UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
| Investment Company Act file number | 811-05685 |
| Williamsburg Investment Trust |
| (Exact name of registrant as specified in charter) |
| 225 Pictoria Drive, Suite 450 Cincinnati, Ohio | 45246 |
| (Address of principal executive offices) | (Zip code) |
David James
| Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: | (513) 587-3454 |
| Date of fiscal year end: | March 31 | |
| Date of reporting period: | July 1, 2020 – June 30, 2021 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Government Street Mid-Cap Fund
| Investment Company Report | |||||||||||||||||||||||||||
| VF CORPORATION | |||||||||||||||||||||||||||
| Security | 918204108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | VFC | Meeting Date | 28-Jul-2020 | ||||||||||||||||||||||||
| ISIN | US9182041080 | Agenda | 935235831 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Richard T. Carucci | For | For | For | None | None | |||||||||||||||||||||
| 2 | Juliana L. Chugg | For | For | For | None | None | |||||||||||||||||||||
| 3 | Benno Dorer | For | For | For | None | None | |||||||||||||||||||||
| 4 | Mark S. Hoplamazian | For | For | For | None | None | |||||||||||||||||||||
| 5 | Laura W. Lang | For | For | For | None | None | |||||||||||||||||||||
| 6 | W. Alan McCollough | For | For | For | None | None | |||||||||||||||||||||
| 7 | W. Rodney McMullen | For | For | For | None | None | |||||||||||||||||||||
| 8 | Clarence Otis, Jr. | For | For | For | None | None | |||||||||||||||||||||
| 9 | Steven E. Rendle | For | For | For | None | None | |||||||||||||||||||||
| 10 | Carol L. Roberts | For | For | For | None | None | |||||||||||||||||||||
| 11 | Matthew J. Shattock | For | For | For | None | None | |||||||||||||||||||||
| 12 | Veronica B. Wu | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,700 | 0 | 23-Jul-2020 | 23-Jul-2020 | ||||||||||||||||||||
| XILINX, INC. | |||||||||||||||||||||||||||
| Security | 983919101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | XLNX | Meeting Date | 05-Aug-2020 | ||||||||||||||||||||||||
| ISIN | US9839191015 | Agenda | 935240527 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 7,000 | 0 | 03-Aug-2020 | 03-Aug-2020 | ||||||||||||||||||||
| MICROCHIP TECHNOLOGY INCORPORATED | |||||||||||||||||||||||||||
| Security | 595017104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MCHP | Meeting Date | 18-Aug-2020 | ||||||||||||||||||||||||
| ISIN | US5950171042 | Agenda | 935248357 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 13-Aug-2020 | 13-Aug-2020 | ||||||||||||||||||||
| ANALOG DEVICES, INC. | |||||||||||||||||||||||||||
| Security | 032654105 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | ADI | Meeting Date | 08-Oct-2020 | ||||||||||||||||||||||||
| ISIN | US0326541051 | Agenda | 935270392 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Stock Issuance | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,671 | 0 | 30-Sep-2020 | 30-Sep-2020 | ||||||||||||||||||||
| BIO-TECHNE CORP | |||||||||||||||||||||||||||
| Security | 09073M104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TECH | Meeting Date | 29-Oct-2020 | ||||||||||||||||||||||||
| ISIN | US09073M1045 | Agenda | 935270570 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Fix Number of Directors | Management | For | For | For | None | None | ||||||||||||||||||||
| 2A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 22-Oct-2020 | 22-Oct-2020 | ||||||||||||||||||||
| LAM RESEARCH CORPORATION | |||||||||||||||||||||||||||
| Security | 512807108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LRCX | Meeting Date | 03-Nov-2020 | ||||||||||||||||||||||||
| ISIN | US5128071082 | Agenda | 935272675 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Sohail U. Ahmed | For | For | For | None | None | |||||||||||||||||||||
| 2 | Timothy M. Archer | For | For | For | None | None | |||||||||||||||||||||
| 3 | Eric K. Brandt | For | For | For | None | None | |||||||||||||||||||||
| 4 | Michael R. Cannon | For | For | For | None | None | |||||||||||||||||||||
| 5 | Catherine P. Lego | For | For | For | None | None | |||||||||||||||||||||
| 6 | Bethany J. Mayer | For | For | For | None | None | |||||||||||||||||||||
| 7 | Abhijit Y. Talwalkar | For | For | For | None | None | |||||||||||||||||||||
| 8 | Lih Shyng (Rick L) Tsai | For | For | For | None | None | |||||||||||||||||||||
| 9 | Leslie F. Varon | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,400 | 0 | 28-Oct-2020 | 28-Oct-2020 | ||||||||||||||||||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||||||||||||||||||||||||
| Security | 11133T103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BR | Meeting Date | 19-Nov-2020 | ||||||||||||||||||||||||
| ISIN | US11133T1034 | Agenda | 935279984 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 13-Nov-2020 | 13-Nov-2020 | ||||||||||||||||||||
| RESMED INC. | |||||||||||||||||||||||||||
| Security | 761152107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | RMD | Meeting Date | 19-Nov-2020 | ||||||||||||||||||||||||
| ISIN | US7611521078 | Agenda | 935280115 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 16-Nov-2020 | 16-Nov-2020 | ||||||||||||||||||||
| DONALDSON COMPANY, INC. | |||||||||||||||||||||||||||
| Security | 257651109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | DCI | Meeting Date | 20-Nov-2020 | ||||||||||||||||||||||||
| ISIN | US2576511099 | Agenda | 935278994 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Tod E. Carpenter | For | For | For | None | None | |||||||||||||||||||||
| 2 | Pilar Cruz | For | For | For | None | None | |||||||||||||||||||||
| 3 | Ajita G. Rajendra | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,000 | 0 | 16-Nov-2020 | 16-Nov-2020 | ||||||||||||||||||||
| THE HAIN CELESTIAL GROUP, INC. | |||||||||||||||||||||||||||
| Security | 405217100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | HAIN | Meeting Date | 24-Nov-2020 | ||||||||||||||||||||||||
| ISIN | US4052171000 | Agenda | 935283630 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 20-Nov-2020 | 20-Nov-2020 | ||||||||||||||||||||
| TIFFANY & CO. | |||||||||||||||||||||||||||
| Security | 886547108 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | TIF | Meeting Date | 30-Dec-2020 | ||||||||||||||||||||||||
| ISIN | US8865471085 | Agenda | 935313053 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Approve Merger Agreement | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Approve Motion to Adjourn Meeting | Management | For | None | None | None | |||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,500 | 0 | 15-Dec-2020 | 15-Dec-2020 | ||||||||||||||||||||
| THE SCOTTS MIRACLE-GRO COMPANY | |||||||||||||||||||||||||||
| Security | 810186106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | SMG | Meeting Date | 25-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US8101861065 | Agenda | 935315588 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Thomas N. Kelly Jr. | For | For | For | None | None | |||||||||||||||||||||
| 2 | Peter E. Shumlin | For | For | For | None | None | |||||||||||||||||||||
| 3 | John R. Vines | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,200 | 0 | 13-Jan-2021 | 13-Jan-2021 | ||||||||||||||||||||
| JACOBS ENGINEERING GROUP INC. | |||||||||||||||||||||||||||
| Security | 469814107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | J | Meeting Date | 26-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US4698141078 | Agenda | 935315057 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| II. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| IJ. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,475 | 0 | 13-Jan-2021 | 13-Jan-2021 | ||||||||||||||||||||
| MSC INDUSTRIAL DIRECT CO., INC. | |||||||||||||||||||||||||||
| Security | 553530106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MSM | Meeting Date | 27-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US5535301064 | Agenda | 935317227 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Mitchell Jacobson | For | For | For | None | None | |||||||||||||||||||||
| 2 | Erik Gershwind | For | For | For | None | None | |||||||||||||||||||||
| 3 | Louise Goeser | For | For | For | None | None | |||||||||||||||||||||
| 4 | Michael Kaufmann | For | For | For | None | None | |||||||||||||||||||||
| 5 | Steven Paladino | For | For | For | None | None | |||||||||||||||||||||
| 6 | Philip Peller | For | For | For | None | None | |||||||||||||||||||||
| 7 | Rudina Seseri | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 13-Jan-2021 | 13-Jan-2021 | ||||||||||||||||||||
| WOODWARD, INC. | |||||||||||||||||||||||||||
| Security | 980745103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WWD | Meeting Date | 27-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US9807451037 | Agenda | 935317239 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Amend Omnibus Stock Option Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Add Women & Minorities to Board |
Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,400 | 0 | 13-Jan-2021 | 13-Jan-2021 | ||||||||||||||||||||
| VALVOLINE INC. | |||||||||||||||||||||||||||
| Security | 92047W101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | VVV | Meeting Date | 28-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US92047W1018 | Agenda | 935316097 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,236 | 0 | 25-Jan-2021 | 25-Jan-2021 | ||||||||||||||||||||
| ASHLAND GLOBAL HOLDINGS INC | |||||||||||||||||||||||||||
| Security | 044186104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ASH | Meeting Date | 28-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US0441861046 | Agenda | 935316768 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Brendan M. Cummins | For | For | For | None | None | |||||||||||||||||||||
| 2 | William G. Dempsey | For | For | For | None | None | |||||||||||||||||||||
| 3 | Jay V. Ihlenfeld | For | For | For | None | None | |||||||||||||||||||||
| 4 | Wetteny Joseph | For | For | For | None | None | |||||||||||||||||||||
| 5 | Susan L. Main | For | For | For | None | None | |||||||||||||||||||||
| 6 | Guillermo Novo | For | For | For | None | None | |||||||||||||||||||||
| 7 | Jerome A. Peribere | For | For | For | None | None | |||||||||||||||||||||
| 8 | Ricky C. Sandler | For | For | For | None | None | |||||||||||||||||||||
| 9 | Janice J. Teal | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Adopt Omnibus Stock Option Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 25-Jan-2021 | 25-Jan-2021 | ||||||||||||||||||||
| UGI CORPORATION | |||||||||||||||||||||||||||
| Security | 902681105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | UGI | Meeting Date | 29-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US9026811052 | Agenda | 935316718 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,038 | 0 | 25-Jan-2021 | 25-Jan-2021 | ||||||||||||||||||||
| ENERGIZER HOLDINGS, INC. | |||||||||||||||||||||||||||
| Security | 29272W109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | ||||||||||||||||||||||||
| ISIN | US29272W1099 | Agenda | 935317568 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 25-Jan-2021 | 25-Jan-2021 | ||||||||||||||||||||
| ANALOG DEVICES, INC. | |||||||||||||||||||||||||||
| Security | 032654105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ADI | Meeting Date | 10-Mar-2021 | ||||||||||||||||||||||||
| ISIN | US0326541051 | Agenda | 935326252 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,671 | 0 | 02-Feb-2021 | 02-Feb-2021 | ||||||||||||||||||||
| WADDELL & REED FINANCIAL, INC. | |||||||||||||||||||||||||||
| Security | 930059100 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | WDR | Meeting Date | 23-Mar-2021 | ||||||||||||||||||||||||
| ISIN | US9300591008 | Agenda | 935337988 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Approve Merger Agreement | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 11,500 | 0 | 08-Mar-2021 | 08-Mar-2021 | ||||||||||||||||||||
| XILINX, INC. | |||||||||||||||||||||||||||
| Security | 983919101 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | XLNX | Meeting Date | 07-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US9839191015 | Agenda | 935346735 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Approve Merger Agreement | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 05-Apr-2021 | 05-Apr-2021 | ||||||||||||||||||||
| KONTOOR BRANDS, INC. | |||||||||||||||||||||||||||
| Security | 50050N103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | KTB | Meeting Date | 20-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US50050N1037 | Agenda | 935341317 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Kathleen Barclay | For | For | For | None | None | |||||||||||||||||||||
| 2 | Robert Lynch | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,671 | 0 | 19-Apr-2021 | 19-Apr-2021 | ||||||||||||||||||||
| GRACO INC. | |||||||||||||||||||||||||||
| Security | 384109104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | GGG | Meeting Date | 23-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US3841091040 | Agenda | 935344488 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| L3HARRIS TECHNOLOGIES INC. | |||||||||||||||||||||||||||
| Security | 502431109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LHX | Meeting Date | 23-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US5024311095 | Agenda | 935345694 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,400 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| ALLEGHANY CORPORATION | |||||||||||||||||||||||||||
| Security | 017175100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | Y | Meeting Date | 23-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US0171751003 | Agenda | 935352827 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,190 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| FASTENAL COMPANY | |||||||||||||||||||||||||||
| Security | 311900104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | FAST | Meeting Date | 24-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US3119001044 | Agenda | 935342270 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 18,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| CENTENE CORPORATION | |||||||||||||||||||||||||||
| Security | 15135B101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CNC | Meeting Date | 27-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US15135B1017 | Agenda | 935349604 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Proxy Process/Statement | Shareholder | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 22-Apr-2021 | 22-Apr-2021 | ||||||||||||||||||||
| BIO-RAD LABORATORIES, INC. | |||||||||||||||||||||||||||
| Security | 090572207 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BIO | Meeting Date | 27-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US0905722072 | Agenda | 935380686 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,700 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| NRG ENERGY, INC. | |||||||||||||||||||||||||||
| Security | 629377508 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NRG | Meeting Date | 29-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US6293775085 | Agenda | 935347446 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 27-Apr-2021 | 27-Apr-2021 | ||||||||||||||||||||
| CHURCH & DWIGHT CO., INC. | |||||||||||||||||||||||||||
| Security | 171340102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CHD | Meeting Date | 29-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US1713401024 | Agenda | 935348753 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Authorize Board to Fill Vacancies | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Declassify Board | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,000 | 0 | 27-Apr-2021 | 27-Apr-2021 | ||||||||||||||||||||
| SNAP-ON INCORPORATED | |||||||||||||||||||||||||||
| Security | 833034101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | SNA | Meeting Date | 29-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US8330341012 | Agenda | 935351332 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Amend Incentive Stock Option Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,475 | 0 | 27-Apr-2021 | 27-Apr-2021 | ||||||||||||||||||||
| TELEFLEX INCORPORATED | |||||||||||||||||||||||||||
| Security | 879369106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TFX | Meeting Date | 30-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US8793691069 | Agenda | 935371194 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Declassify Board | Shareholder | For | None | None | None | |||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,950 | 0 | 28-Apr-2021 | 28-Apr-2021 | ||||||||||||||||||||
| PENTAIR PLC | |||||||||||||||||||||||||||
| Security | G7S00T104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PNR | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||
| ISIN | IE00BLS09M33 | Agenda | 935355378 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Full Slate) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Allot Securities | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | Eliminate Pre-Emptive Rights | Management | For | For | For | None | None | ||||||||||||||||||||
| 7. | Allot Securities | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,900 | 0 | 28-Apr-2021 | 28-Apr-2021 | ||||||||||||||||||||
| ALBEMARLE CORPORATION | |||||||||||||||||||||||||||
| Security | 012653101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ALB | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||
| ISIN | US0126531013 | Agenda | 935355936 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 2A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,700 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| EXPEDITORS INT'L OF WASHINGTON, INC. | |||||||||||||||||||||||||||
| Security | 302130109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | EXPD | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||
| ISIN | US3021301094 | Agenda | 935356255 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,000 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| PACKAGING CORPORATION OF AMERICA | |||||||||||||||||||||||||||
| Security | 695156109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PKG | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||
| ISIN | US6951561090 | Agenda | 935356382 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| BUNGE LIMITED | |||||||||||||||||||||||||||
| Security | G16962105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BG | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
| ISIN | BMG169621056 | Agenda | 935349375 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Amend Non-Employee Director Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | For | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 12-May-2021 | |||||||||||||||||||||
| BROWN & BROWN, INC. | |||||||||||||||||||||||||||
| Security | 115236101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BRO | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
| ISIN | US1152361010 | Agenda | 935355772 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | J. Hyatt Brown | For | For | For | None | None | |||||||||||||||||||||
| 2 | Hugh M. Brown | For | For | For | None | None | |||||||||||||||||||||
| 3 | J. Powell Brown | For | For | For | None | None | |||||||||||||||||||||
| 4 | L. L. Gellerstedt III | For | For | For | None | None | |||||||||||||||||||||
| 5 | James C. Hays | For | For | For | None | None | |||||||||||||||||||||
| 6 | Theodore J. Hoepner | For | For | For | None | None | |||||||||||||||||||||
| 7 | James S. Hunt | For | For | For | None | None | |||||||||||||||||||||
| 8 | Toni Jennings | For | For | For | None | None | |||||||||||||||||||||
| 9 | Timothy R.M. Main | For | For | For | None | None | |||||||||||||||||||||
| 10 | H. Palmer Proctor, Jr. | For | For | For | None | None | |||||||||||||||||||||
| 11 | Wendell S. Reilly | For | For | For | None | None | |||||||||||||||||||||
| 12 | Chilton D. Varner | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 20,000 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| NVR, INC. | |||||||||||||||||||||||||||
| Security | 62944T105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NVR | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
| ISIN | US62944T1051 | Agenda | 935356130 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 135 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| CME GROUP INC. | |||||||||||||||||||||||||||
| Security | 12572Q105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CME | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
| ISIN | US12572Q1058 | Agenda | 935359340 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1O. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1P. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1Q. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| AMETEK INC. | |||||||||||||||||||||||||||
| Security | 031100100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AME | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
| ISIN | US0311001004 | Agenda | 935352586 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,350 | 0 | 05-May-2021 | 05-May-2021 | ||||||||||||||||||||
| C.H. ROBINSON WORLDWIDE, INC. | |||||||||||||||||||||||||||
| Security | 12541W209 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CHRW | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
| ISIN | US12541W2098 | Agenda | 935352930 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 05-May-2021 | 05-May-2021 | ||||||||||||||||||||
| TEMPUR SEALY INTERNATIONAL, INC. | |||||||||||||||||||||||||||
| Security | 88023U101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TPX | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
| ISIN | US88023U1016 | Agenda | 935354162 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Authorize Common Stock Increase | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 12,000 | 0 | 05-May-2021 | 05-May-2021 | ||||||||||||||||||||
| CHARLES RIVER LABORATORIES INTL., INC. | |||||||||||||||||||||||||||
| Security | 159864107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CRL | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
| ISIN | US1598641074 | Agenda | 935370483 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,500 | 0 | 05-May-2021 | 05-May-2021 | ||||||||||||||||||||
| GILDAN ACTIVEWEAR INC. | |||||||||||||||||||||||||||
| Security | 375916103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | GIL | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
| ISIN | CA3759161035 | Agenda | 935385725 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1 | Election of Directors (Majority Voting) | Management | |||||||||||||||||||||||||
| 1 | Donald C. Berg | For | For | For | None | None | |||||||||||||||||||||
| 2 | Maryse Bertrand | For | For | For | None | None | |||||||||||||||||||||
| 3 | Marc Caira | For | For | For | None | None | |||||||||||||||||||||
| 4 | Glenn J. Chamandy | For | For | For | None | None | |||||||||||||||||||||
| 5 | Shirley E. Cunningham | For | For | For | None | None | |||||||||||||||||||||
| 6 | Russell Goodman | For | For | For | None | None | |||||||||||||||||||||
| 7 | Charles M. Herington | For | For | For | None | None | |||||||||||||||||||||
| 8 | Luc Jobin | For | For | For | None | None | |||||||||||||||||||||
| 9 | Craig A. Leavitt | For | For | For | None | None | |||||||||||||||||||||
| 10 | Anne Martin-Vachon | For | For | For | None | None | |||||||||||||||||||||
| 2 | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,400 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| NATIONAL INSTRUMENTS CORPORATION | |||||||||||||||||||||||||||
| Security | 636518102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NATI | Meeting Date | 11-May-2021 | ||||||||||||||||||||||||
| ISIN | US6365181022 | Agenda | 935359732 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Gayla J. Delly | For | For | For | None | None | |||||||||||||||||||||
| 2 | Gerhard P. Fettweis | For | For | For | None | None | |||||||||||||||||||||
| 3 | Duy-Loan T. Le | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 12,000 | 0 | 06-May-2021 | 06-May-2021 | ||||||||||||||||||||
| WATERS CORPORATION | |||||||||||||||||||||||||||
| Security | 941848103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WAT | Meeting Date | 11-May-2021 | ||||||||||||||||||||||||
| ISIN | US9418481035 | Agenda | 935361888 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 06-May-2021 | 06-May-2021 | ||||||||||||||||||||
| ARTHUR J. GALLAGHER & CO. | |||||||||||||||||||||||||||
| Security | 363576109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AJG | Meeting Date | 11-May-2021 | ||||||||||||||||||||||||
| ISIN | US3635761097 | Agenda | 935365305 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,000 | 0 | 06-May-2021 | 06-May-2021 | ||||||||||||||||||||
| ARROW ELECTRONICS, INC. | |||||||||||||||||||||||||||
| Security | 042735100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ARW | Meeting Date | 12-May-2021 | ||||||||||||||||||||||||
| ISIN | US0427351004 | Agenda | 935372540 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Barry W. Perry | For | For | For | None | None | |||||||||||||||||||||
| 2 | William F. Austen | For | For | For | None | None | |||||||||||||||||||||
| 3 | Steven H. Gunby | For | For | For | None | None | |||||||||||||||||||||
| 4 | Gail E. Hamilton | For | For | For | None | None | |||||||||||||||||||||
| 5 | Richard S. Hill | For | For | For | None | None | |||||||||||||||||||||
| 6 | M.F. (Fran) Keeth | For | For | For | None | None | |||||||||||||||||||||
| 7 | Andrew C. Kerin | For | For | For | None | None | |||||||||||||||||||||
| 8 | Laurel J. Krzeminski | For | For | For | None | None | |||||||||||||||||||||
| 9 | Michael J. Long | For | For | For | None | None | |||||||||||||||||||||
| 10 | Stephen C. Patrick | For | For | For | None | None | |||||||||||||||||||||
| 11 | Gerry P. Smith | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,100 | 0 | 10-May-2021 | 10-May-2021 | ||||||||||||||||||||
| FLIR SYSTEMS, INC. | |||||||||||||||||||||||||||
| Security | 302445101 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | FLIR | Meeting Date | 13-May-2021 | ||||||||||||||||||||||||
| ISIN | US3024451011 | Agenda | 935403624 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Approve Merger Agreement | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 12-May-2021 | 12-May-2021 | ||||||||||||||||||||
| MARTIN MARIETTA MATERIALS, INC. | |||||||||||||||||||||||||||
| Security | 573284106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MLM | Meeting Date | 13-May-2021 | ||||||||||||||||||||||||
| ISIN | US5732841060 | Agenda | 935406238 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 12-May-2021 | 12-May-2021 | ||||||||||||||||||||
| INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||||||||||||||||
| Security | 45866F104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ICE | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||
| ISIN | US45866F1049 | Agenda | 935367397 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,500 | 0 | 13-May-2021 | 13-May-2021 | ||||||||||||||||||||
| NVENT ELECTRIC PLC | |||||||||||||||||||||||||||
| Security | G6700G107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NVT | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||
| ISIN | IE00BDVJJQ56 | Agenda | 935369492 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Allot Securities | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,900 | 0 | 13-May-2021 | 13-May-2021 | ||||||||||||||||||||
| WASTE CONNECTIONS, INC. | |||||||||||||||||||||||||||
| Security | 94106B101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WCN | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||
| ISIN | CA94106B1013 | Agenda | 935371283 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,500 | 0 | 13-May-2021 | 13-May-2021 | ||||||||||||||||||||
| ANSYS, INC. | |||||||||||||||||||||||||||
| Security | 03662Q105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ANSS | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||
| ISIN | US03662Q1058 | Agenda | 935371459 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Approve Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 13-May-2021 | 13-May-2021 | ||||||||||||||||||||
| CHEMED CORPORATION | |||||||||||||||||||||||||||
| Security | 16359R103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CHE | Meeting Date | 17-May-2021 | ||||||||||||||||||||||||
| ISIN | US16359R1032 | Agenda | 935393481 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 14-May-2021 | 14-May-2021 | ||||||||||||||||||||
| MID-AMERICA APARTMENT COMMUNITIES, INC. | |||||||||||||||||||||||||||
| Security | 59522J103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MAA | Meeting Date | 18-May-2021 | ||||||||||||||||||||||||
| ISIN | US59522J1034 | Agenda | 935372374 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 15,000 | 0 | 14-May-2021 | 14-May-2021 | ||||||||||||||||||||
| ENPHASE ENERGY, INC. | |||||||||||||||||||||||||||
| Security | 29355A107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ENPH | Meeting Date | 19-May-2021 | ||||||||||||||||||||||||
| ISIN | US29355A1079 | Agenda | 935365216 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | B. Kothandaraman | For | For | For | None | None | |||||||||||||||||||||
| 2 | Joseph Malchow | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Authorize Common Stock Increase | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Approve Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 17-May-2021 | 17-May-2021 | ||||||||||||||||||||
| AMERICAN FINANCIAL GROUP, INC. | |||||||||||||||||||||||||||
| Security | 025932104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AFG | Meeting Date | 19-May-2021 | ||||||||||||||||||||||||
| ISIN | US0259321042 | Agenda | 935374900 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Carl H. Lindner III | For | For | For | None | None | |||||||||||||||||||||
| 2 | S. Craig Lindner | For | For | For | None | None | |||||||||||||||||||||
| 3 | John B. Berding | For | For | For | None | None | |||||||||||||||||||||
| 4 | Virginia C. Drosos | For | For | For | None | None | |||||||||||||||||||||
| 5 | James E. Evans | For | For | For | None | None | |||||||||||||||||||||
| 6 | Terry S. Jacobs | For | For | For | None | None | |||||||||||||||||||||
| 7 | Gregory G. Joseph | For | For | For | None | None | |||||||||||||||||||||
| 8 | Mary Beth Martin | For | For | For | None | None | |||||||||||||||||||||
| 9 | Evans N. Nwankwo | For | For | For | None | None | |||||||||||||||||||||
| 10 | William W. Verity | For | For | For | None | None | |||||||||||||||||||||
| 11 | John I. Von Lehman | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,600 | 0 | 17-May-2021 | 17-May-2021 | ||||||||||||||||||||
| STEEL DYNAMICS, INC. | |||||||||||||||||||||||||||
| Security | 858119100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | STLD | Meeting Date | 19-May-2021 | ||||||||||||||||||||||||
| ISIN | US8581191009 | Agenda | 935383024 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Mark D. Millett | For | For | For | None | None | |||||||||||||||||||||
| 2 | Sheree L. Bargabos | For | For | For | None | None | |||||||||||||||||||||
| 3 | Keith E. Busse | For | For | For | None | None | |||||||||||||||||||||
| 4 | Frank D. Byrne, M.D. | For | For | For | None | None | |||||||||||||||||||||
| 5 | Kenneth W. Cornew | For | For | For | None | None | |||||||||||||||||||||
| 6 | Traci M. Dolan | For | For | For | None | None | |||||||||||||||||||||
| 7 | James C. Marcuccilli | For | For | For | None | None | |||||||||||||||||||||
| 8 | Bradley S. Seaman | For | For | For | None | None | |||||||||||||||||||||
| 9 | Gabriel L. Shaheen | For | For | For | None | None | |||||||||||||||||||||
| 10 | Steven A. Sonnenberg | For | For | For | None | None | |||||||||||||||||||||
| 11 | Richard P. Teets, Jr. | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,500 | 0 | 18-May-2021 | 18-May-2021 | ||||||||||||||||||||
| CONTINENTAL RESOURCES, INC. | |||||||||||||||||||||||||||
| Security | 212015101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CLR | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||
| ISIN | US2120151012 | Agenda | 935370279 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | William B. Berry | For | For | For | None | None | |||||||||||||||||||||
| 2 | Harold G. Hamm | For | For | For | None | None | |||||||||||||||||||||
| 3 | Shelly Lambertz | For | For | For | None | None | |||||||||||||||||||||
| 4 | Lon McCain | For | For | For | None | None | |||||||||||||||||||||
| 5 | John T. McNabb, II | For | For | For | None | None | |||||||||||||||||||||
| 6 | Mark E. Monroe | For | For | For | None | None | |||||||||||||||||||||
| 7 | Timothy G. Taylor | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 7,000 | 0 | 19-May-2021 | 19-May-2021 | ||||||||||||||||||||
| HASBRO, INC. | |||||||||||||||||||||||||||
| Security | 418056107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | HAS | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||
| ISIN | US4180561072 | Agenda | 935373807 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 19-May-2021 | 19-May-2021 | ||||||||||||||||||||
| MACY'S INC. | |||||||||||||||||||||||||||
| Security | 55616P104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | M | Meeting Date | 21-May-2021 | ||||||||||||||||||||||||
| ISIN | US55616P1049 | Agenda | 935380927 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Approve Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 20-May-2021 | 20-May-2021 | ||||||||||||||||||||
| MARATHON OIL CORPORATION | |||||||||||||||||||||||||||
| Security | 565849106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MRO | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||
| ISIN | US5658491064 | Agenda | 935385410 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 15,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| ONEOK, INC. | |||||||||||||||||||||||||||
| Security | 682680103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | OKE | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||
| ISIN | US6826801036 | Agenda | 935390726 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| MICROSTRATEGY INCORPORATED | |||||||||||||||||||||||||||
| Security | 594972408 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MSTR | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||
| ISIN | US5949724083 | Agenda | 935395411 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Michael J. Saylor | For | For | For | None | None | |||||||||||||||||||||
| 2 | Stephen X. Graham | For | For | For | None | None | |||||||||||||||||||||
| 3 | Jarrod M. Patten | For | For | For | None | None | |||||||||||||||||||||
| 4 | Leslie J. Rechan | For | For | For | None | None | |||||||||||||||||||||
| 5 | Carl J. Rickertsen | For | For | For | None | None | |||||||||||||||||||||
| 2. | Amend Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Adopt Employee Stock Purchase Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 500 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| VOYA FINANCIAL, INC. | |||||||||||||||||||||||||||
| Security | 929089100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | VOYA | Meeting Date | 27-May-2021 | ||||||||||||||||||||||||
| ISIN | US9290891004 | Agenda | 935387438 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| NEW RESIDENTIAL INVESTMENT CORP. | |||||||||||||||||||||||||||
| Security | 64828T201 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NRZ | Meeting Date | 27-May-2021 | ||||||||||||||||||||||||
| ISIN | US64828T2015 | Agenda | 935391742 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Kevin J. Finnerty | For | For | For | None | None | |||||||||||||||||||||
| 2 | Michael Nierenberg | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 25,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| OLD REPUBLIC INTERNATIONAL CORPORATION | |||||||||||||||||||||||||||
| Security | 680223104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ORI | Meeting Date | 28-May-2021 | ||||||||||||||||||||||||
| ISIN | US6802231042 | Agenda | 935392667 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Michael D. Kennedy | For | For | For | None | None | |||||||||||||||||||||
| 2 | Spencer LeRoy III | For | For | For | None | None | |||||||||||||||||||||
| 3 | Peter B. McNitt | For | For | For | None | None | |||||||||||||||||||||
| 4 | Steven R. Walker | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 24,400 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| THE CARLYLE GROUP INC | |||||||||||||||||||||||||||
| Security | 14316J108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CG | Meeting Date | 01-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US14316J1088 | Agenda | 935402305 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Daniel A. D'Aniello | For | For | For | None | None | |||||||||||||||||||||
| 2 | Peter J. Clare | For | For | For | None | None | |||||||||||||||||||||
| 3 | Dr. Thomas S. Robertson | For | For | For | None | None | |||||||||||||||||||||
| 4 | William J. Shaw | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 7,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| INTERDIGITAL, INC. | |||||||||||||||||||||||||||
| Security | 45867G101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | IDCC | Meeting Date | 02-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US45867G1013 | Agenda | 935400755 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,500 | 0 | 26-May-2021 | 26-May-2021 | ||||||||||||||||||||
| PENUMBRA, INC. | |||||||||||||||||||||||||||
| Security | 70975L107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PEN | Meeting Date | 02-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US70975L1070 | Agenda | 935402494 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Adam Elsesser | For | For | For | None | None | |||||||||||||||||||||
| 2 | Harpreet Grewal | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Adopt Restricted Stock Award Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,500 | 0 | 26-May-2021 | 26-May-2021 | ||||||||||||||||||||
| SEI INVESTMENTS COMPANY | |||||||||||||||||||||||||||
| Security | 784117103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | SEIC | Meeting Date | 02-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US7841171033 | Agenda | 935428246 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,500 | 0 | 01-Jun-2021 | 01-Jun-2021 | ||||||||||||||||||||
| NVIDIA CORPORATION | |||||||||||||||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NVDA | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US67066G1040 | Agenda | 935402343 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Authorize Common Stock Increase | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,600 | 0 | 01-Jun-2021 | 01-Jun-2021 | ||||||||||||||||||||
| GLOBUS MEDICAL, INC. | |||||||||||||||||||||||||||
| Security | 379577208 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | GMED | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US3795772082 | Agenda | 935413156 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Approve Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 01-Jun-2021 | 01-Jun-2021 | ||||||||||||||||||||
| DEVON ENERGY CORPORATION | |||||||||||||||||||||||||||
| Security | 25179M103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | DVN | Meeting Date | 09-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US25179M1036 | Agenda | 935408446 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Barbara M. Baumann | For | For | For | None | None | |||||||||||||||||||||
| 2 | John E. Bethancourt | For | For | For | None | None | |||||||||||||||||||||
| 3 | Ann G. Fox | For | For | For | None | None | |||||||||||||||||||||
| 4 | David A. Hager | For | For | For | None | None | |||||||||||||||||||||
| 5 | Kelt Kindick | For | For | For | None | None | |||||||||||||||||||||
| 6 | John Krenicki Jr. | For | For | For | None | None | |||||||||||||||||||||
| 7 | Karl F. Kurz | For | For | For | None | None | |||||||||||||||||||||
| 8 | Robert A. Mosbacher Jr. | For | For | For | None | None | |||||||||||||||||||||
| 9 | Richard E. Muncrief | For | For | For | None | None | |||||||||||||||||||||
| 10 | Duane C. Radtke | For | For | For | None | None | |||||||||||||||||||||
| 11 | Valerie M. Williams | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,000 | 0 | 07-Jun-2021 | 07-Jun-2021 | ||||||||||||||||||||
| W. R. BERKLEY CORPORATION | |||||||||||||||||||||||||||
| Security | 084423102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WRB | Meeting Date | 15-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US0844231029 | Agenda | 935412798 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 11,175 | 0 | 10-Jun-2021 | 10-Jun-2021 | ||||||||||||||||||||
| NASDAQ, INC. | |||||||||||||||||||||||||||
| Security | 631103108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NDAQ | Meeting Date | 15-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US6311031081 | Agenda | 935416520 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,500 | 0 | 14-Jun-2021 | 14-Jun-2021 | ||||||||||||||||||||
| ARES MANAGEMENT CORPORATION | |||||||||||||||||||||||||||
| Security | 03990B101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ARES | Meeting Date | 16-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US03990B1017 | Agenda | 935426329 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,500 | 0 | 14-Jun-2021 | 14-Jun-2021 | ||||||||||||||||||||
| OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | |||||||||||||||||||||||||||
| Security | 681116109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | OLLI | Meeting Date | 17-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US6811161099 | Agenda | 935421002 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,300 | 0 | 16-Jun-2021 | 16-Jun-2021 | ||||||||||||||||||||
| OKTA, INC. | |||||||||||||||||||||||||||
| Security | 679295105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | OKTA | Meeting Date | 17-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US6792951054 | Agenda | 935426418 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Todd McKinnon | For | For | For | None | None | |||||||||||||||||||||
| 2 | Michael Stankey | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 16-Jun-2021 |
-Jun-2021 | ||||||||||||||||||||
Government Street Equity Fund
| Investment Company Report | |||||||||||||||||||||||||||
| LINDE PLC | |||||||||||||||||||||||||||
| Security | G5494J103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LIN | Meeting Date | 27-Jul-2020 | ||||||||||||||||||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935214065 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2A. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 2B. | Approve Remuneration of Directors and Auditors |
Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Allot Securities | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,300 | 0 | 23-Jul-2020 | 23-Jul-2020 | ||||||||||||||||||||
| NIKE, INC. | |||||||||||||||||||||||||||
| Security | 654106103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NKE | Meeting Date | 17-Sep-2020 | ||||||||||||||||||||||||
| ISIN | US6541061031 | Agenda | 935256378 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Political/Government | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 10-Sep-2020 | 10-Sep-2020 | ||||||||||||||||||||
| THE PROCTER & GAMBLE COMPANY | |||||||||||||||||||||||||||
| Security | 742718109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PG | Meeting Date | 13-Oct-2020 | ||||||||||||||||||||||||
| ISIN | US7427181091 | Agenda | 935264969 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Adopt Stock Option Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Environmental | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 09-Oct-2020 | 09-Oct-2020 | ||||||||||||||||||||
| BIO-TECHNE CORP | |||||||||||||||||||||||||||
| Security | 09073M104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TECH | Meeting Date | 29-Oct-2020 | ||||||||||||||||||||||||
| ISIN | US09073M1045 | Agenda | 935270570 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Fix Number of Directors | Management | For | For | For | None | None | ||||||||||||||||||||
| 2A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,500 | 0 | 22-Oct-2020 | 22-Oct-2020 | ||||||||||||||||||||
| THE CLOROX COMPANY | |||||||||||||||||||||||||||
| Security | 189054109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CLX | Meeting Date | 18-Nov-2020 | ||||||||||||||||||||||||
| ISIN | US1890541097 | Agenda | 935281383 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Eliminate Supermajority Requirements | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,000 | 0 | 13-Nov-2020 | 13-Nov-2020 | ||||||||||||||||||||
| MICROSOFT CORPORATION | |||||||||||||||||||||||||||
| Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | ||||||||||||||||||||||||
| ISIN | US5949181045 | Agenda | 935284478 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,000 | 0 | 23-Nov-2020 | 23-Nov-2020 | ||||||||||||||||||||
| COSTCO WHOLESALE CORPORATION | |||||||||||||||||||||||||||
| Security | 22160K105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | COST | Meeting Date | 21-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US22160K1051 | Agenda | 935312796 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Susan L. Decker | For | For | For | None | None | |||||||||||||||||||||
| 2 | Kenneth D. Denman | For | For | For | None | None | |||||||||||||||||||||
| 3 | Richard A. Galanti | For | For | For | None | None | |||||||||||||||||||||
| 4 | W. Craig Jelinek | For | For | For | None | None | |||||||||||||||||||||
| 5 | Sally Jewell | For | For | For | None | None | |||||||||||||||||||||
| 6 | Charles T. Munger | For | For | For | None | None | |||||||||||||||||||||
| 7 | Jeffrey S. Raikes | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,000 | 0 | 11-Jan-2021 | 11-Jan-2021 | ||||||||||||||||||||
| VISA INC. | |||||||||||||||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | ||||||||||||||||||||||||
| ISIN | US92826C8394 | Agenda | 935315576 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Executive Compensation | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,300 | 0 | 13-Jan-2021 | 13-Jan-2021 | ||||||||||||||||||||
| EMERSON ELECTRIC CO. | |||||||||||||||||||||||||||
| Security | 291011104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | EMR | Meeting Date | 02-Feb-2021 | ||||||||||||||||||||||||
| ISIN | US2910111044 | Agenda | 935317190 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | M. A. Blinn | For | For | For | None | None | |||||||||||||||||||||
| 2 | A. F. Golden | For | For | For | None | None | |||||||||||||||||||||
| 3 | C. Kendle | For | For | For | None | None | |||||||||||||||||||||
| 4 | J. S. Turley | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,500 | 0 | 25-Jan-2021 | 25-Jan-2021 | ||||||||||||||||||||
| ACCENTURE PLC | |||||||||||||||||||||||||||
| Security | G1151C101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ACN | Meeting Date | 03-Feb-2021 | ||||||||||||||||||||||||
| ISIN | IE00B4BNMY34 | Agenda | 935318128 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Approve Option Grants | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Eliminate Pre-Emptive Rights | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | Allot Securities | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,150 | 0 | 25-Jan-2021 | 25-Jan-2021 | ||||||||||||||||||||
| APPLE INC. | |||||||||||||||||||||||||||
| Security | 037833100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | ||||||||||||||||||||||||
| ISIN | US0378331005 | Agenda | 935323167 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Report on Executive Compensation |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 30,200 | 0 | 25-Jan-2021 | 25-Jan-2021 | ||||||||||||||||||||
| QUALCOMM INCORPORATED | |||||||||||||||||||||||||||
| Security | 747525103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | QCOM | Meeting Date | 10-Mar-2021 | ||||||||||||||||||||||||
| ISIN | US7475251036 | Agenda | 935327569 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 02-Feb-2021 | 02-Feb-2021 | ||||||||||||||||||||
| TE CONNECTIVITY LTD | |||||||||||||||||||||||||||
| Security | H84989104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | ||||||||||||||||||||||||
| ISIN | CH0102993182 | Agenda | 935327571 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 3A. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 3B. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 3C. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 3D. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 5.1 | Adopt Accounts for Past Year | Management | For | For | For | None | None | ||||||||||||||||||||
| 5.2 | Adopt Accounts for Past Year | Management | For | For | For | None | None | ||||||||||||||||||||
| 5.3 | Receive Consolidated Financial Statements | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | Director Removal Without Cause | Management | For | For | For | None | None | ||||||||||||||||||||
| 7.1 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 7.2 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 7.3 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 8. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 9. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 10. | Miscellaneous Compensation Plans | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 11. | Dividends | Management | For | For | For | None | None | ||||||||||||||||||||
| 12. | Dividends | Management | For | For | For | None | None | ||||||||||||||||||||
| 13. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 14. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 15. | Approve Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 16. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 02-Feb-2021 | 02-Feb-2021 | ||||||||||||||||||||
| TE CONNECTIVITY LTD | |||||||||||||||||||||||||||
| Security | H84989104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | ||||||||||||||||||||||||
| ISIN | CH0102993182 | Agenda | 935338144 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 3A. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 3B. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 3C. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 3D. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 5.1 | Adopt Accounts for Past Year | Management | For | For | For | None | None | ||||||||||||||||||||
| 5.2 | Adopt Accounts for Past Year | Management | For | For | For | None | None | ||||||||||||||||||||
| 5.3 | Receive Consolidated Financial Statements | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | Director Removal Without Cause | Management | For | For | For | None | None | ||||||||||||||||||||
| 7.1 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 7.2 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 7.3 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 8. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 9. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 10. | Miscellaneous Compensation Plans | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 11. | Dividends | Management | For | For | For | None | None | ||||||||||||||||||||
| 12. | Dividends | Management | For | For | For | None | None | ||||||||||||||||||||
| 13. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 14. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 15. | Amend Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 16. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 01-Mar-2021 | 01-Mar-2021 | ||||||||||||||||||||
| S&P GLOBAL INC. | |||||||||||||||||||||||||||
| Security | 78409V104 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | SPGI | Meeting Date | 11-Mar-2021 | ||||||||||||||||||||||||
| ISIN | US78409V1044 | Agenda | 935329816 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Stock Issuance | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,000 | 0 | 08-Mar-2021 | 08-Mar-2021 | ||||||||||||||||||||
| MCCORMICK & COMPANY, INCORPORATED | |||||||||||||||||||||||||||
| Security | 579780206 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MKC | Meeting Date | 31-Mar-2021 | ||||||||||||||||||||||||
| ISIN | US5797802064 | Agenda | 935333586 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Miscellaneous Corporate Actions | Management | For | None | None | None | |||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 08-Mar-2021 | 08-Mar-2021 | ||||||||||||||||||||
| THE COCA-COLA COMPANY | |||||||||||||||||||||||||||
| Security | 191216100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US1912161007 | Agenda | 935342547 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Health Issues | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 19-Apr-2021 | 19-Apr-2021 | ||||||||||||||||||||
| TEXAS INSTRUMENTS INCORPORATED | |||||||||||||||||||||||||||
| Security | 882508104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TXN | Meeting Date | 22-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US8825081040 | Agenda | 935341709 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,200 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| PFIZER INC. | |||||||||||||||||||||||||||
| Security | 717081103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US7170811035 | Agenda | 935344503 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Political/Government | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Health Issues | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| JOHNSON & JOHNSON | |||||||||||||||||||||||||||
| Security | 478160104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US4781601046 | Agenda | 935345214 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Executive Compensation | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,750 | 0 | 19-Apr-2021 | 19-Apr-2021 | ||||||||||||||||||||
| LOCKHEED MARTIN CORPORATION | |||||||||||||||||||||||||||
| Security | 539830109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LMT | Meeting Date | 22-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US5398301094 | Agenda | 935349933 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Human Rights Related | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 19-Apr-2021 | 19-Apr-2021 | ||||||||||||||||||||
| ABBOTT LABORATORIES | |||||||||||||||||||||||||||
| Security | 002824100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ABT | Meeting Date | 23-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US0028241000 | Agenda | 935345125 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | R.J. Alpern | For | For | For | None | None | |||||||||||||||||||||
| 2 | R.S. Austin | For | For | For | None | None | |||||||||||||||||||||
| 3 | S.E. Blount | For | For | For | None | None | |||||||||||||||||||||
| 4 | R.B. Ford | For | For | For | None | None | |||||||||||||||||||||
| 5 | M.A. Kumbier | For | For | For | None | None | |||||||||||||||||||||
| 6 | D.W. McDew | For | For | For | None | None | |||||||||||||||||||||
| 7 | N. McKinstry | For | For | For | None | None | |||||||||||||||||||||
| 8 | W.A. Osborn | For | For | For | None | None | |||||||||||||||||||||
| 9 | M.F. Roman | For | For | For | None | None | |||||||||||||||||||||
| 10 | D.J. Starks | For | For | For | None | None | |||||||||||||||||||||
| 11 | J.G. Stratton | For | For | For | None | None | |||||||||||||||||||||
| 12 | G.F. Tilton | For | For | For | None | None | |||||||||||||||||||||
| 13 | M.D. White | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||||||||||||||||||||
| 4A. | Eliminate Supermajority Requirements | Management | For | For | For | None | None | ||||||||||||||||||||
| 4B. | Eliminate Supermajority Requirements | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Political/Government | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Establish Independent Chairman |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,500 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| RAYTHEON TECHNOLOGIES | |||||||||||||||||||||||||||
| Security | 75513E101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | RTX | Meeting Date | 26-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US75513E1010 | Agenda | 935347218 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Approve Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 5. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 13,500 | 0 | 21-Apr-2021 | 21-Apr-2021 | ||||||||||||||||||||
| TRUIST FINANCIAL CORPORATION | |||||||||||||||||||||||||||
| Security | 89832Q109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TFC | Meeting Date | 27-Apr-2021 | ||||||||||||||||||||||||
| ISIN | US89832Q1094 | Agenda | 935345288 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1O. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1P. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1Q. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1R. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1S. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1T. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1U. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1V. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 23-Apr-2021 | 23-Apr-2021 | ||||||||||||||||||||
| ASML HOLDINGS N.V. | |||||||||||||||||||||||||||
| Security | N07059210 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | ||||||||||||||||||||||||
| ISIN | USN070592100 | Agenda | 935354732 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 3a | Approve Remuneration of Directors and Auditors |
Management | For | For | For | None | None | ||||||||||||||||||||
| 3b | Receive Consolidated Financial Statements | Management | For | For | For | None | None | ||||||||||||||||||||
| 3d | Dividends | Management | For | For | For | None | None | ||||||||||||||||||||
| 4a | Approve Director Liability Insurance | Management | For | For | For | None | None | ||||||||||||||||||||
| 4b | Approve Director Liability Insurance | Management | For | For | For | None | None | ||||||||||||||||||||
| 5 | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 6 | Approve Remuneration of Directors and Auditors |
Management | For | For | For | None | None | ||||||||||||||||||||
| 7 | Approve Remuneration of Directors and Auditors |
Management | For | For | For | None | None | ||||||||||||||||||||
| 9a | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 10 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 11a | Authorize Common Stock Increase | Management | For | For | For | None | None | ||||||||||||||||||||
| 11b | Eliminate Pre-Emptive Rights | Management | For | For | For | None | None | ||||||||||||||||||||
| 11c | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 11d | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 12a | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 12b | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 13 | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 850 | 0 | 19-Apr-2021 | 19-Apr-2021 | ||||||||||||||||||||
| ASML HOLDINGS N.V. | |||||||||||||||||||||||||||
| Security | N07059210 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | ||||||||||||||||||||||||
| ISIN | USN070592100 | Agenda | 935388529 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 3a | Approve Remuneration of Directors and Auditors |
Management | For | For | For | None | None | ||||||||||||||||||||
| 3b | Receive Consolidated Financial Statements | Management | For | For | For | None | None | ||||||||||||||||||||
| 3d | Dividends | Management | For | For | For | None | None | ||||||||||||||||||||
| 4a | Approve Director Liability Insurance | Management | For | For | For | None | None | ||||||||||||||||||||
| 4b | Approve Director Liability Insurance | Management | For | For | For | None | None | ||||||||||||||||||||
| 5 | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 6 | Approve Remuneration of Directors and Auditors |
Management | For | For | For | None | None | ||||||||||||||||||||
| 7 | Approve Remuneration of Directors and Auditors |
Management | For | For | For | None | None | ||||||||||||||||||||
| 9a | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 10 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 11a | Authorize Common Stock Increase | Management | For | For | For | None | None | ||||||||||||||||||||
| 11b | Eliminate Pre-Emptive Rights | Management | For | For | For | None | None | ||||||||||||||||||||
| 11c | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 11d | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 12a | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 12b | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| 13 | Approve Charter Amendment | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 850 | 0 | 19-Apr-2021 | 19-Apr-2021 | ||||||||||||||||||||
| AFLAC INCORPORATED | |||||||||||||||||||||||||||
| Security | 001055102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AFL | Meeting Date | 03-May-2021 | ||||||||||||||||||||||||
| ISIN | US0010551028 | Agenda | 935355556 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 16,000 | 0 | 28-Apr-2021 | 28-Apr-2021 | ||||||||||||||||||||
| EDWARDS LIFESCIENCES CORPORATION | |||||||||||||||||||||||||||
| Security | 28176E108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | EW | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||
| ISIN | US28176E1082 | Agenda | 935354035 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,800 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| ALBEMARLE CORPORATION | |||||||||||||||||||||||||||
| Security | 012653101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ALB | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||
| ISIN | US0126531013 | Agenda | 935355936 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 2A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 3,500 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||||||||||||
| Security | 110122108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||
| ISIN | US1101221083 | Agenda | 935359643 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J) | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Approve Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Board Independence | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 8. | S/H Proposal - Create Threshold as to Number of Shares Held to be Director |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| BARRICK GOLD CORPORATION | |||||||||||||||||||||||||||
| Security | 067901108 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||||||||
| Ticker Symbol | GOLD | Meeting Date | 04-May-2021 | ||||||||||||||||||||||||
| ISIN | CA0679011084 | Agenda | 935373148 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1 | Election of Directors (Majority Voting) | Management | |||||||||||||||||||||||||
| 1 | D. M. Bristow | For | For | For | None | None | |||||||||||||||||||||
| 2 | G. A. Cisneros | For | For | For | None | None | |||||||||||||||||||||
| 3 | C. L. Coleman | For | For | For | None | None | |||||||||||||||||||||
| 4 | J. M. Evans | For | For | For | None | None | |||||||||||||||||||||
| 5 | B. L. Greenspun | For | For | For | None | None | |||||||||||||||||||||
| 6 | J. B. Harvey | For | For | For | None | None | |||||||||||||||||||||
| 7 | A. N. Kabagambe | For | For | For | None | None | |||||||||||||||||||||
| 8 | A. J. Quinn | For | For | For | None | None | |||||||||||||||||||||
| 9 | M. L. Silva | For | For | For | None | None | |||||||||||||||||||||
| 10 | J. L. Thornton | For | For | For | None | None | |||||||||||||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3 | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4 | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 12,000 | 0 | 28-Apr-2021 | 28-Apr-2021 | ||||||||||||||||||||
| GENERAL DYNAMICS CORPORATION | |||||||||||||||||||||||||||
| Security | 369550108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | GD | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
| ISIN | US3695501086 | Agenda | 935359338 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,200 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| CME GROUP INC. | |||||||||||||||||||||||||||
| Security | 12572Q105 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CME | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
| ISIN | US12572Q1058 | Agenda | 935359340 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1O. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1P. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1Q. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| S&P GLOBAL INC. | |||||||||||||||||||||||||||
| Security | 78409V104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | SPGI | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
| ISIN | US78409V1044 | Agenda | 935381462 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 500 | 0 | 03-May-2021 | 03-May-2021 | ||||||||||||||||||||
| WEC ENERGY GROUP, INC. | |||||||||||||||||||||||||||
| Security | 92939U106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WEC | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
| ISIN | US92939U1060 | Agenda | 935346420 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Amend Omnibus Stock Option Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 14,000 | 0 | 05-May-2021 | 05-May-2021 | ||||||||||||||||||||
| ABBVIE INC. | |||||||||||||||||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ABBV | Meeting Date | 07-May-2021 | ||||||||||||||||||||||||
| ISIN | US00287Y1091 | Agenda | 935357891 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Roxanne S. Austin | For | For | For | None | None | |||||||||||||||||||||
| 2 | Richard A. Gonzalez | For | For | For | None | None | |||||||||||||||||||||
| 3 | Rebecca B. Roberts | For | For | For | None | None | |||||||||||||||||||||
| 4 | Glenn F. Tilton | For | For | For | None | None | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 5. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | Eliminate Supermajority Requirements | Management | For | For | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 8. | S/H Proposal - Establish Independent Chairman |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,500 | 0 | 05-May-2021 | 05-May-2021 | ||||||||||||||||||||
| INTERNATIONAL PAPER COMPANY | |||||||||||||||||||||||||||
| Security | 460146103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | IP | Meeting Date | 10-May-2021 | ||||||||||||||||||||||||
| ISIN | US4601461035 | Agenda | 935359833 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 06-May-2021 | 06-May-2021 | ||||||||||||||||||||
| VULCAN MATERIALS COMPANY | |||||||||||||||||||||||||||
| Security | 929160109 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | VMC | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||
| ISIN | US9291601097 | Agenda | 935362917 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,300 | 0 | 13-May-2021 | 13-May-2021 | ||||||||||||||||||||
| INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||||||||||||||||
| Security | 45866F104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ICE | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||
