UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
| Investment Company Act file number | 811-05685 |
| Williamsburg Investment Trust |
| (Exact name of registrant as specified in charter) |
| 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
| (Address of principal executive offices) (Zip code) |
Jennifer Merchant
| Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: | (513) 587-3454 |
| Date of fiscal year end: | March 31 | |
| Date of reporting period: | July 1, 2022 – June 30, 2023 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
| Cantor FBP Appreciation & Income Opportunities Fund - Investment Company Report - 07/01/2022-06/30/2023 | |||||
| KYNDRYL HOLDINGS, INC. | |||||
| Security | 50155Q100 | Meeting Type | Annual | ||
| Ticker Symbol | KD | Meeting Date | 28-Jul-2022 | ||
| ISIN | US50155Q1004 | Agenda | 935676429 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Class I Director for a three-year term: Janina Kugel |
Management | For | For | |
| 1b. | Election of Class I Director for a three-year term: Denis Machuel |
Management | For | For | |
| 1c. | Election of Class I Director for a three-year term: Rahul N. Merchant |
Management | For | For | |
| 2. | Approval, in a non-binding vote, of the compensation of the Company's named executive officers. |
Management | Against | Against | |
| 3. | Approval, in a non-binding vote, of the frequency of future advisory votes on executive compensation. |
Management | 1 Year | For | |
| 4. | Approval of the amendment and restatement of the Kyndryl 2021 Long-Term Performance Plan. |
Management | Against | Against | |
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2023. |
Management | For | For | |
| FEDEX CORPORATION | |||||
| Security | 31428X106 | Meeting Type | Annual | ||
| Ticker Symbol | FDX | Meeting Date | 19-Sep-2022 | ||
| ISIN | US31428X1063 | Agenda | 935696306 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: MARVIN R. ELLISON | Management | For | For | |
| 1b. | Election of Director: STEPHEN E. GORMAN | Management | For | For | |
| 1c. | Election of Director: SUSAN PATRICIA GRIFFITH | Management | For | For | |
| 1d. | Election of Director: KIMBERLY A. JABAL | Management | For | For | |
| 1e. | Election of Director: AMY B. LANE | Management | For | For | |
| 1f. | Election of Director: R. BRAD MARTIN | Management | For | For | |
| 1g. | Election of Director: NANCY A. NORTON | Management | For | For | |
| 1h. | Election of Director: FREDERICK P. PERPALL | Management | For | For | |
| 1i. | Election of Director: JOSHUA COOPER RAMO | Management | For | For | |
| 1j. | Election of Director: SUSAN C. SCHWAB | Management | For | For | |
| 1k. | Election of Director: FREDERICK W. SMITH | Management | For | For | |
| 1l. | Election of Director: DAVID P. STEINER | Management | For | For | |
| 1m. | Election of Director: RAJESH SUBRAMANIAM | Management | For | For | |
| 1n. | Election of Director: V. JAMES VENA | Management | For | For | |
| 1o. | Election of Director: PAUL S. WALSH | Management | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | |
| 3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2023. |
Management | For | For | |
| 4. | Approval of amendment to the FedEx Corporation 2019 Omnibus Stock Incentive Plan to increase the number of authorized shares. |
Management | For | For | |
| 5. | Stockholder proposal regarding independent board chairman. |
Shareholder | For | Against | |
| 6. | Stockholder proposal regarding report on alignment between company values and electioneering contributions. |
Shareholder | Against | For | |
| 7. | Stockholder proposal regarding lobbying activity and expenditure report. |
Shareholder | Against | For | |
| 8. | Stockholder proposal regarding assessing inclusion in the workplace. |
Shareholder | Against | For | |
| 9. | Proposal not applicable | Shareholder | Against | ||
| TAPESTRY, INC. | |||||
| Security | 876030107 | Meeting Type | Annual | ||
| Ticker Symbol | TPR | Meeting Date | 15-Nov-2022 | ||
| ISIN | US8760301072 | Agenda | 935716893 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: John P. Bilbrey | Management | For | For | |
| 1b. | Election of Director: Darrell Cavens | Management | For | For | |
| 1c. | Election of Director: Joanne Crevoiserat | Management | For | For | |
| 1d. | Election of Director: David Denton | Management | For | For | |
| 1e. | Election of Director: Johanna (Hanneke) Faber | Management | For | For | |
| 1f. | Election of Director: Anne Gates | Management | For | For | |
| 1g. | Election of Director: Thomas Greco | Management | For | For | |
| 1h. | Election of Director: Pamela Lifford | Management | For | For | |
| 1i. | Election of Director: Annabelle Yu Long | Management | For | For | |
| 1j. | Election of Director: Ivan Menezes | Management | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending July 1, 2023. |
Management | For | For | |
| 3. | Advisory vote to approve the Company's executive compensation, as discussed and described in the proxy statement. |
Management | For | For | |
| CISCO SYSTEMS, INC. | |||||
| Security | 17275R102 | Meeting Type | Annual | ||
| Ticker Symbol | CSCO | Meeting Date | 08-Dec-2022 | ||
| ISIN | US17275R1023 | Agenda | 935723216 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: M. Michele Burns | Management | For | For | |
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | |
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | |
| 1d. | Election of Director: Mark Garrett | Management | For | For | |
| 1e. | Election of Director: John D. Harris II | Management | For | For | |
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |
| 1g. | Election of Director: Roderick C. Mcgeary | Management | For | For | |
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | For | |
| 1i. | Election of Director: Charles H. Robbins | Management | For | For | |
| 1j. | Election of Director: Brenton L. Saunders | Management | For | For | |
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | For | |
| 1l. | Election of Director: Marianna Tessel | Management | For | For | |
| 2. | Approval, on an advisory basis, of executive compensation. |
Management | Against | Against | |
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. |
Management | For | For | |
| 4. | Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. |
Shareholder | Against | For | |
| MICROSOFT CORPORATION | |||||
| Security | 594918104 | Meeting Type | Annual | ||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | ||
| ISIN | US5949181045 | Agenda | 935722567 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | |
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | |
| 1c. | Election of Director: Teri L. List | Management | For | For | |
| 1d. | Election of Director: Satya Nadella | Management | For | For | |
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | |
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | |
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | |
| 1h. | Election of Director: Charles W. Scharf | Management | For | For | |
| 1i. | Election of Director: John W. Stanton | Management | For | For | |
| 1j. | Election of Director: John W. Thompson | Management | For | For | |
| 1k. | Election of Director: Emma N. Walmsley | Management | For | For | |
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | |
| 2. | Advisory vote to approve named executive officer compensation |
Management | Against | Against | |
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 |
Management | For | For | |
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion |
Shareholder | Against | For | |
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records |
Shareholder | Against | For | |
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change |
Shareholder | Against | For | |
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology |
Shareholder | Against | For | |
| 8. | Shareholder Proposal - Report on Development of Products for Military |
Shareholder | Against | For | |
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Against | For | |
| ATMOS ENERGY CORPORATION | |||||
| Security | 049560105 | Meeting Type | Annual | ||
| Ticker Symbol | ATO | Meeting Date | 08-Feb-2023 | ||
| ISIN | US0495601058 | Agenda | 935751746 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | ELECTION OF DIRECTOR: John C. Ale | Management | For | For | |
| 1b. | ELECTION OF DIRECTOR: J. Kevin Akers | Management | For | For | |
| 1c. | ELECTION OF DIRECTOR: Kim R. Cocklin | Management | For | For | |
| 1d. | ELECTION OF DIRECTOR: Kelly H. Compton | Management | For | For | |
| 1e. | ELECTION OF DIRECTOR: Sean Donohue | Management | For | For | |
| 1f. | ELECTION OF DIRECTOR: Rafael G. Garza | Management | For | For | |
| 1g. | ELECTION OF DIRECTOR: Richard K. Gordon | Management | For | For | |
| 1h. | ELECTION OF DIRECTOR: Nancy K. Quinn | Management | For | For | |
| 1i. | ELECTION OF DIRECTOR: Richard A. Sampson | Management | For | For | |
| 1j. | ELECTION OF DIRECTOR: Diana J. Walters | Management | For | For | |
| 1k. | ELECTION OF DIRECTOR: Frank Yoho | Management | For | For | |
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For | |
| 3. | Proposal for an advisory vote by shareholders to approve the compensation of the Company's named executive officers for fiscal 2022 ("Say-on-Pay"). |
Management | For | For | |
| COMPASS MINERALS INTERNATIONAL, INC. | |||||
| Security | 20451N101 | Meeting Type | Annual | ||
| Ticker Symbol | CMP | Meeting Date | 15-Feb-2023 | ||
| ISIN | US20451N1019 | Agenda | 935754045 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director for a one-year term: Kevin S. Crutchfield |
Management | For | For | |
| 1b. | Election of Director for a one-year term: Jon A. Chisholm | Management | For | For | |
| 1c. | Election of Director for a one-year term: Richard P. Dealy | Management | For | For | |
| 1d. | Election of Director for a one-year term: Edward C. Dowling, Jr. |
Management | For | For | |
| 1e. | Election of Director for a one-year term: Eric Ford | Management | For | For | |
| 1f. | Election of Director for a one-year term: Gareth T. Joyce | Management | For | For | |
| 1g. | Election of Director for a one-year term: Melissa M. Miller | Management | For | For | |
| 1h. | Election of Director for a one-year term: Joseph E. Reece | Management | For | For | |
| 1i. | Election of Director for a one-year term: Shane T. Wagnon |
Management | For | For | |
| 1j. | Election of Director for a one-year term: Lori A. Walker | Management | For | For | |
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. |
Management | Against | Against | |
| 3. | Approve, on an advisory basis, the frequency of advisory approval of the compensation of our named executive officers. |
Management | 1 Year | For | |
| 4. | Approve an amendment to the Compass Minerals International, Inc. 2020 Incentive Award Plan. |
Management | Against | Against | |
| 5. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023. |
Management | For | For | |
| APPLE INC. | |||||
| Security | 037833100 | Meeting Type | Annual | ||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | ||
| ISIN | US0378331005 | Agenda | 935757700 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a | Election of Director: James Bell | Management | For | For | |
| 1b | Election of Director: Tim Cook | Management | For | For | |
| 1c | Election of Director: Al Gore | Management | For | For | |
| 1d | Election of Director: Alex Gorsky | Management | For | For | |
| 1e | Election of Director: Andrea Jung | Management | For | For | |
| 1f | Election of Director: Art Levinson | Management | For | For | |
| 1g | Election of Director: Monica Lozano | Management | For | For | |
| 1h | Election of Director: Ron Sugar | Management | For | For | |
| 1i | Election of Director: Sue Wagner | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 |
Management | For | For | |
| 3. | Advisory vote to approve executive compensation | Management | Against | Against | |
| 4. | Advisory vote on the frequency of advisory votes on executive compensation |
Management | 1 Year | For | |
| 5. | A shareholder proposal entitled "Civil Rights and Non- Discrimination Audit Proposal" |
Shareholder | Against | For | |
| 6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | For | |
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents |
Shareholder | Against | For | |
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" |
Shareholder | Against | For | |
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" |
Shareholder | Against | For | |
| BROADCOM INC | |||||
| Security | 11135F101 | Meeting Type | Annual | ||
| Ticker Symbol | AVGO | Meeting Date | 03-Apr-2023 | ||
| ISIN | US11135F1012 | Agenda | 935766189 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Diane M. Bryant | Management | For | For | |
| 1b. | Election of Director: Gayla J. Delly | Management | For | For | |
| 1c. | Election of Director: Raul J. Fernandez | Management | For | For | |
| 1d. | Election of Director: Eddy W. Hartenstein | Management | For | For | |
| 1e. | Election of Director: Check Kian Low | Management | For | For | |
| 1f. | Election of Director: Justine F. Page | Management | For | For | |
| 1g. | Election of Director: Henry Samueli | Management | For | For | |
| 1h. | Election of Director: Hock E. Tan | Management | For | For | |
| 1i. | Election of Director: Harry L. You | Management | For | For | |
| 2. | Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. |
Management | For | For | |
| 3. | Approve an amendment and restatement of the 2012 Stock Incentive Plan. |
Management | Against | Against | |
| 4. | Advisory vote to approve the named executive officer compensation. |
Management | Against | Against | |
| 5. | Advisory vote on the frequency of the advisory vote on named executive officer compensation. |
Management | 1 Year | For | |
| THE BANK OF NEW YORK MELLON CORPORATION | |||||
| Security | 064058100 | Meeting Type | Annual | ||
| Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | ||
| ISIN | US0640581007 | Agenda | 935771180 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Linda Z. Cook | Management | For | For | |
| 1b. | Election of Director: Joseph J. Echevarria | Management | For | For | |
| 1c. | Election of Director: M. Amy Gilliland | Management | For | For | |
| 1d. | Election of Director: Jeffrey A. Goldstein | Management | For | For | |
| 1e. | Election of Director: K. Guru Gowrappan | Management | For | For | |
| 1f. | Election of Director: Ralph Izzo | Management | For | For | |
| 1g. | Election of Director: Sandra E. "Sandie" O'Connor | Management | For | For | |
| 1h. | Election of Director: Elizabeth E. Robinson | Management | For | For | |
| 1i. | Election of Director: Frederick O. Terrell | Management | For | For | |
| 1j. | Election of Director: Robin Vince | Management | For | For | |
| 1k. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | |
| 2. | Advisory resolution to approve the 2022 compensation of our named executive officers. |
Management | For | For | |
| 3. | Advisory vote recommending the frequency with which we conduct a say-on-pay vote. |
Management | 1 Year | For | |
| 4. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. |
Management | For | For | |
| 5. | Approve the 2023 Long-Term Incentive Plan. | Management | For | For | |
| 6. | Stockholder proposal regarding stockholder ratification of certain executive severance payments, if properly presented. |
Shareholder | Against | For | |
| HP INC. | |||||
| Security | 40434L105 | Meeting Type | Annual | ||
| Ticker Symbol | HPQ | Meeting Date | 24-Apr-2023 | ||
| ISIN | US40434L1052 | Agenda | 935775429 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Aida M. Alvarez | Management | For | For | |
| 1b. | Election of Director: Shumeet Banerji | Management | For | For | |
| 1c. | Election of Director: Robert R. Bennett | Management | For | For | |
| 1d. | Election of Director: Charles V. Bergh | Management | For | For | |
| 1e. | Election of Director: Bruce Broussard | Management | For | For | |
| 1f. | Election of Director: Stacy Brown-Philpot | Management | For | For | |
| 1g. | Election of Director: Stephanie A. Burns | Management | For | For | |
| 1h. | Election of Director: Mary Anne Citrino | Management | For | For | |
| 1i. | Election of Director: Richard Clemmer | Management | For | For | |
| 1j. | Election of Director: Enrique Lores | Management | For | For | |
| 1k. | Election of Director: Judith Miscik | Management | For | For | |
| 1l. | Election of Director: Kim K.W. Rucker | Management | For | For | |
| 1m. | Election of Director: Subra Suresh | Management | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2023 |
Management | For | For | |
| 3. | To approve, on an advisory basis, HP Inc.'s named executive officer compensation |
Management | Against | Against | |
| 4. | To approve, on an advisory basis, the frequency of future votes to approve, on an advisory basis, HP Inc.'s named executive officer compensation |
Management | 1 Year | For | |
| 5. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the annual meeting |
Shareholder | Against | For | |
| BANK OF AMERICA CORPORATION | |||||
| Security | 060505104 | Meeting Type | Annual | ||
| Ticker Symbol | BAC | Meeting Date | 25-Apr-2023 | ||
| ISIN | US0605051046 | Agenda | 935779782 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Sharon L. Allen | Management | For | For | |
| 1b. | Election of Director: José (Joe) E. Almeida | Management | For | For | |
| 1c. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | |
| 1d. | Election of Director: Pierre J. P. de Weck | Management | For | For | |
| 1e. | Election of Director: Arnold W. Donald | Management | For | For | |
| 1f. | Election of Director: Linda P. Hudson | Management | For | For | |
| 1g. | Election of Director: Monica C. Lozano | Management | For | For | |
| 1h. | Election of Director: Brian T. Moynihan | Management | For | For | |
| 1i. | Election of Director: Lionel L. Nowell III | Management | For | For | |
| 1j. | Election of Director: Denise L. Ramos | Management | For | For | |
| 1k. | Election of Director: Clayton S. Rose | Management | For | For | |
| 1l. | Election of Director: Michael D. White | Management | For | For | |
| 1m. | Election of Director: Thomas D. Woods | Management | For | For | |
| 1n. | Election of Director: Maria T. Zuber | Management | For | For | |
| 2. | Approving our executive compensation (an advisory, non- binding "Say on Pay" resolution) |
Management | Against | Against | |
| 3. | A vote on the frequency of future "Say on Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) |
Management | 1 Year | For | |
| 4. | Ratifying the appointment of our independent registered public accounting firm for 2023 |
Management | For | For | |
| 5. | Amending and restating the Bank of America Corporation Equity Plan |
Management | Against | Against | |
| 6. | Shareholder proposal requesting an independent board chair |
Shareholder | For | Against | |
| 7. | Shareholder proposal requesting shareholder ratification of termination pay |
Shareholder | Against | For | |
| 8. | Shareholder proposal requesting greenhouse gas reduction targets |
Shareholder | Against | For | |
| 9. | Shareholder proposal requesting report on transition planning |
Shareholder | Against | For | |
| 10. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies |
Shareholder | Against | For | |
| 11. | Shareholder proposal requesting a racial equity audit | Shareholder | Against | For | |
| INTERNATIONAL BUSINESS MACHINES CORP. | |||||
| Security | 459200101 | Meeting Type | Annual | ||
| Ticker Symbol | IBM | Meeting Date | 25-Apr-2023 | ||
| ISIN | US4592001014 | Agenda | 935775405 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director for a Term of One Year: Thomas Buberl |
Management | For | For | |
| 1b. | Election of Director for a Term of One Year: David N. Farr | Management | For | For | |
| 1c. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | For | |
| 1d. | Election of Director for a Term of One Year: Michelle J. Howard |
Management | For | For | |
| 1e. | Election of Director for a Term of One Year: Arvind Krishna |
Management | For | For | |
| 1f. | Election of Director for a Term of One Year: Andrew N. Liveris |
Management | For | For | |
| 1g. | Election of Director for a Term of One Year: F. William McNabb III |
Management | For | For | |
| 1h. | Election of Director for a Term of One Year: Martha E. Pollack |
Management | For | For | |
| 1i. | Election of Director for a Term of One Year: Joseph R. Swedish |
Management | For | For | |
| 1j. | Election of Director for a Term of One Year: Peter R. Voser |
Management | For | For | |
| 1k. | Election of Director for a Term of One Year: Frederick H. Waddell |
Management | For | For | |
| 1l. | Election of Director for a Term of One Year: Alfred W. Zollar |
Management | For | For | |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For | |
| 3. | Advisory Vote on Executive Compensation. | Management | Against | Against | |
| 4. | Advisory Vote Regarding the Frequency of the Advisory Vote on Executive Compensation. |
Management | 1 Year | For | |
| 5. | Stockholder Proposal to Have an Independent Board Chairman. |
Shareholder | For | Against | |
| 6. | Stockholder Proposal Requesting a Public Report on Lobbying Activities. |
Shareholder | Against | For | |
| 7. | Stockholder Proposal Requesting a Public Report on Congruency in China Business Operations and ESG Activities. |
Shareholder | Against | For | |
| 8. | Stockholder Proposal Requesting a Public Report on Harassment and Discrimination Prevention Efforts. |
Shareholder | Against | For | |
| WELLS FARGO & COMPANY | |||||
| Security | 949746101 | Meeting Type | Annual | ||
| Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | ||
| ISIN | US9497461015 | Agenda | 935776774 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Steven D. Black | Management | For | For | |
| 1b. | Election of Director: Mark A. Chancy | Management | For | For | |
| 1c. | Election of Director: Celeste A. Clark | Management | For | For | |
| 1d. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | |
| 1e. | Election of Director: Richard K. Davis | Management | For | For | |
| 1f. | Election of Director: Wayne M. Hewett | Management | For | For | |
| 1g. | Election of Director: CeCelia ("CeCe") G. Morken | Management | For | For | |
| 1h. | Election of Director: Maria R. Morris | Management | For | For | |
| 1i. | Election of Director: Felicia F. Norwood | Management | For | For | |
| 1j. | Election of Director: Richard B. Payne, Jr. | Management | For | For | |
| 1k. | Election of Director: Ronald L. Sargent | Management | For | For | |
| 1l. | Election of Director: Charles W. Scharf | Management | For | For | |
| 1m. | Election of Director: Suzanne M. Vautrinot | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation (Say on Pay). |
Management | Against | Against | |
| 3. | Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). |
Management | 1 Year | For | |
| 4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For | |
| 5. | Shareholder Proposal - Adopt Simple Majority Vote. | Shareholder | For | Against | |
| 6. | Shareholder Proposal - Report on Congruency of Political Spending. |
Shareholder | Against | For | |
| 7. | Shareholder Proposal - Climate Lobbying Report. | Shareholder | Against | For | |
| 8. | Shareholder Proposal - Climate Transition Report. | Shareholder | Against | For | |
| 9. | Shareholder Proposal - Fossil Fuel Lending Policy. | Shareholder | Against | For | |
| 10. | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. |
Shareholder | Against | For | |
| 11. | Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. |
Shareholder | Against | For | |
| EATON CORPORATION PLC | |||||
| Security | G29183103 | Meeting Type | Annual | ||
| Ticker Symbol | ETN | Meeting Date | 26-Apr-2023 | ||
| ISIN | IE00B8KQN827 | Agenda | 935777764 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Craig Arnold | Management | For | For | |
| 1b. | Election of Director: Olivier Leonetti | Management | For | For | |
| 1c. | Election of Director: Silvio Napoli | Management | For | For | |
| 1d. | Election of Director: Gregory R. Page | Management | For | For | |
| 1e. | Election of Director: Sandra Pianalto | Management | For | For | |
| 1f. | Election of Director: Robert V. Pragada | Management | For | For | |
| 1g. | Election of Director: Lori J. Ryerkerk | Management | For | For | |
| 1h. | Election of Director: Gerald B. Smith | Management | For | For | |
| 1i. | Election of Director: Dorothy C. Thompson | Management | For | For | |
| 1j. | Election of Director: Darryl L. Wilson | Management | For | For | |
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. |
Management | For | For | |
| 3. | Approving, on an advisory basis, the Company's executive compensation. |
Management | For | For | |
| 4. | Approving, on an advisory basis, the frequency of executive compensation votes. |
Management | 1 Year | For | |
| 5. | Approving a proposal to grant the Board authority to issue shares. |
Management | For | For | |
| 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. |
Management | For | For | |
| 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. |
Management | For | For | |
| JOHNSON & JOHNSON | |||||
| Security | 478160104 | Meeting Type | Annual | ||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | ||
| ISIN | US4781601046 | Agenda | 935776813 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Darius Adamczyk | Management | For | For | |
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | |
| 1c. | Election of Director: D. Scott Davis | Management | For | For | |
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | |
| 1e. | Election of Director: Joaquin Duato | Management | For | For | |
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | |
| 1h. | Election of Director: Hubert Joly | Management | For | For | |
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | |
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | |
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 1l. | Election of Director: Nadja Y. West | Management | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | |
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation |
Management | 1 Year | For | |
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For | |
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) |
Shareholder | No Action | ||
| 6. | Vaccine Pricing Report | Shareholder | Against | For | |
| 7. | Executive Compensation Adjustment Policy | Shareholder | Against | For | |
| 8. | Impact of Extended Patent Exclusivities on Product Access |
Shareholder | Against | For | |
| PFIZER INC. | |||||
| Security | 717081103 | Meeting Type | Annual | ||
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | ||
| ISIN | US7170811035 | Agenda | 935778451 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | |
| 1b. | Election of Director: Albert Bourla | Management | For | For | |
| 1c. | Election of Director: Susan Desmond-Hellmann | Management | For | For | |
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | |
| 1e. | Election of Director: Scott Gottlieb | Management | For | For | |
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | |
| 1g. | Election of Director: Susan Hockfield | Management | For | For | |
| 1h. | Election of Director: Dan R. Littman | Management | For | For | |
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | |
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | |
| 1k. | Election of Director: James Quincey | Management | For | For | |
| 1l. | Election of Director: James C. Smith | Management | For | For | |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 |
Management | For | For | |
| 3. | 2023 advisory approval of executive compensation | Management | Against | Against | |
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation |
Management | 1 Year | For | |
| 5. | Shareholder proposal regarding ratification of termination pay |
Shareholder | Against | For | |
| 6. | Shareholder proposal regarding independent board chairman policy |
Shareholder | For | Against | |
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report |
Shareholder | Against | For | |
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report |
Shareholder | Against | For | |
| 9. | Shareholder proposal regarding political contributions congruency report |
Shareholder | Against | For | |
| KELLOGG COMPANY | |||||
| Security | 487836108 | Meeting Type | Annual | ||
| Ticker Symbol | K | Meeting Date | 28-Apr-2023 | ||
| ISIN | US4878361082 | Agenda | 935773540 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director (term expires 2026): Stephanie Burns | Management | For | For | |
| 1b. | Election of Director (term expires 2026): Steve Cahillane | Management | For | For | |
| 1c. | Election of Director (term expires 2026): La June Montgomery Tabron |
Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |
| 3. | Advisory vote on the frequency of holding an advisory vote on executive compensation. |
Management | 1 Year | For | |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2023. |
Management | For | For | |
| 5. | Shareowner proposal requesting a civil rights, nondiscrimination and return to merits audit, if properly presented at the meeting. |
Shareholder | Against | For | |
| 6. | Shareowner proposal requesting additional reporting on pay equity disclosure, if properly presented at the meeting. |
Shareholder | Against | For | |
| BRISTOL-MYERS SQUIBB COMPANY | |||||
| Security | 110122108 | Meeting Type | Annual | ||
| Ticker Symbol | BMY | Meeting Date | 02-May-2023 | ||
| ISIN | US1101221083 | Agenda | 935788286 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Peter J. Arduini | Management | For | For | |
| 1B. | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | For | For | |
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |
| 1D. | Election of Director: Julia A. Haller, M.D. | Management | For | For | |
| 1E. | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | |
| 1F. | Election of Director: Paula A. Price | Management | For | For | |
| 1G. | Election of Director: Derica W. Rice | Management | For | For | |
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | |
| 1I. | Election of Director: Gerald L. Storch | Management | For | For | |
| 1J. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | |
| 1K. | Election of Director: Phyllis R. Yale | Management | For | For | |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. |
Management | For | For | |
| 3. | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. |
Management | 1 Year | For | |
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. |
Management | For | For | |
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. |
Shareholder | For | Against | |
| 6. | Shareholder Proposal on Workplace Non-Discrimination Audit. |
Shareholder | Against | For | |
| 7. | Shareholder Proposal on Special Shareholder Meeting Improvement. |
Shareholder | Against | For | |
| RAYTHEON TECHNOLOGIES | |||||
| Security | 75513E101 | Meeting Type | Annual | ||
| Ticker Symbol | RTX | Meeting Date | 02-May-2023 | ||
| ISIN | US75513E1010 | Agenda | 935780468 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Tracy A. Atkinson | Management | For | For | |
| 1b. | Election of Director: Leanne G. Caret | Management | For | For | |
| 1c. | Election of Director: Bernard A. Harris, Jr. | Management | For | For | |
| 1d. | Election of Director: Gregory J. Hayes | Management | For | For | |
| 1e. | Election of Director: George R. Oliver | Management | For | For | |
| 1f. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | |
| 1g. | Election of Director: Dinesh C. Paliwal | Management | For | For | |
| 1h. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |
| 1i. | Election of Director: Denise L. Ramos | Management | For | For | |
| 1j. | Election of Director: Fredric G. Reynolds | Management | For | For | |
| 1k. | Election of Director: Brian C. Rogers | Management | For | For | |
| 1l. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | |
| 1m. | Election of Director: Robert O. Work | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation | Management | For | For | |
| 3. | Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation |
Management | 1 Year | For | |
| 4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 |
Management | For | For | |
| 5. | Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth |
Management | For | For | |
| 6. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer |
Management | Against | Against | |
| 7. | Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy |
Shareholder | For | Against | |
| 8. | Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan |
Shareholder | Against | For | |
| BWX TECHNOLOGIES, INC. | |||||
| Security | 05605H100 | Meeting Type | Annual | ||
| Ticker Symbol | BWXT | Meeting Date | 03-May-2023 | ||
| ISIN | US05605H1005 | Agenda | 935780456 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director to hold office until 2024: Jan A. Bertsch |
Management | For | For | |
| 1b. | Election of Director to hold office until 2024: Gerhard F. Burbach |
Management | For | For | |
| 1c. | Election of Director to hold office until 2024: Rex D. Geveden |
Management | For | For | |
| 1d. | Election of Director to hold office until 2024: James M. Jaska |
Management | For | For | |
| 1e. | Election of Director to hold office until 2024: Kenneth J. Krieg |
Management | For | For | |
| 1f. | Election of Director to hold office until 2024: Leland D. Melvin |
Management | For | For | |
| 1g. | Election of Director to hold office until 2024: Robert L. Nardelli |
Management | For | For | |
| 1h. | Election of Director to hold office until 2024: Barbara A. Niland |
Management | For | For | |
| 1i. | Election of Director to hold office until 2024: John M. Richardson |
Management | For | For | |
| 2. | Advisory vote on compensation of our Named Executive Officers. |
Management | For | For | |
| 3. | Advisory vote on the frequency of the advisory vote on the compensation of our Named Executive Officers. |
Management | 1 Year | For | |
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm for the year ending December 31, 2023. |
Management | For | For | |
| PHILIP MORRIS INTERNATIONAL INC. | |||||
| Security | 718172109 | Meeting Type | Annual | ||
| Ticker Symbol | PM | Meeting Date | 03-May-2023 | ||
| ISIN | US7181721090 | Agenda | 935785040 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Brant Bonin Bough | Management | For | For | |
| 1b. | Election of Director: André Calantzopoulos | Management | For | For | |
| 1c. | Election of Director: Michel Combes | Management | For | For | |
| 1d. | Election of Director: Juan José Daboub | Management | For | For | |
| 1e. | Election of Director: Werner Geissler | Management | For | For | |
| 1f. | Election of Director: Lisa A. Hook | Management | For | For | |
| 1g. | Election of Director: Jun Makihara | Management | For | For | |
| 1h. | Election of Director: Kalpana Morparia | Management | For | For | |
| 1i. | Election of Director: Jacek Olczak | Management | For | For | |
| 1j. | Election of Director: Robert B. Polet | Management | For | For | |
| 1k. | Election of Director: Dessislava Temperley | Management | For | For | |
| 1l. | Election of Director: Shlomo Yanai | Management | For | For | |
| 2. | Advisory Vote Approving Executive Compensation | Management | For | For | |
| 3. | Advisory Vote on the Frequency of Future Say-On-Pay Votes, with the Board of Directors Recommending a Say- On-Pay Vote |
Management | 1 Year | For | |
| 4. | Ratification of the Selection of Independent Auditors | Management | For | For | |
| 5. | Shareholder Proposal to make nicotine level information available to customers and begin reducing nicotine levels |
Shareholder | Against | For | |
| ARCHER-DANIELS-MIDLAND COMPANY | |||||
| Security | 039483102 | Meeting Type | Annual | ||
| Ticker Symbol | ADM | Meeting Date | 04-May-2023 | ||
| ISIN | US0394831020 | Agenda | 935782335 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: M.S. Burke | Management | For | For | |
| 1b. | Election of Director: T. Colbert | Management | For | For | |
| 1c. | Election of Director: J.C. Collins, Jr. | Management | For | For | |
| 1d. | Election of Director: T.K. Crews | Management | For | For | |
| 1e. | Election of Director: E. de Brabander | Management | For | For | |
| 1f. | Election of Director: S.F. Harrison | Management | For | For | |
| 1g. | Election of Director: J.R. Luciano | Management | For | For | |
| 1h. | Election of Director: P.J. Moore | Management | For | For | |
| 1i. | Election of Director: D.A. Sandler | Management | For | For | |
| 1j. | Election of Director: L.Z. Schlitz | Management | For | For | |
| 1k. | Election of Director: K.R. Westbrook | Management | For | For | |
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2023. |
Management | For | For | |
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | |
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. |
Management | 1 Year | For | |
| 5. | Stockholder Proposal Regarding an Independent Board Chairman. |
Shareholder | For | Against | |
| CAPITAL ONE FINANCIAL CORPORATION | |||||
| Security | 14040H105 | Meeting Type | Annual | ||
| Ticker Symbol | COF | Meeting Date | 04-May-2023 | ||
| ISIN | US14040H1059 | Agenda | 935786155 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Richard D. Fairbank | Management | For | For | |
| 1b. | Election of Director: Ime Archibong | Management | For | For | |
| 1c. | Election of Director: Christine Detrick | Management | For | For | |
| 1d. | Election of Director: Ann Fritz Hackett | Management | For | For | |
| 1e. | Election of Director: Peter Thomas Killalea | Management | For | For | |
| 1f. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | |
| 1g. | Election of Director: François Locoh-Donou | Management | For | For | |
| 1h. | Election of Director: Peter E. Raskind | Management | For | For | |
| 1i | Election of Director: Eileen Serra | Management | For | For | |
| 1j. | Election of Director: Mayo A. Shattuck III | Management | For | For | |
| 1k. | Election of Director: Bradford H. Warner | Management | For | For | |
| 1l. | Election of Director: Craig Anthony Williams | Management | For | For | |
| 2. | Approval of amendments to Capital One Financial Corporation's Restated Certificate of Incorporation to remove remaining supermajority voting requirements and references to Signet Banking Corporation. |
Management | For | For | |
| 3. | Advisory vote on frequency of holding an advisory vote to approve our Named Executive Officer compensation ("Say When On Pay"). |
Management | 1 Year | For | |
| 4. | Advisory vote on our Named Executive Officer compensation ("Say on Pay"). |
Management | Against | Against | |
| 5. | Approval and adoption of the Capital One Financial Corporation Seventh Amended and Restated 2004 Stock Incentive Plan. |
Management | Against | Against | |
| 6. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2023. |
Management | For | For | |
| 7. | Stockholder proposal requesting a simple majority vote. | Shareholder | For | Against | |
| 8. | Stockholder proposal requesting a report on Board oversight of risks related to discrimination. |
Shareholder | Against | For | |
| 9. | Stockholder proposal requesting a Board skills and diversity matrix. |
Shareholder | Against | For | |
| SIMON PROPERTY GROUP, INC. | |||||
| Security | 828806109 | Meeting Type | Annual | ||
| Ticker Symbol | SPG | Meeting Date | 04-May-2023 | ||
| ISIN | US8288061091 | Agenda | 935790736 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Glyn F. Aeppel | Management | For | For | |
| 1B. | Election of Director: Larry C. Glasscock | Management | For | For | |
| 1C. | Election of Director: Allan Hubbard | Management | For | For | |
| 1D. | Election of Director: Reuben S. Leibowitz | Management | For | For | |
| 1E. | Election of Director: Randall J. Lewis | Management | For | For | |
| 1F. | Election of Director: Gary M. Rodkin | Management | For | For | |
| 1G. | Election of Director: Peggy Fang Roe | Management | For | For | |
| 1H. | Election of Director: Stefan M. Selig | Management | For | For | |
| 1I. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | For | |
| 1J. | Election of Director: Marta R. Stewart | Management | For | For | |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. |
Management | Against | Against | |
| 3. | Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2023. |
Management | For | For | |
| 4. | Advisory Vote on the frequency of executive compensation advisory votes. |
Management | 1 Year | For | |
| PARAMOUNT GLOBAL | |||||
| Security | 92556H206 | Meeting Type | Annual | ||
| Ticker Symbol | PARA | Meeting Date | 08-May-2023 | ||
| ISIN | US92556H2067 | Agenda | 935791372 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | Non-Voting agenda | Management | For | ||
| DOMINION ENERGY, INC. | |||||
| Security | 25746U109 | Meeting Type | Annual | ||
| Ticker Symbol | D | Meeting Date | 10-May-2023 | ||
| ISIN | US25746U1097 | Agenda | 935788440 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: James A. Bennett | Management | For | For | |
| 1B. | Election of Director: Robert M. Blue | Management | For | For | |
| 1C. | Election of Director: D. Maybank Hagood | Management | For | For | |
| 1D. | Election of Director: Ronald W. Jibson | Management | For | For | |
| 1E. | Election of Director: Mark J. Kington | Management | For | For | |
| 1F. | Election of Director: Kristin G. Lovejoy | Management | For | For | |
| 1G. | Election of Director: Joseph M. Rigby | Management | For | For | |
| 1H. | Election of Director: Pamela J. Royal, M.D. | Management | Against | Against | |
| 1I. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | |
| 1J. | Election of Director: Susan N. Story | Management | For | For | |
| 1K. | Election of Director: Michael E. Szymanczyk | Management | For | For | |
| 2. | Advisory Vote on Approval of Executive Compensation (Say on Pay) |
Management | For | For | |
| 3. | Advisory Vote on the Frequency of Say on Pay Votes | Management | 1 Year | For | |
| 4. | Ratification of Appointment of Independent Auditor | Management | For | For | |
| 5. | Management's Proposal to Amend Article IV of the Bylaws to Make Certain Changes to the Information Required to be Provided by a Shareholder Requesting a Special Meeting |
Management | For | For | |
| 6. | Management's Proposal to Amend Article XI of the Bylaws to Make Certain Changes to the Advance Notice Provisions for Director Nominations |
Management | For | For | |
| 7. | Shareholder Proposal Regarding a Policy to Require an Independent Chair |
Shareholder | For | Against | |
| KOHL'S CORPORATION | |||||
| Security | 500255104 | Meeting Type | Annual | ||
| Ticker Symbol | KSS | Meeting Date | 10-May-2023 | ||
| ISIN | US5002551043 | Agenda | 935789252 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | DIRECTOR | Management | |||
| 1 | Michael J. Bender | For | For | ||
| 2 | Peter Boneparth | For | For | ||
| 3 | Yael Cosset | For | For | ||
| 4 | Christine Day | For | For | ||
| 5 | H. Charles Floyd | For | For | ||
| 6 | Margaret L. Jenkins | For | For | ||
| 7 | Thomas A. Kingsbury | For | For | ||
| 8 | Robbin Mitchell | For | For | ||
| 9 | Jonas Prising | For | For | ||
| 10 | John E. Schlifske | For | For | ||
| 11 | Adrianne Shapira | For | For | ||
| 2. | To approve, by an advisory vote, the compensation of our named executive officers. |
Management | For | For | |
| 3. | To hold an advisory vote on the frequency of future shareholder advisory votes on the compensation of our named executive officers. |
Management | 1 Year | For | |
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending February 3, 2024. |
Management | For | For | |
| FORD MOTOR COMPANY | |||||
| Security | 345370860 | Meeting Type | Annual | ||
| Ticker Symbol | F | Meeting Date | 11-May-2023 | ||
| ISIN | US3453708600 | Agenda | 935790128 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Kimberly A. Casiano | Management | For | For | |
| 1b. | Election of Director: Alexandra Ford English | Management | For | For | |
| 1c. | Election of Director: James D. Farley, Jr. | Management | For | For | |
| 1d. | Election of Director: Henry Ford III | Management | For | For | |
| 1e. | Election of Director: William Clay Ford, Jr. | Management | For | For | |
| 1f. | Election of Director: William W. Helman IV | Management | For | For | |
| 1g. | Election of Director: Jon M. Huntsman, Jr. | Management | For | For | |
| 1h. | Election of Director: William E. Kennard | Management | Against | Against | |
| 1i. | Election of Director: John C. May | Management | For | For | |
| 1j. | Election of Director: Beth E. Mooney | Management | For | For | |
| 1k. | Election of Director: Lynn Vojvodich Radakovich | Management | For | For | |
| 1l. | Election of Director: John L. Thornton | Management | For | For | |
| 1m. | Election of Director: John B. Veihmeyer | Management | For | For | |
| 1n. | Election of Director: John S. Weinberg | Management | For | For | |
| 2. | Ratification of Independent Registered Public Accounting Firm. |
Management | For | For | |
| 3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. |
Management | For | For | |
| 4. | An Advisory Vote on the Frequency of a Shareholder Vote to Approve the Compensation of the Named Executives. |
Management | 1 Year | For | |
| 5. | Approval of the 2023 Long-Term Incentive Plan. | Management | Against | Against | |
| 6. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. |
Shareholder | For | Against | |
| 7. | Relating to Disclosure of the Company's Reliance on Child Labor Outside of the United States. |
Shareholder | Against | For | |
| 8. | Relating to Reporting on the Company's Animal Testing Practices. |
Shareholder | Against | For | |
| INTEL CORPORATION | |||||
| Security | 458140100 | Meeting Type | Annual | ||
| Ticker Symbol | INTC | Meeting Date | 11-May-2023 | ||
| ISIN | US4581401001 | Agenda | 935793631 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Patrick P. Gelsinger | Management | For | For | |
| 1b. | Election of Director: James J. Goetz | Management | For | For | |
| 1c. | Election of Director: Andrea J. Goldsmith | Management | For | For | |
| 1d. | Election of Director: Alyssa H. Henry | Management | For | For | |
| 1e. | Election of Director: Omar Ishrak | Management | For | For | |
| 1f. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |
| 1g. | Election of Director: Tsu-Jae King Liu | Management | For | For | |
| 1h. | Election of Director: Barbara G. Novick | Management | For | For | |
| 1i. | Election of Director: Gregory D. Smith | Management | For | For | |
| 1j. | Election of Director: Lip-Bu Tan | Management | For | For | |
| 1k. | Election of Director: Dion J. Weisler | Management | For | For | |
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | |
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2023. |
Management | For | For | |
| 3. | Advisory vote to approve executive compensation of our named executive officers. |
Management | Against | Against | |
| 4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan. |
Management | For | For | |
| 5. | Advisory vote on the frequency of holding future advisory votes to approve executive compensation of our named executive officers. |
Management | 1 Year | For | |
| 6. | Stockholder proposal requesting an executive stock retention period policy and reporting, if properly presented at the meeting. |
Shareholder | Against | For | |
| 7. | Stockholder proposal requesting commission and publication of a third party review of Intel's China business ESG congruence, if properly presented at the meeting. |
Shareholder | Against | For | |
| KEYCORP | |||||
| Security | 493267108 | Meeting Type | Annual | ||
| Ticker Symbol | KEY | Meeting Date | 11-May-2023 | ||
| ISIN | US4932671088 | Agenda | 935797386 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Alexander M. Cutler | Management | For | For | |
| 1b. | Election of Director: H. James Dallas | Management | For | For | |
| 1c. | Election of Director: Elizabeth R. Gile | Management | For | For | |
| 1d. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |
| 1e. | Election of Director: Christopher M. Gorman | Management | For | For | |
| 1f. | Election of Director: Robin N. Hayes | Management | For | For | |
| 1g. | Election of Director: Carlton L. Highsmith | Management | For | For | |
| 1h. | Election of Director: Richard J. Hipple | Management | For | For | |
| 1i. | Election of Director: Devina A. Rankin | Management | For | For | |
| 1j. | Election of Director: Barbara R. Snyder | Management | For | For | |
| 1k. | Election of Director: Richard J. Tobin | Management | For | For | |
| 1l. | Election of Director: Todd J. Vasos | Management | For | For | |
| 1m. | Election of Director: David K. Wilson | Management | For | For | |
| 2. | Ratification of the appointment of independent auditor. | Management | For | For | |
| 3. | Advisory approval of executive compensation. | Management | Against | Against | |
| 4. | Advisory vote on the frequency of the advisory vote on executive compensation. |
Management | 1 Year | For | |
| 5. | Approval of the KeyCorp Amended and Restated 2019 Equity Compensation Plan. |
Management | Against | Against | |
| 6. | Shareholder proposal seeking an independent Board Chairperson. |
Shareholder | For | Against | |
| NUCOR CORPORATION | |||||
| Security | 670346105 | Meeting Type | Annual | ||
| Ticker Symbol | NUE | Meeting Date | 11-May-2023 | ||
| ISIN | US6703461052 | Agenda | 935795990 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | DIRECTOR | Management | |||
| 1 | Norma B. Clayton | For | For | ||
| 2 | Patrick J. Dempsey | For | For | ||
| 3 | Christopher J. Kearney | For | For | ||
| 4 | Laurette T. Koellner | For | For | ||
| 5 | Michael W. Lamach | For | For | ||
| 6 | Joseph D. Rupp | For | For | ||
| 7 | Leon J. Topalian | For | For | ||
| 8 | Nadja Y. West | For | For | ||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2023 |
Management | For | For | |
| 3. | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2022 |
Management | For | For | |
| 4. | Advisory vote on the frequency of future advisory votes on Nucor's named executive officer compensation |
Management | 1 Year | For | |
| CONOCOPHILLIPS | |||||
| Security | 20825C104 | Meeting Type | Annual | ||
| Ticker Symbol | COP | Meeting Date | 16-May-2023 | ||
| ISIN | US20825C1045 | Agenda | 935796194 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Dennis V. Arriola | Management | For | For | |
| 1b. | Election of Director: Jody Freeman | Management | For | For | |
| 1c. | Election of Director: Gay Huey Evans | Management | For | For | |
| 1d. | Election of Director: Jeffrey A. Joerres | Management | For | For | |
| 1e. | Election of Director: Ryan M. Lance | Management | For | For | |
| 1f. | Election of Director: Timothy A. Leach | Management | For | For | |
| 1g. | Election of Director: William H. McRaven | Management | For | For | |
| 1h. | Election of Director: Sharmila Mulligan | Management | For | For | |
| 1i. | Election of Director: Eric D. Mullins | Management | For | For | |
| 1j. | Election of Director: Arjun N. Murti | Management | For | For | |
| 1k. | Election of Director: Robert A. Niblock | Management | For | For | |
| 1l. | Election of Director: David T. Seaton | Management | For | For | |
| 1m. | Election of Director: R.A. Walker | Management | For | For | |
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2023. |
Management | For | For | |
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | |
| 4. | Advisory Vote on Frequency of Advisory Vote on Executive Compensation. |
Management | No Action | ||
| 5. | Adoption of Amended and Restated Certificate of Incorporation on Right to Call Special Meeting. |
Management | For | For | |
| 6. | Approval of 2023 Omnibus Stock and Performance Incentive Plan of ConocoPhillips. |
Management | For | For | |
| 7. | Independent Board Chairman. | Shareholder | For | Against | |
| 8. | Share Retention Until Retirement. | Shareholder | Against | For | |
| 9. | Report on Tax Payments. | Shareholder | Against | For | |
| 10. | Report on Lobbying Activities. | Shareholder | Against | For | |
| JPMORGAN CHASE & CO. | |||||
| Security | 46625H100 | Meeting Type | Annual | ||
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | ||
| ISIN | US46625H1005 | Agenda | 935797223 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | |
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | |
| 1c. | Election of Director: Todd A. Combs | Management | For | For | |
| 1d. | Election of Director: James S. Crown | Management | For | For | |
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For | |
| 1f. | Election of Director: James Dimon | Management | For | For | |
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1h. | Election of Director: Alex Gorsky | Management | For | For | |
| 1i. | Election of Director: Mellody Hobson | Management | For | For | |
| 1j. | Election of Director: Michael A. Neal | Management | For | For | |
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For | |
| 1l. | Election of Director: Virginia M. Rometty | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation | Management | Against | Against | |
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation |
Management | 1 Year | For | |
| 4. | Ratification of independent registered public accounting firm |
Management | For | For | |
| 5. | Independent board chairman | Shareholder | For | Against | |
| 6. | Fossil fuel phase out | Shareholder | Against | For | |
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk |
Shareholder | Against | For | |
| 8. | Special shareholder meeting improvement | Shareholder | Against | For | |
| 9. | Report on climate transition planning | Shareholder | Against | For | |
| 10. | Report on ensuring respect for civil liberties | Shareholder | Against | For | |
| 11. | Report analyzing the congruence of the company's political and electioneering expenditures |
Shareholder | Against | For | |
| 12. | Absolute GHG reduction goals | Shareholder | Against | For | |
| CVS HEALTH CORPORATION | |||||
| Security | 126650100 | Meeting Type | Annual | ||
| Ticker Symbol | CVS | Meeting Date | 18-May-2023 | ||
| ISIN | US1266501006 | Agenda | 935806375 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Fernando Aguirre | Management | For | For | |
| 1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | For | For | |
| 1c. | Election of Director: C. David Brown II | Management | For | For | |
| 1d. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |
| 1e. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |
| 1f. | Election of Director: Roger N. Farah | Management | For | For | |
| 1g. | Election of Director: Anne M. Finucane | Management | For | For | |
| 1h. | Election of Director: Edward J. Ludwig | Management | For | For | |
| 1i. | Election of Director: Karen S. Lynch | Management | For | For | |
| 1j. | Election of Director: Jean-Pierre Millon | Management | For | For | |
| 1k. | Election of Director: Mary L. Schapiro | Management | For | For | |
| 2. | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 |
Management | For | For | |
| 3. | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company's Executive Compensation |
Management | Against | Against | |
| 4. | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes |
Management | 1 Year | For | |
| 5. | Stockholder Proposal Requesting Paid Sick Leave for All Employees |
Shareholder | Against | For | |
| 6. | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting |
Shareholder | Against | For | |
| 7. | Stockholder Proposal Regarding "Fair Elections" and Requiring Stockholder Approval of Certain Types of By- law Amendments |
Shareholder | Against | For | |
| 8. | Stockholder Proposal Requesting a Report on a "Worker Rights Assessment" |
Shareholder | Against | For | |
| 9. | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company |
Shareholder | Against | For | |
| THE HOME DEPOT, INC. | |||||
| Security | 437076102 | Meeting Type | Annual | ||
| Ticker Symbol | HD | Meeting Date | 18-May-2023 | ||
| ISIN | US4370761029 | Agenda | 935795659 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | |
| 1b. | Election of Director: Ari Bousbib | Management | For | For | |
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | |
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | |
| 1e. | Election of Director: J. Frank Brown | Management | For | For | |
| 1f. | Election of Director: Albert P. Carey | Management | For | For | |
| 1g. | Election of Director: Edward P. Decker | Management | For | For | |
| 1h. | Election of Director: Linda R. Gooden | Management | For | For | |
| 1i. | Election of Director: Wayne M. Hewett | Management | For | For | |
| 1j. | Election of Director: Manuel Kadre | Management | For | For | |
| 1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | |
| 1l. | Election of Director: Paula Santilli | Management | For | For | |
| 1m. | Election of Director: Caryn Seidman-Becker | Management | For | For | |
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | |
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") |
Management | For | For | |
| 4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes |
Management | 1 Year | For | |
| 5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right |
Shareholder | Against | For | |
| 6. | Shareholder Proposal Regarding Independent Board Chair |
Shareholder | For | Against | |
| 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis |
Shareholder | Against | For | |
| 8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote |
Shareholder | Against | For | |
| 9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech |
Shareholder | Against | For | |
| MERCK & CO., INC. | |||||
| Security | 58933Y105 | Meeting Type | Annual | ||
| Ticker Symbol | MRK | Meeting Date | 23-May-2023 | ||
| ISIN | US58933Y1055 | Agenda | 935809080 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |
| 1b. | Election of Director: Mary Ellen Coe | Management | For | For | |
| 1c. | Election of Director: Pamela J. Craig | Management | For | For | |
| 1d. | Election of Director: Robert M. Davis | Management | For | For | |
| 1e. | Election of Director: Thomas H. Glocer | Management | For | For | |
| 1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | |
| 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | |
| 1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | |
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | |
| 1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | |
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | |
| 1l. | Election of Director: Kathy J. Warden | Management | For | For | |
| 1m. | Election of Director: Peter C. Wendell | Management | For | For | |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. |
Management | For | For | |
| 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. |
Management | 1 Year | For | |
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. |
Management | For | For | |
| 5. | Shareholder proposal regarding business operations in China. |
Shareholder | Against | For | |
| 6. | Shareholder proposal regarding access to COVID-19 products. |
Shareholder | Against | For | |
| 7. | Shareholder proposal regarding indirect political spending. |
Shareholder | Against | For | |
| 8. | Shareholder proposal regarding patents and access. | Shareholder | Against | For | |
| 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. |
Shareholder | Against | For | |
| 10. | Shareholder proposal regarding an independent board chairman. |
Shareholder | For | Against | |
| QUANTA SERVICES, INC. | |||||
| Security | 74762E102 | Meeting Type | Annual | ||
| Ticker Symbol | PWR | Meeting Date | 23-May-2023 | ||
| ISIN | US74762E1029 | Agenda | 935816263 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Earl C. (Duke) Austin, Jr. | Management | For | For | |
| 1b. | Election of Director: Doyle N. Beneby | Management | For | For | |
| 1c. | Election of Director: Vincent D. Foster | Management | For | For | |
| 1d. | Election of Director: Bernard Fried | Management | For | For | |
| 1e. | Election of Director: Worthing F. Jackman | Management | For | For | |
| 1f. | Election of Director: Holli C. Ladhani | Management | For | For | |
| 1g. | Election of Director: David M. McClanahan | Management | For | For | |
| 1h. | Election of Director: R. Scott Rowe | Management | For | For | |
| 1i. | Election of Director: Margaret B. Shannon | Management | For | For | |
| 1j. | Election of Director: Martha B. Wyrsch | Management | Against | Against | |
| 2. | Approval, by non-binding advisory vote, of Quanta's executive compensation. |
Management | For | For | |
| 3. | Recommendation, by non-binding advisory vote, on the frequency of future advisory votes on Quanta's executive compensation. |
Management | 1 Year | For | |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2023. |
Management | For | For | |
| SHELL PLC | |||||
| Security | 780259305 | Meeting Type | Annual | ||
| Ticker Symbol | SHEL | Meeting Date | 23-May-2023 | ||
| ISIN | US7802593050 | Agenda | 935844426 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | Annual Report & Accounts be received | Management | For | For | |
| 2. | Approval of Directors' Remuneration Policy | Management | For | For | |
| 3. | Approval of Directors' Remuneration Report | Management | For | For | |
| 4. | Appointment of Wael Sawan as a Director of the Company |
Management | For | For | |
| 5. | Appointment of Cyrus Taraporevala as a Director of the Company |
Management | For | For | |
| 6. | Appointment of Sir Charles Roxburgh as a Director of the Company |
Management | For | For | |
| 7. | Appointment of Leena Srivastava as a Director of the Company |
Management | For | For | |
| 8. | Reappointment of Sinead Gorman as a Director of the Company |
Management | For | For | |
| 9. | Reappointment of Dick Boer as a Director of the Company |
Management | For | For | |
| 10. | Reappointment of Neil Carson as a Director of the Company |
Management | For | For | |
| 11. | Reappointment of Ann Godbehere as a Director of the Company |
Management | For | For | |
| 12. | Reappointment of Jane Holl Lute as a Director of the Company |
Management | For | For | |
| 13. | Reappointment of Catherine Hughes as a Director of the Company |
Management | For | For | |
| 14. | Reappointment of Sir Andrew Mackenzie as a Director of the Company |
Management | For | For | |
| 15. | Reappointment of Abraham (Bram) Schot as a Director of the Company |
Management | For | For | |
| 16. | Reappointment of Auditors | Management | For | For | |
| 17. | Remuneration of Auditors | Management | For | For | |
| 18. | Authority to allot shares | Management | For | For | |
| 19. | Disapplication of pre-emption rights | Management | For | For | |
| 20. | Authority to make on market purchases of own shares | Management | For | For | |
| 21. | Authority to make off market purchases of own shares | Management | For | For | |
| 22. | Authority to make certain donations/incur expenditure | Management | For | For | |
| 23. | Adoption of new Articles of Association | Management | For | For | |
| 24. | Approval of Shell's Share Plan ('Plan') rules and authority to adopt schedules to the Plan |
Management | For | For | |
| 25. | Approve Shell's Energy Transition Progress | Management | For | For | |
| 26. | Shareholder resolution | Shareholder | Against | For | |
| ADVANCE AUTO PARTS, INC. | |||||
| Security | 00751Y106 | Meeting Type | Annual | ||
| Ticker Symbol | AAP | Meeting Date | 24-May-2023 | ||
| ISIN | US00751Y1064 | Agenda | 935812354 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Carla J. Bailo | Management | For | For | |
| 1b. | Election of Director: John F. Ferraro | Management | For | For | |
| 1c. | Election of Director: Thomas R. Greco | Management | For | For | |
| 1d. | Election of Director: Joan M. Hilson | Management | For | For | |
| 1e. | Election of Director: Jeffrey J. Jones II | Management | For | For | |
| 1f. | Election of Director: Eugene I. Lee, Jr. | Management | For | For | |
| 1g. | Election of Director: Douglas A. Pertz | Management | For | For | |
| 1h. | Election of Director: Sherice R. Torres | Management | For | For | |
| 1i. | Election of Director: Arthur L. Valdez, Jr. | Management | For | For | |
| 2. | Approve our 2023 Omnibus Incentive Compensation Plan. |
Management | For | For | |
| 3. | Approve our 2023 Employee Stock Purchase Plan. | Management | For | For | |
| 4. | Approve, by advisory vote, the compensation of our named executive officers. |
Management | For | For | |
| 5. | Approve, by advisory vote, the frequency of voting on the compensation of our named executive officers. |
Management | 1 Year | For | |
| 6. | Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2023. |
Management | For | For | |
| 7. | Vote on the stockholder proposal, if presented at the Annual Meeting, regarding requiring an independent Board Chair. |
Shareholder | For | Against | |
| THE TRAVELERS COMPANIES, INC. | |||||
| Security | 89417E109 | Meeting Type | Annual | ||
| Ticker Symbol | TRV | Meeting Date | 24-May-2023 | ||
| ISIN | US89417E1091 | Agenda | 935820983 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Alan L. Beller | Management | For | For | |
| 1b. | Election of Director: Janet M. Dolan | Management | For | For | |
| 1c. | Election of Director: Russell G. Golden | Management | For | For | |
| 1d. | Election of Director: Patricia L. Higgins | Management | For | For | |
| 1e. | Election of Director: William J. Kane | Management | For | For | |
| 1f. | Election of Director: Thomas B. Leonardi | Management | For | For | |
| 1g. | Election of Director: Clarence Otis Jr. | Management | For | For | |
| 1h. | Election of Director: Elizabeth E. Robinson | Management | For | For | |
| 1i. | Election of Director: Philip T. Ruegger III | Management | For | For | |
| 1j. | Election of Director: Rafael Santana | Management | For | For | |
| 1k. | Election of Director: Todd C. Schermerhorn | Management | For | For | |
| 1l. | Election of Director: Alan D. Schnitzer | Management | For | For | |
| 1m. | Election of Director: Laurie J. Thomsen | Management | For | For | |
| 1n. | Election of Director: Bridget van Kralingen | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2023. |
Management | For | For | |
| 3. | Non-binding vote on the frequency of future votes to approve executive compensation. |
Management | 1 Year | For | |
| 4. | Non-binding vote to approve executive compensation. | Management | Against | Against | |
| 5. | Approve The Travelers Companies, Inc. 2023 Stock Incentive Plan. |
Management | Against | Against | |
| 6. | Shareholder proposal relating to the issuance of a report on GHG emissions, if presented at the Annual Meeting of Shareholders. |
Shareholder | Against | For | |
| 7. | Shareholder proposal relating to policies regarding fossil fuel supplies, if presented at the Annual Meeting of Shareholders. |
Shareholder | Against | For | |
| 8. | Shareholder proposal relating to conducting a racial equity audit, if presented at the Annual Meeting of Shareholders. |
Shareholder | Against | For | |
| 9. | Shareholder proposal relating to the issuance of a report on insuring law enforcement, if presented at the Annual Meeting of Shareholders. |
Shareholder | Against | For | |
| 10. | Shareholder proposal relating to additional disclosure of third party political contributions, if presented at the Annual Meeting of Shareholders. |
Shareholder | Against | For | |
| LINCOLN NATIONAL CORPORATION | |||||
| Security | 534187109 | Meeting Type | Annual | ||
| Ticker Symbol | LNC | Meeting Date | 25-May-2023 | ||
| ISIN | US5341871094 | Agenda | 935794417 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Deirdre P. Connelly |
Management | For | For | |
| 1b. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Ellen G. Cooper |
Management | For | For | |
| 1c. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: William H. Cunningham |
Management | For | For | |
| 1d. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Reginald E. Davis |
Management | For | For | |
| 1e. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Eric G. Johnson |
Management | For | For | |
| 1f. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Gary C. Kelly |
Management | For | For | |
| 1g. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: M. Leanne Lachman |
Management | For | For | |
| 1h. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Dale LeFebvre |
Management | For | For | |
| 1i. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Janet Liang |
Management | For | For | |
| 1j. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Michael F. Mee |
Management | For | For | |
| 1k. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Lynn M. Utter |
Management | For | For | |
| 2. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. |
Management | For | For | |
| 3. | The approval of an advisory resolution on the compensation of our named executive officers. |
Management | Against | Against | |
| 4. | Respond to an advisory proposal regarding the frequency (every one, two or three years) of future advisory resolutions on the compensation of our named executive officers. |
Management | 1 Year | For | |
| 5. | The approval of an amendment to the Lincoln National Corporation 2020 Incentive Compensation Plan. |
Management | Against | Against | |
| 6. | Shareholder proposal to amend our governing documents to provide an independent chair of the board. |
Shareholder | For | Against | |
| 7. | Shareholder proposal to require shareholder ratification of executive termination pay. |
Shareholder | Against | For | |
| CHEVRON CORPORATION | |||||
| Security | 166764100 | Meeting Type | Annual | ||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | ||
| ISIN | US1667641005 | Agenda | 935829284 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | |
| 1b. | Election of Director: John B. Frank | Management | For | For | |
| 1c. | Election of Director: Alice P. Gast | Management | For | For | |
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |
| 1g. | Election of Director: Charles W. Moorman | Management | For | For | |
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | |
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | |
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | |
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | |
| 1l. | Election of Director: Michael K. Wirth | Management | For | For | |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | |
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation |
Management | 1 Year | For | |
| 5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal |
Shareholder | Against | For | |
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target |
Shareholder | Against | For | |
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures |
Shareholder | Against | For | |
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Against | For | |
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions |
Shareholder | Against | For | |
| 10. | Report on Racial Equity Audit | Shareholder | Against | For | |
| 11. | Report on Tax Practices | Shareholder | Against | For | |
| 12. | Independent Chair | Shareholder | For | Against | |
| ORGANON & CO. | |||||
| Security | 68622V106 | Meeting Type | Annual | ||
| Ticker Symbol | OGN | Meeting Date | 06-Jun-2023 | ||
| ISIN | US68622V1061 | Agenda | 935839588 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Class II Director: Carrie S. Cox | Management | For | For | |
| 1b. | Election of Class II Director: Alan Ezekowitz, M.D. | Management | For | For | |
| 1c. | Election of Class II Director: Helene Gayle, M.D. | Management | For | For | |
| 1d. | Election of Class II Director: Deborah Leone | Management | For | For | |
| 2. | Approve, on a non-binding advisory basis, the compensation of Organon's Named Executive Officers. |
Management | Against | Against | |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as Organon's independent registered public accounting firm for 2023. |
Management | For | For | |
| THE TJX COMPANIES, INC. | |||||
| Security | 872540109 | Meeting Type | Annual | ||
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2023 | ||
| ISIN | US8725401090 | Agenda | 935847509 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: José B. Alvarez | Management | For | For | |
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | |
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | |
| 1d. | Election of Director: David T. Ching | Management | For | For | |
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | |
| 1f. | Election of Director: Ernie Herrman | Management | For | For | |
| 1g. | Election of Director: Amy B. Lane | Management | For | For | |
| 1h. | Election of Director: Carol Meyrowitz | Management | For | For | |
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. |
Management | For | For | |
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). |
Management | For | For | |
| 4. | Advisory approval of the frequency of TJX's say-on-pay votes. |
Management | 1 Year | For | |
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. |
Shareholder | Against | For | |
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. |
Shareholder | Against | For | |
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. |
Shareholder | Against | For | |
| COMCAST CORPORATION | |||||
| Security | 20030N101 | Meeting Type | Annual | ||
| Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | ||
| ISIN | US20030N1019 | Agenda | 935845492 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | DIRECTOR | Management | |||
| 1 | Kenneth J. Bacon | Withheld | Against | ||
| 2 | Thomas J. Baltimore Jr. | For | For | ||
| 3 | Madeline S. Bell | For | For | ||
| 4 | Edward D. Breen | For | For | ||
| 5 | Gerald L. Hassell | For | For | ||
| 6 | Jeffrey A. Honickman | For | For | ||
| 7 | Maritza G. Montiel | For | For | ||
| 8 | Asuka Nakahara | For | For | ||
| 9 | David C. Novak | For | For | ||
| 10 | Brian L. Roberts | For | For | ||
| 2. | Ratification of the appointment of our independent auditors. |
Management | For | For | |
| 3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. |
Management | For | For | |
| 4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. |
Management | For | For | |
| 5. | Advisory vote on executive compensation. | Management | Against | Against | |
| 6. | Advisory vote on the frequency of the vote on executive compensation. |
Management | 1 Year | For | |
| 7. | To perform independent racial equity audit. | Shareholder | Against | For | |
| 8. | To report on climate risk in default retirement plan options. |
Shareholder | Against | For | |
| 9. | To set different greenhouse gas emissions reduction targets. |
Shareholder | Against | For | |
| 10. | To report on political contributions and company values alignment. |
Shareholder | Against | For | |
| 11. | To report on business in China. | Shareholder | Against | For | |
| DEVON ENERGY CORPORATION | |||||
| Security | 25179M103 | Meeting Type | Annual | ||
| Ticker Symbol | DVN | Meeting Date | 07-Jun-2023 | ||
| ISIN | US25179M1036 | Agenda | 935835352 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | DIRECTOR | Management | |||
| 1 | Barbara M. Baumann | For | For | ||
| 2 | John E. Bethancourt | For | For | ||
| 3 | Ann G. Fox | For | For | ||
| 4 | Gennifer F. Kelly | For | For | ||
| 5 | Kelt Kindick | For | For | ||
| 6 | John Krenicki Jr. | For | For | ||
| 7 | Karl F. Kurz | For | For | ||
| 8 | Michael N. Mears | For | For | ||
| 9 | Robert A. Mosbacher, Jr | For | For | ||
| 10 | Richard E. Muncrief | For | For | ||
| 11 | Valerie M. Williams | For | For | ||
| 2. | Ratify the selection of the Company's Independent Auditors for 2023. |
Management | For | For | |
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |
| 4. | Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation. |
Management | 1 Year | For | |
| 5. | Approve an Amendment to the Company's Bylaws to Designate the Exclusive Forum for the Adjudication of Certain Legal Matters. |
Management | For | For | |
| 6. | Approve Amendments to the Certificate of Incorporation to Adopt Limitations on the Liability of Officers Similar to Those That Already Exist for Directors. |
Management | Against | Against | |
| 7. | Stockholder Proposal to Reform the Near Impossible Special Shareholder Meeting Requirements. |
Shareholder | Against | For | |
| TARGET CORPORATION | |||||
| Security | 87612E106 | Meeting Type | Annual | ||
| Ticker Symbol | TGT | Meeting Date | 14-Jun-2023 | ||
| ISIN | US87612E1064 | Agenda | 935847220 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: David P. Abney | Management | For | For | |
| 1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |
| 1c. | Election of Director: George S. Barrett | Management | For | For | |
| 1d. | Election of Director: Gail K. Boudreaux | Management | For | For | |
| 1e. | Election of Director: Brian C. Cornell | Management | For | For | |
| 1f. | Election of Director: Robert L. Edwards | Management | For | For | |
| 1g. | Election of Director: Donald R. Knauss | Management | For | For | |
| 1h. | Election of Director: Christine A. Leahy | Management | For | For | |
| 1i. | Election of Director: Monica C. Lozano | Management | For | For | |
| 1j. | Election of Director: Grace Puma | Management | For | For | |
| 1k. | Election of Director: Derica W. Rice | Management | For | For | |
| 1l. | Election of Director: Dmitri L. Stockton | Management | For | For | |
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | |
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). |
Management | For | For | |
| 4. | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). |
Management | 1 Year | For | |
| 5. | Shareholder proposal to adopt a policy for an independent chairman. |
Shareholder | For | Against | |
| METLIFE, INC. | |||||
| Security | 59156R108 | Meeting Type | Annual | ||
| Ticker Symbol | MET | Meeting Date | 20-Jun-2023 | ||
| ISIN | US59156R1086 | Agenda | 935858603 - Management | ||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Cheryl W. Grisé | Management | For | For | |
| 1b. | Election of Director: Carlos M. Gutierrez | Management | For | For | |
| 1c. | Election of Director: Carla A. Harris | Management | For | For | |
| 1d. | Election of Director: Gerald L. Hassell | Management | For | For | |
| 1e. | Election of Director: David L. Herzog | Management | For | For | |
| 1f. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For | |
| 1g. | Election of Director: Jeh C. Johnson | Management | For | For | |
| 1h. | Election of Director: Edward J. Kelly, III | Management | For | For | |
| 1i. | Election of Director: William E. Kennard | Management | For | For | |
| 1j. | Election of Director: Michel A. Khalaf | Management | For | For | |
| 1k. | Election of Director: Catherine R. Kinney | Management | For | For | |
| 1l. | Election of Director: Diana L. McKenzie | Management | For | For | |
| 1m. | Election of Director: Denise M. Morrison | Management | For | For | |
| 1n. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2023 |
Management | For | For | |
| 3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers |
Management | Against | Against | |
| 4. | Advisory (non-binding) vote on the frequency of future advisory votes to approve the compensation paid to MetLife, Inc.'s Named Executive Officers |
Management | 1 Year | For | |
| Cantor FBP Equity & Dividend Plus Fund - Investment Company Report - 07/01/2022 - 06/30/2023 | ||||
| THE J. M. SMUCKER COMPANY | ||||
| Security | 832696405 | Meeting Type | Annual | |
| Ticker Symbol | SJM | Meeting Date | 17-Aug-2022 | |
| ISIN | US8326964058 | Agenda | 935684351 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Directors whose term of office will expire in 2023: Susan E. Chapman-Hughes |
Management | For | For |
| 1b. | Election of Directors whose term of office will expire in 2023: Paul J. Dolan |
Management | For | For |
| 1c. | Election of Directors whose term of office will expire in 2023: Jay L. Henderson |
Management | For | For |
| 1d. | Election of Directors whose term of office will expire in 2023: Jonathan E. Johnson III |
Management | For | For |
| 1e. | Election of Directors whose term of office will expire in 2023: Kirk L. Perry |
Management | For | For |
| 1f. | Election of Directors whose term of office will expire in 2023: Sandra Pianalto |
Management | For | For |
| 1g. | Election of Directors whose term of office will expire in 2023: Alex Shumate |
Management | For | For |
| 1h. | Election of Directors whose term of office will expire in 2023: Mark T. Smucker |
Management | For | For |
| 1i. | Election of Directors whose term of office will expire in 2023: Richard K. Smucker |
Management | For | For |
| 1j. | Election of Directors whose term of office will expire in 2023: Jodi L. Taylor |
Management | For | For |
| 1k. | Election of Directors whose term of office will expire in 2023: Dawn C. Willoughby |
Management | For | For |
| 2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2023 fiscal year. |
Management | For | For |
| 3. | Advisory approval of the Company's executive compensation. |
Management | For | For |
| 4. | Adoption of amendments to the Company's Amended Articles of Incorporation to eliminate the time phased voting provisions. |
Management | For | For |
| TAPESTRY, INC. | ||||
| Security | 876030107 | Meeting Type | Annual | |
| Ticker Symbol | TPR | Meeting Date | 15-Nov-2022 | |
