N-PX 1 a_33_npx.htm GEORGE PUTNAM BALANCED FUND

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY



INVESTMENT COMPANY ACT FILE NUMBER: 811-00058

EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: George Putnam Balanced Fund

100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)

STEPHEN TATE, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110

CC:

BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)

REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000

DATE OF FISCAL YEAR END: 07/31

DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021


George Putnam Balanced Fund

 
ABBOTT LABORATORIES
Meeting Date:  APR 23, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL
Ticker:  ABT
Security ID:  002824100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert J. Alpern Management For For
1.2 Elect Director Roxanne S. Austin Management For For
1.3 Elect Director Sally E. Blount Management For For
1.4 Elect Director Robert B. Ford Management For For
1.5 Elect Director Michelle A. Kumbier Management For For
1.6 Elect Director Darren W. McDew Management For For
1.7 Elect Director Nancy McKinstry Management For For
1.8 Elect Director William A. Osborn Management For For
1.9 Elect Director Michael F. Roman Management For For
1.10 Elect Director Daniel J. Starks Management For For
1.11 Elect Director John G. Stratton Management For For
1.12 Elect Director Glenn F. Tilton Management For For
1.13 Elect Director Miles D. White Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4a Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes Management For For
4b Adopt Majority Voting Standard for Certain Extraordinary Transactions Management For For
5 Report on Lobbying Payments and Policy Shareholder Against Against
6 Report on Racial Justice Shareholder Against For
7 Require Independent Board Chair Shareholder Against Against
 
ABBVIE INC.
Meeting Date:  MAY 07, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  ABBV
Security ID:  00287Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Roxanne S. Austin Management For For
1.2 Elect Director Richard A. Gonzalez Management For For
1.3 Elect Director Rebecca B. Roberts Management For For
1.4 Elect Director Glenn F. Tilton Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Nonqualified Employee Stock Purchase Plan Management For For
6 Eliminate Supermajority Vote Requirement Management For For
7 Report on Lobbying Payments and Policy Shareholder Against Against
8 Require Independent Board Chair Shareholder Against Against
 
ACTIVISION BLIZZARD, INC.
Meeting Date:  JUN 21, 2021
Record Date:  APR 19, 2021
Meeting Type:  ANNUAL
Ticker:  ATVI
Security ID:  00507V109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Reveta Bowers Management For For
1b Elect Director Robert Corti Management For For
1c Elect Director Hendrik Hartong, III Management For For
1d Elect Director Brian Kelly Management For For
1e Elect Director Robert Kotick Management For For
1f Elect Director Barry Meyer Management For For
1g Elect Director Robert Morgado Management For For
1h Elect Director Peter Nolan Management For For
1i Elect Director Dawn Ostroff Management For For
1j Elect Director Casey Wasserman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ADOBE INC.
Meeting Date:  APR 20, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  ADBE
Security ID:  00724F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Amy Banse Management For For
1b Elect Director Melanie Boulden Management For For
1c Elect Director Frank Calderoni Management For For
1d Elect Director James Daley Management For For
1e Elect Director Laura Desmond Management For For
1f Elect Director Shantanu Narayen Management For For
1g Elect Director Kathleen Oberg Management For For
1h Elect Director Dheeraj Pandey Management For For
1i Elect Director David Ricks Management For For
1j Elect Director Daniel Rosensweig Management For For
1k Elect Director John Warnock Management For For
2 Amend Omnibus Stock Plan Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ADVANCE AUTO PARTS, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL
Ticker:  AAP
Security ID:  00751Y106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carla J. Bailo Management For For
1b Elect Director John F. Ferraro Management For For
1c Elect Director Thomas R. Greco Management For For
1d Elect Director Jeffrey J. Jones, II Management For For
1e Elect Director Eugene I. Lee, Jr. Management For For
1f Elect Director Sharon L. McCollam Management For For
1g Elect Director Douglas A. Pertz Management For For
1h Elect Director Nigel Travis Management For For
1i Elect Director Arthur L. Valdez, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Amend Proxy Access Right Shareholder Against For
 
ADVANCED MICRO DEVICES, INC.
Meeting Date:  APR 07, 2021
Record Date:  FEB 10, 2021
Meeting Type:  SPECIAL
Ticker:  AMD
Security ID:  007903107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Merger Management For For
2 Adjourn Meeting Management For For
 
ADVANCED MICRO DEVICES, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  AMD
Security ID:  007903107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John E. Caldwell Management For For
1b Elect Director Nora M. Denzel Management For For
1c Elect Director Mark Durcan Management For For
1d Elect Director Michael P. Gregoire Management For For
1e Elect Director Joseph A. Householder Management For For
1f Elect Director John W. Marren Management For For
1g Elect Director Lisa T. Su Management For For
1h Elect Director Abhi Y. Talwalkar Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
AIA GROUP LIMITED
Meeting Date:  MAY 20, 2021
Record Date:  MAY 13, 2021
Meeting Type:  ANNUAL
Ticker:  1299
Security ID:  Y002A1105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Final Dividend Management For For
3 Elect Lee Yuan Siong as Director Management For For
4 Elect Chung-Kong Chow as Director Management For For
5 Elect John Barrie Harrison as Director Management For For
6 Elect Lawrence Juen-Yee Lau as Director Management For For
7 Elect Cesar Velasquez Purisima as Director Management For For
8 Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration Management For For
9A Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management For For
9B Authorize Repurchase of Issued Share Capital Management For For
 
ALAMOS GOLD INC.
Meeting Date:  MAY 27, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL
Ticker:  AGI
Security ID:  011532108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Elaine Ellingham Management For For
1.2 Elect Director David Fleck Management For For
1.3 Elect Director David Gower Management For For
1.4 Elect Director Claire M. Kennedy Management For For
1.5 Elect Director John A. McCluskey Management For For
1.6 Elect Director Monique Mercier Management For For
1.7 Elect Director Paul J. Murphy Management For For
1.8 Elect Director J. Robert S. Prichard Management For For
1.9 Elect Director Kenneth Stowe Management For For
2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
 
ALBEMARLE CORPORATION
Meeting Date:  MAY 04, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  ALB
Security ID:  012653101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
2a Elect Director Mary Lauren Brlas Management For For
2b Elect Director J. Kent Masters, Jr. Management For For
2c Elect Director Glenda J. Minor Management For For
2d Elect Director James J. O'Brien Management For For
2e Elect Director Diarmuid B. O'Connell Management For For
2f Elect Director Dean L. Seavers Management For Against
2g Elect Director Gerald A. Steiner Management For For
2h Elect Director Holly A. Van Deursen Management For For
2i Elect Director Alejandro D. Wolff Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ALEXION PHARMACEUTICALS, INC.
Meeting Date:  MAY 11, 2021
Record Date:  MAR 30, 2021
Meeting Type:  SPECIAL
Ticker:  ALXN
Security ID:  015351109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Adjourn Meeting Management For For
 
ALPHABET INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 06, 2021
Meeting Type:  ANNUAL
Ticker:  GOOGL
Security ID:  02079K305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Larry Page Management For For
1b Elect Director Sergey Brin Management For For
1c Elect Director Sundar Pichai Management For For
1d Elect Director John L. Hennessy Management For For
1e Elect Director Frances H. Arnold Management For For
1f Elect Director L. John Doerr Management For Against
1g Elect Director Roger W. Ferguson, Jr. Management For For
1h Elect Director Ann Mather Management For Against
1i Elect Director Alan R. Mulally Management For For
1j Elect Director K. Ram Shriram Management For For
1k Elect Director Robin L. Washington Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Approve Omnibus Stock Plan Management For Against
4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
5 Require Independent Director Nominee with Human and/or Civil Rights Experience Shareholder Against Against
6 Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation Shareholder Against For
7 Report on Takedown Requests Shareholder Against Against
8 Report on Whistleblower Policies and Practices Shareholder Against Against
9 Report on Charitable Contributions Shareholder Against Against
10 Report on Risks Related to Anticompetitive Practices Shareholder Against Against
11 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
 
ALTRIA GROUP, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL
Ticker:  MO
Security ID:  02209S103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John T. Casteen, III Management For For
1b Elect Director Dinyar S. Devitre Management For For
1c Elect Director William F. Gifford, Jr. Management For For
1d Elect Director Debra J. Kelly-Ennis Management For For
1e Elect Director W. Leo Kiely, III Management For For
1f Elect Director Kathryn B. McQuade Management For For
1g Elect Director George Munoz Management For For
1h Elect Director Mark E. Newman Management For For
1i Elect Director Nabil Y. Sakkab Management For For
1j Elect Director Virginia E. Shanks Management For For
1k Elect Director Ellen R. Strahlman Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Underage Tobacco Prevention Policies and Marketing Practices Shareholder Against For
5 Report on Lobbying Payments and Policy Shareholder Against For
 
AMAZON.COM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL
Ticker:  AMZN
Security ID:  023135106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jeffrey P. Bezos Management For For
1b Elect Director Keith B. Alexander Management For For
1c Elect Director Jamie S. Gorelick Management For For
1d Elect Director Daniel P. Huttenlocher Management For For
1e Elect Director Judith A. McGrath Management For For
1f Elect Director Indra K. Nooyi Management For For
1g Elect Director Jonathan J. Rubinstein Management For For
1h Elect Director Thomas O. Ryder Management For For
1i Elect Director Patricia Q. Stonesifer Management For For
1j Elect Director Wendell P. Weeks Management For For
2 Ratify Ernst & Young LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations Shareholder Against Against
5 Require Independent Board Chair Shareholder Against Against
6 Report on Gender/Racial Pay Gap Shareholder Against Against
7 Report on Promotion Data Shareholder Against Against
8 Report on the Impacts of Plastic Packaging Shareholder Against Against
9 Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit Shareholder Against Against
10 Adopt a Policy to Include Hourly Employees as Director Candidates Shareholder Against Against
11 Report on Board Oversight of Risks Related to Anti-Competitive Practices Shareholder Against Against
12 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
13 Report on Lobbying Payments and Policy Shareholder Against Against
14 Report on Potential Human Rights Impacts of Customers' Use of Rekognition Shareholder Against Against
 
