without a meeting, the Reincorporation Proposal, including Griffin's entry into the Merger Agreement and completion of all transactions contemplated thereby, including the Merger. | Management | For | For | ||||||||||
| PERCEPTRON, INC. | ||||||||||||||
| Security | 71361F100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRCP | Meeting Date | 08-Dec-2020 | |||||||||||
| ISIN | US71361F1003 | Agenda | 935296651 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of September 27, 2020, by and among Perceptron, Inc., Atlas Copco North America LLC and Odyssey Acquisition Corp. (the "Merger Agreement"). | Management | For | For | ||||||||||
| 2. | Approval of the adjournment of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the annual meeting to approve the proposal to adopt the Merger Agreement or in the absence of a quorum. | Management | For | For | ||||||||||
| 3. | A non-binding resolution to approve the compensation payments that will or may be paid by the Company to certain named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 4. | DIRECTOR | Management | ||||||||||||
| 1 | John F. Bryant | For | For | |||||||||||
| 2 | Jay W. Freeland | For | For | |||||||||||
| 3 | Sujatha Kumar | For | For | |||||||||||
| 4 | C. Richard Neely, Jr. | For | For | |||||||||||
| 5 | James A. Ratigan | For | For | |||||||||||
| 6 | William C. Taylor | For | For | |||||||||||
| 5. | A non-binding resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 6. | The ratification of the selection of BDO USA, LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| FARMER BROS. CO. | ||||||||||||||
| Security | 307675108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FARM | Meeting Date | 09-Dec-2020 | |||||||||||
| ISIN | US3076751086 | Agenda | 935288402 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Allison M. Boersma | For | For | |||||||||||
| 2 | Alfred Poe | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP ("Deloitte") as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
| 3. | To hold an advisory (non-binding) vote to approve the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 4. | To approve the Farmer Bros. Co. Amended and Restated 2017 Long-Term Incentive Plan (the "Amended and Restated 2017 Plan"), which includes an increase in the number of shares of stock authorized for issuance under the plan and certain technical and administrative updates. | Management | Against | Against | ||||||||||
| TRISTEL PLC | ||||||||||||||
| Security | G9101V103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Dec-2020 | ||||||||||||
| ISIN | GB00B07RVT99 | Agenda | 713404957 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2020 AND THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 3.84 PENCE PER SHARE IN RESPECT OF THE YEAR ENDED 30 JUNE 2020 | Management | For | For | ||||||||||
| 3 | TO RE-ELECT BRUNO HOLTHOF AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||||
| 4 | TO RE-ELECT PAUL SWINNEY AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||||
| 5 | TO RE-ELECT ELIZABETH DIXON AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||||
| 6 | TO RE-ELECT BART LEEMANS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||||
| 7 | TO RE-ELECT DAVID ORR AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | Against | Against | ||||||||||
| 8 | TO RE-ELECT TOM JENKINS AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||||
| 9 | TO RE-ELECT ISABEL NAPPER AS A DIRECTOR, BEING A PERSON WHO RETIRES BY ROTATION | Management | For | For | ||||||||||
| 10 | TO RE-APPOINT KPMG LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 11 | THAT UNDER SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") THE DIRECTORS OF THE COMPANY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH THAT SECTION TO ALLOT SHARES IN THE COMPANY | Management | For | For | ||||||||||
| 12 | THAT THE RULES OF THE TRISTEL PLC EXECUTIVE PERFORMANCE SHARE PLAN 2021 (THE "PLAN"), BE APPROVED AND THE DIRECTORS BE AUTHORISED TO DO ALL THINGS NECESSARY TO OPERATE THE PLAN | Management | For | For | ||||||||||
| 13 | THAT SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 11, THE DIRECTORS OF THE COMPANY ARE EMPOWERED IN ACCORDANCE WITH THOSE SECTIONS TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 (1), (2) AND (3) OF THE ACT) | Management | For | For | ||||||||||
| 14 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES | Management | For | For | ||||||||||
| 15 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 693A OF THE ACT TO MAKE ONE OR MORE OFF MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | ||||||||||
| 16 | THAT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY (THE "NEW ARTICLES"), BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
| HORIZON DISCOVERY GROUP PLC | ||||||||||||||
| Security | G4566G105 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Dec-2020 | ||||||||||||
| ISIN | GB00BK8FL363 | Agenda | 713417930 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||||
| CMMT | 25 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | ||||||||||||
| CMMT | 25 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| HORIZON DISCOVERY GROUP PLC | ||||||||||||||
| Security | G4566G105 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Dec-2020 | ||||||||||||
| ISIN | GB00BK8FL363 | Agenda | 713417954 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME, (A) THAT THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
| A3 ALLMANNA IT- OCH TELEKOMAKTIEBOLAGET AB | ||||||||||||||
| Security | W1017S128 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Dec-2020 | ||||||||||||
| ISIN | SE0001625534 | Agenda | 713431827 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 6 | APPROVE AGENDA OF MEETING SHAREHOLDER PROPOSALS SUBMITTED BY BREDBAND 2 I- SKANDINAVIEN AB(PUBL) | Non-Voting | ||||||||||||
| 7 | DETERMINE NUMBER OF MEMBERS (5)AND DEPUTY MEMBERS (0) OF BOARD | Non-Voting | ||||||||||||
| 8 | ELECT ANDERS LOVGREN (CHAIR), KARIN ZING MARK, DANIEL KROOK, ROLF JOHANSSON AND ROBERT BUREN AS NEW DIRECTORS | Management | No Action | |||||||||||
| 9 | APPROVE OMISSION OF REMUNERATION OF DIRECTORS | Management | No Action | |||||||||||
| 10 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CLEARWATER SEAFOODS INCORPORATED | ||||||||||||||
| Security | 18538U106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CSEAF | Meeting Date | 07-Jan-2021 | |||||||||||
| ISIN | CA18538U1066 | Agenda | 935317037 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | To consider and, if thought advisable, to pass, with or without variation, a special resolution the full text of which is set forth in Appendix "A" to the accompanying management information circular of the Corporation dated December 3, 2020 (the "Information Circular"), approving, among other things, a plan of arrangement under section 192 of the Canada Business Corporations Act involving, among others, the Corporation, Premium Brands Holdings Corporation, FNC Holdings Limited Partnership and 12385104 Canada Inc. (the "Purchaser"), pursuant to which the Purchaser will, among other things, acquire all of the issued and outstanding common shares of the Corporation (the "Shares") for cash consideration of $8.25 per Share (subject to adjustments, if applicable), all as more particularly described in the Information Circular. | Management | For | For | ||||||||||
| DOREL INDUSTRIES INC. | ||||||||||||||
| Security | 25822C205 | Meeting Type | Special | |||||||||||
| Ticker Symbol | DIIBF | Meeting Date | 12-Jan-2021 | |||||||||||
| ISIN | CA25822C2058 | Agenda | 935315336 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | To pass, with or without variation, a special resolution, the full text of which is set out in Appendix B of the management information circular of Dorel Industries Inc. dated December 3, 2020 (the "Circular"), approving a statutory plan of arrangement under Chapter XVI - Division II of the Business Corporations Act (Québec) involving Dorel Industries Inc. and 9428-4502 Québec inc., the whole as described in the Circular. | Management | No Action | |||||||||||
| EXFO INC. | ||||||||||||||
| Security | 302046107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EXFO | Meeting Date | 13-Jan-2021 | |||||||||||
| ISIN | CA3020461073 | Agenda | 935316213 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | François Côté | For | For | |||||||||||
| 2 | Germain Lamonde | For | For | |||||||||||
| 3 | Angela Logothetis | For | For | |||||||||||
| 4 | Philippe Morin | For | For | |||||||||||
| 5 | Claude Séguin | For | For | |||||||||||
| 6 | Randy E. Tornes | For | For | |||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditors. | Management | For | For | ||||||||||
| AA PLC | ||||||||||||||
| Security | G0013T104 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Jan-2021 | ||||||||||||
| ISIN | GB00BMSKPJ95 | Agenda | 713456386 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT CONTAINED IN THE NOTICE OF COURT MEETING DATED 17 DECEMBER | Management | For | For | ||||||||||
| CMMT | 18 DEC 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | ||||||||||||
| CMMT | 18 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| AA PLC | ||||||||||||||
| Security | G0013T104 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Jan-2021 | ||||||||||||
| ISIN | GB00BMSKPJ95 | Agenda | 713457213 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | APPROVE THE RECOMMENDED CASH ACQUISITION BY BASING BIDCO LIMITED OF AA PLC; AMEND ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| CMMT | 21 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| EWORK GROUP AB | ||||||||||||||
| Security | W3287L106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Jan-2021 | ||||||||||||
| ISIN | SE0002402701 | Agenda | 713464422 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE MEETING | Non-Voting | ||||||||||||
| 3 | ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER | Non-Voting | ||||||||||||
| 4 | SELECTION OF ONE OR TWO ADJUSTERS | Non-Voting | ||||||||||||
| 5 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | APPROVAL OF AGENDA | Non-Voting | ||||||||||||
| 7 | DECISION ON PROFIT DISTRIBUTION | Management | No Action | |||||||||||
| 8 | ELECTION OF A BOARD MEMBER | Management | No Action | |||||||||||
| 9 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | 28 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 28 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TREATT PLC | ||||||||||||||
| Security | G9026D113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jan-2021 | ||||||||||||
| ISIN | GB00BKS7YK08 | Agenda | 713445004 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE THE AUDITED ACCOUNTS AND RELATED REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | TO APPROVE A FINAL DIVIDEND OF 4.16P PER SHARE ON THE ORDINARY SHARES OF THE COMPANY FOR THE YEAR ENDED 30 SEPTEMBER 2020 | Management | For | For | ||||||||||
| 4 | TO RE-ELECT TIM JONES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 5 | TO RE-ELECT DAEMMON REEVE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 6 | TO RE-ELECT RICHARD HOPE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 7 | TO RE-ELECT DAVID JOHNSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | TO RE-ELECT JEFF ILIFFE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 9 | TO RE-ELECT RICHARD ILLEK AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 10 | TO RE-ELECT YETUNDE HOFMANN AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 11 | TO RE-ELECT LYNNE WEEDALL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 12 | TO RE-ELECT VIJAY THAKRAR AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 13 | TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY, TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT AGM | Management | For | For | ||||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
| 15 | THAT THE REMUNERATION POLICY BE AND IS HERBY APPROVED | Management | For | For | ||||||||||
| 16 | AUTHORITY TO ALLOT SECURITIES | Management | For | For | ||||||||||
| 17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
| 18 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||||
| 19 | AUTHROITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
| 20 | THAT A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) OF THE COMPANY MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| 21 | THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
| COUNTRYWIDE PLC | ||||||||||||||
| Security | G31610119 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Feb-2021 | ||||||||||||
| ISIN | GB00BK5V9445 | Agenda | 713571493 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | TO IMPLEMENT THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
| COUNTRYWIDE PLC | ||||||||||||||
| Security | G31610119 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Feb-2021 | ||||||||||||
| ISIN | GB00BK5V9445 | Agenda | 713571506 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE "SCHEME") BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME DOCUMENT) | Management | For | For | ||||||||||
| CMMT | 26 JAN 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | ||||||||||||
| CMMT | 26 JAN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| DOREL INDUSTRIES INC. | ||||||||||||||
| Security | 25822C205 | Meeting Type | Special | |||||||||||
| Ticker Symbol | DIIBF | Meeting Date | 16-Feb-2021 | |||||||||||
| ISIN | CA25822C2058 | Agenda | 935326086 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | To pass, with or without variation, a special resolution, the full text of which is set out in Appendix B of the management information circular of Dorel Industries Inc. dated December 3, 2020 (the "Circular"), approving a statutory plan of arrangement under Chapter XVI - Division II of the Business Corporations Act (Québec) involving Dorel Industries Inc. and 9428-4502 Québec inc., the whole as described in the Circular. | Management | No Action | |||||||||||
| NOBILITY HOMES, INC. | ||||||||||||||
| Security | 654892108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOBH | Meeting Date | 26-Feb-2021 | |||||||||||
| ISIN | US6548921088 | Agenda | 935332279 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Terry E. Trexler | For | For | |||||||||||
| 2 | Thomas W. Trexler | For | For | |||||||||||
| 3 | Arthur L. Havener, Jr. | For | For | |||||||||||
| 4 | Robert P. Saltsman | For | For | |||||||||||
| RXP SERVICES LTD | ||||||||||||||
| Security | Q81713101 | Meeting Type | Scheme Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Mar-2021 | ||||||||||||
| ISIN | AU000000RXP7 | Agenda | 713578360 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | ||||||||||
| GENCOR INDUSTRIES, INC. | ||||||||||||||
| Security | 368678108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GENC | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | US3686781085 | Agenda | 935335061 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gen. John G. Coburn | For | For | |||||||||||
| 2. | Ratification of the independent registered public accounting firm of MSL, P.A. | Management | For | For | ||||||||||
| ALASKA COMMUNICATIONS SYSTEMS GROUP, INC | ||||||||||||||
