N-PX 1 rft-npx2014.txt RFT N-PX 6/30/2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-05379 Name of Registrant: Royce Focus Trust, Inc. Address of Principal Executive Offices: 745 Fifth Avenue, New York, NY 10151 Registrant's telephone number including area code: 212-508-4500 Date of fiscal year end: 12/31/13 Date of reporting period: 07/01/2013 - 06/30/2014 Item 1: Proxy Voting Record Registrant : Royce Focus Trust Inc Fund Name : Royce Focus Trust, Inc. ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011527108 05/28/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Anthony Garson Mgmt For For For 2.2 Elect David Gower Mgmt For For For 2.3 Elect John A. McCluskey Mgmt For For For 2.4 Elect Paul J. Murphy Mgmt For For For 2.5 Elect Kenneth G. Stowe Mgmt For For For 2.6 Elect David Fleck Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent T. Roche Mgmt For For For 3 Elect Richard M. Beyer Mgmt For For For 4 Elect James A. Champy Mgmt For For For 5 Elect John C. Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil S. Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Kenton J. Mgmt For For For Sicchitano 10 Elect Lisa T. Su Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Stock Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William V. Mgmt For For For Campbell 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Mgmt For For For Jr. 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Technical Amendment to Mgmt For For For Articles 3 Eliminate Blank Check Mgmt For For For Authority to Issue Preferred Stock 4 Establish a Par Value Mgmt For For For for the Company's Common Stock of $0.00001 Per Share 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 2014 Employee Stock Plan Mgmt For For For 8 Shareholder Proposal ShrHldr Against Against For Regarding Formation of Human Rights Committee 9 Shareholder Proposal ShrHldr Against Against For Regarding Sustainability-Related Trade Association Memberships 10 Shareholder Proposal ShrHldr N/A Abstain N/A Regarding Share Buybacks 11 Shareholder Proposal ShrHldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Ashmore Group plc Ticker Security ID: Meeting Date Meeting Status ASHM CINS G0609C101 10/30/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Michael Benson Mgmt For For For 4 Elect Mark Coombs Mgmt For For For 5 Elect Graeme Dell Mgmt For For For 6 Elect Nick Land Mgmt For For For 7 Elect Melda Donnelly Mgmt For For For 8 Elect Simon J. Fraser Mgmt For For For 9 Elect Charles Outhwaite Mgmt For For For 10 Elect Anne Pringle Mgmt For For For 11 Directors' Remuneration Mgmt For For For Report 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares 18 Waiver of Mandatory Mgmt For For For Takeover Requirement 19 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 20 Directors' Fees Mgmt For For For ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRK.A CUSIP 084670702 05/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren E. Buffett Mgmt For For For 1.2 Elect Charles T. Munger Mgmt For For For 1.3 Elect Howard G. Buffett Mgmt For For For 1.4 Elect Stephen B. Burke Mgmt For For For 1.5 Elect Susan L. Decker Mgmt For For For 1.6 Elect William H. Gates Mgmt For For For III 1.7 Elect David S. Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald R. Keough Mgmt For For For 1.10 Elect Thomas S. Murphy Mgmt For For For 1.11 Elect Ronald L. Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For 1.13 Elect Meryl B. Witmer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 4 Shareholder Proposal ShrHldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal ShrHldr Against Against For Regarding Dividends ________________________________________________________________________________ Buckle Inc. Ticker Security ID: Meeting Date Meeting Status BKE CUSIP 118440106 05/27/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel J. Mgmt For For For Hirschfeld 1.2 Elect Dennis H. Nelson Mgmt For For For 1.3 Elect Karen B. Rhoads Mgmt For For For 1.4 Elect James E. Shada Mgmt For For For 1.5 Elect Robert E. Campbell Mgmt For For For 1.6 Elect Bill L. Fairfield Mgmt For For For 1.7 Elect Bruce L. Hoberman Mgmt For For For 1.8 Elect John P. Peetz Mgmt For For For 1.9 Elect Michael E. Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2014 Management Mgmt For For For Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cal-Maine Foods, Inc. Ticker Security ID: Meeting Date Meeting Status CALM CUSIP 128030202 10/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adolphus B. Baker Mgmt For For For 1.2 Elect Timothy A. Dawson Mgmt For For For 1.3 Elect Letitia C. Hughes Mgmt For For For 1.4 Elect Sherman Miller Mgmt For For For 1.5 Elect James E. Poole Mgmt For For For 1.6 Elect Steve W. Sanders Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cirrus Logic, Inc. Ticker Security ID: Meeting Date Meeting Status CRUS CUSIP 172755100 07/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Carter Mgmt For For For 1.2 Elect Timothy Dehne Mgmt For For For 1.3 Elect Jason Rhode Mgmt For For For 1.4 Elect Alan Schuele Mgmt For For For 1.5 Elect William Sherman Mgmt For For For 1.6 Elect Susan Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2007 Mgmt For For For Management and Key Individual Contributor Incentive Plan ________________________________________________________________________________ Clarkson plc Ticker Security ID: Meeting Date Meeting Status CKN CINS G21840106 05/09/2014 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Jeff Woyda Mgmt For For For 6 Elect Edmond Warner Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Mgmt For For For Auditor's Fees 10 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 14 Increase in Directors' Mgmt For For For Fee Cap 15 Approval of Long Term Mgmt For For For Incentive Plan 16 Approval of Share Mgmt For For For Option Plan ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3041P102 06/19/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael E. Beckett Mgmt For For For 1.2 Elect Neil Woodyer Mgmt For For For 1.3 Elect Wayne McManus Mgmt For For For 1.4 Elect Ian J. Henderson Mgmt For For For 1.5 Elect Ian D. Cockerill Mgmt For For For 1.6 Elect Miquel Rodriguez Mgmt For For For 1.7 Elect Frank Giustra Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Ursula M. Burns Mgmt For For For 1.4 Elect Larry R. Faulkner Mgmt For For For 1.5 Elect Jay S. Fishman Mgmt For For For 1.6 Elect Henrietta H. Fore Mgmt For For For 1.7 Elect Kenneth C. Frazier Mgmt For For For 1.8 Elect William W. George Mgmt For For For 1.9 Elect Samuel J. Mgmt For For For Palmisano 1.10 Elect Steven S. Mgmt For For For Reinemund 1.11 Elect Rex W. Tillerson Mgmt For For For 1.12 Elect William C. Weldon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors 5 Shareholder Proposal ShrHldr Against For Against Regarding Multiple Board Service 6 Shareholder Proposal ShrHldr Against For Against Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal ShrHldr Against For Against Regarding Lobbying Report 8 Shareholder Proposal ShrHldr Against For Against Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Franco-Nevada Corporation Ticker Security ID: Meeting Date Meeting Status FNV CUSIP 351858105 05/07/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pierre Lassonde Mgmt For For For 1.2 Elect David Harquail Mgmt For For For 1.3 Elect Tom Albanese Mgmt For For For 1.4 Elect Derek W. Evans Mgmt For For For 1.5 Elect Graham Farquharson Mgmt For For For 1.6 Elect Louis P. Gignac Mgmt For For For 1.7 Elect Randall Oliphant Mgmt For For For 1.8 Elect David R. Peterson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel H. Armacost Mgmt For For For 2 Elect Peter K. Barker Mgmt For For For 3 Elect Charles E. Johnson Mgmt For For For 4 Elect Gregory E. Johnson Mgmt For For For 5 Elect Rupert H. Mgmt For For For Johnson, Jr. 6 Elect Mark C. Pigott Mgmt For For For 7 Elect Chutta Ratnathicam Mgmt For For For 8 Elect Laura Stein Mgmt For For For 9 Elect Anne M. Tatlock Mgmt For For For 10 Elect Geoffrey Y. Yang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of 2014 Key Mgmt For For For Executive Incentive Compensation Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHldr Against Against For Regarding Genocide-Free Investing ________________________________________________________________________________ Fresnillo Plc Ticker Security ID: Meeting Date Meeting Status FRES CINS G371E2108 05/16/2014 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Policy Mgmt For For For (Binding) 4 Remuneration Report Mgmt For For For (Advisory) 5 Elect Alberto Bailleres Mgmt For For For Gonzalez 6 Elect Fernando Ruiz Mgmt For Against Against Sahagun 7 Elect Guy Wilson Mgmt For For For 8 Elect Juan Bordes Aznar Mgmt For For For 9 Elect Arturo Fernandez Mgmt For For For Perez 10 Elect Rafael MacGregor Mgmt For For For Anciola 11 Elect Jaime Lomelin Mgmt For For For 12 Elect Maria Asuncion Mgmt For For For Aramburuzabala Larregui 13 Elect Alejandro Mgmt For For For Bailleres Gual 14 Elect Barbara Garza Mgmt For For For Laguera Gonda 15 Elect Jaime Serra Mgmt For For For 16 Elect Charles Jacobs Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ GameStop Corp. Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas N. Kelly, Mgmt For For For Jr. 2 Elect Gerald R. Mgmt For For For Szczepanski 3 Elect Lawrence S. Zilavy Mgmt For For For 4 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Garmin Ltd. Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP H2906T109 06/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appoint Chairman of the Mgmt For For For Meeting 2 Accounts and Reports Mgmt For For For 3 Allocation of Losses Mgmt For For For 4 Allocation of Dividends Mgmt For For For 5 Ratification of Board Mgmt For For For and Management Acts 6 Elect Donald H. Eller Mgmt For For For 7 Elect Joseph J. Hartnett Mgmt For For For 8 Elect Min H. Kao Mgmt For For For 9 Elect Charles W. Peffer Mgmt For For For 10 Elect Clifton A. Pemble Mgmt For For For 11 Elect Thomas P. Mgmt For For For Poberezny 12 Elect Min H. Kao Mgmt For For For 13 Elect Donald H. Eller Mgmt For For For as Compensation Committee Member 14 Elect Joseph J. Mgmt For For For Hartnett as Compensation Committee Member 15 Elect Charles W. Peffer Mgmt For For For as Compensation Committee Member 16 Elect Thomas P. Mgmt For For For Poberezny as Compensation Committee Member 17 Appointment of Mgmt For For For Independent Proxy 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Mgmt For For For Executive Compensation 20 Amendments to Articles Mgmt For For For (Regarding VeguV) 21 Amendments to Articles Mgmt For For For (Regarding VeguV) 22 Amendments to Articles Mgmt For For For to Allow Virtual General Meetings 23 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Globe Specialty Metals, Inc. Ticker Security ID: Meeting Date Meeting Status GSM CUSIP 37954N206 12/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald G. Barger, Mgmt For For For Jr. 1.2 Elect Thomas A. Danjczek Mgmt For For For 1.3 Elect Stuart E. Mgmt For For For Eizenstat 1.4 Elect Alan Kestenbaum Mgmt For For For 1.5 Elect Franklin Leo Lavin Mgmt For For For 1.6 Elect Alan R, Schriber Mgmt For For For ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hans Helmerich Mgmt For For For 2 Elect John W. Lindsay Mgmt For For For 3 Elect Paula Marshall Mgmt For For For 4 Elect Randy A. Foutch Mgmt For For For 5 Elect John D. Zeglis Mgmt For For For 6 Elect William L. Mgmt For For For Armstrong 7 Elect Thomas A. Petrie Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Industrias Bachoco S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status BACHCOB CUSIP 456463108 04/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For Abstain Against Allocation of Profits/Dividends 2 Report on Tax Compliance Mgmt For Abstain Against 3 Report on the Company's Mgmt For Abstain Against Repurchase Program 4 Election of Directors Mgmt For Abstain Against 5 Election of Audit and Mgmt For Abstain Against Corporate Governance Committee Chairman and Members 6 Directors' Fees; Board Mgmt For Abstain Against Committee Fees 7 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Industrias Bachoco S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status BACHCOB CUSIP 456463108 12/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Special Dividend Mgmt For Abstain Against ________________________________________________________________________________ Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juan