UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07644
Gabelli Capital Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 Gabelli Capital Asset Fund |
Report Date: 07/01/2021 1 |
Investment Company Report
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CAVCO INDUSTRIES, INC. | ||||||||||||||
Security | 149568107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVCO | Meeting Date | 28-Jul-2020 | |||||||||||
ISIN | US1495681074 | Agenda | 935239396 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan L. Blount | Management | For | For | ||||||||||
1B. | Election of Director: William C. Boor | Management | For | For | ||||||||||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
SKYLINE CHAMPION | ||||||||||||||
Security | 830830105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SKY | Meeting Date | 29-Jul-2020 | |||||||||||
ISIN | US8308301055 | Agenda | 935239714 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Keith Anderson | For | For | |||||||||||
2 | Michael Berman | For | For | |||||||||||
3 | Timothy Bernlohr | For | For | |||||||||||
4 | Eddie Capel | For | For | |||||||||||
5 | John C. Firth | For | For | |||||||||||
6 | Michael Kaufman | For | For | |||||||||||
7 | Erin Mulligan Nelson | For | For | |||||||||||
8 | Gary E. Robinette | For | For | |||||||||||
9 | Mark Yost | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Skyline Champion's independent registered public accounting firm. | Management | For | For | ||||||||||
3. | To consider a non-binding advisory vote on fiscal 2020 compensation paid to Skyline Champion's named executive officers. | Management | For | For | ||||||||||
BROWN-FORMAN CORPORATION | ||||||||||||||
Security | 115637100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BFA | Meeting Date | 30-Jul-2020 | |||||||||||
ISIN | US1156371007 | Agenda | 935246606 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick Bousquet-Chavanne | Management | For | For | ||||||||||
1B. | Election of Director: Campbell P. Brown | Management | For | For | ||||||||||
1C. | Election of Director: Geo. Garvin Brown IV | Management | For | For | ||||||||||
1D. | Election of Director: Stuart R. Brown | Management | For | For | ||||||||||
1E. | Election of Director: John D. Cook | Management | For | For | ||||||||||
1F. | Election of Director: Marshall B. Farrer | Management | For | For | ||||||||||
1G. | Election of Director: Laura L. Frazier | Management | For | For | ||||||||||
1H. | Election of Director: Kathleen M. Gutmann | Management | For | For | ||||||||||
1I. | Election of Director: Augusta Brown Holland | Management | For | For | ||||||||||
1J. | Election of Director: Michael J. Roney | Management | For | For | ||||||||||
1K. | Election of Director: Tracy L. Skeans | Management | For | For | ||||||||||
1L. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1M. | Election of Director: Lawson E. Whiting | Management | For | For | ||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
Security | 459506101 | Meeting Type | Special | |||||||||||
Ticker Symbol | IFF | Meeting Date | 27-Aug-2020 | |||||||||||
ISIN | US4595061015 | Agenda | 935255566 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the issuance of shares of IFF common stock to the stockholders of Nutrition and Biosciences, Inc. in the Merger pursuant to the terms of the Merger Agreement (the "Share Issuance"). | Management | For | For | ||||||||||
2. | To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Share Issuance. | Management | For | For | ||||||||||
TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||
Security | 890516107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TR | Meeting Date | 31-Aug-2020 | |||||||||||
ISIN | US8905161076 | Agenda | 935153267 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen R. Gordon | For | For | |||||||||||
2 | Lana Jane Lewis-brent | For | For | |||||||||||
3 | Barre A. Seibert | For | For | |||||||||||
4 | Paula M. Wardynski | For | For | |||||||||||
2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||
3. | Approval of non-binding resolution regarding named executive officer compensation for Fiscal 2019. | Management | For | For | ||||||||||
4. | Advisory vote on the frequency of named executive officer compensation advisory votes. | Management | 3 Years | For | ||||||||||
PATTERSON COMPANIES, INC. | ||||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PDCO | Meeting Date | 14-Sep-2020 | |||||||||||
ISIN | US7033951036 | Agenda | 935253384 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: John D. Buck | Management | For | For | ||||||||||
1B. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||||
1C. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||||
1D. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||||
1E. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||||
1F. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||||
1G. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||||
1H. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||||
2. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. | Management | For | For | ||||||||||
DIAGEO PLC | ||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |||||||||||
ISIN | US25243Q2057 | Agenda | 935266292 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Report and accounts 2020. | Management | For | For | ||||||||||
O2 | Directors' remuneration report 2020. | Management | For | For | ||||||||||
O3 | Directors' remuneration policy 2020. | Management | For | For | ||||||||||
O4 | Declaration of final dividend. | Management | For | For | ||||||||||
O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | ||||||||||
O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | ||||||||||
O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | ||||||||||
O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | ||||||||||
O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | ||||||||||
O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | ||||||||||
O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | ||||||||||
O12 | Re-appointment of auditor. | Management | For | For | ||||||||||
013 | Remuneration of auditor. | Management | For | For | ||||||||||
O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | ||||||||||
O15 | Authority to allot shares. | Management | For | For | ||||||||||
O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | ||||||||||
O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | ||||||||||
O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | ||||||||||
O19 | Authority to establish international share plans. | Management | For | For | ||||||||||
S20 | Disapplication of pre-emption rights. | Management | For | For | ||||||||||
S21 | Authority to purchase own shares. | Management | For | For | ||||||||||
S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||||
S23 | Approval and adoption of new articles of association. | Management | For | For | ||||||||||
S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | |||||||||||
NATIONAL BEVERAGE CORP. | ||||||||||||||
Security | 635017106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FIZZ | Meeting Date | 02-Oct-2020 | |||||||||||
ISIN | US6350171061 | Agenda | 935270152 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Nick A. Caporella | Management | For | For | ||||||||||
2. | To approve executive compensation by a non-binding advisory vote. | Management | For | For | ||||||||||
ROLLS-ROYCE HOLDINGS PLC | ||||||||||||||
Security | G76225104 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Oct-2020 | ||||||||||||
ISIN | GB00B63H8491 | Agenda | 713170671 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE RIGHTS ISSUE | Management | No Action | |||||||||||
CMMT | 13 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
THE L.S. STARRETT COMPANY | ||||||||||||||
Security | 855668109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCX | Meeting Date | 02-Nov-2020 | |||||||||||
ISIN | US8556681091 | Agenda | 935281232 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas J. Riordan* | Withheld | Against | |||||||||||
2 | Russell D. Carreker@ | Withheld | Against | |||||||||||
3 | Christopher C. Gahagan@ | Withheld | Against | |||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Special | |||||||||||
Ticker Symbol | CVET | Meeting Date | 17-Nov-2020 | |||||||||||
ISIN | US22304C1009 | Agenda | 935292994 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock pursuant to NASDAQ Listing Rule 5635(b) to provide for the elimination of the preferred dividends. | Management | For | For | ||||||||||
2. | To approve an adjournment of the Special Meeting, if necessary or appropriate, to permit solicitation of additional proxies in favor of the above proposal. | Management | For | For | ||||||||||
GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||||
Security | 398231100 | Meeting Type | Consent | |||||||||||
Ticker Symbol | GRIF | Meeting Date | 01-Dec-2020 | |||||||||||
ISIN | US3982311009 | Agenda | 935294847 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The undersigned, being the holder of record of shares of common stock of Griffin, par value $0.01 per share ("Common Stock"), as of October 26, 2020, hereby consents to and approves, by written consent without a meeting, the Reincorporation Proposal, including Griffin's entry into the Merger Agreement and completion of all transactions contemplated thereby, including the Merger. | Management | For | For | ||||||||||
LIBERTY LATIN AMERICA LTD. | ||||||||||||||
Security | G9001E102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LILA | Meeting Date | 03-Dec-2020 | |||||||||||
ISIN | BMG9001E1021 | Agenda | 935286674 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Michael T. Fries | Management | For | For | ||||||||||
1.2 | Election of Director: Paul A. Gould | Management | For | For | ||||||||||
1.3 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | ||||||||||
MSG NETWORKS INC. | ||||||||||||||
Security | 553573106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGN | Meeting Date | 04-Dec-2020 | |||||||||||
ISIN | US5535731062 | Agenda | 935287068 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Joseph J. Lhota | For | For | |||||||||||
3 | Joel M. Litvin | For | For | |||||||||||
4 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||
Security | 55826T102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGE | Meeting Date | 10-Dec-2020 | |||||||||||
ISIN | US55826T1025 | Agenda | 935288907 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Martin Bandier | For | For | |||||||||||
2 | Matthew C. Blank | For | For | |||||||||||
3 | Joseph J. Lhota | For | For | |||||||||||
4 | Frederic V. Salerno | For | For | |||||||||||
5 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Approval of the Company's 2020 Employee Stock Plan. | Management | For | For | ||||||||||
4. | Approval of the Company's 2020 Stock Plan for Non- Employee Directors. | Management | For | For | ||||||||||
5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
6. | An advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Special | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 15-Dec-2020 | |||||||||||
ISIN | US5303071071 | Agenda | 935295457 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