| ISIN | US8760301072 | Agenda | 935716893 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: John P. Bilbrey | Management | For | For |
| 1b. | Election of Director: Darrell Cavens | Management | For | For |
| 1c. | Election of Director: Joanne Crevoiserat | Management | For | For |
| 1d. | Election of Director: David Denton | Management | For | For |
| 1e. | Election of Director: Johanna (Hanneke) Faber | Management | For | For |
| 1f. | Election of Director: Anne Gates | Management | For | For |
| 1g. | Election of Director: Thomas Greco | Management | For | For |
| 1h. | Election of Director: Pamela Lifford | Management | For | For |
| 1i. | Election of Director: Annabelle Yu Long | Management | For | For |
| 1j. | Election of Director: Ivan Menezes | Management | For | For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending July 1, 2023. |
Management | For | For |
| 3. | Advisory vote to approve the Company's executive compensation, as discussed and described in the proxy statement. |
Management | For | For |
| CISCO SYSTEMS, INC. | ||||
| Security | 17275R102 | Meeting Type | Annual | |
| Ticker Symbol | CSCO | Meeting Date | 08-Dec-2022 | |
| ISIN | US17275R1023 | Agenda | 935723216 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: M. Michele Burns | Management | For | For |
| 1b. | Election of Director: Wesley G. Bush | Management | For | For |
| 1c. | Election of Director: Michael D. Capellas | Management | For | For |
| 1d. | Election of Director: Mark Garrett | Management | For | For |
| 1e. | Election of Director: John D. Harris II | Management | For | For |
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | For |
| 1g. | Election of Director: Roderick C. Mcgeary | Management | For | For |
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | For |
| 1i. | Election of Director: Charles H. Robbins | Management | For | For |
| 1j. | Election of Director: Brenton L. Saunders | Management | For | For |
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | For |
| 1l. | Election of Director: Marianna Tessel | Management | For | For |
| 2. | Approval, on an advisory basis, of executive compensation. |
Management | Against | Against |
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. |
Management | For | For |
| 4. | Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. |
Shareholder | Against | For |
| MEDTRONIC PLC | ||||
| Security | G5960L103 | Meeting Type | Annual | |
| Ticker Symbol | MDT | Meeting Date | 08-Dec-2022 | |
| ISIN | IE00BTN1Y115 | Agenda | 935723610 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson |
Management | For | For |
| 1b. | Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold |
Management | For | For |
| 1c. | Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly |
Management | For | For |
| 1d. | Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca |
Management | For | For |
| 1e. | Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. |
Management | For | For |
| 1f. | Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III |
Management | For | For |
| 1g. | Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton |
Management | For | For |
| 1h. | Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha |
Management | For | For |
| 1i. | Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. |
Management | For | For |
| 1j. | Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O'Leary |
Management | For | For |
| 1k. | Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell |
Management | Against | Against |
| 2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. |
Management | For | For |
| 3. | Approving, on an advisory basis, the Company's executive compensation. |
Management | For | For |
| 4. | Renewing the Board of Directors' authority to issue shares under Irish law. |
Management | For | For |
| 5. | Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. |
Management | For | For |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. |
Management | For | For |
| EMERSON ELECTRIC CO. | ||||
| Security | 291011104 | Meeting Type | Annual | |
| Ticker Symbol | EMR | Meeting Date | 07-Feb-2023 | |
| ISIN | US2910111044 | Agenda | 935748600 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Martin S. Craighead |
Management | For | For |
| 1b. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Gloria A. Flach |
Management | For | For |
| 1c. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Matthew S. Levatich |
Management | For | For |
| 2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. |
Management | For | For |
| 3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. |
Management | For | For |
| 4. | Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. |
Management | 1 Year | For |
| ATMOS ENERGY CORPORATION | ||||
| Security | 049560105 | Meeting Type | Annual | |
| Ticker Symbol | ATO | Meeting Date | 08-Feb-2023 | |
| ISIN | US0495601058 | Agenda | 935751746 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | ELECTION OF DIRECTOR: John C. Ale | Management | For | For |
| 1b. | ELECTION OF DIRECTOR: J. Kevin Akers | Management | For | For |
| 1c. | ELECTION OF DIRECTOR: Kim R. Cocklin | Management | For | For |
| 1d. | ELECTION OF DIRECTOR: Kelly H. Compton | Management | For | For |
| 1e. | ELECTION OF DIRECTOR: Sean Donohue | Management | For | For |
| 1f. | ELECTION OF DIRECTOR: Rafael G. Garza | Management | For | For |
| 1g. | ELECTION OF DIRECTOR: Richard K. Gordon | Management | For | For |
| 1h. | ELECTION OF DIRECTOR: Nancy K. Quinn | Management | For | For |
| 1i. | ELECTION OF DIRECTOR: Richard A. Sampson | Management | For | For |
| 1j. | ELECTION OF DIRECTOR: Diana J. Walters | Management | For | For |
| 1k. | ELECTION OF DIRECTOR: Frank Yoho | Management | For | For |
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For |
| 3. | Proposal for an advisory vote by shareholders to approve the compensation of the Company's named executive officers for fiscal 2022 ("Say-on-Pay"). |
Management | For | For |
| NATIONAL FUEL GAS COMPANY | ||||
| Security | 636180101 | Meeting Type | Annual | |
| Ticker Symbol | NFG | Meeting Date | 09-Mar-2023 | |
| ISIN | US6361801011 | Agenda | 935760000 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1. | DIRECTOR | Management | ||
| David C. Carroll | For | For | ||
| Steven C. Finch | For | For | ||
| Joseph N. Jaggers | For | For | ||
| Jeffrey W. Shaw | For | For | ||
| Thomas E. Skains | For | For | ||
| David F. Smith | For | For | ||
| Ronald J. Tanski | For | For | ||
| 2. | Advisory approval of named executive officer compensation. |
Management | For | For |
| 3. | Advisory vote on the frequency of future "Say-on-Pay" votes. |
Management | 1 Year | For |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For |
| BROADCOM INC | ||||
| Security | 11135F101 | Meeting Type | Annual | |
| Ticker Symbol | AVGO | Meeting Date | 03-Apr-2023 | |
| ISIN | US11135F1012 | Agenda | 935766189 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Diane M. Bryant | Management | For | For |
| 1b. | Election of Director: Gayla J. Delly | Management | For | For |
| 1c. | Election of Director: Raul J. Fernandez | Management | For | For |
| 1d. | Election of Director: Eddy W. Hartenstein | Management | For | For |
| 1e. | Election of Director: Check Kian Low | Management | For | For |
| 1f. | Election of Director: Justine F. Page | Management | For | For |
| 1g. | Election of Director: Henry Samueli | Management | For | For |
| 1h. | Election of Director: Hock E. Tan | Management | For | For |
| 1i. | Election of Director: Harry L. You | Management | For | For |
| 2. | Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. |
Management | For | For |
| 3. | Approve an amendment and restatement of the 2012 Stock Incentive Plan. |
Management | Against | Against |
| 4. | Advisory vote to approve the named executive officer compensation. |
Management | Against | Against |
| 5. | Advisory vote on the frequency of the advisory vote on named executive officer compensation. |
Management | 1 Year | For |
| THE BANK OF NEW YORK MELLON CORPORATION | ||||
| Security | 064058100 | Meeting Type | Annual | |
| Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | |
| ISIN | US0640581007 | Agenda | 935771180 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Linda Z. Cook | Management | For | For |
| 1b. | Election of Director: Joseph J. Echevarria | Management | For | For |
| 1c. | Election of Director: M. Amy Gilliland | Management | For | For |
| 1d. | Election of Director: Jeffrey A. Goldstein | Management | For | For |
| 1e. | Election of Director: K. Guru Gowrappan | Management | For | For |
| 1f. | Election of Director: Ralph Izzo | Management | For | For |
| 1g. | Election of Director: Sandra E. "Sandie" O'Connor | Management | For | For |
| 1h. | Election of Director: Elizabeth E. Robinson | Management | For | For |
| 1i. | Election of Director: Frederick O. Terrell | Management | For | For |
| 1j. | Election of Director: Robin Vince | Management | For | For |
| 1k. | Election of Director: Alfred W. "Al" Zollar | Management | For | For |
| 2. | Advisory resolution to approve the 2022 compensation of our named executive officers. |
Management | For | For |
| 3. | Advisory vote recommending the frequency with which we conduct a say-on-pay vote. |
Management | 1 Year | For |
| 4. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. |
Management | For | For |
| 5. | Approve the 2023 Long-Term Incentive Plan. | Management | For | For |
| 6. | Stockholder proposal regarding stockholder ratification of certain executive severance payments, if properly presented. |
Shareholder | Against | For |
| DOW INC. | ||||
| Security | 260557103 | Meeting Type | Annual | |
| Ticker Symbol | DOW | Meeting Date | 13-Apr-2023 | |
| ISIN | US2605571031 | Agenda | 935771178 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Samuel R. Allen | Management | For | For |
| 1b. | Election of Director: Gaurdie E. Banister Jr. | Management | For | For |
| 1c. | Election of Director: Wesley G. Bush | Management | For | For |
| 1d. | Election of Director: Richard K. Davis | Management | For | For |
| 1e. | Election of Director: Jerri DeVard | Management | For | For |
| 1f. | Election of Director: Debra L. Dial | Management | For | For |
| 1g. | Election of Director: Jeff M. Fettig | Management | For | For |
| 1h. | Election of Director: Jim Fitterling | Management | For | For |
| 1i. | Election of Director: Jacqueline C. Hinman | Management | For | For |
| 1j. | Election of Director: Luis Alberto Moreno | Management | For | For |
| 1k. | Election of Director: Jill S. Wyant | Management | For | For |
| 1l. | Election of Director: Daniel W. Yohannes | Management | For | For |
| 2. | Advisory Resolution to Approve Executive Compensation | Management | For | For |
| 3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2023 |
Management | For | For |
| 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | For | Against |
| 5. | Stockholder Proposal - Single-Use Plastics Report | Shareholder | Against | For |
| M&T BANK CORPORATION | ||||
| Security | 55261F104 | Meeting Type | Annual | |
| Ticker Symbol | MTB | Meeting Date | 18-Apr-2023 | |
| ISIN | US55261F1049 | Agenda | 935775873 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: John P. Barnes |
Management | For | For |
| 1b. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Robert T. Brady |
Management | For | For |
| 1c. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Carlton J. Charles |
Management | For | For |
| 1d. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Jane Chwick |
Management | For | For |
| 1e. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: William F. Cruger, Jr. |
Management | For | For |
| 1f. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: T. Jefferson Cunningham III |
Management | For | For |
| 1g. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Gary N. Geisel |
Management | For | For |
| 1h. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Leslie V. Godridge |
Management | For | For |
| 1i. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: René F. Jones |
Management | For | For |
| 1j. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Richard H. Ledgett, Jr. |
Management | For | For |
| 1k. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Melinda R. Rich |
Management | For | For |
| 1l. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Robert E. Sadler, Jr. |
Management | For | For |
| 1m. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Denis J. Salamone |
Management | For | For |
| 1n. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: John R. Scannell |
Management | For | For |
| 1o. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Rudina Seseri |
Management | For | For |
| 1p. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Kirk W. Walters |
Management | For | For |
| 1q. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Herbert L. Washington |
Management | For | For |
| 2. | TO APPROVE THE 2022 COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. |
Management | Against | Against |
| 3. | TO RECOMMEND THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For |
| 4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE M&T BANK CORPORATION 2019 EQUITY INCENTIVE COMPENSATION PLAN. |
Management | For | For |
| 5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2023. |
Management | For | For |
| U.S. BANCORP | ||||
| Security | 902973304 | Meeting Type | Annual | |
| Ticker Symbol | USB | Meeting Date | 18-Apr-2023 | |
| ISIN | US9029733048 | Agenda | 935771914 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Warner L. Baxter | Management | For | For |
| 1b. | Election of Director: Dorothy J. Bridges | Management | For | For |
| 1c. | Election of Director: Elizabeth L. Buse | Management | For | For |
| 1d. | Election of Director: Andrew Cecere | Management | For | For |
| 1e. | Election of Director: Alan B. Colberg | Management | For | For |
| 1f. | Election of Director: Kimberly N. Ellison-Taylor | Management | For | For |
| 1g | Election of Director: Kimberly J. Harris | Management | For | For |
| 1h. | Election of Director: Roland A. Hernandez | Management | For | For |
| 1i. | Election of Director: Richard P. McKenney | Management | For | For |
| 1j. | Election of Director: Yusuf I. Mehdi | Management | For | For |
| 1k. | Election of Director: Loretta E. Reynolds | Management | For | For |
| 1l. | Election of Director: John P. Wiehoff | Management | For | For |
| 1m. | Election of Director: Scott W. Wine | Management | For | For |
| 2. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. |
Management | Against | Against |
| 3. | An advisory vote on the frequency of future advisory votes on executive compensation. |
Management | 1 Year | For |
| 4. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2023 fiscal year. |
Management | For | For |
| KIMBERLY-CLARK CORPORATION | ||||
| Security | 494368103 | Meeting Type | Annual | |
| Ticker Symbol | KMB | Meeting Date | 20-Apr-2023 | |
| ISIN | US4943681035 | Agenda | 935770140 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director for a term expire at 2024 Annual Meeting: Sylvia M. Burwell |
Management | For | For |
| 1b. | Election of Director for a term expire at 2024 Annual Meeting: John W. Culver |
Management | For | For |
| 1c. | Election of Director for a term expire at 2024 Annual Meeting: Michael D. Hsu |
Management | For | For |
| 1d. | Election of Director for a term expire at 2024 Annual Meeting: Mae C. Jemison, M.D. |
Management | For | For |
| 1e. | Election of Director for a term expire at 2024 Annual Meeting: S. Todd Maclin |
Management | For | For |
| 1f. | Election of Director for a term expire at 2024 Annual Meeting: Deirdre A. Mahlan |
Management | For | For |
| 1g. | Election of Director for a term expire at 2024 Annual Meeting: Sherilyn S. McCoy |
Management | For | For |
| 1h. | Election of Director for a term expire at 2024 Annual Meeting: Christa S. Quarles |
Management | For | For |
| 1i. | Election of Director for a term expire at 2024 Annual Meeting: Jaime A. Ramirez |
Management | For | For |
| 1j. | Election of Director for a term expire at 2024 Annual Meeting: Dunia A. Shive |
Management | For | For |
| 1k. | Election of Director for a term expire at 2024 Annual Meeting: Mark T. Smucker |
Management | For | For |
| 1l. | Election of Director for a term expire at 2024 Annual Meeting: Michael D. White |
Management | For | For |
| 2. | Ratification of Auditor. | Management | For | For |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. |
Management | For | For |
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. |
Management | 1 Year | For |
| STANLEY BLACK & DECKER, INC. | ||||
| Security | 854502101 | Meeting Type | Annual | |
| Ticker Symbol | SWK | Meeting Date | 21-Apr-2023 | |
| ISIN | US8545021011 | Agenda | 935773514 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Donald Allan, Jr. | Management | For | For |
| 1b. | Election of Director: Andrea J. Ayers | Management | For | For |
| 1c. | Election of Director: Patrick D. Campbell | Management | For | For |
| 1d. | Election of Director: Debra A. Crew | Management | For | For |
| 1e. | Election of Director: Michael D. Hankin | Management | For | For |
| 1f. | Election of Director: Robert J. Manning | Management | For | For |
| 1g. | Election of Director: Adrian V. Mitchell | Management | For | For |
| 1h. | Election of Director: Jane M. Palmieri | Management | For | For |
| 1i. | Election of Director: Mojdeh Poul | Management | For | For |
| 1j. | Election of Director: Irving Tan | Management | For | For |
| 2. | Approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For |
| 3. | Recommend, on an advisory basis, the frequency of future shareholder advisory votes on named executive officer compensation. |
Management | 1 Year | For |
| 4. | Approve the selection of Ernst & Young LLP as the Company's registered independent public accounting firm for the 2023 fiscal year. |
Management | For | For |
| 5. | To consider and vote on a shareholder proposal regarding shareholder ratification of termination pay. |
Shareholder | Against | For |
| HANESBRANDS INC. | ||||
| Security | 410345102 | Meeting Type | Annual | |
| Ticker Symbol | HBI | Meeting Date | 24-Apr-2023 | |
| ISIN | US4103451021 | Agenda | 935775900 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Cheryl K. Beebe | Management | For | For |
| 1b. | Election of Director: Stephen B. Bratspies | Management | For | For |
| 1c. | Election of Director: Geralyn R. Breig | Management | For | For |
| 1d. | Election of Director: Mark A. Irvin | Management | For | For |
| 1e. | Election of Director: James C. Johnson | Management | For | For |
| 1f. | Election of Director: Franck J. Moison | Management | For | For |
| 1g. | Election of Director: Robert F. Moran | Management | For | For |
| 1h. | Election of Director: Ronald L. Nelson | Management | For | For |
| 1i. | Election of Director: William S. Simon | Management | For | For |
| 1j. | Election of Director: Ann E. Ziegler | Management | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2023 fiscal year |
Management | For | For |
| 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting |
Management | For | For |
| 4. | To recommend, on an advisory basis, the frequency of future advisory votes to approve named executive officer compensation |
Management | 1 Year | For |
| 5. | To approve the amendment of the Hanesbrands Inc. 2020 Omnibus Incentive Plan as described in the proxy statement for the Annual Meeting |
Management | For | For |
| HP INC. | ||||
| Security | 40434L105 | Meeting Type | Annual | |
| Ticker Symbol | HPQ | Meeting Date | 24-Apr-2023 | |
| ISIN | US40434L1052 | Agenda | 935775429 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Aida M. Alvarez | Management | For | For |
| 1b. | Election of Director: Shumeet Banerji | Management | For | For |
| 1c. | Election of Director: Robert R. Bennett | Management | For | For |
| 1d. | Election of Director: Charles V. Bergh | Management | For | For |
| 1e. | Election of Director: Bruce Broussard | Management | For | For |
| 1f. | Election of Director: Stacy Brown-Philpot | Management | For | For |
| 1g. | Election of Director: Stephanie A. Burns | Management | For | For |
| 1h. | Election of Director: Mary Anne Citrino | Management | For | For |
| 1i. | Election of Director: Richard Clemmer | Management | For | For |
| 1j. | Election of Director: Enrique Lores | Management | For | For |
| 1k. | Election of Director: Judith Miscik | Management | For | For |
| 1l. | Election of Director: Kim K.W. Rucker | Management | For | For |
| 1m. | Election of Director: Subra Suresh | Management | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2023 |
Management | For | For |
| 3. | To approve, on an advisory basis, HP Inc.'s named executive officer compensation |
Management | Against | Against |
| 4. | To approve, on an advisory basis, the frequency of future votes to approve, on an advisory basis, HP Inc.'s named executive officer compensation |
Management | 1 Year | For |
| 5. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the annual meeting |
Shareholder | Against | For |
| INTERNATIONAL BUSINESS MACHINES CORP. | ||||
| Security | 459200101 | Meeting Type | Annual | |
| Ticker Symbol | IBM | Meeting Date | 25-Apr-2023 | |
| ISIN | US4592001014 | Agenda | 935775405 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director for a Term of One Year: Thomas Buberl |
Management | For | For |
| 1b. | Election of Director for a Term of One Year: David N. Farr | Management | For | For |
| 1c. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | For |
| 1d. | Election of Director for a Term of One Year: Michelle J. Howard |
Management | For | For |
| 1e. | Election of Director for a Term of One Year: Arvind Krishna |
Management | For | For |
| 1f. | Election of Director for a Term of One Year: Andrew N. Liveris |
Management | For | For |
| 1g. | Election of Director for a Term of One Year: F. William McNabb III |
Management | For | For |
| 1h. | Election of Director for a Term of One Year: Martha E. Pollack |
Management | For | For |
| 1i. | Election of Director for a Term of One Year: Joseph R. Swedish |
Management | For | For |
| 1j. | Election of Director for a Term of One Year: Peter R. Voser |
Management | For | For |
| 1k. | Election of Director for a Term of One Year: Frederick H. Waddell |
Management | For | For |
| 1l. | Election of Director for a Term of One Year: Alfred W. Zollar |
Management | For | For |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For |
| 3. | Advisory Vote on Executive Compensation. | Management | Against | Against |
| 4. | Advisory Vote Regarding the Frequency of the Advisory Vote on Executive Compensation. |
Management | 1 Year | For |
| 5. | Stockholder Proposal to Have an Independent Board Chairman. |
Shareholder | For | Against |
| 6. | Stockholder Proposal Requesting a Public Report on Lobbying Activities. |
Shareholder | Against | For |
| 7. | Stockholder Proposal Requesting a Public Report on Congruency in China Business Operations and ESG Activities. |
Shareholder | Against | For |
| 8. | Stockholder Proposal Requesting a Public Report on Harassment and Discrimination Prevention Efforts. |
Shareholder | Against | For |
| TRUIST FINANCIAL CORPORATION | ||||
| Security | 89832Q109 | Meeting Type | Annual | |
| Ticker Symbol | TFC | Meeting Date | 25-Apr-2023 | |
| ISIN | US89832Q1094 | Agenda | 935775607 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Jennifer S. Banner | Management | For | For |
| 1b. | Election of Director: K. David Boyer, Jr. | Management | For | For |
| 1c. | Election of Director: Agnes Bundy Scanlan | Management | For | For |
| 1d. | Election of Director: Anna R. Cablik | Management | For | For |
| 1e. | Election of Director: Dallas S. Clement | Management | For | For |
| 1f. | Election of Director: Paul D. Donahue | Management | For | For |
| 1g. | Election of Director: Patrick C. Graney III | Management | For | For |
| 1h. | Election of Director: Linnie M. Haynesworth | Management | For | For |
| 1i. | Election of Director: Kelly S. King | Management | For | For |
| 1j. | Election of Director: Easter A. Maynard | Management | For | For |
| 1k. | Election of Director: Donna S. Morea | Management | For | For |
| 1l. | Election of Director: Charles A. Patton | Management | For | For |
| 1m. | Election of Director: Nido R. Qubein | Management | For | For |
| 1n. | Election of Director: David M. Ratcliffe | Management | For | For |
| 1o. | Election of Director: William H. Rogers, Jr. | Management | For | For |
| 1p. | Election of Director: Frank P. Scruggs, Jr. | Management | For | For |
| 1q. | Election of Director: Christine Sears | Management | For | For |
| 1r. | Election of Director: Thomas E. Skains | Management | For | For |
| 1s. | Election of Director: Bruce L. Tanner | Management | For | For |
| 1t. | Election of Director: Thomas N. Thompson | Management | For | For |
| 1u. | Election of Director: Steven C. Voorhees | Management | For | For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2023. |
Management | For | For |
| 3. | Advisory vote to approve Truist's executive compensation program. |
Management | For | For |
| 4. | To recommend that a non-binding, advisory vote to approve Truist's executive compensation program be put to shareholders for their consideration every: one; two; or three years. |
Management | 1 Year | For |
| 5. | Shareholder proposal regarding an independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. |
Shareholder | For | Against |
| WELLS FARGO & COMPANY | ||||
| Security | 949746101 | Meeting Type | Annual | |
| Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | |
| ISIN | US9497461015 | Agenda | 935776774 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Steven D. Black | Management | For | For |
| 1b. | Election of Director: Mark A. Chancy | Management | For | For |
| 1c. | Election of Director: Celeste A. Clark | Management | For | For |
| 1d. | Election of Director: Theodore F. Craver, Jr. | Management | For | For |
| 1e. | Election of Director: Richard K. Davis | Management | For | For |
| 1f. | Election of Director: Wayne M. Hewett | Management | For | For |
| 1g. | Election of Director: CeCelia ("CeCe") G. Morken | Management | For | For |
| 1h. | Election of Director: Maria R. Morris | Management | For | For |
| 1i. | Election of Director: Felicia F. Norwood | Management | For | For |
| 1j. | Election of Director: Richard B. Payne, Jr. | Management | For | For |
| 1k. | Election of Director: Ronald L. Sargent | Management | For | For |
| 1l. | Election of Director: Charles W. Scharf | Management | For | For |
| 1m. | Election of Director: Suzanne M. Vautrinot | Management | For | For |
| 2. | Advisory resolution to approve executive compensation (Say on Pay). |
Management | Against | Against |
| 3. | Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). |
Management | 1 Year | For |
| 4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For |
| 5. | Shareholder Proposal - Adopt Simple Majority Vote. | Shareholder | For | Against |
| 6. | Shareholder Proposal - Report on Congruency of Political Spending. |
Shareholder | Against | For |
| 7. | Shareholder Proposal - Climate Lobbying Report. | Shareholder | Against | For |
| 8. | Shareholder Proposal - Climate Transition Report. | Shareholder | Against | For |
| 9. | Shareholder Proposal - Fossil Fuel Lending Policy. | Shareholder | Against | For |
| 10. | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. |
Shareholder | Against | For |
| 11. | Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. |
Shareholder | Against | For |
| JOHNSON & JOHNSON | ||||
| Security | 478160104 | Meeting Type | Annual | |
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | |
| ISIN | US4781601046 | Agenda | 935776813 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Darius Adamczyk | Management | For | For |
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For |
| 1c. | Election of Director: D. Scott Davis | Management | For | For |
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For |
| 1e. | Election of Director: Joaquin Duato | Management | For | For |
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For |
| 1g. | Election of Director: Paula A. Johnson | Management | For | For |
| 1h. | Election of Director: Hubert Joly | Management | For | For |
| 1I. | Election of Director: Mark B. McClellan | Management | For | For |
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For |
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For |
| 1l. | Election of Director: Nadja Y. West | Management | For | For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For |
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation |
Management | 1 Year | For |
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For |
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) |
Shareholder | No Action | |
| 6. | Vaccine Pricing Report | Shareholder | Against | For |
| 7. | Executive Compensation Adjustment Policy | Shareholder | Against | For |
| 8. | Impact of Extended Patent Exclusivities on Product Access |
Shareholder | Against | For |
| LOCKHEED MARTIN CORPORATION | ||||
| Security | 539830109 | Meeting Type | Annual | |
| Ticker Symbol | LMT | Meeting Date | 27-Apr-2023 | |
| ISIN | US5398301094 | Agenda | 935779655 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Daniel F. Akerson | Management | For | For |
| 1b. | Election of Director: David B. Burritt | Management | For | For |
| 1c. | Election of Director: Bruce A. Carlson | Management | For | For |
| 1d. | Election of Director: John M. Donovan | Management | For | For |
| 1e. | Election of Director: Joseph F. Dunford, Jr. | Management | For | For |
| 1f. | Election of Director: James O. Ellis, Jr. | Management | For | For |
| 1g. | Election of Director: Thomas J. Falk | Management | For | For |
| 1h. | Election of Director: Ilene S. Gordon | Management | For | For |
| 1i. | Election of Director: Vicki A. Hollub | Management | For | For |
| 1j. | Election of Director: Jeh C. Johnson | Management | For | For |
| 1k. | Election of Director: Debra L. Reed-Klages | Management | For | For |
| 1l. | Election of Director: James D. Taiclet | Management | For | For |
| 1m. | Election of Director: Patricia E. Yarrington | Management | For | For |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). |
Management | For | For |
| 3. | Advisory Vote on the Frequency of Advisory Votes to Approve the Compensation of our Named Executive Officers. |
Management | 1 Year | For |
| 4. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditors for 2023. |
Management | For | For |
| 5. | Stockholder Proposal Requiring Independent Board Chairman. |
Shareholder | For | Against |
| 6. | Stockholder Proposal to Issue a Human Rights Impact Assessment Report. |
Shareholder | Against | For |
| 7. | Stockholder Proposal to Issue a Report on the Company's Intention to Reduce Full Value Chain GHG Emissions. |
Shareholder | Against | For |
| PFIZER INC. | ||||
| Security | 717081103 | Meeting Type | Annual | |
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | |
| ISIN | US7170811035 | Agenda | 935778451 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For |
| 1b. | Election of Director: Albert Bourla | Management | For | For |
| 1c. | Election of Director: Susan Desmond-Hellmann | Management | For | For |
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For |
| 1e. | Election of Director: Scott Gottlieb | Management | For | For |
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For |
| 1g. | Election of Director: Susan Hockfield | Management | For | For |
| 1h. | Election of Director: Dan R. Littman | Management | For | For |
| 1i. | Election of Director: Shantanu Narayen | Management | For | For |
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For |
| 1k. | Election of Director: James Quincey | Management | For | For |
| 1l. | Election of Director: James C. Smith | Management | For | For |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 |
Management | For | For |
| 3. | 2023 advisory approval of executive compensation | Management | Against | Against |
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation |
Management | 1 Year | For |
| 5. | Shareholder proposal regarding ratification of termination pay |
Shareholder | Against | For |
| 6. | Shareholder proposal regarding independent board chairman policy |
Shareholder | For | Against |
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report |
Shareholder | Against | For |
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report |
Shareholder | Against | For |
| 9. | Shareholder proposal regarding political contributions congruency report |
Shareholder | Against | For |
| KELLOGG COMPANY | ||||
| Security | 487836108 | Meeting Type | Annual | |
| Ticker Symbol | K | Meeting Date | 28-Apr-2023 | |
| ISIN | US4878361082 | Agenda | 935773540 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director (term expires 2026): Stephanie Burns | Management | For | For |
| 1b. | Election of Director (term expires 2026): Steve Cahillane | Management | For | For |
| 1c. | Election of Director (term expires 2026): La June Montgomery Tabron |
Management | For | For |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For |
| 3. | Advisory vote on the frequency of holding an advisory vote on executive compensation. |
Management | 1 Year | For |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2023. |
Management | For | For |
| 5. | Shareowner proposal requesting a civil rights, nondiscrimination and return to merits audit, if properly presented at the meeting. |
Shareholder | Against | For |
| 6. | Shareowner proposal requesting additional reporting on pay equity disclosure, if properly presented at the meeting. |
Shareholder | Against | For |
| BRISTOL-MYERS SQUIBB COMPANY | ||||
| Security | 110122108 | Meeting Type | Annual | |
| Ticker Symbol | BMY | Meeting Date | 02-May-2023 | |
| ISIN | US1101221083 | Agenda | 935788286 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1A. | Election of Director: Peter J. Arduini | Management | For | For |
| 1B. | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | For | For |
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For |
| 1D. | Election of Director: Julia A. Haller, M.D. | Management | For | For |
| 1E. | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For |
| 1F. | Election of Director: Paula A. Price | Management | For | For |
| 1G. | Election of Director: Derica W. Rice | Management | For | For |
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For |
| 1I. | Election of Director: Gerald L. Storch | Management | For | For |
| 1J. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For |
| 1K. | Election of Director: Phyllis R. Yale | Management | For | For |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. |
Management | For | For |
| 3. | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. |
Management | 1 Year | For |
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. |
Management | For | For |
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. |
Shareholder | For | Against |
| 6. | Shareholder Proposal on Workplace Non-Discrimination Audit. |
Shareholder | Against | For |
| 7. | Shareholder Proposal on Special Shareholder Meeting Improvement. |
Shareholder | Against | For |
| RAYTHEON TECHNOLOGIES | ||||
| Security | 75513E101 | Meeting Type | Annual | |
| Ticker Symbol | RTX | Meeting Date | 02-May-2023 | |
| ISIN | US75513E1010 | Agenda | 935780468 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Tracy A. Atkinson | Management | For | For |
| 1b. | Election of Director: Leanne G. Caret | Management | For | For |
| 1c. | Election of Director: Bernard A. Harris, Jr. | Management | For | For |
| 1d. | Election of Director: Gregory J. Hayes | Management | For | For |
| 1e. | Election of Director: George R. Oliver | Management | For | For |
| 1f. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For |
| 1g. | Election of Director: Dinesh C. Paliwal | Management | For | For |
| 1h. | Election of Director: Ellen M. Pawlikowski | Management | For | For |
| 1i. | Election of Director: Denise L. Ramos | Management | For | For |
| 1j. | Election of Director: Fredric G. Reynolds | Management | For | For |
| 1k. | Election of Director: Brian C. Rogers | Management | For | For |
| 1l. | Election of Director: James A. Winnefeld, Jr. | Management | For | For |
| 1m. | Election of Director: Robert O. Work | Management | For | For |
| 2. | Advisory Vote to Approve Executive Compensation | Management | For | For |
| 3. | Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation |
Management | 1 Year | For |
| 4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 |
Management | For | For |
| 5. | Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth |
Management | For | For |
| 6. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer |
Management | Against | Against |
| 7. | Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy |
Shareholder | For | Against |
| 8. | Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan |
Shareholder | Against | For |
| PHILIP MORRIS INTERNATIONAL INC. | ||||
| Security | 718172109 | Meeting Type | Annual | |
| Ticker Symbol | PM | Meeting Date | 03-May-2023 | |
| ISIN | US7181721090 | Agenda | 935785040 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Brant Bonin Bough | Management | For | For |
| 1b. | Election of Director: André Calantzopoulos | Management | For | For |
| 1c. | Election of Director: Michel Combes | Management | For | For |
| 1d. | Election of Director: Juan José Daboub | Management | For | For |
| 1e. | Election of Director: Werner Geissler | Management | For | For |
| 1f. | Election of Director: Lisa A. Hook | Management | For | For |
| 1g. | Election of Director: Jun Makihara | Management | For | For |
| 1h. | Election of Director: Kalpana Morparia | Management | For | For |
| 1i. | Election of Director: Jacek Olczak | Management | For | For |
| 1j. | Election of Director: Robert B. Polet | Management | For | For |
| 1k. | Election of Director: Dessislava Temperley | Management | For | For |
| 1l. | Election of Director: Shlomo Yanai | Management | For | For |
| 2. | Advisory Vote Approving Executive Compensation | Management | For | For |
| 3. | Advisory Vote on the Frequency of Future Say-On-Pay Votes, with the Board of Directors Recommending a Say- On-Pay Vote |
Management | 1 Year | For |
| 4. | Ratification of the Selection of Independent Auditors | Management | For | For |
| 5. | Shareholder Proposal to make nicotine level information available to customers and begin reducing nicotine levels |
Shareholder | Against | For |
| DUKE ENERGY CORPORATION | ||||
| Security | 26441C204 | Meeting Type | Annual | |
| Ticker Symbol | DUK | Meeting Date | 04-May-2023 | |
| ISIN | US26441C2044 | Agenda | 935783440 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Derrick Burks | Management | For | For |
| 1b. | Election of Director: Annette K. Clayton | Management | For | For |
| 1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For |
| 1d. | Election of Director: Robert M. Davis | Management | For | For |
| 1e. | Election of Director: Caroline Dorsa | Management | For | For |
| 1f. | Election of Director: W. Roy Dunbar | Management | For | For |
| 1g. | Election of Director: Nicholas C. Fanandakis | Management | For | For |
| 1h. | Election of Director: Lynn J. Good | Management | For | For |
| 1i. | Election of Director: John T. Herron | Management | For | For |
| 1j. | Election of Director: Idalene F. Kesner | Management | For | For |
| 1k. | Election of Director: E. Marie McKee | Management | For | For |
| 1l. | Election of Director: Michael J. Pacilio | Management | For | For |
| 1m. | Election of Director: Thomas E. Skains | Management | For | For |
| 1n. | Election of Director: William E. Webster, Jr. | Management | For | For |
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2023 |
Management | For | For |
| 3. | Advisory vote to approve Duke Energy's named executive officer compensation |
Management | For | For |
| 4. | Advisory vote on the frequency of an advisory vote on executive compensation |
Management | 1 Year | For |
| 5. | Approval of the Duke Energy Corporation 2023 Long- Term Incentive Plan |
Management | For | For |
| 6. | Shareholder proposal regarding simple majority vote | Shareholder | For | |
| 7. | Shareholder proposal regarding formation of committee to evaluate decarbonization risk |
Shareholder | Against | For |
| SIMON PROPERTY GROUP, INC. | ||||
| Security | 828806109 | Meeting Type | Annual | |
| Ticker Symbol | SPG | Meeting Date | 04-May-2023 | |
| ISIN | US8288061091 | Agenda | 935790736 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1A. | Election of Director: Glyn F. Aeppel | Management | For | For |
| 1B. | Election of Director: Larry C. Glasscock | Management | For | For |
| 1C. | Election of Director: Allan Hubbard | Management | For | For |
| 1D. | Election of Director: Reuben S. Leibowitz | Management | For | For |
| 1E. | Election of Director: Randall J. Lewis | Management | For | For |
| 1F. | Election of Director: Gary M. Rodkin | Management | For | For |
| 1G. | Election of Director: Peggy Fang Roe | Management | For | For |
| 1H. | Election of Director: Stefan M. Selig | Management | For | For |
| 1I. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | For |
| 1J. | Election of Director: Marta R. Stewart | Management | For | For |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. |
Management | Against | Against |
| 3. | Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2023. |
Management | For | For |
| 4. | Advisory Vote on the frequency of executive compensation advisory votes. |
Management | 1 Year | For |
| PARAMOUNT GLOBAL | ||||
| Security | 92556H206 | Meeting Type | Annual | |
| Ticker Symbol | PARA | Meeting Date | 08-May-2023 | |
| ISIN | US92556H2067 | Agenda | 935791372 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1. | Non-Voting agenda | Management | For | |
| PRUDENTIAL FINANCIAL, INC. | ||||
| Security | 744320102 | Meeting Type | Annual | |
| Ticker Symbol | PRU | Meeting Date | 09-May-2023 | |
| ISIN | US7443201022 | Agenda | 935793845 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1.1 | Election of Director: Gilbert F. Casellas | Management | For | For |
| 1.2 | Election of Director: Robert M. Falzon | Management | For | For |
| 1.3 | Election of Director: Martina Hund-Mejean | Management | For | For |
| 1.4 | Election of Director: Wendy E. Jones | Management | For | For |
| 1.5 | Election of Director: Charles F. Lowrey | Management | For | For |
| 1.6 | Election of Director: Sandra Pianalto | Management | For | For |
| 1.7 | Election of Director: Christine A. Poon | Management | For | For |
| 1.8 | Election of Director: Douglas A. Scovanner | Management | For | For |
| 1.9 | Election of Director: Michael A. Todman | Management | For | For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. |
Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. |
Management | Against | Against |
| 4. | Advisory Vote on the frequency of future advisory votes to approve named executive officer compensation. |
Management | 1 Year | For |
| 5. | Shareholder proposal regarding an Independent Board Chairman. |
Shareholder | For | Against |
| DOMINION ENERGY, INC. | ||||
| Security | 25746U109 | Meeting Type | Annual | |
| Ticker Symbol | D | Meeting Date | 10-May-2023 | |
| ISIN | US25746U1097 | Agenda | 935788440 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1A. | Election of Director: James A. Bennett | Management | For | For |
| 1B. | Election of Director: Robert M. Blue | Management | For | For |
| 1C. | Election of Director: D. Maybank Hagood | Management | For | For |
| 1D. | Election of Director: Ronald W. Jibson | Management | For | For |
| 1E. | Election of Director: Mark J. Kington | Management | For | For |
| 1F. | Election of Director: Kristin G. Lovejoy | Management | For | For |
| 1G. | Election of Director: Joseph M. Rigby | Management | For | For |
| 1H. | Election of Director: Pamela J. Royal, M.D. | Management | Against | Against |
| 1I. | Election of Director: Robert H. Spilman, Jr. | Management | For | For |
| 1J. | Election of Director: Susan N. Story | Management | For | For |
| 1K. | Election of Director: Michael E. Szymanczyk | Management | For | For |
| 2. | Advisory Vote on Approval of Executive Compensation (Say on Pay) |
Management | For | For |
| 3. | Advisory Vote on the Frequency of Say on Pay Votes | Management | 1 Year | For |
| 4. | Ratification of Appointment of Independent Auditor | Management | For | For |
| 5. | Management's Proposal to Amend Article IV of the Bylaws to Make Certain Changes to the Information Required to be Provided by a Shareholder Requesting a Special Meeting |
Management | For | For |
| 6. | Management's Proposal to Amend Article XI of the Bylaws to Make Certain Changes to the Advance Notice Provisions for Director Nominations |
Management | For | For |
| 7. | Shareholder Proposal Regarding a Policy to Require an Independent Chair |
Shareholder | For | Against |
| KOHL'S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Annual | |
| Ticker Symbol | KSS | Meeting Date | 10-May-2023 | |
| ISIN | US5002551043 | Agenda | 935789252 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1. | DIRECTOR | Management | ||
| Michael J. Bender | For | For | ||
| Peter Boneparth | For | For | ||
| Yael Cosset | For | For | ||
| Christine Day | For | For | ||
| H. Charles Floyd | For | For | ||
| Margaret L. Jenkins | For | For | ||
| Thomas A. Kingsbury | For | For | ||
| Robbin Mitchell | For | For | ||
| Jonas Prising | For | For | ||
| John E. Schlifske | For | For | ||
| Adrianne Shapira | For | For | ||
| 2. | To approve, by an advisory vote, the compensation of our named executive officers. |
Management | For | For |
| 3. | To hold an advisory vote on the frequency of future shareholder advisory votes on the compensation of our named executive officers. |
Management | 1 Year | For |
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending February 3, 2024. |
Management | For | For |
| SKYWORKS SOLUTIONS, INC. | ||||
| Security | 83088M102 | Meeting Type | Annual | |
| Ticker Symbol | SWKS | Meeting Date | 10-May-2023 | |
| ISIN | US83088M1027 | Agenda | 935790231 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director with terms expiring at the next Annual Meeting: Alan S. Batey |
Management | For | For |
| 1b. | Election of Director with terms expiring at the next Annual Meeting: Kevin L. Beebe |
Management | For | For |
| 1c. | Election of Director with terms expiring at the next Annual Meeting: Liam K. Griffin |
Management | For | For |
| 1d. | Election of Director with terms expiring at the next Annual Meeting: Eric J. Guerin |
Management | For | For |
| 1e. | Election of Director with terms expiring at the next Annual Meeting: Christine King |
Management | For | For |
| 1f. | Election of Director with terms expiring at the next Annual Meeting: Suzanne E. McBride |
Management | For | For |
| 1g. | Election of Director with terms expiring at the next Annual Meeting: David P. McGlade |
Management | For | For |
| 1h. | Election of Director with terms expiring at the next Annual Meeting: Robert A. Schriesheim |
Management | For | For |
| 1i. | Election of Director with terms expiring at the next Annual Meeting: Maryann Turcke |
Management | For | For |
| 2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2023. |
Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. |
Management | Against | Against |
| 4. | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. |
Management | 1 Year | For |
| 5. | To approve an amendment to the Company's Restated Certificate of Incorporation to reflect new Delaware law provisions regarding exculpation of officers. |
Management | Against | Against |
| 6. | To approve a stockholder proposal regarding simple majority vote. |
Shareholder | For | |
| INTEL CORPORATION | ||||
| Security | 458140100 | Meeting Type | Annual | |
| Ticker Symbol | INTC | Meeting Date | 11-May-2023 | |
| ISIN | US4581401001 | Agenda | 935793631 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Patrick P. Gelsinger | Management | For | For |
| 1b. | Election of Director: James J. Goetz | Management | For | For |
| 1c. | Election of Director: Andrea J. Goldsmith | Management | For | For |
| 1d. | Election of Director: Alyssa H. Henry | Management | For | For |
| 1e. | Election of Director: Omar Ishrak | Management | For | For |
| 1f. | Election of Director: Risa Lavizzo-Mourey | Management | For | For |
| 1g. | Election of Director: Tsu-Jae King Liu | Management | For | For |
| 1h. | Election of Director: Barbara G. Novick | Management | For | For |
| 1i. | Election of Director: Gregory D. Smith | Management | For | For |
| 1j. | Election of Director: Lip-Bu Tan | Management | For | For |
| 1k. | Election of Director: Dion J. Weisler | Management | For | For |
| 1l. | Election of Director: Frank D. Yeary | Management | For | For |
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2023. |
Management | For | For |
| 3. | Advisory vote to approve executive compensation of our named executive officers. |
Management | Against | Against |
| 4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan. |
Management | For | For |
| 5. | Advisory vote on the frequency of holding future advisory votes to approve executive compensation of our named executive officers. |
Management | 1 Year | For |
| 6. | Stockholder proposal requesting an executive stock retention period policy and reporting, if properly presented at the meeting. |
Shareholder | Against | For |
| 7. | Stockholder proposal requesting commission and publication of a third party review of Intel's China business ESG congruence, if properly presented at the meeting. |
Shareholder | Against | For |
| KEYCORP | ||||
| Security | 493267108 | Meeting Type | Annual | |
| Ticker Symbol | KEY | Meeting Date | 11-May-2023 | |
| ISIN | US4932671088 | Agenda | 935797386 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Alexander M. Cutler | Management | For | For |
| 1b. | Election of Director: H. James Dallas | Management | For | For |
| 1c. | Election of Director: Elizabeth R. Gile | Management | For | For |
| 1d. | Election of Director: Ruth Ann M. Gillis | Management | For | For |
| 1e. | Election of Director: Christopher M. Gorman | Management | For | For |
| 1f. | Election of Director: Robin N. Hayes | Management | For | For |
| 1g. | Election of Director: Carlton L. Highsmith | Management | For | For |
| 1h. | Election of Director: Richard J. Hipple | Management | For | For |
| 1i. | Election of Director: Devina A. Rankin | Management | For | For |
| 1j. | Election of Director: Barbara R. Snyder | Management | For | For |
| 1k. | Election of Director: Richard J. Tobin | Management | For | For |
| 1l. | Election of Director: Todd J. Vasos | Management | For | For |
| 1m. | Election of Director: David K. Wilson | Management | For | For |
| 2. | Ratification of the appointment of independent auditor. | Management | For | For |
| 3. | Advisory approval of executive compensation. | Management | Against | Against |
| 4. | Advisory vote on the frequency of the advisory vote on executive compensation. |
Management | 1 Year | For |
| 5. | Approval of the KeyCorp Amended and Restated 2019 Equity Compensation Plan. |
Management | Against | Against |
| 6. | Shareholder proposal seeking an independent Board Chairperson. |
Shareholder | For | Against |
| VERIZON COMMUNICATIONS INC. | ||||
| Security | 92343V104 | Meeting Type | Annual | |
| Ticker Symbol | VZ | Meeting Date | 11-May-2023 | |
| ISIN | US92343V1044 | Agenda | 935790700 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1A. | Election of Director: Shellye Archambeau | Management | For | For |
| 1B. | Election of Director: Roxanne Austin | Management | For | For |
| 1C. | Election of Director: Mark Bertolini | Management | For | For |
| 1D. | Election of Director: Vittorio Colao | Management | For | For |
| 1E. | Election of Director: Melanie Healey | Management | For | For |
| 1F. | Election of Director: Laxman Narasimhan | Management | For | For |
| 1G. | Election of Director: Clarence Otis, Jr. | Management | For | For |
| 1H. | Election of Director: Daniel Schulman | Management | For | For |
| 1I. | Election of Director: Rodney Slater | Management | For | For |
| 1J. | Election of Director: Carol Tomé | Management | For | For |
| 1K. | Election of Director: Hans Vestberg | Management | For | For |
| 1L. | Election of Director: Gregory Weaver | Management | For | For |
| 2. | Advisory vote to approve executive compensation | Management | Against | Against |
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation |
Management | 1 Year | For |
| 4. | Ratification of appointment of independent registered public accounting firm |
Management | For | For |
| 5. | Government requests to remove content | Shareholder | Against | For |
| 6. | Prohibit political contributions | Shareholder | Against | For |
| 7. | Amend clawback policy | Shareholder | Against | For |
| 8. | Shareholder ratification of annual equity awards | Shareholder | Against | For |
| 9. | Independent chair | Shareholder | For | Against |
| CONOCOPHILLIPS | ||||
| Security | 20825C104 | Meeting Type | Annual | |
| Ticker Symbol | COP | Meeting Date | 16-May-2023 | |
| ISIN | US20825C1045 | Agenda | 935796194 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Dennis V. Arriola | Management | For | For |
| 1b. | Election of Director: Jody Freeman | Management | For | For |
| 1c. | Election of Director: Gay Huey Evans | Management | For | For |
| 1d. | Election of Director: Jeffrey A. Joerres | Management | For | For |
| 1e. | Election of Director: Ryan M. Lance | Management | For | For |
| 1f. | Election of Director: Timothy A. Leach | Management | For | For |
| 1g. | Election of Director: William H. McRaven | Management | For | For |
| 1h. | Election of Director: Sharmila Mulligan | Management | For | For |
| 1i. | Election of Director: Eric D. Mullins | Management | For | For |
| 1j. | Election of Director: Arjun N. Murti | Management | For | For |
| 1k. | Election of Director: Robert A. Niblock | Management | For | For |
| 1l. | Election of Director: David T. Seaton | Management | For | For |
| 1m. | Election of Director: R.A. Walker | Management | For | For |
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2023. |
Management | For | For |
| 3. | Advisory Approval of Executive Compensation. | Management | For | For |
| 4. | Advisory Vote on Frequency of Advisory Vote on Executive Compensation. |
Management | No Action | |
| 5. | Adoption of Amended and Restated Certificate of Incorporation on Right to Call Special Meeting. |
Management | For | For |
| 6. | Approval of 2023 Omnibus Stock and Performance Incentive Plan of ConocoPhillips. |
Management | For | For |
| 7. | Independent Board Chairman. | Shareholder | For | Against |
| 8. | Share Retention Until Retirement. | Shareholder | Against | For |
| 9. | Report on Tax Payments. | Shareholder | Against | For |
| 10. | Report on Lobbying Activities. | Shareholder | Against | For |
| JPMORGAN CHASE & CO. | ||||
| Security | 46625H100 | Meeting Type | Annual | |
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |
| ISIN | US46625H1005 | Agenda | 935797223 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Linda B. Bammann | Management | For | For |
| 1b. | Election of Director: Stephen B. Burke | Management | For | For |
| 1c. | Election of Director: Todd A. Combs | Management | For | For |
| 1d. | Election of Director: James S. Crown | Management | For | For |
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For |
| 1f. | Election of Director: James Dimon | Management | For | For |
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For |
| 1h. | Election of Director: Alex Gorsky | Management | For | For |
| 1i. | Election of Director: Mellody Hobson | Management | For | For |
| 1j. | Election of Director: Michael A. Neal | Management | For | For |
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For |
| 1l. | Election of Director: Virginia M. Rometty | Management | For | For |
| 2. | Advisory resolution to approve executive compensation | Management | Against | Against |
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation |
Management | 1 Year | For |
| 4. | Ratification of independent registered public accounting firm |
Management | For | For |
| 5. | Independent board chairman | Shareholder | For | Against |
| 6. | Fossil fuel phase out | Shareholder | Against | For |
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk |
Shareholder | Against | For |
| 8. | Special shareholder meeting improvement | Shareholder | Against | For |
| 9. | Report on climate transition planning | Shareholder | Against | For |
| 10. | Report on ensuring respect for civil liberties | Shareholder | Against | For |
| 11. | Report analyzing the congruence of the company's political and electioneering expenditures |
Shareholder | Against | For |
| 12. | Absolute GHG reduction goals | Shareholder | Against | For |
| VENTAS, INC. | ||||
| Security | 92276F100 | Meeting Type | Annual | |
| Ticker Symbol | VTR | Meeting Date | 16-May-2023 | |
| ISIN | US92276F1003 | Agenda | 935805777 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Melody C. Barnes | Management | For | For |
| 1b. | Election of Director: Debra A. Cafaro | Management | For | For |
| 1c. | Election of Director: Michael J. Embler | Management | For | For |
| 1d. | Election of Director: Matthew J. Lustig | Management | For | For |
| 1e. | Election of Director: Roxanne M. Martino | Management | For | For |
| 1f. | Election of Director: Marguerite M. Nader | Management | For | For |
| 1g. | Election of Director: Sean P. Nolan | Management | For | For |
| 1h. | Election of Director: Walter C. Rakowich | Management | For | For |
| 1i. | Election of Director: Sumit Roy | Management | For | For |
| 1j. | Election of Director: James D. Shelton | Management | For | For |
| 1k. | Election of Director: Maurice S. Smith | Management | For | For |
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. |
Management | Against | Against |
| 3. | Approve, on an advisory basis, the frequency of advisory votes on the compensation of our named executive officers. |
Management | 1 Year | For |
| 4. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. |
Management | For | For |
| MONDELEZ INTERNATIONAL, INC. | ||||
| Security | 609207105 | Meeting Type | Annual | |
| Ticker Symbol | MDLZ | Meeting Date | 17-May-2023 | |
| ISIN | US6092071058 | Agenda | 935809357 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Lewis W.K. Booth | Management | For | For |
| 1b. | Election of Director: Charles E. Bunch | Management | For | For |
| 1c. | Election of Director: Ertharin Cousin | Management | For | For |
| 1d. | Election of Director: Jorge S. Mesquita | Management | For | For |
| 1e. | Election of Director: Anindita Mukherjee | Management | For | For |
| 1f. | Election of Director: Jane Hamilton Nielsen | Management | For | For |
| 1g. | Election of Director: Patrick T. Siewert | Management | For | For |
| 1h. | Election of Director: Michael A. Todman | Management | For | For |
| 1i. | Election of Director: Dirk Van de Put | Management | For | For |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For |
| 3. | Advisory Vote on the Frequency of Future Votes to Approve Executive Compensation. |
Management | 1 Year | For |
| 4. | Ratification of the Selection of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2023. |
Management | For | For |
| 5. | Require Independent Chair of the Board. | Shareholder | For | Against |
| 6. | Publish Annual Benchmarks for Achieving Company's 2025 Cage-Free Egg Goal. |
Shareholder | Against | For |
| 7. | Adopt Public Targets to Eradicate Child Labor in Cocoa Supply Chain |
Shareholder | Against | For |
| AT&T INC. | ||||
| Security | 00206R102 | Meeting Type | Annual | |
| Ticker Symbol | T | Meeting Date | 18-May-2023 | |
| ISIN | US00206R1023 | Agenda | 935803937 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Scott T. Ford | Management | For | For |
| 1b. | Election of Director: Glenn H. Hutchins | Management | For | For |
| 1c. | Election of Director: William E. Kennard | Management | For | For |
| 1d. | Election of Director: Stephen J. Luczo | Management | For | For |
| 1e. | Election of Director: Michael B. McCallister | Management | For | For |
| 1f. | Election of Director: Beth E. Mooney | Management | For | For |
| 1g. | Election of Director: Matthew K. Rose | Management | For | For |
| 1h. | Election of Director: John T. Stankey | Management | For | For |
| 1i. | Election of Director: Cynthia B. Taylor | Management | For | For |
| 1j. | Election of Director: Luis A. Ubiñas | Management | For | For |
| 2. | Ratification of the appointment of independent auditors. | Management | For | For |
| 3. | Advisory approval of executive compensation. | Management | Against | Against |
| 4. | Advisory approval of frequency of vote on executive compensation. |
Management | 1 Year | For |
| 5. | Independent board chairman. | Shareholder | For | Against |
| 6. | Racial equity audit. | Shareholder | Against | For |
| CVS HEALTH CORPORATION | ||||
| Security | 126650100 | Meeting Type | Annual | |
| Ticker Symbol | CVS | Meeting Date | 18-May-2023 | |
| ISIN | US1266501006 | Agenda | 935806375 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Fernando Aguirre | Management | For | For |
| 1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | For | For |
| 1c. | Election of Director: C. David Brown II | Management | For | For |
| 1d. | Election of Director: Alecia A. DeCoudreaux | Management | For | For |
| 1e. | Election of Director: Nancy-Ann M. DeParle | Management | For | For |
| 1f. | Election of Director: Roger N. Farah | Management | For | For |
| 1g. | Election of Director: Anne M. Finucane | Management | For | For |
| 1h. | Election of Director: Edward J. Ludwig | Management | For | For |
| 1i. | Election of Director: Karen S. Lynch | Management | For | For |
| 1j. | Election of Director: Jean-Pierre Millon | Management | For | For |
| 1k. | Election of Director: Mary L. Schapiro | Management | For | For |
| 2. | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 |
Management | For | For |
| 3. | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company's Executive Compensation |
Management | Against | Against |
| 4. | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes |
Management | 1 Year | For |
| 5. | Stockholder Proposal Requesting Paid Sick Leave for All Employees |
Shareholder | Against | For |
| 6. | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting |
Shareholder | Against | For |
| 7. | Stockholder Proposal Regarding "Fair Elections" and Requiring Stockholder Approval of Certain Types of By- law Amendments |
Shareholder | Against | For |
| 8. | Stockholder Proposal Requesting a Report on a "Worker Rights Assessment" |
Shareholder | Against | For |
| 9. | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company |
Shareholder | Against | For |
| THE HOME DEPOT, INC. | ||||
| Security | 437076102 | Meeting Type | Annual | |
| Ticker Symbol | HD | Meeting Date | 18-May-2023 | |
| ISIN | US4370761029 | Agenda | 935795659 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For |
| 1b. | Election of Director: Ari Bousbib | Management | For | For |
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For |
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For |
| 1e. | Election of Director: J. Frank Brown | Management | For | For |
| 1f. | Election of Director: Albert P. Carey | Management | For | For |
| 1g. | Election of Director: Edward P. Decker | Management | For | For |
| 1h. | Election of Director: Linda R. Gooden | Management | For | For |
| 1i. | Election of Director: Wayne M. Hewett | Management | For | For |
| 1j. | Election of Director: Manuel Kadre | Management | For | For |
| 1k. | Election of Director: Stephanie C. Linnartz | Management | For | For |
| 1l. | Election of Director: Paula Santilli | Management | For | For |
| 1m. | Election of Director: Caryn Seidman-Becker | Management | For | For |
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For |
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") |
Management | For | For |
| 4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes |
Management | 1 Year | For |
| 5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right |
Shareholder | Against | For |
| 6. | Shareholder Proposal Regarding Independent Board Chair |
Shareholder | For | Against |
| 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis |
Shareholder | Against | For |
| 8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote |
Shareholder | Against | For |
| 9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech |
Shareholder | Against | For |
| MERCK & CO., INC. | ||||
| Security | 58933Y105 | Meeting Type | Annual | |
| Ticker Symbol | MRK | Meeting Date | 23-May-2023 | |
| ISIN | US58933Y1055 | Agenda | 935809080 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For |
| 1b. | Election of Director: Mary Ellen Coe | Management | For | For |
| 1c. | Election of Director: Pamela J. Craig | Management | For | For |
| 1d. | Election of Director: Robert M. Davis | Management | For | For |
| 1e. | Election of Director: Thomas H. Glocer | Management | For | For |
| 1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For |
| 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For |
| 1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | For |
| 1i. | Election of Director: Patricia F. Russo | Management | For | For |
| 1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | For |
| 1k. | Election of Director: Inge G. Thulin | Management | For | For |
| 1l. | Election of Director: Kathy J. Warden | Management | For | For |
| 1m. | Election of Director: Peter C. Wendell | Management | For | For |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. |
Management | For | For |
| 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. |
Management | 1 Year | For |
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. |
Management | For | For |
| 5. | Shareholder proposal regarding business operations in China. |
Shareholder | Against | For |
| 6. | Shareholder proposal regarding access to COVID-19 products. |
Shareholder | Against | For |
| 7. | Shareholder proposal regarding indirect political spending. |
Shareholder | Against | For |
| 8. | Shareholder proposal regarding patents and access. | Shareholder | Against | For |
| 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. |
Shareholder | Against | For |
| 10. | Shareholder proposal regarding an independent board chairman. |
Shareholder | For | Against |
| SHELL PLC | ||||
| Security | 780259305 | Meeting Type | Annual | |
| Ticker Symbol | SHEL | Meeting Date | 23-May-2023 | |
| ISIN | US7802593050 | Agenda | 935844426 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1. | Annual Report & Accounts be received | Management | For | For |
| 2. | Approval of Directors' Remuneration Policy | Management | For | For |
| 3. | Approval of Directors' Remuneration Report | Management | For | For |
| 4. | Appointment of Wael Sawan as a Director of the Company |
Management | For | For |
| 5. | Appointment of Cyrus Taraporevala as a Director of the Company |
Management | For | For |
| 6. | Appointment of Sir Charles Roxburgh as a Director of the Company |
Management | For | For |
| 7. | Appointment of Leena Srivastava as a Director of the Company |
Management | For | For |
| 8. | Reappointment of Sinead Gorman as a Director of the Company |
Management | For | For |
| 9. | Reappointment of Dick Boer as a Director of the Company |
Management | For | For |
| 10. | Reappointment of Neil Carson as a Director of the Company |
Management | For | For |
| 11. | Reappointment of Ann Godbehere as a Director of the Company |
Management | For | For |
| 12. | Reappointment of Jane Holl Lute as a Director of the Company |
Management | For | For |
| 13. | Reappointment of Catherine Hughes as a Director of the Company |
Management | For | For |
| 14. | Reappointment of Sir Andrew Mackenzie as a Director of the Company |
Management | For | For |
| 15. | Reappointment of Abraham (Bram) Schot as a Director of the Company |
Management | For | For |
| 16. | Reappointment of Auditors | Management | For | For |
| 17. | Remuneration of Auditors | Management | For | For |
| 18. | Authority to allot shares | Management | For | For |
| 19. | Disapplication of pre-emption rights | Management | For | For |
| 20. | Authority to make on market purchases of own shares | Management | For | For |
| 21. | Authority to make off market purchases of own shares | Management | For | For |
| 22. | Authority to make certain donations/incur expenditure | Management | For | For |
| 23. | Adoption of new Articles of Association | Management | For | For |
| 24. | Approval of Shell's Share Plan ('Plan') rules and authority to adopt schedules to the Plan |
Management | For | For |
| 25. | Approve Shell's Energy Transition Progress | Management | For | For |
| 26. | Shareholder resolution | Shareholder | Against | For |
| ADVANCE AUTO PARTS, INC. | ||||
| Security | 00751Y106 | Meeting Type | Annual | |
| Ticker Symbol | AAP | Meeting Date | 24-May-2023 | |
| ISIN | US00751Y1064 | Agenda | 935812354 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Carla J. Bailo | Management | For | For |
| 1b. | Election of Director: John F. Ferraro | Management | For | For |
| 1c. | Election of Director: Thomas R. Greco | Management | For | For |
| 1d. | Election of Director: Joan M. Hilson | Management | For | For |
| 1e. | Election of Director: Jeffrey J. Jones II | Management | For | For |
| 1f. | Election of Director: Eugene I. Lee, Jr. | Management | For | For |
| 1g. | Election of Director: Douglas A. Pertz | Management | For | For |
| 1h. | Election of Director: Sherice R. Torres | Management | For | For |
| 1i. | Election of Director: Arthur L. Valdez, Jr. | Management | For | For |
| 2. | Approve our 2023 Omnibus Incentive Compensation Plan. |
Management | For | For |
| 3. | Approve our 2023 Employee Stock Purchase Plan. | Management | For | For |
| 4. | Approve, by advisory vote, the compensation of our named executive officers. |
Management | For | For |
| 5. | Approve, by advisory vote, the frequency of voting on the compensation of our named executive officers. |
Management | 1 Year | For |
| 6. | Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2023. |
Management | For | For |
| 7. | Vote on the stockholder proposal, if presented at the Annual Meeting, regarding requiring an independent Board Chair. |
Shareholder | For | Against |
| FIDELITY NAT'L INFORMATION SERVICES,INC. | ||||
| Security | 31620M106 | Meeting Type | Annual | |
| Ticker Symbol | FIS | Meeting Date | 24-May-2023 | |
| ISIN | US31620M1062 | Agenda | 935815184 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Lee Adrean | Management | For | For |
| 1b. | Election of Director: Ellen R. Alemany | Management | For | For |
| 1c. | Election of Director: Mark D. Benjamin | Management | For | For |
| 1d. | Election of Director: Vijay G. D'Silva | Management | For | For |
| 1e. | Election of Director: Stephanie L. Ferris | Management | For | For |
| 1f. | Election of Director: Jeffrey A. Goldstein | Management | For | For |
| 1g. | Election of Director: Lisa A. Hook | Management | For | For |
| 1h. | Election of Director: Kenneth T. Lamneck | Management | For | For |
| 1i. | Election of Director: Gary L. Lauer | Management | For | For |
| 1j. | Election of Director: Louise M. Parent | Management | For | For |
| 1k. | Election of Director: Brian T. Shea | Management | For | For |
| 1l. | Election of Director: James B. Stallings, Jr. | Management | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | Against | Against |
| 3. | To approve, on an advisory basis, the preferred frequency of stockholder advisory votes on executive compensation. |
Management | 1 Year | For |
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For |
| LINCOLN NATIONAL CORPORATION | ||||
| Security | 534187109 | Meeting Type | Annual | |
| Ticker Symbol | LNC | Meeting Date | 25-May-2023 | |
| ISIN | US5341871094 | Agenda | 935794417 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Deirdre P. Connelly |
Management | For | For |
| 1b. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Ellen G. Cooper |
Management | For | For |
| 1c. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: William H. Cunningham |
Management | For | For |
| 1d. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Reginald E. Davis |
Management | For | For |
| 1e. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Eric G. Johnson |
Management | For | For |
| 1f. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Gary C. Kelly |
Management | For | For |
| 1g. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: M. Leanne Lachman |
Management | For | For |
| 1h. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Dale LeFebvre |
Management | For | For |
| 1i. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Janet Liang |
Management | For | For |
| 1j. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Michael F. Mee |
Management | For | For |
| 1k. | Election of Director for a one-year term expiring at the 2024 Annual Meeting: Lynn M. Utter |
Management | For | For |
| 2. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. |
Management | For | For |
| 3. | The approval of an advisory resolution on the compensation of our named executive officers. |
Management | Against | Against |
| 4. | Respond to an advisory proposal regarding the frequency (every one, two or three years) of future advisory resolutions on the compensation of our named executive officers. |
Management | 1 Year | For |
| 5. | The approval of an amendment to the Lincoln National Corporation 2020 Incentive Compensation Plan. |
Management | Against | Against |
| 6. | Shareholder proposal to amend our governing documents to provide an independent chair of the board. |
Shareholder | For | Against |
| 7. | Shareholder proposal to require shareholder ratification of executive termination pay. |
Shareholder | Against | For |
| CHEVRON CORPORATION | ||||
| Security | 166764100 | Meeting Type | Annual | |
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | |
| ISIN | US1667641005 | Agenda | 935829284 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Wanda M. Austin | Management | For | For |
| 1b. | Election of Director: John B. Frank | Management | For | For |
| 1c. | Election of Director: Alice P. Gast | Management | For | For |
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For |
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For |
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For |
| 1g. | Election of Director: Charles W. Moorman | Management | For | For |
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For |
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For |
| 1j. | Election of Director: D. James Umpleby III | Management | For | For |
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For |
| 1l. | Election of Director: Michael K. Wirth | Management | For | For |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For |
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation |
Management | 1 Year | For |
| 5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal |
Shareholder | Against | For |
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target |
Shareholder | Against | For |
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures |
Shareholder | Against | For |
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Against | For |
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions |
Shareholder | Against | For |
| 10. | Report on Racial Equity Audit | Shareholder | Against | For |
| 11. | Report on Tax Practices | Shareholder | Against | For |
| 12. | Independent Chair | Shareholder | For | Against |
| EXXON MOBIL CORPORATION | ||||
| Security | 30231G102 | Meeting Type | Annual | |
| Ticker Symbol | XOM | Meeting Date | 31-May-2023 | |
| ISIN | US30231G1022 | Agenda | 935823977 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Michael J. Angelakis | Management | For | For |
| 1b. | Election of Director: Susan K. Avery | Management | For | For |
| 1c. | Election of Director: Angela F. Braly | Management | For | For |
| 1d. | Election of Director: Gregory J. Goff | Management | For | For |
| 1e. | Election of Director: John D. Harris II | Management | For | For |
| 1f. | Election of Director: Kaisa H. Hietala | Management | For | For |
| 1g. | Election of Director: Joseph L. Hooley | Management | For | For |
| 1h. | Election of Director: Steven A. Kandarian | Management | For | For |
| 1i. | Election of Director: Alexander A. Karsner | Management | For | For |
| 1j. | Election of Director: Lawrence W. Kellner | Management | For | For |
| 1k. | Election of Director: Jeffrey W. Ubben | Management | For | For |
| 1l. | Election of Director: Darren W. Woods | Management | For | For |
| 2. | Ratification of Independent Auditors | Management | For | For |
| 3. | Advisory Vote to Approve Executive Compensation | Management | For | For |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For |
| 5. | Establish a New Board Committee on Decarbonization Risk |
Shareholder | Against | For |
| 6. | Reduce Executive Stock Holding Period | Shareholder | Against | For |
| 7. | Additional Carbon Capture and Storage and Emissions Report |
Shareholder | Against | For |
| 8. | Additional Direct Methane Measurement | Shareholder | Against | For |
| 9. | Establish a Scope 3 Target and Reduce Hydrocarbon Sales |
Shareholder | Against | For |
| 10. | Additional Report on Worst-case Spill and Response Plans |
Shareholder | Against | For |
| 11. | GHG Reporting on Adjusted Basis | Shareholder | Against | For |
| 12. | Report on Asset Retirement Obligations Under IEA NZE Scenario |
Shareholder | Against | For |
| 13. | Report on Plastics Under SCS Scenario | Shareholder | Against | For |
| 14. | Litigation Disclosure Beyond Legal and Accounting Requirements |
Shareholder | Against | For |
| 15. | Tax Reporting Beyond Legal Requirements | Shareholder | Against | For |
| 16. | Energy Transition Social Impact Report | Shareholder | Against | For |
| 17. | Report on Commitment Against AMAP Work | Shareholder | Against | For |
| ORGANON & CO. | ||||
| Security | 68622V106 | Meeting Type | Annual | |
| Ticker Symbol | OGN | Meeting Date | 06-Jun-2023 | |
| ISIN | US68622V1061 | Agenda | 935839588 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Class II Director: Carrie S. Cox | Management | For | For |
| 1b. | Election of Class II Director: Alan Ezekowitz, M.D. | Management | For | For |
| 1c. | Election of Class II Director: Helene Gayle, M.D. | Management | For | For |
| 1d. | Election of Class II Director: Deborah Leone | Management | For | For |
| 2. | Approve, on a non-binding advisory basis, the compensation of Organon's Named Executive Officers. |
Management | Against | Against |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as Organon's independent registered public accounting firm for 2023. |
Management | For | For |
| COMCAST CORPORATION | ||||
| Security | 20030N101 | Meeting Type | Annual | |
| Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | |
| ISIN | US20030N1019 | Agenda | 935845492 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1. | DIRECTOR | Management | ||
| Kenneth J. Bacon | Withheld | Against | ||
| Thomas J. Baltimore Jr. | For | For | ||
| Madeline S. Bell | For | For | ||
| Edward D. Breen | For | For | ||
| Gerald L. Hassell | For | For | ||
| Jeffrey A. Honickman | For | For | ||
| Maritza G. Montiel | For | For | ||
| Asuka Nakahara | For | For | ||
| David C. Novak | For | For | ||
| Brian L. Roberts | For | For | ||
| 2. | Ratification of the appointment of our independent auditors. |
Management | For | For |
| 3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. |
Management | For | For |
| 4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. |
Management | For | For |
| 5. | Advisory vote on executive compensation. | Management | Against | Against |
| 6. | Advisory vote on the frequency of the vote on executive compensation. |
Management | 1 Year | For |
| 7. | To perform independent racial equity audit. | Shareholder | Against | For |
| 8. | To report on climate risk in default retirement plan options. |
Shareholder | Against | For |
| 9. | To set different greenhouse gas emissions reduction targets. |
Shareholder | Against | For |
| 10. | To report on political contributions and company values alignment. |
Shareholder | Against | For |
| 11. | To report on business in China. | Shareholder | Against | For |
| TARGET CORPORATION | ||||
| Security | 87612E106 | Meeting Type | Annual | |
| Ticker Symbol | TGT | Meeting Date | 14-Jun-2023 | |
| ISIN | US87612E1064 | Agenda | 935847220 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: David P. Abney | Management | For | For |
| 1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For |
| 1c. | Election of Director: George S. Barrett | Management | For | For |
| 1d. | Election of Director: Gail K. Boudreaux | Management | For | For |
| 1e. | Election of Director: Brian C. Cornell | Management | For | For |
| 1f. | Election of Director: Robert L. Edwards | Management | For | For |
| 1g. | Election of Director: Donald R. Knauss | Management | For | For |
| 1h. | Election of Director: Christine A. Leahy | Management | For | For |