Jose Suarez Mgmt For For For Coppel 2 Elect John F. Coyne Mgmt For For For 3 Elect Linda Fayne Mgmt For For For Levinson 4 Elect Craig L. Martin Mgmt For For For 5 Elect Chris M.T. Mgmt For For For Thompson 6 Amendment to the 1999 Mgmt For For For Stock Incentive Plan 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Kennedy-Wilson Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status KW CUSIP 489398107 06/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry R. Solomon Mgmt For For For 1.2 Elect David A. Minella Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Amendment to the 2009 Mgmt For For For Equity Participation Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lincoln Electric Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LECO CUSIP 533900106 04/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David H. Gunning Mgmt For For For 1.2 Elect G. Russell Lincoln Mgmt For For For 1.3 Elect Christopher L. Mgmt For For For Mapes 1.4 Elect Phillip J. Mason Mgmt For For For 1.5 Elect Hellene S. Runtagh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Major Drilling Group International Inc. Ticker Security ID: Meeting Date Meeting Status MDI CUSIP 560909103 09/11/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Breiner Mgmt For For For 1.2 Elect Jean Desrosiers Mgmt For For For 1.3 Elect Fred J. Dyment Mgmt For For For 1.4 Elect David A. Fennell Mgmt For For For 1.5 Elect Francis P. McGuire Mgmt For For For 1.6 Elect Catherine Mgmt For For For McLeod-Seltzer 1.7 Elect Janice G. Rennie Mgmt For For For 1.8 Elect David B. Tennant Mgmt For For For 1.9 Elect Jo Mark Zurel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advance Notice Provision Mgmt For For For 5 Amendment to the Stock Mgmt For For For Option Plan 6 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Medicines Company Ticker Security ID: Meeting Date Meeting Status MDCO CUSIP 584688105 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Clive A. Meanwell Mgmt For For For 1.3 Elect Elizabeth H.S. Mgmt For For For Wyatt 2 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven A. Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William H. Gates Mgmt For For For III 4 Elect Maria Klawe Mgmt For For For 5 Elect Stephen J. Luczo Mgmt For For For 6 Elect David F. Marquardt Mgmt For For For 7 Elect Charles H. Noski Mgmt For For For 8 Elect Helmut G. W. Panke Mgmt For For For 9 Elect John W. Thompson Mgmt For For For 10 Approval of the Mgmt For For For Material Terms of the Executive Officer Incentive Plan 11 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MKS Instruments, Inc. Ticker Security ID: Meeting Date Meeting Status MKSI CUSIP 55306N104 05/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Bertucci Mgmt For For For 1.2 Elect Robert R. Anderson Mgmt For For For 1.3 Elect Gregory R. Beecher Mgmt For For For 2 2014 Stock Incentive Mgmt For For For Plan 3 2014 Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mosaic Co. Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Denise C. Johnson Mgmt For For For 3 Elect Nancy E. Cooper Mgmt For For For 4 Elect James L. Popowich Mgmt For For For 5 Elect James T. Mgmt For For For Prokopanko 6 Elect Steven M. Seibert Mgmt For For For 7 2014 Stock and Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mosaic Co. Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 10/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy S. Gitzel Mgmt For For For 2 Elect William R. Graber Mgmt For For For 3 Elect Emery N. Koenig Mgmt For For For 4 Elect David T. Seaton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Myriad Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status MYGN CUSIP 62855J104 12/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter D. Meldrum Mgmt For For For 1.2 Elect Heiner Dreismann Mgmt For For For 2 Amendment to the Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nu Skin Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NUS CUSIP 67018T105 06/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nevin N. Andersen Mgmt For For For 1.2 Elect Daniel W. Campbell Mgmt For For For 1.3 