| ISIN | US45866F1049 | Agenda | 935367397 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 13-May-2021 | 13-May-2021 | ||||||||||||||||||||
| JPMORGAN CHASE & CO. | |||||||||||||||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | ||||||||||||||||||||||||
| ISIN | US46625H1005 | Agenda | 935372285 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Gender Pay Equality | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Establish Independent Chairman |
Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 8. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 22,000 | 0 | 14-May-2021 | 14-May-2021 | ||||||||||||||||||||
| MID-AMERICA APARTMENT COMMUNITIES, INC. | |||||||||||||||||||||||||||
| Security | 59522J103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MAA | Meeting Date | 18-May-2021 | ||||||||||||||||||||||||
| ISIN | US59522J1034 | Agenda | 935372374 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 14-May-2021 | 14-May-2021 | ||||||||||||||||||||
| THERMO FISHER SCIENTIFIC INC. | |||||||||||||||||||||||||||
| Security | 883556102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TMO | Meeting Date | 19-May-2021 | ||||||||||||||||||||||||
| ISIN | US8835561023 | Agenda | 935375736 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 900 | 0 | 18-May-2021 | 18-May-2021 | ||||||||||||||||||||
| THE HOME DEPOT, INC. | |||||||||||||||||||||||||||
| Security | 437076102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | HD | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||
| ISIN | US4370761029 | Agenda | 935365874 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 19-May-2021 | 19-May-2021 | ||||||||||||||||||||
| HONEYWELL INTERNATIONAL INC. | |||||||||||||||||||||||||||
| Security | 438516106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | HON | Meeting Date | 21-May-2021 | ||||||||||||||||||||||||
| ISIN | US4385161066 | Agenda | 935374861 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,000 | 0 | 20-May-2021 | 20-May-2021 | ||||||||||||||||||||
| CHEVRON CORPORATION | |||||||||||||||||||||||||||
| Security | 166764100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||
| ISIN | US1667641005 | Agenda | 935390132 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 8. | S/H Proposal - Establish Independent Chairman |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| ONEOK, INC. | |||||||||||||||||||||||||||
| Security | 682680103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | OKE | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||
| ISIN | US6826801036 | Agenda | 935390726 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| PAYPAL HOLDINGS, INC. | |||||||||||||||||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PYPL | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||
| ISIN | US70450Y1038 | Agenda | 935392617 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| AMAZON.COM, INC. | |||||||||||||||||||||||||||
| Security | 023135106 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||
| ISIN | US0231351067 | Agenda | 935397592 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Gender Pay Equality | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 11. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 12. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 13. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 14. | S/H Proposal - Environmental | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 850 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| LOWE'S COMPANIES, INC. | |||||||||||||||||||||||||||
| Security | 548661107 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | LOW | Meeting Date | 28-May-2021 | ||||||||||||||||||||||||
| ISIN | US5486611073 | Agenda | 935387729 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Raul Alvarez | For | For | For | None | None | |||||||||||||||||||||
| 2 | David H. Batchelder | For | For | For | None | None | |||||||||||||||||||||
| 3 | Angela F. Braly | For | For | For | None | None | |||||||||||||||||||||
| 4 | Sandra B. Cochran | For | For | For | None | None | |||||||||||||||||||||
| 5 | Laurie Z. Douglas | For | For | For | None | None | |||||||||||||||||||||
| 6 | Richard W. Dreiling | For | For | For | None | None | |||||||||||||||||||||
| 7 | Marvin R. Ellison | For | For | For | None | None | |||||||||||||||||||||
| 8 | Daniel J. Heinrich | For | For | For | None | None | |||||||||||||||||||||
| 9 | Brian C. Rogers | For | For | For | None | None | |||||||||||||||||||||
| 10 | Bertram L. Scott | For | For | For | None | None | |||||||||||||||||||||
| 11 | Mary Beth West | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| WALMART INC. | |||||||||||||||||||||||||||
| Security | 931142103 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | WMT | Meeting Date | 02-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US9311421039 | Agenda | 935404866 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Environmental | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 13,500 | 0 | 01-Jun-2021 | 01-Jun-2021 | ||||||||||||||||||||
| ALPHABET INC. | |||||||||||||||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US02079K3059 | Agenda | 935406264 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | Adopt Stock Option Plan | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 9. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None | ||||||||||||||||||||
| 10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 11. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 700 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
| COMCAST CORPORATION | |||||||||||||||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US20030N1019 | Agenda | 935407139 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Kenneth J. Bacon | For | For | For | None | None | |||||||||||||||||||||
| 2 | Madeline S. Bell | For | For | For | None | None | |||||||||||||||||||||
| 3 | Naomi M. Bergman | For | For | For | None | None | |||||||||||||||||||||
| 4 | Edward D. Breen | For | For | For | None | None | |||||||||||||||||||||
| 5 | Gerald L. Hassell | For | For | For | None | None | |||||||||||||||||||||
| 6 | Jeffrey A. Honickman | For | For | For | None | None | |||||||||||||||||||||
| 7 | Maritza G. Montiel | For | For | For | None | None | |||||||||||||||||||||
| 8 | Asuka Nakahara | For | For | For | None | None | |||||||||||||||||||||
| 9 | David C. Novak | For | For | For | None | None | |||||||||||||||||||||
| 10 | Brian L. Roberts | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 30,000 | 0 | 26-May-2021 | 26-May-2021 | ||||||||||||||||||||
| NVIDIA CORPORATION | |||||||||||||||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | NVDA | Meeting Date | 03-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US67066G1040 | Agenda | 935402343 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Authorize Common Stock Increase | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,025 | 0 | 01-Jun-2021 | 01-Jun-2021 | ||||||||||||||||||||
| UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||||||||||||||
| Security | 91324P102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | UNH | Meeting Date | 07-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US91324P1021 | Agenda | 935414879 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Create Threshold as to Number of Shares Held to be Director |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 600 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||||||||||||||
| FREEPORT-MCMORAN INC. | |||||||||||||||||||||||||||
| Security | 35671D857 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US35671D8570 | Agenda | 935412762 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 25,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||||||||||||||
| PALANTIR TECHNOLOGIES INC. | |||||||||||||||||||||||||||
| Security | 69608A108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | PLTR | Meeting Date | 08-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US69608A1088 | Agenda | 935420012 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Alexander Karp | For | For | For | None | None | |||||||||||||||||||||
| 2 | Stephen Cohen | For | For | For | None | None | |||||||||||||||||||||
| 3 | Peter Thiel | For | For | For | None | None | |||||||||||||||||||||
| 4 | Alexander Moore | For | For | For | None | None | |||||||||||||||||||||
| 5 | Spencer Rascoff | For | For | For | None | None | |||||||||||||||||||||
| 6 | Alexandra Schiff | For | For | For | None | None | |||||||||||||||||||||
| 7 | Lauren Friedman Stat | For | For | For | None | None | |||||||||||||||||||||
| 2. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||||||||||||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||||||||||||||||||
| Security | 874039100 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TSM | Meeting Date | 08-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US8740391003 | Agenda | 935435049 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1) | Adopt Accounts for Past Year | Management | For | For | For | None | None | ||||||||||||||||||||
| 2) | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||||||||||||||||||||
| 3) | Adopt Restricted Stock Award Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 4) | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | Mark Liu* | For | For | For | None | None | |||||||||||||||||||||
| 2 | C.C. Wei* | For | For | For | None | None | |||||||||||||||||||||
| 3 | F.C. Tseng* | For | For | For | None | None | |||||||||||||||||||||
| 4 | Ming-Hsin Kung*+ | For | For | For | None | None | |||||||||||||||||||||
| 5 | Sir Peter L. Bonfield# | For | For | For | None | None | |||||||||||||||||||||
| 6 | Kok-Choo Chen# | For | For | For | None | None | |||||||||||||||||||||
| 7 | Michael R. Splinter# | For | For | For | None | None | |||||||||||||||||||||
| 8 | Moshe N. Gavrielov# | For | For | For | None | None | |||||||||||||||||||||
| 9 | Yancey Hai# | For | For | For | None | None | |||||||||||||||||||||
| 10 | L. Rafael Reif# | For | For | For | None | None | |||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 26-May-2021 | 26-May-2021 | ||||||||||||||||||||
| CATERPILLAR INC. | |||||||||||||||||||||||||||
| Security | 149123101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | CAT | Meeting Date | 09-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US1491231015 | Agenda | 935415617 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 4. | S/H Proposal - Environmental | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 5. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy |
Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 3,000 | 0 | 07-Jun-2021 | 07-Jun-2021 | ||||||||||||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | |||||||||||||||||||||||||||
| Security | 112585104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | BAM | Meeting Date | 11-Jun-2021 | ||||||||||||||||||||||||
| ISIN | CA1125851040 | Agenda | 935433994 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1 | Election of Directors | Management | |||||||||||||||||||||||||
| 1 | M. Elyse Allan | For | For | For | None | None | |||||||||||||||||||||
| 2 | Angela F. Braly | For | For | For | None | None | |||||||||||||||||||||
| 3 | Janice Fukakusa | For | For | For | None | None | |||||||||||||||||||||
| 4 | Maureen Kempston Darkes | For | For | For | None | None | |||||||||||||||||||||
| 5 | Frank J. McKenna | For | For | For | None | None | |||||||||||||||||||||
| 6 | Hutham S. Olayan | For | For | For | None | None | |||||||||||||||||||||
| 7 | Seek Ngee Huat | For | For | For | None | None | |||||||||||||||||||||
| 8 | Diana L. Taylor | For | For | For | None | None | |||||||||||||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 3 | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 28,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | ||||||||||||||||||||
| ARES MANAGEMENT CORPORATION | |||||||||||||||||||||||||||
| Security | 03990B101 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | ARES | Meeting Date | 16-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US03990B1017 | Agenda | 935426329 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 14-Jun-2021 | 14-Jun-2021 | ||||||||||||||||||||
| MASTERCARD INCORPORATED | |||||||||||||||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US57636Q1040 | Agenda | 935420644 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Amend Non-Employee Director Plan | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | Eliminate Supermajority Requirements | Management | For | For | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,000 | 0 | 21-Jun-2021 | 21-Jun-2021 | ||||||||||||||||||||
| TWITTER, INC. | |||||||||||||||||||||||||||
| Security | 90184L102 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | TWTR | Meeting Date | 24-Jun-2021 | ||||||||||||||||||||||||
| ISIN | US90184L1026 | Agenda | 935395120 - Management | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation | ||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | None | None | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | None | None | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||||||||||||||||||||
| 5. | Declassify Board | Management | For | For | For | None | None | ||||||||||||||||||||
| 6. | S/H Proposal - Environmental | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| 7. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None | ||||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | ||||||||||||||||||||
| 19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 24-May-2021 | 24-May-2021 | ||||||||||||||||||||
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| ORACLE CORPORATION | ||||
| Security | 68389X105 | Meeting Type | Annual | |
| Ticker Symbol | ORCL | Meeting Date | 04-Nov-2020 | |
| ISIN | US68389X1054 | Agenda | 935274554 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||
| 1. | DIRECTOR | Management | |||||
| 1 | Jeffrey S. Berg | Withheld | Against | ||||
| 2 | Michael J. Boskin | Withheld | Against | ||||
| 3 | Safra A. Catz | For | For | ||||
| 4 | Bruce R. Chizen | Withheld | Against | ||||
| 5 | George H. Conrades | Withheld | Against | ||||
| 6 | Lawrence J. Ellison | Withheld | Against | ||||
| 7 | Rona A. Fairhead | For | For | ||||
| 8 | Jeffrey O. Henley | For | For | ||||
| 9 | Renee J. James | For | For | ||||
| 10 | Charles W. Moorman IV | Withheld | Against | ||||
| 11 | Leon E. Panetta | Withheld | Against | ||||
| 12 | William G. Parrett | For | For | ||||
| 13 | Naomi O. Seligman | Withheld | Against | ||||
| 14 | Vishal Sikka | For | For | ||||
| 2. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | For | For | |||
| 3. | Approve the Oracle Corporation 2020 Equity Incentive Plan. | Management | Against | Against | |||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | Against | Against | |||
| 5. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | For | Against | |||
| 6. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | For | Against | |||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 11,500 | 0 | 21-Oct-2020 | 21-Oct-2020 |
| Page 1 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| MICROSOFT CORPORATION | ||||
| Security | 594918104 | Meeting Type | Annual | |
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |
| ISIN | US5949181045 | Agenda | 935284478 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | |
| 1D. | Election of Director: Satya Nadella | Management | For | For | |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | |
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | |
| 1I. | Election of Director: John W. Stanton | Management | For | For | |
| 1J. | Election of Director: John W. Thompson | Management | For | For | |
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | Against | Against | |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 8,200 | 0 | 20-Nov-2020 | 20-Nov-2020 |
| Page 2 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| CISCO SYSTEMS, INC. | ||||
| Security | 17275R102 | Meeting Type | Annual | |
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | |
| ISIN | US17275R1023 | Agenda | 935287498 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: M. Michele Burns | Management | For | For | |
| 1b. | Election of Director: Wesley G. Bush | Management | Against | Against | |
| 1c. | Election of Director: Michael D. Capellas | Management | Against | Against | |
| 1d. | Election of Director: Mark Garrett | Management | For | For | |
| 1e. | Election of Director: Dr. Kristina M. Johnson | Management | Against | Against | |
| 1f. | Election of Director: Roderick C. McGeary | Management | Against | Against | |
| 1g. | Election of Director: Charles H. Robbins | Management | Against | Against | |
| 1h. | Election of Director: Arun Sarin | Management | Against | Against | |
| 1i. | Election of Director: Brenton L. Saunders | Management | Against | Against | |
| 1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | |
| 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | For | For | |
| 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | Against | Against | |
| 4. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |
| 5. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2021. | Management | Against | Against | |
| 6. | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 19,500 | 0 | 27-Nov-2020 | 27-Nov-2020 |
| Page 3 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| VISA INC. | ||||
| Security | 92826C839 | Meeting Type | Annual | |
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | |
| ISIN | US92826C8394 | Agenda | 935315576 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | |
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | |
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | Against | Against | |
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | Against | Against | |
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | |
| 1F. | Election of Director: John F. Lundgren | Management | Against | Against | |
| 1G. | Election of Director: Robert W. Matschullat | Management | Against | Against | |
| 1H. | Election of Director: Denise M. Morrison | Management | Against | Against | |
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | |
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | |
| 1K. | Election of Director: John A. C. Swainson | Management | Against | Against | |
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | Against | Against | |
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | Against | Against | |
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | Against | Against | |
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | Against | Against | |
| 6. | To vote on a stockholder proposal requesting stockholders’ right to act by written consent, if properly presented. | Shareholder | For | Against | |
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 3,400 | 0 | 14-Jan-2021 | 14-Jan-2021 |
| Page 4 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| APPLE INC. | ||||
| Security | 037833100 | Meeting Type | Annual | |
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |
| ISIN | US0378331005 | Agenda | 935323167 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: James Bell | Management | For | For | |
| 1B. | Election of Director: Tim Cook | Management | For | For | |
| 1C. | Election of Director: Al Gore | Management | Against | Against | |
| 1D. | Election of Director: Andrea Jung | Management | For | For | |
| 1E. | Election of Director: Art Levinson | Management | Against | Against | |
| 1F. | Election of Director: Monica Lozano | Management | For | For | |
| 1G. | Election of Director: Ron Sugar | Management | Against | Against | |
| 1H. | Election of Director: Sue Wagner | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2021. | Management | Against | Against | |
| 3. | Advisory vote to approve executive compensation. | Management | For | For | |
| 4. | A shareholder proposal entitled “Shareholder Proxy Access Amendments”. | Shareholder | For | Against | |
| 5. | A shareholder proposal entitled “Shareholder Proposal to Improve Executive Compensation Program”. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 22,800 | 0 | 11-Feb-2021 | 11-Feb-2021 |
| Page 5 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| THE WALT DISNEY COMPANY | ||||
| Security | 254687106 | Meeting Type | Annual | |
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |
| ISIN | US2546871060 | Agenda | 935328206 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | |
| 1B. | Election of Director: Mary T. Barra | Management | For | For | |
| 1C. | Election of Director: Safra A. Catz | Management | For | For | |
| 1D. | Election of Director: Robert A. Chapek | Management | For | For | |
| 1E. | Election of Director: Francis A. deSouza | Management | For | For | |
| 1F. | Election of Director: Michael B.G. Froman | Management | For | For | |
| 1G. | Election of Director: Robert A. Iger | Management | Against | Against | |
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | |
| 1I. | Election of Director: Mark G. Parker | Management | For | For | |
| 1J. | Election of Director: Derica W. Rice | Management | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2021. | Management | Against | Against | |
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | |
| 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | Shareholder | Against | For | |
| 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,550 | 0 | 03-Mar-2021 | 03-Mar-2021 |
| Page 6 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| BROADCOM INC | ||||
| Security | 11135F101 | Meeting Type | Annual | |
| Ticker Symbol | AVGO | Meeting Date | 05-Apr-2021 | |
| ISIN | US11135F1012 | Agenda | 935335768 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Ms. Diane M. Bryant | Management | For | For | |
| 1B. | Election of Director: Ms. Gayla J. Delly | Management | For | For | |
| 1C. | Election of Director: Mr. Raul J. Fernandez | Management | For | For | |
| 1D. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | |
| 1E. | Election of Director: Mr. Check Kian Low | Management | For | For | |
| 1F. | Election of Director: Ms. Justine F. Page | Management | For | For | |
| 1G. | Election of Director: Dr. Henry Samueli | Management | For | For | |
| 1H. | Election of Director: Mr. Hock E. Tan | Management | For | For | |
| 1I. | Election of Director: Mr. Harry L. You | Management | For | For | |
| 2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | Against | Against | |
| 3. | Approval of an amendment and restatement of Broadcom’s 2012 Stock Incentive Plan. | Management | For | For | |
| 4. | Advisory vote to approve compensation of Broadcom’s named executive officers. | Management | For | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,400 | 0 | 15-Mar-2021 | 15-Mar-2021 |
| Page 7 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| PFIZER INC. | ||||
| Security | 717081103 | Meeting Type | Annual | |
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |
| ISIN | US7170811035 | Agenda | 935344503 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Ronald E. Blaylock | Management | Against | Against | |
| 1B. | Election of Director: Albert Bourla | Management | For | For | |
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | |
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | |
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | |
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | |
| 1G. | Election of Director: Susan Hockfield | Management | For | For | |
| 1H. | Election of Director: Dan R. Littman | Management | For | For | |
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | |
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | |
| 1K. | Election of Director: James Quincey | Management | Against | Against | |
| 1L. | Election of Director: James C. Smith | Management | Against | Against | |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | Against | Against | |
| 3. | 2021 advisory approval of executive compensation. | Management | Against | Against | |
| 4. | Shareholder proposal regarding independent chair policy. | Shareholder | For | Against | |
| 5. | Shareholder proposal regarding political spending report. | Shareholder | Against | For | |
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 14,500 | 0 | 13-Apr-2021 | 13-Apr-2021 |
| Page 8 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| LOCKHEED MARTIN CORPORATION | ||||
| Security | 539830109 | Meeting Type | Annual | |
| Ticker Symbol | LMT | Meeting Date | 22-Apr-2021 | |
| ISIN | US5398301094 | Agenda | 935349933 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Daniel F. Akerson | Management | For | For | |
| 1B. | Election of Director: David B. Burritt | Management | Against | Against | |
| 1C. | Election of Director: Bruce A. Carlson | Management | For | For | |
| 1D. | Election of Director: Joseph F. Dunford, Jr. | Management | For | For | |
| 1E. | Election of Director: James O. Ellis, Jr. | Management | Against | Against | |
| 1F. | Election of Director: Thomas J. Falk | Management | Against | Against | |
| 1G. | Election of Director: Ilene S. Gordon | Management | Against | Against | |
| 1H. | Election of Director: Vicki A. Hollub | Management | Against | Against | |
| 1I. | Election of Director: Jeh C. Johnson | Management | For | For | |
| 1J. | Election of Director: Debra L. Reed-Klages | Management | Against | Against | |
| 1K. | Election of Director: James D. Taiclet | Management | For | For | |
| 2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021. | Management | Against | Against | |
| 3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | Against | Against | |
| 4. | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | Shareholder | For | Against | |
| 5. | Stockholder Proposal to issue a Report on Human Rights Due Diligence. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,000 | 0 | 09-Apr-2021 | 09-Apr-2021 |
| Page 9 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| RAYTHEON TECHNOLOGIES | ||||
| Security | 75513E101 | Meeting Type | Annual | |
| Ticker Symbol | RTX | Meeting Date | 26-Apr-2021 | |
| ISIN | US75513E1010 | Agenda | 935347218 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Tracy A. Atkinson | Management | Against | Against | |
| 1B. | Election of Director: Gregory J. Hayes | Management | For | For | |
| 1C. | Election of Director: Thomas A. Kennedy | Management | For | For | |
| 1D. | Election of Director: Marshall O. Larsen | Management | For | For | |
| 1E. | Election of Director: George R. Oliver | Management | For | For | |
| 1F. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | |
| 1G. | Election of Director: Margaret L. O’Sullivan | Management | For | For | |
| 1H. | Election of Director: Dinesh C. Paliwal | Management | Against | Against | |
| 1I. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |
| 1J. | Election of Director: Denise L. Ramos | Management | Against | Against | |
| 1K. | Election of Director: Fredric G. Reynolds | Management | Against | Against | |
| 1L. | Election of Director: Brian C. Rogers | Management | Against | Against | |
| 1M. | Election of Director: James A. Winnefeld, Jr. | Management | Against | Against | |
| 1N. | Election of Director: Robert O. Work | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | Against | Against | |
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | Against | Against | |
| 4. | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Management | For | For | |
| 5. | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Management | Against | Against | |
| 6. | Shareowner Proposal to Amend Proxy Access Bylaw. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 5,800 | 0 | 16-Apr-2021 | 16-Apr-2021 |
| Page 10 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| THE PNC FINANCIAL SERVICES GROUP, INC. | ||||
| Security | 693475105 | Meeting Type | Annual | |
| Ticker Symbol | PNC | Meeting Date | 27-Apr-2021 | |
| ISIN | US6934751057 | Agenda | 935343208 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Joseph Alvarado | Management | For | For | |
| 1B. | Election of Director: Charles E. Bunch | Management | Against | Against | |
| 1C. | Election of Director: Debra A. Cafaro | Management | Against | Against | |
| 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | |
| 1E. | Election of Director: David L. Cohen | Management | Against | Against | |
| 1F. | Election of Director: William S. Demchak | Management | Against | Against | |
| 1G. | Election of Director: Andrew T. Feldstein | Management | Against | Against | |
| 1H. | Election of Director: Richard J. Harshman | Management | Against | Against | |
| 1I. | Election of Director: Daniel R. Hesse | Management | For | For | |
| 1J. | Election of Director: Linda R. Medler | Management | For | For | |
| 1K. | Election of Director: Martin Pfinsgraff | Management | For | For | |
| 1L. | Election of Director: Toni Townes-Whitley | Management | For | For | |
| 1M. | Election of Director: Michael J. Ward | Management | Against | Against | |
| 2. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as PNC’s independent registered public accounting firm for 2021. | Management | Against | Against | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | |
| 4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 5,200 | 0 | 16-Apr-2021 | 16-Apr-2021 |
| Page 11 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| TRUIST FINANCIAL CORPORATION | ||||
| Security | 89832Q109 | Meeting Type | Annual | |
| Ticker Symbol | TFC | Meeting Date | 27-Apr-2021 | |
| ISIN | US89832Q1094 | Agenda | 935345288 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Jennifer S. Banner | Management | Against | Against | |
| 1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: K. David Boyer, Jr. | Management | For | For | |
| 1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Agnes Bundy Scanlan | Management | For | For | |
| 1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Anna R. Cablik | Management | Against | Against | |
| 1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dallas S. Clement | Management | For | For | |
| 1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul D. Donahue | Management | Against | Against | |
| 1G. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul R. Garcia | Management | For | For | |
| 1H. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Patrick C. Graney III | Management | Against | Against | |
| 1I. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Linnie M. Haynesworth | Management | For | For | |
| 1J. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kelly S. King | Management | For | For | |
| 1K. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Easter A. Maynard | Management | Against | Against | |
| 1L. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Donna S. Morea | Management | For | For | |
| 1M. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Charles A. Patton | Management | For | For | |
| 1N. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Nido R. Qubein | Management | For | For | |
| 1O. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: David M. Ratcliffe | Management | For | For | |
| 1P. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: William H. Rogers, Jr. | Management | For | For |
| Page 12 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| 1Q. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Frank P. Scruggs, Jr. | Management | Against | Against | |
| 1R. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christine Sears | Management | For | For | |
| 1S. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas E. Skains | Management | Against | Against | |
| 1T. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Bruce L. Tanner | Management | For | For | |
| 1U. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas N. Thompson | Management | Against | Against | |
| 1V. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Steven C. Voorhees | Management | Against | Against | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist’s independent registered public accounting firm for 2021. | Management | Against | Against | |
| 3. | Advisory vote to approve Truist’s executive compensation program. | Management | Against | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 20,625 | 0 | 19-Apr-2021 | 19-Apr-2021 |
| Page 13 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| EATON CORPORATION PLC | ||||
| Security | G29183103 | Meeting Type | Annual | |
| Ticker Symbol | ETN | Meeting Date | 28-Apr-2021 | |
| ISIN | IE00B8KQN827 | Agenda | 935349692 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Craig Arnold | Management | For | For | |
| 1B. | Election of Director: Christopher M. Connor | Management | Against | Against | |
| 1C. | Election of Director: Olivier Leonetti | Management | For | For | |
| 1D. | Election of Director: Deborah L. McCoy | Management | For | For | |
| 1E. | Election of Director: Silvio Napoli | Management | For | For | |
| 1F. | Election of Director: Gregory R. Page | Management | Against | Against | |
| 1G. | Election of Director: Sandra Pianalto | Management | For | For | |
| 1H. | Election of Director: Lori J. Ryerkerk | Management | For | For | |
| 1I. | Election of Director: Gerald B. Smith | Management | For | For | |
| 1J. | Election of Director: Dorothy C. Thompson | Management | For | For | |
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | Against | Against | |
| 3. | Advisory approval of the Company’s executive compensation. | Management | For | For | |
| 4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | |
| 5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 7,300 | 0 | 20-Apr-2021 | 20-Apr-2021 |
| Page 14 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| AMERIPRISE FINANCIAL, INC. | ||||
| Security | 03076C106 | Meeting Type | Annual | |
| Ticker Symbol | AMP | Meeting Date | 28-Apr-2021 | |
| ISIN | US03076C1062 | Agenda | 935353728 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: James M. Cracchiolo | Management | Against | Against | |
| 1B. | Election of Director: Dianne Neal Blixt | Management | Against | Against | |
| 1C. | Election of Director: Amy DiGeso | Management | Against | Against | |
| 1D. | Election of Director: Lon R. Greenberg | Management | Against | Against | |
| 1E. | Election of Director: Jeffrey Noddle | Management | Against | Against | |
| 1F. | Election of Director: Robert F. Sharpe, Jr. | Management | Against | Against | |
| 1G. | Election of Director: Brian T. Shea | Management | For | For | |
| 1H. | Election of Director: W. Edward Walter III | Management | For | For | |
| 1I. | Election of Director: Christopher J. Williams | Management | For | For | |
| 2. | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | Against | Against | |
| 3. | To ratify the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021. | Management | Against | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,250 | 0 | 19-Apr-2021 | 19-Apr-2021 |
| Page 15 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| THE GOLDMAN SACHS GROUP, INC. | ||||
| Security | 38141G104 | Meeting Type | Annual | |
| Ticker Symbol | GS | Meeting Date | 29-Apr-2021 | |
| ISIN | US38141G1040 | Agenda | 935349351 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: M. Michele Burns | Management | Against | Against | |
| 1B. | Election of Director: Drew G. Faust | Management | Against | Against | |
| 1C. | Election of Director: Mark A. Flaherty | Management | For | For | |
| 1D. | Election of Director: Ellen J. Kullman | Management | Against | Against | |
| 1E. | Election of Director: Lakshmi N. Mittal | Management | Against | Against | |
| 1F. | Election of Director: Adebayo O. Ogunlesi | Management | Against | Against | |
| 1G. | Election of Director: Peter Oppenheimer | Management | For | For | |
| 1H. | Election of Director: David M. Solomon | Management | For | For | |
| 1I. | Election of Director: Jan E. Tighe | Management | For | For | |
| 1J. | Election of Director: Jessica R. Uhl | Management | For | For | |
| 1K. | Election of Director: David A. Viniar | Management | For | For | |
| 1L. | Election of Director: Mark O. Winkelman | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | For | For | |
| 3. | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Management | Against | Against | |
| 4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Management | Against | Against | |
| 5. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | For | Against | |
| 6. | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | Against | For | |
| 7. | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | Against | For | |
| 8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 3,300 | 0 | 20-Apr-2021 | 20-Apr-2021 |
| Page 16 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| PEPSICO, INC. | ||||
| Security | 713448108 | Meeting Type | Annual | |
| Ticker Symbol | PEP | Meeting Date | 05-May-2021 | |
| ISIN | US7134481081 | Agenda | 935355342 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Segun Agbaje | Management | For | For | |
| 1B. | Election of Director: Shona L. Brown | Management | For | For | |
| 1C. | Election of Director: Cesar Conde | Management | For | For | |
| 1D. | Election of Director: Ian Cook | Management | Abstain | Against | |
| 1E. | Election of Director: Dina Dublon | Management | For | For | |
| 1F. | Election of Director: Michelle Gass | Management | Against | Against | |
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | |
| 1H. | Election of Director: Dave Lewis | Management | For | For | |
| 1I. | Election of Director: David C. Page | Management | For | For | |
| 1J. | Election of Director: Robert C. Pohlad | Management | For | For | |
| 1K. | Election of Director: Daniel Vasella | Management | For | For | |
| 1L. | Election of Director: Darren Walker | Management | For | For | |
| 1M. | Election of Director: Alberto Weisser | Management | Against | Against | |
| 2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2021. | Management | Against | Against | |
| 3. | Advisory approval of the Company’s executive compensation. | Management | For | For | |
| 4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Against | For | |
| 5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Against | For | |
| 6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 5,200 | 0 | 29-Apr-2021 | 29-Apr-2021 |
| Page 17 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| EASTMAN CHEMICAL COMPANY | ||||
| Security | 277432100 | Meeting Type | Annual | |
| Ticker Symbol | EMN | Meeting Date | 06-May-2021 | |
| ISIN | US2774321002 | Agenda | 935370572 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: HUMBERTO P. ALFONSO | Management | For | For | |
| 1b. | Election of Director: VANESSA L. ALLEN SUTHERLAND | Management | For | For | |
| 1c. | Election of Director: BRETT D. BEGEMANN | Management | Against | Against | |
| 1d. | Election of Director: MARK J. COSTA | Management | For | For | |
| 1e. | Election of Director: EDWARD L. DOHENY II | Management | For | For | |
| 1f. | Election of Director: JULIE F. HOLDER | Management | Against | Against | |
| 1g. | Election of Director: RENÉE J. HORNBAKER | Management | Against | Against | |
| 1h. | Election of Director: KIM ANN MINK | Management | For | For | |
| 1i. | Election of Director: JAMES J. O’BRIEN | Management | Against | Against | |
| 1j. | Election of Director: DAVID W. RAISBECK | Management | Against | Against | |
| 1k. | Election of Director: CHARLES K. STEVENS III | Management | For | For | |
| 2. | Advisory Approval of Executive Compensation as Disclosed in Proxy Statement | Management | Against | Against | |
| 3. | Approve the 2021 Omnibus Stock Compensation Plan | Management | Against | Against | |
| 4. | Ratify Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | Against | Against | |
| 5. | Advisory Vote on Stockholder Proposal Requesting that the Board of Directors Take Steps Necessary to Permit Stockholders to Act by Written Consent | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 7,000 | 0 | 30-Apr-2021 | 30-Apr-2021 |
| Page 18 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| NORFOLK SOUTHERN CORPORATION | ||||
| Security | 655844108 | Meeting Type | Annual | |
| Ticker Symbol | NSC | Meeting Date | 13-May-2021 | |
| ISIN | US6558441084 | Agenda | 935363046 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | Against | Against | |
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | |
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | |
| 1d. | Election of Director: John C. Huffard, Jr. | Management | For | For | |
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | |
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | |
| 1g. | Election of Director: Steven F. Leer | Management | Against | Against | |
| 1h. | Election of Director: Michael D. Lockhart | Management | Against | Against | |
| 1i. | Election of Director: Amy E. Miles | Management | For | For | |
| 1j. | Election of Director: Claude Mongeau | Management | For | For | |
| 1k. | Election of Director: Jennifer F. Scanlon | Management | For | For | |
| 1l. | Election of Director: James A. Squires | Management | Against | Against | |
| 1m. | Election of Director: John R. Thompson | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern’s independent auditors for the year ending December 31, 2021. | Management | Against | Against | |
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2021 Annual Meeting of Shareholders. | Management | For | For | |
| 4. | Proposal regarding revisions to ownership requirements for proxy access. | Shareholder | For | Against | |
| 5. | Proposal regarding a report on lobbying activity alignment with Paris Climate Agreement. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 3,700 | 0 | 09-May-2021 | 09-May-2021 |
| Page 19 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| UNITED PARCEL SERVICE, INC. | ||||
| Security | 911312106 | Meeting Type | Annual | |
| Ticker Symbol | UPS | Meeting Date | 13-May-2021 | |
| ISIN | US9113121068 | Agenda | 935365002 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Carol B. Tomé | Management | For | For | |
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Rodney C. Adkins | Management | For | For | |
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Eva C. Boratto | Management | For | For | |
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Michael J. Burns | Management | For | For | |
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Wayne M. Hewett | Management | Abstain | Against | |
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Angela Hwang | Management | For | For | |
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Kate E. Johnson | Management | For | For | |
| 1H. | Election of Director to serve until the 2022 Annual Meeting: William R. Johnson | Management | Abstain | Against | |
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Ann M. Livermore | Management | For | For | |
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Franck J. Moison | Management | For | For | |
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Christiana Smith Shi | Management | For | For | |
| 1L. | Election of Director to serve until the 2022 Annual Meeting: Russell Stokes | Management | For | For | |
| 1M. | Election of Director to serve until the 2022 Annual Meeting: Kevin Warsh | Management | For | For | |
| 2. | To approve on an advisory basis a resolution on UPS executive compensation. | Management | For | For | |
| 3. | To approve the 2021 UPS Omnibus Incentive Compensation Plan. | Management | For | For | |
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2021. | Management | Against | Against | |
| 5. | To prepare an annual report on UPS’s lobbying activities. | Shareholder | Against | For | |
| 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | |
| 7. | To prepare a report on reducing UPS’s total contribution to climate change. | Shareholder | For | Against | |
| 8. | To transition UPS to a public benefit corporation. | Shareholder | Against | For | |
| 9. | To prepare a report assessing UPS’s diversity and inclusion efforts. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,000 | 0 | 11-May-2021 | 11-May-2021 |
| Page 20 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| CVS HEALTH CORPORATION | ||||
| Security | 126650100 | Meeting Type | Annual | |
| Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |
| ISIN | US1266501006 | Agenda | 935366927 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | |
| 1B. | Election of Director: C. David Brown II | Management | Against | Against | |
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |
| 1E. | Election of Director: David W. Dorman | Management | Against | Against | |
| 1F. | Election of Director: Roger N. Farah | Management | Against | Against | |
| 1G. | Election of Director: Anne M. Finucane | Management | Against | Against | |
| 1H. | Election of Director: Edward J. Ludwig | Management | For | For | |
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | |
| 1J. | Election of Director: Jean-Pierre Millon | Management | For | For | |
| 1K. | Election of Director: Mary L. Schapiro | Management | For | For | |
| 1L. | Election of Director: William C. Weldon | Management | Against | Against | |
| 1M. | Election of Director: Tony L. White | Management | Against | Against | |
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | Against | Against | |
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | Against | Against | |
| 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | For | Against | |
| 5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 10,800 | 0 | 09-May-2021 | 09-May-2021 |
| Page 21 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| JPMORGAN CHASE & CO. | ||||
| Security | 46625H100 | Meeting Type | Annual | |
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |
| ISIN | US46625H1005 | Agenda | 935372285 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Linda B. Bammann | Management | Against | Against | |
| 1B. | Election of Director: Stephen B. Burke | Management | Against | Against | |
| 1C. | Election of Director: Todd A. Combs | Management | Against | Against | |
| 1D. | Election of Director: James S. Crown | Management | For | For | |
| 1E. | Election of Director: James Dimon | Management | For | For | |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | |
| 1J. | Election of Director: Virginia M. Rometty | Management | Against | Against | |
| 2. | Advisory resolution to approve executive compensation. | Management | Against | Against | |
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | Against | Against | |
| 4. | Ratification of independent registered public accounting firm. | Management | Against | Against | |
| 5. | Improve shareholder written consent. | Shareholder | For | Against | |
| 6. | Racial equity audit and report. | Shareholder | For | Against | |
| 7. | Independent board chairman. | Shareholder | For | Against | |
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 9,200 | 0 | 14-May-2021 | 14-May-2021 |
| Page 22 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| AMGEN INC. | ||||
| Security | 031162100 | Meeting Type | Annual | |
| Ticker Symbol | AMGN | Meeting Date | 18-May-2021 | |
| ISIN | US0311621009 | Agenda | 935375382 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director for a term of office expiring at the2022 annual meeting: Dr. Wanda M. Austin | Management | Abstain | Against | |
| 1B. | Election of Director for a term of office expiring at the2022 annual meeting: Mr. Robert A. Bradway | Management | For | For | |
| 1C. | Election of Director for a term of office expiring at the2022 annual meeting: Dr. Brian J. Druker | Management | Abstain | Against | |
| 1D. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Management | Abstain | Against | |
| 1E. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Management | Abstain | Against | |
| 1F. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Management | For | For | |
| 1G. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Management | Abstain | Against | |
| 1H. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Management | For | For | |
| 1I. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Management | For | For | |
| 1J. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Management | Abstain | Against | |
| 1K. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Management | For | For | |
| 2. | Advisory vote to approve our executive compensation. | Management | Against | Against | |
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Management | Against | Against |
| Account
Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,800 | 0 | 11-May-2021 | 11-May-2021 |
| Page 23 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| THERMO FISHER SCIENTIFIC INC. | ||||
| Security | 883556102 | Meeting Type | Annual | |
| Ticker Symbol | TMO | Meeting Date | 19-May-2021 | |
| ISIN | US8835561023 | Agenda | 935375736 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Marc N. Casper | Management | Abstain | Against | |
| 1B. | Election of Director: Nelson J. Chai | Management | For | For | |
| 1C. | Election of Director: C. Martin Harris | Management | For | For | |
| 1D. | Election of Director: Tyler Jacks | Management | For | For | |
| 1E. | Election of Director: R. Alexandra Keith | Management | For | For | |
| 1F. | Election of Director: Thomas J. Lynch | Management | Abstain | Against | |
| 1G. | Election of Director: Jim P. Manzi | Management | Abstain | Against | |
| 1H. | Election of Director: James C. Mullen | Management | For | For | |
| 1I. | Election of Director: Lars R. Sørensen | Management | For | For | |
| 1J. | Election of Director: Debora L. Spar | Management | For | For | |
| 1K. | Election of Director: Scott M. Sperling | Management | Abstain | Against | |
| 1L. | Election of Director: Dion J. Weisler | Management | For | For | |
| 2. | An advisory vote to approve named executive officer compensation. | Management | For | For | |
| 3. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2021. | Management | Against | Against | |
| 4. | A shareholder Proposal regarding special Shareholder Meetings. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 1,900 | 0 | 14-May-2021 | 14-May-2021 |
| Page 24 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| THE HOME DEPOT, INC. | ||||
| Security | 437076102 | Meeting Type | Annual | |
| Ticker Symbol | HD | Meeting Date | 20-May-2021 | |
| ISIN | US4370761029 | Agenda | 935365874 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | |
| 1B. | Election of Director: Ari Bousbib | Management | For | For | |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | |
| 1E. | Election of Director: J. Frank Brown | Management | Abstain | Against | |
| 1F. | Election of Director: Albert P. Carey | Management | Abstain | Against | |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | |
| 1J. | Election of Director: Manuel Kadre | Management | For | For | |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | |
| 1L. | Election of Director: Craig A. Menear | Management | Abstain | Against | |
| 2. | Ratification of the Appointment of KPMG LLP. | Management | Against | Against | |
| 3. | Advisory Vote to Approve Executive Compensation(“Say-on-Pay”). | Management | For | For | |
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | For | Against | |
| 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Against | For | |
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,400 | 0 | 18-May-2021 | 18-May-2021 |
| Page 25 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| MORGAN STANLEY | ||||
| Security | 617446448 | Meeting Type | Annual | |
| Ticker Symbol | MS | Meeting Date | 20-May-2021 | |
| ISIN | US6174464486 | Agenda | 935372312 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Elizabeth Corley | Management | For | For | |
| 1B. | Election of Director: Alistair Darling | Management | For | For | |
| 1C. | Election of Director: Thomas H. Glocer | Management | Abstain | Against | |
| 1D. | Election of Director: James P. Gorman | Management | For | For | |
| 1E. | Election of Director: Robert H. Herz | Management | For | For | |
| 1F. | Election of Director: Nobuyuki Hirano | Management | For | For | |
| 1G. | Election of Director: Hironori Kamezawa | Management | For | For | |
| 1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | |
| 1I. | Election of Director: Stephen J. Luczo | Management | Abstain | Against | |
| 1J. | Election of Director: Jami Miscik | Management | For | For | |
| 1K. | Election of Director: Dennis M. Nally | Management | Abstain | Against | |
| 1L. | Election of Director: Mary L. Schapiro | Management | For | For | |
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | |
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | Abstain | Against | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | Against | Against | |
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | For | For | |
| 4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | Against | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 14,000 | 0 | 18-May-2021 | 18-May-2021 |
| Page 26 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| CHUBB LIMITED | ||||
| Security | H1467J104 | Meeting Type | Annual | |
| Ticker Symbol | CB | Meeting Date | 20-May-2021 | |
| ISIN | CH0044328745 | Agenda | 935381501 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. | Management | For | For | |
| 2A | Allocation of disposable profit. | Management | For | For | |
| 2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve). | Management | For | For | |
| 3 | Discharge of the Board of Directors. | Management | For | For | |
| 4A | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor. | Management | Against | Against | |
| 4B | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. | Management | Against | Against | |
| 4C | Election of BDO AG (Zurich) as special audit firm. | Management | For | For | |
| 5A | Election of Director: Evan G. Greenberg | Management | Against | Against | |
| 5B | Election of Director: Michael P. Connors | Management | Against | Against | |
| 5C | Election of Director: Michael G. Atieh | Management | For | For | |
| 5D | Election of Director: Sheila P. Burke | Management | For | For | |
| 5E | Election of Director: Mary Cirillo | Management | Against | Against | |
| 5F | Election of Director: Robert J. Hugin | Management | For | For | |
| 5G | Election of Director: Robert W. Scully | Management | For | For | |
| 5H | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | |
| 5I | Election of Director: Theodore E. Shasta | Management | Against | Against | |
| 5J | Election of Director: David H. Sidwell | Management | For | For | |
| 5K | Election of Director: Olivier Steimer | Management | For | For | |
| 5L | Election of Director: Luis Tellez | Management | For | For | |
| 5M | Election of Director: Frances F. Townsend | Management | Against | Against | |
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors. | Management | Against | Against | |
| 7A | Election of Director of the Compensation Committee: Michael P. Connors | Management | Against | Against | |
| 7B | Election of Director of the Compensation Committee: Mary Cirillo | Management | Against | Against | |
| 7C | Election of Director of the Compensation Committee: Frances F. Townsend | Management | Against | Against |
| Page 27 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| 8 | Election of Homburger AG as independent proxy. | Management | For | For | |
| 9 | Approval of the Chubb Limited 2016 Long-Term Incentive Plan, as amended and restated. | Management | Against | Against | |
| 10 | Reduction of share capital. | Management | For | For | |
| 11A | Compensation of the Board of Directors until the next annual general meeting. | Management | For | For | |
| 11B | Compensation of Executive Management for the next calendar year. | Management | Against | Against | |
| 12 | Advisory vote to approve executive compensation under U.S. securities law requirements. | Management | Against | Against | |
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,500 | 0 | 17-May-2021 | 17-May-2021 |
| Page 28 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| MERCK & CO., INC. | ||||
| Security | 58933Y105 | Meeting Type | Annual | |
| Ticker Symbol | MRK | Meeting Date | 25-May-2021 | |
| ISIN | US58933Y1055 | Agenda | 935381044 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Leslie A. Brun | Management | Against | Against | |
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | |
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | |
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | |
| 1E. | Election of Director: Thomas H. Glocer | Management | Against | Against | |
| 1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | Against | Against | |
| 1G. | Election of Director: Stephen L. Mayo | Management | For | For | |
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | |
| 1I. | Election of Director: Patricia F. Russo | Management | Against | Against | |
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | |
| 1K. | Election of Director: Inge G. Thulin | Management | Against | Against | |
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | |
| 1M. | Election of Director: Peter C. Wendell | Management | Against | Against | |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | Against | Against | |
| 3. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2021. | Management | Against | Against | |
| 4. | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | For | Against | |
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 9,500 | 0 | 19-May-2021 | 19-May-2021 |
| Page 29 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| ANTHEM, INC. | ||||
| Security | 036752103 | Meeting Type | Annual | |
| Ticker Symbol | ANTM | Meeting Date | 26-May-2021 | |
| ISIN | US0367521038 | Agenda | 935387488 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1.1 | Election of Director: Lewis Hay, III | Management | For | For | |
| 1.2 | Election of Director: Antonio F. Neri | Management | For | For | |
| 1.3 | Election of Director: Ramiro G. Peru | Management | Against | Against | |
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | Against | Against | |
| 3. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | Against | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,000 | 0 | 19-May-2021 | 19-May-2021 |
| Page 30 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| AMERICAN TOWER CORPORATION | ||||
| Security | 03027X100 | Meeting Type | Annual | |
| Ticker Symbol | AMT | Meeting Date | 26-May-2021 | |
| ISIN | US03027X1000 | Agenda | 935387755 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Thomas A. Bartlett | Management | For | For | |
| 1B. | Election of Director: Raymond P. Dolan | Management | Against | Against | |
| 1C. | Election of Director: Kenneth R. Frank | Management | For | For | |
| 1D. | Election of Director: Robert D. Hormats | Management | For | For | |
| 1E. | Election of Director: Gustavo Lara Cantu | Management | Against | Against | |
| 1F. | Election of Director: Grace D. Lieblein | Management | For | For | |
| 1G. | Election of Director: Craig Macnab | Management | Against | Against | |
| 1H. | Election of Director: JoAnn A. Reed | Management | For | For | |
| 1I. | Election of Director: Pamela D.A. Reeve | Management | Against | Against | |
| 1J. | Election of Director: David E. Sharbutt | Management | Against | Against | |
| 1K. | Election of Director: Bruce L. Tanner | Management | For | For | |
| 1L. | Election of Director: Samme L. Thompson | Management | For | For | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2021. | Management | Against | Against | |
| 3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | Against | Against | |
| 4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Against | For | |
| 5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | For | Against |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,400 | 0 | 21-May-2021 | 21-May-2021 |
| Page 31 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| CHEVRON CORPORATION | ||||
| Security | 166764100 | Meeting Type | Annual | |
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |
| ISIN | US1667641005 | Agenda | 935390132 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | |
| 1B. | Election of Director: John B. Frank | Management | For | For | |
| 1C. | Election of Director: Alice P. Gast | Management | For | For | |
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | Against | Against | |
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | Against | Against | |
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | |
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | |
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | |
| 1J. | Election of Director: Ronald D. Sugar | Management | Against | Against | |
| 1K. | Election of Director: D. James Umpleby III | Management | Against | Against | |
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | Against | Against | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 4. | Reduce Scope 3 Emissions. | Shareholder | For | Against | |
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | For | Against | |
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | |
| 7. | Report on Lobbying. | Shareholder | Against | For | |
| 8. | Independent Chair. | Shareholder | For | Against | |
| 9. | Special Meetings. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 7,700 | 0 | 21-May-2021 | 21-May-2021 |
| Page 32 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| FACEBOOK, INC. | ||||
| Security | 30303M102 | Meeting Type | Annual | |
| Ticker Symbol | FB | Meeting Date | 26-May-2021 | |
| ISIN | US30303M1027 | Agenda | 935395891 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||
| 1. | DIRECTOR | Management | |||||
| 1 | Peggy Alford | For | For | ||||
| 2 | Marc L. Andreessen | Withheld | Against | ||||
| 3 | Andrew W. Houston | Withheld | Against | ||||
| 4 | Nancy Killefer | For | For | ||||
| 5 | Robert M. Kimmitt | For | For | ||||
| 6 | Sheryl K. Sandberg | For | For | ||||
| 7 | Peter A. Thiel | Withheld | Against | ||||
| 8 | Tracey T. Travis | For | For | ||||
| 9 | Mark Zuckerberg | Withheld | Against | ||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | Against | |||
| 3. | To approve an amendment to the director compensation policy. | Management | For | For | |||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | For | Against | |||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | For | Against | |||
| 6. | A shareholder proposal regarding child exploitation. | Shareholder | For | Against | |||
| 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | For | Against | |||
| 8. | A shareholder proposal regarding platform misuse. | Shareholder | For | Against | |||
| 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | For | |||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 5,600 | 0 | 24-May-2021 | 24-May-2021 |
| Page 33 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| AMAZON.COM, INC. | ||||
| Security | 023135106 | Meeting Type | Annual | |
| Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | |
| ISIN | US0231351067 | Agenda | 935397592 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | |
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | |
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | |
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | |
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | |
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | Against | Against | |
| 1H. | Election of Director: Thomas O. Ryder | Management | Against | Against | |
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | |
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | Against | Against | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | For | Against | |
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | For | Against | |
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | For | Against | |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Against | For | |
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Against | For | |
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | For | Against | |
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | For | Against | |
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | For | |
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | |
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Against | For | |
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 600 | 0 | 23-May-2021 | 23-May-2021 |
| Page 34 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| LOWE’S COMPANIES, INC. | ||||
| Security | 548661107 | Meeting Type | Annual | |
| Ticker Symbol | LOW | Meeting Date | 28-May-2021 | |
| ISIN | US5486611073 | Agenda | 935387729 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||
| 1. | DIRECTOR | Management | |||||
| 1 | Raul Alvarez | For | For | ||||
| 2 | David H. Batchelder | For | For | ||||
| 3 | Angela F. Braly | For | For | ||||
| 4 | Sandra B. Cochran | For | For | ||||
| 5 | Laurie Z. Douglas | For | For | ||||
| 6 | Richard W. Dreiling | Withheld | Against | ||||
| 7 | Marvin R. Ellison | For | For | ||||
| 8 | Daniel J. Heinrich | For | For | ||||
| 9 | Brian C. Rogers | For | For | ||||
| 10 | Bertram L. Scott | For | For | ||||
| 11 | Mary Beth West | For | For | ||||
| 2. | Advisory vote to approve Lowe’s named executive officer compensation in fiscal 2020. | Management | For | For | |||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe’s independent registered public accounting firm for fiscal 2021. | Management | Against | Against | |||
| 4. | Shareholder proposal regarding amending the Company’s proxy access bylaw to remove shareholder aggregation limits. | Shareholder | For | Against | |||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,695 | 0 | 25-May-2021 | 25-May-2021 |
| Page 35 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| TOTAL SE | ||||
| Security | 89151E109 | Meeting Type | Annual | |
| Ticker Symbol | TOT | Meeting Date | 28-May-2021 | |
| ISIN | US89151E1091 | Agenda | 935430936 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | |
| O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | |
| O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2020. | Management | For | For | |
| O4 | Authorization granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company shares. | Management | For | For | |
| O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code. | Management | For | For | |
| O6 | Renewal of Mr. Patrick Pouyanne’s term as director. | Management | Abstain | Against | |
| O7 | Renewal of Ms. Anne-Marie Idrac’s term as director. | Management | For | For | |
| O8 | Appointment of Mr. Jacques Aschenbroich as a director. | Management | For | For | |
| O9 | Appointment of Mr. Glenn Hubbard as a director. | Management | For | For | |
| O10 | Approval of the information relating to the compensation of executive and non-executive directors (“mandataires sociaux”) mentioned in paragraph I of Article L. 22-10-9 of the French Commercial Code. | Management | Against | Against | |
| O11 | Approval of the compensation policy applicable to directors. | Management | Against | Against | |
| O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2020 or allocated for that year to Mr. Patrick Pouyanne, Chairman and Chief Executive Officer. | Management | Against | Against | |