| 1i. | Election of Director: Monica C. Lozano | Management | For | For |
| 1j. | Election of Director: Grace Puma | Management | For | For |
| 1k. | Election of Director: Derica W. Rice | Management | For | For |
| 1l. | Election of Director: Dmitri L. Stockton | Management | For | For |
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For |
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). |
Management | For | For |
| 4. | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). |
Management | 1 Year | For |
| 5. | Shareholder proposal to adopt a policy for an independent chairman. |
Shareholder | For | Against |
| METLIFE, INC. | ||||
| Security | 59156R108 | Meeting Type | Annual | |
| Ticker Symbol | MET | Meeting Date | 20-Jun-2023 | |
| ISIN | US59156R1086 | Agenda | 935858603 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
| 1a. | Election of Director: Cheryl W. Grisé | Management | For | For |
| 1b. | Election of Director: Carlos M. Gutierrez | Management | For | For |
| 1c. | Election of Director: Carla A. Harris | Management | For | For |
| 1d. | Election of Director: Gerald L. Hassell | Management | For | For |
| 1e. | Election of Director: David L. Herzog | Management | For | For |
| 1f. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For |
| 1g. | Election of Director: Jeh C. Johnson | Management | For | For |
| 1h. | Election of Director: Edward J. Kelly, III | Management | For | For |
| 1i. | Election of Director: William E. Kennard | Management | For | For |
| 1j. | Election of Director: Michel A. Khalaf | Management | For | For |
| 1k. | Election of Director: Catherine R. Kinney | Management | For | For |
| 1l. | Election of Director: Diana L. McKenzie | Management | For | For |
| 1m. | Election of Director: Denise M. Morrison | Management | For | For |
| 1n. | Election of Director: Mark A. Weinberger | Management | For | For |
| 2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2023 |
Management | For | For |
| 3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers |
Management | Against | Against |
| 4. | Advisory (non-binding) vote on the frequency of future advisory votes to approve the compensation paid to MetLife, Inc.'s Named Executive Officers |
Management | 1 Year | For |
| Investment Company Report - Government Street Equity Fund | ||||||||||||||||||||||
| LINDE PLC | ||||||||||||||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | LIN | Meeting Date | 25-Jul-2022 | |||||||||||||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935660200 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2a. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 2b. | Approve Remuneration of Directors and Auditors |
Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | Approve Remuneration of Directors and Auditors |
Management | For | For | For | |||||||||||||||||
| 5. | Allot Relevant Securities | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,500 | 0 | 06-Jun-2022 | 06-Jun-2022 | |||||||||||||||
| NIKE, INC. | ||||||||||||||||||||||
| Security | 654106103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | NKE | Meeting Date | 09-Sep-2022 | |||||||||||||||||||
| ISIN | US6541061031 | Agenda | 935692803 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 4. | Amend Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,500 | 0 | 08-Aug-2022 | 08-Aug-2022 | |||||||||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||||||
| Security | 742718109 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | PG | Meeting Date | 11-Oct-2022 | |||||||||||||||||||
| ISIN | US7427181091 | Agenda | 935703149 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 14-Sep-2022 | 14-Sep-2022 | |||||||||||||||
| BIO-TECHNE CORP | ||||||||||||||||||||||
| Security | 09073M104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | TECH | Meeting Date | 27-Oct-2022 | |||||||||||||||||||
| ISIN | US09073M1045 | Agenda | 935709824 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Fix Number of Directors | Management | For | For | For | |||||||||||||||||
| 2a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | Authorize Common Stock Increase | Management | For | For | For | |||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 24-Oct-2022 | 24-Oct-2022 | |||||||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||||||||||
| Security | 112585104 | Meeting Type | Special | |||||||||||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Nov-2022 | |||||||||||||||||||
| ISIN | CA1125851040 | Agenda | 935720169 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 2 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 3 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 4 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 28,000 | 0 | 24-Oct-2022 | 24-Oct-2022 | |||||||||||||||
| MICROSOFT CORPORATION | ||||||||||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||||||||||||
| ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 21-Nov-2022 | 21-Nov-2022 | |||||||||||||||
| LINDE PLC | ||||||||||||||||||||||
| Security | G5494J103 | Meeting Type | Special | |||||||||||||||||||
| Ticker Symbol | LIN | Meeting Date | 18-Jan-2023 | |||||||||||||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935750819 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Share Option Scheme | Management | For | For | For | |||||||||||||||||
| 2. | Approve Article Amendments | Management | For | For | For | |||||||||||||||||
| 3. | Approve Merger Agreement | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,000 | 0 | 17-Jan-2023 | 17-Jan-2023 | |||||||||||||||
| LINDE PLC | ||||||||||||||||||||||
| Security | G5494J111 | Meeting Type | Special | |||||||||||||||||||
| Ticker Symbol | LIN | Meeting Date | 18-Jan-2023 | |||||||||||||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935750821 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Share Option Scheme | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,000 | 0 | 17-Jan-2023 | 17-Jan-2023 | |||||||||||||||
| VISA INC. | ||||||||||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | V | Meeting Date | 24-Jan-2023 | |||||||||||||||||||
| ISIN | US92826C8394 | Agenda | 935745779 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 09-Dec-2022 | 09-Dec-2022 | |||||||||||||||
| ACCENTURE PLC | ||||||||||||||||||||||
| Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ACN | Meeting Date | 01-Feb-2023 | |||||||||||||||||||
| ISIN | IE00B4BNMY34 | Agenda | 935750174 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | Stock Issuance | Management | For | For | For | |||||||||||||||||
| 6. | Eliminate Pre-Emptive Rights | Management | For | For | For | |||||||||||||||||
| 7. | Allot Securities | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 17-Jan-2023 | 17-Jan-2023 | |||||||||||||||
| EMERSON ELECTRIC CO. | ||||||||||||||||||||||
| Security | 291011104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | EMR | Meeting Date | 07-Feb-2023 | |||||||||||||||||||
| ISIN | US2910111044 | Agenda | 935748600 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,500 | 0 | 17-Jan-2023 | 17-Jan-2023 | |||||||||||||||
| INGLES MARKETS, INCORPORATED | ||||||||||||||||||||||
| Security | 457030104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | IMKTA | Meeting Date | 14-Feb-2023 | |||||||||||||||||||
| ISIN | US4570301048 | Agenda | 935754449 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Election of Directors | Management | ||||||||||||||||||||
| 1 | Ernest E. Ferguson | For | For | For | ||||||||||||||||||
| 2 | John R. Lowden | For | For | For | ||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,500 | 0 | 17-Jan-2023 | 17-Jan-2023 | |||||||||||||||
| QUALCOMM INCORPORATED | ||||||||||||||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | QCOM | Meeting Date | 08-Mar-2023 | |||||||||||||||||||
| ISIN | US7475251036 | Agenda | 935757281 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | Adopt Incentive Stock Option Plan | Management | For | For | For | |||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 03-Feb-2023 | 03-Feb-2023 | |||||||||||||||
| APPLE INC. | ||||||||||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||||||||||||||
| ISIN | US0378331005 | Agenda | 935757700 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 8. | S/H Proposal - Gender Pay Gap | Shareholder | Against | Against | For | |||||||||||||||||
| 9. | S/H Proposal - Shareholders be Given Access to Proxy |
Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 13,000 | 0 | 17-Jan-2023 | 17-Jan-2023 | |||||||||||||||
| TE CONNECTIVITY LTD | ||||||||||||||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | TEL | Meeting Date | 15-Mar-2023 | |||||||||||||||||||
| ISIN | CH0102993182 | Agenda | 935758776 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 3a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 3b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 3c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 4. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 5.1 | Approve Financial Statements, Allocation of Income, and Discharge Directors |
Management | For | For | For | |||||||||||||||||
| 5.2 | Approve Financial Statements, Allocation of Income, and Discharge Directors |
Management | For | For | For | |||||||||||||||||
| 5.3 | Receive Consolidated Financial Statements | Management | For | For | For | |||||||||||||||||
| 6. | Approve Discharge of Board and President | Management | For | For | For | |||||||||||||||||
| 7.1 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 7.2 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 7.3 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 8. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 9. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 10. | Miscellaneous Compensation Plans | Management | For | For | For | |||||||||||||||||
| 11. | Miscellaneous Compensation Plans | Management | For | For | For | |||||||||||||||||
| 12. | Miscellaneous Compensation Plans | Management | For | For | For | |||||||||||||||||
| 13. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 14. | Dividends | Management | For | For | For | |||||||||||||||||
| 15. | Authorize Directors to Repurchase Shares | Management | For | For | For | |||||||||||||||||
| 16. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 17. | Approve Article Amendments | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 03-Feb-2023 | 03-Feb-2023 | |||||||||||||||
| TE CONNECTIVITY LTD | ||||||||||||||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | TEL | Meeting Date | 15-Mar-2023 | |||||||||||||||||||
| ISIN | CH0102993182 | Agenda | 935772613 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 3a. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 3b. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 3c. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 4. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 5.1 | Adopt Accounts for Past Year | Management | For | For | For | |||||||||||||||||
| 5.2 | Adopt Accounts for Past Year | Management | For | For | For | |||||||||||||||||
| 5.3 | Receive Consolidated Financial Statements | Management | For | For | For | |||||||||||||||||
| 6. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 7.1 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 7.2 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 7.3 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 8. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 9. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 10. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 11. | Miscellaneous Compensation Plans | Management | Against | For | Against | |||||||||||||||||
| 12. | Miscellaneous Compensation Plans | Management | For | For | For | |||||||||||||||||
| 13. | Dividends | Management | For | For | For | |||||||||||||||||
| 14. | Dividends | Management | For | For | For | |||||||||||||||||
| 15. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 16. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 17. | Approve Article Amendments | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 06-Mar-2023 | 06-Mar-2023 | |||||||||||||||
| THE BOEING COMPANY | ||||||||||||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | BA | Meeting Date | 18-Apr-2023 | |||||||||||||||||||
| ISIN | US0970231058 | Agenda | 935770063 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Military/Weapons | Shareholder | For | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Increase Disclosure of Executive Compensation |
Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,600 | 0 | 06-Mar-2023 | 06-Mar-2023 | |||||||||||||||
| CORTEVA INC. | ||||||||||||||||||||||
| Security | 22052L104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | CTVA | Meeting Date | 21-Apr-2023 | |||||||||||||||||||
| ISIN | US22052L1044 | Agenda | 935773920 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 3,000 | 0 | 30-Mar-2023 | 30-Mar-2023 | |||||||||||||||
| THE COCA-COLA COMPANY | ||||||||||||||||||||||
| Security | 191216100 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | KO | Meeting Date | 25-Apr-2023 | |||||||||||||||||||
| ISIN | US1912161007 | Agenda | 935776685 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 3,500 | 0 | 30-Mar-2023 | 30-Mar-2023 | |||||||||||||||
| ASML HOLDINGS N.V. | ||||||||||||||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ASML | Meeting Date | 26-Apr-2023 | |||||||||||||||||||
| ISIN | USN070592100 | Agenda | 935815932 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 3a | Approve Remuneration of Directors and Auditors |
Management | For | For | For | |||||||||||||||||
| 3b | Receive Consolidated Financial Statements | Management | For | For | For | |||||||||||||||||
| 3d | Dividends | Management | For | For | For | |||||||||||||||||
| 4a | Approve Discharge of Management Board | Management | For | For | For | |||||||||||||||||
| 4b | Approve Discharge of Supervisory Board | Management | For | For | For | |||||||||||||||||
| 5 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 6a | Approve Remuneration of Directors and Auditors |
Management | For | For | For | |||||||||||||||||
| 6b | Approve Remuneration of Directors and Auditors |
Management | For | For | For | |||||||||||||||||
| 8a | Elect Supervisory Board Member | Management | For | For | For | |||||||||||||||||
| 8b | Elect Supervisory Board Member | Management | For | For | For | |||||||||||||||||
| 9 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 10a | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 10b | Eliminate Pre-Emptive Rights | Management | For | For | For | |||||||||||||||||
| 11 | Authorize Directors to Repurchase Shares | Management | For | For | For | |||||||||||||||||
| 12 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 400 | 0 | 14-Apr-2023 | 14-Apr-2023 | |||||||||||||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | TXN | Meeting Date | 27-Apr-2023 | |||||||||||||||||||
| ISIN | US8825081040 | Agenda | 935777120 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Amend Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,700 | 0 | 24-Apr-2023 | 24-Apr-2023 | |||||||||||||||
| LOCKHEED MARTIN CORPORATION | ||||||||||||||||||||||
| Security | 539830109 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | LMT | Meeting Date | 27-Apr-2023 | |||||||||||||||||||
| ISIN | US5398301094 | Agenda | 935779655 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | |||||||||||||||
| ABBOTT LABORATORIES | ||||||||||||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ABT | Meeting Date | 28-Apr-2023 | |||||||||||||||||||
| ISIN | US0028241000 | Agenda | 935777865 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,500 | 0 | 24-Apr-2023 | 24-Apr-2023 | |||||||||||||||
| AFLAC INCORPORATED | ||||||||||||||||||||||
| Security | 001055102 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | AFL | Meeting Date | 01-May-2023 | |||||||||||||||||||
| ISIN | US0010551028 | Agenda | 935785038 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 16,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | |||||||||||||||
| RAYTHEON TECHNOLOGIES | ||||||||||||||||||||||
| Security | 75513E101 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | RTX | Meeting Date | 02-May-2023 | |||||||||||||||||||
| ISIN | US75513E1010 | Agenda | 935780468 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | Approve Charter Amendment | Management | Abstain | For | Against | |||||||||||||||||
| 6. | Miscellaneous Corporate Actions | Management | Abstain | For | Against | |||||||||||||||||
| 7. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions |
Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 13,500 | 0 | 24-Apr-2023 | 24-Apr-2023 | |||||||||||||||
| ALBEMARLE CORPORATION | ||||||||||||||||||||||
| Security | 012653101 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ALB | Meeting Date | 02-May-2023 | |||||||||||||||||||
| ISIN | US0126531013 | Agenda | 935783349 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | |||||||||||||||
| GENERAL DYNAMICS CORPORATION | ||||||||||||||||||||||
| Security | 369550108 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | GD | Meeting Date | 03-May-2023 | |||||||||||||||||||
| ISIN | US3695501086 | Agenda | 935781078 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Approve Charter Amendment | Management | For | For | For | |||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 6. | S/H Proposal - Human Rights Related | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,200 | 0 | 01-May-2023 | 01-May-2023 | |||||||||||||||
| WEC ENERGY GROUP, INC. | ||||||||||||||||||||||
| Security | 92939U106 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | WEC | Meeting Date | 04-May-2023 | |||||||||||||||||||
| ISIN | US92939U1060 | Agenda | 935778247 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 13,000 | 0 | 01-May-2023 | 01-May-2023 | |||||||||||||||
| ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||||||||||||
| Security | 039483102 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ADM | Meeting Date | 04-May-2023 | |||||||||||||||||||
| ISIN | US0394831020 | Agenda | 935782335 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,500 | 0 | 01-May-2023 | 01-May-2023 | |||||||||||||||
| CME GROUP INC. | ||||||||||||||||||||||
| Security | 12572Q105 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | CME | Meeting Date | 04-May-2023 | |||||||||||||||||||
| ISIN | US12572Q1058 | Agenda | 935788034 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1n. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1o. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1p. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1q. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 3,500 | 0 | 01-May-2023 | 01-May-2023 | |||||||||||||||
| ABBVIE INC. | ||||||||||||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ABBV | Meeting Date | 05-May-2023 | |||||||||||||||||||
| ISIN | US00287Y1091 | Agenda | 935786484 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | Eliminate Supermajority Requirements | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,500 | 0 | 01-May-2023 | 01-May-2023 | |||||||||||||||
| SKYWORKS SOLUTIONS, INC. | ||||||||||||||||||||||
| Security | 83088M102 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | SWKS | Meeting Date | 10-May-2023 | |||||||||||||||||||
| ISIN | US83088M1027 | Agenda | 935790231 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | Approve Article Amendments | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Election of Directors By Majority Vote |
Shareholder | For | None | ||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,000 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| PHILLIPS 66 | ||||||||||||||||||||||
| Security | 718546104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | PSX | Meeting Date | 10-May-2023 | |||||||||||||||||||
| ISIN | US7185461040 | Agenda | 935793718 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Declassify Board | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,000 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| EDWARDS LIFESCIENCES CORPORATION | ||||||||||||||||||||||
| Security | 28176E108 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | EW | Meeting Date | 11-May-2023 | |||||||||||||||||||
| ISIN | US28176E1082 | Agenda | 935792261 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | Approve Charter Amendment | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,800 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| NUCOR CORPORATION | ||||||||||||||||||||||
| Security | 670346105 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | NUE | Meeting Date | 11-May-2023 | |||||||||||||||||||
| ISIN | US6703461052 | Agenda | 935795990 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Election of Directors | Management | ||||||||||||||||||||
| 1 | Norma B. Clayton | For | For | For | ||||||||||||||||||
| 2 | Patrick J. Dempsey | For | For | For | ||||||||||||||||||
| 3 | Christopher J. Kearney | For | For | For | ||||||||||||||||||
| 4 | Laurette T. Koellner | For | For | For | ||||||||||||||||||
| 5 | Michael W. Lamach | For | For | For | ||||||||||||||||||
| 6 | Joseph D. Rupp | For | For | For | ||||||||||||||||||
| 7 | Leon J. Topalian | For | For | For | ||||||||||||||||||
| 8 | Nadja Y. West | For | For | For | ||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,000 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| BUNGE LIMITED | ||||||||||||||||||||||
| Security | G16962105 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | BG | Meeting Date | 11-May-2023 | |||||||||||||||||||
| ISIN | BMG169621056 | Agenda | 935797451 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,000 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| CHENIERE ENERGY, INC. | ||||||||||||||||||||||
| Security | 16411R208 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | LNG | Meeting Date | 11-May-2023 | |||||||||||||||||||
| ISIN | US16411R2085 | Agenda | 935825969 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | CL | Meeting Date | 12-May-2023 | |||||||||||||||||||
| ISIN | US1941621039 | Agenda | 935795382 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,500 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |||||||||||||||||||
| ISIN | US46625H1005 | Agenda | 935797223 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Animal Rights | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 10. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 11. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 12. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions |
Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 20,000 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| MID-AMERICA APARTMENT COMMUNITIES, INC. | ||||||||||||||||||||||
| Security | 59522J103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | MAA | Meeting Date | 16-May-2023 | |||||||||||||||||||
| ISIN | US59522J1034 | Agenda | 935797401 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 08-May-2023 | 08-May-2023 | |||||||||||||||
| THE HOME DEPOT, INC. | ||||||||||||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | HD | Meeting Date | 18-May-2023 | |||||||||||||||||||
| ISIN | US4370761029 | Agenda | 935795659 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 6. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,500 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| MARSH & MCLENNAN COMPANIES, INC. | ||||||||||||||||||||||
| Security | 571748102 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | MMC | Meeting Date | 18-May-2023 | |||||||||||||||||||
| ISIN | US5717481023 | Agenda | 935801541 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1n. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,500 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| ON SEMICONDUCTOR CORPORATION | ||||||||||||||||||||||
| Security | 682189105 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ON | Meeting Date | 18-May-2023 | |||||||||||||||||||
| ISIN | US6821891057 | Agenda | 935803468 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,500 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | HON | Meeting Date | 19-May-2023 | |||||||||||||||||||
| ISIN | US4385161066 | Agenda | 935801200 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||||||||||
| Security | 45866F104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ICE | Meeting Date | 19-May-2023 | |||||||||||||||||||
| ISIN | US45866F1049 | Agenda | 935812621 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,500 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| APA CORPORATION | ||||||||||||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | APA | Meeting Date | 23-May-2023 | |||||||||||||||||||
| ISIN | US03743Q1085 | Agenda | 935802581 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 3. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 4. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 5. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 6. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 7. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 8. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 9. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 10. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 11. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 12. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 13. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 14. | Approve Charter Amendment | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| GE HEALTHCARE TECHNOLOGIES INC. | ||||||||||||||||||||||
| Security | 36266G107 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | GEHC | Meeting Date | 23-May-2023 | |||||||||||||||||||
| ISIN | US36266G1076 | Agenda | 935805878 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| QUANTA SERVICES, INC. | ||||||||||||||||||||||
| Security | 74762E102 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | PWR | Meeting Date | 23-May-2023 | |||||||||||||||||||
| ISIN | US74762E1029 | Agenda | 935816263 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 3,000 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| SHELL PLC | ||||||||||||||||||||||
| Security | 780259305 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | SHEL | Meeting Date | 23-May-2023 | |||||||||||||||||||
| ISIN | US7802593050 | Agenda | 935844426 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Adopt Accounts for Past Year | Management | For | For | For | |||||||||||||||||
| 2. | Approve Remuneration of Directors and Auditors |
Management | For | For | For | |||||||||||||||||
| 3. | Approve Remuneration of Directors and Auditors |
Management | For | For | For | |||||||||||||||||
| 4. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 5. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 6. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 7. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 8. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
| 9. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
| 10. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
| 11. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
| 12. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
| 13. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
| 14. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
| 15. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
| 16. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 17. | Approve Remuneration of Directors and Auditors |
Management | For | For | For | |||||||||||||||||
| 18. | Allot Securities | Management | For | For | For | |||||||||||||||||
| 19. | Eliminate Pre-Emptive Rights | Management | For | For | For | |||||||||||||||||
| 20. | Authorize Directors to Repurchase Shares | Management | For | For | For | |||||||||||||||||
| 21. | Authorize Directors to Repurchase Shares | Management | For | For | For | |||||||||||||||||
| 22. | Miscellaneous Corporate Actions | Management | Withheld | For | Against | |||||||||||||||||
| 23. | Approve Article Amendments | Management | For | For | For | |||||||||||||||||
| 24. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 25. | Miscellaneous Corporate Actions | Management | Withheld | For | Against | |||||||||||||||||
| 26. | S/H Proposal - Corporate Governance | Shareholder | Withheld | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,600 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | TMO | Meeting Date | 24-May-2023 | |||||||||||||||||||
| ISIN | US8835561023 | Agenda | 935803709 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
| 6. | Adopt Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 900 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| ONEOK, INC. | ||||||||||||||||||||||
| Security | 682680103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | OKE | Meeting Date | 24-May-2023 | |||||||||||||||||||
| ISIN | US6826801036 | Agenda | 935817037 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | Amend Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| THE SOUTHERN COMPANY | ||||||||||||||||||||||
| Security | 842587107 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | SO | Meeting Date | 24-May-2023 | |||||||||||||||||||
| ISIN | US8425871071 | Agenda | 935819764 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1n. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1o. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1p. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | Adopt Supermajority Requirements | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions |
Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 3,500 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| AMAZON.COM, INC. | ||||||||||||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||||||||||||||
| ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 10. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 11. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 12. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 13. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy |
Shareholder | Abstain | Against | Against | |||||||||||||||||
| 14. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 15. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 16. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 17. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 18. | S/H Proposal - Animal Rights | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 19. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 20. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 21. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 22. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 23. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 15-May-2023 | 15-May-2023 | |||||||||||||||
| THE MOSAIC COMPANY | ||||||||||||||||||||||
| Security | 61945C103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | MOS | Meeting Date | 25-May-2023 | |||||||||||||||||||
| ISIN | US61945C1036 | Agenda | 935817051 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| 7. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions |
Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| MCDONALD'S CORPORATION | ||||||||||||||||||||||
| Security | 580135101 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | MCD | Meeting Date | 25-May-2023 | |||||||||||||||||||
| ISIN | US5801351017 | Agenda | 935819788 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 10. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 11. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| LOWE'S COMPANIES, INC. | ||||||||||||||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 | |||||||||||||||||||
| ISIN | US5486611073 | Agenda | 935817190 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Election of Directors | Management | ||||||||||||||||||||
| 1 | Raul Alvarez | For | For | For | ||||||||||||||||||
| 2 | David H. Batchelder | For | For | For | ||||||||||||||||||
| 3 | Scott H. Baxter | For | For | For | ||||||||||||||||||
| 4 | Sandra B. Cochran | For | For | For | ||||||||||||||||||
| 5 | Laurie Z. Douglas | For | For | For | ||||||||||||||||||
| 6 | Richard W. Dreiling | For | For | For | ||||||||||||||||||
| 7 | Marvin R. Ellison | For | For | For | ||||||||||||||||||
| 8 | Daniel J. Heinrich | For | For | For | ||||||||||||||||||
| 9 | Brian C. Rogers | For | For | For | ||||||||||||||||||
| 10 | Bertram L. Scott | For | For | For | ||||||||||||||||||
| 11 | Colleen Taylor | For | For | For | ||||||||||||||||||
| 12 | Mary Beth West | For | For | For | ||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| CHEVRON CORPORATION | ||||||||||||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | |||||||||||||||||||
| ISIN | US1667641005 | Agenda | 935829284 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions |
Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 10. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 11. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 12. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 3,500 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| WALMART INC. | ||||||||||||||||||||||
| Security | 931142103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | WMT | Meeting Date | 31-May-2023 | |||||||||||||||||||
| ISIN | US9311421039 | Agenda | 935833144 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Human Rights Related | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 10. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 11. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 12. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| ALPHABET INC. | ||||||||||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||||||||||||
| ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | Amend Stock Option Plan | Management | For | For | For | |||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | |||||||||||||||||
| 6. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 10. | S/H Proposal - Human Rights Related | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 11. | S/H Proposal - Human Rights Related | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 12. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 13. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 14. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 15. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 16. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 17. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 18. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | UNH | Meeting Date | 05-Jun-2023 | |||||||||||||||||||
| ISIN | US91324P1021 | Agenda | 935835237 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy |
Shareholder | Against | Against | For | |||||||||||||||||
| 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 800 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | FCX | Meeting Date | 06-Jun-2023 | |||||||||||||||||||
| ISIN | US35671D8570 | Agenda | 935831493 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 25,000 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| BOOKING HOLDINGS INC. | ||||||||||||||||||||||
| Security | 09857L108 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | BKNG | Meeting Date | 06-Jun-2023 | |||||||||||||||||||
| ISIN | US09857L1089 | Agenda | 935842244 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Election of Directors | Management | ||||||||||||||||||||
| 1 | Glenn D. Fogel | For | For | For | ||||||||||||||||||
| 2 | Mirian M. Graddick-Weir | For | For | For | ||||||||||||||||||
| 3 | Wei Hopeman | For | For | For | ||||||||||||||||||
| 4 | Robert J. Mylod, Jr. | For | For | For | ||||||||||||||||||
| 5 | Charles H. Noski | For | For | For | ||||||||||||||||||
| 6 | Larry Quinlan | For | For | For | ||||||||||||||||||
| 7 | Nicholas J. Read | For | For | For | ||||||||||||||||||
| 8 | Thomas E. Rothman | For | For | For | ||||||||||||||||||
| 9 | Sumit Singh | For | For | For | ||||||||||||||||||
| 10 | Lynn V. Radakovich | For | For | For | ||||||||||||||||||
| 11 | Vanessa A. Wittman | For | For | For | ||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 80 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| DEVON ENERGY CORPORATION | ||||||||||||||||||||||
| Security | 25179M103 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | DVN | Meeting Date | 07-Jun-2023 | |||||||||||||||||||
| ISIN | US25179M1036 | Agenda | 935835352 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1. | Election of Directors | Management | ||||||||||||||||||||
| 1 | Barbara M. Baumann | For | For | For | ||||||||||||||||||
| 2 | John E. Bethancourt | For | For | For | ||||||||||||||||||
| 3 | Ann G. Fox | For | For | For | ||||||||||||||||||
| 4 | Gennifer F. Kelly | For | For | For | ||||||||||||||||||
| 5 | Kelt Kindick | For | For | For | ||||||||||||||||||
| 6 | John Krenicki Jr. | For | For | For | ||||||||||||||||||
| 7 | Karl F. Kurz | For | For | For | ||||||||||||||||||
| 8 | Michael N. Mears | For | For | For | ||||||||||||||||||
| 9 | Robert A. Mosbacher, Jr | For | For | For | ||||||||||||||||||
| 10 | Richard E. Muncrief | For | For | For | ||||||||||||||||||
| 11 | Valerie M. Williams | For | For | For | ||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | Approve Article Amendments | Management | Abstain | For | Against | |||||||||||||||||
| 6. | Approve Article Amendments | Management | For | For | For | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 13,500 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| BROOKFIELD CORPORATION | ||||||||||||||||||||||
| Security | 11271J107 | Meeting Type | Annual and Special Meeting | |||||||||||||||||||
| Ticker Symbol | BN | Meeting Date | 09-Jun-2023 | |||||||||||||||||||
| ISIN | CA11271J1075 | Agenda | 935861030 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1 | Fix Number of Directors | Management | For | For | For | |||||||||||||||||
| 2 | Election of Directors (Majority Voting) | Management | ||||||||||||||||||||
| 1 | M. Elyse Allan | For | For | For | ||||||||||||||||||
| 2 | Angela F. Braly | For | For | For | ||||||||||||||||||
| 3 | Janice Fukakusa | For | For | For | ||||||||||||||||||
| 4 | Maureen Kempston Darkes | For | For | For | ||||||||||||||||||
| 5 | Frank J. McKenna | For | For | For | ||||||||||||||||||
| 6 | Hutham S. Olayan | For | For | For | ||||||||||||||||||
| 7 | Diana L. Taylor | For | For | For | ||||||||||||||||||
| 3 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 4 | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 5 | Amend Stock Option Plan | Management | For | For | For | |||||||||||||||||
| 6 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
| 7 | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 28,000 | 0 | 22-May-2023 | 22-May-2023 | |||||||||||||||
| ARES MANAGEMENT CORPORATION | ||||||||||||||||||||||
| Security | 03990B101 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | ARES | Meeting Date | 12-Jun-2023 | |||||||||||||||||||
| ISIN | US03990B1017 | Agenda | 935852029 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 04-Jun-2023 | 04-Jun-2023 | |||||||||||||||
| CATERPILLAR INC. | ||||||||||||||||||||||
| Security | 149123101 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | CAT | Meeting Date | 14-Jun-2023 | |||||||||||||||||||
| ISIN | US1491231015 | Agenda | 935854794 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 5. | Adopt Incentive Stock Option Plan | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,250 | 0 | 04-Jun-2023 | 04-Jun-2023 | |||||||||||||||
| NVIDIA CORPORATION | ||||||||||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | NVDA | Meeting Date | 22-Jun-2023 | |||||||||||||||||||
| ISIN | US67066G1040 | Agenda | 935863224 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 14,000 | 0 | 19-Jun-2023 | 19-Jun-2023 | |||||||||||||||
| THE KROGER CO. | ||||||||||||||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | KR | Meeting Date | 22-Jun-2023 | |||||||||||||||||||
| ISIN | US5010441013 | Agenda | 935864579 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 5. | S/H Proposal - Tobacco | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Report on EEO | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 19-Jun-2023 | 19-Jun-2023 | |||||||||||||||
| MASTERCARD INCORPORATED | ||||||||||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||||||||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||||||||||||||
| ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | |||||||||||||||||
| 4. | Adopt Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| 10. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,000 | 0 | 19-Jun-2023 | 19-Jun-2023 | |||||||||||||||
| Investment Company Report - Government Street Opportunities Fund | |||||||||||||||||||||||||||
| SOFI TECHNOLOGIES, INC. | |||||||||||||||||||||||||||
| Security | 83406F102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | SOFI | Meeting Date | 12-Jul-2022 | ||||||||||||||||||||||||
| ISIN | US83406F1021 | Agenda | 935658661 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||||
| 5. | Miscellaneous Corporate Actions | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 06-Jun-2022 | 06-Jun-2022 | ||||||||||||||||||||
| MICROCHIP TECHNOLOGY INCORPORATED | |||||||||||||||||||||||||||
| Security | 595017104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MCHP | Meeting Date | 23-Aug-2022 | ||||||||||||||||||||||||
| ISIN | US5950171042 | Agenda | 935688943 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,800 | 0 | 08-Aug-2022 | 08-Aug-2022 | ||||||||||||||||||||
| CENTENE CORPORATION | |||||||||||||||||||||||||||
| Security | 15135B101 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | CNC | Meeting Date | 27-Sep-2022 | ||||||||||||||||||||||||
| ISIN | US15135B1017 | Agenda | 935702870 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Declassify Board | Management | For | For | For | ||||||||||||||||||||||
| 2. | Restore Right to Call a Special Meeting | Management | For | For | For | ||||||||||||||||||||||
| 3. | Limit/Eliminate Written Consent | Management | For | For | For | ||||||||||||||||||||||
| 4. | Approve Motion to Adjourn Meeting | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 14-Sep-2022 | 14-Sep-2022 | ||||||||||||||||||||
| BIO-TECHNE CORP | |||||||||||||||||||||||||||
| Security | 09073M104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TECH | Meeting Date | 27-Oct-2022 | ||||||||||||||||||||||||
| ISIN | US09073M1045 | Agenda | 935709824 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Fix Number of Directors | Management | For | For | For | ||||||||||||||||||||||
| 2a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | Authorize Common Stock Increase | Management | For | For | For | ||||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 24-Oct-2022 | 24-Oct-2022 | ||||||||||||||||||||
| LAM RESEARCH CORPORATION | |||||||||||||||||||||||||||
| Security | 512807108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LRCX | Meeting Date | 08-Nov-2022 | ||||||||||||||||||||||||
| ISIN | US5128071082 | Agenda | 935711728 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,075 | 0 | 24-Oct-2022 | 24-Oct-2022 | ||||||||||||||||||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||||||||||||||||||||||||
| Security | 11133T103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BR | Meeting Date | 10-Nov-2022 | ||||||||||||||||||||||||
| ISIN | US11133T1034 | Agenda | 935713809 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2) | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3) | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 24-Oct-2022 | 24-Oct-2022 | ||||||||||||||||||||
| RESMED INC. | |||||||||||||||||||||||||||
| Security | 761152107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | RMD | Meeting Date | 16-Nov-2022 | ||||||||||||||||||||||||
| ISIN | US7611521078 | Agenda | 935716855 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,200 | 0 | 24-Oct-2022 | 24-Oct-2022 | ||||||||||||||||||||
| DONALDSON COMPANY, INC. | |||||||||||||||||||||||||||
| Security | 257651109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | DCI | Meeting Date | 18-Nov-2022 | ||||||||||||||||||||||||
| ISIN | US2576511099 | Agenda | 935716247 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Douglas A. Milroy | For | For | For | |||||||||||||||||||||||
| 2 | Willard D. Oberton | For | For | For | |||||||||||||||||||||||
| 3 | Richard M. Olson | For | For | For | |||||||||||||||||||||||
| 4 | Jacinth C. Smiley | For | For | For | |||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,000 | 0 | 24-Oct-2022 | 24-Oct-2022 | ||||||||||||||||||||
| JACOBS SOLUTIONS INC. | |||||||||||||||||||||||||||
| Security | 46982L108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | J | Meeting Date | 24-Jan-2023 | ||||||||||||||||||||||||
| ISIN | US46982L1089 | Agenda | 935746872 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,475 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||||||||||||||||||||
| ASHLAND INC. | |||||||||||||||||||||||||||
| Security | 044186104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ASH | Meeting Date | 24-Jan-2023 | ||||||||||||||||||||||||
| ISIN | US0441861046 | Agenda | 935748701 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||||||||||||||||||||
| WOODWARD, INC. | |||||||||||||||||||||||||||
| Security | 980745103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WWD | Meeting Date | 25-Jan-2023 | ||||||||||||||||||||||||
| ISIN | US9807451037 | Agenda | 935748181 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | Amend Omnibus Stock Option Plan | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,900 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||||||||||||||||||||
| MSC INDUSTRIAL DIRECT CO., INC. | |||||||||||||||||||||||||||
| Security | 553530106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MSM | Meeting Date | 25-Jan-2023 | ||||||||||||||||||||||||
| ISIN | US5535301064 | Agenda | 935749006 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Erik Gershwind | For | For | For | |||||||||||||||||||||||
| 2 | Louise Goeser | For | For | For | |||||||||||||||||||||||
| 3 | Mitchell Jacobson | For | For | For | |||||||||||||||||||||||
| 4 | Michael Kaufmann | For | For | For | |||||||||||||||||||||||
| 5 | Steven Paladino | For | For | For | |||||||||||||||||||||||
| 6 | Philip Peller | For | For | For | |||||||||||||||||||||||
| 7 | Rahquel Purcell | For | For | For | |||||||||||||||||||||||
| 8 | Rudina Seseri | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||||||||||||||||||||
| VALVOLINE INC. | |||||||||||||||||||||||||||
| Security | 92047W101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | VVV | Meeting Date | 26-Jan-2023 | ||||||||||||||||||||||||
| ISIN | US92047W1018 | Agenda | 935749044 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,236 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||||||||||||||||||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||||||||||||||||||||||||
| Security | 11133T103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BR | Meeting Date | 09-Feb-2023 | ||||||||||||||||||||||||
| ISIN | US11133T1034 | Agenda | 935762838 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Miscellaneous Corporate Governance | Management | Abstain | None | |||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 03-Feb-2023 | |||||||||||||||||||||
| INGLES MARKETS, INCORPORATED | |||||||||||||||||||||||||||
| Security | 457030104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | IMKTA | Meeting Date | 14-Feb-2023 | ||||||||||||||||||||||||
| ISIN | US4570301048 | Agenda | 935754449 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Ernest E. Ferguson | For | For | For | |||||||||||||||||||||||
| 2 | John R. Lowden | For | For | For | |||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,500 | 0 | 17-Jan-2023 | 17-Jan-2023 | ||||||||||||||||||||
| ANALOG DEVICES, INC. | |||||||||||||||||||||||||||
| Security | 032654105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ADI | Meeting Date | 08-Mar-2023 | ||||||||||||||||||||||||
| ISIN | US0326541051 | Agenda | 935758740 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,671 | 0 | 03-Feb-2023 | 03-Feb-2023 | ||||||||||||||||||||
| L3HARRIS TECHNOLOGIES INC. | |||||||||||||||||||||||||||
| Security | 502431109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LHX | Meeting Date | 21-Apr-2023 | ||||||||||||||||||||||||
| ISIN | US5024311095 | Agenda | 935775532 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,250 | 0 | 30-Mar-2023 | 30-Mar-2023 | ||||||||||||||||||||
| FASTENAL COMPANY | |||||||||||||||||||||||||||
| Security | 311900104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | FAST | Meeting Date | 22-Apr-2023 | ||||||||||||||||||||||||
| ISIN | US3119001044 | Agenda | 935770669 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 18,000 | 0 | 30-Mar-2023 | 30-Mar-2023 | ||||||||||||||||||||
| LIVENT CORPORATION | |||||||||||||||||||||||||||
| Security | 53814L108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LTHM | Meeting Date | 25-Apr-2023 | ||||||||||||||||||||||||
| ISIN | US53814L1089 | Agenda | 935773499 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | Declassify Board | Management | For | For | For | ||||||||||||||||||||||
| 5. | Eliminate Supermajority Requirements | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 14-Apr-2023 | 14-Apr-2023 | ||||||||||||||||||||
| BIO-RAD LABORATORIES, INC. | |||||||||||||||||||||||||||
| Security | 090572207 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BIO | Meeting Date | 25-Apr-2023 | ||||||||||||||||||||||||
| ISIN | US0905722072 | Agenda | 935806224 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 3 Years | 3 Years | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,500 | 0 | 14-Apr-2023 | 14-Apr-2023 | ||||||||||||||||||||
| CHURCH & DWIGHT CO., INC. | |||||||||||||||||||||||||||
| Security | 171340102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CHD | Meeting Date | 27-Apr-2023 | ||||||||||||||||||||||||
| ISIN | US1713401024 | Agenda | 935780622 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | Adopt Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||||||
| 6. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| SNAP-ON INCORPORATED | |||||||||||||||||||||||||||
| Security | 833034101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | SNA | Meeting Date | 27-Apr-2023 | ||||||||||||||||||||||||
| ISIN | US8330341012 | Agenda | 935782498 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,475 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| GRACO INC. | |||||||||||||||||||||||||||
| Security | 384109104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | GGG | Meeting Date | 28-Apr-2023 | ||||||||||||||||||||||||
| ISIN | US3841091040 | Agenda | 935780660 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| ALBEMARLE CORPORATION | |||||||||||||||||||||||||||
| Security | 012653101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ALB | Meeting Date | 02-May-2023 | ||||||||||||||||||||||||
| ISIN | US0126531013 | Agenda | 935783349 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,700 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| EXPEDITORS INT'L OF WASHINGTON, INC. | |||||||||||||||||||||||||||
| Security | 302130109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | EXPD | Meeting Date | 02-May-2023 | ||||||||||||||||||||||||
| ISIN | US3021301094 | Agenda | 935785583 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | ||||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| PACKAGING CORPORATION OF AMERICA | |||||||||||||||||||||||||||
| Security | 695156109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PKG | Meeting Date | 02-May-2023 | ||||||||||||||||||||||||
| ISIN | US6951561090 | Agenda | 935787397 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| SERVICE CORPORATION INTERNATIONAL | |||||||||||||||||||||||||||
| Security | 817565104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | SCI | Meeting Date | 02-May-2023 | ||||||||||||||||||||||||
| ISIN | US8175651046 | Agenda | 935791067 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| CF INDUSTRIES HOLDINGS, INC. | |||||||||||||||||||||||||||
| Security | 125269100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CF | Meeting Date | 03-May-2023 | ||||||||||||||||||||||||
| ISIN | US1252691001 | Agenda | 935783616 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Approve Article Amendments | Management | For | For | For | ||||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 6. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| BROWN & BROWN, INC. | |||||||||||||||||||||||||||
| Security | 115236101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BRO | Meeting Date | 03-May-2023 | ||||||||||||||||||||||||
| ISIN | US1152361010 | Agenda | 935783680 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | J. Hyatt Brown | For | For | For | |||||||||||||||||||||||
| 2 | J. Powell Brown | For | For | For | |||||||||||||||||||||||
| 3 | Lawrence L. Gellerstedt | For | For | For | |||||||||||||||||||||||
| 4 | James C. Hays | For | For | For | |||||||||||||||||||||||
| 5 | Theodore J. Hoepner | For | For | For | |||||||||||||||||||||||
| 6 | James S. Hunt | For | For | For | |||||||||||||||||||||||
| 7 | Toni Jennings | For | For | For | |||||||||||||||||||||||
| 8 | Timothy R.M. Main | For | For | For | |||||||||||||||||||||||
| 9 | Jaymin B. Patel | For | For | For | |||||||||||||||||||||||
| 10 | H. Palmer Proctor, Jr. | For | For | For | |||||||||||||||||||||||
| 11 | Wendell S. Reilly | For | For | For | |||||||||||||||||||||||
| 12 | Chilton D. Varner | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 20,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| OVINTIV INC. | |||||||||||||||||||||||||||
| Security | 69047Q102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | OVV | Meeting Date | 03-May-2023 | ||||||||||||||||||||||||
| ISIN | US69047Q1022 | Agenda | 935790471 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 01-May-2023 | 01-May-2023 | ||||||||||||||||||||
| C.H. ROBINSON WORLDWIDE, INC. | |||||||||||||||||||||||||||
| Security | 12541W209 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CHRW | Meeting Date | 04-May-2023 | ||||||||||||||||||||||||
| ISIN | US12541W2098 | Agenda | 935781573 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 01-May-2023 | 01-May-2023 | ||||||||||||||||||||
| CME GROUP INC. | |||||||||||||||||||||||||||
| Security | 12572Q105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CME | Meeting Date | 04-May-2023 | ||||||||||||||||||||||||
| ISIN | US12572Q1058 | Agenda | 935788034 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1n. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1o. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1p. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1q. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 01-May-2023 | 01-May-2023 | ||||||||||||||||||||
| GILDAN ACTIVEWEAR INC. | |||||||||||||||||||||||||||
| Security | 375916103 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||||||||
| Ticker Symbol | GIL | Meeting Date | 04-May-2023 | ||||||||||||||||||||||||
| ISIN | CA3759161035 | Agenda | 935809472 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 2A | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2B | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2C | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2D | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2E | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2F | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2G | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2H | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2I | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2J | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 3 | Ratify Shareholder Rights Plan | Management | For | For | For | ||||||||||||||||||||||
| 4 | Miscellaneous Corporate Actions | Management | For | For | For | ||||||||||||||||||||||
| 5 | Miscellaneous Corporate Actions | Management | For | For | For | ||||||||||||||||||||||
| 6 | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 7 | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,000 | 0 | 24-Apr-2023 | 24-Apr-2023 | ||||||||||||||||||||
| TELEFLEX INCORPORATED | |||||||||||||||||||||||||||
| Security | 879369106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TFX | Meeting Date | 05-May-2023 | ||||||||||||||||||||||||
| ISIN | US8793691069 | Agenda | 935807113 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||||
| 3. | Eliminate Supermajority Requirements | Management | For | For | For | ||||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 7. | Restore Right to Call a Special Meeting | Management | Against | Against | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,950 | 0 | 01-May-2023 | 01-May-2023 | ||||||||||||||||||||
| PENTAIR PLC | |||||||||||||||||||||||||||
| Security | G7S00T104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PNR | Meeting Date | 09-May-2023 | ||||||||||||||||||||||||
| ISIN | IE00BLS09M33 | Agenda | 935791601 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | Allot Relevant Securities | Management | For | For | For | ||||||||||||||||||||||
| 6. | Eliminate Pre-Emptive Rights | Management | For | For | For | ||||||||||||||||||||||
| 7. | Allot Relevant Securities | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,900 | 0 | 01-May-2023 | 01-May-2023 | ||||||||||||||||||||
| NATIONAL INSTRUMENTS CORPORATION | |||||||||||||||||||||||||||
| Security | 636518102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NATI | Meeting Date | 09-May-2023 | ||||||||||||||||||||||||
| ISIN | US6365181022 | Agenda | 935791930 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Michael E. McGrath | For | For | For | |||||||||||||||||||||||
| 2 | Alexander M. Davern | For | For | For | |||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 12,000 | 0 | 01-May-2023 | 01-May-2023 | ||||||||||||||||||||
| ARTHUR J. GALLAGHER & CO. | |||||||||||||||||||||||||||
| Security | 363576109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AJG | Meeting Date | 09-May-2023 | ||||||||||||||||||||||||
| ISIN | US3635761097 | Agenda | 935796360 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 5. | Approve Article Amendments | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,000 | 0 | 01-May-2023 | 01-May-2023 | ||||||||||||||||||||
| CHARLES RIVER LABORATORIES INTL., INC. | |||||||||||||||||||||||||||
| Security | 159864107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CRL | Meeting Date | 09-May-2023 | ||||||||||||||||||||||||
| ISIN | US1598641074 | Agenda | 935808999 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | Miscellaneous Corporate Actions | Management | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,500 | 0 | 01-May-2023 | 01-May-2023 | ||||||||||||||||||||
| CENTENE CORPORATION | |||||||||||||||||||||||||||
| Security | 15135B101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CNC | Meeting Date | 10-May-2023 | ||||||||||||||||||||||||
| ISIN | US15135B1017 | Agenda | 935788375 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | ||||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| ICL GROUP LTD | |||||||||||||||||||||||||||
| Security | M53213100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ICL | Meeting Date | 10-May-2023 | ||||||||||||||||||||||||
| ISIN | IL0002810146 | Agenda | 935828888 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1.3 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1.4 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1.5 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1.6 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1.7 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1.8 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 1.9 | Election of Directors (Full Slate) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 17,000 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| ATI INC. | |||||||||||||||||||||||||||
| Security | 01741R102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ATI | Meeting Date | 11-May-2023 | ||||||||||||||||||||||||
| ISIN | US01741R1023 | Agenda | 935789187 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| BUNGE LIMITED | |||||||||||||||||||||||||||
| Security | G16962105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BG | Meeting Date | 11-May-2023 | ||||||||||||||||||||||||
| ISIN | BMG169621056 | Agenda | 935797451 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| STEEL DYNAMICS, INC. | |||||||||||||||||||||||||||
| Security | 858119100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | STLD | Meeting Date | 11-May-2023 | ||||||||||||||||||||||||
| ISIN | US8581191009 | Agenda | 935797805 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Mark D. Millett | For | For | For | |||||||||||||||||||||||
| 2 | Sheree L. Bargabos | For | For | For | |||||||||||||||||||||||
| 3 | Kenneth W. Cornew | For | For | For | |||||||||||||||||||||||
| 4 | Traci M. Dolan | For | For | For | |||||||||||||||||||||||
| 5 | James C. Marcuccilli | For | For | For | |||||||||||||||||||||||
| 6 | Bradley S. Seaman | For | For | For | |||||||||||||||||||||||
| 7 | Gabriel L. Shaheen | For | For | For | |||||||||||||||||||||||
| 8 | Luis M. Sierra | For | For | For | |||||||||||||||||||||||
| 9 | Steven A. Sonnenberg | For | For | For | |||||||||||||||||||||||
| 10 | Richard P. Teets, Jr. | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 5. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||||
| 6. | Classify Board | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 14,000 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | |||||||||||||||||||||||||||
| Security | 50540R409 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LH | Meeting Date | 11-May-2023 | ||||||||||||||||||||||||
| ISIN | US50540R4092 | Agenda | 935798972 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Separate Chairman/Coe | Shareholder | For | Against | Against | ||||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,574 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| MARTIN MARIETTA MATERIALS, INC. | |||||||||||||||||||||||||||
| Security | 573284106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MLM | Meeting Date | 11-May-2023 | ||||||||||||||||||||||||
| ISIN | US5732841060 | Agenda | 935837762 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| NVENT ELECTRIC PLC | |||||||||||||||||||||||||||
| Security | G6700G107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NVT | Meeting Date | 12-May-2023 | ||||||||||||||||||||||||
| ISIN | IE00BDVJJQ56 | Agenda | 935795635 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 4. | Allot Securities | Management | For | For | For | ||||||||||||||||||||||
| 5. | Eliminate Pre-Emptive Rights | Management | For | For | For | ||||||||||||||||||||||
| 6. | Allot Relevant Securities | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,900 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| ANSYS, INC. | |||||||||||||||||||||||||||
| Security | 03662Q105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ANSS | Meeting Date | 12-May-2023 | ||||||||||||||||||||||||
| ISIN | US03662Q1058 | Agenda | 935799621 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 5. | Declassify Board | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| CHEMED CORPORATION | |||||||||||||||||||||||||||
| Security | 16359R103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CHE | Meeting Date | 15-May-2023 | ||||||||||||||||||||||||
| ISIN | US16359R1032 | Agenda | 935809698 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,500 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| MASTEC, INC. | |||||||||||||||||||||||||||
| Security | 576323109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MTZ | Meeting Date | 16-May-2023 | ||||||||||||||||||||||||
| ISIN | US5763231090 | Agenda | 935795558 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Ernst N. Csiszar | For | For | For | |||||||||||||||||||||||
| 2 | Julia L. Johnson | For | For | For | |||||||||||||||||||||||
| 3 | Jorge Mas | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,700 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| MID-AMERICA APARTMENT COMMUNITIES, INC. | |||||||||||||||||||||||||||
| Security | 59522J103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MAA | Meeting Date | 16-May-2023 | ||||||||||||||||||||||||
| ISIN | US59522J1034 | Agenda | 935797401 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 15,000 | 0 | 08-May-2023 | 08-May-2023 | ||||||||||||||||||||
| ARROW ELECTRONICS, INC. | |||||||||||||||||||||||||||
| Security | 042735100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ARW | Meeting Date | 17-May-2023 | ||||||||||||||||||||||||
| ISIN | US0427351004 | Agenda | 935806072 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | William F. Austen | For | For | For | |||||||||||||||||||||||
| 2 | Fabian T. Garcia | For | For | For | |||||||||||||||||||||||
| 3 | Steven H. Gunby | For | For | For | |||||||||||||||||||||||
| 4 | Gail E. Hamilton | For | For | For | |||||||||||||||||||||||
| 5 | Andrew C. Kerin | For | For | For | |||||||||||||||||||||||
| 6 | Sean J. Kerins | For | For | For | |||||||||||||||||||||||
| 7 | Carol P. Lowe | For | For | For | |||||||||||||||||||||||
| 8 | Mary T. McDowell | For | For | For | |||||||||||||||||||||||
| 9 | Stephen C. Patrick | For | For | For | |||||||||||||||||||||||
| 10 | Gerry P. Smith | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,100 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| AMERICAN FINANCIAL GROUP, INC. | |||||||||||||||||||||||||||
| Security | 025932104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AFG | Meeting Date | 17-May-2023 | ||||||||||||||||||||||||
| ISIN | US0259321042 | Agenda | 935806666 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Carl H. Lindner III | For | For | For | |||||||||||||||||||||||
| 2 | S. Craig Lindner | For | For | For | |||||||||||||||||||||||
| 3 | John B. Berding | For | For | For | |||||||||||||||||||||||
| 4 | James E. Evans | For | For | For | |||||||||||||||||||||||
| 5 | Terry S. Jacobs | For | For | For | |||||||||||||||||||||||
| 6 | Gregory G. Joseph | For | For | For | |||||||||||||||||||||||
| 7 | Mary Beth Martin | For | For | For | |||||||||||||||||||||||
| 8 | Amy Y. Murray | For | For | For | |||||||||||||||||||||||
| 9 | Evans N. Nwankwo | For | For | For | |||||||||||||||||||||||
| 10 | William W. Verity | For | For | For | |||||||||||||||||||||||
| 11 | John I. Von Lehman | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,600 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| ENPHASE ENERGY, INC. | |||||||||||||||||||||||||||
| Security | 29355A107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ENPH | Meeting Date | 17-May-2023 | ||||||||||||||||||||||||
| ISIN | US29355A1079 | Agenda | 935812013 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Jamie Haenggi | For | For | For | |||||||||||||||||||||||
| 2 | Benjamin Kortlang | For | For | For | |||||||||||||||||||||||
| 3 | Richard Mora | For | For | For | |||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| MOLSON COORS BEVERAGE COMPANY | |||||||||||||||||||||||||||
| Security | 60871R209 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TAP | Meeting Date | 17-May-2023 | ||||||||||||||||||||||||
| ISIN | US60871R2094 | Agenda | 935812405 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Roger G. Eaton | For | For | For | |||||||||||||||||||||||
| 2 | Charles M. Herington | For | For | For | |||||||||||||||||||||||
| 3 | H. Sanford Riley | For | For | For | |||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,500 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| ADVANCED MICRO DEVICES, INC. | |||||||||||||||||||||||||||
| Security | 007903107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AMD | Meeting Date | 18-May-2023 | ||||||||||||||||||||||||
| ISIN | US0079031078 | Agenda | 935797728 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Adopt Incentive Stock Option Plan | Management | For | For | For | ||||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,964 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| HASBRO, INC. | |||||||||||||||||||||||||||
| Security | 418056107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | HAS | Meeting Date | 18-May-2023 | ||||||||||||||||||||||||
| ISIN | US4180561072 | Agenda | 935802656 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| WASTE CONNECTIONS, INC. | |||||||||||||||||||||||||||
| Security | 94106B101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WCN | Meeting Date | 19-May-2023 | ||||||||||||||||||||||||
| ISIN | CA94106B1013 | Agenda | 935808571 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,500 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| MORGAN STANLEY | |||||||||||||||||||||||||||
| Security | 617446448 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MS | Meeting Date | 19-May-2023 | ||||||||||||||||||||||||
| ISIN | US6174464486 | Agenda | 935808646 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1n. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | ||||||||||||||||||||||
| 6. | S/H Proposal - Environmental | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,565 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||||||||||||||||
| Security | 45866F104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ICE | Meeting Date | 19-May-2023 | ||||||||||||||||||||||||
| ISIN | US45866F1049 | Agenda | 935812621 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,000 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| APA CORPORATION | |||||||||||||||||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | APA | Meeting Date | 23-May-2023 | ||||||||||||||||||||||||
| ISIN | US03743Q1085 | Agenda | 935802581 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 3. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 4. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 5. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 6. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 7. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 8. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 9. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 10. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 11. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 12. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 13. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 14. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,000 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| GE HEALTHCARE TECHNOLOGIES INC. | |||||||||||||||||||||||||||
| Security | 36266G107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | GEHC | Meeting Date | 23-May-2023 | ||||||||||||||||||||||||
| ISIN | US36266G1076 | Agenda | 935805878 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,300 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| TARGA RESOURCES CORP. | |||||||||||||||||||||||||||
| Security | 87612G101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TRGP | Meeting Date | 23-May-2023 | ||||||||||||||||||||||||
| ISIN | US87612G1013 | Agenda | 935816047 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,750 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| WATERS CORPORATION | |||||||||||||||||||||||||||
| Security | 941848103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WAT | Meeting Date | 23-May-2023 | ||||||||||||||||||||||||
| ISIN | US9418481035 | Agenda | 935817481 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| B. RILEY FINANCIAL, INC. | |||||||||||||||||||||||||||
| Security | 05580M108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | RILY | Meeting Date | 23-May-2023 | ||||||||||||||||||||||||
| ISIN | US05580M1080 | Agenda | 935836051 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 15-May-2023 | 15-May-2023 | ||||||||||||||||||||
| MARATHON OIL CORPORATION | |||||||||||||||||||||||||||
| Security | 565849106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MRO | Meeting Date | 24-May-2023 | ||||||||||||||||||||||||
| ISIN | US5658491064 | Agenda | 935808886 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 21,000 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| ONEOK, INC. | |||||||||||||||||||||||||||
| Security | 682680103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | OKE | Meeting Date | 24-May-2023 | ||||||||||||||||||||||||
| ISIN | US6826801036 | Agenda | 935817037 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | Amend Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| SINCLAIR BROADCAST GROUP, INC. | |||||||||||||||||||||||||||
| Security | 829226109 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | SBGI | Meeting Date | 24-May-2023 | ||||||||||||||||||||||||
| ISIN | US8292261091 | Agenda | 935849058 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Approve Reorganization Plan | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| VOYA FINANCIAL, INC. | |||||||||||||||||||||||||||
| Security | 929089100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | VOYA | Meeting Date | 25-May-2023 | ||||||||||||||||||||||||
| ISIN | US9290891004 | Agenda | 935817001 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| NORTHERN OIL AND GAS, INC. | |||||||||||||||||||||||||||
| Security | 665531307 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NOG | Meeting Date | 25-May-2023 | ||||||||||||||||||||||||
| ISIN | US6655313079 | Agenda | 935817087 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Bahram Akradi | For | For | For | |||||||||||||||||||||||
| 2 | Lisa Bromiley | For | For | For | |||||||||||||||||||||||
| 3 | Roy Easley | For | For | For | |||||||||||||||||||||||
| 4 | Michael Frantz | For | For | For | |||||||||||||||||||||||
| 5 | William Kimble | For | For | For | |||||||||||||||||||||||
| 6 | Jack King | For | For | For | |||||||||||||||||||||||
| 7 | Stuart Lasher | For | For | For | |||||||||||||||||||||||
| 8 | Jennifer Pomerantz | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | Amend Incentive Stock Option Plan | Management | For | For | For | ||||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| OLD REPUBLIC INTERNATIONAL CORPORATION | |||||||||||||||||||||||||||
| Security | 680223104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ORI | Meeting Date | 25-May-2023 | ||||||||||||||||||||||||
| ISIN | US6802231042 | Agenda | 935824789 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Barbara A. Adachi | For | For | For | |||||||||||||||||||||||
| 2 | Charles J. Kovaleski | For | For | For | |||||||||||||||||||||||
| 3 | Craig R. Smiddy | For | For | For | |||||||||||||||||||||||
| 4 | Fredricka Taubitz | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | Approve Article Amendments | Management | For | For | For | ||||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 24,400 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| PENUMBRA, INC. | |||||||||||||||||||||||||||
| Security | 70975L107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PEN | Meeting Date | 31-May-2023 | ||||||||||||||||||||||||
| ISIN | US70975L1070 | Agenda | 935825553 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Arani Bose, M.D. | For | For | For | |||||||||||||||||||||||
| 2 | Bridget O'Rourke | For | For | For | |||||||||||||||||||||||
| 3 | Surbhi Sarna | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| DENBURY INC. | |||||||||||||||||||||||||||
| Security | 24790A101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | DEN | Meeting Date | 01-Jun-2023 | ||||||||||||||||||||||||
| ISIN | US24790A1016 | Agenda | 935819574 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,500 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| AMERICAN VANGUARD CORPORATION | |||||||||||||||||||||||||||
| Security | 030371108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AVD | Meeting Date | 07-Jun-2023 | ||||||||||||||||||||||||
| ISIN | US0303711081 | Agenda | 935828270 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| DEVON ENERGY CORPORATION | |||||||||||||||||||||||||||
| Security | 25179M103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | DVN | Meeting Date | 07-Jun-2023 | ||||||||||||||||||||||||
| ISIN | US25179M1036 | Agenda | 935835352 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Barbara M. Baumann | For | For | For | |||||||||||||||||||||||
| 2 | John E. Bethancourt | For | For | For | |||||||||||||||||||||||
| 3 | Ann G. Fox | For | For | For | |||||||||||||||||||||||
| 4 | Gennifer F. Kelly | For | For | For | |||||||||||||||||||||||
| 5 | Kelt Kindick | For | For | For | |||||||||||||||||||||||
| 6 | John Krenicki Jr. | For | For | For | |||||||||||||||||||||||
| 7 | Karl F. Kurz | For | For | For | |||||||||||||||||||||||
| 8 | Michael N. Mears | For | For | For | |||||||||||||||||||||||
| 9 | Robert A. Mosbacher, Jr | For | For | For | |||||||||||||||||||||||
| 10 | Richard E. Muncrief | For | For | For | |||||||||||||||||||||||
| 11 | Valerie M. Williams | For | For | For | |||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 5. | Approve Article Amendments | Management | Abstain | For | Against | ||||||||||||||||||||||
| 6. | Approve Article Amendments | Management | For | For | For | ||||||||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,000 | 0 | 22-May-2023 | 22-May-2023 | ||||||||||||||||||||
| ARES MANAGEMENT CORPORATION | |||||||||||||||||||||||||||
| Security | 03990B101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ARES | Meeting Date | 12-Jun-2023 | ||||||||||||||||||||||||
| ISIN | US03990B1017 | Agenda | 935852029 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 3. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,500 | 0 | 04-Jun-2023 | 04-Jun-2023 | ||||||||||||||||||||
| W. R. BERKLEY CORPORATION | |||||||||||||||||||||||||||
| Security | 084423102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WRB | Meeting Date | 14-Jun-2023 | ||||||||||||||||||||||||
| ISIN | US0844231029 | Agenda | 935848020 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 16,762 | 0 | 04-Jun-2023 | 04-Jun-2023 | ||||||||||||||||||||
| NASDAQ, INC. | |||||||||||||||||||||||||||
| Security | 631103108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NDAQ | Meeting Date | 21-Jun-2023 | ||||||||||||||||||||||||
| ISIN | US6311031081 | Agenda | 935854073 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 24,000 | 0 | 19-Jun-2023 | 19-Jun-2023 | ||||||||||||||||||||
| NVIDIA CORPORATION | |||||||||||||||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NVDA | Meeting Date | 22-Jun-2023 | ||||||||||||||||||||||||
| ISIN | US67066G1040 | Agenda | 935863224 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 1m. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,000 | 0 | 19-Jun-2023 | 19-Jun-2023 | ||||||||||||||||||||
| NATIONAL INSTRUMENTS CORPORATION | |||||||||||||||||||||||||||
| Security | 636518102 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | NATI | Meeting Date | 29-Jun-2023 | ||||||||||||||||||||||||
| ISIN | US6365181022 | Agenda | 935887147 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||||
| 1. | Approve Merger Agreement | Management | For | For | For | ||||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||||
| 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | ||||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 12,000 | 0 | 19-Jun-2023 | 19-Jun-2023 | ||||||||||||||||||||
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| THE PROCTER & GAMBLE COMPANY | |||
| Security | 742718109 | Meeting Type | Annual |
| Ticker Symbol | PG | Meeting Date | 11-Oct-2022 |
| ISIN | US7427181091 | Agenda | 935703149 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | ELECTION OF DIRECTOR: B. Marc Allen | Management | For | For | |
| 1b. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | For | |
| 1c. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For | |
| 1d. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | For | |
| 1e. | ELECTION OF DIRECTOR: Christopher Kempczinski | Management | For | For | |
| 1f. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | |
| 1g. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | For | |
| 1h. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | For | |
| 1i. | ELECTION OF DIRECTOR: Jon R. Moeller | Management | For | For | |
| 1j. | ELECTION OF DIRECTOR: Rajesh Subramaniam | Management | For | For | |
| 1k. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | For | |
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | Against | Against | |
| 3. | Advisory Vote to Approve the Company’s Executive Compensation (the “Say on Pay” vote) | Management | For | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 5,100 | 0 | 19-Sep-2022 | 19-Sep-2022 |
| Page 1 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| ORACLE CORPORATION | |||
| Security | 68389X105 | Meeting Type | Annual |
| Ticker Symbol | ORCL | Meeting Date | 16-Nov-2022 |
| ISIN | US68389X1054 | Agenda | 935715182 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||
| 1. | DIRECTOR | Management | |||||
| 1 | Awo Ablo | For | For | ||||
| 2 | Jeffrey S. Berg | Withheld | Against | ||||
| 3 | Michael J. Boskin | Withheld | Against | ||||
| 4 | Safra A. Catz | For | For | ||||
| 5 | Bruce R. Chizen | Withheld | Against | ||||
| 6 | George H. Conrades | Withheld | Against | ||||
| 7 | Lawrence J. Ellison | Withheld | Against | ||||
| 8 | Rona A. Fairhead | For | For | ||||
| 9 | Jeffrey O. Henley | For | For | ||||
| 10 | Renee J. James | For | For | ||||
| 11 | Charles W. Moorman | Withheld | Against | ||||
| 12 | Leon E. Panetta | Withheld | Against | ||||