AMEREN CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL
Ticker:  AEE
Security ID:  023608102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Warner L. Baxter Management For For
1b Elect Director Cynthia J. Brinkley Management For For
1c Elect Director Catherine S. Brune Management For For
1d Elect Director J. Edward Coleman Management For For
1e Elect Director Ward H. Dickson Management For For
1f Elect Director Noelle K. Eder Management For For
1g Elect Director Ellen M. Fitzsimmons Management For For
1h Elect Director Rafael Flores Management For For
1i Elect Director Richard J. Harshman Management For For
1j Elect Director Craig S. Ivey Management For For
1k Elect Director James C. Johnson Management For For
1l Elect Director Steven H. Lipstein Management For For
1m Elect Director Leo S. Mackay, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
AMERICAN INTERNATIONAL GROUP, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL
Ticker:  AIG
Security ID:  026874784
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Cole, Jr. Management For For
1b Elect Director W. Don Cornwell Management For For
1c Elect Director Brian Duperreault Management For For
1d Elect Director John H. Fitzpatrick Management For For
1e Elect Director William G. Jurgensen Management For For
1f Elect Director Christopher S. Lynch Management For For
1g Elect Director Linda A. Mills Management For For
1h Elect Director Thomas F. Motamed Management For For
1i Elect Director Peter R. Porrino Management For For
1j Elect Director Amy L. Schioldager Management For For
1k Elect Director Douglas M. Steenland Management For For
1l Elect Director Therese M. Vaughan Management For For
1m Elect Director Peter S. Zaffino Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
AMGEN INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director Robert A. Bradway Management For For
1c Elect Director Brian J. Druker Management For For
1d Elect Director Robert A. Eckert Management For For
1e Elect Director Greg C. Garland Management For For
1f Elect Director Charles M. Holley, Jr. Management For For
1g Elect Director Tyler Jacks Management For For
1h Elect Director Ellen J. Kullman Management For For
1i Elect Director Amy E. Miles Management For For
1j Elect Director Ronald D. Sugar Management For For
1k Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
ANGLO AMERICAN PLC
Meeting Date:  MAY 05, 2021
Record Date:  APR 30, 2021
Meeting Type:  ANNUAL
Ticker:  AAL
Security ID:  G03764134
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Final Dividend Management For For
3 Elect Elisabeth Brinton as Director Management For For
4 Elect Hilary Maxson as Director Management For For
5 Re-elect Ian Ashby as Director Management For For
6 Re-elect Marcelo Bastos as Director Management For For
7 Re-elect Stuart Chambers as Director Management For For
8 Re-elect Mark Cutifani as Director Management For For
9 Re-elect Byron Grote as Director Management For For
10 Re-elect Hixonia Nyasulu as Director Management For For
11 Re-elect Nonkululeko Nyembezi as Director Management For For
12 Re-elect Tony O'Neill as Director Management For For
13 Re-elect Stephen Pearce as Director Management For For
14 Re-elect Anne Stevens as Director Management For For
15 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
16 Authorise Board to Fix Remuneration of Auditors Management For For
17 Approve Remuneration Report Management For For
18 Authorise Issue of Equity Management For For
19 Authorise Issue of Equity without Pre-emptive Rights Management For For
20 Authorise Market Purchase of Ordinary Shares Management For For
21 Adopt New Articles of Association Management For For
22 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against
 
ANGLO AMERICAN PLC
Meeting Date:  MAY 05, 2021
Record Date:  APR 30, 2021
Meeting Type:  COURT
Ticker:  AAL
Security ID:  G03764134
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Scheme of Arrangement Management For For
 
ANGLO AMERICAN PLC
Meeting Date:  MAY 05, 2021
Record Date:  APR 30, 2021
Meeting Type:  SPECIAL
Ticker:  AAL
Security ID:  G03764134
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Matters Relating to the Demerger of Thungela Resources Limited Management For For
 
ANTHEM, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  ANTM
Security ID:  036752103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Lewis Hay, III Management For For
1.2 Elect Director Antonio F. Neri Management For For
1.3 Elect Director Ramiro G. Peru Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
APPLE INC.
Meeting Date:  FEB 23, 2021
Record Date:  DEC 28, 2020
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Bell Management For For
1b Elect Director Tim Cook Management For For
1c Elect Director Al Gore Management For For
1d Elect Director Andrea Jung Management For For
1e Elect Director Art Levinson Management For For
1f Elect Director Monica Lozano Management For For
1g Elect Director Ron Sugar Management For For
1h Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Proxy Access Amendments Shareholder Against Against
5 Improve Principles of Executive Compensation Program Shareholder Against Against
 
ARAMARK
Meeting Date:  FEB 02, 2021
Record Date:  DEC 10, 2020
Meeting Type:  ANNUAL
Ticker:  ARMK
Security ID:  03852U106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan M. Cameron Management For For
1b Elect Director Greg Creed Management For For
1c Elect Director Calvin Darden Management For For
1d Elect Director Richard W. Dreiling Management For For
1e Elect Director Irene M. Esteves Management For For
1f Elect Director Daniel J. Heinrich Management For For
1g Elect Director Bridgette P. Heller Management For For
1h Elect Director Paul C. Hilal Management For For
1i Elect Director Karen M. King Management For For
1j Elect Director Stephen I. Sadove Management For For
1k Elect Director Arthur B. Winkleblack Management For For
1l Elect Director John J. Zillmer Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For For
6 Approve Qualified Employee Stock Purchase Plan Management For For
 
ASSURED GUARANTY LTD.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL
Ticker:  AGO
Security ID:  G0585R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Francisco L. Borges Management For For
1b Elect Director G. Lawrence Buhl Management For For
1c Elect Director Dominic J. Frederico Management For For
1d Elect Director Bonnie L. Howard Management For For
1e Elect Director Thomas W. Jones Management For For
1f Elect Director Patrick W. Kenny Management For For
1g Elect Director Alan J. Kreczko Management For For
1h Elect Director Simon W. Leathes Management For For
1i Elect Director Michelle McCloskey Management For For
1j Elect Director Michael T. O'Kane Management For For
1k Elect Director Yukiko Omura Management For For
1l Elect Director Lorin P.T. Radtke Management For For
1m Elect Director Courtney C. Shea Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4aa Elect Howard W. Albert as Director of Assured Guaranty Re Ltd. Management For For
4ab Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. Management For For
4ac Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd. Management For For
4ad Elect Gary Burnet as Director of Assured Guaranty Re Ltd. Management For For
4ae Elect Ling Chow as Director of Assured Guaranty Re Ltd. Management For For
4af Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd. Management For For
4ag Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. Management For For
4ah Elect Darrin Futter as Director of Assured Guaranty Re Ltd. Management For For
4ai Elect Walter A. Scott as Director of Assured Guaranty Re Ltd. Management For For
4B Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd. Management For For
 
AVANTOR, INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  AVTR
Security ID:  05352A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Matthew Holt Management For For
1b Elect Director Christi Shaw Management For For
1c Elect Director Michael Severino Management For For
1d Elect Director Gregory Summe Management For Against
2a Provide Right to Call Special Meeting Management For For
2b Eliminate Supermajority Vote Requirements Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
AVERY DENNISON CORPORATION
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  AVY
Security ID:  053611109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Bradley A. Alford Management For For
1b Elect Director Anthony K. Anderson Management For For
1c Elect Director Mark J. Barrenechea Management For For
1d Elect Director Mitchell R. Butier Management For For
1e Elect Director Ken C. Hicks Management For For
1f Elect Director Andres A. Lopez Management For For
1g Elect Director Patrick T. Siewert Management For For
1h Elect Director Julia A. Stewart Management For For
1i Elect Director Martha N. Sullivan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
AXA SA
Meeting Date:  APR 29, 2021
Record Date:  APR 27, 2021
Meeting Type:  ANNUAL/SPECIAL
Ticker:  CS
Security ID:  F06106102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 1.43 per Share Management For For
4 Approve Compensation Report of Corporate Officers Management For For
5 Approve Compensation of Denis Duverne, Chairman of the Board Management For For
6 Approve Compensation of Thomas Buberl, CEO Management For Against
7 Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 Management For For
8 Approve Remuneration Policy of CEO Management For For
9 Approve Remuneration Policy of Chairman of the Board Management For For
10 Approve Remuneration Policy of Directors Management For For
11 Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Management For For
12 Reelect Ramon de Oliveira as Director Management For For
13 Elect Guillaume Faury as Director Management For For
14 Elect Ramon Fernandez as Director Management For For
15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
16 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Management For For
17 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions Management For For
18 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million Management For For
19 Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million Management For For
20 Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Management For For
21 Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers Management For For
22 Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind Management For For
23 Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million Management For For
24 Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion Management For For
25 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
26 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries Management For For
27 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For
28 Authorize Filing of Required Documents/Other Formalities Management For For
 
BALL CORPORATION
Meeting Date:  APR 28, 2021
Record Date:  MAR 04, 2021
Meeting Type:  ANNUAL
Ticker:  BLL
Security ID:  058498106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John A. Bryant Management For Withhold
1.2 Elect Director Michael J. Cave Management For Withhold
1.3 Elect Director Daniel W. Fisher Management For For
1.4 Elect Director Pedro Henrique Mariani Management For Withhold
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
BERKSHIRE HATHAWAY INC.
Meeting Date:  MAY 01, 2021
Record Date:  MAR 03, 2021
Meeting Type:  ANNUAL
Ticker:  BRK.B
Security ID:  084670702
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Warren E. Buffett Management For For
1.2 Elect Director Charles T. Munger Management For For
1.3 Elect Director Gregory E. Abel Management For For
1.4 Elect Director Howard G. Buffett Management For For
1.5 Elect Director Stephen B. Burke Management For For
1.6 Elect Director Kenneth I. Chenault Management For For
1.7 Elect Director Susan L. Decker Management For For
1.8 Elect Director David S. Gottesman Management For For
1.9 Elect Director Charlotte Guyman Management For For
1.10 Elect Director Ajit Jain Management For For
1.11 Elect Director Thomas S. Murphy Management For For
1.12 Elect Director Ronald L. Olson Management For Withhold
1.13 Elect Director Walter Scott, Jr. Management For For
1.14 Elect Director Meryl B. Witmer Management For For
2 Report on Climate-Related Risks and Opportunities Shareholder Against For
3 Publish Annually a Report Assessing Diversity and Inclusion Efforts Shareholder Against For
 
BIO-RAD LABORATORIES, INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  BIO
Security ID:  090572207
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Melinda Litherland Management For Against
1.2 Elect Director Arnold A. Pinkston Management For Against
2 Ratify KPMG LLP as Auditors Management For For
 
BIOGEN INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alexander J. Denner Management For For
1b Elect Director Caroline D. Dorsa Management For For
1c Elect Director Maria C. Freire Management For For
1d Elect Director William A. Hawkins Management For For
1e Elect Director William D. Jones Management For For
1f Elect Director Nancy L. Leaming Management For For
1g Elect Director Jesus B. Mantas Management For For
1h Elect Director Richard C. Mulligan Management For For
1i Elect Director Stelios Papadopoulos Management For For
1j Elect Director Brian S. Posner Management For For
1k Elect Director Eric K. Rowinsky Management For For
1l Elect Director Stephen A. Sherwin Management For For
1m Elect Director Michel Vounatsos Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Certificate of Incorporation to Add Federal Forum Selection Provision Management For Against
5 Report on Lobbying Payments and Policy Shareholder Against Against
6 Report on Gender Pay Gap Shareholder Against Against
 