| O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer. | Management | Against | Against | |
| O14 | Opinion on the Company’s ambition with respect to sustainable development and energy transition towards carbon neutrality and its related targets by 2030. | Management | For | For | |
| E15 | Amendment of the corporate name to TotalEnergies SE and of Article 2 of the Articles of Association. | Management | For | For | |
| E16 | Delegation of authority to the Board of Directors, for a period of thirty-eight months, to grant Company free shares, existing or to be issued, for the benefit of the Group employees and executive directors, or some of them, which imply the waiver by shareholders of their pre-emptive subscription right for shares to be issued. | Management | For | For | |
| E17 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, in accordance with the terms and conditions set out in Articles L. 3332-18 et seq. of the French Labor Code, capital increases, with removal of shareholders’ pre-emptive subscription rights, reserved for members of a company or group savings plan. | Management | For | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 9,500 | 0 | 14-May-2021 | 14-May-2021 |
| Page 36 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| WALMART INC. | ||||
| Security | 931142103 | Meeting Type | Annual | |
| Ticker Symbol | WMT | Meeting Date | 02-Jun-2021 | |
| ISIN | US9311421039 | Agenda | 935404866 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Cesar Conde | Management | For | For | |
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1C. | Election of Director: Sarah J. Friar | Management | For | For | |
| 1D. | Election of Director: Carla A. Harris | Management | For | For | |
| 1E. | Election of Director: Thomas W. Horton | Management | For | For | |
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For | |
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For | |
| 1H. | Election of Director: Gregory B. Penner | Management | Against | Against | |
| 1I. | Election of Director: Steven S Reinemund | Management | Against | Against | |
| 1J. | Election of Director: Randall L. Stephenson | Management | For | For | |
| 1K. | Election of Director: S. Robson Walton | Management | For | For | |
| 1L. | Election of Director: Steuart L. Walton | Management | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |
| 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | Against | Against | |
| 4. | Report on Refrigerants Released from Operations. | Shareholder | For | Against | |
| 5. | Report on Lobbying Disclosures. | Shareholder | For | Against | |
| 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | For | Against | |
| 7. | Create a Pandemic Workforce Advisory Council. | Shareholder | Against | For | |
| 8. | Report on Statement of the Purpose of a Corporation. | Shareholder | Against | For |
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 3,000 | 0 | 30-May-2021 | 30-May-2021 |
| Page 37 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| ALPHABET INC. | ||||
| Security | 02079K305 | Meeting Type | Annual | |
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |
| ISIN | US02079K3059 | Agenda | 935406264 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against
Management |
|
| 1A. | Election of Director: Larry Page | Management | For | For | |
| 1B. | Election of Director: Sergey Brin | Management | For | For | |
| 1C. | Election of Director: Sundar Pichai | Management | For | For | |
| 1D. | Election of Director: John L. Hennessy | Management | Against | Against | |
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | |
| 1F. | Election of Director: L. John Doerr | Management | Against | Against | |
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |
| 1H. | Election of Director: Ann Mather | Management | For | For | |
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | |
| 1J. | Election of Director: K. Ram Shriram | Management | Against | Against | |
| 1K. | Election of Director: Robin L. Washington | Management | Against | Against | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | Against | |
| 3. | Approval of Alphabet’s 2021 Stock Plan. | Management | Against | Against | |
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | |
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | For | Against | |
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | For | Against | |
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | For | Against | |
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | |
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | For | |
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | For | Against | |
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | For |
| Account
Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 500 | 0 | 31-May-2021 | 31-May-2021 |
| Page 38 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
COMCAST CORPORATION | ||||
| Security | 20030N101 | Meeting Type | Annual | |
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |
| ISIN | US20030N1019 | Agenda | 935407139 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against
Management |
|||
| 1. | DIRECTOR | Management | |||||
| 1 | Kenneth J. Bacon | For | For | ||||
| 2 | Madeline S. Bell | For | For | ||||
| 3 | Naomi M. Bergman | For | For | ||||
| 4 | Edward D. Breen | Withheld | Against | ||||
| 5 | Gerald L. Hassell | Withheld | Against | ||||
| 6 | Jeffrey A. Honickman | Withheld | Against | ||||
| 7 | Maritza G. Montiel | For | For | ||||
| 8 | Asuka Nakahara | For | For | ||||
| 9 | David C. Novak | Withheld | Against | ||||
| 10 | Brian L. Roberts | Withheld | Against | ||||
| 2. | Advisory vote on executive compensation. | Management | Against | Against | |||
| 3. | Ratification of the appointment of our independent auditors. | Management | Against | Against | |||
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | For | Against | |||
| Account
Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 16,000 | 0 | 27-May-2021 | 27-May-2021 |
| Page 39 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| BOOKING HOLDINGS INC. | ||||
| Security | 09857L108 | Meeting Type | Annual | |
| Ticker Symbol | BKNG | Meeting Date | 03-Jun-2021 | |
| ISIN | US09857L1089 | Agenda | 935408434 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against
Management |
|||
| 1. | DIRECTOR | Management | |||||
| 1 | Timothy M. Armstrong | For | For | ||||
| 2 | Glenn D. Fogel | For | For | ||||
| 3 | Mirian M. Graddick-Weir | For | For | ||||
| 4 | Wei Hopeman | For | For | ||||
| 5 | Robert J. Mylod, Jr. | Withheld | Against | ||||
| 6 | Charles H. Noski | For | For | ||||
| 7 | Nicholas J. Read | For | For | ||||
| 8 | Thomas E. Rothman | For | For | ||||
| 9 | Bob van Dijk | For | For | ||||
| 10 | Lynn M. Vojvodich | For | For | ||||
| 11 | Vanessa A. Wittman | For | For | ||||
| 2. | Advisory vote to approve 2020 executive compensation. | Management | For | For | |||
| 3. | Management proposal to amend the Company’s 1999 Omnibus Plan. | Management | For | For | |||
| 4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Against | Against | |||
| 5. | Management proposal to amend the Company’s Certificate of Incorporation to allow stockholders the right to act by written consent. | Management | For | For | |||
| 6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | For | Against | |||
| 7. | Stockholder proposal requesting the Company issue a climate transition report. | Shareholder | For | Against | |||
| 8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company’s climate policies and strategies. | Shareholder | Against | For | |||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 450 | 0 | 01-Jun-2021 | 01-Jun-2021 |
| Page 40 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| TRANE TECHNOLOGIES PLC | ||||
| Security | G8994E103 | Meeting Type | Annual | |
| Ticker Symbol | TT | Meeting Date | 03-Jun-2021 | |
| ISIN | IE00BK9ZQ967 | Agenda | 935408927 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against
Management |
|
| 1A. | Election of Director: Kirk E. Arnold | Management | Against | Against | |
| 1B. | Election of Director: Ann C. Berzin | Management | For | For | |
| 1C. | Election of Director: John Bruton | Management | Against | Against | |
| 1D. | Election of Director: Jared L. Cohon | Management | Against | Against | |
| 1E. | Election of Director: Gary D. Forsee | Management | Against | Against | |
| 1F. | Election of Director: Linda P. Hudson | Management | Against | Against | |
| 1G. | Election of Director: Michael W. Lamach | Management | Against | Against | |
| 1H. | Election of Director: Myles P. Lee | Management | For | For | |
| 1I. | Election of Director: April Miller Boise | Management | For | For | |
| 1J. | Election of Director: Karen B. Peetz | Management | For | For | |
| 1K. | Election of Director: John P. Surma | Management | For | For | |
| 1L. | Election of Director: Tony L. White | Management | Against | Against | |
| 2. | Advisory approval of the compensation of the Company’s named executive officers. | Management | Against | Against | |
| 3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | Against | Against | |
| 4. | Approval of the renewal of the Directors’ existing authority to issue shares. | Management | For | For | |
| 5. | Approval of the renewal of the Directors’ existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | For | |
| 6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For |
| Account
Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,300 | 0 | 31-May-2021 | 31-May-2021 |
| Page 41 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
| UNITEDHEALTH GROUP INCORPORATED | ||||
| Security | 91324P102 | Meeting Type | Annual | |
| Ticker Symbol | UNH | Meeting Date | 07-Jun-2021 | |
| ISIN | US91324P1021 | Agenda | 935414879 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against
Management |
|
| 1A. | Election of Director: Richard T. Burke | Management | Against | Against | |
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1C. | Election of Director: Stephen J. Hemsley | Management | Against | Against | |
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | |
| 1E. | Election of Director: F. William McNabb III | Management | For | For | |
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | |
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | |
| 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | |
| 1I. | Election of Director: Andrew Witty | Management | For | For | |
| 2. | Advisory approval of the Company’s executive compensation. | Management | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | Against | Against | |
| 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | For | |
| 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Against | For |
| Account
Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 2,000 | 0 | 02-Jun-2021 | 02-Jun-2021 |
| Page 42 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
THE TJX COMPANIES, INC. | ||||
| Security | 872540109 | Meeting Type | Annual | |
| Ticker Symbol | TJX | Meeting Date | 08-Jun-2021 | |
| ISIN | US8725401090 | Agenda | 935414831 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against
Management |
|
| 1A. | Election of Director: Zein Abdalla | Management | For | For | |
| 1B. | Election of Director: José B. Alvarez | Management | For | For | |
| 1C. | Election of Director: Alan M. Bennett | Management | Against | Against | |
| 1D. | Election of Director: Rosemary T. Berkery | Management | For | For | |
| 1E. | Election of Director: David T. Ching | Management | For | For | |
| 1F. | Election of Director: C. Kim Goodwin | Management | For | For | |
| 1G. | Election of Director: Ernie Herrman | Management | For | For | |
| 1H. | Election of Director: Michael F. Hines | Management | Against | Against | |
| 1I. | Election of Director: Amy B. Lane | Management | For | For | |
| 1J. | Election of Director: Carol Meyrowitz | Management | For | For | |
| 1K. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |
| 1L. | Election of Director: John F. O’Brien | Management | For | For | |
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2022. | Management | Against | Against | |
| 3. | Advisory approval of TJX’s executive compensation (the say-on-pay vote). | Management | For | For | |
| 4. | Shareholder proposal for a report on animal welfare. | Shareholder | Against | For | |
| 5. | Shareholder proposal for setting target amounts for CEO compensation. | Shareholder | For | Against |
| Account
Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 11,000 | 0 | 03-Jun-2021 | 03-Jun-2021 |
| Page 43 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
TARGET CORPORATION | ||||
| Security | 87612E106 | Meeting Type | Annual | |
| Ticker Symbol | TGT | Meeting Date | 09-Jun-2021 | |
| ISIN | US87612E1064 | Agenda | 935412635 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against
Management |
|
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |
| 1B. | Election of Director: George S. Barrett | Management | For | For | |
| 1C. | Election of Director: Brian C. Cornell | Management | Against | Against | |
| 1D. | Election of Director: Robert L. Edwards | Management | For | For | |
| 1E. | Election of Director: Melanie L. Healey | Management | For | For | |
| 1F. | Election of Director: Donald R. Knauss | Management | For | For | |
| 1G. | Election of Director: Christine A. Leahy | Management | For | For | |
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | |
| 1I. | Election of Director: Mary E. Minnick | Management | For | For | |
| 1J. | Election of Director: Derica W. Rice | Management | For | For | |
| 1K. | Election of Director: Kenneth L. Salazar | Management | For | For | |
| 1L. | Election of Director: Dmitri L. Stockton | Management | For | For | |
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | Against | Against | |
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | For | |
| 4. | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | Shareholder | For | Against |
| Account
Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 4,960 | 0 | 06-Jun-2021 | 06-Jun-2021 |
| Page 44 of 45 | 02-Jul-2021 |
Jamestown Equity Fd Proxy Rpt 7/01/20-6/30/21
DOLLAR TREE, INC. | ||||
| Security | 256746108 | Meeting Type | Annual | |
| Ticker Symbol | DLTR | Meeting Date | 10-Jun-2021 | |
| ISIN | US2567461080 | Agenda | 935408509 - Management | |
| Item | Proposal | Proposed
by |
Vote | For/Against
Management |
|
| 1A. | Election of Director: Arnold S. Barron | Management | Against | Against | |
| 1B. | Election of Director: Gregory M. Bridgeford | Management | For | For | |
| 1C. | Election of Director: Thomas W. Dickson | Management | For | For | |
| 1D. | Election of Director: Lemuel E. Lewis | Management | For | For | |
| 1E. | Election of Director: Jeffrey G. Naylor | Management | For | For | |
| 1F. | Election of Director: Winnie Y. Park | Management | For | For | |
| 1G. | Election of Director: Bob Sasser | Management | Against | Against | |
| 1H. | Election of Director: Stephanie P. Stahl | Management | For | For | |
| 1I. | Election of Director: Carrie A. Wheeler | Management | For | For | |
| 1J. | Election of Director: Thomas E. Whiddon | Management | Against | Against | |
| 1K. | Election of Director: Michael A. Witynski | Management | For | For | |
| 2. | To approve, by a non-binding advisory vote, the compensation of the Company’s named executive officers. | Management | For | For | |
| 3. | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year 2021. | Management | Against | Against | |
| 4. | To approve the Company’s 2021 Omnibus Incentive Plan. | Management | For | For |
| Account
Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares |
Vote Date | Date
Confirmed |
| 19-4051 | JAMESTOWN EQUITY FUND | 2000600 | U.S. BANK | 6,000 | 0 | 08-Jun-2021 | 08-Jun-2021 |
| Page 45 of 45 | 02-Jul-2021 |
Investment Company Report
| FBP Appreciation & Income Opportunities Fund | 07/01/2020 - 06/30/2021 |
| FEDEX CORPORATION | ||||
| Security | 31428X106 | Meeting Type | Annual | |
| Ticker Symbol | FDX | Meeting Date | 21-Sep-2020 | |
| ISIN | US31428X1063 | Agenda | 935258346 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: MARVIN R. ELLISON | Management | For | For | |
| 1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Management | For | For | |
| 1C. | Election of Director: JOHN C. (“CHRIS”) INGLIS | Management | For | For | |
| 1D. | Election of Director: KIMBERLY A. JABAL | Management | For | For | |
| 1E. | Election of Director: SHIRLEY ANN JACKSON | Management | For | For | |
| 1F. | Election of Director: R. BRAD MARTIN | Management | For | For | |
| 1G. | Election of Director: JOSHUA COOPER RAMO | Management | For | For | |
| 1H. | Election of Director: SUSAN C. SCHWAB | Management | For | For | |
| 1I. | Election of Director: FREDERICK W. SMITH | Management | For | For | |
| 1J. | Election of Director: DAVID P. STEINER | Management | For | For | |
| 1K. | Election of Director: RAJESH SUBRAMANIAM | Management | For | For | |
| 1L. | Election of Director: PAUL S. WALSH | Management | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | |
| 3. | Ratify the appointment of Ernst & Young LLP as FedEx’s independent registered public accounting firm for fiscal year 2021. | Management | For | For | |
| 4. | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Against | For | |
| 5. | Stockholder proposal regarding political disclosure. | Shareholder | Against | For | |
| 6. | Stockholder proposal regarding employee representation on the Board of Directors. | Shareholder | Against | For | |
| 7. | Stockholder proposal regarding shareholder right to act by written consent. | Shareholder | For | Against | |
| 8. | Stockholder proposal regarding integrating ESG metrics into executive compensation. | Shareholder | Against | For |
| TAPESTRY, INC. | ||||
| Security | 876030107 | Meeting Type | Annual | |
| Ticker Symbol | TPR | Meeting Date | 05-Nov-2020 | |
| ISIN | US8760301072 | Agenda | 935274542 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: John P. Bilbrey | Management | For | For | |
| 1B. | Election of Director: Darrell Cavens | Management | For | For | |
| 1C. | Election of Director: David Denton | Management | For | For | |
| 1D. | Election of Director: Anne Gates | Management | For | For | |
| 1E. | Election of Director: Susan Kropf | Management | For | For | |
| 1F. | Election of Director: Annabelle Yu Long | Management | For | For | |
| 1G. | Election of Director: Ivan Menezes | Management | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 3, 2021. | Management | For | For | |
| 3. | Advisory vote to approve the Company’s executive compensation as discussed and described in the proxy statement. | Management | Against | Against | |
| 4. | Approval of the Second Amended and Restated Tapestry, Inc. 2018 Stock Incentive Plan. | Management | For | For |
| MICROSOFT CORPORATION | ||||
| Security | 594918104 | Meeting Type | Annual | |
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |
| ISIN | US5949181045 | Agenda | 935284478 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | |
| 1D. | Election of Director: Satya Nadella | Management | For | For | |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | |
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | |
| 1I. | Election of Director: John W. Stanton | Management | For | For | |
| 1J. | Election of Director: John W. Thompson | Management | For | For | |
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For |
| CISCO SYSTEMS, INC. | ||||
| Security | 17275R102 | Meeting Type | Annual | |
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | |
| ISIN | US17275R1023 | Agenda | 935287498 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: M. Michele Burns | Management | For | For | |
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | |
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | |
| 1d. | Election of Director: Mark Garrett | Management | For | For | |
| 1e. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |
| 1f. | Election of Director: Roderick C. McGeary | Management | For | For | |
| 1g. | Election of Director: Charles H. Robbins | Management | For | For | |
| 1h. | Election of Director: Arun Sarin | Management | Abstain | Against | |
| 1i. | Election of Director: Brenton L. Saunders | Management | For | For | |
| 1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | |
| 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | For | For | |
| 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | Against | Against | |
| 4. | Approval, on an advisory basis, of executive compensation. | Management | Against | Against | |
| 5. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2021. | Management | For | For | |
| 6. | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against |
| DEVON ENERGY CORPORATION | ||||
| Security | 25179M103 | Meeting Type | Special | |
| Ticker Symbol | DVN | Meeting Date | 30-Dec-2020 | |
| ISIN | US25179M1036 | Agenda | 935311302 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | Approve the issuance of shares of Devon Energy Corporation common stock to WPX Energy Inc. stockholders in connection with the merger, as contemplated by the Merger Agreement (the “Stock Issuance Proposal”). | Management | |||
| 2. | Approve the adjournment of the Devon Energy Corporation special meeting, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Stock Issuance Proposal. | Management |
| CONOCOPHILLIPS | ||||
| Security | 20825C104 | Meeting Type | Special | |
| Ticker Symbol | COP | Meeting Date | 15-Jan-2021 | |
| ISIN | US20825C1045 | Agenda | 935317962 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. (“Concho”) in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | For | For |
| APPLE INC. | ||||
| Security | 037833100 | Meeting Type | Annual | |
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |
| ISIN | US0378331005 | Agenda | 935323167 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: James Bell | Management | For | For | |
| 1B. | Election of Director: Tim Cook | Management | For | For | |
| 1C. | Election of Director: Al Gore | Management | For | For | |
| 1D. | Election of Director: Andrea Jung | Management | For | For | |
| 1E. | Election of Director: Art Levinson | Management | For | For | |
| 1F. | Election of Director: Monica Lozano | Management | For | For | |
| 1G. | Election of Director: Ron Sugar | Management | For | For | |
| 1H. | Election of Director: Sue Wagner | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2021. | Management | For | For | |
| 3. | Advisory vote to approve executive compensation. | Management | Against | Against | |
| 4. | A shareholder proposal entitled “Shareholder Proxy Access Amendments”. | Shareholder | Against | For | |
| 5. | A shareholder proposal entitled “Shareholder Proposal to Improve Executive Compensation Program”. | Shareholder | Against | For |
| BROADCOM INC | ||||
| Security | 11135F101 | Meeting Type | Annual | |
| Ticker Symbol | AVGO | Meeting Date | 05-Apr-2021 | |
| ISIN | US11135F1012 | Agenda | 935335768 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Ms. Diane M. Bryant | Management | For | For | |
| 1B. | Election of Director: Ms. Gayla J. Delly | Management | For | For | |
| 1C. | Election of Director: Mr. Raul J. Fernandez | Management | For | For | |
| 1D. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | |
| 1E. | Election of Director: Mr. Check Kian Low | Management | For | For | |
| 1F. | Election of Director: Ms. Justine F. Page | Management | For | For | |
| 1G. | Election of Director: Dr. Henry Samueli | Management | For | For | |
| 1H. | Election of Director: Mr. Hock E. Tan | Management | For | For | |
| 1I. | Election of Director: Mr. Harry L. You | Management | For | For | |
| 2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | |
| 3. | Approval of an amendment and restatement of Broadcom’s 2012 Stock Incentive Plan. | Management | For | For | |
| 4. | Advisory vote to approve compensation of Broadcom’s named executive officers. | Management | Against | Against |
| HP INC. | ||||
| Security | 40434L105 | Meeting Type | Annual | |
| Ticker Symbol | HPQ | Meeting Date | 13-Apr-2021 | |
| ISIN | US40434L1052 | Agenda | 935339021 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Aida M. Alvarez | Management | For | For | |
| 1B. | Election of Director: Shumeet Banerji | Management | For | For | |
| 1C. | Election of Director: Robert R. Bennett | Management | For | For | |
| 1D. | Election of Director: Charles V. Bergh | Management | For | For | |
| 1E. | Election of Director: Stacy Brown-Philpot | Management | For | For | |
| 1F. | Election of Director: Stephanie A. Burns | Management | For | For | |
| 1G. | Election of Director: Mary Anne Citrino | Management | For | For | |
| 1H. | Election of Director: Richard Clemmer | Management | For | For | |
| 1I. | Election of Director: Enrique Lores | Management | For | For | |
| 1J. | Election of Director: Judith Miscik | Management | For | For | |
| 1K. | Election of Director: Subra Suresh | Management | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as HP Inc.’s independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | |
| 3. | To approve, on an advisory basis, HP Inc.’s executive compensation. | Management | For | For | |
| 4. | Stockholder proposal requesting stockholders’ right to act by written consent, if properly presented at the annual meeting. | Shareholder | Against | For |
| THE BANK OF NEW YORK MELLON CORPORATION | ||||
| Security | 064058100 | Meeting Type | Annual | |
| Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |
| ISIN | US0640581007 | Agenda | 935338132 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Linda Z. Cook | Management | For | For | |
| 1B. | Election of Director: Joseph J. Echevarria | Management | For | For | |
| 1C. | Election of Director: Thomas P. “Todd” Gibbons | Management | For | For | |
| 1D. | Election of Director: M. Amy Gilliland | Management | For | For | |
| 1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | |
| 1F. | Election of Director: K. Guru Gowrappan | Management | For | For | |
| 1G. | Election of Director: Ralph Izzo | Management | For | For | |
| 1H. | Election of Director: Edmund F. “Ted” Kelly | Management | For | For | |
| 1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | |
| 1J. | Election of Director: Samuel C. Scott III | Management | For | For | |
| 1K. | Election of Director: Frederick O. Terrell | Management | For | For | |
| 1L. | Election of Director: Alfred W. “Al” Zollar | Management | For | For | |
| 2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | Against | Against | |
| 3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | |
| 4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For |
| BANK OF AMERICA CORPORATION | ||||
| Security | 060505104 | Meeting Type | Annual | |
| Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |
| ISIN | US0605051046 | Agenda | 935345670 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | |
| 1B. | Election of Director: Susan S. Bies | Management | For | For | |
| 1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | |
| 1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | |
| 1E. | Election of Director: Arnold W. Donald | Management | For | For | |
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | |
| 1G. | Election of Director: Monica C. Lozano | Management | For | For | |
| 1H. | Election of Director: Thomas J. May | Management | For | For | |
| 1I. | Election of Director: Brian T. Moynihan | Management | For | For | |
| 1J. | Election of Director: Lionel L. Nowell III | Management | For | For | |
| 1K. | Election of Director: Denise L. Ramos | Management | For | For | |
| 1L. | Election of Director: Clayton S. Rose | Management | For | For | |
| 1M. | Election of Director: Michael D. White | Management | For | For | |
| 1N. | Election of Director: Thomas D. Woods | Management | For | For | |
| 1O. | Election of Director: R. David Yost | Management | For | For | |
| 1P. | Election of Director: Maria T. Zuber | Management | For | For | |
| 2. | Approving our executive compensation (an advisory, nonbinding “Say on Pay” resolution). | Management | Against | Against | |
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | |
| 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | |
| 5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Against | For | |
| 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Against | For | |
| 7. | Shareholder proposal requesting a change in organizational form. | Shareholder | Against | For | |
| 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Against | For |
| CARNIVAL CORPORATION | ||||
| Security | 143658300 | Meeting Type | Annual | |
| Ticker Symbol | CCL | Meeting Date | 20-Apr-2021 | |
| ISIN | PA1436583006 | Agenda | 935339158 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 6. | To elect Jeffery J. Gearhart as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 7. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 8. | To re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 9. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 10. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 11. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 12. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |
| 13. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | For | |
| 14. | To hold a (non-binding) advisory vote to approve the Carnival plc Director’s Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | |
| 15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors of Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Carnival Corporation. | Management | For | For | |
| 16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | For | |
| 17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2020 (in accordance with legal requirements applicable to UK companies). | Management | For | For | |
| 18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | |
| 19. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | |
| 20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | For | |
| 21. | To approve the Amendment of the Carnival Corporation 2020 Stock Plan. | Management | For | For |
| JOHNSON & JOHNSON | ||||
| Security | 478160104 | Meeting Type | Annual | |
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | |
| ISIN | US4781601046 | Agenda | 935345214 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | |
| 1B. | Election of Director: D. Scott Davis | Management | For | For | |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | |
| 1E. | Election of Director: Alex Gorsky | Management | For | For | |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1G. | Election of Director: Hubert Joly | Management | For | For | |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | |
| 1J. | Election of Director: Charles Prince | Management | For | For | |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 1M. | Election of Director: Nadja Y. West | Management | For | For | |
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | |
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | For | |
| 5. | Independent Board Chair. | Shareholder | For | Against | |
| 6. | Civil Rights Audit. | Shareholder | Against | For | |
| 7. | Executive Compensation Bonus Deferral. | Shareholder | For | Against |
| PFIZER INC. | ||||
| Security | 717081103 | Meeting Type | Annual | |
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |
| ISIN | US7170811035 | Agenda | 935344503 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | |
| 1B. | Election of Director: Albert Bourla | Management | For | For | |
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | |
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | |
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | |
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | |
| 1G. | Election of Director: Susan Hockfield | Management | For | For | |
| 1H. | Election of Director: Dan R. Littman | Management | For | For | |
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | |
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | |
| 1K. | Election of Director: James Quincey | Management | For | For | |
| 1L. | Election of Director: James C. Smith | Management | For | For | |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | 2021 advisory approval of executive compensation. | Management | For | For | |
| 4. | Shareholder proposal regarding independent chair policy. | Shareholder | For | Against | |
| 5. | Shareholder proposal regarding political spending report. | Shareholder | Against | For | |
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For |
| RAYTHEON TECHNOLOGIES | ||||
| Security | 75513E101 | Meeting Type | Annual | |
| Ticker Symbol | RTX | Meeting Date | 26-Apr-2021 | |
| ISIN | US75513E1010 | Agenda | 935347218 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Tracy A. Atkinson | Management | For | For | |
| 1B. | Election of Director: Gregory J. Hayes | Management | For | For | |
| 1C. | Election of Director: Thomas A. Kennedy | Management | For | For | |
| 1D. | Election of Director: Marshall O. Larsen | Management | For | For | |
| 1E. | Election of Director: George R. Oliver | Management | For | For | |
| 1F. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | |
| 1G. | Election of Director: Margaret L. O’Sullivan | Management | For | For | |
| 1H. | Election of Director: Dinesh C. Paliwal | Management | For | For | |
| 1I. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |
| 1J. | Election of Director: Denise L. Ramos | Management | For | For | |
| 1K. | Election of Director: Fredric G. Reynolds | Management | For | For | |
| 1L. | Election of Director: Brian C. Rogers | Management | For | For | |
| 1M. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | |
| 1N. | Election of Director: Robert O. Work | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | |
| 4. | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Management | For | For | |
| 5. | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Management | For | For | |
| 6. | Shareowner Proposal to Amend Proxy Access Bylaw. | Shareholder | Against | For |
| International Business Machines Corporation | ||||
| Security | 459200101 | Meeting Type | Annual | |
| Ticker Symbol | IBM | Meeting Date | 27-Apr-2021 | |
| ISIN | US4592001014 | Agenda | 935346949 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director for one year term: Thomas Buberl | Management | For | For | |
| 1B. | Election of Director for one year term: Michael L. Eskew | Management | For | For | |
| 1C. | Election of Director for one year term: David N. Farr | Management | For | For | |
| 1D. | Election of Director for one year term: Alex Gorsky | Management | For | For | |
| 1E. | Election of Director for one year term: Michelle J. Howard | Management | For | For | |
| 1F. | Election of Director for one year term: Arvind Krishna | Management | For | For | |
| 1G. | Election of Director for one year term: Andrew N. Liveris | Management | For | For | |
| 1H. | Election of Director for one year term: F. William McNabb III | Management | For | For | |
| 1I. | Election of Director for one year term: Martha E. Pollack | Management | For | For | |
| 1J. | Election of Director for one year term: Joseph R. Swedish | Management | For | For | |
| 1K. | Election of Director for one year term: Peter R. Voser | Management | For | For | |
| 1L. | Election of Director for one year term: Frederick H. Waddell | Management | For | For | |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |
| 3. | Advisory Vote on Executive Compensation. | Management | Against | Against | |
| 4. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | For | Against | |
| 5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | For | |
| 6. | Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. | Shareholder | Against | Against |
| WELLS FARGO & COMPANY | ||||
| Security | 949746101 | Meeting Type | Annual | |
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |
| ISIN | US9497461015 | Agenda | 935349363 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Steven D. Black | Management | For | For | |
| 1B. | Election of Director: Mark A. Chancy | Management | For | For | |
| 1C. | Election of Director: Celeste A. Clark | Management | For | For | |
| 1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | |
| 1E. | Election of Director: Wayne M. Hewett | Management | For | For | |
| 1F. | Election of Director: Maria R. Morris | Management | For | For | |
| 1G. | Election of Director: Charles H. Noski | Management | For | For | |
| 1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | |
| 1I. | Election of Director: Juan A. Pujadas | Management | For | For | |
| 1J. | Election of Director: Ronald L. Sargent | Management | For | For | |
| 1K. | Election of Director: Charles W. Scharf | Management | For | For | |
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | Against | Against | |
| 3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | |
| 4. | Shareholder Proposal - Make Shareholder Proxy Access More Accessible. | Shareholder | Against | For | |
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | Shareholder | Against | For | |
| 6. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | |
| 7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Against | For |
| EATON CORPORATION PLC | ||||
| Security | G29183103 | Meeting Type | Annual | |
| Ticker Symbol | ETN | Meeting Date | 28-Apr-2021 | |
| ISIN | IE00B8KQN827 | Agenda | 935349692 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Craig Arnold | Management | For | For | |
| 1B. | Election of Director: Christopher M. Connor | Management | For | For | |
| 1C. | Election of Director: Olivier Leonetti | Management | For | For | |
| 1D. | Election of Director: Deborah L. McCoy | Management | For | For | |
| 1E. | Election of Director: Silvio Napoli | Management | For | For | |
| 1F. | Election of Director: Gregory R. Page | Management | For | For | |
| 1G. | Election of Director: Sandra Pianalto | Management | For | For | |
| 1H. | Election of Director: Lori J. Ryerkerk | Management | For | For | |
| 1I. | Election of Director: Gerald B. Smith | Management | For | For | |
| 1J. | Election of Director: Dorothy C. Thompson | Management | For | For | |
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | |
| 3. | Advisory approval of the Company’s executive compensation. | Management | For | For | |
| 4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | |
| 5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For |
| AT&T INC. | ||||
| Security | 00206R102 | Meeting Type | Annual | |
| Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |
| ISIN | US00206R1023 | Agenda | 935347179 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: William E. Kennard | Management | For | For | |
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |
| 1C. | Election of Director: Scott T. Ford | Management | For | For | |
| 1D. | Election of Director: Glenn H. Hutchins | Management | For | For | |
| 1E. | Election of Director: Debra L. Lee | Management | For | For | |
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | |
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | |
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | |
| 1I. | Election of Director: Matthew K. Rose | Management | Against | Against | |
| 1J. | Election of Director: John T. Stankey | Management | For | For | |
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | |
| 1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | |
| 2. | Ratification of appointment of independent auditors. | Management | For | For | |
| 3. | Advisory approval of executive compensation. | Management | Against | Against | |
| 4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | For |
| KELLOGG COMPANY | ||||
| Security | 487836108 | Meeting Type | Annual | |
| Ticker Symbol | K | Meeting Date | 30-Apr-2021 | |
| ISIN | US4878361082 | Agenda | 935348359 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director (term expires 2024): Carter Cast | Management | For | For | |
| 1B. | Election of Director (term expires 2024): Zack Gund | Management | For | For | |
| 1C. | Election of Director (term expires 2024): Don Knauss | Management | For | For | |
| 1D. | Election of Director (term expires 2024): Mike Schlotman | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg’s independent registered public accounting firm for fiscal year 2021. | Management | For | For | |
| 4. | Management proposal to reduce supermajority vote requirements. | Management | For | For | |
| 5. | Shareowner proposal, if properly presented at the meeting, to adopt shareowner right to call a special meeting. | Shareholder | For |
| BRISTOL-MYERS SQUIBB COMPANY | ||||
| Security | 110122108 | Meeting Type | Annual | |
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |
| ISIN | US1101221083 | Agenda | 935359643 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | |
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | |
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | |
| 1E) | Election of Director: Paula A. Price | Management | For | For | |
| 1F) | Election of Director: Derica W. Rice | Management | For | For | |
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | |
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | |
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | |
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | |
| 3. | Approval of the Company’s 2021 Stock Award and Incentive Plan. | Management | Against | Against | |
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | |
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | |
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | For | Against | |
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | |
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For |
| GENERAL ELECTRIC COMPANY | ||||
| Security | 369604103 | Meeting Type | Annual | |
| Ticker Symbol | GE | Meeting Date | 04-May-2021 | |
| ISIN | US3696041033 | Agenda | 935357954 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Sébastien Bazin | Management | Against | Against | |
| 1B. | Election of Director: Ashton Carter | Management | For | For | |
| 1C. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | |
| 1D. | Election of Director: Francisco D’Souza | Management | Against | Against | |
| 1E. | Election of Director: Edward Garden | Management | Against | Against | |
| 1F. | Election of Director: Thomas Horton | Management | Against | Against | |
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |
| 1H. | Election of Director: Catherine Lesjak | Management | For | For | |
| 1I. | Election of Director: Paula Rosput Reynolds | Management | Against | Against | |
| 1J. | Election of Director: Leslie Seidman | Management | For | For | |
| 1K. | Election of Director: James Tisch | Management | For | For | |
| 2. | Advisory Approval of Our Named Executives’ Compensation. | Management | Against | Against | |
| 3. | Ratification of Deloitte as Independent Auditor for 2021. | Management | For | For | |
| 4. | Approval of Reverse Stock Split and Reduction in our Authorized Stock and Par Value. | Management | Against | Against | |
| 5. | Require Nomination of at Least Two Candidates for Each Board Seat. | Shareholder | For | Against | |
| 6. | Require the Chairman of the Board to be Independent. | Shareholder | For | Against | |
| 7. | Report on Meeting the Criteria of the Net Zero Indicator. | Management | For | For |
| PHILIP MORRIS INTERNATIONAL INC. | ||||
| Security | 718172109 | Meeting Type | Annual | |
| Ticker Symbol | PM | Meeting Date | 05-May-2021 | |
| ISIN | US7181721090 | Agenda | 935359112 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Brant Bonin Bough | Management | For | For | |
| 1B. | Election of Director: André Calantzopoulos | Management | For | For | |
| 1C. | Election of Director: Michel Combes | Management | For | For | |
| 1D. | Election of Director: Juan José Daboub | Management | For | For | |
| 1E. | Election of Director: Werner Geissler | Management | For | For | |
| 1F. | Election of Director: Lisa A. Hook | Management | For | For | |
| 1G. | Election of Director: Jun Makihara | Management | For | For | |
| 1H. | Election of Director: Kalpana Morparia | Management | For | For | |
| 1I. | Election of Director: Lucio A. Noto | Management | For | For | |
| 1J. | Election of Director: Jacek Olczak | Management | For | For | |
| 1K. | Election of Director: Frederik Paulsen | Management | For | For | |
| 1L. | Election of Director: Robert B. Polet | Management | For | For | |
| 1M. | Election of Director: Shlomo Yanai | Management | For | For | |
| 2. | Advisory Vote Approving Executive Compensation. | Management | For | For | |
| 3. | Ratification of the Selection of Independent Auditors. | Management | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ||||
| Security | 039483102 | Meeting Type | Annual | |
| Ticker Symbol | ADM | Meeting Date | 06-May-2021 | |
| ISIN | US0394831020 | Agenda | 935362400 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: M.S. Burke | Management | For | For | |
| 1B. | Election of Director: T. Colbert | Management | For | For | |
| 1C. | Election of Director: T.K. Crews | Management | For | For | |
| 1D. | Election of Director: P. Dufour | Management | For | For | |
| 1E. | Election of Director: D.E. Felsinger | Management | For | For | |
| 1F. | Election of Director: S.F. Harrison | Management | For | For | |
| 1G. | Election of Director: J.R. Luciano | Management | For | For | |
| 1H. | Election of Director: P.J. Moore | Management | For | For | |
| 1I. | Election of Director: F.J. Sanchez | Management | For | For | |
| 1J. | Election of Director: D.A. Sandler | Management | For | For | |
| 1K. | Election of Director: L.Z. Schlitz | Management | For | For | |
| 1L. | Election of Director: K.R. Westbrook | Management | For | For | |
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | For | For | |
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | |
| 4. | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Against | For |
| CAPITAL ONE FINANCIAL CORPORATION | ||||
| Security | 14040H105 | Meeting Type | Annual | |
| Ticker Symbol | COF | Meeting Date | 06-May-2021 | |
| ISIN | US14040H1059 | Agenda | 935353730 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Richard D. Fairbank | Management | For | For | |
| 1B. | Election of Director: Ime Archibong | Management | For | For | |
| 1C. | Election of Director: Ann Fritz Hackett | Management | For | For | |
| 1D. | Election of Director: Peter Thomas Killalea | Management | For | For | |
| 1E. | Election of Director: Cornelis “Eli” Leenaars | Management | For | For | |
| 1F. | Election of Director: François Locoh-Donou | Management | For | For | |
| 1G. | Election of Director: Peter E. Raskind | Management | For | For | |
| 1H. | Election of Director: Eileen Serra | Management | For | For | |
| 1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | |
| 1J. | Election of Director: Bradford H. Warner | Management | For | For | |
| 1K. | Election of Director: Catherine G. West | Management | For | For | |
| 1L. | Election of Director: Craig Anthony Williams | Management | For | For | |
| 2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Management | For | For | |
| 3. | Advisory approval of Capital One’s 2020 Named Executive Officer compensation. | Management | Against | Against | |
| 4. | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For |
| CONOCOPHILLIPS | ||||
| Security | 20825C104 | Meeting Type | Annual | |
| Ticker Symbol | COP | Meeting Date | 11-May-2021 | |
| ISIN | US20825C1045 | Agenda | 935367602 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | |
| 1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | For | For | |
| 1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | For | For | |
| 1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | For | For | |
| 1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | For | For | |
| 1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | For | For | |
| 1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | For | For | |
| 1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | For | For | |
| 1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | For | For | |
| 1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | For | For | |
| 1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | For | For | |
| 1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | For | For | |
| 1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | For | For | |
| 1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | For | For | |
| 1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | For | For | |
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips’ independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Advisory Approval of Executive Compensation. | Management | Against | Against | |
| 4. | Simple Majority Vote Standard. | Management | For | For | |
| 5. | Emission Reduction Targets. | Shareholder | Against | For |
| KOHL’S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Contested-Annual | |
| Ticker Symbol | KSS | Meeting Date | 12-May-2021 | |
| ISIN | US5002551043 | Agenda | 935352675 - Opposition | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Jonathan Duskin | |||||
| 2 | Margaret L. Jenkins | |||||
| 3 | Jeffrey A. Kantor | |||||
| 4 | Thomas A. Kingsbury | |||||
| 5 | Cynthia S. Murray | |||||
| 6 | Mgt Nom: M. Bender | |||||
| 7 | Mgt Nom: P. Boneparth | |||||
| 8 | Mgt Nom: Yael Cosset | |||||
| 9 | Mgt Nom: H. C. Floyd | |||||
| 10 | Mgt Nom: Michelle Gass | |||||
| 11 | Mgt Nom: R. Mitchell | |||||
| 12 | Mgt Nom: A. Shapira | |||||
| 2. | The Company’s proposal to vote on a nonbinding, advisory resolution to approve the compensation of the Company’s named executive officers. | Management | ||||
| 3. | The Company’s proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending January 29, 2022. | Management | ||||
| 4. | The shareholder proposal regarding the right to act by written consent. | Shareholder | ||||
| KOHL’S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Contested-Annual | |
| Ticker Symbol | KSS | Meeting Date | 12-May-2021 | |
| ISIN | US5002551043 | Agenda | 935359453 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Michael Bender | For | For | |||
| 2 | Peter Boneparth | For | For | |||
| 3 | Steve A. Burd | For | For | |||
| 4 | Yael Cosset | For | For | |||
| 5 | H. Charles Floyd | For | For | |||
| 6 | Michelle Gass | For | For | |||
| 7 | Robbin Mitchell | For | For | |||
| 8 | Jonas Prising | For | For | |||
| 9 | John E. Schlifske | For | For | |||
| 10 | Adrianne Shapira | For | For | |||
| 11 | Frank V. Sica | For | For | |||
| 12 | Stephanie A. Streeter | For | For | |||
| 2. | To approve, by an advisory vote, the compensation of our named executive officers. | Management | For | For | ||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | For | For | ||
| 4. | Shareholder proposal regarding shareholder right to act by written consent. | Shareholder | Against | For | ||
| KOHL’S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Contested-Annual | |
| Ticker Symbol | KSS | Meeting Date | 12-May-2021 | |
| ISIN | US5002551043 | Agenda | 935370988 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Michael Bender | For | For | |||
| 2 | Peter Boneparth | For | For | |||
| 3 | Steve A. Burd | For | For | |||
| 4 | Yael Cosset | For | For | |||
| 5 | H. Charles Floyd | For | For | |||
| 6 | Michelle Gass | For | For | |||
| 7 | Robbin Mitchell | For | For | |||
| 8 | Jonas Prising | For | For | |||
| 9 | John E. Schlifske | For | For | |||
| 10 | Adrianne Shapira | For | For | |||
| 11 | Frank V. Sica | For | For | |||
| 12 | Stephanie A. Streeter | For | For | |||
| 2. | To approve, by an advisory vote, the compensation of our named executive officers. | Management | For | For | ||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | For | For | ||
| 4. | Shareholder proposal regarding shareholder right to act by written consent. | Shareholder | Against | For | ||
| KOHL’S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Contested-Annual | |
| Ticker Symbol | KSS | Meeting Date | 12-May-2021 | |
| ISIN | US5002551043 | Agenda | 935370990 - Opposition | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Jonathan Duskin | |||||
| 2 | Margaret L. Jenkins | |||||
| 3 | Jeffrey A. Kantor | |||||
| 4 | Thomas A. Kingsbury | |||||
| 5 | Cynthia S. Murray | |||||
| 6 | Mgt Nom: M. Bender | |||||
| 7 | Mgt Nom: P. Boneparth | |||||
| 8 | Mgt Nom: Yael Cosset | |||||
| 9 | Mgt Nom: H. C. Floyd | |||||
| 10 | Mgt Nom: Michelle Gass | |||||
| 11 | Mgt Nom: R. Mitchell | |||||
| 12 | Mgt Nom: A. Shapira | |||||
| 2. | The Company’s proposal to vote on a nonbinding, advisory resolution to approve the compensation of the Company’s named executive officers. | Management | ||||
| 3. | The Company’s proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending January 29, 2022. | Management | ||||
| 4. | The shareholder proposal regarding the right to act by written consent. | Shareholder | ||||
| CVS HEALTH CORPORATION | ||||
| Security | 126650100 | Meeting Type | Annual | |
| Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |
| ISIN | US1266501006 | Agenda | 935366927 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | |
| 1B. | Election of Director: C. David Brown II | Management | For | For | |
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |
| 1E. | Election of Director: David W. Dorman | Management | For | For | |
| 1F. | Election of Director: Roger N. Farah | Management | For | For | |
| 1G. | Election of Director: Anne M. Finucane | Management | For | For | |
| 1H. | Election of Director: Edward J. Ludwig | Management | For | For | |
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | |
| 1J. | Election of Director: Jean-Pierre Millon | Management | For | For | |
| 1K. | Election of Director: Mary L. Schapiro | Management | For | For | |
| 1L. | Election of Director: William C. Weldon | Management | For | For | |
| 1M. | Election of Director: Tony L. White | Management | For | For | |
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | |
| 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Against | For | |
| 5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For |
| FORD MOTOR COMPANY | ||||
| Security | 345370860 | Meeting Type | Annual | |
| Ticker Symbol | F | Meeting Date | 13-May-2021 | |
| ISIN | US3453708600 | Agenda | 935364783 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Kimberly A. Casiano | Management | For | For | |
| 1B. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | |
| 1C. | Election of Director: Alexandra Ford English | Management | For | For | |
| 1D. | Election of Director: James D. Farley, Jr. | Management | For | For | |
| 1E. | Election of Director: Henry Ford III | Management | For | For | |
| 1F. | Election of Director: William Clay Ford, Jr. | Management | For | For | |
| 1G. | Election of Director: William W. Helman IV | Management | For | For | |
| 1H. | Election of Director: Jon M. Huntsman, Jr. | Management | For | For | |
| 1I. | Election of Director: William E. Kennard | Management | For | For | |
| 1J. | Election of Director: Beth E. Mooney | Management | For | For | |
| 1K. | Election of Director: John L. Thornton | Management | For | For | |
| 1L. | Election of Director: John B. Veihmeyer | Management | For | For | |
| 1M. | Election of Director: Lynn M. Vojvodich | Management | For | For | |
| 1N. | Election of Director: John S. Weinberg | Management | For | For | |
| 2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | |
| 3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Management | For | For | |
| 4. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company’s Outstanding Stock Have One Vote Per Share. | Shareholder | For | Against |
| INTEL CORPORATION | ||||
| Security | 458140100 | Meeting Type | Annual | |
| Ticker Symbol | INTC | Meeting Date | 13-May-2021 | |
| ISIN | US4581401001 | Agenda | 935369012 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | |
| 1B. | Election of Director: James J. Goetz | Management | For | For | |
| 1C. | Election of Director: Alyssa Henry | Management | For | For | |
| 1D. | Election of Director: Omar Ishrak | Management | For | For | |
| 1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |
| 1F. | Election of Director: Tsu-Jae King Liu | Management | For | For | |
| 1G. | Election of Director: Gregory D. Smith | Management | For | For | |
| 1H. | Election of Director: Dion J. Weisler | Management | For | For | |
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | |
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | Against | Against | |
| 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | |
| 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Against | For | |
| 6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Against | For |
| KEYCORP | ||||
| Security | 493267108 | Meeting Type | Annual | |
| Ticker Symbol | KEY | Meeting Date | 13-May-2021 | |
| ISIN | US4932671088 | Agenda | 935364959 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Bruce D. Broussard | Management | For | For | |
| 1b. | Election of Director: Alexander M. Cutler | Management | For | For | |
| 1c. | Election of Director: H. James Dallas | Management | For | For | |
| 1d. | Election of Director: Elizabeth R. Gile | Management | For | For | |
| 1e. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |
| 1f. | Election of Director: Christopher M. Gorman | Management | For | For | |
| 1g. | Election of Director: Robin N. Hayes | Management | For | For | |
| 1h. | Election of Director: Carlton L. Highsmith | Management | For | For | |
| 1i. | Election of Director: Richard J. Hipple | Management | For | For | |
| 1j. | Election of Director: Devina A. Rankin | Management | For | For | |
| 1k. | Election of Director: Barbara R. Snyder | Management | For | For | |
| 1l. | Election of Director: Todd J. Vasos | Management | For | For | |
| 1m. | Election of Director: David K. Wilson | Management | For | For | |
| 2. | Ratification of the appointment of independent auditor. | Management | For | For | |
| 3. | Advisory approval of executive compensation. | Management | Against | Against | |
| 4. | Approval of KeyCorp Second Amended and Restated Discounted Stock Purchase Plan. | Management | For | For | |
| 5. | Management proposal to reduce the ownership threshold to call a special shareholder meeting. | Management | For | For |
| NUCOR CORPORATION | ||||
| Security | 670346105 | Meeting Type | Annual | |
| Ticker Symbol | NUE | Meeting Date | 13-May-2021 | |
| ISIN | US6703461052 | Agenda | 935365165 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Patrick J. Dempsey | For | For | |||
| 2 | Christopher J. Kearney | For | For | |||
| 3 | Laurette T. Koellner | For | For | |||
| 4 | Joseph D. Rupp | For | For | |||
| 5 | Leon J. Topalian | For | For | |||
| 6 | John H. Walker | For | For | |||
| 7 | Nadja Y. West | For | For | |||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor’s independent registered public accounting firm for 2021. | Management | For | For | ||
| 3. | Approval, on an advisory basis, of Nucor’s named executive officer compensation in 2020. | Management | For | For | ||
| THE WESTERN UNION COMPANY | ||||
| Security | 959802109 | Meeting Type | Annual | |
| Ticker Symbol | WU | Meeting Date | 14-May-2021 | |
| ISIN | US9598021098 | Agenda | 935371005 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Martin I. Cole | Management | For | For | |
| 1b. | Election of Director: Hikmet Ersek | Management | For | For | |
| 1c. | Election of Director: Richard A. Goodman | Management | For | For | |
| 1d. | Election of Director: Betsy D. Holden | Management | For | For | |
| 1e. | Election of Director: Jeffrey A. Joerres | Management | For | For | |
| 1f. | Election of Director: Michael A. Miles, Jr. | Management | For | For | |
| 1g. | Election of Director: Timothy P. Murphy | Management | For | For | |
| 1h. | Election of Director: Joyce A. Phillips | Management | For | For | |
| 1i. | Election of Director: Jan Siegmund | Management | For | For | |
| 1j. | Election of Director: Angela A. Sun | Management | For | For | |
| 1k. | Election of Director: Solomon D. Trujillo | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation | Management | Against | Against | |
| 3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2021 | Management | For | For | |
| 4. | Stockholder Proposal Regarding Stockholder Right to Act by Written Consent | Shareholder | Against | For |
| COMPASS MINERALS INTERNATIONAL, INC. | ||||
| Security | 20451N101 | Meeting Type | Annual | |
| Ticker Symbol | CMP | Meeting Date | 18-May-2021 | |
| ISIN | US20451N1019 | Agenda | 935373287 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Kevin S. Crutchfield | Management | For | For | |
| 1B. | Election of Director: Eric Ford | Management | For | For | |
| 1C. | Election of Director: Richard S. Grant | Management | For | For | |
| 1D. | Election of Director: Joseph E. Reece | Management | For | For | |
| 1E. | Election of Director: Allan R. Rothwell | Management | For | For | |
| 1F. | Election of Director: Lori A. Walker | Management | For | For | |
| 1G. | Election of Director: Paul S. Williams | Management | For | For | |
| 1H. | Election of Director: Amy J. Yoder | Management | For | For | |
| 2. | Approve, on an advisory basis, the compensation of Compass Minerals’ named executive officers, as set forth in the proxy statement. | Management | For | For | |
| 3. | Ratify the appointment of Ernst & Young LLP as Compass Minerals’ independent registered accounting firm for 2021. | Management | For | For |
| JPMORGAN CHASE & CO. | ||||
| Security | 46625H100 | Meeting Type | Annual | |
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |
| ISIN | US46625H1005 | Agenda | 935372285 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | |
| 1D. | Election of Director: James S. Crown | Management | For | For | |
| 1E. | Election of Director: James Dimon | Management | For | For | |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | |
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | |
| 5. | Improve shareholder written consent. | Shareholder | Against | For | |
| 6. | Racial equity audit and report. | Shareholder | Against | For | |
| 7. | Independent board chairman. | Shareholder | For | Against | |
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For |
| PPL CORPORATION | ||||
| Security | 69351T106 | Meeting Type | Annual | |
| Ticker Symbol | PPL | Meeting Date | 18-May-2021 | |
| ISIN | US69351T1060 | Agenda | 935382628 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Arthur P. Beattie | Management | For | For | |
| 1B. | Election of Director: Steven G. Elliott | Management | For | For | |
| 1C. | Election of Director: Raja Rajamannar | Management | For | For | |
| 1D. | Election of Director: Craig A. Rogerson | Management | For | For | |
| 1E. | Election of Director: Vincent Sorgi | Management | For | For | |
| 1F. | Election of Director: Natica von Althann | Management | For | For | |
| 1G. | Election of Director: Keith H. Williamson | Management | For | For | |
| 1H. | Election of Director: Phoebe A. Wood | Management | For | For | |
| 1I. | Election of Director: Armando Zagalo de Lima | Management | For | For | |
| 2. | Advisory vote to approve compensation of named executive officers. | Management | For | For | |
| 3. | Ratification of the appointment of Independent Registered Public Accounting Firm. | Management | For | For |
| ROYAL DUTCH SHELL PLC | ||||
| Security | 780259107 | Meeting Type | Annual | |
| Ticker Symbol | RDSB | Meeting Date | 18-May-2021 | |
| ISIN | US7802591070 | Agenda | 935396653 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | Receipt of Annual Report & Accounts. | Management | For | For | |
| 2. | Approval of Directors’ Remuneration Report. | Management | For | For | |
| 3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | For | |
| 4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | For | |
| 5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | For | |
| 6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | For | |
| 7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | For | |
| 8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | For | |
| 9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | For | |
| 10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | For | |
| 11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | For | |
| 12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | For | |
| 13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | For | |
| 14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | For | |
| 15. | Reappointment of Auditors. | Management | For | For | |
| 16. | Remuneration of Auditors. | Management | For | For | |
| 17. | Authority to allot shares. | Management | Against | Against | |
| 18. | Disapplication of pre-emption rights. | Management | For | For | |
| 19. | Authority to purchase own shares. | Management | For | For | |
| 20. | Shell’s Energy Transition Strategy. | Management | For | For | |
| 21. | Shareholder resolution. | Shareholder | Against | For |
| LUMEN TECHNOLOGIES, INC. | ||||
| Security | 550241103 | Meeting Type | Annual | |
| Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |
| ISIN | US5502411037 | Agenda | 935382832 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Quincy L. Allen | Management | For | For | |
| 1B. | Election of Director: Martha Helena Bejar | Management | For | For | |
| 1C. | Election of Director: Peter C. Brown | Management | For | For | |
| 1D. | Election of Director: Kevin P. Chilton | Management | For | For | |
| 1E. | Election of Director: Steven T. “Terry” Clontz | Management | For | For | |
| 1F. | Election of Director: T. Michael Glenn | Management | For | For | |
| 1G. | Election of Director: W. Bruce Hanks | Management | For | For | |
| 1H. | Election of Director: Hal Stanley Jones | Management | For | For | |
| 1I. | Election of Director: Michael Roberts | Management | For | For | |
| 1J. | Election of Director: Laurie Siegel | Management | For | For | |
| 1K. | Election of Director: Jeffrey K. Storey | Management | For | For | |
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | For | For | |
| 3. | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | For | For | |
| 4. | Advisory vote to approve our executive compensation. | Management | Against | Against |
| THE MOSAIC COMPANY | ||||
| Security | 61945C103 | Meeting Type | Annual | |
| Ticker Symbol | MOS | Meeting Date | 20-May-2021 | |
| ISIN | US61945C1036 | Agenda | 935377348 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Cheryl K. Beebe | Management | For | For | |
| 1B. | Election of Director: Oscar P. Bernardes | Management | For | For | |
| 1C. | Election of Director: Gregory L. Ebel | Management | For | For | |
| 1D. | Election of Director: Timothy S. Gitzel | Management | For | For | |
| 1E. | Election of Director: Denise C. Johnson | Management | For | For | |
| 1F. | Election of Director: Emery N. Koenig | Management | For | For | |
| 1G. | Election of Director: James (“Joc”) C. O’Rourke | Management | For | For | |
| 1H. | Election of Director: David T. Seaton | Management | For | For | |
