N-PX 1 rft-npx2013.txt RFT N-PX 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-05379 Name of Registrant: Royce Focus Trust, Inc. Address of Principal Executive Offices: 745 Fifth Avenue, New York, NY 10151 Registrant's telephone number including area code: 212-508-4500 Date of fiscal year end: 12/31/13 Date of reporting period: 07/01/2012 - 06/30/2013 Item 1: Proxy Voting Record ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011527108 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Mark Wayne Mgmt For For For 2.2 Elect John A. McCluskey Mgmt For For For 2.3 Elect Kenneth G. Stowe Mgmt For For For 2.4 Elect David Gower Mgmt For For For 2.5 Elect Paul J. Murphy Mgmt For For For 2.6 Elect Anthony Garson Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Allied Nevada Gold Corp. Ticker Security ID: Meeting Date Meeting Status ANV CUSIP 019344100 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Buchan Mgmt For Withhold Against 1.2 Elect Scott A. Caldwell Mgmt For Withhold Against 1.3 Elect John W. Ivany Mgmt For Withhold Against 1.4 Elect Cameron Mingay Mgmt For Withhold Against 1.5 Elect Terry M. Palmer Mgmt For Withhold Against 1.6 Elect Carl Pescio Mgmt For Withhold Against 1.7 Elect A. Murray Sinclair Mgmt For Withhold Against 1.8 Elect Robert Wardell Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For Abstain Against ________________________________________________________________________________ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald G. Fishman Mgmt For For For 3 Elect James A. Champy Mgmt For For For 4 Elect John C. Hodgson Mgmt For For For 5 Elect Yves-Andre Istel Mgmt For For For 6 Elect Neil S. Novich Mgmt For For For 7 Elect F. Grant Saviers Mgmt For For For 8 Elect Paul J. Severino Mgmt For For For 9 Elect Kenton J. Mgmt For For For Sicchitano 10 Elect Lisa T. Su Mgmt For For For 11 Advisory Vote on Mgmt For Abstain Against Executive Compensation 12 Executive Section Mgmt For For For 162(m) Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William V. Mgmt For For For Campbell 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Mgmt For For For Jr. 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Amendments to Articles Mgmt For For For of Incorporation 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHldr Against Against For Regarding Retention of Shares Until Retirement 6 Shareholder Proposal ShrHldr Against Against For Regarding Formation of Human Rights Committee ________________________________________________________________________________ Ashmore Group plc Ticker Security ID: Meeting Date Meeting Status ASHM CINS G0609C101 10/31/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Michael Benson Mgmt For For For 4 Elect Mark Coombs Mgmt For For For 5 Elect Graeme Dell Mgmt For For For 6 Elect Nick Land Mgmt For For For 7 Elect Melda Donnelly Mgmt For For For 8 Elect Simon Fraser Mgmt For For For 9 Directors' Remuneration Mgmt For For For Report 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authorisation of Mgmt For For For Political Donations 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Waiver of Mandatory Mgmt For For For Takeover Requirement 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRK.A CUSIP 084670702 05/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren Buffett Mgmt For For For 1.2 Elect Charles Munger Mgmt For For For 1.3 Elect Howard Buffett Mgmt For For For 1.4 Elect Stephen Burke Mgmt For For For 1.5 Elect Susan Decker Mgmt For For For 1.6 Elect William Gates III Mgmt For For For 1.7 Elect David Gottesman Mgmt For For For 1.8 Elect Charlotte Guyman Mgmt For For For 1.9 Elect Donald Keough Mgmt For For For 1.10 Elect Thomas Murphy Mgmt For For For 1.11 Elect Ronald Olson Mgmt For For For 1.12 Elect Walter Scott, Jr. Mgmt For For For 1.13 Elect Meryl B. Witmer Mgmt For For For 2 Shareholder Proposal ShrHldr Against For Against Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ C&J Energy Services, Inc. Ticker Security ID: Meeting Date Meeting Status CJES CUSIP 12467B106 05/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joshua E. Comstock Mgmt For For For 1.2 Elect Randall C. Mgmt For For For McMullen, Jr. 1.3 Elect Darren M. Friedman Mgmt For For For 1.4 Elect Michael Roemer Mgmt For For For 1.5 Elect H.H. Wommack, III Mgmt For For For 1.6 Elect C. James Stewart, Mgmt