| Security | 01167P101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ALSK | Meeting Date | 12-Mar-2021 | |||||||||||
| ISIN | US01167P1012 | Agenda | 935335934 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated December 31, 2020 (as it may be amended, from time to time, the "merger agreement"),by and among Alaska Communications Systems Group,Inc.("Alaska Communications"), Project 8 Buyer, LLC ("Parent"),and Project 8 MergerSub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into Alaska Communications (the "merger"),with Alaska Communications surviving the merger as a wholly-owned subsidiary of Parent. | Management | For | For | ||||||||||
| 2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Alaska Communications' named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| 3. | Proposal to adjourn the Special Meeting to a later date or time, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the Special Meeting to adopt the merger agreement. | Management | For | For | ||||||||||
| GAN LIMITED | ||||||||||||||
| Security | G3728V109 | Meeting Type | Consent | |||||||||||
| Ticker Symbol | GAN | Meeting Date | 15-Mar-2021 | |||||||||||
| ISIN | BMG3728V1090 | Agenda | 935327367 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | APPROVAL OF 2020 EMPLOYEE STOCK PURCHASE PLAN: IT IS NOTED that the Board of Directors had proposed to adopt the GAN Limited 2020 Employee Stock Purchase Plan, subject to the approval of the shareholders of the Company; and IT IS RESOLVED that the adoption and implementation of the GAN Limited 2020 Employee Stock Purchase Plan is hereby ratified, confirmed and approved in all respects. | Management | For | For | ||||||||||
| SCAPA GROUP PLC | ||||||||||||||
| Security | G78486134 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Mar-2021 | ||||||||||||
| ISIN | GB0007281198 | Agenda | 713623406 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | APPROVE RECOMMENDED CASH OFFER FOR SCAPA GROUP PLC BY AMS HOLDCO 2 LIMITED | Management | For | For | ||||||||||
| 2 | AMEND ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 3 | APPROVE CANCELLATION OF ADMISSION OF ORDINARY SHARES TO TRADING ON AIM RE- REGISTER THE COMPANY AS A PRIVATE LIMITED COMPANY UNDER THE NAME OF SCAPA GROUP LIMITED AMEND ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| CMMT | 25 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| SCAPA GROUP PLC | ||||||||||||||
| Security | G78486134 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Mar-2021 | ||||||||||||
| ISIN | GB0007281198 | Agenda | 713623418 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | ||||||||||
| ATRIUM EUROPEAN REAL ESTATE LIMITED | ||||||||||||||
| Security | G0621C113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||||
| ISIN | JE00B3DCF752 | Agenda | 713679100 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | THAT THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 AND THE REPORT OF THE DIRECTORS AND AUDITORS THEREON BE AND ARE HEREBY RECEIVED | Management | No Action | |||||||||||
| 2. | THAT CHAIM KATZMAN BE AND IS HEREBY RE- ELECTED AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 3. | THAT NEIL FLANZRAICH BE AND IS HEREBY RE- ELECTED AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 4. | THAT ANDREW WIGNALL BE AND IS HEREBY RE- ELECTED AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 5. | THAT LUCY LILLEY BE AND IS HEREBY RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 6. | THAT DAVID FOX BE AND IS HEREBY RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 7. | THAT OREN HOD BE AND IS HEREBY RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 8. | THAT PRICEWATERHOUSECOOPERS CI LLP BE AND ARE HEREBY RE-APPOINTED AS THE COMPANY'S AUDITORS | Management | No Action | |||||||||||
| 9. | THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO AGREE THE AUDITORS' REMUNERATION | Management | No Action | |||||||||||
| 10. | THAT WITH EFFECT FROM THE END OF THE ANNUAL GENERAL MEETING, THE COMPANY IS AUTHORISED, FOR THE PURPOSE OF ARTICLE 34A OF THE MEMORANDUM AND ARTICLES AND ALL OTHER PURPOSES, TO OFFER A SCRIP DIVIDEND | Management | No Action | |||||||||||
| 11. | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH THE COMPANIES (JERSEY) LAW 1991, AS AMENDED, TO MAKE ON-MARKET PURCHASES OF ITS SHARES INCLUDING FOR THE AVOIDANCE OF DOUBT BY TENDER OFFER (EITHER FOR RETENTION AS TREASURY SHARES FOR RESALE OR TRANSFER, OR FOR CANCELLATION) | Management | No Action | |||||||||||
| 12. | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO ISSUE SHARES AND/OR SECURITIES CONVERTIBLE INTO SHARES | Management | No Action | |||||||||||
| 13. | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO ISSUE QUASI- EQUITY SECURITIES (INCLUDING HYBRID SECURITIES) | Management | No Action | |||||||||||
| CMMT | 12 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING NEED TO BE- COMPLETED WITHOUT RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting | ||||||||||||
| KIADIS PHARMA N.V. | ||||||||||||||
| Security | N4855A100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
| ISIN | NL0011323407 | Agenda | 713605737 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | EXPLANATION OF THE RECOMMENDED OFFER MADE BY SANOFI | Non-Voting | ||||||||||||
| 3. | CONDITIONAL AMENDMENT OF THE ARTICLES OF ASSOCIATION OF KIADIS PHARMA (FOLLOWING SETTLEMENT) | Management | No Action | |||||||||||
| 4. | CONDITIONAL AMENDMENT OF THE ARTICLES OF ASSOCIATION OF KIADIS PHARMA (FOLLOWING DELISTING) | Management | No Action | |||||||||||
| 5A. | CONDITIONAL APPOINTMENT OF MR. FRANK NESTLE AS NEW MEMBER OF THE SUPERVISORY BOARD AS OF SETTLEMENT | Management | No Action | |||||||||||
| 5B. | CONDITIONAL APPOINTMENT OF MR. KRIPA RAM AS NEW MEMBER OF THE SUPERVISORY BOARD AS OF SETTLEMENT | Management | No Action | |||||||||||
| 5C. | CONDITIONAL APPOINTMENT OF MR. J R MIE GIRARD AS NEW MEMBER OF THE SUPERVISORY BOARD AS OF SETTLEMENT | Management | No Action | |||||||||||
| 6. | RE-APPOINTMENT OF MR. ARTHUR LAHR AS A MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |||||||||||
| 7. | CONDITIONAL APPOINTMENT OF MS. MARION ZERLIN AS A MEMBER OF THE MANAGEMENT BOARD AS OF SETTLEMENT | Management | No Action | |||||||||||
| 8. | DISCHARGE OF EACH MEMBER OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9. | CONDITIONAL FULL AND FINAL DISCHARGE OF MESSRS. MARTIJN KLEIJWEGT, BERNDT MODIG, OTTO SCHWARZ AND SUBHANU SAXENA | Management | No Action | |||||||||||
| 10A. | IN ACCORDANCE WITH ARTICLE 2:107A DCC, TO APPROVE THE RESOLUTION OF THE MANAGEMENT BOARD TO PURSUE THE ASSET SALE | Management | No Action | |||||||||||
| 10B. | SUBJECT TO COMPLETION OF THE ASSET SALE, TO DISSOLVE KIADIS PHARMA IN ACCORDANCE WITH ARTICLE 2:19 DCC | Management | No Action | |||||||||||
| 10C. | TO APPOINT STICHTING LIQUIDATOR KIADIS AS THE LIQUIDATOR OF KIADIS PHARMA | Management | No Action | |||||||||||
| 10D. | TO APPROVE REIMBURSEMENT OF THE LIQUIDATOR'S REASONABLE SALARY AND COSTS | Management | No Action | |||||||||||
| 10E. | TO APPOINT SANOFI S.A. AS THE CUSTODIAN OF KIADIS PHARMA'S BOOKS AND RECORDS FOLLOWING ITS DISSOLUTION IN ACCORDANCE WITH ARTICLE 2:24 DCC | Management | No Action | |||||||||||
| 11. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 12. | CLOSING | Non-Voting | ||||||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO EGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| QUABIT INMOBILIARIA SA | ||||||||||||||
| Security | E8378Y271 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
| ISIN | ES0110944172 | Agenda | 713642583 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 31 MAR 2021 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| 1 | REVIEW AND APPROVE, AS THE CASE MAY BE, THE ANNUAL ACCOUNTS, INCLUDING THE BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN NET WORTH, CASH FLOW STATEMENT AND NOTES TO THE ACCOUNTS, AS WELL AS THE MANAGEMENT REPORT OF THE COMPANY AND ITS CONSOLIDATED GROUP. PROPOSED APPLICATION OF PROFITS AND COMPANY MANAGEMENT. ALL OF THE FOREGOING WITH REFERENCE TO THE FISCAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2.1 | APPROVE, FOR CONSULTATIVE PURPOSES, THE ANNUAL REPORT ON THE DIRECTORS REMUNERATION UNDER THE PROVISIONS OF SECTION 541 OF THE CAPITAL COMPANIES ACT, RATIFYING, AMONG OTHER THINGS, THE AMOUNTS PAID DURING THE PREVIOUS YEAR ACCORDING TO THIS REPORT | Management | No Action | |||||||||||
| 2.2 | APPROVE, AS THE CASE MAY BE, THE REMUNERATION OF THE BOARD OF DIRECTORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 3.1 | APPROVAL, AS THE CASE MAY BE, OF THE ACQUISITION BY THE COMPANY OF THE QUABIT CLASS B SHARES AS OWN SHARES | Management | No Action | |||||||||||
| 3.2 | APPROVAL, AS THE CASE MAY BE, OF THE CAPITAL REDUCTION. AMEND ARTICLE 5 AND DELETE ARTICLE 5A OF THE ARTICLES OF ASSOCIATION IN ORDER TO REFLECT THE ELIMINATION OF THE NON VOTING CLASS B SHARES | Management | No Action | |||||||||||
| 4 | REVIEW AND APPROVE, AS THE CASE MAY BE, THE MERGER OF QUABIT INMOBILIARIA, S.A., INTO NEINOR HOMES, S.A., WITH EXTINCTION OF THE ABSORBED COMPANY AND EN BLOC TRANSFER OF ALL ITS ASSETS TO THE ABSORBING COMPANY, THE EXCHANGE BEING COVERED WITH NEW SHARES OF NEINOR HOMES, S.A., ALL OF IT ACCORDING TO THE COMMON DRAFT TERMS EXECUTED ON 11 JANUARY 2021 BY ALL THE BOARD MEMBERS OF THE TWO COMPANIES INVOLVED. INFORM THE GENERAL MEETING, AS THE CASE MAY BE, ABOUT SIGNIFICANT CHANGES IN THE ASSETS AND LIABILITIES OF THE COMPANIES TAKING PART IN THE MERGER THAT MAY HAVE OCCURRED BETWEEN THE DATE OF THE MERGER PROJECT AND THE DATE OF THE GENERAL MEETING HEREBY CONVENED. FOR THIS PURPOSE, A. REVIEW AND APPROVE, AS THE CASE MAY BE, THE BALANCE SHEET OF QUABIT INMOBILIARIA, S.A. AS AT 31 DECEMBER 2020 AS THE MERGER BALANCE, B. REVIEW AND APPROVE, AS THE CASE MAY BE, THE COMMON DRAFT TERMS OF THE MERGER, C. APPROVE THE MERGER, AS THE CASE MAY BE, PROVIDING INFORMATION ABOUT THE TERMS AND CIRCUMSTANCES OF THE MERGER AGREEMENT, D. ADOPT THE SPECIAL TAX REGIME, AND E. DELEGATE THE NECESSARY POWERS WITH SUBSTITUTION AUTHORITY | Management | No Action | |||||||||||
| 5 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS AUDITORES, S.L. AS THE AUDITORS OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FISCAL YEAR ENDING ON 31 DECEMBER 2021 | Management | No Action | |||||||||||
| 6 | DELEGATE POWERS TO THE BOARD, WITH SUBSTITUTION AUTHORITY, TO EXECUTE, RECTIFY, CONSTRUE, SUPPLEMENT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING | Management | No Action | |||||||||||
| CMMT | 05 MAR 2021: SHAREHOLDERS HOLDING LESS THAN 100 SHARES (MINIMUM AMOUNT TO-ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO-LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING-REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER-ENTITLED TO ATTEND THE MEETING. | Non-Voting | ||||||||||||
| CMMT | 05 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| HOEGH LNG HOLDING LTD | ||||||||||||||
| Security | G45422105 | Meeting Type | Special General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
| ISIN | BMG454221059 | Agenda | 713669438 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | APPROVE AGENDA OF MEETING AND QUORUM | Non-Voting | ||||||||||||
| 3 | SUMMARY OF AMALGAMATION | Non-Voting | ||||||||||||
| 4.1 | APPROVE AMALGAMATION OF THE COMPANY WITH LARUS LIMITED | Management | No Action | |||||||||||
| 4.2 | APPROVE DELISTING OF SHARES FROM OSLO STOCK EXCHANGE | Management | No Action | |||||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 18 MAR 2021: PLEASE NOTE HOLDERS WHO VOTE AGAINST OR ABSTAIN FROM VOTING ON-THE AMALGAMATION RESOLUTION AT THE SGM HAVE THE OPTION TO MAKE AN APPLICATION-TO THE SUPREME COURT OF BERMUDA (THE COURT) AND BECOME A DISSENTING-SHAREHOLDER. INFORMATION FROM THE ISSUER: A DISSENTING SHAREHOLDER WOULD NEED-TO PROVIDE EVIDENCE (I) OF THEIR ENTITLEMENT (IE AN APPLICATION MUST BE-BROUGHT BY A REGISTERED SHAREHOLDER), (II) OF HOW THEY VOTED (IE THAT THEY-VOTED AGAINST OR ABSTAINED FROM VOTING ON THE AMALGAMATION RESOLUTION), AND-(III) THAT THE PER SHARE CONSIDERATION OF NOK23.50 IS NOT FAIR VALUE. IT IS-UNLIKELY THAT EXPERT EVIDENCE RELATING TO ITEM (III) WOULD NEED TO BE- AVAILABLE/SUBMITTED AT THE TIME OF THE INITIAL APPLICATION. IT IS ALSO-UNLIKELY THAT THE SHAREHOLDER WOULD NEED TO PROVIDE EVIDENCE OF (II) UNTIL-SUCH VOTE HAS BEEN TAKEN. THE COURT WILL EITHER CONFIRM THAT THE PRICE PAID-IS FAIR AND THE SHAREHOLDER WILL LOSE, OR CONFIRM THAT THE PRICE PAID IS TOO-LOW AND ORDER THAT THE SHAREHOLDER BE PAID THE DIFFERENCE IN THE OFFER PRICE- AND THE PRICE AS DETERMINED BY THE COURTS | Non-Voting | ||||||||||||
| CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS. IF-YOU WISH TO EXPRESS DISSENT PLEASE CONTACT YOUR GLOBAL CUSTODIAN CLIENT | Non-Voting | ||||||||||||
| CFT S.P.A. | ||||||||||||||
| Security | T0478B107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||
| ISIN | IT0005262313 | Agenda | 713670215 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 519156 DUE TO CHANGE IN-MEETING FROM 17 MAR 2021 TO 30 MAR 2021 AND CHANGE IN RECORD FROM 08 MAR 2021-TO 19 MAR 2021. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 14 APR 2021 AT 08:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| E.1 | TO AMEND PARAGRAPHS 6.4, 15.3 AND 15.4 OF THE BYLAWS RELATING TO (I) THE REMOVAL OF THE RESTRICTIONS ON THE NON-TRANSFERABILITY OF DOUBLE VOTING SHARES AND (II) THE ELIMINATION OF THE SLATE VOTING MECHANISM IN RELATION TO THE APPOINTMENT OF DIRECTORS; RESOLUTION RELATED THERETO | Management | No Action | |||||||||||
| PINNACLE RENEWABLE ENERGY INC. | ||||||||||||||
| Security | 72349J107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PINWF | Meeting Date | 31-Mar-2021 | |||||||||||
| ISIN | CA72349J1075 | Agenda | 935342977 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| 1 | To approve a special resolution, the full text of which is set forth in Appendix "B" to the accompanying management information circular of Pinnacle Renewable Energy Inc. dated March 1, 2021 (the "Circular"), approving a statutory plan of arrangement under Section 288 of the Business Corporations Act (British Columbia) involving Pinnacle Renewable Energy Inc., Drax Group plc and Drax Canadian Holdings Inc., all as more particularly described in the Circular. | Management | For | For | ||||||||||
| ATLANTIC POWER CORPORATION | ||||||||||||||
| Security | 04878Q863 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AT | Meeting Date | 07-Apr-2021 | |||||||||||
| ISIN | CA04878Q8636 | Agenda | 935343854 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| 1 | To consider, pursuant to an interim order of the Supreme Court of British Columbia, and if deemed advisable, to pass, with or without variation, a special resolution of common shareholders (the "Arrangement Resolution") to approve an arrangement (the "Arrangement") in accordance with Division 5 of Part 9 of the Business Corporations Act (British Columbia) pursuant to the Arrangement Agreement dated as of January 14, 2021, by and among Atlantic Power Corporation (the "Corporation"), Atlantic Power Preferred Equity Ltd., Atlantic Power Limited Partnership, Tidal Power Holdings Limited and Tidal Power Aggregator, L.P., to effect among other things, the acquisition by Tidal Power Holdings Limited of all of the outstanding common shares in the capital of the Corporation in exchange for US$3.03 in cash (less any applicable withholding taxes) per common share. | Management | For | For | ||||||||||
