N-PX 1 rft-npx2012.txt RFT N-PX 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-05379 Name of Registrant: Royce Focus Trust, Inc. Address of Principal Executive Offices: 745 Fifth Avenue, New York, NY 10151 Registrant's telephone number including area code: 212-508-4500 Date of fiscal year end: 12/31/12 Date of reporting period: 07/01/2011 - 06/30/2012 Item 1. Proxy Voting Record The report may indicate that the "meeting status" of a particular proposal was "take no action" or "unvoted". The reason for no action being taken or a security being unvoted, i.e., no vote being cast, may include among other things, (a) the securities were out on loan at the time of a record date, (b) administrative or operational constraints impeded the ability to cast a timely vote, such as late receipt of proxy voting information, (c) systems, administrative or processing errors occurred (including errors by the Adviser or third party vendors), and/or (d) the portfolio manager concluded that the potential benefit of voting was outweighed by the cost, and/or otherwise not in the best interest of the Fund. ________________________________________________________________________________ Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 06/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel Byrne Mgmt For For For 2 Elect Dwight Churchill Mgmt For For For 3 Elect Sean Healey Mgmt For For For 4 Elect Harold Meyerman Mgmt For For For 5 Elect William Nutt Mgmt For For For 6 Elect Tracy Palandjian Mgmt For For For 7 Elect Rita Rodriguez Mgmt For For For 8 Elect Patrick Ryan Mgmt For For For 9 Elect Jide Zeitlin Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011527108 05/31/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Mark Wayne Mgmt For For For 2.2 Elect John McCluskey Mgmt For For For 2.3 Elect Kenneth Stowe Mgmt For For For 2.4 Elect David Gower Mgmt For For For 2.5 Elect Paul Murphy Mgmt For For For 2.6 Elect Anthony Garson Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to the Stock Mgmt For For For Option Plan ________________________________________________________________________________ Allied Nevada Gold Corp. Ticker Security ID: Meeting Date Meeting Status ANV CUSIP 019344100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Buchan Mgmt For For For 1.2 Elect Scott Caldwell Mgmt For For For 1.3 Elect John Ivany Mgmt For For For 1.4 Elect Cameron Mingay Mgmt For For For 1.5 Elect Terry Palmer Mgmt For For For 1.6 Elect Carl Pescio Mgmt For For For 1.7 Elect D. Bruce Sinclair Mgmt For For For 1.8 Elect Robert Wardell Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allied Nevada Gold Corp. Ticker Security ID: Meeting Date Meeting Status ANV CUSIP 019344100 10/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Buchan Mgmt For For For 2 Elect Scott Caldwell Mgmt For For For 3 Elect John Ivany Mgmt For For For 4 Elect Cameron Mingay Mgmt For For For 5 Elect Terry Palmer Mgmt For For For 6 Elect Carl Pescio Mgmt For For For 7 Elect D. Bruce Sinclair Mgmt For For For 8 Elect Robert Wardell Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Increase of Authorized Mgmt For For For Common Stock 13 Amendment to the Mgmt For For For Deferred Phantom Unit Plan 14 Deferred Share Unit Plan Mgmt For For For ________________________________________________________________________________ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Hodgson Mgmt For For For 5 Elect Yves-Andre Istel Mgmt For For For 6 Elect Neil Novich Mgmt For For For 7 Elect F. Grant Saviers Mgmt For For For 8 Elect Paul Severino Mgmt For For For 9 Elect Kenton Sicchitano Mgmt For For For 10 Advisory Vote on Mgmt For Abstain Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Timothy Cook Mgmt For For For 1.3 Elect Millard Drexler Mgmt For For For 1.4 Elect Albert Gore, Jr. Mgmt For For For 1.5 Elect Robert Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur Levinson Mgmt For For For 1.8 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr Against Against For Regarding Conflict of Interest Report 5 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Director Compensation 6 Shareholder Proposal ShrHldr Against For Against Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Ashmore Group plc Ticker Security ID: Meeting Date Meeting Status ASHM CINS G0609C101 10/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Michael Benson Mgmt For For For 4 Elect Mark