For For For III 1.7 Elect Adrianna Ma Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cal-Maine Foods, Inc. Ticker Security ID: Meeting Date Meeting Status CALM CUSIP 128030202 10/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adolphus Baker Mgmt For For For 1.2 Elect Timothy Dawson Mgmt For For For 1.3 Elect Letitia Hughes Mgmt For For For 1.4 Elect Sherman Miller Mgmt For For For 1.5 Elect James Poole Mgmt For For For 1.6 Elect Steve Sanders Mgmt For For For 2 2012 Omnibus Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3041P102 06/05/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael E. Beckett Mgmt For For For 1.2 Elect Jorge L. Gamarci Mgmt For For For 1.3 Elect Antony Harwood Mgmt For For For 1.4 Elect Ian J. Henderson Mgmt For For For 1.5 Elect Wayne McManus Mgmt For For For 1.6 Elect Neil Woodyer Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3041P102 10/12/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Ursula M. Burns Mgmt For For For 1.4 Elect Larry R. Faulkner Mgmt For For For 1.5 Elect Jay S. Fishman Mgmt For For For 1.6 Elect Henrietta H. Fore Mgmt For For For 1.7 Elect Kenneth C. Frazier Mgmt For For For 1.8 Elect William W. George Mgmt For For For 1.9 Elect Samuel J. Mgmt For For For Palmisano 1.10 Elect Steven S. Mgmt For For For Reinemund 1.11 Elect Rex W. Tillerson Mgmt For For For 1.12 Elect William C. Weldon Mgmt For For For 1.13 Elect Edward E. Mgmt For For For Whitacre, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 5 Shareholder Proposal ShrHldr Against Against For Regarding Majority Vote in the Election of Directors 6 Shareholder Proposal ShrHldr Against Against For Regarding Multiple Board Service 7 Shareholder Proposal ShrHldr Against Against For Regarding Lobbying Report 8 Shareholder Proposal ShrHldr Against Against For Regarding Feasibility Study on Prohibition of Political Spending 9 Shareholder Proposal ShrHldr Against Against For Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 10 Shareholder Proposal ShrHldr Against Against For Regarding Hydraulic Fracturing 11 Shareholder Proposal ShrHldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel H. Armacost Mgmt For For For 2 Elect Peter K. Barker Mgmt For For For 3 Elect Charles Crocker Mgmt For For For 4 Elect Charles B. Johnson Mgmt For For For 5 Elect Gregory E. Johnson Mgmt For For For 6 Elect Rupert H. Mgmt For For For Johnson, Jr. 7 Elect Mark C. Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Laura Stein Mgmt For For For 10 Elect Anne M. Tatlock Mgmt For For For 11 Elect Geoffrey Y. Yang Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHldr Against Against For Regarding Genocide-Free Investing ________________________________________________________________________________ Fresnillo Plc Ticker Security ID: Meeting Date Meeting Status FRES CINS G371E2108 05/02/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Alberto Bailleres Mgmt For For For Gonzalez 5 Elect Lord Cairns Mgmt For For For 6 Elect Francisco Javier Mgmt For For For Fernandez Carbajal 7 Elect Fernando Ruiz Mgmt For For For Sahagun 8 Elect Fernando Solana Mgmt For For For Morales 9 Elect Guy Wilson Mgmt For Against Against 10 Elect Juan Bordes Aznar Mgmt For For For 11 Elect Arturo Fernandez Mgmt For For For Perez 12 Elect Rafael MacGregor Mgmt For For For Anciola 13 Elect Jaime Lomelin Mgmt For For For 14 Elect Maria Asuncion Mgmt For For For Aramburuzabala Larregui 15 Elect Alejandro Mgmt For For For Bailleres Gual 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ GameStop Corp. Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerome L. Davis Mgmt For For For 2 Elect R. Richard Mgmt For For For Fontaine 3 Elect Steven R. Koonin Mgmt For For For 4 Elect Stephanie M. Shern Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Amendment to the 2011 Mgmt For For For Incentive Plan ________________________________________________________________________________ Garmin Ltd. Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP H2906T109 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph J. Hartnett Mgmt For For For 2 Elect Thomas P. Mgmt For For For Poberezny 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Allocation of Mgmt For For For Profits/Dividends 6 Indemnification of Mgmt For For For Directors and Officers 7 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Globe Specialty Metals, Inc. Ticker Security ID: Meeting Date Meeting Status GSM CUSIP 37954N206 12/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Barger, Jr. Mgmt For For For 1.2 Elect Thomas Danjczek Mgmt For For For 1.3 Elect Stuart Eizenstat Mgmt For For For 1.4 Elect Alan Kestenbaum Mgmt For For For 1.5 Elect Franklin Lavin Mgmt For For For 1.6 Elect Alan Schriber Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GrafTech International Ltd. Ticker Security ID: Meeting Date Meeting Status GTI CUSIP 384313102 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randy W. Carson Mgmt For For For 1.2 Elect Mary B. Cranston Mgmt For For For 1.3 Elect Harold E. Layman Mgmt For For For 1.4 Elect Ferrell P. McClean Mgmt For For For 1.5 Elect Steven R. Shawley Mgmt For For For 1.6 Elect Craig S. Shular Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect John W. Lindsay Mgmt For For For 1.3 Elect Paula Marshall Mgmt For For For 1.4 Elect Randy A. Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr N/A For N/A Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Industrias Bachoco S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status BACHCOB CUSIP 456463108 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For Abstain Against Allocation of Profits 2 Report on Tax Compliance Mgmt For Abstain Against 3 Authority to Repurchase Mgmt For Abstain Against Shares; Report on Share Repurchase Program 4 Distribution of Mgmt For Abstain Against Dividends 5 Election of Directors Mgmt For Abstain Against 6 Election of Audit and Mgmt For Abstain Against Corporate Governance Committee Chairman and Members 7 Director's Fees; Board Mgmt For Abstain Against Committee Fees 8 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Davidson, Mgmt For For For Jr. 2 Elect Ralph Eberhart Mgmt For For For 3 Elect Edward Fritzky Mgmt For For For 4 Elect Chris Thompson Mgmt For For For 5 Amendment to the 1999 Mgmt For For For Stock Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Shareholder Proposal ShrHldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Kennedy-Wilson Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status KW CUSIP 489398107 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cathy Hendrickson Mgmt For For For 1.2 Elect Stanley R. Zax Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lincoln Electric Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LECO CUSIP 533900106 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen G. Hanks Mgmt For For For 1.2 Elect Kathryn Jo Lincoln Mgmt For For For 1.3 Elect William E. Mgmt For For For Macdonald, III 1.4 Elect George H. Walls, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LSB Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LXU CUSIP 502160104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Webster L. Benham Mgmt For For For 1.2 Elect Robert A. Butkin Mgmt For For For 1.3 Elect Charles A. Burtch Mgmt For For For 1.4 Elect Steven J. Golsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Major Drilling Group International Inc. Ticker Security ID: Meeting Date Meeting Status MDI CUSIP 560909103 09/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Breiner Mgmt For For For 1.2 Elect Jean Desrosiers Mgmt For For For 1.3 Elect Fred Dyment Mgmt For For For 1.4 Elect David Fennell Mgmt For For For 1.5 Elect Francis McGuire Mgmt For For For 1.6 Elect Catherine Mgmt For For For McLeod-Seltzer 1.7 Elect Janice Rennie Mgmt For For For 1.8 Elect David Tennant Mgmt For For For 1.9 Elect Jo Mark Zurel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Maria Klawe Mgmt For For For 5 Elect Stephen Luczo Mgmt For For For 6 Elect David Marquardt Mgmt For For For 7 Elect Charles Noski Mgmt For For For 8 Elect Helmut Panke Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ MKS Instruments, Inc. Ticker Security ID: Meeting Date Meeting Status MKSI CUSIP 55306N104 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cristina H. Amon Mgmt For For For 1.2 Elect Richard S. Chute Mgmt For For For 1.3 Elect Peter R. Hanley Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Myriad Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status MYGN CUSIP 62855J104 12/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Henderson Mgmt For For For 1.2 Elect S. Louise Mgmt For For For Phanstiel 2 Amendment to the 2010 Mgmt For For For Employee, Director and Consultant Equity Incentive Plan 3 2012 Employee Stock Mgmt For For For Purchase Plan 4 2013 Executive Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce R. Brook Mgmt For For For 2 Elect J. Kofi Bucknor Mgmt For For For 3 Elect Vincent A. Calarco Mgmt For For For 4 Elect Joseph A. Carrabba Mgmt For For For 5 Elect Noreen Doyle Mgmt For For For 6 Elect Gary J. Goldberg Mgmt For For For 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Jane Nelson Mgmt For For For 9 Elect Donald C. Roth Mgmt For For For 10 Elect Simon R. Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2013 Stock Incentive Mgmt For Abstain Against Plan 14 Performance Pay Plan Mgmt For For For ________________________________________________________________________________ Nu Skin Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NUS CUSIP 67018T105 06/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nevin N. Andersen Mgmt For For For 1.2 Elect Daniel W. Campbell Mgmt For For For 1.3 Elect M. Truman Hunt Mgmt For For For 1.4 Elect Andrew D. Lipman Mgmt For For For 1.5 Elect Steven J. Lund Mgmt For For For 1.6 Elect Patricia A. Negron Mgmt For For For 1.7 Elect Neil H. Offen Mgmt For For For 1.8 Elect Thomas R. Pisano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Omnibus Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter C. Browning Mgmt For For For 1.2 Elect Clayton C. Daley, Mgmt For For For Jr. 1.3 Elect Daniel R. DiMicco Mgmt For For For 1.4 Elect John J. Ferriola Mgmt For For For 1.5 Elect Harvey B. Gantt Mgmt For For For 1.6 Elect Victoria F. Haynes Mgmt For For For 1.7 Elect Bernard L. Kasriel Mgmt For For For 1.8 Elect Christopher J. Mgmt For For For Kearney 1.9 Elect Raymond J. Mgmt For For For Milchovich 1.10 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For For For Officers Annual and Long-Term Incentive Plans 4 Amendment to the Mgmt For For For Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds 5 Amendment to Bylaws to Mgmt For For For Reduce Supermajority Voting Threshold 6 Shareholder Proposal ShrHldr Against Against For Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHldr Against Against For Regarding Report on Political Spending ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 05/13/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect Geoffrey A. Burns Mgmt For For For 1.3 Elect Michael L. Carroll Mgmt For For For 1.4 Elect Christopher Noel Mgmt For For For Dunn 1.5 Elect Neil de Gelder Mgmt For For For 1.6 Elect Robert P. Pirooz Mgmt For For For 1.7 Elect David C. Press Mgmt For For For 1.8 Elect Walter T. Mgmt For For For Segsworth 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Partners Group Holding Ticker Security ID: Meeting Date Meeting Status PGHN CINS H6120A101 05/02/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Report Mgmt For Against Against 6 Ratification of Board Mgmt For For For and Management Acts 7 Elect Alfred Gantner Mgmt For For For 8 Elect Peter Wuffli Mgmt For For For 9 Elect Steffen Meister Mgmt For For For 10 Elect Charles Dallara Mgmt For For For 11 Elect Patrick Ward Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Pason Systems Inc. Ticker Security ID: Meeting Date Meeting Status PSI CUSIP 702925108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James D. Hill Mgmt For For For 2.2 Elect James B. Howe Mgmt For For For 2.3 Elect Murray L. Cobbe Mgmt For For For 2.4 Elect G. Allen Brooks Mgmt For For For 2.5 Elect Franz J. Fink Mgmt For For For 2.6 Elect Marcel Kessler Mgmt For For For 2.7 Elect T. Jay Collins Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Patriot Transportation Holding, Inc. Ticker Security ID: Meeting Date Meeting Status PATR CUSIP 70337B102 02/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Baker Mgmt For For For 1.2 Elect Charles Commander Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 05/10/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For Against Against 2.1 Elect Robert A. Mgmt For Withhold Against Quartermain 2.2 Elect Joseph J. Ovsenek Mgmt For Withhold Against 2.3 Elect Ross A. Mitchell Mgmt For Withhold Against 2.4 Elect Christopher Noel Mgmt For Withhold Against Dunn 2.5 Elect Tom S.Q. Yip Mgmt For Withhold Against 2.6 Elect George Paspalas Mgmt For Withhold Against 3 Appointment of Auditor Mgmt For Withhold Against