| 2 | To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for the Corporation's named executive officers in connection with the Arrangement. | Management | For | For | ||||||||||
| 3 | To approve the adjournment of the special meeting of common shareholders of the Corporation, if necessary, to solicit additional proxies if there are insufficient votes at the time of the meeting to approve the Arrangement Resolution. | Management | For | For | ||||||||||
| CFT S.P.A. | ||||||||||||||
| Security | T0478B107 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 09-Apr-2021 | ||||||||||||
| ISIN | IT0005262313 | Agenda | 713724070 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| E.1 | TO APPROVE THE AMENDMENT OF THE ARTICLES NO. 5 (SHARE CAPITAL), 6 (SHARES), 9 (TENDER OFFER) , 10 (SIGNIFICANT STAKEHOLDER), 12 (PARTICIPATION AND VOTE), 14 (DELIBERATION), 15 (NUMBER AND DURATION THE DIRECTORS), 17 (BOARD OF DIRECTORS DELIBERATION), 19 (MANAGEMENT POWERS), 20 (DELEGATED BODIES), 25 (FISCAL YEARS AND PREPARATION OF THE BALANCE SHEET). RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.1 | TO ACKNOWLEDGE THE RESIGNATION OF THE BOARD OF DIRECTORS' MEMBERS OF THE COMPANY, DISCHARGE OF RESPONSIBILITY FOR THEIR WORK DURING THE PERIOD IN WHICH THEY HELD THE OFFICE AND WAIVER AGAINST THEM OF THE LIABILITY ACTION AS PER ART. 2393, PARAGRAPH 6 OF THE ITALIAN CIVIL CODE | Management | No Action | |||||||||||
| O.2 | TO APPOINT THE NEW BOARD OF DIRECTORS | Management | No Action | |||||||||||
| CMMT | 25 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FROM 12 APR 2021 TO 09 APR 2021 AND ADDITION OF COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 25 MAR 2021: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 12 APR 2021. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS-MET OR THE MEETING IS CANCELLED. THANK YOU. | Non-Voting | ||||||||||||
| BITTIUM CORPORATION | ||||||||||||||
| Security | X0743D107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | FI0009007264 | Agenda | 713605016 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
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| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | CALLING THE MEETING TO ORDER: THE CHAIR OF THE GENERAL MEETING WILL BE MANNE- AIRAKSINEN, ATTORNEY-AT-LAW. IN CASE MANNE AIRAKSINEN WOULD NOT BE ABLE TO-ACT AS THE CHAIR OF THE GENERAL MEETING FOR A WEIGHTY REASON, THE BOARD OF-DIRECTORS WILL NAME ANOTHER PERSON IT DEEMS MOST SUITABLE TO ACT AS THE CHAIR | Non-Voting | ||||||||||||
| 3 | ELECTION OF THE PERSON TO SCRUTINIZE THE MINUTES AND TO VERIFY THE COUNTING-OF VOTES: THE PERSON TO SCRUTINIZE THE MINUTES AND TO VERIFY THE COUNTING OF-VOTES WILL BE MATIAS OIKARINEN, LL.M. IN CASE MATIAS OIKARINEN WOULD NOT BE-ABLE TO ACT AS THE PERSON TO SCRUTINIZE THE MINUTES AND TO VERIFY THE-COUNTING OF VOTES FOR A WEIGHTY REASON, THE BOARD OF DIRECTORS WILL NAME- ANOTHER PERSON IT DEEMS MOST SUITABLE TO ACT IN THAT ROLE | Non-Voting | ||||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE ANNUAL ACCOUNTS AND CONSOLIDATED ANNUAL ACCOUNTS, THE-ANNUAL REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR'S REPORT FOR THE YEAR-2020 | Non-Voting | ||||||||||||
| 7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON DISTRIBUTION OF DIVIDEND: ON DECEMBER 31, 2020, THE PARENT COMPANY'S DISTRIBUTABLE FUNDS AMOUNTED TO APPROXIMATELY EUR 118,979,681.46, OF WHICH APPROXIMATELY EUR 2,220,655.48 IS PROFIT FOR THE FINANCIAL YEAR. THE BOARD OF DIRECTORS PROPOSES TO THE GENERAL MEETING THAT NO DIVIDEND BE DISTRIBUTED BY THE GENERAL MEETING BASED ON THE ADOPTED BALANCE SHEET FOR THE FINANCIAL PERIOD OF JANUARY 1, 2020- DECEMBER 31, 2020. AS THE BOARD OF DIRECTORS HAS PROPOSED THAT NO DIVIDEND BE DECIDED BY THE GENERAL MEETING, THE SHAREHOLDERS HAVE THE RIGHT TO DEMAND MINORITY DIVIDEND PURSUANT TO CHAPTER 13 SECTION 7 OF THE FINNISH LIMITED LIABILITY COMPANIES ACT. THE MINORITY DIVIDEND MUST BE DISTRIBUTED, IF A DEMAND TO THIS EFFECT IS MADE BY SHAREHOLDERS WHO HAVE AT LEAST ONE TENTH OF ALL SHARES. THE AMOUNT OF MINORITY DIVIDEND IS EUR 1,110,327.74 WHICH CORRESPONDS TO HALF OF THE PROFIT FOR THE FINANCIAL YEAR. A SHAREHOLDER DEMANDING MINORITY DIVIDEND MAY VOTE FOR THE MINORITY DIVIDEND THROUGH ADVANCE VOTING, AND NO SEPARATE DEMAND | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 10 | HANDLING OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | No Action | |||||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS: THE THREE LARGEST SHAREHOLDERS WHO REPRESENT APPROXIMATELY 12.83 PER CENT OF THE SHARES IN THE COMPANY PROPOSE TO THE GENERAL MEETING THAT TO THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BE PAID THE FOLLOWING MONTHLY REMUNERATION FOR THE TERM OF OFFICE ENDING AT THE END OF THE NEXT ANNUAL GENERAL MEETING: TO THE CHAIRMAN OF THE BOARD OF DIRECTORS EUR 3,150 AND TO THE OTHER MEMBERS OF THE BOARD OF DIRECTORS EUR 1,800 EACH. IN | Shareholder | No Action | |||||||||||
| ADDITION, THE MEMBERS OF THE BOARD OF DIRECTORS ARE ENTITLED TO COMPENSATION FOR ATTENDING BOARD MEETINGS AS FOLLOWS: THE CHAIRMAN OF THE BOARD EUR 875 FOR EACH MEETING AND OTHER MEMBERS EUR 500 FOR EACH MEETING. IN ADDITION, THE MEMBERS OF THE BOARD OF DIRECTORS ARE ENTITLED TO COMPENSATION FOR ATTENDING COMMITTEE MEETINGS AS FOLLOWS: THE CHAIRMAN OF THE COMMITTEE EUR 600 FOR EACH MEETING AND OTHER COMMITTEE MEMBERS EUR 400 FOR EACH MEETING. THE ABOVE-MENTIONED SHAREHOLDERS PROPOSE THAT 50 PER CENT OF THE TOTAL AMOUNT OF THE MONTHLY REMUNERATION OF THE MEMBERS OF THE BOARD | ||||||||||||||
| 12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: THE THREE LARGEST SHAREHOLDERS WHO REPRESENT APPROXIMATELY 12.83 PER CENT OF THE SHARES IN THE COMPANY PROPOSE TO THE GENERAL MEETING THAT THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS SHALL BE SIX | Shareholder | No Action | |||||||||||
| 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: THE THREE LARGEST SHAREHOLDERS WHO REPRESENT APPROXIMATELY 12.83 PER CENT OF THE SHARES IN THE COMPANY PROPOSE TO THE GENERAL MEETING THAT FOR A TERM OF OFFICE ENDING AT THE END OF THE NEXT ANNUAL GENERAL MEETING FOLLOWING THE ELECTION, MR. ERKKI VEIKKOLAINEN, MS. RIITTA TIURANIEMI, MR. VELI-PEKKA PALORANTA AND MR. PEKKA KEMPPAINEN BE RE-ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS AND MR. PETRI TOLJAMO AND MR. TIMO HILDEN BE ELECTED AS NEW MEMBERS OF THE BOARD OF DIRECTORS. ALL CANDIDATES AND THE EVALUATION REGARDING THEIR INDEPENDENCE HAVE BEEN PRESENTED ON THE COMPANY'S WEBSITE. THE CVS OF PETRI TOLJAMO AND MR. TIMO HILDEN ARE ATTACHED TO THIS NOTICE. ALL CANDIDATES HAVE GIVEN THEIR CONSENT TO THE ELECTION. CURRENT MEMBERS OF THE BOARD MR. JUHA PUTKIRANTA AND MR. SEPPO M KINEN HAVE STATED TO THE ABOVE MENTIONED THREE LARGEST SHAREHOLDERS THAT THEY WILL NO LONGER BE AVAILABLE FOR ELECTION AS MEMBERS OF THE BOARD OF DIRECTORS | Shareholder | No Action | |||||||||||
| 14 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||||
| 15 | ELECTION OF AUDITOR: BASED ON THE PROPOSAL OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, THE BOARD OF DIRECTORS PROPOSES THAT ERNST & YOUNG LTD, AUTHORIZED PUBLIC ACCOUNTANTS, BE RE- ELECTED AUDITOR OF THE COMPANY FOR A TERM OF OFFICE ENDING AT THE END OF THE NEXT ANNUAL GENERAL MEETING. ERNST & YOUNG LTD HAS NOTIFIED THAT MR. JARI KARPPINEN, APA, WOULD ACT AS RESPONSIBLE AUDITOR | Management | No Action | |||||||||||
| 16 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF OWN SHARES | Management | No Action | |||||||||||
| 17 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Management | No Action | |||||||||||
| 18 | DECISION MAKING ORDER | Non-Voting | ||||||||||||
| 19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | 17 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 17 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| SMART EYE AB | ||||||||||||||
| Security | W8T99D100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | SE0009268279 | Agenda | 713732584 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 528762 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 3.1 | DESIGNATE LINDA JOFELT AS INSPECTOR OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 3.2 | DESIGNATE PER SORNER AS INSPECTOR OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 4 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS RECEIVE PRESIDENT'S REPORT | Non-Voting | ||||||||||||
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 7.B | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
| 7.C.1 | APPROVE DISCHARGE OF BOARD CHAIRMAN ANDERS JOFELT | Management | No Action | |||||||||||
| 7.C.2 | APPROVE DISCHARGE OF BOARD VICE CHAIRMAN MATS KRANTZ | Management | No Action | |||||||||||
| 7.C.3 | APPROVE DISCHARGE OF BOARD MEMBER MAGNUS JONSSON | Management | No Action | |||||||||||
| 7.C.4 | APPROVE DISCHARGE OF BOARD MEMBER LARS OLOFSSON | Management | No Action | |||||||||||
| 7.C.5 | APPROVE DISCHARGE OF BOARD MEMBER EVA ELMSTEDT | Management | No Action | |||||||||||
| 7.C.6 | APPROVE DISCHARGE OF BOARD MEMBER CECILIA WACHTMEISTER | Management | No Action | |||||||||||
| 7.C.7 | APPROVE DISCHARGE OF CEO MARTIN KRANTZ | Management | No Action | |||||||||||
| 8.1 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||||
| 8.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 9.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 450,000 FOR CHAIRMAN, SEK 325,000 FOR VICE CHAIR AND SEK 250,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||||
| 9.2 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 10.1A | REELECT ANDERS JOFELT AS DIRECTOR | Management | No Action | |||||||||||
| 10.1B | REELECT MATS KRANTZ AS DIRECTOR | Management | No Action | |||||||||||
| 10.1C | REELECT MAGNUS JONSSON AS DIRECTOR | Management | No Action | |||||||||||
| 10.1D | REELECT LARS OLOFSSON AS DIRECTOR | Management | No Action | |||||||||||
| 10.1E | REELECT EVA ELMSTEDT AS DIRECTOR | Management | No Action | |||||||||||
| 10.1F | REELECT CECILIA WACHTMEISTER AS DIRECTOR | Management | No Action | |||||||||||
| 10.2 | REELECT ANDERS JOFELT AS BOARD CHAIRMAN | Management | No Action | |||||||||||
| 10.3 | RATIFY DELOITTE AS AUDITORS | Management | No Action | |||||||||||
| 11 | AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Management | No Action | |||||||||||
| 12 | AMEND ARTICLES RE PROXIES AND POSTAL BALLOTS | Management | No Action | |||||||||||
| 13 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 14 | APPROVE STOCK OPTION PLAN LTIP2021 FOR KEY EMPLOYEES | Management | No Action | |||||||||||
| 15 | CLOSE MEETING | Non-Voting | ||||||||||||
| THE MONARCH CEMENT COMPANY | ||||||||||||||
| Security | 609031307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCEM | Meeting Date | 14-Apr-2021 | |||||||||||
| ISIN | US6090313072 | Agenda | 935355998 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | BYRON J. RADCLIFF | For | For | |||||||||||
| 2 | MICHAEL R. WACHTER | For | For | |||||||||||
| 3 | WALTER H. WULF, JR. | For | For | |||||||||||
| 4 | WALTER H. WULF, III | For | For | |||||||||||
| ASSETCO PLC | ||||||||||||||
| Security | G0548C113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | GB00B42VYZ16 | Agenda | 713688096 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | THAT THE COMPANY'S AUDITED ACCOUNTS FOR THE 12 MONTH PERIOD ENDED 30 SEPTEMBER 2020, TOGETHER WITH THE DIRECTORS' REPORT, THE STRATEGIC REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, EACH LAID BEFORE THE MEETING, BE RECEIVED | Management | For | For | ||||||||||
| 2 | THAT TUDOR DAVIES, A DIRECTOR RETIRING BY ROTATION PURSUANT TO ARTICLE 63 OF THE COMPANY'S ARTICLES OF ASSOCIATION, BE RE- APPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 3 | THAT PETER MCKELLAR BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY, HAVING BEEN APPOINTED SINCE THE DATE OF THE LAST ANNUAL GENERAL MEETING | Management | Abstain | Against | ||||||||||
| 4 | THAT MARTIN GILBERT BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY, HAVING BEEN APPOINTED SINCE THE DATE OF THE LAST ANNUAL GENERAL MEETING | Management | Abstain | Against | ||||||||||
| 5 | THAT PRICEWATERHOUSECOOPERS LLP BE RE- APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
| 6 | THAT THE REMUNERATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY BE DETERMINED BY THE DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
| CMMT | 16 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| ASSETCO PLC | ||||||||||||||
| Security | G0548C113 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | GB00B42VYZ16 | Agenda | 713734235 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | TO APPROVE THE NEW STRATEGY | Management | For | For | ||||||||||
| 2 | TO AUTHORISE THE DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES AND TO EXERCISE ANY POWER OF THE COMPANY TO ALLOT ORDINARY SHARES IN THE CAPITAL OF THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO ORDINARY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP653,294 | Management | Abstain | Against | ||||||||||
| 3 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF THE ALLOTMENT OF ORDINARY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP653,294 | Management | Abstain | Against | ||||||||||
| 4 | TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Abstain | Against | ||||||||||
| 5 | TO APPROVE THE KEY TERMS OF THE LTIP AND TO AUTHORISE THE DIRECTORS TO DO ALL SUCH ACTS AND THINGS THEY CONSIDER APPROPRIATE TO IMPLEMENT THE LTIP | Management | Abstain | Against | ||||||||||
| DMY TECHNOLOGY GROUP, INC. II | ||||||||||||||
| Security | 233277102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | DMYD | Meeting Date | 16-Apr-2021 | |||||||||||
| ISIN | US2332771029 | Agenda | 935374556 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | The Business Combination Proposal - To approve and adopt the Business Combination Agreement dated as of October 27, 2020, by and among dMY Technology Group, Inc. II ("dMY"), Maven TopCo Limited ("TopCo"), Maven Midco Limited ("MidCo"), Galileo NewCo Limited ("NewCo"), Genius Merger Sub, Inc. ("Merger Sub") and dMY Sponsor II, LLC (the "Sponsor"). Please see proxy statement for full proposal language | Management | For | For | ||||||||||
| 2. | the Adjournment Proposal - to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. | Management | For | For | ||||||||||
| ASETEK A/S | ||||||||||||||
| Security | K0R717107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | DK0060477263 | Agenda | 713746773 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | RECEIVE REPORT OF BOARD | Non-Voting | ||||||||||||
| 2A | RECEIVE NOMINATION COMMITTEE'S REPORT | Non-Voting | ||||||||||||
| 2B | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||||
| 3 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 4 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| 5 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | No Action | |||||||||||
| 6A | REELECT JUKKA PERTOLA AS DIRECTOR | Management | No Action | |||||||||||