2. | A proposal to approve the issuance of Liberty Broadband Series C common stock, Liberty Broadband Series B common stock and Liberty Broadband Series A Cumulative Redeemable Preferred Stock to GCI Liberty, Inc. stockholders in connection with the combination contemplated by the merger agreement and Liberty Broadband Series C common stock and Liberty Broadband Series B common stock to John C. Malone, pursuant to an exchange agreement, dated August 6, 2020, by and among Mr. Malone, his revocable trust, and Liberty Broadband Corporation. | Management | For | For | ||||||||||
3. | A proposal to approve the adjournment of the Liberty Broadband Corporation special meeting from time to time to solicit additional proxies in favor of Proposal 1 or Proposal 2 if there are insufficient votes at the time of such adjournment to approve Proposal 1 or Proposal 2 or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGS | Meeting Date | 18-Dec-2020 | |||||||||||
ISIN | US55825T1034 | Agenda | 935291423 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Richard D. Parsons | For | For | |||||||||||
3 | Nelson Peltz | For | For | |||||||||||
4 | Ivan Seidenberg | For | For | |||||||||||
5 | Anthony J. Vinciquerra | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
WPX ENERGY, INC. | ||||||||||||||
Security | 98212B103 | Meeting Type | Special | |||||||||||
Ticker Symbol | WPX | Meeting Date | 30-Dec-2020 | |||||||||||
ISIN | US98212B1035 | Agenda | 935310615 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Merger Proposal - To vote on a proposal to adopt the Agreement and Plan of Merger, dated as of September 26, 2020, by and among Devon Energy Corporation, WPX and East Merger Sub, Inc., a Delaware corporation and a wholly-owned, direct subsidiary of Devon and WPX (the "Merger Proposal"). | Management | For | For | ||||||||||
2. | Advisory Compensation Proposal - To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to WPX's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
3. | Adjournment Proposal - To vote on a proposal to approve the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes cast at the special meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
CONOCOPHILLIPS | ||||||||||||||
Security | 20825C104 | Meeting Type | Special | |||||||||||
Ticker Symbol | COP | Meeting Date | 15-Jan-2021 | |||||||||||
ISIN | US20825C1045 | Agenda | 935317962 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | For | For | ||||||||||
GRIFFON CORPORATION | ||||||||||||||
Security | 398433102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GFF | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US3984331021 | Agenda | 935317265 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Henry A. Alpert | For | For | |||||||||||
2 | Jerome L. Coben | For | For | |||||||||||
3 | Ronald J. Kramer | For | For | |||||||||||
4 | Victor Eugene Renuart | For | For | |||||||||||
5 | Kevin F. Sullivan | For | For | |||||||||||
2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROK | Meeting Date | 02-Feb-2021 | |||||||||||
ISIN | US7739031091 | Agenda | 935318534 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A. | DIRECTOR | Management | ||||||||||||
1 | William P. Gipson | For | For | |||||||||||
2 | J. Phillip Holloman | For | For | |||||||||||
3 | Steven R. Kalmanson | For | For | |||||||||||
4 | Lawrence D. Kingsley | For | For | |||||||||||
5 | Lisa A. Payne | For | For | |||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | ||||||||||
INGLES MARKETS, INCORPORATED | ||||||||||||||
Security | 457030104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IMKTA | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US4570301048 | Agenda | 935320096 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ernest E. Ferguson | For | For | |||||||||||
2 | John R. Lowden | For | For | |||||||||||
2. | To approve, by non-binding vote, executive compensation, as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 1 Year | For | ||||||||||
4. | Stockholder proposal concerning equal voting rights for each share. | Shareholder | Against | For | ||||||||||
DEERE & COMPANY | ||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DE | Meeting Date | 24-Feb-2021 | |||||||||||
ISIN | US2441991054 | Agenda | 935323143 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Tamra A. Erwin | Management | For | For | ||||||||||
1B. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||
1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Dipak C. Jain | Management | For | For | ||||||||||
1E. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||
1F. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||
1G. | Election of Director: John C. May | Management | For | For | ||||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
1I. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||
1J. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||
1K. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||||
Security | 63934E108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NAV | Meeting Date | 02-Mar-2021 | |||||||||||
ISIN | US63934E1082 | Agenda | 935333081 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To adopt the Merger Agreement and transactions contemplated thereby. | Management | For | For | ||||||||||
2. | To approve certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | For | For | ||||||||||
3. | DIRECTOR | Management | ||||||||||||
1 | Troy A. Clarke | For | For | |||||||||||
2 | José María Alapont | For | For | |||||||||||
3 | Stephen R. D'Arcy | For | For | |||||||||||
4 | Vincent J. Intrieri | For | For | |||||||||||
5 | Mark H. Rachesky, M.D. | For | For | |||||||||||
6 | Christian Schulz | For | For | |||||||||||
7 | Kevin M. Sheehan | For | For | |||||||||||
8 | Dennis A. Suskind | For | For | |||||||||||
9 | Janet T. Yeung | For | For | |||||||||||
4. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
5. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
6. | To approve the adjournment or postponement of the Annual Meeting, if necessary, to continue to solicit votes for the Merger Proposal. | Management | For | For | ||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US2546871060 | Agenda | 935328206 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||||
1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
1D. | Election of Director: Robert A. Chapek | Management | For | For | ||||||||||
1E. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
1F. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
1G. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1I. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
1J. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | ||||||||||
3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Special | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935333966 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | For | ||||||||||
2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | ||||||||||
3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | For | ||||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||||
Security | 636180101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |||||||||||
ISIN | US6361801011 | Agenda | 935329626 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David H. Anderson | For | For | |||||||||||
2 | David P. Bauer | For | For | |||||||||||
3 | Barbara M. Baumann | For | For | |||||||||||
4 | Rebecca Ranich | Withheld | Against | |||||||||||
2. | Advisory approval of named executive officer compensation | Management | For | For | ||||||||||
3. | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Management | For | For | ||||||||||
HEICO CORPORATION | ||||||||||||||
Security | 422806109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HEI | Meeting Date | 19-Mar-2021 | |||||||||||
ISIN | US4228061093 | Agenda | 935332508 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas M. Culligan | For | For | |||||||||||
2 | Adolfo Henriques | For | For | |||||||||||
3 | Mark H. Hildebrandt | For | For | |||||||||||
4 | Eric A. Mendelson | For | For | |||||||||||
5 | Laurans A. Mendelson | For | For | |||||||||||
6 | Victor H. Mendelson | For | For | |||||||||||
7 | Julie Neitzel | For | For | |||||||||||
8 | Dr. Alan Schriesheim | For | For | |||||||||||
9 | Frank J. Schwitter | For | For | |||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2021. | Management | For | For | ||||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||
Security | 344419106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMX | Meeting Date | 24-Mar-2021 | |||||||||||
ISIN | US3444191064 | Agenda | 935341785 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; reports of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the ..(Due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
II | Application of the results for the 2020 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||||
III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | |||||||||||
IV | Election of the members of the Board of Directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | For | |||||||||||
V | Election of members of the following Committees: (i) Strategy and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | |||||||||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||||
1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For | ||||||||||
KAMAN CORPORATION | ||||||||||||||
Security | 483548103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KAMN | Meeting Date | 14-Apr-2021 | |||||||||||
ISIN | US4835481031 | Agenda | 935337837 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Aisha M. Barry | Management | For | For | ||||||||||
1B | Election of Director: E. Reeves Callaway III | Management | For | For | ||||||||||
1C | Election of Director: A. William Higgins | Management | For | For | ||||||||||
1D | Election of Director: Michelle J. Lohmeier | Management | For | For | ||||||||||
1E | Election of Director: George E. Minnich | Management | For | For | ||||||||||
1F | Election of Director: Ian K. Walsh | Management | For | For | ||||||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Advisory vote on a shareholder proposal seeking to change the threshold percentage of shares needed to call a special meeting. | Shareholder | Abstain | Against | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL0010545661 | Agenda | 935345656 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL0010545661 | Agenda | 935363349 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
THE COCA-COLA COMPANY | ||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US1912161007 | Agenda | 935342547 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Herbert A. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Marc Bolland | Management | For | For | ||||||||||
1C. | Election of Director: Ana Botín | Management | For | For | ||||||||||
1D. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||
1E. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1F. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||
1G. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
1H. | Election of Director: Robert A. Kotick | Management | For | For | ||||||||||
1I. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1J. | Election of Director: James Quincey | Management | For | For | ||||||||||
1K. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||
1L. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | For | For | ||||||||||