and Authority to Set Fees 4 Amend and Renew the Mgmt For Against Against Stock Option Plan ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sarah J Anderson Mgmt For For For 1.2 Elect John G. Figueroa Mgmt For For For 1.3 Elect Thomas W. Gimbel Mgmt For For For 1.4 Elect David H. Hannah Mgmt For For For 1.5 Elect Douglas M. Hayes Mgmt For For For 1.6 Elect Mark V. Kaminski Mgmt For For For 1.7 Elect Gregg J. Mollins Mgmt For For For 1.8 Elect Andrew G. Sharkey Mgmt For For For III 1.9 Elect Leslie A. Waite Mgmt For For For 2 Amendment to the Stock Mgmt For For For Option and Restricted Stock Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sanderson Farms, Inc. Ticker Security ID: Meeting Date Meeting Status SAFM CUSIP 800013104 02/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fred Banks, Jr. Mgmt For For For 1.2 Elect Toni Cooley Mgmt For For For 1.3 Elect Robert Khayat Mgmt For For For 1.4 Elect Dianne Mooney Mgmt For For For 1.5 Elect Gail Pittman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SanDisk Corporation Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael E. Marks Mgmt For For For 2 Elect Kevin A. DeNuccio Mgmt For For For 3 Elect Irwin Federman Mgmt For For For 4 Elect Steven J. Gomo Mgmt For For For 5 Elect Eddy W. Mgmt For For For Hartenstein 6 Elect Chenming Hu Mgmt For For For 7 Elect Catherine P. Lego Mgmt For For For 8 Elect Sanjay Mehrotra Mgmt For For For 9 2013 Incentive Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Furman Mgmt For For For 1.2 Elect William Larsson Mgmt For For For 1.3 Elect David Jahnke Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Seabridge Gold Inc. Ticker Security ID: Meeting Date Meeting Status SEA CUSIP 811916105 06/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James S. Anthony Mgmt For For For 1.2 Elect A. Frederick Mgmt For For For Banfield 1.3 Elect Douglas Barr Mgmt For For For 1.4 Elect Thomas C. Dawson Mgmt For For For 1.5 Elect Louis J. Fox Mgmt For For For 1.6 Elect Rudi P. Fronk Mgmt For For For 1.7 Elect Eliseo Mgmt For For For Gonzalez-Urien 1.8 Elect Jay Layman Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Amendment to the Stock Mgmt For For For Option Plan 5 Amendment to the Stock Mgmt For For For Option Plan 6 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Semperit AG Holding Ticker Security ID: Meeting Date Meeting Status SEM CINS A76473122 04/30/2013 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Appointment of Auditor Mgmt For For For 6 Election of Supervisory Mgmt For For For Board Members 7 Supervisory Board Mgmt For For For Members' Fees 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sprott Inc. Ticker Security ID: Meeting Date Meeting Status SII CUSIP 852066109 05/08/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric S. Sprott Mgmt For For For 1.2 Elect Jack C. Lee Mgmt For For For 1.3 Elect Marc Faber Mgmt For For For 1.4 Elect Peter Grosskopf Mgmt For For For 1.5 Elect James T. Roddy Mgmt For For For 1.6 Elect Arthur R. Rule IV Mgmt For For For 1.7 Elect Paul H. Stephens Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Stella-Jones Inc. Ticker Security ID: Meeting Date Meeting Status SJ CUSIP 85853F105 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tom A. Bruce Jones Mgmt For For For 1.2 Elect George J. Bunze Mgmt For For For 1.3 Elect Gianni M. Chiarva Mgmt For For For 1.4 Elect Brian McManus Mgmt For For For 1.5 Elect Nycol Mgmt For For For Pageau-Goyette 1.6 Elect Daniel Picotte Mgmt For For For 1.7 Elect Simon Pelletier Mgmt For For For 1.8 Elect John B. Shineton Mgmt For For For 1.9 Elect Mary L. Webster Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ TGS-NOPEC Geophysical Company ASA Ticker Security ID: Meeting Date Meeting Status TGS CINS R9138B102 06/04/2013 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Mgmt For For For Chairman; Election of Individuals to Check Minutes 6 Notice of Meeting and Mgmt For For For Agenda 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Authority to Set Mgmt For For For Auditor's Fees 10 Elect Henry H. Hamilton Mgmt For For For III 11 Elect Colette Lewiner Mgmt For For For 12 Elect Elisabeth Harstad Mgmt For For For 13 Elect Mark Leonard Mgmt For For For 14 Elect Bengt Lie Hansen Mgmt For For For 15 Elect Vicki Messer Mgmt For For For 16 Elect Tor Magne