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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-00058 | ||||||||
Name of Registrant: | George Putnam Balanced Fund | ||||||||
Address of Principal Executive Offices: | 100 Federal Street | ||||||||
Boston, Massachusetts 02110 | |||||||||
Name and address of agent of service: | Stephen J. Tate, Vice President and Chief Legal Officer | ||||||||
George Putnam Balanced Fund | |||||||||
100 Federal Street | |||||||||
Boston, Massachusetts 02110 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | 617-292-1000 | ||||||||
Date of fiscal year end: | 7/31 | ||||||||
Date of reporting period: | 07/01/2022 - 06/30/2023 |
Registrant : | George Putnam Balanced Fund | |||||||
Fund Name : | George Putnam Balanced Fund | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/28/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
2 | Elect Claire Babineaux-Fontenot | Mgmt | For | For | For | |||
3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
4 | Elect Robert B. Ford | Mgmt | For | For | For | |||
5 | Elect Paola Gonzalez | Mgmt | For | For | For | |||
6 | Elect Michelle A. Kumbier | Mgmt | For | For | For | |||
7 | Elect Darren W. McDew | Mgmt | For | For | For | |||
8 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
9 | Elect Michael G. O'Grady | Mgmt | For | For | For | |||
10 | Elect Michael F. Roman | Mgmt | For | For | For | |||
11 | Elect Daniel J. Starks | Mgmt | For | For | For | |||
12 | Elect John G. Stratton | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs | ShrHoldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/05/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
2 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
Advanced Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMD | CUSIP 007903107 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora M. Denzel | Mgmt | For | For | For | |||
2 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
3 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||
4 | Elect Joseph A. Householder | Mgmt | For | For | For | |||
5 | Elect John W. Marren | Mgmt | For | For | For | |||
6 | Elect Jon A. Olson | Mgmt | For | For | For | |||
7 | Elect Lisa T. Su | Mgmt | For | For | For | |||
8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
9 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
10 | Approval of the 2023 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Agnico Eagle Mines Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEM | CUSIP 008474108 | 04/28/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leona Aglukkaq | Mgmt | For | For | For | |||
1.2 | Elect Ammar Al-Joundi | Mgmt | For | For | For | |||
1.3 | Elect Sean Boyd | Mgmt | For | For | For | |||
1.4 | Elect Martine A. Celej | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Gemmell | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Gill | Mgmt | For | For | For | |||
1.7 | Elect Peter Grosskopf | Mgmt | For | For | For | |||
1.8 | Elect Elizabeth Lewis-Gray | Mgmt | For | For | For | |||
1.9 | Elect Deborah McCombe | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey Parr | Mgmt | For | For | For | |||
1.11 | Elect J. Merfyn Roberts | Mgmt | For | For | For | |||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
6 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
7 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Amendment to the Share Option Scheme | Mgmt | For | For | For | |||
13 | Adoption of Amended Restricted Share Unit Scheme | Mgmt | For | For | For | |||
14 | Adoption of the Amended Employee Share Purchase Plan | Mgmt | For | For | For | |||
15 | Adoption of the Amended Agency Share Purchase Plan | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alamos Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGI | CUSIP 011532108 | 05/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine Ellingham | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Fleck | Mgmt | For | For | For | |||
1.3 | Elect David Gower | Mgmt | For | Withhold | Against | |||
1.4 | Elect Claire Kennedy | Mgmt | For | For | For | |||
1.5 | Elect John A. McCluskey | Mgmt | For | For | For | |||
1.6 | Elect Monique Mercier | Mgmt | For | For | For | |||
1.7 | Elect Paul J. Murphy | Mgmt | For | For | For | |||
1.8 | Elect J. Robert S. Prichard | Mgmt | For | For | For | |||
1.9 | Elect Shaun A. Usmar | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 06/29/2023 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Emily Peterson Alva | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Shane M. Cooke | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Richard Gaynor | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee Cato T. Laurencin | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee Brian P. McKeon | Mgmt | For | TNA | N/A | |||
6 | Elect Management Nominee Richard F. Pops | Mgmt | For | TNA | N/A | |||
7 | Elect Management Nominee Christopher I. Wright | Mgmt | For | TNA | N/A | |||
8 | Elect Dissident Nominee Patrice Bonfiglio | ShrHoldr | Withhold | TNA | N/A | |||
9 | Elect Dissident Nominee Alexander J. Denner | ShrHoldr | Withhold | TNA | N/A | |||
10 | Elect Dissident Nominee Sarah J. Schlesinger | ShrHoldr | Withhold | TNA | N/A | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
12 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
13 | Amendment to the 2018 Stock Option and Incentive Plan | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 06/29/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dissident Nominee Patrice Bonfiglio | ShrHoldr | N/A | For | N/A | |||
2 | Elect Dissident Nominee Alexander J. Denner | ShrHoldr | N/A | For | N/A | |||
3 | Elect Dissident Nominee Sarah J. Schlesinger | ShrHoldr | N/A | For | N/A | |||
4 | Elect Management Nominee Emily Peterson Alva | Mgmt | N/A | For | N/A | |||
5 | Elect Management Nominee Cato T. Laurencin | Mgmt | N/A | For | N/A | |||
6 | Elect Management Nominee Brian P. McKeon | Mgmt | N/A | For | N/A | |||
7 | Elect Management Nominee Christopher I. Wright | Mgmt | N/A | For | N/A | |||
8 | Elect Management Nominee Shane M. Cooke | Mgmt | N/A | Withhold | N/A | |||
9 | Elect Management Nominee Richard Gaynor | Mgmt | N/A | Withhold | N/A | |||
10 | Elect Management Nominee Richard F. Pops | Mgmt | N/A | Withhold | N/A | |||
11 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
12 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
13 | Amendment to the 2018 Stock Option and Incentive Plan | Mgmt | N/A | For | N/A | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | Against | N/A | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/02/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry Page | Mgmt | For | For | For | |||
2 | Elect Sergey Brin | Mgmt | For | For | For | |||
3 | Elect Sundar Pichai | Mgmt | For | For | For | |||
4 | Elect John L. Hennessy | Mgmt | For | For | For | |||
5 | Elect Frances H. Arnold | Mgmt | For | For | For | |||
6 | Elect R. Martin Chavez | Mgmt | For | For | For | |||
7 | Elect L. John Doerr | Mgmt | For | For | For | |||
8 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
9 | Elect Ann Mather | Mgmt | For | Against | Against | |||
10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2021 Stock Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Activity Alignment with Climate Commitments and the Paris Agreement | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Algorithm Disclosures | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Alignment of YouTube Policies With Legislation | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Content Governance Report | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Assessment of Audit and Compliance Committee | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ian L.T. Clarke | Mgmt | For | For | For | |||
2 | Elect Marjorie M. Connelly | Mgmt | For | For | For | |||
3 | Elect R. Matt Davis | Mgmt | For | For | For | |||
4 | Elect William F. Gifford, Jr. | Mgmt | For | For | For | |||
5 | Elect Jacinto J. Hernandez | Mgmt | For | For | For | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
10 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
11 | Elect Ellen R. Strahlman | Mgmt | For | For | For | |||
12 | Elect M. Max Yzaguirre | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Civil Rights Audit | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/24/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Andrew R. Jassy | Mgmt | For | For | For | |||
3 | Elect Keith B. Alexander | Mgmt | For | For | For | |||
4 | Elect Edith W. Cooper | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
7 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Formation of Public Policy Committee | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | Against | For | |||
33 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/11/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Cynthia J. Brinkley | Mgmt | For | For | For | |||
3 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
4 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
5 | Elect Ward H. Dickson | Mgmt | For | For | For | |||
6 | Elect Noelle K. Eder | Mgmt | For | For | For | |||
7 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
8 | Elect Rafael Flores | Mgmt | For | For | For | |||
9 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
10 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
11 | Elect James C. Johnson | Mgmt | For | For | For | |||
12 | Elect Martin J. Lyons, Jr. | Mgmt | For | For | For | |||
13 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
14 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Revision of Scope 1 and 2 GHG Targets to Align with Paris Agreement | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/24/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas A. Bartlett | Mgmt | For | For | For | |||
2 | Elect Kelly C. Chambliss | Mgmt | For | For | For | |||
3 | Elect Teresa H. Clarke | Mgmt | For | For | For | |||
4 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
5 | Elect Kenneth R. Frank | Mgmt | For | For | For | |||
6 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
7 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
8 | Elect Craig Macnab | Mgmt | For | For | For | |||
9 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
10 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
11 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
12 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Apollo Global Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APO | CINS 03769M106 | 10/07/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Marc A. Beilinson | Mgmt | For | Withhold | Against | |||
2 | Elect Director Scott Kleinman | Mgmt | For | Withhold | Against | |||
3 | Elect Director A.B. Krongard | Mgmt | For | Withhold | Against | |||
4 | Elect Director Pauline Richards | Mgmt | For | Withhold | Against | |||
5 | Elect Director Marc Rowan | Mgmt | For | Withhold | Against | |||
6 | Elect Director David Simon | Mgmt | For | Withhold | Against | |||
7 | Elect Director Lynn Swann | Mgmt | For | Withhold | Against | |||