Elect M. Truman Hunt Mgmt For For For 1.4 Elect Andrew D. Lipman Mgmt For For For 1.5 Elect Steven J. Lund Mgmt For For For 1.6 Elect Patricia A. Negron Mgmt For For For 1.7 Elect Neil H. Offen Mgmt For For For 1.8 Elect Thomas R. Pisano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter C. Browning Mgmt For For For 1.2 Elect John J. Ferriola Mgmt For For For 1.3 Elect Harvey B. Gantt Mgmt For For For 1.4 Elect Gregory J. Hayes Mgmt For For For 1.5 Elect Victoria F. Haynes Mgmt For For For 1.6 Elect Bernard L. Kasriel Mgmt For For For 1.7 Elect Christopher J. Mgmt For For For Kearney 1.8 Elect Raymond J. Mgmt For For For Milchovich 1.9 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2014 Omnibus Incentive Mgmt For For For Compensation Plan 5 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 05/08/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect Geoffrey A. Burns Mgmt For For For 1.3 Elect Michael L. Carroll Mgmt For For For 1.4 Elect Christopher Noel Mgmt For For For Dunn 1.5 Elect Neil de Gelder Mgmt For For For 1.6 Elect Robert P. Pirooz Mgmt For For For 1.7 Elect David C. Press Mgmt For For For 1.8 Elect Walter T. Mgmt For For For Segsworth 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pason Systems Inc. Ticker Security ID: Meeting Date Meeting Status PSI CUSIP 702925108 05/07/2014 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James D. Hill Mgmt For For For 2.2 Elect James B. Howe Mgmt For For For 2.3 Elect Murray L. Cobbe Mgmt For For For 2.4 Elect G. Allen Brooks Mgmt For For For 2.5 Elect Franz J. Fink Mgmt For For For 2.6 Elect Marcel Kessler Mgmt For For For 2.7 Elect T. Jay Collins Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advance Notice Provision Mgmt For For For 5 Amendment to Articles Mgmt For For For Regarding Quorum 6 Modernization Amendments Mgmt For For For ________________________________________________________________________________ Patriot Transportation Holding, Inc. Ticker Security ID: Meeting Date Meeting Status PATR CUSIP 70337B102 02/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thompson S. Baker Mgmt For For For II 1.2 Elect Martin E. Stein, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 05/14/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Robert A. Mgmt For For For Quartermain 2.2 Elect Christopher Noel Mgmt For For For Dunn 2.3 Elect Ross A. Mitchell Mgmt For For For 2.4 Elect Joseph J. Ovsenek Mgmt For For For 2.5 Elect Tom S.Q. Yip Mgmt For For For 2.6 Elect George Paspalas Mgmt For For For 2.7 Elect Peter Birkey Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Adoption of Advance Mgmt For For For Notice Requirement ________________________________________________________________________________ Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status RRS CUSIP 752344309 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Report Mgmt For Abstain Against (Advisory) 4 Remuneration Policy Mgmt For For For (Advisory -- Non-UK issuer) 5 Elect D. Mark Bristow Mgmt For For For 6 Elect Norborne P. Cole, Mgmt For For For Jr. 7 Elect Christopher Mgmt For For For Coleman 8 Elect Kadri Dagdelen Mgmt For For For 9 Elect Jemal-ud-din Mgmt For For For Kassum 10 Elect Jeanine Mabunda Mgmt For For For Lioko 11 Elect Andrew Quinn Mgmt For For For 12 Elect Graham Mgmt For For For Shuttleworth 13 Elect Karl Voltaire Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Increase in Authorised Mgmt For For For Capital 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Directors' Fees (Share Mgmt For For For Grants) 19 Directors' Fees Mgmt For For For (Increase Fee Cap) 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Amendments to Articles Mgmt For For For 23 Scrip Dividend Mgmt For For For 24 Electronic Mgmt For For For Communications ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sarah J Anderson Mgmt For For For 1.2 Elect John G. Figueroa Mgmt For For For 1.3 Elect Thomas W. Gimbel Mgmt For For For 1.4 Elect David H. Hannah Mgmt For For For 1.5 Elect Douglas M. Hayes Mgmt For For For 1.6 Elect Mark V. Kaminski Mgmt For For For 1.7 Elect Gregg J. Mollins Mgmt For For For 1.8 Elect Andrew G. Sharkey