Lonnum Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Nomination Committee's Mgmt For For For Fees 19 Elect Tor Himberg-Larsen Mgmt For For For 20 Elect Christina Stray Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Repurchase Mgmt For For For Shares 23 Compensation Guidelines Mgmt For Abstain Against 24 Stock Option Plan Mgmt For For For 25 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights ________________________________________________________________________________ The Buckle, Inc. Ticker Security ID: Meeting Date Meeting Status BKE CUSIP 118440106 05/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel J. Mgmt For For For Hirschfeld 1.2 Elect Dennis H. Nelson Mgmt For For For 1.3 Elect Karen B. Rhoads Mgmt For For For 1.4 Elect James E. Shada Mgmt For For For 1.5 Elect Robert E. Campbell Mgmt For For For 1.6 Elect Bill L. Fairfield Mgmt For For For 1.7 Elect Bruce L. Hoberman Mgmt For For For 1.8 Elect John P. Peetz Mgmt For For For 1.9 Elect Michael E. Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2013 Management Mgmt For For For Incentive Plan 4 Amendment to the 2005 Mgmt For For For Restricted Stock Plan 5 Approval of Material Mgmt For For For Terms Under the 2005 Restricted Stock Plan ________________________________________________________________________________ The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 10/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phyllis Cochran Mgmt For For For 2 Elect Gregory Ebel Mgmt For For For 3 Elect Robert Lumpkins Mgmt For For For 4 Elect William Monahan Mgmt For For For 5 Elect Harold MacKay Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew Graves Mgmt For For For 1.2 Elect Alan Siegel Mgmt For For For 1.3 Elect Geoffrey Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Trican Well Service Ltd. Ticker Security ID: Meeting Date Meeting Status TCW CUSIP 895945103 05/09/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kenneth M. Bagan Mgmt For For For 2.2 Elect G. Allen Brooks Mgmt For For For 2.3 Elect Murray L. Cobbe Mgmt For For For 2.4 Elect Dale Dusterhoft Mgmt For For For 2.5 Elect Donald R. Luft Mgmt For For For 2.6 Elect Kevin L. Nugent Mgmt For For For 2.7 Elect Alexander J. Mgmt For For For Pourbaix 2.8 Elect Douglas F. Mgmt For For For Robinson 2.9 Elect Dean E. Taylor Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Renewal of the Stock Mgmt For For For Option Plan 5 Renewal of the Mgmt For For For Performance Share Unit Plan 6 Amendments to By-laws Mgmt For For For Regarding Advance Notice Provisions and Quorum Requirments ________________________________________________________________________________ Unit Corporation Ticker Security ID: Meeting Date Meeting Status UNT CUSIP 909218109 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William B. Morgan Mgmt For For For 1.2 Elect John H. Williams Mgmt For For For 1.3 Elect Larry D. Pinkston Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Value Partners Group Limited Ticker Security ID: Meeting Date Meeting Status 806 CINS G93175100 05/07/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEAH Cheng Hye Mgmt For For For 6 Elect Renee HUNG Yuek Mgmt For For For Yan 7 Elect LEE Siang Chin Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen Cote Mgmt For For For 2 Elect John Coyne Mgmt For For For 3 Elect Henry DeNero Mgmt For For For 4 Elect William Kimsey Mgmt For For For 5 Elect Michael Lambert Mgmt For For For 6 Elect Len Lauer Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Kensuke Oka Mgmt For For For 10 Elect Thomas Pardun Mgmt For For For 11 Elect Arif Shakeel Mgmt For For For 12 Elect Masahiro Yamamura Mgmt For For For 13 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 14 Amendment to the 2005 Mgmt For For For Employee Stock Purchase Plan 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Westlake Chemical Corporation Ticker Security ID: Meeting Date Meeting Status WLK CUSIP 960413102 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert T. Blakely Mgmt For For For 1.2 Elect Albert Chao Mgmt For For For 1.3 Elect Michael J. Graff Mgmt For For For 1.4 Elect R. Bruce Northcutt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Omnibus Plan SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Royce Focus Trust, Inc. By (Signature) /s/ Charles M. Royce Name Charles M. Royce Title President Date 08/15/2013