4. | Shareowner proposal on sugar and public health. | Shareholder | Against | For | ||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |||||||||||
ISIN | US0605051046 | Agenda | 935345670 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||||
1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||
1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||||
1E. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||
1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
1G. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
1H. | Election of Director: Thomas J. May | Management | For | For | ||||||||||
1I. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||
1J. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1K. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
1L. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||
1M. | Election of Director: Michael D. White | Management | For | For | ||||||||||
1N. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||
1O. | Election of Director: R. David Yost | Management | For | For | ||||||||||
1P. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | For | ||||||||||
3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | ||||||||||
5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Against | For | ||||||||||
7. | Shareholder proposal requesting a change in organizational form. | Shareholder | Abstain | Against | ||||||||||
8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
DANA INCORPORATED | ||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAN | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US2358252052 | Agenda | 935342268 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rachel A. Gonzalez | For | For | |||||||||||
2 | James K. Kamsickas | For | For | |||||||||||
3 | Virginia A. Kamsky | For | For | |||||||||||
4 | Bridget E. Karlin | For | For | |||||||||||
5 | Raymond E. Mabus, Jr. | For | For | |||||||||||
6 | Michael J. Mack, Jr. | For | For | |||||||||||
7 | R. Bruce McDonald | For | For | |||||||||||
8 | Diarmuid B. O'Connell | For | For | |||||||||||
9 | Keith E. Wandell | For | For | |||||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Approval of the Dana Incorporated 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXN | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US8825081040 | Agenda | 935341709 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mark A. Blinn | Management | For | For | ||||||||||
1B. | Election of Director: Todd M. Bluedorn | Management | For | For | ||||||||||
1C. | Election of Director: Janet F. Clark | Management | For | For | ||||||||||
1D. | Election of Director: Carrie S. Cox | Management | For | For | ||||||||||
1E. | Election of Director: Martin S. Craighead | Management | For | For | ||||||||||
1F. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
1G. | Election of Director: Michael D. Hsu | Management | For | For | ||||||||||
1H. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
1I. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||||
1J. | Election of Director: Robert E. Sanchez | Management | For | For | ||||||||||
1K. | Election of Director: Richard K. Templeton | Management | For | For | ||||||||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal to permit shareholder action by written consent. | Shareholder | Against | For | ||||||||||
SENSIENT TECHNOLOGIES CORPORATION | ||||||||||||||
Security | 81725T100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SXT | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US81725T1007 | Agenda | 935342458 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Joseph Carleone | Management | For | For | ||||||||||
1B. | Election of Director: Edward H. Cichurski | Management | For | For | ||||||||||
1C. | Election of Director: Mario Ferruzzi | Management | For | For | ||||||||||
1D. | Election of Director: Carol R. Jackson | Management | For | For | ||||||||||
1E. | Election of Director: Donald W. Landry | Management | For | For | ||||||||||
1F. | Election of Director: Paul Manning | Management | For | For | ||||||||||
1G. | Election of Director: Deborah McKeithan-Gebhardt | Management | For | For | ||||||||||
1H. | Election of Director: Scott C. Morrison | Management | For | For | ||||||||||
1I. | Election of Director: Elaine R. Wedral | Management | For | For | ||||||||||
1J. | Election of Director: Essie Whitelaw | Management | For | For | ||||||||||
2. | Proposal to approve the compensation paid to Sensient's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables, and narrative discussion in the accompanying proxy statement. | Management | For | For | ||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP, certified public accountants, as the independent auditors of Sensient for 2021. | Management | For | For | ||||||||||
GRACO INC. | ||||||||||||||
Security | 384109104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GGG | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US3841091040 | Agenda | 935344488 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A) | Election of Director: Brett C. Carter | Management | For | For | ||||||||||
1B) | Election of Director: R. William Van Sant | Management | For | For | ||||||||||
1C) | Election of Director: Emily C. White | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
GATX CORPORATION | ||||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GATX | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US3614481030 | Agenda | 935348397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
1.3 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||||
1.4 | Election of Director: James B. Ream | Management | For | For | ||||||||||
1.5 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
1.6 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
1.7 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
1.8 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
CRANE CO. | ||||||||||||||
Security | 224399105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CR | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US2243991054 | Agenda | 935346557 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Martin R. Benante | Management | For | For | ||||||||||
1B. | Election of Director: Donald G. Cook | Management | For | For | ||||||||||
1C. | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
1D. | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||||
1E. | Election of Director: Ellen McClain | Management | For | For | ||||||||||
1F. | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
1H. | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||||
1I. | Election of Director: John S. Stroup | Management | For | For | ||||||||||
1J. | Election of Director: James L.L. Tullis | Management | For | For | ||||||||||
2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2021. | Management | For | For | ||||||||||
3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
4. | Proposal to approve the 2018 Amended & Restated Stock Incentive Plan. | Management | Abstain | Against | ||||||||||
RPC, INC. | ||||||||||||||
Security | 749660106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RES | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US7496601060 | Agenda | 935348688 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary W. Rollins | For | For | |||||||||||
2 | Richard A. Hubbell | For | For | |||||||||||
3 | Harry J. Cynkus | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
WELLS FARGO & COMPANY | ||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US9497461015 | Agenda | 935349363 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
1B. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||||
1C. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||
1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Shareholder Proposal - Make Shareholder Proxy Access More Accessible. | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Abstain | Against | ||||||||||
ROLLINS, INC. | ||||||||||||||
Security | 775711104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROL | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US7757111049 | Agenda | 935349921 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary W. Rollins | For | For | |||||||||||
2 | Harry J. Cynkus | For | For | |||||||||||
3 | Pamela R. Rollins | For | For | |||||||||||
2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To amend the Restated Certificate of Incorporation of the Company to increase the total number of authorized shares of capital stock from 550,500,000 shares to 800,500,000 shares, such that authorized shares of common stock would be increased from 550,000,000 to 800,000,000 and authorized shares of preferred stock would remain 500,000. | Management | For | For | ||||||||||
TEXTRON INC. | ||||||||||||||
Security | 883203101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXT | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US8832031012 | Agenda | 935343323 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1D. | Election of Director: James T. Conway | Management | For | For | ||||||||||
1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||||
1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||||
1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding shareholder action by written consent. | Shareholder | Against | For | ||||||||||
NEWMONT CORPORATION | ||||||||||||||
Security | 651639106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US6516391066 | Agenda | 935348183 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1E. | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1F. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1G. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1H. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1I. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1J. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
1K. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
BORGWARNER INC. | ||||||||||||||
Security | 099724106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BWA | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US0997241064 | Agenda | 935350190 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Nelda J. Connors | Management | For | For | ||||||||||
1B. | Election of Director: Dennis C. Cuneo | Management | For | For | ||||||||||
1C. | Election of Director: David S. Haffner | Management | For | For | ||||||||||
1D. | Election of Director: Michael S. Hanley | Management | For | For | ||||||||||
1E. | Election of Director: Frederic B. Lissalde | Management | For | For | ||||||||||
1F. | Election of Director: Paul A. Mascarenas | Management | For | For | ||||||||||
1G. | Election of Director: Shaun E. McAlmont | Management | For | For | ||||||||||
1H. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||
1I. | Election of Director: Alexis P. Michas | Management | For | For | ||||||||||
2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company for 2021. | Management | For | For | ||||||||||
4. | Stockholder proposal to enable 10% of shares to request a record date to initiate stockholder written consent. | Shareholder | Against | For | ||||||||||
THE EASTERN COMPANY | ||||||||||||||
Security | 276317104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EML | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US2763171046 | Agenda | 935353069 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Fredrick D. DiSanto | For | For | |||||||||||