| 13 | William G. Parrett | For | For | ||||
| 14 | Naomi O. Seligman | Withheld | Against | ||||
| 15 | Vishal Sikka | For | For | ||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Against | Against | |||
| 3. | Ratification of the Selection of our Independent Registered Public Accounting Firm. | Management | Against | Against | |||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 11,000 | 0 | 03-Nov-2022 | 03-Nov-2022 |
| Page 2 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| CISCO SYSTEMS, INC. | |||
| Security | 17275R102 | Meeting Type | Annual |
| Ticker Symbol | CSCO | Meeting Date | 08-Dec-2022 |
| ISIN | US17275R1023 | Agenda | 935723216 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: M. Michele Burns | Management | For | For | |
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | |
| 1c. | Election of Director: Michael D. Capellas | Management | Against | Against | |
| 1d. | Election of Director: Mark Garrett | Management | For | For | |
| 1e. | Election of Director: John D. Harris II | Management | For | For | |
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |
| 1g. | Election of Director: Roderick C. Mcgeary | Management | Against | Against | |
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | For | |
| 1i. | Election of Director: Charles H. Robbins | Management | For | For | |
| 1j. | Election of Director: Brenton L. Saunders | Management | For | For | |
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | For | |
| 1l. | Election of Director: Marianna Tessel | Management | For | For | |
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2023. | Management | Against | Against | |
| 4. | Stockholder Proposal - Approval to have Cisco’s Board issue a tax transparency report in consideration of the Global Reporting Initiative’s Tax Standard. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 17,750 | 0 | 23-Nov-2022 | 23-Nov-2022 |
| Page 3 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| MICROSOFT CORPORATION | |||
| Security | 594918104 | Meeting Type | Annual |
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 |
| ISIN | US5949181045 | Agenda | 935722567 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | |
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | |
| 1c. | Election of Director: Teri L. List | Management | For | For | |
| 1d. | Election of Director: Satya Nadella | Management | Against | Against | |
| 1e. | Election of Director: Sandra E. Peterson | Management | Against | Against | |
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | |
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | |
| 1h. | Election of Director: Charles W. Scharf | Management | Against | Against | |
| 1i. | Election of Director: John W. Stanton | Management | For | For | |
| 1j. | Election of Director: John W. Thompson | Management | For | For | |
| 1k. | Election of Director: Emma N. Walmsley | Management | Against | Against | |
| 1l. | Election of Director: Padmasree Warrior | Management | Against | Against | |
| 2. | Advisory vote to approve named executive officer compensation | Management | Against | Against | |
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | Against | Against | |
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | For | Against | |
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | For | Against | |
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Against | For | |
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | For | Against | |
| 8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Against | For | |
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 6,700 | 0 | 05-Dec-2022 | 05-Dec-2022 |
| Page 4 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| VISA INC. | |||
| Security | 92826C839 | Meeting Type | Annual |
| Ticker Symbol | V | Meeting Date | 24-Jan-2023 |
| ISIN | US92826C8394 | Agenda | 935745779 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Lloyd A. Carney | Management | For | For | |
| 1b. | Election of Director: Kermit R. Crawford | Management | For | For | |
| 1c. | Election of Director: Francisco Javier Fernandez-Carbajal | Management | Against | Against | |
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | Against | Against | |
| 1e. | Election of Director: Ramon Laguarta | Management | For | For | |
| 1f. | Election of Director: Teri L. List | Management | Against | Against | |
| 1g. | Election of Director: John F. Lundgren | Management | Against | Against | |
| 1h. | Election of Director: Denise M. Morrison | Management | Against | Against | |
| 1i. | Election of Director: Linda J. Rendle | Management | For | For | |
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | |
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | Against | Against | |
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | Against | Against | |
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 3,175 | 0 | 10-Jan-2023 | 10-Jan-2023 |
| Page 5 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| APPLIED MATERIALS, INC. | |||
| Security | 038222105 | Meeting Type | Annual |
| Ticker Symbol | AMAT | Meeting Date | 09-Mar-2023 |
| ISIN | US0382221051 | Agenda | 935760858 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Rani Borkar | Management | Against | Against | |
| 1b. | Election of Director: Judy Bruner | Management | For | For | |
| 1c. | Election of Director: Xun (Eric) Chen | Management | Against | Against | |
| 1d. | Election of Director: Aart J. de Geus | Management | For | For | |
| 1e. | Election of Director: Gary E. Dickerson | Management | For | For | |
| 1f. | Election of Director: Thomas J. Iannotti | Management | Against | Against | |
| 1g. | Election of Director: Alexander A. Karsner | Management | Against | Against | |
| 1h. | Election of Director: Kevin P. March | Management | For | For | |
| 1i. | Election of Director: Yvonne McGill | Management | For | For | |
| 1j. | Election of Director: Scott A. McGregor | Management | For | For | |
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2022. | Management | Against | Against | |
| 3. | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | For | |
| 4. | Ratification of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2023. | Management | Against | Against | |
| 5. | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | For | Against | |
| 6. | Shareholder proposal to improve the executive compensation program and policy to include the CEO pay ratio factor. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 5,790 | 0 | 23-Feb-2023 | 23-Feb-2023 |
| Page 6 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| APPLE INC. | |||
| Security | 037833100 | Meeting Type | Annual |
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 |
| ISIN | US0378331005 | Agenda | 935757700 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a | Election of Director: James Bell | Management | For | For | |
| 1b | Election of Director: Tim Cook | Management | For | For | |
| 1c | Election of Director: Al Gore | Management | Against | Against | |
| 1d | Election of Director: Alex Gorsky | Management | For | For | |
| 1e | Election of Director: Andrea Jung | Management | Against | Against | |
| 1f | Election of Director: Art Levinson | Management | Against | Against | |
| 1g | Election of Director: Monica Lozano | Management | For | For | |
| 1h | Election of Director: Ron Sugar | Management | Against | Against | |
| 1i | Election of Director: Sue Wagner | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2023 | Management | Against | Against | |
| 3. | Advisory vote to approve executive compensation | Management | Against | Against | |
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | For | |
| 5. | A shareholder proposal entitled “Civil Rights and Non-Discrimination Audit Proposal” | Shareholder | For | Against | |
| 6. | A shareholder proposal entitled “Communist China Audit” | Shareholder | For | Against | |
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | Against | For | |
| 8. | A shareholder proposal entitled “Racial and Gender Pay Gaps” | Shareholder | For | Against | |
| 9. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 15,500 | 0 | 01-Mar-2023 | 01-Mar-2023 |
| Page 7 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| BROADCOM INC | |||
| Security | 11135F101 | Meeting Type | Annual |
| Ticker Symbol | AVGO | Meeting Date | 03-Apr-2023 |
| ISIN | US11135F1012 | Agenda | 935766189 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Diane M. Bryant | Management | Against | Against | |
| 1b. | Election of Director: Gayla J. Delly | Management | For | For | |
| 1c. | Election of Director: Raul J. Fernandez | Management | For | For | |
| 1d. | Election of Director: Eddy W. Hartenstein | Management | Against | Against | |
| 1e. | Election of Director: Check Kian Low | Management | Against | Against | |
| 1f. | Election of Director: Justine F. Page | Management | For | For | |
| 1g. | Election of Director: Henry Samueli | Management | For | For | |
| 1h. | Election of Director: Hock E. Tan | Management | For | For | |
| 1i. | Election of Director: Harry L. You | Management | Against | Against | |
| 2. | Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. | Management | Against | Against | |
| 3. | Approve an amendment and restatement of the 2012 Stock Incentive Plan. | Management | Against | Against | |
| 4. | Advisory vote to approve the named executive officer compensation. | Management | Against | Against | |
| 5. | Advisory vote on the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 1,300 | 0 | 21-Mar-2023 | 21-Mar-2023 |
| Page 8 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| THE WALT DISNEY COMPANY | |||
| Security | 254687106 | Meeting Type | Annual |
| Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 |
| ISIN | US2546871060 | Agenda | 935766595 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Mary T. Barra | Management | Against | Against | |
| 1b. | Election of Director: Safra A. Catz | Management | For | For | |
| 1c. | Election of Director: Amy L. Chang | Management | For | For | |
| 1d. | Election of Director: Francis A. deSouza | Management | For | For | |
| 1e. | Election of Director: Carolyn N. Everson | Management | For | For | |
| 1f. | Election of Director: Michael B.G. Froman | Management | For | For | |
| 1g. | Election of Director: Robert A. Iger | Management | For | For | |
| 1h. | Election of Director: Maria Elena Lagomasino | Management | Against | Against | |
| 1i. | Election of Director: Calvin R. McDonald | Management | Against | Against | |
| 1j. | Election of Director: Mark G. Parker | Management | For | For | |
| 1k. | Election of Director: Derica W. Rice | Management | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2023. | Management | Against | Against | |
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | Against | Against | |
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | For | |
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | For | Against | |
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Against | For | |
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 4,300 | 0 | 23-Mar-2023 | 23-Mar-2023 |
| Page 9 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||
| Security | 806857108 | Meeting Type | Annual |
| Ticker Symbol | SLB | Meeting Date | 05-Apr-2023 |
| ISIN | AN8068571086 | Agenda | 935767105 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Peter Coleman | Management | For | For | |
| 1b. | Election of Director: Patrick de La Chevardiere | Management | For | For | |
| 1c. | Election of Director: Miguel Galuccio | Management | For | For | |
| 1d. | Election of Director: Olivier Le Peuch | Management | For | For | |
| 1e. | Election of Director: Samuel Leupold | Management | For | For | |
| 1f. | Election of Director: Tatiana Mitrova | Management | For | For | |
| 1g. | Election of Director: Maria Moraeus Hanssen | Management | For | For | |
| 1h. | Election of Director: Vanitha Narayanan | Management | For | For | |
| 1i. | Election of Director: Mark Papa | Management | For | For | |
| 1j. | Election of Director: Jeff Sheets | Management | For | For | |
| 1k. | Election of Director: Ulrich Spiesshofer | Management | For | For | |
| 2. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |
| 3. | Advisory approval of our executive compensation. | Management | For | For | |
| 4. | Approval of our consolidated balance sheet at December 31, 2022; our consolidated statement of income for the year ended December 31, 2022; and the declarations of dividends by our Board of Directors in 2022, as reflected in our 2022 Annual Report to Shareholders. | Management | For | For | |
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2023. | Management | Against | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 12,545 | 0 | 13-Mar-2023 | 13-Mar-2023 |
| Page 10 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| TRUIST FINANCIAL CORPORATION | |||
| Security | 89832Q109 | Meeting Type | Annual |
| Ticker Symbol | TFC | Meeting Date | 25-Apr-2023 |
| ISIN | US89832Q1094 | Agenda | 935775607 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Jennifer S. Banner | Management | For | For | |
| 1b. | Election of Director: K. David Boyer, Jr. | Management | For | For | |
| 1c. | Election of Director: Agnes Bundy Scanlan | Management | For | For | |
| 1d. | Election of Director: Anna R. Cablik | Management | For | For | |
| 1e. | Election of Director: Dallas S. Clement | Management | For | For | |
| 1f. | Election of Director: Paul D. Donahue | Management | For | For | |
| 1g. | Election of Director: Patrick C. Graney III | Management | For | For | |
| 1h. | Election of Director: Linnie M. Haynesworth | Management | For | For | |
| 1i. | Election of Director: Kelly S. King | Management | For | For | |
| 1j. | Election of Director: Easter A. Maynard | Management | For | For | |
| 1k. | Election of Director: Donna S. Morea | Management | For | For | |
| 1l. | Election of Director: Charles A. Patton | Management | Against | Against | |
| 1m. | Election of Director: Nido R. Qubein | Management | For | For | |
| 1n. | Election of Director: David M. Ratcliffe | Management | For | For | |
| 1o. | Election of Director: William H. Rogers, Jr. | Management | For | For | |
| 1p. | Election of Director: Frank P. Scruggs, Jr. | Management | For | For | |
| 1q. | Election of Director: Christine Sears | Management | For | For | |
| 1r. | Election of Director: Thomas E. Skains | Management | Against | Against | |
| 1s. | Election of Director: Bruce L. Tanner | Management | For | For | |
| 1t. | Election of Director: Thomas N. Thompson | Management | Against | Against | |
| 1u. | Election of Director: Steven C. Voorhees | Management | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist’s independent registered public accounting firm for 2023. | Management | Against | Against | |
| 3. | Advisory vote to approve Truist’s executive compensation program. | Management | For | For | |
| 4. | To recommend that a non-binding, advisory vote to approve Truist’s executive compensation program be put to shareholders for their consideration every: one; two; or three years. | Management | 1 Year | For | |
| 5. | Shareholder proposal regarding an independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 16,000 | 0 | 03-Apr-2023 | 03-Apr-2023 |
| Page 11 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| THE PNC FINANCIAL SERVICES GROUP, INC. | |||
| Security | 693475105 | Meeting Type | Annual |
| Ticker Symbol | PNC | Meeting Date | 26-Apr-2023 |
| ISIN | US6934751057 | Agenda | 935773324 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Joseph Alvarado | Management | For | For | |
| 1b. | Election of Director: Debra A. Cafaro | Management | Against | Against | |
| 1c. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | |
| 1d. | Election of Director: William S. Demchak | Management | For | For | |
| 1e. | Election of Director: Andrew T. Feldstein | Management | Against | Against | |
| 1f. | Election of Director: Richard J. Harshman | Management | Against | Against | |
| 1g. | Election of Director: Daniel R. Hesse | Management | For | For | |
| 1h. | Election of Director: Renu Khator | Management | For | For | |
| 1i. | Election of Director: Linda R. Medler | Management | For | For | |
| 1j. | Election of Director: Robert A. Niblock | Management | Against | Against | |
| 1k. | Election of Director: Martin Pfinsgraff | Management | For | For | |
| 1l. | Election of Director: Bryan S. Salesky | Management | For | For | |
| 1m. | Election of Director: Toni Townes-Whitley | Management | Against | Against | |
| 2. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as PNC’s independent registered public accounting firm for 2023. | Management | Against | Against | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | |
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,800 | 0 | 07-Apr-2023 | 07-Apr-2023 |
| Page 12 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| THE GOLDMAN SACHS GROUP, INC. | |||
| Security | 38141G104 | Meeting Type | Annual |
| Ticker Symbol | GS | Meeting Date | 26-Apr-2023 |
| ISIN | US38141G1040 | Agenda | 935777702 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Michele Burns | Management | Against | Against | |
| 1b. | Election of Director: Mark Flaherty | Management | For | For | |
| 1c. | Election of Director: Kimberley Harris | Management | Against | Against | |
| 1d. | Election of Director: Kevin Johnson | Management | Against | Against | |
| 1e. | Election of Director: Ellen Kullman | Management | Against | Against | |
| 1f. | Election of Director: Lakshmi Mittal | Management | Against | Against | |
| 1g. | Election of Director: Adebayo Ogunlesi | Management | Against | Against | |
| 1h. | Election of Director: Peter Oppenheimer | Management | For | For | |
| 1i. | Election of Director: David Solomon | Management | For | For | |
| 1j. | Election of Director: Jan Tighe | Management | For | For | |
| 1k. | Election of Director: Jessica Uhl | Management | For | For | |
| 1l. | Election of Director: David Viniar | Management | Against | Against | |
| 2. | Advisory Vote to Approve Executive Compensation (Say on Pay) | Management | Against | Against | |
| 3. | Advisory Vote on the Frequency of Say on Pay | Management | 1 Year | For | |
| 4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2023 | Management | Against | Against | |
| 5. | Shareholder Proposal Regarding a Report on Lobbying | Shareholder | Against | For | |
| 6. | Shareholder Proposal Regarding a Policy for an Independent Chair | Shareholder | For | Against | |
| 7. | Shareholder Proposal Regarding Chinese Congruency of Certain ETFs | Shareholder | For | Against | |
| 8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | For | Against | |
| 9. | Shareholder Proposal Regarding a Policy to Phase Out Fossil Fuel-Related Lending & Underwriting Activities | Shareholder | Against | For | |
| 10. | Shareholder Proposal Regarding Disclosure of 2030 Absolute Greenhouse Gas Reduction Goals | Shareholder | For | Against | |
| 11. | Shareholder Proposal Regarding Climate Transition Report | Shareholder | For | Against | |
| 12. | Shareholder Proposal Regarding Reporting on Pay Equity | Shareholder | For | Against |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,800 | 0 | 16-Apr-2023 | 16-Apr-2023 |
| Page 13 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| EATON CORPORATION PLC | |||
| Security | G29183103 | Meeting Type | Annual |
| Ticker Symbol | ETN | Meeting Date | 26-Apr-2023 |
| ISIN | IE00B8KQN827 | Agenda | 935777764 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Craig Arnold | Management | For | For | |
| 1b. | Election of Director: Olivier Leonetti | Management | For | For | |
| 1c. | Election of Director: Silvio Napoli | Management | Against | Against | |
| 1d. | Election of Director: Gregory R. Page | Management | Against | Against | |
| 1e. | Election of Director: Sandra Pianalto | Management | For | For | |
| 1f. | Election of Director: Robert V. Pragada | Management | Against | Against | |
| 1g. | Election of Director: Lori J. Ryerkerk | Management | Against | Against | |
| 1h. | Election of Director: Gerald B. Smith | Management | For | For | |
| 1i. | Election of Director: Dorothy C. Thompson | Management | For | For | |
| 1j. | Election of Director: Darryl L. Wilson | Management | For | For | |
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | Against | Against | |
| 3. | Approving, on an advisory basis, the Company’s executive compensation. | Management | Against | Against | |
| 4. | Approving, on an advisory basis, the frequency of executive compensation votes. | Management | 1 Year | For | |
| 5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | |
| 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | |
| 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | Against | Against |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 6,200 | 0 | 16-Apr-2023 | 16-Apr-2023 |
| Page 14 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| AMERIPRISE FINANCIAL, INC. | |||
| Security | 03076C106 | Meeting Type | Annual |
| Ticker Symbol | AMP | Meeting Date | 26-Apr-2023 |
| ISIN | US03076C1062 | Agenda | 935779148 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: James M. Cracchiolo | Management | For | For | |
| 1b. | Election of Director: Robert F. Sharpe, Jr. | Management | Against | Against | |
| 1c. | Election of Director: Dianne Neal Blixt | Management | Against | Against | |
| 1d. | Election of Director: Amy DiGeso | Management | Against | Against | |
| 1e. | Election of Director: Christopher J. Williams | Management | For | For | |
| 1f. | Election of Director: Armando Pimentel, Jr. | Management | Against | Against | |
| 1g. | Election of Director: Brian T. Shea | Management | For | For | |
| 1h. | Election of Director: W. Edward Walter III | Management | Against | Against | |
| 2. | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | Against | Against | |
| 3. | To approve a nonbinding advisory vote on the frequency of shareholder approval of the compensation of the named executive officers. | Management | 1 Year | For | |
| 4. | To approve the Ameriprise Financial 2005 incentive compensation plan, as amended and restated. | Management | Against | Against | |
| 5. | To ratify the Audit and Risk Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,950 | 0 | 05-Apr-2023 | 05-Apr-2023 |
| Page 15 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| JOHNSON & JOHNSON | |||
| Security | 478160104 | Meeting Type | Annual |
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 |
| ISIN | US4781601046 | Agenda | 935776813 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Darius Adamczyk | Management | For | For | |
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | |
| 1c. | Election of Director: D. Scott Davis | Management | For | For | |
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | |
| 1e. | Election of Director: Joaquin Duato | Management | Against | Against | |
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | |
| 1h. | Election of Director: Hubert Joly | Management | Against | Against | |
| 1i. | Election of Director: Mark B. McClellan | Management | For | For | |
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | |
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 1l. | Election of Director: Nadja Y. West | Management | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Management | 1 Year | For | |
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | Against | Against | |
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | Shareholder | Against | ||
| 6. | Vaccine Pricing Report | Shareholder | For | Against | |
| 7. | Executive Compensation Adjustment Policy | Shareholder | For | Against | |
| 8. | Impact of Extended Patent Exclusivities on Product Access | Shareholder | For | Against |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,000 | 0 | 16-Apr-2023 | 16-Apr-2023 |
| Page 16 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| PFIZER INC. | |||
| Security | 717081103 | Meeting Type | Annual |
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 |
| ISIN | US7170811035 | Agenda | 935778451 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | Against | Against | |
| 1b. | Election of Director: Albert Bourla | Management | Against | Against | |
| 1c. | Election of Director: Susan Desmond-Hellmann | Management | For | For | |
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | |
| 1e. | Election of Director: Scott Gottlieb | Management | For | For | |
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | |
| 1g. | Election of Director: Susan Hockfield | Management | For | For | |
| 1h. | Election of Director: Dan R. Littman | Management | For | For | |
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | |
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | |
| 1k. | Election of Director: James Quincey | Management | Against | Against | |
| 1l. | Election of Director: James C. Smith | Management | Against | Against | |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | Against | Against | |
| 3. | 2023 advisory approval of executive compensation | Management | Against | Against | |
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | |
| 5. | Shareholder proposal regarding ratification of termination pay | Shareholder | For | Against | |
| 6. | Shareholder proposal regarding independent board chairman policy | Shareholder | For | Against | |
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | For | Against | |
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | For | Against | |
| 9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Against | For |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 13,000 | 0 | 16-Apr-2023 | 16-Apr-2023 |
| Page 17 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| LOCKHEED MARTIN CORPORATION | |||
| Security | 539830109 | Meeting Type | Annual |
| Ticker Symbol | LMT | Meeting Date | 27-Apr-2023 |
| ISIN | US5398301094 | Agenda | 935779655 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Daniel F. Akerson | Management | For | For | |
| 1b. | Election of Director: David B. Burritt | Management | Against | Against | |
| 1c. | Election of Director: Bruce A. Carlson | Management | For | For | |
| 1d. | Election of Director: John M. Donovan | Management | For | For | |
| 1e. | Election of Director: Joseph F. Dunford, Jr. | Management | For | For | |
| 1f. | Election of Director: James O. Ellis, Jr. | Management | Against | Against | |
| 1g. | Election of Director: Thomas J. Falk | Management | Against | Against | |
| 1h. | Election of Director: Ilene S. Gordon | Management | For | For | |
| 1i. | Election of Director: Vicki A. Hollub | Management | For | For | |
| 1j. | Election of Director: Jeh C. Johnson | Management | For | For | |
| 1k. | Election of Director: Debra L. Reed-Klages | Management | For | For | |
| 1l. | Election of Director: James D. Taiclet | Management | For | For | |
| 1m. | Election of Director: Patricia E. Yarrington | Management | For | For | |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | For | For | |
| 3. | Advisory Vote on the Frequency of Advisory Votes to Approve the Compensation of our Named Executive Officers. | Management | 1 Year | For | |
| 4. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditors for 2023. | Management | Against | Against | |
| 5. | Stockholder Proposal Requiring Independent Board Chairman. | Shareholder | For | Against | |
| 6. | Stockholder Proposal to Issue a Human Rights Impact Assessment Report. | Shareholder | For | Against | |
| 7. | Stockholder Proposal to Issue a Report on the Company’s Intention to Reduce Full Value Chain GHG Emissions. | Shareholder | For | Against |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 825 | 0 | 12-Apr-2023 | 12-Apr-2023 |
| Page 18 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| RAYTHEON TECHNOLOGIES | |||
| Security | 75513E101 | Meeting Type | Annual |
| Ticker Symbol | RTX | Meeting Date | 02-May-2023 |
| ISIN | US75513E1010 | Agenda | 935780468 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Tracy A. Atkinson | Management | For | For | |
| 1b. | Election of Director: Leanne G. Caret | Management | For | For | |
| 1c. | Election of Director: Bernard A. Harris, Jr. | Management | For | For | |
| 1d. | Election of Director: Gregory J. Hayes | Management | For | For | |
| 1e. | Election of Director: George R. Oliver | Management | For | For | |
| 1f. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | |
| 1g. | Election of Director: Dinesh C. Paliwal | Management | For | For | |
| 1h. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |
| 1i. | Election of Director: Denise L. Ramos | Management | For | For | |
| 1j. | Election of Director: Fredric G. Reynolds | Management | For | For | |
| 1k. | Election of Director: Brian C. Rogers | Management | For | For | |
| 1l. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | |
| 1m. | Election of Director: Robert O. Work | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation | Management | For | For | |
| 3. | Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation | Management | 1 Year | For | |
| 4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 | Management | Against | Against | |
| 5. | Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth | Management | For | For | |
| 6. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer | Management | For | For | |
| 7. | Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy | Shareholder | For | Against | |
| 8. | Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan | Shareholder | For | Against |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,600 | 0 | 17-Apr-2023 | 17-Apr-2023 |
| Page 19 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| PEPSICO, INC. | |||
| Security | 713448108 | Meeting Type | Annual |
| Ticker Symbol | PEP | Meeting Date | 03-May-2023 |
| ISIN | US7134481081 | Agenda | 935784795 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Segun Agbaje | Management | For | For | |
| 1b. | Election of Director: Jennifer Bailey | Management | For | For | |
| 1c. | Election of Director: Cesar Conde | Management | For | For | |
| 1d. | Election of Director: Ian Cook | Management | Against | Against | |
| 1e. | Election of Director: Edith W. Cooper | Management | For | For | |
| 1f. | Election of Director: Susan M. Diamond | Management | For | For | |
| 1g. | Election of Director: Dina Dublon | Management | For | For | |
| 1h. | Election of Director: Michelle Gass | Management | For | For | |
| 1i. | Election of Director: Ramon L. Laguarta | Management | Against | Against | |
| 1j. | Election of Director: Dave J. Lewis | Management | For | For | |
| 1k. | Election of Director: David C. Page | Management | For | For | |
| 1l. | Election of Director: Robert C. Pohlad | Management | For | For | |
| 1m. | Election of Director: Daniel Vasella | Management | Against | Against | |
| 1n. | Election of Director: Darren Walker | Management | For | For | |
| 1o. | Election of Director: Alberto Weisser | Management | Against | Against | |
| 2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2023. | Management | Against | Against | |
| 3. | Advisory approval of the Company’s executive compensation | Management | For | For | |
| 4. | Advisory vote on frequency of future shareholder advisory approval of the Company’s executive compensation. | Management | 1 Year | For | |
| 5. | Shareholder Proposal - Independent Board Chair. | Shareholder | For | Against | |
| 6. | Shareholder Proposal - Global Transparency Report. | Shareholder | Against | For | |
| 7. | Shareholder Proposal - Report on Impacts of Reproductive Healthcare Legislation | Shareholder | Against | For | |
| 8. | Shareholder Proposal - Congruency Report on Net-Zero Emissions Policies. | Shareholder | Against | For |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,690 | 0 | 25-Apr-2023 | 25-Apr-2023 |
| Page 20 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| UNILEVER PLC | |||
| Security | 904767704 | Meeting Type | Annual |
| Ticker Symbol | UL | Meeting Date | 03-May-2023 |
| ISIN | US9047677045 | Agenda | 935793124 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2022. | Management | For | For | |
| 2. | To approve the Directors’ Remuneration Report. | Management | Against | Against | |
| 3. | To re-elect Nils Andersen as a Director. | Management | Against | Against | |
| 4. | To re-elect Judith Hartmann as a Director. | Management | For | For | |
| 5. | To re-elect Adrian Hennah as a Director. | Management | For | For | |
| 6. | To re-elect Alan Jope as a Director. | Management | For | For | |
| 7. | To re-elect Andrea Jung as a Director. | Management | Against | Against | |
| 8. | To re-elect Susan Kilsby as a Director. | Management | For | For | |
| 9. | To re-elect Ruby Lu as a Director. | Management | Against | Against | |
| 10. | To re-elect Strive Masiyiwa as a Director. | Management | For | For | |
| 11. | To re-elect Youngme Moon as a Director. | Management | For | For | |
| 12. | To re-elect Graeme Pitkethly as a Director. | Management | For | For | |
| 13. | To re-elect Feike Sijbesma as a Director. | Management | For | For | |
| 14. | To elect Nelson Peltz as a Director. | Management | Against | Against | |
| 15. | To elect Hein Schumacher as a Director. | Management | For | For | |
| 16. | To reappoint KPMG LLP as Auditor of the Company. | Management | Against | Against | |
| 17. | To authorise the Directors to fix the remuneration of the Auditor. | Management | Against | Against | |
| 18. | To authorise Political Donations and expenditure. | Management | For | For | |
| 19. | To renew the authority to Directors to issue shares. | Management | For | For | |
| 20. | To renew the authority to Directors to disapply pre-emption rights. | Management | For | For | |
| 21. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Management | For | For | |
| 22. | To renew the authority to the Company to purchase its own shares. | Management | Against | Against | |
| 23. | To shorten the notice period for General Meetings to 14 clear days’ notice. | Management | For | For |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 18,505 | 0 | 19-Apr-2023 | 19-Apr-2023 |
| Page 21 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| UNITED PARCEL SERVICE, INC. | |||
| Security | 911312106 | Meeting Type | Annual |
| Ticker Symbol | UPS | Meeting Date | 04-May-2023 |
| ISIN | US9113121068 | Agenda | 935783894 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director to serve until 2024 annual meeting: Carol B. Tome | Management | For | For | |
| 1b. | Election of Director to serve until 2024 annual meeting: Rodney C. Adkins | Management | Against | Against | |
| 1c. | Election of Director to serve until 2024 annual meeting: Eva C. Boratto | Management | For | For | |
| 1d. | Election of Director to serve until 2024 annual meeting: Michael J. Burns | Management | Against | Against | |
| 1e. | Election of Director to serve until 2024 annual meeting: Wayne M. Hewett | Management | For | For | |
| 1f. | Election of Director to serve until 2024 annual meeting: Angela Hwang | Management | For | For | |
| 1g. | Election of Director to serve until 2024 annual meeting: Kate E. Johnson | Management | For | For | |
| 1h. | Election of Director to serve until 2024 annual meeting: William R. Johnson | Management | Against | Against | |
| 1i. | Election of Director to serve until 2024 annual meeting: Franck J. Moison | Management | For | For | |
| 1j. | Election of Director to serve until 2024 annual meeting: Christiana Smith Shi | Management | Against | Against | |
| 1k. | Election of Director to serve until 2024 annual meeting: Russell Stokes | Management | Against | Against | |
| 1l. | Election of Director to serve until 2024 annual meeting: Kevin Warsh | Management | Against | Against | |
| 2. | To approve on an advisory basis named executive officer compensation. | Management | Against | Against | |
| 3. | To approve on an advisory basis the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | |
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2023. | Management | Against | Against | |
| 5. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | |
| 6. | To adopt independently verified science-based greenhouse gas emissions reduction targets. | Shareholder | For | Against | |
| 7. | To prepare a report on integrating GHG emissions reductions targets into executive compensation. | Shareholder | For | Against | |
| 8. | To prepare a report on addressing the impact of UPS’s climate change strategy on relevant stakeholders consistent with the “Just Transition” guidelines. | Shareholder | For | Against | |
| 9. | To prepare a report on risks or costs caused by state policies restricting reproductive rights. | Shareholder | Against | For | |
| 10. | To prepare a report on the impact of UPS’s DE&I policies on civil rights, non-discrimination and returns to merit, and the company’s business. | Shareholder | For | Against | |
| 11. | To prepare an annual report on the effectiveness of UPS’s diversity, equity and inclusion efforts. | Shareholder | For | Against |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,800 | 0 | 01-May-2023 | 01-May-2023 |
| Page 22 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| EASTMAN CHEMICAL COMPANY | |||
| Security | 277432100 | Meeting Type | Annual |
| Ticker Symbol | EMN | Meeting Date | 04-May-2023 |
| ISIN | US2774321002 | Agenda | 935789199 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: HUMBERTO P. ALFONSO | Management | For | For | |
| 1b. | Election of Director: BRETT D. BEGEMANN | Management | Against | Against | |
| 1c. | Election of Director: ERIC L. BUTLER | Management | For | For | |
| 1d. | Election of Director: MARK J. COSTA | Management | For | For | |
| 1e. | Election of Director: EDWARD L. DOHENY II | Management | For | For | |
| 1f. | Election of Director: LINNIE M. HAYNESWORTH | Management | For | For | |
| 1g. | Election of Director: JULIE F. HOLDER | Management | Against | Against | |
| 1h. | Election of Director: RENEE J. HORNBAKER | Management | Against | Against | |
| 1i. | Election of Director: KIM ANN MINK | Management | For | For | |
| 1j. | Election of Director: JAMES J. O’BRIEN | Management | Against | Against | |
| 1k. | Election of Director: DAVID W. RAISBECK | Management | Against | Against | |
| 1l. | Election of Director: CHARLES K. STEVENS III | Management | For | For | |
| 2. | Ratify Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | Against | Against | |
| 3. | Advisory Approval of Executive Compensation as Disclosed in Proxy Statement | Management | Against | Against | |
| 4. | Advisory Vote on Frequency of Advisory Approval of Executive Compensation | Management | 1 Year | For | |
| 5. | Advisory Vote on Stockholder Proposal Regarding an Independent Board Chair | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 6,700 | 0 | 24-Apr-2023 | 24-Apr-2023 |
| Page 23 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| ELEVANCE HEALTH, INC. | |||
| Security | 036752103 | Meeting Type | Annual |
| Ticker Symbol | ELV | Meeting Date | 10-May-2023 |
| ISIN | US0367521038 | Agenda | 935797502 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Gail K. Boudreaux | Management | For | For | |
| 1b. | Election of Director: R. Kerry Clark | Management | For | For | |
| 1c. | Election of Director: Robert L. Dixon, Jr. | Management | For | For | |
| 1d. | Election of Director: Deanna D. Strable | Management | For | For | |
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |
| 3. | Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. | Management | 1 Year | For | |
| 4. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | Against | Against | |
| 5. | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | Shareholder | For | Against | |
| 6. | Shareholder proposal requesting annual reporting from third parties seeking financial support. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,650 | 0 | 04-May-2023 | 04-May-2023 |
| Page 24 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| FORD MOTOR COMPANY | |||
| Security | 345370860 | Meeting Type | Annual |
| Ticker Symbol | F | Meeting Date | 11-May-2023 |
| ISIN | US3453708600 | Agenda | 935790128 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Kimberly A. Casiano | Management | For | For | |
| 1b. | Election of Director: Alexandra Ford English | Management | For | For | |
| 1c. | Election of Director: James D. Farley, Jr. | Management | For | For | |
| 1d. | Election of Director: Henry Ford III | Management | For | For | |
| 1e. | Election of Director: William Clay Ford, Jr. | Management | For | For | |
| 1f. | Election of Director: William W. Helman IV | Management | Against | Against | |
| 1g. | Election of Director: Jon M. Huntsman, Jr. | Management | For | For | |
| 1h. | Election of Director: William E. Kennard | Management | For | For | |
| 1i. | Election of Director: John C. May | Management | Against | Against | |
| 1j. | Election of Director: Beth E. Mooney | Management | For | For | |
| 1k. | Election of Director: Lynn Vojvodich Radakovich | Management | Against | Against | |
| 1l. | Election of Director: John L. Thornton | Management | Against | Against | |
| 1m. | Election of Director: John B. Veihmeyer | Management | For | For | |
| 1n. | Election of Director: John S. Weinberg | Management | Against | Against | |
| 2. | Ratification of Independent Registered Public Accounting Firm. | Management | Against | Against | |
| 3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Management | Against | Against | |
| 4. | An Advisory Vote on the Frequency of a Shareholder Vote to Approve the Compensation of the Named Executives. | Management | 1 Year | For | |
| 5. | Approval of the 2023 Long-Term Incentive Plan. | Management | Against | Against | |
| 6. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company’s Outstanding Stock Have One Vote Per Share. | Shareholder | For | Against | |
| 7. | Relating to Disclosure of the Company’s Reliance on Child Labor Outside of the United States. | Shareholder | For | Against | |
| 8. | Relating to Reporting on the Company’s Animal Testing Practices. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 26,500 | 0 | 07-May-2023 | 07-May-2023 |
| Page 25 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| NORFOLK SOUTHERN CORPORATION | |||
| Security | 655844108 | Meeting Type | Annual |
| Ticker Symbol | NSC | Meeting Date | 11-May-2023 |
| ISIN | US6558441084 | Agenda | 935801729 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | Against | Against | |
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | Against | Against | |
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | |
| 1d. | Election of Director: John C. Huffard, Jr. | Management | Against | Against | |
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | |
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | |
| 1g. | Election of Director: Steven F. Leer | Management | Against | Against | |
| 1h. | Election of Director: Michael D. Lockhart | Management | Against | Against | |
| 1i. | Election of Director: Amy E. Miles | Management | For | For | |
| 1j. | Election of Director: Claude Mongeau | Management | Against | Against | |
| 1k. | Election of Director: Jennifer F. Scanlon | Management | Against | Against | |
| 1l. | Election of Director: Alan H. Shaw | Management | For | For | |
| 1m. | Election of Director: John R. Thompson | Management | Against | Against | |
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern’s independent auditors for the year ending December 31, 2023. | Management | Against | Against | |
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2023 Annual Meeting of Shareholders. | Management | Against | Against | |
| 4. | Frequency of advisory resolution on executive compensation. | Management | 1 Year | For | |
| 5. | A shareholder proposal regarding street name and non-street name shareholders’ rights to call a special meeting. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 3,400 | 0 | 07-May-2023 | 07-May-2023 |
| Page 26 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| JPMORGAN CHASE & CO. | |||
| Security | 46625H100 | Meeting Type | Annual |
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 |
| ISIN | US46625H1005 | Agenda | 935797223 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Linda B. Bammann | Management | Against | Against | |
| 1b. | Election of Director: Stephen B. Burke | Management | Against | Against | |
| 1c. | Election of Director: Todd A. Combs | Management | Against | Against | |
| 1d. | Election of Director: James S. Crown | Management | For | For | |
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For | |
| 1f. | Election of Director: James Dimon | Management | Against | Against | |
| 1g. | Election of Director: Timothy P. Flynn | Management | Against | Against | |
| 1h. | Election of Director: Alex Gorsky | Management | For | For | |
| 1i. | Election of Director: Mellody Hobson | Management | For | For | |
| 1j. | Election of Director: Michael A. Neal | Management | For | For | |
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For | |
| 1l. | Election of Director: Virginia M. Rometty | Management | Against | Against | |
| 2. | Advisory resolution to approve executive compensation | Management | Against | Against | |
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | 1 Year | For | |
| 4. | Ratification of independent registered public accounting firm | Management | Against | Against | |
| 5. | Independent board chairman | Shareholder | For | Against | |
| 6. | Fossil fuel phase out | Shareholder | Against | For | |
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | Against | For | |
| 8. | Special shareholder meeting improvement | Shareholder | For | Against | |
| 9. | Report on climate transition planning | Shareholder | For | Against | |
| 10. | Report on ensuring respect for civil liberties | Shareholder | For | Against | |
| 11. | Report analyzing the congruence of the company’s political and electioneering expenditures | Shareholder | Against | For | |
| 12. | Absolute GHG reduction goals | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 8,300 | 0 | 11-May-2023 | 11-May-2023 |
| Page 27 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| CHUBB LIMITED | |||
| Security | H1467J104 | Meeting Type | Annual |
| Ticker Symbol | CB | Meeting Date | 17-May-2023 |
| ISIN | CH0044328745 | Agenda | 935813027 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2022 | Management | For | For | |
| 2a. | Allocation of disposable profit | Management | For | For | |
| 2b. | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | |
| 3. | Discharge of the Board of Directors | Management | For | For | |
| 4a. | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | Against | Against | |
| 4b. | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | Against | Against | |
| 4c. | Election of BDO AG (Zurich) as special audit firm | Management | For | For | |
| 5a. | Election of Director: Evan G. Greenberg | Management | Against | Against | |
| 5b. | Election of Director: Michael P. Connors | Management | Against | Against | |
| 5c. | Election of Director: Michael G. Atieh | Management | For | For | |
| 5d. | Election of Director: Kathy Bonanno | Management | For | For | |
| 5e. | Election of Director: Nancy K. Buese | Management | For | For | |
| 5f. | Election of Director: Sheila P. Burke | Management | For | For | |
| 5g. | Election of Director: Michael L. Corbat | Management | For | For | |
| 5h. | Election of Director: Robert J. Hugin | Management | For | For | |
| 5i. | Election of Director: Robert W. Scully | Management | For | For | |
| 5j. | Election of Director: Theodore E. Shasta | Management | Against | Against | |
| 5k. | Election of Director: David H. Sidwell | Management | For | For | |
| 5l. | Election of Director: Olivier Steimer | Management | For | For | |
| 5m. | Election of Director: Frances F. Townsend | Management | For | For | |
| 6. | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | Against | Against | |
| 7a. | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Against | Against | |
| 7b. | Election of the Compensation Committee of the Board of Directors: David H. Sidwell | Management | For | For | |
| 7c. | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | |
| 8. | Election of Homburger AG as independent proxy | Management | For | For | |
| 9a. | Amendments to the Articles of Association: Amendments relating to Swiss corporate law updates | Management | For | For | |
| 9b. | Amendments to the Articles of Association: Amendment to advance notice period | Management | For | For | |
| 10a. | Reduction of share capital: Cancellation of repurchased shares | Management | For | For | |
| 10b. | Reduction of share capital: Par value reduction | Management | For | For | |
| 11a. | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of the Board of Directors until the next annual general meeting | Management | For | For | |
| 11b. | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of Executive Management for the 2024 calendar year | Management | For | For | |
| 11c. | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Advisory vote to approve the Swiss compensation report | Management | For | For | |
| 12. | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | |
| 13. | Advisory vote on the frequency of the U.S. securities law advisory vote on executive compensation | Management | 1 Year | For | |
| 14. | Shareholder proposal on greenhouse gas emissions targets, if properly presented | Shareholder | For | Against | |
| 15. | Shareholder proposal on human rights and underwriting, if properly presented. | Shareholder | For | Against | |
| A. | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,800 | 0 | 11-May-2023 | 11-May-2023 |
| Page 28 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| THE HOME DEPOT, INC. | |||
| Security | 437076102 | Meeting Type | Annual |
| Ticker Symbol | HD | Meeting Date | 18-May-2023 |
| ISIN | US4370761029 | Agenda | 935795659 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | |
| 1b. | Election of Director: Ari Bousbib | Management | For | For | |
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | |
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | |
| 1e. | Election of Director: J. Frank Brown | Management | Against | Against | |
| 1f. | Election of Director: Albert P. Carey | Management | Against | Against | |
| 1g. | Election of Director: Edward P. Decker | Management | Against | Against | |
| 1h. | Election of Director: Linda R. Gooden | Management | Against | Against | |
| 1i. | Election of Director: Wayne M. Hewett | Management | Against | Against | |
| 1j. | Election of Director: Manuel Kadre | Management | For | For | |
| 1k. | Election of Director: Stephanie C. Linnartz | Management | Against | Against | |
| 1l. | Election of Director: Paula Santilli | Management | For | For | |
| 1m. | Election of Director: Caryn Seidman-Becker | Management | Against | Against | |
| 2. | Ratification of the Appointment of KPMG LLP | Management | Against | Against | |
| 3. | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | Management | Against | Against | |
| 4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes | Management | 1 Year | For | |
| 5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | For | Against | |
| 6. | Shareholder Proposal Regarding Independent Board Chair | Shareholder | For | Against | |
| 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | Against | For | |
| 8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | Shareholder | Against | For | |
| 9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,350 | 0 | 15-May-2023 | 15-May-2023 |
| Page 29 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| CVS HEALTH CORPORATION | |||
| Security | 126650100 | Meeting Type | Annual |
| Ticker Symbol | CVS | Meeting Date | 18-May-2023 |
| ISIN | US1266501006 | Agenda | 935806375 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Fernando Aguirre | Management | For | For | |
| 1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | For | For | |
| 1c. | Election of Director: C. David Brown II | Management | Against | Against | |
| 1d. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |
| 1e. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |
| 1f. | Election of Director: Roger N. Farah | Management | Against | Against | |
| 1g. | Election of Director: Anne M. Finucane | Management | Against | Against | |
| 1h. | Election of Director: Edward J. Ludwig | Management | For | For | |
| 1i. | Election of Director: Karen S. Lynch | Management | For | For | |
| 1j. | Election of Director: Jean-Pierre Millon | Management | Against | Against | |
| 1k. | Election of Director: Mary L. Schapiro | Management | For | For | |
| 2. | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 | Management | Against | Against | |
| 3. | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company’s Executive Compensation | Management | Against | Against | |
| 4. | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes | Management | 1 Year | For | |
| 5. | Stockholder Proposal Requesting Paid Sick Leave for All Employees | Shareholder | For | Against | |
| 6. | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting | Shareholder | For | Against | |
| 7. | Stockholder Proposal Regarding “Fair Elections” and Requiring Stockholder Approval of Certain Types of By-law Amendments | Shareholder | For | Against | |
| 8. | Stockholder Proposal Requesting a Report on a “Worker Rights Assessment” | Shareholder | Against | For | |
| 9. | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 8,500 | 0 | 15-May-2023 | 15-May-2023 |
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| AMGEN INC. | |||
| Security | 031162100 | Meeting Type | Annual |
| Ticker Symbol | AMGN | Meeting Date | 19-May-2023 |
| ISIN | US0311621009 | Agenda | 935805739 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Wanda M. Austin | Management | For | For | |
| 1b. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Bradway | Management | Against | Against | |
| 1c. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Michael V. Drake | Management | For | For | |
| 1d. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Brian J. Druker | Management | For | For | |
| 1e. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Eckert | Management | Against | Against | |
| 1f. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Greg C. Garland | Management | Against | Against | |
| 1g. | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Charles M. Holley, Jr. | Management | For | For | |
| 1h. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. S. Omar Ishrak | Management | For | For | |
| 1i. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Tyler Jacks | Management | Against | Against | |
| 1j. | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Ellen J. Kullman | Management | For | For | |
| 1k. | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Amy E. Miles | Management | For | For | |
| 1l. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Ronald D. Sugar | Management | Against | Against | |
| 1m. | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. R. Sanders Williams | Management | For | For | |
| 2. | Advisory vote on the frequency of future stockholder advisory votes to approve executive compensation. | Management | 1 Year | For | |
| 3. | Advisory vote to approve our executive compensation. | Management | For | For | |
| 4. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2023. | Management | Against | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,300 | 0 | 15-May-2023 | 15-May-2023 |
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| MORGAN STANLEY | |||
| Security | 617446448 | Meeting Type | Annual |
| Ticker Symbol | MS | Meeting Date | 19-May-2023 |
| ISIN | US6174464486 | Agenda | 935808646 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Alistair Darling | Management | For | For | |
| 1b. | Election of Director: Thomas H. Glocer | Management | Against | Against | |
| 1c. | Election of Director: James P. Gorman | Management | Against | Against | |
| 1d. | Election of Director: Robert H. Herz | Management | Against | Against | |
| 1e. | Election of Director: Erika H. James | Management | For | For | |
| 1f. | Election of Director: Hironori Kamezawa | Management | For | For | |
| 1g. | Election of Director: Shelley B. Leibowitz | Management | For | For | |
| 1h. | Election of Director: Stephen J. Luczo | Management | Against | Against | |
| 1i. | Election of Director: Jami Miscik | Management | Against | Against | |
| 1j. | Election of Director: Masato Miyachi | Management | For | For | |
| 1k. | Election of Director: Dennis M. Nally | Management | Against | Against | |
| 1l. | Election of Director: Mary L. Schapiro | Management | For | For | |
| 1m. | Election of Director: Perry M. Traquina | Management | For | For | |
| 1n. | Election of Director: Rayford Wilkins, Jr. | Management | Against | Against | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | Against | Against | |
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | Against | Against | |
| 4. | To vote on the frequency of holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | 1 Year | For | |
| 5. | Shareholder proposal requesting adoption of improved shareholder right to call a special shareholder meeting | Shareholder | For | Against | |
| 6. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 7,500 | 0 | 15-May-2023 | 15-May-2023 |
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| MERCK & CO., INC. | |||
| Security | 58933Y105 | Meeting Type | Annual |
| Ticker Symbol | MRK | Meeting Date | 23-May-2023 |
| ISIN | US58933Y1055 | Agenda | 935809080 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |
| 1b. | Election of Director: Mary Ellen Coe | Management | For | For | |
| 1c. | Election of Director: Pamela J. Craig | Management | For | For | |
| 1d. | Election of Director: Robert M. Davis | Management | For | For | |
| 1e. | Election of Director: Thomas H. Glocer | Management | Against | Against | |
| 1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | |
| 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | |
| 1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | |
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | |
| 1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | |
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | |
| 1l. | Election of Director: Kathy J. Warden | Management | For | For | |
| 1m. | Election of Director: Peter C. Wendell | Management | Against | Against | |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |
| 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Management | 1 Year | For | |
| 4. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2023. | Management | Against | Against | |
| 5. | Shareholder proposal regarding business operations in China. | Shareholder | For | Against | |
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | For | Against | |
| 7. | Shareholder proposal regarding indirect political spending. | Shareholder | Against | For | |
| 8. | Shareholder proposal regarding patents and access. | Shareholder | For | Against | |
| 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Shareholder | Against | For | |
| 10. | Shareholder proposal regarding an independent board chairman. | Shareholder | For | Against |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,000 | 0 | 18-May-2023 | 18-May-2023 |
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| Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23 |
| THERMO FISHER SCIENTIFIC INC. | |||
| Security | 883556102 | Meeting Type | Annual |
| Ticker Symbol | TMO | Meeting Date | 24-May-2023 |
| ISIN | US8835561023 | Agenda | 935803709 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Marc N. Casper | Management | Against | Against | |
| 1b. | Election of Director: Nelson J. Chai | Management | For | For | |
| 1c. | Election of Director: Ruby R. Chandy | Management | For | For | |
| 1d. | Election of Director: C. Martin Harris | Management | For | For | |
| 1e. | Election of Director: Tyler Jacks | Management | For | For | |
| 1f. | Election of Director: R. Alexandra Keith | Management | Against | Against | |
| 1g. | Election of Director: James C. Mullen | Management | For | For | |
| 1h. | Election of Director: Lars R. Sorensen | Management | For | For | |
| 1i. | Election of Director: Debora L. Spar | Management | For | For | |
| 1j. | Election of Director: Scott M. Sperling | Management | Against | Against | |
| 1k. | Election of Director: Dion J. Weisler | Management | Against | Against | |
| 2. | An advisory vote to approve named executive officer compensation. | Management | Against | Against | |
| 3. | An advisory vote on the frequency of future named executive officer advisory votes. | Management | 1 Year | For | |
| 4. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2023. | Management | Against | Against | |
| 5. | Approval of the Company’s Amended and Restated 2013 Stock Incentive Plan. | Management | Against | Against | |
| 6. | Approval of the Company’s 2023 Global Employee Stock Purchase Plan. | Management | For | For |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,400 | 0 | 21-May-2023 | 21-May-2023 |
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| Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23 |
| AMERICAN TOWER CORPORATION | |||
| Security | 03027X100 | Meeting Type | Annual |
| Ticker Symbol | AMT | Meeting Date | 24-May-2023 |
| ISIN | US03027X1000 | Agenda | 935806008 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Thomas A. Bartlett | Management | For | For | |
| 1b. | Election of Director: Kelly C. Chambliss | Management | Against | Against | |
| 1c. | Election of Director: Teresa H. Clarke | Management | For | For | |
| 1d. | Election of Director: Raymond P. Dolan | Management | Against | Against | |
| 1e. | Election of Director: Kenneth R. Frank | Management | For | For | |
| 1f. | Election of Director: Robert D. Hormats | Management | For | For | |
| 1g. | Election of Director: Grace D. Lieblein | Management | Against | Against | |
| 1h. | Election of Director: Craig Macnab | Management | Against | Against | |
| 1i. | Election of Director: JoAnn A. Reed | Management | For | For | |
| 1j. | Election of Director: Pamela D. A. Reeve | Management | For | For | |
| 1k. | Election of Director: Bruce L. Tanner | Management | For | For | |
| 1l. | Election of Director: Samme L. Thompson | Management | For | For | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2023. | Management | Against | Against | |
| 3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | Against | Against | |
| 4. | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | Management | 1 Year | For |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,410 | 0 | 18-May-2023 | 18-May-2023 |
| Page 35 of 48 | 06-Jul-2023 |
| Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23 |
| AMAZON.COM, INC. | |||
| Security | 023135106 | Meeting Type | Annual |
| Ticker Symbol | AMZN | Meeting Date | 24-May-2023 |
| ISIN | US0231351067 | Agenda | 935825452 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | |
| 1b. | Election of Director: Andrew R. Jassy | Management | For | For | |
| 1c. | Election of Director: Keith B. Alexander | Management | For | For | |
| 1d. | Election of Director: Edith W. Cooper | Management | For | For | |
| 1e. | Election of Director: Jamie S. Gorelick | Management | For | For | |
| 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |
| 1g. | Election of Director: Judith A. McGrath | Management | For | For | |
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | |
| 1i. | Election of Director: Jonathan J. Rubinstein | Management | Against | Against | |
| 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | |
| 1k. | Election of Director: Wendell P. Weeks | Management | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | Against | Against | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |
| 5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | |
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | For | Against | |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | For | Against | |
| 8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | For | Against | |
| 9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | For | Against | |
| 10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | For | Against | |
| 11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | For | Against | |
| 12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Against | For | |
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | For | Against | |
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | For | Against | |
| 15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | For | Against | |
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | For | Against | |
| 17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | For | Against | |
| 18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Against | For | |
| 19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | For | Against | |
| 20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | |
| 21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | For | Against | |
| 22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Against | For | |
| 23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | For | Against |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 10,700 | 0 | 21-May-2023 | 21-May-2023 |
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| LOWE’S COMPANIES, INC. | |||
| Security | 548661107 | Meeting Type | Annual |
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 |
| ISIN | US5486611073 | Agenda | 935817190 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |||
| by | Management | ||||||
| 1. | DIRECTOR | Management | |||||
| 1 | Raul Alvarez | Withheld | Against | ||||
| 2 | David H. Batchelder | Withheld | Against | ||||
| 3 | Scott H. Baxter | Withheld | Against | ||||
| 4 | Sandra B. Cochran | For | For | ||||
| 5 | Laurie Z. Douglas | For | For | ||||
| 6 | Richard W. Dreiling | Withheld | Against | ||||
| 7 | Marvin R. Ellison | Withheld | Against | ||||
| 8 | Daniel J. Heinrich | Withheld | Against | ||||
| 9 | Brian C. Rogers | For | For | ||||
| 10 | Bertram L. Scott | For | For | ||||
| 11 | Colleen Taylor | For | For | ||||
| 12 | Mary Beth West | For | For | ||||
| 2. | Advisory vote to approve the Company’s named executive officer compensation in fiscal 2022. | Management | Against | Against | |||
| 3. | Advisory vote on the frequency of future advisory votes to approve the Company’s named executive officer compensation. | Management | 1 Year | For | |||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | Against | Against | |||
| 5. | Shareholder proposal requesting an independent board chairman. | Shareholder | For | Against | |||
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,300 | 0 | 24-May-2023 | 24-May-2023 |
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| TOTAL ENERGIES SE | |||
| Security | 89151E109 | Meeting Type | Annual |
| Ticker Symbol | TTE | Meeting Date | 26-May-2023 |
| ISIN | US89151E1091 | Agenda | 935861636 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2022 | Management | For | For | |
| O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2022 | Management | For | For | |
| O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2022 | Management | For | For | |
| O4 | Authorization granted to the Board of Directors, for a period of eighteen months, to trade in the Corporation shares | Management | For | For | |
| O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code | Management | For | For | |
| O6 | Renewal of Ms. Marie-Christine Coisne-Roquette’s term as director | Management | For | For | |
| O7 | Renewal of Mr. Mark Cutifani’s term as director | Management | For | For | |
| O8 | Appointment of Mr. Dierk Paskert as director | Management | For | For | |
| O9 | Appointment of Ms. Anelise Lara as director | Management | For | For | |
| O10 | Approval of the information relating to the compensation of executive and non-executive directors (“mandataires sociaux”) mentioned in paragraph I of Article L. 22-10-9 of the French Commercial Code | Management | For | For | |
| O11 | Setting of the amount of directors’ aggregate annual compensation and approval of the compensation policy applicable to directors | Management | For | For | |
| O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2022 or allocated for that year to Mr. Patrick Pouyanne, Chairman and Chief Executive Officer | Management | For | For | |
| O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer | Management | For | For | |
| O14 | Opinion on the Sustainability & Climate - Progress Report 2023, reporting on the progress made in the implementation of the Corporation’s ambition with respect to sustainable development and energy transition towards carbon neutrality and its related targets by 2030 and complementing this ambition | Management | For | For | |
| E15 | Delegation of authority to the Board of Directors, for a period of thirty-eight months, to grant Corporation free shares, existing or to be issued, for the benefit of the Company employees and executive directors, or some of them, which imply the waiver by shareholders of their pre-emptive subscription right for shares to be issued | Management | For | For | |
| E16 | Delegation of competence granted to the Board of Directors, for a period of twenty-six months, to proceed to capital increases, with cancellation of the shareholders’ preemptive subscription right, reserved to members of a company or group savings plan | Management | For | For | |
| E17 | Elimination of double voting rights - Amendment to Article 18 of the Corporation’s Articles of Association - Powers to carryout formalities | Management | For | For | |
| A | Shareholder resolution on targets for indirect Scope 3emissions (advisory vote) | Shareholder | For |
| Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date |
| Number | Shares | Confirmed | |||||
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 9,500 | 0 | 17-May-2023 | 17-May-2023 |
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Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| EXXON MOBIL CORPORATION | |||
| Security | 30231G102 | Meeting Type | Annual |
| Ticker Symbol | XOM | Meeting Date | 31-May-2023 |
| ISIN | US30231G1022 | Agenda | 935823977 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Michael J. Angelakis | Management | For | For | |
| 1b. | Election of Director: Susan K. Avery | Management | For | For | |
| 1c. | Election of Director: Angela F. Braly | Management | For | For | |
| 1d. | Election of Director: Gregory J. Goff | Management | For | For | |
| 1e. | Election of Director: John D. Harris II | Management | For | For | |
| 1f. | Election of Director: Kaisa H. Hietala | Management | For | For | |
| 1g. | Election of Director: Joseph L. Hooley | Management | For | For | |
| 1h. | Election of Director: Steven A. Kandarian | Management | For | For | |
| 1i. | Election of Director: Alexander A. Karsner | Management | For | For | |
| 1j. | Election of Director: Lawrence W. Kellner | Management | For | For | |
| 1k. | Election of Director: Jeffrey W. Ubben | Management | For | For | |
| 1l. | Election of Director: Darren W. Woods | Management | For | For | |
| 2. | Ratification of Independent Auditors | Management | Against | Against | |
| 3. | Advisory Vote to Approve Executive Compensation | Management | For | For | |
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For | |
| 5. | Establish a New Board Committee on Decarbonization Risk | Shareholder | Against | For | |
| 6. | Reduce Executive Stock Holding Period | Shareholder | For | Against | |
| 7. | Additional Carbon Capture and Storage and Emissions Report | Shareholder | For | Against | |
| 8. | Additional Direct Methane Measurement | Shareholder | For | Against | |
| 9. | Establish a Scope 3 Target and Reduce Hydrocarbon Sales | Shareholder | Against | For | |
| 10. | Additional Report on Worst-case Spill and Response Plans | Shareholder | For | Against | |
| 11. | GHG Reporting on Adjusted Basis | Shareholder | For | Against | |
| 12. | Report on Asset Retirement Obligations Under IEA NZE Scenario | Shareholder | For | Against | |
| 13. | Report on Plastics Under SCS Scenario | Shareholder | Against | For | |
| 14. | Litigation Disclosure Beyond Legal and Accounting Requirements | Shareholder | For | Against | |
| 15. | Tax Reporting Beyond Legal Requirements | Shareholder | For | Against | |
| 16. | Energy Transition Social Impact Report | Shareholder | For | Against | |
| 17. | Report on Commitment Against AMAP Work | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 2,250 | 0 | 29-May-2023 | 29-May-2023 |
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Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| CHEVRON CORPORATION | |||
| Security | 166764100 | Meeting Type | Annual |
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 |
| ISIN | US1667641005 | Agenda | 935829284 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | |
| 1b. | Election of Director: John B. Frank | Management | For | For | |
| 1c. | Election of Director: Alice P. Gast | Management | For | For | |
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |
| 1g. | Election of Director: Charles W. Moorman | Management | Against | Against | |
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | |
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | |
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | |
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | |
| 1l. | Election of Director: Michael K. Wirth | Management | Against | Against | |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | Against | Against | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | For | |
| 5. | Rescind the 2021 “Reduce Scope 3 Emissions” Stockholder Proposal | Shareholder | For | Against | |
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | Against | For | |
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | For | Against | |
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Against | For | |
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | For | Against | |
| 10. | Report on Racial Equity Audit | Shareholder | For | Against | |
| 11. | Report on Tax Practices | Shareholder | Against | For | |
| 12. | Independent Chair | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 7,200 | 0 | 30-May-2023 | 30-May-2023 |
| Page 40 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| META PLATFORMS, INC. | |||
| Security | 30303M102 | Meeting Type | Annual |
| Ticker Symbol | META | Meeting Date | 31-May-2023 |
| ISIN | US30303M1027 | Agenda | 935830960 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||
| 1. | DIRECTOR | Management | |||||
| 1 | Peggy Alford | Withheld | Against | ||||
| 2 | Marc L. Andreessen | Withheld | Against | ||||
| 3 | Andrew W. Houston | Withheld | Against | ||||
| 4 | Nancy Killefer | For | For | ||||
| 5 | Robert M. Kimmitt | For | For | ||||
| 6 | Sheryl K. Sandberg | For | For | ||||
| 7 | Tracey T. Travis | For | For | ||||
| 8 | Tony Xu | Withheld | Against | ||||
| 9 | Mark Zuckerberg | Withheld | Against | ||||
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Against | Against | |||
| 3. | A shareholder proposal regarding government takedown requests. | Shareholder | For | Against | |||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | For | Against | |||
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Shareholder | For | Against | |||
| 6. | A shareholder proposal regarding report on lobbying disclosures. | Shareholder | Against | For | |||
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Shareholder | For | Against | |||
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Shareholder | Against | For | |||
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | Shareholder | Against | For | |||
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Shareholder | For | Against | |||
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Shareholder | For | Against | |||
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | Shareholder | For | Against | |||
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Shareholder | Against | For | |||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 6,260 | 0 | 29-May-2023 | 29-May-2023 |
| Page 41 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| WALMART INC. | |||
| Security | 931142103 | Meeting Type | Annual |
| Ticker Symbol | WMT | Meeting Date | 31-May-2023 |
| ISIN | US9311421039 | Agenda | 935833144 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Cesar Conde | Management | For | For | |
| 1b. | Election of Director: Timothy P. Flynn | Management | Against | Against | |
| 1c. | Election of Director: Sarah J. Friar | Management | For | For | |
| 1d. | Election of Director: Carla A. Harris | Management | Against | Against | |
| 1e. | Election of Director: Thomas W. Horton | Management | For | For | |
| 1f. | Election of Director: Marissa A. Mayer | Management | Against | Against | |
| 1g. | Election of Director: C. Douglas McMillon | Management | For | For | |
| 1h. | Election of Director: Gregory B. Penner | Management | For | For | |
| 1i. | Election of Director: Randall L. Stephenson | Management | Against | Against | |
| 1j. | Election of Director: S. Robson Walton | Management | For | For | |
| 1k. | Election of Director: Steuart L. Walton | Management | For | For | |
| 2. | Advisory Vote on the Frequency of Future Say-On-Pay Votes. | Management | 1 Year | For | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 4. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | Against | Against | |
| 5. | Policy Regarding Worker Pay in Executive Compensation. | Shareholder | For | Against | |
| 6. | Report on Human Rights Due Diligence. | Shareholder | For | Against | |
| 7. | Racial Equity Audit. | Shareholder | For | Against | |
| 8. | Racial and Gender Layoff Diversity Report. | Shareholder | For | Against | |
| 9. | Request to Require Shareholder Approval of Certain Future Bylaw Amendments. | Shareholder | For | Against | |
| 10. | Report on Reproductive Rights and Data Privacy. | Shareholder | Against | For | |
| 11. | Communist China Risk Audit. | Shareholder | For | Against | |
| 12. | Workplace Safety & Violence Review. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 3,000 | 0 | 27-May-2023 | 27-May-2023 |
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Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| TRANE TECHNOLOGIES PLC | |||
| Security | G8994E103 | Meeting Type | Annual |
| Ticker Symbol | TT | Meeting Date | 01-Jun-2023 |
| ISIN | IE00BK9ZQ967 | Agenda | 935831897 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Kirk E. Arnold | Management | Against | Against | |
| 1b. | Election of Director: Ann C. Berzin | Management | For | For | |
| 1c. | Election of Director: April Miller Boise | Management | For | For | |
| 1d. | Election of Director: Gary D. Forsee | Management | Against | Against | |
| 1e. | Election of Director: Mark R. George | Management | Against | Against | |
| 1f. | Election of Director: John A. Hayes | Management | Against | Against | |
| 1g. | Election of Director: Linda P. Hudson | Management | Against | Against | |
| 1h. | Election of Director: Myles P. Lee | Management | For | For | |
| 1i. | Election of Director: David S. Regnery | Management | Against | Against | |
| 1j. | Election of Director: Melissa N. Schaeffer | Management | For | For | |
| 1k. | Election of Director: John P. Surma | Management | Against | Against | |
| 2. | Advisory vote on the frequency of the advisory vote on the compensation of the Company’s named executive officers. | Management | 1 Year | For | |
| 3. | Advisory approval of the compensation of the Company’s named executive officers. | Management | Against | Against | |
| 4. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | Against | Against | |
| 5. | Approval of the renewal of the Directors’ existing authority to issue shares. | Management | For | For | |
| 6. | Approval of the renewal of the Directors’ existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | For | |
| 7. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 3,900 | 0 | 29-May-2023 | 29-May-2023 |
| Page 43 of 48 | 06-Jul-2023 |
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| ALPHABET INC. | |||
| Security | 02079K305 | Meeting Type | Annual |
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 |
| ISIN | US02079K3059 | Agenda | 935830946 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Larry Page | Management | For | For | |
| 1b. | Election of Director: Sergey Brin | Management | For | For | |
| 1c. | Election of Director: Sundar Pichai | Management | For | For | |
| 1d. | Election of Director: John L. Hennessy | Management | Against | Against | |
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | |
| 1f. | Election of Director: R. Martin “Marty” Chavez | Management | For | For | |
| 1g. | Election of Director: L. John Doerr | Management | Against | Against | |
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |
| 1i. | Election of Director: Ann Mather | Management | For | For | |
| 1j. | Election of Director: K. Ram Shriram | Management | Against | Against | |
| 1k. | Election of Director: Robin L. Washington | Management | Against | Against | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | Against | Against | |
| 3. | Approval of amendment and restatement of Alphabet’s Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | Against | Against | |