8 | Elect Director James Zelter | Mgmt | For | Withhold | Against | |||
9 | Elect Director James R. Belardi | Mgmt | For | Withhold | Against | |||
10 | Elect Director Jessica Bibliowicz | Mgmt | For | Withhold | Against | |||
11 | Elect Director Walter (Jay) Clayton, III | Mgmt | For | Withhold | Against | |||
12 | Elect Director Michael Ducey | Mgmt | For | Withhold | Against | |||
13 | Elect Director Richard Emerson | Mgmt | For | Withhold | Against | |||
14 | Elect Director Kerry Murphy Healey | Mgmt | For | Withhold | Against | |||
15 | Elect Director Mitra Hormozi | Mgmt | For | Withhold | Against | |||
16 | Elect Director Pamela Joyner | Mgmt | For | Withhold | Against | |||
17 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director James Bell | Mgmt | For | For | For | |||
2 | Elect Director Tim Cook | Mgmt | For | For | For | |||
3 | Elect Director Al Gore | Mgmt | For | For | For | |||
4 | Elect Director Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Director Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Director Art Levinson | Mgmt | For | For | For | |||
7 | Elect Director Monica Lozano | Mgmt | For | For | For | |||
8 | Elect Director Ron Sugar | Mgmt | For | For | For | |||
9 | Elect Director Sue Wagner | Mgmt | For | For | For | |||
10 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
13 | Report on Civil Rights and Non-Discrimination Audit | ShrHoldr | Against | Against | For | |||
14 | Report on Operations in Communist China | ShrHoldr | Against | Against | For | |||
15 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | ShrHoldr | Against | Against | For | |||
16 | Report on Median Gender/Racial Pay Gap | ShrHoldr | Against | Against | For | |||
17 | Amend Proxy Access Right | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Rani Borkar | Mgmt | For | For | For | |||
2 | Elect Director Judy Bruner | Mgmt | For | For | For | |||
3 | Elect Director Xun (Eric) Chen | Mgmt | For | For | For | |||
4 | Elect Director Aart J. de Geus | Mgmt | For | For | For | |||
5 | Elect Director Gary E. Dickerson | Mgmt | For | For | For | |||
6 | Elect Director Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Director Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Director Kevin P. March | Mgmt | For | For | For | |||
9 | Elect Director Yvonne McGill | Mgmt | For | For | For | |||
10 | Elect Director Scott A. McGregor | Mgmt | For | For | For | |||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | ShrHoldr | Against | Against | For | |||
15 | Improve Executive Compensation Program and Policy | ShrHoldr | Against | Against | For | |||
Aramark | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARMK | CUSIP 03852U106 | 02/03/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Susan M. Cameron | Mgmt | For | For | For | |||
2 | Elect Director Greg Creed | Mgmt | For | For | For | |||
3 | Elect Director Bridgette P. Heller | Mgmt | For | For | For | |||
4 | Elect Director Paul C. Hilal | Mgmt | For | For | For | |||
5 | Elect Director Kenneth M. Keverian | Mgmt | For | For | For | |||
6 | Elect Director Karen M. King | Mgmt | For | For | For | |||
7 | Elect Director Patricia E. Lopez | Mgmt | For | For | For | |||
8 | Elect Director Stephen I. Sadove | Mgmt | For | For | For | |||
9 | Elect Director Kevin G. Wills | Mgmt | For | For | For | |||
10 | Elect Director Arthur B. Winkleblack | Mgmt | For | For | For | |||
11 | Elect Director John J. Zillmer | Mgmt | For | For | For | |||
12 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CUSIP 04351P101 | 05/30/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Presiding Chair | Mgmt | For | For | For | |||
2 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jan Moller Mikkelsen | Mgmt | For | For | For | |||
6 | Elect Lisa Bright | Mgmt | For | For | For | |||
7 | Elect William Carl Fairey, Jr. | Mgmt | For | For | For | |||
8 | Elect Siham Imani | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CINS 04351P101 | 09/09/2022 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Extraordinary Shareholders | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Chairman of Meeting | Mgmt | For | TNA | N/A | |||
2 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | TNA | N/A | |||
3 | Elect William Carl Fairey Jr. as New Director | Mgmt | For | TNA | N/A | |||
4 | Elect Siham Imani as New Director | Mgmt | For | TNA | N/A | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
10 | Elect Lorin P.T. Radtke | Mgmt | For | For | For | |||
11 | Elect Courtney C. Shea | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Ling Chow | Mgmt | For | For | For | |||
19 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
20 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
21 | Elect Darrin Futter | Mgmt | For | For | For | |||
22 | Elect Jorge Gana | Mgmt | For | For | For | |||
23 | Elect Holly L. Horn | Mgmt | For | For | For | |||
24 | Elect Walter A. Scott | Mgmt | For | For | For | |||
25 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||
4 | Elect Ken C. Hicks | Mgmt | For | For | For | |||
5 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
6 | Elect Francesca Reverberi | Mgmt | For | For | For | |||
7 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
8 | Elect Julia A. Stewart | Mgmt | For | For | For | |||
9 | Elect Martha N. Sullivan | Mgmt | For | For | For | |||
10 | Elect William R. Wagner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Axa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | 2022 Remuneration Report | Mgmt | For | For | For | |||
13 | 2022 Remuneration of Denis Duverne, Chair (Until April 28, 2022) | Mgmt | For | For | For | |||
14 | 2022 Remuneration of Antoine Gosset-Grainville, Chair (From April 28, 2022) | Mgmt | For | For | For | |||
15 | 2022 Remuneration of Thomas Buberl, CEO | Mgmt | For | Against | Against | |||
16 | 2023 Remuneration Policy (CEO) | Mgmt | For | For | For | |||
17 | 2023 Remuneration Policy (Chair) | Mgmt | For | For | For | |||
18 | 2023 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||
19 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
21 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
25 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
26 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||
27 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
29 | Authority to Issue Shares w/ Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
31 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
32 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
33 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505583 | 04/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
3 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
5 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
6 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
11 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to the Bank of America Corporation Equity Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Absolute GHG Targets and Alignment with Paris Agreement | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding a Racial Equity Audit | ShrHoldr | Against | Against | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 02/15/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director B. Evan Bayh | Mgmt | For | For | For | |||
2 | Elect Director Jonathan F. Foster | Mgmt | For | For | For | |||
3 | Elect Director Idalene F. Kesner | Mgmt | For | For | For | |||
4 | Elect Director Jill A. Rahman | Mgmt | For | For | For | |||
5 | Elect Director Carl J. (Rick) Rickertsen | Mgmt | For | Against | Against | |||
6 | Elect Director Thomas E. Salmon | Mgmt | For | For | For | |||
7 | Elect Director Chaney M. Sheffield, Jr. | Mgmt | For | For | For | |||
8 | Elect Director Robert A. Steele | Mgmt | For | For | For | |||
9 | Elect Director Stephen E. Sterrett | Mgmt | For | For | For | |||
10 | Elect Director Scott B. Ullem | Mgmt | For | For | For | |||
11 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/26/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Maria C. Freire | Mgmt | For | For | For | |||
4 | Elect William A. Hawkins | Mgmt | For | For | For | |||
5 | Elect William D. Jones | Mgmt | For | For | For | |||
6 | Elect Jesus B. Mantas | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
10 | Elect Christopher A. Viehbacher | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Elect Susan K. Langer | Mgmt | For | For | For | |||
Bio-Rad Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIO | CUSIP 090572207 | 04/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melinda Litherland | Mgmt | For | Against | Against | |||
2 | Elect Arnold A. Pinkston | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
BJ's Wholesale Club Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJ | CUSIP 05550J101 | 06/15/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Darryl Brown | Mgmt | For | For | For | |||
1.3 | Elect Bob Eddy | Mgmt | For | For | For | |||
1.4 | Elect Michelle Gloeckler | Mgmt | For | For | For | |||
1.5 | Elect Maile Naylor | Mgmt | For | For | For | |||
1.6 | Elect Ken Parent | Mgmt | For | For | For | |||
1.7 | Elect Christopher H. Peterson | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Steele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/06/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.2 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.3 | Elect Wei Hopeman | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Mylod Jr. | Mgmt | For | For | For | |||
1.5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.6 | Elect JosephLarry Quinlan | Mgmt | For | For | For | |||
1.7 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Sumit Singh | Mgmt | For | For | For | |||
1.10 | Elect Lynn M. Vojvodich Radakovich | Mgmt | For | For | For | |||
1.11 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
Booz Allen Hamilton Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAH | CINS 099502106 | 07/27/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
3 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||
4 | Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold | ShrHoldr | Against | Against | For | |||
5 | Elect Director Horacio D. Rozanski | Mgmt | For | For | For | |||
6 | Elect Director Mark E. Gaumond | Mgmt | For | For | For | |||
7 | Elect Director Gretchen W. McClain | Mgmt | For | For | For | |||
8 | Elect Director Melody C. Barnes | Mgmt | For | For | For | |||
9 | Elect Director Ellen Jewett | Mgmt | For | For | For | |||
10 | Elect Director Arthur E. Johnson | Mgmt | For | For | For | |||
11 | Elect Director Charles O. Rossotti | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/04/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
6 | Elect David J. Roux | Mgmt | For | For | For | |||
7 | Elect John E. Sununu | Mgmt | For | For | For | |||
8 | Elect David S. Wichmann | Mgmt | For | For | For | |||
9 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP. | CINS G12793108 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | Against | Against | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Elect Helge Lund | Mgmt | For | For | For | |||