Coombs Mgmt For For For 5 Elect Graeme Dell Mgmt For For For 6 Elect Nick Land Mgmt For For For 7 Elect Jonathan Asquith Mgmt For For For 8 Elect Melda Donnelly Mgmt For For For 9 Directors' Remuneration Mgmt For For For Report 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authorisation of Mgmt For For For Political Donations 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Waiver of Mandatory Mgmt For For For Takeover Requirement 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRK.A CUSIP 084670702 05/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren Buffett Mgmt For For For 1.2 Elect Charles Munger Mgmt For For For 1.3 Elect Howard Buffett Mgmt For For For 1.4 Elect Stephen Burke Mgmt For For For 1.5 Elect Susan Decker Mgmt For For For 1.6 Elect William Gates III Mgmt For For For 1.7 Elect David Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald Keough Mgmt For For For 1.10 Elect Thomas Murphy Mgmt For For For 1.11 Elect Ronald Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For 2 Shareholder Proposal ShrHldr Against Against For Regarding CEO Succession Planning ________________________________________________________________________________ C&J Energy Services, Inc. Ticker Security ID: Meeting Date Meeting Status CJES CUSIP 12467B106 05/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joshua Comstock Mgmt For For For 1.2 Elect Randall McMullen, Mgmt For For For Jr. 1.3 Elect Darren Friedman Mgmt For For For 1.4 Elect James Benson Mgmt For For For 1.5 Elect Michael Roemer Mgmt For For For 1.6 Elect H.H. Wommack, III Mgmt For For For 1.7 Elect C. James Mgmt For For For Stewart, III 2 2012 Long-Term Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cal-Maine Foods, Inc. Ticker Security ID: Meeting Date Meeting Status CALM CUSIP 128030202 09/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fred Adams, Jr. Mgmt For For For 1.2 Elect Adolphus Baker Mgmt For For For 1.3 Elect Timothy Dawson Mgmt For For For 1.4 Elect Letitia Hughes Mgmt For For For 1.5 Elect James Poole Mgmt For For For 1.6 Elect Steve Sanders Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation ________________________________________________________________________________ Centamin Egypt Limited Ticker Security ID: Meeting Date Meeting Status CEY CUSIP Q2159B110 12/14/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation Mgmt For For For ________________________________________________________________________________ Centamin Egypt Limited Ticker Security ID: Meeting Date Meeting Status CEY CUSIP Q2159BEC9 12/14/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adoption of the New Mgmt For For For Centamin Employee Share Option Plan 2 Amendment to Executive Mgmt For For For LFS Plan 3 Amendment to Employee Mgmt For For For LFS Plan 4 Adoption of the New Mgmt For For For Centamin Executive LFS Plan 5 Adoption of the New Mgmt For For For Centamin Employee LFS Plan ________________________________________________________________________________ Centamin PLC Ticker Security ID: Meeting Date Meeting Status CEY CUSIP G2055Q105 05/30/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Josef El-Raghy Mgmt For For For 4 Elect Trevor Schultz Mgmt For For For 5 Elect Gordon Haslam Mgmt For For For 6 Elect G. Robert Bowker Mgmt For For For 7 Elect Mark Arnesen Mgmt For For For 8 Elect Mark Bankes Mgmt For For For 9 Elect Kevin Tomlinson Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authorisation of Mgmt For For For Electronic Communications 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Endeavour Mining Corp. Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3040R109 11/25/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Endeavour Mining Corp. Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3041P102 11/25/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3041P102 06/06/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Connelly Mgmt For For For 2 Elect Antony Harwood Mgmt For For For 3 Elect Martin Reed Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Re-Approval of the Mgmt For For For Stock Option Plan ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Christopher Mgmt For For For Gaut 2 Elect Gerald Haddock Mgmt For For For 3 Elect Paul Rowsey III Mgmt For For For 4 Elect Francis Kalman Mgmt For For For 5 Elect David Brown Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Ratification of Mgmt For