2 | John W. Everets | For | For | |||||||||||
3 | Charles W. Henry | For | For | |||||||||||
4 | Michael A. McManus, Jr. | For | For | |||||||||||
5 | James A. Mitarotonda | For | For | |||||||||||
6 | Peggy B. Scott | For | For | |||||||||||
7 | August M. Vlak | For | For | |||||||||||
2. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2021. | Management | For | For | ||||||||||
DOVER MOTORSPORTS, INC. | ||||||||||||||
Security | 260174107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DVD | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US2601741075 | Agenda | 935379099 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Henry B. Tippie | Withheld | Against | |||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US40049J2069 | Agenda | 935409993 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
L1 | Resolution 1. | Management | For | |||||||||||
L2 | Resolution 2. | Management | For | |||||||||||
LA1 | Resolution 1. | Management | For | |||||||||||
L3 | Resolution II. | Management | For | |||||||||||
D1 | Resolution 1 | Management | For | |||||||||||
D2 | Resolution 2 | Management | For | |||||||||||
D1A | Resolution 1 | Management | For | |||||||||||
D1B | Resolution 2 | Management | For | |||||||||||
D3 | Resolution II | Management | For | |||||||||||
A | Resolution I | Management | For | |||||||||||
B | Resolution II | Management | Abstain | |||||||||||
C | Resolution III | Management | Abstain | |||||||||||
D | Resolution IV | Management | For | |||||||||||
E | Resolution V | Management | For | |||||||||||
F | Resolution VI | Management | Abstain | |||||||||||
G | Resolution VII | Management | For | |||||||||||
H | Resolution VIII | Management | For | |||||||||||
A1 | Resolution 1 | Management | For | |||||||||||
A2 | Resolution 2 | Management | For | |||||||||||
A3 | Resolution 3 | Management | For | |||||||||||
A4 | Resolution 4 | Management | For | |||||||||||
A5 | Resolution 5 | Management | For | |||||||||||
A6 | Resolution 6 | Management | For | |||||||||||
A7 | Resolution 7 | Management | For | |||||||||||
A8 | Resolution 8 | Management | Abstain | |||||||||||
A9 | Resolution 9 | Management | For | |||||||||||
A10 | Resolution 10 | Management | Abstain | |||||||||||
A11 | Resolution 11 | Management | For | |||||||||||
B1 | Resolution 1 | Management | For | |||||||||||
B2 | Resolution 2 | Management | For | |||||||||||
B3 | Resolution 3 | Management | For | |||||||||||
B4 | Resolution 4 | Management | For | |||||||||||
B5 | Resolution 5 | Management | For | |||||||||||
BA1 | Resolution 1 | Management | For | |||||||||||
BA2 | Resolution 2 | Management | For | |||||||||||
BA3 | Resolution 3 | Management | Abstain | |||||||||||
BA4 | Resolution 4 | Management | For | |||||||||||
BA5 | Resolution 5 | Management | For | |||||||||||
A12 | Resolution X | Management | For | |||||||||||
A13 | Resolution XI | Management | For | |||||||||||
A14 | Resolution XII | Management | Abstain | |||||||||||
A15 | Resolution XIII | Management | For | |||||||||||
A16 | Resolution XIV | Management | For | |||||||||||
AB1 | Resolution I | Management | For | |||||||||||
AB2 | Resolution II | Management | For | |||||||||||
CORNING INCORPORATED | ||||||||||||||
Security | 219350105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLW | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US2193501051 | Agenda | 935346975 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Donald W. Blair | Management | For | For | ||||||||||
1B. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||
1C. | Election of Director: Stephanie A. Burns | Management | For | For | ||||||||||
1D. | Election of Director: Richard T. Clark | Management | For | For | ||||||||||
1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Deborah A. Henretta | Management | For | For | ||||||||||
1H. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1I. | Election of Director: Kurt M. Landgraf | Management | For | For | ||||||||||
1J. | Election of Director: Kevin J. Martin | Management | For | For | ||||||||||
1K. | Election of Director: Deborah D. Rieman | Management | For | For | ||||||||||
1L. | Election of Director: Hansel E. Tookes, II | Management | For | For | ||||||||||
1M. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
1N. | Election of Director: Mark S. Wrighton | Management | For | For | ||||||||||
2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Approval of our 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US2787681061 | Agenda | 935349426 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Lisa W. Hershman | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment to the EchoStar Corporation 2017 Non-Employee Director Stock Incentive Plan as presented in the proxy statement. | Management | Against | Against | ||||||||||
MYERS INDUSTRIES, INC. | ||||||||||||||
Security | 628464109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MYE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US6284641098 | Agenda | 935349539 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | YVETTE DAPREMONT BRIGHT | For | For | |||||||||||
2 | SARAH R. COFFIN | For | For | |||||||||||
3 | RONALD M. DE FEO | For | For | |||||||||||
4 | WILLIAM A. FOLEY | For | For | |||||||||||
5 | JEFFREY KRAMER | For | For | |||||||||||
6 | F. JACK LIEBAU, JR. | For | For | |||||||||||
7 | BRUCE M. LISMAN | For | For | |||||||||||
8 | LORI LUTEY | For | For | |||||||||||
9 | MICHAEL MCGAUGH | For | For | |||||||||||
10 | WILLIAM SANDBROOK | Withheld | Against | |||||||||||
11 | ROBERT A. STEFANKO | For | For | |||||||||||
2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | For | For | ||||||||||
3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | For | For | ||||||||||
4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
5. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
FERRO CORPORATION | ||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FOE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US3154051003 | Agenda | 935367664 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Lorber | For | For | |||||||||||
2 | Marran H. Ogilvie | For | For | |||||||||||
3 | Andrew M. Ross | For | For | |||||||||||
4 | Allen A. Spizzo | For | For | |||||||||||
5 | Peter T. Thomas | For | For | |||||||||||
6 | Ronald P. Vargo | For | For | |||||||||||
2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. | Management | For | For | ||||||||||
4. | Shareholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
Security | 253651103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DBD | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US2536511031 | Agenda | 935346343 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||||
1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||||
1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||||
1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||||
1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||||
1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||||
1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | ||||||||||
DISH NETWORK CORPORATION | ||||||||||||||
Security | 25470M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US25470M1099 | Agenda | 935354605 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kathleen Q. Abernathy | For | For | |||||||||||
2 | George R. Brokaw | For | For | |||||||||||
3 | James DeFranco | For | For | |||||||||||
4 | Cantey M. Ergen | For | For | |||||||||||
5 | Charles W. Ergen | For | For | |||||||||||
6 | Afshin Mohebbi | For | For | |||||||||||
7 | Tom A. Ortolf | For | For | |||||||||||
8 | Joseph T. Proietti | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||||||||||
THE E.W. SCRIPPS COMPANY | ||||||||||||||
Security | 811054402 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSP | Meeting Date | 03-May-2021 | |||||||||||
ISIN | US8110544025 | Agenda | 935355607 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||||
1b. | Election of Director: Wonya Y. Lucas | Management | For | For | ||||||||||
1c. | Election of Director: Kim Williams | Management | For | For | ||||||||||
TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||
Security | 890516107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TR | Meeting Date | 03-May-2021 | |||||||||||
ISIN | US8905161076 | Agenda | 935360850 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen R. Gordon | For | For | |||||||||||
2 | Virginia L. Gordon | For | For | |||||||||||
3 | Lana Jane Lewis-Brent | For | For | |||||||||||
4 | Barre A. Seibert | For | For | |||||||||||
5 | Paula M. Wardynski | For | For | |||||||||||
2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||||
Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||||
ISIN | SE0001174970 | Agenda | 713694897 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
1 | TO ELECT THE CHAIR OF THE AGM AND TO EMPOWER THE CHAIR TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MR. ALEXANDER KOCH, ATTORNEY AT LAW | Management | No Action | |||||||||||
2 | TO RECEIVE THE MANAGEMENT REPORTS OF THE BOARD AND THE REPORTS OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
3 | TO APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
4 | TO ALLOCATE THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2020 TO UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD | Management | No Action | |||||||||||
5 | TO DISCHARGE ALL THE DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 6 TO 19 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
6 | TO SET THE NUMBER OF DIRECTORS AT NINE (9) | Management | No Action | |||||||||||
7 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2022 (THE "2022 AGM") | Management | No Action | |||||||||||
8 | TO RE-ELECT MS. PERNILLE ERENBJERG AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
9 | TO RE-ELECT MR. ODILON ALMEIDA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
10 | TO RE-ELECT MR. MAURICIO RAMOS AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
11 | TO RE-ELECT MR. JAMES THOMPSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
12 | TO RE-ELECT MS. MERCEDES JOHNSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
13 | TO ELECT MS. SONIA DULA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
14 | TO ELECT MR. LARS-JOHAN JARNHEIMER AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
15 | TO ELECT MR. BRUCE CHURCHILL AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
16 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS CHAIRMAN OF THE BOARD FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
17 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE PERIOD FROM THE AGM TO THE 2022 AGM | Management | No Action | |||||||||||
18 | TO RE-ELECT ERNST & YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR FOR A TERM ENDING ON THE DATE OF 2022 AGM AND TO APPROVE THE EXTERNAL AUDITOR REMUNERATION TO BE PAID AGAINST APPROVED ACCOUNT | Management | No Action | |||||||||||
19 | TO APPROVE AN INSTRUCTION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
20 | TO APPROVE THE SHARE REPURCHASE PLAN | Management | No Action | |||||||||||
21 | TO VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
22 | TO APPROVE THE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||||
23 | TO APPROVE THE SHARE-BASED INCENTIVE PLANS FOR MILLICOM EMPLOYEES | Management | No Action | |||||||||||
CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AXP | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0258161092 | Agenda | 935357358 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||||
1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | ||||||||||
1C. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||||
1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||||
1E. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||||
1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | ||||||||||
1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||||
1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||||
1I. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||||
1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||||
1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||||
1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||||
1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||||
1N. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | ||||||||||
1O. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal relating to action by written consent. | Shareholder | Against | For | ||||||||||
5. | Shareholder proposal relating to annual report on diversity. | Shareholder | Abstain | Against | ||||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||||
Security | 29355X107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPO | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US29355X1072 | Agenda | 935365317 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marvin A. Riley | For | For | |||||||||||
2 | Thomas M. Botts | For | For | |||||||||||
3 | Felix M. Brueck | For | For | |||||||||||
4 | B. Bernard Burns, Jr. | For | For | |||||||||||
5 | Diane C. Creel | For | For | |||||||||||
6 | Adele M. Gulfo | For | For | |||||||||||
7 | David L. Hauser | For | For | |||||||||||
8 | John Humphrey | For | For | |||||||||||
9 | Kees van der Graaf | For | For | |||||||||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
BUNGE LIMITED | ||||||||||||||
Security | G16962105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BG | Meeting Date | 05-May-2021 | |||||||||||
ISIN | BMG169621056 | Agenda | 935349375 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Sheila Bair | Management | For | For | ||||||||||
1B. | Election of Director: Carol M. Browner | Management | For | For | ||||||||||
1C. | Election of Director: Paul Fribourg | Management | For | For | ||||||||||
1D. | Election of Director: J. Erik Fyrwald | Management | For | For | ||||||||||
1E. | Election of Director: Gregory A. Heckman | Management | For | For | ||||||||||
1F. | Election of Director: Bernardo Hees | Management | For | For | ||||||||||
1G. | Election of Director: Kathleen Hyle | Management | For | For | ||||||||||
1H. | Election of Director: Henry W. Winship | Management | For | For | ||||||||||
1I. | Election of Director: Mark N. Zenuk | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. | Management | For | For | ||||||||||
4. | Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. | Management | For | For | ||||||||||
5. | Shareholder proposal regarding a report on the soy supply chain. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935353780 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Gen Kevin P. Chilton | For | For | |||||||||||
2 | Thomas A. Corcoran | For | For | |||||||||||
3 | Eileen P. Drake | For | For | |||||||||||
4 | James R. Henderson | For | For | |||||||||||
5 | Warren G. Lichtenstein | For | For | |||||||||||
6 | Gen Lance W. Lord | For | For | |||||||||||
7 | Audrey A. McNiff | For | For | |||||||||||
8 | Martin Turchin | For | For | |||||||||||
2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
Security | 459506101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IFF | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US4595061015 | Agenda | 935364721 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | ||||||||||
1b. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Edward D. Breen | Management | For | For | ||||||||||
1c. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Carol Anthony Davidson | Management | For | For | ||||||||||
1d. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Michael L. Ducker | Management | For | For | ||||||||||
1e. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
1f. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | ||||||||||
1g. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Andreas Fibig | Management | For | For | ||||||||||
1h. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christina Gold | Management | For | For | ||||||||||
1i. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Ilene Gordon | Management | For | For | ||||||||||
1j. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Matthias J. Heinzel | Management | For | For | ||||||||||
1k. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dale F. Morrison | Management | For | For | ||||||||||
1l. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kåre Schultz | Management | For | For | ||||||||||
1m. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Stephen Williamson | Management | For | For | ||||||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers in 2020. | Management | For | For | ||||||||||
4. | Approve our 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||||
AMETEK INC. | ||||||||||||||
Security | 031100100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AME | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US0311001004 | Agenda | 935352586 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for three years term: Tod E. Carpenter | Management | For | For | ||||||||||
1B. | Election of Director for three years term: Karleen M. Oberton | Management | For | For | ||||||||||
2. | Approval, by advisory vote, of the compensation of AMETEK, Inc.'s named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
CURTISS-WRIGHT CORPORATION | ||||||||||||||
Security | 231561101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CW | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US2315611010 | Agenda | 935355986 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David C. Adams | For | For | |||||||||||
2 | Lynn M. Bamford | For | For | |||||||||||
3 | Dean M. Flatt | For | For | |||||||||||
4 | S. Marce Fuller | For | For | |||||||||||
5 | Bruce D. Hoechner | For | For | |||||||||||
6 | Glenda J. Minor | For | For | |||||||||||
7 | Anthony J. Moraco | For | For | |||||||||||
8 | John B. Nathman | For | For | |||||||||||
9 | Robert J. Rivet | For | For | |||||||||||
10 | Peter C. Wallace | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | An advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
BOYD GAMING CORPORATION | ||||||||||||||
Security | 103304101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BYD | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US1033041013 | Agenda | 935359869 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John R. Bailey | For | For | |||||||||||
2 | Robert L. Boughner | For | For | |||||||||||
3 | William R. Boyd | For | For | |||||||||||
4 | William S. Boyd | For | For | |||||||||||
5 | Marianne Boyd Johnson | For | For | |||||||||||
6 | Keith E. Smith | For | For | |||||||||||
7 | Christine J. Spadafor | For | For | |||||||||||
8 | A. Randall Thoman | For | For | |||||||||||
9 | Peter M. Thomas | For | For | |||||||||||
10 | Paul W. Whetsell | For | For | |||||||||||
11 | Veronica J. Wilson | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||||
Security | 039483102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADM | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US0394831020 | Agenda | 935362400 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: M.S. Burke | Management | For | For | ||||||||||
1B. | Election of Director: T. Colbert | Management | For | For | ||||||||||
1C. | Election of Director: T.K. Crews | Management | For | For | ||||||||||
1D. | Election of Director: P. Dufour | Management | For | For | ||||||||||
1E. | Election of Director: D.E. Felsinger | Management | For | For | ||||||||||
1F. | Election of Director: S.F. Harrison | Management | For | For | ||||||||||
1G. | Election of Director: J.R. Luciano | Management | For | For | ||||||||||
1H. | Election of Director: P.J. Moore | Management | For | For | ||||||||||
1I. | Election of Director: F.J. Sanchez | Management | For | For | ||||||||||
1J. | Election of Director: D.A. Sandler | Management | For | For | ||||||||||
1K. | Election of Director: L.Z. Schlitz | Management | For | For | ||||||||||
1L. | Election of Director: K.R. Westbrook | Management | For | For | ||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
4. | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Abstain | Against | ||||||||||
FRANKLIN ELECTRIC CO., INC. | ||||||||||||||
Security | 353514102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FELE | Meeting Date | 07-May-2021 | |||||||||||
ISIN | US3535141028 | Agenda | 935359314 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: Gregg C. Sengstack | Management | For | For | ||||||||||
1B. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: David M. Wathen | Management | For | For | ||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
CONOCOPHILLIPS | ||||||||||||||
Security | 20825C104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | COP | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US20825C1045 | Agenda | 935367602 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | ||||||||||
1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | For | For | ||||||||||
1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | For | For | ||||||||||
1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | For | For | ||||||||||
1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | For | For | ||||||||||
1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | For | For | ||||||||||
1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | For | For | ||||||||||
1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | For | For | ||||||||||
1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | For | For | ||||||||||
1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | For | For | ||||||||||
1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | For | For | ||||||||||
1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | For | For | ||||||||||
1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | For | For | ||||||||||
1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | For | For | ||||||||||
1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | For | For | ||||||||||
2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
4. | Simple Majority Vote Standard. | Management | For | For | ||||||||||
5. | Emission Reduction Targets. | Shareholder | Abstain | Against | ||||||||||
WASTE MANAGEMENT, INC. | ||||||||||||||
Security | 94106L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WM | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US94106L1098 | Agenda | 935369199 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||||
1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
1C. | Election of Director: Victoria M. Holt | Management | For | For | ||||||||||
1D. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||
1E. | Election of Director: Sean E. Menke | Management | For | For | ||||||||||
1F. | Election of Director: William B. Plummer | Management | For | For | ||||||||||