BJ'S WHOLESALE CLUB HOLDINGS, INC.
Meeting Date:  JUN 17, 2021
Record Date:  APR 26, 2021
Meeting Type:  ANNUAL
Ticker:  BJ
Security ID:  05550J101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Christopher J. Baldwin Management For For
1.2 Elect Director Ken Parent Management For For
1.3 Elect Director Robert Steele Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
BOOKING HOLDINGS INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 08, 2021
Meeting Type:  ANNUAL
Ticker:  BKNG
Security ID:  09857L108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Timothy M. Armstrong Management For For
1.2 Elect Director Glenn D. Fogel Management For For
1.3 Elect Director Mirian M. Graddick-Weir Management For For
1.4 Elect Director Wei Hopeman Management For For
1.5 Elect Director Robert J. Mylod, Jr. Management For For
1.6 Elect Director Charles H. Noski Management For For
1.7 Elect Director Nicholas J. Read Management For For
1.8 Elect Director Thomas E. Rothman Management For For
1.9 Elect Director Bob van Dijk Management For For
1.10 Elect Director Lynn M. Vojvodich Management For For
1.11 Elect Director Vanessa A. Wittman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Provide Right to Act by Written Consent Management For For
6 Provide Right to Act by Written Consent Shareholder Against Against
7 Report on Annual Climate Transition Shareholder Against For
8 Annual Investor Advisory Vote on Climate Plan Shareholder Against For
 
BOSTON PROPERTIES, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL
Ticker:  BXP
Security ID:  101121101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Joel I. Klein Management For For
1b Elect Director Kelly A. Ayotte Management For For
1c Elect Director Bruce W. Duncan Management For For
1d Elect Director Karen E. Dykstra Management For For
1e Elect Director Carol B. Einiger Management For For
1f Elect Director Diane J. Hoskins Management For For
1g Elect Director Douglas T. Linde Management For For
1h Elect Director Matthew J. Lustig Management For For
1i Elect Director Owen D. Thomas Management For For
1j Elect Director David A. Twardock Management For For
1k Elect Director William H. Walton, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
BOSTON SCIENTIFIC CORPORATION
Meeting Date:  MAY 06, 2021
Record Date:  MAR 12, 2021
Meeting Type:  ANNUAL
Ticker:  BSX
Security ID:  101137107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Nelda J. Connors Management For For
1b Elect Director Charles J. Dockendorff Management For For
1c Elect Director Yoshiaki Fujimori Management For Withhold
1d Elect Director Donna A. James Management For For
1e Elect Director Edward J. Ludwig Management For For
1f Elect Director Michael F. Mahoney Management For For
1g Elect Director David J. Roux Management For For
1h Elect Director John E. Sununu Management For For
1i Elect Director Ellen M. Zane Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Non-Management Employee Representation on the Board of Directors Shareholder Against Against
 
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 04, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Peter J. Arduini Management For For
1B Elect Director Michael W. Bonney Management For For
1C Elect Director Giovanni Caforio Management For For
1D Elect Director Julia A. Haller Management For For
1E Elect Director Paula A. Price Management For For
1F Elect Director Derica W. Rice Management For For
1G Elect Director Theodore R. Samuels Management For For
1H Elect Director Gerald L. Storch Management For For
1I Elect Director Karen H. Vousden Management For For
1J Elect Director Phyllis R. Yale Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Reduce Ownership Threshold for Special Shareholder Meetings to 15% Management For For
6 Require Independent Board Chair Shareholder Against Against
7 Provide Right to Act by Written Consent Shareholder Against Against
8 Reduce Ownership Threshold for Special Shareholder Meetings to 10% Shareholder Against Against
 
BUNGE LIMITED
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  BG
Security ID:  G16962105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sheila Bair Management For For
1b Elect Director Carol M. Browner Management For For
1c Elect Director Paul Fribourg Management For For
1d Elect Director J. Erik Fyrwald Management For For
1e Elect Director Gregory A. Heckman Management For For
1f Elect Director Bernardo Hees Management For For
1g Elect Director Kathleen Hyle Management For For
1h Elect Director Henry W. (Jay) Winship Management For For
1i Elect Director Mark N. Zenuk Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Amend Non-Employee Director Omnibus Stock Plan Management For For
5 Report on the Soy Supply Chain Shareholder For For
6 Adopt Simple Majority Vote Shareholder Against For
 
BURLINGTON STORES, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL
Ticker:  BURL
Security ID:  122017106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael Goodwin Management For For
1.2 Elect Director William P. McNamara Management For For
1.3 Elect Director Michael O'Sullivan Management For For
1.4 Elect Director Jessica Rodriguez Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Pay Disparity Shareholder Against Against
 
CAIRN ENERGY PLC
Meeting Date:  SEP 23, 2020
Record Date:  SEP 21, 2020
Meeting Type:  SPECIAL
Ticker:  CNE
Security ID:  G17528269
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Matters Relating to the Sale of Company's Interest in the RSSD PSC and RSSD JOA Management For For
 
CAIRN ENERGY PLC
Meeting Date:  JAN 08, 2021
Record Date:  JAN 06, 2021
Meeting Type:  SPECIAL
Ticker:  CNE
Security ID:  G17528269
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Special Dividend and Share Consolidation Management For For
2 Amend 2017 Long Term Incentive Plan Management For For
 
CAIRN ENERGY PLC
Meeting Date:  MAY 11, 2021
Record Date:  MAY 07, 2021
Meeting Type:  ANNUAL
Ticker:  CNE
Security ID:  G1856T128
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
4 Authorise Board to Fix Remuneration of Auditors Management For For
5 Re-elect Nicoletta Giadrossi as Director Management For For
6 Re-elect Keith Lough as Director Management For For
7 Re-elect Peter Kallos as Director Management For For
8 Re-elect Alison Wood as Director Management For For
9 Re-elect Catherine Krajicek as Director Management For For
10 Elect Erik Daugbjerg as Director Management For For
11 Re-elect Simon Thomson as Director Management For For
12 Re-elect James Smith as Director Management For For
13 Authorise Issue of Equity Management For For
14 Authorise Issue of Equity without Pre-emptive Rights Management For For
15 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
16 Authorise Market Purchase of Ordinary Shares Management For For
17 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
CARMAX, INC.
Meeting Date:  JUN 29, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL
Ticker:  KMX
Security ID:  143130102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter J. Bensen Management For For
1b Elect Director Ronald E. Blaylock Management For For
1c Elect Director Sona Chawla Management For For
1d Elect Director Thomas J. Folliard Management For For
1e Elect Director Shira Goodman Management For For
1f Elect Director Robert J. Hombach Management For For
1g Elect Director David W. McCreight Management For For
1h Elect Director William D. Nash Management For For
1i Elect Director Mark F. O'Neil Management For For
1j Elect Director Pietro Satriano Management For For
1k Elect Director Marcella Shinder Management For For
1l Elect Director Mitchell D. Steenrod Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions and Expenditures Shareholder Against Against
 
CENOVUS ENERGY INC.
Meeting Date:  DEC 15, 2020
Record Date:  NOV 09, 2020
Meeting Type:  SPECIAL
Ticker:  CVE
Security ID:  15135U109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Issuance of Shares and Warrants in Connection with the Acquisition of Husky Energy Inc. Management For For
 
CENOVUS ENERGY INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  CVE
Security ID:  15135U109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
2.1 Elect Director Keith M. Casey Management For Withhold
2.2 Elect Director Canning K.N. Fok Management For Withhold
2.3 Elect Director Jane E. Kinney Management For Withhold
2.4 Elect Director Harold (Hal) N. Kvisle Management For Withhold
2.5 Elect Director Eva L. Kwok Management For Withhold
2.6 Elect Director Keith A. MacPhail Management For Withhold
2.7 Elect Director Richard J. Marcogliese Management For Withhold
2.8 Elect Director Claude Mongeau Management For Withhold
2.9 Elect Director Alexander J. Pourbaix Management For Withhold
2.10 Elect Director Wayne E. Shaw Management For Withhold
2.11 Elect Director Frank J. Sixt Management For Withhold
2.12 Elect Director Rhonda I. Zygocki Management For Withhold
3 Re-approve Shareholder Rights Plan Management For For
4 Advisory Vote on Executive Compensation Approach Management For For
 
CHARTER COMMUNICATIONS, INC.
Meeting Date:  APR 27, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL
Ticker:  CHTR
Security ID:  16119P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director W. Lance Conn Management For For
1b Elect Director Kim C. Goodman Management For For
1c Elect Director Craig A. Jacobson Management For For
1d Elect Director Gregory B. Maffei Management For Against
1e Elect Director John D. Markley, Jr. Management For Against
1f Elect Director David C. Merritt Management For For
1g Elect Director James E. Meyer Management For For
1h Elect Director Steven A. Miron Management For For
1i Elect Director Balan Nair Management For For
1j Elect Director Michael A. Newhouse Management For For
1k Elect Director Mauricio Ramos Management For For
1l Elect Director Thomas M. Rutledge Management For For
1m Elect Director Eric L. Zinterhofer Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Report on Lobbying Payments and Policy Shareholder Against For
4 Require Independent Board Chair Shareholder Against For
5 Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts Shareholder Against For
6 Report on Greenhouse Gas Emissions Disclosure Shareholder Against For
7 Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against For
 
CHIPOTLE MEXICAN GRILL, INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  CMG
Security ID:  169656105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Albert S. Baldocchi Management For For
1.2 Elect Director Matthew A. Carey Management For For
1.3 Elect Director Gregg L. Engles Management For For
1.4 Elect Director Patricia Fili-Krushel Management For For
1.5 Elect Director Neil W. Flanzraich Management For For
1.6 Elect Director Mauricio Gutierrez Management For For
1.7 Elect Director Robin Hickenlooper Management For For
1.8 Elect Director Scott Maw Management For For
1.9 Elect Director Ali Namvar Management For For
1.10 Elect Director Brian Niccol Management For For
1.11 Elect Director Mary Winston Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
 
CIGNA CORPORATION
Meeting Date:  APR 28, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125523100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David M. Cordani Management For For
1b Elect Director William J. DeLaney Management For For
1c Elect Director Eric J. Foss Management For For
1d Elect Director Elder Granger Management For For
1e Elect Director Isaiah Harris, Jr. Management For For
1f Elect Director George Kurian Management For For
1g Elect Director Kathleen M. Mazzarella Management For For
1h Elect Director Mark B. McClellan Management For For
1i Elect Director John M. Partridge Management For For
1j Elect Director Kimberly A. Ross Management For For
1k Elect Director Eric C. Wiseman Management For For
1l Elect Director Donna F. Zarcone Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Provide Right to Act by Written Consent Shareholder Against Against
6 Report on Gender Pay Gap Shareholder Against Against
7 Disclose Board Matrix Including Ideological Perspectives Shareholder Against Against
 