For For Statutory Auditor 8 Authority to Set Mgmt For For For Auditor's Fees 9 2012 Long-Term Mgmt For Abstain Against Incentive Plan 10 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Henrietta Fore Mgmt For For For 1.6 Elect Kenneth Frazier Mgmt For For For 1.7 Elect William George Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 5 Shareholder Proposal ShrHldr Against Against For Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHldr Against Against For Regarding Lobbying Report 7 Shareholder Proposal ShrHldr Against Against For Regarding Adopting Sexual Orientation Anti-Bias Policy 8 Shareholder Proposal ShrHldr Against Against For Regarding Hydraulic Fracturing 9 Shareholder Proposal ShrHldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Charles Johnson Mgmt For For For 5 Elect Gregory Johnson Mgmt For For For 6 Elect Rupert Johnson, Mgmt For For For Jr. 7 Elect Mark Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Laura Stein Mgmt For For For 10 Elect Anne Tatlock Mgmt For For For 11 Elect Geoffrey Yang Mgmt For For For 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fresnillo Plc Ticker Security ID: Meeting Date Meeting Status FRES CINS G371E2108 05/18/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Alberto Bailleres Mgmt For For For Gonzalez 5 Elect Lord Cairns Mgmt For For For 6 Elect Francisco Javier Mgmt For For For Fernandez Carbajal 7 Elect Fernando Ruiz Mgmt For For For Sahagun 8 Elect Fernando Solana Mgmt For For For Morales 9 Elect Guy Wilson Mgmt For For For 10 Elect Juan Bordes Aznar Mgmt For For For 11 Elect Arturo Fernandez Mgmt For For For Perez 12 Elect Rafael MacGregor Mgmt For For For Anciola 13 Elect Jaime Lomelin Mgmt For For For 14 Elect Maria Asuncion Mgmt For For For Aramburuzabala Larregui 15 Elect Alejandro Mgmt For For For Bailleres Gual 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ GameStop Corp. Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel DeMatteo Mgmt For For For 1.2 Elect Shane Kim Mgmt For For For 1.3 Elect J. Paul Raines Mgmt For For For 1.4 Elect Kathy Vrabeck Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Globe Specialty Metals, Inc. Ticker Security ID: Meeting Date Meeting Status GSM CUSIP 37954N206 11/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Barger, Jr. Mgmt For For For 1.2 Elect Thomas Danjczek Mgmt For For For 1.3 Elect Stuart Eizenstat Mgmt For For For 1.4 Elect Alan Kestenbaum Mgmt For For For 1.5 Elect Franklin Lavin Mgmt For For For 2 2011 Chief Financial Mgmt For For For Officer/Chief Legal Officer Long-Term Incentive Plan 3 2012 Executive Mgmt For For For Long-Term Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GrafTech International Ltd. Ticker Security ID: Meeting Date Meeting Status GTI CUSIP 384313102 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randy Carson Mgmt For For For 1.2 Elect Mary Cranston Mgmt For For For 1.3 Elect Harold Layman Mgmt For For For 1.4 Elect Ferrell McClean Mgmt For For For 1.5 Elect Nathan Milikowsky Mgmt For For For 1.6 Elect Michael Nahl Mgmt For For For 1.7 Elect Steven Shawley Mgmt For For For 1.8 Elect Craig Shular Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Robillard, Mgmt For For For Jr. 1.2 Elect Francis Rooney Mgmt For For For 1.3 Elect Edward Rust, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Authority to Remove Mgmt For For For Directors With or Without Cause ________________________________________________________________________________ Industrias Bachoco S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status BACHCOB CUSIP 456463108 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report on Tax Compliance Mgmt For Abstain Against 3 Authority to Repurchase Mgmt For Abstain Against Shares; Report on Share Repurchase Program 4 Allocation of Dividends Mgmt For Abstain Against 5 Election of Directors Mgmt For Abstain Against 6 Election of Committee Mgmt For Abstain Against Chairman and Members 7 Director's Fees; Board Mgmt For Abstain Against Committee Fees 8 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Intl Fcstone Inc. Ticker Security ID: Meeting Date Meeting Status INTL CUSIP 46116V105 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Fowler Mgmt For For For 1.2 Elect Jack Friedman Mgmt For For For 1.3 Elect Justin Wheeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Restricted Stock Mgmt For Abstain Against Plan 4 Amendment to the 2003 