5 | Elect Bernard Looney | Mgmt | For | For | For | |||
6 | Elect Murray Auchincloss | Mgmt | For | For | For | |||
7 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
8 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
9 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
10 | Elect Sir John Sawers | Mgmt | For | For | For | |||
11 | Elect Pamela Daley | Mgmt | For | For | For | |||
12 | Elect Karen A. Richardson | Mgmt | For | For | For | |||
13 | Elect Johannes Teyssen | Mgmt | For | For | For | |||
14 | Elect Amanda J. Blanc | Mgmt | For | For | For | |||
15 | Elect Satish Pai | Mgmt | For | For | For | |||
16 | Elect Hina Nagarajan | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
CAE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAE | CINS 124765108 | 08/10/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Ayman Antoun | Mgmt | For | For | For | |||
2 | Elect Director David G. Perkins | Mgmt | For | For | For | |||
3 | Elect Director Michael E. Roach | Mgmt | For | For | For | |||
4 | Elect Director Patrick M. Shanahan | Mgmt | For | For | For | |||
5 | Elect Director Andrew J. Stevens | Mgmt | For | For | For | |||
6 | Elect Director Margaret S. (Peg) Billson | Mgmt | For | For | For | |||
7 | Elect Director Elise Eberwein | Mgmt | For | For | For | |||
8 | Elect Director Michael M. Fortier | Mgmt | For | For | For | |||
9 | Elect Director Marianne Harrison | Mgmt | For | For | For | |||
10 | Elect Director Alan N. MacGibbon | Mgmt | For | For | For | |||
11 | Elect Director Mary Lou Maher | Mgmt | For | For | For | |||
12 | Elect Director Francois Olivier | Mgmt | For | For | For | |||
13 | Elect Director Marc Parent | Mgmt | For | For | For | |||
14 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||
CarMax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Sona Chawla | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Shira D. Goodman | Mgmt | For | For | For | |||
6 | Elect David W. McCreight | Mgmt | For | For | For | |||
7 | Elect William D. Nash | Mgmt | For | For | For | |||
8 | Elect Mark F. O'Neil | Mgmt | For | For | For | |||
9 | Elect Pietro Satriano | Mgmt | For | For | For | |||
10 | Elect Marcella Shinder | Mgmt | For | For | For | |||
11 | Elect Mitchell D. Steenrod | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2022 Stock Incentive Plan | Mgmt | For | For | For | |||
CDW Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDW | CUSIP 12514G108 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Virginia Addicott | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Lynda M. Clarizio | Mgmt | For | For | For | |||
4 | Elect Anthony R. Foxx | Mgmt | For | For | For | |||
5 | Elect Marc E. Jones | Mgmt | For | For | For | |||
6 | Elect Christine A. Leahy | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect David W. Nelms | Mgmt | For | For | For | |||
9 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
10 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Allow Shareholders the Right to Call Special Meetings | Mgmt | For | For | For | |||
15 | Amendment to Articles Regarding Officer Exculpation | Mgmt | For | For | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Elect Keith M. Casey | Mgmt | For | For | For | |||
3 | Elect Canning K.N. Fok | Mgmt | For | For | For | |||
4 | Elect Jane E. Kinney | Mgmt | For | For | For | |||
5 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
6 | Elect Eva L. Kwok | Mgmt | For | For | For | |||
7 | Elect Melanie A. Little | Mgmt | For | For | For | |||
8 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
9 | Elect Jonathan M. McKenzie | Mgmt | For | For | For | |||
10 | Elect Claude Mongeau | Mgmt | For | For | For | |||
11 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
12 | Elect Wayne E. Shaw | Mgmt | For | For | For | |||
13 | Elect Frank J. Sixt | Mgmt | For | For | For | |||
14 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Activity Alignment with Net Zero Goal | ShrHoldr | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
7 | Elect James E. Meyer | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
2 | Elect Matthew Carey | Mgmt | For | For | For | |||
3 | Elect Gregg L. Engles | Mgmt | For | For | For | |||
4 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
7 | Elect Scott H. Maw | Mgmt | For | For | For | |||
8 | Elect Brian Niccol | Mgmt | For | For | For | |||
9 | Elect Mary A. Winston | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Policy on Freedom of Association | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
2 | Elect Grace E. Dailey | Mgmt | For | For | For | |||
3 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
4 | Elect John C. Dugan | Mgmt | For | For | For | |||
5 | Elect Jane N. Fraser | Mgmt | For | For | For | |||
6 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
7 | Elect Peter B. Henry | Mgmt | For | For | For | |||
8 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Casper W. von Koskull | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Victor Arriola | Mgmt | For | For | For | |||
2 | Elect Jody L. Freeman | Mgmt | For | For | For | |||
3 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
5 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
6 | Elect Timothy A. Leach | Mgmt | For | For | For | |||
7 | Elect William H. McRaven | Mgmt | For | For | For | |||
8 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
11 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
12 | Elect David T. Seaton | Mgmt | For | For | For | |||
13 | Elect R. A. Walker | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Permit Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
18 | Approval of the 2023 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | ShrHoldr | Against | Against | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CINS 21036P108 | 07/19/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Jennifer M. Daniels | Mgmt | For | Withhold | Against | |||
2 | Elect Director Jeremy S. G. Fowden | Mgmt | For | Withhold | Against | |||
3 | Elect Director Jose Manuel Madero Garza | Mgmt | For | Withhold | Against | |||
4 | Elect Director Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CINS 21036P108 | 11/09/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amend Charter | Mgmt | For | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | For | |||
Constellation Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEG | CUSIP 21037T109 | 04/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Dominguez | Mgmt | For | For | For | |||
1.2 | Elect Julie Holzrichter | Mgmt | For | For | For | |||
1.3 | Elect Ashish Khandpur | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Corteva, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTVA | CUSIP 22052L104 | 04/21/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Klaus A. Engel | Mgmt | For | For | For | |||
3 | Elect David C. Everitt | Mgmt | For | For | For | |||
4 | Elect Janet Plaut Giesselman | Mgmt | For | For | For | |||
5 | Elect Karen H. Grimes | Mgmt | For | For | For | |||
6 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
7 | Elect Rebecca B. Liebert | Mgmt | For | For | For | |||
8 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | |||
9 | Elect Charles V. Magro | Mgmt | For | For | For | |||
10 | Elect Nayaki R. Nayyar | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Kerry J. Preete | Mgmt | For | For | For | |||
13 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/19/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Director Kenneth D. Denman | Mgmt | For | For | For | |||
3 | Elect Director Richard A. Galanti | Mgmt | For | For | For | |||
4 | Elect Director Hamilton E. James | Mgmt | For | For | For | |||
5 | Elect Director W. Craig Jelinek | Mgmt | For | For | For | |||
6 | Elect Director Sally Jewell | Mgmt | For | For | For | |||
7 | Elect Director Charles T. Munger | Mgmt | For | For | For | |||
8 | Elect Director Jeffrey S. Raikes | Mgmt | For | For | For | |||
9 | Elect Director John W. Stanton | Mgmt | For | For | For | |||
10 | Elect Director Ron M. Vachris | Mgmt | For | For | For | |||
11 | Elect Director Mary Agnes (Maggie) Wilderotter | Mgmt | For | For | For | |||
12 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
15 | Report on Risk Due to Restrictions on Reproductive Rights | ShrHoldr | Against | Against | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CUSIP 12626K203 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Final Dividend | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Richard Boucher | Mgmt | For | For | For | |||
5 | Elect Caroline Dowling | Mgmt | For | For | For | |||
6 | Elect Richard H. Fearon | Mgmt | For | For | For | |||
7 | Elect Johan Karlstrom | Mgmt | For | For | For | |||
8 | Elect Shaun Kelly | Mgmt | For | For | For | |||
9 | Elect Badar Khan | Mgmt | For | For | For | |||
10 | Elect H. Lamar McKay | Mgmt | For | For | For | |||
11 | Elect Albert Manifold | Mgmt | For | For | For | |||
12 | Elect Jim Mintern | Mgmt | For | For | For | |||
13 | Elect Gillian L. Platt | Mgmt | For | For | For | |||
14 | Elect Mary K. Rhinehart | Mgmt | For | For | For | |||
15 | Elect Siobhan Talbot | Mgmt | For | For | For | |||
16 | Elect Christina Verchere | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CUSIP 12626K203 | 06/08/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Settlement System Migration) | Mgmt | For | For | For | |||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
3 | Change of Listing | Mgmt | For | For | For | |||
4 | Adoption of New Articles | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
7 | Amendments to Articles (Share Redemption) | Mgmt | For | For | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/10/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | |||
2 | Elect Thomas P. Bostick | Mgmt | For | For | For | |||
3 | Elect Steven T. Halverson | Mgmt | For | For | For | |||
4 | Elect Paul C. Hilal | Mgmt | For | For | For | |||
5 | Elect Joseph R. Hinrichs | Mgmt | For | For | For | |||
6 | Elect David M. Moffett | Mgmt | For | For | For | |||
7 | Elect Linda H. Riefler | Mgmt | For | For | For | |||
8 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
9 | Elect James L. Wainscott | Mgmt | For | For | For | |||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
11 | Elect John J. Zillmer | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rainer M. Blair | Mgmt | For | For | For | |||
2 | Elect Feroz Dewan | Mgmt | For | For | For | |||
3 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
4 | Elect Teri L. List | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Jessica L. Mega | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect Pardis C. Sabeti | Mgmt | For | For | For | |||
10 | Elect A. Shane Sanders | Mgmt | For | For | For | |||
11 | Elect John T. Schwieters | Mgmt | For | For | For | |||
12 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
13 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
14 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/22/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Leanne G. Caret | Mgmt | For | For | For | |||