1G. | Election of Director: John C. Pope | Management | For | For | ||||||||||
1H. | Election of Director: Maryrose T. Sylvester | Management | For | For | ||||||||||
1I. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Non-binding, advisory proposal to approve our executive compensation. | Management | For | For | ||||||||||
IDEX CORPORATION | ||||||||||||||
Security | 45167R104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IEX | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US45167R1041 | Agenda | 935361484 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director for a term of three years: WILLIAM M. COOK | Management | For | For | ||||||||||
1B. | Election of Director for a term of three years: MARK A. BUTHMAN | Management | For | For | ||||||||||
1C. | Election of Director for a term of three years: LAKECIA N. GUNTER | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2021. | Management | For | For | ||||||||||
XYLEM INC. | ||||||||||||||
Security | 98419M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | XYL | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US98419M1009 | Agenda | 935365658 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||
1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||
1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||
1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||||
1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||
1F. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
1G. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||||
1H. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
1I. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||||
1J. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||
1K. | Election of Director: Uday Yadav | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting amendments to our proxy access by-law, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
WATTS WATER TECHNOLOGIES, INC. | ||||||||||||||
Security | 942749102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WTS | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US9427491025 | Agenda | 935370281 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christopher L. Conway | For | For | |||||||||||
2 | Michael J. Dubose | For | For | |||||||||||
3 | David A. Dunbar | For | For | |||||||||||
4 | Louise K. Goeser | For | For | |||||||||||
5 | Jes Munk Hansen | For | For | |||||||||||
6 | W. Craig Kissel | For | For | |||||||||||
7 | Joseph T. Noonan | For | For | |||||||||||
8 | Robert J. Pagano, Jr. | For | For | |||||||||||
9 | Merilee Raines | For | For | |||||||||||
10 | Joseph W. Reitmeier | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
LIBERTY LATIN AMERICA LTD. | ||||||||||||||
Security | G9001E102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LILA | Meeting Date | 12-May-2021 | |||||||||||
ISIN | BMG9001E1021 | Agenda | 935370976 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Charles H.R. Bracken | For | For | |||||||||||
2 | Balan Nair | For | For | |||||||||||
3 | Eric L. Zinterhofer | For | For | |||||||||||
2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021, and to authorize the Board, acting by the audit committee, to determine the independent auditors renumeration. | Management | For | For | ||||||||||
3. | A proposal to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Officers and Directors Compensation." | Management | For | For | ||||||||||
4. | A proposal to approve an amendment to the Liberty Latin America 2018 Incentive Plan to increase the number of shares authorized under such plan from 25,000,000 to 75,000,000. | Management | Against | Against | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVET | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US22304C1009 | Agenda | 935373605 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark J. Manoff | For | For | |||||||||||
2 | Edward M. McNamara | For | For | |||||||||||
3 | Steven Paladino | For | For | |||||||||||
4 | Sandra Peterson | For | For | |||||||||||
2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To approve an amendment to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
4. | To approve, by a non-binding, advisory vote, the 2020 compensation paid to our named executive officers. | Management | For | For | ||||||||||
ROLLS-ROYCE HOLDINGS PLC | ||||||||||||||
Security | G76225104 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 13-May-2021 | ||||||||||||
ISIN | GB00B63H8491 | Agenda | 713755885 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
2 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
4 | RE-ELECT SIR IAN DAVIS AS DIRECTOR | Management | For | For | ||||||||||
5 | RE-ELECT WARREN EAST AS DIRECTOR | Management | For | For | ||||||||||
6 | ELECT PANOS KAKOULLIS AS DIRECTOR | Management | For | For | ||||||||||
7 | ELECT PAUL ADAMS AS DIRECTOR | Management | For | For | ||||||||||
8 | RE-ELECT GEORGE CULMER AS DIRECTOR | Management | For | For | ||||||||||
9 | RE-ELECT IRENE DORNER AS DIRECTOR | Management | For | For | ||||||||||
10 | RE-ELECT BEVERLY GOULET AS DIRECTOR | Management | For | For | ||||||||||
11 | RE-ELECT LEE HSIEN YANG AS DIRECTOR | Management | For | For | ||||||||||
12 | RE-ELECT NICK LUFF AS DIRECTOR | Management | For | For | ||||||||||
13 | RE-ELECT SIR KEVIN SMITH AS DIRECTOR | Management | For | For | ||||||||||
14 | RE-ELECT DAME ANGELA STRANK AS DIRECTOR | Management | For | For | ||||||||||
15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||
16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
17 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
18 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
19 | APPROVE INCENTIVE PLAN | Management | For | For | ||||||||||
20 | APPROVE SHAREPURCHASE PLAN | Management | For | For | ||||||||||
21 | APPROVE UK SHARESAVE PLAN | Management | For | For | ||||||||||
22 | APPROVE INTERNATIONAL SHARESAVE PLAN | Management | For | For | ||||||||||
23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
24 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
25 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
HERC HOLDINGS INC. | ||||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HRI | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US42704L1044 | Agenda | 935355493 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | ||||||||||
1B. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | ||||||||||
1C. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | ||||||||||
1D. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | ||||||||||
1E. | Election of Director to serve until the next Annual Meeting: Jonathan Frates | Management | For | For | ||||||||||
1F. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | ||||||||||
1G. | Election of Director to serve until the next Annual Meeting: Jacob M. Katz | Management | For | For | ||||||||||
1H. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | ||||||||||
1I. | Election of Director to serve until the next Annual Meeting: Andrew N. Langham | Management | For | For | ||||||||||
1J. | Election of Director to serve until the next Annual Meeting: Mary Pat Salomone | Management | For | For | ||||||||||
1K. | Election of Director to serve until the next Annual Meeting: Andrew J. Teno | Management | For | For | ||||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
CTS CORPORATION | ||||||||||||||
Security | 126501105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CTS | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US1265011056 | Agenda | 935366903 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | D. M. Costello | For | For | |||||||||||
2 | G. Hunter | For | For | |||||||||||
3 | W. S. Johnson | For | For | |||||||||||
4 | Y.J. Li | For | For | |||||||||||
5 | K. O'Sullivan | For | For | |||||||||||
6 | R. A. Profusek | For | For | |||||||||||
7 | A. G. Zulueta | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of CTS' named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Grant Thornton LLP as CTS' independent auditor for 2021. | Management | For | For | ||||||||||
CVS HEALTH CORPORATION | ||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US1266501006 | Agenda | 935366927 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
1I. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||
1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||||
1M. | Election of Director: Tony L. White | Management | For | For | ||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||||
HENRY SCHEIN, INC. | ||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSIC | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US8064071025 | Agenda | 935367044 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Mohamad Ali | Management | For | For | ||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||
1C. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||
1D. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
1E. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
1F. | Election of Director: Deborah Derby | Management | For | For | ||||||||||
1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||
1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
1P. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||||
2. | Proposal to approve, by non-binding vote, the 2020 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | ||||||||||
AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
Security | 032037103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AP | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US0320371034 | Agenda | 935377386 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael I. German | For | For | |||||||||||
2 | J. Brett McBrayer | For | For | |||||||||||
3 | Carl H Pforzheimer, III | For | For | |||||||||||
2. | To approve, in a non-binding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | To approve the amendment and restatement of the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
4. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||||
Security | 78377T107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RHP | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US78377T1079 | Agenda | 935389812 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||||
1B. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Christian Brickman | Management | For | For | ||||||||||
1D. | Election of Director: Fazal Merchant | Management | For | For | ||||||||||
1E. | Election of Director: Patrick Moore | Management | For | For | ||||||||||
1F. | Election of Director: Christine Pantoya | Management | For | For | ||||||||||
1G. | Election of Director: Robert Prather, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Colin Reed | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US46625H1005 | Agenda | 935372285 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||
1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||
1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||
1D. | Election of Director: James S. Crown | Management | For | For | ||||||||||
1E. | Election of Director: James Dimon | Management | For | For | ||||||||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||
1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||
1I. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | ||||||||||
4. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
5. | Improve shareholder written consent. | Shareholder | Against | For | ||||||||||