| 1I. | Election of Director: Steven M. Seibert | Management | For | For | |
| 1J. | Election of Director: Luciano Siani Pires | Management | For | For | |
| 1K. | Election of Director: Gretchen H. Watkins | Management | For | For | |
| 1L. | Election of Director: Kelvin R. Westbrook | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as Mosaic’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |
| 3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | |
| 4. | Stockholder proposal relating to adoption of written consent right. | Shareholder | For | Against |
| THE TRAVELERS COMPANIES, INC. | ||||
| Security | 89417E109 | Meeting Type | Annual | |
| Ticker Symbol | TRV | Meeting Date | 20-May-2021 | |
| ISIN | US89417E1091 | Agenda | 935372766 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Alan L. Beller | Management | For | For | |
| 1B. | Election of Director: Janet M. Dolan | Management | For | For | |
| 1C. | Election of Director: Patricia L. Higgins | Management | For | For | |
| 1D. | Election of Director: William J. Kane | Management | For | For | |
| 1E. | Election of Director: Thomas B. Leonardi | Management | For | For | |
| 1F. | Election of Director: Clarence Otis Jr. | Management | For | For | |
| 1G. | Election of Director: Elizabeth E. Robinson | Management | For | For | |
| 1H. | Election of Director: Philip T. Ruegger III | Management | For | For | |
| 1I. | Election of Director: Todd C. Schermerhorn | Management | For | For | |
| 1J. | Election of Director: Alan D. Schnitzer | Management | For | For | |
| 1K. | Election of Director: Laurie J. Thomsen | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.’s independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Non-binding vote to approve executive compensation. | Management | Against | Against | |
| 4. | Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan. | Management | For | For |
| MERCK & CO., INC. | ||||
| Security | 58933Y105 | Meeting Type | Annual | |
| Ticker Symbol | MRK | Meeting Date | 25-May-2021 | |
| ISIN | US58933Y1055 | Agenda | 935381044 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | |
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | |
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | |
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | |
| 1E. | Election of Director: Thomas H. Glocer | Management | For | For | |
| 1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | For | |
| 1G. | Election of Director: Stephen L. Mayo | Management | For | For | |
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | |
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | |
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | |
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | |
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | |
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |
| 3. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2021. | Management | For | For | |
| 4. | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Against | For | |
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For |
| VIACOMCBS INC. | ||||
| Security | 92556H206 | Meeting Type | Annual | |
| Ticker Symbol | VIAC | Meeting Date | 25-May-2021 | |
| ISIN | US92556H2067 | Agenda | 935392097 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | THE ENCLOSED MATERIALS HAVE BEEN SENT TO YOU FOR INFORMATIONAL PURPOSES ONLY | Management | For | For |
| CHEVRON CORPORATION | ||||
| Security | 166764100 | Meeting Type | Annual | |
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |
| ISIN | US1667641005 | Agenda | 935390132 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | |
| 1B. | Election of Director: John B. Frank | Management | For | For | |
| 1C. | Election of Director: Alice P. Gast | Management | For | For | |
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | |
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | |
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | |
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | |
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | |
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 4. | Reduce Scope 3 Emissions. | Shareholder | Against | For | |
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | For | Against | |
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | |
| 7. | Report on Lobbying. | Shareholder | Against | For | |
| 8. | Independent Chair. | Shareholder | For | Against | |
| 9. | Special Meetings. | Shareholder | Against | For |
| WALMART INC. | ||||
| Security | 931142103 | Meeting Type | Annual | |
| Ticker Symbol | WMT | Meeting Date | 02-Jun-2021 | |
| ISIN | US9311421039 | Agenda | 935404866 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Cesar Conde | Management | For | For | |
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1C. | Election of Director: Sarah J. Friar | Management | For | For | |
| 1D. | Election of Director: Carla A. Harris | Management | For | For | |
| 1E. | Election of Director: Thomas W. Horton | Management | For | For | |
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For | |
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For | |
| 1H. | Election of Director: Gregory B. Penner | Management | For | For | |
| 1I. | Election of Director: Steven S Reinemund | Management | For | For | |
| 1J. | Election of Director: Randall L. Stephenson | Management | For | For | |
| 1K. | Election of Director: S. Robson Walton | Management | For | For | |
| 1L. | Election of Director: Steuart L. Walton | Management | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | For | For | |
| 4. | Report on Refrigerants Released from Operations. | Shareholder | Against | For | |
| 5. | Report on Lobbying Disclosures. | Shareholder | For | Against | |
| 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | Against | For | |
| 7. | Create a Pandemic Workforce Advisory Council. | Shareholder | Against | For | |
| 8. | Report on Statement of the Purpose of a Corporation. | Shareholder | Against | For |
| LINCOLN NATIONAL CORPORATION | ||||
| Security | 534187109 | Meeting Type | Annual | |
| Ticker Symbol | LNC | Meeting Date | 03-Jun-2021 | |
| ISIN | US5341871094 | Agenda | 935381107 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Deirdre P. Connelly | Management | For | For | |
| 1B. | Election of director for a one-year term expiring at the 2022 Annual Meeting: William H. Cunningham | Management | For | For | |
| 1C. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Reginald E. Davis | Management | For | For | |
| 1D. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Dennis R. Glass | Management | For | For | |
| 1E. | Election of director for a one-year term expiring at the 2022 Annual Meeting: George W. Henderson, III | Management | For | For | |
| 1F. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Eric G. Johnson | Management | For | For | |
| 1G. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Gary C. Kelly | Management | For | For | |
| 1H. | Election of director for a one-year term expiring at the 2022 Annual Meeting: M. Leanne Lachman | Management | For | For | |
| 1I. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Michael F. Mee | Management | For | For | |
| 1J. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Patrick S. Pittard | Management | For | For | |
| 1K. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Lynn M. Utter | Management | For | For | |
| 2. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | The approval of an advisory resolution on the compensation of our named executive officers. | Management | Against | Against | |
| 4. | Shareholder proposal to amend our bylaws to remove the one-year holding requirement from our special shareholder meeting right. | Shareholder | Against | For | |
| 5. | Shareholder proposal to amend our proxy access bylaws to remove the 20-shareholder aggregation limit. | Shareholder | Against | For |
| TRANE TECHNOLOGIES PLC | ||||
| Security | G8994E103 | Meeting Type | Annual | |
| Ticker Symbol | TT | Meeting Date | 03-Jun-2021 | |
| ISIN | IE00BK9ZQ967 | Agenda | 935408927 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Kirk E. Arnold | Management | For | For | |
| 1B. | Election of Director: Ann C. Berzin | Management | For | For | |
| 1C. | Election of Director: John Bruton | Management | For | For | |
| 1D. | Election of Director: Jared L. Cohon | Management | For | For | |
| 1E. | Election of Director: Gary D. Forsee | Management | For | For | |
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | |
| 1G. | Election of Director: Michael W. Lamach | Management | For | For | |
| 1H. | Election of Director: Myles P. Lee | Management | For | For | |
| 1I. | Election of Director: April Miller Boise | Management | For | For | |
| 1J. | Election of Director: Karen B. Peetz | Management | For | For | |
| 1K. | Election of Director: John P. Surma | Management | For | For | |
| 1L. | Election of Director: Tony L. White | Management | For | For | |
| 2. | Advisory approval of the compensation of the Company’s named executive officers. | Management | For | For | |
| 3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | For | For | |
| 4. | Approval of the renewal of the Directors’ existing authority to issue shares. | Management | For | For | |
| 5. | Approval of the renewal of the Directors’ existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | For | |
| 6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For |
| FREEPORT-MCMORAN INC. | ||||
| Security | 35671D857 | Meeting Type | Annual | |
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |
| ISIN | US35671D8570 | Agenda | 935412762 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1.1 | Election of Director: David P. Abney | Management | For | For | |
| 1.2 | Election of Director: Richard C. Adkerson | Management | For | For | |
| 1.3 | Election of Director: Robert W. Dudley | Management | For | For | |
| 1.4 | Election of Director: Lydia H. Kennard | Management | For | For | |
| 1.5 | Election of Director: Dustan E. McCoy | Management | For | For | |
| 1.6 | Election of Director: John J. Stephens | Management | For | For | |
| 1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For |
| THE TJX COMPANIES, INC. | ||||
| Security | 872540109 | Meeting Type | Annual | |
| Ticker Symbol | TJX | Meeting Date | 08-Jun-2021 | |
| ISIN | US8725401090 | Agenda | 935414831 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Zein Abdalla | Management | For | For | |
| 1B. | Election of Director: José B. Alvarez | Management | For | For | |
| 1C. | Election of Director: Alan M. Bennett | Management | For | For | |
| 1D. | Election of Director: Rosemary T. Berkery | Management | For | For | |
| 1E. | Election of Director: David T. Ching | Management | For | For | |
| 1F. | Election of Director: C. Kim Goodwin | Management | For | For | |
| 1G. | Election of Director: Ernie Herrman | Management | For | For | |
| 1H. | Election of Director: Michael F. Hines | Management | For | For | |
| 1I. | Election of Director: Amy B. Lane | Management | For | For | |
| 1J. | Election of Director: Carol Meyrowitz | Management | For | For | |
| 1K. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |
| 1L. | Election of Director: John F. O’Brien | Management | For | For | |
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2022. | Management | For | For | |
| 3. | Advisory approval of TJX’s executive compensation (the say-on-pay vote). | Management | For | For | |
| 4. | Shareholder proposal for a report on animal welfare. | Shareholder | Against | For | |
| 5. | Shareholder proposal for setting target amounts for CEO compensation. | Shareholder | Against | For |
| DEVON ENERGY CORPORATION | ||||
| Security | 25179M103 | Meeting Type | Annual | |
| Ticker Symbol | DVN | Meeting Date | 09-Jun-2021 | |
| ISIN | US25179M1036 | Agenda | 935408446 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Barbara M. Baumann | For | For | |||
| 2 | John E. Bethancourt | For | For | |||
| 3 | Ann G. Fox | For | For | |||
| 4 | David A. Hager | For | For | |||
| 5 | Kelt Kindick | For | For | |||
| 6 | John Krenicki Jr. | For | For | |||
| 7 | Karl F. Kurz | For | For | |||
| 8 | Robert A. Mosbacher Jr. | For | For | |||
| 9 | Richard E. Muncrief | For | For | |||
| 10 | Duane C. Radtke | For | For | |||
| 11 | Valerie M. Williams | For | For | |||
| 2. | Ratify the appointment of the Company’s Independent Auditors for 2021. | Management | For | For | ||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | Against | Against | ||
| TARGET CORPORATION | ||||
| Security | 87612E106 | Meeting Type | Annual | |
| Ticker Symbol | TGT | Meeting Date | 09-Jun-2021 | |
| ISIN | US87612E1064 | Agenda | 935412635 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |
| 1B. | Election of Director: George S. Barrett | Management | For | For | |
| 1C. | Election of Director: Brian C. Cornell | Management | For | For | |
| 1D. | Election of Director: Robert L. Edwards | Management | For | For | |
| 1E. | Election of Director: Melanie L. Healey | Management | For | For | |
| 1F. | Election of Director: Donald R. Knauss | Management | For | For | |
| 1G. | Election of Director: Christine A. Leahy | Management | For | For | |
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | |
| 1I. | Election of Director: Mary E. Minnick | Management | For | For | |
| 1J. | Election of Director: Derica W. Rice | Management | For | For | |
| 1K. | Election of Director: Kenneth L. Salazar | Management | For | For | |
| 1L. | Election of Director: Dmitri L. Stockton | Management | For | For | |
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | |
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | For | |
| 4. | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | Shareholder | Against | For |
| METLIFE, INC. | ||||
| Security | 59156R108 | Meeting Type | Annual | |
| Ticker Symbol | MET | Meeting Date | 15-Jun-2021 | |
| ISIN | US59156R1086 | Agenda | 935424274 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Cheryl W. Grisé | Management | For | For | |
| 1B. | Election of Director: Carlos M. Gutierrez | Management | For | For | |
| 1C. | Election of Director: Gerald L. Hassell | Management | For | For | |
| 1D. | Election of Director: David L. Herzog | Management | For | For | |
| 1E. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For | |
| 1F. | Election of Director: Edward J. Kelly, III | Management | For | For | |
| 1G. | Election of Director: William E. Kennard | Management | For | For | |
| 1H. | Election of Director: Michel A. Khalaf | Management | For | For | |
| 1I. | Election of Director: Catherine R. Kinney | Management | For | For | |
| 1J. | Election of Director: Diana L. McKenzie | Management | For | For | |
| 1K. | Election of Director: Denise M. Morrison | Management | For | For | |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.’s Independent Auditor for 2021. | Management | For | For | |
| 3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.’s Named Executive Officers. | Management | For | For |
| Investment Company Report |
| FBP Equity & Dividend Plus Fund | 07/01/2020 - 06/30/2021 |
| THE J. M. SMUCKER COMPANY | ||||
| Security | 832696405 | Meeting Type | Annual | |
| Ticker Symbol | SJM | Meeting Date | 19-Aug-2020 | |
| ISIN | US8326964058 | Agenda | 935244599 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes | Management | For | For | |
| 1B. | Election of Director whose term of office will expire in 2021: Paul J. Dolan | Management | For | For | |
| 1C. | Election of Director whose term of office will expire in 2021: Jay L. Henderson | Management | For | For | |
| 1D. | Election of Director whose term of office will expire in 2021: Kirk L. Perry | Management | For | For | |
| 1E. | Election of Director whose term of office will expire in 2021: Sandra Pianalto | Management | For | For | |
| 1F. | Election of Director whose term of office will expire in 2021: Nancy Lopez Russell | Management | For | For | |
| 1G. | Election of Director whose term of office will expire in 2021: Alex Shumate | Management | For | For | |
| 1H. | Election of Director whose term of office will expire in 2021: Mark T. Smucker | Management | For | For | |
| 1I. | Election of Director whose term of office will expire in 2021: Richard K. Smucker | Management | For | For | |
| 1J. | Election of Director whose term of office will expire in 2021: Timothy P. Smucker | Management | For | For | |
| 1K. | Election of Director whose term of office will expire in 2021: Jodi L. Taylor | Management | For | For | |
| 1L. | Election of Director whose term of office will expire in 2021: Dawn C. Willoughby | Management | For | For | |
| 2. | Ratification of appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the 2021 fiscal year. | Management | For | For | |
| 3. | Advisory approval of the Company’s executive compensation. | Management | For | For | |
| 4. | Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. | Management | For | For |
| TAPESTRY, INC. | ||||
| Security | 876030107 | Meeting Type | Annual | |
| Ticker Symbol | TPR | Meeting Date | 05-Nov-2020 | |
| ISIN | US8760301072 | Agenda | 935274542 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: John P. Bilbrey | Management | For | For | |
| 1B. | Election of Director: Darrell Cavens | Management | For | For | |
| 1C. | Election of Director: David Denton | Management | For | For | |
| 1D. | Election of Director: Anne Gates | Management | For | For | |
| 1E. | Election of Director: Susan Kropf | Management | For | For | |
| 1F. | Election of Director: Annabelle Yu Long | Management | For | For | |
| 1G. | Election of Director: Ivan Menezes | Management | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 3, 2021. | Management | For | For | |
| 3. | Advisory vote to approve the Company’s executive compensation as discussed and described in the proxy statement. | Management | Against | Against | |
| 4. | Approval of the Second Amended and Restated Tapestry, Inc. 2018 Stock Incentive Plan. | Management | For | For |
| CISCO SYSTEMS, INC. | ||||
| Security | 17275R102 | Meeting Type | Annual | |
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | |
| ISIN | US17275R1023 | Agenda | 935287498 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: M. Michele Burns | Management | For | For | |
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | |
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | |
| 1d. | Election of Director: Mark Garrett | Management | For | For | |
| 1e. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |
| 1f. | Election of Director: Roderick C. McGeary | Management | For | For | |
| 1g. | Election of Director: Charles H. Robbins | Management | For | For | |
| 1h. | Election of Director: Arun Sarin | Management | Abstain | Against | |
| 1i. | Election of Director: Brenton L. Saunders | Management | For | For | |
| 1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | |
| 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | For | For | |
| 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | Against | Against | |
| 4. | Approval, on an advisory basis, of executive compensation. | Management | Against | Against | |
| 5. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2021. | Management | For | For | |
| 6. | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against |
| DEVON ENERGY CORPORATION | ||||
| Security | 25179M103 | Meeting Type | Special | |
| Ticker Symbol | DVN | Meeting Date | 30-Dec-2020 | |
| ISIN | US25179M1036 | Agenda | 935311302 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | Approve the issuance of shares of Devon Energy Corporation common stock to WPX Energy Inc. stockholders in connection with the merger, as contemplated by the Merger Agreement (the “Stock Issuance Proposal”). | Management | |||
| 2. | Approve the adjournment of the Devon Energy Corporation special meeting, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Stock Issuance Proposal. | Management |
| CONOCOPHILLIPS | ||||
| Security | 20825C104 | Meeting Type | Special | |
| Ticker Symbol | COP | Meeting Date | 15-Jan-2021 | |
| ISIN | US20825C1045 | Agenda | 935317962 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. (“Concho”) in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | For | For |
| AMDOCS LIMITED | ||||
| Security | G02602103 | Meeting Type | Annual | |
| Ticker Symbol | DOX | Meeting Date | 29-Jan-2021 | |
| ISIN | GB0022569080 | Agenda | 935319409 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Robert A. Minicucci | Management | For | For | |
| 1B. | Election of Director: Adrian Gardner | Management | For | For | |
| 1C. | Election of Director: James S. Kahan | Management | For | For | |
| 1D. | Election of Director: Rafael de la Vega | Management | For | For | |
| 1E. | Election of Director: Giora Yaron | Management | For | For | |
| 1F. | Election of Director: Eli Gelman | Management | For | For | |
| 1G. | Election of Director: Richard T.C. LeFave | Management | For | For | |
| 1H. | Election of Director: John A. MacDonald | Management | For | For | |
| 1I. | Election of Director: Shuky Sheffer | Management | For | For | |
| 1J. | Election of Director: Yvette Kanouff | Management | For | For | |
| 2. | To approve an increase in the dividend rate under our quarterly cash dividend program from $0.3275 per share to $0.36 per share (Proposal II). | Management | For | For | |
| 3. | To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2020 (Proposal III). | Management | For | For | |
| 4. | To ratify and approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2021, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal IV). | Management | For | For |
| EMERSON ELECTRIC CO. | ||||
| Security | 291011104 | Meeting Type | Annual | |
| Ticker Symbol | EMR | Meeting Date | 02-Feb-2021 | |
| ISIN | US2910111044 | Agenda | 935317190 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | M. A. Blinn | For | For | |||
| 2 | A. F. Golden | For | For | |||
| 3 | C. Kendle | For | For | |||
| 4 | J. S. Turley | For | For | |||
| 2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||
| 3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | For | For | ||
| TYSON FOODS, INC. | ||||
| Security | 902494103 | Meeting Type | Annual | |
| Ticker Symbol | TSN | Meeting Date | 11-Feb-2021 | |
| ISIN | US9024941034 | Agenda | 935320476 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: John H. Tyson | Management | For | For | |
| 1b. | Election of Director: Les R. Baledge | Management | For | For | |
| 1c. | Election of Director: Gaurdie E. Banister Jr. | Management | For | For | |
| 1d. | Election of Director: Dean Banks | Management | For | For | |
| 1e. | Election of Director: Mike Beebe | Management | For | For | |
| 1f. | Election of Director: Maria Claudia Borras | Management | For | For | |
| 1g. | Election of Director: David J. Bronczek | Management | For | For | |
| 1h. | Election of Director: Mikel A. Durham | Management | For | For | |
| 1i. | Election of Director: Jonathan D. Mariner | Management | For | For | |
| 1j. | Election of Director: Kevin M. McNamara | Management | For | For | |
| 1k. | Election of Director: Cheryl S. Miller | Management | For | For | |
| 1l. | Election of Director: Jeffrey K. Schomburger | Management | For | For | |
| 1m. | Election of Director: Robert Thurber | Management | For | For | |
| 1n. | Election of Director: Barbara A. Tyson | Management | For | For | |
| 1o. | Election of Director: Noel White | Management | For | For | |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | |
| 3. | To approve the amendment and restatement of the Tyson Foods, Inc. 2000 Stock Incentive Plan. | Management | For | For | |
| 4. | Shareholder proposal to request a report regarding human rights due diligence. | Shareholder | For | Against | |
| 5. | Shareholder proposal regarding share voting. | Shareholder | For | Against | |
| 6. | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | For | Against |
| NATIONAL FUEL GAS COMPANY | ||||
| Security | 636180101 | Meeting Type | Annual | |
| Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |
| ISIN | US6361801011 | Agenda | 935329626 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | David H. Anderson | For | For | |||
| 2 | David P. Bauer | For | For | |||
| 3 | Barbara M. Baumann | For | For | |||
| 4 | Rebecca Ranich | For | For | |||
| 2. | Advisory approval of named executive officer compensation | Management | For | For | ||
| 3. | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2021 | Management | For | For | ||
| BROADCOM INC | ||||
| Security | 11135F101 | Meeting Type | Annual | |
| Ticker Symbol | AVGO | Meeting Date | 05-Apr-2021 | |
| ISIN | US11135F1012 | Agenda | 935335768 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Ms. Diane M. Bryant | Management | For | For | |
| 1B. | Election of Director: Ms. Gayla J. Delly | Management | For | For | |
| 1C. | Election of Director: Mr. Raul J. Fernandez | Management | For | For | |
| 1D. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | |
| 1E. | Election of Director: Mr. Check Kian Low | Management | For | For | |
| 1F. | Election of Director: Ms. Justine F. Page | Management | For | For | |
| 1G. | Election of Director: Dr. Henry Samueli | Management | For | For | |
| 1H. | Election of Director: Mr. Hock E. Tan | Management | For | For | |
| 1I. | Election of Director: Mr. Harry L. You | Management | For | For | |
| 2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | |
| 3. | Approval of an amendment and restatement of Broadcom’s 2012 Stock Incentive Plan. | Management | For | For | |
| 4. | Advisory vote to approve compensation of Broadcom’s named executive officers. | Management | Against | Against |
| HP INC. | ||||
| Security | 40434L105 | Meeting Type | Annual | |
| Ticker Symbol | HPQ | Meeting Date | 13-Apr-2021 | |
| ISIN | US40434L1052 | Agenda | 935339021 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Aida M. Alvarez | Management | For | For | |
| 1B. | Election of Director: Shumeet Banerji | Management | For | For | |
| 1C. | Election of Director: Robert R. Bennett | Management | For | For | |
| 1D. | Election of Director: Charles V. Bergh | Management | For | For | |
| 1E. | Election of Director: Stacy Brown-Philpot | Management | For | For | |
| 1F. | Election of Director: Stephanie A. Burns | Management | For | For | |
| 1G. | Election of Director: Mary Anne Citrino | Management | For | For | |
| 1H. | Election of Director: Richard Clemmer | Management | For | For | |
| 1I. | Election of Director: Enrique Lores | Management | For | For | |
| 1J. | Election of Director: Judith Miscik | Management | For | For | |
| 1K. | Election of Director: Subra Suresh | Management | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as HP Inc.’s independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | |
| 3. | To approve, on an advisory basis, HP Inc.’s executive compensation. | Management | For | For | |
| 4. | Stockholder proposal requesting stockholders’ right to act by written consent, if properly presented at the annual meeting. | Shareholder | Against | For |
| DOW INC. | ||||
| Security | 260557103 | Meeting Type | Annual | |
| Ticker Symbol | DOW | Meeting Date | 15-Apr-2021 | |
| ISIN | US2605571031 | Agenda | 935340567 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Samuel R. Allen | Management | For | For | |
| 1B. | Election of Director: Gaurdie Banister Jr. | Management | For | For | |
| 1C. | Election of Director: Wesley G. Bush | Management | For | For | |
| 1D. | Election of Director: Richard K. Davis | Management | For | For | |
| 1E. | Election of Director: Debra L. Dial | Management | For | For | |
| 1F. | Election of Director: Jeff M. Fettig | Management | For | For | |
| 1G. | Election of Director: Jim Fitterling | Management | For | For | |
| 1H. | Election of Director: Jacqueline C. Hinman | Management | For | For | |
| 1I. | Election of Director: Luis A. Moreno | Management | For | For | |
| 1J. | Election of Director: Jill S. Wyant | Management | For | For | |
| 1K. | Election of Director: Daniel W. Yohannes | Management | For | For | |
| 2. | Advisory Resolution to Approve Executive Compensation. | Management | For | For | |
| 3. | Approval of the Amendment to the 2019 Stock Incentive Plan. | Management | For | For | |
| 4. | Approval of the 2021 Employee Stock Purchase Plan. | Management | For | For | |
| 5. | Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for 2021. | Management | For | For | |
| 6. | Stockholder Proposal - Shareholder Right to Act by Written Consent. | Shareholder | For | Against |
| U.S. BANCORP | ||||
| Security | 902973304 | Meeting Type | Annual | |
| Ticker Symbol | USB | Meeting Date | 20-Apr-2021 | |
| ISIN | US9029733048 | Agenda | 935344262 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Warner L. Baxter | Management | For | For | |
| 1B. | Election of Director: Dorothy J. Bridges | Management | For | For | |
| 1C. | Election of Director: Elizabeth L. Buse | Management | For | For | |
| 1D. | Election of Director: Andrew Cecere | Management | For | For | |
| 1E. | Election of Director: Kimberly N. Ellison-Taylor | Management | For | For | |
| 1F. | Election of Director: Kimberly J. Harris | Management | For | For | |
| 1G. | Election of Director: Roland A. Hernandez | Management | For | For | |
| 1H. | Election of Director: Olivia F. Kirtley | Management | For | For | |
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | |
| 1J. | Election of Director: Richard P. McKenney | Management | For | For | |
| 1K. | Election of Director: Yusuf I. Mehdi | Management | For | For | |
| 1L. | Election of Director: John P. Wiehoff | Management | For | For | |
| 1M. | Election of Director: Scott W. Wine | Management | For | For | |
| 2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2021 fiscal year. | Management | For | For | |
| 3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | Against | Against |
| JOHNSON & JOHNSON | ||||
| Security | 478160104 | Meeting Type | Annual | |
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | |
| ISIN | US4781601046 | Agenda | 935345214 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | |
| 1B. | Election of Director: D. Scott Davis | Management | For | For | |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | |
| 1E. | Election of Director: Alex Gorsky | Management | For | For | |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1G. | Election of Director: Hubert Joly | Management | For | For | |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | |
| 1J. | Election of Director: Charles Prince | Management | For | For | |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 1M. | Election of Director: Nadja Y. West | Management | For | For | |
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | |
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | For | |
| 5. | Independent Board Chair. | Shareholder | For | Against | |
| 6. | Civil Rights Audit. | Shareholder | Against | For | |
| 7. | Executive Compensation Bonus Deferral. | Shareholder | For | Against |
| PFIZER INC. | ||||
| Security | 717081103 | Meeting Type | Annual | |
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |
| ISIN | US7170811035 | Agenda | 935344503 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | |
| 1B. | Election of Director: Albert Bourla | Management | For | For | |
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | |
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | |
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | |
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | |
| 1G. | Election of Director: Susan Hockfield | Management | For | For | |
| 1H. | Election of Director: Dan R. Littman | Management | For | For | |
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | |
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | |
| 1K. | Election of Director: James Quincey | Management | For | For | |
| 1L. | Election of Director: James C. Smith | Management | For | For | |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | 2021 advisory approval of executive compensation. | Management | For | For | |
| 4. | Shareholder proposal regarding independent chair policy. | Shareholder | For | Against | |
| 5. | Shareholder proposal regarding political spending report. | Shareholder | Against | For | |
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For |
| PUBLIC STORAGE | ||||
| Security | 74460D109 | Meeting Type | Annual | |
| Ticker Symbol | PSA | Meeting Date | 26-Apr-2021 | |
| ISIN | US74460D1090 | Agenda | 935350912 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | |
| 1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | |
| 1C. | Election of Trustee: Leslie S. Heisz | Management | For | For | |
| 1D. | Election of Trustee: Michelle Millstone-Shroff | Management | For | For | |
| 1E. | Election of Trustee: Shankh S. Mitra | Management | For | For | |
| 1F. | Election of Trustee: David J. Neithercut | Management | For | For | |
| 1G. | Election of Trustee: Rebecca Owen | Management | For | For | |
| 1H. | Election of Trustee: Kristy M. Pipes | Management | For | For | |
| 1I. | Election of Trustee: Avedick B. Poladian | Management | For | For | |
| 1J. | Election of Trustee: John Reyes | Management | For | For | |
| 1K. | Election of Trustee: Joseph D. Russell, Jr. | Management | For | For | |
| 1L. | Election of Trustee: Tariq M. Shaukat | Management | For | For | |
| 1M. | Election of Trustee: Ronald P. Spogli | Management | For | For | |
| 1N. | Election of Trustee: Paul S. Williams | Management | For | For | |
| 2. | Advisory vote to approve the compensation of Named Executive Officers. | Management | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |
| 4. | Approval of the 2021 Equity and Performance-Based Incentive Compensation Plan. | Management | For | For | |
| 5. | Approval of the amendment to the Declaration of Trust to eliminate cumulative voting. | Management | For | For |
| RAYTHEON TECHNOLOGIES | ||||
| Security | 75513E101 | Meeting Type | Annual | |
| Ticker Symbol | RTX | Meeting Date | 26-Apr-2021 | |
| ISIN | US75513E1010 | Agenda | 935347218 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Tracy A. Atkinson | Management | For | For | |
| 1B. | Election of Director: Gregory J. Hayes | Management | For | For | |
| 1C. | Election of Director: Thomas A. Kennedy | Management | For | For | |
| 1D. | Election of Director: Marshall O. Larsen | Management | For | For | |
| 1E. | Election of Director: George R. Oliver | Management | For | For | |
| 1F. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | |
| 1G. | Election of Director: Margaret L. O’Sullivan | Management | For | For | |
| 1H. | Election of Director: Dinesh C. Paliwal | Management | For | For | |
| 1I. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |
| 1J. | Election of Director: Denise L. Ramos | Management | For | For | |
| 1K. | Election of Director: Fredric G. Reynolds | Management | For | For | |
| 1L. | Election of Director: Brian C. Rogers | Management | For | For | |
| 1M. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | |
| 1N. | Election of Director: Robert O. Work | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | |
| 4. | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Management | For | For | |
| 5. | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Management | For | For | |
| 6. | Shareowner Proposal to Amend Proxy Access Bylaw. | Shareholder | Against | For |
| FIRST HORIZON CORPORATION | ||||
| Security | 320517105 | Meeting Type | Annual | |
| Ticker Symbol | FHN | Meeting Date | 27-Apr-2021 | |
| ISIN | US3205171057 | Agenda | 935349907 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Harry V. Barton, Jr. | Management | For | For | |
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Kenneth A. Burdick | Management | For | For | |
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Daryl G. Byrd | Management | For | For | |
| 1D. | Election of Director to serve until the 2022 Annual Meeting: John N. Casbon | Management | For | For | |
| 1E. | Election of Director to serve until the 2022 Annual Meeting: John C. Compton | Management | For | For | |
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Wendy P. Davidson | Management | For | For | |
| 1G. | Election of Director to serve until the 2022 Annual Meeting: William H. Fenstermaker | Management | For | For | |
| 1H. | Election of Director to serve until the 2022 Annual Meeting: D. Bryan Jordan | Management | For | For | |
| 1I. | Election of Director to serve until the 2022 Annual Meeting: J. Michael Kemp, Sr. | Management | For | For | |
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Rick E. Maples | Management | For | For | |
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Vicki R. Palmer | Management | For | For | |
| 1L. | Election of Director to serve until the 2022 Annual Meeting: Colin V. Reed | Management | For | For | |
| 1M. | Election of Director to serve until the 2022 Annual Meeting: E. Stewart Shea, III | Management | For | For | |
| 1N. | Election of Director to serve until the 2022 Annual Meeting: Cecelia D. Stewart | Management | For | For | |
| 1O. | Election of Director to serve until the 2022 Annual Meeting: Rajesh Subramaniam | Management | For | For | |
| 1P. | Election of Director to serve until the 2022 Annual Meeting: Rosa Sugrañes | Management | For | For | |
| 1Q. | Election of Director to serve until the 2022 Annual Meeting: R. Eugene Taylor | Management | For | For | |
| 2. | Approval of the First Horizon Corporation 2021 Incentive Plan. | Management | Against | Against | |
| 3. | Approval of an advisory resolution to approve executive compensation. | Management | Against | Against | |
| 4. | Ratification of appointment of KPMG LLP as auditors. | Management | For | For |
| International Business Machines Corporation | ||||
| Security | 459200101 | Meeting Type | Annual | |
| Ticker Symbol | IBM | Meeting Date | 27-Apr-2021 | |
| ISIN | US4592001014 | Agenda | 935346949 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director for one year term: Thomas Buberl | Management | For | For | |
| 1B. | Election of Director for one year term: Michael L. Eskew | Management | For | For | |
| 1C. | Election of Director for one year term: David N. Farr | Management | For | For | |
| 1D. | Election of Director for one year term: Alex Gorsky | Management | For | For | |
| 1E. | Election of Director for one year term: Michelle J. Howard | Management | For | For | |
| 1F. | Election of Director for one year term: Arvind Krishna | Management | For | For | |
| 1G. | Election of Director for one year term: Andrew N. Liveris | Management | For | For | |
| 1H. | Election of Director for one year term: F. William McNabb III | Management | For | For | |
| 1I. | Election of Director for one year term: Martha E. Pollack | Management | For | For | |
| 1J. | Election of Director for one year term: Joseph R. Swedish | Management | For | For | |
| 1K. | Election of Director for one year term: Peter R. Voser | Management | For | For | |
| 1L. | Election of Director for one year term: Frederick H. Waddell | Management | For | For | |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |
| 3. | Advisory Vote on Executive Compensation. | Management | Against | Against | |
| 4. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | For | Against | |
| 5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | For | |
| 6. | Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. | Shareholder | Against | Against |
| TRUIST FINANCIAL CORPORATION | ||||
| Security | 89832Q109 | Meeting Type | Annual | |
| Ticker Symbol | TFC | Meeting Date | 27-Apr-2021 | |
| ISIN | US89832Q1094 | Agenda | 935345288 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Jennifer S. Banner | Management | For | For | |
| 1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: K. David Boyer, Jr. | Management | For | For | |
| 1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Agnes Bundy Scanlan | Management | For | For | |
| 1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Anna R. Cablik | Management | For | For | |
| 1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dallas S. Clement | Management | For | For | |
| 1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul D. Donahue | Management | For | For | |
| 1G. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul R. Garcia | Management | For | For | |
| 1H. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Patrick C. Graney III | Management | For | For | |
| 1I. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Linnie M. Haynesworth | Management | For | For | |
| 1J. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kelly S. King | Management | For | For | |
| 1K. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Easter A. Maynard | Management | For | For | |
| 1L. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Donna S. Morea | Management | For | For | |
| 1M. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Charles A. Patton | Management | For | For | |
| 1N. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Nido R. Qubein | Management | For | For | |
| 1O. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: David M. Ratcliffe | Management | For | For | |
| 1P. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: William H. Rogers, Jr. | Management | For | For | |
| 1Q. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Frank P. Scruggs, Jr. | Management | For | For | |
| 1R. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christine Sears | Management | For | For | |
| 1S. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas E. Skains | Management | For | For | |
| 1T. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Bruce L. Tanner | Management | For | For | |
| 1U. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas N. Thompson | Management | For | For | |
| 1V. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Steven C. Voorhees | Management | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist’s independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Advisory vote to approve Truist’s executive compensation program. | Management | For | For |
| WELLS FARGO & COMPANY | ||||
| Security | 949746101 | Meeting Type | Annual | |
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |
| ISIN | US9497461015 | Agenda | 935349363 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Steven D. Black | Management | For | For | |
| 1B. | Election of Director: Mark A. Chancy | Management | For | For | |
| 1C. | Election of Director: Celeste A. Clark | Management | For | For | |
| 1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | |
| 1E. | Election of Director: Wayne M. Hewett | Management | For | For | |
| 1F. | Election of Director: Maria R. Morris | Management | For | For | |
| 1G. | Election of Director: Charles H. Noski | Management | For | For | |
| 1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | |
| 1I. | Election of Director: Juan A. Pujadas | Management | For | For | |
| 1J. | Election of Director: Ronald L. Sargent | Management | For | For | |
| 1K. | Election of Director: Charles W. Scharf | Management | For | For | |
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | Against | Against | |
| 3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | |
| 4. | Shareholder Proposal - Make Shareholder Proxy Access More Accessible. | Shareholder | Against | For | |
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | Shareholder | Against | For | |
| 6. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | |
| 7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Against | For |
| GENUINE PARTS COMPANY | ||||
| Security | 372460105 | Meeting Type | Annual | |
| Ticker Symbol | GPC | Meeting Date | 29-Apr-2021 | |
| ISIN | US3724601055 | Agenda | 935340478 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Elizabeth W. Camp | For | For | |||
| 2 | Richard Cox, Jr. | For | For | |||
| 3 | Paul D. Donahue | For | For | |||
| 4 | Gary P. Fayard | For | For | |||
| 5 | P. Russell Hardin | For | For | |||
| 6 | John R. Holder | For | For | |||
| 7 | Donna W. Hyland | For | For | |||
| 8 | John D. Johns | For | For | |||
| 9 | Jean-Jacques Lafont | For | For | |||
| 10 | Robert C Loudermilk Jr. | For | For | |||
| 11 | Wendy B. Needham | For | For | |||
| 12 | Juliette W. Pryor | For | For | |||
| 13 | E. Jenner Wood III | For | For | |||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company’s Independent Auditor for the Fiscal Year Ending December 31, 2021. | Management | For | For | ||
| AT&T INC. | ||||
| Security | 00206R102 | Meeting Type | Annual | |
| Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |
| ISIN | US00206R1023 | Agenda | 935347179 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: William E. Kennard | Management | For | For | |
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |
| 1C. | Election of Director: Scott T. Ford | Management | For | For | |
| 1D. | Election of Director: Glenn H. Hutchins | Management | For | For | |
| 1E. | Election of Director: Debra L. Lee | Management | For | For | |
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | |
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | |
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | |
| 1I. | Election of Director: Matthew K. Rose | Management | Against | Against | |
| 1J. | Election of Director: John T. Stankey | Management | For | For | |
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | |
| 1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | |
| 2. | Ratification of appointment of independent auditors. | Management | For | For | |
| 3. | Advisory approval of executive compensation. | Management | Against | Against | |
| 4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | For |
| KELLOGG COMPANY | ||||
| Security | 487836108 | Meeting Type | Annual | |
| Ticker Symbol | K | Meeting Date | 30-Apr-2021 | |
| ISIN | US4878361082 | Agenda | 935348359 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director (term expires 2024): Carter Cast | Management | For | For | |
| 1B. | Election of Director (term expires 2024): Zack Gund | Management | For | For | |
| 1C. | Election of Director (term expires 2024): Don Knauss | Management | For | For | |
| 1D. | Election of Director (term expires 2024): Mike Schlotman | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg’s independent registered public accounting firm for fiscal year 2021. | Management | For | For | |
| 4. | Management proposal to reduce supermajority vote requirements. | Management | For | For | |
| 5. | Shareowner proposal, if properly presented at the meeting, to adopt shareowner right to call a special meeting. | Shareholder | For |
| BRISTOL-MYERS SQUIBB COMPANY | ||||
| Security | 110122108 | Meeting Type | Annual | |
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |
| ISIN | US1101221083 | Agenda | 935359643 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | |
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | |
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | |
| 1E) | Election of Director: Paula A. Price | Management | For | For | |
| 1F) | Election of Director: Derica W. Rice | Management | For | For | |
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | |
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | |
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | |
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | |
| 3. | Approval of the Company’s 2021 Stock Award and Incentive Plan. | Management | Against | Against | |
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | |
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | |
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | For | Against | |
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | |
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For |
| PHILIP MORRIS INTERNATIONAL INC. | ||||
| Security | 718172109 | Meeting Type | Annual | |
| Ticker Symbol | PM | Meeting Date | 05-May-2021 | |
| ISIN | US7181721090 | Agenda | 935359112 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Brant Bonin Bough | Management | For | For | |
| 1B. | Election of Director: André Calantzopoulos | Management | For | For | |
| 1C. | Election of Director: Michel Combes | Management | For | For | |
| 1D. | Election of Director: Juan José Daboub | Management | For | For | |
| 1E. | Election of Director: Werner Geissler | Management | For | For | |
| 1F. | Election of Director: Lisa A. Hook | Management | For | For | |
| 1G. | Election of Director: Jun Makihara | Management | For | For | |
| 1H. | Election of Director: Kalpana Morparia | Management | For | For | |
| 1I. | Election of Director: Lucio A. Noto | Management | For | For | |
| 1J. | Election of Director: Jacek Olczak | Management | For | For | |
| 1K. | Election of Director: Frederik Paulsen | Management | For | For | |
| 1L. | Election of Director: Robert B. Polet | Management | For | For | |
| 1M. | Election of Director: Shlomo Yanai | Management | For | For | |
| 2. | Advisory Vote Approving Executive Compensation. | Management | For | For | |
| 3. | Ratification of the Selection of Independent Auditors. | Management | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ||||
| Security | 039483102 | Meeting Type | Annual | |
| Ticker Symbol | ADM | Meeting Date | 06-May-2021 | |
| ISIN | US0394831020 | Agenda | 935362400 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: M.S. Burke | Management | For | For | |
| 1B. | Election of Director: T. Colbert | Management | For | For | |
| 1C. | Election of Director: T.K. Crews | Management | For | For | |
| 1D. | Election of Director: P. Dufour | Management | For | For | |
| 1E. | Election of Director: D.E. Felsinger | Management | For | For | |
| 1F. | Election of Director: S.F. Harrison | Management | For | For | |
| 1G. | Election of Director: J.R. Luciano | Management | For | For | |
| 1H. | Election of Director: P.J. Moore | Management | For | For | |
| 1I. | Election of Director: F.J. Sanchez | Management | For | For | |
| 1J. | Election of Director: D.A. Sandler | Management | For | For | |
| 1K. | Election of Director: L.Z. Schlitz | Management | For | For | |
| 1L. | Election of Director: K.R. Westbrook | Management | For | For | |
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | For | For | |
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | |
| 4. | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Against | For |
| DUKE ENERGY CORPORATION | ||||
| Security | 26441C204 | Meeting Type | Annual | |
| Ticker Symbol | DUK | Meeting Date | 06-May-2021 | |
| ISIN | US26441C2044 | Agenda | 935359263 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Michael G. Browning | For | For | |||
| 2 | Annette K. Clayton | For | For | |||
| 3 | Theodore F. Craver, Jr. | For | For | |||
| 4 | Robert M. Davis | For | For | |||
| 5 | Caroline Dorsa | For | For | |||
| 6 | W. Roy Dunbar | For | For | |||
| 7 | Nicholas C. Fanandakis | For | For | |||
| 8 | Lynn J. Good | For | For | |||
| 9 | John T. Herron | For | For | |||
| 10 | E. Marie McKee | For | For | |||
| 11 | Michael J. Pacilio | For | For | |||
| 12 | Thomas E. Skains | For | For | |||
| 13 | William E. Webster, Jr. | For | For | |||
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy’s independent registered public accounting firm for 2021 | Management | For | For | ||
| 3. | Advisory vote to approve Duke Energy’s named executive officer compensation | Management | For | For | ||
| 4. | Amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority requirements | Management | For | For | ||
| 5. | Shareholder proposal regarding independent board chair | Shareholder | For | Against | ||
| 6. | Shareholder proposal regarding providing a semiannual report on Duke Energy’s political contributions and expenditures | Shareholder | Against | For | ||
| CONOCOPHILLIPS | ||||
| Security | 20825C104 | Meeting Type | Annual | |
| Ticker Symbol | COP | Meeting Date | 11-May-2021 | |
| ISIN | US20825C1045 | Agenda | 935367602 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | |
| 1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | For | For | |
| 1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | For | For | |
| 1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | For | For | |
| 1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | For | For | |
| 1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | For | For | |
| 1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | For | For | |
| 1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | For | For | |
| 1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | For | For | |
| 1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | For | For | |
| 1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | For | For | |
| 1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | For | For | |
| 1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | For | For | |
| 1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | For | For | |
| 1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | For | For | |
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips’ independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Advisory Approval of Executive Compensation. | Management | Against | Against | |
| 4. | Simple Majority Vote Standard. | Management | For | For | |
| 5. | Emission Reduction Targets. | Shareholder | Against | For |
| PRUDENTIAL FINANCIAL, INC. | ||||
| Security | 744320102 | Meeting Type | Annual | |
| Ticker Symbol | PRU | Meeting Date | 11-May-2021 | |
| ISIN | US7443201022 | Agenda | 935369163 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Thomas J. Baltimore, Jr. | Management | For | For | |
| 1b. | Election of Director: Gilbert F. Casellas | Management | For | For | |
| 1c. | Election of Director: Robert M. Falzon | Management | For | For | |
| 1d. | Election of Director: Martina Hund-Mejean | Management | For | For | |
| 1e. | Election of Director: Wendy Jones | Management | For | For | |
| 1f. | Election of Director: Karl J. Krapek | Management | For | For | |
| 1g. | Election of Director: Peter R. Lighte | Management | For | For | |
| 1h. | Election of Director: Charles F. Lowrey | Management | For | For | |
| 1i. | Election of Director: George Paz | Management | For | For | |
| 1j. | Election of Director: Sandra Pianalto | Management | For | For | |
| 1k. | Election of Director: Christine A. Poon | Management | For | For | |
| 1l. | Election of Director: Douglas A. Scovanner | Management | For | For | |
| 1m. | Election of Director: Michael A. Todman | Management | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | |
| 4. | Approval of the Prudential Financial, Inc. 2021 Omnibus Incentive Plan. | Management | For | For | |
| 5. | Shareholder proposal regarding an Independent Board Chairman. | Shareholder | For | Against |
| KOHL’S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Contested-Annual | |
| Ticker Symbol | KSS | Meeting Date | 12-May-2021 | |
| ISIN | US5002551043 | Agenda | 935352675 - Opposition | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Jonathan Duskin | |||||
| 2 | Margaret L. Jenkins | |||||
| 3 | Jeffrey A. Kantor | |||||
| 4 | Thomas A. Kingsbury | |||||
| 5 | Cynthia S. Murray | |||||
| 6 | Mgt Nom: M. Bender | |||||
| 7 | Mgt Nom: P. Boneparth | |||||
| 8 | Mgt Nom: Yael Cosset | |||||
| 9 | Mgt Nom: H. C. Floyd | |||||
| 10 | Mgt Nom: Michelle Gass | |||||
| 11 | Mgt Nom: R. Mitchell | |||||
| 12 | Mgt Nom: A. Shapira | |||||
| 2. | The Company’s proposal to vote on a nonbinding, advisory resolution to approve the compensation of the Company’s named executive officers. | Management | ||||
| 3. | The Company’s proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending January 29, 2022. | Management | ||||
| 4. | The shareholder proposal regarding the right to act by written consent. | Shareholder | ||||
| KOHL’S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Contested-Annual | |
| Ticker Symbol | KSS | Meeting Date | 12-May-2021 | |
| ISIN | US5002551043 | Agenda | 935359453 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Michael Bender | For | For | |||
| 2 | Peter Boneparth | For | For | |||
| 3 | Steve A. Burd | For | For | |||
| 4 | Yael Cosset | For | For | |||
| 5 | H. Charles Floyd | For | For | |||
| 6 | Michelle Gass | For | For | |||
| 7 | Robbin Mitchell | For | For | |||
| 8 | Jonas Prising | For | For | |||
| 9 | John E. Schlifske | For | For | |||
| 10 | Adrianne Shapira | For | For | |||
| 11 | Frank V. Sica | For | For | |||
| 12 | Stephanie A. Streeter | For | For | |||
| 2. | To approve, by an advisory vote, the compensation of our named executive officers. | Management | For | For | ||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | For | For | ||
| 4. | Shareholder proposal regarding shareholder right to act by written consent. | Shareholder | Against | For | ||
| KOHL’S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Contested-Annual | |
| Ticker Symbol | KSS | Meeting Date | 12-May-2021 | |
| ISIN | US5002551043 | Agenda | 935370988 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Michael Bender | For | For | |||
| 2 | Peter Boneparth | For | For | |||
| 3 | Steve A. Burd | For | For | |||
| 4 | Yael Cosset | For | For | |||
| 5 | H. Charles Floyd | For | For | |||
| 6 | Michelle Gass | For | For | |||
| 7 | Robbin Mitchell | For | For | |||
| 8 | Jonas Prising | For | For | |||
| 9 | John E. Schlifske | For | For | |||
| 10 | Adrianne Shapira | For | For | |||
| 11 | Frank V. Sica | For | For | |||
| 12 | Stephanie A. Streeter | For | For | |||
| 2. | To approve, by an advisory vote, the compensation of our named executive officers. | Management | For | For | ||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | For | For | ||
| 4. | Shareholder proposal regarding shareholder right to act by written consent. | Shareholder | Against | For | ||
| KOHL’S CORPORATION | ||||
| Security | 500255104 | Meeting Type | Contested-Annual | |
| Ticker Symbol | KSS | Meeting Date | 12-May-2021 | |
| ISIN | US5002551043 | Agenda | 935370990 - Opposition | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Jonathan Duskin | |||||
| 2 | Margaret L. Jenkins | |||||
| 3 | Jeffrey A. Kantor | |||||
| 4 | Thomas A. Kingsbury | |||||
| 5 | Cynthia S. Murray | |||||
| 6 | Mgt Nom: M. Bender | |||||
| 7 | Mgt Nom: P. Boneparth | |||||
| 8 | Mgt Nom: Yael Cosset | |||||
| 9 | Mgt Nom: H. C. Floyd | |||||
| 10 | Mgt Nom: Michelle Gass | |||||
| 11 | Mgt Nom: R. Mitchell | |||||
| 12 | Mgt Nom: A. Shapira | |||||
| 2. | The Company’s proposal to vote on a nonbinding, advisory resolution to approve the compensation of the Company’s named executive officers. | Management | ||||
| 3. | The Company’s proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending January 29, 2022. | Management | ||||
| 4. | The shareholder proposal regarding the right to act by written consent. | Shareholder | ||||
| SIMON PROPERTY GROUP, INC. | ||||
| Security | 828806109 | Meeting Type | Annual | |
| Ticker Symbol | SPG | Meeting Date | 12-May-2021 | |
| ISIN | US8288061091 | Agenda | 935360608 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Glyn F. Aeppel | Management | For | For | |
| 1B. | Election of Director: Larry C. Glasscock | Management | For | For | |
| 1C. | Election of Director: Karen N. Horn, Ph.D. | Management | For | For | |
| 1D. | Election of Director: Allan Hubbard | Management | For | For | |
| 1E. | Election of Director: Reuben S. Leibowitz | Management | For | For | |
| 1F. | Election of Director: Gary M. Rodkin | Management | For | For | |
| 1G. | Election of Director: Stefan M. Selig | Management | For | For | |
| 1H. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | For | |
| 1I. | Election of Director: J. Albert Smith, Jr. | Management | For | For | |
| 1J. | Election of Director: Marta R. Stewart | Management | For | For | |
| 2. | An Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | |
| 3. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For |
| CVS HEALTH CORPORATION | ||||
| Security | 126650100 | Meeting Type | Annual | |
| Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |
| ISIN | US1266501006 | Agenda | 935366927 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | |
| 1B. | Election of Director: C. David Brown II | Management | For | For | |
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |
| 1E. | Election of Director: David W. Dorman | Management | For | For | |
| 1F. | Election of Director: Roger N. Farah | Management | For | For | |
| 1G. | Election of Director: Anne M. Finucane | Management | For | For | |
| 1H. | Election of Director: Edward J. Ludwig | Management | For | For | |
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | |
| 1J. | Election of Director: Jean-Pierre Millon | Management | For | For | |
| 1K. | Election of Director: Mary L. Schapiro | Management | For | For | |
| 1L. | Election of Director: William C. Weldon | Management | For | For | |
| 1M. | Election of Director: Tony L. White | Management | For | For | |
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | |
| 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Against | For | |
| 5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For |
| INTEL CORPORATION | ||||
| Security | 458140100 | Meeting Type | Annual | |
| Ticker Symbol | INTC | Meeting Date | 13-May-2021 | |
| ISIN | US4581401001 | Agenda | 935369012 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | |
| 1B. | Election of Director: James J. Goetz | Management | For | For | |
| 1C. | Election of Director: Alyssa Henry | Management | For | For | |
| 1D. | Election of Director: Omar Ishrak | Management | For | For | |
| 1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |
| 1F. | Election of Director: Tsu-Jae King Liu | Management | For | For | |
| 1G. | Election of Director: Gregory D. Smith | Management | For | For | |
| 1H. | Election of Director: Dion J. Weisler | Management | For | For | |
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | |
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | Against | Against | |
| 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | |
| 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Against | For | |
| 6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Against | For |
| KEYCORP | ||||
| Security | 493267108 | Meeting Type | Annual | |
| Ticker Symbol | KEY | Meeting Date | 13-May-2021 | |
| ISIN | US4932671088 | Agenda | 935364959 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Bruce D. Broussard | Management | For | For | |
| 1b. | Election of Director: Alexander M. Cutler | Management | For | For | |
| 1c. | Election of Director: H. James Dallas | Management | For | For | |
| 1d. | Election of Director: Elizabeth R. Gile | Management | For | For | |
| 1e. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |
| 1f. | Election of Director: Christopher M. Gorman | Management | For | For | |
| 1g. | Election of Director: Robin N. Hayes | Management | For | For | |
| 1h. | Election of Director: Carlton L. Highsmith | Management | For | For | |
| 1i. | Election of Director: Richard J. Hipple | Management | For | For | |
| 1j. | Election of Director: Devina A. Rankin | Management | For | For | |
| 1k. | Election of Director: Barbara R. Snyder | Management | For | For | |
| 1l. | Election of Director: Todd J. Vasos | Management | For | For | |
| 1m. | Election of Director: David K. Wilson | Management | For | For | |
| 2. | Ratification of the appointment of independent auditor. | Management | For | For | |
| 3. | Advisory approval of executive compensation. | Management | Against | Against | |
| 4. | Approval of KeyCorp Second Amended and Restated Discounted Stock Purchase Plan. | Management | For | For | |
| 5. | Management proposal to reduce the ownership threshold to call a special shareholder meeting. | Management | For | For |
| NUCOR CORPORATION | ||||
| Security | 670346105 | Meeting Type | Annual | |
| Ticker Symbol | NUE | Meeting Date | 13-May-2021 | |
| ISIN | US6703461052 | Agenda | 935365165 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Patrick J. Dempsey | For | For | |||
| 2 | Christopher J. Kearney | For | For | |||
| 3 | Laurette T. Koellner | For | For | |||
| 4 | Joseph D. Rupp | For | For | |||
| 5 | Leon J. Topalian | For | For | |||
| 6 | John H. Walker | For | For | |||
| 7 | Nadja Y. West | For | For | |||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor’s independent registered public accounting firm for 2021. | Management | For | For | ||
| 3. | Approval, on an advisory basis, of Nucor’s named executive officer compensation in 2020. | Management | For | For | ||
| UNITED PARCEL SERVICE, INC. | ||||
| Security | 911312106 | Meeting Type | Annual | |
| Ticker Symbol | UPS | Meeting Date | 13-May-2021 | |
| ISIN | US9113121068 | Agenda | 935365002 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Carol B. Tomé | Management | For | For | |
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Rodney C. Adkins | Management | For | For | |
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Eva C. Boratto | Management | For | For | |
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Michael J. Burns | Management | For | For | |
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Wayne M. Hewett | Management | For | For | |
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Angela Hwang | Management | For | For | |
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Kate E. Johnson | Management | For | For | |
| 1H. | Election of Director to serve until the 2022 Annual Meeting: William R. Johnson | Management | For | For | |
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Ann M. Livermore | Management | For | For | |
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Franck J. Moison | Management | For | For | |
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Christiana Smith Shi | Management | For | For | |
| 1L. | Election of Director to serve until the 2022 Annual Meeting: Russell Stokes | Management | For | For | |
| 1M. | Election of Director to serve until the 2022 Annual Meeting: Kevin Warsh | Management | For | For | |
| 2. | To approve on an advisory basis a resolution on UPS executive compensation. | Management | For | For | |
| 3. | To approve the 2021 UPS Omnibus Incentive Compensation Plan. | Management | For | For | |
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |
| 5. | To prepare an annual report on UPS’s lobbying activities. | Shareholder | Against | For | |
| 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | |
| 7. | To prepare a report on reducing UPS’s total contribution to climate change. | Shareholder | Against | For | |
| 8. | To transition UPS to a public benefit corporation. | Shareholder | Against | For | |
| 9. | To prepare a report assessing UPS’s diversity and inclusion efforts. | Shareholder | Against | For |
| COMPASS MINERALS INTERNATIONAL, INC. | ||||
| Security | 20451N101 | Meeting Type | Annual | |
| Ticker Symbol | CMP | Meeting Date | 18-May-2021 | |
| ISIN | US20451N1019 | Agenda | 935373287 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Kevin S. Crutchfield | Management | For | For | |
| 1B. | Election of Director: Eric Ford | Management | For | For | |
| 1C. | Election of Director: Richard S. Grant | Management | For | For | |
| 1D. | Election of Director: Joseph E. Reece | Management | For | For | |