Mgmt For For For III 1.9 Elect Leslie A. Waite Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sanderson Farms, Inc. Ticker Security ID: Meeting Date Meeting Status SAFM CUSIP 800013104 02/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lampkin Butts Mgmt For For For 1.2 Elect Beverly Hogan Mgmt For For For 1.3 Elect Phil K. Livingston Mgmt For For For 1.4 Elect Charles W. Mgmt For For For Ritter, Jr. 1.5 Elect Joe F. Sanderson, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SanDisk Corporation Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 06/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael E. Marks Mgmt For For For 2 Elect Irwin Federman Mgmt For For For 3 Elect Steven J. Gomo Mgmt For For For 4 Elect Eddy W. Mgmt For For For Hartenstein 5 Elect Chenming Hu Mgmt For For For 6 Elect Catherine P. Lego Mgmt For For For 7 Elect Sanjay Mehrotra Mgmt For For For 8 Elect D. Scott Mercer Mgmt For For For 9 Amendment to the 2005 Mgmt For For For Employee Stock Purchase Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wayland R. Hicks Mgmt For For For 1.2 Elect Judith A. Johansen Mgmt For For For 1.3 Elect Tamara L. Lundgren Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Stock Mgmt For For For Incentive Plan ________________________________________________________________________________ Seabridge Gold Inc. Ticker Security ID: Meeting Date Meeting Status SEA CUSIP 811916105 06/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Frederick Mgmt For For For Banfield 1.2 Elect Douglas Barr Mgmt For For For 1.3 Elect Thomas C. Dawson Mgmt For For For 1.4 Elect Rudi P. Fronk Mgmt For For For 1.5 Elect Eliseo Mgmt For For For Gonzalez-Urien 1.6 Elect Richard C. Kraus Mgmt For For For 1.7 Elect Jay Layman Mgmt For For For 1.8 Elect John Sabine Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Stock Option Grants to Mgmt For For For Directors 5 Stock Option Grant to Mgmt For For For Richard Kraus 6 Restricted Share Unit Mgmt For For For Plan 7 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Semperit AG Holding Ticker Security ID: Meeting Date Meeting Status SEM CINS A76473122 04/29/2014 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Supervisory Board Size Mgmt For For For 9 Elect Patrick Prugger Mgmt For For For 10 Elect Stefan Fida Mgmt For For For 11 Elect Astrid Mgmt For For For Skala-Kuhmann 12 Supervisory Board Mgmt For For For Members' Fees 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Trade in Mgmt For For For Company Stock ________________________________________________________________________________ Signet Jewelers Limited Ticker Security ID: Meeting Date Meeting Status SIG CUSIP G81276100 06/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Todd Stitzer Mgmt For For For 2 Elect Virginia Drosos Mgmt For For For 3 Elect Dale W. Hilpert Mgmt For For For 4 Elect Marianne M. Parrs Mgmt For For For 5 Elect Thomas G. Plaskett Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Helen McCluskey Mgmt For For For 8 Elect Robert Stack Mgmt For For For 9 Elect Eugenia Ulasewicz Mgmt For For For 10 Elect Michael W. Barnes Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Omnibus Incentive Plan 14 Amendments to Bye-laws Mgmt For For For to Allow Board Meetings in the UK ________________________________________________________________________________ Sprott Inc. Ticker Security ID: Meeting Date Meeting Status SII CUSIP 852066109 05/14/2014 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Faber Mgmt For For For 1.2 Elect Peter Grosskopf Mgmt For For For 1.3 Elect Jack C. Lee Mgmt For For For 1.4 Elect Sharon Ranson Mgmt For For For 1.5 Elect James T. Roddy Mgmt For For For 1.6 Elect Arthur R. Rule IV Mgmt For For For 1.7 Elect Eric S. Sprott Mgmt For For For 1.8 Elect Paul H. Stephens Mgmt For For For 1.9 Elect Rosemary Zigrossi Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Employee Profit Sharing Mgmt For For For Plan Renewal 5 Equity Incentive Plan Mgmt For For For Renewal ________________________________________________________________________________ Stella-Jones Inc. Ticker Security ID: Meeting Date Meeting Status SJ CUSIP 85853F105 