2 | Elect Director Tamra A. Erwin | Mgmt | For | For | For | |||
3 | Elect Director Alan C. Heuberger | Mgmt | For | For | For | |||
4 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
5 | Elect Director Michael O. Johanns | Mgmt | For | For | For | |||
6 | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||
7 | Elect Director John C. May | Mgmt | For | For | For | |||
8 | Elect Director Gregory R. Page | Mgmt | For | For | For | |||
9 | Elect Director Sherry M. Smith | Mgmt | For | For | For | |||
10 | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Elect Director Sheila G. Talton | Mgmt | For | For | For | |||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
15 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | ShrHoldr | Against | Against | For | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven R. Altman | Mgmt | For | For | For | |||
2 | Elect Richard A. Collins | Mgmt | For | For | For | |||
3 | Elect Karen M. Dahut | Mgmt | For | For | For | |||
4 | Elect Mark G. Foletta | Mgmt | For | For | For | |||
5 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||
6 | Elect Kyle Malady | Mgmt | For | For | For | |||
7 | Elect Eric Topol | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
Diamond Offshore Drilling, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DO | CUSIP 25271C201 | 05/10/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patrice Douglas | Mgmt | For | For | For | |||
2 | Elect Neal P. Goldman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
DuPont de Nemours, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 26614N102 | 05/24/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy G. Brady | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
4 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
9 | Elect Frederick M. Lowery | Mgmt | For | For | For | |||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
11 | Elect Deanna M. Mulligan | Mgmt | For | For | For | |||
12 | Elect Steven M. Sterin | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
Eastman Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMN | CUSIP 277432100 | 05/04/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Humberto P. Alfonso | Mgmt | For | For | For | |||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
3 | Elect Eric L. Butler | Mgmt | For | For | For | |||
4 | Elect Mark J. Costa | Mgmt | For | For | For | |||
5 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
6 | Elect Linnie M. Haynesworth | Mgmt | For | For | For | |||
7 | Elect Julie Fasone Holder | Mgmt | For | For | For | |||
8 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
9 | Elect Kim Ann Mink | Mgmt | For | For | For | |||
10 | Elect James J. O'Brien | Mgmt | For | For | For | |||
11 | Elect David W. Raisbeck | Mgmt | For | For | For | |||
12 | Elect Charles K. Stevens III | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
Elevance Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELV | CUSIP 036752103 | 05/10/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For | |||
4 | Elect Deanna Strable-Soethout | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
2 | Elect David A. Ricks | Mgmt | For | For | For | |||
3 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
4 | Elect Karen Walker | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Company Response to State Policies Regulating Abortion | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/07/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Martin S. Craighead | Mgmt | For | For | For | |||
2 | Elect Director Gloria A. Flach | Mgmt | For | For | For | |||
3 | Elect Director Matthew S. Levatich | Mgmt | For | For | For | |||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
3 | Elect Calvin G. Butler, Jr. | Mgmt | For | For | For | |||
4 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
5 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
6 | Elect Charisse Lillie | Mgmt | For | For | For | |||
7 | Elect Matthew Rogers | Mgmt | For | For | For | |||
8 | Elect John F. Young | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
2 | Elect Susan K. Avery | Mgmt | For | For | For | |||
3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
4 | Elect Gregory J. Goff | Mgmt | For | For | For | |||
5 | Elect John D. Harris II | Mgmt | For | For | For | |||
6 | Elect Kaisa H. Hietala | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
9 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
10 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
11 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
12 | Elect Darren W. Woods | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Formation of Decarbonization Risk Committee | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Carbon Capture and Storage | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Methane Emission Disclosures | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Medium-Term Scope 3 Target | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Guyanese Operations | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Recalculated Emissions Baseline | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Audited Report on Asset Retirement Obligations | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Addressing Virgin Plastic Demand | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Environmental Litigation | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Report on Exploration and Production in the Arctic Refuge | ShrHoldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Elect JoAnne A. Epps | Mgmt | For | For | For | |||
3 | Elect Carol Lynton | Mgmt | For | For | For | |||
4 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
5 | Elect James B. Perry | Mgmt | For | For | For | |||
6 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
7 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
8 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
GE HealthCare Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEHC | CUSIP 36266G107 | 05/23/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect H. Lawrence Culp, Jr. | Mgmt | For | For | For | |||
3 | Elect Rodney F. Hochman | Mgmt | For | For | For | |||
4 | Elect Lloyd W. Howell, Jr. | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect Catherine Lesjak | Mgmt | For | For | For | |||
7 | Elect Anne T. Madden | Mgmt | For | For | For | |||
8 | Elect Tomislav Mihaljevic | Mgmt | For | For | For | |||
9 | Elect William J. Stromberg | Mgmt | For | For | For | |||
10 | Elect Phoebe L. Yang | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604301 | 05/03/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
2 | Elect Sebastien Bazin | Mgmt | For | For | For | |||
3 | Elect H. Lawrence Culp, Jr. | Mgmt | For | For | For | |||
4 | Elect Edward Garden | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Thomas Horton | Mgmt | For | For | For | |||
7 | Elect Catherine Lesjak | Mgmt | For | For | For | |||
8 | Elect Darren W. McDew | Mgmt | For | For | For | |||
9 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
10 | Elect Jessica Uhl | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Audited Report of Net Zero 2050 Goal | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | ShrHoldr | Against | Against | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/20/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
4 | Elect Joanne C. Crevoiserat | Mgmt | For | For | For | |||
5 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Jonathan McNeill | Mgmt | For | For | For | |||
8 | Elect Judith A. Miscik | Mgmt | For | Against | Against | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Mark A. Tatum | Mgmt | For | For | For | |||
12 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
13 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2020 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Procurement Targets for Sustainable Materials in Supply Chain | ShrHoldr | Against | Against | For | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/26/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Cash Distribution (Reduction in Share Premium Account) | Mgmt | For | For | For | |||
4 | Elect Kalidas V. Madhavpeddi | Mgmt | For | For | For | |||
5 | Elect Gary Nagle | Mgmt | For | For | For | |||
6 | Elect Peter R. Coates | Mgmt | For | For | For | |||
7 | Elect Martin J. Gilbert | Mgmt | For | For | For | |||
8 | Elect Gill Marcus | Mgmt | For | For | For | |||
9 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
10 | Elect David Wormsley | Mgmt | For | For | For | |||
11 | Elect Liz Hewitt | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Opinion on the Companys Climate Report | Mgmt | For | For | For | |||
15 | Remuneration Report | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Climate Action Transition Plan at 2024 AGM | ShrHoldr | Against | Against | For | |||
Hertz Global Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTZ | CUSIP 42806J700 | 05/17/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer Feikin | Mgmt | For | For | For | |||
2 | Elect Mark Fields | Mgmt | For | For | For | |||
3 | Elect Evelina Vougessis Machas | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Chris Carr | Mgmt | For | For | For | |||
5 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
6 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
7 | Elect Judith A. McHale | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 05/19/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Deborah Flint | Mgmt | For | For | For | |||
7 | Elect Vimal Kapur | Mgmt | For | For | For | |||
8 | Elect Rose Lee | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Robin Watson | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Environmental and Health Impact Report | ShrHoldr | Against | Against | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | ISIN US4448591028 | 04/20/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raquel C. Bono | Mgmt | For | For | For | |||
2 | Elect Bruce Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect David T. Feinberg | Mgmt | For | For | For | |||
5 | Elect Wayne A.I. Frederick | Mgmt | For | For | For | |||
6 | Elect John W. Garratt | Mgmt | For | For | For | |||
7 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
8 | Elect Karen W. Katz | Mgmt | For | For | For | |||
9 | Elect Marcy S. Klevorn | Mgmt | For | For | For | |||
10 | Elect William J. McDonald | Mgmt | For | For | For | |||
11 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
12 | Elect Brad D. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Idexx Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDXX | CUSIP 45168D104 | 05/17/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel M. Junius | Mgmt | For | For | For | |||
2 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
3 | Elect Sophie V. Vandebroek | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 05/25/2023 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Frances Arnold | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Francis A. deSouza | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Caroline D. Dorsa | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee Robert S. Epstein | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee Scott Gottlieb | Mgmt | For | TNA | N/A | |||