| 1E. | Election of Director: Allan R. Rothwell | Management | For | For | |
| 1F. | Election of Director: Lori A. Walker | Management | For | For | |
| 1G. | Election of Director: Paul S. Williams | Management | For | For | |
| 1H. | Election of Director: Amy J. Yoder | Management | For | For | |
| 2. | Approve, on an advisory basis, the compensation of Compass Minerals’ named executive officers, as set forth in the proxy statement. | Management | For | For | |
| 3. | Ratify the appointment of Ernst & Young LLP as Compass Minerals’ independent registered accounting firm for 2021. | Management | For | For |
| JPMORGAN CHASE & CO. | ||||
| Security | 46625H100 | Meeting Type | Annual | |
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |
| ISIN | US46625H1005 | Agenda | 935372285 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | |
| 1D. | Election of Director: James S. Crown | Management | For | For | |
| 1E. | Election of Director: James Dimon | Management | For | For | |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | |
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | |
| 5. | Improve shareholder written consent. | Shareholder | Against | For | |
| 6. | Racial equity audit and report. | Shareholder | Against | For | |
| 7. | Independent board chairman. | Shareholder | For | Against | |
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For |
| PPL CORPORATION | ||||
| Security | 69351T106 | Meeting Type | Annual | |
| Ticker Symbol | PPL | Meeting Date | 18-May-2021 | |
| ISIN | US69351T1060 | Agenda | 935382628 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Arthur P. Beattie | Management | For | For | |
| 1B. | Election of Director: Steven G. Elliott | Management | For | For | |
| 1C. | Election of Director: Raja Rajamannar | Management | For | For | |
| 1D. | Election of Director: Craig A. Rogerson | Management | For | For | |
| 1E. | Election of Director: Vincent Sorgi | Management | For | For | |
| 1F. | Election of Director: Natica von Althann | Management | For | For | |
| 1G. | Election of Director: Keith H. Williamson | Management | For | For | |
| 1H. | Election of Director: Phoebe A. Wood | Management | For | For | |
| 1I. | Election of Director: Armando Zagalo de Lima | Management | For | For | |
| 2. | Advisory vote to approve compensation of named executive officers. | Management | For | For | |
| 3. | Ratification of the appointment of Independent Registered Public Accounting Firm. | Management | For | For |
| ROYAL DUTCH SHELL PLC | ||||
| Security | 780259107 | Meeting Type | Annual | |
| Ticker Symbol | RDSB | Meeting Date | 18-May-2021 | |
| ISIN | US7802591070 | Agenda | 935396653 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | Receipt of Annual Report & Accounts. | Management | For | For | |
| 2. | Approval of Directors’ Remuneration Report. | Management | For | For | |
| 3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | For | |
| 4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | For | |
| 5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | For | |
| 6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | For | |
| 7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | For | |
| 8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | For | |
| 9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | For | |
| 10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | For | |
| 11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | For | |
| 12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | For | |
| 13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | For | |
| 14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | For | |
| 15. | Reappointment of Auditors. | Management | For | For | |
| 16. | Remuneration of Auditors. | Management | For | For | |
| 17. | Authority to allot shares. | Management | Against | Against | |
| 18. | Disapplication of pre-emption rights. | Management | For | For | |
| 19. | Authority to purchase own shares. | Management | For | For | |
| 20. | Shell’s Energy Transition Strategy. | Management | For | For | |
| 21. | Shareholder resolution. | Shareholder | Against | For |
| MONDELĒZ INTERNATIONAL, INC. | ||||
| Security | 609207105 | Meeting Type | Annual | |
| Ticker Symbol | MDLZ | Meeting Date | 19-May-2021 | |
| ISIN | US6092071058 | Agenda | 935357360 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Lewis W.K. Booth | Management | For | For | |
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | |
| 1C. | Election of Director: Lois D. Juliber | Management | For | For | |
| 1D. | Election of Director: Peter W. May | Management | For | For | |
| 1E. | Election of Director: Jorge S. Mesquita | Management | For | For | |
| 1F. | Election of Director: Jane H. Nielsen | Management | For | For | |
| 1G. | Election of Director: Fredric G. Reynolds | Management | For | For | |
| 1H. | Election of Director: Christiana S. Shi | Management | For | For | |
| 1I. | Election of Director: Patrick T. Siewert | Management | For | For | |
| 1J. | Election of Director: Michael A. Todman | Management | For | For | |
| 1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | |
| 1L. | Election of Director: Dirk Van de Put | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | Management | For | For | |
| 4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Against | For |
| MERCK & CO., INC. | ||||
| Security | 58933Y105 | Meeting Type | Annual | |
| Ticker Symbol | MRK | Meeting Date | 25-May-2021 | |
| ISIN | US58933Y1055 | Agenda | 935381044 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | |
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | |
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | |
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | |
| 1E. | Election of Director: Thomas H. Glocer | Management | For | For | |
| 1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | For | |
| 1G. | Election of Director: Stephen L. Mayo | Management | For | For | |
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | |
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | |
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | |
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | |
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | |
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |
| 3. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2021. | Management | For | For | |
| 4. | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Against | For | |
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For |
| PEOPLE’S UNITED FINANCIAL, INC. | ||||
| Security | 712704105 | Meeting Type | Special | |
| Ticker Symbol | PBCT | Meeting Date | 25-May-2021 | |
| ISIN | US7127041058 | Agenda | 935420226 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | Adoption of the Agreement and Plan of Merger, dated as of February 21, 2021 (as it may be amended from time to time), by and among People’s United Financial, Inc. (“People’s United”), M&T Bank Corporation (“M&T”) and Bridge Merger Corp. (“Merger Sub”), pursuant to which Merger Sub will merge with and into People’s United and, as soon as reasonably practicable thereafter, People’s United will merge with and into M&T, with M&T as the surviving entity (the “People’s United merger proposal”). | Management | For | For | |
| 2. | Approval of, on an advisory (non-binding) basis, the merger-related compensation payments that will or may be paid to the named executive officers of People’s United in connection with the transactions contemplated by the merger agreement (the “People’s United compensation proposal”). | Management | Against | Against | |
| 3. | Approval of the adjournment of the People’s United special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the People’s United merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to People’s United shareholders (the “People’s United adjournment proposal”). | Management | For | For |
| VENTAS, INC. | ||||
| Security | 92276F100 | Meeting Type | Annual | |
| Ticker Symbol | VTR | Meeting Date | 25-May-2021 | |
| ISIN | US92276F1003 | Agenda | 935387440 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Melody C. Barnes | Management | For | For | |
| 1B. | Election of Director: Debra A. Cafaro | Management | For | For | |
| 1C. | Election of Director: Jay M. Gellert | Management | For | For | |
| 1D. | Election of Director: Matthew J. Lustig | Management | For | For | |
| 1E. | Election of Director: Roxanne M. Martino | Management | For | For | |
| 1F. | Election of Director: Marguerite M. Nader | Management | For | For | |
| 1G. | Election of Director: Sean P. Nolan | Management | For | For | |
| 1H. | Election of Director: Walter C. Rakowich | Management | For | For | |
| 1I. | Election of Director: Robert D. Reed | Management | For | For | |
| 1J. | Election of Director: James D. Shelton | Management | For | For | |
| 1K. | Election of Director: Maurice S. Smith | Management | For | For | |
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Against | Against | |
| 3. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| VIACOMCBS INC. | ||||
| Security | 92556H206 | Meeting Type | Annual | |
| Ticker Symbol | VIAC | Meeting Date | 25-May-2021 | |
| ISIN | US92556H2067 | Agenda | 935392097 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1. | THE ENCLOSED MATERIALS HAVE BEEN SENT TO YOU FOR INFORMATIONAL PURPOSES ONLY | Management | For | For |
| CHEVRON CORPORATION | ||||
| Security | 166764100 | Meeting Type | Annual | |
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |
| ISIN | US1667641005 | Agenda | 935390132 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | |
| 1B. | Election of Director: John B. Frank | Management | For | For | |
| 1C. | Election of Director: Alice P. Gast | Management | For | For | |
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | |
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | |
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | |
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | |
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | |
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 4. | Reduce Scope 3 Emissions. | Shareholder | Against | For | |
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | For | Against | |
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | |
| 7. | Report on Lobbying. | Shareholder | Against | For | |
| 8. | Independent Chair. | Shareholder | For | Against | |
| 9. | Special Meetings. | Shareholder | Against | For |
| EXXON MOBIL CORPORATION | ||||
| Security | 30231G102 | Meeting Type | Contested-Annual | |
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |
| ISIN | US30231G1022 | Agenda | 935352005 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Michael J. Angelakis | For | For | |||
| 2 | Susan K. Avery | For | For | |||
| 3 | Angela F. Braly | For | For | |||
| 4 | Ursula M. Burns | For | For | |||
| 5 | Kenneth C. Frazier | For | For | |||
| 6 | Joseph L. Hooley | For | For | |||
| 7 | Steven A. Kandarian | For | For | |||
| 8 | Douglas R. Oberhelman | For | For | |||
| 9 | Samuel J. Palmisano | For | For | |||
| 10 | Jeffrey W. Ubben | For | For | |||
| 11 | Darren W. Woods | For | For | |||
| 12 | Wan Zulkiflee | For | For | |||
| 2. | Ratification of Independent Auditors. | Management | For | For | ||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||
| 4. | Independent Chairman. | Shareholder | For | Against | ||
| 5. | Special Shareholder Meetings. | Shareholder | Against | For | ||
| 6. | Report on Scenario Analysis. | Shareholder | Against | For | ||
| 7. | Report on Environmental Expenditures. | Shareholder | Against | For | ||
| 8. | Report on Political Contributions. | Shareholder | Against | For | ||
| 9. | Report on Lobbying. | Shareholder | Against | For | ||
| 10. | Report on Climate Lobbying. | Shareholder | Against | For | ||
| EXXON MOBIL CORPORATION | ||||
| Security | 30231G102 | Meeting Type | Contested-Annual | |
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |
| ISIN | US30231G1022 | Agenda | 935352017 - Opposition | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Gregory J. Goff | |||||
| 2 | Kaisa Hietala | |||||
| 3 | Alexander A. Karsner | |||||
| 4 | Anders Runevad | |||||
| 5 | MGT NOM. M.J. Angelakis | |||||
| 6 | MGT NOM. Susan K. Avery | |||||
| 7 | MGT NOM. Angela F Braly | |||||
| 8 | MGT NOM. Ursula M Burns | |||||
| 9 | MGT NOM. K. C. Frazier | |||||
| 10 | MGT NOM. J. L. Hooley | |||||
| 11 | MGT NOM. J. W. Ubben | |||||
| 12 | MGT NOM. D. W. Woods | |||||
| 2. | Company proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm to audit the Company’s financial statements for 2021. | Management | ||||
| 3. | Company proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | ||||
| 4. | Independent Chairman | Management | ||||
| 5. | Special Shareholder Meetings | Management | ||||
| 6. | Report on Scenario Analysis | Management | ||||
| 7. | Report on Environment Expenditures | Management | ||||
| 8. | Report on Political Contributions | Management | ||||
| 9. | Report on Lobbying | Management | ||||
| 10. | Report on Climate Lobbying | Management | ||||
| EXXON MOBIL CORPORATION | ||||
| Security | 30231G102 | Meeting Type | Contested-Annual | |
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |
| ISIN | US30231G1022 | Agenda | 935378338 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Michael J. Angelakis | For | For | |||
| 2 | Susan K. Avery | For | For | |||
| 3 | Angela F. Braly | For | For | |||
| 4 | Ursula M. Burns | For | For | |||
| 5 | Kenneth C. Frazier | For | For | |||
| 6 | Joseph L. Hooley | For | For | |||
| 7 | Steven A. Kandarian | For | For | |||
| 8 | Douglas R. Oberhelman | For | For | |||
| 9 | Samuel J. Palmisano | For | For | |||
| 10 | Jeffrey W. Ubben | For | For | |||
| 11 | Darren W. Woods | For | For | |||
| 12 | Wan Zulkiflee | For | For | |||
| 2. | Ratification of Independent Auditors. | Management | For | For | ||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||
| 4. | Independent Chairman. | Shareholder | For | Against | ||
| 5. | Special Shareholder Meetings. | Shareholder | Against | For | ||
| 6. | Report on Scenario Analysis. | Shareholder | Against | For | ||
| 7. | Report on Environmental Expenditures. | Shareholder | Against | For | ||
| 8. | Report on Political Contributions. | Shareholder | Against | For | ||
| 9. | Report on Lobbying. | Shareholder | Against | For | ||
| 10. | Report on Climate Lobbying. | Shareholder | Against | For | ||
| EXXON MOBIL CORPORATION | ||||
| Security | 30231G102 | Meeting Type | Contested-Annual | |
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |
| ISIN | US30231G1022 | Agenda | 935381020 - Opposition | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Gregory J. Goff | |||||
| 2 | Kaisa Hietala | |||||
| 3 | Alexander A. Karsner | |||||
| 4 | Anders Runevad | |||||
| 5 | MGT NOM. M.J. Angelakis | |||||
| 6 | MGT NOM. Susan K. Avery | |||||
| 7 | MGT NOM. Angela F Braly | |||||
| 8 | MGT NOM. Ursula M Burns | |||||
| 9 | MGT NOM. K. C. Frazier | |||||
| 10 | MGT NOM. J. L. Hooley | |||||
| 11 | MGT NOM. J. W. Ubben | |||||
| 12 | MGT NOM. D. W. Woods | |||||
| 2. | Company proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm to audit the Company’s financial statements for 2021. | Management | ||||
| 3. | Company proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | ||||
| 4. | Independent Chairman | Management | ||||
| 5. | Special Shareholder Meetings | Management | ||||
| 6. | Report on Scenario Analysis | Management | ||||
| 7. | Report on Environment Expenditures | Management | ||||
| 8. | Report on Political Contributions | Management | ||||
| 9. | Report on Lobbying | Management | ||||
| 10. | Report on Climate Lobbying | Management | ||||
| LINCOLN NATIONAL CORPORATION | ||||
| Security | 534187109 | Meeting Type | Annual | |
| Ticker Symbol | LNC | Meeting Date | 03-Jun-2021 | |
| ISIN | US5341871094 | Agenda | 935381107 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Deirdre P. Connelly | Management | For | For | |
| 1B. | Election of director for a one-year term expiring at the 2022 Annual Meeting: William H. Cunningham | Management | For | For | |
| 1C. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Reginald E. Davis | Management | For | For | |
| 1D. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Dennis R. Glass | Management | For | For | |
| 1E. | Election of director for a one-year term expiring at the 2022 Annual Meeting: George W. Henderson, III | Management | For | For | |
| 1F. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Eric G. Johnson | Management | For | For | |
| 1G. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Gary C. Kelly | Management | For | For | |
| 1H. | Election of director for a one-year term expiring at the 2022 Annual Meeting: M. Leanne Lachman | Management | For | For | |
| 1I. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Michael F. Mee | Management | For | For | |
| 1J. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Patrick S. Pittard | Management | For | For | |
| 1K. | Election of director for a one-year term expiring at the 2022 Annual Meeting: Lynn M. Utter | Management | For | For | |
| 2. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | The approval of an advisory resolution on the compensation of our named executive officers. | Management | Against | Against | |
| 4. | Shareholder proposal to amend our bylaws to remove the one-year holding requirement from our special shareholder meeting right. | Shareholder | Against | For | |
| 5. | Shareholder proposal to amend our proxy access bylaws to remove the 20-shareholder aggregation limit. | Shareholder | Against | For |
| METLIFE, INC. | ||||
| Security | 59156R108 | Meeting Type | Annual | |
| Ticker Symbol | MET | Meeting Date | 15-Jun-2021 | |
| ISIN | US59156R1086 | Agenda | 935424274 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Cheryl W. Grisé | Management | For | For | |
| 1B. | Election of Director: Carlos M. Gutierrez | Management | For | For | |
| 1C. | Election of Director: Gerald L. Hassell | Management | For | For | |
| 1D. | Election of Director: David L. Herzog | Management | For | For | |
| 1E. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For | |
| 1F. | Election of Director: Edward J. Kelly, III | Management | For | For | |
| 1G. | Election of Director: William E. Kennard | Management | For | For | |
| 1H. | Election of Director: Michel A. Khalaf | Management | For | For | |
| 1I. | Election of Director: Catherine R. Kinney | Management | For | For | |
| 1J. | Election of Director: Diana L. McKenzie | Management | For | For | |
| 1K. | Election of Director: Denise M. Morrison | Management | For | For | |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.’s Independent Auditor for 2021. | Management | For | For | |
| 3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.’s Named Executive Officers. | Management | For | For |
Investment Company Report
Davenport Balanced Income Fund
| UNIVERSAL CORPORATION | ||||
| Security | 913456109 | Meeting Type | Annual | |
| Ticker Symbol | UVV | Meeting Date | 04-Aug-2020 | |
| ISIN | US9134561094 | Agenda | 935243472 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | George C. Freeman, III | For | For | |||
| 2 | Lennart R. Freeman | For | For | |||
| 3 | Jacqueline T. Williams | For | For | |||
| 2. | Approve a non-binding advisory resolution approving the compensation of the named executive officers. | Management | For | For | ||
| 3. | Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||
| Page 1 of 49 | 12-Jul-2021 |
Investment Company Report
| DIAGEO PLC | ||||
| Security | 25243Q205 | Meeting Type | Annual | |
| Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |
| ISIN | US25243Q2057 | Agenda | 935266292 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| O1 | Report and accounts 2020. | Management | For | For | |
| O2 | Directors’ remuneration report 2020. | Management | For | For | |
| O3 | Directors’ remuneration policy 2020. | Management | For | For | |
| O4 | Declaration of final dividend. | Management | For | For | |
| O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | |
| O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | |
| O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | |
| O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | |
| O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | |
| O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | |
| O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | |
| O12 | Re-appointment of auditor. | Management | For | For | |
| 013 | Remuneration of auditor. | Management | For | For | |
| O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | |
| O15 | Authority to allot shares. | Management | For | For | |
| O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | |
| O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | |
| O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | |
| O19 | Authority to establish international share plans. | Management | For | For | |
| S20 | Disapplication of pre-emption rights. | Management | For | For | |
| S21 | Authority to purchase own shares. | Management | For | For | |
| S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | |
| S23 | Approval and adoption of new articles of association. | Management | For | For | |
| S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | For |
| Page 2 of 49 | 12-Jul-2021 |
Investment Company Report
| MICROSOFT CORPORATION | ||||
| Security | 594918104 | Meeting Type | Annual | |
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |
| ISIN | US5949181045 | Agenda | 935284478 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | |
| 1D. | Election of Director: Satya Nadella | Management | For | For | |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | |
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | |
| 1I. | Election of Director: John W. Stanton | Management | For | For | |
| 1J. | Election of Director: John W. Thompson | Management | For | For | |
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For |
| Page 3 of 49 | 12-Jul-2021 |
Investment Company Report
| CISCO SYSTEMS, INC. | ||||
| Security | 17275R102 | Meeting Type | Annual | |
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | |
| ISIN | US17275R1023 | Agenda | 935287498 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | |
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | |
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | |
| 1d. | Election of Director: Mark Garrett | Management | For | For | |
| 1e. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |
| 1f. | Election of Director: Roderick C. McGeary | Management | For | For | |
| 1g. | Election of Director: Charles H. Robbins | Management | For | For | |
| 1h. | Election of Director: Arun Sarin | Management | For | For | |
| 1i. | Election of Director: Brenton L. Saunders | Management | For | For | |
| 1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | |
| 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | For | For | |
| 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | For | For | |
| 4. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |
| 5. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2021. | Management | For | For | |
| 6. | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | Against | For |
| Page 4 of 49 | 12-Jul-2021 |
Investment Company Report
| MEDTRONIC PLC | ||||
| Security | G5960L103 | Meeting Type | Annual | |
| Ticker Symbol | MDT | Meeting Date | 11-Dec-2020 | |
| ISIN | IE00BTN1Y115 | Agenda | 935288286 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | |
| 1B. | Election of Director: Craig Arnold | Management | For | For | |
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | |
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | |
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | |
| 1F. | Election of Director: Michael O. Leavitt | Management | For | For | |
| 1G. | Election of Director: James T. Lenehan | Management | For | For | |
| 1H. | Election of Director: Kevin E. Lofton | Management | For | For | |
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | |
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | |
| 1K. | Election of Director: Denise M. O’Leary | Management | For | For | |
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | |
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Management | For | For | |
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | Management | For | For | |
| 4. | To renew the Board’s authority to issue shares. | Management | For | For | |
| 5. | To renew the Board’s authority to opt out of pre-emption rights. | Management | For | For | |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For |
| Page 5 of 49 | 12-Jul-2021 |
Investment Company Report
| TYSON FOODS, INC. | ||||
| Security | 902494103 | Meeting Type | Annual | |
| Ticker Symbol | TSN | Meeting Date | 11-Feb-2021 | |
| ISIN | US9024941034 | Agenda | 935320476 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: John H. Tyson | Management | For | For | |
| 1b. | Election of Director: Les R. Baledge | Management | For | For | |
| 1c. | Election of Director: Gaurdie E. Banister Jr. | Management | For | For | |
| 1d. | Election of Director: Dean Banks | Management | For | For | |
| 1e. | Election of Director: Mike Beebe | Management | For | For | |
| 1f. | Election of Director: Maria Claudia Borras | Management | For | For | |
| 1g. | Election of Director: David J. Bronczek | Management | For | For | |
| 1h. | Election of Director: Mikel A. Durham | Management | For | For | |
| 1i. | Election of Director: Jonathan D. Mariner | Management | For | For | |
| 1j. | Election of Director: Kevin M. McNamara | Management | For | For | |
| 1k. | Election of Director: Cheryl S. Miller | Management | For | For | |
| 1l. | Election of Director: Jeffrey K. Schomburger | Management | For | For | |
| 1m. | Election of Director: Robert Thurber | Management | For | For | |
| 1n. | Election of Director: Barbara A. Tyson | Management | For | For | |
| 1o. | Election of Director: Noel White | Management | For | For | |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | |
| 3. | To approve the amendment and restatement of the Tyson Foods, Inc. 2000 Stock Incentive Plan. | Management | For | For | |
| 4. | Shareholder proposal to request a report regarding human rights due diligence. | Shareholder | For | Against | |
| 5. | Shareholder proposal regarding share voting. | Shareholder | For | Against | |
| 6. | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | Against | For |
| Page 6 of 49 | 12-Jul-2021 |
Investment Company Report
| DEERE & COMPANY | ||||
| Security | 244199105 | Meeting Type | Annual | |
| Ticker Symbol | DE | Meeting Date | 24-Feb-2021 | |
| ISIN | US2441991054 | Agenda | 935323143 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Tamra A. Erwin | Management | For | For | |
| 1B. | Election of Director: Alan C. Heuberger | Management | For | For | |
| 1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | |
| 1D. | Election of Director: Dipak C. Jain | Management | For | For | |
| 1E. | Election of Director: Michael O. Johanns | Management | For | For | |
| 1F. | Election of Director: Clayton M. Jones | Management | For | For | |
| 1G. | Election of Director: John C. May | Management | For | For | |
| 1H. | Election of Director: Gregory R. Page | Management | For | For | |
| 1I. | Election of Director: Sherry M. Smith | Management | For | For | |
| 1J. | Election of Director: Dmitri L. Stockton | Management | For | For | |
| 1K. | Election of Director: Sheila G. Talton | Management | For | For | |
| 2. | Advisory vote on executive compensation. | Management | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Deere’s independent registered public accounting firm for fiscal 2021. | Management | For | For |
| Page 7 of 49 | 12-Jul-2021 |
Investment Company Report
| QUALCOMM INCORPORATED | ||||
| Security | 747525103 | Meeting Type | Annual | |
| Ticker Symbol | QCOM | Meeting Date | 10-Mar-2021 | |
| ISIN | US7475251036 | Agenda | 935327569 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | |
| 1B. | Election of Director: Mark Fields | Management | For | For | |
| 1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | |
| 1D. | Election of Director: Gregory N. Johnson | Management | For | For | |
| 1E. | Election of Director: Ann M. Livermore | Management | For | For | |
| 1F. | Election of Director: Harish Manwani | Management | For | For | |
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | |
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | |
| 1I. | Election of Director: Steve Mollenkopf | Management | For | For | |
| 1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | |
| 1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | |
| 1L. | Election of Director: Kornelis “Neil” Smit | Management | For | For | |
| 1M. | Election of Director: Jean-Pascal Tricoire | Management | Against | Against | |
| 1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. | Management | For | For | |
| 3. | To approve, on an advisory basis, our executive compensation. | Management | For | For |
| Page 8 of 49 | 12-Jul-2021 |
Investment Company Report
| TE CONNECTIVITY LTD | ||||
| Security | H84989104 | Meeting Type | Annual | |
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | |
| ISIN | CH0102993182 | Agenda | 935327571 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | |
| 1C. | Election of Director: Carol A. (“John”) Davidson | Management | For | For | |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | |
| 1F. | Election of Director: David M. Kerko | Management | For | For | |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | |
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | |
| 1I. | Election of Director: Yong Nam | Management | For | For | |
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | |
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | |
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | |
| 1N. | Election of Director: Laura H. Wright | Management | For | For | |
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | |
| 3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | |
| 3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | |
| 3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | |
| 3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | |
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | |
| 5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | |
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | |
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | |
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | |
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2021 | Management | For | For | |
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | |
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity | Management | For | For | |
| 8. | An advisory vote to approve named executive officer compensation | Management | For | For | |
| 9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | |
| 10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | |
| 11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | |
| 12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | |
| 13. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | |
| 14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | |
| 15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | |
| 16. | To approve any adjournments or postponements of the meeting | Management | For | For |
| Page 9 of 49 | 12-Jul-2021 |
Investment Company Report
| TE CONNECTIVITY LTD | ||||
| Security | H84989104 | Meeting Type | Annual | |
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | |
| ISIN | CH0102993182 | Agenda | 935338144 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | |
| 1C. | Election of Director: Carol A. (“John”) Davidson | Management | For | For | |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | |
| 1F. | Election of Director: David M. Kerko | Management | For | For | |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | |
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | |
| 1I. | Election of Director: Yong Nam | Management | For | For | |
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | |
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | |
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | |
| 1N. | Election of Director: Laura H. Wright | Management | For | For | |
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | |
| 3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | |
| 3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | |
| 3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | |
| 3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | |
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | |
| 5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | |
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | |
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | |
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | |
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2021 | Management | For | For | |
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | |
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity | Management | For | For | |
| 8. | An advisory vote to approve named executive officer compensation | Management | For | For | |
| 9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | |
| 10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | |
| 11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | |
| 12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | |
| 13. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | |
| 14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | |
| 15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | |
| 16. | To approve any adjournments or postponements of the meeting | Management | For | For |
| Page 10 of 49 | 12-Jul-2021 |
Investment Company Report
| FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||
| Security | 303901102 | Meeting Type | Annual | |
| Ticker Symbol | FRFHF | Meeting Date | 15-Apr-2021 | |
| ISIN | CA3039011026 | Agenda | 935348943 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1 | DIRECTOR | Management | ||||
| 1 | Anthony F. Griffiths | For | For | |||
| 2 | Robert J. Gunn | For | For | |||
| 3 | David L. Johnston | For | For | |||
| 4 | Karen L. Jurjevich | For | For | |||
| 5 | R. William McFarland | For | For | |||
| 6 | Christine N. McLean | For | For | |||
| 7 | Timothy R. Price | For | For | |||
| 8 | Brandon W. Sweitzer | For | For | |||
| 9 | Lauren C. Templeton | For | For | |||
| 10 | Benjamin P. Watsa | For | For | |||
| 11 | V. Prem Watsa | For | For | |||
| 12 | William C. Weldon | For | For | |||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. | Management | For | For | ||
| Page 11 of 49 | 12-Jul-2021 |
Investment Company Report
| THE COCA-COLA COMPANY | ||||
| Security | 191216100 | Meeting Type | Annual | |
| Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | |
| ISIN | US1912161007 | Agenda | 935342547 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Herbert A. Allen | Management | For | For | |
| 1B. | Election of Director: Marc Bolland | Management | For | For | |
| 1C. | Election of Director: Ana Botin | Management | For | For | |
| 1D. | Election of Director: Christopher C. Davis | Management | For | For | |
| 1E. | Election of Director: Barry Diller | Management | For | For | |
| 1F. | Election of Director: Helene D. Gayle | Management | For | For | |
| 1G. | Election of Director: Alexis M. Herman | Management | For | For | |
| 1H. | Election of Director: Robert A. Kotick | Management | For | For | |
| 1I. | Election of Director: Maria Elena Lagomasino | Management | For | For | |
| 1J. | Election of Director: James Quincey | Management | For | For | |
| 1K. | Election of Director: Caroline J. Tsay | Management | For | For | |
| 1L. | Election of Director: David B. Weinberg | Management | For | For | |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | For | For | |
| 4. | Shareowner proposal on sugar and public health. | Shareholder | Against | For |
| Page 12 of 49 | 12-Jul-2021 |
Investment Company Report
| JOHNSON & JOHNSON | ||||
| Security | 478160104 | Meeting Type | Annual | |
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | |
| ISIN | US4781601046 | Agenda | 935345214 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | |
| 1B. | Election of Director: D. Scott Davis | Management | For | For | |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | |
| 1E. | Election of Director: Alex Gorsky | Management | For | For | |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1G. | Election of Director: Hubert Joly | Management | For | For | |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | |
| 1J. | Election of Director: Charles Prince | Management | For | For | |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 1M. | Election of Director: Nadja Y. West | Management | For | For | |
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | |
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | For | |
| 5. | Independent Board Chair. | Shareholder | Against | For | |
| 6. | Civil Rights Audit. | Shareholder | For | Against | |
| 7. | Executive Compensation Bonus Deferral. | Shareholder | For | Against |
| Page 13 of 49 | 12-Jul-2021 |
Investment Company Report
| L3HARRIS TECHNOLOGIES INC. | ||||
| Security | 502431109 | Meeting Type | Annual | |
| Ticker Symbol | LHX | Meeting Date | 23-Apr-2021 | |
| ISIN | US5024311095 | Agenda | 935345694 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Sallie B. Bailey | Management | For | For | |
| 1B. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: William M. Brown | Management | For | For | |
| 1C. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli | Management | For | For | |
| 1D. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran | Management | For | For | |
| 1E. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo | Management | For | For | |
| 1F. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Roger B. Fradin | Management | For | For | |
| 1G. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Hay III | Management | For | For | |
| 1H. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Kramer | Management | For | For | |
| 1I. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik | Management | For | For | |
| 1J. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Rita S. Lane | Management | For | For | |
| 1K. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Robert B. Millard | Management | For | For | |
| 1L. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lloyd W. Newton | Management | For | For | |
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | Management | For | For | |
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For |
| Page 14 of 49 | 12-Jul-2021 |
Investment Company Report
| DIAMOND HILL INVESTMENT GROUP, INC. | ||||
| Security | 25264R207 | Meeting Type | Annual | |
| Ticker Symbol | DHIL | Meeting Date | 26-Apr-2021 | |
| ISIN | US25264R2076 | Agenda | 935353019 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for one year term: Heather E. Brilliant | Management | For | For | |
| 1B. | Election of Director for one year term: Richard S. Cooley | Management | For | For | |
| 1C. | Election of Director for one year term: James F. Laird | Management | For | For | |
| 1D. | Election of Director for one year term: Randolph J. Fortener | Management | For | For | |
| 1E. | Election of Director for one year term: Paula R. Meyer | Management | For | For | |
| 1F. | Election of Director for one year term: Nicole R. St. Pierre | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2021. | Management | For | For | |
| 3. | A non-binding, advisory resolution to approve the compensation of the Company’s named executive officers. | Management | For | For | |
| 4. | The approval and adoption of the Diamond Hill Investment Group, Inc. Employee Stock Purchase Plan. | Management | For | For |
| Page 15 of 49 | 12-Jul-2021 |
Investment Company Report
| HANESBRANDS INC. | ||||
| Security | 410345102 | Meeting Type | Annual | |
| Ticker Symbol | HBI | Meeting Date | 27-Apr-2021 | |
| ISIN | US4103451021 | Agenda | 935343474 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Cheryl K. Beebe | Management | For | For | |
| 1B. | Election of Director: Stephen B. Bratspies | Management | For | For | |
| 1C. | Election of Director: Geralyn R. Breig | Management | For | For | |
| 1D. | Election of Director: Bobby J. Griffin | Management | For | For | |
| 1E. | Election of Director: James C. Johnson | Management | For | For | |
| 1F. | Election of Director: Franck J. Moison | Management | For | For | |
| 1G. | Election of Director: Robert F. Moran | Management | For | For | |
| 1H. | Election of Director: Ronald L. Nelson | Management | For | For | |
| 1I. | Election of Director: Ann E. Ziegler | Management | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands’ independent registered public accounting firm for Hanesbrands’ 2021 fiscal year. | Management | For | For | |
| 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting. | Management | For | For |
| Page 16 of 49 | 12-Jul-2021 |
Investment Company Report
| TRUIST FINANCIAL CORPORATION | ||||
| Security | 89832Q109 | Meeting Type | Annual | |
| Ticker Symbol | TFC | Meeting Date | 27-Apr-2021 | |
| ISIN | US89832Q1094 | Agenda | 935345288 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Jennifer S. Banner | Management | For | For | |
| 1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: K. David Boyer, Jr. | Management | For | For | |
| 1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Agnes Bundy Scanlan | Management | For | For | |
| 1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Anna R. Cablik | Management | For | For | |
| 1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dallas S. Clement | Management | For | For | |
| 1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul D. Donahue | Management | For | For | |
| 1G. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul R. Garcia | Management | For | For | |
| 1H. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Patrick C. Graney III | Management | For | For | |
| 1I. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Linnie M. Haynesworth | Management | For | For | |
| 1J. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kelly S. King | Management | For | For | |
| 1K. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Easter A. Maynard | Management | For | For | |
| 1L. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Donna S. Morea | Management | For | For | |
| 1M. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Charles A. Patton | Management | For | For | |
| 1N. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Nido R. Qubein | Management | For | For | |
| 1O. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: David M. Ratcliffe | Management | For | For | |
| 1P. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: William H. Rogers, Jr. | Management | For | For | |
| 1Q. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Frank P. Scruggs, Jr. | Management | For | For | |
| 1R. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christine Sears | Management | For | For | |
| 1S. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas E. Skains | Management | For | For | |
| 1T. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Bruce L. Tanner | Management | For | For | |
| 1U. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas N. Thompson | Management | For | For | |
| 1V. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Steven C. Voorhees | Management | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist’s independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Advisory vote to approve Truist’s executive compensation program. | Management | For | For |
| Page 17 of 49 | 12-Jul-2021 |
Investment Company Report
| NEWMONT CORPORATION | ||||
| Security | 651639106 | Meeting Type | Annual | |
| Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | |
| ISIN | US6516391066 | Agenda | 935348183 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1E. | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1F. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1G. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1H. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1I. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1J. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 1K. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | For | For |
| Page 18 of 49 | 12-Jul-2021 |
Investment Company Report
| ANHEUSER-BUSCH INBEV SA | ||||
| Security | 03524A108 | Meeting Type | Annual | |
| Ticker Symbol | BUD | Meeting Date | 28-Apr-2021 | |
| ISIN | US03524A1088 | Agenda | 935378578 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | Renewal of the powers of the Board of Directors relating to the acquisition by the Company of its own shares and amendments to article 15 of the articles of association Proposed resolution: cancelling the current authorization made to the Board of directors to acquire the Company’s own shares which would have otherwise expired on 28 September 2021 and replacing it by a new authorization to the Board of Directors to purchase the Company’s own shares for a period of five years as from the date ...(Due to space limits, see proxy material for full proposal). | Management | For | For | |
| 5. | Approval of the statutory annual accounts. | Management | For | For | |
| 6. | Discharge to the directors. | Management | Against | Against | |
| 7. | Discharge to the statutory auditor. | Management | For | For | |
| 8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Management | Against | Against | |
| 8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Management | Against | Against | |
| 8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Management | Against | Against | |
| 9. | Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations as set out in the 2020 annual report. | Management | Against | Against | |
| 10. | Proposed resolution: approving the remuneration report for the financial year 2020 as set out in the 2020 annual report. | Management | Against | Against | |
| 11. | Approval of a change of control provision relating to the USD 10,100,000,000 Revolving Credit and Swingline Facilities Agreement originally dated 26 February 2010, as amended for the last time pursuant to an Amendment and Restatement Agreement dated 16 February 2021. | Management | Against | Against | |
| 12. | Filings. | Management | For | For |
| Page 19 of 49 | 12-Jul-2021 |
Investment Company Report
| BERKSHIRE HATHAWAY INC. | ||||
| Security | 084670702 | Meeting Type | Annual | |
| Ticker Symbol | BRKB | Meeting Date | 01-May-2021 | |
| ISIN | US0846707026 | Agenda | 935351128 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Warren E. Buffett | For | For | |||
| 2 | Charles T. Munger | For | For | |||
| 3 | Gregory E. Abel | For | For | |||
| 4 | Howard G. Buffett | For | For | |||
| 5 | Stephen B. Burke | For | For | |||
| 6 | Kenneth I. Chenault | For | For | |||
| 7 | Susan L. Decker | For | For | |||
| 8 | David S. Gottesman | For | For | |||
| 9 | Charlotte Guyman | For | For | |||
| 10 | Ajit Jain | For | For | |||
| 11 | Thomas S. Murphy | For | For | |||
| 12 | Ronald L. Olson | For | For | |||
| 13 | Walter Scott, Jr. | For | For | |||
| 14 | Meryl B. Witmer | For | For | |||
| 2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | For | Against | ||
| 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | For | Against | ||
| Page 20 of 49 | 12-Jul-2021 |
Investment Company Report
| BRISTOL-MYERS SQUIBB COMPANY | ||||
| Security | 110122108 | Meeting Type | Annual | |
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |
| ISIN | US1101221083 | Agenda | 935359643 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | |
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | |
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | |
| 1E) | Election of Director: Paula A. Price | Management | For | For | |
| 1F) | Election of Director: Derica W. Rice | Management | For | For | |
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | |
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | |
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | |
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | |
| 3. | Approval of the Company’s 2021 Stock Award and Incentive Plan. | Management | For | For | |
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | |
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | |
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | |
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | |
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For |
| Page 21 of 49 | 12-Jul-2021 |
Investment Company Report
| BUNGE LIMITED | ||||
| Security | G16962105 | Meeting Type | Annual | |
| Ticker Symbol | BG | Meeting Date | 05-May-2021 | |
| ISIN | BMG169621056 | Agenda | 935349375 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Sheila Bair | Management | For | For | |
| 1B. | Election of Director: Carol M. Browner | Management | For | For | |
| 1C. | Election of Director: Paul Fribourg | Management | For | For | |
| 1D. | Election of Director: J. Erik Fyrwald | Management | For | For | |
| 1E. | Election of Director: Gregory A. Heckman | Management | For | For | |
| 1F. | Election of Director: Bernardo Hees | Management | For | For | |
| 1G. | Election of Director: Kathleen Hyle | Management | For | For | |
| 1H. | Election of Director: Henry W. Winship | Management | For | For | |
| 1I. | Election of Director: Mark N. Zenuk | Management | For | For | |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |
| 3. | To appoint Deloitte & Touche LLP as Bunge Limited’s independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors’ fees. | Management | For | For | |
| 4. | Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. | Management | For | For | |
| 5. | Shareholder proposal regarding a report on the soy supply chain. | Shareholder | For | For | |
| 6. | Shareholder proposal regarding simple majority vote. | Shareholder | For | Against |
| Page 22 of 49 | 12-Jul-2021 |
Investment Company Report
| DOMINION ENERGY, INC. | ||||
| Security | 25746U109 | Meeting Type | Annual | |
| Ticker Symbol | D | Meeting Date | 05-May-2021 | |
| ISIN | US25746U1097 | Agenda | 935352853 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: James A. Bennett | Management | For | For | |
| 1B. | Election of Director: Robert M. Blue | Management | For | For | |
| 1C. | Election of Director: Helen E. Dragas | Management | For | For | |
| 1D. | Election of Director: James O. Ellis, Jr. | Management | For | For | |
| 1E. | Election of Director: D. Maybank Hagood | Management | For | For | |
| 1F. | Election of Director: Ronald W. Jibson | Management | For | For | |
| 1G. | Election of Director: Mark J. Kington | Management | For | For | |
| 1H. | Election of Director: Joseph M. Rigby | Management | For | For | |
| 1I. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | |
| 1J. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | |
| 1K. | Election of Director: Susan N. Story | Management | For | For | |
| 1L. | Election of Director: Michael E. Szymanczyk | Management | For | For | |
| 2. | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | For | For | |
| 3. | Ratification of Appointment of Independent Auditor. | Management | For | For | |
| 4. | Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | Against | For | |
| 5. | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | Against | For | |
| 6. | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | Against | For |
| Page 23 of 49 | 12-Jul-2021 |
Investment Company Report
| PHILIP MORRIS INTERNATIONAL INC. | ||||
| Security | 718172109 | Meeting Type | Annual | |
| Ticker Symbol | PM | Meeting Date | 05-May-2021 | |
| ISIN | US7181721090 | Agenda | 935359112 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Brant Bonin Bough | Management | For | For | |
| 1B. | Election of Director: André Calantzopoulos | Management | For | For | |
| 1C. | Election of Director: Michel Combes | Management | For | For | |
| 1D. | Election of Director: Juan José Daboub | Management | For | For | |
| 1E. | Election of Director: Werner Geissler | Management | For | For | |
| 1F. | Election of Director: Lisa A. Hook | Management | For | For | |
| 1G. | Election of Director: Jun Makihara | Management | For | For | |
| 1H. | Election of Director: Kalpana Morparia | Management | For | For | |
| 1I. | Election of Director: Lucio A. Noto | Management | For | For | |
| 1J. | Election of Director: Jacek Olczak | Management | For | For | |
| 1K. | Election of Director: Frederik Paulsen | Management | For | For | |
| 1L. | Election of Director: Robert B. Polet | Management | For | For | |
| 1M. | Election of Director: Shlomo Yanai | Management | For | For | |
| 2. | Advisory Vote Approving Executive Compensation. | Management | For | For | |
| 3. | Ratification of the Selection of Independent Auditors. | Management | For | For |
| Page 24 of 49 | 12-Jul-2021 |
Investment Company Report
| ENBRIDGE INC. | ||||
| Security | 29250N105 | Meeting Type | Annual | |
| Ticker Symbol | ENB | Meeting Date | 05-May-2021 | |
| ISIN | CA29250N1050 | Agenda | 935360571 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Pamela L. Carter | For | For | |||
| 2 | Marcel R. Coutu | For | For | |||
| 3 | Susan M. Cunningham | For | For | |||
| 4 | Gregory L. Ebel | For | For | |||
| 5 | J. Herb England | For | For | |||
| 6 | Gregory J. Goff | For | For | |||
| 7 | V. Maureen K. Darkes | For | For | |||
| 8 | Teresa S. Madden | For | For | |||
| 9 | Al Monaco | For | For | |||
| 10 | Stephen S. Poloz | For | For | |||
| 11 | Dan C. Tutcher | For | For | |||
| 2. | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | For | For | ||
| 3. | Advisory vote on executive compensation Accept Enbridge’s approach to executive compensation, as disclosed in the Management Information Circular | Management | For | For | ||
| Page 25 of 49 | 12-Jul-2021 |
Investment Company Report
| CAPITAL ONE FINANCIAL CORPORATION | ||||
| Security | 14040H105 | Meeting Type | Annual | |
| Ticker Symbol | COF | Meeting Date | 06-May-2021 | |
| ISIN | US14040H1059 | Agenda | 935353730 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Richard D. Fairbank | Management | For | For | |
| 1B. | Election of Director: Ime Archibong | Management | For | For | |
| 1C. | Election of Director: Ann Fritz Hackett | Management | For | For | |
| 1D. | Election of Director: Peter Thomas Killalea | Management | For | For | |
| 1E. | Election of Director: Cornelis “Eli” Leenaars | Management | For | For | |
| 1F. | Election of Director: François Locoh-Donou | Management | For | For | |
| 1G. | Election of Director: Peter E. Raskind | Management | For | For | |
| 1H. | Election of Director: Eileen Serra | Management | For | For | |
| 1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | |
| 1J. | Election of Director: Bradford H. Warner | Management | For | For | |
| 1K. | Election of Director: Catherine G. West | Management | For | For | |
| 1L. | Election of Director: Craig Anthony Williams | Management | For | For | |
| 2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Management | For | For | |
| 3. | Advisory approval of Capital One’s 2020 Named Executive Officer compensation. | Management | For | For | |
| 4. | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For |
| Page 26 of 49 | 12-Jul-2021 |
Investment Company Report
| MARKEL CORPORATION | ||||
| Security | 570535104 | Meeting Type | Annual | |
| Ticker Symbol | MKL | Meeting Date | 10-May-2021 | |
| ISIN | US5705351048 | Agenda | 935359174 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Mark M. Besca | Management | For | For | |
| 1B. | Election of Director: K. Bruce Connell | Management | For | For | |
| 1C. | Election of Director: Thomas S. Gayner | Management | For | For | |
| 1D. | Election of Director: Greta J. Harris | Management | For | For | |
| 1E. | Election of Director: Diane Leopold | Management | For | For | |
| 1F. | Election of Director: Lemuel E. Lewis | Management | For | For | |
| 1G. | Election of Director: Anthony F. Markel | Management | For | For | |
| 1H. | Election of Director: Steven A. Markel | Management | For | For | |
| 1I. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | |
| 1J. | Election of Director: Michael O’Reilly | Management | For | For | |
| 1K. | Election of Director: A. Lynne Puckett | Management | For | For | |
| 1L. | Election of Director: Richard R. Whitt, III | Management | For | For | |
| 2. | Advisory vote on approval of executive compensation. | Management | For | For | |
| 3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| Page 27 of 49 | 12-Jul-2021 |
Investment Company Report
| 3M COMPANY | ||||
| Security | 88579Y101 | Meeting Type | Annual | |
| Ticker Symbol | MMM | Meeting Date | 11-May-2021 | |
| ISIN | US88579Y1010 | Agenda | 935359085 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Elect the member to the Board of Directors for a term of one year: Thomas “Tony” K. Brown | Management | For | For | |
| 1B. | Elect the member to the Board of Directors for a term of one year: Pamela J. Craig | Management | For | For | |
| 1C. | Elect the member to the Board of Directors for a term of one year: David B. Dillon | Management | For | For | |
| 1D. | Elect the member to the Board of Directors for a term of one year: Michael L. Eskew | Management | For | For | |
| 1E. | Elect the member to the Board of Directors for a term of one year: James R. Fitterling | Management | For | For | |
| 1F. | Elect the member to the Board of Directors for a term of one year: Herbert L. Henkel | Management | For | For | |
| 1G. | Elect the member to the Board of Directors for a term of one year: Amy E. Hood | Management | For | For | |
| 1H. | Elect the member to the Board of Directors for a term of one year: Muhtar Kent | Management | For | For | |
| 1I. | Elect the member to the Board of Directors for a term of one year: Dambisa F. Moyo | Management | For | For | |
| 1J. | Elect the member to the Board of Directors for a term of one year: Gregory R. Page | Management | For | For | |
| 1K. | Elect the member to the Board of Directors for a term of one year: Michael F. Roman | Management | For | For | |
| 1L. | Elect the member to the Board of Directors for a term of one year: Patricia A. Woertz | Management | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M’s independent registered public accounting firm. | Management | For | For | |
| 3. | Advisory approval of executive compensation. | Management | For | For | |
| 4. | To approve the amendment and restatement of 3M Company 2016 Long-Term Incentive Plan. | Management | For | For | |
| 5. | Shareholder proposal on setting target amounts for CEO compensation. | Shareholder | Against | For | |
| 6. | Shareholder proposal on transitioning the Company to a public benefit corporation. | Shareholder | Against | For |
| Page 28 of 49 | 12-Jul-2021 |
Investment Company Report
| BP P.L.C. | ||||
| Security | 055622104 | Meeting Type | Annual | |
| Ticker Symbol | BP | Meeting Date | 12-May-2021 | |
| ISIN | US0556221044 | Agenda | 935384014 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | To receive the annual report and accounts. | Management | For | For | |
| 2. | To approve the directors’ remuneration report. | Management | For | For | |
| 3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | |
| 3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | |
| 3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | |
| 3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | |
| 3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | |
| 3F. | To re-elect Miss P. Daley as a director. | Management | For | For | |
| 3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | |
| 3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | |
| 3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | |
| 3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | |
| 4. | To reappoint Deloitte LLP as auditor. | Management | For | For | |
| 5. | To authorize the audit committee to fix the auditor’s remuneration. | Management | For | For | |
| 6. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | |
| 7. | Renewal of the Scrip Dividend Programme. | Management | For | For | |
| 8. | To give limited authority to allot shares up to a specified amount. | Management | For | For | |
| 9. | Special resolution: to give authority to allot a limited | Management | For | For | |
| number of shares for cash free of pre-emption rights. | |||||
| 10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | |
| 11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | |
| 12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | |
| 13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Against | For |
| Page 29 of 49 | 12-Jul-2021 |
Investment Company Report
| NORFOLK SOUTHERN CORPORATION | ||||
| Security | 655844108 | Meeting Type | Annual | |
| Ticker Symbol | NSC | Meeting Date | 13-May-2021 | |
| ISIN | US6558441084 | Agenda | 935363046 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | |
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | |
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | |
| 1d. | Election of Director: John C. Huffard, Jr. | Management | For | For | |
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | |
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | |
| 1g. | Election of Director: Steven F. Leer | Management | For | For | |
| 1h. | Election of Director: Michael D. Lockhart | Management | For | For | |
| 1i. | Election of Director: Amy E. Miles | Management | For | For | |
| 1j. | Election of Director: Claude Mongeau | Management | For | For | |
| 1k. | Election of Director: Jennifer F. Scanlon | Management | For | For | |
| 1l. | Election of Director: James A. Squires | Management | For | For | |
| 1m. | Election of Director: John R. Thompson | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern’s independent auditors for the year ending December 31, 2021. | Management | For | For | |
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2021 Annual Meeting of Shareholders. | Management | For | For | |
| 4. | Proposal regarding revisions to ownership requirements for proxy access. | Shareholder | Against | For | |
| 5. | Proposal regarding a report on lobbying activity alignment with Paris Climate Agreement. | Shareholder | For | Against |
| Page 30 of 49 | 12-Jul-2021 |
Investment Company Report
| UNITED PARCEL SERVICE, INC. | ||||
| Security | 911312106 | Meeting Type | Annual | |
| Ticker Symbol | UPS | Meeting Date | 13-May-2021 | |
| ISIN | US9113121068 | Agenda | 935365002 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Carol B. Tome | Management | For | For | |
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Rodney C. Adkins | Management | For | For | |
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Eva C. Boratto | Management | For | For | |
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Michael J. Burns | Management | For | For | |
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Wayne M. Hewett | Management | For | For | |
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Angela Hwang | Management | For | For | |
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Kate E. Johnson | Management | For | For | |
| 1H. | Election of Director to serve until the 2022 Annual Meeting: William R. Johnson | Management | For | For | |
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Ann M. Livermore | Management | For | For | |
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Franck J. Moison | Management | For | For | |
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Christiana Smith Shi | Management | For | For | |
| 1L. | Election of Director to serve until the 2022 Annual Meeting: Russell Stokes | Management | For | For | |
| 1M. | Election of Director to serve until the 2022 Annual Meeting: Kevin Warsh | Management | For | For | |
| 2. | To approve on an advisory basis a resolution on UPS executive compensation. | Management | For | For | |
| 3. | To approve the 2021 UPS Omnibus Incentive Compensation Plan. | Management | For | For | |
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |
| 5. | To prepare an annual report on UPS’s lobbying activities. | Shareholder | Against | For | |
| 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | |
| 7. | To prepare a report on reducing UPS’s total contribution to climate change. | Shareholder | For | Against | |
| 8. | To transition UPS to a public benefit corporation. | Shareholder | Against | For | |
| 9. | To prepare a report assessing UPS’s diversity and inclusion efforts. | Shareholder | For | Against |
| Page 31 of 49 | 12-Jul-2021 |
Investment Company Report
| JPMORGAN CHASE & CO. | ||||
| Security | 46625H100 | Meeting Type | Annual | |
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |
| ISIN | US46625H1005 | Agenda | 935372285 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | |
| 1D. | Election of Director: James S. Crown | Management | For | For | |
| 1E. | Election of Director: James Dimon | Management | For | For | |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | |
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | |
| 5. | Improve shareholder written consent. | Shareholder | For | Against | |
| 6. | Racial equity audit and report. | Shareholder | For | Against | |
| 7. | Independent board chairman. | Shareholder | Against | For | |
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For |
| Page 32 of 49 | 12-Jul-2021 |
Investment Company Report
| INGREDION INC | ||||
| Security | 457187102 | Meeting Type | Annual | |
| Ticker Symbol | INGR | Meeting Date | 19-May-2021 | |
| ISIN | US4571871023 | Agenda | 935373009 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for a term of one year: Luis Aranguren- Trellez | Management | For | For | |
| 1B. | Election of Director for a term of one year: David B. Fischer | Management | For | For | |
| 1C. | Election of Director for a term of one year: Paul Hanrahan | Management | For | For | |
| 1D. | Election of Director for a term of one year: Rhonda L. Jordan | Management | For | For | |
| 1E. | Election of Director for a term of one year: Gregory B. Kenny | Management | For | For | |
| 1F. | Election of Director for a term of one year: Barbara A. Klein | Management | For | For | |
| 1G. | Election of Director for a term of one year: Victoria J. Reich | Management | For | For | |
| 1H. | Election of Director for a term of one year: Stephan B. Tanda | Management | For | For | |
| 1I. | Election of Director for a term of one year: Jorge A. Uribe | Management | For | For | |
| 1J. | Election of Director for a term of one year: Dwayne A. Wilson | Management | For | For | |
| 1K. | Election of Director for a term of one year: James P. Zallie | Management | For | For | |
| 2. | To approve, by advisory vote, the compensation of the Company’s “named executive officers.” | Management | For | For | |
| 3. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | |
| 4. | To approve an amendment to the Ingredion Incorporated Stock Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan. | Management | For | For |
| Page 33 of 49 | 12-Jul-2021 |
Investment Company Report