6. | Racial equity audit and report. | Shareholder | Abstain | Against | ||||||||||
7. | Independent board chairman. | Shareholder | Against | For | ||||||||||
8. | Political and electioneering expenditure congruency report. | Shareholder | Abstain | Against | ||||||||||
UNITED STATES CELLULAR CORPORATION | ||||||||||||||
Security | 911684108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | USM | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US9116841084 | Agenda | 935375027 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | J. S. Crowley | For | For | |||||||||||
2 | G. P. Josefowicz | For | For | |||||||||||
3 | C. D. Stewart | For | For | |||||||||||
2. | Ratify accountants for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
ITT INC. | ||||||||||||||
Security | 45073V108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ITT | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US45073V1089 | Agenda | 935380357 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Orlando D. Ashford | Management | For | For | ||||||||||
1B. | Election of Director: Geraud Darnis | Management | For | For | ||||||||||
1C. | Election of Director: Donald DeFosset, Jr. | Management | For | For | ||||||||||
1D. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||||
1E. | Election of Director: Richard P. Lavin | Management | For | For | ||||||||||
1F. | Election of Director: Mario Longhi | Management | Abstain | Against | ||||||||||
1G. | Election of Director: Rebecca A. McDonald | Management | For | For | ||||||||||
1H. | Election of Director: Timothy H. Powers | Management | For | For | ||||||||||
1I. | Election of Director: Luca Savi | Management | For | For | ||||||||||
1J. | Election of Director: Cheryl L. Shavers | Management | For | For | ||||||||||
1K. | Election of Director: Sabrina Soussan | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2021 fiscal year. | Management | For | For | ||||||||||
3. | Approval of an advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | A shareholder proposal regarding special shareholder meetings. | Shareholder | Against | For | ||||||||||
STATE STREET CORPORATION | ||||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | STT | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US8574771031 | Agenda | 935380408 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
1C. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
1D. | Election of Director: W. Freda | Management | For | For | ||||||||||
1E. | Election of Director: S. Mathew | Management | For | For | ||||||||||
1F. | Election of Director: W. Meaney | Management | For | For | ||||||||||
1G. | Election of Director: R. O'Hanley | Management | For | For | ||||||||||
1H. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||||
1I. | Election of Director: J. Portalatin | Management | For | For | ||||||||||
1J. | Election of Director: J. Rhea | Management | For | For | ||||||||||
1K. | Election of Director: R. Sergel | Management | For | For | ||||||||||
1L. | Election of Director: G. Summe | Management | For | For | ||||||||||
2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting that the board oversee a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
MORGAN STANLEY | ||||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||
1B. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
1C. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
1D. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
1E. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
1F. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||
1G. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
1I. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1J. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | For | ||||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | For | For | ||||||||||
4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | Against | Against | ||||||||||
MARSH & MCLENNAN COMPANIES, INC. | ||||||||||||||
Security | 571748102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MMC | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US5717481023 | Agenda | 935372817 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Anthony K. Anderson | Management | For | For | ||||||||||
1B. | Election of Director: Oscar Fanjul | Management | For | For | ||||||||||
1C. | Election of Director: Daniel S. Glaser | Management | For | For | ||||||||||
1D. | Election of Director: H. Edward Hanway | Management | For | For | ||||||||||
1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||
1F. | Election of Director: Tamara Ingram | Management | For | For | ||||||||||
1G. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||
1H. | Election of Director: Steven A. Mills | Management | For | For | ||||||||||
1I. | Election of Director: Bruce P. Nolop | Management | For | For | ||||||||||
1J. | Election of Director: Marc D. Oken | Management | For | For | ||||||||||
1K. | Election of Director: Morton O. Schapiro | Management | For | For | ||||||||||
1L. | Election of Director: Lloyd M. Yates | Management | For | For | ||||||||||
1M. | Election of Director: R. David Yost | Management | For | For | ||||||||||
2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||
Security | 879433829 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TDS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US8794338298 | Agenda | 935377487 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | C. A. Davis | Withheld | Against | |||||||||||
2 | G. W. Off | Withheld | Against | |||||||||||
3 | W. Oosterman | Withheld | Against | |||||||||||
4 | G. L. Sugarman | Withheld | Against | |||||||||||
2. | Ratify Accountants for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Shareholder proposal to recapitalize TDS' outstanding stock to have an equal vote per share. | Shareholder | For | Against | ||||||||||
FLOWSERVE CORPORATION | ||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US34354P1057 | Agenda | 935382589 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
1J. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2021. | Management | For | For | ||||||||||
4. | Management proposal to amend the Company's Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. | Management | For | For | ||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HON | Meeting Date | 21-May-2021 | |||||||||||
ISIN | US4385161066 | Agenda | 935374861 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||
1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||
1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||
1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
1F. | Election of Director: Deborah Flint | Management | For | For | ||||||||||
1G. | Election of Director: Judd Gregg | Management | For | For | ||||||||||
1H. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
1I. | Election of Director: Raymond T. Odierno | Management | For | For | ||||||||||
1J. | Election of Director: George Paz | Management | For | For | ||||||||||
1K. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Approval of Independent Accountants. | Management | For | For | ||||||||||
4. | Shareholder Right To Act By Written Consent. | Shareholder | Against | For | ||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 24-May-2021 | |||||||||||
ISIN | US40049J2069 | Agenda | 935431027 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Presentation and, in its case, approval for the Company and its controlled entities to carry out certain actions to combine its content segment with Univision Holdings, Inc. or its successors, including the other related acts that may be necessary or convenient in connection with the above. | Management | For | |||||||||||
II | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
VIACOMCBS INC. | ||||||||||||||
Security | 92556H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VIACA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US92556H1077 | Agenda | 935387868 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||||
1B. | Election of Director: Candace K. Beinecke | Management | For | For | ||||||||||
1C. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||||
1D. | Election of Director: Brian Goldner | Management | For | For | ||||||||||
1E. | Election of Director: Linda M. Griego | Management | For | For | ||||||||||
1F. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||||
1G. | Election of Director: Judith A. McHale | Management | For | For | ||||||||||
1H. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||
1I. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||||
1J. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||||
1K. | Election of Director: Susan Schuman | Management | For | For | ||||||||||
1L. | Election of Director: Nicole Seligman | Management | For | For | ||||||||||
1M. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
3. | Approval of an amendment and restatement of the Company's 2009 Long-Term Incentive Plan. | Management | For | For | ||||||||||
4. | Stockholder proposal requesting that the Company's Board of Directors take steps to enable stockholder proxy access. | Shareholder | Abstain | Against | ||||||||||
CIRCOR INTERNATIONAL, INC. | ||||||||||||||
Security | 17273K109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CIR | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US17273K1097 | Agenda | 935391526 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | For | For | ||||||||||
1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | For | For | ||||||||||
1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | For | For | ||||||||||
1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | For | For | ||||||||||
1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | For | For | ||||||||||
1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | For | For | ||||||||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229706 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BATRA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5312297063 | Agenda | 935395233 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian M. Deevy | For | For | |||||||||||
2 | Gregory B. Maffei | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5312298707 | Agenda | 935395233 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian M. Deevy | For | For | |||||||||||
2 | Gregory B. Maffei | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||
Security | 30231G102 | Meeting Type | Contested-Annual | |||||||||||
Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US30231G1022 | Agenda | 935378338 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael J. Angelakis | For | For | |||||||||||
2 | Susan K. Avery | For | For | |||||||||||
3 | Angela F. Braly | For | For | |||||||||||
4 | Ursula M. Burns | For | For | |||||||||||
5 | Kenneth C. Frazier | For | For | |||||||||||
6 | Joseph L. Hooley | For | For | |||||||||||
7 | Steven A. Kandarian | For | For | |||||||||||
8 | Douglas R. Oberhelman | For | For | |||||||||||
9 | Samuel J. Palmisano | For | For | |||||||||||
10 | Jeffrey W. Ubben | For | For | |||||||||||
11 | Darren W. Woods | For | For | |||||||||||
12 | Wan Zulkiflee | For | For | |||||||||||
2. | Ratification of Independent Auditors. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
4. | Independent Chairman. | Shareholder | Against | For | ||||||||||