6 | Elect Management Nominee Gary S. Guthart | Mgmt | For | TNA | N/A | |||
7 | Elect Management Nominee Philip W. Schiller | Mgmt | For | TNA | N/A | |||
8 | Elect Management Nominee Susan E. Siegel | Mgmt | For | TNA | N/A | |||
9 | Elect Management Nominee John W. Thompson | Mgmt | For | TNA | N/A | |||
10 | Elect Icahn Nominee Vincent J. Intrieri | ShrHoldr | Withhold | TNA | N/A | |||
11 | Elect Icahn Nominee Jesse A. Lynn | ShrHoldr | Withhold | TNA | N/A | |||
12 | Elect Icahn Nominee Andrew J. Teno | ShrHoldr | Withhold | TNA | N/A | |||
13 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
16 | Amendment to the 2015 Stock and Incentive Plan | Mgmt | For | TNA | N/A | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 05/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Icahn Nominee Vincent J. Intrieri | ShrHoldr | N/A | For | N/A | |||
2 | Elect Icahn Nominee Jesse A. Lynn | ShrHoldr | N/A | For | N/A | |||
3 | Elect Icahn Nominee Andrew J. Teno | ShrHoldr | N/A | For | N/A | |||
4 | Elect Management Nominee Frances Arnold | Mgmt | N/A | Withhold | N/A | |||
5 | Elect Management Nominee Caroline D. Dorsa | Mgmt | N/A | Withhold | N/A | |||
6 | Elect Management Nominee Scott Gottlieb | Mgmt | N/A | Withhold | N/A | |||
7 | Elect Management Nominee Gary S. Guthart | Mgmt | N/A | Withhold | N/A | |||
8 | Elect Management Nominee Philip W. Schiller | Mgmt | N/A | Withhold | N/A | |||
9 | Elect Management Nominee Susan E. Siegel | Mgmt | N/A | Withhold | N/A | |||
10 | Elect Management Nominee Francis A. deSouza | Mgmt | N/A | Withhold | N/A | |||
11 | Elect Management Nominee Robert S. Epstein | Mgmt | N/A | Withhold | N/A | |||
12 | Elect Management Nominee John W. Thompson | Mgmt | N/A | Withhold | N/A | |||
13 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
14 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
16 | Amendment to the 2015 Stock and Incentive Plan | Mgmt | N/A | For | N/A | |||
Ingersoll Rand Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP 45687V106 | 06/15/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vicente Reynal | Mgmt | For | For | For | |||
2 | Elect William P. Donnelly | Mgmt | For | For | For | |||
3 | Elect Kirk E. Arnold | Mgmt | For | For | For | |||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
5 | Elect Jennifer Hartsock | Mgmt | For | For | For | |||
6 | Elect John Humphrey | Mgmt | For | For | For | |||
7 | Elect Marc E. Jones | Mgmt | For | For | For | |||
8 | Elect Mark Stevenson | Mgmt | For | For | For | |||
9 | Elect Michael Stubblefield | Mgmt | For | For | For | |||
10 | Elect Tony L. White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Innoviva, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INVA | CUSIP 45781M101 | 05/22/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deborah L. Birx | Mgmt | For | For | For | |||
2 | Elect Mark A. DiPaolo | Mgmt | For | For | For | |||
3 | Elect Jules A. Haimovitz | Mgmt | For | For | For | |||
4 | Elect Odysseas D. Kostas | Mgmt | For | For | For | |||
5 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
6 | Elect Sapna Srivastava | Mgmt | For | Against | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/19/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Eve Burton | Mgmt | For | For | For | |||
2 | Elect Director Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Director Richard L. Dalzell | Mgmt | For | For | For | |||
4 | Elect Director Sasan K. Goodarzi | Mgmt | For | For | For | |||
5 | Elect Director Deborah Liu | Mgmt | For | For | For | |||
6 | Elect Director Tekedra Mawakana | Mgmt | For | For | For | |||
7 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Director Thomas Szkutak | Mgmt | For | For | For | |||
9 | Elect Director Raul Vazquez | Mgmt | For | For | For | |||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
11 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||
12 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Joseph C. Beery | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Don R. Kania | Mgmt | For | For | For | |||
6 | Elect Amy L. Ladd | Mgmt | For | For | For | |||
7 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
8 | Elect Alan J. Levy | Mgmt | For | For | For | |||
9 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
10 | Elect Monica P. Reed | Mgmt | For | For | For | |||
11 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Joaquin Duato | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Paula A. Johnson | Mgmt | For | For | For | |||
8 | Elect Hubert Joly | Mgmt | For | For | For | |||
9 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
10 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
11 | Elect Mark A. Weinberger | Mgmt | For | For | For | |||
12 | Elect Nadja Y. West | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
Johnson Controls International Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CINS G51502105 | 03/08/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Jean Blackwell | Mgmt | For | For | For | |||
2 | Elect Director Pierre Cohade | Mgmt | For | For | For | |||
3 | Elect Director Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Director W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect Director Gretchen R. Haggerty | Mgmt | For | For | For | |||
6 | Elect Director Ayesha Khanna | Mgmt | For | For | For | |||
7 | Elect Director Simone Menne | Mgmt | For | For | For | |||
8 | Elect Director George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Director Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Director Mark Vergnano | Mgmt | For | For | For | |||
11 | Elect Director John D. Young | Mgmt | For | For | For | |||
12 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||
13 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
14 | Authorize Market Purchases of Company Shares | Mgmt | For | For | For | |||
15 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve the Directors' Authority to Allot Shares | Mgmt | For | For | For | |||
19 | Approve the Disapplication of Statutory Pre-Emption Rights | Mgmt | For | For | For | |||
Levi Strauss & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEVI | ISIN US52736R1023 | 04/19/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jill Beraud | Mgmt | For | For | For | |||
2 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
3 | Elect Christopher J. McCormick | Mgmt | For | For | For | |||
4 | Elect Elliott Rodgers | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Linde Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIN | CINS G5494J103 | 01/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
Linde Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIN | CINS G5494J103 | 01/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Amend Articles of Association | Mgmt | For | For | For | |||
3 | Approve Common Draft Terms of Merger | Mgmt | For | For | For | |||
Linde Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIN | CINS G5494J103 | 07/25/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
4 | Adopt Simple Majority Vote | ShrHoldr | Against | For | Against | |||
5 | Elect Director Stephen F. Angel | Mgmt | For | For | For | |||
6 | Elect Director Sanjiv Lamba | Mgmt | For | For | For | |||
7 | Elect Director Ann-Kristin Achleitner | Mgmt | For | For | For | |||
8 | Elect Director Thomas Enders | Mgmt | For | For | For | |||
9 | Elect Director Edward G. Galante | Mgmt | For | For | For | |||
10 | Elect Director Joe Kaeser | Mgmt | For | For | For | |||
11 | Elect Director Victoria E. Ossadnik | Mgmt | For | For | For | |||
12 | Elect Director Martin H. Richenhagen | Mgmt | For | For | For | |||
13 | Elect Director Alberto Weisser | Mgmt | For | For | For | |||
14 | Elect Director Robert L. Wood | Mgmt | For | For | For | |||
15 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
Lululemon Athletica inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LULU | CUSIP 550021109 | 06/07/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Casey | Mgmt | For | For | For | |||
2 | Elect Glenn Murphy | Mgmt | For | For | For | |||
3 | Elect David M. Mussafer | Mgmt | For | For | For | |||
4 | Elect Isabel Ge Mahe | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
8 | Approval of the 2023 Equity Incentive Plan | Mgmt | For | For | For | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Merit E. Janow | Mgmt | For | For | For | |||
2 | Elect Candido Botelho Bracher | Mgmt | For | For | For | |||
3 | Elect Richard K. Davis | Mgmt | For | For | For | |||
4 | Elect Julius Genachowski | Mgmt | For | For | For | |||
5 | Elect Choon Phong Goh | Mgmt | For | For | For | |||
6 | Elect Oki Matsumoto | Mgmt | For | For | For | |||
7 | Elect Michael Miebach | Mgmt | For | For | For | |||
8 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
9 | Elect Rima Qureshi | Mgmt | For | For | For | |||
10 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||
11 | Elect Harit Talwar | Mgmt | For | For | For | |||
12 | Elect Lance Uggla | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Oversight of Merchant Category Codes | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | ShrHoldr | Against | Against | For | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CINS 58155Q103 | 07/22/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | ShrHoldr | Against | Against | For | |||
6 | Adopt Policy on 10b5-1 Plans | ShrHoldr | Against | Against | For | |||
7 | Elect Director Richard H. Carmona | Mgmt | For | For | For | |||
8 | Elect Director Dominic J. Caruso | Mgmt | For | For | For | |||
9 | Elect Director W. Roy Dunbar | Mgmt | For | For | For | |||
10 | Elect Director James H. Hinton | Mgmt | For | For | For | |||
11 | Elect Director Donald R. Knauss | Mgmt | For | For | For | |||
12 | Elect Director Bradley E. Lerman | Mgmt | For | For | For | |||
13 | Elect Director Linda P. Mantia | Mgmt | For | For | For | |||
14 | Elect Director Maria Martinez | Mgmt | For | For | For | |||
15 | Elect Director Susan R. Salka | Mgmt | For | For | For | |||
16 | Elect Director Brian S. Tyler | Mgmt | For | For | For | |||
17 | Elect Director Kathleen Wilson-Thompson | Mgmt | For | For | For | |||
Medtronic Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CINS G5960L103 | 12/08/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
3 | Renew the Board's Authority to Issue Shares Under Irish Law | Mgmt | For | For | For | |||
4 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Mgmt | For | For | For | |||
5 | Authorize Overseas Market Purchases of Ordinary Shares | Mgmt | For | For | For | |||
6 | Elect Director Richard H. Anderson | Mgmt | For | For | For | |||
7 | Elect Director Craig Arnold | Mgmt | For | For | For | |||
8 | Elect Director Scott C. Donnelly | Mgmt | For | For | For | |||
9 | Elect Director Lidia L. Fonseca | Mgmt | For | For | For | |||
10 | Elect Director Andrea J. Goldsmith | Mgmt | For | For | For | |||
11 | Elect Director Randall J. Hogan, III | Mgmt | For | For | For | |||
12 | Elect Director Kevin E. Lofton | Mgmt | For | For | For | |||