| NEXTERA ENERGY, INC. | ||||
| Security | 65339F101 | Meeting Type | Annual | |
| Ticker Symbol | NEE | Meeting Date | 20-May-2021 | |
| ISIN | US65339F1012 | Agenda | 935378201 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | |
| 1B. | Election of Director: James L. Camaren | Management | For | For | |
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | |
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | |
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | |
| 1F. | Election of Director: Amy B. Lane | Management | For | For | |
| 1G. | Election of Director: David L. Porges | Management | For | For | |
| 1H. | Election of Director: James L. Robo | Management | For | For | |
| 1I. | Election of Director: Rudy E. Schupp | Management | For | For | |
| 1J. | Election of Director: John L. Skolds | Management | For | For | |
| 1K. | Election of Director: Lynn M. Utter | Management | For | For | |
| 1L. | Election of Director: Darryl L. Wilson | Management | For | For | |
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | |
| 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | For | |
| 5. | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders. | Shareholder | For | Against |
| Page 34 of 49 | 12-Jul-2021 |
Investment Company Report
| MCDONALD’S CORPORATION | ||||
| Security | 580135101 | Meeting Type | Annual | |
| Ticker Symbol | MCD | Meeting Date | 20-May-2021 | |
| ISIN | US5801351017 | Agenda | 935380395 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for a one-year term expiring in 2022: Lloyd Dean | Management | For | For | |
| 1B. | Election of Director for a one-year term expiring in 2022: Robert Eckert | Management | For | For | |
| 1C. | Election of Director for a one-year term expiring in 2022: Catherine Engelbert | Management | For | For | |
| 1D. | Election of Director for a one-year term expiring in 2022: Margaret Georgiadis | Management | For | For | |
| 1E. | Election of Director for a one-year term expiring in 2022: Enrique Hernandez, Jr. | Management | For | For | |
| 1F. | Election of Director for a one-year term expiring in 2022: Christopher Kempczinski | Management | For | For | |
| 1G. | Election of Director for a one-year term expiring in 2022: Richard Lenny | Management | For | For | |
| 1H. | Election of Director for a one-year term expiring in 2022: John Mulligan | Management | For | For | |
| 1I. | Election of Director for a one-year term expiring in 2022: Sheila Penrose | Management | For | For | |
| 1J. | Election of Director for a one-year term expiring in 2022: John Rogers, Jr. | Management | For | For | |
| 1K. | Election of Director for a one-year term expiring in 2022: Paul Walsh | Management | For | For | |
| 1L. | Election of Director for a one-year term expiring in 2022: Miles White | Management | For | For | |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |
| 3. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2021. | Management | For | For | |
| 4. | Advisory vote on a shareholder proposal requesting a report on sugar and public health, if properly presented. | Shareholder | Against | For | |
| 5. | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | Against | For | |
| 6. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | For | Against |
| Page 35 of 49 | 12-Jul-2021 |
Investment Company Report
| LAMAR ADVERTISING COMPANY | ||||
| Security | 512816109 | Meeting Type | Annual | |
| Ticker Symbol | LAMR | Meeting Date | 20-May-2021 | |
| ISIN | US5128161099 | Agenda | 935383567 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Nancy Fletcher | For | For | |||
| 2 | John E. Koerner, III | For | For | |||
| 3 | Marshall A. Loeb | For | For | |||
| 4 | Stephen P. Mumblow | For | For | |||
| 5 | Thomas V. Reifenheiser | For | For | |||
| 6 | Anna Reilly | For | For | |||
| 7 | Kevin P. Reilly, Jr. | For | For | |||
| 8 | Wendell Reilly | For | For | |||
| 9 | Elizabeth Thompson | For | For | |||
| 2. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal 2021. | Management | For | For | ||
| Page 36 of 49 | 12-Jul-2021 |
Investment Company Report
| CROWN CASTLE INTERNATIONAL CORP | ||||
| Security | 22822V101 | Meeting Type | Annual | |
| Ticker Symbol | CCI | Meeting Date | 21-May-2021 | |
| ISIN | US22822V1017 | Agenda | 935372588 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: P. Robert Bartolo | Management | For | For | |
| 1B. | Election of Director: Jay A. Brown | Management | For | For | |
| 1C. | Election of Director: Cindy Christy | Management | For | For | |
| 1D. | Election of Director: Ari Q. Fitzgerald | Management | For | For | |
| 1E. | Election of Director: Andrea J. Goldsmith | Management | For | For | |
| 1F. | Election of Director: Lee W. Hogan | Management | For | For | |
| 1G. | Election of Director: Tammy K. Jones | Management | For | For | |
| 1H. | Election of Director: J. Landis Martin | Management | For | For | |
| 1I. | Election of Director: Anthony J. Melone | Management | For | For | |
| 1J. | Election of Director: W. Benjamin Moreland | Management | For | For | |
| 1K. | Election of Director: Kevin A. Stephens | Management | For | For | |
| 1L. | Election of Director: Matthew Thornton, III | Management | For | For | |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal year 2021. | Management | For | For | |
| 3. | The non-binding, advisory vote to approve the compensation of the Company’s named executive officers. | Management | For | For | |
| 4. | The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company’s named executive officers. | Management | 1 Year | For |
| Page 37 of 49 | 12-Jul-2021 |
Investment Company Report
| CHEVRON CORPORATION | ||||
| Security | 166764100 | Meeting Type | Annual | |
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |
| ISIN | US1667641005 | Agenda | 935390132 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | |
| 1B. | Election of Director: John B. Frank | Management | For | For | |
| 1C. | Election of Director: Alice P. Gast | Management | For | For | |
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | |
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | |
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | |
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | |
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | |
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |
| 4. | Reduce Scope 3 Emissions. | Shareholder | Against | For | |
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | For | Against | |
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | |
| 7. | Report on Lobbying. | Shareholder | Against | For | |
| 8. | Independent Chair. | Shareholder | Against | For | |
| 9. | Special Meetings. | Shareholder | Against | For |
| Page 38 of 49 | 12-Jul-2021 |
Investment Company Report
| STEWART INFORMATION SERVICES CORPORATION | ||||
| Security | 860372101 | Meeting Type | Annual | |
| Ticker Symbol | STC | Meeting Date | 27-May-2021 | |
| ISIN | US8603721015 | Agenda | 935387515 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Thomas G. Apel | For | For | |||
| 2 | C. Allen Bradley, Jr. | For | For | |||
| 3 | Robert L. Clarke | For | For | |||
| 4 | William S. Corey, Jr. | For | For | |||
| 5 | Frederick H Eppinger Jr | For | For | |||
| 6 | Deborah J. Matz | For | For | |||
| 7 | Matthew W. Morris | For | For | |||
| 8 | Karen R. Pallotta | For | For | |||
| 9 | Manuel Sánchez | For | For | |||
| 2. | Approval of the compensation of Stewart Information Services Corporation’s named executive officers (Say-on- Pay). | Management | For | For | ||
| 3. | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation’s independent auditors for 2021. | Management | For | For | ||
| Page 39 of 49 | 12-Jul-2021 |
Investment Company Report
| LOWE’S COMPANIES, INC. | ||||
| Security | 548661107 | Meeting Type | Annual | |
| Ticker Symbol | LOW | Meeting Date | 28-May-2021 | |
| ISIN | US5486611073 | Agenda | 935387729 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Raul Alvarez | For | For | |||
| 2 | David H. Batchelder | For | For | |||
| 3 | Angela F. Braly | For | For | |||
| 4 | Sandra B. Cochran | For | For | |||
| 5 | Laurie Z. Douglas | For | For | |||
| 6 | Richard W. Dreiling | For | For | |||
| 7 | Marvin R. Ellison | For | For | |||
| 8 | Daniel J. Heinrich | For | For | |||
| 9 | Brian C. Rogers | For | For | |||
| 10 | Bertram L. Scott | For | For | |||
| 11 | Mary Beth West | For | For | |||
| 2. | Advisory vote to approve Lowe’s named executive officer compensation in fiscal 2020. | Management | For | For | ||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe’s independent registered public accounting firm for fiscal 2021. | Management | For | For | ||
| 4. | Shareholder proposal regarding amending the Company’s proxy access bylaw to remove shareholder aggregation limits. | Shareholder | Against | For | ||
| Page 40 of 49 | 12-Jul-2021 |
Investment Company Report
| ALPHABET INC. | ||||
| Security | 02079K305 | Meeting Type | Annual | |
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |
| ISIN | US02079K3059 | Agenda | 935406264 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Larry Page | Management | For | For | |
| 1B. | Election of Director: Sergey Brin | Management | For | For | |
| 1C. | Election of Director: Sundar Pichai | Management | For | For | |
| 1D. | Election of Director: John L. Hennessy | Management | For | For | |
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | |
| 1F. | Election of Director: L. John Doerr | Management | For | For | |
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |
| 1H. | Election of Director: Ann Mather | Management | For | For | |
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | |
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | |
| 1K. | Election of Director: Robin L. Washington | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |
| 3. | Approval of Alphabet’s 2021 Stock Plan. | Management | For | For | |
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | |
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | For | |
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | For | |
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | For | |
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | |
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | For | |
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | For | |
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | For |
| Page 41 of 49 | 12-Jul-2021 |
Investment Company Report
| COMCAST CORPORATION | ||||
| Security | 20030N101 | Meeting Type | Annual | |
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |
| ISIN | US20030N1019 | Agenda | 935407139 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Kenneth J. Bacon | For | For | |||
| 2 | Madeline S. Bell | For | For | |||
| 3 | Naomi M. Bergman | For | For | |||
| 4 | Edward D. Breen | For | For | |||
| 5 | Gerald L. Hassell | For | For | |||
| 6 | Jeffrey A. Honickman | For | For | |||
| 7 | Maritza G. Montiel | For | For | |||
| 8 | Asuka Nakahara | For | For | |||
| 9 | David C. Novak | For | For | |||
| 10 | Brian L. Roberts | For | For | |||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||
| 3. | Ratification of the appointment of our independent auditors. | Management | For | For | ||
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | For | Against | ||
| Page 42 of 49 | 12-Jul-2021 |
Investment Company Report
| DIGITAL REALTY TRUST, INC. | ||||
| Security | 253868103 | Meeting Type | Annual | |
| Ticker Symbol | DLR | Meeting Date | 03-Jun-2021 | |
| ISIN | US2538681030 | Agenda | 935407393 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Laurence A. Chapman | Management | For | For | |
| 1B. | Election of Director: Alexis Black Bjorlin | Management | For | For | |
| 1C. | Election of Director: VeraLinn Jamieson | Management | For | For | |
| 1D. | Election of Director: Kevin J. Kennedy | Management | For | For | |
| 1E. | Election of Director: William G. LaPerch | Management | For | For | |
| 1F. | Election of Director: Jean F.H.P. Mandeville | Management | For | For | |
| 1G. | Election of Director: Afshin Mohebbi | Management | For | For | |
| 1H. | Election of Director: Mark R. Patterson | Management | For | For | |
| 1I. | Election of Director: Mary Hogan Preusse | Management | For | For | |
| 1J. | Election of Director: Dennis E. Singleton | Management | For | For | |
| 1K. | Election of Director: A. William Stein | Management | For | For | |
| 2. | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |
| 3. | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). | Management | For | For |
| Page 43 of 49 | 12-Jul-2021 |
Investment Company Report
| WATSCO, INC. | ||||
| Security | 942622200 | Meeting Type | Annual | |
| Ticker Symbol | WSO | Meeting Date | 07-Jun-2021 | |
| ISIN | US9426222009 | Agenda | 935424729 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | George P. Sape | For | For | |||
| 2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Management | For | For | ||
| 3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 44 of 49 | 12-Jul-2021 |
Investment Company Report
| GAMING AND LEISURE PROPERTIES, INC. | ||||
| Security | 36467J108 | Meeting Type | Annual | |
| Ticker Symbol | GLPI | Meeting Date | 10-Jun-2021 | |
| ISIN | US36467J1088 | Agenda | 935417065 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Peter M. Carlino | Management | For | For | |
| 1B. | Election of Director: Carol (“Lili”) Lynton | Management | For | For | |
| 1C. | Election of Director: Joseph W. Marshall, III | Management | For | For | |
| 1D. | Election of Director: James B. Perry | Management | For | For | |
| 1E. | Election of Director: Barry F. Schwartz | Management | For | For | |
| 1F. | Election of Director: Earl C. Shanks | Management | For | For | |
| 1G. | Election of Director: E. Scott Urdang | Management | For | For | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the current fiscal year. | Management | For | For | |
| 3. | To approve, on a non-binding advisory basis, the Company’s executive compensation. | Management | For | For |
| Page 45 of 49 | 12-Jul-2021 |
Investment Company Report
| BROOKFIELD ASSET MANAGEMENT INC. | ||||
| Security | 112585104 | Meeting Type | Annual | |
| Ticker Symbol | BAM | Meeting Date | 11-Jun-2021 | |
| ISIN | CA1125851040 | Agenda | 935433994 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1 | DIRECTOR | Management | ||||
| 1 | M. Elyse Allan | For | For | |||
| 2 | Angela F. Braly | For | For | |||
| 3 | Janice Fukakusa | For | For | |||
| 4 | Maureen Kempston Darkes | For | For | |||
| 5 | Frank J. McKenna | For | For | |||
| 6 | Hutham S. Olayan | For | For | |||
| 7 | Seek Ngee Huat | For | For | |||
| 8 | Diana L. Taylor | For | For | |||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||
| 3 | The Say on Pay Resolution set out in the Corporation’s Management Information Circular dated April 30, 2021 (the “Circular”). | Management | For | For | ||
| Page 46 of 49 | 12-Jul-2021 |
Investment Company Report
| FIDELITY NATIONAL FINANCIAL, INC. | ||||
| Security | 31620R303 | Meeting Type | Annual | |
| Ticker Symbol | FNF | Meeting Date | 16-Jun-2021 | |
| ISIN | US31620R3030 | Agenda | 935420896 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Raymond R. Quirk | For | For | |||
| 2 | Sandra D. Morgan | For | For | |||
| 3 | Heather H. Murren | For | For | |||
| 4 | John D. Rood | For | For | |||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | ||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 47 of 49 | 12-Jul-2021 |
Investment Company Report
| SONY GROUP CORPORATION | ||||
| Security | 835699307 | Meeting Type | Annual | |
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |
| ISIN | US8356993076 | Agenda | 935442234 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | |
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | |
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | |
| 1D. | Election of Director: Tim Schaaff | Management | For | For | |
| 1E. | Election of Director: Toshiko Oka | Management | For | For | |
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | |
| 1G. | Election of Director: Wendy Becker | Management | For | For | |
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | |
| 1I. | Election of Director: Adam Crozier | Management | For | For | |
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | |
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | |
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For |
| Page 48 of 49 | 12-Jul-2021 |
Investment Company Report
| CANNAE HOLDINGS, INC. | ||||
| Security | 13765N107 | Meeting Type | Annual | |
| Ticker Symbol | CNNE | Meeting Date | 23-Jun-2021 | |
| ISIN | US13765N1072 | Agenda | 935422763 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | William P. Foley, II | For | For | |||
| 2 | David Aung | For | For | |||
| 3 | Frank R. Martire | For | For | |||
| 4 | Richard N. Massey | For | For | |||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 49 of 49 | 12-Jul-2021 |
Investment Company Report
Davenport Core Fund
| AON PLC | |||
| Security | G0403H108 | Meeting Type | Special |
| Ticker Symbol | AON | Meeting Date | 26-Aug-2020 |
| ISIN | IE00BLP1HW54 | Agenda | 935249602 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | Approve the issuance of the aggregate scheme consideration pursuant to the transaction. | Management | For | For | |
| 2. | Approve any motion by the chair of the Aon EGM to adjourn the Aon EGM, or any adjournments thereof, to another time and place if necessary or appropriate to solicit additional proxies if there are insufficient votes at the time of the Aon EGM to approve Proposal 1. | Management | For | For |
| Page 1 of 44 | 12-Jul-2021 |
Investment Company Report
| NIKE, INC. | |||
| Security | 654106103 | Meeting Type | Annual |
| Ticker Symbol | NKE | Meeting Date | 17-Sep-2020 |
| ISIN | US6541061031 | Agenda | 935256378 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Class B Director: Alan B. Graf, Jr. | Management | For | For | |
| 1b. | Election of Class B Director: Peter B. Henry | Management | For | For | |
| 1c. | Election of Class B Director: Michelle A. Peluso | Management | For | For | |
| 2. | To approve executive compensation by an advisory vote. | Management | Against | Against | |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | |
| 4. | To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Management | For | For | |
| 5. | To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Against | For |
| Page 2 of 44 | 12-Jul-2021 |
Investment Company Report
| MICROSOFT CORPORATION | |||
| Security | 594918104 | Meeting Type | Annual |
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 |
| ISIN | US5949181045 | Agenda | 935284478 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | |
| 1D. | Election of Director: Satya Nadella | Management | For | For | |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | |
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | |
| 1I. | Election of Director: John W. Stanton | Management | For | For | |
| 1J. | Election of Director: John W. Thompson | Management | For | For | |
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For |
| Page 3 of 44 | 12-Jul-2021 |
Investment Company Report
| MEDTRONIC PLC | |||
| Security | G5960L103 | Meeting Type | Annual |
| Ticker Symbol | MDT | Meeting Date | 11-Dec-2020 |
| ISIN | IE00BTN1Y115 | Agenda | 935288286 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | |
| 1B. | Election of Director: Craig Arnold | Management | For | For | |
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | |
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | |
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | |
| 1F. | Election of Director: Michael O. Leavitt | Management | For | For | |
| 1G. | Election of Director: James T. Lenehan | Management | For | For | |
| 1H. | Election of Director: Kevin E. Lofton | Management | For | For | |
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | |
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | |
| 1K. | Election of Director: Denise M. O’Leary | Management | For | For | |
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | |
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Management | For | For | |
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | Management | For | For | |
| 4. | To renew the Board’s authority to issue shares. | Management | For | For | |
| 5. | To renew the Board’s authority to opt out of pre-emption rights. | Management | For | For | |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For |
| Page 4 of 44 | 12-Jul-2021 |
Investment Company Report
| VISA INC. | |||
| Security | 92826C839 | Meeting Type | Annual |
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 |
| ISIN | US92826C8394 | Agenda | 935315576 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | |
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | |
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | |
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | |
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | |
| 1F. | Election of Director: John F. Lundgren | Management | For | For | |
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | |
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | |
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | |
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | |
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | |
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | |
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | |
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | For | |
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | For | |
| 6. | To vote on a stockholder proposal requesting stockholders’ right to act by written consent, if properly presented. | Shareholder | Against | For | |
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | For |
| Page 5 of 44 | 12-Jul-2021 |
Investment Company Report
| BECTON, DICKINSON AND COMPANY | |||
| Security | 075887109 | Meeting Type | Annual |
| Ticker Symbol | BDX | Meeting Date | 26-Jan-2021 |
| ISIN | US0758871091 | Agenda | 935316845 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Catherine M. Burzik | Management | For | For | |
| 1B. | Election of Director: R. Andrew Eckert | Management | For | For | |
| 1C. | Election of Director: Vincent A. Forlenza | Management | For | For | |
| 1D. | Election of Director: Claire M. Fraser | Management | For | For | |
| 1E. | Election of Director: Jeffrey W. Henderson | Management | For | For | |
| 1F. | Election of Director: Christopher Jones | Management | For | For | |
| 1G. | Election of Director: Marshall O. Larsen | Management | For | For | |
| 1H. | Election of Director: David F. Melcher | Management | For | For | |
| 1I. | Election of Director: Thomas E. Polen | Management | For | For | |
| 1J. | Election of Director: Claire Pomeroy | Management | For | For | |
| 1K. | Election of Director: Rebecca W. Rimel | Management | For | For | |
| 1L. | Election of Director: Timothy M. Ring | Management | For | For | |
| 1M. | Election of Director: Bertram L. Scott | Management | For | For | |
| 2. | Ratification of the selection of the independent registered public accounting firm. | Management | For | For | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
| 4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | For | Against |
| Page 6 of 44 | 12-Jul-2021 |
Investment Company Report
| AIR PRODUCTS AND CHEMICALS, INC. | |||
| Security | 009158106 | Meeting Type | Annual |
| Ticker Symbol | APD | Meeting Date | 28-Jan-2021 |
| ISIN | US0091581068 | Agenda | 935315045 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1a. | Election of Director: Susan K. Carter | Management | For | For | |
| 1b. | Election of Director: Charles I. Cogut | Management | For | For | |
| 1c. | Election of Director: Lisa A. Davis | Management | For | For | |
| 1d. | Election of Director: Chadwick C. Deaton | Management | For | For | |
| 1e. | Election of Director: Seifollah Ghasemi | Management | For | For | |
| 1f. | Election of Director: David H.Y. Ho | Management | For | For | |
| 1g. | Election of Director: Edward L. Monser | Management | For | For | |
| 1h. | Election of Director: Matthew H. Paull | Management | For | For | |
| 2. | Advisory vote approving the compensation of the Company’s named executive officers. | Management | For | For | |
| 3. | Approval of the Air Products and Chemicals, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | |
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For |
| Page 7 of 44 | 12-Jul-2021 |
Investment Company Report
| ACCENTURE PLC | |||
| Security | G1151C101 | Meeting Type | Annual |
| Ticker Symbol | ACN | Meeting Date | 03-Feb-2021 |
| ISIN | IE00B4BNMY34 | Agenda | 935318128 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Appointment of Director: Jaime Ardila | Management | For | For | |
| 1B. | Appointment of Director: Herbert Hainer | Management | For | For | |
| 1C. | Appointment of Director: Nancy McKinstry | Management | For | For | |
| 1D. | Appointment of Director: Beth E. Mooney | Management | For | For | |
| 1E. | Appointment of Director: Gilles C. Pélisson | Management | For | For | |
| 1F. | Appointment of Director: Paula A. Price | Management | For | For | |
| 1G. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | |
| 1H. | Appointment of Director: David Rowland | Management | For | For | |
| 1I. | Appointment of Director: Arun Sarin | Management | For | For | |
| 1J. | Appointment of Director: Julie Sweet | Management | For | For | |
| 1K. | Appointment of Director: Frank K. Tang | Management | For | For | |
| 1L. | Appointment of Director: Tracey T. Travis | Management | For | For | |
| 2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | For | |
| 3. | To ratify, in a non-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. | Management | For | For | |
| 4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | |
| 5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | |
| 6. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For |
| Page 8 of 44 | 12-Jul-2021 |
Investment Company Report
| APPLE INC. | |||
| Security | 037833100 | Meeting Type | Annual |
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 |
| ISIN | US0378331005 | Agenda | 935323167 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: James Bell | Management | For | For | |
| 1B. | Election of Director: Tim Cook | Management | For | For | |
| 1C. | Election of Director: Al Gore | Management | For | For | |
| 1D. | Election of Director: Andrea Jung | Management | For | For | |
| 1E. | Election of Director: Art Levinson | Management | For | For | |
| 1F. | Election of Director: Monica Lozano | Management | For | For | |
| 1G. | Election of Director: Ron Sugar | Management | For | For | |
| 1H. | Election of Director: Sue Wagner | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2021. | Management | For | For | |
| 3. | Advisory vote to approve executive compensation. | Management | For | For | |
| 4. | A shareholder proposal entitled “Shareholder Proxy Access Amendments”. | Shareholder | Against | For | |
| 5. | A shareholder proposal entitled “Shareholder Proposal to Improve Executive Compensation Program”. | Shareholder | Against | For |
| Page 9 of 44 | 12-Jul-2021 |
Investment Company Report
| THE WALT DISNEY COMPANY | |||
| Security | 254687106 | Meeting Type | Annual |
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 |
| ISIN | US2546871060 | Agenda | 935328206 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | |
| 1B. | Election of Director: Mary T. Barra | Management | For | For | |
| 1C. | Election of Director: Safra A. Catz | Management | For | For | |
| 1D. | Election of Director: Robert A. Chapek | Management | For | For | |
| 1E. | Election of Director: Francis A. deSouza | Management | For | For | |
| 1F. | Election of Director: Michael B.G. Froman | Management | For | For | |
| 1G. | Election of Director: Robert A. Iger | Management | For | For | |
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | |
| 1I. | Election of Director: Mark G. Parker | Management | For | For | |
| 1J. | Election of Director: Derica W. Rice | Management | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2021. | Management | For | For | |
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | |
| 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | Shareholder | Against | For | |
| 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For |
| Page 10 of 44 | 12-Jul-2021 |
Investment Company Report
| BROADCOM INC. | |||
| Security | 11135F101 | Meeting Type | Annual |
| Ticker Symbol | AVGO | Meeting Date | 05-Apr-2021 |
| ISIN | US11135F1012 | Agenda | 935335768 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Ms. Diane M. Bryant | Management | For | For | |
| 1B. | Election of Director: Ms. Gayla J. Delly | Management | For | For | |
| 1C. | Election of Director: Mr. Raul J. Fernandez | Management | For | For | |
| 1D. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | |
| 1E. | Election of Director: Mr. Check Kian Low | Management | For | For | |
| 1F. | Election of Director: Ms. Justine F. Page | Management | For | For | |
| 1G. | Election of Director: Dr. Henry Samueli | Management | For | For | |
| 1H. | Election of Director: Mr. Hock E. Tan | Management | For | For | |
| 1I. | Election of Director: Mr. Harry L. You | Management | For | For | |
| 2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | |
| 3. | Approval of an amendment and restatement of Broadcom’s 2012 Stock Incentive Plan. | Management | For | For | |
| 4. | Advisory vote to approve compensation of Broadcom’s named executive officers. | Management | For | For |
| Page 11 of 44 | 12-Jul-2021 |
Investment Company Report
| ADOBE INC. | |||
| Security | 00724F101 | Meeting Type | Annual |
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2021 |
| ISIN | US00724F1012 | Agenda | 935343412 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for a term of one year: Amy Banse | Management | For | For | |
| 1B. | Election of Director for a term of one year: Melanie Boulden | Management | For | For | |
| 1C. | Election of Director for a term of one year: Frank Calderoni | Management | For | For | |
| 1D. | Election of Director for a term of one year: James Daley | Management | For | For | |
| 1E. | Election of Director for a term of one year: Laura Desmond | Management | For | For | |
| 1F. | Election of Director for a term of one year: Shantanu Narayen | Management | For | For | |
| 1G. | Election of Director for a term of one year: Kathleen Oberg | Management | For | For | |
| 1H. | Election of Director for a term of one year: Dheeraj Pandey | Management | For | For | |
| 1I. | Election of Director for a term of one year: David Ricks | Management | For | For | |
| 1J. | Election of Director for a term of one year: Daniel Rosensweig | Management | For | For | |
| 1K. | Election of Director for a term of one year: John Warnock | Management | For | For | |
| 2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | For | For | |
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | For | For | |
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| Page 12 of 44 | 12-Jul-2021 |
Investment Company Report
| MOODY’S CORPORATION | |||
| Security | 615369105 | Meeting Type | Annual |
| Ticker Symbol | MCO | Meeting Date | 20-Apr-2021 |
| ISIN | US6153691059 | Agenda | 935344438 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Jorge A. Bermudez | Management | For | For | |
| 1B. | Election of Director: Thérèse Esperdy | Management | For | For | |
| 1C. | Election of Director: Robert Fauber | Management | For | For | |
| 1D. | Election of Director: Vincent A. Forlenza | Management | For | For | |
| 1E. | Election of Director: Kathryn M. Hill | Management | For | For | |
| 1F. | Election of Director: Lloyd W. Howell, Jr. | Management | For | For | |
| 1G. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | |
| 1H. | Election of Director: Leslie F. Seidman | Management | For | For | |
| 1I. | Election of Director: Bruce Van Saun | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2021. | Management | For | For | |
| 3. | Advisory resolution approving executive compensation. | Management | For | For | |
| 4. | Advisory “Say-on-Climate Plan” resolution approving the Company’s 2020 Decarbonization Plan. | Management | Abstain | Against |
| Page 13 of 44 | 12-Jul-2021 |
Investment Company Report
| THE SHERWIN-WILLIAMS COMPANY | |||
| Security | 824348106 | Meeting Type | Annual |
| Ticker Symbol | SHW | Meeting Date | 21-Apr-2021 |
| ISIN | US8243481061 | Agenda | 935342585 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | For | |
| 1B. | Election of Director: Arthur F. Anton | Management | For | For | |
| 1C. | Election of Director: Jeff M. Fettig | Management | For | For | |
| 1D. | Election of Director: Richard J. Kramer | Management | For | For | |
| 1E. | Election of Director: John G. Morikis | Management | For | For | |
| 1F. | Election of Director: Christine A. Poon | Management | For | For | |
| 1G. | Election of Director: Aaron M. Powell | Management | For | For | |
| 1H. | Election of Director: Michael H. Thaman | Management | For | For | |
| 1I. | Election of Director: Matthew Thornton III | Management | For | For | |
| 1J. | Election of Director: Steven H. Wunning | Management | For | For | |
| 2. | Advisory approval of the compensation of the named executives. | Management | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For |
| Page 14 of 44 | 12-Jul-2021 |
Investment Company Report
| JOHNSON & JOHNSON | |||
| Security | 478160104 | Meeting Type | Annual |
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 |
| ISIN | US4781601046 | Agenda | 935345214 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | |
| 1B. | Election of Director: D. Scott Davis | Management | For | For | |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | |
| 1E. | Election of Director: Alex Gorsky | Management | For | For | |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | |
| 1G. | Election of Director: Hubert Joly | Management | For | For | |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | |
| 1J. | Election of Director: Charles Prince | Management | For | For | |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | |
| 1M. | Election of Director: Nadja Y. West | Management | For | For | |
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | |
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | For | |
| 5. | Independent Board Chair. | Shareholder | Against | For | |
| 6. | Civil Rights Audit. | Shareholder | For | Against | |
| 7. | Executive Compensation Bonus Deferral. | Shareholder | For | Against |
| Page 15 of 44 | 12-Jul-2021 |
Investment Company Report
| ABBOTT LABORATORIES | |||
| Security | 002824100 | Meeting Type | Annual |
| Ticker Symbol | ABT | Meeting Date | 23-Apr-2021 |
| ISIN | US0028241000 | Agenda | 935345125 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | R.J. Alpern | For | For | |||
| 2 | R.S. Austin | For | For | |||
| 3 | S.E. Blount | For | For | |||
| 4 | R.B. Ford | For | For | |||
| 5 | M.A. Kumbier | For | For | |||
| 6 | D.W. McDew | For | For | |||
| 7 | N. McKinstry | For | For | |||
| 8 | W.A. Osborn | For | For | |||
| 9 | M.F. Roman | For | For | |||
| 10 | D.J. Starks | For | For | |||
| 11 | J.G. Stratton | For | For | |||
| 12 | G.F. Tilton | For | For | |||
| 13 | M.D. White | For | For | |||
| 2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | ||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | ||
| 4A. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. | Management | For | For | ||
| 4B. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. | Management | For | For | ||
| 5. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Against | For | ||
| 6. | Shareholder Proposal - Report on Racial Justice. | Shareholder | Against | For | ||
| 7. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||
| Page 16 of 44 | 12-Jul-2021 |
Investment Company Report
| BALL CORPORATION | |||
| Security | 058498106 | Meeting Type | Annual |
| Ticker Symbol | BLL | Meeting Date | 28-Apr-2021 |
| ISIN | US0584981064 | Agenda | 935351445 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | John A. Bryant | For | For | |||
| 2 | Michael J. Cave | For | For | |||
| 3 | Daniel W. Fisher | For | For | |||
| 4 | Pedro H. Mariani | For | For | |||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for 2021. | Management | For | For | ||
| 3. | To approve, by non-binding vote, the compensation paid to the named executive officers. | Management | For | For | ||
| Page 17 of 44 | 12-Jul-2021 |
Investment Company Report
| DISH NETWORK CORPORATION | |||
| Security | 25470M109 | Meeting Type | Annual |
| Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 |
| ISIN | US25470M1099 | Agenda | 935354605 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Kathleen Q. Abernathy | For | For | |||
| 2 | George R. Brokaw | For | For | |||
| 3 | James DeFranco | For | For | |||
| 4 | Cantey M. Ergen | For | For | |||
| 5 | Charles W. Ergen | For | For | |||
| 6 | Afshin Mohebbi | For | For | |||
| 7 | Tom A. Ortolf | For | For | |||
| 8 | Joseph T. Proietti | For | For | |||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||
| 3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||
| Page 18 of 44 | 12-Jul-2021 |
Investment Company Report
| BERKSHIRE HATHAWAY INC. | |||
| Security | 084670702 | Meeting Type | Annual |
| Ticker Symbol | BRKB | Meeting Date | 01-May-2021 |
| ISIN | US0846707026 | Agenda | 935351128 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Warren E. Buffett | For | For | |||
| 2 | Charles T. Munger | For | For | |||
| 3 | Gregory E. Abel | For | For | |||
| 4 | Howard G. Buffett | For | For | |||
| 5 | Stephen B. Burke | For | For | |||
| 6 | Kenneth I. Chenault | For | For | |||
| 7 | Susan L. Decker | For | For | |||
| 8 | David S. Gottesman | For | For | |||
| 9 | Charlotte Guyman | For | For | |||
| 10 | Ajit Jain | For | For | |||
| 11 | Thomas S. Murphy | For | For | |||
| 12 | Ronald L. Olson | For | For | |||
| 13 | Walter Scott, Jr. | For | For | |||
| 14 | Meryl B. Witmer | For | For | |||
| 2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | For | Against | ||
| 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | For | Against | ||
| Page 19 of 44 | 12-Jul-2021 |
Investment Company Report
| DANAHER CORPORATION | |||
| Security | 235851102 | Meeting Type | Annual |
| Ticker Symbol | DHR | Meeting Date | 05-May-2021 |
| ISIN | US2358511028 | Agenda | 935360292 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | For | For | |
| 1B. | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | For | For | |
| 1C. | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | For | For | |
| 1D. | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | For | For | |
| 1E. | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | For | For | |
| 1F. | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | For | For | |
| 1G. | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | For | For | |
| 1H. | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | For | For | |
| 1I. | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | For | For | |
| 1J. | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | For | For | |
| 1K. | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | For | For | |
| 1L. | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | For | For | |
| 2. | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |
| 3. | To approve on an advisory basis the Company’s named executive officer compensation. | Management | For | For | |
| 4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | For | Against |
| Page 20 of 44 | 12-Jul-2021 |
Investment Company Report
| MARKEL CORPORATION | |||
| Security | 570535104 | Meeting Type | Annual |
| Ticker Symbol | MKL | Meeting Date | 10-May-2021 |
| ISIN | US5705351048 | Agenda | 935359174 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Mark M. Besca | Management | For | For | |
| 1B. | Election of Director: K. Bruce Connell | Management | For | For | |
| 1C. | Election of Director: Thomas S. Gayner | Management | For | For | |
| 1D. | Election of Director: Greta J. Harris | Management | For | For | |
| 1E. | Election of Director: Diane Leopold | Management | For | For | |
| 1F. | Election of Director: Lemuel E. Lewis | Management | For | For | |
| 1G. | Election of Director: Anthony F. Markel | Management | For | For | |
| 1H. | Election of Director: Steven A. Markel | Management | For | For | |
| 1I. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | |
| 1J. | Election of Director: Michael O’Reilly | Management | For | For | |
| 1K. | Election of Director: A. Lynne Puckett | Management | For | For | |
| 1L. | Election of Director: Richard R. Whitt, III | Management | For | For | |
| 2. | Advisory vote on approval of executive compensation. | Management | For | For | |
| 3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| Page 21 of 44 | 12-Jul-2021 |
Investment Company Report
| UBER TECHNOLOGIES, INC. | |||
| Security | 90353T100 | Meeting Type | Annual |
| Ticker Symbol | UBER | Meeting Date | 10-May-2021 |
| ISIN | US90353T1007 | Agenda | 935369341 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Ronald Sugar | Management | For | For | |
| 1B. | Election of Director: Revathi Advaithi | Management | For | For | |
| 1C. | Election of Director: Ursula Burns | Management | For | For | |
| 1D. | Election of Director: Robert Eckert | Management | For | For | |
| 1E. | Election of Director: Amanda Ginsberg | Management | For | For | |
| 1F. | Election of Director: Dara Khosrowshahi | Management | For | For | |
| 1G. | Election of Director: Wan Ling Martello | Management | For | For | |
| 1H. | Election of Director: Yasir Al-Rumayyan | Management | For | For | |
| 1I. | Election of Director: John Thain | Management | For | For | |
| 1J. | Election of Director: David Trujillo | Management | For | For | |
| 1K. | Election of Director: Alexander Wynaendts | Management | For | For | |
| 2. | Advisory vote to approve 2020 named executive officer compensation. | Management | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | |
| 4. | Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements. | Management | For | For | |
| 5. | Stockholder proposal to prepare an annual report on lobbying activities. | Shareholder | Against | For |
| Page 22 of 44 | 12-Jul-2021 |
Investment Company Report
| UNION PACIFIC CORPORATION | |||
| Security | 907818108 | Meeting Type | Annual |
| Ticker Symbol | UNP | Meeting Date | 13-May-2021 |
| ISIN | US9078181081 | Agenda | 935364947 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Andrew H. Card Jr. | Management | For | For | |
| 1B. | Election of Director: William J. DeLaney | Management | For | For | |
| 1C. | Election of Director: David B. Dillon | Management | For | For | |
| 1D. | Election of Director: Lance M. Fritz | Management | For | For | |
| 1E. | Election of Director: Deborah C. Hopkins | Management | For | For | |
| 1F. | Election of Director: Jane H. Lute | Management | For | For | |
| 1G. | Election of Director: Michael R. McCarthy | Management | For | For | |
| 1H. | Election of Director: Thomas F. McLarty III | Management | For | For | |
| 1I. | Election of Director: José H. Villarreal | Management | For | For | |
| 1J. | Election of Director: Christopher J. Williams | Management | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Management | For | For | |
| 3. | An advisory vote to approve executive compensation (“Say on Pay”). | Management | For | For | |
| 4. | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Management | For | For | |
| 5. | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Management | For | For | |
| 6. | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shareholder | For | Against | |
| 7. | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shareholder | For | Against | |
| 8. | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shareholder | Against | For |
| Page 23 of 44 | 12-Jul-2021 |
Investment Company Report
| THE CHARLES SCHWAB CORPORATION | |||
| Security | 808513105 | Meeting Type | Annual |
| Ticker Symbol | SCHW | Meeting Date | 13-May-2021 |
| ISIN | US8085131055 | Agenda | 935378302 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Walter W. Bettinger II | Management | For | For | |
| 1B. | Election of Director: Joan T. Dea | Management | For | For | |
| 1C. | Election of Director: Christopher V. Dodds | Management | For | For | |
| 1D. | Election of Director: Mark A. Goldfarb | Management | For | For | |
| 1E. | Election of Director: Bharat B. Masrani | Management | For | For | |
| 1F. | Election of Director: Charles A. Ruffel | Management | For | For | |
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | For | For | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
| 4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | Against | For | |
| 5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | For | Against |
| Page 24 of 44 | 12-Jul-2021 |
Investment Company Report
| MARTIN MARIETTA MATERIALS, INC. | |||
| Security | 573284106 | Meeting Type | Annual |
| Ticker Symbol | MLM | Meeting Date | 13-May-2021 |
| ISIN | US5732841060 | Agenda | 935406238 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Dorothy M. Ables | Management | For | For | |
| 1B. | Election of Director: Sue W. Cole | Management | For | For | |
| 1C. | Election of Director: Smith W. Davis | Management | For | For | |
| 1D. | Election of Director: Anthony R. Foxx | Management | For | For | |
| 1E. | Election of Director: John J. Koraleski | Management | For | For | |
| 1F. | Election of Director: C. Howard Nye | Management | For | For | |
| 1G. | Election of Director: Laree E. Perez | Management | For | For | |
| 1H. | Election of Director: Thomas H. Pike | Management | For | For | |
| 1I. | Election of Director: Michael J. Quillen | Management | For | For | |
| 1J. | Election of Director: Donald W. Slager | Management | For | For | |
| 1K. | Election of Director: David C. Wajsgras | Management | For | For | |
| 2. | Ratification of appointment of PricewaterhouseCoopers as independent auditors. | Management | For | For | |
| 3. | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.’s named executive officers. | Management | For | For |
| Page 25 of 44 | 12-Jul-2021 |
Investment Company Report
| JPMORGAN CHASE & CO. | |||
| Security | 46625H100 | Meeting Type | Annual |
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 |
| ISIN | US46625H1005 | Agenda | 935372285 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | |
| 1D. | Election of Director: James S. Crown | Management | For | For | |
| 1E. | Election of Director: James Dimon | Management | For | For | |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | |
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | |
| 5. | Improve shareholder written consent. | Shareholder | For | Against | |
| 6. | Racial equity audit and report. | Shareholder | For | Against | |
| 7. | Independent board chairman. | Shareholder | Against | For | |
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For |
| Page 26 of 44 | 12-Jul-2021 |
Investment Company Report
| VERTEX PHARMACEUTICALS INCORPORATED | |||
| Security | 92532F100 | Meeting Type | Annual |
| Ticker Symbol | VRTX | Meeting Date | 19-May-2021 |
| ISIN | US92532F1003 | Agenda | 935383959 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Sangeeta Bhatia | Management | For | For | |
| 1B. | Election of Director: Lloyd Carney | Management | For | For | |
| 1C. | Election of Director: Alan Garber | Management | For | For | |
| 1D. | Election of Director: Terrence Kearney | Management | For | For | |
| 1E. | Election of Director: Reshma Kewalramani | Management | For | For | |
| 1F. | Election of Director: Yuchun Lee | Management | For | For | |
| 1G. | Election of Director: Jeffrey Leiden | Management | For | For | |
| 1H. | Election of Director: Margaret McGlynn | Management | For | For | |
| 1I. | Election of Director: Diana McKenzie | Management | For | For | |
| 1J. | Election of Director: Bruce Sachs | Management | For | For | |
| 2. | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2021. | Management | Against | Against | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
| 4. | Shareholder proposal, if properly presented at the meeting, regarding a report on lobbying activities. | Shareholder | Against | For | |
| 5. | Shareholder proposal, if properly presented at the meeting, regarding a report on political spending. | Shareholder | Against | For |
| Page 27 of 44 | 12-Jul-2021 |
Investment Company Report
| THE HOME DEPOT, INC. | |||
| Security | 437076102 | Meeting Type | Annual |
| Ticker Symbol | HD | Meeting Date | 20-May-2021 |
| ISIN | US4370761029 | Agenda | 935365874 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | |
| 1B. | Election of Director: Ari Bousbib | Management | For | For | |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | |
| 1E. | Election of Director: J. Frank Brown | Management | For | For | |
| 1F. | Election of Director: Albert P. Carey | Management | For | For | |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | |
| 1J. | Election of Director: Manuel Kadre | Management | For | For | |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | |
| 1L. | Election of Director: Craig A. Menear | Management | For | For | |
| 2. | Ratification of the Appointment of KPMG LLP. | Management | For | For | |
| 3. | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”). | Management | For | For | |
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Against | For | |
| 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Against | For | |
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Against | For |
| Page 28 of 44 | 12-Jul-2021 |
Investment Company Report
| HONEYWELL INTERNATIONAL INC. | |||
| Security | 438516106 | Meeting Type | Annual |
| Ticker Symbol | HON | Meeting Date | 21-May-2021 |
| ISIN | US4385161066 | Agenda | 935374861 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | |
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | |
| 1C. | Election of Director: William S. Ayer | Management | For | For | |
| 1D. | Election of Director: Kevin Burke | Management | For | For | |
| 1E. | Election of Director: D. Scott Davis | Management | For | For | |
| 1F. | Election of Director: Deborah Flint | Management | For | For | |
| 1G. | Election of Director: Judd Gregg | Management | For | For | |
| 1H. | Election of Director: Grace D. Lieblein | Management | For | For | |
| 1I. | Election of Director: Raymond T. Odierno | Management | For | For | |
| 1J. | Election of Director: George Paz | Management | For | For | |
| 1K. | Election of Director: Robin L. Washington | Management | For | For | |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |
| 3. | Approval of Independent Accountants. | Management | For | For | |
| 4. | Shareholder Right To Act By Written Consent. | Shareholder | Against | For |
| Page 29 of 44 | 12-Jul-2021 |
Investment Company Report
| AMERICAN TOWER CORPORATION | |||
| Security | 03027X100 | Meeting Type | Annual |
| Ticker Symbol | AMT | Meeting Date | 26-May-2021 |
| ISIN | US03027X1000 | Agenda | 935387755 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Thomas A. Bartlett | Management | For | For | |
| 1B. | Election of Director: Raymond P. Dolan | Management | For | For | |
| 1C. | Election of Director: Kenneth R. Frank | Management | For | For | |
| 1D. | Election of Director: Robert D. Hormats | Management | For | For | |
| 1E. | Election of Director: Gustavo Lara Cantu | Management | For | For | |
| 1F. | Election of Director: Grace D. Lieblein | Management | For | For | |
| 1G. | Election of Director: Craig Macnab | Management | For | For | |
| 1H. | Election of Director: JoAnn A. Reed | Management | For | For | |
| 1I. | Election of Director: Pamela D.A. Reeve | Management | For | For | |
| 1J. | Election of Director: David E. Sharbutt | Management | For | For | |
| 1K. | Election of Director: Bruce L. Tanner | Management | For | For | |
| 1L. | Election of Director: Samme L. Thompson | Management | For | For | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | |
| 4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | For | Against | |
| 5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Against | For |
| Page 30 of 44 | 12-Jul-2021 |
Investment Company Report
| ILLUMINA, INC. | |||
| Security | 452327109 | Meeting Type | Annual |
| Ticker Symbol | ILMN | Meeting Date | 26-May-2021 |
| ISIN | US4523271090 | Agenda | 935395485 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Caroline D. Dorsa | Management | For | For | |
| 1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | |
| 1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | |
| 1D. | Election of Director: Gary S. Guthart | Management | For | For | |
| 1E. | Election of Director: Philip W. Schiller | Management | For | For | |
| 1F. | Election of Director: John W. Thompson | Management | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | |
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | Against | Against |
| Page 31 of 44 | 12-Jul-2021 |
Investment Company Report
| FACEBOOK, INC. | |||
| Security | 30303M102 | Meeting Type | Annual |
| Ticker Symbol | FB | Meeting Date | 26-May-2021 |
| ISIN | US30303M1027 | Agenda | 935395891 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Peggy Alford | For | For | |||
| 2 | Marc L. Andreessen | For | For | |||
| 3 | Andrew W. Houston | For | For | |||
| 4 | Nancy Killefer | For | For | |||
| 5 | Robert M. Kimmitt | For | For | |||
| 6 | Sheryl K. Sandberg | For | For | |||
| 7 | Peter A. Thiel | For | For | |||
| 8 | Tracey T. Travis | For | For | |||
| 9 | Mark Zuckerberg | For | For | |||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||
| 3. | To approve an amendment to the director compensation policy. | Management | For | For | ||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | For | Against | ||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | For | ||
| 6. | A shareholder proposal regarding child exploitation. | Shareholder | For | Against | ||
| 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | For | Against | ||
| 8. | A shareholder proposal regarding platform misuse. | Shareholder | For | Against | ||
| 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | For | ||
| Page 32 of 44 | 12-Jul-2021 |
Investment Company Report
| AMAZON.COM, INC. | |||
| Security | 023135106 | Meeting Type | Annual |
| Ticker Symbol | AMZN | Meeting Date | 26-May-2021 |
| ISIN | US0231351067 | Agenda | 935397592 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | |
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | |
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | |
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | |
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | |
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | |
| 1H. | Election of Director: Thomas O. Ryder | Management | For | For | |
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | |
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | For | Against | |
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | For | |
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Against | For | |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | For | Against | |
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Against | For | |
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | For | Against | |
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | For | |
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | For | Against | |
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against | |
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Against | For | |
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | For | Against |
| Page 33 of 44 | 12-Jul-2021 |
Investment Company Report
| AON PLC | |||
| Security | G0403H108 | Meeting Type | Annual |
| Ticker Symbol | AON | Meeting Date | 02-Jun-2021 |
| ISIN | IE00BLP1HW54 | Agenda | 935399041 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Lester B. Knight | Management | For | For | |
| 1B. | Election of Director: Gregory C. Case | Management | For | For | |
| 1C. | Election of Director: Jin-Yong Cai | Management | For | For | |
| 1D. | Election of Director: Jeffrey C. Campbell | Management | For | For | |
| 1E. | Election of Director: Fulvio Conti | Management | For | For | |
| 1F. | Election of Director: Cheryl A. Francis | Management | For | For | |
| 1G. | Election of Director: J. Michael Losh | Management | For | For | |
| 1H. | Election of Director: Richard B. Myers | Management | For | For | |
| 1I. | Election of Director: Richard C. Notebaert | Management | For | For | |
| 1J. | Election of Director: Gloria Santona | Management | For | For | |
| 1K. | Election of Director: Byron O. Spruell | Management | For | For | |
| 1L. | Election of Director: Carolyn Y. Woo | Management | For | For | |
| 2. | Advisory vote to approve the compensation of the Company’s named executive officers. | Management | For | For | |
| 3. | Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |
| 4. | Re-appoint Ernst & Young Chartered Accountants as the Company’s statutory auditor under Irish law. | Management | For | For | |
| 5. | Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Chartered Accountants, in its capacity as the Company’s statutory auditor under Irish law. | Management | For | For | |
| 6. | Amend Article 190 of the Company’s Articles of Association. | Management | For | For | |
| 7. | Authorize the Board to capitalize certain of the Company’s non-distributable reserves. | Management | For | For | |
| 8. | Approve the creation of distributable profits by the reduction and cancellation of the amounts capitalized pursuant to the authority given under Proposal 7. | Management | For | For |
| Page 34 of 44 | 12-Jul-2021 |
Investment Company Report
| ALPHABET INC. | |||
| Security | 02079K305 | Meeting Type | Annual |
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 |
| ISIN | US02079K3059 | Agenda | 935406264 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Larry Page | Management | For | For | |
| 1B. | Election of Director: Sergey Brin | Management | For | For | |
| 1C. | Election of Director: Sundar Pichai | Management | For | For | |
| 1D. | Election of Director: John L. Hennessy | Management | For | For | |
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | |
| 1F. | Election of Director: L. John Doerr | Management | For | For | |
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |
| 1H. | Election of Director: Ann Mather | Management | For | For | |
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | |
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | |
| 1K. | Election of Director: Robin L. Washington | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |
| 3. | Approval of Alphabet’s 2021 Stock Plan. | Management | For | For | |
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | |
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | For | |
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | For | |
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | For | |
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | |
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | For | |
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | For | |
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | For |
| Page 35 of 44 | 12-Jul-2021 |
Investment Company Report
| T-MOBILE US, INC. | |||
| Security | 872590104 | Meeting Type | Annual |
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 |
| ISIN | US8725901040 | Agenda | 935400921 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Marcelo Claure | For | For | |||
| 2 | Srikant M. Datar | For | For | |||
| 3 | Bavan M. Holloway | For | For | |||
| 4 | Timotheus Höttges | For | For | |||
| 5 | Christian P. Illek | For | For | |||
| 6 | Raphael Kübler | For | For | |||
| 7 | Thorsten Langheim | For | For | |||
| 8 | Dominique Leroy | For | For | |||
| 9 | G. Michael Sievert | For | For | |||
| 10 | Teresa A. Taylor | For | For | |||
| 11 | Omar Tazi | For | For | |||
| 12 | Kelvin R. Westbrook | For | For | |||
| 13 | Michael Wilkens | For | For | |||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||
| Page 36 of 44 | 12-Jul-2021 |
Investment Company Report
| UNITEDHEALTH GROUP INCORPORATED | |||
| Security | 91324P102 | Meeting Type | Annual |
| Ticker Symbol | UNH | Meeting Date | 07-Jun-2021 |
| ISIN | US91324P1021 | Agenda | 935414879 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | |
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | |
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | |
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | |
| 1E. | Election of Director: F. William McNabb III | Management | For | For | |
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | |
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | |
| 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | |
| 1I. | Election of Director: Andrew Witty | Management | For | For | |
| 2. | Advisory approval of the Company’s executive compensation. | Management | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | |
| 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | For | |
| 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Against | For |
| Page 37 of 44 | 12-Jul-2021 |
Investment Company Report
| THE TJX COMPANIES, INC. | |||
| Security | 872540109 | Meeting Type | Annual |
| Ticker Symbol | TJX | Meeting Date | 08-Jun-2021 |
| ISIN | US8725401090 | Agenda | 935414831 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Zein Abdalla | Management | For | For | |
| 1B. | Election of Director: José B. Alvarez | Management | For | For | |
| 1C. | Election of Director: Alan M. Bennett | Management | For | For | |
| 1D. | Election of Director: Rosemary T. Berkery | Management | For | For | |
| 1E. | Election of Director: David T. Ching | Management | For | For | |
| 1F. | Election of Director: C. Kim Goodwin | Management | For | For | |
| 1G. | Election of Director: Ernie Herrman | Management | For | For | |
| 1H. | Election of Director: Michael F. Hines | Management | For | For | |
| 1I. | Election of Director: Amy B. Lane | Management | For | For | |
| 1J. | Election of Director: Carol Meyrowitz | Management | For | For | |
| 1K. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |
| 1L. | Election of Director: John F. O’Brien | Management | For | For | |
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2022. | Management | For | For | |
| 3. | Advisory approval of TJX’s executive compensation (the say-on-pay vote). | Management | For | For | |
| 4. | Shareholder proposal for a report on animal welfare. | Shareholder | Against | For | |
| 5. | Shareholder proposal for setting target amounts for CEO compensation. | Shareholder | Against | For |
| Page 38 of 44 | 12-Jul-2021 |
Investment Company Report
| MERCADOLIBRE, INC. | |||
| Security | 58733R102 | Meeting Type | Annual |
| Ticker Symbol | MELI | Meeting Date | 08-Jun-2021 |
| ISIN | US58733R1023 | Agenda | 935420858 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Nicolás Galperin | For | For | |||
| 2 | Henrique Dubugras | For | For | |||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers for fiscal year 2020. | Management | For | For | ||
| 3. | Ratification of the appointment of Deloitte & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||
| Page 39 of 44 | 12-Jul-2021 |
Investment Company Report
| FLEETCOR TECHNOLOGIES INC. | |||
| Security | 339041105 | Meeting Type | Annual |
| Ticker Symbol | FLT | Meeting Date | 10-Jun-2021 |
| ISIN | US3390411052 | Agenda | 935413271 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for a one-year term: Steven T. Stull | Management | For | For | |
| 1B. | Election of Director for a one-year term: Michael Buckman | Management | For | For | |
| 1C. | Election of Director for a one-year term: Thomas M. Hagerty | Management | For | For | |
| 1D. | Election of Director for a one-year term: Mark A. Johnson | Management | For | For | |
| 1E. | Election of Director for a one-year term: Archie L. Jones, Jr. | Management | For | For | |
| 1F. | Election of Director for a one-year term: Hala G. Moddelmog | Management | For | For | |
| 1G. | Election of Director for a one-year term: Jeffrey S. Sloan | Management | For | For | |
| 2. | Ratify the reappointment of Ernst & Young LLP as FLEETCOR’s independent public accounting firm for 2021. | Management | For | For | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
| 4. | Shareholder proposal for a shareholder right to act by written consent, if properly presented. | Shareholder | For | Against |
| Page 40 of 44 | 12-Jul-2021 |
Investment Company Report
| BROOKFIELD ASSET MANAGEMENT INC. | |||
| Security | 112585104 | Meeting Type | Annual |
| Ticker Symbol | BAM | Meeting Date | 11-Jun-2021 |
| ISIN | CA1125851040 | Agenda | 935433994 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1 | DIRECTOR | Management | ||||
| 1 | M. Elyse Allan | For | For | |||
| 2 | Angela F. Braly | For | For | |||
| 3 | Janice Fukakusa | For | For | |||
| 4 | Maureen Kempston Darkes | For | For | |||
| 5 | Frank J. McKenna | For | For | |||
| 6 | Hutham S. Olayan | For | For | |||
| 7 | Seek Ngee Huat | For | For | |||
| 8 | Diana L. Taylor | For | For | |||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||
| 3 | The Say on Pay Resolution set out in the Corporation’s Management Information Circular dated April 30, 2021 (the “Circular”). | Management | For | For | ||
| Page 41 of 44 | 12-Jul-2021 |
Investment Company Report
| MASTERCARD INCORPORATED | |||
| Security | 57636Q104 | Meeting Type | Annual |
| Ticker Symbol | MA | Meeting Date | 22-Jun-2021 |
| ISIN | US57636Q1040 | Agenda | 935420644 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Ajay Banga | Management | For | For | |
| 1B. | Election of Director: Merit E. Janow | Management | For | For | |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | |
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | |
| 1H. | Election of Director: Michael Miebach | Management | For | For | |
| 1I. | Election of Director: Youngme Moon | Management | For | For | |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | |
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | |
| 1M. | Election of Director: Jackson Tai | Management | For | For | |
| 1N. | Election of Director: Lance Uggla | Management | For | For | |
| 2. | Advisory approval of Mastercard’s executive compensation. | Management | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | |
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | |
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | |
| 6. | Approval of amendments to Mastercard’s Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For |
| Page 42 of 44 | 12-Jul-2021 |
Investment Company Report
| SONY GROUP CORPORATION | |||
| Security | 835699307 | Meeting Type | Annual |
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 |
| ISIN | US8356993076 | Agenda | 935442234 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | |
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | |
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | |
| 1D. | Election of Director: Tim Schaaff | Management | For | For | |