Mgmt For Abstain Against Stock Option Plan 5 2012 Executive Mgmt For Abstain Against Performance Plan ________________________________________________________________________________ Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Noel Watson Mgmt For For For 2 Elect Joseph Bronson Mgmt For For For 3 Elect Peter Robertson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Abstain Against Executive Compensation 6 Amendment to the 1999 Mgmt For Abstain Against Stock Incentive Plan ________________________________________________________________________________ Kennedy-Wilson Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status KW CUSIP 489398107 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William McMorrow Mgmt For For For 1.2 Elect Kent Mouton Mgmt For For For 1.3 Elect Norm Creighton Mgmt For For For 2 Amendment to the 2009 Mgmt For For For Equity Participation Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Knight Capital Group, Inc. Ticker Security ID: Meeting Date Meeting Status KCG CUSIP 499005106 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Bolster Mgmt For For For 2 Elect Thomas Joyce Mgmt For For For 3 Elect James Lewis Mgmt For For For 4 Elect James Milde Mgmt For For For 5 Elect Christopher Quick Mgmt For For For 6 Elect Daniel Schmitt Mgmt For For For 7 Elect Laurie Shahon Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal ShrHldr Against Against For Regarding Right to Call a Special Meeting ________________________________________________________________________________ Lincoln Electric Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LECO CUSIP 533900106 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harold Adams Mgmt For For For 1.2 Elect Curtis Espeland Mgmt For For For 1.3 Elect Robert Knoll Mgmt For For For 1.4 Elect John Stropki, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Re-Approval of the 2007 Mgmt For For For Management Incentive Compensation Plan ________________________________________________________________________________ LSB Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LXU CUSIP 502160104 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Brown Mgmt For For For 1.2 Elect Barry Golsen Mgmt For For For 1.3 Elect David Goss Mgmt For For For 1.4 Elect Gail Lapidus Mgmt For For For 1.5 Elect John Shelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Major Drilling Group International Inc. Ticker Security ID: Meeting Date Meeting Status MDI CUSIP 560909103 09/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Breiner Mgmt For For For 1.2 Elect Jean Desrosiers Mgmt For For For 1.3 Elect David Fennell Mgmt For For For 1.4 Elect Francis McGuire Mgmt For For For 1.5 Elect Catherine Mgmt For For For McLeod-Seltzer 1.6 Elect Janice Rennie Mgmt For For For 1.7 Elect David Tennant Mgmt For For For 1.8 Elect Jo Mark Zurel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHldr Against Against For Regarding Formation of Environmental Sustainability Committee ________________________________________________________________________________ MKS Instruments, Inc. Ticker Security ID: Meeting Date Meeting Status MKSI CUSIP 55306N104 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leo Berlinghieri Mgmt For For For 1.2 Elect Elizabeth Mora Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mosaic Co. Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 10/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nancy Cooper Mgmt For For For 1.2 Elect James Popowich Mgmt For For For 1.3 Elect James Prokopanko Mgmt For For For 1.4 Elect Steven Seibert Mgmt For For For 2 Elimination of Dual Mgmt For For For Class Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation 5 Frequency of Advisory Mgmt 1 Year Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Myriad Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status MYGN CUSIP 62855J104 12/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter Gilbert Mgmt For For For 1.2 Elect Dennis Langer Mgmt For For For 1.3 Elect Lawrence Best Mgmt For For For 2 Amendment to the 2010 Mgmt For For For Employee, Director and Consultant Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce Brook Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Jane Nelson Mgmt For For For 8 Elect Richard O'Brien Mgmt For For For 9 Elect John Prescott Mgmt For For For 10 Elect Donald Roth Mgmt For For For 11 Elect