CITIGROUP INC.
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ellen M. Costello Management For For
1b Elect Director Grace E. Dailey Management For For
1c Elect Director Barbara J. Desoer Management For For
1d Elect Director John C. Dugan Management For For
1e Elect Director Jane N. Fraser Management For For
1f Elect Director Duncan P. Hennes Management For For
1g Elect Director Peter B. Henry Management For For
1h Elect Director S. Leslie Ireland Management For For
1i Elect Director Lew W. (Jay) Jacobs, IV Management For For
1j Elect Director Renee J. James Management For For
1k Elect Director Gary M. Reiner Management For For
1l Elect Director Diana L. Taylor Management For For
1m Elect Director James S. Turley Management For For
1n Elect Director Deborah C. Wright Management For For
1o Elect Director Alexander R. Wynaendts Management For For
1p Elect Director Ernesto Zedillo Ponce de Leon Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Proxy Access Right Shareholder Against Against
6 Require Independent Board Chair Shareholder Against Against
7 Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates Shareholder Against Against
8 Report on Lobbying Payments and Policy Shareholder Against Against
9 Report on Racial Equity Audit Shareholder Against Against
10 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
 
CONAGRA BRANDS, INC.
Meeting Date:  SEP 23, 2020
Record Date:  AUG 03, 2020
Meeting Type:  ANNUAL
Ticker:  CAG
Security ID:  205887102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Anil Arora Management For For
1b Elect Director Thomas "Tony" K. Brown Management For For
1c Elect Director Sean M. Connolly Management For For
1d Elect Director Joie A. Gregor Management For For
1e Elect Director Rajive Johri Management For For
1f Elect Director Richard H. Lenny Management For For
1g Elect Director Melissa Lora Management For For
1h Elect Director Ruth Ann Marshall Management For For
1i Elect Director Craig P. Omtvedt Management For For
1j Elect Director Scott Ostfeld Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CORTEVA, INC.
Meeting Date:  MAY 07, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL
Ticker:  CTVA
Security ID:  22052L104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lamberto Andreotti Management For For
1b Elect Director James C. Collins, Jr. Management For For
1c Elect Director Klaus A. Engel Management For For
1d Elect Director David C. Everitt Management For For
1e Elect Director Janet P. Giesselman Management For Against
1f Elect Director Karen H. Grimes Management For For
1g Elect Director Michael O. Johanns Management For For
1h Elect Director Rebecca B. Liebert Management For For
1i Elect Director Marcos M. Lutz Management For For
1j Elect Director Nayaki Nayyar Management For For
1k Elect Director Gregory R. Page Management For For
1l Elect Director Kerry J. Preete Management For For
1m Elect Director Patrick J. Ward Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
COSTAR GROUP, INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL
Ticker:  CSGP
Security ID:  22160N109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael R. Klein Management For For
1b Elect Director Andrew C. Florance Management For For
1c Elect Director Laura Cox Kaplan Management For For
1d Elect Director Michael J. Glosserman Management For For
1e Elect Director John W. Hill Management For For
1f Elect Director Robert W. Musslewhite Management For For
1g Elect Director Christopher J. Nassetta Management For For
1h Elect Director Louise S. Sams Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Increase Authorized Common Stock Management For For
5 Amend Qualified Employee Stock Purchase Plan Management For For
6 Eliminate Supermajority Vote Requirement Shareholder Against For
 
COSTCO WHOLESALE CORPORATION
Meeting Date:  JAN 21, 2021
Record Date:  NOV 12, 2020
Meeting Type:  ANNUAL
Ticker:  COST
Security ID:  22160K105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Susan L. Decker Management For For
1.2 Elect Director Kenneth D. Denman Management For For
1.3 Elect Director Richard A. Galanti Management For For
1.4 Elect Director W. Craig Jelinek Management For For
1.5 Elect Director Sally Jewell Management For For
1.6 Elect Director Charles T. Munger Management For For
1.7 Elect Director Jeffrey S. Raikes Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CREE, INC.
Meeting Date:  OCT 26, 2020
Record Date:  AUG 28, 2020
Meeting Type:  ANNUAL
Ticker:  CREE
Security ID:  225447101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Glenda M. Dorchak Management For For
1.2 Elect Director John C. Hodge Management For For
1.3 Elect Director Clyde R. Hosein Management For For
1.4 Elect Director Darren R. Jackson Management For For
1.5 Elect Director Duy-Loan T. Le Management For For
1.6 Elect Director Gregg A. Lowe Management For For
1.7 Elect Director John B. Replogle Management For For
1.8 Elect Director Thomas H. Werner Management For For
1.9 Elect Director Anne C. Whitaker Management For For
2 Approve Qualified Employee Stock Purchase Plan Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CSX CORPORATION
Meeting Date:  MAY 07, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  CSX
Security ID:  126408103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Donna M. Alvarado Management For For
1b Elect Director Thomas P. Bostick Management For For
1c Elect Director James M. Foote Management For For
1d Elect Director Steven T. Halverson Management For For
1e Elect Director Paul C. Hilal Management For For
1f Elect Director David M. Moffett Management For For
1g Elect Director Linda H. Riefler Management For For
1h Elect Director Suzanne M. Vautrinot Management For For
1i Elect Director James L. Wainscott Management For For
1j Elect Director J. Steven Whisler Management For For
1k Elect Director John J. Zillmer Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
DANAHER CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  DHR
Security ID:  235851102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Rainer M. Blair Management For For
1b Elect Director Linda Hefner Filler Management For For
1c Elect Director Teri List Management For For
1d Elect Director Walter G. Lohr, Jr. Management For For
1e Elect Director Jessica L. Mega Management For For
1f Elect Director Mitchell P. Rales Management For For
1g Elect Director Steven M. Rales Management For For
1h Elect Director Pardis C. Sabeti Management For For
1i Elect Director John T. Schwieters Management For For
1j Elect Director Alan G. Spoon Management For For
1k Elect Director Raymond C. Stevens Management For For
1l Elect Director Elias A. Zerhouni Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
DEERE & COMPANY
Meeting Date:  FEB 24, 2021
Record Date:  DEC 31, 2020
Meeting Type:  ANNUAL
Ticker:  DE
Security ID:  244199105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Tamra A. Erwin Management For For
1b Elect Director Alan C. Heuberger Management For For
1c Elect Director Charles O. Holliday, Jr. Management For For
1d Elect Director Dipak C. Jain Management For For
1e Elect Director Michael O. Johanns Management For For
1f Elect Director Clayton M. Jones Management For For
1g Elect Director John C. May Management For For
1h Elect Director Gregory R. Page Management For For
1i Elect Director Sherry M. Smith Management For For
1j Elect Director Dmitri L. Stockton Management For For
1k Elect Director Sheila G. Talton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
 
DEXCOM, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 31, 2021
Meeting Type:  ANNUAL
Ticker:  DXCM
Security ID:  252131107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kevin R. Sayer Management For For
1.2 Elect Director Nicholas Augustinos Management For For
1.3 Elect Director Bridgette P. Heller Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Declassify the Board of Directors Management For For
 
DOLLAR GENERAL CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 18, 2021
Meeting Type:  ANNUAL
Ticker:  DG
Security ID:  256677105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Warren F. Bryant Management For For
1b Elect Director Michael M. Calbert Management For For
1c Elect Director Patricia D. Fili-Krushel Management For For
1d Elect Director Timothy I. McGuire Management For For
1e Elect Director William C. Rhodes, III Management For For
1f Elect Director Debra A. Sandler Management For For
1g Elect Director Ralph E. Santana Management For For
1h Elect Director Todd J. Vasos Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Approve Omnibus Stock Plan Management For For
5 Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock Management For For
6 Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock Shareholder Against Against
 
DOW INC.
Meeting Date:  APR 15, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  DOW
Security ID:  260557103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Samuel R. Allen Management For For
1b Elect Director Gaurdie Banister, Jr. Management For For
1c Elect Director Wesley G. Bush Management For For
1d Elect Director Richard K. Davis Management For For
1e Elect Director Debra L. Dial Management For For
1f Elect Director Jeff M. Fettig Management For For
1g Elect Director Jim Fitterling Management For For
1h Elect Director Jacqueline C. Hinman Management For For
1i Elect Director Luis A. Moreno Management For For
1j Elect Director Jill S. Wyant Management For For
1k Elect Director Daniel W. Yohannes Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Approve Qualified Employee Stock Purchase Plan Management For For
5 Ratify Deloitte & Touche LLP as Auditors Management For For
6 Provide Right to Act by Written Consent Shareholder Against Against
 
DUPONT DE NEMOURS, INC.
Meeting Date:  APR 28, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  DD
Security ID:  26614N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Amy G. Brady Management For For
1b Elect Director Edward D. Breen Management For For
1c Elect Director Ruby R. Chandy Management For For
1d Elect Director Franklin K. Clyburn, Jr. Management For For
1e Elect Director Terrence R. Curtin Management For For
1f Elect Director Alexander M. Cutler Management For For
1g Elect Director Eleuthere I. du Pont Management For For
1h Elect Director Luther C. Kissam Management For For
1i Elect Director Frederick M. Lowery Management For For
1j Elect Director Raymond J. Milchovich Management For For
1k Elect Director Deanna M. Mulligan Management For For
1l Elect Director Steven M. Sterin Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Management For For
5 Provide Right to Act by Written Consent Shareholder Against Against
6 Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against For
7 Report on Plastic Pollution Shareholder Against For
 
E*TRADE FINANCIAL CORPORATION
Meeting Date:  JUL 17, 2020
Record Date:  JUN 10, 2020
Meeting Type:  SPECIAL
Ticker:  ETFC
Security ID:  269246401
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For Against
3 Adjourn Meeting Management For For
 
EASTMAN CHEMICAL COMPANY
Meeting Date:  MAY 06, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  EMN
Security ID:  277432100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Humberto P. Alfonso Management For For
1.2 Elect Director Vanessa L. Allen Sutherland Management For For
1.3 Elect Director Brett D. Begemann Management For For
1.4 Elect Director Mark J. Costa Management For For
1.5 Elect Director Edward L. Doheny, II Management For For
1.6 Elect Director Julie F. Holder Management For For
1.7 Elect Director Renee J. Hornbaker Management For For
1.8 Elect Director Kim Ann Mink Management For For
1.9 Elect Director James J. O'Brien Management For For
1.10 Elect Director David W. Raisbeck Management For For
1.11 Elect Director Charles K. Stevens, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Provide Right to Act by Written Consent Shareholder Against For
 
EATON CORPORATION PLC
Meeting Date:  APR 28, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  ETN
Security ID:  G29183103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Craig Arnold Management For For
1b Elect Director Christopher M. Connor Management For For
1c Elect Director Olivier Leonetti Management For For
1d Elect Director Deborah L. McCoy Management For For
1e Elect Director Silvio Napoli Management For For
1f Elect Director Gregory R. Page Management For For
1g Elect Director Sandra Pianalto Management For For
1h Elect Director Lori J. Ryerkerk Management For For
1i Elect Director Gerald B. Smith Management For For
1j Elect Director Dorothy C. Thompson Management For For
2 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Authorize Issue of Equity with Pre-emptive Rights Management For For
5 Authorize Issue of Equity without Pre-emptive Rights Management For For
6 Authorize Share Repurchase of Issued Share Capital Management For For
 