05/01/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tom A. Bruce Jones Mgmt For For For 1.2 Elect George J. Bunze Mgmt For For For 1.3 Elect Gianni M. Chiarva Mgmt For For For 1.4 Elect Brian McManus Mgmt For For For 1.5 Elect Nycol Mgmt For For For Pageau-Goyette 1.6 Elect Daniel Picotte Mgmt For For For 1.7 Elect Simon Pelletier Mgmt For For For 1.8 Elect John B. Shineton Mgmt For For For 1.9 Elect Mary L. Webster Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ TGS-NOPEC Geophysical Company ASA Ticker Security ID: Meeting Date Meeting Status TGS CINS R9138B102 06/03/2014 Voted Meeting Type Country of Trade Ordinary Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Mgmt For For For Chairman; Minutes 6 Agenda Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Authority to Set Mgmt For For For Auditor's Fees 10 Elect Henry H. Hamilton Mgmt For For For III 11 Elect Colette Lewiner Mgmt For For For 12 Elect Elisabeth Harstad Mgmt For For For 13 Elect Mark Leonard Mgmt For For For 14 Elect Bengt Lie Hansen Mgmt For For For 15 Elect Vicki Messer Mgmt For For For 16 Elect Tor Magne Lonnum Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Nomination Committee's Mgmt For For For Fees 19 Nomination Committee Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Repurchase Mgmt For For For Shares 22 Cancellation of Shares Mgmt For For For 23 Remuneration Guidelines Mgmt For For For 24 Long-Term Incentive Plan Mgmt For For For 25 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter B. Orthwein Mgmt For For For 1.2 Elect James L. Ziemer Mgmt For For For 1.3 Elect Robert W. Martin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Trican Well Service Ltd. Ticker Security ID: Meeting Date Meeting Status TCW CUSIP 895945103 05/08/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kenneth M. Bagan Mgmt For For For 2.2 Elect G. Allen Brooks Mgmt For For For 2.3 Elect Murray L. Cobbe Mgmt For For For 2.4 Elect Dale Dusterhoft Mgmt For For For 2.5 Elect Donald R. Luft Mgmt For For For 2.6 Elect Kevin L. Nugent Mgmt For For For 2.7 Elect Alexander J. Mgmt For For For Pourbaix 2.8 Elect Douglas F. Mgmt For For For Robinson 2.9 Elect Dean E. Taylor Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Unit Corporation Ticker Security ID: Meeting Date Meeting Status UNT CUSIP 909218109 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Michael Adcock Mgmt For For For 1.2 Elect Steven B. Mgmt For For For Hildebrand 1.3 Elect Larry C. Payne Mgmt For For For 1.4 Elect G. Bailey Peyton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHldr Against Against For Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Value Partners Group Limited Ticker Security ID: Meeting Date Meeting Status 806 CINS G93175100 04/29/2014 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Louis SO Chun Ki Mgmt For For For 6 Elect Timothy TSE Wai Mgmt For Against Against Ming 7 Elect Michael CHEN Shih Mgmt For For For Ta 8 Directors' Fees Mgmt For For For 9 Auditor Ratification Mgmt For For For 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen A. Cote Mgmt For For For 2 Elect Henry T. DeNero Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Michael D. Lambert Mgmt For For For 5 Elect Len J. Lauer Mgmt For For For 6 Elect Matthew E. Mgmt For For For Massengill 7 Elect Stephen D. Mgmt For For For Milligan 8 Elect Roger H. Moore Mgmt For For For 9 Elect Thomas E. Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Elect Akio Yamamoto Mgmt For For For 12 Elect Masahiro Yamamura Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Westlake Chemical Corporation Ticker Security ID: Meeting Date Meeting Status WLK CUSIP 960413102 05/16/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dorothy C. Jenkins Mgmt For For For 1.2 Elect Max L. Lukens Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Adoption of Exclusive Mgmt For Against Against Forum Provision 4 Increase of Authorized Mgmt For For For Common Stock 5 Ratification of Auditor Mgmt For For For SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Royce Focus Trust, Inc. By (Signature) /s/ Charles M. Royce Name Charles M. Royce Title President Date 08/13/2014