13 | Elect Director Geoffrey S. Martha | Mgmt | For | For | For | |||
14 | Elect Director Elizabeth G. Nabel | Mgmt | For | Against | Against | |||
15 | Elect Director Denise M. O'Leary | Mgmt | For | For | For | |||
16 | Elect Director Kendall J. Powell | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Robert M. Davis | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect Stephen L. Mayo | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Christine E. Seidman | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
12 | Elect Kathy J. Warden | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Meta Platforms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
META | CUSIP 30303M102 | 05/31/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peggy Alford | Mgmt | For | For | For | |||
1.2 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.3 | Elect Andrew W. Houston | Mgmt | For | For | For | |||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Kimmitt | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Tracey T. Travis | Mgmt | For | For | For | |||
1.8 | Elect Tony Xu | Mgmt | For | For | For | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Content Management in India | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Lobbying Activity Alignment with Net-Zero Emissions Commitment | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
11 | Shareholder Proposal Regarding Targets and Report on Child Safety Impacts | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Calibrating Executive Pay to Externalized Costs | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Assessment of Audit and Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CINS 594918104 | 12/13/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director John W. Thompson | Mgmt | For | For | For | |||
2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||
4 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||
5 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Director Teri L. List | Mgmt | For | For | For | |||
7 | Elect Director Satya Nadella | Mgmt | For | For | For | |||
8 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Director Carlos A. Rodriguez | Mgmt | For | For | For | |||
11 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||
12 | Elect Director John W. Stanton | Mgmt | For | For | For | |||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
14 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
15 | Report on Cost/Benefit Analysis of Diversity and Inclusion | ShrHoldr | Against | Against | For | |||
16 | Report on Hiring of Persons with Arrest or Incarceration Records | ShrHoldr | Against | Against | For | |||
17 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | ShrHoldr | Against | Against | For | |||
18 | Report on Government Use of Microsoft Technology | ShrHoldr | Against | Against | For | |||
19 | Report on Development of Products for Military | ShrHoldr | Against | Against | For | |||
20 | Report on Tax Transparency | ShrHoldr | Against | Against | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/01/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
2 | Elect Reed Hastings | Mgmt | For | For | For | |||
3 | Elect Jay Hoag | Mgmt | For | Against | Against | |||
4 | Elect Ted Sarandos | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Climate Risk in Employee Retirement Default Options | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Policy on Freedom of Association | ShrHoldr | Against | For | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicole S. Arnaboldi | Mgmt | For | For | For | |||
2 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
7 | Elect John W. Ketchum | Mgmt | For | For | For | |||
8 | Elect Amy B. Lane | Mgmt | For | For | For | |||
9 | Elect David L. Porges | Mgmt | For | For | For | |||
10 | Elect Dev Stahlkopf | Mgmt | For | For | For | |||
11 | Elect John Arthur Stall | Mgmt | For | For | For | |||
12 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | ShrHoldr | Against | Against | For | |||
NIKE, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CINS 654106103 | 09/09/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | |||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Adopt a Policy on China Sourcing | ShrHoldr | Against | Against | For | |||
5 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | For | |||
6 | Elect Director Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect Director Michelle A. Peluso | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathy J. Warden | Mgmt | For | For | For | |||
2 | Elect David P. Abney | Mgmt | For | For | For | |||
3 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
6 | Elect Arvind Krishna | Mgmt | For | For | For | |||
7 | Elect Graham N. Robinson | Mgmt | For | For | For | |||
8 | Elect Kimberly A. Ross | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Elect Mary A. Winston | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Reduction of the Ownership Threshold Required to Call a Special Meeting of Shareholders | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Alignment of Political Activities with Human Rights Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Elisabeth B. Donohue | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Alexandra Pruner | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 06/22/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect John O. Dabiri | Mgmt | For | For | For | |||
4 | Elect Persis S. Drell | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect Stephen C. Neal | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Aarti Shah | Mgmt | For | For | For | |||
13 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CINS 68389X105 | 11/16/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Awo Ablo | Mgmt | For | For | For | |||
2 | Elect Director Renee J. James | Mgmt | For | Withhold | Against | |||
3 | Elect Director Charles W. Moorman | Mgmt | For | Withhold | Against | |||
4 | Elect Director Leon E. Panetta | Mgmt | For | Withhold | Against | |||
5 | Elect Director William G. Parrett | Mgmt | For | Withhold | Against | |||
6 | Elect Director Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
7 | Elect Director Vishal Sikka | Mgmt | For | Withhold | Against | |||
8 | Elect Director Jeffrey S. Berg | Mgmt | For | Withhold | Against | |||
9 | Elect Director Michael J. Boskin | Mgmt | For | Withhold | Against | |||
10 | Elect Director Safra A. Catz | Mgmt | For | Withhold | Against | |||
11 | Elect Director Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
12 | Elect Director George H. Conrades | Mgmt | For | Withhold | Against | |||
13 | Elect Director Lawrence J. Ellison | Mgmt | For | Withhold | Against | |||
14 | Elect Director Rona A. Fairhead | Mgmt | For | Withhold | Against | |||
15 | Elect Director Jeffrey O. Henley | Mgmt | For | Withhold | Against | |||
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | |||
17 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
3 | Elect Greg Henslee | Mgmt | For | For | For | |||
4 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
5 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
6 | Elect John R. Murphy | Mgmt | For | For | For | |||
7 | Elect Dana M. Perlman | Mgmt | For | For | For | |||
8 | Elect Maria A. Sastre | Mgmt | For | For | For | |||
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||
10 | Elect Fred Whitfield | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
Otis Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OTIS | CUSIP 68902V107 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey H. Black | Mgmt | For | For | For | |||
2 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
3 | Elect Kathy Hopinkah Hannan | Mgmt | For | For | For | |||
4 | Elect Shailesh G. Jejurikar | Mgmt | For | For | For | |||
5 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
6 | Elect Judith F. Marks | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Margaret M.V. Preston | Mgmt | For | For | For | |||
9 | Elect Shelley Stewart, Jr. | Mgmt | For | For | For | |||
10 | Elect John H. Walker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
PENN Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/06/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vilma Black-Gupta | Mgmt | For | For | For | |||
1.2 | Elect Marla Kaplowitz | Mgmt | For | For | For | |||
1.3 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.4 | Elect Jay A. Snowden | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2022 Long-Term Incentive Plan | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Segun Agbaje | Mgmt | For | For | For | |||
2 | Elect Jennifer Bailey | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Edith W. Cooper | Mgmt | For | For | For | |||
6 | Elect Susan M. Diamond | Mgmt | For | For | For | |||
7 | Elect Dina Dublon | Mgmt | For | For | For | |||
8 | Elect Michelle D. Gass | Mgmt | For | For | For | |||
9 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||
10 | Elect Dave Lewis | Mgmt | For | For | For | |||
11 | Elect David C. Page | Mgmt | For | For | For | |||
12 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
13 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
14 | Elect Darren Walker | Mgmt | For | For | For | |||
15 | Elect Alberto Weisser | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Congruency Report on Net-Zero Emissions Policy | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Scott Gottlieb | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect James Quincey | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Intellectual Property | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl F. Campbell | Mgmt | For | For | For | |||
2 | Elect Kerry W. Cooper | Mgmt | For | For | For | |||
3 | Elect Arno L. Harris | Mgmt | For | For | For | |||
4 | Elect Carlos M. Hernandez | Mgmt | For | For | For | |||
5 | Elect Michael R. Niggli | Mgmt | For | For | For | |||
6 | Elect Benjamin F. Wilson | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | ISIN US6935061076 | 04/20/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect Timothy Knavish | Mgmt | For | For | For | |||
5 | Elect Guillermo Novo | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Elect Arijit Basu | Mgmt | For | For | For | |||
5 | Elect Claudia Sussmuth Dyckerhoff | Mgmt | For | For | For | |||
6 | Elect Anil Wadhwani | Mgmt | For | For | For | |||
7 | Elect Shriti Vadera | Mgmt | For | For | For | |||
8 | Elect Jeremy Anderson | Mgmt | For | For | For | |||
9 | Elect CHUA Sock Koong | Mgmt | For | For | For | |||
10 | Elect David Law | Mgmt | For | For | For | |||
11 | Elect Ming Lu | Mgmt | For | For | For | |||
12 | Elect George D. Sartorel | Mgmt | For | For | For | |||
13 | Elect Jeanette Wong | Mgmt | For | For | For | |||
14 | Elect Yok Tak Amy Yip | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Sharesave Plan | Mgmt | For | For | For | |||
19 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
20 | International Savings-Related Share Option Scheme for Non-Employees | Mgmt | For | For | For | |||
21 | Service Provider Sublimit (ISSOSNE) | Mgmt | For | For | For | |||