ECOLAB INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL
Ticker:  ECL
Security ID:  278865100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas M. Baker, Jr. Management For For
1b Elect Director Shari L. Ballard Management For For
1c Elect Director Barbara J. Beck Management For For
1d Elect Director Christophe Beck Management For For
1e Elect Director Jeffrey M. Ettinger Management For For
1f Elect Director Arthur J. Higgins Management For For
1g Elect Director Michael Larson Management For For
1h Elect Director David W. MacLennan Management For For
1i Elect Director Tracy B. McKibben Management For For
1j Elect Director Lionel L. Nowell, III Management For For
1k Elect Director Victoria J. Reich Management For For
1l Elect Director Suzanne M. Vautrinot Management For For
1m Elect Director John J. Zillmer Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Proxy Access Right Shareholder Against Against
 
EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 04, 2021
Record Date:  MAR 10, 2021
Meeting Type:  ANNUAL
Ticker:  EW
Security ID:  28176E108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kieran T. Gallahue Management For For
1.2 Elect Director Leslie S. Heisz Management For For
1.3 Elect Director Paul A. LaViolette Management For For
1.4 Elect Director Steven R. Loranger Management For For
1.5 Elect Director Martha H. Marsh Management For For
1.6 Elect Director Michael A. Mussallem Management For For
1.7 Elect Director Ramona Sequeira Management For For
1.8 Elect Director Nicholas J. Valeriani Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Qualified Employee Stock Purchase Plan Management For For
4 Amend Nonqualified Employee Stock Purchase Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Provide Right to Act by Written Consent Shareholder Against Against
7 Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates Shareholder Against Against
 
ELI LILLY AND COMPANY
Meeting Date:  MAY 03, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  LLY
Security ID:  532457108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Katherine Baicker Management For For
1b Elect Director J. Erik Fyrwald Management For For
1c Elect Director Jamere Jackson Management For For
1d Elect Director Gabrielle Sulzberger Management For For
1e Elect Director Jackson P. Tai Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Declassify the Board of Directors Management For For
5 Eliminate Supermajority Vote Requirement Management For For
6 Report on Lobbying Payments and Policy Shareholder Against Against
7 Require Independent Board Chair Shareholder Against Against
8 Adopt Policy on Bonus Banking Shareholder Against Against
9 Clawback Disclosure of Recoupment Activity from Senior Officers Shareholder Against Against
 
EXACT SCIENCES CORPORATION
Meeting Date:  JUN 30, 2021
Record Date:  MAY 06, 2021
Meeting Type:  ANNUAL
Ticker:  EXAS
Security ID:  30063P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Paul Clancy Management For For
1.2 Elect Director Pierre Jacquet Management For Withhold
1.3 Elect Director Daniel Levangie Management For For
2 Ratify PricewaterhouseCoopers, LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
EXELON CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  30161N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Anthony Anderson Management For For
1b Elect Director Ann Berzin Management For For
1c Elect Director Laurie Brlas Management For For
1d Elect Director Marjorie Rodgers Cheshire Management For For
1e Elect Director Christopher Crane Management For For
1f Elect Director Yves de Balmann Management For For
1g Elect Director Linda Jojo Management For For
1h Elect Director Paul Joskow Management For For
1i Elect Director Robert Lawless Management For For
1j Elect Director John Richardson Management For For
1k Elect Director Mayo Shattuck, III Management For For
1l Elect Director John Young Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Child Labor Audit Shareholder Against Against
 
EXXON MOBIL CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  PROXY CONTEST
Ticker:  XOM
Security ID:  30231G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
Management Proxy (Blue Proxy Card)
1.1 Elect Director Michael J. Angelakis Management For For
1.2 Elect Director Susan K. Avery Management For For
1.3 Elect Director Angela F. Braly Management For For
1.4 Elect Director Ursula M. Burns Management For For
1.5 Elect Director Kenneth C. Frazier Management For For
1.6 Elect Director Joseph L. Hooley Management For For
1.7 Elect Director Steven A. Kandarian Management For For
1.8 Elect Director Douglas R. Oberhelman Management For For
1.9 Elect Director Samuel J. Palmisano Management For For
1.10 Elect Director Jeffrey W. Ubben Management For For
1.11 Elect Director Darren W. Woods Management For For
1.12 Elect Director Wan Zulkiflee Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chair Shareholder Against Against
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
6 Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario Shareholder Against Against
7 Report on Costs and Benefits of Environmental-Related Expenditures Shareholder Against Against
8 Report on Political Contributions Shareholder Against Against
9 Report on Lobbying Payments and Policy Shareholder Against Against
10 Report on Corporate Climate Lobbying Aligned with Paris Agreement Shareholder Against Against
Proposal No Proposal Proposed By Dissident Recommendation Vote Cast
Dissident Proxy (White Proxy Card)
1.1 Elect Director Gregory J. Goff Shareholder For Did Not Vote
1.2 Elect Director Kaisa Hietala Shareholder For Did Not Vote
1.3 Elect Director Alexander A. Karsner Shareholder For Did Not Vote
1.4 Elect Director Anders Runevad Shareholder For Did Not Vote
1.5 Management Nominee Michael J. Angelakis Shareholder For Did Not Vote
1.6 Management Nominee Susan K. Avery Shareholder For Did Not Vote
1.7 Management Nominee Angela F. Braly Shareholder For Did Not Vote
1.8 Management Nominee Ursula M. Burns Shareholder For Did Not Vote
1.9 Management Nominee Kenneth C. Frazier Shareholder For Did Not Vote
1.10 Management Nominee Joseph L. Hooley Shareholder For Did Not Vote
1.11 Management Nominee Jeffrey W. Ubben Shareholder For Did Not Vote
1.12 Management Nominee Darren W. Woods Shareholder For Did Not Vote
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Did Not Vote
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management Against Did Not Vote
4 Require Independent Board Chair Shareholder None Did Not Vote
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder None Did Not Vote
6 Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario Shareholder None Did Not Vote
7 Report on Costs and Benefits of Environmental-Related Expenditures Shareholder None Did Not Vote
8 Report on Political Contributions Shareholder None Did Not Vote
9 Report on Lobbying Payments and Policy Shareholder None Did Not Vote
10 Report on Corporate Climate Lobbying Aligned with Paris Agreement Shareholder None Did Not Vote
 
FACEBOOK, INC.
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL
Ticker:  FB
Security ID:  30303M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Peggy Alford Management For For
1.2 Elect Director Marc L. Andreessen Management For For
1.3 Elect Director Andrew W. Houston Management For For
1.4 Elect Director Nancy Killefer Management For For
1.5 Elect Director Robert M. Kimmitt Management For Withhold
1.6 Elect Director Sheryl K. Sandberg Management For For
1.7 Elect Director Peter A. Thiel Management For For
1.8 Elect Director Tracey T. Travis Management For For
1.9 Elect Director Mark Zuckerberg Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Amend Non-Employee Director Compensation Policy Management For Against
4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
5 Require Independent Board Chair Shareholder Against Against
6 Report on Online Child Sexual Exploitation Shareholder Against For
7 Require Independent Director Nominee with Human and/or Civil Rights Experience Shareholder Against Against
8 Report on Platform Misuse Shareholder Against For
9 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
 
FEDEX CORPORATION
Meeting Date:  SEP 21, 2020
Record Date:  JUL 27, 2020
Meeting Type:  ANNUAL
Ticker:  FDX
Security ID:  31428X106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Marvin R. Ellison Management For For
1b Elect Director Susan Patricia Griffith Management For For
1c Elect Director John C. (Chris) Inglis Management For For
1d Elect Director Kimberly A. Jabal Management For For
1e Elect Director Shirley Ann Jackson Management For For
1f Elect Director R. Brad Martin Management For For
1g Elect Director Joshua Cooper Ramo Management For For
1h Elect Director Susan C. Schwab Management For For
1i Elect Director Frederick W. Smith Management For For
1j Elect Director David P. Steiner Management For For
1k Elect Director Rajesh Subramaniam Management For For
1l Elect Director Paul S. Walsh Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst &Young LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Report on Political Contributions Disclosure Shareholder Against For
6 Report on Employee Representation on the Board of Directors Shareholder Against Against
7 Provide Right to Act by Written Consent Shareholder Against Against
8 Report on Integrating ESG Metrics Into Executive Compensation Program Shareholder Against Against
 
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL
Ticker:  FIS
Security ID:  31620M106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ellen R. Alemany Management For For
1b Elect Director Jeffrey A. Goldstein Management For For
1c Elect Director Lisa A. Hook Management For Against
1d Elect Director Keith W. Hughes Management For For
1e Elect Director Gary L. Lauer Management For For
1f Elect Director Gary A. Norcross Management For For
1g Elect Director Louise M. Parent Management For For
1h Elect Director Brian T. Shea Management For For
1i Elect Director James B. Stallings, Jr. Management For For
1j Elect Director Jeffrey E. Stiefler Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
FISERV, INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  FISV
Security ID:  337738108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Frank J. Bisignano Management For For
1.2 Elect Director Alison Davis Management For For
1.3 Elect Director Henrique de Castro Management For For
1.4 Elect Director Harry F. DiSimone Management For For
1.5 Elect Director Dennis F. Lynch Management For For
1.6 Elect Director Heidi G. Miller Management For For
1.7 Elect Director Scott C. Nuttall Management For For
1.8 Elect Director Denis J. O'Leary Management For For
1.9 Elect Director Doyle R. Simons Management For For
1.10 Elect Director Kevin M. Warren Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Deloitte & Touche LLP as Auditors Management For For
 