| 4. | Advisory vote to approve compensation awarded to named executive officers | Management | Against | Against | |
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 1 Year | Against | |
| 6. | Stockholder proposal regarding a lobbying report | Shareholder | Against | For | |
| 7. | Stockholder proposal regarding a congruency report | Shareholder | Against | For | |
| 8. | Stockholder proposal regarding a climate lobbying report | Shareholder | Against | For | |
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | Against | For | |
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | For | Against | |
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | For | Against | |
| 12. | Stockholder proposal regarding algorithm disclosures | Shareholder | For | Against | |
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | For | Against | |
| 14. | Stockholder proposal regarding a content governance report | Shareholder | For | Against | |
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | Against | For | |
| 16. | Stockholder proposal regarding bylaws amendment | Shareholder | For | Against | |
| 17. | Stockholder proposal regarding “executives to retain significant stock” | Shareholder | For | Against | |
| 18. | Stockholder proposal regarding equal shareholder voting | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 3,320 | 0 | 31-May-2023 | 31-May-2023 |
| Page 44 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| UNITEDHEALTH GROUP INCORPORATED | |||
| Security | 91324P102 | Meeting Type | Annual |
| Ticker Symbol | UNH | Meeting Date | 05-Jun-2023 |
| ISIN | US91324P1021 | Agenda | 935835237 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Timothy Flynn | Management | For | For | |
| 1b. | Election of Director: Paul Garcia | Management | For | For | |
| 1c. | Election of Director: Kristen Gil | Management | For | For | |
| 1d. | Election of Director: Stephen Hemsley | Management | Against | Against | |
| 1e. | Election of Director: Michele Hooper | Management | For | For | |
| 1f. | Election of Director: F. William McNabb III | Management | For | For | |
| 1g. | Election of Director: Valerie Montgomery Rice, M.D. | Management | For | For | |
| 1h. | Election of Director: John Noseworthy, M.D. | Management | For | For | |
| 1i. | Election of Director: Andrew Witty | Management | For | For | |
| 2. | Advisory approval of the Company’s executive compensation. | Management | For | For | |
| 3. | Advisory approval of the frequency of holding future say-on-pay votes. | Management | 1 Year | For | |
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | Against | Against | |
| 5. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | Shareholder | For | Against | |
| 6. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Shareholder | Against | For | |
| 7. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 1,600 | 0 | 31-May-2023 | 31-May-2023 |
| Page 45 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| BOOKING HOLDINGS INC. | |||
| Security | 09857L108 | Meeting Type | Annual |
| Ticker Symbol | BKNG | Meeting Date | 06-Jun-2023 |
| ISIN | US09857L1089 | Agenda | 935842244 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||
| 1. | DIRECTOR | Management | |||||
| 1 | Glenn D. Fogel | For | For | ||||
| 2 | Mirian M. Graddick-Weir | Withheld | Against | ||||
| 3 | Wei Hopeman | For | For | ||||
| 4 | Robert J. Mylod, Jr. | Withheld | Against | ||||
| 5 | Charles H. Noski | For | For | ||||
| 6 | Larry Quinlan | For | For | ||||
| 7 | Nicholas J. Read | For | For | ||||
| 8 | Thomas E. Rothman | Withheld | Against | ||||
| 9 | Sumit Singh | Withheld | Against | ||||
| 10 | Lynn V. Radakovich | Withheld | Against | ||||
| 11 | Vanessa A. Wittman | For | For | ||||
| 2. | Advisory vote to approve 2022 executive compensation. | Management | Against | Against | |||
| 3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | Against | Against | |||
| 4. | Advisory vote on the frequency of future non-binding advisory votes on the compensation paid by the Company to its named executive officers. | Management | 1 Year | For | |||
| 5. | Stockholder proposal requesting a non-binding stockholder vote to ratify termination pay of executives. | Shareholder | For | Against | |||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 380 | 0 | 31-May-2023 | 31-May-2023 |
| Page 46 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| THE TJX COMPANIES, INC. | |||
| Security | 872540109 | Meeting Type | Annual |
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2023 |
| ISIN | US8725401090 | Agenda | 935847509 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Jose B. Alvarez | Management | For | For | |
| 1b. | Election of Director: Alan M. Bennett | Management | Against | Against | |
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | |
| 1d. | Election of Director: David T. Ching | Management | For | For | |
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | |
| 1f. | Election of Director: Ernie Herrman | Management | For | For | |
| 1g. | Election of Director: Amy B. Lane | Management | For | For | |
| 1h. | Election of Director: Carol Meyrowitz | Management | For | For | |
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2024. | Management | Against | Against | |
| 3. | Advisory approval of TJX’s executive compensation (the say-on-pay vote). | Management | For | For | |
| 4. | Advisory approval of the frequency of TJX’s say-on-pay votes. | Management | 1 Year | For | |
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX’s supply chain. | Shareholder | For | Against | |
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier’s employees. | Shareholder | For | Against | |
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 9,100 | 0 | 02-Jun-2023 | 02-Jun-2023 |
| Page 47 of 48 | 06-Jul-2023 |
Jamestown Equity Fd Proxy Rpt 7/1/22-6/30/23
| TARGET CORPORATION | |||
| Security | 87612E106 | Meeting Type | Annual |
| Ticker Symbol | TGT | Meeting Date | 14-Jun-2023 |
| ISIN | US87612E1064 | Agenda | 935847220 - Management |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: David P. Abney | Management | For | For | |
| 1b. | Election of Director: Douglas M. Baker, Jr. | Management | Against | Against | |
| 1c. | Election of Director: George S. Barrett | Management | Against | Against | |
| 1d. | Election of Director: Gail K. Boudreaux | Management | For | For | |
| 1e. | Election of Director: Brian C. Cornell | Management | For | For | |
| 1f. | Election of Director: Robert L. Edwards | Management | For | For | |
| 1g. | Election of Director: Donald R. Knauss | Management | Against | Against | |
| 1h. | Election of Director: Christine A. Leahy | Management | Against | Against | |
| 1i. | Election of Director: Monica C. Lozano | Management | Against | Against | |
| 1j. | Election of Director: Grace Puma | Management | For | For | |
| 1k. | Election of Director: Derica W. Rice | Management | For | For | |
| 1l. | Election of Director: Dmitri L. Stockton | Management | For | For | |
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | Against | Against | |
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | Against | Against | |
| 4. | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). | Management | 1 Year | For | |
| 5. | Shareholder proposal to adopt a policy for an independent chairman. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND |
2000600 | U.S. BANK | 4,300 | 0 | 12-Jun-2023 | 12-Jun-2023 |
| Page 48 of 48 | 06-Jul-2023 |
| Vote Summary - Davenport Balanced Income Fund | |||||||||||||||
| DIAGEO PLC | |||||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DEO | Meeting Date | 06-Oct-2022 | ||||||||||||
| ISIN | US25243Q2057 | Agenda | 935705864 - Management | ||||||||||||
| Record Date | 19-Aug-2022 | Holding Recon Date | 19-Aug-2022 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-Sep-2022 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| O1 | Report and accounts 2022 | Management | For | For | |||||||||||
| O2 | Directors' remuneration report 2022 | Management | For | For | |||||||||||
| O3 | Declaration of final dividend | Management | For | For | |||||||||||
| O4 | Appointment of Karen Blackett (1,3,4) as a Director |
Management | For | For | |||||||||||
| O5 | Re-appointment of Melissa Bethell (1,3,4) as a Director |
Management | For | For | |||||||||||
| O6 | Re-appointment of Lavanya Chandrashekar (2) as a Director |
Management | For | For | |||||||||||
| O7 | Re-appointment of Valérie Chapoulaud- Floquet (1,3,4) as a Director |
Management | For | For | |||||||||||
| O8 | Re-appointment of Javier Ferrán (3*) as a Director |
Management | For | For | |||||||||||
| O9 | Re-appointment of Susan Kilsby (1,3,4*) as a Director |
Management | For | For | |||||||||||
| O10 | Re-appointment of Sir John Manzoni (1,3,4) as a Director |
Management | For | For | |||||||||||
| O11 | Re-appointment of Lady Mendelsohn (1,3,4) as a Director |
Management | For | For | |||||||||||
| O12 | Re-appointment of Ivan Menezes (2*) as a Director |
Management | For | For | |||||||||||
| O13 | Re-appointment of Alan Stewart (1*,3,4) as a Director |
Management | For | For | |||||||||||
| O14 | Re-appointment of Ireena Vittal (1,3,4) as a Director |
Management | For | For | |||||||||||
| O15 | Re-appointment of auditor | Management | For | For | |||||||||||
| O16 | Remuneration of auditor | Management | For | For | |||||||||||
| O17 | Authority to make political donations and/or to incur political expenditure |
Management | For | For | |||||||||||
| O18 | Amendment of the Diageo plc 2017 Irish Share Ownership Plan |
Management | For | For | |||||||||||
| O19 | Authority to allot shares | Management | For | For | |||||||||||
| S20 | Disapplication of pre-emption rights | Management | For | For | |||||||||||
| S21 | Authority to purchase own ordinary shares | Management | For | For | |||||||||||
| S22 | Reduced notice of a general meeting other than an AGM |
Management | For | For | |||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | |||||||||||||||
| Security | 112585104 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Nov-2022 | ||||||||||||
| ISIN | CA1125851040 | Agenda | 935720169 - Management | ||||||||||||
| Record Date | 03-Oct-2022 | Holding Recon Date | 03-Oct-2022 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 04-Nov-2022 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | The Arrangement Resolution, the full text of which is set forth in Appendix A to the Circular. |
Management | For | For | |||||||||||
| 2 | The Manager MSOP Resolution, the full text of which is set forth in Appendix I to the Circular. |
Management | For | For | |||||||||||
| 3 | The Manager NQMSOP Resolution, the full text of which is set forth in Appendix J to the Circular. |
Management | For | For | |||||||||||
| 4 | The Manager Escrowed Stock Plan Resolution, the full text of which is set forth in Appendix K to the Circular. |
Management | For | For | |||||||||||
| SYSCO CORPORATION | |||||||||||||||
| Security | 871829107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SYY | Meeting Date | 18-Nov-2022 | ||||||||||||
| ISIN | US8718291078 | Agenda | 935717427 - Management | ||||||||||||
| Record Date | 19-Sep-2022 | Holding Recon Date | 19-Sep-2022 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-Nov-2022 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Daniel J. Brutto | Management | For | For | |||||||||||
| 1b. | Election of Director: Ali Dibadj | Management | For | For | |||||||||||
| 1c. | Election of Director: Larry C. Glasscock | Management | For | For | |||||||||||
| 1d. | Election of Director: Jill M. Golder | Management | For | For | |||||||||||
| 1e. | Election of Director: Bradley M. Halverson | Management | For | For | |||||||||||
| 1f. | Election of Director: John M. Hinshaw | Management | For | For | |||||||||||
| 1g. | Election of Director: Kevin P. Hourican | Management | For | For | |||||||||||
| 1h. | Election of Director: Hans-Joachim Koerber | Management | For | For | |||||||||||
| 1i. | Election of Director: Alison Kenney Paul | Management | For | For | |||||||||||
| 1j. | Election of Director: Edward D. Shirley | Management | For | For | |||||||||||
| 1k. | Election of Director: Sheila G. Talton | Management | For | For | |||||||||||
| 2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2022 proxy statement. |
Management | For | For | |||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2023. |
Management | For | For | |||||||||||
| 4. | To consider a stockholder proposal, if properly presented at the meeting, related to a third party civil rights audit. |
Shareholder | For | Against | |||||||||||
| 5. | To consider a stockholder proposal, if properly presented at the meeting, related to third party assessments of supply chain risks. |
Shareholder | Against | For | |||||||||||
| 6. | To consider a stockholder proposal, if properly presented at the meeting, related to a report on the reduction of plastic packaging use. |
Shareholder | For | ||||||||||||
| ENTERPRISE PRODUCTS PARTNERS L.P. | |||||||||||||||
| Security | 293792107 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | EPD | Meeting Date | 22-Nov-2022 | ||||||||||||
| ISIN | US2937921078 | Agenda | 935724371 - Management | ||||||||||||
| Record Date | 11-Oct-2022 | Holding Recon Date | 11-Oct-2022 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Nov-2022 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | Proposal to approve the amendment and restatement of the 2008 Enterprise Products Long-Term Incentive Plan |
Management | For | For | |||||||||||
| 2. | Proposal to approve the amendment and restatement of the EPD Unit Purchase Plan |
Management | For | For | |||||||||||
| MEDTRONIC PLC | |||||||||||||||
| Security | G5960L103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MDT | Meeting Date | 08-Dec-2022 | ||||||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935723610 - Management | ||||||||||||
| Record Date | 11-Oct-2022 | Holding Recon Date | 11-Oct-2022 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-Dec-2022 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson |
Management | For | For | |||||||||||
| 1b. | Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold |
Management | For | For | |||||||||||
| 1c. | Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly |
Management | For | For | |||||||||||
| 1d. | Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca |
Management | For | For | |||||||||||
| 1e. | Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. |
Management | For | For | |||||||||||
| 1f. | Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III |
Management | For | For | |||||||||||
| 1g. | Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton |
Management | For | For | |||||||||||
| 1h. | Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha |
Management | For | For | |||||||||||
| 1i. | Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. |
Management | For | For | |||||||||||
| 1j. | Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O'Leary |
Management | For | For | |||||||||||
| 1k. | Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell |
Management | For | For | |||||||||||
| 2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. |
Management | For | For | |||||||||||
| 3. | Approving, on an advisory basis, the Company's executive compensation. |
Management | For | For | |||||||||||
| 4. | Renewing the Board of Directors' authority to issue shares under Irish law. |
Management | For | For | |||||||||||
| 5. | Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. |
Management | For | For | |||||||||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. |
Management | For | For | |||||||||||
| DEERE & COMPANY | |||||||||||||||
| Security | 244199105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DE | Meeting Date | 22-Feb-2023 | ||||||||||||
| ISIN | US2441991054 | Agenda | 935755009 - Management | ||||||||||||
| Record Date | 27-Dec-2022 | Holding Recon Date | 27-Dec-2022 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Feb-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Leanne G. Caret | Management | For | For | |||||||||||
| 1b. | Election of Director: Tamra A. Erwin | Management | For | For | |||||||||||
| 1c. | Election of Director: Alan C. Heuberger | Management | For | For | |||||||||||
| 1d. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | |||||||||||
| 1e. | Election of Director: Michael O. Johanns | Management | For | For | |||||||||||
| 1f. | Election of Director: Clayton M. Jones | Management | For | For | |||||||||||
| 1g. | Election of Director: John C. May | Management | For | For | |||||||||||
| 1h. | Election of Director: Gregory R. Page | Management | For | For | |||||||||||
| 1i. | Election of Director: Sherry M. Smith | Management | For | For | |||||||||||
| 1j. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||||||||
| 1k. | Election of Director: Sheila G. Talton | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation("say-on-pay"). |
Management | For | For | |||||||||||
| 3. | Advisory vote on the frequency of future say-on-pay votes. |
Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2023. |
Management | For | For | |||||||||||
| 5. | Shareholder proposal regarding termination pay. |
Shareholder | For | Against | |||||||||||
| QUALCOMM INCORPORATED | |||||||||||||||
| Security | 747525103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | QCOM | Meeting Date | 08-Mar-2023 | ||||||||||||
| ISIN | US7475251036 | Agenda | 935757281 - Management | ||||||||||||
| Record Date | 09-Jan-2023 | Holding Recon Date | 09-Jan-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-Mar-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo |
Management | For | For | |||||||||||
| 1b. | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon |
Management | For | For | |||||||||||
| 1c. | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields |
Management | For | For | |||||||||||
| 1d. | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson |
Management | For | For | |||||||||||
| 1e. | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson |
Management | For | For | |||||||||||
| 1f. | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore |
Management | For | For | |||||||||||
| 1g. | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin |
Management | For | For | |||||||||||
| 1h. | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller |
Management | For | For | |||||||||||
| 1i. | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld |
Management | For | For | |||||||||||
| 1j. | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit |
Management | For | For | |||||||||||
| 1k. | Election of Director to hold office until the next annual meeting of stockholders: Jean- Pascal Tricoire |
Management | For | For | |||||||||||
| 1l. | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra |
Management | For | For | |||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. |
Management | For | For | |||||||||||
| 3. | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. |
Management | For | For | |||||||||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | |||||||||||
| TE CONNECTIVITY LTD | |||||||||||||||
| Security | H84989104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TEL | Meeting Date | 15-Mar-2023 | ||||||||||||
| ISIN | CH0102993182 | Agenda | 935758776 - Management | ||||||||||||
| Record Date | 05-Jan-2023 | Holding Recon Date | 05-Jan-2023 | ||||||||||||
| City / | Country | / | Switzerland | Vote Deadline Date | 13-Mar-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Jean-Pierre Clamadieu | Management | For | For | |||||||||||
| 1b. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||
| 1c. | Election of Director: Carol A. ("John") Davidson |
Management | For | For | |||||||||||
| 1d. | Election of Director: Lynn A. Dugle | Management | For | For | |||||||||||
| 1e. | Election of Director: William A. Jeffrey | Management | For | For | |||||||||||
| 1f. | Election of Director: Syaru Shirley Lin | Management | For | For | |||||||||||
| 1g. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||
| 1h. | Election of Director: Heath A. Mitts | Management | For | For | |||||||||||
| 1i. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |||||||||||
| 1j. | Election of Director: Mark C. Trudeau | Management | For | For | |||||||||||
| 1k. | Election of Director: Dawn C. Willoughby | Management | For | For | |||||||||||
| 1l. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors |
Management | For | For | |||||||||||
| 3a. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar |
Management | For | For | |||||||||||
| 3b. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau |
Management | For | For | |||||||||||
| 3c. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby |
Management | For | For | |||||||||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2024 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. |
Management | For | For | |||||||||||
| 5.1 | To approve the 2022 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 30, 2022, the consolidated financial statements for the fiscal year ended September 30, 2022 and the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022). |
Management | For | For | |||||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. |
Management | For | For | |||||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. |
Management | For | For | |||||||||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 30, 2022. |
Management | For | For | |||||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2023. |
Management | For | For | |||||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. |
Management | For | For | |||||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. |
Management | For | For | |||||||||||
| 8. | An advisory vote to approve named executive officer compensation. |
Management | For | For | |||||||||||
| 9. | An advisory vote on the frequency of an advisory vote to approve named executive officer compensation. |
Management | 1 Year | For | |||||||||||
| 10. | An advisory vote to approve the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022. |
Management | For | For | |||||||||||
| 11. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for executive management. |
Management | For | For | |||||||||||
| 12. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for the Board of Directors. |
Management | For | For | |||||||||||
| 13. | To approve the carryforward of unappropriated accumulated earnings at September 30, 2022. |
Management | For | For | |||||||||||
| 14. | To approve a dividend payment to shareholders equal to $2.36 per issued share to be paid in four equal quarterly installments of $0.59 starting with the third fiscal quarter of 2023 and ending in the second fiscal quarter of 2024 pursuant to the terms of the dividend resolution. |
Management | For | For | |||||||||||
| 15. | To approve an authorization relating to TE Connectivity's Share Repurchase Program. |
Management | For | For | |||||||||||
| 16. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. |
Management | For | For | |||||||||||
| 17. | To approve changes to share capital and related amendments to the articles of association of TE Connectivity Ltd. |
Management | For | For | |||||||||||
| TE CONNECTIVITY LTD | |||||||||||||||
| Security | H84989104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TEL | Meeting Date | 15-Mar-2023 | ||||||||||||
| ISIN | CH0102993182 | Agenda | 935772613 - Management | ||||||||||||
| Record Date | 23-Feb-2023 | Holding Recon Date | 23-Feb-2023 | ||||||||||||
| City / | Country | / | Switzerland | Vote Deadline Date | 13-Mar-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Jean-Pierre Clamadieu | Management | For | For | |||||||||||
| 1b. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||
| 1c. | Election of Director: Carol A. ("John") Davidson |
Management | For | For | |||||||||||
| 1d. | Election of Director: Lynn A. Dugle | Management | For | For | |||||||||||
| 1e. | Election of Director: William A. Jeffrey | Management | For | For | |||||||||||
| 1f. | Election of Director: Syaru Shirley Lin | Management | For | For | |||||||||||
| 1g. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||
| 1h. | Election of Director: Heath A. Mitts | Management | For | For | |||||||||||
| 1i. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |||||||||||
| 1j. | Election of Director: Mark C. Trudeau | Management | For | For | |||||||||||
| 1k. | Election of Director: Dawn C. Willoughby | Management | For | For | |||||||||||
| 1l. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors |
Management | For | For | |||||||||||
| 3a. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar |
Management | For | For | |||||||||||
| 3b. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau |
Management | For | For | |||||||||||
| 3c. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby |
Management | For | For | |||||||||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2024 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. |
Management | For | For | |||||||||||
| 5.1 | To approve the 2022 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 30, 2022, the consolidated financial statements for the fiscal year ended September 30, 2022 and the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022). |
Management | For | For | |||||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. |
Management | For | For | |||||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. |
Management | For | For | |||||||||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 30, 2022. |
Management | For | For | |||||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2023. |
Management | For | For | |||||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. |
Management | For | For | |||||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. |
Management | For | For | |||||||||||
| 8. | An advisory vote to approve named executive officer compensation. |
Management | For | For | |||||||||||
| 9. | An advisory vote on the frequency of an advisory vote to approve named executive officer compensation. |
Management | 1 Year | For | |||||||||||
| 10. | An advisory vote to approve the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022. |
Management | For | For | |||||||||||
| 11. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for executive management. |
Management | For | For | |||||||||||
| 12. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for the Board of Directors. |
Management | For | For | |||||||||||
| 13. | To approve the carryforward of unappropriated accumulated earnings at September 30, 2022. |
Management | For | For | |||||||||||
| 14. | To approve a dividend payment to shareholders equal to $2.36 per issued share to be paid in four equal quarterly installments of $0.59 starting with the third fiscal quarter of 2023 and ending in the second fiscal quarter of 2024 pursuant to the terms of the dividend resolution. |
Management | For | For | |||||||||||
| 15. | To approve an authorization relating to TE Connectivity's Share Repurchase Program. |
Management | For | For | |||||||||||
| 16. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. |
Management | For | For | |||||||||||
| 17. | To approve changes to share capital and related amendments to the articles of association of TE Connectivity Ltd. |
Management | For | For | |||||||||||
| FAIRFAX FINANCIAL HOLDINGS LIMITED | |||||||||||||||
| Security | 303901102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FRFHF | Meeting Date | 20-Apr-2023 | ||||||||||||
| ISIN | CA3039011026 | Agenda | 935785711 - Management | ||||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 17-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1A | Election of Director - Robert J. Gunn | Management | For | For | |||||||||||
| 1B | Election of Director - The Rt. Hon. David L. Johnston |
Management | For | For | |||||||||||
| 1C | Election of Director - Karen L. Jurjevich | Management | For | For | |||||||||||
| 1D | Election of Director - R. William McFarland | Management | For | For | |||||||||||
| 1E | Election of Director - Christine N. McLean | Management | For | For | |||||||||||
| 1F | Election of Director - Brian J. Porter | Management | For | For | |||||||||||
| 1G | Election of Director - Timothy R. Price | Management | For | For | |||||||||||
| 1H | Election of Director - Brandon W. Sweitzer | Management | For | For | |||||||||||
| 1I | Election of Director - Lauren C. Templeton | Management | For | For | |||||||||||
| 1J | Election of Director - Benjamin P. Watsa | Management | For | For | |||||||||||
| 1K | Election of Director - V. Prem Watsa | Management | For | For | |||||||||||
| 1L | Election of Director - William C. Weldon | Management | For | For | |||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. |
Management | For | For | |||||||||||
| L3HARRIS TECHNOLOGIES INC. | |||||||||||||||
| Security | 502431109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LHX | Meeting Date | 21-Apr-2023 | ||||||||||||
| ISIN | US5024311095 | Agenda | 935775532 - Management | ||||||||||||
| Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
For/Against Preferred Provider Recommendation |
||||||||||
| 1a. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Sallie B. Bailey |
Management | For | For | For | ||||||||||
| 1b. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Peter W. Chiarelli |
Management | For | For | For | ||||||||||
| 1c. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Thomas A. Dattilo |
Management | For | For | For | ||||||||||
| 1d. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Roger B. Fradin |
Management | For | For | For | ||||||||||
| 1e. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Joanna L. Geraghty |
Management | For | For | For | ||||||||||
| 1f. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Harry B. Harris, Jr. |
Management | For | For | For | ||||||||||
| 1g. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Lewis Hay III |
Management | For | For | For | ||||||||||
| 1h. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Christopher E. Kubasik |
Management | For | For | For | ||||||||||
| 1i. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Rita S. Lane |
Management | For | For | For | ||||||||||
| 1j. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Robert B. Millard |
Management | For | For | For | ||||||||||
| 1k. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Edward A. Rice, Jr. |
Management | For | For | For | ||||||||||
| 1l. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Christina L. Zamarro |
Management | For | For | For | ||||||||||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement |
Management | For | For | For | ||||||||||
| 3. | Approval, in an Advisory Vote, of the Frequency of Future Shareholder Votes Regarding the Compensation of Named Executive Officers |
Management | 1 Year | For | For | ||||||||||
| 4. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023 |
Management | For | For | For | ||||||||||
| 5. | Shareholder Proposal titled "Transparency in Regard to Lobbying" |
Shareholder | Against | For | For | ||||||||||
| WELLS FARGO & COMPANY | |||||||||||||||
| Security | 949746101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | ||||||||||||
| ISIN | US9497461015 | Agenda | 935776774 - Management | ||||||||||||
| Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Steven D. Black | Management | For | For | |||||||||||
| 1b. | Election of Director: Mark A. Chancy | Management | For | For | |||||||||||
| 1c. | Election of Director: Celeste A. Clark | Management | For | For | |||||||||||
| 1d. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | |||||||||||
| 1e. | Election of Director: Richard K. Davis | Management | For | For | |||||||||||
| 1f. | Election of Director: Wayne M. Hewett | Management | For | For | |||||||||||
| 1g. | Election of Director: CeCelia ("CeCe") G. Morken |
Management | For | For | |||||||||||
| 1h. | Election of Director: Maria R. Morris | Management | For | For | |||||||||||
| 1i. | Election of Director: Felicia F. Norwood | Management | For | For | |||||||||||
| 1j. | Election of Director: Richard B. Payne, Jr. | Management | For | For | |||||||||||
| 1k. | Election of Director: Ronald L. Sargent | Management | For | For | |||||||||||
| 1l. | Election of Director: Charles W. Scharf | Management | For | For | |||||||||||
| 1m. | Election of Director: Suzanne M. Vautrinot | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve executive compensation (Say on Pay). |
Management | For | For | |||||||||||
| 3. | Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). |
Management | 1 Year | For | |||||||||||
| 4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For | |||||||||||
| 5. | Shareholder Proposal - Adopt Simple Majority Vote. |
Shareholder | Against | For | |||||||||||
| 6. | Shareholder Proposal - Report on Congruency of Political Spending. |
Shareholder | Against | For | |||||||||||
| 7. | Shareholder Proposal - Climate Lobbying Report. |
Shareholder | Against | For | |||||||||||
| 8. | Shareholder Proposal - Climate Transition Report. |
Shareholder | Against | For | |||||||||||
| 9. | Shareholder Proposal - Fossil Fuel Lending Policy. |
Shareholder | Against | For | |||||||||||
| 10. | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. |
Shareholder | For | Against | |||||||||||
| 11. | Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. |
Shareholder | For | Against | |||||||||||
| CITIGROUP INC. | |||||||||||||||
| Security | 172967424 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | C | Meeting Date | 25-Apr-2023 | ||||||||||||
| ISIN | US1729674242 | Agenda | 935781030 - Management | ||||||||||||
| Record Date | 27-Feb-2023 | Holding Recon Date | 27-Feb-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Ellen M. Costello | Management | For | For | |||||||||||
| 1b. | Election of Director: Grace E. Dailey | Management | For | For | |||||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | |||||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | |||||||||||
| 1e. | Election of Director: Jane N. Fraser | Management | For | For | |||||||||||
| 1f. | Election of Director: Duncan P. Hennes | Management | For | For | |||||||||||
| 1g. | Election of Director: Peter B. Henry | Management | For | For | |||||||||||
| 1h. | Election of Director: S. Leslie Ireland | Management | For | For | |||||||||||
| 1i. | Election of Director: Renée J. James | Management | For | For | |||||||||||
| 1j. | Election of Director: Gary M. Reiner | Management | For | For | |||||||||||
| 1k. | Election of Director: Diana L. Taylor | Management | For | For | |||||||||||
| 1l. | Election of Director: James S. Turley | Management | For | For | |||||||||||
| 1m. | Election of Director: Casper W. von Koskull | Management | For | For | |||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2023. |
Management | For | For | |||||||||||
| 3. | Advisory vote to Approve our 2022 Executive Compensation. |
Management | For | For | |||||||||||
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. |
Management | For | For | |||||||||||
| 5. | Advisory vote to Approve the Frequency of Future Advisory Votes on Executive Compensation. |
Management | 1 Year | For | |||||||||||
| 6. | Stockholder proposal requesting that shareholders ratify the termination pay of any senior manager. |
Shareholder | Against | For | |||||||||||
| 7. | Stockholder proposal requesting an Independent Board Chairman. |
Shareholder | Against | For | |||||||||||
| 8. | Stockholder proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. |
Shareholder | Against | For | |||||||||||
| 9. | Stockholder proposal requesting that the Board adopt a policy to phase out new fossil fuel financing. |
Shareholder | Against | For | |||||||||||
| NEWMARKET CORPORATION | |||||||||||||||
| Security | 651587107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NEU | Meeting Date | 27-Apr-2023 | ||||||||||||
| ISIN | US6515871076 | Agenda | 935774821 - Management | ||||||||||||
| Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1.1 | Election of Director: Mark M. Gambill | Management | For | For | |||||||||||
| 1.2 | Election of Director: Bruce C. Gottwald | Management | For | For | |||||||||||
| 1.3 | Election of Director: Thomas E. Gottwald | Management | For | For | |||||||||||
| 1.4 | Election of Director: Patrick D. Hanley | Management | For | For | |||||||||||
| 1.5 | Election of Director: H. Hiter Harris, III | Management | For | For | |||||||||||
| 1.6 | Election of Director: James E. Rogers | Management | For | For | |||||||||||
| 1.7 | Election of Director: Ting Xu | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2023. |
Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. |
Management | For | For | |||||||||||
| 4. | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. |
Management | 1 Year | For | |||||||||||
| 5. | Approval of the NewMarket Corporation 2023 Incentive Compensation and Stock Plan. |
Management | For | For | |||||||||||
| 6. | Shareholder proposal regarding publication of GHG emissions and setting short-, medium- and long-term emission reduction targets to align business activities with net zero emissions by 2050 in line with the Paris Climate Agreement. |
Shareholder | Against | For | |||||||||||
| JOHNSON & JOHNSON | |||||||||||||||
| Security | 478160104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | ||||||||||||
| ISIN | US4781601046 | Agenda | 935776813 - Management | ||||||||||||
| Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Darius Adamczyk | Management | For | For | |||||||||||
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | |||||||||||
| 1c. | Election of Director: D. Scott Davis | Management | For | For | |||||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | |||||||||||
| 1e. | Election of Director: Joaquin Duato | Management | For | For | |||||||||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||||
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | |||||||||||
| 1h. | Election of Director: Hubert Joly | Management | For | For | |||||||||||
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | |||||||||||
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | |||||||||||
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | |||||||||||
| 1l. | Election of Director: Nadja Y. West | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | |||||||||||
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation |
Management | 1 Year | For | |||||||||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For | |||||||||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) |
Shareholder | Abstain | ||||||||||||
| 6. | Vaccine Pricing Report | Shareholder | Against | For | |||||||||||
| 7. | Executive Compensation Adjustment Policy | Shareholder | Abstain | Against | |||||||||||
| 8. | Impact of Extended Patent Exclusivities on Product Access |
Shareholder | Against | For | |||||||||||
| ENBRIDGE INC. | |||||||||||||||
| Security | 29250N105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ENB | Meeting Date | 03-May-2023 | ||||||||||||
| ISIN | CA29250N1050 | Agenda | 935781674 - Management | ||||||||||||
| Record Date | 07-Mar-2023 | Holding Recon Date | 07-Mar-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 28-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1A | ELECTION OF DIRECTORS: Election of Director: Mayank M. Ashar |
Management | For | For | |||||||||||
| 1B | Election of Director: Gaurdie E. Banister | Management | For | For | |||||||||||
| 1C | Election of Director: Pamela L. Carter | Management | For | For | |||||||||||
| 1D | Election of Director: Susan M. Cunningham | Management | For | For | |||||||||||
| 1E | Election of Director: Gregory L. Ebel | Management | For | For | |||||||||||
| 1F | Election of Director: Jason B. Few | Management | For | For | |||||||||||
| 1G | Election of Director: Teresa S. Madden | Management | For | For | |||||||||||
| 1H | Election of Director: Stephen S. Poloz | Management | For | For | |||||||||||
| 1I | Election of Director: S. Jane Rowe | Management | For | For | |||||||||||
| 1J | Election of Director: Dan C. Tutcher | Management | For | For | |||||||||||
| 1K | Election of Director: Steven W. Williams | Management | For | For | |||||||||||
| 2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration |
Management | For | For | |||||||||||
| 3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular |
Management | For | For | |||||||||||
| 4 | Shareholder rights plan Amend, reconfirm and approve Enbridge's shareholder rights plan |
Management | For | For | |||||||||||
| 5 | Shareholder Proposals Vote on the shareholder proposals, as set out in Appendix B of the Management Information Circular The Board of Directors recommends voting "AGAINST" shareholder proposals No. 1 and No. 2 Shareholder Proposal No. 1 |
Shareholder | Against | For | |||||||||||
| 6 | Shareholder Proposals Vote on the shareholder proposals, as set out in Appendix B of the Management Information Circular The Board of Directors recommends voting "AGAINST" shareholder proposals No. 1 and No. 2 Shareholder Proposal No. 2 |
Shareholder | Against | For | |||||||||||
| PHILIP MORRIS INTERNATIONAL INC. | |||||||||||||||
| Security | 718172109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PM | Meeting Date | 03-May-2023 | ||||||||||||
| ISIN | US7181721090 | Agenda | 935785040 - Management | ||||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Brant Bonin Bough | Management | For | For | |||||||||||
| 1b. | Election of Director: André Calantzopoulos | Management | For | For | |||||||||||
| 1c. | Election of Director: Michel Combes | Management | For | For | |||||||||||
| 1d. | Election of Director: Juan José Daboub | Management | For | For | |||||||||||
| 1e. | Election of Director: Werner Geissler | Management | For | For | |||||||||||
| 1f. | Election of Director: Lisa A. Hook | Management | For | For | |||||||||||
| 1g. | Election of Director: Jun Makihara | Management | For | For | |||||||||||
| 1h. | Election of Director: Kalpana Morparia | Management | For | For | |||||||||||
| 1i. | Election of Director: Jacek Olczak | Management | For | For | |||||||||||
| 1j. | Election of Director: Robert B. Polet | Management | For | For | |||||||||||
| 1k. | Election of Director: Dessislava Temperley | Management | For | For | |||||||||||
| 1l. | Election of Director: Shlomo Yanai | Management | For | For | |||||||||||
| 2. | Advisory Vote Approving Executive Compensation |
Management | For | For | |||||||||||
| 3. | Advisory Vote on the Frequency of Future Say-On-Pay Votes, with the Board of Directors Recommending a Say-On-Pay Vote |
Management | 1 Year | For | |||||||||||
| 4. | Ratification of the Selection of Independent Auditors |
Management | For | For | |||||||||||
| 5. | Shareholder Proposal to make nicotine level information available to customers and begin reducing nicotine levels |
Shareholder | Against | For | |||||||||||
| THE KRAFT HEINZ COMPANY | |||||||||||||||
| Security | 500754106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KHC | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | US5007541064 | Agenda | 935780557 - Management | ||||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Gregory E. Abel | Management | For | For | |||||||||||
| 1b. | Election of Director: Humberto P. Alfonso | Management | For | For | |||||||||||
| 1c. | Election of Director: John T. Cahill | Management | For | For | |||||||||||
| 1d. | Election of Director: Lori Dickerson Fouché | Management | For | For | |||||||||||
| 1e. | Election of Director: Diane Gherson | Management | For | For | |||||||||||
| 1f. | Election of Director: Timothy Kenesey | Management | For | For | |||||||||||
| 1g. | Election of Director: Alicia Knapp | Management | For | For | |||||||||||
| 1h. | Election of Director: Elio Leoni Sceti | Management | For | For | |||||||||||
| 1i. | Election of Director: Susan Mulder | Management | For | For | |||||||||||
| 1j. | Election of Director: James Park | Management | For | For | |||||||||||
| 1k. | Election of Director: Miguel Patricio | Management | For | For | |||||||||||
| 1l. | Election of Director: John C. Pope | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. |
Management | For | For | |||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2023. |
Management | For | For | |||||||||||
| 4. | Stockholder Proposal - Simple majority vote, if properly presented. |
Shareholder | For | Against | |||||||||||
| 5. | Stockholder Proposal - Report on water risk, if properly presented. |
Shareholder | Against | For | |||||||||||
| 6. | Stockholder Proposal - Civil rights audit, if properly presented. |
Shareholder | Against | For | |||||||||||
| UNITED PARCEL SERVICE, INC. | |||||||||||||||
| Security | 911312106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | UPS | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | US9113121068 | Agenda | 935783894 - Management | ||||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director to serve until 2024 annual meeting: Carol B. Tomé |
Management | For | For | |||||||||||
| 1b. | Election of Director to serve until 2024 annual meeting: Rodney C. Adkins |
Management | For | For | |||||||||||
| 1c. | Election of Director to serve until 2024 annual meeting: Eva C. Boratto |
Management | For | For | |||||||||||
| 1d. | Election of Director to serve until 2024 annual meeting: Michael J. Burns |
Management | For | For | |||||||||||
| 1e. | Election of Director to serve until 2024 annual meeting: Wayne M. Hewett |
Management | For | For | |||||||||||
| 1f. | Election of Director to serve until 2024 annual meeting: Angela Hwang |
Management | For | For | |||||||||||
| 1g. | Election of Director to serve until 2024 annual meeting: Kate E. Johnson |
Management | For | For | |||||||||||
| 1h. | Election of Director to serve until 2024 annual meeting: William R. Johnson |
Management | For | For | |||||||||||
| 1i. | Election of Director to serve until 2024 annual meeting: Franck J. Moison |
Management | For | For | |||||||||||
| 1j. | Election of Director to serve until 2024 annual meeting: Christiana Smith Shi |
Management | For | For | |||||||||||
| 1k. | Election of Director to serve until 2024 annual meeting: Russell Stokes |
Management | For | For | |||||||||||
| 1l. | Election of Director to serve until 2024 annual meeting: Kevin Warsh |
Management | For | For | |||||||||||
| 2. | To approve on an advisory basis named executive officer compensation. |
Management | For | For | |||||||||||
| 3. | To approve on an advisory basis the frequency of future advisory votes on named executive officer compensation. |
Management | 1 Year | For | |||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2023. |
Management | For | For | |||||||||||
| 5. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. |
Shareholder | For | Against | |||||||||||
| 6. | To adopt independently verified science- based greenhouse gas emissions reduction targets. |
Shareholder | Against | For | |||||||||||
| 7. | To prepare a report on integrating GHG emissions reductions targets into executive compensation. |
Shareholder | Against | For | |||||||||||
| 8. | To prepare a report on addressing the impact of UPS's climate change strategy on relevant stakeholders consistent with the "Just Transition" guidelines. |
Shareholder | For | Against | |||||||||||
| 9. | To prepare a report on risks or costs caused by state policies restricting reproductive rights. |
Shareholder | Against | For | |||||||||||
| 10. | To prepare a report on the impact of UPS's DE&I policies on civil rights, non- discrimination and returns to merit, and the company's business. |
Shareholder | Against | For | |||||||||||
| 11. | To prepare an annual report on the effectiveness of UPS's diversity, equity and inclusion efforts. |
Shareholder | For | Against | |||||||||||
| COTERRA ENERGY INC. | |||||||||||||||
| Security | 127097103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CTRA | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | US1270971039 | Agenda | 935785634 - Management | ||||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Thomas E. Jorden | Management | For | For | |||||||||||
| 1b. | Election of Director: Robert S. Boswell | Management | For | For | |||||||||||
| 1c. | Election of Director: Dorothy M. Ables | Management | For | For | |||||||||||
| 1d. | Election of Director: Amanda M. Brock | Management | For | For | |||||||||||
| 1e. | Election of Director: Dan O. Dinges | Management | For | For | |||||||||||
| 1f. | Election of Director: Paul N. Eckley | Management | For | For | |||||||||||
| 1g. | Election of Director: Hans Helmerich | Management | For | For | |||||||||||
| 1h. | Election of Director: Lisa A. Stewart | Management | For | For | |||||||||||
| 1i. | Election of Director: Frances M. Vallejo | Management | For | For | |||||||||||
| 1j. | Election of Director: Marcus A. Watts | Management | For | For | |||||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. |
Management | For | For | |||||||||||
| 3. | A non-binding advisory vote to approve the compensation of our named executive officers. |
Management | For | For | |||||||||||
| 4. | A non-binding advisory vote to approve the frequency of the advisory vote on executive compensation. |
Management | 1 Year | For | |||||||||||
| 5. | Approval of the Coterra Energy Inc. 2023 Equity Incentive Plan. |
Management | For | For | |||||||||||
| 6. | A shareholder proposal regarding a report on reliability of methane emission disclosures. |
Shareholder | For | Against | |||||||||||
| 7. | A shareholder proposal regarding a report on corporate climate lobbying. |
Shareholder | For | Against | |||||||||||
| PERRIGO COMPANY PLC | |||||||||||||||
| Security | G97822103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PRGO | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | IE00BGH1M568 | Agenda | 935788464 - Management | ||||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | ||||||||||||
| City / | Country | / | Ireland | Vote Deadline Date | 03-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1A. | Election of Director to hold office until the 2024 Annual General Meeting: Bradley A. Alford |
Management | For | For | |||||||||||
| 1B. | Election of Director to hold office until the 2024 Annual General Meeting: Orlando D. Ashford |
Management | For | For | |||||||||||
| 1C. | Election of Director to hold office until the 2024 Annual General Meeting: Katherine C. Doyle |
Management | For | For | |||||||||||
| 1D. | Election of Director to hold office until the 2024 Annual General Meeting: Adriana Karaboutis |
Management | For | For | |||||||||||
| 1E. | Election of Director to hold office until the 2024 Annual General Meeting: Murray S. Kessler |
Management | For | For | |||||||||||
| 1F. | Election of Director to hold office until the 2024 Annual General Meeting: Jeffrey B. Kindler |
Management | For | For | |||||||||||
| 1G. | Election of Director to hold office until the 2024 Annual General Meeting: Erica L. Mann |
Management | For | For | |||||||||||
| 1H. | Election of Director to hold office until the 2024 Annual General Meeting: Albert A. Manzone |
Management | For | For | |||||||||||
| 1I. | Election of Director to hold office until the 2024 Annual General Meeting: Donal O'Connor |
Management | For | For | |||||||||||
| 1J. | Election of Director to hold office until the 2024 Annual General Meeting: Geoffrey M. Parker |
Management | For | For | |||||||||||
| 2. | Ratify, in a non-binding advisory vote, the appointment of Ernst & Young LLP as the Company's independent auditor, and authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor |
Management | For | For | |||||||||||
| 3. | Advisory vote on executive compensation | Management | Against | Against | |||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation |
Management | 1 Year | For | |||||||||||
| 5. | Renew the Board's authority to issue shares under Irish law |
Management | For | For | |||||||||||
| 6. | Renew the Board's authority to opt-out of statutory pre-emption rights under Irish law |
Management | For | For | |||||||||||
| 7. | Approve the creation of distributable reserves by reducing some or all of the Company's share premium |
Management | For | For | |||||||||||
| BERKSHIRE HATHAWAY INC. | |||||||||||||||
| Security | 084670702 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BRKB | Meeting Date | 06-May-2023 | ||||||||||||
| ISIN | US0846707026 | Agenda | 935785418 - Management | ||||||||||||
| Record Date | 08-Mar-2023 | Holding Recon Date | 08-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Warren E. Buffett | For | For | ||||||||||||
| 2 | Charles T. Munger | For | For | ||||||||||||
| 3 | Gregory E. Abel | For | For | ||||||||||||
| 4 | Howard G. Buffett | For | For | ||||||||||||
| 5 | Susan A. Buffett | For | For | ||||||||||||
| 6 | Stephen B. Burke | For | For | ||||||||||||
| 7 | Kenneth I. Chenault | For | For | ||||||||||||
| 8 | Christopher C. Davis | For | For | ||||||||||||
| 9 | Susan L. Decker | For | For | ||||||||||||
| 10 | Charlotte Guyman | For | For | ||||||||||||
| 11 | Ajit Jain | For | For | ||||||||||||
| 12 | Thomas S. Murphy, Jr. | For | For | ||||||||||||
| 13 | Ronald L. Olson | For | For | ||||||||||||
| 14 | Wallace R. Weitz | For | For | ||||||||||||
| 15 | Meryl B. Witmer | For | For | ||||||||||||
| 2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. |
Management | For | For | |||||||||||
| 3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. |
Management | 1 Year | Against | |||||||||||
| 4. | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. |
Shareholder | For | Against | |||||||||||
| 5. | Shareholder proposal regarding how climate related risks are being governed by the Company. |
Shareholder | For | Against | |||||||||||
| 6. | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. |
Shareholder | For | Against | |||||||||||
| 7. | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. |
Shareholder | For | Against | |||||||||||
| 8. | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. |
Shareholder | Against | For | |||||||||||
| 9. | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. |
Shareholder | Against | For | |||||||||||
| 3M COMPANY | |||||||||||||||
| Security | 88579Y101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MMM | Meeting Date | 09-May-2023 | ||||||||||||
| ISIN | US88579Y1010 | Agenda | 935791550 - Management | ||||||||||||
| Record Date | 14-Mar-2023 | Holding Recon Date | 14-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director for a term of one year: Thomas "Tony" K. Brown |
Management | For | For | |||||||||||
| 1b. | Election of Director for a term of one year: Anne H. Chow |
Management | For | For | |||||||||||
| 1c. | Election of Director for a term of one year: David B. Dillon |
Management | For | For | |||||||||||
| 1d. | Election of Director for a term of one year: Michael L. Eskew |
Management | For | For | |||||||||||
| 1e. | Election of Director for a term of one year: James R. Fitterling |
Management | For | For | |||||||||||
| 1f. | Election of Director for a term of one year: Amy E. Hood |
Management | For | For | |||||||||||
| 1g. | Election of Director for a term of one year: Suzan Kereere |
Management | For | For | |||||||||||
| 1h. | Election of Director for a term of one year: Gregory R. Page |
Management | For | For | |||||||||||
| 1i. | Election of Director for a term of one year: Pedro J. Pizarro |
Management | For | For | |||||||||||
| 1j. | Election of Director for a term of one year: Michael F. Roman |
Management | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. |
Management | For | For | |||||||||||
| 3. | Advisory approval of executive compensation. |
Management | For | For | |||||||||||
| 4. | Advisory approval on the frequency of advisory votes on executive compensation. |
Management | 1 Year | For | |||||||||||
| LAMAR ADVERTISING COMPANY | |||||||||||||||
| Security | 512816109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LAMR | Meeting Date | 10-May-2023 | ||||||||||||
| ISIN | US5128161099 | Agenda | 935796067 - Management | ||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Nancy Fletcher | For | For | ||||||||||||
| 2 | John E. Koerner, III | For | For | ||||||||||||
| 3 | Marshall A. Loeb | For | For | ||||||||||||
| 4 | Stephen P. Mumblow | For | For | ||||||||||||
| 5 | Thomas V. Reifenheiser | For | For | ||||||||||||
| 6 | Anna Reilly | For | For | ||||||||||||
| 7 | Kevin P. Reilly, Jr. | For | For | ||||||||||||
| 8 | Wendell Reilly | For | For | ||||||||||||
| 9 | Elizabeth Thompson | For | For | ||||||||||||
| 2. | Approval, on an advisory and non-binding basis, of the compensation of the Company's named executive officers. |
Management | For | For | |||||||||||
| 3. | Non-binding, advisory vote on the frequency of future advisory votes on executive compensation. |
Management | 1 Year | Against | |||||||||||
| 4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For | |||||||||||
| ELEVANCE HEALTH, INC. | |||||||||||||||
| Security | 036752103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ELV | Meeting Date | 10-May-2023 | ||||||||||||
| ISIN | US0367521038 | Agenda | 935797502 - Management | ||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Gail K. Boudreaux | Management | For | For | |||||||||||
| 1b. | Election of Director: R. Kerry Clark | Management | For | For | |||||||||||
| 1c. | Election of Director: Robert L. Dixon, Jr. | Management | For | For | |||||||||||
| 1d. | Election of Director: Deanna D. Strable | Management | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | |||||||||||
| 3. | Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. |
Management | 1 Year | For | |||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. |
Management | For | For | |||||||||||
| 5. | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. |
Shareholder | For | Against | |||||||||||
| 6. | Shareholder proposal requesting annual reporting from third parties seeking financial support. |
Shareholder | Against | For | |||||||||||
| BUNGE LIMITED | |||||||||||||||
| Security | G16962105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BG | Meeting Date | 11-May-2023 | ||||||||||||
| ISIN | BMG169621056 | Agenda | 935797451 - Management | ||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Eliane Aleixo Lustosa de Andrade |
Management | For | For | |||||||||||
| 1b. | Election of Director: Sheila Bair | Management | For | For | |||||||||||
| 1c. | Election of Director: Carol Browner | Management | For | For | |||||||||||
| 1d. | Election of Director: Director Withdrawn | Management | For | For | |||||||||||
| 1e. | Election of Director: Gregory Heckman | Management | For | For | |||||||||||
| 1f. | Election of Director: Bernardo Hees | Management | For | For | |||||||||||
| 1g. | Election of Director: Michael Kobori | Management | For | For | |||||||||||
| 1h. | Election of Director: Monica McGurk | Management | For | For | |||||||||||
| 1i. | Election of Director: Kenneth Simril | Management | For | For | |||||||||||
| 1j. | Election of Director: Henry Ward Winship IV | Management | For | For | |||||||||||
| 1k. | Election of Director: Mark Zenuk | Management | For | For | |||||||||||
| 2. | The approval of a non-binding advisory vote on the compensation of our named executive officers. |
Management | For | For | |||||||||||
| 3. | The approval of a non-binding advisory vote on the frequency of future shareholder advisory votes on named executive officer compensation. |
Management | 1 Year | For | |||||||||||
| 4. | The appointment of Deloitte & Touche LLP as our independent auditor and authorization of the Audit Committee of the Board to determine the auditor's fees. |
Management | For | For | |||||||||||
| 5. | Shareholder proposal regarding shareholder ratification of termination pay. |
Shareholder | Against | For | |||||||||||
| DIAMOND HILL INVESTMENT GROUP, INC. | |||||||||||||||
| Security | 25264R207 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DHIL | Meeting Date | 11-May-2023 | ||||||||||||
| ISIN | US25264R2076 | Agenda | 935801678 - Management | ||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a) | Election of Director for a one year term: Heather E. Brilliant |
Management | For | For | |||||||||||
| 1b) | Election of Director for a one year term: Richard S. Cooley |
Management | For | For | |||||||||||
| 1c) | Election of Director for a one year term: James F. Laird |
Management | For | For | |||||||||||
| 1d) | Election of Director for a one year term: Paula R. Meyer |
Management | For | For | |||||||||||
| 1e) | Election of Director for a one year term: Nicole R. St. Pierre |
Management | For | For | |||||||||||
| 1f) | Election of Director for a one year term: L'Quentus Thomas |
Management | For | For | |||||||||||
| 1g) | Election of Director for a one year term: Mark Zinkula |
Management | For | For | |||||||||||
| 2) | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2023. |
Management | For | For | |||||||||||
| 3) | Approval on an advisory basis of the 2022 compensation of the Company's named executive officers. |
Management | For | For | |||||||||||
| 4) | Selection on an advisory basis of the frequency of future advisory votes on the compensation of the Company's named executive officers. |
Management | 1 Year | For | |||||||||||
| NORFOLK SOUTHERN CORPORATION | |||||||||||||||
| Security | 655844108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NSC | Meeting Date | 11-May-2023 | ||||||||||||
| ISIN | US6558441084 | Agenda | 935801729 - Management | ||||||||||||
| Record Date | 03-Mar-2023 | Holding Recon Date | 03-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | |||||||||||
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | |||||||||||
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | |||||||||||
| 1d. | Election of Director: John C. Huffard, Jr. | Management | For | For | |||||||||||
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | |||||||||||
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | |||||||||||
| 1g. | Election of Director: Steven F. Leer | Management | For | For | |||||||||||
| 1h. | Election of Director: Michael D. Lockhart | Management | For | For | |||||||||||
| 1i. | Election of Director: Amy E. Miles | Management | For | For | |||||||||||
| 1j. | Election of Director: Claude Mongeau | Management | For | For | |||||||||||
| 1k. | Election of Director: Jennifer F. Scanlon | Management | For | For | |||||||||||
| 1l. | Election of Director: Alan H. Shaw | Management | For | For | |||||||||||
| 1m. | Election of Director: John R. Thompson | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2023. |
Management | For | For | |||||||||||
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2023 Annual Meeting of Shareholders. |
Management | Against | Against | |||||||||||
| 4. | Frequency of advisory resolution on executive compensation. |
Management | 1 Year | For | |||||||||||
| 5. | A shareholder proposal regarding street name and non-street name shareholders' rights to call a special meeting. |
Shareholder | For | Against | |||||||||||
| JPMORGAN CHASE & CO. | |||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | ||||||||||||
| ISIN | US46625H1005 | Agenda | 935797223 - Management | ||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | |||||||||||
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | |||||||||||
| 1c. | Election of Director: Todd A. Combs | Management | For | For | |||||||||||
| 1d. | Election of Director: James S. Crown | Management | For | For | |||||||||||
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For | |||||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | |||||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||
| 1h. | Election of Director: Alex Gorsky | Management | For | For | |||||||||||
| 1i. | Election of Director: Mellody Hobson | Management | Against | Against | |||||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | |||||||||||
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For | |||||||||||
| 1l. | Election of Director: Virginia M. Rometty | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve executive compensation |
Management | For | For | |||||||||||
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation |
Management | 1 Year | For | |||||||||||
| 4. | Ratification of independent registered public accounting firm |
Management | For | For | |||||||||||
| 5. | Independent board chairman | Shareholder | Against | For | |||||||||||
| 6. | Fossil fuel phase out | Shareholder | Against | For | |||||||||||
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk |
Shareholder | Against | For | |||||||||||
| 8. | Special shareholder meeting improvement | Shareholder | Against | For | |||||||||||
| 9. | Report on climate transition planning | Shareholder | Against | For | |||||||||||
| 10. | Report on ensuring respect for civil liberties | Shareholder | Against | For | |||||||||||
| 11. | Report analyzing the congruence of the company's political and electioneering expenditures |
Shareholder | Against | For | |||||||||||
| 12. | Absolute GHG reduction goals | Shareholder | Against | For | |||||||||||
| MARKEL CORPORATION | |||||||||||||||
| Security | 570535104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MKL | Meeting Date | 17-May-2023 | ||||||||||||
| ISIN | US5705351048 | Agenda | 935791586 - Management | ||||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Mark M. Besca | Management | For | For | |||||||||||
| 1b. | Election of Director: K. Bruce Connell | Management | For | For | |||||||||||
| 1c. | Election of Director: Lawrence A. Cunningham |
Management | For | For | |||||||||||
| 1d. | Election of Director: Thomas S. Gayner | Management | For | For | |||||||||||
| 1e. | Election of Director: Greta J. Harris | Management | For | For | |||||||||||
| 1f. | Election of Director: Morgan E. Housel | Management | For | For | |||||||||||
| 1g. | Election of Director: Diane Leopold | Management | For | For | |||||||||||
| 1h. | Election of Director: Anthony F. Markel | Management | For | For | |||||||||||
| 1i. | Election of Director: Steven A. Markel | Management | For | For | |||||||||||
| 1j. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | |||||||||||
| 1k. | Election of Director: Michael O'Reilly | Management | For | For | |||||||||||
| 1l. | Election of Director: A. Lynne Puckett | Management | For | For | |||||||||||
| 2. | Advisory vote on approval of executive compensation. |
Management | For | For | |||||||||||
| 3. | Advisory vote on frequency of advisory votes on approval of executive compensation. |
Management | 1 Year | For | |||||||||||
| 4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2023. |
Management | For | For | |||||||||||
| CROWN CASTLE INC. | |||||||||||||||
| Security | 22822V101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CCI | Meeting Date | 17-May-2023 | ||||||||||||
| ISIN | US22822V1017 | Agenda | 935796788 - Management | ||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: P. Robert Bartolo | Management | For | For | |||||||||||
| 1b. | Election of Director: Jay A. Brown | Management | For | For | |||||||||||
| 1c. | Election of Director: Cindy Christy | Management | For | For | |||||||||||
| 1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | |||||||||||
| 1e. | Election of Director: Andrea J. Goldsmith | Management | For | For | |||||||||||
| 1f. | Election of Director: Tammy K. Jones | Management | For | For | |||||||||||
| 1g. | Election of Director: Anthony J. Melone | Management | For | For | |||||||||||
| 1h. | Election of Director: W. Benjamin Moreland | Management | For | For | |||||||||||
| 1i. | Election of Director: Kevin A. Stephens | Management | For | For | |||||||||||
| 1j. | Election of Director: Matthew Thornton, III | Management | For | For | |||||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2023. |
Management | For | For | |||||||||||
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | |||||||||||
| 4. | The amendment to the Company's Restated Certificate of Incorporation, as amended, regarding officer exculpation. |
Management | Against | Against | |||||||||||
| STEWART INFORMATION SERVICES CORPORATION | |||||||||||||||
| Security | 860372101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | STC | Meeting Date | 17-May-2023 | ||||||||||||
| ISIN | US8603721015 | Agenda | 935797437 - Management | ||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Thomas G. Apel | For | For | ||||||||||||
| 2 | C. Allen Bradley, Jr. | For | For | ||||||||||||
| 3 | Robert L. Clarke | For | For | ||||||||||||
| 4 | William S. Corey, Jr. | For | For | ||||||||||||
| 5 | Frederick H Eppinger Jr | For | For | ||||||||||||
| 6 | Deborah J. Matz | For | For | ||||||||||||
| 7 | Matthew W. Morris | For | For | ||||||||||||
| 8 | Karen R. Pallotta | For | For | ||||||||||||
| 9 | Manuel Sanchez | For | For | ||||||||||||
| 2. | Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on-Pay). |
Management | For | For | |||||||||||
| 3. | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation's independent auditors for 2023. |
Management | For | For | |||||||||||
| AT&T INC. | |||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | T | Meeting Date | 18-May-2023 | ||||||||||||
| ISIN | US00206R1023 | Agenda | 935803937 - Management | ||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Scott T. Ford | Management | For | For | |||||||||||
| 1b. | Election of Director: Glenn H. Hutchins | Management | For | For | |||||||||||
| 1c. | Election of Director: William E. Kennard | Management | For | For | |||||||||||
| 1d. | Election of Director: Stephen J. Luczo | Management | For | For | |||||||||||
| 1e. | Election of Director: Michael B. McCallister | Management | For | For | |||||||||||
| 1f. | Election of Director: Beth E. Mooney | Management | For | For | |||||||||||
| 1g. | Election of Director: Matthew K. Rose | Management | For | For | |||||||||||
| 1h. | Election of Director: John T. Stankey | Management | For | For | |||||||||||
| 1i. | Election of Director: Cynthia B. Taylor | Management | For | For | |||||||||||
| 1j. | Election of Director: Luis A. Ubiñas | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of independent auditors. |
Management | For | For | |||||||||||
| 3. | Advisory approval of executive compensation. |
Management | For | For | |||||||||||
| 4. | Advisory approval of frequency of vote on executive compensation. |
Management | 1 Year | For | |||||||||||
| 5. | Independent board chairman. | Shareholder | Against | For | |||||||||||
| 6. | Racial equity audit. | Shareholder | For | Against | |||||||||||
| NEXTERA ENERGY, INC. | |||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NEE | Meeting Date | 18-May-2023 | ||||||||||||
| ISIN | US65339F1012 | Agenda | 935808696 - Management | ||||||||||||
| Record Date | 22-Mar-2023 | Holding Recon Date | 22-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Nicole S. Arnaboldi | Management | For | For | |||||||||||
| 1b. | Election of Director: Sherry S. Barrat | Management | For | For | |||||||||||
| 1c. | Election of Director: James L. Camaren | Management | For | For | |||||||||||
| 1d. | Election of Director: Kenneth B. Dunn | Management | For | For | |||||||||||
| 1e. | Election of Director: Naren K. Gursahaney | Management | For | For | |||||||||||
| 1f. | Election of Director: Kirk S. Hachigian | Management | For | For | |||||||||||
| 1g. | Election of Director: John W. Ketchum | Management | For | For | |||||||||||
| 1h. | Election of Director: Amy B. Lane | Management | For | For | |||||||||||
| 1i. | Election of Director: David L. Porges | Management | For | For | |||||||||||
| 1j. | Election of Director: Deborah "Dev" Stahlkopf |
Management | For | For | |||||||||||
| 1k. | Election of Director: John A. Stall | Management | For | For | |||||||||||
| 1l. | Election of Director: Darryl L. Wilson | Management | For | For | |||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 |
Management | For | For | |||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement |
Management | Against | Against | |||||||||||
| 4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years |
Management | 1 Year | For | |||||||||||
| 5. | A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills |
Shareholder | For | Against | |||||||||||
| INGREDION INC. | |||||||||||||||
| Security | 457187102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | INGR | Meeting Date | 19-May-2023 | ||||||||||||
| ISIN | US4571871023 | Agenda | 935800513 - Management | ||||||||||||
| Record Date | 22-Mar-2023 | Holding Recon Date | 22-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director to serve for a term of one year: David B. Fischer |
Management | For | For | |||||||||||
| 1b. | Election of Director to serve for a term of one year: Paul Hanrahan |
Management | For | For | |||||||||||
| 1c. | Election of Director to serve for a term of one year: Rhonda L. Jordan |
Management | For | For | |||||||||||
| 1d. | Election of Director to serve for a term of one year: Gregory B. Kenny |
Management | For | For | |||||||||||
| 1e. | Election of Director to serve for a term of one year: Charles V. Magro |
Management | For | For | |||||||||||
| 1f. | Election of Director to serve for a term of one year: Victoria J. Reich |
Management | For | For | |||||||||||
| 1g. | Election of Director to serve for a term of one year: Catherine A. Suever |
Management | For | For | |||||||||||
| 1h. | Election of Director to serve for a term of one year: Stephan B. Tanda |
Management | For | For | |||||||||||
| 1i. | Election of Director to serve for a term of one year: Jorge A. Uribe |
Management | For | For | |||||||||||
| 1j. | Election of Director to serve for a term of one year: Patricia Verduin |
Management | For | For | |||||||||||
| 1k. | Election of Director to serve for a term of one year: Dwayne A. Wilson |
Management | For | For | |||||||||||
| 1l. | Election of Director to serve for a term of one year: James P. Zallie |
Management | For | For | |||||||||||
| 2. | To approve, by advisory vote, the compensation of the Company's named executive officers. |
Management | For | For | |||||||||||
| 3. | To recommend, by advisory vote, whether the Company should hold an advisory vote by stockholders to approve the compensation of the Company's named executive officers every one year, every two years, or every three years. |
Management | 1 Year | For | |||||||||||
| 4. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. |
Management | For | For | |||||||||||
| 5. | To approve and ratify Article XII of the Company's Amended and Restated Bylaws requiring an exclusive forum for certain legal actions. |
Management | Against | Against | |||||||||||
| 6. | To approve the Ingredion Incorporated 2023 Stock Incentive Plan. |
Management | For | For | |||||||||||
| FIDELITY NAT'L INFORMATION SERVICES,INC. | |||||||||||||||
| Security | 31620M106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FIS | Meeting Date | 24-May-2023 | ||||||||||||
| ISIN | US31620M1062 | Agenda | 935815184 - Management | ||||||||||||
| Record Date | 31-Mar-2023 | Holding Recon Date | 31-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Lee Adrean | Management | For | For | |||||||||||
| 1b. | Election of Director: Ellen R. Alemany | Management | For | For | |||||||||||
| 1c. | Election of Director: Mark D. Benjamin | Management | For | For | |||||||||||
| 1d. | Election of Director: Vijay G. D'Silva | Management | For | For | |||||||||||
| 1e. | Election of Director: Stephanie L. Ferris | Management | For | For | |||||||||||
| 1f. | Election of Director: Jeffrey A. Goldstein | Management | For | For | |||||||||||
| 1g. | Election of Director: Lisa A. Hook | Management | For | For | |||||||||||
| 1h. | Election of Director: Kenneth T. Lamneck | Management | For | For | |||||||||||
| 1i. | Election of Director: Gary L. Lauer | Management | For | For | |||||||||||
| 1j. | Election of Director: Louise M. Parent | Management | For | For | |||||||||||
| 1k. | Election of Director: Brian T. Shea | Management | For | For | |||||||||||
| 1l. | Election of Director: James B. Stallings, Jr. | Management | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the preferred frequency of stockholder advisory votes on executive compensation. |
Management | 1 Year | For | |||||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For | |||||||||||
| MCDONALD'S CORPORATION | |||||||||||||||
| Security | 580135101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MCD | Meeting Date | 25-May-2023 | ||||||||||||
| ISIN | US5801351017 | Agenda | 935819788 - Management | ||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director to serve until the 2024 Annual Meeting: Anthony Capuano |
Management | For | For | |||||||||||
| 1b. | Election of Director to serve until the 2024 Annual Meeting: Kareem Daniel |
Management | For | For | |||||||||||
| 1c. | Election of Director to serve until the 2024 Annual Meeting: Lloyd Dean |
Management | For | For | |||||||||||
| 1d. | Election of Director to serve until the 2024 Annual Meeting: Catherine Engelbert |
Management | For | For | |||||||||||
| 1e. | Election of Director to serve until the 2024 Annual Meeting: Margaret Georgiadis |
Management | For | For | |||||||||||
| 1f. | Election of Director to serve until the 2024 Annual Meeting: Enrique Hernandez, Jr. |
Management | For | For | |||||||||||
| 1g. | Election of Director to serve until the 2024 Annual Meeting: Christopher Kempczinski |
Management | For | For | |||||||||||
| 1h. | Election of Director to serve until the 2024 Annual Meeting: Richard Lenny |
Management | For | For | |||||||||||
| 1i. | Election of Director to serve until the 2024 Annual Meeting: John Mulligan |
Management | For | For | |||||||||||
| 1j. | Election of Director to serve until the 2024 Annual Meeting: Jennifer Taubert |
Management | For | For | |||||||||||
| 1k. | Election of Director to serve until the 2024 Annual Meeting: Paul Walsh |
Management | For | For | |||||||||||
| 1l. | Election of Director to serve until the 2024 Annual Meeting: Amy Weaver |
Management | For | For | |||||||||||
| 1m. | Election of Director to serve until the 2024 Annual Meeting: Miles White |
Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. |
Management | For | For | |||||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation. |
Management | 1 Year | For | |||||||||||
| 4. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2023. |
Management | For | For | |||||||||||
| 5. | Advisory Vote on Adoption of Antibiotics Policy (1 of 2). |
Shareholder | Against | For | |||||||||||
| 6. | Advisory Vote on Adoption of Antibiotics Policy (2 of 2). |
Shareholder | Against | For | |||||||||||
| 7. | Advisory Vote on Annual Report on "Communist China." |
Shareholder | Against | For | |||||||||||
| 8. | Advisory Vote on Civil Rights & Returns to Merit Audit. |
Shareholder | Against | For | |||||||||||
| 9. | Advisory Vote on Annual Report on Lobbying Activities. |
Shareholder | Against | For | |||||||||||
| 10. | Advisory Vote on Annual Report on Global Political Influence. |
Shareholder | Against | For | |||||||||||
| 11. | Advisory Vote on Poultry Welfare Disclosure. |
Shareholder | Against | For | |||||||||||
| SANOFI | |||||||||||||||
| Security | 80105N105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SNY | Meeting Date | 25-May-2023 | ||||||||||||
| ISIN | US80105N1054 | Agenda | 935860189 - Management | ||||||||||||
| Record Date | 05-Apr-2023 | Holding Recon Date | 05-Apr-2023 | ||||||||||||
| City / | Country | / | France | Vote Deadline Date | 17-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| O1 | Approval of the individual company financial statements for the year ended December 31, 2022 |
Management | For | For | |||||||||||
| O2 | Approval of the consolidated financial statements for the year ended December 31, 2022 |
Management | For | For | |||||||||||
| O3 | Appropriation of profits for the year ended December 31, 2022 and declaration of dividend |
Management | For | For | |||||||||||
| O4 | Appointment of Frédéric Oudéa as a director |
Management | For | For | |||||||||||
| O5 | Approval of the report on the compensation of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code |
Management | For | For | |||||||||||
| O6 | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2022 to Serge Weinberg, Chairman of the Board |
Management | For | For | |||||||||||
| O7 | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2022 to Paul Hudson, Chief Executive Officer |
Management | For | For | |||||||||||
| O8 | Setting the compensation for directors | Management | For | For | |||||||||||
| O9 | Approval of the compensation policy for directors |
Management | For | For | |||||||||||
| O10 | Approval of the compensation policy for the Chairman of the Board of Directors |
Management | For | For | |||||||||||
| O11 | Approval of the compensation policy for the Chief Executive Officer |
Management | For | For | |||||||||||
| O12 | Reappointment of Pricewaterhouse Coopers Audit as a statutory auditor |
Management | For | For | |||||||||||
| O13 | Ratification of the transfer of the registered office (ratification of the decision of the Board of Directors to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | |||||||||||
| O14 | Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer) |
Management | For | For | |||||||||||
| E15 | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares |
Management | For | For | |||||||||||