22 | Agency Long-Term Incentive Plan | Mgmt | For | For | For | |||
23 | Service Provider Sublimit (Agency LTIP) | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
29 | Adoption of New Articles | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
6 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect Lila Snyder | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Sylvia Acevedo | Mgmt | For | For | For | |||
2 | Elect Director Cristiano R. Amon | Mgmt | For | For | For | |||
3 | Elect Director Mark Fields | Mgmt | For | For | For | |||
4 | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||
5 | Elect Director Gregory N. Johnson | Mgmt | For | For | For | |||
6 | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Director Jamie S. Miller | Mgmt | For | For | For | |||
9 | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Director Kornelis (Neil) Smit | Mgmt | For | For | For | |||
11 | Elect Director Jean-Pascal Tricoire | Mgmt | For | For | For | |||
12 | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
Quilter Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLT | CINS G3651J115 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Final Dividend | Mgmt | For | For | For | |||
4 | Elect Neeta Atkar | Mgmt | For | For | For | |||
5 | Elect Tim Breedon | Mgmt | For | For | For | |||
6 | Elect Tazim Essani | Mgmt | For | For | For | |||
7 | Elect Moira A. Kilcoyne | Mgmt | For | For | For | |||
8 | Elect Steve Levin | Mgmt | For | For | For | |||
9 | Elect Ruth Markland | Mgmt | For | For | For | |||
10 | Elect Paul Matthews | Mgmt | For | For | For | |||
11 | Elect George M. Reid | Mgmt | For | For | For | |||
12 | Elect Christopher Samuel | Mgmt | For | For | For | |||
13 | Elect Mark O. Satchel | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
19 | Adoption of New Article (Odd-lot Offer) | Mgmt | For | For | For | |||
20 | Approval of Odd-lot Offer | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares (Odd-lot Offer) | Mgmt | For | For | For | |||
Raytheon Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTX | CUSIP 75513E101 | 05/02/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Leanne G. Caret | Mgmt | For | For | For | |||
3 | Elect Bernard A. Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
5 | Elect George R. Oliver | Mgmt | For | For | For | |||
6 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||
7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
8 | Elect Ellen M. Pawlikowski | Mgmt | For | For | For | |||
9 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
13 | Elect Robert O. Work | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Amendment to Articles to Limit Liability of Certain Officers | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Aligning Value Chain GHG Reductions with Paris Agreement | ShrHoldr | Against | Against | For | |||
Regeneron Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REGN | CUSIP 75886F107 | 06/09/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph L. Goldstein | Mgmt | For | For | For | |||
2 | Elect Christine A. Poon | Mgmt | For | For | For | |||
3 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
4 | Elect Huda Y. Zoghbi | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
S&P Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPGI | CUSIP 78409V104 | 05/03/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marco Alvera | Mgmt | For | For | For | |||
2 | Elect Jacques Esculier | Mgmt | For | For | For | |||
3 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
4 | Elect William D. Green | Mgmt | For | For | For | |||
5 | Elect Stephanie C. Hill | Mgmt | For | For | For | |||
6 | Elect Rebecca Jacoby | Mgmt | For | For | For | |||
7 | Elect Robert P. Kelly | Mgmt | For | For | For | |||
8 | Elect Ian P. Livingston | Mgmt | For | For | For | |||
9 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
10 | Elect Maria R. Morris | Mgmt | For | For | For | |||
11 | Elect Douglas L. Peterson | Mgmt | For | For | For | |||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||
13 | Elect Gregory Washington | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Salesforce, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/08/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Laura Alber | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
5 | Elect Parker Harris | Mgmt | For | For | For | |||
6 | Elect Neelie Kroes | Mgmt | For | For | For | |||
7 | Elect Sachin Mehra | Mgmt | For | For | For | |||
8 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
9 | Elect Oscar Munoz | Mgmt | For | Against | Against | |||
10 | Elect John V. Roos | Mgmt | For | For | For | |||
11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
12 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
13 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | ShrHoldr | Against | Against | For | |||
Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHEL | CINS G80827101 | 05/23/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Elect Wael Sawan | Mgmt | For | For | For | |||
6 | Elect Cyrus Taraporevala | Mgmt | For | For | For | |||
7 | Elect Sir Charles Roxburgh | Mgmt | For | For | For | |||
8 | Elect Leena Srivastava | Mgmt | For | For | For | |||
9 | Elect Sinead Gorman | Mgmt | For | For | For | |||
10 | Elect Dick Boer | Mgmt | For | For | For | |||
11 | Elect Neil A.P. Carson | Mgmt | For | For | For | |||
12 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
13 | Elect Jane Holl Lute | Mgmt | For | For | For | |||
14 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
15 | Elect Sir Andrew Mackenzie | Mgmt | For | For | For | |||
16 | Elect Abraham Schot | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares (Off-Market) | Mgmt | For | For | For | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Adoption of New Articles | Mgmt | For | For | For | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
26 | Approval of Energy Transition Progress | Mgmt | For | For | For | |||
27 | Shareholder Proposal Regarding Scope 3 GHG Target and Alignment with Paris Agreement | ShrHoldr | Against | Against | For | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/17/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | Against | Against | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect Eduardo F. Conrado | Mgmt | For | For | For | |||
5 | Elect William H. Cunningham | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect David P. Hess | Mgmt | For | For | For | |||
8 | Elect Robert E. Jordan | Mgmt | For | For | For | |||
9 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
10 | Elect Elaine Mendoza | Mgmt | For | For | For | |||
11 | Elect John T. Montford | Mgmt | For | For | For | |||
12 | Elect Christopher P. Reynolds | Mgmt | For | For | For | |||
13 | Elect Ron Ricks | Mgmt | For | For | For | |||
14 | Elect Jill Ann Soltau | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Shareholder Ability to Remove Directors | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/14/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | |||
7 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
8 | Elect Christine A. Leahy | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Grace Puma | Mgmt | For | For | For | |||
11 | Elect Derica W. Rice | Mgmt | For | For | For | |||
12 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
TerrAscend Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 88105E108 | 06/22/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Collard | Mgmt | For | Withhold | Against | |||
2 | Elect Kara DioGuardi | Mgmt | For | Withhold | Against | |||
3 | Elect Ira Duarte | Mgmt | For | Withhold | Against | |||
4 | Elect Edward Schutter | Mgmt | For | Withhold | Against | |||
5 | Elect Jason Wild | Mgmt | For | Withhold | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Share Unit Plan | Mgmt | For | For | For | |||
9 | Private Placement | Mgmt | For | For | For | |||
Tesla, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 05/16/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elon Musk | Mgmt | For | For | For | |||
2 | Elect Robyn M. Denholm | Mgmt | For | For | For | |||
3 | Elect J.B. Straubel | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Key Person Risk Report | ShrHoldr | Against | Against | For | |||
Tesla, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CINS 88160R101 | 08/04/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Ira Ehrenpreis | Mgmt | For | Against | Against | |||
2 | Elect Director Kathleen Wilson-Thompson | Mgmt | For | Against | Against | |||
3 | Reduce Director Terms from Three to Two Years | Mgmt | For | For | For | |||
4 | Eliminate Supermajority Voting Provisions | Mgmt | For | For | For | |||
5 | Increase Authorized Common Stock | Mgmt | For | For | For | |||
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||
7 | Adopt Proxy Access Right | ShrHoldr | Against | For | Against | |||
8 | Report on Efforts to Prevent Harassment and Discrimination in the Workplace | ShrHoldr | Against | For | Against | |||
9 | Report on Racial and Gender Board Diversity | ShrHoldr | Against | Against | For | |||
10 | Report on the Impacts of Using Mandatory Arbitration | ShrHoldr | Against | For | Against | |||
11 | Report on Corporate Climate Lobbying in line with Paris Agreement | ShrHoldr | Against | For | Against | |||
12 | Adopt a Policy on Respecting Rights to Freedom of Association and Collective Bargaining | ShrHoldr | Against | For | Against | |||
13 | Report on Eradicating Child Labor in Battery Supply Chain | ShrHoldr | Against | Against | For | |||
14 | Report on Water Risk Exposure | ShrHoldr | Against | For | Against | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | ISIN US0970231058 | 04/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Lynne M. Doughtie | Mgmt | For | For | For | |||
4 | Elect David L. Gitlin | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Stayce D. Harris | Mgmt | For | For | For | |||
7 | Elect Akhil Johri | Mgmt | For | For | For | |||
8 | Elect David L. Joyce | Mgmt | For | For | For | |||
9 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
10 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
11 | Elect John M. Richardson | Mgmt | For | For | For | |||
12 | Elect Sabrina Soussan | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2023 Incentive Stock Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Abstain | N/A | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marianne C. Brown | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Gerri Martin-Flickinger | Mgmt | For | Against | Against | |||
4 | Elect Todd M. Ricketts | Mgmt | For | Against | Against | |||
5 | Elect Carolyn Schwab-Pomerantz | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Against | Against | For | |||
The Cigna Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/26/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Neesha Hathi | Mgmt | For | For | For | |||
6 | Elect George Kurian | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect Kimberly A. Ross | Mgmt | For | For | For | |||
10 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