| 1E. | Election of Director: Toshiko Oka | Management | For | For | |
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | |
| 1G. | Election of Director: Wendy Becker | Management | For | For | |
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | |
| 1I. | Election of Director: Adam Crozier | Management | For | For | |
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | |
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | |
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For |
| Page 43 of 44 | 12-Jul-2021 |
Investment Company Report
| CARMAX, INC. | |||
| Security | 143130102 | Meeting Type | Annual |
| Ticker Symbol | KMX | Meeting Date | 29-Jun-2021 |
| ISIN | US1431301027 | Agenda | 935430188 - Management |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Peter J. Bensen | Management | For | For | |
| 1B. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Ronald E. Blaylock | Management | For | For | |
| 1C. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Sona Chawla | Management | For | For | |
| 1D. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Thomas J. Folliard | Management | For | For | |
| 1E. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Shira Goodman | Management | For | For | |
| 1F. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Robert J. Hombach | Management | For | For | |
| 1G. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: David W. McCreight | Management | For | For | |
| 1H. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: William D. Nash | Management | For | For | |
| 1I. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Mark F. O’Neil | Management | For | For | |
| 1J. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Pietro Satriano | Management | For | For | |
| 1K. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Marcella Shinder | Management | For | For | |
| 1L. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Mitchell D. Steenrod | Management | For | For | |
| 2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | |
| 3. | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | |
| 4. | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Against | For |
| Page 44 of 44 | 12-Jul-2021 |
Investment Company Report
Davenport Equity Opportunities Fund
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||
| Security | 874054109 | Meeting Type | Annual | |
| Ticker Symbol | TTWO | Meeting Date | 16-Sep-2020 | |
| ISIN | US8740541094 | Agenda | 935256758 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | |
| 1B. | Election of Director: Michael Dornemann | Management | For | For | |
| 1C. | Election of Director: J. Moses | Management | For | For | |
| 1D. | Election of Director: Michael Sheresky | Management | For | For | |
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | |
| 1F. | Election of Director: Susan Tolson | Management | For | For | |
| 1G. | Election of Director: Paul Viera | Management | For | For | |
| 1H. | Election of Director: Roland Hernandez | Management | For | For | |
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. | Management | For | For | |
| 3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | For | |
| 4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For |
| Page 1 of 25 | 12-Jul-2021 |
Investment Company Report
| INTUIT INC. | ||||
| Security | 461202103 | Meeting Type | Annual | |
| Ticker Symbol | INTU | Meeting Date | 21-Jan-2021 | |
| ISIN | US4612021034 | Agenda | 935313217 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1a. | Election of Director: Eve Burton | Management | For | For | |
| 1b. | Election of Director: Scott D. Cook | Management | For | For | |
| 1c. | Election of Director: Richard L. Dalzell | Management | For | For | |
| 1d. | Election of Director: Sasan K. Goodarzi | Management | For | For | |
| 1e. | Election of Director: Deborah Liu | Management | For | For | |
| 1f. | Election of Director: Tekedra Mawakana | Management | For | For | |
| 1g. | Election of Director: Suzanne Nora Johnson | Management | For | For | |
| 1h. | Election of Director: Dennis D. Powell | Management | For | For | |
| 1i. | Election of Director: Brad D. Smith | Management | For | For | |
| 1j. | Election of Director: Thomas Szkutak | Management | For | For | |
| 1k. | Election of Director: Raul Vazquez | Management | For | For | |
| 1l. | Election of Director: Jeff Weiner | Management | For | For | |
| 2. | Advisory vote to approve Intuit’s executive compensation(say-on-pay). | Management | For | For | |
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit’s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For |
| Page 2 of 25 | 12-Jul-2021 |
Investment Company Report
| FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||
| Security | 303901102 | Meeting Type | Annual | |
| Ticker Symbol | FRFHF | Meeting Date | 15-Apr-2021 | |
| ISIN | CA3039011026 | Agenda | 935348943 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1 | DIRECTOR | Management | ||||
| 1 | Anthony F. Griffiths | For | For | |||
| 2 | Robert J. Gunn | For | For | |||
| 3 | David L. Johnston | For | For | |||
| 4 | Karen L. Jurjevich | For | For | |||
| 5 | R. William McFarland | For | For | |||
| 6 | Christine N. McLean | For | For | |||
| 7 | Timothy R. Price | For | For | |||
| 8 | Brandon W. Sweitzer | For | For | |||
| 9 | Lauren C. Templeton | For | For | |||
| 10 | Benjamin P. Watsa | For | For | |||
| 11 | V. Prem Watsa | For | For | |||
| 12 | William C. Weldon | For | For | |||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. | Management | For | For | ||
| Page 3 of 25 | 12-Jul-2021 |
Investment Company Report
| THE SHERWIN-WILLIAMS COMPANY | ||||
| Security | 824348106 | Meeting Type | Annual | |
| Ticker Symbol | SHW | Meeting Date | 21-Apr-2021 | |
| ISIN | US8243481061 | Agenda | 935342585 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | For | |
| 1B. | Election of Director: Arthur F. Anton | Management | For | For | |
| 1C. | Election of Director: Jeff M. Fettig | Management | For | For | |
| 1D. | Election of Director: Richard J. Kramer | Management | For | For | |
| 1E. | Election of Director: John G. Morikis | Management | For | For | |
| 1F. | Election of Director: Christine A. Poon | Management | For | For | |
| 1G. | Election of Director: Aaron M. Powell | Management | For | For | |
| 1H. | Election of Director: Michael H. Thaman | Management | For | For | |
| 1I. | Election of Director: Matthew Thornton III | Management | For | For | |
| 1J. | Election of Director: Steven H. Wunning | Management | For | For | |
| 2. | Advisory approval of the compensation of the named executives. | Management | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For |
| Page 4 of 25 | 12-Jul-2021 |
Investment Company Report
| DRAFTKINGS INC. | ||||
| Security | 26142R104 | Meeting Type | Annual | |
| Ticker Symbol | DKNG | Meeting Date | 28-Apr-2021 | |
| ISIN | US26142R1041 | Agenda | 935346951 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Jason D. Robins | For | For | |||
| 2 | Harry Evans Sloan | For | For | |||
| 3 | Matthew Kalish | For | For | |||
| 4 | Paul Liberman | For | For | |||
| 5 | Woodrow H. Levin | For | For | |||
| 6 | Shalom Meckenzie | For | For | |||
| 7 | Jocelyn Moore | For | For | |||
| 8 | Ryan R. Moore | For | For | |||
| 9 | Valerie Mosley | For | For | |||
| 10 | Steven J. Murray | For | For | |||
| 11 | Hany M. Nada | For | For | |||
| 12 | John S. Salter | For | For | |||
| 13 | Marni M. Walden | For | For | |||
| 2. | To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||
| 3. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 1 Year | For | ||
| 4. | In their discretion, upon such other matters that may properly come before the meeting or any adjournment or adjournments thereof. | Management | Against | |||
| Page 5 of 25 | 12-Jul-2021 |
Investment Company Report
| DISH NETWORK CORPORATION | ||||
| Security | 25470M109 | Meeting Type | Annual | |
| Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |
| ISIN | US25470M1099 | Agenda | 935354605 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Kathleen Q. Abernathy | For | For | |||
| 2 | George R. Brokaw | For | For | |||
| 3 | James DeFranco | For | For | |||
| 4 | Cantey M. Ergen | For | For | |||
| 5 | Charles W. Ergen | For | For | |||
| 6 | Afshin Mohebbi | For | For | |||
| 7 | Tom A. Ortolf | For | For | |||
| 8 | Joseph T. Proietti | For | For | |||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||
| 3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||
| Page 6 of 25 | 12-Jul-2021 |
Investment Company Report
| MARKEL CORPORATION | ||||
| Security | 570535104 | Meeting Type | Annual | |
| Ticker Symbol | MKL | Meeting Date | 10-May-2021 | |
| ISIN | US5705351048 | Agenda | 935359174 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Mark M. Besca | Management | For | For | |
| 1B. | Election of Director: K. Bruce Connell | Management | For | For | |
| 1C. | Election of Director: Thomas S. Gayner | Management | For | For | |
| 1D. | Election of Director: Greta J. Harris | Management | For | For | |
| 1E. | Election of Director: Diane Leopold | Management | For | For | |
| 1F. | Election of Director: Lemuel E. Lewis | Management | For | For | |
| 1G. | Election of Director: Anthony F. Markel | Management | For | For | |
| 1H. | Election of Director: Steven A. Markel | Management | For | For | |
| 1I. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | |
| 1J. | Election of Director: Michael O’Reilly | Management | For | For | |
| 1K. | Election of Director: A. Lynne Puckett | Management | For | For | |
| 1L. | Election of Director: Richard R. Whitt, III | Management | For | For | |
| 2. | Advisory vote on approval of executive compensation. | Management | For | For | |
| 3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| Page 7 of 25 | 12-Jul-2021 |
Investment Company Report
| XYLEM INC. | ||||
| Security | 98419M100 | Meeting Type | Annual | |
| Ticker Symbol | XYL | Meeting Date | 12-May-2021 | |
| ISIN | US98419M1009 | Agenda | 935365658 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | |
| 1B. | Election of Director: Patrick K. Decker | Management | For | For | |
| 1C. | Election of Director: Robert F. Friel | Management | For | For | |
| 1D. | Election of Director: Jorge M. Gomez | Management | For | For | |
| 1E. | Election of Director: Victoria D. Harker | Management | For | For | |
| 1F. | Election of Director: Steven R. Loranger | Management | For | For | |
| 1G. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | |
| 1H. | Election of Director: Jerome A. Peribere | Management | For | For | |
| 1I. | Election of Director: Markos I. Tambakeras | Management | For | For | |
| 1J. | Election of Director: Lila Tretikov | Management | For | For | |
| 1K. | Election of Director: Uday Yadav | Management | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |
| 4. | Shareholder proposal requesting amendments to our proxy access by-law, if properly presented at the meeting. | Shareholder | Against | For |
| Page 8 of 25 | 12-Jul-2021 |
Investment Company Report
| COLFAX CORPORATION | ||||
| Security | 194014106 | Meeting Type | Annual | |
| Ticker Symbol | CFX | Meeting Date | 12-May-2021 | |
| ISIN | US1940141062 | Agenda | 935371144 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Mitchell P. Rales | Management | For | For | |
| 1B. | Election of Director: Matthew L. Trerotola | Management | For | For | |
| 1C. | Election of Director: Patrick W. Allender | Management | For | For | |
| 1D. | Election of Director: Thomas S. Gayner | Management | For | For | |
| 1E. | Election of Director: Rhonda L. Jordan | Management | For | For | |
| 1F. | Election of Director: Liam J. Kelly | Management | For | For | |
| 1G. | Election of Director: Philip A. Okala | Management | For | For | |
| 1H. | Election of Director: A. Clayton Perfall | Management | For | For | |
| 1I. | Election of Director: Didier Teirlinck | Management | For | For | |
| 1J. | Election of Director: Rajiv Vinnakota | Management | For | For | |
| 1K. | Election of Director: Sharon Wienbar | Management | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |
| 3. | To approve on an advisory basis the compensation of our named executive officers. | Management | For | For |
| Page 9 of 25 | 12-Jul-2021 |
Investment Company Report
| O’REILLY AUTOMOTIVE, INC. | ||||
| Security | 67103H107 | Meeting Type | Annual | |
| Ticker Symbol | ORLY | Meeting Date | 13-May-2021 | |
| ISIN | US67103H1077 | Agenda | 935362121 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: David O’Reilly | Management | For | For | |
| 1B. | Election of Director: Larry O’Reilly | Management | For | For | |
| 1C. | Election of Director: Greg Henslee | Management | For | For | |
| 1D. | Election of Director: Jay D. Burchfield | Management | For | For | |
| 1E. | Election of Director: Thomas T. Hendrickson | Management | For | For | |
| 1F. | Election of Director: John R. Murphy | Management | For | For | |
| 1G. | Election of Director: Dana M. Perlman | Management | For | For | |
| 1H. | Election of Director: Maria A. Sastre | Management | For | For | |
| 1I. | Election of Director: Andrea M. Weiss | Management | For | For | |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |
| 3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December31, 2021. | Management | For | For | |
| 4. | Shareholder proposal entitled “Improve Our Catch-22 Proxy Access.” | Shareholder | Against | For |
| Page 10 of 25 | 12-Jul-2021 |
Investment Company Report
| MARTIN MARIETTA MATERIALS, INC. | ||||
| Security | 573284106 | Meeting Type | Annual | |
| Ticker Symbol | MLM | Meeting Date | 13-May-2021 | |
| ISIN | US5732841060 | Agenda | 935406238 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Dorothy M. Ables | Management | For | For | |
| 1B. | Election of Director: Sue W. Cole | Management | For | For | |
| 1C. | Election of Director: Smith W. Davis | Management | For | For | |
| 1D. | Election of Director: Anthony R. Foxx | Management | For | For | |
| 1E. | Election of Director: John J. Koraleski | Management | For | For | |
| 1F. | Election of Director: C. Howard Nye | Management | For | For | |
| 1G. | Election of Director: Laree E. Perez | Management | For | For | |
| 1H. | Election of Director: Thomas H. Pike | Management | For | For | |
| 1I. | Election of Director: Michael J. Quillen | Management | For | For | |
| 1J. | Election of Director: Donald W. Slager | Management | For | For | |
| 1K. | Election of Director: David C. Wajsgras | Management | For | For | |
| 2. | Ratification of appointment of PricewaterhouseCoopers as independent auditors. | Management | For | For | |
| 3. | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.’s named executive officers. | Management | For | For |
| Page 11 of 25 | 12-Jul-2021 |
Investment Company Report
| ALIGN TECHNOLOGY, INC. | ||||
| Security | 016255101 | Meeting Type | Annual | |
| Ticker Symbol | ALGN | Meeting Date | 19-May-2021 | |
| ISIN | US0162551016 | Agenda | 935371132 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Kevin J. Dallas | Management | For | For | |
| 1B. | Election of Director: Joseph M. Hogan | Management | For | For | |
| 1C. | Election of Director: Joseph Lacob | Management | For | For | |
| 1D. | Election of Director: C. Raymond Larkin, Jr. | Management | For | For | |
| 1E. | Election of Director: George J. Morrow | Management | For | For | |
| 1F. | Election of Director: Anne M. Myong | Management | For | For | |
| 1G. | Election of Director: Andrea L. Saia | Management | For | For | |
| 1H. | Election of Director: Greg J. Santora | Management | For | For | |
| 1I. | Election of Director: Susan E. Siegel | Management | For | For | |
| 1J. | Election of Director: Warren S. Thaler | Management | For | For | |
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.’s independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | |
| 3. | BYLAW AMENDMENT: Ratify an Amendment of our Bylaws to designate Delaware and the District Courts of the United States as the Exclusive Forums for adjudication of certain disputes. | Management | Against | Against | |
| 4. | APPROVAL OF AMENDED STOCK PLAN: Approve the Amendment and Restatement of our 2010 Employee Stock Purchase Plan. | Management | For | For | |
| 5. | ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For |
| Page 12 of 25 | 12-Jul-2021 |
Investment Company Report
| HILTON WORLDWIDE HOLDINGS INC. | ||||
| Security | 43300A203 | Meeting Type | Annual | |
| Ticker Symbol | HLT | Meeting Date | 19-May-2021 | |
| ISIN | US43300A2033 | Agenda | 935382527 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Christopher J. Nassetta | Management | For | For | |
| 1B. | Election of Director: Jonathan D. Gray | Management | For | For | |
| 1C. | Election of Director: Charlene T. Begley | Management | For | For | |
| 1D. | Election of Director: Chris Carr | Management | For | For | |
| 1E. | Election of Director: Melanie L. Healey | Management | For | For | |
| 1F. | Election of Director: Raymond E. Mabus, Jr. | Management | For | For | |
| 1G. | Election of Director: Judith A. McHale | Management | For | For | |
| 1H. | Election of Director: John G. Schreiber | Management | For | For | |
| 1I. | Election of Director: Elizabeth A. Smith | Management | For | For | |
| 1J. | Election of Director: Douglas M. Steenland | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | Approval, in a non-binding advisory vote, of the compensation paid to the Company’s named executive officers. | Management | Against | Against |
| Page 13 of 25 | 12-Jul-2021 |
Investment Company Report
| LAMAR ADVERTISING COMPANY | ||||
| Security | 512816109 | Meeting Type | Annual | |
| Ticker Symbol | LAMR | Meeting Date | 20-May-2021 | |
| ISIN | US5128161099 | Agenda | 935383567 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Nancy Fletcher | For | For | |||
| 2 | John E. Koerner, III | For | For | |||
| 3 | Marshall A. Loeb | For | For | |||
| 4 | Stephen P. Mumblow | For | For | |||
| 5 | Thomas V. Reifenheiser | For | For | |||
| 6 | Anna Reilly | For | For | |||
| 7 | Kevin P. Reilly, Jr. | For | For | |||
| 8 | Wendell Reilly | For | For | |||
| 9 | Elizabeth Thompson | For | For | |||
| 2. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal 2021. | Management | For | For | ||
| Page 14 of 25 | 12-Jul-2021 |
Investment Company Report
| AMERICAN TOWER CORPORATION | ||||
| Security | 03027X100 | Meeting Type | Annual | |
| Ticker Symbol | AMT | Meeting Date | 26-May-2021 | |
| ISIN | US03027X1000 | Agenda | 935387755 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Thomas A. Bartlett | Management | For | For | |
| 1B. | Election of Director: Raymond P. Dolan | Management | For | For | |
| 1C. | Election of Director: Kenneth R. Frank | Management | For | For | |
| 1D. | Election of Director: Robert D. Hormats | Management | For | For | |
| 1E. | Election of Director: Gustavo Lara Cantu | Management | For | For | |
| 1F. | Election of Director: Grace D. Lieblein | Management | For | For | |
| 1G. | Election of Director: Craig Macnab | Management | For | For | |
| 1H. | Election of Director: JoAnn A. Reed | Management | For | For | |
| 1I. | Election of Director: Pamela D.A. Reeve | Management | For | For | |
| 1J. | Election of Director: David E. Sharbutt | Management | For | For | |
| 1K. | Election of Director: Bruce L. Tanner | Management | For | For | |
| 1L. | Election of Director: Samme L. Thompson | Management | For | For | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | |
| 4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | For | Against | |
| 5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Against | For |
| Page 15 of 25 | 12-Jul-2021 |
Investment Company Report
| WATSCO, INC. | ||||
| Security | 942622200 | Meeting Type | Annual | |
| Ticker Symbol | WSO | Meeting Date | 07-Jun-2021 | |
| ISIN | US9426222009 | Agenda | 935424729 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | George P. Sape | For | For | |||
| 2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Management | For | For | ||
| 3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 16 of 25 | 12-Jul-2021 |
Investment Company Report
| MERCADOLIBRE, INC. | ||||
| Security | 58733R102 | Meeting Type | Annual | |
| Ticker Symbol | MELI | Meeting Date | 08-Jun-2021 | |
| ISIN | US58733R1023 | Agenda | 935420858 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Nicolás Galperin | For | For | |||
| 2 | Henrique Dubugras | For | For | |||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers for fiscal year 2020. | Management | For | For | ||
| 3. | Ratification of the appointment of Deloitte & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||
| Page 17 of 25 | 12-Jul-2021 |
Investment Company Report
| LIVE NATION ENTERTAINMENT, INC. | ||||
| Security | 538034109 | Meeting Type | Annual | |
| Ticker Symbol | LYV | Meeting Date | 10-Jun-2021 | |
| ISIN | US5380341090 | Agenda | 935413411 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Maverick Carter | Management | For | For | |
| 1B. | Election of Director: Ariel Emanuel | Management | For | For | |
| 1C. | Election of Director: Ping Fu | Management | For | For | |
| 1D. | Election of Director: Jeffrey T. Hinson | Management | For | For | |
| 1E. | Election of Director: Chad Hollingsworth | Management | For | For | |
| 1F. | Election of Director: James Iovine | Management | For | For | |
| 1G. | Election of Director: James S. Kahan | Management | For | For | |
| 1H. | Election of Director: Gregory B. Maffei | Management | For | For | |
| 1I. | Election of Director: Randall T. Mays | Management | For | For | |
| 1J. | Election of Director: Michael Rapino | Management | For | For | |
| 1K. | Election of Director: Mark S. Shapiro | Management | For | For | |
| 1L. | Election of Director: Dana Walden | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Live Nation Entertainment’s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| Page 18 of 25 | 12-Jul-2021 |
Investment Company Report
| ETSY, INC. | ||||
| Security | 29786A106 | Meeting Type | Annual | |
| Ticker Symbol | ETSY | Meeting Date | 11-Jun-2021 | |
| ISIN | US29786A1060 | Agenda | 935412611 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Class III Director to serve until our 2024 Annual Meeting: Gary S. Briggs | Management | For | For | |
| 1B. | Election of Class III Director to serve until our 2024 Annual Meeting: Edith W. Cooper | Management | For | For | |
| 1C. | Election of Class III Director to serve until our 2024 Annual Meeting: Melissa Reiff | Management | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |
| 3. | Advisory vote to approve executive compensation. | Management | For | For |
| Page 19 of 25 | 12-Jul-2021 |
Investment Company Report
| BROOKFIELD ASSET MANAGEMENT INC. | ||||
| Security | 112585104 | Meeting Type | Annual | |
| Ticker Symbol | BAM | Meeting Date | 11-Jun-2021 | |
| ISIN | CA1125851040 | Agenda | 935433994 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1 | DIRECTOR | Management | ||||
| 1 | M. Elyse Allan | For | For | |||
| 2 | Angela F. Braly | For | For | |||
| 3 | Janice Fukakusa | For | For | |||
| 4 | Maureen Kempston Darkes | For | For | |||
| 5 | Frank J. McKenna | For | For | |||
| 6 | Hutham S. Olayan | For | For | |||
| 7 | Seek Ngee Huat | For | For | |||
| 8 | Diana L. Taylor | For | For | |||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||
| 3 | The Say on Pay Resolution set out in the Corporation’s Management Information Circular dated April 30, 2021(the “Circular”). | Management | For | For | ||
| Page 20 of 25 | 12-Jul-2021 |
Investment Company Report
| AUTODESK, INC. | ||||
| Security | 052769106 | Meeting Type | Annual | |
| Ticker Symbol | ADSK | Meeting Date | 16-Jun-2021 | |
| ISIN | US0527691069 | Agenda | 935412899 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director: Andrew Anagnost | Management | For | For | |
| 1B. | Election of Director: Karen Blasing | Management | For | For | |
| 1C. | Election of Director: Reid French | Management | For | For | |
| 1D. | Election of Director: Dr. Ayanna Howard | Management | For | For | |
| 1E. | Election of Director: Blake Irving | Management | For | For | |
| 1F. | Election of Director: Mary T. McDowell | Management | For | For | |
| 1G. | Election of Director: Stephen Milligan | Management | For | For | |
| 1H. | Election of Director: Lorrie M. Norrington | Management | For | For | |
| 1I. | Election of Director: Betsy Rafael | Management | For | For | |
| 1J. | Election of Director: Stacy J. Smith | Management | For | For | |
| 2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.’s independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | |
| 3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.’s named executive officers. | Management | For | For |
| Page 21 of 25 | 12-Jul-2021 |
Investment Company Report
| BLACK KNIGHT, INC. | ||||
| Security | 09215C105 | Meeting Type | Annual | |
| Ticker Symbol | BKI | Meeting Date | 16-Jun-2021 | |
| ISIN | US09215C1053 | Agenda | 935418752 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | William P. Foley, II | For | For | |||
| 2 | Anthony M. Jabbour | For | For | |||
| 3 | Catherine L. Burke | For | For | |||
| 4 | Thomas M. Hagerty | For | For | |||
| 5 | Joseph M. Otting | For | For | |||
| 6 | John D. Rood | For | For | |||
| 7 | Nancy L. Shanik | For | For | |||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 22 of 25 | 12-Jul-2021 |
Investment Company Report
| FIDELITY NATIONAL FINANCIAL, INC. | ||||
| Security | 31620R303 | Meeting Type | Annual | |
| Ticker Symbol | FNF | Meeting Date | 16-Jun-2021 | |
| ISIN | US31620R3030 | Agenda | 935420896 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | Raymond R. Quirk | For | For | |||
| 2 | Sandra D. Morgan | For | For | |||
| 3 | Heather H. Murren | For | For | |||
| 4 | John D. Rood | For | For | |||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | ||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 23 of 25 | 12-Jul-2021 |
Investment Company Report
| CANNAE HOLDINGS, INC. | ||||
| Security | 13765N107 | Meeting Type | Annual | |
| Ticker Symbol | CNNE | Meeting Date | 23-Jun-2021 | |
| ISIN | US13765N1072 | Agenda | 935422763 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||
| 1. | DIRECTOR | Management | ||||
| 1 | William P. Foley, II | For | For | |||
| 2 | David Aung | For | For | |||
| 3 | Frank R. Martire | For | For | |||
| 4 | Richard N. Massey | For | For | |||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 24 of 25 | 12-Jul-2021 |
Investment Company Report
| CARMAX, INC. | ||||
| Security | 143130102 | Meeting Type | Annual | |
| Ticker Symbol | KMX | Meeting Date | 29-Jun-2021 | |
| ISIN | US1431301027 | Agenda | 935430188 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|
| 1A. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Peter J. Bensen | Management | For | For | |
| 1B. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Ronald E. Blaylock | Management | For | For | |
| 1C. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Sona Chawla | Management | For | For | |
| 1D. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Thomas J. Folliard | Management | For | For | |
| 1E. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Shira Goodman | Management | For | For | |
| 1F. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Robert J. Hombach | Management | For | For | |
| 1G. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: David W. McCreight | Management | For | For | |
| 1H. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: William D. Nash | Management | For | For | |
| 1I. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Mark F. O’Neil | Management | For | For | |
| 1J. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Pietro Satriano | Management | For | For | |
| 1K. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Marcella Shinder | Management | For | For | |
| 1L. | Election of Director for a one year term expiring at the 2022 Annual Shareholder’s Meeting: Mitchell D. Steenrod | Management | For | For | |
| 2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | |
| 3. | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | |
| 4. | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Against | For |
| Page 25 of 25 | 12-Jul-2021 |
Investment Company Report
Davenport Small Cap Focus Fund
| TOWNEBANK | ||||
| Security | 89214P109 | Meeting Type | Annual | |
| Ticker Symbol | TOWN | Meeting Date | 15-Jul-2020 | |
| ISIN | US89214P1093 | Agenda | 935236720 - Management |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Jeffrey F. Benson | For | For | |||
| 2 | Douglas D. Ellis | For | For | |||
| 3 | John W. Failes | For | For | |||
| 4 | William I. Foster, III | For | For | |||
| 5 | Robert C. Hatley | For | For | |||
| 6 | Howard J. Jung | For | For | |||
| 7 | Stephanie Marioneaux MD | For | For | |||
| 8 | Juan M. Montero, II, MD | For | For | |||
| 9 | Thomas K. Norment, Jr. | For | For | |||
| 10 | Brad E. Schwartz | For | For | |||
| 11 | Alan S. Witt | For | For | |||
| 2. | To ratify the selection of Dixon Hughes Goodman LLP, certified public accountants, as independent auditors of TowneBank for 2020. | Management | For | For | ||
| 3. | To approve, on a non-binding advisory basis, TowneBank’s named executive officer compensation. | Management | For | For | ||
| Page 1 of 38 | 12-Jul-2021 |
Investment Company Report
| AMERICAN WOODMARK CORPORATION | ||||
| Security | 030506109 | Meeting Type | Annual | |
| Ticker Symbol | AMWD | Meeting Date | 20-Aug-2020 | |
| ISIN | US0305061097 | Agenda | 935247761 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1.1 | Election of Director to serve a one year term: Andrew B. Cogan | Management | For | For | |
| 1.2 | Election of Director to serve a one year term: James G. Davis, Jr. | Management | For | For | |
| 1.3 | Election of Director to serve a one year term: S. Cary Dunston | Management | For | For | |
| 1.4 | Election of Director to serve a one year term: Martha M. Hayes | Management | For | For | |
| 1.5 | Election of Director to serve a one year term: Daniel T. Hendrix | Management | For | For | |
| 1.6 | Election of Director to serve a one year term: Carol B. Moerdyk | Management | For | For | |
| 1.7 | Election of Director to serve a one year term: Vance W. Tang | Management | For | For | |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2021. | Management | For | For | |
| 3. | To consider and vote upon the extension of the Company’s 2015 Non-Employee Directors Restricted Stock Unit Plan. | Management | Against | Against | |
| 4. | To approve on an advisory basis the Company’s executive compensation. | Management | For | For |
| Page 2 of 38 | 12-Jul-2021 |
Investment Company Report
| BUILDERS FIRSTSOURCE, INC. | ||||
| Security | 12008R107 | Meeting Type | Special | |
| Ticker Symbol | BLDR | Meeting Date | 22-Dec-2020 | |
| ISIN | US12008R1077 | Agenda | 935306503 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | Approval of the issuance of shares of Builders FirstSource, Inc. common stock to the stockholders of BMC Stock Holdings, Inc. pursuant to the merger agreement. | Management | For | For | |
| 2. | Adoption of an amendment to the charter to increase the number of authorized shares of common stock. | Management | For | For | |
| 3. | Approval of the adjournment of the Builders FirstSource, Inc. stockholder meeting in accordance with the merger agreement, including to solicit additional proxies if there are not sufficient votes. | Management | For | For |
| Page 3 of 38 | 12-Jul-2021 |
Investment Company Report
| J & J SNACK FOODS CORP. | ||||
| Security | 466032109 | Meeting Type | Annual | |
| Ticker Symbol | JJSF | Meeting Date | 10-Feb-2021 | |
| ISIN | US4660321096 | Agenda | 935320490 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Peter G. Stanley | For | For | |||
| 2. | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF EXECUTIVES. | Management | Against | Against | ||
| 3. | VOTE ON APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Management | For | For | ||
| Page 4 of 38 | 12-Jul-2021 |
Investment Company Report
| EVOQUA WATER TECHNOLOGIES CORP. | ||||
| Security | 30057T105 | Meeting Type | Annual | |
| Ticker Symbol | AQUA | Meeting Date | 16-Feb-2021 | |
| ISIN | US30057T1051 | Agenda | 935320882 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Gary A. Cappeline | For | For | |||
| 2 | Lisa Glatch | For | For | |||
| 3 | Brian R. Hoesterey | For | For | |||
| 4 | Vinay Kumar | For | For | |||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers; and | Management | For | For | ||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||
| Page 5 of 38 | 12-Jul-2021 |
Investment Company Report
| SONOS, INC. | ||||
| Security | 83570H108 | Meeting Type | Annual | |
| Ticker Symbol | SONO | Meeting Date | 11-Mar-2021 | |
| ISIN | US83570H1086 | Agenda | 935328220 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Patrick Spence | For | For | |||
| 2 | Deirdre Findlay | For | For | |||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Sonos’ independent registered accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | ||
| 3. | Advisory approval of the named executive officer compensation (the say-on-pay vote). | Management | For | For | ||
| Page 6 of 38 | 12-Jul-2021 |
Investment Company Report
| GAN LIMITED | ||||
| Security | G3728V109 | Meeting Type | Consent | |
| Ticker Symbol | GAN | Meeting Date | 15-Mar-2021 | |
| ISIN | BMG3728V1090 | Agenda | 935327367 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | APPROVAL OF 2020 EMPLOYEE STOCK PURCHASE PLAN: IT IS NOTED that the Board of Directors had proposed to adopt the GAN Limited 2020 Employee Stock Purchase Plan, subject to the approval of the shareholders of the Company; and IT IS RESOLVED that the adoption and implementation of the GAN Limited 2020 Employee Stock Purchase Plan is hereby ratified, confirmed and approved in all respects. | Management | Against | Against |
| Page 7 of 38 | 12-Jul-2021 |
Investment Company Report
| SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||
| Security | 82312B106 | Meeting Type | Annual | |
| Ticker Symbol | SHEN | Meeting Date | 20-Apr-2021 | |
| ISIN | US82312B1061 | Agenda | 935341836 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Thomas A. Beckett | Management | For | For | |
| 1B. | Election of Director: Richard L. Koontz, Jr. | Management | For | For | |
| 1C. | Election of Director: Leigh Ann Schultz | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | |
| 3. | To consider and approve, in a non-binding vote, the Company’s named executive officer compensation. | Management | For | For |
| Page 8 of 38 | 12-Jul-2021 |
Investment Company Report
| NEWMARKET CORPORATION | ||||
| Security | 651587107 | Meeting Type | Annual | |
| Ticker Symbol | NEU | Meeting Date | 22-Apr-2021 | |
| ISIN | US6515871076 | Agenda | 935347307 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1.1 | Election of Director: Phyllis L. Cothran | Management | For | For | |
| 1.2 | Election of Director: Mark M. Gambill | Management | For | For | |
| 1.3 | Election of Director: Bruce C. Gottwald | Management | For | For | |
| 1.4 | Election of Director: Thomas E. Gottwald | Management | For | For | |
| 1.5 | Election of Director: Patrick D. Hanley | Management | For | For | |
| 1.6 | Election of Director: H. Hiter Harris, III | Management | For | For | |
| 1.7 | Election of Director: James E. Rogers | Management | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2021. | Management | For | For | |
| 3. | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. | Management | For | For |
| Page 9 of 38 | 12-Jul-2021 |
Investment Company Report
| SEABOARD CORPORATION | ||||
| Security | 811543107 | Meeting Type | Annual | |
| Ticker Symbol | SEB | Meeting Date | 26-Apr-2021 | |
| ISIN | US8115431079 | Agenda | 935348385 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Ellen S. Bresky | For | For | |||
| 2 | David A. Adamsen | For | For | |||
| 3 | Douglas W. Baena | For | For | |||
| 4 | Paul M. Squires | For | For | |||
| 2. | Ratify the appointment of KPMG LLP as independent auditors of the Company. | Management | For | For | ||
| 3. | Stockholder proposal, if properly presented at the meeting, requesting that Seaboard confirm that the company will comply with California Proposition 12 and that it faces no material losses as a result. | Shareholder | Against | For | ||
| Page 10 of 38 | 12-Jul-2021 |
Investment Company Report
| DIAMOND HILL INVESTMENT GROUP, INC. | ||||
| Security | 25264R207 | Meeting Type | Annual | |
| Ticker Symbol | DHIL | Meeting Date | 26-Apr-2021 | |
| ISIN | US25264R2076 | Agenda | 935353019 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for one year term: Heather E. Brilliant | Management | For | For | |
| 1B. | Election of Director for one year term: Richard S. Cooley | Management | For | For | |
| 1C. | Election of Director for one year term: James F. Laird | Management | For | For | |
| 1D. | Election of Director for one year term: Randolph J. Fortener | Management | For | For | |
| 1E. | Election of Director for one year term: Paula R. Meyer | Management | For | For | |
| 1F. | Election of Director for one year term: Nicole R. St. Pierre | Management | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2021. | Management | For | For | |
| 3. | A non-binding, advisory resolution to approve the compensation of the Company’s named executive officers. | Management | For | For | |
| 4. | The approval and adoption of the Diamond Hill Investment Group, Inc. Employee Stock Purchase Plan. | Management | For | For |
| Page 11 of 38 | 12-Jul-2021 |
Investment Company Report
| HANESBRANDS INC. | ||||
| Security | 410345102 | Meeting Type | Annual | |
| Ticker Symbol | HBI | Meeting Date | 27-Apr-2021 | |
| ISIN | US4103451021 | Agenda | 935343474 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Cheryl K. Beebe | Management | For | For | |
| 1B. | Election of Director: Stephen B. Bratspies | Management | For | For | |
| 1C. | Election of Director: Geralyn R. Breig | Management | For | For | |
| 1D. | Election of Director: Bobby J. Griffin | Management | For | For | |
| 1E. | Election of Director: James C. Johnson | Management | For | For | |
| 1F. | Election of Director: Franck J. Moison | Management | For | For | |
| 1G. | Election of Director: Robert F. Moran | Management | For | For | |
| 1H. | Election of Director: Ronald L. Nelson | Management | For | For | |
| 1I. | Election of Director: Ann E. Ziegler | Management | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands’ independent registered public accounting firm for Hanesbrands’ 2021 fiscal year. | Management | For | For | |
| 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting. | Management | For | For |
| Page 12 of 38 | 12-Jul-2021 |
Investment Company Report
| FRP HOLDINGS, INC. | ||||
| Security | 30292L107 | Meeting Type | Annual | |
| Ticker Symbol | FRPH | Meeting Date | 03-May-2021 | |
| ISIN | US30292L1070 | Agenda | 935379227 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | John D. Baker II | For | For | |||
| 2 | Charles E Commander III | For | For | |||
| 3 | H. W. Shad III | For | For | |||
| 4 | Martin E. Stein, Jr. | For | For | |||
| 5 | William H. Walton III | For | For | |||
| 6 | Margaret B. Wetherbee | For | For | |||
| 2. | Ratification of the audit committee’s selection of FRP’s independent registered public accounting firm, Hancock Askew & Co., LLP (the “Auditor Proposal”). | Management | For | For | ||
| 3. | Approval of, on an advisory basis, the compensation of FRP’s named executive officers (the “Compensation Proposal”). | Management | For | For | ||
| Page 13 of 38 | 12-Jul-2021 |
Investment Company Report
| BUNGE LIMITED | ||||
| Security | G16962105 | Meeting Type | Annual | |
| Ticker Symbol | BG | Meeting Date | 05-May-2021 | |
| ISIN | BMG169621056 | Agenda | 935349375 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Sheila Bair | Management | For | For | |
| 1B. | Election of Director: Carol M. Browner | Management | For | For | |
| 1C. | Election of Director: Paul Fribourg | Management | For | For | |
| 1D. | Election of Director: J. Erik Fyrwald | Management | For | For | |
| 1E. | Election of Director: Gregory A. Heckman | Management | For | For | |
| 1F. | Election of Director: Bernardo Hees | Management | For | For | |
| 1G. | Election of Director: Kathleen Hyle | Management | For | For | |
| 1H. | Election of Director: Henry W. Winship | Management | For | For | |
| 1I. | Election of Director: Mark N. Zenuk | Management | For | For | |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |
| 3. | To appoint Deloitte & Touche LLP as Bunge Limited’s independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors’ fees. | Management | For | For | |
| 4. | Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. | Management | For | For | |
| 5. | Shareholder proposal regarding a report on the soy supply chain. | Shareholder | For | For | |
| 6. | Shareholder proposal regarding simple majority vote. | Shareholder | For | Against |
| Page 14 of 38 | 12-Jul-2021 |
Investment Company Report
| WESTPORT FUEL SYSTEMS INC. | ||||
| Security | 960908309 | Meeting Type | Annual | |
| Ticker Symbol | WPRT | Meeting Date | 05-May-2021 | |
| ISIN | CA9609083097 | Agenda | 935378960 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Anthony Guglielmin | For | For | |||
| 2 | Brenda Eprile | For | For | |||
| 3 | Daniel Hancock | For | For | |||
| 4 | David Johnson | For | For | |||
| 5 | Eileen Wheatman | For | For | |||
| 6 | Karl-Viktor Schaller | For | For | |||
| 7 | Michele Buchignani | For | For | |||
| 8 | Rita Forst | For | For | |||
| 2. | Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. | Management | For | For | ||
| 3. | RESOLVED, on an advisory basis and not to diminish the role and responsibilities of the Board of Directors of the Corporation, that the shareholders accept the approach to executive compensation disclosed in the Corporation’s Management Information Circular dated March 15, 2021. | Management | For | For | ||
| Page 15 of 38 | 12-Jul-2021 |
Investment Company Report
| LIVE OAK BANCSHARES INC. | ||||
| Security | 53803X105 | Meeting Type | Annual | |
| Ticker Symbol | LOB | Meeting Date | 11-May-2021 | |
| ISIN | US53803X1054 | Agenda | 935383012 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Tonya W. Bradford | For | For | |||
| 2 | William H. Cameron | For | For | |||
| 3 | Diane B. Glossman | For | For | |||
| 4 | Glen F. Hoffsis | For | For | |||
| 5 | David G. Lucht | Withheld | Against | |||
| 6 | James S. Mahan III | Withheld | Against | |||
| 7 | Miltom E. Petty | Withheld | Against | |||
| 8 | Neil L. Underwood | Withheld | Against | |||
| 9 | William L. Williams III | Withheld | Against | |||
| 2. | Amendment of 2015 Omnibus Stock Incentive Plan. Proposal to approve an amendment of the Company’s Amended and Restated 2015 Omnibus Stock Incentive Plan to increase the number of shares of voting common stock issuable under such plan. | Management | For | For | ||
| 3. | Amendment and Restatement of Employee Stock Purchase Plan. Proposal to approve an amendment and restatement of the Company’s Amended and Restated Employee Stock Purchase Plan. | Management | For | For | ||
| 4. | Say-on-Pay Vote. Non-binding, advisory proposal to approve compensation paid to our named executive officers. | Management | Against | Against | ||
| 5. | Ratification of Independent Auditors. Proposal to ratify Dixon Hughes Goodman LLP as the Company’s independent auditors for 2021. | Management | For | For | ||
| Page 16 of 38 | 12-Jul-2021 |
Investment Company Report
| COLFAX CORPORATION | ||||
| Security | 194014106 | Meeting Type | Annual | |
| Ticker Symbol | CFX | Meeting Date | 12-May-2021 | |
| ISIN | US1940141062 | Agenda | 935371144 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Mitchell P. Rales | Management | For | For | |
| 1B. | Election of Director: Matthew L. Trerotola | Management | For | For | |
| 1C. | Election of Director: Patrick W. Allender | Management | For | For | |
| 1D. | Election of Director: Thomas S. Gayner | Management | For | For | |
| 1E. | Election of Director: Rhonda L. Jordan | Management | For | For | |
| 1F. | Election of Director: Liam J. Kelly | Management | For | For | |
| 1G. | Election of Director: Philip A. Okala | Management | For | For | |
| 1H. | Election of Director: A. Clayton Perfall | Management | For | For | |
| 1I. | Election of Director: Didier Teirlinck | Management | For | For | |
| 1J. | Election of Director: Rajiv Vinnakota | Management | For | For | |
| 1K. | Election of Director: Sharon Wienbar | Management | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |
| 3. | To approve on an advisory basis the compensation of our named executive officers. | Management | For | For |
| Page 17 of 38 | 12-Jul-2021 |
Investment Company Report
| CHART INDUSTRIES, INC. | ||||
| Security | 16115Q308 | Meeting Type | Annual | |
| Ticker Symbol | GTLS | Meeting Date | 13-May-2021 | |
| ISIN | US16115Q3083 | Agenda | 935370469 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Carey Chen | For | For | |||
| 2 | Jillian C. Evanko | For | For | |||
| 3 | Steven W. Krablin | For | For | |||
| 4 | Singleton B. McAllister | For | For | |||
| 5 | Michael L. Molinini | For | For | |||
| 6 | David M. Sagehorn | For | For | |||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||
| 3. | Advisory vote on compensation of named executive officers. | Management | For | For | ||
| Page 18 of 38 | 12-Jul-2021 |
Investment Company Report
| LAMAR ADVERTISING COMPANY | ||||
| Security | 512816109 | Meeting Type | Annual | |
| Ticker Symbol | LAMR | Meeting Date | 20-May-2021 | |
| ISIN | US5128161099 | Agenda | 935383567 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Nancy Fletcher | For | For | |||
| 2 | John E. Koerner, III | For | For | |||
| 3 | Marshall A. Loeb | For | For | |||
| 4 | Stephen P. Mumblow | For | For | |||
| 5 | Thomas V. Reifenheiser | For | For | |||
| 6 | Anna Reilly | For | For | |||
| 7 | Kevin P. Reilly, Jr. | For | For | |||
| 8 | Wendell Reilly | For | For | |||
| 9 | Elizabeth Thompson | For | For | |||
| 2. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal 2021. | Management | For | For | ||
| Page 19 of 38 | 12-Jul-2021 |
Investment Company Report
| CABLE ONE, INC. | ||||
| Security | 12685J105 | Meeting Type | Annual | |
| Ticker Symbol | CABO | Meeting Date | 21-May-2021 | |
| ISIN | US12685J1051 | Agenda | 935410364 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Thomas S. Gayner | Management | For | For | |
| 1B. | Election of Director: Deborah J. Kissire | Management | For | For | |
| 1C. | Election of Director: Thomas O. Might | Management | For | For | |
| 1D. | Election of Director: Kristine E. Miller | Management | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | |
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2020. | Management | For | For |
| Page 20 of 38 | 12-Jul-2021 |
Investment Company Report
| VERRA MOBILITY CORPORATION | ||||
| Security | 92511U102 | Meeting Type | Annual | |
| Ticker Symbol | VRRM | Meeting Date | 25-May-2021 | |
| ISIN | US92511U1025 | Agenda | 935385369 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Jacob Kotzubei | For | For | |||
| 2 | Michael Huerta | For | For | |||
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
| 3. | Ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||
| Page 21 of 38 | 12-Jul-2021 |
Investment Company Report
| RADIUS GLOBAL INFRASTRUCTURE INC. | ||||
| Security | 750481103 | Meeting Type | Annual | |
| Ticker Symbol | RADI | Meeting Date | 25-May-2021 | |
| ISIN | US7504811032 | Agenda | 935387539 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director for a term expiring at the 2022 annual meeting: Paul A. Gould | Management | For | For | |
| 1B. | Election of Director for a term expiring at the 2022 annual meeting: Antoinette Cook Bush | Management | For | For | |
| 1C. | Election of Director for a term expiring at the 2022 annual meeting: Thomas C. King | Management | For | For | |
| 1D. | Election of Director for a term expiring at the 2022 annual meeting: Nick S. Advani | Management | For | For | |
| 1E. | Election of Director for a term expiring at the 2022 annual meeting: Ashley Leeds | Management | For | For | |
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| Page 22 of 38 | 12-Jul-2021 |
Investment Company Report
| KINSALE CAPITAL GROUP, INC. | ||||
| Security | 49714P108 | Meeting Type | Annual | |
| Ticker Symbol | KNSL | Meeting Date | 27-May-2021 | |
| ISIN | US49714P1084 | Agenda | 935385193 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Michael P. Kehoe | Management | For | For | |
| 1B. | Election of Director: Steven J. Bensinger | Management | For | For | |
| 1C. | Election of Director: Teresa P. Chia | Management | For | For | |
| 1D. | Election of Director: Robert V. Hatcher, III | Management | For | For | |
| 1E. | Election of Director: Anne C. Kronenberg | Management | For | For | |
| 1F. | Election of Director: Robert Lippincott, III | Management | For | For | |
| 1G. | Election of Director: James J. Ritchie | Management | For | For | |
| 1H. | Election of Director: Frederick L. Russell, Jr. | Management | For | For | |
| 1I. | Election of Director: Gregory M. Share | Management | For | For | |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |
| 3. | Ratification of the appointment of KPMG LLP as Independent Registered Public Accounting Firm for fiscal year 2021. | Management | For | For |
| Page 23 of 38 | 12-Jul-2021 |
Investment Company Report
| STEWART INFORMATION SERVICES CORPORATION | ||||
| Security | 860372101 | Meeting Type | Annual | |
| Ticker Symbol | STC | Meeting Date | 27-May-2021 | |
| ISIN | US8603721015 | Agenda | 935387515 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Thomas G. Apel | For | For | |||
| 2 | C. Allen Bradley, Jr. | For | For | |||
| 3 | Robert L. Clarke | For | For | |||
| 4 | William S. Corey, Jr. | For | For | |||
| 5 | Frederick H Eppinger Jr | For | For | |||
| 6 | Deborah J. Matz | For | For | |||
| 7 | Matthew W. Morris | For | For | |||
| 8 | Karen R. Pallotta | For | For | |||
| 9 | Manuel Sánchez | For | For | |||
| 2. | Approval of the compensation of Stewart Information Services Corporation’s named executive officers (Say-on- Pay). | Management | For | For | ||
| 3. | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation’s independent auditors for 2021. | Management | For | For | ||
| Page 24 of 38 | 12-Jul-2021 |
Investment Company Report
| CASELLA WASTE SYSTEMS, INC. | ||||
| Security | 147448104 | Meeting Type | Annual | |
| Ticker Symbol | CWST | Meeting Date | 02-Jun-2021 | |
| ISIN | US1474481041 | Agenda | 935399053 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | John W. Casella | For | For | |||
| 2 | William P. Hulligan | For | For | |||
| 3 | Rose Stuckey Kirk | For | For | |||
| 2. | To approve, in an advisory “say-on-pay” vote, the compensation of the Company’s named executive officers. | Management | For | For | ||
| 3. | To ratify the appointment of RSM US LLP as the Company’s independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||
| Page 25 of 38 | 12-Jul-2021 |
Investment Company Report
| TOWNEBANK | ||||
| Security | 89214P109 | Meeting Type | Annual | |
| Ticker Symbol | TOWN | Meeting Date | 02-Jun-2021 | |
| ISIN | US89214P1093 | Agenda | 935415237 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director to serve for a three-year term: Jacqueline B. Amato | Management | For | For | |
| 1B. | Election of Director to serve for a three-year term: Richard S. Bray | Management | For | For | |
| 1C. | Election of Director to serve for a three-year term: Andrew S. Fine | Management | For | For | |
| 1D. | Election of Director to serve for a three-year term: John R. Lawson, II | Management | For | For | |
| 1E. | Election of Director to serve for a three-year term: W. Ashton Lewis | Management | For | For | |
| 1F. | Election of Director to serve for a three-year term: R. Scott Morgan | Management | For | For | |
| 1G. | Election of Director to serve for a three-year term: Robert M. Oman | Management | For | For | |
| 1H. | Election of Director to serve for a three-year term: R.V. Owens, III | Management | For | For | |
| 1I. | Election of Director to serve for a three-year term: Elizabeth T. Patterson | Management | For | For | |
| 2. | To ratify the selection of Dixon Hughes Goodman LLP, certified public accountants, as independent auditors of TowneBank for 2021. | Management | For | For | |
| 3. | To approve, on a non-binding advisory basis, TowneBank’s named executive officer compensation. | Management | Against | Against |
| Page 26 of 38 | 12-Jul-2021 |
Investment Company Report
| JUNIPER INDUSTRIAL HOLDINGS INC. | ||||
| Security | 48205G106 | Meeting Type | Special | |
| Ticker Symbol | JIH | Meeting Date | 03-Jun-2021 | |
| ISIN | US48205G1067 | Agenda | 935435695 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | The Business Combination Proposal- to consider and vote upon a proposal to approve the Business Combination and adopt the Business Combination Agreement. | Management | For | For | |
| 2. | The Incentive Plan Proposal- to consider and vote upon a proposal to adopt the Janus International Group, Inc. 2021 Omnibus Incentive Plan, which we refer to as the 2021 Plan. | Management | For | For | |
| 3. | The Adjournment Proposal- to consider and vote upon a proposal to approve the adjournment of the special meeting by the chairman thereof to a later date, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Business Combination Proposal and the Incentive Plan Proposal. | Management | For | For |
| Page 27 of 38 | 12-Jul-2021 |
Investment Company Report
| WATSCO, INC. | ||||
| Security | 942622200 | Meeting Type | Annual | |
| Ticker Symbol | WSO | Meeting Date | 07-Jun-2021 | |
| ISIN | US9426222009 | Agenda | 935424729 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | George P. Sape | For | For | |||
| 2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Management | For | For | ||
| 3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 28 of 38 | 12-Jul-2021 |
Investment Company Report
| MONARCH CASINO & RESORT, INC. | ||||
| Security | 609027107 | Meeting Type | Annual | |
| Ticker Symbol | MCRI | Meeting Date | 08-Jun-2021 | |
| ISIN | US6090271072 | Agenda | 935408838 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Director: Bob Farahi | Management | For | For | |
| 1B. | Election of Director: Yvette E. Landau | Management | For | For | |
| 2. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | For | For |
| Page 29 of 38 | 12-Jul-2021 |
Investment Company Report
| ONESPAWORLD HOLDINGS LIMITED | ||||
| Security | P73684113 | Meeting Type | Annual | |
| Ticker Symbol | OSW | Meeting Date | 09-Jun-2021 | |
| ISIN | BSP736841136 | Agenda | 935418233 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1A. | Election of Class B Director: Marc Magliacano | Management | For | For | |
| 1B. | Election of Class B Director: Jeffrey E. Stiefler | Management | For | For | |
| 1C. | Election of Class B Director: Walter F. McLallen | Management | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| Page 30 of 38 | 12-Jul-2021 |
Investment Company Report
| VILLAGE FARMS INTERNATIONAL, INC. | ||||
| Security | 92707Y108 | Meeting Type | Annual and Special Meeting | |
| Ticker Symbol | VFF | Meeting Date | 10-Jun-2021 | |
| ISIN | CA92707Y1088 | Agenda | 935436166 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Michael A. DeGiglio | Withheld | Against | |||
| 2 | John P. Henry | For | For | |||
| 3 | David Holewinski | For | For | |||
| 4 | John R. McLernon | Withheld | Against | |||
| 5 | Stephen C. Ruffini | Withheld | Against | |||
| 6 | Christopher C. Woodward | Withheld | Against | |||
| 2. | Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||
| 3. | An ordinary resolution, in the form attached as Appendix B to the Proxy Statement, to approve unallocated awards under the Company’s Amended and Restated Equity Plan, and the Company’s ability to continue granting awards under the Amended and Restated Equity Plan until June 10, 2024. | Management | For | For | ||
| 4. | An ordinary resolution, in the form attached as Appendix C to the Proxy Statement, to approve certain amendments to the Company’s Amended and Restated Equity Plan. | Management | For | For | ||
| Page 31 of 38 | 12-Jul-2021 |
Investment Company Report
| SILVER SPIKE ACQUISITION CORP. | ||||
| Security | G8136L106 | Meeting Type | Special | |
| Ticker Symbol | SSPK | Meeting Date | 10-Jun-2021 | |
| ISIN | KYG8136L1068 | Agenda | 935450293 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | The Business Combination Proposal: To approve by ordinary resolution the transactions contemplated by the Agreement and Plan of Merger (the “merger agreement”), dated as of December 10, 2020, by and among Silver Spike, Silver Spike Merger Sub LLC, a Delaware limited liability company and a wholly owned direct subsidiary of Silver Spike (“Merger Sub”), WM Holding Company, LLC, a Delaware limited liability company (“WMH”), and Ghost Media Group, LLC, a Nevada limited liability company, ... (due to space limits, see proxy statement for full proposal). | Management | For | For | |
| 2. | The Nasdaq Proposal: To approve by ordinary resolution, for purposes of complying with the Nasdaq Stock Market Listing Rules 5635(a), (b) and (d), the issuance by Silver Spike of an aggregate of (i) 32,500,000 shares of Class A common stock, par value $0.0001 per share, to investors pursuant to the subscription agreements (the “subscription investors”), dated as of December 10, 2020, by and among Silver Spike and such subscription investors, pursuant to which the subscription ... (due to space limits, see proxy statement for full proposal). | Management | For | For | |
| 3. | The Domestication Proposal: To approve by special resolution the change of Silver Spike’s jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and domesticating and continuing as a corporation incorporated under the laws of the State of Delaware (the “domestication”). | Management | For | For | |
| 4. | The Organizational Documents Proposal: to approve (i) the change of our name from “Silver Spike Acquisition Corp.” to “WM Technology, Inc.” (“New WMH”), (ii) adopting Delaware as the exclusive forum for certain stockholder litigation, (iii) upon the closing of the business combination (the “closing”), making New WMH’s corporate existence perpetual, (iv) upon the closing, providing for the ineffectiveness of certain provisions related to our status as a blank check company that will no longer be ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |
| 5. | The Organizational Documents Proposal: to approve provisions providing that Silver Spike’s board of directors will be divided into three classes following the business combination, with each class generally serving for a term of three years and with only one class of directors being elected in each year. | Management | For | For | |
| 6. | The Organizational Documents Proposal: to approve provisions providing that the directors of Silver Spike, except for preferred stock directors (as defined in the proposed organizational documents), may only be removed for cause (as defined in the proposed organizational documents). | Management | For | For | |
| 7. | The Organizational Documents Proposal: to approve provisions removing the ability of shareholders to call a special meeting of shareholders. | Management | For | For | |
| 8. | The Organizational Documents Proposal: to approve provisions removing the ability of shareholders to act by written consent in lieu of a meeting. | Management | For | For | |
| 9. | The Organizational Documents Proposal: to authorize the change in the authorized capital stock of Silver Spike from (i) 200,000,000 Class A ordinary shares, par value $0.0001 per share, 20,000,000 Class B ordinary shares, par value $0.0001 per share, and 1,000,000 preferred shares, par value $0.0001 per share, to (ii) 1,500,000,000 shares of Class A common stock, par value $0.0001 per share, 500,000,000 shares of Class V common stock, par value $0.0001 per share, and 75,000,000 shares of preferred stock, par value $0.0001 per share. | Management | For | For | |
| 10. | The Equity Incentive Plan Proposal: To approve by ordinary resolution the New WMH 2021 Equity Incentive Plan. | Management | For | For | |
| 11. | The Employee Stock Purchase Plan Proposal: To approve by ordinary resolution the New WMH 2021 Employee Stock Purchase Plan. | Management | For | For | |
| 12. | The Adjournment Proposal: To approve by ordinary resolution the adjournment of the general meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event, based on the tabulated votes, that there are insufficient votes at the time of the general meeting to approve one or more proposals at the general meeting. | Management | For | For |
| Page 32 of 38 | 12-Jul-2021 |
Investment Company Report
| SWITCH INC. | ||||
| Security | 87105L104 | Meeting Type | Annual | |
| Ticker Symbol | SWCH | Meeting Date | 11-Jun-2021 | |
| ISIN | US87105L1044 | Agenda | 935416544 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Rob Roy | For | For | |||
| 2 | Angela Archon | For | For | |||
| 3 | Liane Pelletier | For | For | |||
| 4 | Zareh Sarrafian | For | For | |||
| 5 | Kim Sheehy | For | For | |||
| 6 | Donald D. Snyder | For | For | |||
| 7 | Tom Thomas | For | For | |||
| 8 | Bryan Wolf | For | For | |||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Switch, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||
| 3. | To vote on an advisory (non-binding) proposal to approve the compensation of the named executive officers. | Management | For | For | ||
| Page 33 of 38 | 12-Jul-2021 |
Investment Company Report
| BUILDERS FIRSTSOURCE, INC. | ||||
| Security | 12008R107 | Meeting Type | Annual | |
| Ticker Symbol | BLDR | Meeting Date | 15-Jun-2021 | |
| ISIN | US12008R1077 | Agenda | 935422787 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Cleveland A. Christophe | For | For | |||
| 2 | David E. Flitman | For | For | |||
| 3 | W. Bradley Hayes | For | For | |||
| 4 | Brett N. Milgrim | For | For | |||
| 2. | Advisory vote on the compensation of the named executive officers. | Management | For | For | ||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLC as our independent registered public accounting firm for the year 2021. | Management | For | For | ||
| Page 34 of 38 | 12-Jul-2021 |
Investment Company Report
| BRP GROUP INC. | ||||
| Security | 05589G102 | Meeting Type | Annual | |
| Ticker Symbol | BRP | Meeting Date | 16-Jun-2021 | |
| ISIN | US05589G1022 | Agenda | 935420769 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Trevor Baldwin | For | For | |||
| 2 | Barbara Matas | For | For | |||
| 3 | Jay Cohen | For | For | |||
| 2. | Company Proposal - Ratification for the Selection of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year 2021. | Management | For | For | ||
| Page 35 of 38 | 12-Jul-2021 |
Investment Company Report
| MAG SILVER CORP. | ||||
| Security | 55903Q104 | Meeting Type | Annual and Special Meeting | |
| Ticker Symbol | MAG | Meeting Date | 21-Jun-2021 | |
| ISIN | CA55903Q1046 | Agenda | 935446737 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | Peter Barnes | For | For | |||
| 2 | George Paspalas | For | For | |||
| 3 | Tim Baker | For | For | |||
| 4 | Jill Leversage | For | For | |||
| 5 | Selma Lussenburg | For | For | |||
| 6 | Daniel MacInnis | For | For | |||
| 7 | Susan Mathieu | For | For | |||
| 2. | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||
| 3. | To consider and, if deemed advisable, approve a non- binding advisory resolution to accept the Company’s approach to executive compensation. | Management | For | For | ||
| Page 36 of 38 | 12-Jul-2021 |
Investment Company Report
| CANNAE HOLDINGS, INC. | ||||
| Security | 13765N107 | Meeting Type | Annual | |
| Ticker Symbol | CNNE | Meeting Date | 23-Jun-2021 | |
| ISIN | US13765N1072 | Agenda | 935422763 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | ||
| by | Management | |||||
| 1. | DIRECTOR | Management | ||||
| 1 | William P. Foley, II | For | For | |||
| 2 | David Aung | For | For | |||
| 3 | Frank R. Martire | For | For | |||
| 4 | Richard N. Massey | For | For | |||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
| Page 37 of 38 | 12-Jul-2021 |
Investment Company Report
| FOLEY TRASIMENE ACQUISITION CORP. | ||||
| Security | 34431F104 | Meeting Type | Special | |
| Ticker Symbol | WPF | Meeting Date | 30-Jun-2021 | |
| ISIN | US34431F1049 | Agenda | 935458340 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | |
| by | Management | ||||
| 1. | The Business Combination Proposal - To adopt the Amended and Restated Business Combination Agreement, dated as of April 29, 2021 (as it may be amended, restated, supplemented or otherwise modified from time to time, the “Business Combination Agreement”), by and among FTAC, Tempo Holding Company, LLC (“Tempo Holdings”), Alight, Inc. (f/k/a Acrobat Holdings, Inc.) (the “Company”), Acrobat SPAC Merger Sub, Inc. (“FTAC Merger Sub”), Acrobat Merger Sub, LLC (“Tempo Merger Sub”), Acrobat ... (due to space limits, see proxy statement for full proposal). | Management | For | For | |
| 2A. | FTAC Charter Amendment Proposal No. 2A (Adoption of Amended and Restated FTAC Charter): To approve and adopt the third amended and restated certificate of incorporation of FTAC (the “Amended FTAC Charter”). | Management | For | For | |
| 2B. | FTAC Charter Amendment Proposal No. 2B (Creation of Class C Common Stock): To approve the amendment and restatement of the FTAC Charter to create a new class of Class C common stock of FTAC. | Management | For | For | |
| 2C. | FTAC Charter Amendment Proposal No. 2C (Increase in Authorized Shares): To approve the amendment and restatement of the FTAC Charter to increase the number of authorized shares of FTAC from 441,000,000 to 471,000,000 in order to authorize 30,000,000 shares of new FTAC Class C common stock. | Management | For | For | |
| 3. | NYSE Proposal - To approve (a) all issuances of shares of common stock of the Company (including any securities convertible into or exercisable for common stock of the Company) pursuant to or contemplated by the Business Combination Agreement, (b) the issuance of shares of common stock of FTAC (including any securities convertible into or exercisable for common stock of FTAC) pursuant to certain forward purchase agreements entered into by FTAC, (c) the issuance of shares of Class C common stock ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |
| 4A. | Governance Proposal No. 4A (Board Classification): To authorize the classification of the board of directors of the Company (the “Company Board”) into three classes of directors, with staggered three-year terms of office. | Management | Against | Against | |
| 4B. | Governance Proposal No. 4B (Removal of Directors): To approve changes to the ability of stockholders to remove directors from the Company Board. | Management | Against | Against | |
| 4C. | Governance Proposal No. 4C (Supermajority Voting Requirements): To approve the adoption of certain supermajority voting requirements in connection with the amendment of certain provisions of the Company Charter and bylaws of the Company. | Management | Against | Against | |
