UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
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CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) Drew Faust, a Director, and Mark Winkelman, a Director and the Chair of the Compensation Committee of the Board of Directors (the “Board”) of The Goldman Sachs Group, Inc. (the “Company”), each was deemed under the Board’s Corporate Governance Guidelines to have tendered their proposed retirement from the Board at the Company’s 2023 Annual Meeting of Shareholders, in accordance with the age-based retirement policy set forth therein. The retirement of each of Dr. Faust and Mr. Winkelman was accepted by the Board on March 3, 2023.
Item 8.01 Other Events.
The independent directors of the Board have recommended, and the Board has approved, the appointment of Kimberley Harris, a Director, as the new Chair of the Compensation Committee. The appointment will be effective upon Mr. Winkelman’s retirement.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
THE GOLDMAN SACHS GROUP, INC. | ||||||||
(Registrant) | ||||||||
Date: March 6, 2023 |
By: |
/s/ Kathryn H. Ruemmler | ||||||
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Name: Kathryn H. Ruemmler | |||||||
Title: Chief Legal Officer and General Counsel |