Simon Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Nu Skin Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NUS CUSIP 67018T105 05/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nevin Andersen Mgmt For For For 1.2 Elect Daniel Campbell Mgmt For For For 1.3 Elect M. Truman Hunt Mgmt For For For 1.4 Elect Andrew Lipman Mgmt For For For 1.5 Elect Steven Lund Mgmt For For For 1.6 Elect Patricia Negron Mgmt For For For 1.7 Elect Neil Offen Mgmt For For For 1.8 Elect Thomas Pisano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clayton Daley, Jr. Mgmt For For For 1.2 Elect John Ferriola Mgmt For For For 1.3 Elect Harvey Gantt Mgmt For For For 1.4 Elect Bernard Kasriel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 03/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For Against Against ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 05/15/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Michael Carroll Mgmt For For For 1.4 Elect Michael Maloney Mgmt For For For 1.5 Elect Robert Pirooz Mgmt For For For 1.6 Elect David Press Mgmt For For For 1.7 Elect Walter Segsworth Mgmt For For For 1.8 Elect Christopher Dunn Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Partners Group Holding Ticker Security ID: Meeting Date Meeting Status PGHN CINS H6120A101 05/03/2012 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Compensation Report Mgmt For Abstain Against 6 Ratification of Board Mgmt For For For and Management Acts 7 Elect Urs Wietlisbach Mgmt For For For 8 Elect Wolfgang Zurcher Mgmt For For For 9 Elect Eric Strutz Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Pason Systems Inc. Ticker Security ID: Meeting Date Meeting Status PSI CUSIP 702925108 05/08/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James Hill Mgmt For For For 2.2 Elect James Howe Mgmt For For For 2.3 Elect Murray Cobbe Mgmt For For For 2.4 Elect Harold Allsopp Mgmt For For For 2.5 Elect G. Allen Brooks Mgmt For For For 2.6 Elect Franz Fink Mgmt For For For 2.7 Elect Marcel Kessler Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Patriot Transportation Holding, Inc. Ticker Security ID: Meeting Date Meeting Status PATR CUSIP 70337B102 02/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Baker II Mgmt For For For 1.2 Elect Luke Fichthorn III Mgmt For For For 1.3 Elect H.W. Shad III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 05/10/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Quartermain Mgmt For For For 1.2 Elect Christopher Dunn Mgmt For For For 1.3 Elect Joseph Ovsenek Mgmt For For For 1.4 Elect John Smith Mgmt For For For 1.5 Elect Tom Yip Mgmt For For For 1.6 Elect Ross Mitchell Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Hannah Mgmt For For For 1.2 Elect Mark Kaminski Mgmt For For For 1.3 Elect Gregg Mollins Mgmt For For For 1.4 Elect Andrew Sharkey III Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr Against For Against Regarding Independent Board Chairman 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sanderson Farms, Inc. Ticker Security ID: Meeting Date Meeting Status SAFM CUSIP 800013104 02/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Baker, III Mgmt For For For 1.2 Elect John Bierbusse Mgmt For For For 1.3 Elect Mike Cockrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SanDisk Corporation Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 06/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Marks Mgmt For For For 2 Elect Kevin DeNuccio Mgmt For For For 3 Elect Irwin Federman Mgmt For For For 4 Elect Steven Gomo Mgmt For For For 5 Elect Eddy Hartenstein Mgmt For For For 6 Elect Chenming Hu Mgmt For For For 7 Elect Catherine Lego Mgmt For For For 8 Elect Sanjay Mehrotra Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Anderson Mgmt For For For 1.2 Elect John Carter Mgmt For For For 1.3 Elect Kenneth Novack Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Seabridge Gold Inc. Ticker Security ID: Meeting Date Meeting Status SEA CUSIP 811916105 06/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James Anthony Mgmt For For For 2.2 Elect A. Frederick Mgmt For For For Banfield 2.3 Elect Douglas Barr Mgmt For For For 2.4 Elect Thomas Dawson Mgmt For For For 2.5 Elect Louis Fox Mgmt For For For 2.6 Elect Rudi Fronk Mgmt For For For 2.7 Elect Eliseo Mgmt For For For Gonzalez-Urien 2.8 Elect Jay Layman Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Semperit AG Holding Ticker Security ID: Meeting Date Meeting Status SEM CINS A76473122 04/23/2012 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Mgmt For For For Board Members 8 Increase in Authorized Mgmt For For For Capital 9 Authority to Issue Mgmt For For For Convertible Debt Instruments 10 Increase in Conditional Mgmt For For For Capital 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Simpson Manufacturing Co., Inc. Ticker Security ID: Meeting Date Meeting Status SSD CUSIP 829073105 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jennifer Chatman Mgmt For Withhold Against 1.2 Elect Robin MacGillivray Mgmt For Withhold Against 1.3 Elect Barclay Simpson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sprott Inc. Ticker Security ID: Meeting Date Meeting Status SII CUSIP 852066109 05/23/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric Sprott Mgmt For For For 1.2 Elect Jack Lee Mgmt For For For 1.3 Elect Marc Faber Mgmt For For For 1.4 Elect Peter Grosskopf Mgmt For For For 1.5 Elect James Roddy Mgmt For For For 1.6 Elect Arthur Rule IV Mgmt For For For 1.7 Elect Paul Stephens Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ The Buckle, Inc. Ticker Security ID: Meeting Date Meeting Status BKE CUSIP 118440106 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Hirschfeld Mgmt For For For 1.2 Elect Dennis Nelson Mgmt For For For 1.3 Elect Karen Rhoads Mgmt For For For 1.4 Elect James Shada Mgmt For For For 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For For For 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Management Mgmt For For For Incentive Plan 4 Amendment to the 2005 Mgmt For For For Restricted Stock Plan 5 Approval of Mgmt For For For Performance-Based Awards Granted ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Allen Kosowsky Mgmt For For For 1.2 Elect Jan Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Trican Well Service Ltd. Ticker Security ID: Meeting Date Meeting Status TCW CUSIP 895945103 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kenneth Bagan Mgmt For For For 2.2 Elect G. Allen Brooks Mgmt For For For 2.3 Elect Murray Cobbe Mgmt For For For 2.4 Elect Dale Dusterhoft Mgmt For For For 2.5 Elect Donald Luft Mgmt For For For 2.6 Elect Kevin Nugent Mgmt For For For 2.7 Elect Alexander Pourbaix Mgmt For For For 2.8 Elect Douglas Robinson Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Unit Corporation Ticker Security ID: Meeting Date Meeting Status UNT CUSIP 909218109 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Nikkel Mgmt For For For 1.2 Elect Robert Sullivan, Mgmt For For For Jr. 1.3 Elect Gary Christopher Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Re-approval of Mgmt For For For Performance Goals Under the Stock and Incentive Compensation Plan 4 Amendment to the Stock Mgmt For For For and Incentive Compensation Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Value Partners Group Limited Ticker Security ID: Meeting Date Meeting Status 806 CINS G93175100 04/26/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Louis SO Chun Ki Mgmt For For For 6 Elect Timothy TSE Wai Mgmt For For For Ming 7 Elect Nobuo OYAMA Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Repurchased Shares ________________________________________________________________________________ Veeco Instruments Inc. Ticker Security ID: Meeting Date Meeting Status VECO CUSIP 922417100 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Braun Mgmt For For For 1.2 Elect Richard D'Amore Mgmt For For For 1.3 Elect Keith Jackson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen Cote Mgmt For For For 2 Elect John Coyne Mgmt For For For 3 Elect Henry DeNero Mgmt For For For 4 Elect William Kimsey Mgmt For For For 5 Elect Michael Lambert Mgmt For For For 6 Elect Len Lauer Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Thomas Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Advisory Vote on Mgmt For Abstain Against Executive Compensation 12 Frequency of Advisory Mgmt 1 Year Abstain Against Vote on Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Westlake Chemical Corporation Ticker Security ID: Meeting Date Meeting Status WLK CUSIP 960413102 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Chao Mgmt For For For 1.2 Elect H. John Riley, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Royce Focus Trust, Inc. By (Signature) /s/ Charles M. Royce Name Charles M. Royce Title President Date 08/13/2012