| 5. | The Omnibus Incentive Plan Proposal - To approve and adopt the Alight, Inc. 2021 Omnibus Incentive Plan (the “Omnibus Incentive Plan”), which, among other things, provides for the reservation of a number of shares of Company common stock for issuance under the Omnibus Incentive Plan, subject to annual increases in such reserves as provided in the plan. | Management | For | For | |
| 6. | The Employee Stock Purchase Plan Proposal - To approve and adopt the Alight, Inc. 2021 Employee Stock Purchase Plan (the “Employee Stock Purchase Plan”), which, among other things, assists eligible employees in acquiring a stock ownership interest in the Company. | Management | Against | Against | |
| 7. | The Adjournment Proposal - To adjourn the FTAC special meeting to a later date or dates, if necessary or appropriate, (a) to permit further solicitation and vote of proxies in the event that there are insufficient votes for purposes of obtaining the approval of the Business Combination Proposal, the FTAC Charter Amendment Proposals, the NYSE Proposal, the Governance Proposals, the Omnibus Incentive Plan Proposal or the Employee Stock Purchase Plan Proposal or if otherwise necessary or ... (due to space limits, see proxy statement for full proposal). | Management | For | For |
| Page 38 of 38 | 12-Jul-2021 |
Investment Company Report
Davenport Value & Income Fund
| DIAGEO PLC | ||||
| Security | 25243Q205 | Meeting Type | Annual | |
| Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |
| ISIN | US25243Q2057 | Agenda | 935266292 - Management | |
| Item | Proposal | Proposed by |
Vote | For/Against Management |
Preferred
Provider Recommendation |
| O1 | Report and accounts 2020. | Management | For | For | For |
| O2 | Directors’ remuneration report 2020. | Management | For | For | For |
| O3 | Directors’ remuneration policy 2020. | Management | For | For | For |
| O4 | Declaration of final dividend. | Management | For | For | For |
| O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | For |
| O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | For |
| O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | For |
| O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | For |
| O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | For |
| O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | For |
| O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | For |
| O12 | Re-appointment of auditor. | Management | For | For | For |
| 013 | Remuneration of auditor. | Management | For | For | For |
| O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | For |
| O15 | Authority to allot shares. | Management | For | For | For |
| O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | For |
| O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | For |
| O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | For |
| O19 | Authority to establish international share plans. | Management | For | For | For |
| S20 | Disapplication of pre-emption rights. | Management | For | For | For |
| S21 | Authority to purchase own shares. | Management | For | For | For |
| S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | For |
| S23 | Approval and adoption of new articles of association. | Management | For | For | For |
| S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | For | For |
| Page 1 of 44 | 12-Jul-2021 |
Investment Company Report
| MICROSOFT CORPORATION | ||||
| Security | 594918104 | Meeting Type | Annual | |
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |
| ISIN | US5949181045 | Agenda | 935284478 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | For |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | For |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | For |
| 1D. | Election of Director: Satya Nadella | Management | For | For | For |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | For |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | For |
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | For |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | For |
| 1I. | Election of Director: John W. Stanton | Management | For | For | For |
| 1J. | Election of Director: John W. Thompson | Management | For | For | For |
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | For |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | For |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | For |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For | Against |
| Page 2 of 44 | 12-Jul-2021 |
Investment Company Report
| CISCO SYSTEMS, INC. | ||||
| Security | 17275R102 | Meeting Type | Annual | |
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | |
| ISIN | US17275R1023 | Agenda | 935287498 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | For |
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | For |
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | For |
| 1d. | Election of Director: Mark Garrett | Management | For | For | For |
| 1e. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For |
| 1f. | Election of Director: Roderick C. McGeary | Management | For | For | For |
| 1g. | Election of Director: Charles H. Robbins | Management | For | For | For |
| 1h. | Election of Director: Arun Sarin | Management | For | For | For |
| 1i. | Election of Director: Brenton L. Saunders | Management | For | For | For |
| 1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | For |
| 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | For | For | For |
| 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | For | For | For |
| 4. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For |
| 5. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2021. | Management | For | For | For |
| 6. | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | Against | For | Against |
| Page 3 of 44 | 12-Jul-2021 |
Investment Company Report
| MEDTRONIC PLC | ||||
| Security | G5960L103 | Meeting Type | Annual | |
| Ticker Symbol | MDT | Meeting Date | 11-Dec-2020 | |
| ISIN | IE00BTN1Y115 | Agenda | 935288286 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | For |
| 1B. | Election of Director: Craig Arnold | Management | For | For | For |
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | For |
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | For |
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | For |
| 1F. | Election of Director: Michael O. Leavitt | Management | For | For | For |
| 1G. | Election of Director: James T. Lenehan | Management | For | For | For |
| 1H. | Election of Director: Kevin E. Lofton | Management | For | For | For |
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | For |
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | For |
| 1K. | Election of Director: Denise M. O’Leary | Management | For | For | For |
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | For |
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Management | For | For | For |
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | Management | For | For | For |
| 4. | To renew the Board’s authority to issue shares. | Management | For | For | For |
| 5. | To renew the Board’s authority to opt out of pre-emption rights. | Management | For | For | For |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | For |
| Page 4 of 44 | 12-Jul-2021 |
Investment Company Report
| TYSON FOODS, INC. | ||||
| Security | 902494103 | Meeting Type | Annual | |
| Ticker Symbol | TSN | Meeting Date | 11-Feb-2021 | |
| ISIN | US9024941034 | Agenda | 935320476 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1a. | Election of Director: John H. Tyson | Management | For | For | For |
| 1b. | Election of Director: Les R. Baledge | Management | For | For | For |
| 1c. | Election of Director: Gaurdie E. Banister Jr. | Management | For | For | For |
| 1d. | Election of Director: Dean Banks | Management | For | For | For |
| 1e. | Election of Director: Mike Beebe | Management | For | For | For |
| 1f. | Election of Director: Maria Claudia Borras | Management | For | For | For |
| 1g. | Election of Director: David J. Bronczek | Management | For | For | For |
| 1h. | Election of Director: Mikel A. Durham | Management | For | For | For |
| 1i. | Election of Director: Jonathan D. Mariner | Management | For | For | For |
| 1j. | Election of Director: Kevin M. McNamara | Management | For | For | For |
| 1k. | Election of Director: Cheryl S. Miller | Management | For | For | For |
| 1l. | Election of Director: Jeffrey K. Schomburger | Management | For | For | For |
| 1m. | Election of Director: Robert Thurber | Management | For | For | For |
| 1n. | Election of Director: Barbara A. Tyson | Management | For | For | For |
| 1o. | Election of Director: Noel White | Management | For | For | For |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | For |
| 3. | To approve the amendment and restatement of the Tyson Foods, Inc. 2000 Stock Incentive Plan. | Management | For | For | For |
| 4. | Shareholder proposal to request a report regarding human rights due diligence. | Shareholder | For | Against | For |
| 5. | Shareholder proposal regarding share voting. | Shareholder | For | Against | For |
| 6. | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | Against | For | Against |
| Page 5 of 44 | 12-Jul-2021 |
Investment Company Report
| DEERE & COMPANY | ||||
| Security | 244199105 | Meeting Type | Annual | |
| Ticker Symbol | DE | Meeting Date | 24-Feb-2021 | |
| ISIN | US2441991054 | Agenda | 935323143 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Tamra A. Erwin | Management | For | For | For |
| 1B. | Election of Director: Alan C. Heuberger | Management | For | For | For |
| 1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | For |
| 1D. | Election of Director: Dipak C. Jain | Management | For | For | For |
| 1E. | Election of Director: Michael O. Johanns | Management | For | For | For |
| 1F. | Election of Director: Clayton M. Jones | Management | For | For | For |
| 1G. | Election of Director: John C. May | Management | For | For | For |
| 1H. | Election of Director: Gregory R. Page | Management | For | For | For |
| 1I. | Election of Director: Sherry M. Smith | Management | For | For | For |
| 1J. | Election of Director: Dmitri L. Stockton | Management | For | For | For |
| 1K. | Election of Director: Sheila G. Talton | Management | For | For | For |
| 2. | Advisory vote on executive compensation. | Management | For | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Deere’s independent registered public accounting firm for fiscal 2021. | Management | For | For | For |
| Page 6 of 44 | 12-Jul-2021 |
Investment Company Report
| QUALCOMM INCORPORATED | ||||
| Security | 747525103 | Meeting Type | Annual | |
| Ticker Symbol | QCOM | Meeting Date | 10-Mar-2021 | |
| ISIN | US7475251036 | Agenda | 935327569 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | For |
| 1B. | Election of Director: Mark Fields | Management | For | For | For |
| 1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | For |
| 1D. | Election of Director: Gregory N. Johnson | Management | For | For | For |
| 1E. | Election of Director: Ann M. Livermore | Management | For | For | For |
| 1F. | Election of Director: Harish Manwani | Management | For | For | For |
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | For |
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | For |
| 1I. | Election of Director: Steve Mollenkopf | Management | For | For | For |
| 1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For |
| 1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | For |
| 1L. | Election of Director: Kornelis “Neil” Smit | Management | For | For | For |
| 1M. | Election of Director: Jean-Pascal Tricoire | Management | Against | Against | Against |
| 1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. | Management | For | For | For |
| 3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | For |
| Page 7 of 44 | 12-Jul-2021 |
Investment Company Report
| TE CONNECTIVITY LTD | ||||
| Security | H84989104 | Meeting Type | Annual | |
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | |
| ISIN | CH0102993182 | Agenda | 935327571 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | For |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | For |
| 1C. | Election of Director: Carol A. (“John”) Davidson | Management | For | For | For |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | For |
| 1F. | Election of Director: David M. Kerko | Management | For | For | For |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | For |
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | For |
| 1I. | Election of Director: Yong Nam | Management | For | For | For |
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | For |
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For |
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | For |
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | For |
| 1N. | Election of Director: Laura H. Wright | Management | For | For | For |
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | For |
| 3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | For |
| 3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | For |
| 3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | For |
| 3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | For |
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | For |
| 5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | For |
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | For |
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | For |
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | For |
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2021 | Management | For | For | For |
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | For |
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity | Management | For | For | For |
| 8. | An advisory vote to approve named executive officer compensation | Management | For | For | For |
| 9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | For |
| 10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | For |
| 11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | For |
| 12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | For |
| 13. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | For |
| 14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | For |
| 15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | For |
| 16. | To approve any adjournments or postponements of the meeting | Management | For | For | For |
| Page 8 of 44 | 12-Jul-2021 |
Investment Company Report
| TE CONNECTIVITY LTD | ||||
| Security | H84989104 | Meeting Type | Annual | |
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | |
| ISIN | CH0102993182 | Agenda | 935338144 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | For |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | For |
| 1C. | Election of Director: Carol A. (“John”) Davidson | Management | For | For | For |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | For |
| 1F. | Election of Director: David M. Kerko | Management | For | For | For |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | For |
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | For |
| 1I. | Election of Director: Yong Nam | Management | For | For | For |
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | For |
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For |
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | For |
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | For |
| 1N. | Election of Director: Laura H. Wright | Management | For | For | For |
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | For |
| 3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | For |
| 3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | For |
| 3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | For |
| 3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | For |
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | For |
| 5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | For |
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | For |
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | For |
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | For |
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2021 | Management | For | For | For |
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | For |
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity | Management | For | For | For |
| 8. | An advisory vote to approve named executive officer compensation | Management | For | For | For |
| 9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | For |
| 10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | For |
| 11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | For |
| 12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | For |
| 13. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | For |
| 14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | For |
| 15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | For |
| 16. | To approve any adjournments or postponements of the meeting | Management | For | For | For |
| Page 9 of 44 | 12-Jul-2021 |
Investment Company Report
| FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||
| Security | 303901102 | Meeting Type | Annual | |
| Ticker Symbol | FRFHF | Meeting Date | 15-Apr-2021 | |
| ISIN | CA3039011026 | Agenda | 935348943 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1 | DIRECTOR | Management | ||||
| 1 | Anthony F. Griffiths | For | For | For | ||
| 2 | Robert J. Gunn | For | For | For | ||
| 3 | David L. Johnston | For | For | For | ||
| 4 | Karen L. Jurjevich | For | For | For | ||
| 5 | R. William McFarland | For | For | For | ||
| 6 | Christine N. McLean | For | For | For | ||
| 7 | Timothy R. Price | For | For | For | ||
| 8 | Brandon W. Sweitzer | For | For | For | ||
| 9 | Lauren C. Templeton | For | For | For | ||
| 10 | Benjamin P. Watsa | For | For | For | ||
| 11 | V. Prem Watsa | For | For | For | ||
| 12 | William C. Weldon | For | For | For | ||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. | Management | For | For | For | |
| Page 10 of 44 | 12-Jul-2021 |
Investment Company Report
| THE COCA-COLA COMPANY | ||||
| Security | 191216100 | Meeting Type | Annual | |
| Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | |
| ISIN | US1912161007 | Agenda | 935342547 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Herbert A. Allen | Management | For | For | For |
| 1B. | Election of Director: Marc Bolland | Management | For | For | For |
| 1C. | Election of Director: Ana Botin | Management | For | For | For |
| 1D. | Election of Director: Christopher C. Davis | Management | For | For | For |
| 1E. | Election of Director: Barry Diller | Management | For | For | For |
| 1F. | Election of Director: Helene D. Gayle | Management | For | For | For |
| 1G. | Election of Director: Alexis M. Herman | Management | For | For | For |
| 1H. | Election of Director: Robert A. Kotick | Management | For | For | For |
| 1I. | Election of Director: Maria Elena Lagomasino | Management | For | For | For |
| 1J. | Election of Director: James Quincey | Management | For | For | For |
| 1K. | Election of Director: Caroline J. Tsay | Management | For | For | For |
| 1L. | Election of Director: David B. Weinberg | Management | For | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For |
| 3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | For | For | For |
| 4. | Shareowner proposal on sugar and public health. | Shareholder | Against | For | Against |
| Page 11 of 44 | 12-Jul-2021 |
Investment Company Report
| JOHNSON & JOHNSON | ||||
| Security | 478160104 | Meeting Type | Annual | |
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | |
| ISIN | US4781601046 | Agenda | 935345214 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For |
| 1B. | Election of Director: D. Scott Davis | Management | For | For | For |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For |
| 1E. | Election of Director: Alex Gorsky | Management | For | For | For |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | For |
| 1G. | Election of Director: Hubert Joly | Management | For | For | For |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For |
| 1J. | Election of Director: Charles Prince | Management | For | For | For |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For |
| 1M. | Election of Director: Nadja Y. West | Management | For | For | For |
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Against | Against | Against |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | For |
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | For | Against |
| 5. | Independent Board Chair. | Shareholder | Against | For | Against |
| 6. | Civil Rights Audit. | Shareholder | For | Against | For |
| 7. | Executive Compensation Bonus Deferral. | Shareholder | For | Against | For |
| Page 12 of 44 | 12-Jul-2021 |
Investment Company Report
| L3HARRIS TECHNOLOGIES INC. | ||||
| Security | 502431109 | Meeting Type | Annual | |
| Ticker Symbol | LHX | Meeting Date | 23-Apr-2021 | |
| ISIN | US5024311095 | Agenda | 935345694 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Sallie B. Bailey | Management | For | For | For |
| 1B. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: William M. Brown | Management | For | For | For |
| 1C. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli | Management | For | For | For |
| 1D. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran | Management | For | For | For |
| 1E. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo | Management | For | For | For |
| 1F. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Roger B. Fradin | Management | For | For | For |
| 1G. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Hay III | Management | For | For | For |
| 1H. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Kramer | Management | For | For | For |
| 1I. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik | Management | For | For | For |
| 1J. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Rita S. Lane | Management | For | For | For |
| 1K. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Robert B. Millard | Management | For | For | For |
| 1L. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lloyd W. Newton | Management | For | For | For |
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | Management | For | For | For |
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | For |
| Page 13 of 44 | 12-Jul-2021 |
Investment Company Report
| TRUIST FINANCIAL CORPORATION | ||||
| Security | 89832Q109 | Meeting Type | Annual | |
| Ticker Symbol | TFC | Meeting Date | 27-Apr-2021 | |
| ISIN | US89832Q1094 | Agenda | 935345288 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Jennifer S. Banner | Management | For | For | For |
| 1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: K. David Boyer, Jr. | Management | For | For | For |
| 1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Agnes Bundy Scanlan | Management | For | For | For |
| 1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Anna R. Cablik | Management | For | For | For |
| 1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dallas S. Clement | Management | For | For | For |
| 1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul D. Donahue | Management | For | For | For |
| 1G. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul R. Garcia | Management | For | For | For |
| 1H. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Patrick C. Graney III | Management | For | For | For |
| 1I. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Linnie M. Haynesworth | Management | For | For | For |
| 1J. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kelly S. King | Management | For | For | For |
| 1K. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Easter A. Maynard | Management | For | For | For |
| 1L. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Donna S. Morea | Management | For | For | For |
| 1M. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Charles A. Patton | Management | For | For | For |
| 1N. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Nido R. Qubein | Management | For | For | For |
| 1O. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: David M. Ratcliffe | Management | For | For | For |
| 1P. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: William H. Rogers, Jr. | Management | For | For | For |
| 1Q. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Frank P. Scruggs, Jr. | Management | For | For | For |
| 1R. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christine Sears | Management | For | For | For |
| 1S. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas E. Skains | Management | For | For | For |
| 1T. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Bruce L. Tanner | Management | For | For | For |
| 1U. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas N. Thompson | Management | For | For | For |
| 1V. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Steven C. Voorhees | Management | For | For | For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist’s independent registered public accounting firm for 2021. | Management | For | For | For |
| 3. | Advisory vote to approve Truist’s executive compensation program. | Management | For | For | For |
| Page 14 of 44 | 12-Jul-2021 |
Investment Company Report
| NEWMONT CORPORATION | ||||
| Security | 651639106 | Meeting Type | Annual | |
| Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | |
| ISIN | US6516391066 | Agenda | 935348183 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1E. | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1F. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1G. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1H. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1I. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1J. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1K. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | For |
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | For | For | For |
| Page 15 of 44 | 12-Jul-2021 |
Investment Company Report
| ANHEUSER-BUSCH INBEV SA | ||||
| Security | 03524A108 | Meeting Type | Annual | |
| Ticker Symbol | BUD | Meeting Date | 28-Apr-2021 | |
| ISIN | US03524A1088 | Agenda | 935378578 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1. | Renewal of the powers of the Board of Directors relating to the acquisition by the Company of its own shares and amendments to article 15 of the articles of association Proposed resolution: cancelling the current authorization made to the Board of directors to acquire the Company’s own shares which would have otherwise expired on 28 September 2021 and replacing it by a new authorization to the Board of Directors to purchase the Company’s own shares for a period of five years as from the date ...(Due to space limits, see proxy material for full proposal). | Management | For | For | For |
| 5. | Approval of the statutory annual accounts. | Management | For | For | For |
| 6. | Discharge to the directors. | Management | Against | Against | Against |
| 7. | Discharge to the statutory auditor. | Management | For | For | For |
| 8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Management | Against | Against | Against |
| 8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Management | Against | Against | Against |
| 8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders’ meeting which will be asked to approve the accounts for the year 2021. | Management | Against | Against | Against |
| 9. | Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations as set out in the 2020 annual report. | Management | Against | Against | Against |
| 10. | Proposed resolution: approving the remuneration report for the financial year 2020 as set out in the 2020 annual report. | Management | Against | Against | Against |
| 11. | Approval of a change of control provision relating to the USD 10,100,000,000 Revolving Credit and Swingline Facilities Agreement originally dated 26 February 2010, as amended for the last time pursuant to an Amendment and Restatement Agreement dated 16 February 2021. | Management | Against | Against | Against |
| 12. | Filings. | Management | For | For | For |
| Page 16 of 44 | 12-Jul-2021 |
Investment Company Report
| BERKSHIRE HATHAWAY INC. | ||||
| Security | 084670702 | Meeting Type | Annual | |
| Ticker Symbol | BRKB | Meeting Date | 01-May-2021 | |
| ISIN | US0846707026 | Agenda | 935351128 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1. | DIRECTOR | Management | ||||
| 1 | Warren E. Buffett | For | For | For | ||
| 2 | Charles T. Munger | For | For | For | ||
| 3 | Gregory E. Abel | For | For | For | ||
| 4 | Howard G. Buffett | For | For | For | ||
| 5 | Stephen B. Burke | For | For | For | ||
| 6 | Kenneth I. Chenault | For | For | For | ||
| 7 | Susan L. Decker | For | For | For | ||
| 8 | David S. Gottesman | For | For | For | ||
| 9 | Charlotte Guyman | For | For | For | ||
| 10 | Ajit Jain | For | For | For | ||
| 11 | Thomas S. Murphy | For | For | For | ||
| 12 | Ronald L. Olson | For | For | For | ||
| 13 | Walter Scott, Jr. | For | For | For | ||
| 14 | Meryl B. Witmer | For | For | For | ||
| 2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | For | Against | For | |
| 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | For | Against | For | |
| Page 17 of 44 | 12-Jul-2021 |
Investment Company Report
| BRISTOL-MYERS SQUIBB COMPANY | ||||
| Security | 110122108 | Meeting Type | Annual | |
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |
| ISIN | US1101221083 | Agenda | 935359643 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | For |
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | For |
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For |
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | For |
| 1E) | Election of Director: Paula A. Price | Management | For | For | For |
| 1F) | Election of Director: Derica W. Rice | Management | For | For | For |
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | For |
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | For |
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | For |
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | For |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | For |
| 3. | Approval of the Company’s 2021 Stock Award and Incentive Plan. | Management | For | For | For |
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | For |
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | For |
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | Against |
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | Against |
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For | Against |
| Page 18 of 44 | 12-Jul-2021 |
Investment Company Report
| BUNGE LIMITED | ||||
| Security | G16962105 | Meeting Type | Annual | |
| Ticker Symbol | BG | Meeting Date | 05-May-2021 | |
| ISIN | BMG169621056 | Agenda | 935349375 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Sheila Bair | Management | For | For | For |
| 1B. | Election of Director: Carol M. Browner | Management | For | For | For |
| 1C. | Election of Director: Paul Fribourg | Management | For | For | For |
| 1D. | Election of Director: J. Erik Fyrwald | Management | For | For | For |
| 1E. | Election of Director: Gregory A. Heckman | Management | For | For | For |
| 1F. | Election of Director: Bernardo Hees | Management | For | For | For |
| 1G. | Election of Director: Kathleen Hyle | Management | For | For | For |
| 1H. | Election of Director: Henry W. Winship | Management | For | For | For |
| 1I. | Election of Director: Mark N. Zenuk | Management | For | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For |
| 3. | To appoint Deloitte & Touche LLP as Bunge Limited’s independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors’ fees. | Management | For | For | For |
| 4. | Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. | Management | For | For | For |
| 5. | Shareholder proposal regarding a report on the soy supply chain. | Shareholder | For | For | For |
| 6. | Shareholder proposal regarding simple majority vote. | Shareholder | For | Against | For |
| Page 19 of 44 | 12-Jul-2021 |
Investment Company Report
| DOMINION ENERGY, INC. | ||||
| Security | 25746U109 | Meeting Type | Annual | |
| Ticker Symbol | D | Meeting Date | 05-May-2021 | |
| ISIN | US25746U1097 | Agenda | 935352853 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: James A. Bennett | Management | For | For | For |
| 1B. | Election of Director: Robert M. Blue | Management | For | For | For |
| 1C. | Election of Director: Helen E. Dragas | Management | For | For | For |
| 1D. | Election of Director: James O. Ellis, Jr. | Management | For | For | For |
| 1E. | Election of Director: D. Maybank Hagood | Management | For | For | For |
| 1F. | Election of Director: Ronald W. Jibson | Management | For | For | For |
| 1G. | Election of Director: Mark J. Kington | Management | For | For | For |
| 1H. | Election of Director: Joseph M. Rigby | Management | For | For | For |
| 1I. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | For |
| 1J. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | For |
| 1K. | Election of Director: Susan N. Story | Management | For | For | For |
| 1L. | Election of Director: Michael E. Szymanczyk | Management | For | For | For |
| 2. | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | For | For | For |
| 3. | Ratification of Appointment of Independent Auditor. | Management | For | For | For |
| 4. | Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | Against | For | Against |
| 5. | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | Against | For | Against |
| 6. | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | Against | For | Against |
| Page 20 of 44 | 12-Jul-2021 |
Investment Company Report
| PHILIP MORRIS INTERNATIONAL INC. | ||||
| Security | 718172109 | Meeting Type | Annual | |
| Ticker Symbol | PM | Meeting Date | 05-May-2021 | |
| ISIN | US7181721090 | Agenda | 935359112 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Brant Bonin Bough | Management | For | For | For |
| 1B. | Election of Director: André Calantzopoulos | Management | For | For | For |
| 1C. | Election of Director: Michel Combes | Management | For | For | For |
| 1D. | Election of Director: Juan José Daboub | Management | For | For | For |
| 1E. | Election of Director: Werner Geissler | Management | For | For | For |
| 1F. | Election of Director: Lisa A. Hook | Management | For | For | For |
| 1G. | Election of Director: Jun Makihara | Management | For | For | For |
| 1H. | Election of Director: Kalpana Morparia | Management | For | For | For |
| 1I. | Election of Director: Lucio A. Noto | Management | For | For | For |
| 1J. | Election of Director: Jacek Olczak | Management | For | For | For |
| 1K. | Election of Director: Frederik Paulsen | Management | For | For | For |
| 1L. | Election of Director: Robert B. Polet | Management | For | For | For |
| 1M. | Election of Director: Shlomo Yanai | Management | For | For | For |
| 2. | Advisory Vote Approving Executive Compensation. | Management | For | For | For |
| 3. | Ratification of the Selection of Independent Auditors. | Management | For | For | For |
| Page 21 of 44 | 12-Jul-2021 |
Investment Company Report
| ENBRIDGE INC. | ||||
| Security | 29250N105 | Meeting Type | Annual | |
| Ticker Symbol | ENB | Meeting Date | 05-May-2021 | |
| ISIN | CA29250N1050 | Agenda | 935360571 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1 | DIRECTOR | Management | ||||
| 1 | Pamela L. Carter | For | For | For | ||
| 2 | Marcel R. Coutu | For | For | For | ||
| 3 | Susan M. Cunningham | For | For | For | ||
| 4 | Gregory L. Ebel | For | For | For | ||
| 5 | J. Herb England | For | For | For | ||
| 6 | Gregory J. Goff | For | For | For | ||
| 7 | V. Maureen K. Darkes | For | For | For | ||
| 8 | Teresa S. Madden | For | For | For | ||
| 9 | Al Monaco | For | For | For | ||
| 10 | Stephen S. Poloz | For | For | For | ||
| 11 | Dan C. Tutcher | For | For | For | ||
| 2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | For | For | For | |
| 3 | Advisory vote on executive compensation Accept Enbridge’s approach to executive compensation, as disclosed in the Management Information Circular | Management | For | For | For | |
| Page 22 of 44 | 12-Jul-2021 |
Investment Company Report
| CAPITAL ONE FINANCIAL CORPORATION | ||||
| Security | 14040H105 | Meeting Type | Annual | |
| Ticker Symbol | COF | Meeting Date | 06-May-2021 | |
| ISIN | US14040H1059 | Agenda | 935353730 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Richard D. Fairbank | Management | For | For | For |
| 1B. | Election of Director: Ime Archibong | Management | For | For | For |
| 1C. | Election of Director: Ann Fritz Hackett | Management | For | For | For |
| 1D. | Election of Director: Peter Thomas Killalea | Management | For | For | For |
| 1E. | Election of Director: Cornelis “Eli” Leenaars | Management | For | For | For |
| 1F. | Election of Director: François Locoh-Donou | Management | For | For | For |
| 1G. | Election of Director: Peter E. Raskind | Management | For | For | For |
| 1H. | Election of Director: Eileen Serra | Management | For | For | For |
| 1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | For |
| 1J. | Election of Director: Bradford H. Warner | Management | For | For | For |
| 1K. | Election of Director: Catherine G. West | Management | For | For | For |
| 1L. | Election of Director: Craig Anthony Williams | Management | For | For | For |
| 2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021. | Management | For | For | For |
| 3. | Advisory approval of Capital One’s 2020 Named Executive Officer compensation. | Management | For | For | For |
| 4. | Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | For |
| Page 23 of 44 | 12-Jul-2021 |
Investment Company Report
| MARKEL CORPORATION | ||||
| Security | 570535104 | Meeting Type | Annual | |
| Ticker Symbol | MKL | Meeting Date | 10-May-2021 | |
| ISIN | US5705351048 | Agenda | 935359174 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Mark M. Besca | Management | For | For | For |
| 1B. | Election of Director: K. Bruce Connell | Management | For | For | For |
| 1C. | Election of Director: Thomas S. Gayner | Management | For | For | For |
| 1D. | Election of Director: Greta J. Harris | Management | For | For | For |
| 1E. | Election of Director: Diane Leopold | Management | For | For | For |
| 1F. | Election of Director: Lemuel E. Lewis | Management | For | For | For |
| 1G. | Election of Director: Anthony F. Markel | Management | For | For | For |
| 1H. | Election of Director: Steven A. Markel | Management | For | For | For |
| 1I. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | For |
| 1J. | Election of Director: Michael O’Reilly | Management | For | For | For |
| 1K. | Election of Director: A. Lynne Puckett | Management | For | For | For |
| 1L. | Election of Director: Richard R. Whitt, III | Management | For | For | For |
| 2. | Advisory vote on approval of executive compensation. | Management | For | For | For |
| 3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For |
| Page 24 of 44 | 12-Jul-2021 |
Investment Company Report
| 3M COMPANY | ||||
| Security | 88579Y101 | Meeting Type | Annual | |
| Ticker Symbol | MMM | Meeting Date | 11-May-2021 | |
| ISIN | US88579Y1010 | Agenda | 935359085 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Elect the member to the Board of Directors for a term of one year: Thomas “Tony” K. Brown | Management | For | For | For |
| 1B. | Elect the member to the Board of Directors for a term of one year: Pamela J. Craig | Management | For | For | For |
| 1C. | Elect the member to the Board of Directors for a term of one year: David B. Dillon | Management | For | For | For |
| 1D. | Elect the member to the Board of Directors for a term of one year: Michael L. Eskew | Management | For | For | For |
| 1E. | Elect the member to the Board of Directors for a term of one year: James R. Fitterling | Management | For | For | For |
| 1F. | Elect the member to the Board of Directors for a term of one year: Herbert L. Henkel | Management | For | For | For |
| 1G. | Elect the member to the Board of Directors for a term of one year: Amy E. Hood | Management | For | For | For |
| 1H. | Elect the member to the Board of Directors for a term of one year: Muhtar Kent | Management | For | For | For |
| 1I. | Elect the member to the Board of Directors for a term of one year: Dambisa F. Moyo | Management | For | For | For |
| 1J. | Elect the member to the Board of Directors for a term of one year: Gregory R. Page | Management | For | For | For |
| 1K. | Elect the member to the Board of Directors for a term of one year: Michael F. Roman | Management | For | For | For |
| 1L. | Elect the member to the Board of Directors for a term of one year: Patricia A. Woertz | Management | For | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M’s independent registered public accounting firm. | Management | For | For | For |
| 3. | Advisory approval of executive compensation. | Management | For | For | For |
| 4. | To approve the amendment and restatement of 3M Company 2016 Long-Term Incentive Plan. | Management | For | For | For |
| 5. | Shareholder proposal on setting target amounts for CEO compensation. | Shareholder | Against | For | Against |
| 6. | Shareholder proposal on transitioning the Company to a public benefit corporation. | Shareholder | Against | For | Against |
| Page 25 of 44 | 12-Jul-2021 |
Investment Company Report
| BP P.L.C. | ||||
| Security | 055622104 | Meeting Type | Annual | |
| Ticker Symbol | BP | Meeting Date | 12-May-2021 | |
| ISIN | US0556221044 | Agenda | 935384014 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1. | To receive the annual report and accounts. | Management | For | For | For |
| 2. | To approve the directors’ remuneration report. | Management | For | For | For |
| 3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | For |
| 3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | For |
| 3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | For |
| 3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | For |
| 3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | For |
| 3F. | To re-elect Miss P. Daley as a director. | Management | For | For | For |
| 3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | For |
| 3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | For |
| 3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | For |
| 3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | For |
| 4. | To reappoint Deloitte LLP as auditor. | Management | For | For | For |
| 5. | To authorize the audit committee to fix the auditor’s remuneration. | Management | For | For | For |
| 6. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | For |
| 7. | Renewal of the Scrip Dividend Programme. | Management | For | For | For |
| 8. | To give limited authority to allot shares up to a specified amount. | Management | For | For | For |
| 9. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | For |
| 10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | For |
| 11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | For |
| 12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | For |
| 13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Against | For | Against |
| Page 26 of 44 | 12-Jul-2021 |
Investment Company Report
| NORFOLK SOUTHERN CORPORATION | ||||
| Security | 655844108 | Meeting Type | Annual | |
| Ticker Symbol | NSC | Meeting Date | 13-May-2021 | |
| ISIN | US6558441084 | Agenda | 935363046 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | For |
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For |
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | For |
| 1d. | Election of Director: John C. Huffard, Jr. | Management | For | For | For |
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | For |
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | For |
| 1g. | Election of Director: Steven F. Leer | Management | For | For | For |
| 1h. | Election of Director: Michael D. Lockhart | Management | For | For | For |
| 1i. | Election of Director: Amy E. Miles | Management | For | For | For |
| 1j. | Election of Director: Claude Mongeau | Management | For | For | For |
| 1k. | Election of Director: Jennifer F. Scanlon | Management | For | For | For |
| 1l. | Election of Director: James A. Squires | Management | For | For | For |
| 1m. | Election of Director: John R. Thompson | Management | For | For | For |
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern’s independent auditors for the year ending December 31, 2021. | Management | For | For | For |
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2021 Annual Meeting of Shareholders. | Management | For | For | For |
| 4. | Proposal regarding revisions to ownership requirements for proxy access. | Shareholder | Against | For | Against |
| 5. | Proposal regarding a report on lobbying activity alignment with Paris Climate Agreement. | Shareholder | For | Against | For |
| Page 27 of 44 | 12-Jul-2021 |
Investment Company Report
| UNITED PARCEL SERVICE, INC. | ||||
| Security | 911312106 | Meeting Type | Annual | |
| Ticker Symbol | UPS | Meeting Date | 13-May-2021 | |
| ISIN | US9113121068 | Agenda | 935365002 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Carol B. Tome | Management | For | For | For |
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Rodney C. Adkins | Management | For | For | For |
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Eva C. Boratto | Management | For | For | For |
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Michael J. Burns | Management | For | For | For |
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Wayne M. Hewett | Management | For | For | For |
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Angela Hwang | Management | For | For | For |
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Kate E. Johnson | Management | For | For | For |
| 1H. | Election of Director to serve until the 2022 Annual Meeting: William R. Johnson | Management | For | For | For |
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Ann M. Livermore | Management | For | For | For |
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Franck J. Moison | Management | For | For | For |
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Christiana Smith Shi | Management | For | For | For |
| 1L. | Election of Director to serve until the 2022 Annual Meeting: Russell Stokes | Management | For | For | For |
| 1M. | Election of Director to serve until the 2022 Annual Meeting: Kevin Warsh | Management | For | For | For |
| 2. | To approve on an advisory basis a resolution on UPS executive compensation. | Management | For | For | For |
| 3. | To approve the 2021 UPS Omnibus Incentive Compensation Plan. | Management | For | For | For |
| 4. | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For |
| 5. | To prepare an annual report on UPS’s lobbying activities. | Shareholder | Against | For | Against |
| 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | For |
| 7. | To prepare a report on reducing UPS’s total contribution to climate change. | Shareholder | For | Against | For |
| 8. | To transition UPS to a public benefit corporation. | Shareholder | Against | For | Against |
| 9. | To prepare a report assessing UPS’s diversity and inclusion efforts. | Shareholder | For | Against | For |
| Page 28 of 44 | 12-Jul-2021 |
Investment Company Report
| JPMORGAN CHASE & CO. | ||||
| Security | 46625H100 | Meeting Type | Annual | |
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |
| ISIN | US46625H1005 | Agenda | 935372285 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | For |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | For |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | For |
| 1D. | Election of Director: James S. Crown | Management | For | For | For |
| 1E. | Election of Director: James Dimon | Management | For | For | For |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | For |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | For |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | For |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | For |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | For |
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | For |
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | For |
| 5. | Improve shareholder written consent. | Shareholder | For | Against | For |
| 6. | Racial equity audit and report. | Shareholder | For | Against | For |
| 7. | Independent board chairman. | Shareholder | Against | For | Against |
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For | Against |
| Page 29 of 44 | 12-Jul-2021 |
Investment Company Report
| NEXTERA ENERGY, INC. | ||||
| Security | 65339F101 | Meeting Type | Annual | |
| Ticker Symbol | NEE | Meeting Date | 20-May-2021 | |
| ISIN | US65339F1012 | Agenda | 935378201 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | For |
| 1B. | Election of Director: James L. Camaren | Management | For | For | For |
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | For |
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | For |
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | For |
| 1F. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1G. | Election of Director: David L. Porges | Management | For | For | For |
| 1H. | Election of Director: James L. Robo | Management | For | For | For |
| 1I. | Election of Director: Rudy E. Schupp | Management | For | For | For |
| 1J. | Election of Director: John L. Skolds | Management | For | For | For |
| 1K. | Election of Director: Lynn M. Utter | Management | For | For | For |
| 1L. | Election of Director: Darryl L. Wilson | Management | For | For | For |
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021. | Management | For | For | For |
| 3. | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | For |
| 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | For | For |
| 5. | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders. | Shareholder | For | Against | For |
| Page 30 of 44 | 12-Jul-2021 |
Investment Company Report
| MCDONALD’S CORPORATION | ||||
| Security | 580135101 | Meeting Type | Annual | |
| Ticker Symbol | MCD | Meeting Date | 20-May-2021 | |
| ISIN | US5801351017 | Agenda | 935380395 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director for a one-year term expiring in 2022: Lloyd Dean | Management | For | For | For |
| 1B. | Election of Director for a one-year term expiring in 2022: Robert Eckert | Management | For | For | For |
| 1C. | Election of Director for a one-year term expiring in 2022: Catherine Engelbert | Management | For | For | For |
| 1D. | Election of Director for a one-year term expiring in 2022: Margaret Georgiadis | Management | For | For | For |
| 1E. | Election of Director for a one-year term expiring in 2022: Enrique Hernandez, Jr. | Management | For | For | For |
| 1F. | Election of Director for a one-year term expiring in 2022: Christopher Kempczinski | Management | For | For | For |
| 1G. | Election of Director for a one-year term expiring in 2022: Richard Lenny | Management | For | For | For |
| 1H. | Election of Director for a one-year term expiring in 2022: John Mulligan | Management | For | For | For |
| 1I. | Election of Director for a one-year term expiring in 2022: Sheila Penrose | Management | For | For | For |
| 1J. | Election of Director for a one-year term expiring in 2022: John Rogers, Jr. | Management | For | For | For |
| 1K. | Election of Director for a one-year term expiring in 2022: Paul Walsh | Management | For | For | For |
| 1L. | Election of Director for a one-year term expiring in 2022: Miles White | Management | For | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For |
| 3. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2021. | Management | For | For | For |
| 4. | Advisory vote on a shareholder proposal requesting a report on sugar and public health, if properly presented. | Shareholder | Against | For | Against |
| 5. | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | Against | For | Against |
| 6. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | For | Against | For |
| Page 31 of 44 | 12-Jul-2021 |
Investment Company Report
| LAMAR ADVERTISING COMPANY | ||||
| Security | 512816109 | Meeting Type | Annual | |
| Ticker Symbol | LAMR | Meeting Date | 20-May-2021 | |
| ISIN | US5128161099 | Agenda | 935383567 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1. | DIRECTOR | Management | ||||
| 1 | Nancy Fletcher | For | For | For | ||
| 2 | John E. Koerner, III | For | For | For | ||
| 3 | Marshall A. Loeb | For | For | For | ||
| 4 | Stephen P. Mumblow | For | For | For | ||
| 5 | Thomas V. Reifenheiser | For | For | For | ||
| 6 | Anna Reilly | For | For | For | ||
| 7 | Kevin P. Reilly, Jr. | For | For | For | ||
| 8 | Wendell Reilly | For | For | For | ||
| 9 | Elizabeth Thompson | For | For | For | ||
| 2. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |
| Page 32 of 44 | 12-Jul-2021 |
Investment Company Report
| CROWN CASTLE INTERNATIONAL CORP | ||||
| Security | 22822V101 | Meeting Type | Annual | |
| Ticker Symbol | CCI | Meeting Date | 21-May-2021 | |
| ISIN | US22822V1017 | Agenda | 935372588 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: P. Robert Bartolo | Management | For | For | For |
| 1B. | Election of Director: Jay A. Brown | Management | For | For | For |
| 1C. | Election of Director: Cindy Christy | Management | For | For | For |
| 1D. | Election of Director: Ari Q. Fitzgerald | Management | For | For | For |
| 1E. | Election of Director: Andrea J. Goldsmith | Management | For | For | For |
| 1F. | Election of Director: Lee W. Hogan | Management | For | For | For |
| 1G. | Election of Director: Tammy K. Jones | Management | For | For | For |
| 1H. | Election of Director: J. Landis Martin | Management | For | For | For |
| 1I. | Election of Director: Anthony J. Melone | Management | For | For | For |
| 1J. | Election of Director: W. Benjamin Moreland | Management | For | For | For |
| 1K. | Election of Director: Kevin A. Stephens | Management | For | For | For |
| 1L. | Election of Director: Matthew Thornton, III | Management | For | For | For |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal year 2021. | Management | For | For | For |
| 3. | The non-binding, advisory vote to approve the compensation of the Company’s named executive officers. | Management | For | For | For |
| 4. | The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company’s named executive officers. | Management | 1 Year | For | 1 Year |
| Page 33 of 44 | 12-Jul-2021 |
Investment Company Report
| CHEVRON CORPORATION | ||||
| Security | 166764100 | Meeting Type | Annual | |
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |
| ISIN | US1667641005 | Agenda | 935390132 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | For |
| 1B. | Election of Director: John B. Frank | Management | For | For | For |
| 1C. | Election of Director: Alice P. Gast | Management | For | For | For |
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | For |
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | For |
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | For |
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | For |
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | For |
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | For |
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | For |
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | For |
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | For |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | For |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For |
| 4. | Reduce Scope 3 Emissions. | Shareholder | Against | For | Against |
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | For | Against | For |
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | Against |
| 7. | Report on Lobbying. | Shareholder | Against | For | Against |
| 8. | Independent Chair. | Shareholder | Against | For | Against |
| 9. | Special Meetings. | Shareholder | Against | For | Against |
| Page 34 of 44 | 12-Jul-2021 |
Investment Company Report
| LOWE’S COMPANIES, INC. | ||||
| Security | 548661107 | Meeting Type | Annual | |
| Ticker Symbol | LOW | Meeting Date | 28-May-2021 | |
| ISIN | US5486611073 | Agenda | 935387729 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1. | DIRECTOR | Management | ||||
| 1 | Raul Alvarez | For | For | For | ||
| 2 | David H. Batchelder | For | For | For | ||
| 3 | Angela F. Braly | For | For | For | ||
| 4 | Sandra B. Cochran | For | For | For | ||
| 5 | Laurie Z. Douglas | For | For | For | ||
| 6 | Richard W. Dreiling | For | For | For | ||
| 7 | Marvin R. Ellison | For | For | For | ||
| 8 | Daniel J. Heinrich | For | For | For | ||
| 9 | Brian C. Rogers | For | For | For | ||
| 10 | Bertram L. Scott | For | For | For | ||
| 11 | Mary Beth West | For | For | For | ||
| 2. | Advisory vote to approve Lowe’s named executive officer compensation in fiscal 2020. | Management | For | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe’s independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |
| 4. | Shareholder proposal regarding amending the Company’s proxy access bylaw to remove shareholder aggregation limits. | Shareholder | Against | For | Against | |
| Page 35 of 44 | 12-Jul-2021 |
Investment Company Report
| ALPHABET INC. | ||||
| Security | 02079K305 | Meeting Type | Annual | |
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | |
| ISIN | US02079K3059 | Agenda | 935406264 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Larry Page | Management | For | For | For |
| 1B. | Election of Director: Sergey Brin | Management | For | For | For |
| 1C. | Election of Director: Sundar Pichai | Management | For | For | For |
| 1D. | Election of Director: John L. Hennessy | Management | For | For | For |
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | For |
| 1F. | Election of Director: L. John Doerr | Management | For | For | For |
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For |
| 1H. | Election of Director: Ann Mather | Management | For | For | For |
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | For |
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | For |
| 1K. | Election of Director: Robin L. Washington | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For |
| 3. | Approval of Alphabet’s 2021 Stock Plan. | Management | For | For | For |
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | For |
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | For | Against |
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | For | Against |
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | For | Against |
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | For | Against | For |
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | For | Against |
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | For | Against |
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | For | Against |
| Page 36 of 44 | 12-Jul-2021 |
Investment Company Report
| COMCAST CORPORATION | ||||
| Security | 20030N101 | Meeting Type | Annual | |
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |
| ISIN | US20030N1019 | Agenda | 935407139 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1. | DIRECTOR | Management | ||||
| 1 | Kenneth J. Bacon | For | For | For | ||
| 2 | Madeline S. Bell | For | For | For | ||
| 3 | Naomi M. Bergman | For | For | For | ||
| 4 | Edward D. Breen | For | For | For | ||
| 5 | Gerald L. Hassell | For | For | For | ||
| 6 | Jeffrey A. Honickman | For | For | For | ||
| 7 | Maritza G. Montiel | For | For | For | ||
| 8 | Asuka Nakahara | For | For | For | ||
| 9 | David C. Novak | For | For | For | ||
| 10 | Brian L. Roberts | For | For | For | ||
| 2. | Advisory vote on executive compensation. | Management | For | For | For | |
| 3. | Ratification of the appointment of our independent auditors. | Management | For | For | For | |
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | For | Against | For | |
| Page 37 of 44 | 12-Jul-2021 |
Investment Company Report
| DIGITAL REALTY TRUST, INC. | ||||
| Security | 253868103 | Meeting Type | Annual | |
| Ticker Symbol | DLR | Meeting Date | 03-Jun-2021 | |
| ISIN | US2538681030 | Agenda | 935407393 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Laurence A. Chapman | Management | For | For | For |
| 1B. | Election of Director: Alexis Black Bjorlin | Management | For | For | For |
| 1C. | Election of Director: VeraLinn Jamieson | Management | For | For | For |
| 1D. | Election of Director: Kevin J. Kennedy | Management | For | For | For |
| 1E. | Election of Director: William G. LaPerch | Management | For | For | For |
| 1F. | Election of Director: Jean F.H.P. Mandeville | Management | For | For | For |
| 1G. | Election of Director: Afshin Mohebbi | Management | For | For | For |
| 1H. | Election of Director: Mark R. Patterson | Management | For | For | For |
| 1I. | Election of Director: Mary Hogan Preusse | Management | For | For | For |
| 1J. | Election of Director: Dennis E. Singleton | Management | For | For | For |
| 1K. | Election of Director: A. William Stein | Management | For | For | For |
| 2. | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For |
| 3. | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). | Management | For | For | For |
| Page 38 of 44 | 12-Jul-2021 |
Investment Company Report
| WATSCO, INC. | ||||
| Security | 942622200 | Meeting Type | Annual | |
| Ticker Symbol | WSO | Meeting Date | 07-Jun-2021 | |
| ISIN | US9426222009 | Agenda | 935424729 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1. | DIRECTOR | Management | ||||
| 1 | George P. Sape | For | For | For | ||
| 2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Management | For | For | For | |
| 3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Management | For | For | Against | |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | For | |
| Page 39 of 44 | 12-Jul-2021 |
Investment Company Report
| GAMING AND LEISURE PROPERTIES, INC. | ||||
| Security | 36467J108 | Meeting Type | Annual | |
| Ticker Symbol | GLPI | Meeting Date | 10-Jun-2021 | |
| ISIN | US36467J1088 | Agenda | 935417065 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Peter M. Carlino | Management | For | For | For |
| 1B. | Election of Director: Carol (“Lili”) Lynton | Management | For | For | For |
| 1C. | Election of Director: Joseph W. Marshall, III | Management | For | For | For |
| 1D. | Election of Director: James B. Perry | Management | For | For | For |
| 1E. | Election of Director: Barry F. Schwartz | Management | For | For | For |
| 1F. | Election of Director: Earl C. Shanks | Management | For | For | For |
| 1G. | Election of Director: E. Scott Urdang | Management | For | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the current fiscal year. | Management | For | For | For |
| 3. | To approve, on a non-binding advisory basis, the Company’s executive compensation. | Management | For | For | For |
| Page 40 of 44 | 12-Jul-2021 |
Investment Company Report
| BROOKFIELD ASSET MANAGEMENT INC. | ||||
| Security | 112585104 | Meeting Type | Annual | |
| Ticker Symbol | BAM | Meeting Date | 11-Jun-2021 | |
| ISIN | CA1125851040 | Agenda | 935433994 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1 | DIRECTOR | Management | ||||
| 1 | M. Elyse Allan | For | For | For | ||
| 2 | Angela F. Braly | For | For | For | ||
| 3 | Janice Fukakusa | For | For | For | ||
| 4 | Maureen Kempston Darkes | For | For | For | ||
| 5 | Frank J. McKenna | For | For | For | ||
| 6 | Hutham S. Olayan | For | For | For | ||
| 7 | Seek Ngee Huat | For | For | For | ||
| 8 | Diana L. Taylor | For | For | For | ||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | For | |
| 3 | The Say on Pay Resolution set out in the Corporation’s Management Information Circular dated April 30, 2021 (the “Circular”). | Management | For | For | For | |
| Page 41 of 44 | 12-Jul-2021 |
Investment Company Report
| FIDELITY NATIONAL FINANCIAL, INC. | ||||
| Security | 31620R303 | Meeting Type | Annual | |
| Ticker Symbol | FNF | Meeting Date | 16-Jun-2021 | |
| ISIN | US31620R3030 | Agenda | 935420896 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1. | DIRECTOR | Management | ||||
| 1 | Raymond R. Quirk | For | For | For | ||
| 2 | Sandra D. Morgan | For | For | For | ||
| 3 | Heather H. Murren | For | For | For | ||
| 4 | John D. Rood | For | For | For | ||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | For | |
| Page 42 of 44 | 12-Jul-2021 |
Investment Company Report
| SONY GROUP CORPORATION | ||||
| Security | 835699307 | Meeting Type | Annual | |
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |
| ISIN | US8356993076 | Agenda | 935442234 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider |
| by | Management | Recommendation | |||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | For |
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | For |
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | For |
| 1D. | Election of Director: Tim Schaaff | Management | For | For | For |
| 1E. | Election of Director: Toshiko Oka | Management | For | For | For |
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | For |
| 1G. | Election of Director: Wendy Becker | Management | For | For | For |
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For |
| 1I. | Election of Director: Adam Crozier | Management | For | For | For |
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | For |
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | For |
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | For |
| Page 43 of 44 | 12-Jul-2021 |
Investment Company Report
| CANNAE HOLDINGS, INC. | ||||
| Security | 13765N107 | Meeting Type | Annual | |
| Ticker Symbol | CNNE | Meeting Date | 23-Jun-2021 | |
| ISIN | US13765N1072 | Agenda | 935422763 - Management | |
| Item | Proposal | Proposed | Vote | For/Against | Preferred Provider | |
| by | Management | Recommendation | ||||
| 1. | DIRECTOR | Management | ||||
| 1 | William P. Foley, II | For | For | For | ||
| 2 | David Aung | For | For | For | ||
| 3 | Frank R. Martire | For | For | For | ||
| 4 | Richard N. Massey | For | For | For | ||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | Against | |
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | For | |
| Page 44 of 44 | 12-Jul-2021 |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Williamsburg Investment Trust
By (Signature and Title)* |
/s/ John T. Bruce |
||
John T. Bruce, President (Cantor FBP Equity & Dividend Plus Fund Cantor FBP Appreciation & Income Opportunities Fund) | |||
| Date | August 30, 2021 | ||
By (Signature and Title)* |
/s/ Thomas Leavell | ||
Thomas W. Leavell, President (The Government Street Equity Fund The Government Mid-Cap Fund) |
|||
| Date | August 30, 2021 | ||
By (Signature and Title)* |
/s/ Charles Caravati | ||
Charles M. Caravati III, President (The Jamestown Equity Fund) |
|||
| Date | August 30, 2021 | ||
By (Signature and Title)* |
/s/ John Ackerly | ||
John P. Ackerly, IV, President (The Davenport Core Fund, The Davenport Value & Income Fund The Davenport Equity Opportunities Fund The Davenport Small Cap Focus Fund The Davenport Balanced Income Fund) |
|||
| Date | August 30, 2021 | ||