| 6B | REELECT JORGEN SMIDT AS DIRECTOR | Management | No Action | |||||||||||
| 6C | REELECT MARIA HJORTH AS DIRECTOR | Management | No Action | |||||||||||
| 6D | REELECT ERIK DAMSGAARD AS DIRECTOR | Management | No Action | |||||||||||
| 7A | REELECT IB SONDERBY AS MEMBER OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 7B | REELECT CLAUS MOLLER AS MEMBER OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 7C | REELECT JUKKA PERTOLA AS MEMBER OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 8 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Management | No Action | |||||||||||
| 9A | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||||
| 9B | APPROVE GUIDELINES FOR INCENTIVE-BASED COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD | Management | No Action | |||||||||||
| 10 | AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH DANISH AUTHORITIES | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 6A TO 6D, 7A TO 7C AND 8. THANK YOU. | Non-Voting | ||||||||||||
| CONSOLIDATED COMMUNICATIONS HLDGS, INC. | ||||||||||||||
| Security | 209034107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNSL | Meeting Date | 26-Apr-2021 | |||||||||||
| ISIN | US2090341072 | Agenda | 935344426 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David G. Fuller | For | For | |||||||||||
| 2. | Approval of Ernst & Young LLP, as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock to 150,000,000 shares. | Management | For | For | ||||||||||
| 5. | Approval of an amendment to our Certificate of Incorporation to eliminate our classified Board structure. | Management | For | For | ||||||||||
| 6. | Approval of the issuance to Searchlight Capital Partners of additional shares of our common stock equal to 20% or more of the Company's outstanding common stock. | Management | For | For | ||||||||||
| 7. | Approval of a share increase under the Consolidated Communications Holdings, Inc. Long - Term Incentive Plan, as amended. | Management | For | For | ||||||||||
| ASTEC INDUSTRIES, INC. | ||||||||||||||
| Security | 046224101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASTE | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US0462241011 | Agenda | 935348258 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James B. Baker | For | For | |||||||||||
| 2 | Glen E. Tellock | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the Compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To approve the Company's 2021 Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. | Management | For | For | ||||||||||
| EWORK GROUP AB | ||||||||||||||
| Security | W3287L106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | SE0002402701 | Agenda | 713728585 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 6 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
| 7 | RECEIVE PRESIDENT'S REPORT | Non-Voting | ||||||||||||
| 8 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 9.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 9.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 4.50 PER SHARE | Management | No Action | |||||||||||
| 9.C | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||||
| 10 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 324,000 FOR CHAIRMAN AND SEK 162,000 FOR OTHER DIRECTORS APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 12 | REELECT STAFFAN SALEN (CHAIRPERSON), MAGNUS BERGLIND, DANBERLIN, MERNOSH SAATCHI, JOHANQVIBERG, FRIDA WESTERBERG AND ERIKAFORS AS DIRECTORS | Management | No Action | |||||||||||
| 13 | RATIFY KPMG AS AUDITORS | Management | No Action | |||||||||||
| 14 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 15 | AMEND ARTICLES RE PROXIES AND POSTAL BALLOTS | Management | No Action | |||||||||||
| 16 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| IRRAS AB | ||||||||||||||
| Security | W5169F115 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | SE0008321202 | Agenda | 713817027 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 528772 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING: JORGEN S. AXELSSON | Non-Voting | ||||||||||||
| 2 | ELECTION OF AT LEAST ONE PERSON TO CERTIFY THE MINUTES: CARL-OLOF LINDHOLM- (REPRESENTING JENZ HAMRINS STIFTELSE)AND LOVISA HAMRIN | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 5 | ESTABLISHMENT OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||||
| 7 | RESOLUTION REGARDING ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 8 | RESOLUTION REGARDING APPROPRIATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE NOT TO DISTRIBUTE ANY DIVIDENDS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 9.1 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: MARIOS FOTIADIS | Management | No Action | |||||||||||
| 9.2 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: ANDERS P. WIKLUND | Management | No Action | |||||||||||
| 9.3 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: CATHERINE GILMORE-LAWLESS | Management | No Action | |||||||||||
| 9.4 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: EVA NILSAGARD | Management | No Action | |||||||||||
| 9.5 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: ANITA TOLLSTADIUS | Management | No Action | |||||||||||
| 9.6 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: KLEANTHIS G. XANTHOPOULOS | Management | No Action | |||||||||||
| 9.7 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR: KLEANTHIS G. XANTHOPOULOS AS CEO | Management | No Action | |||||||||||
| 10.1 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD OF DIRECTORS SHALL CONSIST OF FIVE BOARD MEMBERS ELECTED BY THE GENERAL MEETING | Management | No Action | |||||||||||
| 10.2 | DETERMINATION OF THE NUMBER OF AUDITORS: THE NOMINATION COMMITTEE ALSO PROPOSES THAT THE COMPANY SHALL HAVE ONE REGISTERED AUDITING COMPANY AS AUDITOR | Management | No Action | |||||||||||
| 11.1 | DETERMINATION OF FEES FOR THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES THAT THE TOTAL REMUNERATION FOR THE BOARD OF DIRECTORS SHALL AMOUNT TO SEK 1,786,000 OF WHICH SEK 540,000 SHALL BE PAID TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND SEK 265,000 SHALL BE PAID TO EACH OF THE OTHER BOARD MEMBERS ELECTED BY THE GENERAL MEETING AND WHO ARE NOT EMPLOYEES OF THE GROUP. BOARD MEMBERS WHO ARE RESIDENTS IN THE UNITIED STATES SHALL BE PAID AN ADDITIONAL AMOUNT OF SEK 106,000. FOR WORK IN THE AUDIT COMMITTEE, THE NOMINATION COMMITTEE PROPOSES THAT, THE REMUNERATION SHALL BE PAID BY SEK 130,000 TO THE CHAIRMAN OF THE COMMITTEE AND 65,000 TO EACH OF THE OTHER MEMBERS OF THE COMMITTEE. FOR WORK IN THE REMUNERATION COMMITTEE, THE NOMINATION COMMITTEE PROPOSES THAT, THE REMUNERATION SHALL BE PAID BY SEK 100,000 TO THE CHAIRMAN OF THE COMMITTEE AND 50,000 TO EACH OF THE OTHER MEMBERS OF THE COMMITTEE. NO EXTRA COMPENSATION WILL BE PAID FOR TAKING PART IN OTHER COMMITTEES. THE TOTAL REMUNERATION ON A TOTAL OF SEK 1,786,000 AS STATED ABOVE REQUIRES THAT THE AUDIT COMMITTEE CONSISTS OF TWO MEMBERS AND THAT THE RENUMERATION COMMITTEE CONSISTS OF TWO MEMBERS | Management | No Action | |||||||||||
| 11.2 | DETERMINATION OF FEES FOR THE AUDITORS: THE NOMINATION COMMITTEE PROPOSES THAT THE REMUNERATION FOR THE AUDITORS SHALL BE PAID IN ACCORDANCE WITH APPROVED INVOICES | Management | No Action | |||||||||||
| 12.1 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF MARIOS FOTIADIS | Management | No Action | |||||||||||
| 12.2 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF CATHERINE GILMORE-LAWLESS | Management | No Action | |||||||||||
| 12.3 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF EVA NILSAGARD | Management | No Action | |||||||||||
| 12.4 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF ANITA TOLLSTADIUS | Management | No Action | |||||||||||
| 12.5 | ELECTION OF THE BOARD OF DIRECTOR: RE- ELECTION OF KLEANTHIS G. XANTHOPOULOS | Management | No Action | |||||||||||
| 12.6 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: RE-ELECTION OF MARIOS FOTIADIS AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
| 13 | ELECTION OF AUDITOR: RE-ELECTION OF KPMG AB | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 15 | RESOLUTION TO IMPLEMENT AN INCENTIVE SCHEME 2021 (LTIP 2021) | Management | No Action | |||||||||||
| 16 | RESOLUTION IN RESPECT OF AUTHORISATION FOR THE BOARD TO ISSUE SHARES, WARRANTS AND/OR CONVERTIBLE BONDS | Management | No Action | |||||||||||
| CMMT | 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 14 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 547348, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 14 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| THE EASTERN COMPANY | ||||||||||||||
| Security | 276317104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EML | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US2763171046 | Agenda | 935353069 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Fredrick D. DiSanto | For | For | |||||||||||
| 2 | John W. Everets | For | For | |||||||||||
| 3 | Charles W. Henry | For | For | |||||||||||
| 4 | Michael A. McManus, Jr. | For | For | |||||||||||
| 5 | James A. Mitarotonda | For | For | |||||||||||
| 6 | Peggy B. Scott | For | For | |||||||||||
| 7 | August M. Vlak | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2021. | Management | For | For | ||||||||||
| DOVER MOTORSPORTS, INC. | ||||||||||||||
| Security | 260174107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DVD | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US2601741075 | Agenda | 935379099 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Henry B. Tippie | Withheld | Against | |||||||||||
| AVIO S.P.A. | ||||||||||||||
| Security | T0R27R125 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | IT0005119810 | Agenda | 713738978 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1.1 | BALANCE SHEET AS OF 31 DECEMBER 2020: TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS | Management | No Action | |||||||||||
| O.1.2 | BALANCE SHEET AS OF 31 DECEMBER 2020: NET INCOME ALLOCATION. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.2.1 | REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE ART. 123-TER, ITEMS 3-BIS AND 6 OF THE LEGISLATIVE DECREE NO. 58/98: SECTION I: REWARDING POLICY REPORT. BINDING RESOLUTION | Management | No Action | |||||||||||
| O.2.2 | REWARDING POLICY AND EMOLUMENTS PAID REPORT ACCORDING TO THE ART. 123-TER, ITEMS 3-BIS AND 6 OF THE LEGISLATIVE DECREE NO. 58/98: SECTION II: EMOLUMENTS PAID REPORT. NON-BINDING RESOLUTION | Management | No Action | |||||||||||
| O.3 | TO APPROVE THE AUTHORIZATION TO PURCHASE OWN SHARES ACCORDING TO THE ART. 2357 OF THE CIVIL CODE | Management | No Action | |||||||||||
| CMMT | 1 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 01 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| GAM HOLDING AG | ||||||||||||||
| Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | CH0102659627 | Agenda | 713837827 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | ELECTION OF AD HOC CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||||
| 2.1 | APPROVAL OF MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020, NOTICE OF THE REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||
| 2.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | For | For | ||||||||||
| 3 | APPROPRIATION OF FINANCIAL RESULT | Management | For | For | ||||||||||
| 4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | For | For | ||||||||||
| 5.1 | RE-ELECTION OF MR DAVID JACOB AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.2 | RE-ELECTION OF MS KATIA COUDRAY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.3 | RE-ELECTION OF MS JACQUI IRVINE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.4 | RE-ELECTION OF MS MONIKA MACHON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.5 | RE-ELECTION OF MR BENJAMIN MEULI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.6 | RE-ELECTION OF MS NANCY MISTRETTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.7 | RE-ELECTION OF MR THOMAS SCHNEIDER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.1 | RE-ELECTION OF MS KATIA COUDRAY TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.2 | RE-ELECTION OF MS JACQUI IRVINE TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.3 | RE-ELECTION OF MS NANCY MISTRETTA TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 7.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 7.2 | APPROVAL OF THE FIXED COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2021 FINANCIAL YEAR | Management | For | For | ||||||||||
| 8 | RE-ELECTION OF THE STATUTORY AUDITORS: KPMG AG, ZURICH | Management | For | For | ||||||||||
| 9 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR TOBIAS ROHNER, ATTORNEY AT LAW, HOLBEINSTRASSE 30, 8034 ZURICH | Management | For | For | ||||||||||
| 10 | EXTENSION OF AUTHORIZED CAPITAL | Management | For | For | ||||||||||
| COREM PROPERTY GROUP AB | ||||||||||||||
| Security | W2R19Q152 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | SE0010714287 | Agenda | 713900656 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 528773 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | ELECT CHAIRMAN OF MEETING: PATRIK ESSEHORN | Non-Voting | ||||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 3 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING: MIA ARNHULT, SOFIA AULIN | Non-Voting | ||||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 0.65 PER ORDINARY SHARE OF CLASS A AND CLASS B, AND SEK 20.00 PER PREFERENCE SHARE | Management | No Action | |||||||||||
| 7.C.I | APPROVE DISCHARGE OF BOARD AND PRESIDENT: PATRIK ESSEHORN | Management | No Action | |||||||||||
| 7.CII | APPROVE DISCHARGE OF BOARD AND PRESIDENT: CHRISTINA TILLMAN | Management | No Action | |||||||||||
| 7CIII | APPROVE DISCHARGE OF BOARD AND PRESIDENT: FREDRIK RAPP | Management | No Action | |||||||||||
| 7.CIV | APPROVE DISCHARGE OF BOARD AND PRESIDENT: RUTGER ARNHULT | Management | No Action | |||||||||||
| 7.C.V | APPROVE DISCHARGE OF BOARD AND PRESIDENT: KATARINA KLINGSPOR | Management | No Action | |||||||||||
| 7.CVI | APPROVE DISCHARGE OF BOARD AND PRESIDENT: MAGNUS UGGLA | Management | No Action | |||||||||||
| 7CVII | APPROVE DISCHARGE OF BOARD AND PRESIDENT: EVA LANDEN | Management | No Action | |||||||||||
| 7.D | APPROVE RECORD DATES FOR DIVIDEND PAYMENT | Management | No Action | |||||||||||
| 8.1 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||||
| 8.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 9.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 320,000 TO CHAIRMAN AND SEK 180,000 TO OTHER DIRECTORS | Management | No Action | |||||||||||
| 9.2 | APPROVE REMUNERATION OF AUDITOR | Management | No Action | |||||||||||
| 10.1 | REELECT PATRIK ESSEHORN | Management | No Action | |||||||||||
| 10.2 | REELECT CHRISTINA TILLMAN | Management | No Action | |||||||||||
| 10.3 | REELECT FREDRIK RAPP | Management | No Action | |||||||||||
| 10.4 | REELECT KATARINA KLINGSPOR | Management | No Action | |||||||||||
| 10.5 | REELECT MAGNUS UGGLA | Management | No Action | |||||||||||
| 10.6 | REELECT PATRIK ESSEHORN (CHAIR) | Management | No Action | |||||||||||