| E16 | Delegation to the Board of Directors of competence to decide to issue, with shareholders' preemptive rights maintained, shares ...(due to space limits, see proxy material for full proposal). |
Management | For | For | |||||||||||
| E17 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | |||||||||||
| E18 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | |||||||||||
| E19 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | |||||||||||
| E20 | Delegation to the Board of Directors of competence to increase ...(due to space limits, see proxy material for full proposal). |
Management | For | For | |||||||||||
| E21 | Delegation to the Board of Directors of competence with a view ...(due to space limits, see proxy material for full proposal). |
Management | For | For | |||||||||||
| E22 | Delegation to the Board of Directors of competence to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) |
Management | For | For | |||||||||||
| E23 | Delegation to the Board of Directors of competence to decide on the issuance of shares or securities giving access to the Company's share capital reserved for members of savings plans, with waiver of preemptive rights in their favor. |
Management | For | For | |||||||||||
| 24 | Powers to carry out formalities (Ordinary & Extraordinary Business) |
Management | For | For | |||||||||||
| LOWE'S COMPANIES, INC. | |||||||||||||||
| Security | 548661107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 | ||||||||||||
| ISIN | US5486611073 | Agenda | 935817190 - Management | ||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Raul Alvarez | For | For | ||||||||||||
| 2 | David H. Batchelder | For | For | ||||||||||||
| 3 | Scott H. Baxter | For | For | ||||||||||||
| 4 | Sandra B. Cochran | For | For | ||||||||||||
| 5 | Laurie Z. Douglas | For | For | ||||||||||||
| 6 | Richard W. Dreiling | For | For | ||||||||||||
| 7 | Marvin R. Ellison | For | For | ||||||||||||
| 8 | Daniel J. Heinrich | For | For | ||||||||||||
| 9 | Brian C. Rogers | For | For | ||||||||||||
| 10 | Bertram L. Scott | For | For | ||||||||||||
| 11 | Colleen Taylor | For | For | ||||||||||||
| 12 | Mary Beth West | For | For | ||||||||||||
| 2. | Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. |
Management | For | For | |||||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. |
Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For | |||||||||||
| 5. | Shareholder proposal requesting an independent board chairman. |
Shareholder | Against | For | |||||||||||
| CHEVRON CORPORATION | |||||||||||||||
| Security | 166764100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | ||||||||||||
| ISIN | US1667641005 | Agenda | 935829284 - Management | ||||||||||||
| Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | |||||||||||
| 1b. | Election of Director: John B. Frank | Management | For | For | |||||||||||
| 1c. | Election of Director: Alice P. Gast | Management | For | For | |||||||||||
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |||||||||||
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||||
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |||||||||||
| 1g. | Election of Director: Charles W. Moorman | Management | For | For | |||||||||||
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | |||||||||||
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | |||||||||||
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | |||||||||||
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | |||||||||||
| 1l. | Election of Director: Michael K. Wirth | Management | For | For | |||||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | |||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation |
Management | 1 Year | For | |||||||||||
| 5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal |
Shareholder | Against | For | |||||||||||
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target |
Shareholder | Against | For | |||||||||||
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures |
Shareholder | For | Against | |||||||||||
| 8. | Establish Board Committee on Decarbonization Risk |
Shareholder | Against | For | |||||||||||
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions |
Shareholder | For | Against | |||||||||||
| 10. | Report on Racial Equity Audit | Shareholder | Against | For | |||||||||||
| 11. | Report on Tax Practices | Shareholder | For | Against | |||||||||||
| 12. | Independent Chair | Shareholder | Against | For | |||||||||||
| WALMART INC. | |||||||||||||||
| Security | 931142103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WMT | Meeting Date | 31-May-2023 | ||||||||||||
| ISIN | US9311421039 | Agenda | 935833144 - Management | ||||||||||||
| Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Cesar Conde | Management | For | For | |||||||||||
| 1b. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||
| 1c. | Election of Director: Sarah J. Friar | Management | For | For | |||||||||||
| 1d. | Election of Director: Carla A. Harris | Management | For | For | |||||||||||
| 1e. | Election of Director: Thomas W. Horton | Management | For | For | |||||||||||
| 1f. | Election of Director: Marissa A. Mayer | Management | For | For | |||||||||||
| 1g. | Election of Director: C. Douglas McMillon | Management | For | For | |||||||||||
| 1h. | Election of Director: Gregory B. Penner | Management | For | For | |||||||||||
| 1i. | Election of Director: Randall L. Stephenson | Management | For | For | |||||||||||
| 1j. | Election of Director: S. Robson Walton | Management | For | For | |||||||||||
| 1k. | Election of Director: Steuart L. Walton | Management | For | For | |||||||||||
| 2. | Advisory Vote on the Frequency of Future Say-On-Pay Votes. |
Management | 1 Year | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. |
Management | Against | Against | |||||||||||
| 4. | Ratification of Ernst & Young LLP as Independent Accountants. |
Management | For | For | |||||||||||
| 5. | Policy Regarding Worker Pay in Executive Compensation. |
Shareholder | Against | For | |||||||||||
| 6. | Report on Human Rights Due Diligence. | Shareholder | Against | For | |||||||||||
| 7. | Racial Equity Audit. | Shareholder | For | Against | |||||||||||
| 8. | Racial and Gender Layoff Diversity Report. | Shareholder | Against | For | |||||||||||
| 9. | Request to Require Shareholder Approval of Certain Future Bylaw Amendments. |
Shareholder | For | Against | |||||||||||
| 10. | Report on Reproductive Rights and Data Privacy. |
Shareholder | Against | For | |||||||||||
| 11. | Communist China Risk Audit. | Shareholder | Against | For | |||||||||||
| 12. | Workplace Safety & Violence Review. | Shareholder | For | Against | |||||||||||
| ALPHABET INC. | |||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | ||||||||||||
| ISIN | US02079K3059 | Agenda | 935830946 - Management | ||||||||||||
| Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: Larry Page | Management | For | For | |||||||||||
| 1b. | Election of Director: Sergey Brin | Management | For | For | |||||||||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | |||||||||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | |||||||||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | |||||||||||
| 1f. | Election of Director: R. Martin "Marty" Chávez |
Management | For | For | |||||||||||
| 1g. | Election of Director: L. John Doerr | Management | For | For | |||||||||||
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |||||||||||
| 1i. | Election of Director: Ann Mather | Management | For | For | |||||||||||
| 1j. | Election of Director: K. Ram Shriram | Management | For | For | |||||||||||
| 1k. | Election of Director: Robin L. Washington | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 |
Management | For | For | |||||||||||
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock |
Management | For | For | |||||||||||
| 4. | Advisory vote to approve compensation awarded to named executive officers |
Management | Against | Against | |||||||||||
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers |
Management | 1 Year | Against | |||||||||||
| 6. | Stockholder proposal regarding a lobbying report |
Shareholder | Against | For | |||||||||||
| 7. | Stockholder proposal regarding a congruency report |
Shareholder | Against | For | |||||||||||
| 8. | Stockholder proposal regarding a climate lobbying report |
Shareholder | Against | For | |||||||||||
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy |
Shareholder | For | Against | |||||||||||
| 10. | Stockholder proposal regarding a human rights assessment of data center siting |
Shareholder | Against | For | |||||||||||
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices |
Shareholder | For | Against | |||||||||||
| 12. | Stockholder proposal regarding algorithm disclosures |
Shareholder | For | Against | |||||||||||
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation |
Shareholder | For | Against | |||||||||||
| 14. | Stockholder proposal regarding a content governance report |
Shareholder | Against | For | |||||||||||
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee |
Shareholder | For | Against | |||||||||||
| 16. | Stockholder proposal regarding bylaws amendment |
Shareholder | For | Against | |||||||||||
| 17. | Stockholder proposal regarding "executives to retain significant stock" |
Shareholder | Against | For | |||||||||||
| 18. | Stockholder proposal regarding equal shareholder voting |
Shareholder | For | Against | |||||||||||
| WATSCO, INC. | |||||||||||||||
| Security | 942622200 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WSO | Meeting Date | 05-Jun-2023 | ||||||||||||
| ISIN | US9426222009 | Agenda | 935850126 - Management | ||||||||||||
| Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Ana Lopez-Blazquez | For | For | ||||||||||||
| 2. | To approve the advisory resolution regarding the compensation of our named executive officers. |
Management | For | For | |||||||||||
| 3. | To approve the advisory resolution on the frequency of the advisory resolution regarding the compensation of our named executive officers. |
Management | 1 Year | For | |||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | |||||||||||
| COMCAST CORPORATION | |||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | ||||||||||||
| ISIN | US20030N1019 | Agenda | 935845492 - Management | ||||||||||||
| Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Kenneth J. Bacon | For | For | ||||||||||||
| 2 | Thomas J. Baltimore Jr. | For | For | ||||||||||||
| 3 | Madeline S. Bell | For | For | ||||||||||||
| 4 | Edward D. Breen | For | For | ||||||||||||
| 5 | Gerald L. Hassell | For | For | ||||||||||||
| 6 | Jeffrey A. Honickman | For | For | ||||||||||||
| 7 | Maritza G. Montiel | For | For | ||||||||||||
| 8 | Asuka Nakahara | For | For | ||||||||||||
| 9 | David C. Novak | For | For | ||||||||||||
| 10 | Brian L. Roberts | For | For | ||||||||||||
| 2. | Ratification of the appointment of our independent auditors. |
Management | For | For | |||||||||||
| 3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. |
Management | For | For | |||||||||||
| 4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. |
Management | For | For | |||||||||||
| 5. | Advisory vote on executive compensation. | Management | For | For | |||||||||||
| 6. | Advisory vote on the frequency of the vote on executive compensation. |
Management | 1 Year | For | |||||||||||
| 7. | To perform independent racial equity audit. | Shareholder | For | Against | |||||||||||
| 8. | To report on climate risk in default retirement plan options. |
Shareholder | Against | For | |||||||||||
| 9. | To set different greenhouse gas emissions reduction targets. |
Shareholder | Against | For | |||||||||||
| 10. | To report on political contributions and company values alignment. |
Shareholder | Against | For | |||||||||||
| 11. | To report on business in China. | Shareholder | Against | For | |||||||||||
| BROOKFIELD CORPORATION | |||||||||||||||
| Security | 11271J107 | Meeting Type | Annual and Special Meeting | ||||||||||||
| Ticker Symbol | BN | Meeting Date | 09-Jun-2023 | ||||||||||||
| ISIN | CA11271J1075 | Agenda | 935861030 - Management | ||||||||||||
| Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 06-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | The Special Resolution authorizing a decrease in the number of directors set out in the Corporation's Management Information Circular dated April 28, 2023 (the "Circular"). |
Management | For | For | |||||||||||
| 2 | DIRECTOR | Management | |||||||||||||
| 1 | M. Elyse Allan | For | For | ||||||||||||
| 2 | Angela F. Braly | For | For | ||||||||||||
| 3 | Janice Fukakusa | For | For | ||||||||||||
| 4 | Maureen Kempston Darkes | For | For | ||||||||||||
| 5 | Frank J. McKenna | For | For | ||||||||||||
| 6 | Hutham S. Olayan | For | For | ||||||||||||
| 7 | Diana L. Taylor | For | For | ||||||||||||
| 3 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | |||||||||||
| 4 | The Say on Pay Resolution set out in the Circular. |
Management | Against | Against | |||||||||||
| 5 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. |
Management | For | For | |||||||||||
| 6 | The BNRE Restricted Stock Plan Resolution set out in the Circular. |
Management | For | For | |||||||||||
| 7 | The Shareholder Proposal set out in the Circular. |
Shareholder | For | Against | |||||||||||
| BROOKFIELD ASSET MANAGEMENT LTD. | |||||||||||||||
| Security | 113004105 | Meeting Type | Annual and Special Meeting | ||||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Jun-2023 | ||||||||||||
| ISIN | CA1130041058 | Agenda | 935862272 - Management | ||||||||||||
| Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 06-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | Marcel R. Coutu | For | For | ||||||||||||
| 2 | Oliva (Liv) Garfield | For | For | ||||||||||||
| 3 | Nili Gilbert | For | For | ||||||||||||
| 4 | Allison Kirkby | For | For | ||||||||||||
| 5 | Diana Noble | For | For | ||||||||||||
| 6 | Satish Rai | For | For | ||||||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | |||||||||||
| 3 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. |
Management | For | For | |||||||||||
| TARGET CORPORATION | |||||||||||||||
| Security | 87612E106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TGT | Meeting Date | 14-Jun-2023 | ||||||||||||
| ISIN | US87612E1064 | Agenda | 935847220 - Management | ||||||||||||
| Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1a. | Election of Director: David P. Abney | Management | For | For | |||||||||||
| 1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |||||||||||
| 1c. | Election of Director: George S. Barrett | Management | For | For | |||||||||||
| 1d. | Election of Director: Gail K. Boudreaux | Management | For | For | |||||||||||
| 1e. | Election of Director: Brian C. Cornell | Management | For | For | |||||||||||
| 1f. | Election of Director: Robert L. Edwards | Management | For | For | |||||||||||
| 1g. | Election of Director: Donald R. Knauss | Management | For | For | |||||||||||
| 1h. | Election of Director: Christine A. Leahy | Management | For | For | |||||||||||
| 1i. | Election of Director: Monica C. Lozano | Management | For | For | |||||||||||
| 1j. | Election of Director: Grace Puma | Management | For | For | |||||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | |||||||||||
| 1l. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||||||||
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | |||||||||||
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). |
Management | For | For | |||||||||||
| 4. | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). |
Management | 1 Year | For | |||||||||||
| 5. | Shareholder proposal to adopt a policy for an independent chairman. |
Shareholder | Against | For | |||||||||||
| FIDELITY NATIONAL FINANCIAL, INC. | |||||||||||||||
| Security | 31620R303 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FNF | Meeting Date | 14-Jun-2023 | ||||||||||||
| ISIN | US31620R3030 | Agenda | 935854477 - Management | ||||||||||||
| Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | William P. Foley, II | For | For | ||||||||||||
| 2 | Douglas K. Ammerman | For | For | ||||||||||||
| 3 | Thomas M. Hagerty | For | For | ||||||||||||
| 4 | Peter O. Shea, Jr. | For | For | ||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. |
Management | For | For | |||||||||||
| 3. | Selection, on a non-binding advisory basis, of the frequency (annual or "1 Year," biennial or "2 Years," triennial or "3 Years") with which we solicit future non-binding advisory votes on the compensation paid to our named executive officers. |
Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | |||||||||||
| GAMING AND LEISURE PROPERTIES, INC. | |||||||||||||||
| Security | 36467J108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GLPI | Meeting Date | 15-Jun-2023 | ||||||||||||
| ISIN | US36467J1088 | Agenda | 935856940 - Management | ||||||||||||
| Record Date | 11-Apr-2023 | Holding Recon Date | 11-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1.1 | Election of Director to hold office until the 2024 Annual Meeting: Peter M. Carlino |
Management | For | For | |||||||||||
| 1.2 | Election of Director to hold office until the 2024 Annual Meeting: JoAnne A. Epps |
Management | For | For | |||||||||||
| 1.3 | Election of Director to hold office until the 2024 Annual Meeting: Carol ("Lili") Lynton |
Management | For | For | |||||||||||
| 1.4 | Election of Director to hold office until the 2024 Annual Meeting: Joseph W. Marshal, III |
Management | For | For | |||||||||||
| 1.5 | Election of Director to hold office until the 2024 Annual Meeting: James B. Perry |
Management | For | For | |||||||||||
| 1.6 | Election of Director to hold office until the 2024 Annual Meeting: Barry F. Schwartz |
Management | For | For | |||||||||||
| 1.7 | Election of Director to hold office until the 2024 Annual Meeting: Earl C. Shanks |
Management | For | For | |||||||||||
| 1.8 | Election of Director to hold office until the 2024 Annual Meeting: E. Scott Urdang |
Management | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. |
Management | For | For | |||||||||||
| 3. | To approve, on a non-binding advisory basis, the Company's executive compensation. |
Management | For | For | |||||||||||
| 4. | To approve, on a non-binding advisory basis, the frequency of future advisory votes to approve the Company's executive compensation. |
Management | 1 Year | For | |||||||||||
| CANNAE HOLDINGS, INC. | |||||||||||||||
| Security | 13765N107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CNNE | Meeting Date | 21-Jun-2023 | ||||||||||||
| ISIN | US13765N1072 | Agenda | 935856801 - Management | ||||||||||||
| Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Hugh R. Harris | For | For | ||||||||||||
| 2 | C. Malcolm Holland | For | For | ||||||||||||
| 3 | Mark D. Linehan | For | For | ||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. |
Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | |||||||||||
| Vote Summary - Davenport Core Leaders Fund | ||||||||||||||||
| CONSTELLATION BRANDS, INC. | ||||||||||||||||
| Security | 21036P108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | STZ | Meeting Date | 19-Jul-2022 | |||||||||||||
| ISIN | US21036P1084 | Agenda | 935670706 - Management | |||||||||||||
| Record Date | 20-May-2022 | Holding Recon Date | 20-May-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Jul-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Jennifer M. Daniels | For | For | |||||||||||||
| 2 | Jeremy S.G. Fowden | For | For | |||||||||||||
| 3 | Jose M. Madero Garza | For | For | |||||||||||||
| 4 | Daniel J. McCarthy | For | For | |||||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2023. |
Management | For | For | ||||||||||||
| 3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||||||
| ELECTRONIC ARTS INC. | ||||||||||||||||
| Security | 285512109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | EA | Meeting Date | 11-Aug-2022 | |||||||||||||
| ISIN | US2855121099 | Agenda | 935682092 - Management | |||||||||||||
| Record Date | 17-Jun-2022 | Holding Recon Date | 17-Jun-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-Aug-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director to hold office for a one- year term: Kofi A. Bruce |
Management | For | For | ||||||||||||
| 1b. | Election of Director to hold office for a one- year term: Rachel A. Gonzalez |
Management | For | For | ||||||||||||
| 1c. | Election of Director to hold office for a one- year term: Jeffrey T. Huber |
Management | For | For | ||||||||||||
| 1d. | Election of Director to hold office for a one- year term: Talbott Roche |
Management | For | For | ||||||||||||
| 1e. | Election of Director to hold office for a one- year term: Richard A. Simonson |
Management | For | For | ||||||||||||
| 1f. | Election of Director to hold office for a one- year term: Luis A. Ubiñas |
Management | For | For | ||||||||||||
| 1g. | Election of Director to hold office for a one- year term: Heidi J. Ueberroth |
Management | For | For | ||||||||||||
| 1h. | Election of Director to hold office for a one- year term: Andrew Wilson |
Management | For | For | ||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2023. |
Management | For | For | ||||||||||||
| 4. | Approve the Company's amended 2019 Equity Incentive Plan. |
Management | For | For | ||||||||||||
| 5. | Approve an amendment to the Company's Certificate of Incorporation to reduce the threshold for stockholders to call special meetings from 25% to 15%. |
Management | For | For | ||||||||||||
| 6. | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on termination pay. |
Shareholder | For | Against | ||||||||||||
| CONSTELLATION BRANDS, INC. | ||||||||||||||||
| Security | 21036P108 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | STZ | Meeting Date | 09-Nov-2022 | |||||||||||||
| ISIN | US21036P1084 | Agenda | 935714990 - Management | |||||||||||||
| Record Date | 20-Sep-2022 | Holding Recon Date | 20-Sep-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Nov-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | To approve and adopt the Amended and Restated Charter, which will effectuate the Reclassification described in the Proxy Statement. |
Management | For | For | ||||||||||||
| 2. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Reclassification Proposal at the time of the Special Meeting. |
Management | For | For | ||||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||||
| Security | 112585104 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Nov-2022 | |||||||||||||
| ISIN | CA1125851040 | Agenda | 935720169 - Management | |||||||||||||
| Record Date | 03-Oct-2022 | Holding Recon Date | 03-Oct-2022 | |||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 04-Nov-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | The Arrangement Resolution, the full text of which is set forth in Appendix A to the Circular. |
Management | For | For | ||||||||||||
| 2 | The Manager MSOP Resolution, the full text of which is set forth in Appendix I to the Circular. |
Management | For | For | ||||||||||||
| 3 | The Manager NQMSOP Resolution, the full text of which is set forth in Appendix J to the Circular. |
Management | For | For | ||||||||||||
| 4 | The Manager Escrowed Stock Plan Resolution, the full text of which is set forth in Appendix K to the Circular. |
Management | For | For | ||||||||||||
| MICROSOFT CORPORATION | ||||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||||||
| ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||||||
| Record Date | 12-Oct-2022 | Holding Recon Date | 12-Oct-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-Dec-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||||
| 1c. | Election of Director: Teri L. List | Management | For | For | ||||||||||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | ||||||||||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||||
| 1h. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | ||||||||||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | ||||||||||||
| 1k. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve named executive officer compensation |
Management | Against | Against | ||||||||||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 |
Management | For | For | ||||||||||||
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion |
Shareholder | Against | For | ||||||||||||
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records |
Shareholder | Against | For | ||||||||||||
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change |
Shareholder | Against | For | ||||||||||||
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology |
Shareholder | For | Against | ||||||||||||
| 8. | Shareholder Proposal - Report on Development of Products for Military |
Shareholder | Against | For | ||||||||||||
| 9. | Shareholder Proposal - Report on Tax Transparency |
Shareholder | For | Against | ||||||||||||
| INTUIT INC. | ||||||||||||||||
| Security | 461202103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | INTU | Meeting Date | 19-Jan-2023 | |||||||||||||
| ISIN | US4612021034 | Agenda | 935744006 - Management | |||||||||||||
| Record Date | 21-Nov-2022 | Holding Recon Date | 21-Nov-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Jan-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Eve Burton | Management | For | For | ||||||||||||
| 1b. | Election of Director: Scott D. Cook | Management | For | For | ||||||||||||
| 1c. | Election of Director: Richard L. Dalzell | Management | For | For | ||||||||||||
| 1d. | Election of Director: Sasan K. Goodarzi | Management | For | For | ||||||||||||
| 1e. | Election of Director: Deborah Liu | Management | For | For | ||||||||||||
| 1f. | Election of Director: Tekedra Mawakana | Management | For | For | ||||||||||||
| 1g. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||||
| 1h. | Election of Director: Thomas Szkutak | Management | For | For | ||||||||||||
| 1i. | Election of Director: Raul Vazquez | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay) |
Management | For | For | ||||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2023 |
Management | For | For | ||||||||||||
| 4. | Approval of the Amended and Restated Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares |
Management | For | For | ||||||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | COST | Meeting Date | 19-Jan-2023 | |||||||||||||
| ISIN | US22160K1051 | Agenda | 935745933 - Management | |||||||||||||
| Record Date | 11-Nov-2022 | Holding Recon Date | 11-Nov-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Jan-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Susan L. Decker | Management | For | For | ||||||||||||
| 1b. | Election of Director: Kenneth D. Denman | Management | For | For | ||||||||||||
| 1c. | Election of Director: Richard A. Galanti | Management | For | For | ||||||||||||
| 1d. | Election of Director: Hamilton E. James | Management | For | For | ||||||||||||
| 1e. | Election of Director: W. Craig Jelinek | Management | For | For | ||||||||||||
| 1f. | Election of Director: Sally Jewell | Management | For | For | ||||||||||||
| 1g. | Election of Director: Charles T. Munger | Management | For | For | ||||||||||||
| 1h. | Election of Director: Jeffrey S. Raikes | Management | For | For | ||||||||||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | ||||||||||||
| 1j. | Election of Director: Ron M. Vachris | Management | For | For | ||||||||||||
| 1k. | Election of Director: Maggie Wilderotter | Management | For | For | ||||||||||||
| 2. | Ratification of selection of independent auditors. |
Management | For | For | ||||||||||||
| 3. | Approval, on an advisory basis, of executive compensation. |
Management | For | For | ||||||||||||
| 4. | Approval, on an advisory basis, of frequency of future advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||||
| 5. | Shareholder proposal regarding report on risks of state policies restricting reproductive rights. |
Shareholder | Against | For | ||||||||||||
| VISA INC. | ||||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | V | Meeting Date | 24-Jan-2023 | |||||||||||||
| ISIN | US92826C8394 | Agenda | 935745779 - Management | |||||||||||||
| Record Date | 25-Nov-2022 | Holding Recon Date | 25-Nov-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Jan-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||||||
| 1b. | Election of Director: Kermit R. Crawford | Management | For | For | ||||||||||||
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal |
Management | For | For | ||||||||||||
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||||||
| 1e. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||||||
| 1f. | Election of Director: Teri L. List | Management | For | For | ||||||||||||
| 1g. | Election of Director: John F. Lundgren | Management | For | For | ||||||||||||
| 1h. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||||
| 1i. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||||||
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||||||
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. |
Management | For | For | ||||||||||||
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. |
Management | 1 Year | For | ||||||||||||
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. |
Management | For | For | ||||||||||||
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. |
Shareholder | Against | For | ||||||||||||
| AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||||||
| Security | 009158106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | APD | Meeting Date | 26-Jan-2023 | |||||||||||||
| ISIN | US0091581068 | Agenda | 935746365 - Management | |||||||||||||
| Record Date | 30-Nov-2022 | Holding Recon Date | 30-Nov-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Jan-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Tonit M. Calaway | Management | For | For | ||||||||||||
| 1b. | Election of Director: Charles Cogut | Management | For | For | ||||||||||||
| 1c. | Election of Director: Lisa A. Davis | Management | For | For | ||||||||||||
| 1d. | Election of Director: Seifollah Ghasemi | Management | For | For | ||||||||||||
| 1e. | Election of Director: David H.Y. Ho | Management | For | For | ||||||||||||
| 1f. | Election of Director: Edward L. Monser | Management | For | For | ||||||||||||
| 1g. | Election of Director: Matthew H. Paull | Management | For | For | ||||||||||||
| 1h. | Election of Director: Wayne T. Smith | Management | For | For | ||||||||||||
| 2. | Advisory vote approving the compensation of the Company's executive officers. |
Management | For | For | ||||||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive officer compensation. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. |
Management | For | For | ||||||||||||
| ACCENTURE PLC | ||||||||||||||||
| Security | G1151C101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ACN | Meeting Date | 01-Feb-2023 | |||||||||||||
| ISIN | IE00B4BNMY34 | Agenda | 935750174 - Management | |||||||||||||
| Record Date | 06-Dec-2022 | Holding Recon Date | 06-Dec-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 31-Jan-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Appointment of Director: Jaime Ardila | Management | For | For | ||||||||||||
| 1b. | Appointment of Director: Nancy McKinstry | Management | For | For | ||||||||||||
| 1c. | Appointment of Director: Beth E. Mooney | Management | For | For | ||||||||||||
| 1d. | Appointment of Director: Gilles C. Pélisson | Management | For | For | ||||||||||||
| 1e. | Appointment of Director: Paula A. Price | Management | For | For | ||||||||||||
| 1f. | Appointment of Director: Venkata (Murthy) Renduchintala |
Management | For | For | ||||||||||||
| 1g. | Appointment of Director: Arun Sarin | Management | For | For | ||||||||||||
| 1h. | Appointment of Director: Julie Sweet | Management | For | For | ||||||||||||
| 1i. | Appointment of Director: Tracey T. Travis | Management | For | For | ||||||||||||
| 2. | To approve, in a non-binding vote, the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 3. | To approve, in a non-binding vote, the frequency of future non-binding votes to approve the compensation of our named executive officers. |
Management | 1 Year | For | ||||||||||||
| 4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditor of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. |
Management | For | For | ||||||||||||
| 5. | To grant the Board of Directors the authority to issue shares under Irish law. |
Management | For | For | ||||||||||||
| 6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. |
Management | For | For | ||||||||||||
| 7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. |
Management | For | For | ||||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||||
| Security | 254687106 | Meeting Type | Contested-Annual | |||||||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Feb-2023 | |||||||||||||
| ISIN | US2546871060 | Agenda | 935763816 - Opposition | |||||||||||||
| Record Date | 23-Jan-2023 | Holding Recon Date | 23-Jan-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Feb-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a | TRIAN RECOMMENDED NOMINEE: Nelson Peltz |
Management | ||||||||||||||
| 1b | OPPOSED COMPANY NOMINEE: Michael B.G. Froman |
Management | ||||||||||||||
| 1c | ACCEPTABLE COMPANY NOMINEE: Mary T. Barra |
Management | ||||||||||||||
| 1d | ACCEPTABLE COMPANY NOMINEE: Safra A. Catz |
Management | ||||||||||||||
| 1e | ACCEPTABLE COMPANY NOMINEE: Amy L. Chang |
Management | ||||||||||||||
| 1f | ACCEPTABLE COMPANY NOMINEE: Francis A. deSouza |
Management | ||||||||||||||
| 1g | ACCEPTABLE COMPANY NOMINEE: Carolyn N. Everson |
Management | ||||||||||||||
| 1h | ACCEPTABLE COMPANY NOMINEE: Robert A. Iger |
Management | ||||||||||||||
| 1i | ACCEPTABLE COMPANY NOMINEE: Maria Elena Lagomasino |
Management | ||||||||||||||
| 1j | ACCEPTABLE COMPANY NOMINEE: Calvin R. McDonald |
Management | ||||||||||||||
| 1k | ACCEPTABLE COMPANY NOMINEE: Mark G. Parker |
Management | ||||||||||||||
| 1l | ACCEPTABLE COMPANY NOMINEE: Derica W. Rice |
Management | ||||||||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2023. |
Management | ||||||||||||||
| 3 | CONSIDERATION OF AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | ||||||||||||||
| 4 | CONSIDERATION OF AN ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. |
Management | ||||||||||||||
| 5 | Shareholder Proposal requesting a business operations report. |
Shareholder | ||||||||||||||
| 6 | Shareholder Proposal requesting charitable contributions disclosure. |
Shareholder | ||||||||||||||
| 7 | Shareholder Proposal requesting a political expenditures report. |
Shareholder | ||||||||||||||
| 8 | Trian's proposal to repeal certain bylaws. | Management | ||||||||||||||
| APPLE INC. | ||||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||||||||
| ISIN | US0378331005 | Agenda | 935757700 - Management | |||||||||||||
| Record Date | 09-Jan-2023 | Holding Recon Date | 09-Jan-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-Mar-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a | Election of Director: James Bell | Management | For | For | ||||||||||||
| 1b | Election of Director: Tim Cook | Management | For | For | ||||||||||||
| 1c | Election of Director: Al Gore | Management | For | For | ||||||||||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | ||||||||||||
| 1e | Election of Director: Andrea Jung | Management | For | For | ||||||||||||
| 1f | Election of Director: Art Levinson | Management | For | For | ||||||||||||
| 1g | Election of Director: Monica Lozano | Management | For | For | ||||||||||||
| 1h | Election of Director: Ron Sugar | Management | For | For | ||||||||||||
| 1i | Election of Director: Sue Wagner | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve executive compensation |
Management | For | For | ||||||||||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation |
Management | 1 Year | For | ||||||||||||
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" |
Shareholder | Against | For | ||||||||||||
| 6. | A shareholder proposal entitled "Communist China Audit" |
Shareholder | Against | For | ||||||||||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents |
Shareholder | Against | For | ||||||||||||
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" |
Shareholder | Against | For | ||||||||||||
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" |
Shareholder | Against | For | ||||||||||||
| BROADCOM INC | ||||||||||||||||
| Security | 11135F101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AVGO | Meeting Date | 03-Apr-2023 | |||||||||||||
| ISIN | US11135F1012 | Agenda | 935766189 - Management | |||||||||||||
| Record Date | 06-Feb-2023 | Holding Recon Date | 06-Feb-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 31-Mar-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Diane M. Bryant | Management | For | For | ||||||||||||
| 1b. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||||
| 1c. | Election of Director: Raul J. Fernandez | Management | For | For | ||||||||||||
| 1d. | Election of Director: Eddy W. Hartenstein | Management | For | For | ||||||||||||
| 1e. | Election of Director: Check Kian Low | Management | For | For | ||||||||||||
| 1f. | Election of Director: Justine F. Page | Management | For | For | ||||||||||||
| 1g. | Election of Director: Henry Samueli | Management | For | For | ||||||||||||
| 1h. | Election of Director: Hock E. Tan | Management | For | For | ||||||||||||
| 1i. | Election of Director: Harry L. You | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. |
Management | For | For | ||||||||||||
| 3. | Approve an amendment and restatement of the 2012 Stock Incentive Plan. |
Management | For | For | ||||||||||||
| 4. | Advisory vote to approve the named executive officer compensation. |
Management | Against | Against | ||||||||||||
| 5. | Advisory vote on the frequency of the advisory vote on named executive officer compensation. |
Management | 1 Year | For | ||||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | |||||||||||||
| ISIN | US2546871060 | Agenda | 935766595 - Management | |||||||||||||
| Record Date | 08-Feb-2023 | Holding Recon Date | 08-Feb-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 31-Mar-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||||
| 1b. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||||
| 1c. | Election of Director: Amy L. Chang | Management | For | For | ||||||||||||
| 1d. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||||
| 1e. | Election of Director: Carolyn N. Everson | Management | For | For | ||||||||||||
| 1f. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||||
| 1g. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||||
| 1h. | Election of Director: Maria Elena Lagomasino |
Management | For | For | ||||||||||||
| 1i. | Election of Director: Calvin R. McDonald | Management | For | For | ||||||||||||
| 1j. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. |
Management | For | For | ||||||||||||
| 3. | Consideration of an advisory vote to approve executive compensation. |
Management | For | For | ||||||||||||
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. |
Shareholder | Against | For | ||||||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. |
Shareholder | Against | For | ||||||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. |
Shareholder | Against | For | ||||||||||||
| MOODY'S CORPORATION | ||||||||||||||||
| Security | 615369105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MCO | Meeting Date | 18-Apr-2023 | |||||||||||||
| ISIN | US6153691059 | Agenda | 935773386 - Management | |||||||||||||
| Record Date | 21-Feb-2023 | Holding Recon Date | 21-Feb-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Jorge A. Bermudez | Management | For | For | ||||||||||||
| 1b. | Election of Director: Thérèse Esperdy | Management | For | For | ||||||||||||
| 1c. | Election of Director: Robert Fauber | Management | For | For | ||||||||||||
| 1d. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||||||||
| 1e. | Election of Director: Kathryn M. Hill | Management | For | For | ||||||||||||
| 1f. | Election of Director: Lloyd W. Howell, Jr. | Management | For | For | ||||||||||||
| 1g. | Election of Director: Jose M. Minaya | Management | For | For | ||||||||||||
| 1h. | Election of Director: Leslie F. Seidman | Management | For | For | ||||||||||||
| 1i. | Election of Director: Zig Serafin | Management | For | For | ||||||||||||
| 1j. | Election of Director: Bruce Van Saun | Management | For | For | ||||||||||||
| 2. | Approval of the Amended and Restated 2001 Moody's Corporation Key Employees' Stock Incentive Plan. |
Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2023. |
Management | For | For | ||||||||||||
| 4. | Advisory resolution approving executive compensation. |
Management | For | For | ||||||||||||
| 5. | Advisory resolution on the frequency of future advisory resolutions approving executive compensation. |
Management | 1 Year | For | ||||||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | SHW | Meeting Date | 19-Apr-2023 | |||||||||||||
| ISIN | US8243481061 | Agenda | 935772562 - Management | |||||||||||||
| Record Date | 21-Feb-2023 | Holding Recon Date | 21-Feb-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||||||
| 1b. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||||
| 1c. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||||||||
| 1d. | Election of Director: John G. Morikis | Management | For | For | ||||||||||||
| 1e. | Election of Director: Christine A. Poon | Management | For | For | ||||||||||||
| 1f. | Election of Director: Aaron M. Powell | Management | For | For | ||||||||||||
| 1g. | Election of Director: Marta R. Stewart | Management | For | For | ||||||||||||
| 1h. | Election of Director: Michael H. Thaman | Management | For | For | ||||||||||||
| 1i. | Election of Director: Matthew Thornton III | Management | For | For | ||||||||||||
| 2. | Advisory approval of the compensation of the named executives. |
Management | For | For | ||||||||||||
| 3. | Advisory approval of the frequency of the advisory vote on the compensation of the named executives. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||||||
| ADOBE INC. | ||||||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | |||||||||||||
| ISIN | US00724F1012 | Agenda | 935770126 - Management | |||||||||||||
| Record Date | 21-Feb-2023 | Holding Recon Date | 21-Feb-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 19-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director to serve for a one-year term: Amy Banse |
Management | For | For | ||||||||||||
| 1b. | Election of Director to serve for a one-year term: Brett Biggs |
Management | For | For | ||||||||||||
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden |
Management | For | For | ||||||||||||
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni |
Management | For | For | ||||||||||||
| 1e. | Election of Director to serve for a one-year term: Laura Desmond |
Management | For | For | ||||||||||||
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen |
Management | For | For | ||||||||||||
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann |
Management | For | For | ||||||||||||
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg |
Management | For | For | ||||||||||||
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey |
Management | For | For | ||||||||||||
| 1j. | Election of Director to serve for a one-year term: David Ricks |
Management | For | For | ||||||||||||
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig |
Management | For | For | ||||||||||||
| 1l. | Election of Director to serve for a one-year term: John Warnock |
Management | For | For | ||||||||||||
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. |
Management | For | For | ||||||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. |
Management | For | For | ||||||||||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. |
Management | 1 Year | For | ||||||||||||
| 6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. |
Shareholder | Against | For | ||||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | BAC | Meeting Date | 25-Apr-2023 | |||||||||||||
| ISIN | US0605051046 | Agenda | 935779782 - Management | |||||||||||||
| Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||||
| 1b. | Election of Director: José (Joe) E. Almeida | Management | For | For | ||||||||||||
| 1c. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||||
| 1d. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||||||
| 1e. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||||
| 1f. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||||
| 1g. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||||
| 1h. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||||
| 1i. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||||
| 1j. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||||
| 1k. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||||
| 1l. | Election of Director: Michael D. White | Management | For | For | ||||||||||||
| 1m. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||||
| 1n. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||||
| 2. | Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution) |
Management | Against | Against | ||||||||||||
| 3. | A vote on the frequency of future "Say on Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) |
Management | 1 Year | For | ||||||||||||
| 4. | Ratifying the appointment of our independent registered public accounting firm for 2023 |
Management | For | For | ||||||||||||
| 5. | Amending and restating the Bank of America Corporation Equity Plan |
Management | For | For | ||||||||||||
| 6. | Shareholder proposal requesting an independent board chair |
Shareholder | Against | For | ||||||||||||
| 7. | Shareholder proposal requesting shareholder ratification of termination pay |
Shareholder | Against | For | ||||||||||||
| 8. | Shareholder proposal requesting greenhouse gas reduction targets |
Shareholder | Against | For | ||||||||||||
| 9. | Shareholder proposal requesting report on transition planning |
Shareholder | Against | For | ||||||||||||
| 10. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies |
Shareholder | Against | For | ||||||||||||
| 11. | Shareholder proposal requesting a racial equity audit |
Shareholder | For | Against | ||||||||||||
| JOHNSON & JOHNSON | ||||||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | |||||||||||||
| ISIN | US4781601046 | Agenda | 935776813 - Management | |||||||||||||
| Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||||
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||||||
| 1c. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||||||
| 1e. | Election of Director: Joaquin Duato | Management | For | For | ||||||||||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||||
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | ||||||||||||
| 1h. | Election of Director: Hubert Joly | Management | For | For | ||||||||||||
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||||||
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||||||
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||||||
| 1l. | Election of Director: Nadja Y. West | Management | For | For | ||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||||
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation |
Management | 1 Year | For | ||||||||||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For | ||||||||||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) |
Shareholder | Abstain | |||||||||||||
| 6. | Vaccine Pricing Report | Shareholder | Against | For | ||||||||||||
| 7. | Executive Compensation Adjustment Policy | Shareholder | Abstain | Against | ||||||||||||
| 8. | Impact of Extended Patent Exclusivities on Product Access |
Shareholder | Against | For | ||||||||||||
| ABBOTT LABORATORIES | ||||||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ABT | Meeting Date | 28-Apr-2023 | |||||||||||||
| ISIN | US0028241000 | Agenda | 935777865 - Management | |||||||||||||
| Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: R. J. Alpern | Management | For | For | ||||||||||||
| 1b. | Election of Director: C. Babineaux-Fontenot | Management | For | For | ||||||||||||
| 1c. | Election of Director: S. E. Blount | Management | For | For | ||||||||||||
| 1d. | Election of Director: R. B. Ford | Management | For | For | ||||||||||||
| 1e. | Election of Director: P. Gonzalez | Management | For | For | ||||||||||||
| 1f. | Election of Director: M. A. Kumbier | Management | For | For | ||||||||||||
| 1g. | Election of Director: D. W. McDew | Management | For | For | ||||||||||||
| 1h. | Election of Director: N. McKinstry | Management | For | For | ||||||||||||
| 1i. | Election of Director: M. G. O'Grady | Management | For | For | ||||||||||||
| 1j. | Election of Director: M. F. Roman | Management | For | For | ||||||||||||
| 1k. | Election of Director: D. J. Starks | Management | For | For | ||||||||||||
| 1l. | Election of Director: J. G. Stratton | Management | For | For | ||||||||||||
| 2. | Ratification of Ernst & Young LLP As Auditors |
Management | For | For | ||||||||||||
| 3. | Say on Pay - An Advisory Vote on the Approval of Executive Compensation |
Management | For | For | ||||||||||||
| 4. | Say When on Pay - An Advisory Vote on the Approval of the Frequency of Shareholder Votes on Executive Compensation |
Management | 1 Year | For | ||||||||||||
| 5. | Shareholder Proposal - Special Shareholder Meeting Threshold |
Shareholder | Against | For | ||||||||||||
| 6. | Shareholder Proposal - Independent Board Chairman |
Shareholder | Against | For | ||||||||||||
| 7. | Shareholder Proposal - Lobbying Disclosure |
Shareholder | Against | For | ||||||||||||
| 8. | Shareholder Proposal - Incentive Compensation |
Shareholder | For | Against | ||||||||||||
| BERKSHIRE HATHAWAY INC. | ||||||||||||||||
| Security | 084670702 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | BRKB | Meeting Date | 06-May-2023 | |||||||||||||
| ISIN | US0846707026 | Agenda | 935785418 - Management | |||||||||||||
| Record Date | 08-Mar-2023 | Holding Recon Date | 08-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Warren E. Buffett | For | For | |||||||||||||
| 2 | Charles T. Munger | For | For | |||||||||||||
| 3 | Gregory E. Abel | For | For | |||||||||||||
| 4 | Howard G. Buffett | For | For | |||||||||||||
| 5 | Susan A. Buffett | For | For | |||||||||||||
| 6 | Stephen B. Burke | For | For | |||||||||||||
| 7 | Kenneth I. Chenault | For | For | |||||||||||||
| 8 | Christopher C. Davis | For | For | |||||||||||||
| 9 | Susan L. Decker | For | For | |||||||||||||
| 10 | Charlotte Guyman | For | For | |||||||||||||
| 11 | Ajit Jain | For | For | |||||||||||||
| 12 | Thomas S. Murphy, Jr. | For | For | |||||||||||||
| 13 | Ronald L. Olson | For | For | |||||||||||||
| 14 | Wallace R. Weitz | For | For | |||||||||||||
| 15 | Meryl B. Witmer | For | For | |||||||||||||
| 2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. |
Management | For | For | ||||||||||||
| 3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. |
Management | 1 Year | Against | ||||||||||||
| 4. | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. |
Shareholder | For | Against | ||||||||||||
| 5. | Shareholder proposal regarding how climate related risks are being governed by the Company. |
Shareholder | For | Against | ||||||||||||
| 6. | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. |
Shareholder | For | Against | ||||||||||||
| 7. | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. |
Shareholder | For | Against | ||||||||||||
| 8. | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. |
Shareholder | Against | For | ||||||||||||
| 9. | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. |
Shareholder | Against | For | ||||||||||||
| DANAHER CORPORATION | ||||||||||||||||
| Security | 235851102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DHR | Meeting Date | 09-May-2023 | |||||||||||||
| ISIN | US2358511028 | Agenda | 935795510 - Management | |||||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair |
Management | For | For | ||||||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan |
Management | For | For | ||||||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler |
Management | For | For | ||||||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri List |
Management | For | For | ||||||||||||
| 1e. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. |
Management | For | For | ||||||||||||
| 1f. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH |
Management | For | For | ||||||||||||
| 1g. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales |
Management | For | For | ||||||||||||
| 1h. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales |
Management | For | For | ||||||||||||
| 1i. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL |
Management | For | For | ||||||||||||
| 1j. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders |
Management | For | For | ||||||||||||
| 1k. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters |
Management | For | For | ||||||||||||
| 1l. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon |
Management | For | For | ||||||||||||
| 1m. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D |
Management | For | For | ||||||||||||
| 1n. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD |
Management | For | For | ||||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 3. | To approve on an advisory basis the Company's named executive officer compensation. |
Management | For | For | ||||||||||||
| 4. | To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company's executive officer compensation. |
Management | 1 Year | For | ||||||||||||
| 5. | To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. |
Shareholder | Against | For | ||||||||||||
| 6. | To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. |
Shareholder | Against | For | ||||||||||||
| MARTIN MARIETTA MATERIALS, INC. | ||||||||||||||||
| Security | 573284106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MLM | Meeting Date | 11-May-2023 | |||||||||||||
| ISIN | US5732841060 | Agenda | 935837762 - Management | |||||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Dorothy M. Ables | Management | For | For | ||||||||||||
| 1b. | Election of Director: Sue W. Cole | Management | For | For | ||||||||||||
| 1c. | Election of Director: Anthony R. Foxx | Management | For | For | ||||||||||||
| 1d. | Election of Director: John J. Koraleski | Management | For | For | ||||||||||||
| 1e. | Election of Director: C. Howard Nye | Management | For | For | ||||||||||||
| 1f. | Election of Director: Laree E. Perez | Management | For | For | ||||||||||||
| 1g. | Election of Director: Thomas H. Pike | Management | For | For | ||||||||||||
| 1h. | Election of Director: Michael J. Quillen | Management | For | For | ||||||||||||
| 1i. | Election of Director: Donald W. Slager | Management | For | For | ||||||||||||
| 1j. | Election of Director: David C. Wajsgras | Management | For | For | ||||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as independent auditors. |
Management | For | For | ||||||||||||
| 3. | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. |
Management | For | For | ||||||||||||
| 4. | Selection, by a non-binding advisory vote, of the frequency of future shareholder votes to approve the compensation of Martin Marietta Materials, Inc.'s named executive officers. |
Management | 1 Year | For | ||||||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting the establishment within a year of GHG reduction targets. |
Shareholder | Against | For | ||||||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |||||||||||||
| ISIN | US46625H1005 | Agenda | 935797223 - Management | |||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||||
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||||
| 1c. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||||
| 1d. | Election of Director: James S. Crown | Management | For | For | ||||||||||||
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For | ||||||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | ||||||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||
| 1h. | Election of Director: Alex Gorsky | Management | For | For | ||||||||||||
| 1i. | Election of Director: Mellody Hobson | Management | Against | Against | ||||||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||||
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||||
| 1l. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||||
| 2. | Advisory resolution to approve executive compensation |
Management | For | For | ||||||||||||
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation |
Management | 1 Year | For | ||||||||||||
| 4. | Ratification of independent registered public accounting firm |
Management | For | For | ||||||||||||
| 5. | Independent board chairman | Shareholder | Against | For | ||||||||||||
| 6. | Fossil fuel phase out | Shareholder | Against | For | ||||||||||||
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk |
Shareholder | Against | For | ||||||||||||
| 8. | Special shareholder meeting improvement | Shareholder | Against | For | ||||||||||||
| 9. | Report on climate transition planning | Shareholder | Against | For | ||||||||||||
| 10. | Report on ensuring respect for civil liberties | Shareholder | Against | For | ||||||||||||
| 11. | Report analyzing the congruence of the company's political and electioneering expenditures |
Shareholder | Against | For | ||||||||||||
| 12. | Absolute GHG reduction goals | Shareholder | Against | For | ||||||||||||
| MARKEL CORPORATION | ||||||||||||||||
| Security | 570535104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MKL | Meeting Date | 17-May-2023 | |||||||||||||
| ISIN | US5705351048 | Agenda | 935791586 - Management | |||||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Mark M. Besca | Management | For | For | ||||||||||||
| 1b. | Election of Director: K. Bruce Connell | Management | For | For | ||||||||||||
| 1c. | Election of Director: Lawrence A. Cunningham |
Management | For | For | ||||||||||||
| 1d. | Election of Director: Thomas S. Gayner | Management | For | For | ||||||||||||
| 1e. | Election of Director: Greta J. Harris | Management | For | For | ||||||||||||
| 1f. | Election of Director: Morgan E. Housel | Management | For | For | ||||||||||||
| 1g. | Election of Director: Diane Leopold | Management | For | For | ||||||||||||
| 1h. | Election of Director: Anthony F. Markel | Management | For | For | ||||||||||||
| 1i. | Election of Director: Steven A. Markel | Management | For | For | ||||||||||||
| 1j. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | ||||||||||||
| 1k. | Election of Director: Michael O'Reilly | Management | For | For | ||||||||||||
| 1l. | Election of Director: A. Lynne Puckett | Management | For | For | ||||||||||||
| 2. | Advisory vote on approval of executive compensation. |
Management | For | For | ||||||||||||
| 3. | Advisory vote on frequency of advisory votes on approval of executive compensation. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2023. |
Management | For | For | ||||||||||||
| THE HOME DEPOT, INC. | ||||||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | HD | Meeting Date | 18-May-2023 | |||||||||||||
| ISIN | US4370761029 | Agenda | 935795659 - Management | |||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||||||
| 1b. | Election of Director: Ari Bousbib | Management | For | For | ||||||||||||
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||||||
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||||||
| 1e. | Election of Director: J. Frank Brown | Management | For | For | ||||||||||||
| 1f. | Election of Director: Albert P. Carey | Management | For | For | ||||||||||||
| 1g. | Election of Director: Edward P. Decker | Management | For | For | ||||||||||||
| 1h. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||||
| 1i. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||||
| 1j. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||||
| 1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||||||
| 1l. | Election of Director: Paula Santilli | Management | For | For | ||||||||||||
| 1m. | Election of Director: Caryn Seidman-Becker | Management | For | For | ||||||||||||
| 2. | Ratification of the Appointment of KPMG LLP |
Management | For | For | ||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") |
Management | For | For | ||||||||||||
| 4. | Advisory Vote on the Frequency of Future Say-on-Pay Votes |
Management | 1 Year | For | ||||||||||||
| 5. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right |
Shareholder | Against | For | ||||||||||||
| 6. | Shareholder Proposal Regarding Independent Board Chair |
Shareholder | Against | For | ||||||||||||
| 7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis |
Shareholder | Against | For | ||||||||||||
| 8. | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote |
Shareholder | Against | For | ||||||||||||
| 9. | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech |
Shareholder | Against | For | ||||||||||||
| UNION PACIFIC CORPORATION | ||||||||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | UNP | Meeting Date | 18-May-2023 | |||||||||||||
| ISIN | US9078181081 | Agenda | 935805703 - Management | |||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: William J. DeLaney | Management | For | For | ||||||||||||
| 1b. | Election of Director: David B. Dillon | Management | For | For | ||||||||||||
| 1c. | Election of Director: Sheri H. Edison | Management | For | For | ||||||||||||
| 1d. | Election of Director: Teresa M. Finley | Management | For | For | ||||||||||||
| 1e. | Election of Director: Lance M. Fritz | Management | For | For | ||||||||||||
| 1f. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||||
| 1g. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||||
| 1h. | Election of Director: Michael R. McCarthy | Management | For | For | ||||||||||||
| 1i. | Election of Director: Jose H. Villarreal | Management | For | For | ||||||||||||
| 1j. | Election of Director: Christopher J. Williams | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2023. |
Management | For | For | ||||||||||||
| 3. | An advisory vote to approve executive compensation ("Say On Pay"). |
Management | For | For | ||||||||||||
| 4. | An advisory vote on the frequency of future advisory votes on executive compensation ("Say on Frequency"). |
Management | 1 Year | For | ||||||||||||
| 5. | Shareholder proposal regarding independent board chairman. |
Shareholder | Against | For | ||||||||||||
| 6. | Shareholder proposal requesting an amendment to our Bylaws to require shareholder approval for certain future amendments. |
Shareholder | For | Against | ||||||||||||
| 7. | Shareholder proposal requesting a paid sick leave policy. |
Shareholder | Against | For | ||||||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||||||
| Security | 808513105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | SCHW | Meeting Date | 18-May-2023 | |||||||||||||
| ISIN | US8085131055 | Agenda | 935809523 - Management | |||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of director: Marianne C. Brown | Management | For | For | ||||||||||||
| 1b. | Election of director: Frank C. Herringer | Management | For | For | ||||||||||||
| 1c. | Election of director: Gerri K. Martin- Flickinger |
Management | For | For | ||||||||||||
| 1d. | Election of director: Todd M. Ricketts | Management | For | For | ||||||||||||
| 1e. | Election of director: Carolyn Schwab- Pomerantz |
Management | For | For | ||||||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve named executive officer compensation |
Management | For | For | ||||||||||||
| 4. | Frequency of advisory vote on named executive officer compensation |
Management | 1 Year | For | ||||||||||||
| 5. | Stockholder Proposal requesting pay equity disclosure |
Shareholder | Against | For | ||||||||||||
| 6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact |
Shareholder | Against | For | ||||||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | HON | Meeting Date | 19-May-2023 | |||||||||||||
| ISIN | US4385161066 | Agenda | 935801200 - Management | |||||||||||||
| Record Date | 24-Mar-2023 | Holding Recon Date | 24-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | ||||||||||||
| 1G. | Election of Director: Vimal Kapur | Management | For | For | ||||||||||||
| 1H. | Election of Director: Rose Lee | Management | For | For | ||||||||||||
| 1I. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||
| 1J. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||||
| 1K. | Election of Director: Robin Watson | Management | For | For | ||||||||||||
| 2. | Advisory Vote to Approve Frequency of Advisory Vote on Executive Compensation. |
Management | 1 Year | For | ||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. |
Management | For | For | ||||||||||||
| 4. | Approval of Independent Accountants. | Management | For | For | ||||||||||||
| 5. | Shareowner Proposal - Independent Board Chairman. |
Shareholder | Against | For | ||||||||||||
| 6. | Shareowner Proposal - Environmental and Health Impact Report. |
Shareholder | Against | For | ||||||||||||
| INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||||
| Security | 45866F104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ICE | Meeting Date | 19-May-2023 | |||||||||||||
| ISIN | US45866F1049 | Agenda | 935812621 - Management | |||||||||||||
| Record Date | 21-Mar-2023 | Holding Recon Date | 21-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director for terms expiring in 2024: Hon. Sharon Y. Bowen |
Management | For | For | ||||||||||||
| 1b. | Election of Director for terms expiring in 2024: Shantella E. Cooper |
Management | For | For | ||||||||||||
| 1c. | Election of Director for terms expiring in 2024: Duriya M. Farooqui |
Management | For | For | ||||||||||||
| 1d. | Election of Director for terms expiring in 2024: The Rt. Hon. the Lord Hague of Richmond |
Management | For | For | ||||||||||||
| 1e. | Election of Director for terms expiring in 2024: Mark F. Mulhern |
Management | For | For | ||||||||||||
| 1f. | Election of Director for terms expiring in 2024: Thomas E. Noonan |
Management | For | For | ||||||||||||
| 1g. | Election of Director for terms expiring in 2024: Caroline L. Silver |
Management | For | For | ||||||||||||
| 1h. | Election of Director for terms expiring in 2024: Jeffrey C. Sprecher |
Management | For | For | ||||||||||||
| 1i. | Election of Director for terms expiring in 2024: Judith A. Sprieser |
Management | For | For | ||||||||||||
| 1j. | Election of Director for terms expiring in 2024: Martha A. Tirinnanzi |
Management | For | For | ||||||||||||
| 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. |
Management | For | For | ||||||||||||
| 3. | To approve, by non-binding vote, the advisory resolution to approve the frequency of future advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 5. | A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. |
Shareholder | Against | For | ||||||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AMT | Meeting Date | 24-May-2023 | |||||||||||||
| ISIN | US03027X1000 | Agenda | 935806008 - Management | |||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||||||
| 1b. | Election of Director: Kelly C. Chambliss | Management | For | For | ||||||||||||
| 1c. | Election of Director: Teresa H. Clarke | Management | For | For | ||||||||||||
| 1d. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||||||
| 1e. | Election of Director: Kenneth R. Frank | Management | For | For | ||||||||||||
| 1f. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||||||
| 1g. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||
| 1h. | Election of Director: Craig Macnab | Management | For | For | ||||||||||||
| 1i. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||||||
| 1j. | Election of Director: Pamela D. A. Reeve | Management | For | For | ||||||||||||
| 1k. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||||||
| 1l. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||||
| 3. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||||||
| 4. | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. |
Management | 1 Year | For | ||||||||||||
| EOG RESOURCES, INC. | ||||||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | EOG | Meeting Date | 24-May-2023 | |||||||||||||
| ISIN | US26875P1012 | Agenda | 935817049 - Management | |||||||||||||
| Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director to hold office until the 2024 annual meeting: Janet F. Clark |
Management | For | For | ||||||||||||
| 1b. | Election of Director to hold office until the 2024 annual meeting: Charles R. Crisp |
Management | For | For | ||||||||||||
| 1c. | Election of Director to hold office until the 2024 annual meeting: Robert P. Daniels |
Management | For | For | ||||||||||||
| 1d. | Election of Director to hold office until the 2024 annual meeting: Lynn A. Dugle |
Management | For | For | ||||||||||||
| 1e. | Election of Director to hold office until the 2024 annual meeting: C. Christopher Gaut |
Management | For | For | ||||||||||||
| 1f. | Election of Director to hold office until the 2024 annual meeting: Michael T. Kerr |
Management | For | For | ||||||||||||
| 1g. | Election of Director to hold office until the 2024 annual meeting: Julie J. Robertson |
Management | For | For | ||||||||||||
| 1h. | Election of Director to hold office until the 2024 annual meeting: Donald F. Textor |
Management | For | For | ||||||||||||
| 1i. | Election of Director to hold office until the 2024 annual meeting: Ezra Y. Yacob |
Management | For | For | ||||||||||||
| 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||||
| 4. | To recommend, by non-binding vote, the frequency of holding advisory votes on the compensation of the Company's named executive officers. |
Management | 1 Year | For | ||||||||||||
| AMAZON.COM, INC. | ||||||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||||||||
| ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||||||||
| Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||||
| 1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||||||||||||
| 1c. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||||
| 1d. | Election of Director: Edith W. Cooper | Management | For | For | ||||||||||||
| 1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||||
| 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||||
| 1g. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||||
| 1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||||
| 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||||
| 1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | Against | Against | ||||||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||||||
| 5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW |
Management | Against | Against | ||||||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS |
Shareholder | Against | For | ||||||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE |
Shareholder | For | Against | ||||||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS |
Shareholder | Against | For | ||||||||||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS |
Shareholder | Against | For | ||||||||||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS |
Shareholder | For | Against | ||||||||||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING |
Shareholder | For | Against | ||||||||||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING |
Shareholder | Against | For | ||||||||||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY |
Shareholder | Against | For | ||||||||||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS |
Shareholder | Against | For | ||||||||||||
| 15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS |
Shareholder | For | Against | ||||||||||||
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION |
Shareholder | For | Against | ||||||||||||
| 17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS |
Shareholder | Against | For | ||||||||||||
| 18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS |
Shareholder | Against | For | ||||||||||||
| 19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE |
Shareholder | Against | For | ||||||||||||
| 20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY |
Shareholder | Against | For | ||||||||||||
| 21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS |
Shareholder | For | Against | ||||||||||||
| 22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS |
Shareholder | Against | For | ||||||||||||
| 23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES |
Shareholder | For | Against | ||||||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||||||
| Security | 723787107 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | PXD | Meeting Date | 25-May-2023 | |||||||||||||
| ISIN | US7237871071 | Agenda | 935817241 - Management | |||||||||||||
| Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | ELECTION OF DIRECTOR: A.R. Alameddine |
Management | For | For | ||||||||||||
| 1b. | ELECTION OF DIRECTOR: Lori G. Billingsley |
Management | For | For | ||||||||||||
| 1c. | ELECTION OF DIRECTOR: Edison C. Buchanan |
Management | For | For | ||||||||||||
| 1d. | ELECTION OF DIRECTOR: Richard P. Dealy |
Management | For | For | ||||||||||||
| 1e. | ELECTION OF DIRECTOR: Maria S. Dreyfus |
Management | For | For | ||||||||||||
| 1f. | ELECTION OF DIRECTOR: Matthew M. Gallagher |
Management | For | For | ||||||||||||
| 1g. | ELECTION OF DIRECTOR: Phillip A. Gobe | Management | For | For | ||||||||||||
| 1h. | ELECTION OF DIRECTOR: Stacy P. Methvin |
Management | For | For | ||||||||||||
| 1i. | ELECTION OF DIRECTOR: Royce W. Mitchell |
Management | For | For | ||||||||||||
| 1j. | ELECTION OF DIRECTOR: Scott D. Sheffield |
Management | For | For | ||||||||||||
| 1k. | ELECTION OF DIRECTOR: J. Kenneth Thompson |
Management | For | For | ||||||||||||
| 1l. | ELECTION OF DIRECTOR: Phoebe A. Wood |
Management | For | For | ||||||||||||
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. |
Management | For | For | ||||||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||||||
| 4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||
| META PLATFORMS, INC. | ||||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | META | Meeting Date | 31-May-2023 | |||||||||||||
| ISIN | US30303M1027 | Agenda | 935830960 - Management | |||||||||||||
| Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Peggy Alford | For | For | |||||||||||||
| 2 | Marc L. Andreessen | For | For | |||||||||||||
| 3 | Andrew W. Houston | For | For | |||||||||||||
| 4 | Nancy Killefer | For | For | |||||||||||||
| 5 | Robert M. Kimmitt | For | For | |||||||||||||
| 6 | Sheryl K. Sandberg | For | For | |||||||||||||
| 7 | Tracey T. Travis | For | For | |||||||||||||
| 8 | Tony Xu | For | For | |||||||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 3. | A shareholder proposal regarding government takedown requests. |
Shareholder | Against | For | ||||||||||||
| 4. | A shareholder proposal regarding dual class capital structure. |
Shareholder | For | Against | ||||||||||||
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. |
Shareholder | For | Against | ||||||||||||
| 6. | A shareholder proposal regarding report on lobbying disclosures. |
Shareholder | Against | For | ||||||||||||
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. |
Shareholder | For | Against | ||||||||||||
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. |
Shareholder | Against | For | ||||||||||||
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. |
Shareholder | For | Against | ||||||||||||
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. |
Shareholder | For | Against | ||||||||||||
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. |
Shareholder | For | Against | ||||||||||||
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. |
Shareholder | Against | For | ||||||||||||
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. |
Shareholder | For | Against | ||||||||||||
| SERVICENOW, INC. | ||||||||||||||||
| Security | 81762P102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | NOW | Meeting Date | 01-Jun-2023 | |||||||||||||
| ISIN | US81762P1021 | Agenda | 935821062 - Management | |||||||||||||
| Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 31-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Susan L. Bostrom | Management | For | For | ||||||||||||
| 1b. | Election of Director: Teresa Briggs | Management | For | For | ||||||||||||
| 1c. | Election of Director: Jonathan C. Chadwick | Management | For | For | ||||||||||||
| 1d. | Election of Director: Paul E. Chamberlain | Management | For | For | ||||||||||||
| 1e. | Election of Director: Lawrence J. Jackson, Jr. |
Management | For | For | ||||||||||||
| 1f. | Election of Director: Frederic B. Luddy | Management | For | For | ||||||||||||
| 1g. | Election of Director: William R. McDermott | Management | For | For | ||||||||||||
| 1h. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||||
| 1i. | Election of Director: Joseph "Larry" Quinlan | Management | For | For | ||||||||||||
| 1j. | Election of Director: Anita M. Sands | Management | For | For | ||||||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). |
Management | Against | Against | ||||||||||||
| 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||||
| 4. | To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. |
Management | For | For | ||||||||||||
| 5. | To elect Deborah Black as a director. | Management | For | For | ||||||||||||
| ALPHABET INC. | ||||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||||||
| ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||||||
| Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Larry Page | Management | For | For | ||||||||||||
| 1b. | Election of Director: Sergey Brin | Management | For | For | ||||||||||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | ||||||||||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | ||||||||||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | ||||||||||||
| 1f. | Election of Director: R. Martin "Marty" Chávez |
Management | For | For | ||||||||||||
| 1g. | Election of Director: L. John Doerr | Management | For | For | ||||||||||||
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||||
| 1i. | Election of Director: Ann Mather | Management | For | For | ||||||||||||
| 1j. | Election of Director: K. Ram Shriram | Management | For | For | ||||||||||||
| 1k. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 |
Management | For | For | ||||||||||||
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock |
Management | For | For | ||||||||||||
| 4. | Advisory vote to approve compensation awarded to named executive officers |
Management | Against | Against | ||||||||||||
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers |
Management | 1 Year | Against | ||||||||||||
| 6. | Stockholder proposal regarding a lobbying report |
Shareholder | Against | For | ||||||||||||
| 7. | Stockholder proposal regarding a congruency report |
Shareholder | Against | For | ||||||||||||
| 8. | Stockholder proposal regarding a climate lobbying report |
Shareholder | Against | For | ||||||||||||
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy |
Shareholder | For | Against | ||||||||||||
| 10. | Stockholder proposal regarding a human rights assessment of data center siting |
Shareholder | Against | For | ||||||||||||
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices |
Shareholder | For | Against | ||||||||||||
| 12. | Stockholder proposal regarding algorithm disclosures |
Shareholder | For | Against | ||||||||||||
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation |
Shareholder | For | Against | ||||||||||||
| 14. | Stockholder proposal regarding a content governance report |
Shareholder | Against | For | ||||||||||||
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee |
Shareholder | For | Against | ||||||||||||
| 16. | Stockholder proposal regarding bylaws amendment |
Shareholder | For | Against | ||||||||||||
| 17. | Stockholder proposal regarding "executives to retain significant stock" |
Shareholder | Against | For | ||||||||||||
| 18. | Stockholder proposal regarding equal shareholder voting |
Shareholder | For | Against | ||||||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | UNH | Meeting Date | 05-Jun-2023 | |||||||||||||
| ISIN | US91324P1021 | Agenda | 935835237 - Management | |||||||||||||
| Record Date | 10-Apr-2023 | Holding Recon Date | 10-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Timothy Flynn | Management | For | For | ||||||||||||
| 1b. | Election of Director: Paul Garcia | Management | For | For | ||||||||||||
| 1c. | Election of Director: Kristen Gil | Management | For | For | ||||||||||||
| 1d. | Election of Director: Stephen Hemsley | Management | For | For | ||||||||||||
| 1e. | Election of Director: Michele Hooper | Management | For | For | ||||||||||||
| 1f. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||||
| 1g. | Election of Director: Valerie Montgomery Rice, M.D. |
Management | For | For | ||||||||||||
| 1h. | Election of Director: John Noseworthy, M.D. | Management | For | For | ||||||||||||
| 1i. | Election of Director: Andrew Witty | Management | For | For | ||||||||||||
| 2. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||||||
| 3. | Advisory approval of the frequency of holding future say-on-pay votes. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 5. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. |