5. | Special Shareholder Meetings. | Shareholder | Against | For | ||||||||||
6. | Report on Scenario Analysis. | Shareholder | Abstain | Against | ||||||||||
7. | Report on Environmental Expenditures. | Shareholder | Abstain | Against | ||||||||||
8. | Report on Political Contributions. | Shareholder | Abstain | Against | ||||||||||
9. | Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
10. | Report on Climate Lobbying. | Shareholder | Abstain | Against | ||||||||||
CHEVRON CORPORATION | ||||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US1667641005 | Agenda | 935390132 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||||
1B. | Election of Director: John B. Frank | Management | For | For | ||||||||||
1C. | Election of Director: Alice P. Gast | Management | For | For | ||||||||||
1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||||
1G. | Election of Director: Charles W. Moorman IV | Management | For | For | ||||||||||
1H. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||||
1I. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||||
1J. | Election of Director: Ronald D. Sugar | Management | For | For | ||||||||||
1K. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
1L. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||||
2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
4. | Reduce Scope 3 Emissions. | Shareholder | Abstain | Against | ||||||||||
5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | Abstain | Against | ||||||||||
6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
7. | Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
8. | Independent Chair. | Shareholder | Against | For | ||||||||||
9. | Special Meetings. | Shareholder | Against | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US5303071071 | Agenda | 935397857 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Julie D. Frist | For | For | |||||||||||
2 | J. David Wargo | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
4. | The say-on-frequency proposal, to approve, on an advisory basis, the frequency at which future say-on-pay votes will be held. | Management | 3 Years | For | ||||||||||
5. | The stockholder proposal, requesting that our board of directors provides for a majority vote standard in uncontested director elections, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
CANTERBURY PARK HOLDING CORPORATION | ||||||||||||||
Security | 13811E101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CPHC | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US13811E1010 | Agenda | 935403927 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Maureen H. Bausch | For | For | |||||||||||
2 | Mark Chronister | For | For | |||||||||||
3 | John S. Himle | For | For | |||||||||||
4 | Carin J. Offerman | For | For | |||||||||||
5 | Randall D. Sampson | For | For | |||||||||||
6 | Dale H. Schenian | For | For | |||||||||||
2. | To approve an amendment to the Canterbury Park Holding Corporation Employee Stock Purchase Plan to increase the number of shares authorized for issuance by 100,000 shares. | Management | For | For | ||||||||||
3. | To ratify the appointment of Wipfli LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US35671D8570 | Agenda | 935412762 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: David P. Abney | Management | For | For | ||||||||||
1.2 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||||
1.3 | Election of Director: Robert W. Dudley | Management | For | For | ||||||||||
1.4 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
1.5 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||||
1.6 | Election of Director: John J. Stephens | Management | For | For | ||||||||||
1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
DEVON ENERGY CORPORATION | ||||||||||||||
Security | 25179M103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DVN | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US25179M1036 | Agenda | 935408446 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Barbara M. Baumann | For | For | |||||||||||
2 | John E. Bethancourt | For | For | |||||||||||
3 | Ann G. Fox | For | For | |||||||||||
4 | David A. Hager | For | For | |||||||||||
5 | Kelt Kindick | For | For | |||||||||||
6 | John Krenicki Jr. | For | For | |||||||||||
7 | Karl F. Kurz | For | For | |||||||||||
8 | Robert A. Mosbacher Jr. | For | For | |||||||||||
9 | Richard E. Muncrief | For | For | |||||||||||
10 | Duane C. Radtke | For | For | |||||||||||
11 | Valerie M. Williams | For | For | |||||||||||
2. | Ratify the appointment of the Company's Independent Auditors for 2021. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
ADVANSIX INC | ||||||||||||||
Security | 00773T101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASIX | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US00773T1016 | Agenda | 935414677 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Erin N. Kane | Management | For | For | ||||||||||
1B. | Election of Director: Michael L. Marberry | Management | For | For | ||||||||||
1C. | Election of Director: Darrell K. Hughes | Management | For | For | ||||||||||
1D. | Election of Director: Todd D. Karran | Management | For | For | ||||||||||
1E. | Election of Director: Paul E. Huck | Management | For | For | ||||||||||
1F. | Election of Director: Daniel F. Sansone | Management | For | For | ||||||||||
1G. | Election of Director: Sharon S. Spurlin | Management | For | For | ||||||||||
1H. | Election of Director: Patrick S. Williams | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for 2021. | Management | For | For | ||||||||||
3. | An advisory vote to approve executive compensation. | Management | For | For | ||||||||||
DISCOVERY, INC. | ||||||||||||||
Security | 25470F104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISCA | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US25470F1049 | Agenda | 935417902 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert R. Beck | For | For | |||||||||||
2 | Robert L. Johnson | For | For | |||||||||||
3 | J. David Wargo | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
AMC NETWORKS INC | ||||||||||||||
Security | 00164V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMCX | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US00164V1035 | Agenda | 935422939 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Leonard Tow | For | For | |||||||||||
2 | David E. Van Zandt | For | For | |||||||||||
3 | Carl E. Vogel | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||||||||
4. | Vote on stockholder proposal regarding voting standards for director elections. | Shareholder | Against | For | ||||||||||
5. | Vote on stockholder proposal regarding a policy on our dual class structure. | Shareholder | Against | For | ||||||||||
LIBERTY GLOBAL PLC | ||||||||||||||
Security | G5480U104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBTYA | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | GB00B8W67662 | Agenda | 935425442 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Elect Michael T. Fries as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O2 | Elect Paul A. Gould as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O3 | Elect John C. Malone as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O4 | Elect Larry E. Romrell as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
O5 | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2020, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
O7 | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
O8 | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||||
S9 | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||||
O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2021 AGM. | Management | For | For | ||||||||||
INDUS REALTY TRUST INC | ||||||||||||||
Security | 45580R103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INDT | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US45580R1032 | Agenda | 935433805 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: David R. Bechtel | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Frederick M. Danziger | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Gordon F. DuGan | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Michael S. Gamzon | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Jonathan P. May | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Molly North | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Amy Rose Silverman | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Albert H. Small, Jr. | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Ardevan Yaghoubi | Management | For | For | ||||||||||
2. | The ratification of the selection of RSM US LLP as INDUS's independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of INDUS's named executive officers as presented in INDUS's Proxy Statement. | Management | For | For | ||||||||||
PROG HOLDINGS, INC. | ||||||||||||||
Security | 74319R101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PRG | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US74319R1014 | Agenda | 935433691 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kathy T. Betty | Management | For | For | ||||||||||
1B. | Election of Director: Douglas C. Curling | Management | For | For | ||||||||||
1C. | Election of Director: Cynthia N. Day | Management | For | For | ||||||||||
1D. | Election of Director: Curtis L. Doman | Management | For | For | ||||||||||
1E. | Election of Director: Steven A. Michaels | Management | For | For | ||||||||||
1F. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||
1G. | Election of Director: James Smith | Management | For | For | ||||||||||
2. | Approval of a non-binding advisory resolution to approve the Company's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
4. | Amendment to the PROG Holdings, Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
SONY GROUP CORPORATION | ||||||||||||||
Security | 835699307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||||
1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||||
1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||||
1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||||
2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
Security | 829226109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SBGI | Meeting Date | 28-Jun-2021 | |||||||||||
ISIN | US8292261091 | Agenda | 935426672 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David D. Smith* | For | For | |||||||||||
2 | Frederick G. Smith* | For | For | |||||||||||
3 | J. Duncan Smith* | For | For | |||||||||||
4 | Robert E. Smith* | For | For | |||||||||||
5 | Laurie R. Beyer* | For | For | |||||||||||
6 | Howard E. Friedman* | For | For | |||||||||||
7 | Lawrence E. McCanna* | For | For | |||||||||||
8 | Daniel C. Keith* | For | For | |||||||||||
9 | Martin R. Leader* | For | For | |||||||||||
10 | Benson E. Legg* | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
3. | Approval of amended and restated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | Approval of an amendment to the Company's 1996 Long- Term Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | Abstain | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli Capital Series Funds, Inc. |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, President and Principal Executive Officer |
Date | August 20, 2021 |
*Print the name and title of each signing officer under his or her signature.