| 10.7 | RATIFY ERNST YOUNG AS AUDITORS | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 12 | AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF THREE OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Management | No Action | |||||||||||
| 13.A | AMEND ARTICLES RE EQUITY RELATED | Management | No Action | |||||||||||
| 13.B | AMEND ARTICLES RE DEPUTY BOARD MEMBERS EDITORIAL CHANGES | Management | No Action | |||||||||||
| 14 | APPROVE ISSUANCE OF SHARES FOR A PRIVATE PLACEMENT TO KLOVERN AB | Management | No Action | |||||||||||
| 15 | APPROVE SEK 7.2 MILLION REDUCTION IN SHARE CAPITAL VIA PREFERENCE SHARE CANCELLATION APPROVE ISSUANCE OF SEK 8.1 MILLION COMMON CLASS D SHARES AS PAYMENT (REDEMPTION OFFER) | Management | No Action | |||||||||||
| 16 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 17 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 18 | AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH SWEDISH AUTHORITIES | Management | No Action | |||||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYE | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US6284641098 | Agenda | 935349539 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | YVETTE DAPREMONT BRIGHT | For | For | |||||||||||
| 2 | SARAH R. COFFIN | For | For | |||||||||||
| 3 | RONALD M. DE FEO | For | For | |||||||||||
| 4 | WILLIAM A. FOLEY | For | For | |||||||||||
| 5 | JEFFREY KRAMER | For | For | |||||||||||
| 6 | F. JACK LIEBAU, JR. | For | For | |||||||||||
| 7 | BRUCE M. LISMAN | For | For | |||||||||||
| 8 | LORI LUTEY | For | For | |||||||||||
| 9 | MICHAEL MCGAUGH | For | For | |||||||||||
| 10 | WILLIAM SANDBROOK | Withheld | Against | |||||||||||
| 11 | ROBERT A. STEFANKO | For | For | |||||||||||
| 2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | For | For | ||||||||||
| 3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | For | For | ||||||||||
| 4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| A10 NETWORKS, INC. | ||||||||||||||
| Security | 002121101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATEN | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US0021211018 | Agenda | 935349969 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director to serve until the 2022 annual meeting of stockholder: Tor R. Braham. (Abstain vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1B. | Election of Director to serve until the 2022 annual meeting of stockholder: Peter Y. Chung. (Abstain vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1C. | Election of Director to serve until the 2022 annual meeting of stockholder: Mary Dotz. (Abstain vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1D. | Election of Director to serve until the 2022 annual meeting of stockholder: Eric Singer. (Abstain vote is treated as a Withhold) | Management | For | For | ||||||||||
| 1E. | Election of Director to serve until the 2022 annual meeting of stockholder: Dhrupad Trivedi. (Abstain vote is treated as a Withhold) | Management | For | For | ||||||||||
| 2. | To approve, on an advisory and non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Armanino LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| CANFOR CORPORATION | ||||||||||||||
| Security | 137576104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CFPZF | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | CA1375761048 | Agenda | 935376473 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | Set the number of Directors at twelve | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | Conrad A. Pinette | For | For | |||||||||||
| 2 | Glen D. Clark | For | For | |||||||||||
| 3 | Ross S. Smith | For | For | |||||||||||
| 4 | William W. Stinson | For | For | |||||||||||
| 5 | F.T. Stimpson III | For | For | |||||||||||
| 6 | Dieter W. Jentsch | For | For | |||||||||||
| 7 | Dianne L. Watts | For | For | |||||||||||
| 8 | Ryan Barrington-Foote | For | For | |||||||||||
| 9 | John R. Baird | For | For | |||||||||||
| 10 | M. Dallas H. Ross | For | For | |||||||||||
| 11 | Anders Ohlner | For | For | |||||||||||
| 12 | Donald B. Kayne | For | For | |||||||||||
| 3 | Appointment of KPMG LLP, Chartered Accountants, as auditors. | Management | For | For | ||||||||||
| DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
| Security | 253651103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DBD | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US2536511031 | Agenda | 935346343 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||||
| 1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||||
| 1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
| 1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||||
| 1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||||
| 1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
| 1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||||
| 1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||||
| 1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
| 1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | ||||||||||
| INTRICON CORPORATION | ||||||||||||||
| Security | 46121H109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IIN | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US46121H1095 | Agenda | 935359287 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Nicholas A. Giordano | For | For | |||||||||||
| 2 | Raymond Huggenberger | For | For | |||||||||||
| 2. | An advisory vote to approve executive compensation, as described in the Proxy Statement, referred to as "say-on- pay." | Management | For | For | ||||||||||
| 3. | To approve an amendment to Intricon Corporation's Amended and Restated 2015 Equity Incentive Plan to, among other matters, increase the number of shares of common stock authorized for issuance under that plan by 500,000 shares, as more fully described in the Proxy Statement. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as Intricon Corporation's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| SURGALIGN HOLDINGS, INC. | ||||||||||||||
| Security | 86882C105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SRGA | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US86882C1053 | Agenda | 935385737 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Sheryl L. Conley | For | For | |||||||||||
| 2 | Paul Lewicki | For | For | |||||||||||
| 3 | Jeffrey C. Lightcap | For | For | |||||||||||
| 4 | Thomas A. McEachin | For | For | |||||||||||
| 5 | Terry M. Rich | For | For | |||||||||||
| 6 | Stuart F. Simpson | For | For | |||||||||||
| 7 | Mark D. Stolper | For | For | |||||||||||
| 8 | Paul G. Thomas | For | For | |||||||||||
| 9 | Nicholas J. Valeriani | For | For | |||||||||||
| 2. | To approve an amendment to Surgalign's Amended and Restated Certificate of Incorporation, as amended, to increase the total number of shares authorized for issuance from 150,000,000 shares of common stock to 300,000,000 shares of common stock. | Management | For | For | ||||||||||
| 3. | To approve and adopt the Surgalign Holdings, Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | To approve and adopt the Surgalign Holdings, Inc. 2021 Incentive Compensation Plan. | Management | For | For | ||||||||||
| 5. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers for 2020, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 6. | To ratify the appointment of Deloitte & Touche LLP as Surgalign's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Abstain | Against | ||||||||||
| MONEYGRAM INTERNATIONAL, INC. | ||||||||||||||
| Security | 60935Y208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGI | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US60935Y2081 | Agenda | 935361460 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Antonio O. Garza | Management | For | For | ||||||||||
| 1B. | Election of Director: Alka Gupta | Management | For | For | ||||||||||
| 1C. | Election of Director: W. Alexander Holmes | Management | For | For | ||||||||||
| 1D. | Election of Director: Francisco Lorca | Management | For | For | ||||||||||
| 1E. | Election of Director: Michael P. Rafferty | Management | For | For | ||||||||||
| 1F. | Election of Director: Julie E. Silcock | Management | For | For | ||||||||||
| 1G. | Election of Director: W. Bruce Turner | Management | For | For | ||||||||||
| 1H. | Election of Director: Peggy Vaughan | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of holding advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| NORDIC ID OYJ | ||||||||||||||
| Security | X5S8VB107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | FI4000327812 | Agenda | 713941044 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||||
| 3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE ANNUAL REPORT AND THE AUDITORS-REPORT FOR THE YEAR 2020 | Non-Voting | ||||||||||||
| 7 | APPROVAL OF THE FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 8 | USE OF THE PROFIT SHOWN IN THE BALANCE SHEET AND DECIDING ON THE PAYMENT OF DIVIDEND | Management | No Action | |||||||||||
| 9 | DISCHARGING THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | No Action | |||||||||||
| 10 | DECIDING THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 11 | DECIDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | ELECTION OF THE MEMBERS OF BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 13 | DECIDING THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||||
| 14 | ELECTION OF THE AUDITOR | Management | No Action | |||||||||||
| 15 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | ||||||||||||
| TREDEGAR CORPORATION | ||||||||||||||
| Security | 894650100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TG | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US8946501009 | Agenda | 935356332 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: George C. Freeman, III | Management | For | For | ||||||||||
| 1.2 | Election of Director: John D. Gottwald | Management | For | For | ||||||||||
| 1.3 | Election of Director: William M. Gottwald | Management | For | For | ||||||||||
| 1.4 | Election of Director: Kenneth R. Newsome | Management | For | For | ||||||||||
| 1.5 | Election of Director: Gregory A. Pratt | Management | For | For | ||||||||||
| 1.6 | Election of Director: Thomas G. Snead, Jr. | Management | For | For | ||||||||||
| 1.7 | Election of Director: John M. Steitz | Management | For | For | ||||||||||
| 1.8 | Election of Director: Carl E. Tack, III | Management | For | For | ||||||||||
| 1.9 | Election of Director: Anne G. Waleski | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of the Vote on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 4. | Approval of the Tredegar Corporation Amended and Restated 2018 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| GT GOLD CORP. | ||||||||||||||
| Security | 36251Y105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | GTGDF | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | CA36251Y1051 | Agenda | 935399635 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | To approve a special resolution, the full text of which is set forth in Appendix "B" to the accompanying management information circular of the Corporation dated April 6, 2021 (the "Circular"), approving a statutory plan of arrangement under Section 288 of the Business Corporations Act (British Columbia) involving the Corporation, Newmont Corporation and 1292373 B.C. Ltd., all as more particularly described in the Circular. | Management | For | For | ||||||||||
| LAWSON PRODUCTS, INC. | ||||||||||||||
| Security | 520776105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LAWS | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US5207761058 | Agenda | 935368010 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Andrew B. Albert | For | For | |||||||||||
| 2 | I. Steven Edelson | For | For | |||||||||||
| 3 | J. Bryan King | For | For | |||||||||||
| 4 | Bianca A. Rhodes | For | For | |||||||||||
| 2. | Ratification of the Appointment of BDO USA, LLP. | Management | For | For | ||||||||||
| 3. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
| INSPIRED ENTERTAINMENT, INC. | ||||||||||||||
| Security | 45782N108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INSE | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US45782N1081 | Agenda | 935403547 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | A. Lorne Weil | For | For | |||||||||||
| 2 | Michael R. Chambrello | For | For | |||||||||||
| 3 | Ira H. Raphaelson | For | For | |||||||||||
| 4 | Desirée G. Rogers | For | For | |||||||||||
| 5 | Steven M. Saferin | For | For | |||||||||||
| 6 | Katja Tautscher | For | For | |||||||||||
| 7 | John M. Vandemore | For | For | |||||||||||
| 2. | To approve the adoption of the Inspired Entertainment, Inc. 2021 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | To ratify the appointment of Marcum LLP as the independent auditor of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| ICT GROUP N.V. | ||||||||||||||
| Security | N43815104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | NL0000359537 | Agenda | 713792667 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540520 DUE TO RECEIPT OF- ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | FINANCIAL STATEMENTS AND REPORT FOR THE 2020 FINANCIAL YEAR | Non-Voting | ||||||||||||
| 2a. | REPORT OF THE EXECUTIVE BOARD ON THE COMPANY'S ACTIVITIES DURING THE 2020- FINANCIAL YEAR | Non-Voting | ||||||||||||
| 2b. | REPORT OF THE SUPERVISORY BOARD ON THE 2020 FINANCIAL YEAR | Non-Voting | ||||||||||||
| 2c. | ADVISORY VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
| 2d. | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 3. | PROPOSAL TO DISTRIBUTE DIVIDENDS | Management | No Action | |||||||||||
| 4. | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR | Management | No Action | |||||||||||
| 5. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR SUPERVISION IN THE PAST FINANCIAL YEAR | Management | No Action | |||||||||||
| 6. | COMPOSITION OF THE SUPERVISORY BOARDS | Non-Voting | ||||||||||||
| 6a. | NOTIFICATION OF ONE VACANT POSITION ON THE SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 6b. | OPPORTUNITY FOR THE GENERAL MEETING TO MAKE RECOMMENDATIONS | Non-Voting | ||||||||||||
| 6c. | NOTIFICATION OF THE SUPERVISORY BOARD OF THE NAME OF THE PERSON NOMINATED FOR- APPOINTMENT | Non-Voting | ||||||||||||
| 6d. | PROPOSAL TO REAPPOINT TH. J. VAN DER RAADT AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7. | REAPPOINTMENT OF THE EXTERNAL AUDITOR TO THE COMPANY | Management | No Action | |||||||||||
| 8. | AUTHORISATION OF THE EXECUTIVE BOARD TO PURCHASE SHARES IN THE COMPANY'S OWN CAPITAL | Management | No Action | |||||||||||
| 9. | DESIGNATION OF THE BOARD OF DIRECTORS AS THE BODY AUTHORISED TO ISSUE-ORDINARY SHARES OR TO ALLOCATE RIGHTS TO ACQUIRE ORDINARY SHARES, AS WELL AS-TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS | Non-Voting | ||||||||||||
| 9a. | DESIGNATION TO ISSUE ORDINARY SHARES OR TO ALLOCATE RIGHTS TO ACQUIRE ORDINARY SHARES (20%) | Management | No Action | |||||||||||
| 9b. | DESIGNATION TO RESTRICT OR EXCLUDE PRE- EMPTIVE RIGHTS (10%) | Management | No Action | |||||||||||
| 10. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 11. | ADJOURNMENT | Non-Voting | ||||||||||||