11 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to Allow Exculpation of Officers | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | ISIN US1912161007 | 04/25/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen, III | Mgmt | For | For | For | |||
2 | Elect Marc Bolland | Mgmt | For | For | For | |||
3 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | |||
4 | Elect Christopher C. Davis | Mgmt | For | For | For | |||
5 | Elect Barry Diller | Mgmt | For | Against | Against | |||
6 | Elect Carolyn N. Everson | Mgmt | For | For | For | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
10 | Elect Amity Millhiser | Mgmt | For | For | For | |||
11 | Elect James Quincey | Mgmt | For | For | For | |||
12 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||
13 | Elect David B. Weinberg | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/26/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Mark Flaherty | Mgmt | For | For | For | |||
3 | Elect Kimberley Harris | Mgmt | For | For | For | |||
4 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
7 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
8 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
9 | Elect David M. Solomon | Mgmt | For | For | For | |||
10 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
11 | Elect Jessica Uhl | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Third-Party Review for Congruency of China-focused ETFs | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding a Racial Equity Audit | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Absolute GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Edward P. Decker | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Paula Santilli | Mgmt | For | For | For | |||
13 | Elect Caryn Seidman-Becker | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Rescission of Majority-Supported Shareholder Proposal | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Public Positions on Political Speech | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CINS 742718109 | 10/11/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
3 | Elect Director B. Marc Allen | Mgmt | For | For | For | |||
4 | Elect Director Angela F. Braly | Mgmt | For | For | For | |||
5 | Elect Director Amy L. Chang | Mgmt | For | For | For | |||
6 | Elect Director Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Director Christopher Kempczinski | Mgmt | For | For | For | |||
8 | Elect Director Debra L. Lee | Mgmt | For | For | For | |||
9 | Elect Director Terry J. Lundgren | Mgmt | For | For | For | |||
10 | Elect Director Christine M. McCarthy | Mgmt | For | For | For | |||
11 | Elect Director Jon R. Moeller | Mgmt | For | For | For | |||
12 | Elect Director Rajesh Subramaniam | Mgmt | For | For | For | |||
13 | Elect Director Patricia A. Woertz | Mgmt | For | For | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | ISIN US8243481061 | 04/19/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
4 | Elect John G. Morikis | Mgmt | For | For | For | |||
5 | Elect Christine A. Poon | Mgmt | For | For | For | |||
6 | Elect Aaron M. Powell | Mgmt | For | For | For | |||
7 | Elect Marta R. Stewart | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
6 | Elect Ernie Herrman | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Supply Chain Due Diligence | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Human Rights Risks from Supply Chain Employee Misclassification | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Paid Sick Leave | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | ISIN US2546871060 | 04/03/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Safra A. Catz | Mgmt | For | For | For | |||
3 | Elect Amy L. Chang | Mgmt | For | For | For | |||
4 | Elect Francis A. deSouza | Mgmt | For | For | For | |||
5 | Elect Carolyn N. Everson | Mgmt | For | For | For | |||
6 | Elect Michael B.G. Froman | Mgmt | For | For | For | |||
7 | Elect Robert A. Iger | Mgmt | For | For | For | |||
8 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
9 | Elect Calvin R. McDonald | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Elect Derica W. Rice | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/24/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
4 | Elect C. Martin Harris | Mgmt | For | For | For | |||
5 | Elect Tyler Jacks | Mgmt | For | For | For | |||
6 | Elect R. Alexandra Keith | Mgmt | For | For | For | |||
7 | Elect James C. Mullen | Mgmt | For | For | For | |||
8 | Elect Lars R. Sorensen | Mgmt | For | For | For | |||
9 | Elect Debora L. Spar | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/16/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andre Almeida | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marcelo Claure | Mgmt | For | Withhold | Against | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | Withhold | Against | |||
1.4 | Elect Srinivasan Gopalan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | Withhold | Against | |||
1.6 | Elect Christian P. Illek | Mgmt | For | Withhold | Against | |||
1.7 | Elect Raphael Kubler | Mgmt | For | Withhold | Against | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dominique Leroy | Mgmt | For | Withhold | Against | |||
1.10 | Elect Letitia A. Long | Mgmt | For | Withhold | Against | |||
1.11 | Elect G. Michael Sievert | Mgmt | For | Withhold | Against | |||
1.12 | Elect Teresa A. Taylor | Mgmt | For | Withhold | Against | |||
1.13 | Elect Kelvin R. Westbrook | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Approval of the 2023 Incentive Award Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. DeLaney | Mgmt | For | For | For | |||
2 | Elect David B. Dillon | Mgmt | For | For | For | |||
3 | Elect Sheri H. Edison | Mgmt | For | For | For | |||
4 | Elect Teresa M. Finley | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
10 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Paid Sick Leave | ShrHoldr | Against | Against | For | |||
United Rentals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
URI | CUSIP 911363109 | 05/04/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
2 | Elect Marc A. Bruno | Mgmt | For | For | For | |||
3 | Elect Larry D. De Shon | Mgmt | For | For | For | |||
4 | Elect Matthew J. Flannery | Mgmt | For | For | For | |||
5 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
6 | Elect Kim Harris Jones | Mgmt | For | For | For | |||
7 | Elect Terri L. Kelly | Mgmt | For | For | For | |||
8 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||
9 | Elect Francisco J. Lopez-Balboa | Mgmt | For | For | For | |||
10 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
11 | Elect Shiv Singh | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Reduce Ownership Threshold to Initiate Written Consent | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
2 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
3 | Elect Kristen Gil | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
9 | Elect Andrew Witty | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | Against | |||
Unity Software Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U | CINS 91332U101 | 10/07/2022 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | USA | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issue Shares in Connection with Merger | Mgmt | For | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/24/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Director Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Director Kermit R. Crawford | Mgmt | For | For | For | |||
3 | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Director Ramon Laguarta | Mgmt | For | For | For | |||
6 | Elect Director Teri L. List | Mgmt | For | For | For | |||
7 | Elect Director John F. Lundgren | Mgmt | For | For | For | |||
8 | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||
9 | Elect Director Linda J. Rendle | Mgmt | For | For | For | |||
10 | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||
14 | Require Independent Board Chair | ShrHoldr | Against | Against | For | |||
Vistra Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VST | CUSIP 92840M102 | 05/02/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott B. Helm | Mgmt | For | For | For | |||
2 | Elect Hilary E. Ackermann | Mgmt | For | For | For | |||
3 | Elect Arcilia C. Acosta | Mgmt | For | For | For | |||
4 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||
5 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
6 | Elect James A. Burke | Mgmt | For | For | For | |||
7 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||
8 | Elect Brian K. Ferraioli | Mgmt | For | For | For | |||
9 | Elect Jeff D. Hunter | Mgmt | For | For | For | |||
10 | Elect Julie Lagacy | Mgmt | For | For | For | |||
11 | Elect John R. Sult | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Vontier Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNT | CUSIP 928881101 | 05/22/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gloria R. Boyland | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Elect Maryrose T. Sylvester | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Roth | Mgmt | For | For | For | |||
1.2 | Elect Candace K. Beinecke | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Fascitelli | Mgmt | For | For | For | |||
1.4 | Elect Beatrice Bassey | Mgmt | For | For | For | |||
1.5 | Elect William W. Helman IV | Mgmt | For | For | For | |||
1.6 | Elect David Mandelbaum | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. McGuire | Mgmt | For | For | For | |||
1.8 | Elect Mandakini Puri | Mgmt | For | For | For | |||
1.9 | Elect Daniel R. Tisch | Mgmt | For | For | For | |||
1.10 | Elect Russell B. Wight, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the 2023 Omnibus Share Plan | Mgmt | For | For | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 05/31/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
9 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Racial and Gender Layoff Diversity Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Third-Party Audit of Policies on Workplace Safety and Violence | ShrHoldr | Against | Against | For | |||
Warby Parker Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRBY | CUSIP 93403J106 | 06/08/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dave Gilboa | Mgmt | For | For | For | |||
1.2 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
1.3 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/18/2023 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Vanessa Broadhurst | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
5 | Elect Gregory Norden | Mgmt | For | For | For | |||
6 | Elect Louise M. Parent | Mgmt | For | For | For | |||
7 | Elect Kristin C. Peck | Mgmt | For | For | For | |||
8 | Elect Robert W. Scully | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | Against | For |
Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorised. | ||
Registrant: | George Putnam Balanced Fund | |
By: | /s/Stephen J. Tate | |
Name: | Stephen J. Tate | |
Title: | Vice President, Chief Legal Officer of George Putnam Balanced Fund | |
Date: | August 23, 2023 | |