13F-HR 1 mar2001.txt THORNBURG FUNDS 1ST QUARTER 2001 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Thornburg Investment Management, Inc. Address: 119 East Marcy Street, Suite 202 Santa Fe, New Mexico 87501 Form 13F File Number: 28-7812 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Murphy Title: Compliance Specialist Phone: 505-954-5293 Signature, Place, and Date of Signing: Michael Murphy Santa Fe, New Mexico 04/14/01 Signature City, State Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIRS EXCHANGE ACT OF 1934. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACTUATE CORP COM COM 00508B102 100 10500 SH SOLE 10500 ADVANCED MICRO DEVICES COM COM 007903107 30134 1135420 SH SOLE 1135420 ADVENT SOFTWARE INC COM COM 007974108 30726 693385 SH SOLE 693385 AES CORP COM COM 00130H105 27013 540685 SH SOLE 540685 ALCOA INC COM COM 013817101 29271 814205 SH SOLE 814205 ALLIANCE CAP MGMT L P UNIT LTD COM 018548107 37488 909900 SH SOLE 909900 AMERICAN FINL HLDGS COM COM 026075101 22097 1033770 SH SOLE 1033770 AMERICAN HOME PRODS CP COM COM 026609107 53662 913390 SH SOLE 913390 ANNUITY & LIFE RE HLDS ORD COM G03910109 2408 80925 SH SOLE 80925 AOL TIME WARNER INC COM COM 00184A105 54525 1358029 SH SOLE 1358029 BANK NEW YORK INC COM COM 064057102 59723 1212905 SH SOLE 1212905 CATERPILLAR INC DEL COM COM 149123101 46987 1058745 SH SOLE 1058745 COACH INC COM COM 189754104 3202 110750 SH SOLE 110750 CONSTELLATION ENERGY COM COM 210371100 55894 1267445 SH SOLE 1267445 CVS PHARMACY COM 126650100 56680 969063 SH SOLE 969063 DST SYS INC DEL COM COM 233326107 17563 364455 SH SOLE 364455 E M C CORP MASS COM COM 268648102 26414 898420 SH SOLE 898420 E TRADE GROUP INC COM COM 269246104 29467 4221657 SH SOLE 4221657 EL PASO CO RP COM 28336L109 45456 696115 SH SOLE 696115 EMERSON ELEC CO COM COM 291011104 44275 714120 SH SOLE 714120 ENSCO INTL INC COM COM 26874Q100 32470 927725 SH SOLE 927725 ENTRUST TECHNOLOGIES COM COM 293848107 8980 1080265 SH SOLE 1080265 EXXON MOBIL CORP COM COM 30231G102 37294 460420 SH SOLE 460420 FOUNDRY NETWORKS INC COM COM 35063R100 12039 1605200 SH SOLE 1605200 FOX ENTMT GROUP INC CL A COM 35138T107 25725 1312514 SH SOLE 1312514 GENZYME CORP COM GENL DIV COM 372917104 31157 344920 SH SOLE 344920 GOLDMAN SACHS GROUP COM COM 38141G104 4858 57090 SH SOLE 57090 HEALTH MGMT ASSOC INC CL A COM 421933102 24569 1580000 SH SOLE 1580000 HUDSON CITY BANCORP COM COM 443683107 9823 495780 SH SOLE 495780 INDIA FD INC COM COM 454089103 2201 215955 SH SOLE 215955 INVESTMENT TEC GRP NEW COM COM 46145F105 23484 458669 SH SOLE 458669 J P MORGAN CHASE & CO COM COM 46625H100 206 4590 SH SOLE 4590 KIMBERLY CLARK CORP COM COM 494368103 58660 864813 SH SOLE 864813 LOWES COS INC COM COM 548661107 38283 654975 SH SOLE 654975 MANPOWER INC COM COM 56418H100 309 10720 SH SOLE 10720 MERRILL LYNCH & CO INC COM COM 590188108 316 5705 SH SOLE 5705 MICROSOFT CORP COM COM 594918104 35404 647385 SH SOLE 647385 NATIONAL COMM BANCORP COM COM 635449101 50878 2050490 SH SOLE 2050490 PALM INC COM COM 696642107 12573 1495685 SH SOLE 1495685 PEPSICO INC COM COM 713448108 50020 1138120 SH SOLE 1138120 PHARMACIA CORP COM 71713U102 5460 108405 SH SOLE 108405 RADIOSHACK CORP COM COM 750438103 27050 737270 SH SOLE 737270 SCHWAB CHARLES CP NEW COM COM 808513105 11974 776522 SH SOLE 776522 SIMON PPTY GROUP NEW COM COM 828806109 48219 1883565 SH SOLE 1883565 STAPLES INC COM COM 855030102 32341 2174190 SH SOLE 2174190 STILWELL FINL INC COM COM 860831106 31528 1175545 SH SOLE 1175545 TECO ENERGY INC COM COM 872375100 450 15015 SH SOLE 15015 TENET HEALTHCARE CORP COM COM 