FORTUNE BRANDS HOME & SECURITY, INC.
Meeting Date:  MAY 04, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL
Ticker:  FBHS
Security ID:  34964C106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ann Fritz Hackett Management For For
1b Elect Director John G. Morikis Management For For
1c Elect Director Jeffery S. Perry Management For For
1d Elect Director Ronald V. Waters, III Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
FREEPORT-MCMORAN INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL
Ticker:  FCX
Security ID:  35671D857
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David P. Abney Management For For
1.2 Elect Director Richard C. Adkerson Management For For
1.3 Elect Director Robert W. Dudley Management For For
1.4 Elect Director Lydia H. Kennard Management For For
1.5 Elect Director Dustan E. McCoy Management For For
1.6 Elect Director John J. Stephens Management For For
1.7 Elect Director Frances Fragos Townsend Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
GAMING AND LEISURE PROPERTIES, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 05, 2021
Meeting Type:  ANNUAL
Ticker:  GLPI
Security ID:  36467J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter M. Carlino Management For For
1b Elect Director Carol (Lili) Lynton Management For For
1c Elect Director Joseph W. Marshall, III Management For For
1d Elect Director James B. Perry Management For For
1e Elect Director Barry F. Schwartz Management For For
1f Elect Director Earl C. Shanks Management For For
1g Elect Director E. Scott Urdang Management For Against
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
GENERAL DYNAMICS CORPORATION
Meeting Date:  MAY 05, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  GD
Security ID:  369550108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James S. Crown Management For For
1b Elect Director Rudy F. deLeon Management For For
1c Elect Director Cecil D. Haney Management For For
1d Elect Director Mark M. Malcolm Management For For
1e Elect Director James N. Mattis Management For For
1f Elect Director Phebe N. Novakovic Management For For
1g Elect Director C. Howard Nye Management For For
1h Elect Director Catherine B. Reynolds Management For For
1i Elect Director Laura J. Schumacher Management For For
1j Elect Director Robert K. Steel Management For For
1k Elect Director John G. Stratton Management For For
1l Elect Director Peter A. Wall Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
GENERAL ELECTRIC COMPANY
Meeting Date:  MAY 04, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  GE
Security ID:  369604103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sebastien Bazin Management For For
1b Elect Director Ashton Carter Management For For
1c Elect Director H. Lawrence Culp, Jr. Management For For
1d Elect Director Francisco D'Souza Management For For
1e Elect Director Edward Garden Management For For
1f Elect Director Thomas Horton Management For For
1g Elect Director Risa Lavizzo-Mourey Management For For
1h Elect Director Catherine Lesjak Management For For
1i Elect Director Paula Rosput Reynolds Management For For
1j Elect Director Leslie Seidman Management For For
1k Elect Director James Tisch Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Approve Reverse Stock Split Management For For
5 Require More Director Nominations Than Open Seats Shareholder Against Against
6 Require Independent Board Chair Shareholder Against Against
7 Report on Meeting the Criteria of the Net Zero Indicator Shareholder For For
 
GENERAL MOTORS COMPANY
Meeting Date:  JUN 14, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL
Ticker:  GM
Security ID:  37045V100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary T. Barra Management For For
1b Elect Director Wesley G. Bush Management For For
1c Elect Director Linda R. Gooden Management For For
1d Elect Director Joseph Jimenez Management For For
1e Elect Director Jane L. Mendillo Management For For
1f Elect Director Judith A. Miscik Management For Against
1g Elect Director Patricia F. Russo Management For For
1h Elect Director Thomas M. Schoewe Management For For
1i Elect Director Carol M. Stephenson Management For For
1j Elect Director Mark A. Tatum Management For For
1k Elect Director Devin N. Wenig Management For For
1l Elect Director Margaret C. Whitman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
5 Link Executive Pay to Social Criteria Shareholder Against Against
 
HASBRO, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL
Ticker:  HAS
Security ID:  418056107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth A. Bronfin Management For For
1.2 Elect Director Michael R. Burns Management For For
1.3 Elect Director Hope F. Cochran Management For For
1.4 Elect Director Lisa Gersh Management For For
1.5 Elect Director Brian D. Goldner Management For For
1.6 Elect Director Tracy A. Leinbach Management For For
1.7 Elect Director Edward M. Philip Management For For
1.8 Elect Director Laurel J. Richie Management For For
1.9 Elect Director Richard S. Stoddart Management For For
1.10 Elect Director Mary Beth West Management For For
1.11 Elect Director Linda K. Zecher Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditor Management For For
 
HILTON WORLDWIDE HOLDINGS INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL
Ticker:  HLT
Security ID:  43300A203
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Christopher J. Nassetta Management For For
1b Elect Director Jonathan D. Gray Management For For
1c Elect Director Charlene T. Begley Management For For
1d Elect Director Chris Carr Management For For
1e Elect Director Melanie L. Healey Management For For
1f Elect Director Raymond E. Mabus, Jr. Management For For
1g Elect Director Judith A. McHale Management For For
1h Elect Director John G. Schreiber Management For For
1i Elect Director Elizabeth A. Smith Management For For
1j Elect Director Douglas M. Steenland Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
HONEYWELL INTERNATIONAL INC.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL
Ticker:  HON
Security ID:  438516106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Darius Adamczyk Management For For
1B Elect Director Duncan B. Angove Management For For
1C Elect Director William S. Ayer Management For For
1D Elect Director Kevin Burke Management For For
1E Elect Director D. Scott Davis Management For For
1F Elect Director Deborah Flint Management For For
1G Elect Director Judd Gregg Management For For
1H Elect Director Grace D. Lieblein Management For For
1I Elect Director Raymond T. Odierno Management For For
1J Elect Director George Paz Management For For
1K Elect Director Robin L. Washington Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditor Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
 
HUMANA INC.
Meeting Date:  APR 22, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  HUM
Security ID:  444859102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kurt J. Hilzinger Management For For
1b Elect Director Raquel C. Bono Management For For
1c Elect Director Bruce D. Broussard Management For For
1d Elect Director Frank A. D'Amelio Management For For
1e Elect Director Wayne A. I. Frederick Management For For
1f Elect Director John W. Garratt Management For For
1g Elect Director David A. Jones, Jr. Management For For
1h Elect Director Karen W. Katz Management For For
1i Elect Director Marcy S. Klevorn Management For For
1j Elect Director William J. McDonald Management For For
1k Elect Director Jorge S. Mesquita Management For For
1l Elect Director James J. O'Brien Management For For
1m Elect Director Marissa T. Peterson Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
INNOVIVA, INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL
Ticker:  INVA
Security ID:  45781M101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director George W. Bickerstaff, III Management For For
1b Elect Director Deborah L. Birx Management For For
1c Elect Director Mark A. DiPaolo Management For Against
1d Elect Director Jules Haimovitz Management For For
1e Elect Director Odysseas D. Kostas Management For Against
1f Elect Director Sarah J. Schlesinger Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Grant Thornton LLP as Auditors Management For For
 
INTERCONTINENTAL EXCHANGE, INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL
Ticker:  ICE
Security ID:  45866F104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sharon Y. Bowen Management For For
1b Elect Director Shantella E. Cooper Management For For
1c Elect Director Charles R. Crisp Management For For
1d Elect Director Duriya M. Farooqui Management For For
1e Elect Director The Right Hon. the Lord Hague of Richmond Management For For
1f Elect Director Mark F. Mulhern Management For For
1g Elect Director Thomas E. Noonan Management For For
1h Elect Director Frederic V. Salerno Management For For
1i Elect Director Caroline L. Silver Management For For
1j Elect Director Jeffrey C. Sprecher Management For For
1k Elect Director Judith A. Sprieser Management For For
1l Elect Director Vincent Tese Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Adopt Simple Majority Vote Shareholder Against For
 
INTUITIVE SURGICAL, INC.
Meeting Date:  APR 22, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL
Ticker:  ISRG
Security ID:  46120E602
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Craig H. Barratt Management For For
1b Elect Director Joseph C. Beery Management For For
1c Elect Director Gary S. Guthart Management For For
1d Elect Director Amal M. Johnson Management For For
1e Elect Director Don R. Kania Management For For
1f Elect Director Amy L. Ladd Management For For
1g Elect Director Keith R. Leonard, Jr. Management For For
1h Elect Director Alan J. Levy Management For For
1i Elect Director Jami Dover Nachtsheim Management For For
1j Elect Director Monica P. Reed Management For For
1k Elect Director Mark J. Rubash Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
 
JOHNSON & JOHNSON
Meeting Date:  APR 22, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL
Ticker:  JNJ
Security ID:  478160104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary C. Beckerle Management For For
1b Elect Director D. Scott Davis Management For For
1c Elect Director Ian E. L. Davis Management For For
1d Elect Director Jennifer A. Doudna Management For For
1e Elect Director Alex Gorsky Management For For
1f Elect Director Marillyn A. Hewson Management For For
1g Elect Director Hubert Joly Management For For
1h Elect Director Mark B. McClellan Management For For
1i Elect Director Anne M. Mulcahy Management For For
1j Elect Director Charles Prince Management For For
1k Elect Director A. Eugene Washington Management For For
1l Elect Director Mark A. Weinberger Management For For
1m Elect Director Nadja Y. West Management For For
1n Elect Director Ronald A. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics Shareholder Against Against
5 Require Independent Board Chair Shareholder Against Against
6 Report on Civil Rights Audit Shareholder Against Against
7 Adopt Policy on Bonus Banking Shareholder Against Against
 
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date:  MAR 10, 2021
Record Date:  JAN 07, 2021
Meeting Type:  ANNUAL
Ticker:  JCI
Security ID:  G51502105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jean Blackwell Management For For
1b Elect Director Pierre Cohade Management For For
1c Elect Director Michael E. Daniels Management For For
1d Elect Director Juan Pablo del Valle Perochena Management For For
1e Elect Director W. Roy Dunbar Management For For
1f Elect Director Gretchen R. Haggerty Management For For
1g Elect Director Simone Menne Management For For
1h Elect Director George R. Oliver Management For For
1i Elect Director Jurgen Tinggren Management For For
1j Elect Director Mark Vergnano Management For For
1k Elect Director R. David Yost Management For For
1l Elect Director John D. Young Management For For
2a Ratify PricewaterhouseCoopers LLP as Auditors Management For For
2b Authorize Board to Fix Remuneration of Auditors Management For For
3 Authorize Market Purchases of Company Shares Management For For
4 Determine Price Range for Reissuance of Treasury Shares Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Approve Omnibus Stock Plan Management For For
7 Approve the Directors' Authority to Allot Shares Management For For
8 Approve the Disapplication of Statutory Pre-Emption Rights Management For For
 
LEVI STRAUSS & CO.
Meeting Date:  APR 21, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL
Ticker:  LEVI
Security ID:  52736R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David A. Friedman Management For Withhold
1b Elect Director Yael Garten Management For Withhold
1c Elect Director Jenny Ming Management For Withhold
1d Elect Director Joshua E. Prime Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
LINDE PLC
Meeting Date:  JUL 27, 2020
Record Date:  JUL 25, 2020
Meeting Type:  ANNUAL
Ticker:  LIN
Security ID:  G5494J103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wolfgang H. Reitzle Management For For
1b Elect Director Stephen F. Angel Management For For
1c Elect Director Ann-Kristin Achleitner Management For For
1d Elect Director Clemens A. H. Borsig Management For For
1e Elect Director Nance K. Dicciani Management For For
1f Elect Director Thomas Enders Management For For
1g Elect Director Franz Fehrenbach Management For For
1h Elect Director Edward G. Galante Management For For
1i Elect Director Larry D. McVay Management For For
1j Elect Director Victoria E. Ossadnik Management For Against
1k Elect Director Martin H. Richenhagen Management For For
1l Elect Director Robert L. Wood Management For For
2a Ratify PricewaterhouseCoopers as Auditors Management For For
2b Authorize Board to Fix Remuneration of Auditors Management For For
3 Determine Price Range for Reissuance of Treasury Shares Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
LULULEMON ATHLETICA INC.
Meeting Date:  JUN 09, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL
Ticker:  LULU
Security ID:  550021109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Calvin McDonald Management For For
1b Elect Director Martha Morfitt Management For For
1c Elect Director Emily White Management For For
1d Elect Director Kourtney Gibson Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MASTERCARD INCORPORATED
Meeting Date:  JUN 22, 2021
Record Date:  APR 23, 2021
Meeting Type:  ANNUAL
Ticker:  MA
Security ID:  57636Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ajay Banga Management For For
1b Elect Director Merit E. Janow Management For For
1c Elect Director Richard K. Davis Management For For
1d Elect Director Steven J. Freiberg Management For For
1e Elect Director Julius Genachowski Management For For
1f Elect Director Choon Phong Goh Management For For
1g Elect Director Oki Matsumoto Management For For
1h Elect Director Michael Miebach Management For For
1i Elect Director Youngme Moon Management For For
1j Elect Director Rima Qureshi Management For For
1k Elect Director Jose Octavio Reyes Lagunes Management For For
1l Elect Director Gabrielle Sulzberger Management For For
1m Elect Director Jackson Tai Management For For
1n Elect Director Lance Uggla Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Non-Employee Director Omnibus Stock Plan Management For For
6 Eliminate Supermajority Vote Requirement Management For For
 