Shareholder | For | Against | ||||||||||||
| 6. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. |
Shareholder | Against | For | ||||||||||||
| 7. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. |
Shareholder | For | Against | ||||||||||||
| THE TJX COMPANIES, INC. | ||||||||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2023 | |||||||||||||
| ISIN | US8725401090 | Agenda | 935847509 - Management | |||||||||||||
| Record Date | 13-Apr-2023 | Holding Recon Date | 13-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: José B. Alvarez | Management | For | For | ||||||||||||
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||||
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | ||||||||||||
| 1d. | Election of Director: David T. Ching | Management | For | For | ||||||||||||
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | ||||||||||||
| 1f. | Election of Director: Ernie Herrman | Management | For | For | ||||||||||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||||
| 1h. | Election of Director: Carol Meyrowitz | Management | For | For | ||||||||||||
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | For | ||||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. |
Management | For | For | ||||||||||||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). |
Management | For | For | ||||||||||||
| 4. | Advisory approval of the frequency of TJX's say-on-pay votes. |
Management | 1 Year | For | ||||||||||||
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. |
Shareholder | Against | For | ||||||||||||
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. |
Shareholder | Against | For | ||||||||||||
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. |
Shareholder | For | Against | ||||||||||||
| BROOKFIELD CORPORATION | ||||||||||||||||
| Security | 11271J107 | Meeting Type | Annual and Special Meeting | |||||||||||||
| Ticker Symbol | BN | Meeting Date | 09-Jun-2023 | |||||||||||||
| ISIN | CA11271J1075 | Agenda | 935861030 - Management | |||||||||||||
| Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | |||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 06-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | The Special Resolution authorizing a decrease in the number of directors set out in the Corporation's Management Information Circular dated April 28, 2023 (the "Circular"). |
Management | For | For | ||||||||||||
| 2 | DIRECTOR | Management | ||||||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||||||
| 2 | Angela F. Braly | For | For | |||||||||||||
| 3 | Janice Fukakusa | For | For | |||||||||||||
| 4 | Maureen Kempston Darkes | For | For | |||||||||||||
| 5 | Frank J. McKenna | For | For | |||||||||||||
| 6 | Hutham S. Olayan | For | For | |||||||||||||
| 7 | Diana L. Taylor | For | For | |||||||||||||
| 3 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | ||||||||||||
| 4 | The Say on Pay Resolution set out in the Circular. |
Management | Against | Against | ||||||||||||
| 5 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. |
Management | For | For | ||||||||||||
| 6 | The BNRE Restricted Stock Plan Resolution set out in the Circular. |
Management | For | For | ||||||||||||
| 7 | The Shareholder Proposal set out in the Circular. |
Shareholder | For | Against | ||||||||||||
| BROOKFIELD ASSET MANAGEMENT LTD. | ||||||||||||||||
| Security | 113004105 | Meeting Type | Annual and Special Meeting | |||||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Jun-2023 | |||||||||||||
| ISIN | CA1130041058 | Agenda | 935862272 - Management | |||||||||||||
| Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | |||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 06-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | DIRECTOR | Management | ||||||||||||||
| 1 | Marcel R. Coutu | For | For | |||||||||||||
| 2 | Oliva (Liv) Garfield | For | For | |||||||||||||
| 3 | Nili Gilbert | For | For | |||||||||||||
| 4 | Allison Kirkby | For | For | |||||||||||||
| 5 | Diana Noble | For | For | |||||||||||||
| 6 | Satish Rai | For | For | |||||||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | ||||||||||||
| 3 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. |
Management | For | For | ||||||||||||
| AON PLC | ||||||||||||||||
| Security | G0403H108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AON | Meeting Date | 16-Jun-2023 | |||||||||||||
| ISIN | IE00BLP1HW54 | Agenda | 935852726 - Management | |||||||||||||
| Record Date | 14-Apr-2023 | Holding Recon Date | 14-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Lester B. Knight | Management | For | For | ||||||||||||
| 1b. | Election of Director: Gregory C. Case | Management | For | For | ||||||||||||
| 1c. | Election of Director: Jin-Yong Cai | Management | For | For | ||||||||||||
| 1d. | Election of Director: Jeffrey C. Campbell | Management | For | For | ||||||||||||
| 1e. | Election of Director: Fulvio Conti | Management | For | For | ||||||||||||
| 1f. | Election of Director: Cheryl A. Francis | Management | For | For | ||||||||||||
| 1g. | Election of Director: Adriana Karaboutis | Management | For | For | ||||||||||||
| 1h. | Election of Director: Richard C. Notebaert | Management | For | For | ||||||||||||
| 1i. | Election of Director: Gloria Santona | Management | For | For | ||||||||||||
| 1j. | Election of Director: Sarah E. Smith | Management | For | For | ||||||||||||
| 1k. | Election of Director: Byron O. Spruell | Management | For | For | ||||||||||||
| 1l. | Election of Director: Carolyn Y. Woo | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||||
| 3. | Advisory vote on the frequency of holding an advisory vote on executive compensation. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 |
Management | For | For | ||||||||||||
| 5. | Re-appoint Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish Law |
Management | For | For | ||||||||||||
| 6. | Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Ireland, in its capacity as the Company's statutory auditor under Irish law. |
Management | For | For | ||||||||||||
| 7. | Approve the Aon plc 2011 Incentive Plan, as amended and restated. |
Management | For | For | ||||||||||||
| MASTERCARD INCORPORATED | ||||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||||||||
| ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||||||||
| Record Date | 28-Apr-2023 | Holding Recon Date | 28-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | ||||||||||||
| 1b. | ELECTION OF DIRECTOR: Candido Bracher |
Management | For | For | ||||||||||||
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis |
Management | For | For | ||||||||||||
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski |
Management | For | For | ||||||||||||
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh |
Management | For | For | ||||||||||||
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | ||||||||||||
| 1g. | ELECTION OF DIRECTOR: Michael Miebach |
Management | For | For | ||||||||||||
| 1h. | ELECTION OF DIRECTOR: Youngme Moon |
Management | For | For | ||||||||||||
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | ||||||||||||
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger |
Management | For | For | ||||||||||||
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | ||||||||||||
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | ||||||||||||
| 2. | Advisory approval of Mastercard's executive compensation. |
Management | For | For | ||||||||||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||||
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. |
Management | For | For | ||||||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. |
Management | For | For | ||||||||||||
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. |
Shareholder | Against | For | ||||||||||||
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. |
Shareholder | Against | For | ||||||||||||
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. |
Shareholder | Against | For | ||||||||||||
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. |
Shareholder | For | Against | ||||||||||||
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. |
Shareholder | Against | For | ||||||||||||
| Vote Summary - Davenport Equity Opportunities Fund | ||||||||||||||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||||
| Security | 874054109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | TTWO | Meeting Date | 16-Sep-2022 | |||||||||||||
| ISIN | US8740541094 | Agenda | 935695366 - Management | |||||||||||||
| Record Date | 25-Jul-2022 | Holding Recon Date | 25-Jul-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-Sep-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Strauss Zelnick | Management | For | For | ||||||||||||
| 1b. | Election of Director: Michael Dornemann | Management | For | For | ||||||||||||
| 1c. | Election of Director: J. Moses | Management | For | For | ||||||||||||
| 1d. | Election of Director: Michael Sheresky | Management | For | For | ||||||||||||
| 1e. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||||||||||
| 1f. | Election of Director: Susan Tolson | Management | For | For | ||||||||||||
| 1g. | Election of Director: Paul Viera | Management | For | For | ||||||||||||
| 1h. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||||
| 1i. | Election of Director: William "Bing" Gordon | Management | For | For | ||||||||||||
| 1j. | Election of Director: Ellen Siminoff | Management | For | For | ||||||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. |
Management | Against | Against | ||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. |
Management | For | For | ||||||||||||
| BLACK KNIGHT, INC. | ||||||||||||||||
| Security | 09215C105 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | BKI | Meeting Date | 21-Sep-2022 | |||||||||||||
| ISIN | US09215C1053 | Agenda | 935702882 - Management | |||||||||||||
| Record Date | 12-Aug-2022 | Holding Recon Date | 12-Aug-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Sep-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight (as amended from time to time) (the "merger proposal"). |
Management | For | For | ||||||||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Black Knight's named executive officers that is based on or otherwise relates to the merger (the "compensation proposal"). |
Management | Against | Against | ||||||||||||
| 3. | Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the merger proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to holders of Black Knight common stock (the "adjournment proposal"). |
Management | For | For | ||||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||||
| Security | 112585104 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Nov-2022 | |||||||||||||
| ISIN | CA1125851040 | Agenda | 935720169 - Management | |||||||||||||
| Record Date | 03-Oct-2022 | Holding Recon Date | 03-Oct-2022 | |||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 04-Nov-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | The Arrangement Resolution, the full text of which is set forth in Appendix A to the Circular. |
Management | For | For | ||||||||||||
| 2 | The Manager MSOP Resolution, the full text of which is set forth in Appendix I to the Circular. |
Management | For | For | ||||||||||||
| 3 | The Manager NQMSOP Resolution, the full text of which is set forth in Appendix J to the Circular. |
Management | For | For | ||||||||||||
| 4 | The Manager Escrowed Stock Plan Resolution, the full text of which is set forth in Appendix K to the Circular. |
Management | For | For | ||||||||||||
| EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||||||
| Security | 30057T105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AQUA | Meeting Date | 07-Feb-2023 | |||||||||||||
| ISIN | US30057T1051 | Agenda | 935751241 - Management | |||||||||||||
| Record Date | 12-Dec-2022 | Holding Recon Date | 12-Dec-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Feb-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Ron C. Keating | For | For | |||||||||||||
| 2 | Martin J. Lamb | For | For | |||||||||||||
| 3 | Peter M. Wilver | For | For | |||||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023. |
Management | For | For | ||||||||||||
| PTC INC. | ||||||||||||||||
| Security | 69370C100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | PTC | Meeting Date | 16-Feb-2023 | |||||||||||||
| ISIN | US69370C1009 | Agenda | 935751809 - Management | |||||||||||||
| Record Date | 09-Dec-2022 | Holding Recon Date | 09-Dec-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-Feb-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Mark Benjamin | For | For | |||||||||||||
| 2 | Janice Chaffin | For | For | |||||||||||||
| 3 | Amar Hanspal | For | For | |||||||||||||
| 4 | James Heppelmann | For | For | |||||||||||||
| 5 | Michal Katz | For | For | |||||||||||||
| 6 | Paul Lacy | For | For | |||||||||||||
| 7 | Corinna Lathan | For | For | |||||||||||||
| 8 | Blake Moret | For | For | |||||||||||||
| 9 | Robert Schechter | For | For | |||||||||||||
| 2. | Approve an increase of 6,000,000 shares available for issuance under the 2000 Equity Incentive Plan. |
Management | For | For | ||||||||||||
| 3. | Approve an increase of 2,000,000 shares available under the 2016 Employee Stock Purchase Plan. |
Management | For | For | ||||||||||||
| 4. | Advisory vote to approve the compensation of our named executive officers (say-on- pay). |
Management | For | For | ||||||||||||
| 5. | Advisory vote on the frequency of the Say- on-Pay vote. |
Management | 1 Year | For | ||||||||||||
| 6. | Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. |
Management | For | For | ||||||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | SHW | Meeting Date | 19-Apr-2023 | |||||||||||||
| ISIN | US8243481061 | Agenda | 935772562 - Management | |||||||||||||
| Record Date | 21-Feb-2023 | Holding Recon Date | 21-Feb-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||||||
| 1b. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||||
| 1c. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||||||||
| 1d. | Election of Director: John G. Morikis | Management | For | For | ||||||||||||
| 1e. | Election of Director: Christine A. Poon | Management | For | For | ||||||||||||
| 1f. | Election of Director: Aaron M. Powell | Management | For | For | ||||||||||||
| 1g. | Election of Director: Marta R. Stewart | Management | For | For | ||||||||||||
| 1h. | Election of Director: Michael H. Thaman | Management | For | For | ||||||||||||
| 1i. | Election of Director: Matthew Thornton III | Management | For | For | ||||||||||||
| 2. | Advisory approval of the compensation of the named executives. |
Management | For | For | ||||||||||||
| 3. | Advisory approval of the frequency of the advisory vote on the compensation of the named executives. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||||||
| FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||||||||||||||
| Security | 303901102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | FRFHF | Meeting Date | 20-Apr-2023 | |||||||||||||
| ISIN | CA3039011026 | Agenda | 935785711 - Management | |||||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | |||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 17-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A | Election of Director - Robert J. Gunn | Management | For | For | ||||||||||||
| 1B | Election of Director - The Rt. Hon. David L. Johnston |
Management | For | For | ||||||||||||
| 1C | Election of Director - Karen L. Jurjevich | Management | For | For | ||||||||||||
| 1D | Election of Director - R. William McFarland | Management | For | For | ||||||||||||
| 1E | Election of Director - Christine N. McLean | Management | For | For | ||||||||||||
| 1F | Election of Director - Brian J. Porter | Management | For | For | ||||||||||||
| 1G | Election of Director - Timothy R. Price | Management | For | For | ||||||||||||
| 1H | Election of Director - Brandon W. Sweitzer | Management | For | For | ||||||||||||
| 1I | Election of Director - Lauren C. Templeton | Management | For | For | ||||||||||||
| 1J | Election of Director - Benjamin P. Watsa | Management | For | For | ||||||||||||
| 1K | Election of Director - V. Prem Watsa | Management | For | For | ||||||||||||
| 1L | Election of Director - William C. Weldon | Management | For | For | ||||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. |
Management | For | For | ||||||||||||
| J.B. HUNT TRANSPORT SERVICES, INC. | ||||||||||||||||
| Security | 445658107 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | JBHT | Meeting Date | 27-Apr-2023 | |||||||||||||
| ISIN | US4456581077 | Agenda | 935775594 - Management | |||||||||||||
| Record Date | 21-Feb-2023 | Holding Recon Date | 21-Feb-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | Election of Director: Francesca M. Edwardson |
Management | For | For | ||||||||||||
| 1.2 | Election of Director: Wayne Garrison | Management | For | For | ||||||||||||
| 1.3 | Election of Director: Sharilyn S. Gasaway | Management | For | For | ||||||||||||
| 1.4 | Election of Director: Thad (John B. III) Hill | Management | For | For | ||||||||||||
| 1.5 | Election of Director: Bryan Hunt | Management | For | For | ||||||||||||
| 1.6 | Election of Director: Persio Lisboa | Management | For | For | ||||||||||||
| 1.7 | Election of Director: John N. Roberts III | Management | For | For | ||||||||||||
| 1.8 | Election of Director: James L. Robo | Management | For | For | ||||||||||||
| 1.9 | Election of Director: Kirk Thompson | Management | For | For | ||||||||||||
| 2. | To consider and approve an advisory resolution regarding the Company's compensation of its named executive officers. |
Management | For | For | ||||||||||||
| 3. | To consider and act upon an advisory vote to determine the frequency with which stockholders will consider and approve an advisory vote on the Company's compensation of its named executive officers. |
Management | 1 Year | For | ||||||||||||
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent public accountants for calendar year 2023. |
Management | For | For | ||||||||||||
| DISH NETWORK CORPORATION | ||||||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DISH | Meeting Date | 28-Apr-2023 | |||||||||||||
| ISIN | US25470M1099 | Agenda | 935782917 - Management | |||||||||||||
| Record Date | 07-Mar-2023 | Holding Recon Date | 07-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||||||
| 2 | George R. Brokaw | For | For | |||||||||||||
| 3 | Stephen J. Bye | For | For | |||||||||||||
| 4 | W. Erik Carlson | For | For | |||||||||||||
| 5 | James DeFranco | For | For | |||||||||||||
| 6 | Cantey M. Ergen | For | For | |||||||||||||
| 7 | Charles W. Ergen | For | For | |||||||||||||
| 8 | Tom A. Ortolf | For | For | |||||||||||||
| 9 | Joseph T. Proietti | For | For | |||||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 3. | To amend and restate our Employee Stock Purchase Plan. |
Management | For | For | ||||||||||||
| 4. | To conduct a non-binding advisory vote on executive compensation. |
Management | Against | Against | ||||||||||||
| 5. | To conduct a non-binding advisory vote on the frequency of future non-binding advisory votes on executive compensation. |
Management | 1 Year | Against | ||||||||||||
| BLACK KNIGHT, INC. | ||||||||||||||||
| Security | 09215C105 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | BKI | Meeting Date | 28-Apr-2023 | |||||||||||||
| ISIN | US09215C1053 | Agenda | 935816631 - Management | |||||||||||||
| Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of May 4, 2022, as amended by Amendment No. 1 thereto, dated as of March 7, 2023, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight (as may be further amended from time to time) (the "merger proposal"). |
Management | For | For | ||||||||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Black Knight's named executive officers that is based on or otherwise relates to the merger (the "compensation proposal"). |
Management | Against | Against | ||||||||||||
| 3. | Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the merger proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to holders of Black Knight common stock (the "adjournment proposal"). |
Management | For | For | ||||||||||||
| POOL CORPORATION | ||||||||||||||||
| Security | 73278L105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | POOL | Meeting Date | 03-May-2023 | |||||||||||||
| ISIN | US73278L1052 | Agenda | 935797425 - Management | |||||||||||||
| Record Date | 15-Mar-2023 | Holding Recon Date | 15-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Peter D. Arvan | Management | For | For | ||||||||||||
| 1b. | Election of Director: Martha "Marty" S. Gervasi |
Management | For | For | ||||||||||||
| 1c. | Election of Director: James "Jim" D. Hope | Management | For | For | ||||||||||||
| 1d. | Election of Director: Debra S. Oler | Management | For | For | ||||||||||||
| 1e. | Election of Director: Manuel J. Perez de la Mesa |
Management | For | For | ||||||||||||
| 1f. | Election of Director: Carlos A. Sabater | Management | For | For | ||||||||||||
| 1g. | Election of Director: Robert C. Sledd | Management | For | For | ||||||||||||
| 1h. | Election of Director: John E. Stokely | Management | For | For | ||||||||||||
| 1i. | Election of Director: David G. Whalen | Management | For | For | ||||||||||||
| 2. | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | ||||||||||||
| 3. | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. |
Management | For | For | ||||||||||||
| 4. | Frequency vote: Advisory vote on frequency of future Say-on-pay votes. |
Management | 1 Year | For | ||||||||||||
| LAMAR ADVERTISING COMPANY | ||||||||||||||||
| Security | 512816109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LAMR | Meeting Date | 10-May-2023 | |||||||||||||
| ISIN | US5128161099 | Agenda | 935796067 - Management | |||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Nancy Fletcher | For | For | |||||||||||||
| 2 | John E. Koerner, III | For | For | |||||||||||||
| 3 | Marshall A. Loeb | For | For | |||||||||||||
| 4 | Stephen P. Mumblow | For | For | |||||||||||||
| 5 | Thomas V. Reifenheiser | For | For | |||||||||||||
| 6 | Anna Reilly | For | For | |||||||||||||
| 7 | Kevin P. Reilly, Jr. | For | For | |||||||||||||
| 8 | Wendell Reilly | For | For | |||||||||||||
| 9 | Elizabeth Thompson | For | For | |||||||||||||
| 2. | Approval, on an advisory and non-binding basis, of the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||||
| 3. | Non-binding, advisory vote on the frequency of future advisory votes on executive compensation. |
Management | 1 Year | Against | ||||||||||||
| 4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For | ||||||||||||
| ESAB CORPORATION | ||||||||||||||||
| Security | 29605J106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ESAB | Meeting Date | 11-May-2023 | |||||||||||||
| ISIN | US29605J1060 | Agenda | 935801488 - Management | |||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Class I Director: Mitchell P. Rales |
Management | For | For | ||||||||||||
| 1b. | Election of Class I Director: Stephanie M. Phillipps |
Management | For | For | ||||||||||||
| 1c. | Election of Class I Director: Didier Teirlinck | Management | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 3. | To approve on an advisory basis the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 4. | To approve on an advisory basis the frequency of stockholder advisory votes to approve the compensation of our named executive officers. |
Management | 1 Year | For | ||||||||||||
| XYLEM INC. | ||||||||||||||||
| Security | 98419M100 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | XYL | Meeting Date | 11-May-2023 | |||||||||||||
| ISIN | US98419M1009 | Agenda | 935836936 - Management | |||||||||||||
| Record Date | 05-Apr-2023 | Holding Recon Date | 05-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | Proposal to approve the issuance of shares of Xylem Inc. common stock to the holders of Evoqua Water Technologies Corp. common stock pursuant to the terms and conditions of that certain Agreement and Plan of Merger, dated as of January 22, 2023, by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. |
Management | For | For | ||||||||||||
| 2. | Proposal to approve the adjournment of the Xylem Inc. special meeting of shareholders to a later date or time, as necessary or appropriate, in the event there are insufficient votes at the special meeting of shareholders to approve the Share Issuance Proposal. |
Management | For | For | ||||||||||||
| EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||||||
| Security | 30057T105 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | AQUA | Meeting Date | 11-May-2023 | |||||||||||||
| ISIN | US30057T1051 | Agenda | 935836974 - Management | |||||||||||||
| Record Date | 05-Apr-2023 | Holding Recon Date | 05-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | Merger Proposal -- To adopt the Agreement and Plan of Merger, dated as of January 22, 2023 (as amended from time to time), by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. (the "Merger Proposal"). |
Management | For | For | ||||||||||||
| 2. | Advisory Compensation Proposal -- To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Evoqua Water Technologies Corp.'s named executive officers in connection with the merger. |
Management | For | For | ||||||||||||
| 3. | Adjournment Proposal -- To approve the adjournment of the Evoqua Water Technologies Corp. Special Meeting to solicit additional proxies if there are not sufficient votes cast at the Evoqua Water Technologies Corp. Special Meeting to approve the Merger Proposal or to ensure that any supplemental or amended disclosure, including any supplement or amendment to the joint proxy statement/prospectus, is timely provided to Evoqua Water Technologies Corp. stockholders. |
Management | For | For | ||||||||||||
| MARTIN MARIETTA MATERIALS, INC. | ||||||||||||||||
| Security | 573284106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MLM | Meeting Date | 11-May-2023 | |||||||||||||
| ISIN | US5732841060 | Agenda | 935837762 - Management | |||||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Dorothy M. Ables | Management | For | For | ||||||||||||
| 1b. | Election of Director: Sue W. Cole | Management | For | For | ||||||||||||
| 1c. | Election of Director: Anthony R. Foxx | Management | For | For | ||||||||||||
| 1d. | Election of Director: John J. Koraleski | Management | For | For | ||||||||||||
| 1e. | Election of Director: C. Howard Nye | Management | For | For | ||||||||||||
| 1f. | Election of Director: Laree E. Perez | Management | For | For | ||||||||||||
| 1g. | Election of Director: Thomas H. Pike | Management | For | For | ||||||||||||
| 1h. | Election of Director: Michael J. Quillen | Management | For | For | ||||||||||||
| 1i. | Election of Director: Donald W. Slager | Management | For | For | ||||||||||||
| 1j. | Election of Director: David C. Wajsgras | Management | For | For | ||||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as independent auditors. |
Management | For | For | ||||||||||||
| 3. | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. |
Management | For | For | ||||||||||||
| 4. | Selection, by a non-binding advisory vote, of the frequency of future shareholder votes to approve the compensation of Martin Marietta Materials, Inc.'s named executive officers. |
Management | 1 Year | For | ||||||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting the establishment within a year of GHG reduction targets. |
Shareholder | Against | For | ||||||||||||
| DRAFTKINGS INC. | ||||||||||||||||
| Security | 26142V105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DKNG | Meeting Date | 15-May-2023 | |||||||||||||
| ISIN | US26142V1052 | Agenda | 935799253 - Management | |||||||||||||
| Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Jason D. Robins | For | For | |||||||||||||
| 2 | Harry E. Sloan | For | For | |||||||||||||
| 3 | Matthew Kalish | For | For | |||||||||||||
| 4 | Paul Liberman | For | For | |||||||||||||
| 5 | Woodrow H. Levin | For | For | |||||||||||||
| 6 | Jocelyn Moore | For | For | |||||||||||||
| 7 | Ryan R. Moore | For | For | |||||||||||||
| 8 | Valerie Mosley | For | For | |||||||||||||
| 9 | Steven J. Murray | For | For | |||||||||||||
| 10 | Marni M. Walden | For | For | |||||||||||||
| 2. | To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 3. | To conduct a non-binding advisory vote on executive compensation. |
Management | Against | Against | ||||||||||||
| ENOVIS CORPORATION | ||||||||||||||||
| Security | 194014502 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ENOV | Meeting Date | 16-May-2023 | |||||||||||||
| ISIN | US1940145022 | Agenda | 935801781 - Management | |||||||||||||
| Record Date | 22-Mar-2023 | Holding Recon Date | 22-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Matthew L. Trerotola | Management | For | For | ||||||||||||
| 1b. | Election of Director: Barbara W. Bodem | Management | For | For | ||||||||||||
| 1c. | Election of Director: Liam J. Kelly | Management | For | For | ||||||||||||
| 1d. | Election of Director: Angela S. Lalor | Management | For | For | ||||||||||||
| 1e. | Election of Director: Philip A. Okala | Management | For | For | ||||||||||||
| 1f. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||||
| 1g. | Election of Director: A. Clayton Perfall | Management | For | For | ||||||||||||
| 1h. | Election of Director: Brady Shirley | Management | For | For | ||||||||||||
| 1i. | Election of Director: Rajiv Vinnakota | Management | For | For | ||||||||||||
| 1j. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 3. | To approve on an advisory basis the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 4. | Advisory vote on the frequency of future advisory votes to approve the compensation of our named executive officers. |
Management | 1 Year | For | ||||||||||||
| 5. | To approve the Enovis Corporation 2023 Non-Qualified Stock Purchase Plan. |
Management | For | For | ||||||||||||
| MARKEL CORPORATION | ||||||||||||||||
| Security | 570535104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MKL | Meeting Date | 17-May-2023 | |||||||||||||
| ISIN | US5705351048 | Agenda | 935791586 - Management | |||||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Mark M. Besca | Management | For | For | ||||||||||||
| 1b. | Election of Director: K. Bruce Connell | Management | For | For | ||||||||||||
| 1c. | Election of Director: Lawrence A. Cunningham |
Management | For | For | ||||||||||||
| 1d. | Election of Director: Thomas S. Gayner | Management | For | For | ||||||||||||
| 1e. | Election of Director: Greta J. Harris | Management | For | For | ||||||||||||
| 1f. | Election of Director: Morgan E. Housel | Management | For | For | ||||||||||||
| 1g. | Election of Director: Diane Leopold | Management | For | For | ||||||||||||
| 1h. | Election of Director: Anthony F. Markel | Management | For | For | ||||||||||||
| 1i. | Election of Director: Steven A. Markel | Management | For | For | ||||||||||||
| 1j. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | ||||||||||||
| 1k. | Election of Director: Michael O'Reilly | Management | For | For | ||||||||||||
| 1l. | Election of Director: A. Lynne Puckett | Management | For | For | ||||||||||||
| 2. | Advisory vote on approval of executive compensation. |
Management | For | For | ||||||||||||
| 3. | Advisory vote on frequency of advisory votes on approval of executive compensation. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2023. |
Management | For | For | ||||||||||||
| ALIGHT, INC. | ||||||||||||||||
| Security | 01626W101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ALIT | Meeting Date | 17-May-2023 | |||||||||||||
| ISIN | US01626W1018 | Agenda | 935807101 - Management | |||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Daniel S. Henson | Management | For | For | ||||||||||||
| 1b. | Election of Director: Richard N. Massey | Management | For | For | ||||||||||||
| 1c. | Election of Director: Kausik Rajgopal | Management | For | For | ||||||||||||
| 1d. | Election of Director: Stephan D. Scholl | Management | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||||
| 3. | To approve, on an advisory (non-binding) basis, the 2022 compensation paid to our named executive officers. |
Management | For | For | ||||||||||||
| XYLEM INC. | ||||||||||||||||
| Security | 98419M100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | XYL | Meeting Date | 18-May-2023 | |||||||||||||
| ISIN | US98419M1009 | Agenda | 935794063 - Management | |||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||||
| 1b. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||||
| 1c. | Election of Director: Earl R. Ellis | Management | For | For | ||||||||||||
| 1d. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||||
| 1e. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||||
| 1f. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||||
| 1g. | Election of Director: Mark D. Morelli | Management | For | For | ||||||||||||
| 1h. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||||
| 1i. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||||
| 1j. | Election of Director: Uday Yadav | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 4. | Shareholder proposal requesting a policy requiring an independent board chair, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||||||
| O'REILLY AUTOMOTIVE, INC. | ||||||||||||||||
| Security | 67103H107 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ORLY | Meeting Date | 18-May-2023 | |||||||||||||
| ISIN | US67103H1077 | Agenda | 935808494 - Management | |||||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: David O'Reilly | Management | For | For | ||||||||||||
| 1b. | Election of Director: Larry O'Reilly | Management | For | For | ||||||||||||
| 1c. | Election of Director: Greg Henslee | Management | For | For | ||||||||||||
| 1d. | Election of Director: Jay D. Burchfield | Management | For | For | ||||||||||||
| 1e. | Election of Director: Thomas T. Hendrickson |
Management | For | For | ||||||||||||
| 1f. | Election of Director: John R. Murphy | Management | For | For | ||||||||||||
| 1g. | Election of Director: Dana M. Perlman | Management | For | For | ||||||||||||
| 1h. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||||
| 1i. | Election of Director: Andrea M. Weiss | Management | For | For | ||||||||||||
| 1j. | Election of Director: Fred Whitfield | Management | Against | Against | ||||||||||||
| 2. | Advisory vote to approve executive compensation. |
Management | For | For | ||||||||||||
| 3. | Advisory vote on the frequency of future say on pay votes. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratification of appointment of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 5. | Shareholder proposal entitled "Independent Board Chairman." |
Shareholder | Against | For | ||||||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AMT | Meeting Date | 24-May-2023 | |||||||||||||
| ISIN | US03027X1000 | Agenda | 935806008 - Management | |||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||||||
| 1b. | Election of Director: Kelly C. Chambliss | Management | For | For | ||||||||||||
| 1c. | Election of Director: Teresa H. Clarke | Management | For | For | ||||||||||||
| 1d. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||||||
| 1e. | Election of Director: Kenneth R. Frank | Management | For | For | ||||||||||||
| 1f. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||||||
| 1g. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||
| 1h. | Election of Director: Craig Macnab | Management | For | For | ||||||||||||
| 1i. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||||||
| 1j. | Election of Director: Pamela D. A. Reeve | Management | For | For | ||||||||||||
| 1k. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||||||
| 1l. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||||
| 3. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||||||
| 4. | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. |
Management | 1 Year | For | ||||||||||||
| WATSCO, INC. | ||||||||||||||||
| Security | 942622200 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | WSO | Meeting Date | 05-Jun-2023 | |||||||||||||
| ISIN | US9426222009 | Agenda | 935850126 - Management | |||||||||||||
| Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Ana Lopez-Blazquez | For | For | |||||||||||||
| 2. | To approve the advisory resolution regarding the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 3. | To approve the advisory resolution on the frequency of the advisory resolution regarding the compensation of our named executive officers. |
Management | 1 Year | For | ||||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | ||||||||||||
| LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||||
| Security | 538034109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LYV | Meeting Date | 09-Jun-2023 | |||||||||||||
| ISIN | US5380341090 | Agenda | 935843032 - Management | |||||||||||||
| Record Date | 11-Apr-2023 | Holding Recon Date | 11-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting: Maverick Carter |
Management | For | For | ||||||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting: Ping Fu |
Management | For | For | ||||||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting: Jeffrey T. Hinson |
Management | For | For | ||||||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting: Chad Hollingsworth |
Management | For | For | ||||||||||||
| 1e. | Election of Director to hold office until the 2024 Annual Meeting: James Iovine |
Management | For | For | ||||||||||||
| 1f. | Election of Director to hold office until the 2024 Annual Meeting: James S. Kahan |
Management | For | For | ||||||||||||
| 1g. | Election of Director to hold office until the 2024 Annual Meeting: Gregory B. Maffei |
Management | For | For | ||||||||||||
| 1h. | Election of Director to hold office until the 2024 Annual Meeting: Randall T. Mays |
Management | For | For | ||||||||||||
| 1i. | Election of Director to hold office until the 2024 Annual Meeting: Richard A. Paul |
Management | For | For | ||||||||||||
| 1j. | Election of Director to hold office until the 2024 Annual Meeting: Michael Rapino |
Management | For | For | ||||||||||||
| 1k. | Election of Director to hold office until the 2024 Annual Meeting: Latriece Watkins |
Management | For | For | ||||||||||||
| 2. | To hold an advisory vote on the company's executive compensation. |
Management | Against | Against | ||||||||||||
| 3. | To hold an advisory vote on the frequency of stockholder advisory votes on the company's executive compensation. |
Management | 1 Year | Against | ||||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | ||||||||||||
| BROOKFIELD CORPORATION | ||||||||||||||||
| Security | 11271J107 | Meeting Type | Annual and Special Meeting | |||||||||||||
| Ticker Symbol | BN | Meeting Date | 09-Jun-2023 | |||||||||||||
| ISIN | CA11271J1075 | Agenda | 935861030 - Management | |||||||||||||
| Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | |||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 06-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | The Special Resolution authorizing a decrease in the number of directors set out in the Corporation's Management Information Circular dated April 28, 2023 (the "Circular"). |
Management | For | For | ||||||||||||
| 2 | DIRECTOR | Management | ||||||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||||||
| 2 | Angela F. Braly | For | For | |||||||||||||
| 3 | Janice Fukakusa | For | For | |||||||||||||
| 4 | Maureen Kempston Darkes | For | For | |||||||||||||
| 5 | Frank J. McKenna | For | For | |||||||||||||
| 6 | Hutham S. Olayan | For | For | |||||||||||||
| 7 | Diana L. Taylor | For | For | |||||||||||||
| 3 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | ||||||||||||
| 4 | The Say on Pay Resolution set out in the Circular. |
Management | Against | Against | ||||||||||||
| 5 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. |
Management | For | For | ||||||||||||
| 6 | The BNRE Restricted Stock Plan Resolution set out in the Circular. |
Management | For | For | ||||||||||||
| 7 | The Shareholder Proposal set out in the Circular. |
Shareholder | For | Against | ||||||||||||
| BROOKFIELD ASSET MANAGEMENT LTD. | ||||||||||||||||
| Security | 113004105 | Meeting Type | Annual and Special Meeting | |||||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Jun-2023 | |||||||||||||
| ISIN | CA1130041058 | Agenda | 935862272 - Management | |||||||||||||
| Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | |||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 06-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | DIRECTOR | Management | ||||||||||||||
| 1 | Marcel R. Coutu | For | For | |||||||||||||
| 2 | Oliva (Liv) Garfield | For | For | |||||||||||||
| 3 | Nili Gilbert | For | For | |||||||||||||
| 4 | Allison Kirkby | For | For | |||||||||||||
| 5 | Diana Noble | For | For | |||||||||||||
| 6 | Satish Rai | For | For | |||||||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | ||||||||||||
| 3 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. |
Management | For | For | ||||||||||||
| ETSY, INC. | ||||||||||||||||
| Security | 29786A106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ETSY | Meeting Date | 14-Jun-2023 | |||||||||||||
| ISIN | US29786A1060 | Agenda | 935847282 - Management | |||||||||||||
| Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Class II Director to serve until our 2026 Annual Meeting: M. Michele Burns |
Management | For | For | ||||||||||||
| 1b. | Election of Class II Director to serve until our 2026 Annual Meeting: Josh Silverman |
Management | For | For | ||||||||||||
| 1c. | Election of Class II Director to serve until our 2026 Annual Meeting: Fred Wilson |
Management | For | For | ||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve the frequency of future advisory votes to approve named executive officer compensation. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | ||||||||||||
| 5. | Stockholder Proposal - Advisory vote requesting a report on the effectiveness of our efforts to prevent harassment and discrimination, if properly presented. |
Shareholder | Against | For | ||||||||||||
| FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||||||
| Security | 31620R303 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | FNF | Meeting Date | 14-Jun-2023 | |||||||||||||
| ISIN | US31620R3030 | Agenda | 935854477 - Management | |||||||||||||
| Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | William P. Foley, II | For | For | |||||||||||||
| 2 | Douglas K. Ammerman | For | For | |||||||||||||
| 3 | Thomas M. Hagerty | For | For | |||||||||||||
| 4 | Peter O. Shea, Jr. | For | For | |||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. |
Management | For | For | ||||||||||||
| 3. | Selection, on a non-binding advisory basis, of the frequency (annual or "1 Year," biennial or "2 Years," triennial or "3 Years") with which we solicit future non-binding advisory votes on the compensation paid to our named executive officers. |
Management | 1 Year | For | ||||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | ||||||||||||
| MOBILEYE GLOBAL INC. | ||||||||||||||||
| Security | 60741F104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MBLY | Meeting Date | 14-Jun-2023 | |||||||||||||
| ISIN | US60741F1049 | Agenda | 935857132 - Management | |||||||||||||
| Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||||
| City / | Country | / | Israel | Vote Deadline Date | 13-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Amnon Shashua | Management | For | For | ||||||||||||
| 1b. | Election of Director: Patrick P. Gelsinger | Management | For | For | ||||||||||||
| 1c. | Election of Director: Eyal Desheh | Management | For | For | ||||||||||||
| 1d. | Election of Director: Jon M. Huntsman, Jr. | Management | For | For | ||||||||||||
| 1e. | Election of Director: Claire C. McCaskill | Management | For | For | ||||||||||||
| 1f. | Election of Director: Christine Pambianchi | Management | For | For | ||||||||||||
| 1g. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||||
| 1h. | Election of Director: Saf Yeboah-Amankwah | Management | For | For | ||||||||||||
| 2. | Ratification of selection of PricewaterhouseCoopers International Limited as our independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||||
| 3. | Advisory vote on executive compensation. | Management | Against | Against | ||||||||||||
| 4. | Advisory vote on "say-on-pay" frequency. | Management | 1 Year | For | ||||||||||||
| CANNAE HOLDINGS, INC. | ||||||||||||||||
| Security | 13765N107 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | CNNE | Meeting Date | 21-Jun-2023 | |||||||||||||
| ISIN | US13765N1072 | Agenda | 935856801 - Management | |||||||||||||
| Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Hugh R. Harris | For | For | |||||||||||||
| 2 | C. Malcolm Holland | For | For | |||||||||||||
| 3 | Mark D. Linehan | For | For | |||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. |
Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | ||||||||||||
| AUTODESK, INC. | ||||||||||||||||
| Security | 052769106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ADSK | Meeting Date | 21-Jun-2023 | |||||||||||||
| ISIN | US0527691069 | Agenda | 935863351 - Management | |||||||||||||
| Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Jun-2023 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Andrew Anagnost | Management | For | For | ||||||||||||
| 1b. | Election of Director: Karen Blasing | Management | For | For | ||||||||||||
| 1c. | Election of Director: Reid French | Management | For | For | ||||||||||||
| 1d. | Election of Director: Dr. Ayanna Howard | Management | For | For | ||||||||||||
| 1e. | Election of Director: Blake Irving | Management | For | For | ||||||||||||
| 1f. | Election of Director: Mary T. McDowell | Management | For | For | ||||||||||||
| 1g. | Election of Director: Stephen Milligan | Management | For | For | ||||||||||||
| 1h. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||||||
| 1i. | Election of Director: Betsy Rafael | Management | For | For | ||||||||||||
| 1j. | Election of Director: Rami Rahim | Management | For | For | ||||||||||||
| 1k. | Election of Director: Stacy J. Smith | Management | For | For | ||||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2024. |
Management | For | For | ||||||||||||
| 3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. |
Management | For | For | ||||||||||||
| 4. | Approve, on an advisory (non-binding) basis, the frequency with which stockholders are provided an advisory (non- binding) vote on the compensation of Autodesk, Inc.'s named executive officers. |
Management | 1 Year | For | ||||||||||||
| Vote Summary - Davenport Small Cap Focus Fund | |||||||||||||||||
| ARCHAEA ENERGY INC. | |||||||||||||||||
| Security | 03940F103 | Meeting Type | Special | ||||||||||||||
| Ticker Symbol | LFG | Meeting Date | 13-Dec-2022 | ||||||||||||||
| ISIN | US03940F1030 | Agenda | 935738471 - Management | ||||||||||||||
| Record Date | 09-Nov-2022 | Holding Recon Date | 09-Nov-2022 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-Dec-2022 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 16, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Archaea Energy Inc. ("Archaea"), LFG Acquisition Holdings LLC, ("Opco"), BP Products North America Inc., ("Parent"), Condor RTM Inc., ("Merger Sub"), and Condor RTM LLC ("Opco Merger Sub"). |
Management | For | For | |||||||||||||
| 2. | To adjourn the Special Meeting of Archaea stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. |
Management | For | For | |||||||||||||
| EVOQUA WATER TECHNOLOGIES CORP. | |||||||||||||||||
| Security | 30057T105 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | AQUA | Meeting Date | 07-Feb-2023 | ||||||||||||||
| ISIN | US30057T1051 | Agenda | 935751241 - Management | ||||||||||||||
| Record Date | 12-Dec-2022 | Holding Recon Date | 12-Dec-2022 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Feb-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Ron C. Keating | For | For | ||||||||||||||
| 2 | Martin J. Lamb | For | For | ||||||||||||||
| 3 | Peter M. Wilver | For | For | ||||||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | |||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023. |
Management | For | For | |||||||||||||
| J & J SNACK FOODS CORP. | |||||||||||||||||
| Security | 466032109 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | JJSF | Meeting Date | 14-Feb-2023 | ||||||||||||||
| ISIN | US4660321096 | Agenda | 935753461 - Management | ||||||||||||||
| Record Date | 19-Dec-2022 | Holding Recon Date | 19-Dec-2022 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Feb-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Sidney R. Brown | For | For | ||||||||||||||
| 2 | Roy C. Jackson | For | For | ||||||||||||||
| 2. | VOTE ON APPROVAL OF THE 2022 LONG TERM INCENTIVE PLAN. |
Management | For | For | |||||||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF AUDITORS. |
Management | For | For | |||||||||||||
| 4. | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||||||
| 5. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | |||||||||||||
| SEABOARD CORPORATION | |||||||||||||||||
| Security | 811543107 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | SEB | Meeting Date | 24-Apr-2023 | ||||||||||||||
| ISIN | US8115431079 | Agenda | 935779097 - Management | ||||||||||||||
| Record Date | 23-Feb-2023 | Holding Recon Date | 23-Feb-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Apr-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Ellen S. Bresky | For | For | ||||||||||||||
| 2 | David A. Adamsen | For | For | ||||||||||||||
| 3 | Douglas W. Baena | For | For | ||||||||||||||
| 4 | Paul M. Squires | For | For | ||||||||||||||
| 5 | Frances B. Shifman | For | For | ||||||||||||||
| 2. | Vote to approve, on an advisory basis, the compensation of the Named Executive Officers, as disclosed in the proxy statement for the 2023 Annual Meeting of Stockholders. |
Management | Against | Against | |||||||||||||
| 3. | Vote to determine, on an advisory basis, the frequency of the stockholder advisory votes to approve the compensation of the Named Executive Officers. |
Management | 1 Year | Against | |||||||||||||
| 4. | Ratify the appointment of KPMG LLP as independent auditors of the Company. |
Management | For | For | |||||||||||||
| SHENANDOAH TELECOMMUNICATIONS COMPANY | |||||||||||||||||
| Security | 82312B106 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | SHEN | Meeting Date | 25-Apr-2023 | ||||||||||||||
| ISIN | US82312B1061 | Agenda | 935780494 - Management | ||||||||||||||
| Record Date | 02-Mar-2023 | Holding Recon Date | 02-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election Of Director: Tracy Fitzsimmons | Management | For | For | |||||||||||||
| 1b. | Election Of Director: John W. Flora | Management | For | For | |||||||||||||
| 1c. | Election Of Director: Kenneth L. Quaglio | Management | For | For | |||||||||||||
| 2. | Ratification of the selection of RSM US LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For | |||||||||||||
| 3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. |
Management | For | For | |||||||||||||
| 4. | To consider and approve, in a non-binding vote, the frequency of future shareholder votes on named executive officer compensation. |
Management | 1 Year | For | |||||||||||||
| NEWMARKET CORPORATION | |||||||||||||||||
| Security | 651587107 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | NEU | Meeting Date | 27-Apr-2023 | ||||||||||||||
| ISIN | US6515871076 | Agenda | 935774821 - Management | ||||||||||||||
| Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1.1 | Election of Director: Mark M. Gambill | Management | For | For | |||||||||||||
| 1.2 | Election of Director: Bruce C. Gottwald | Management | For | For | |||||||||||||
| 1.3 | Election of Director: Thomas E. Gottwald | Management | For | For | |||||||||||||
| 1.4 | Election of Director: Patrick D. Hanley | Management | For | For | |||||||||||||
| 1.5 | Election of Director: H. Hiter Harris, III | Management | For | For | |||||||||||||
| 1.6 | Election of Director: James E. Rogers | Management | For | For | |||||||||||||
| 1.7 | Election of Director: Ting Xu | Management | For | For | |||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2023. |
Management | For | For | |||||||||||||
| 3. | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. |
Management | For | For | |||||||||||||
| 4. | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. |
Management | 1 Year | For | |||||||||||||
| 5. | Approval of the NewMarket Corporation 2023 Incentive Compensation and Stock Plan. |
Management | For | For | |||||||||||||
| 6. | Shareholder proposal regarding publication of GHG emissions and setting short-, medium- and long-term emission reduction targets to align business activities with net zero emissions by 2050 in line with the Paris Climate Agreement. |
Shareholder | Against | For | |||||||||||||
| PERRIGO COMPANY PLC | |||||||||||||||||
| Security | G97822103 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | PRGO | Meeting Date | 04-May-2023 | ||||||||||||||
| ISIN | IE00BGH1M568 | Agenda | 935788464 - Management | ||||||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | ||||||||||||||
| City / | Country | / | Ireland | Vote Deadline Date | 03-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1A. | Election of Director to hold office until the 2024 Annual General Meeting: Bradley A. Alford |
Management | For | For | |||||||||||||
| 1B. | Election of Director to hold office until the 2024 Annual General Meeting: Orlando D. Ashford |
Management | For | For | |||||||||||||
| 1C. | Election of Director to hold office until the 2024 Annual General Meeting: Katherine C. Doyle |
Management | For | For | |||||||||||||
| 1D. | Election of Director to hold office until the 2024 Annual General Meeting: Adriana Karaboutis |
Management | For | For | |||||||||||||
| 1E. | Election of Director to hold office until the 2024 Annual General Meeting: Murray S. Kessler |
Management | For | For | |||||||||||||
| 1F. | Election of Director to hold office until the 2024 Annual General Meeting: Jeffrey B. Kindler |
Management | For | For | |||||||||||||
| 1G. | Election of Director to hold office until the 2024 Annual General Meeting: Erica L. Mann |
Management | For | For | |||||||||||||
| 1H. | Election of Director to hold office until the 2024 Annual General Meeting: Albert A. Manzone |
Management | For | For | |||||||||||||
| 1I. | Election of Director to hold office until the 2024 Annual General Meeting: Donal O'Connor |
Management | For | For | |||||||||||||
| 1J. | Election of Director to hold office until the 2024 Annual General Meeting: Geoffrey M. Parker |
Management | For | For | |||||||||||||
| 2. | Ratify, in a non-binding advisory vote, the appointment of Ernst & Young LLP as the Company's independent auditor, and authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor |
Management | For | For | |||||||||||||
| 3. | Advisory vote on executive compensation | Management | Against | Against | |||||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation |
Management | 1 Year | For | |||||||||||||
| 5. | Renew the Board's authority to issue shares under Irish law |
Management | For | For | |||||||||||||
| 6. | Renew the Board's authority to opt-out of statutory pre-emption rights under Irish law |
Management | For | For | |||||||||||||
| 7. | Approve the creation of distributable reserves by reducing some or all of the Company's share premium |
Management | For | For | |||||||||||||
| LAMAR ADVERTISING COMPANY | |||||||||||||||||
| Security | 512816109 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | LAMR | Meeting Date | 10-May-2023 | ||||||||||||||
| ISIN | US5128161099 | Agenda | 935796067 - Management | ||||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Nancy Fletcher | For | For | ||||||||||||||
| 2 | John E. Koerner, III | For | For | ||||||||||||||
| 3 | Marshall A. Loeb | For | For | ||||||||||||||
| 4 | Stephen P. Mumblow | For | For | ||||||||||||||
| 5 | Thomas V. Reifenheiser | For | For | ||||||||||||||
| 6 | Anna Reilly | For | For | ||||||||||||||
| 7 | Kevin P. Reilly, Jr. | For | For | ||||||||||||||
| 8 | Wendell Reilly | For | For | ||||||||||||||
| 9 | Elizabeth Thompson | For | For | ||||||||||||||
| 2. | Approval, on an advisory and non-binding basis, of the compensation of the Company's named executive officers. |
Management | For | For | |||||||||||||
| 3. | Non-binding, advisory vote on the frequency of future advisory votes on executive compensation. |
Management | 1 Year | Against | |||||||||||||
| 4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For | |||||||||||||
| FRP HOLDINGS, INC. | |||||||||||||||||
| Security | 30292L107 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | FRPH | Meeting Date | 10-May-2023 | ||||||||||||||
| ISIN | US30292L1070 | Agenda | 935812835 - Management | ||||||||||||||
| Record Date | 15-Mar-2023 | Holding Recon Date | 15-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | John D. Baker II | For | For | ||||||||||||||
| 2 | Charles E Commander III | For | For | ||||||||||||||
| 3 | Martin E. Stein, Jr. | For | For | ||||||||||||||
| 4 | John S. Surface | For | For | ||||||||||||||
| 5 | Nicole B. Thomas | For | For | ||||||||||||||
| 6 | William H. Walton III | For | For | ||||||||||||||
| 7 | Margaret B. Wetherbee | For | For | ||||||||||||||
| 2. | Ratification of the audit committee's selection of FRP's independent registered public accounting firm, Hancock Askew & Co., LLP (the "Auditor Proposal"). |
Management | For | For | |||||||||||||
| 3. | Approval of, on an advisory basis, the compensation of FRP's named executive officers (the "Compensation Proposal"). |
Management | For | For | |||||||||||||
| 4. | Advisory vote on frequency of advisory vote on executive compensation. |
Management | 1 Year | For | |||||||||||||
| ESAB CORPORATION | |||||||||||||||||
| Security | 29605J106 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | ESAB | Meeting Date | 11-May-2023 | ||||||||||||||
| ISIN | US29605J1060 | Agenda | 935801488 - Management | ||||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Class I Director: Mitchell P. Rales |
Management | For | For | |||||||||||||
| 1b. | Election of Class I Director: Stephanie M. Phillipps |
Management | For | For | |||||||||||||
| 1c. | Election of Class I Director: Didier Teirlinck | Management | For | For | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | |||||||||||||
| 3. | To approve on an advisory basis the compensation of our named executive officers. |
Management | For | For | |||||||||||||
| 4. | To approve on an advisory basis the frequency of stockholder advisory votes to approve the compensation of our named executive officers. |
Management | 1 Year | For | |||||||||||||
| DIAMOND HILL INVESTMENT GROUP, INC. | |||||||||||||||||
| Security | 25264R207 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | DHIL | Meeting Date | 11-May-2023 | ||||||||||||||
| ISIN | US25264R2076 | Agenda | 935801678 - Management | ||||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a) | Election of Director for a one year term: Heather E. Brilliant |
Management | For | For | |||||||||||||
| 1b) | Election of Director for a one year term: Richard S. Cooley |
Management | For | For | |||||||||||||
| 1c) | Election of Director for a one year term: James F. Laird |
Management | For | For | |||||||||||||
| 1d) | Election of Director for a one year term: Paula R. Meyer |
Management | For | For | |||||||||||||
| 1e) | Election of Director for a one year term: Nicole R. St. Pierre |
Management | For | For | |||||||||||||
| 1f) | Election of Director for a one year term: L'Quentus Thomas |
Management | For | For | |||||||||||||
| 1g) | Election of Director for a one year term: Mark Zinkula |
Management | For | For | |||||||||||||
| 2) | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2023. |
Management | For | For | |||||||||||||
| 3) | Approval on an advisory basis of the 2022 compensation of the Company's named executive officers. |
Management | For | For | |||||||||||||
| 4) | Selection on an advisory basis of the frequency of future advisory votes on the compensation of the Company's named executive officers. |
Management | 1 Year | For | |||||||||||||
| EVOQUA WATER TECHNOLOGIES CORP. | |||||||||||||||||
| Security | 30057T105 | Meeting Type | Special | ||||||||||||||
| Ticker Symbol | AQUA | Meeting Date | 11-May-2023 | ||||||||||||||
| ISIN | US30057T1051 | Agenda | 935836974 - Management | ||||||||||||||
| Record Date | 05-Apr-2023 | Holding Recon Date | 05-Apr-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | Merger Proposal -- To adopt the Agreement and Plan of Merger, dated as of January 22, 2023 (as amended from time to time), by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. (the "Merger Proposal"). |
Management | For | For | |||||||||||||
| 2. | Advisory Compensation Proposal -- To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Evoqua Water Technologies Corp.'s named executive officers in connection with the merger. |
Management | For | For | |||||||||||||
| 3. | Adjournment Proposal -- To approve the adjournment of the Evoqua Water Technologies Corp. Special Meeting to solicit additional proxies if there are not sufficient votes cast at the Evoqua Water Technologies Corp. Special Meeting to approve the Merger Proposal or to ensure that any supplemental or amended disclosure, including any supplement or amendment to the joint proxy statement/prospectus, is timely provided to Evoqua Water Technologies Corp. stockholders. |
Management | For | For | |||||||||||||
| DRAFTKINGS INC. | |||||||||||||||||
| Security | 26142V105 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | DKNG | Meeting Date | 15-May-2023 | ||||||||||||||
| ISIN | US26142V1052 | Agenda | 935799253 - Management | ||||||||||||||
| Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Jason D. Robins | For | For | ||||||||||||||
| 2 | Harry E. Sloan | For | For | ||||||||||||||
| 3 | Matthew Kalish | For | For | ||||||||||||||
| 4 | Paul Liberman | For | For | ||||||||||||||
| 5 | Woodrow H. Levin | For | For | ||||||||||||||
| 6 | Jocelyn Moore | For | For | ||||||||||||||
| 7 | Ryan R. Moore | For | For | ||||||||||||||
| 8 | Valerie Mosley | For | For | ||||||||||||||
| 9 | Steven J. Murray | For | For | ||||||||||||||
| 10 | Marni M. Walden | For | For | ||||||||||||||
| 2. | To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. |
Management | For | For | |||||||||||||
| 3. | To conduct a non-binding advisory vote on executive compensation. |
Management | Against | Against | |||||||||||||
| LIVE OAK BANCSHARES,INC. | |||||||||||||||||
| Security | 53803X105 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | LOB | Meeting Date | 16-May-2023 | ||||||||||||||
| ISIN | US53803X1054 | Agenda | 935794366 - Management | ||||||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Tonya W. Bradford | For | For | ||||||||||||||
| 2 | William H. Cameron | For | For | ||||||||||||||
| 3 | Casey S. Crawford | For | For | ||||||||||||||
| 4 | Diane B. Glossman | For | For | ||||||||||||||
| 5 | Glen F. Hoffsis | For | For | ||||||||||||||
| 6 | David G. Lucht | For | For | ||||||||||||||
| 7 | James S. Mahan III | For | For | ||||||||||||||
| 8 | Miltom E. Petty | For | For | ||||||||||||||
| 9 | Neil L. Underwood | For | For | ||||||||||||||
| 10 | Yousef A. Valine | For | For | ||||||||||||||
| 11 | William L. Williams III | For | For | ||||||||||||||
| 2. | Approval of Amendment of 2015 Omnibus Stock Incentive Plan. To approve an amendment of the Company's Amended and Restated 2015 Omnibus Stock Incentive Plan to increase the number of shares of voting common stock issuable under such plan. |
Management | For | For | |||||||||||||
| 3. | Say-on-Pay Vote. Non-binding, advisory proposal to approve compensation paid to our named executive officers. |
Management | Against | Against | |||||||||||||
| 4. | Ratification of Independent Auditors. Proposal to ratify FORVIS, LLP as the Company's independent auditors for 2023. |
Management | For | For | |||||||||||||
| ENOVIS CORPORATION | |||||||||||||||||
| Security | 194014502 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | ENOV | Meeting Date | 16-May-2023 | ||||||||||||||
| ISIN | US1940145022 | Agenda | 935801781 - Management | ||||||||||||||
| Record Date | 22-Mar-2023 | Holding Recon Date | 22-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Director: Matthew L. Trerotola | Management | For | For | |||||||||||||
| 1b. | Election of Director: Barbara W. Bodem | Management | For | For | |||||||||||||
| 1c. | Election of Director: Liam J. Kelly | Management | For | For | |||||||||||||
| 1d. | Election of Director: Angela S. Lalor | Management | For | For | |||||||||||||
| 1e. | Election of Director: Philip A. Okala | Management | For | For | |||||||||||||
| 1f. | Election of Director: Christine Ortiz | Management | For | For | |||||||||||||
| 1g. | Election of Director: A. Clayton Perfall | Management | For | For | |||||||||||||
| 1h. | Election of Director: Brady Shirley | Management | For | For | |||||||||||||
| 1i. | Election of Director: Rajiv Vinnakota | Management | For | For | |||||||||||||
| 1j. | Election of Director: Sharon Wienbar | Management | For | For | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | |||||||||||||
| 3. | To approve on an advisory basis the compensation of our named executive officers. |
Management | For | For | |||||||||||||
| 4. | Advisory vote on the frequency of future advisory votes to approve the compensation of our named executive officers. |
Management | 1 Year | For | |||||||||||||
| 5. | To approve the Enovis Corporation 2023 Non-Qualified Stock Purchase Plan. |
Management | For | For | |||||||||||||
| STEWART INFORMATION SERVICES CORPORATION | |||||||||||||||||
| Security | 860372101 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | STC | Meeting Date | 17-May-2023 | ||||||||||||||
| ISIN | US8603721015 | Agenda | 935797437 - Management | ||||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Thomas G. Apel | For | For | ||||||||||||||
| 2 | C. Allen Bradley, Jr. | For | For | ||||||||||||||
| 3 | Robert L. Clarke | For | For | ||||||||||||||
| 4 | William S. Corey, Jr. | For | For | ||||||||||||||
| 5 | Frederick H Eppinger Jr | For | For | ||||||||||||||
| 6 | Deborah J. Matz | For | For | ||||||||||||||
| 7 | Matthew W. Morris | For | For | ||||||||||||||
| 8 | Karen R. Pallotta | For | For | ||||||||||||||
| 9 | Manuel Sanchez | For | For | ||||||||||||||
| 2. | Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on-Pay). |
Management | For | For | |||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation's independent auditors for 2023. |
Management | For | For | |||||||||||||
| ALIGHT, INC. | |||||||||||||||||
| Security | 01626W101 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | ALIT | Meeting Date | 17-May-2023 | ||||||||||||||
| ISIN | US01626W1018 | Agenda | 935807101 - Management | ||||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Director: Daniel S. Henson | Management | For | For | |||||||||||||
| 1b. | Election of Director: Richard N. Massey | Management | For | For | |||||||||||||
| 1c. | Election of Director: Kausik Rajgopal | Management | For | For | |||||||||||||
| 1d. | Election of Director: Stephan D. Scholl | Management | For | For | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. |
Management | For | For | |||||||||||||
| 3. | To approve, on an advisory (non-binding) basis, the 2022 compensation paid to our named executive officers. |
Management | For | For | |||||||||||||
| MONARCH CASINO & RESORT, INC. | |||||||||||||||||
| Security | 609027107 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | MCRI | Meeting Date | 22-May-2023 | ||||||||||||||
| ISIN | US6090271072 | Agenda | 935813255 - Management | ||||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 19-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Director: Bob Farahi | Management | For | For | |||||||||||||
| 1b. | Election of Director: Yvette E. Landau | Management | For | For | |||||||||||||
| 2. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. |
Management | For | For | |||||||||||||
| 3. | To recommend, by non-binding, advisory vote, the frequency of votes on executive compensation. |
Management | 1 Year | Against | |||||||||||||
| VERRA MOBILITY CORPORATION | |||||||||||||||||
| Security | 92511U102 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | VRRM | Meeting Date | 23-May-2023 | ||||||||||||||
| ISIN | US92511U1025 | Agenda | 935803533 - Management | ||||||||||||||
| Record Date | 24-Mar-2023 | Holding Recon Date | 24-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Patrick Byrne | For | For | ||||||||||||||
| 2 | David Roberts | For | For | ||||||||||||||
| 3 | John Rexford | For | For | ||||||||||||||
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | |||||||||||||
| 3. | Approve the amendment and restatement of the Company's 2018 Equity Incentive Plan. |
Management | For | For | |||||||||||||
| 4. | Ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. |
Management | For | For | |||||||||||||
| TOWNEBANK | |||||||||||||||||
| Security | 89214P109 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | TOWN | Meeting Date | 24-May-2023 | ||||||||||||||
| ISIN | US89214P1093 | Agenda | 935823814 - Management | ||||||||||||||
| Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Director: Jeffrey F. Benson | Management | For | For | |||||||||||||
| 1b. | Election of Director: Douglas D. Ellis | Management | For | For | |||||||||||||
| 1c. | Election of Director: John W. Failes | Management | For | For | |||||||||||||
| 1d. | Election of Director: William I. Foster III | Management | For | For | |||||||||||||
| 1e. | Election of Director: Robert C. Hatley | Management | For | For | |||||||||||||
| 1f. | Election of Director: Howard Jung | Management | For | For | |||||||||||||
| 1g. | Election of Director: Aubrey L. Layne, Jr. | Management | For | For | |||||||||||||
| 1h. | Election of Director: Stephanie J. Marioneaux |
Management | For | For | |||||||||||||
| 1i. | Election of Director: Juan M. Montero, II | Management | For | For | |||||||||||||
| 1j. | Election of Director: Thomas K. Norment, Jr. |
Management | For | For | |||||||||||||
| 1k. | Election of Director: J. Christopher Perry | Management | For | For | |||||||||||||
| 1l. | Election of Director: Alan S. Witt | Management | For | For | |||||||||||||
| 2. | To ratify the selection of FORVIS, LLP, certified public accountants, as independent auditors of TowneBank for 2023. |
Management | For | For | |||||||||||||
| 3. | To approve, on a non-binding advisory basis, TowneBank's named executive officer compensation. |
Management | For | For | |||||||||||||
| KINSALE CAPITAL GROUP, INC. | |||||||||||||||||
| Security | 49714P108 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | KNSL | Meeting Date | 25-May-2023 | ||||||||||||||
| ISIN | US49714P1084 | Agenda | 935821113 - Management | ||||||||||||||
| Record Date | 28-Mar-2023 | Holding Recon Date | 28-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Director: Michael P. Kehoe | Management | For | For | |||||||||||||
| 1b. | Election of Director: Steven J. Bensinger | Management | For | For | |||||||||||||
| 1c. | Election of Director: Teresa P. Chia | Management | For | For | |||||||||||||
| 1d. | Election of Director: Robert V. Hatcher, III | Management | For | For | |||||||||||||
| 1e. | Election of Director: Anne C. Kronenberg | Management | For | For | |||||||||||||
| 1f. | Election of Director: Robert Lippincott, III | Management | For | For | |||||||||||||
| 1g. | Election of Director: James J. Ritchie | Management | For | For | |||||||||||||
| 1h. | Election of Director: Frederick L. Russell, Jr. | Management | For | For | |||||||||||||
| 1i. | Election of Director: Gregory M. Share | Management | For | For | |||||||||||||
| 2. | Advisory vote to approve executive compensation. |
Management | For | For | |||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as Independent Registered Public Accounting Firm for fiscal year 2023. |
Management | For | For | |||||||||||||
| AVID TECHNOLOGY, INC. | |||||||||||||||||
| Security | 05367P100 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | AVID | Meeting Date | 25-May-2023 | ||||||||||||||
| ISIN | US05367P1003 | Agenda | 935856469 - Management | ||||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Director to serve until 2024 Annual Meeting: Christian A. Asmar |
Management | For | For | |||||||||||||
| 1b. | Election of Director to serve until 2024 Annual Meeting: Robert M. Bakish |
Management | For | For | |||||||||||||
| 1c. | Election of Director to serve until 2024 Annual Meeting: Paula E. Boggs |
Management | For | For | |||||||||||||
| 1d. | Election of Director to serve until 2024 Annual Meeting: Elizabeth M. Daley |
Management | For | For | |||||||||||||
| 1e. | Election of Director to serve until 2024 Annual Meeting: Nancy Hawthorne |
Management | For | For | |||||||||||||
| 1f. | Election of Director to serve until 2024 Annual Meeting: Jeff Rosica |
Management | For | For | |||||||||||||
| 1g. | Election of Director to serve until 2024 Annual Meeting: Daniel B. Silvers |
Management | For | For | |||||||||||||
| 1h. | Election of Director to serve until 2024 Annual Meeting: John P. Wallace |
Management | For | For | |||||||||||||
| 1i. | Election of Director to serve until 2024 Annual Meeting: Peter M. Westley |
Management | For | For | |||||||||||||
| 2. | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. |
Management | For | For | |||||||||||||
| 3. | To approve an amendment to the Company's 2014 Stock Incentive Plan. |
Management | For | For | |||||||||||||
| 4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation. |
Management | Against | Against | |||||||||||||
| 5. | To approve, by non-binding vote, executive compensation. |
Management | For | For | |||||||||||||
| 6. | To approve an advisory vote on the frequency of future compensation advisory votes. |
Management | 1 Year | For | |||||||||||||
| TEEKAY TANKERS LTD. | |||||||||||||||||
| Security | Y8565N300 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | TNK | Meeting Date | 06-Jun-2023 | ||||||||||||||
| ISIN | MHY8565N3002 | Agenda | 935843260 - Management | ||||||||||||||
| Record Date | 12-Apr-2023 | Holding Recon Date | 12-Apr-2023 | ||||||||||||||
| City / | Country | / | Bermuda | Vote Deadline Date | 05-Jun-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Kenneth Hvid | For | For | ||||||||||||||
| 2 | Sai Chu | For | For | ||||||||||||||
| 3 | Richard du Moulin | For | For | ||||||||||||||
| 4 | David Schellenberg | For | For | ||||||||||||||
| 5 | Peter Antturi | For | For | ||||||||||||||
| 2. | Approval of appointment of KPMG LLP as the independent auditors of Teekay Tankers Ltd. for the fiscal year ending December 31, 2023 be and hereby is ratified. |
Management | For | For | |||||||||||||
| ONESPAWORLD HOLDINGS LIMITED | |||||||||||||||||
| Security | P73684113 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | OSW | Meeting Date | 07-Jun-2023 | ||||||||||||||
| ISIN | BSP736841136 | Agenda | 935841064 - Management | ||||||||||||||
| Record Date | 14-Apr-2023 | Holding Recon Date | 14-Apr-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Jun-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Class A Director: Andrew R. Heyer |
Management | For | For | |||||||||||||
| 1b. | Election of Class A Director: Leonard Fluxman |
Management | For | For | |||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year ending December 31, 2023. |
Management | For | For | |||||||||||||
| PEYTO EXPLORATION & DEVELOPMENT CORP. | |||||||||||||||||
| Security | 717046106 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | PEYUF | Meeting Date | 13-Jun-2023 | ||||||||||||||
| ISIN | CA7170461064 | Agenda | 935810689 - Management | ||||||||||||||
| Record Date | 28-Mar-2023 | Holding Recon Date | 28-Mar-2023 | ||||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 08-Jun-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1 | Fixing the number of directors to be elected at the Meeting at eight (8). |
Management | For | For | |||||||||||||
| 2 | DIRECTOR | Management | |||||||||||||||
| 1 | Donald Gray | For | For | ||||||||||||||
| 2 | Michael MacBean | For | For | ||||||||||||||
| 3 | Brian Davis | For | For | ||||||||||||||
| 4 | Darren Gee | For | For | ||||||||||||||
| 5 | Debra Gerlach | For | For | ||||||||||||||
| 6 | John W. Rossall | For | For | ||||||||||||||
| 7 | Jean-Paul Lachance | For | For | ||||||||||||||
| 8 | Jocelyn McMinn | For | For | ||||||||||||||
| 3 | Appointing Deloitte LLP, Chartered Professional Accountants, as auditors of the Corporation for the ensuing year and authorizing of the directors to fix their remuneration as such. |
Management | For | For | |||||||||||||
| 4 | Approving a non-binding advisory resolution to accept the Corporation's approach to executive compensation. |
Management | For | For | |||||||||||||
| RADIUS GLOBAL INFRASTRUCTURE, INC. | |||||||||||||||||
| Security | 750481103 | Meeting Type | Special | ||||||||||||||
| Ticker Symbol | RADI | Meeting Date | 15-Jun-2023 | ||||||||||||||
| ISIN | US7504811032 | Agenda | 935873112 - Management | ||||||||||||||
| Record Date | 09-May-2023 | Holding Recon Date | 09-May-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-Jun-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | To consider and vote on the proposal to adopt the Merger Agreement, dated as of March 1, 2023, by and among Radius Global Infrastructure, Inc. (the "Company"), APW OpCo LLC, Chord Parent, Inc., Chord Merger Sub I, Inc. and Chord Merger Sub II, LLC, as it may be amended from time to time (the "Merger Agreement"). |
Management | For | For | |||||||||||||
| 2. | To consider and vote on the proposal to approve, on an advisory (nonbinding) basis, the compensation that will or may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated thereby. |
Management | Against | Against | |||||||||||||
| 3. | To consider and vote on any proposal to adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. |
Management | For | For | |||||||||||||
| JANUS INTERNATIONAL GROUP, INC. | |||||||||||||||||
| Security | 47103N106 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | JBI | Meeting Date | 16-Jun-2023 | ||||||||||||||
| ISIN | US47103N1063 | Agenda | 935852497 - Management | ||||||||||||||
| Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-Jun-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Class II Director to serve until the 2026 Annual Meeting: Thomas Szlosek |
Management | For | For | |||||||||||||
| 1b. | Election of Class II Director to serve until the 2026 Annual Meeting: David Doll |
Management | For | For | |||||||||||||
| 2. | The ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 30, 2023. |
Management | For | For | |||||||||||||
| CANNAE HOLDINGS, INC. | |||||||||||||||||
| Security | 13765N107 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | CNNE | Meeting Date | 21-Jun-2023 | ||||||||||||||
| ISIN | US13765N1072 | Agenda | 935856801 - Management | ||||||||||||||
| Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Jun-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||
| 1 | Hugh R. Harris | For | For | ||||||||||||||
| 2 | C. Malcolm Holland | For | For | ||||||||||||||
| 3 | Mark D. Linehan | For | For | ||||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. |
Management | For | For | |||||||||||||
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | |||||||||||||
| RADIUS GLOBAL INFRASTRUCTURE, INC. | |||||||||||||||||
| Security | 750481103 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | RADI | Meeting Date | 22-Jun-2023 | ||||||||||||||
| ISIN | US7504811032 | Agenda | 935854263 - Management | ||||||||||||||
| Record Date | 26-Apr-2023 | Holding Recon Date | 26-Apr-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Jun-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Director: Paul A. Gould | Management | For | For | |||||||||||||
| 1b. | Election of Director: Antoinette Cook Bush | Management | For | For | |||||||||||||
| 1c. | Election of Director: Thomas C. King | Management | For | For | |||||||||||||
| 1d. | Election of Director: Nick S. Advani | Management | For | For | |||||||||||||
| 1e. | Election of Director: Ashley Leeds | Management | For | For | |||||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management | For | For | |||||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. |
Management | Against | Against | |||||||||||||
| HEALTHEQUITY, INC. | |||||||||||||||||
| Security | 42226A107 | Meeting Type | Annual | ||||||||||||||
| Ticker Symbol | HQY | Meeting Date | 22-Jun-2023 | ||||||||||||||
| ISIN | US42226A1079 | Agenda | 935858792 - Management | ||||||||||||||
| Record Date | 28-Apr-2023 | Holding Recon Date | 28-Apr-2023 | ||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Jun-2023 | ||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting: Robert Selander |
Management | For | For | |||||||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting: Jon Kessler |
Management | For | For | |||||||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting: Stephen Neeleman, M.D. |