| CMMT | 29 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 544944,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| UNI-SELECT INC. | ||||||||||||||
| Security | 90457D100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UNIEF | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | CA90457D1006 | Agenda | 935388959 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Michelle Cormier | For | For | |||||||||||
| 2 | Martin Garand | For | For | |||||||||||
| 3 | Stéphane Gonthier | For | For | |||||||||||
| 4 | Matthew B. Kunica | For | For | |||||||||||
| 5 | Chantel E. Lenard | For | For | |||||||||||
| 6 | Brian McManus | For | For | |||||||||||
| 7 | Frederick J. Mifflin | For | For | |||||||||||
| 8 | Pierre A. Raymond | For | For | |||||||||||
| 9 | David G. Samuel | For | For | |||||||||||
| 10 | Brent Windom | For | For | |||||||||||
| 2 | Appointment of Ernst & Young LLP as auditor and authorization of the Board of Directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | Consideration of an advisory (non-binding) resolution on executive compensation. | Management | For | For | ||||||||||
| TEAM, INC. | ||||||||||||||
| Security | 878155100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TISI | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US8781551002 | Agenda | 935400793 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Amerino Gatti | For | For | |||||||||||
| 2 | Brian K. Ferraioli | For | For | |||||||||||
| 3 | Michael A. Lucas | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||||||||
| 4. | Approval of an amendment and restatement to the Team, Inc. 2018 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| CORE MOLDING TECHNOLOGIES, INC. | ||||||||||||||
| Security | 218683100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMT | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US2186831002 | Agenda | 935401567 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David L. Duvall | For | For | |||||||||||
| 2 | Thomas R. Cellitti | For | For | |||||||||||
| 3 | James F. Crowley | For | For | |||||||||||
| 4 | Ralph O. Hellmold | For | For | |||||||||||
| 5 | Matthew E. Jauchius | For | For | |||||||||||
| 6 | Sandra L. Kowaleski | For | For | |||||||||||
| 7 | Andrew O. Smith | For | For | |||||||||||
| 2. | To approve the Long-Term Equity Incentive Plan of Core Molding Technologies, Inc. | Management | For | For | ||||||||||
| 3. | An advisory vote on the compensation of the named executive officers. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Crowe, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
| TRECORA RESOURCES | ||||||||||||||
| Security | 894648104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TREC | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US8946481046 | Agenda | 935391259 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1.1 | ELECTION OF DIRECTOR: GARY K. ADAMS | Management | For | For | ||||||||||
| 1.2 | ELECTION OF DIRECTOR: PAMELA R. BUTCHER | Management | For | For | ||||||||||
| 1.3 | ELECTION OF DIRECTOR: NICHOLAS N. CARTER | Management | For | For | ||||||||||
| 1.4 | ELECTION OF DIRECTOR: ADAM C. PEAKES | Management | For | For | ||||||||||
| 1.5 | ELECTION OF DIRECTOR: PATRICK D. QUARLES | Management | For | For | ||||||||||
| 1.6 | ELECTION OF DIRECTOR: JANET S. ROEMER | Management | For | For | ||||||||||
| 1.7 | ELECTION OF DIRECTOR: KAREN A. TWITCHELL | Management | For | For | ||||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 4. | APPROVAL AND ADOPTION OF AN AMENDMENT TO THE TRECORA RESOURCES STOCK AND INCENTIVE PLAN. | Management | For | For | ||||||||||
| PACIFIC ONLINE LTD | ||||||||||||||
| Security | G9684P101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-May-2021 | ||||||||||||
| ISIN | KYG9684P1019 | Agenda | 713910950 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0415/2021041500808.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0415/2021041500788.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO CONSIDER AND RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF RMB13.00 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 3 | TO RE-ELECT MR. HO KAM WAH AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 4 | TO RE-ELECT MR. TSUI YIU WA, ALEC AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Abstain | Against | ||||||||||
| 5 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||
| 6 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX AUDITOR'S REMUNERATION | Management | For | For | ||||||||||
| 7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO PURCHASE THE COMPANY'S SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Abstain | Against | ||||||||||
| 9 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS NOS. 7 AND 8, TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY BY THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | Abstain | Against | ||||||||||
| OPTION CARE HEALTH, INC. | ||||||||||||||
| Security | 68404L201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OPCH | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US68404L2016 | Agenda | 935367157 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John J. Arlotta | For | For | |||||||||||
| 2 | Elizabeth Q. Betten | For | For | |||||||||||
| 3 | David W. Golding | For | For | |||||||||||
| 4 | Harry M.J. Kraemer, Jr. | For | For | |||||||||||
| 5 | Alan Nielsen | For | For | |||||||||||
| 6 | R. Carter Pate | For | For | |||||||||||
| 7 | John C. Rademacher | For | For | |||||||||||
| 8 | Nitin Sahney | For | For | |||||||||||
| 9 | Timothy Sullivan | For | For | |||||||||||
| 10 | Mark Vainisi | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, our executive compensation. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Option Care Health, Inc. 2018 Equity Incentive Plan for the reservation of an additional 5,000,000 shares of Common Stock for future issuance under such plan. | Management | For | For | ||||||||||
| FULL HOUSE RESORTS, INC. | ||||||||||||||
| Security | 359678109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLL | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US3596781092 | Agenda | 935404828 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Kenneth R. Adams | Management | For | For | ||||||||||
| 1B. | Election of Director: Carl G. Braunlich | Management | For | For | ||||||||||
| 1C. | Election of Director: Lewis A. Fanger | Management | For | For | ||||||||||
| 1D. | Election of Director: Eric J. Green | Management | For | For | ||||||||||
| 1E. | Election of Director: Michael A. Hartmeier | Management | For | For | ||||||||||
| 1F. | Election of Director: Daniel R. Lee | Management | For | For | ||||||||||
| 1G. | Election of Director: Kathleen Marshall | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael P. Shaunnessy | Management | For | For | ||||||||||
| 2. | Approval of an amendment to our 2015 Equity Incentive Plan (the "2015 Plan") to increase the number of shares available for issuance under the 2015 Plan. | Management | Abstain | Against | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| PLAYMATES HOLDINGS LTD | ||||||||||||||
| Security | G7130P220 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||
| ISIN | BMG7130P2206 | Agenda | 713725212 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0324/2021032400566.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0324/2021032400582.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2.A.I | TO RE-ELECT THE RETIRING DIRECTOR OF THE COMPANY, INCLUDING: MR. CHENG BING KIN, ALAIN | Management | For | For | ||||||||||
| 2.AII | TO RE-ELECT THE RETIRING DIRECTOR OF THE COMPANY, INCLUDING: MR. LO KAI YIU, ANTHONY | Management | Abstain | Against | ||||||||||
| 2.B.I | TO APPROVE APPOINTMENT OF DIRECTOR OF THE COMPANY, INCLUDING: DR. OR CHING FAI, RAYMOND | Management | For | For | ||||||||||
| 2.BII | TO APPROVE APPOINTMENT OF DIRECTOR OF THE COMPANY, INCLUDING: MR. CHAN KONG KEUNG, STEPHEN | Management | For | For | ||||||||||
| 3 | TO APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
| 4.A | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S OWN SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For | ||||||||||
| 4.B | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | Abstain | Against | ||||||||||
| 4.C | TO EXTEND THE MANDATE GRANTED UNDER RESOLUTION NO. 4B BY INCLUDING THE NUMBER OF SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 4A | Management | Abstain | Against | ||||||||||
| GOODBABY INTERNATIONAL HOLDINGS LTD | ||||||||||||||
| Security | G39814101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-May-2021 | ||||||||||||
| ISIN | KYG398141013 | Agenda | 713975261 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042201305.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0422/2021042201265.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2.A | TO RE-ELECT MR. SONG ZHENGHUAN AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | Abstain | Against | ||||||||||
| 2.B | TO RE-ELECT MR. XIA XINYUE AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 2.C | TO RE-ELECT MS. FU JINGQIU AS NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HER REMUNERATION | Management | Abstain | Against | ||||||||||
| 2.D | TO RE-ELECT MR. HO KWOK YIN, ERIC AS NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 3 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE OTHER DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
| 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Abstain | Against | ||||||||||
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES BOUGHT BACK BY THE COMPANY PURSUANT TO THE MANDATE BY RESOLUTION NO. 5 AS SET OUT IN THE NOTICE OF THE AGM | Management | Abstain | Against | ||||||||||
| CONSOLIDATED WATER CO. LTD. | ||||||||||||||
| Security | G23773107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWCO | Meeting Date | 24-May-2021 | |||||||||||
| ISIN | KYG237731073 | Agenda | 935385472 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Wilmer F. Pergande | For | For | |||||||||||
| 2 | Leonard J. Sokolow | For | For | |||||||||||
| 3 | Raymond Whittaker | For | For | |||||||||||
| 2. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | The ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021, at the remuneration to be determined by the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
| COMPX INTERNATIONAL INC. | ||||||||||||||
| Security | 20563P101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIX | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US20563P1012 | Agenda | 935413219 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas E. Barry | For | For | |||||||||||
| 2 | Loretta J. Feehan | For | For | |||||||||||
| 3 | Robert D. Graham | For | For | |||||||||||
| 4 | Terri L. Herrington | For | For | |||||||||||
| 5 | Scott C. James | For | For | |||||||||||
| 6 | Ann Manix | For | For | |||||||||||
| 7 | Mary A. Tidlund | For | For | |||||||||||
| 2. | Say-on-Pay, nonbinding advisory vote approving executive compensation. | Management | For | For | ||||||||||
| DOREL INDUSTRIES INC. | ||||||||||||||
| Security | 25822C205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DIIBF | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | CA25822C2058 | Agenda | 935413928 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Martin Schwartz | For | For | |||||||||||
| 2 | Alan Schwartz | For | For | |||||||||||
| 3 | Jeffrey Schwartz | For | For | |||||||||||
| 4 | Jeff Segel | For | For | |||||||||||
| 5 | Maurice Tousson | For | For | |||||||||||
| 6 | Dian Cohen | For | For | |||||||||||
| 7 | Alain Benedetti | For | For | |||||||||||
| 8 | Norman M. Steinberg | For | For | |||||||||||
| 9 | Brad A. Johnson | For | For | |||||||||||
| 10 | Sharon Ranson | For | For | |||||||||||
| 2 | The appointment of KPMG LLP, Chartered Professional Accountants, as auditors of the Company and authorizing the directors to fix their remuneration. | Management | For | For | ||||||||||
| COMMERCIAL VEHICLE GROUP, INC. | ||||||||||||||
| Security | 202608105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVGI | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US2026081057 | Agenda | 935430417 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director to hold office until the 2022 Annual Meeting: Harold C. Bevis | Management | For | For | ||||||||||
| 1B. | Election of Director to hold office until the 2022 Annual Meeting: Roger L. Fix | Management | For | For | ||||||||||
| 1C. | Election of Director to hold office until the 2022 Annual Meeting: Robert C. Griffin | Management | For | For | ||||||||||
| 1D. | Election of Director to hold office until the 2022 Annual Meeting: Wayne M. Rancourt | Management | For | For | ||||||||||
| 1E. | Election of Director to hold office until the 2022 Annual Meeting: James R. Ray | Management | For | For | ||||||||||
| 1F. | Election of Director to hold office until the 2022 Annual Meeting: Janice E. Stipp | Management | For | For | ||||||||||
| 2. | Adoption and approval of an amendment to the Company's Amended and Restated By-Laws to add a provision to designate Delaware Chancery Court as the exclusive forum for certain legal actions. | Management | For | For | ||||||||||
| 3. | A proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company, for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | A non-binding advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| FLUENCE CORPORATION LTD | ||||||||||||||
| Security | Q3918T103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | AU000000FLC5 | Agenda | 713988674 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3, 4, 5, 6, 7 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | Abstain | Against | ||||||||||
| 2 | RE-ELECTION OF MR ROSS HAGHIGHAT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 3 | APPROVAL TO GRANT OPTIONS TO RICHARD IRVING (OR HIS NOMINEE) | Management | Abstain | Against | ||||||||||
| 4 | APPROVAL TO GRANT OPTIONS TO PAUL DONNELLY (OR HIS NOMINEE) | Management | Abstain | Against | ||||||||||
| 5 | APPROVAL TO GRANT OPTIONS TO ROSS HAGHIGHAT (OR HIS NOMINEE) | Management | Abstain | Against | ||||||||||
| 6 | APPROVAL TO GRANT OPTIONS TO DR RENGARAJAN RAMESH (OR HIS NOMINEE) | Management | Abstain | Against | ||||||||||
| 7 | APPROVAL TO GRANT OPTIONS TO RICHARD IRVING (OR HIS NOMINEE) AS PART OF HIS EMPLOYMENT CONTRACT | Management | Abstain | Against | ||||||||||
| 8 | RATIFICATION OF APPOINTMENT OF AUDITOR: THAT, PURSUANT TO SECTION 327B(1)(B) OF THE CORPORATIONS ACT AND FOR ALL OTHER PURPOSES, BDO AUDIT PTY LTD (BDO AUDIT), HAVING BEEN NOMINATED BY A SHAREHOLDER AND HAVING GIVEN ITS CONSENT IN WRITING TO ACT AS AUDITOR, BE APPOINTED AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL IT RESIGNS OR IS REMOVED FROM THE OFFICE OF AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 9 | APPROVAL OF 10% PLACEMENT CAPACITY | Management | For | For | ||||||||||
| BEASLEY BROADCAST GROUP, INC. | ||||||||||||||
| Security | 074014101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BBGI | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US0740141017 | Agenda | 935379203 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael J. Fiorile | For | For | |||||||||||