MEDTRONIC PLC
Meeting Date:  DEC 11, 2020
Record Date:  OCT 15, 2020
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard H. Anderson Management For For
1b Elect Director Craig Arnold Management For For
1c Elect Director Scott C. Donnelly Management For For
1d Elect Director Andrea J. Goldsmith Management For For
1e Elect Director Randall J. Hogan, III Management For For
1f Elect Director Michael O. Leavitt Management For Against
1g Elect Director James T. Lenehan Management For For
1h Elect Director Kevin E. Lofton Management For For
1i Elect Director Geoffrey S. Martha Management For For
1j Elect Director Elizabeth G. Nabel Management For For
1k Elect Director Denise M. O'Leary Management For For
1l Elect Director Kendall J. Powell Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Renew the Board's Authority to Issue Shares Under Irish Law Management For For
5 Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law Management For For
6 Authorize Overseas Market Purchases of Ordinary Shares Management For For
 
MERCK & CO., INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leslie A. Brun Management For For
1b Elect Director Mary Ellen Coe Management For For
1c Elect Director Pamela J. Craig Management For For
1d Elect Director Kenneth C. Frazier Management For For
1e Elect Director Thomas H. Glocer Management For For
1f Elect Director Risa J. Lavizzo-Mourey Management For For
1g Elect Director Stephen L. Mayo Management For For
1h Elect Director Paul B. Rothman Management For For
1i Elect Director Patricia F. Russo Management For For
1j Elect Director Christine E. Seidman Management For For
1k Elect Director Inge G. Thulin Management For For
1l Elect Director Kathy J. Warden Management For For
1m Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
5 Report on Access to COVID-19 Products Shareholder Against For
 
MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Reid G. Hoffman Management For For
1.2 Elect Director Hugh F. Johnston Management For For
1.3 Elect Director Teri L. List-Stoll Management For For
1.4 Elect Director Satya Nadella Management For For
1.5 Elect Director Sandra E. Peterson Management For For
1.6 Elect Director Penny S. Pritzker Management For For
1.7 Elect Director Charles W. Scharf Management For For
1.8 Elect Director Arne M. Sorenson Management For For
1.9 Elect Director John W. Stanton Management For For
1.10 Elect Director John W. Thompson Management For For
1.11 Elect Director Emma N. Walmsley Management For For
1.12 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Employee Representation on the Board of Directors Shareholder Against Against
 
MOLSON COORS BEVERAGE COMPANY
Meeting Date:  MAY 26, 2021
Record Date:  APR 01, 2021
Meeting Type:  ANNUAL
Ticker:  TAP
Security ID:  60871R209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Roger G. Eaton Management For Withhold
1.2 Elect Director Charles M. Herington Management For Withhold
1.3 Elect Director H. Sanford Riley Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MORGAN STANLEY
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  MS
Security ID:  617446448
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Elizabeth Corley Management For For
1b Elect Director Alistair Darling Management For For
1c Elect Director Thomas H. Glocer Management For For
1d Elect Director James P. Gorman Management For For
1e Elect Director Robert H. Herz Management For For
1f Elect Director Nobuyuki Hirano Management For For
1g Elect Director Hironori Kamezawa Management For For
1h Elect Director Shelley B. Leibowitz Management For For
1i Elect Director Stephen J. Luczo Management For For
1j Elect Director Jami Miscik Management For For
1k Elect Director Dennis M. Nally Management For For
1l Elect Director Mary L. Schapiro Management For For
1m Elect Director Perry M. Traquina Management For For
1n Elect Director Rayford Wilkins, Jr. Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
NEWMONT CORPORATION
Meeting Date:  APR 28, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL
Ticker:  NEM
Security ID:  651639106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Patrick G. Awuah, Jr. Management For For
1.2 Elect Director Gregory H. Boyce Management For For
1.3 Elect Director Bruce R. Brook Management For For
1.4 Elect Director Maura Clark Management For For
1.5 Elect Director Matthew Coon Come Management For For
1.6 Elect Director Jose Manuel Madero Management For For
1.7 Elect Director Rene Medori Management For For
1.8 Elect Director Jane Nelson Management For For
1.9 Elect Director Thomas Palmer Management For For
1.10 Elect Director Julio M. Quintana Management For For
1.11 Elect Director Susan N. Story Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
NEXTERA ENERGY, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sherry S. Barrat Management For For
1b Elect Director James L. Camaren Management For For
1c Elect Director Kenneth B. Dunn Management For For
1d Elect Director Naren K. Gursahaney Management For For
1e Elect Director Kirk S. Hachigian Management For For
1f Elect Director Amy B. Lane Management For For
1g Elect Director David L. Porges Management For For
1h Elect Director James L. Robo Management For For
1i Elect Director Rudy E. Schupp Management For For
1j Elect Director John L. Skolds Management For For
1k Elect Director Lynn M. Utter Management For For
1l Elect Director Darryl L. Wilson Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Provide Right to Act by Written Consent Shareholder Against Against
 
NIKE, INC.
Meeting Date:  SEP 17, 2020
Record Date:  JUL 17, 2020
Meeting Type:  ANNUAL
Ticker:  NKE
Security ID:  654106103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alan B. Graf, Jr. Management For For
1b Elect Director Peter B. Henry Management For For
1c Elect Director Michelle A. Peluso Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Report on Political Contributions Disclosure Shareholder Against Against
 
NORTHROP GRUMMAN CORPORATION
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  NOC
Security ID:  666807102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kathy J. Warden Management For For
1.2 Elect Director David P. Abney Management For For
1.3 Elect Director Marianne C. Brown Management For For
1.4 Elect Director Donald E. Felsinger Management For For
1.5 Elect Director Ann M. Fudge Management For For
1.6 Elect Director William H. Hernandez Management For For
1.7 Elect Director Madeleine A. Kleiner Management For For
1.8 Elect Director Karl J. Krapek Management For For
1.9 Elect Director Gary Roughead Management For For
1.10 Elect Director Thomas M. Schoewe Management For For
1.11 Elect Director James S. Turley Management For For
1.12 Elect Director Mark A. Welsh, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Human Rights Impact Assessment Shareholder Against Against
5 Reduce Ownership Threshold for Shareholders to Request Action by Written Consent Shareholder Against Against
 
NRG ENERGY, INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  NRG
Security ID:  629377508
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director E. Spencer Abraham Management For For
1b Elect Director Antonio Carrillo Management For For
1c Elect Director Matthew Carter, Jr. Management For For
1d Elect Director Lawrence S. Coben Management For For
1e Elect Director Heather Cox Management For For
1f Elect Director Elisabeth B. Donohue Management For For
1g Elect Director Mauricio Gutierrez Management For For
1h Elect Director Paul W. Hobby Management For For
1i Elect Director Alexandra Pruner Management For For
1j Elect Director Anne C. Schaumburg Management For For
1k Elect Director Thomas H. Weidemeyer Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
NXP SEMICONDUCTORS N.V.
Meeting Date:  MAY 26, 2021
Record Date:  APR 28, 2021
Meeting Type:  ANNUAL
Ticker:  NXPI
Security ID:  N6596X109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Adopt Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board Members Management For For
3a Reelect Kurt Sievers as Executive Director Management For For
3b Reelect Peter Bonfield as Non-Executive Director Management For Against
3c Elect Annette Clayton as Non-Executive Director Management For For
3d Elect Anthony Foxx as Non-Executive Director Management For For
3e Reelect Kenneth A. Goldman as Non-Executive Director Management For Against
3f Reelect Josef Kaeser as Non-Executive Director Management For For
3g Reelect Lena Olving as Non-Executive Director Management For Against
3h Reelect Peter Smitham as Non-Executive Director Management For Against
3i Reelect Julie Southern as Non-Executive Director Management For For
3j Reelect Jasmin Staiblin as Non-Executive Director Management For For
3k Reelect Gregory L. Summe as Non-Executive Director Management For For
3l Reelect Karl-Henrik Sundstrom as Non-Executive Director Management For Against
4 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For
5 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For
6 Authorize Share Repurchase Program Management For For
7 Approve Cancellation of Ordinary Shares Management For For
8 Approve Remuneration of the Non Executive Members of the Board Management For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
ON SEMICONDUCTOR CORPORATION
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  ON
Security ID:  682189105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Atsushi Abe Management For For
1b Elect Director Alan Campbell Management For For
1c Elect Director Susan K. Carter Management For For
1d Elect Director Thomas L. Deitrich Management For For
1e Elect Director Gilles Delfassy Management For For
1f Elect Director Hassane S. El-Khoury Management For For
1g Elect Director Bruce E. Kiddoo Management For For
1h Elect Director Paul A. Mascarenas Management For For
1i Elect Director Gregory L. Waters Management For For
1j Elect Director Christine Y. Yan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
5 Amend Omnibus Stock Plan Management For For
 
OTIS WORLDWIDE CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  MAR 03, 2021
Meeting Type:  ANNUAL
Ticker:  OTIS
Security ID:  68902V107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jeffrey H. Black Management For For
1b Elect Director Kathy Hopinkah Hannan Management For For
1c Elect Director Shailesh G. Jejurikar Management For For
1d Elect Director Christopher J. Kearney Management For For
1e Elect Director Judith F. Marks Management For For
1f Elect Director Harold W. McGraw, III Management For For
1g Elect Director Margaret M. V. Preston Management For For
1h Elect Director Shelley Stewart, Jr. Management For For
1i Elect Director John H. Walker Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 26, 2021
Record Date:  MAR 30, 2021
Meeting Type:  ANNUAL
Ticker:  PYPL
Security ID:  70450Y103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Rodney C. Adkins Management For For
1b Elect Director Jonathan Christodoro Management For For
1c Elect Director John J. Donahoe Management For For
1d Elect Director David W. Dorman Management For Against
1e Elect Director Belinda J. Johnson Management For For
1f Elect Director Gail J. McGovern Management For For
1g Elect Director Deborah M. Messemer Management For For
1h Elect Director David M. Moffett Management For For
1i Elect Director Ann M. Sarnoff Management For For
1j Elect Director Daniel H. Schulman Management For For
1k Elect Director Frank D. Yeary Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
5 Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture Shareholder Against Against
 