Management | For | For | |||||||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting: Paul Black |
Management | For | For | |||||||||||||
| 1e. | Election of Director to hold office until the 2024 Annual Meeting: Frank Corvino |
Management | For | For | |||||||||||||
| 1f. | Election of Director to hold office until the 2024 Annual Meeting: Adrian Dillon |
Management | For | For | |||||||||||||
| 1g. | Election of Director to hold office until the 2024 Annual Meeting: Evelyn Dilsaver |
Management | For | For | |||||||||||||
| 1h. | Election of Director to hold office until the 2024 Annual Meeting: Debra McCowan |
Management | For | For | |||||||||||||
| 1i. | Election of Director to hold office until the 2024 Annual Meeting: Rajesh Natarajan |
Management | For | For | |||||||||||||
| 1j. | Election of Director to hold office until the 2024 Annual Meeting: Stuart Parker |
Management | For | For | |||||||||||||
| 1k. | Election of Director to hold office until the 2024 Annual Meeting: Gayle Wellborn |
Management | For | For | |||||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2024 |
Management | For | For | |||||||||||||
| 3. | To approve, on a non-binding, advisory basis, the fiscal 2023 compensation paid to our named executive officers. |
Management | For | For | |||||||||||||
| 4. | To approve, on a non-binding, advisory basis, the frequency of future advisory votes on the compensation paid to our named executive officers. |
Management | 1 Year | For | |||||||||||||
| Vote Summary - Davenport Value & Income Fund | ||||||||||||||
| DIAGEO PLC | ||||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DEO | Meeting Date | 06-Oct-2022 | |||||||||||
| ISIN | US25243Q2057 | Agenda | 935705864 - Management | |||||||||||
| Record Date | 19-Aug-2022 | Holding Recon Date | 19-Aug-2022 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-Sep-2022 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Report and accounts 2022 | Management | For | For | ||||||||||
| O2 | Directors' remuneration report 2022 | Management | For | For | ||||||||||
| O3 | Declaration of final dividend | Management | For | For | ||||||||||
| O4 | Appointment of Karen Blackett (1,3,4) as a Director |
Management | For | For | ||||||||||
| O5 | Re-appointment of Melissa Bethell (1,3,4) as a Director |
Management | For | For | ||||||||||
| O6 | Re-appointment of Lavanya Chandrashekar (2) as a Director |
Management | For | For | ||||||||||
| O7 | Re-appointment of Valérie Chapoulaud- Floquet (1,3,4) as a Director |
Management | For | For | ||||||||||
| O8 | Re-appointment of Javier Ferrán (3*) as a Director |
Management | For | For | ||||||||||
| O9 | Re-appointment of Susan Kilsby (1,3,4*) as a Director |
Management | For | For | ||||||||||
| O10 | Re-appointment of Sir John Manzoni (1,3,4) as a Director |
Management | For | For | ||||||||||
| O11 | Re-appointment of Lady Mendelsohn (1,3,4) as a Director |
Management | For | For | ||||||||||
| O12 | Re-appointment of Ivan Menezes (2*) as a Director |
Management | For | For | ||||||||||
| O13 | Re-appointment of Alan Stewart (1*,3,4) as a Director |
Management | For | For | ||||||||||
| O14 | Re-appointment of Ireena Vittal (1,3,4) as a Director |
Management | For | For | ||||||||||
| O15 | Re-appointment of auditor | Management | For | For | ||||||||||
| O16 | Remuneration of auditor | Management | For | For | ||||||||||
| O17 | Authority to make political donations and/or to incur political expenditure |
Management | For | For | ||||||||||
| O18 | Amendment of the Diageo plc 2017 Irish Share Ownership Plan |
Management | For | For | ||||||||||
| O19 | Authority to allot shares | Management | For | For | ||||||||||
| S20 | Disapplication of pre-emption rights | Management | For | For | ||||||||||
| S21 | Authority to purchase own ordinary shares | Management | For | For | ||||||||||
| S22 | Reduced notice of a general meeting other than an AGM |
Management | For | For | ||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||
| Security | 112585104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Nov-2022 | |||||||||||
| ISIN | CA1125851040 | Agenda | 935720169 - Management | |||||||||||
| Record Date | 03-Oct-2022 | Holding Recon Date | 03-Oct-2022 | |||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 04-Nov-2022 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | The Arrangement Resolution, the full text of which is set forth in Appendix A to the Circular. |
Management | For | For | ||||||||||
| 2 | The Manager MSOP Resolution, the full text of which is set forth in Appendix I to the Circular. |
Management | For | For | ||||||||||
| 3 | The Manager NQMSOP Resolution, the full text of which is set forth in Appendix J to the Circular. |
Management | For | For | ||||||||||
| 4 | The Manager Escrowed Stock Plan Resolution, the full text of which is set forth in Appendix K to the Circular. |
Management | For | For | ||||||||||
| SYSCO CORPORATION | ||||||||||||||
| Security | 871829107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SYY | Meeting Date | 18-Nov-2022 | |||||||||||
| ISIN | US8718291078 | Agenda | 935717427 - Management | |||||||||||
| Record Date | 19-Sep-2022 | Holding Recon Date | 19-Sep-2022 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-Nov-2022 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Daniel J. Brutto | Management | For | For | ||||||||||
| 1b. | Election of Director: Ali Dibadj | Management | For | For | ||||||||||
| 1c. | Election of Director: Larry C. Glasscock | Management | For | For | ||||||||||
| 1d. | Election of Director: Jill M. Golder | Management | For | For | ||||||||||
| 1e. | Election of Director: Bradley M. Halverson | Management | For | For | ||||||||||
| 1f. | Election of Director: John M. Hinshaw | Management | For | For | ||||||||||
| 1g. | Election of Director: Kevin P. Hourican | Management | For | For | ||||||||||
| 1h. | Election of Director: Hans-Joachim Koerber | Management | For | For | ||||||||||
| 1i. | Election of Director: Alison Kenney Paul | Management | For | For | ||||||||||
| 1j. | Election of Director: Edward D. Shirley | Management | For | For | ||||||||||
| 1k. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
| 2. | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2022 proxy statement. |
Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2023. |
Management | For | For | ||||||||||
| 4. | To consider a stockholder proposal, if properly presented at the meeting, related to a third party civil rights audit. |
Shareholder | For | Against | ||||||||||
| 5. | To consider a stockholder proposal, if properly presented at the meeting, related to third party assessments of supply chain risks. |
Shareholder | Against | For | ||||||||||
| 6. | To consider a stockholder proposal, if properly presented at the meeting, related to a report on the reduction of plastic packaging use. |
Shareholder | For | |||||||||||
| MEDTRONIC PLC | ||||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MDT | Meeting Date | 08-Dec-2022 | |||||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935723610 - Management | |||||||||||
| Record Date | 11-Oct-2022 | Holding Recon Date | 11-Oct-2022 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-Dec-2022 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson |
Management | For | For | ||||||||||
| 1b. | Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold |
Management | For | For | ||||||||||
| 1c. | Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly |
Management | For | For | ||||||||||
| 1d. | Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca |
Management | For | For | ||||||||||
| 1e. | Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. |
Management | For | For | ||||||||||
| 1f. | Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III |
Management | For | For | ||||||||||
| 1g. | Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton |
Management | For | For | ||||||||||
| 1h. | Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha |
Management | For | For | ||||||||||
| 1i. | Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. |
Management | For | For | ||||||||||
| 1j. | Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O'Leary |
Management | For | For | ||||||||||
| 1k. | Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell |
Management | For | For | ||||||||||
| 2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. |
Management | For | For | ||||||||||
| 3. | Approving, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||||
| 4. | Renewing the Board of Directors' authority to issue shares under Irish law. |
Management | For | For | ||||||||||
| 5. | Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. |
Management | For | For | ||||||||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. |
Management | For | For | ||||||||||
| DEERE & COMPANY | ||||||||||||||
| Security | 244199105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DE | Meeting Date | 22-Feb-2023 | |||||||||||
| ISIN | US2441991054 | Agenda | 935755009 - Management | |||||||||||
| Record Date | 27-Dec-2022 | Holding Recon Date | 27-Dec-2022 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Feb-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Leanne G. Caret | Management | For | For | ||||||||||
| 1b. | Election of Director: Tamra A. Erwin | Management | For | For | ||||||||||
| 1c. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||
| 1d. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||
| 1f. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||
| 1g. | Election of Director: John C. May | Management | For | For | ||||||||||
| 1h. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
| 1i. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||
| 1j. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||
| 1k. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation("say-on-pay"). |
Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future say-on-pay votes. |
Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2023. |
Management | For | For | ||||||||||
| 5. | Shareholder proposal regarding termination pay. |
Shareholder | For | Against | ||||||||||
| QUALCOMM INCORPORATED | ||||||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QCOM | Meeting Date | 08-Mar-2023 | |||||||||||
| ISIN | US7475251036 | Agenda | 935757281 - Management | |||||||||||
| Record Date | 09-Jan-2023 | Holding Recon Date | 09-Jan-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-Mar-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo |
Management | For | For | ||||||||||
| 1b. | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon |
Management | For | For | ||||||||||
| 1c. | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields |
Management | For | For | ||||||||||
| 1d. | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson |
Management | For | For | ||||||||||
| 1e. | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson |
Management | For | For | ||||||||||
| 1f. | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore |
Management | For | For | ||||||||||
| 1g. | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin |
Management | For | For | ||||||||||
| 1h. | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller |
Management | For | For | ||||||||||
| 1i. | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld |
Management | For | For | ||||||||||
| 1j. | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit |
Management | For | For | ||||||||||
| 1k. | Election of Director to hold office until the next annual meeting of stockholders: Jean- Pascal Tricoire |
Management | For | For | ||||||||||
| 1l. | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra |
Management | For | For | ||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. |
Management | For | For | ||||||||||
| 3. | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. |
Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||||
| TE CONNECTIVITY LTD | ||||||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEL | Meeting Date | 15-Mar-2023 | |||||||||||
| ISIN | CH0102993182 | Agenda | 935758776 - Management | |||||||||||
| Record Date | 05-Jan-2023 | Holding Recon Date | 05-Jan-2023 | |||||||||||
| City / | Country | / | Switzerland | Vote Deadline Date | 13-Mar-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Jean-Pierre Clamadieu | Management | For | For | ||||||||||
| 1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
| 1c. | Election of Director: Carol A. ("John") Davidson |
Management | For | For | ||||||||||
| 1d. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
| 1e. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||
| 1f. | Election of Director: Syaru Shirley Lin | Management | For | For | ||||||||||
| 1g. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
| 1h. | Election of Director: Heath A. Mitts | Management | For | For | ||||||||||
| 1i. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
| 1j. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||
| 1k. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||
| 1l. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors |
Management | For | For | ||||||||||
| 3a. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar |
Management | For | For | ||||||||||
| 3b. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau |
Management | For | For | ||||||||||
| 3c. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby |
Management | For | For | ||||||||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2024 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. |
Management | For | For | ||||||||||
| 5.1 | To approve the 2022 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 30, 2022, the consolidated financial statements for the fiscal year ended September 30, 2022 and the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022). |
Management | For | For | ||||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. |
Management | For | For | ||||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. |
Management | For | For | ||||||||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 30, 2022. |
Management | For | For | ||||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2023. |
Management | For | For | ||||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. |
Management | For | For | ||||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. |
Management | For | For | ||||||||||
| 8. | An advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||
| 9. | An advisory vote on the frequency of an advisory vote to approve named executive officer compensation. |
Management | 1 Year | For | ||||||||||
| 10. | An advisory vote to approve the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022. |
Management | For | For | ||||||||||
| 11. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for executive management. |
Management | For | For | ||||||||||
| 12. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for the Board of Directors. |
Management | For | For | ||||||||||
| 13. | To approve the carryforward of unappropriated accumulated earnings at September 30, 2022. |
Management | For | For | ||||||||||
| 14. | To approve a dividend payment to shareholders equal to $2.36 per issued share to be paid in four equal quarterly installments of $0.59 starting with the third fiscal quarter of 2023 and ending in the second fiscal quarter of 2024 pursuant to the terms of the dividend resolution. |
Management | For | For | ||||||||||
| 15. | To approve an authorization relating to TE Connectivity's Share Repurchase Program. |
Management | For | For | ||||||||||
| 16. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. |
Management | For | For | ||||||||||
| 17. | To approve changes to share capital and related amendments to the articles of association of TE Connectivity Ltd. |
Management | For | For | ||||||||||
| TE CONNECTIVITY LTD | ||||||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEL | Meeting Date | 15-Mar-2023 | |||||||||||
| ISIN | CH0102993182 | Agenda | 935772613 - Management | |||||||||||
| Record Date | 23-Feb-2023 | Holding Recon Date | 23-Feb-2023 | |||||||||||
| City / | Country | / | Switzerland | Vote Deadline Date | 13-Mar-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Jean-Pierre Clamadieu | Management | For | For | ||||||||||
| 1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
| 1c. | Election of Director: Carol A. ("John") Davidson |
Management | For | For | ||||||||||
| 1d. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||
| 1e. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||
| 1f. | Election of Director: Syaru Shirley Lin | Management | For | For | ||||||||||
| 1g. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
| 1h. | Election of Director: Heath A. Mitts | Management | For | For | ||||||||||
| 1i. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||
| 1j. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||
| 1k. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||
| 1l. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors |
Management | For | For | ||||||||||
| 3a. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar |
Management | For | For | ||||||||||
| 3b. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau |
Management | For | For | ||||||||||
| 3c. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby |
Management | For | For | ||||||||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2024 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. |
Management | For | For | ||||||||||
| 5.1 | To approve the 2022 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 30, 2022, the consolidated financial statements for the fiscal year ended September 30, 2022 and the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022). |
Management | For | For | ||||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. |
Management | For | For | ||||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 30, 2022. |
Management | For | For | ||||||||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 30, 2022. |
Management | For | For | ||||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2023. |
Management | For | For | ||||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. |
Management | For | For | ||||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. |
Management | For | For | ||||||||||
| 8. | An advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||
| 9. | An advisory vote on the frequency of an advisory vote to approve named executive officer compensation. |
Management | 1 Year | For | ||||||||||
| 10. | An advisory vote to approve the Swiss Statutory Compensation Report for the fiscal year ended September 30, 2022. |
Management | For | For | ||||||||||
| 11. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for executive management. |
Management | For | For | ||||||||||
| 12. | A binding vote to approve fiscal year 2024 maximum aggregate compensation amount for the Board of Directors. |
Management | For | For | ||||||||||
| 13. | To approve the carryforward of unappropriated accumulated earnings at September 30, 2022. |
Management | For | For | ||||||||||
| 14. | To approve a dividend payment to shareholders equal to $2.36 per issued share to be paid in four equal quarterly installments of $0.59 starting with the third fiscal quarter of 2023 and ending in the second fiscal quarter of 2024 pursuant to the terms of the dividend resolution. |
Management | For | For | ||||||||||
| 15. | To approve an authorization relating to TE Connectivity's Share Repurchase Program. |
Management | For | For | ||||||||||
| 16. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. |
Management | For | For | ||||||||||
| 17. | To approve changes to share capital and related amendments to the articles of association of TE Connectivity Ltd. |
Management | For | For | ||||||||||
| FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||||||||||||
| Security | 303901102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FRFHF | Meeting Date | 20-Apr-2023 | |||||||||||
| ISIN | CA3039011026 | Agenda | 935785711 - Management | |||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | |||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 17-Apr-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | Election of Director - Robert J. Gunn | Management | For | For | ||||||||||
| 1B | Election of Director - The Rt. Hon. David L. Johnston |
Management | For | For | ||||||||||
| 1C | Election of Director - Karen L. Jurjevich | Management | For | For | ||||||||||
| 1D | Election of Director - R. William McFarland | Management | For | For | ||||||||||
| 1E | Election of Director - Christine N. McLean | Management | For | For | ||||||||||
| 1F | Election of Director - Brian J. Porter | Management | For | For | ||||||||||
| 1G | Election of Director - Timothy R. Price | Management | For | For | ||||||||||
| 1H | Election of Director - Brandon W. Sweitzer | Management | For | For | ||||||||||
| 1I | Election of Director - Lauren C. Templeton | Management | For | For | ||||||||||
| 1J | Election of Director - Benjamin P. Watsa | Management | For | For | ||||||||||
| 1K | Election of Director - V. Prem Watsa | Management | For | For | ||||||||||
| 1L | Election of Director - William C. Weldon | Management | For | For | ||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. |
Management | For | For | ||||||||||
| L3HARRIS TECHNOLOGIES INC. | ||||||||||||||
| Security | 502431109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LHX | Meeting Date | 21-Apr-2023 | |||||||||||
| ISIN | US5024311095 | Agenda | 935775532 - Management | |||||||||||
| Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Apr-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Sallie B. Bailey |
Management | For | For | ||||||||||
| 1b. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Peter W. Chiarelli |
Management | For | For | ||||||||||
| 1c. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Thomas A. Dattilo |
Management | For | For | ||||||||||
| 1d. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Roger B. Fradin |
Management | For | For | ||||||||||
| 1e. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Joanna L. Geraghty |
Management | For | For | ||||||||||
| 1f. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Harry B. Harris, Jr. |
Management | For | For | ||||||||||
| 1g. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Lewis Hay III |
Management | For | For | ||||||||||
| 1h. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Christopher E. Kubasik |
Management | For | For | ||||||||||
| 1i. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Rita S. Lane |
Management | For | For | ||||||||||
| 1j. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Robert B. Millard |
Management | For | For | ||||||||||
| 1k. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Edward A. Rice, Jr. |
Management | For | For | ||||||||||
| 1l. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Christina L. Zamarro |
Management | For | For | ||||||||||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement |
Management | For | For | ||||||||||
| 3. | Approval, in an Advisory Vote, of the Frequency of Future Shareholder Votes Regarding the Compensation of Named Executive Officers |
Management | 1 Year | For | ||||||||||
| 4. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023 |
Management | For | For | ||||||||||
| 5. | Shareholder Proposal titled "Transparency in Regard to Lobbying" |
Shareholder | Against | For | ||||||||||
| WELLS FARGO & COMPANY | ||||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US9497461015 | Agenda | 935776774 - Management | |||||||||||
| Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
| 1b. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||||
| 1c. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1d. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||
| 1f. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
| 1g. | Election of Director: CeCelia ("CeCe") G. Morken |
Management | For | For | ||||||||||
| 1h. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
| 1i. | Election of Director: Felicia F. Norwood | Management | For | For | ||||||||||
| 1j. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
| 1k. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
| 1l. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1m. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation (Say on Pay). |
Management | For | For | ||||||||||
| 3. | Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). |
Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||
| 5. | Shareholder Proposal - Adopt Simple Majority Vote. |
Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal - Report on Congruency of Political Spending. |
Shareholder | Against | For | ||||||||||
| 7. | Shareholder Proposal - Climate Lobbying Report. |
Shareholder | Against | For | ||||||||||
| 8. | Shareholder Proposal - Climate Transition Report. |
Shareholder | Against | For | ||||||||||
| 9. | Shareholder Proposal - Fossil Fuel Lending Policy. |
Shareholder | Against | For | ||||||||||
| 10. | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. |
Shareholder | For | Against | ||||||||||
| 11. | Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. |
Shareholder | For | Against | ||||||||||
| Comments: Adoption of the proposed policy could help mitigate potential risks | ||||||||||||||
| CITIGROUP INC. | ||||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | C | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US1729674242 | Agenda | 935781030 - Management | |||||||||||
| Record Date | 27-Feb-2023 | Holding Recon Date | 27-Feb-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
| 1b. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | ||||||||||
| 1e. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||||
| 1f. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||||
| 1g. | Election of Director: Peter B. Henry | Management | For | For | ||||||||||
| 1h. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||||
| 1i. | Election of Director: Renée J. James | Management | For | For | ||||||||||
| 1j. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
| 1k. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||||
| 1l. | Election of Director: James S. Turley | Management | For | For | ||||||||||
| 1m. | Election of Director: Casper W. von Koskull | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2023. |
Management | For | For | ||||||||||
| 3. | Advisory vote to Approve our 2022 Executive Compensation. |
Management | For | For | ||||||||||
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. |
Management | For | For | ||||||||||
| 5. | Advisory vote to Approve the Frequency of Future Advisory Votes on Executive Compensation. |
Management | 1 Year | For | ||||||||||
| 6. | Stockholder proposal requesting that shareholders ratify the termination pay of any senior manager. |
Shareholder | Against | For | ||||||||||
| 7. | Stockholder proposal requesting an Independent Board Chairman. |
Shareholder | Against | For | ||||||||||
| 8. | Stockholder proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. |
Shareholder | Against | For | ||||||||||
| 9. | Stockholder proposal requesting that the Board adopt a policy to phase out new fossil fuel financing. |
Shareholder | Against | For | ||||||||||
| JOHNSON & JOHNSON | ||||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US4781601046 | Agenda | 935776813 - Management | |||||||||||
| Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||||
| 1c. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||||
| 1e. | Election of Director: Joaquin Duato | Management | For | For | ||||||||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | ||||||||||
| 1h. | Election of Director: Hubert Joly | Management | For | For | ||||||||||
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||||
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||||
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||||
| 1l. | Election of Director: Nadja Y. West | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation |
Management | 1 Year | For | ||||||||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For | ||||||||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) |
Shareholder | Abstain | |||||||||||
| 6. | Vaccine Pricing Report | Shareholder | Against | For | ||||||||||
| 7. | Executive Compensation Adjustment Policy | Shareholder | Abstain | Against | ||||||||||
| 8. | Impact of Extended Patent Exclusivities on Product Access |
Shareholder | Against | For | ||||||||||
| ENBRIDGE INC. | ||||||||||||||
| Security | 29250N105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENB | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | CA29250N1050 | Agenda | 935781674 - Management | |||||||||||
| Record Date | 07-Mar-2023 | Holding Recon Date | 07-Mar-2023 | |||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 28-Apr-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | ELECTION OF DIRECTORS: Election of Director: Mayank M. Ashar |
Management | For | For | ||||||||||
| 1B | Election of Director: Gaurdie E. Banister | Management | For | For | ||||||||||
| 1C | Election of Director: Pamela L. Carter | Management | For | For | ||||||||||
| 1D | Election of Director: Susan M. Cunningham | Management | For | For | ||||||||||
| 1E | Election of Director: Gregory L. Ebel | Management | For | For | ||||||||||
| 1F | Election of Director: Jason B. Few | Management | For | For | ||||||||||
| 1G | Election of Director: Teresa S. Madden | Management | For | For | ||||||||||
| 1H | Election of Director: Stephen S. Poloz | Management | For | For | ||||||||||
| 1I | Election of Director: S. Jane Rowe | Management | For | For | ||||||||||
| 1J | Election of Director: Dan C. Tutcher | Management | For | For | ||||||||||
| 1K | Election of Director: Steven W. Williams | Management | For | For | ||||||||||
| 2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration |
Management | For | For | ||||||||||
| 3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular |
Management | For | For | ||||||||||
| 4 | Shareholder rights plan Amend, reconfirm and approve Enbridge's shareholder rights plan |
Management | For | For | ||||||||||
| 5 | Shareholder Proposals Vote on the shareholder proposals, as set out in Appendix B of the Management Information Circular The Board of Directors recommends voting "AGAINST" shareholder proposals No. 1 and No. 2 Shareholder Proposal No. 1 |
Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposals Vote on the shareholder proposals, as set out in Appendix B of the Management Information Circular The Board of Directors recommends voting "AGAINST" shareholder proposals No. 1 and No. 2 Shareholder Proposal No. 2 |
Shareholder | Against | For | ||||||||||
| PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||
| Security | 718172109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PM | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US7181721090 | Agenda | 935785040 - Management | |||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Brant Bonin Bough | Management | For | For | ||||||||||
| 1b. | Election of Director: André Calantzopoulos | Management | For | For | ||||||||||
| 1c. | Election of Director: Michel Combes | Management | For | For | ||||||||||
| 1d. | Election of Director: Juan José Daboub | Management | For | For | ||||||||||
| 1e. | Election of Director: Werner Geissler | Management | For | For | ||||||||||
| 1f. | Election of Director: Lisa A. Hook | Management | For | For | ||||||||||
| 1g. | Election of Director: Jun Makihara | Management | For | For | ||||||||||
| 1h. | Election of Director: Kalpana Morparia | Management | For | For | ||||||||||
| 1i. | Election of Director: Jacek Olczak | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert B. Polet | Management | For | For | ||||||||||
| 1k. | Election of Director: Dessislava Temperley | Management | For | For | ||||||||||
| 1l. | Election of Director: Shlomo Yanai | Management | For | For | ||||||||||
| 2. | Advisory Vote Approving Executive Compensation |
Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of Future Say-On-Pay Votes, with the Board of Directors Recommending a Say-On-Pay Vote |
Management | 1 Year | For | ||||||||||
| 4. | Ratification of the Selection of Independent Auditors |
Management | For | For | ||||||||||
| 5. | Shareholder Proposal to make nicotine level information available to customers and begin reducing nicotine levels |
Shareholder | Against | For | ||||||||||
| THE KRAFT HEINZ COMPANY | ||||||||||||||
| Security | 500754106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KHC | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US5007541064 | Agenda | 935780557 - Management | |||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Gregory E. Abel | Management | For | For | ||||||||||
| 1b. | Election of Director: Humberto P. Alfonso | Management | For | For | ||||||||||
| 1c. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
| 1d. | Election of Director: Lori Dickerson Fouché | Management | For | For | ||||||||||
| 1e. | Election of Director: Diane Gherson | Management | For | For | ||||||||||
| 1f. | Election of Director: Timothy Kenesey | Management | For | For | ||||||||||
| 1g. | Election of Director: Alicia Knapp | Management | For | For | ||||||||||
| 1h. | Election of Director: Elio Leoni Sceti | Management | For | For | ||||||||||
| 1i. | Election of Director: Susan Mulder | Management | For | For | ||||||||||
| 1j. | Election of Director: James Park | Management | For | For | ||||||||||
| 1k. | Election of Director: Miguel Patricio | Management | For | For | ||||||||||
| 1l. | Election of Director: John C. Pope | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. |
Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2023. |
Management | For | For | ||||||||||
| 4. | Stockholder Proposal - Simple majority vote, if properly presented. |
Shareholder | For | Against | ||||||||||
| 5. | Stockholder Proposal - Report on water risk, if properly presented. |
Shareholder | Against | For | ||||||||||
| 6. | Stockholder Proposal - Civil rights audit, if properly presented. |
Shareholder | Against | For | ||||||||||
| UNITED PARCEL SERVICE, INC. | ||||||||||||||
| Security | 911312106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UPS | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US9113121068 | Agenda | 935783894 - Management | |||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve until 2024 annual meeting: Carol B. Tomé |
Management | For | For | ||||||||||
| 1b. | Election of Director to serve until 2024 annual meeting: Rodney C. Adkins |
Management | For | For | ||||||||||
| 1c. | Election of Director to serve until 2024 annual meeting: Eva C. Boratto |
Management | For | For | ||||||||||
| 1d. | Election of Director to serve until 2024 annual meeting: Michael J. Burns |
Management | For | For | ||||||||||
| 1e. | Election of Director to serve until 2024 annual meeting: Wayne M. Hewett |
Management | For | For | ||||||||||
| 1f. | Election of Director to serve until 2024 annual meeting: Angela Hwang |
Management | For | For | ||||||||||
| 1g. | Election of Director to serve until 2024 annual meeting: Kate E. Johnson |
Management | For | For | ||||||||||
| 1h. | Election of Director to serve until 2024 annual meeting: William R. Johnson |
Management | For | For | ||||||||||
| 1i. | Election of Director to serve until 2024 annual meeting: Franck J. Moison |
Management | For | For | ||||||||||
| 1j. | Election of Director to serve until 2024 annual meeting: Christiana Smith Shi |
Management | For | For | ||||||||||
| 1k. | Election of Director to serve until 2024 annual meeting: Russell Stokes |
Management | For | For | ||||||||||
| 1l. | Election of Director to serve until 2024 annual meeting: Kevin Warsh |
Management | For | For | ||||||||||
| 2. | To approve on an advisory basis named executive officer compensation. |
Management | For | For | ||||||||||
| 3. | To approve on an advisory basis the frequency of future advisory votes on named executive officer compensation. |
Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2023. |
Management | For | For | ||||||||||
| 5. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. |
Shareholder | For | Against | ||||||||||
| 6. | To adopt independently verified science- based greenhouse gas emissions reduction targets. |
Shareholder | Against | For | ||||||||||
| 7. | To prepare a report on integrating GHG emissions reductions targets into executive compensation. |
Shareholder | Against | For | ||||||||||
| 8. | To prepare a report on addressing the impact of UPS's climate change strategy on relevant stakeholders consistent with the "Just Transition" guidelines. |
Shareholder | For | Against | ||||||||||
| 9. | To prepare a report on risks or costs caused by state policies restricting reproductive rights. |
Shareholder | Against | For | ||||||||||
| 10. | To prepare a report on the impact of UPS's DE&I policies on civil rights, non- discrimination and returns to merit, and the company's business. |
Shareholder | Against | For | ||||||||||
| 11. | To prepare an annual report on the effectiveness of UPS's diversity, equity and inclusion efforts. |
Shareholder | For | Against | ||||||||||
| COTERRA ENERGY INC. | ||||||||||||||
| Security | 127097103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CTRA | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US1270971039 | Agenda | 935785634 - Management | |||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Thomas E. Jorden | Management | For | For | ||||||||||
| 1b. | Election of Director: Robert S. Boswell | Management | For | For | ||||||||||
| 1c. | Election of Director: Dorothy M. Ables | Management | For | For | ||||||||||
| 1d. | Election of Director: Amanda M. Brock | Management | For | For | ||||||||||
| 1e. | Election of Director: Dan O. Dinges | Management | For | For | ||||||||||
| 1f. | Election of Director: Paul N. Eckley | Management | For | For | ||||||||||
| 1g. | Election of Director: Hans Helmerich | Management | For | For | ||||||||||
| 1h. | Election of Director: Lisa A. Stewart | Management | For | For | ||||||||||
| 1i. | Election of Director: Frances M. Vallejo | Management | For | For | ||||||||||
| 1j. | Election of Director: Marcus A. Watts | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||
| 3. | A non-binding advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||||
| 4. | A non-binding advisory vote to approve the frequency of the advisory vote on executive compensation. |
Management | 1 Year | For | ||||||||||
| 5. | Approval of the Coterra Energy Inc. 2023 Equity Incentive Plan. |
Management | For | For | ||||||||||
| 6. | A shareholder proposal regarding a report on reliability of methane emission disclosures. |
Shareholder | For | Against | ||||||||||
| 7. | A shareholder proposal regarding a report on corporate climate lobbying. |
Shareholder | For | Against | ||||||||||
| PERRIGO COMPANY PLC | ||||||||||||||
| Security | G97822103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRGO | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | IE00BGH1M568 | Agenda | 935788464 - Management | |||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | |||||||||||
| City / | Country | / | Ireland | Vote Deadline Date | 03-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director to hold office until the 2024 Annual General Meeting: Bradley A. Alford |
Management | For | For | ||||||||||
| 1B. | Election of Director to hold office until the 2024 Annual General Meeting: Orlando D. Ashford |
Management | For | For | ||||||||||
| 1C. | Election of Director to hold office until the 2024 Annual General Meeting: Katherine C. Doyle |
Management | For | For | ||||||||||
| 1D. | Election of Director to hold office until the 2024 Annual General Meeting: Adriana Karaboutis |
Management | For | For | ||||||||||
| 1E. | Election of Director to hold office until the 2024 Annual General Meeting: Murray S. Kessler |
Management | For | For | ||||||||||
| 1F. | Election of Director to hold office until the 2024 Annual General Meeting: Jeffrey B. Kindler |
Management | For | For | ||||||||||
| 1G. | Election of Director to hold office until the 2024 Annual General Meeting: Erica L. Mann |
Management | For | For | ||||||||||
| 1H. | Election of Director to hold office until the 2024 Annual General Meeting: Albert A. Manzone |
Management | For | For | ||||||||||
| 1I. | Election of Director to hold office until the 2024 Annual General Meeting: Donal O'Connor |
Management | For | For | ||||||||||
| 1J. | Election of Director to hold office until the 2024 Annual General Meeting: Geoffrey M. Parker |
Management | For | For | ||||||||||
| 2. | Ratify, in a non-binding advisory vote, the appointment of Ernst & Young LLP as the Company's independent auditor, and authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor |
Management | For | For | ||||||||||
| 3. | Advisory vote on executive compensation | Management | Against | Against | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation |
Management | 1 Year | For | ||||||||||
| 5. | Renew the Board's authority to issue shares under Irish law |
Management | For | For | ||||||||||
| 6. | Renew the Board's authority to opt-out of statutory pre-emption rights under Irish law |
Management | For | For | ||||||||||
| 7. | Approve the creation of distributable reserves by reducing some or all of the Company's share premium |
Management | For | For | ||||||||||
| BERKSHIRE HATHAWAY INC. | ||||||||||||||
| Security | 084670702 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BRKB | Meeting Date | 06-May-2023 | |||||||||||
| ISIN | US0846707026 | Agenda | 935785418 - Management | |||||||||||
| Record Date | 08-Mar-2023 | Holding Recon Date | 08-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Warren E. Buffett | For | For | |||||||||||
| 2 | Charles T. Munger | For | For | |||||||||||
| 3 | Gregory E. Abel | For | For | |||||||||||
| 4 | Howard G. Buffett | For | For | |||||||||||
| 5 | Susan A. Buffett | For | For | |||||||||||
| 6 | Stephen B. Burke | For | For | |||||||||||
| 7 | Kenneth I. Chenault | For | For | |||||||||||
| 8 | Christopher C. Davis | For | For | |||||||||||
| 9 | Susan L. Decker | For | For | |||||||||||
| 10 | Charlotte Guyman | For | For | |||||||||||
| 11 | Ajit Jain | For | For | |||||||||||
| 12 | Thomas S. Murphy, Jr. | For | For | |||||||||||
| 13 | Ronald L. Olson | For | For | |||||||||||
| 14 | Wallace R. Weitz | For | For | |||||||||||
| 15 | Meryl B. Witmer | For | For | |||||||||||
| 2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. |
Management | For | For | ||||||||||
| 3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. |
Management | 1 Year | Against | ||||||||||
| 4. | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. |
Shareholder | For | Against | ||||||||||
| 5. | Shareholder proposal regarding how climate related risks are being governed by the Company. |
Shareholder | For | Against | ||||||||||
| 6. | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. |
Shareholder | For | Against | ||||||||||
| 7. | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. |
Shareholder | For | Against | ||||||||||
| 8. | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. |
Shareholder | Against | For | ||||||||||
| 9. | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. |
Shareholder | Against | For | ||||||||||
| 3M COMPANY | ||||||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MMM | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US88579Y1010 | Agenda | 935791550 - Management | |||||||||||
| Record Date | 14-Mar-2023 | Holding Recon Date | 14-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a term of one year: Thomas "Tony" K. Brown |
Management | For | For | ||||||||||
| 1b. | Election of Director for a term of one year: Anne H. Chow |
Management | For | For | ||||||||||
| 1c. | Election of Director for a term of one year: David B. Dillon |
Management | For | For | ||||||||||
| 1d. | Election of Director for a term of one year: Michael L. Eskew |
Management | For | For | ||||||||||
| 1e. | Election of Director for a term of one year: James R. Fitterling |
Management | For | For | ||||||||||
| 1f. | Election of Director for a term of one year: Amy E. Hood |
Management | For | For | ||||||||||
| 1g. | Election of Director for a term of one year: Suzan Kereere |
Management | For | For | ||||||||||
| 1h. | Election of Director for a term of one year: Gregory R. Page |
Management | For | For | ||||||||||
| 1i. | Election of Director for a term of one year: Pedro J. Pizarro |
Management | For | For | ||||||||||
| 1j. | Election of Director for a term of one year: Michael F. Roman |
Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. |
Management | For | For | ||||||||||
| 3. | Advisory approval of executive compensation. |
Management | For | For | ||||||||||
| 4. | Advisory approval on the frequency of advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||
| LAMAR ADVERTISING COMPANY | ||||||||||||||
| Security | 512816109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LAMR | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US5128161099 | Agenda | 935796067 - Management | |||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Nancy Fletcher | For | For | |||||||||||
| 2 | John E. Koerner, III | For | For | |||||||||||
| 3 | Marshall A. Loeb | For | For | |||||||||||
| 4 | Stephen P. Mumblow | For | For | |||||||||||
| 5 | Thomas V. Reifenheiser | For | For | |||||||||||
| 6 | Anna Reilly | For | For | |||||||||||
| 7 | Kevin P. Reilly, Jr. | For | For | |||||||||||
| 8 | Wendell Reilly | For | For | |||||||||||
| 9 | Elizabeth Thompson | For | For | |||||||||||
| 2. | Approval, on an advisory and non-binding basis, of the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||
| 3. | Non-binding, advisory vote on the frequency of future advisory votes on executive compensation. |
Management | 1 Year | Against | ||||||||||
| 4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For | ||||||||||
| ELEVANCE HEALTH, INC. | ||||||||||||||
| Security | 036752103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ELV | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US0367521038 | Agenda | 935797502 - Management | |||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Gail K. Boudreaux | Management | For | For | ||||||||||
| 1b. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
| 1c. | Election of Director: Robert L. Dixon, Jr. | Management | For | For | ||||||||||
| 1d. | Election of Director: Deanna D. Strable | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. |
Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||
| 5. | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. |
Shareholder | For | Against | ||||||||||
| 6. | Shareholder proposal requesting annual reporting from third parties seeking financial support. |
Shareholder | Against | For | ||||||||||
| BUNGE LIMITED | ||||||||||||||
| Security | G16962105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BG | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | BMG169621056 | Agenda | 935797451 - Management | |||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Eliane Aleixo Lustosa de Andrade |
Management | For | For | ||||||||||
| 1b. | Election of Director: Sheila Bair | Management | For | For | ||||||||||
| 1c. | Election of Director: Carol Browner | Management | For | For | ||||||||||
| 1d. | Election of Director: Director Withdrawn | Management | For | For | ||||||||||
| 1e. | Election of Director: Gregory Heckman | Management | For | For | ||||||||||
| 1f. | Election of Director: Bernardo Hees | Management | For | For | ||||||||||
| 1g. | Election of Director: Michael Kobori | Management | For | For | ||||||||||
| 1h. | Election of Director: Monica McGurk | Management | For | For | ||||||||||
| 1i. | Election of Director: Kenneth Simril | Management | For | For | ||||||||||
| 1j. | Election of Director: Henry Ward Winship IV | Management | For | For | ||||||||||
| 1k. | Election of Director: Mark Zenuk | Management | For | For | ||||||||||
| 2. | The approval of a non-binding advisory vote on the compensation of our named executive officers. |
Management | For | For | ||||||||||
| 3. | The approval of a non-binding advisory vote on the frequency of future shareholder advisory votes on named executive officer compensation. |
Management | 1 Year | For | ||||||||||
| 4. | The appointment of Deloitte & Touche LLP as our independent auditor and authorization of the Audit Committee of the Board to determine the auditor's fees. |
Management | For | For | ||||||||||
| 5. | Shareholder proposal regarding shareholder ratification of termination pay. |
Shareholder | Against | For | ||||||||||
| NORFOLK SOUTHERN CORPORATION | ||||||||||||||
| Security | 655844108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NSC | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US6558441084 | Agenda | 935801729 - Management | |||||||||||
| Record Date | 03-Mar-2023 | Holding Recon Date | 03-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | ||||||||||
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | ||||||||||
| 1d. | Election of Director: John C. Huffard, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | ||||||||||
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | ||||||||||
| 1g. | Election of Director: Steven F. Leer | Management | For | For | ||||||||||
| 1h. | Election of Director: Michael D. Lockhart | Management | For | For | ||||||||||
| 1i. | Election of Director: Amy E. Miles | Management | For | For | ||||||||||
| 1j. | Election of Director: Claude Mongeau | Management | For | For | ||||||||||
| 1k. | Election of Director: Jennifer F. Scanlon | Management | For | For | ||||||||||
| 1l. | Election of Director: Alan H. Shaw | Management | For | For | ||||||||||
| 1m. | Election of Director: John R. Thompson | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2023. |
Management | For | For | ||||||||||
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2023 Annual Meeting of Shareholders. |
Management | Against | Against | ||||||||||
| 4. | Frequency of advisory resolution on executive compensation. |
Management | 1 Year | For | ||||||||||
| 5. | A shareholder proposal regarding street name and non-street name shareholders' rights to call a special meeting. |
Shareholder | For | Against | ||||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US46625H1005 | Agenda | 935797223 - Management | |||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||
| 1c. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||
| 1d. | Election of Director: James S. Crown | Management | For | For | ||||||||||
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For | ||||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | ||||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
| 1h. | Election of Director: Alex Gorsky | Management | For | For | ||||||||||
| 1i. | Election of Director: Mellody Hobson | Management | Against | Against | ||||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||
| 1l. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation |
Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation |
Management | 1 Year | For | ||||||||||
| 4. | Ratification of independent registered public accounting firm |
Management | For | For | ||||||||||
| 5. | Independent board chairman | Shareholder | Against | For | ||||||||||
| 6. | Fossil fuel phase out | Shareholder | Against | For | ||||||||||
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk |
Shareholder | Against | For | ||||||||||
| 8. | Special shareholder meeting improvement | Shareholder | Against | For | ||||||||||
| 9. | Report on climate transition planning | Shareholder | Against | For | ||||||||||
| 10. | Report on ensuring respect for civil liberties | Shareholder | Against | For | ||||||||||
| 11. | Report analyzing the congruence of the company's political and electioneering expenditures |
Shareholder | Against | For | ||||||||||
| 12. | Absolute GHG reduction goals | Shareholder | Against | For | ||||||||||
| MARKEL CORPORATION | ||||||||||||||
| Security | 570535104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MKL | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US5705351048 | Agenda | 935791586 - Management | |||||||||||
| Record Date | 09-Mar-2023 | Holding Recon Date | 09-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Mark M. Besca | Management | For | For | ||||||||||
| 1b. | Election of Director: K. Bruce Connell | Management | For | For | ||||||||||
| 1c. | Election of Director: Lawrence A. Cunningham |
Management | For | For | ||||||||||
| 1d. | Election of Director: Thomas S. Gayner | Management | For | For | ||||||||||
| 1e. | Election of Director: Greta J. Harris | Management | For | For | ||||||||||
| 1f. | Election of Director: Morgan E. Housel | Management | For | For | ||||||||||
| 1g. | Election of Director: Diane Leopold | Management | For | For | ||||||||||
| 1h. | Election of Director: Anthony F. Markel | Management | For | For | ||||||||||
| 1i. | Election of Director: Steven A. Markel | Management | For | For | ||||||||||
| 1j. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | ||||||||||
| 1k. | Election of Director: Michael O'Reilly | Management | For | For | ||||||||||
| 1l. | Election of Director: A. Lynne Puckett | Management | For | For | ||||||||||
| 2. | Advisory vote on approval of executive compensation. |
Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of advisory votes on approval of executive compensation. |
Management | 1 Year | For | ||||||||||
| 4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2023. |
Management | For | For | ||||||||||
| CROWN CASTLE INC. | ||||||||||||||
| Security | 22822V101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCI | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US22822V1017 | Agenda | 935796788 - Management | |||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: P. Robert Bartolo | Management | For | For | ||||||||||
| 1b. | Election of Director: Jay A. Brown | Management | For | For | ||||||||||
| 1c. | Election of Director: Cindy Christy | Management | For | For | ||||||||||
| 1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||||||||
| 1e. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||||||||
| 1f. | Election of Director: Tammy K. Jones | Management | For | For | ||||||||||
| 1g. | Election of Director: Anthony J. Melone | Management | For | For | ||||||||||
| 1h. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||||||||
| 1i. | Election of Director: Kevin A. Stephens | Management | For | For | ||||||||||
| 1j. | Election of Director: Matthew Thornton, III | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2023. |
Management | For | For | ||||||||||
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||
| 4. | The amendment to the Company's Restated Certificate of Incorporation, as amended, regarding officer exculpation. |
Management | Against | Against | ||||||||||
| NEXTERA ENERGY, INC. | ||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEE | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US65339F1012 | Agenda | 935808696 - Management | |||||||||||
| Record Date | 22-Mar-2023 | Holding Recon Date | 22-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Nicole S. Arnaboldi | Management | For | For | ||||||||||
| 1b. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||
| 1c. | Election of Director: James L. Camaren | Management | For | For | ||||||||||
| 1d. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||
| 1e. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||
| 1f. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
| 1g. | Election of Director: John W. Ketchum | Management | For | For | ||||||||||
| 1h. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||
| 1i. | Election of Director: David L. Porges | Management | For | For | ||||||||||
| 1j. | Election of Director: Deborah "Dev" Stahlkopf |
Management | For | For | ||||||||||
| 1k. | Election of Director: John A. Stall | Management | For | For | ||||||||||
| 1l. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 |
Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement |
Management | Against | Against | ||||||||||
| 4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years |
Management | 1 Year | For | ||||||||||
| 5. | A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills |
Shareholder | For | Against | ||||||||||
| FIDELITY NAT'L INFORMATION SERVICES,INC. | ||||||||||||||
| Security | 31620M106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FIS | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US31620M1062 | Agenda | 935815184 - Management | |||||||||||
| Record Date | 31-Mar-2023 | Holding Recon Date | 31-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lee Adrean | Management | For | For | ||||||||||
| 1b. | Election of Director: Ellen R. Alemany | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark D. Benjamin | Management | For | For | ||||||||||
| 1d. | Election of Director: Vijay G. D'Silva | Management | For | For | ||||||||||
| 1e. | Election of Director: Stephanie L. Ferris | Management | For | For | ||||||||||
| 1f. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
| 1g. | Election of Director: Lisa A. Hook | Management | For | For | ||||||||||
| 1h. | Election of Director: Kenneth T. Lamneck | Management | For | For | ||||||||||
| 1i. | Election of Director: Gary L. Lauer | Management | For | For | ||||||||||
| 1j. | Election of Director: Louise M. Parent | Management | For | For | ||||||||||
| 1k. | Election of Director: Brian T. Shea | Management | For | For | ||||||||||
| 1l. | Election of Director: James B. Stallings, Jr. | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the preferred frequency of stockholder advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. |
Management | For | For | ||||||||||
| MCDONALD'S CORPORATION | ||||||||||||||
| Security | 580135101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCD | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US5801351017 | Agenda | 935819788 - Management | |||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve until the 2024 Annual Meeting: Anthony Capuano |
Management | For | For | ||||||||||
| 1b. | Election of Director to serve until the 2024 Annual Meeting: Kareem Daniel |
Management | For | For | ||||||||||
| 1c. | Election of Director to serve until the 2024 Annual Meeting: Lloyd Dean |
Management | For | For | ||||||||||
| 1d. | Election of Director to serve until the 2024 Annual Meeting: Catherine Engelbert |
Management | For | For | ||||||||||
| 1e. | Election of Director to serve until the 2024 Annual Meeting: Margaret Georgiadis |
Management | For | For | ||||||||||
| 1f. | Election of Director to serve until the 2024 Annual Meeting: Enrique Hernandez, Jr. |
Management | For | For | ||||||||||
| 1g. | Election of Director to serve until the 2024 Annual Meeting: Christopher Kempczinski |
Management | For | For | ||||||||||
| 1h. | Election of Director to serve until the 2024 Annual Meeting: Richard Lenny |
Management | For | For | ||||||||||
| 1i. | Election of Director to serve until the 2024 Annual Meeting: John Mulligan |
Management | For | For | ||||||||||
| 1j. | Election of Director to serve until the 2024 Annual Meeting: Jennifer Taubert |
Management | For | For | ||||||||||
| 1k. | Election of Director to serve until the 2024 Annual Meeting: Paul Walsh |
Management | For | For | ||||||||||
| 1l. | Election of Director to serve until the 2024 Annual Meeting: Amy Weaver |
Management | For | For | ||||||||||
| 1m. | Election of Director to serve until the 2024 Annual Meeting: Miles White |
Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. |
Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||
| 4. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2023. |
Management | For | For | ||||||||||
| 5. | Advisory Vote on Adoption of Antibiotics Policy (1 of 2). |
Shareholder | Against | For | ||||||||||
| 6. | Advisory Vote on Adoption of Antibiotics Policy (2 of 2). |
Shareholder | Against | For | ||||||||||
| 7. | Advisory Vote on Annual Report on "Communist China." |
Shareholder | Against | For | ||||||||||
| 8. | Advisory Vote on Civil Rights & Returns to Merit Audit. |
Shareholder | Against | For | ||||||||||
| 9. | Advisory Vote on Annual Report on Lobbying Activities. |
Shareholder | Against | For | ||||||||||
| 10. | Advisory Vote on Annual Report on Global Political Influence. |
Shareholder | Against | For | ||||||||||
| 11. | Advisory Vote on Poultry Welfare Disclosure. |
Shareholder | Against | For | ||||||||||
| SANOFI | ||||||||||||||
| Security | 80105N105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SNY | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US80105N1054 | Agenda | 935860189 - Management | |||||||||||
| Record Date | 05-Apr-2023 | Holding Recon Date | 05-Apr-2023 | |||||||||||
| City / | Country | / | France | Vote Deadline Date | 17-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Approval of the individual company financial statements for the year ended December 31, 2022 |
Management | For | For | ||||||||||
| O2 | Approval of the consolidated financial statements for the year ended December 31, 2022 |
Management | For | For | ||||||||||
| O3 | Appropriation of profits for the year ended December 31, 2022 and declaration of dividend |
Management | For | For | ||||||||||
| O4 | Appointment of Frédéric Oudéa as a director |
Management | For | For | ||||||||||
| O5 | Approval of the report on the compensation of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code |
Management | For | For | ||||||||||
| O6 | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2022 to Serge Weinberg, Chairman of the Board |
Management | For | For | ||||||||||
| O7 | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2022 to Paul Hudson, Chief Executive Officer |
Management | For | For | ||||||||||
| O8 | Setting the compensation for directors | Management | For | For | ||||||||||
| O9 | Approval of the compensation policy for directors |
Management | For | For | ||||||||||
| O10 | Approval of the compensation policy for the Chairman of the Board of Directors |
Management | For | For | ||||||||||
| O11 | Approval of the compensation policy for the Chief Executive Officer |
Management | For | For | ||||||||||
| O12 | Reappointment of Pricewaterhouse Coopers Audit as a statutory auditor |
Management | For | For | ||||||||||
| O13 | Ratification of the transfer of the registered office (ratification of the decision of the Board of Directors to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||||
| O14 | Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer) |
Management | For | For | ||||||||||
| E15 | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares |
Management | For | For | ||||||||||
| E16 | Delegation to the Board of Directors of competence to decide to issue, with shareholders' preemptive rights maintained, shares ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||||
| E17 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||||
| E18 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||||
| E19 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||||
| E20 | Delegation to the Board of Directors of competence to increase ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||||
| E21 | Delegation to the Board of Directors of competence with a view ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||||
| E22 | Delegation to the Board of Directors of competence to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) |
Management | For | For | ||||||||||
| E23 | Delegation to the Board of Directors of competence to decide on the issuance of shares or securities giving access to the Company's share capital reserved for members of savings plans, with waiver of preemptive rights in their favor. |
Management | For | For | ||||||||||
| 24 | Powers to carry out formalities (Ordinary & Extraordinary Business) |
Management | For | For | ||||||||||
| LOWE'S COMPANIES, INC. | ||||||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LOW | Meeting Date | 26-May-2023 | |||||||||||
| ISIN | US5486611073 | Agenda | 935817190 - Management | |||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raul Alvarez | For | For | |||||||||||
| 2 | David H. Batchelder | For | For | |||||||||||
| 3 | Scott H. Baxter | For | For | |||||||||||
| 4 | Sandra B. Cochran | For | For | |||||||||||
| 5 | Laurie Z. Douglas | For | For | |||||||||||
| 6 | Richard W. Dreiling | For | For | |||||||||||
| 7 | Marvin R. Ellison | For | For | |||||||||||
| 8 | Daniel J. Heinrich | For | For | |||||||||||
| 9 | Brian C. Rogers | For | For | |||||||||||
| 10 | Bertram L. Scott | For | For | |||||||||||
| 11 | Colleen Taylor | For | For | |||||||||||
| 12 | Mary Beth West | For | For | |||||||||||
| 2. | Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. |
Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. |
Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. |
Management | For | For | ||||||||||
| 5. | Shareholder proposal requesting an independent board chairman. |
Shareholder | Against | For | ||||||||||
| CHEVRON CORPORATION | ||||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US1667641005 | Agenda | 935829284 - Management | |||||||||||
| Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||||
| 1b. | Election of Director: John B. Frank | Management | For | For | ||||||||||
| 1c. | Election of Director: Alice P. Gast | Management | For | For | ||||||||||
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director: Charles W. Moorman | Management | For | For | ||||||||||
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||||
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||||
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | ||||||||||
| 1l. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation |
Management | 1 Year | For | ||||||||||
| 5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal |
Shareholder | Against | For | ||||||||||
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target |
Shareholder | Against | For | ||||||||||
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures |
Shareholder | For | Against | ||||||||||
| 8. | Establish Board Committee on Decarbonization Risk |
Shareholder | Against | For | ||||||||||
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions |
Shareholder | For | Against | ||||||||||
| 10. | Report on Racial Equity Audit | Shareholder | Against | For | ||||||||||
| 11. | Report on Tax Practices | Shareholder | For | Against | ||||||||||
| 12. | Independent Chair | Shareholder | Against | For | ||||||||||
| WALMART INC. | ||||||||||||||
| Security | 931142103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WMT | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US9311421039 | Agenda | 935833144 - Management | |||||||||||
| Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-May-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Cesar Conde | Management | For | For | ||||||||||
| 1b. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
| 1c. | Election of Director: Sarah J. Friar | Management | For | For | ||||||||||
| 1d. | Election of Director: Carla A. Harris | Management | For | For | ||||||||||
| 1e. | Election of Director: Thomas W. Horton | Management | For | For | ||||||||||
| 1f. | Election of Director: Marissa A. Mayer | Management | For | For | ||||||||||
| 1g. | Election of Director: C. Douglas McMillon | Management | For | For | ||||||||||
| 1h. | Election of Director: Gregory B. Penner | Management | For | For | ||||||||||
| 1i. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||
| 1j. | Election of Director: S. Robson Walton | Management | For | For | ||||||||||
| 1k. | Election of Director: Steuart L. Walton | Management | For | For | ||||||||||
| 2. | Advisory Vote on the Frequency of Future Say-On-Pay Votes. |
Management | 1 Year | For | ||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. |
Management | Against | Against | ||||||||||
| 4. | Ratification of Ernst & Young LLP as Independent Accountants. |
Management | For | For | ||||||||||
| 5. | Policy Regarding Worker Pay in Executive Compensation. |
Shareholder | Against | For | ||||||||||
| 6. | Report on Human Rights Due Diligence. | Shareholder | Against | For | ||||||||||
| 7. | Racial Equity Audit. | Shareholder | For | Against | ||||||||||
| 8. | Racial and Gender Layoff Diversity Report. | Shareholder | Against | For | ||||||||||
| 9. | Request to Require Shareholder Approval of Certain Future Bylaw Amendments. |
Shareholder | For | Against | ||||||||||
| 10. | Report on Reproductive Rights and Data Privacy. |
Shareholder | Against | For | ||||||||||
| 11. | Communist China Risk Audit. | Shareholder | Against | For | ||||||||||
| 12. | Workplace Safety & Violence Review. | Shareholder | For | Against | ||||||||||
| ALPHABET INC. | ||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||||
| ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||||
| Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Larry Page | Management | For | For | ||||||||||
| 1b. | Election of Director: Sergey Brin | Management | For | For | ||||||||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | ||||||||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | ||||||||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | ||||||||||
| 1f. | Election of Director: R. Martin "Marty" Chávez |
Management | For | For | ||||||||||
| 1g. | Election of Director: L. John Doerr | Management | For | For | ||||||||||
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
| 1i. | Election of Director: Ann Mather | Management | For | For | ||||||||||
| 1j. | Election of Director: K. Ram Shriram | Management | For | For | ||||||||||
| 1k. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 |
Management | For | For | ||||||||||
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock |
Management | For | For | ||||||||||
| 4. | Advisory vote to approve compensation awarded to named executive officers |
Management | Against | Against | ||||||||||
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers |
Management | 1 Year | Against | ||||||||||
| 6. | Stockholder proposal regarding a lobbying report |
Shareholder | Against | For | ||||||||||
| 7. | Stockholder proposal regarding a congruency report |
Shareholder | Against | For | ||||||||||
| 8. | Stockholder proposal regarding a climate lobbying report |
Shareholder | Against | For | ||||||||||
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy |
Shareholder | For | Against | ||||||||||
| 10. | Stockholder proposal regarding a human rights assessment of data center siting |
Shareholder | Against | For | ||||||||||
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices |
Shareholder | For | Against | ||||||||||
| 12. | Stockholder proposal regarding algorithm disclosures |
Shareholder | For | Against | ||||||||||
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation |
Shareholder | For | Against | ||||||||||
| 14. | Stockholder proposal regarding a content governance report |
Shareholder | Against | For | ||||||||||
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee |
Shareholder | For | Against | ||||||||||
| 16. | Stockholder proposal regarding bylaws amendment |
Shareholder | For | Against | ||||||||||
| 17. | Stockholder proposal regarding "executives to retain significant stock" |
Shareholder | Against | For | ||||||||||
| 18. | Stockholder proposal regarding equal shareholder voting |
Shareholder | For | Against | ||||||||||
| WATSCO, INC. | ||||||||||||||
| Security | 942622200 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WSO | Meeting Date | 05-Jun-2023 | |||||||||||
| ISIN | US9426222009 | Agenda | 935850126 - Management | |||||||||||
| Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ana Lopez-Blazquez | For | For | |||||||||||
| 2. | To approve the advisory resolution regarding the compensation of our named executive officers. |
Management | For | For | ||||||||||
| 3. | To approve the advisory resolution on the frequency of the advisory resolution regarding the compensation of our named executive officers. |
Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | ||||||||||
| COMCAST CORPORATION | ||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US20030N1019 | Agenda | 935845492 - Management | |||||||||||
| Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||||
| 2 | Thomas J. Baltimore Jr. | For | For | |||||||||||
| 3 | Madeline S. Bell | For | For | |||||||||||
| 4 | Edward D. Breen | For | For | |||||||||||
| 5 | Gerald L. Hassell | For | For | |||||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||||
| 8 | Asuka Nakahara | For | For | |||||||||||
| 9 | David C. Novak | For | For | |||||||||||
| 10 | Brian L. Roberts | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent auditors. |
Management | For | For | ||||||||||
| 3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. |
Management | For | For | ||||||||||
| 4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. |
Management | For | For | ||||||||||
| 5. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 6. | Advisory vote on the frequency of the vote on executive compensation. |
Management | 1 Year | For | ||||||||||
| 7. | To perform independent racial equity audit. | Shareholder | For | Against | ||||||||||
| 8. | To report on climate risk in default retirement plan options. |
Shareholder | Against | For | ||||||||||
| 9. | To set different greenhouse gas emissions reduction targets. |
Shareholder | Against | For | ||||||||||
| 10. | To report on political contributions and company values alignment. |
Shareholder | Against | For | ||||||||||
| 11. | To report on business in China. | Shareholder | Against | For | ||||||||||
| BROOKFIELD CORPORATION | ||||||||||||||
| Security | 11271J107 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | BN | Meeting Date | 09-Jun-2023 | |||||||||||
| ISIN | CA11271J1075 | Agenda | 935861030 - Management | |||||||||||
| Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | |||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 06-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | The Special Resolution authorizing a decrease in the number of directors set out in the Corporation's Management Information Circular dated April 28, 2023 (the "Circular"). |
Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||||
| 2 | Angela F. Braly | For | For | |||||||||||
| 3 | Janice Fukakusa | For | For | |||||||||||
| 4 | Maureen Kempston Darkes | For | For | |||||||||||
| 5 | Frank J. McKenna | For | For | |||||||||||
| 6 | Hutham S. Olayan | For | For | |||||||||||
| 7 | Diana L. Taylor | For | For | |||||||||||
| 3 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | ||||||||||
| 4 | The Say on Pay Resolution set out in the Circular. |
Management | Against | Against | ||||||||||
| 5 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. |
Management | For | For | ||||||||||
| 6 | The BNRE Restricted Stock Plan Resolution set out in the Circular. |
Management | For | For | ||||||||||
| 7 | The Shareholder Proposal set out in the Circular. |
Shareholder | For | Against | ||||||||||
| BROOKFIELD ASSET MANAGEMENT LTD. | ||||||||||||||
| Security | 113004105 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Jun-2023 | |||||||||||
| ISIN | CA1130041058 | Agenda | 935862272 - Management | |||||||||||
| Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | |||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 06-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Marcel R. Coutu | For | For | |||||||||||
| 2 | Oliva (Liv) Garfield | For | For | |||||||||||
| 3 | Nili Gilbert | For | For | |||||||||||
| 4 | Allison Kirkby | For | For | |||||||||||
| 5 | Diana Noble | For | For | |||||||||||
| 6 | Satish Rai | For | For | |||||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | ||||||||||
| 3 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. |
Management | For | For | ||||||||||
| TARGET CORPORATION | ||||||||||||||
| Security | 87612E106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TGT | Meeting Date | 14-Jun-2023 | |||||||||||
| ISIN | US87612E1064 | Agenda | 935847220 - Management | |||||||||||
| Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: David P. Abney | Management | For | For | ||||||||||
| 1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||
| 1c. | Election of Director: George S. Barrett | Management | For | For | ||||||||||
| 1d. | Election of Director: Gail K. Boudreaux | Management | For | For | ||||||||||
| 1e. | Election of Director: Brian C. Cornell | Management | For | For | ||||||||||
| 1f. | Election of Director: Robert L. Edwards | Management | For | For | ||||||||||
| 1g. | Election of Director: Donald R. Knauss | Management | For | For | ||||||||||
| 1h. | Election of Director: Christine A. Leahy | Management | For | For | ||||||||||
| 1i. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
| 1j. | Election of Director: Grace Puma | Management | For | For | ||||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 1l. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||||
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). |
Management | For | For | ||||||||||
| 4. | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). |
Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal to adopt a policy for an independent chairman. |
Shareholder | Against | For | ||||||||||
| FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||||
| Security | 31620R303 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FNF | Meeting Date | 14-Jun-2023 | |||||||||||
| ISIN | US31620R3030 | Agenda | 935854477 - Management | |||||||||||
| Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William P. Foley, II | For | For | |||||||||||
| 2 | Douglas K. Ammerman | For | For | |||||||||||
| 3 | Thomas M. Hagerty | For | For | |||||||||||
| 4 | Peter O. Shea, Jr. | For | For | |||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. |
Management | For | For | ||||||||||
| 3. | Selection, on a non-binding advisory basis, of the frequency (annual or "1 Year," biennial or "2 Years," triennial or "3 Years") with which we solicit future non-binding advisory votes on the compensation paid to our named executive officers. |
Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | ||||||||||
| GAMING AND LEISURE PROPERTIES, INC. | ||||||||||||||
| Security | 36467J108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GLPI | Meeting Date | 15-Jun-2023 | |||||||||||
| ISIN | US36467J1088 | Agenda | 935856940 - Management | |||||||||||
| Record Date | 11-Apr-2023 | Holding Recon Date | 11-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director to hold office until the 2024 Annual Meeting: Peter M. Carlino |
Management | For | For | ||||||||||
| 1.2 | Election of Director to hold office until the 2024 Annual Meeting: JoAnne A. Epps |
Management | For | For | ||||||||||
| 1.3 | Election of Director to hold office until the 2024 Annual Meeting: Carol ("Lili") Lynton |
Management | For | For | ||||||||||
| 1.4 | Election of Director to hold office until the 2024 Annual Meeting: Joseph W. Marshal, III |
Management | For | For | ||||||||||
| 1.5 | Election of Director to hold office until the 2024 Annual Meeting: James B. Perry |
Management | For | For | ||||||||||
| 1.6 | Election of Director to hold office until the 2024 Annual Meeting: Barry F. Schwartz |
Management | For | For | ||||||||||
| 1.7 | Election of Director to hold office until the 2024 Annual Meeting: Earl C. Shanks |
Management | For | For | ||||||||||
| 1.8 | Election of Director to hold office until the 2024 Annual Meeting: E. Scott Urdang |
Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. |
Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||||
| 4. | To approve, on a non-binding advisory basis, the frequency of future advisory votes to approve the Company's executive compensation. |
Management | 1 Year | For | ||||||||||
| CANNAE HOLDINGS, INC. | ||||||||||||||
| Security | 13765N107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNNE | Meeting Date | 21-Jun-2023 | |||||||||||
| ISIN | US13765N1072 | Agenda | 935856801 - Management | |||||||||||
| Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Jun-2023 | |||||||||
| SEDOL(s) | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Hugh R. Harris | For | For | |||||||||||
| 2 | C. Malcolm Holland | For | For | |||||||||||
| 3 | Mark D. Linehan | For | For | |||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. |
Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2023 fiscal year. |
Management | For | For | ||||||||||
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Williamsburg Investment Trust
|
By (Signature and Title)* |
/s/ John T. Bruce |
||
|
John T. Bruce, President (Cantor FBP Equity & Dividend Plus Fund Cantor FBP Appreciation & Income Opportunities Fund) | |||
| Date | July 28, 2023 | ||
|
By (Signature and Title)* |
/s/ Thomas W. Leavell | ||
|
Thomas W. Leavell, President (The Government Street Equity Fund The Government Street Opportunities Fund) | |||
| Date | July 28, 2023 | ||
|
By (Signature and Title)* |
/s/ Charles M. Caravati III | ||
|
Charles M. Caravati III, President (The Jamestown Equity Fund) |
|||
| Date | July 28, 2023 | ||
|
By (Signature and Title)* |
/s/ John P. Ackerly, IV | ||
|
John P. Ackerly, IV, President (The Davenport Core Leaders Fund The Davenport Value & Income Fund The Davenport Equity Opportunities Fund The Davenport Small Cap Focus Fund The Davenport Balanced Income Fund) |
|||
| Date | July 28, 2023 | ||