88033G100 45104 1025100 SH SOLE 1025100 UNOCAL CORP COM COM 915289102 66097 1911972 SH SOLE 1911972 VERIZON COMMUNICATIONS COM COM 92343V104 55775 1131329 SH SOLE 1131329 WASHINGTON MUT INC COM COM 939322103 46353 846625 SH SOLE 846625 WAYPOINT FINL CORP COM COM 946756103 850 80000 SH SOLE 80000 WELLPOINT HLT NETW NEW COM COM 94973H108 51254 537760 SH SOLE 537760 WELLS FARGO & CO NEW COM COM 949746101 59402 1200770 SH SOLE 1200770 WILLIAMS COS INC DEL COM COM 969457100 214 5000 SH SOLE 5000 AMERICA MOVIL SA DE CV SPON AD ADR 001691213 295 20150 SH SOLE 20150 ASE TEST LTD ORD tkr-ASTSF ADR 2066798 801 65705 SH SOLE 65705 BP AMOCO P L C SPONSORED ADR ADR 055622104 32395 652862 SH SOLE 652862 CADBURY SCHWEPPES PLC ADR ADR 127209302 2251 85930 SH SOLE 85930 CEMEX S A SPON ADR 5 ORD ADR 151290889 3008 139915 SH SOLE 139915 CNOOC LTD SPONSORED ADR ADR 126132109 2288 130000 SH SOLE 130000 COFLEXIP SPONSORED ADR tkr-CXI ADR 192384105 3631 55640 SH SOLE 55640 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 2195 94650 SH SOLE 94650 GEMPLUS INTL S A ADR ADR 36866Y102 657 62590 SH SOLE 62590 ING GROEP N V SPONSORED ADR ADR 456837103 1265 19444 SH SOLE 19444 NOKIA CORP SPONSORED ADR ADR 654902204 44150 1839563 SH SOLE 1839563 NOVARTIS A G SPONSORED ADR ADR 66987V109 3331 84700 SH SOLE 84700 PETROCHINA CO LTD SPONSORED A ADR 71646E100 2221 123370 SH SOLE 123370 TELEFONOS DE MEXICO SA SPON AD ADR 879403780 673 21350 SH SOLE 21350 OTP BANK GDR REG S tkr-OTPD GDR X60746116 2228 47925 SH SOLE 47925 EMBRAER-EMPRESA BRAS DE AERON COM 2428569 4862 490000 SH SOLE 490000 BCE EMERGIS INC COM tkr-IFM CN COM 05536D103 1356 75590 SH SOLE 75590 BACHEM AG tkr-BANB SW COM 5471656 2129 1612 SH SOLE 1612 CREDIT SUISSE GROUP tkr-CSGN S COM 4245614 425 2400 SH SOLE 2400 JULIUS BAER HLDGS AG tkr-BAER COM 4116958 33767 7520 SH SOLE 7520 ASM PACIFIC TECHNOLOGY tkr-522 COM 6002453 937 557640 SH SOLE 557640 CHINA INTL MARINE CONTAINERS B COM 6191351 917 400000 SH SOLE 400000 CHINA UNICOM tkr-762 HK COM 6263830 1077 1000000 SH SOLE 1000000 WAL-MART DE MEXICO SA DE CV tk COM 2135212 3719 1605000 SH SOLE 1605000 SWEDISH MATCH AB tkr-SWMA SS COM 5048566 963 223365 SH SOLE 223365 SAMSUNG ELECTRONICS CO tkr-059 COM 6771720 34209 218900 SH SOLE 218900 FAST RETAILING CO tkr-9983JP COM 6332439 1676 10100 SH SOLE 10100 TAIWAN SEMICONDUCTOR MANUFACTU COM 6889106 2010 746000 SH SOLE 746000 BARCLAYS PLC tkr-BARC LN COM 0078201 4524 145310 SH SOLE 145310 CADBURY SCHWEPPES tkr-CBRY LN COM 0610700 2287 357600 SH SOLE 357600 EDINBURGH FUND MANAGERS GROUP COM 0304530 488 60620 SH SOLE 60620 SHELL TRANSPORT & TRADING CO t COM 0803414 3725 479495 SH SOLE 479495 TESCO tkr-TSCO LN COM 0884700 3986 1120230 SH SOLE 1120230 ACG AG tkr-ACG NM COM 5713499 887 40455 SH SOLE 40455 BANCO POPULAR ESPANOL tkr-POP COM 5857836 4044 122475 SH SOLE 122475 DEUTSCHE BOERSE AG COM 7021963 2393 8460 SH SOLE 8460 DYCKERHOFF AG tkr-DYK3 GR COM 5761573 4283 227995 SH SOLE 227995 FLUGHAFEN WIEN AG tkr-FLUG AV COM 4359690 3544 105775 SH SOLE 105775 GEMPLUS INTERNATIONAL SA tkr-G COM 4764001 933 176130 SH SOLE 176130 ING GROEP N.V. tkr-INTNC NA COM 5058877 32055 490000 SH SOLE 490000 KONINKLIJKE PHILIPS ELECTRN NV COM 5671434 2397 87176 SH SOLE 87176 MERCK KGAA tkr-MRK GR COM 4741849 2283 60200 SH SOLE 60200 MICHELIN(CIE GLE DES ETABL.) t COM 4588364 3254 99780 SH SOLE 99780 MUHLBAUER HLDING AG tkr-MUB NM COM 5499272 1664 30935 SH SOLE 30935 UPM-KYMMENE OYJ tkr-UPM1V FH COM 5051259 2881 101840 SH SOLE 101840 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: $1,879,470 (thousands) List of Other Included Managers: None