13F-HR 1 priv120013f.txt THORNBURG FUNDS 13F QUARTER ENDED DEC. 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Thornburg Investment Management, Inc. Address: 119 East Marcy Street, Suite 202 Santa Fe, New Mexico 87501 Form 13F File Number: 28-7812 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Murphy Title: Compliance Specialist Phone: 505-954-5293 Signature, Place, and Date of Signing: Michael Murphy Santa Fe, New Mexico 02/15/01 Signature City, State Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIRS EXCHANGE ACT OF 1934. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCED MICRO DEVICES COM COM 007903107 13943 1009450 SH SOLE 1009450 ADVENT SOFTWARE INC COM COM 007974108 19519 487204 SH SOLE 487204 AES CORP COM COM 00130H105 47948 865886 SH SOLE 865886 ALCOA INC COM COM 013817101 49017 1463180 SH SOLE 1463180 ALLIANCE CAP MGMT L P UNIT LTD COM 018548107 46064 909900 SH SOLE 909900 AMERICA ONLINE INC DEL COM COM 02364J104 2340 67241 SH SOLE 67241 AMERICAN FINL HLDGS COM COM 026075101 21324 1033890 SH SOLE 1033890 AMERICAN HOME PRODS CP COM COM 026609107 53501 841880 SH SOLE 841880 ANALOG DEVICES INC COM COM 032654105 28189 550695 SH SOLE 550695 ANNUITY & LIFE RE HLDS ORD COM G03910109 2588 81035 SH SOLE 81035 AOL TIME WARNER INC COM COM 00184A105 34856 1001600 SH SOLE 1001600 BANK NEW YORK INC COM COM 064057102 54188 981880 SH SOLE 981880 CATERPILLAR INC DEL COM COM 149123101 43242 913960 SH SOLE 913960 COACH INC COM COM 189754104 3189 110910 SH SOLE 110910 CVS PHARMACY COM 126650100 57638 961633 SH SOLE 961633 DALLAS SEMICONDUCTOR COM COM 235204104 8507 331995 SH SOLE 331995 DOW CHEM CO COM COM 260543103 491 13400 SH SOLE 13400 DST SYS INC DEL COM COM 233326107 9550 142535 SH SOLE 142535 E TRADE GROUP INC COM COM 269246104 29379 3983657 SH SOLE 3983657 EL PASO ENERGY CP DEL COM COM 283905107 68565 957281 SH SOLE 957281 EMERSON ELEC CO COM COM 291011104 55202 700420 SH SOLE 700420 ENTRUST TECHNOLOGIES COM COM 293848107 14586 1121965 SH SOLE 1121965 EXXON MOBIL CORP COM COM 30231G102 54538 627325 SH SOLE 627325 FOUNDRY NETWORKS INC COM COM 35063R100 7084 472265 SH SOLE 472265 FOX ENTMT GROUP INC CL A COM 35138T107 17426 974902 SH SOLE 974902 GENZYME CORP COM GENL DIV COM 372917104 30739 341780 SH SOLE 341780 GOLDMAN SACHS GROUP COM COM 38141G104 3548 33175 SH SOLE 33175 HEALTH MGMT ASSOC INC CL A COM 421933102 32785 1580000 SH SOLE 1580000 HUDSON CITY BANCORP COM COM 443683107 10005 494080 SH SOLE 494080 INDIA FD INC COM COM 454089103 2392 198325 SH SOLE 198325 INTEL CORP COM COM 458140100 26903 894905 SH SOLE 894905 INVESTMENT TEC GRP NEW COM COM 46145F105 19149 458669 SH SOLE 458669 J D EDWARDS & CO COM COM 281667105 25585 1436360 SH SOLE 1436360 KIMBERLY CLARK CORP COM COM 494368103 63339 896008 SH SOLE 896008 LINCOLN NATL CORP IND COM COM 534187109 710 15000 SH SOLE 15000 LOWES COS INC COM COM 548661107 17954 403455 SH SOLE 403455 MANPOWER INC COM COM 56418H100 395 10400 SH SOLE 10400 MERRILL LYNCH & CO INC COM COM 590188108 39427 578215 SH SOLE 578215 MICROSOFT CORP COM COM 594918104 722 16644 SH SOLE 16644 MORGAN J P & CO INC COM COM 616880100 281 1700 SH SOLE 1700 NATIONAL COMM BANCORP COM COM 635449101 50259 2030670 SH SOLE 2030670 PEPSICO INC COM COM 713448108 56376 1137465 SH SOLE 1137465 PHARMACIA CORP COM 71713U102 7410 121474 SH SOLE 121474 QUALCOMM INC COM COM 747525103 44061 536105 SH SOLE 536105 SCHWAB CHARLES CP NEW COM COM 808513105 20944 738132 SH SOLE 738132 SPDR TR UNIT SER 1 COM 78462F103 1213 9250 SH SOLE 9250 STAPLES INC COM COM 855030102 25130 2127375 SH SOLE 2127375 STILWELL FINL INC COM COM 860831106 24211 613910 SH SOLE 613910 SUN COMMUNITIES INC