_____________________________________________________________________________
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 27, 2015
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HSBC USA INC.
(Exact name of registrant as specified in its charter)
Commission File Number 1-7436
|
Maryland |
13-2764867 | |
| (State or other jurisdiction of incorporation) | (IRS Employer Identification No.) | |
|
452 Fifth
Avenue |
10018 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area code (212) 525-5000
Not Applicable
(Former name or former address, if changed since last report)
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
8.01. Other Events.
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On May 27, 2015, HSBC USA Inc. (the “Registrant”) announced the redemption of two series of its preferred securities and three series of its capital trust securities, in each case with a redemption date of June 26, 2015.
A copy of the Registrant’s press release announcing the redemptions is attached as exhibit 99.1 to this report and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
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| (d) |
Exhibits.
| |
| Exhibit No. | Description | |
| 99.1 |
Press release dated May 27, 2015.
| |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
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HSBC USA Inc. | |||
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| By: | |||
| Name: | /s/ Jeanine L. McHugh | ||
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Title: | Senior Vice President, Deputy General Counsel -- Corporate | |
| Date: May 27, 2015 | |||
Index to Exhibits
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Exhibit No.
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Description of Exhibit
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| 99.1 |
Press release dated May 27, 2015.
|