| 2 | Allen B. Shaw | For | For | |||||||||||
| 3 | Brian E. Beasley | For | For | |||||||||||
| 4 | Bruce G. Beasley | For | For | |||||||||||
| 5 | Caroline Beasley | For | For | |||||||||||
| 6 | George G. Beasley | For | For | |||||||||||
| 7 | Peter A. Bordes, Jr. | For | For | |||||||||||
| 8 | Leslie V. Godridge | For | For | |||||||||||
| 9 | Charles M. Warfield, Jr | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| L.B. FOSTER COMPANY | ||||||||||||||
| Security | 350060109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FSTR | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US3500601097 | Agenda | 935389951 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert P. Bauer | For | For | |||||||||||
| 2 | Lee B. Foster II | For | For | |||||||||||
| 3 | Dirk Jungé | For | For | |||||||||||
| 4 | Diane B. Owen | For | For | |||||||||||
| 5 | Robert S. Purgason | For | For | |||||||||||
| 6 | William H. Rackoff | For | For | |||||||||||
| 7 | Suzanne B. Rowland | For | For | |||||||||||
| 8 | Bradley S. Vizi | For | For | |||||||||||
| 9 | Raymond T. Betler | For | For | |||||||||||
| 2. | Ratify appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the compensation paid to the Company's named executive officers for 2020. | Management | For | For | ||||||||||
| NEURONETICS, INC. | ||||||||||||||
| Security | 64131A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STIM | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US64131A1051 | Agenda | 935390043 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John Bakewell | For | For | |||||||||||
| 2 | Robert Cascella | For | For | |||||||||||
| 3 | Sheryl Conley | For | For | |||||||||||
| 4 | Wilfred Jaeger | For | For | |||||||||||
| 5 | Glenn Muir | For | For | |||||||||||
| 6 | Bruce Shook | For | For | |||||||||||
| 7 | Keith J. Sullivan | For | For | |||||||||||
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| ASALEO CARE LTD | ||||||||||||||
| Security | Q0557U102 | Meeting Type | Scheme Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 01-Jun-2021 | ||||||||||||
| ISIN | AU000000AHY8 | Agenda | 713988787 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | "THAT, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH): (A) THE MEMBERS AGREE TO THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN THE COMPANY AND THE HOLDERS OF ITS ORDINARY SHARES, AS CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET ACCOMPANYING THE NOTICE CONVENING THIS MEETING (WITH OR WITHOUT ANY ALTERATIONS OR CONDITIONS AGREED TO IN WRITING BETWEEN THE COMPANY AND THE BIDDER OR ANY ALTERATIONS OR CONDITIONS REQUIRED BY THE COURT TO WHICH THE COMPANY AND THE BIDDER AGREE); AND (B) THE BOARD OF DIRECTORS OF THE COMPANY IS AUTHORISED TO IMPLEMENT THE SCHEME WITH ANY SUCH ALTERATIONS OR CONDITIONS." | Management | For | For | ||||||||||
| CANTERBURY PARK HOLDING CORPORATION | ||||||||||||||
| Security | 13811E101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPHC | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US13811E1010 | Agenda | 935403927 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Maureen H. Bausch | For | For | |||||||||||
| 2 | Mark Chronister | For | For | |||||||||||
| 3 | John S. Himle | For | For | |||||||||||
| 4 | Carin J. Offerman | For | For | |||||||||||
| 5 | Randall D. Sampson | For | For | |||||||||||
| 6 | Dale H. Schenian | For | For | |||||||||||
| 2. | To approve an amendment to the Canterbury Park Holding Corporation Employee Stock Purchase Plan to increase the number of shares authorized for issuance by 100,000 shares. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Wipfli LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| ARMSTRONG FLOORING, INC. | ||||||||||||||
| Security | 04238R106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AFI | Meeting Date | 04-Jun-2021 | |||||||||||
| ISIN | US04238R1068 | Agenda | 935426468 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael F. Johnston | For | For | |||||||||||
| 2 | Kathleen S. Lane | For | For | |||||||||||
| 3 | Jeffrey Liaw | For | For | |||||||||||
| 4 | Michael W. Malone | For | For | |||||||||||
| 5 | Larry S. McWilliams | For | For | |||||||||||
| 6 | James C. Melville | For | For | |||||||||||
| 7 | Michel S. Vermette | For | For | |||||||||||
| 2. | To approve of an amendment to the Company's Amended and Restated Certificate of Incorporation to reduce the minimum and maximum number of directors that constitute our Board. | Management | For | For | ||||||||||
| 3. | To approve the Amended and Restated Armstrong Flooring, Inc. Directors Stock Unit Plan. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| PARATEK PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 699374302 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRTK | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US6993743029 | Agenda | 935410516 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Rolf K. Hoffmann | For | For | |||||||||||
| 2 | Kristine Peterson | For | For | |||||||||||
| 3 | Jeffrey Stein, Ph.D. | For | For | |||||||||||
| 2. | To approve an amendment to our Amended and Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of our common stock from 100,000,000 shares to 200,000,000 shares. | Management | For | For | ||||||||||
| 3. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
| Security | 85814R107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPLP | Meeting Date | 09-Jun-2021 | |||||||||||
| ISIN | US85814R1077 | Agenda | 935414108 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. McNiff | For | For | |||||||||||
| 2 | General Richard I. Neal | For | For | |||||||||||
| 3 | Lon Rosen | For | For | |||||||||||
| 4 | Eric P. Karros | For | For | |||||||||||
| 5 | James Benenson III | For | For | |||||||||||
| 6 | Rory H. Tahari | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | To approve the amendment and restatement of the Amended & Restated 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 1,000,000. | Management | For | For | ||||||||||
| LEAF GROUP LTD. | ||||||||||||||
| Security | 52177G102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LEAF | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US52177G1022 | Agenda | 935436635 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of April 3, 2021 as it may be amended, supplemented or otherwise modified from time to time (referred to as the "merger agreement"), by and among Leaf Group Ltd. (referred to as the "Company"), Graham Holdings Company, a Delaware corporation (referred to as "Parent"), and Pacifica Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (referred to as the "merger subsidiary") (referred to as the "merger proposal"). | Management | For | For | ||||||||||
| 2. | To consider and vote on a non-binding, advisory proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with the merger of the merger subsidiary with and into the Company pursuant to the merger agreement (referred to as the "advisory, non- binding compensation proposal"). | Management | For | For | ||||||||||
| 3. | To consider and vote on a proposal to adjourn or postpone the special meeting of the Company's stockholders (referred to as the "special meeting") to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal. | Management | For | For | ||||||||||
| SIERRA METALS INC. | ||||||||||||||
| Security | 82639W106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SMTS | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | CA82639W1068 | Agenda | 935439150 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | J. Vizquerra Benavides | For | For | |||||||||||
| 2 | J. Alberto Arias | For | For | |||||||||||
| 3 | Steven Dean | For | For | |||||||||||
| 4 | Douglas Cater | For | For | |||||||||||
| 5 | Ricardo Arrarte | For | For | |||||||||||
| 6 | Luis Marchese | For | For | |||||||||||
| 7 | D. Romero Paoletti | For | For | |||||||||||
| 8 | Koko Yamamoto | For | For | |||||||||||
| 2 | To reappoint PricewaterhouseCoopers, Chartered Accountants, as the Corporation's auditors for the ensuing year and to authorize the directors to fix the remuneration to be paid to the auditors. | Management | For | For | ||||||||||
| FLY LEASING LTD | ||||||||||||||
| Security | 34407D109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | FLY | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US34407D1090 | Agenda | 935439679 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | To approve amendment of bye-law 73 of the existing bye- laws of the Company by replacing the existing bye-law 73 with the following new bye-law 73 (the "Bye-Law Proposal"): "73. AMALGAMATIONS OR MERGERS, 73.1. Subject to Bye-law 73.2, the Company shall not engage in any amalgamation or merger unless such amalgamation or merger has been approved by a resolution of the Members including the affirmative votes of at least 66% of all votes attaching to all shares in issue entitling the holder ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| 2. | To approve (i) the merger of Carlyle Aviation Elevate Merger Subsidiary Ltd. ("Merger Sub") with and into the Company (the "Merger"), whereby upon the effectiveness of the Merger, the corporate existence of Merger Sub shall cease, and the Company shall continue as the surviving company in the Merger and a wholly-owned, direct subsidiary of Carlyle Aviation Elevate Ltd. ("Parent"); (ii) the agreement and plan of merger, dated as of March 27, 2021, as may be amended from time to time (the "Merger ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the special meeting as the chairman of the special meeting determines in accordance with the bye-laws of the Company in order for the Company to take such actions as the Board may determine as are necessary or appropriate, including to solicit additional proxies, if there are insufficient votes at the time of the special meeting to approve the Merger Proposal (the "Adjournment Proposal"). | Management | For | For | ||||||||||
| XILAM ANIMATION | ||||||||||||||
| Security | F9858B103 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 11-Jun-2021 | ||||||||||||
| ISIN | FR0004034072 | Agenda | 714065643 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105052101398-54 | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING LOSS AMOUNTING TO EUR (3,586,000.00) | Management | No Action | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING SHOWING EARNINGS AMOUNTING TO EUR 2,806,000.00. THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO EXPENSES AND CHARGES THAT ARE NOT TAX-DEDUCTIBLE WERE RECORDED FOR SAID FINANCIAL YEAR | Management | No Action | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR (3,586,000.00) AS A DEFICIT IN RETAINED EARNINGS. FOLLOWING THIS ALLOCATION, THE RETAINED EARNINGS ACCOUNT WILL SHOW A NEW BALANCE OF EUR 10,053,000.00. IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE GENERAL MEETING RECALLS THAT NO DIVIDEND WAS PAID FOR THE PREVIOUS THREE FISCAL YEARS | Management | No Action | |||||||||||
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | Management | No Action | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR MARC DU PONTAVICE FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING GIVES PERMANENT DISCHARGE TO THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING SAID FISCAL YEAR | Management | No Action | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR MARC DU PONTAVICE AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS ALIX DE MAISTRE AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS MELANIE BIESSY AS DIRECTOR FOR A 6 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MRS NATALIE HECKEL AS DIRECTOR, TO REPLACE MR THIERRY LANGLOIS, FOR THE REMAINDER OF MR THIERRY LANGLOIS'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO TRADE THE COMPANY'S SHARES , SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES REPRESENTING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 98,230,000.00 THIS AUTHORISATION IS GIVEN FOR AN 18 MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN UNDER RESOLUTION 12, UP TO 10 PER CENT | Management | No Action | |||||||||||
| OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR AN 18 MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 15 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| SMART EYE AB | ||||||||||||||
| Security | W8T99D100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-Jun-2021 | ||||||||||||
| ISIN | SE0009268279 | Agenda | 714234818 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
| 2 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 3 | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES: LINDA JOFELT AND PER-SORNER | Non-Voting | ||||||||||||
| 4 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 5 | DETERMINATION AS TO WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||||
| 6 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON NEW SHARE ISSUES | Management | No Action | |||||||||||
| CUTERA, INC. | ||||||||||||||
| Security | 232109108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CUTR | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US2321091082 | Agenda | 935414778 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory A. Barrett | For | For | |||||||||||
| 2 | David H. Mowry | For | For | |||||||||||
| 3 | Timothy J. O'Shea | For | For | |||||||||||
| 4 | J. Daniel Plants | For | For | |||||||||||
| 5 | Joseph E. Whitters | For | For | |||||||||||
| 6 | Katherine S. Zanotti | For | For | |||||||||||
| 2. | Ratify the selection of BDO USA, LLP as the independent registered public accounting firm of the Company (the "Independent Registered Public Accounting Firm") for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Hold a non-binding advisory vote on the compensation of Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan by 600,000 shares of common stock. | Management | For | For | ||||||||||
| 5. | Elect Sheila A. Hopkins to serve a one-year term that expires at the 2022 Annual Meeting of Stockholders and until her successor has been duly elected and qualified. | Management | For | For | ||||||||||
| HOUSTON WIRE & CABLE COMPANY | ||||||||||||||
| Security | 44244K109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HWCC | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US44244K1097 | Agenda | 935439732 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 24, 2021, by and among Omni Cable, LLC, a Pennsylvania limited liability company ("OmniCable"), OCDFH Acquisition Sub Inc., a Delaware corporation and wholly owned subsidiary of OmniCable, and the Company. | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||||||||||
| INDUS REALTY TRUST INC | ||||||||||||||
| Security | 45580R103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INDT | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | US45580R1032 | Agenda | 935433805 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: David R. Bechtel | Management | For | For | ||||||||||
| 1B. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Frederick M. Danziger | Management | For | For | ||||||||||
| 1C. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Gordon F. DuGan | Management | For | For | ||||||||||