COM COM 866674104 10808 322630 SH SOLE 322630 TARGET CORP COM COM 87612E106 432 13400 SH SOLE 13400 TECO ENERGY INC COM COM 872375100 388 12000 SH SOLE 12000 TENET HEALTHCARE CORP COM COM 88033G100 43549 980010 SH SOLE 980010 UNOCAL CORP COM COM 915289102 59843 1546832 SH SOLE 1546832 VERIZON COMMUNICATIONS COM COM 92343V104 37533 748779 SH SOLE 748779 WAYPOINT FINL CORP COM COM 946756103 880 80000 SH SOLE 80000 WEBS INDEX FD INC JAPAN WEBS COM 92923H889 416 37600 SH SOLE 37600 WELLPOINT HLT NETW NEW COM COM 94973H108 60751 527125 SH SOLE 527125 WELLS FARGO & CO NEW COM COM 949746101 65784 1181300 SH SOLE 1181300 ASE TEST LTD ORD tkr-ASTSF ADR 2066798 559 65785 SH SOLE 65785 BP AMOCO P L C SPONSORED ADR ADR 055622104 61006 1274286 SH SOLE 1274286 CADBURY SCHWEPPES PLC ADR ADR 127209302 2004 69100 SH SOLE 69100 CEMEX S A SPON ADR 5 ORD ADR 151290889 2512 139100 SH SOLE 139100 COFLEXIP SPONSORED ADR tkr-CXI ADR 192384105 3503 55720 SH SOLE 55720 ING GROEP N V SPONSORED ADR ADR 456837103 1493 18630 SH SOLE 18630 KONINKLIJKE PHILIPS EL SP ADR ADR 500472303 1535 42340 SH SOLE 42340 NOKIA CORP SPONSORED ADR ADR 654902204 39133 899615 SH SOLE 899615 NOVARTIS A G SPONSORED ADR ADR 66987V109 3173 70900 SH SOLE 70900 PETROCHINA CO LTD SPONSORED A ADR 71646E100 2015 121635 SH SOLE 121635 SONY CORP ADR NEW ADR 835699307 635 9130 SH SOLE 9130 TELEFONOS DE MEXICO SA SPON AD ADR 879403780 902 20000 SH SOLE 20000 OTP BANK GDR REG S tkr-OTPD GDR X60746116 2330 41500 SH SOLE 41500 EMBRAER-EMPRESA BRAS DE AERON COM 2428569 4573 490000 SH SOLE 490000 BACHEM AG tkr-BANB SW COM 5471656 2191 1272 SH SOLE 1272 CREDIT SUISSE GROUP tkr-CSGN S COM 4245614 456 2400 SH SOLE 2400 JULIUS BAER HLDGS AG tkr-BAER COM 4116958 40248 7353 SH SOLE 7353 CHINA INTL MARINE CONTAINERS B 6191351 188 200000 SH SOLE 200000 ASM PACIFIC TECHNOLOGY tkr-522 COM 6002453 794 557640 SH SOLE 557640 CHINA UNICOM tkr-762 HK COM 6263830 1364 890000 SH SOLE 890000 BRE BANK COM 4143059 2060 65000 SH SOLE 65000 SWEDISH MATCH AB tkr-SWMA SS COM 5048566 871 223365 SH SOLE 223365 SAMSUNG ELECTRONICS CO tkr-059 COM 6771720 26479 212000 SH SOLE 212000 FAST RETAILING CO tkr-9983JP COM 6332439 2175 11100 SH SOLE 11100 SONY CORP tkr-6758 JP COM 6821506 1757 25400 SH SOLE 25400 TAIWAN SEMICONDUCTOR MANUFACTU COM 6889106 1793 746000 SH SOLE 746000 BARCLAYS PLC tkr-BARC LN COM 0078201 4408 142750 SH SOLE 142750 CADBURY SCHWEPPES tkr-CBRY LN COM 0610700 2436 353100 SH SOLE 353100 EDINBURGH FUND MANAGERS GROUP COM 0304530 613 60630 SH SOLE 60630 HANSON tkr-HNS LN COM 0408983 641 93800 SH SOLE 93800 PEARSON tkr-PSON LN COM 0677608 3043 128502 SH SOLE 128502 SHELL TRANSPORT & TRADING CO t COM 0803414 3229 395495 SH SOLE 395495 TESCO tkr-TSCO LN COM 0884700 4487 1106430 SH SOLE 1106430 ACG AG tkr-ACG NM COM 5713499 1443 40455 SH SOLE 40455 BANCO POPULAR ESPANOL tkr-POP COM 5857836 4203 120675 SH SOLE 120675 DYCKERHOFF AG tkr-DYK3 GR COM 5761573 6425 365964 SH SOLE 365964 FLUGHAFEN WIEN AG tkr-FLUG AV COM 4359690 2294 60635 SH SOLE 60635 FRESENIUS AG tkr-FRE1 COM 4352097 2488 12100 SH SOLE 12100 GEMPLUS INTERNATIONAL SA tkr-G COM 4764001 1561 175000 SH SOLE 175000 ING GROEP N.V. tkr-INTNC NA COM 5058877 39140 490000 SH SOLE 490000 KONINKLIJKE PHILIPS ELECTRN NV COM 5671434 3186 86976 SH SOLE 86976 MERCK KGAA tkr-MRK GR COM 4741849 2628 60200 SH SOLE 60200 MICHELIN(CIE GLE DES ETABL.) t COM 4588364 3546 97980 SH SOLE 97980 MUHLBAUER HLDING AG tkr-MUB NM COM 5499272 2428 30785 SH SOLE 30785 UPM-KYMMENE OYJ tkr-UPM1V FH COM 5051259 3488 101640 SH SOLE 101640 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $1,824,231 (thousands) List of Other Included Managers: None