| 1D. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Michael S. Gamzon | Management | For | For | ||||||||||
| 1E. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Jonathan P. May | Management | For | For | ||||||||||
| 1F. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Molly North | Management | For | For | ||||||||||
| 1G. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Amy Rose Silverman | Management | For | For | ||||||||||
| 1H. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Albert H. Small, Jr. | Management | For | For | ||||||||||
| 1I. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Ardevan Yaghoubi | Management | For | For | ||||||||||
| 2. | The ratification of the selection of RSM US LLP as INDUS's independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of INDUS's named executive officers as presented in INDUS's Proxy Statement. | Management | For | For | ||||||||||
| HC2 HOLDINGS, INC. | ||||||||||||||
| Security | 404139107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HCHC | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US4041391073 | Agenda | 935424452 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Avram A. Glazer | Management | For | For | ||||||||||
| 1.2 | Election of Director: Wayne Barr, Jr. | Management | For | For | ||||||||||
| 1.3 | Election of Director: Kenneth S. Courtis | Management | For | For | ||||||||||
| 1.4 | Election of Director: Warren H. Gfeller | Management | For | For | ||||||||||
| 1.5 | Election of Director: Michael Gorzynski | Management | For | For | ||||||||||
| 1.6 | Election of Director: Shelly C. Lombard | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers (the "Say on Pay Vote"). | Management | For | For | ||||||||||
| 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| GTY TECHNOLOGY HOLDINGS INC. | ||||||||||||||
| Security | 362409104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTYH | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US3624091043 | Agenda | 935406757 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Class III Director for three-year term: William D. Green | Management | For | For | ||||||||||
| 1B. | Election of Class III Director for three-year term: Charles Wert | Management | For | For | ||||||||||
| 2. | To ratify the appointment by the Company's audit committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| LIFETIME BRANDS, INC. | ||||||||||||||
| Security | 53222Q103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LCUT | Meeting Date | 24-Jun-2021 | |||||||||||
| ISIN | US53222Q1031 | Agenda | 935427321 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jeffrey Siegel | For | For | |||||||||||
| 2 | Robert B. Kay | For | For | |||||||||||
| 3 | Rachael A. Jarosh | For | For | |||||||||||
| 4 | John Koegel | For | For | |||||||||||
| 5 | Cherrie Nanninga | For | For | |||||||||||
| 6 | Craig Phillips | For | For | |||||||||||
| 7 | Veronique Gabai-Pinsky | For | For | |||||||||||
| 8 | Bruce G. Pollack | For | For | |||||||||||
| 9 | Michael J. Regan | For | For | |||||||||||
| 10 | Michael Schnabel | For | For | |||||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2021. | Management | For | For | ||||||||||
| 3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| RUBICON TECHNOLOGY, INC. | ||||||||||||||
| Security | 78112T206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RBCN | Meeting Date | 24-Jun-2021 | |||||||||||
| ISIN | US78112T2069 | Agenda | 935442967 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Timothy Brog | For | For | |||||||||||
| 2 | Michael Mikolajczyk | For | For | |||||||||||
| 2. | Ratification of the selection of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | A non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| CPI AEROSTRUCTURES, INC. | ||||||||||||||
| Security | 125919308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVU | Meeting Date | 25-Jun-2021 | |||||||||||
| ISIN | US1259193084 | Agenda | 935432031 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard Caswell | For | For | |||||||||||
| 2 | Walter Paulick | For | For | |||||||||||
| 3 | Eric Rosenfeld | For | For | |||||||||||
| 2. | Advisory approval of the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of CohnReznick LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
| SPORTECH PLC | ||||||||||||||
| Security | G83678113 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | GB00B28ZPV64 | Agenda | 714275030 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | APPROVE CANCELLATION OF LISTING OF ORDINARY SHARES ON THE PREMIUM SEGMENT OF THE OFFICIAL LIST AND APPLY FOR ADMISSION OF THE ORDINARY SHARES TO TRADING ON AIM | Management | For | For | ||||||||||
| CMMT | DUE TO COVID-19 PANDEMIC, THE BOARD RESPECTFULLY SUGGESTS THAT SHAREHOLDERS- DO NOT MAKE PLANS TO ATTEND THE GENERAL MEETING IN PERSON. PROXY VOTING IS- ENCOURAGED | Non-Voting | ||||||||||||
| SPORTECH PLC | ||||||||||||||
| Security | G83678113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | GB00B28ZPV64 | Agenda | 714298660 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY'S AUDITED ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, TOGETHER WITH THE ASSOCIATED REPORTS OF THE DIRECTORS AND THE AUDITOR | Management | For | For | ||||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (AS THAT TERM IS USED IN SECTION 439 OF THE COMPANIES ACT 2006), OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY, IN THE FORM SET OUT IN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 3 | TO RE-ELECT RICHARD MCGUIRE AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO RE-ELECT GILES VARDEY AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT THOMAS HEARNE AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT BEN WARN AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-APPOINT BDO LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
| 8 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||||
| 9 | THAT, IN ACCORDANCE WITH SECTION 366 OF THE COMPANIES ACT 2006 (THE "ACT"), THE COMPANY AND ITS SUBSIDIARIES BE AND ARE HEREBY AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES; AND (C) INCUR POLITICAL EXPENDITURE, UP TO AN AGGREGATE AMOUNT OF GBP 50,000.00 (AND THE AMOUNT AUTHORISED UNDER EACH OF PARAGRAPHS (A) TO (C) SHALL ALSO BE LIMITED TO SUCH AN AMOUNT) WITH SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. FOR THE PURPOSES | Management | For | For | ||||||||||
| OF THIS RESOLUTION THE TERMS "POLITICAL DONATION", "POLITICAL PARTIES", "INDEPENDENT ELECTION CANDIDATES", "POLITICAL ORGANISATION" AND "POLITICAL EXPENDITURE" HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE ACT | ||||||||||||||
| 10 | THAT: (A) THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED, PURSUANT TO SECTION 551 OF THE ACT, TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE CAPITAL OF THE COMPANY AND GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE CAPITAL OF THE COMPANY ("RIGHTS"): (I) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 12,583,417; AND (II) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 25,166,834 (SUCH AMOUNT TO BE REDUCED BY ANY SHARES ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES GRANTED UNDER PARAGRAPH (A)(I) OF THIS RESOLUTION) IN CONNECTION WITH AN OFFER BY WAY OF RIGHTS ISSUE TO: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER (INCLUDING ANY SUCH PROBLEMS ARISING BY VIRTUE OF EQUITY SECURITIES BEING REPRESENTED BY DEPOSITARY RECEIPTS); AND (B) SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 OR, IF EARLIER, THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT SO THAT, IN EACH CASE UNTIL SUCH TIME, THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED AFTER THE AUTHORITY HAS EXPIRED AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THAT THIS AUTHORITY HAS EXPIRED | Management | For | For | ||||||||||
| 11 | THAT: (A) SUBJECT TO THE PASSING OF RESOLUTION 10 ABOVE, THE DIRECTORS SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITIES INTO, EQUITY SECURITIES) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 10 ABOVE AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OR ISSUE OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A)(II) OF RESOLUTION 10, BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES, IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS AND OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION TO FRACTIONAL ENTITLEMENTS, RECORD DATES, TREASURY SHARES OR ANY LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY (INCLUDING THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE) OR ANY OTHER MATTER (INCLUDING ANY SUCH PROBLEMS ARISING BY VIRTUE OF EQUITY SECURITIES BEING REPRESENTED BY DEPOSITARY RECEIPTS); AND (II) THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A)(I) OF THIS RESOLUTION) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,887,512.40; AND (B) THIS POWER SHALL CEASE TO HAVE EFFECT WHEN THE AUTHORITY GIVEN BY RESOLUTION 10 IS REVOKED OR EXPIRES, BUT UNTIL SUCH TIME THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND/OR TREASURY SHARES TO BE SOLD AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL TREASURY SHARES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY HAS EXPIRED | Management | For | For | ||||||||||
| 12 | THAT: (A) SUBJECT TO THE PASSING OF RESOLUTION 10 ABOVE, AND IN ADDITION TO ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 11 ABOVE, THE DIRECTORS OF THE COMPANY SHALL HAVE THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO, EQUITY SECURITIES) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 10 ABOVE AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO: (I) THE ALLOTMENT OF EQUITY SECURITIES AND THE SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,887,512.40; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE PASSING OF THIS RESOLUTION; AND (B) THIS POWER SHALL CEASE TO HAVE EFFECT WHEN THE AUTHORITY GIVEN BY RESOLUTION 10 IS REVOKED OR EXPIRES, BUT UNTIL SUCH TIME THE COMPANY MAY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND/OR TREASURY SHARES TO BE SOLD AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL TREASURY SHARES IN PURSUANCE OF THAT OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY HAS EXPIRED | Management | For | For | ||||||||||
| 13 | THAT THE COMPANY BE, AND IT IS HEREBY, GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTIONS 693 AND 701 OF THE ACT, TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY UPON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY SHALL DETERMINE, PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 28,312,688; (B) THE MINIMUM PRICE WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS AN AMOUNT EQUAL TO THE NOMINAL VALUE OF SUCH SHARE(S) (EXCLUSIVE OF EXPENSES); (C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE | Management | For | For | ||||||||||
| CANNOT BE MORE THAN AN AMOUNT EQUAL TO THE HIGHER OF: (I) 105% OF THE AVERAGE OF THE CLOSING MIDDLE MARKET PRICE FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE TRADING DAYS IMMEDIATELY PRIOR TO THE DAY ON WHICH A SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE OR VENUES WHERE THE MARKET PURCHASES BY THE COMPANY PURSUANT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION WILL BE CARRIED OUT; (D) SUCH AUTHORITY SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED BY THE COMPANY) ON THE EARLIER OF 30 JUNE 2022 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; AND THE COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH AUTHORITY, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE (E) EXPIRY OF SUCH AUTHORITY AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT OR CONTRACTS | ||||||||||||||
| 14 | THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||||||
| CFT S.P.A. | ||||||||||||||
| Security | T0478B107 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | IT0005262313 | Agenda | 714326546 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1 | TO APPROVE THE CFT S.P.A'S BALANCE SHEET AS OF 31 DECEMBER 2020, BOARD OF DIRECTORS' MANAGEMENT REPORT, INTERNAL AND EXTERNAL AUDITORS' REPORTS. TO PRESENT THE CFT GROUP'S CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||||
| O.2 | PROPOSAL TO COVER THE LOSS OF THE FINANCIAL YEAR; RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||||
| O.3 | TO APPOINT THE INTERNAL AUDITORS AND THEIR CHAIRMAN AND TO STATE THE EMOLUMENT; RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||||
| O.4 | TO APPOINT THE EXTERNAL AUDITORS AND TO STATE THE EMOLUMENT; RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||||
| E.5 | TO APPROVE THE VARIATION OF THE DURATION OF THE COMPANY'S FINANCIAL YEAR BY THE AMENDMENT OF ARTICLE 23 (INTERNAL AUDITORS) OF THE CURRENT BYLAWS; RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 02TH JULY 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 21 JUN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 21 JUN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| TRINITY PLACE HOLDINGS INC. | ||||||||||||||
| Security | 89656D101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TPHS | Meeting Date | 29-Jun-2021 | |||||||||||
| ISIN | US89656D1019 | Agenda | 935430948 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Alan Cohen | Management | For | For | ||||||||||
| 1B. | Election of Director: Matthew Messinger | Management | For | For | ||||||||||
| 1C. | Election of Director: Keith Pattiz | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval of an amendment to the company's 2015 Stock Incentive Plan to increase the number of shares available for awards by 1,500,000 shares. | Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the compensation of the company's named executive officers. | Management | For | For | ||||||||||
| 5. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of the company's named executive officers. | Management | 3 Years | For | ||||||||||
| PHOTON CONTROL INC. | ||||||||||||||
| Security | 719360109 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | POCEF | Meeting Date | 29-Jun-2021 | |||||||||||
| ISIN | CA7193601092 | Agenda | 935454710 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Charles F. Cargile | For | For | |||||||||||
| 2 | Nigel Hunton | For | For | |||||||||||
| 3 | Michele Klein | For | For | |||||||||||
| 4 | D. Neil McDonnell | For | For | |||||||||||
| 5 | Ronan McGrath | For | For | |||||||||||
| 2 | Re-appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | To consider and, if thought fit, pass, with or without amendment, a special resolution approving an arrangement involving the Company and 1302998 B.C. Ltd., an indirect, wholly owned subsidiary of MKS Instruments, Inc., under Division 5 of Part 9 of the Business Corporations Act (British Columbia), the full text of which resolution is set forth in Appendix "A" to the accompanying management information circular. | Management | For | For | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | GAMCO Global Series Funds, Inc. |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, President and Principal Executive Officer |
| Date | August 20, 2021 |
*Print the name and title of each signing officer under his or her signature.