PENN NATIONAL GAMING, INC.
Meeting Date:  JUN 09, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL
Ticker:  PENN
Security ID:  707569109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David A. Handler Management For For
1.2 Elect Director John M. Jacquemin Management For For
2 Increase Authorized Common Stock Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
PENTAIR PLC
Meeting Date:  MAY 04, 2021
Record Date:  MAR 05, 2021
Meeting Type:  ANNUAL
Ticker:  PNR
Security ID:  G7S00T104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mona Abutaleb Stephenson Management For For
1b Elect Director Glynis A. Bryan Management For For
1c Elect Director T. Michael Glenn Management For For
1d Elect Director Theodore L. Harris Management For For
1e Elect Director Gregory E. Knight Management For For
1f Elect Director David A. Jones Management For For
1g Elect Director Michael T. Speetzen Management For For
1h Elect Director John L. Stauch Management For For
1i Elect Director Billie I. Williamson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Amend Non-Qualified Employee Stock Purchase Plan Management For For
5 Renew the Board's Authority to Issue Shares Under Irish Law Management For For
6 Authorize Board to Opt-Out of Statutory Pre-Emption Rights Management For For
7 Determine Price Range for Reissuance of Treasury Shares Management For For
 
PEPSICO, INC.
Meeting Date:  MAY 05, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  PEP
Security ID:  713448108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Segun Agbaje Management For For
1b Elect Director Shona L. Brown Management For For
1c Elect Director Cesar Conde Management For For
1d Elect Director Ian Cook Management For For
1e Elect Director Dina Dublon Management For For
1f Elect Director Michelle Gass Management For For
1g Elect Director Ramon L. Laguarta Management For For
1h Elect Director Dave Lewis Management For For
1i Elect Director David C. Page Management For For
1j Elect Director Robert C. Pohlad Management For For
1k Elect Director Daniel Vasella Management For For
1l Elect Director Darren Walker Management For For
1m Elect Director Alberto Weisser Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
5 Report on Sugar and Public Health Shareholder Against Against
6 Report on External Public Health Costs Shareholder Against Against
 
PERRIGO COMPANY PLC
Meeting Date:  MAY 12, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  PRGO
Security ID:  G97822103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Bradley A. Alford Management For For
1.2 Elect Director Orlando D. Ashford Management For For
1.3 Elect Director Rolf A. Classon Management For For
1.4 Elect Director Katherine C. Doyle Management For For
1.5 Elect Director Adriana Karaboutis Management For For
1.6 Elect Director Murray S. Kessler Management For For
1.7 Elect Director Jeffrey B. Kindler Management For For
1.8 Elect Director Erica L. Mann Management For For
1.9 Elect Director Donal O'Connor Management For For
1.10 Elect Director Geoffrey M. Parker Management For For
1.11 Elect Director Theodore R. Samuels Management For For
2 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Authorize Issue of Equity Management For For
5 Authorize Issuance of Equity without Preemptive Rights Management For For
 
PFIZER INC.
Meeting Date:  APR 22, 2021
Record Date:  FEB 24, 2021
Meeting Type:  ANNUAL
Ticker:  PFE
Security ID:  717081103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ronald E. Blaylock Management For For
1.2 Elect Director Albert Bourla Management For For
1.3 Elect Director Susan Desmond-Hellmann Management For For
1.4 Elect Director Joseph J. Echevarria Management For For
1.5 Elect Director Scott Gottlieb Management For For
1.6 Elect Director Helen H. Hobbs Management For For
1.7 Elect Director Susan Hockfield Management For For
1.8 Elect Director Dan R. Littman Management For For
1.9 Elect Director Shantanu Narayen Management For For
1.10 Elect Director Suzanne Nora Johnson Management For For
1.11 Elect Director James Quincey Management For For
1.12 Elect Director James C. Smith Management For For
2 Ratify KPMG LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chair Shareholder Against Against
5 Report on Political Contributions and Expenditures Shareholder Against Against
6 Report on Access to COVID-19 Products Shareholder Against Against
 
PHILLIPS 66
Meeting Date:  MAY 12, 2021
Record Date:  MAR 17, 2021
Meeting Type:  ANNUAL
Ticker:  PSX
Security ID:  718546104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Julie L. Bushman Management For For
1b Elect Director Lisa A. Davis Management For For
2 Declassify the Board of Directors Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
5 Adopt GHG Emissions Reduction Targets Shareholder Against For
6 Report on Climate Lobbying Shareholder Against For
 
PRUDENTIAL PLC
Meeting Date:  MAY 13, 2021
Record Date:  MAY 11, 2021
Meeting Type:  ANNUAL
Ticker:  PRU
Security ID:  G72899100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Elect Chua Sock Koong as Director Management For For
4 Elect Ming Lu as Director Management For For
5 Elect Jeanette Wong as Director Management For For
6 Re-elect Shriti Vadera as Director Management For For
7 Re-elect Jeremy Anderson as Director Management For For
8 Re-elect Mark Fitzpatrick as Director Management For For
9 Re-elect David Law as Director Management For For
10 Re-elect Anthony Nightingale as Director Management For For
11 Re-elect Philip Remnant as Director Management For For
12 Re-elect Alice Schroeder as Director Management For For
13 Re-elect James Turner as Director Management For For
14 Re-elect Thomas Watjen as Director Management For For
15 Re-elect Michael Wells as Director Management For For
16 Re-elect Fields Wicker-Miurin as Director Management For For
17 Re-elect Amy Yip as Director Management For For
18 Reappoint KPMG LLP as Auditors Management For For
19 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
20 Authorise UK Political Donations and Expenditure Management For For
21 Authorise Issue of Equity Management For For
22 Authorise Issue of Equity to Include Repurchased Shares Management For For
23 Authorise Issue of Equity without Pre-emptive Rights Management For For
24 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
25 Authorise Market Purchase of Ordinary Shares Management For For
26 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against
 
PULTEGROUP, INC.
Meeting Date:  MAY 12, 2021
Record Date:  MAR 18, 2021
Meeting Type:  ANNUAL
Ticker:  PHM
Security ID:  745867101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Brian P. Anderson Management For For
1b Elect Director Bryce Blair Management For For
1c Elect Director Richard W. Dreiling Management For For
1d Elect Director Thomas J. Folliard Management For For
1e Elect Director Cheryl W. Grise Management For For
1f Elect Director Andre J. Hawaux Management For For
1g Elect Director J. Phillip Holloman Management For For
1h Elect Director Ryan R. Marshall Management For For
1i Elect Director John R. Peshkin Management For For
1j Elect Director Scott F. Powers Management For For
1k Elect Director Lila Snyder Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
QUALCOMM INCORPORATED
Meeting Date:  MAR 10, 2021
Record Date:  JAN 11, 2021
Meeting Type:  ANNUAL
Ticker:  QCOM
Security ID:  747525103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sylvia Acevedo Management For For
1b Elect Director Mark Fields Management For For
1c Elect Director Jeffrey W. Henderson Management For For
1d Elect Director Gregory N. Johnson Management For For
1e Elect Director Ann M. Livermore Management For For
1f Elect Director Harish Manwani Management For For
1g Elect Director Mark D. McLaughlin Management For For
1h Elect Director Jamie S. Miller Management For For
1i Elect Director Steve Mollenkopf Management For For
1j Elect Director Clark T. "Sandy" Randt, Jr. Management For For
1k Elect Director Irene B. Rosenfeld Management For For
1l Elect Director Kornelis "Neil" Smit Management For For
1m Elect Director Jean-Pascal Tricoire Management For For
1n Elect Director Anthony J. Vinciquerra Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
QUILTER PLC
Meeting Date:  MAY 13, 2021
Record Date:  MAY 11, 2021
Meeting Type:  ANNUAL
Ticker:  QLT
Security ID:  G3651J107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Approve Final Dividend Management For For
4 Elect Tim Breedon as Director Management For For
5 Elect Tazim Essani as Director Management For For
6 Re-elect Paul Feeney as Director Management For For
7 Re-elect Rosie Harris as Director Management For For
8 Re-elect Glyn Jones as Director Management For For
9 Re-elect Moira Kilcoyne as Director Management For For
10 Re-elect Ruth Markland as Director Management For For
11 Re-elect Paul Matthews as Director Management For For
12 Re-elect George Reid as Director Management For For
13 Re-elect Mark Satchel as Director Management For For
14 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
15 Authorise the Board Audit Committee to Fix Remuneration of Auditors Management For For
16 Authorise UK Political Donations and Expenditure Management For For
17 Authorise Market Purchase of Ordinary Shares Management For For
18 Authorise the Company to Enter into Contingent Purchase Contracts Management For For
 
QUILTER PLC
Meeting Date:  JUN 17, 2021
Record Date:  JUN 15, 2021
Meeting Type:  SPECIAL
Ticker:  QLT
Security ID:  G3651J107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Sale of Quilter International Management For For
 
RAYTHEON TECHNOLOGIES CORPORATION
Meeting Date:  APR 26, 2021
Record Date:  MAR 02, 2021
Meeting Type:  ANNUAL
Ticker:  RTX
Security ID:  75513E101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Tracy A. Atkinson Management For Against
1b Elect Director Gregory J. Hayes Management For Against
1c Elect Director Thomas A. Kennedy Management For Against
1d Elect Director Marshall O. Larsen Management For Against
1e Elect Director George R. Oliver Management For Against
1f Elect Director Robert K. (Kelly) Ortberg Management For Against
1g Elect Director Margaret L. O'Sullivan Management For Against
1h Elect Director Dinesh C. Paliwal Management For Against
1i Elect Director Ellen M. Pawlikowski Management For Against
1j Elect Director Denise L. Ramos Management For Against
1k Elect Director Fredric G. Reynolds Management For Against
1l Elect Director Brian C. Rogers Management For Against
1m Elect Director James A. Winnefeld, Jr. Management For Against
1n Elect Director Robert O. Work Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Approve Executive Incentive Bonus Plan Management For For
5 Amend Omnibus Stock Plan Management For For
6 Amend Proxy Access Right Shareholder Against For
 
REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 11, 2021
Record Date:  APR 13, 2021
Meeting Type:  ANNUAL
Ticker:  REGN
Security ID:  75886F107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director N. Anthony Coles Management For For
1b Elect Director Arthur F. Ryan Management For For
1c Elect Director George L. Sing Management For For
1d Elect Director Marc Tessier-Lavigne Management For Against
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 18, 2021
Record Date:  MAY 14, 2021
Meeting Type:  ANNUAL
Ticker:  RDSA
Security ID:  G7690A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Elect Jane Lute as Director Management For For
4 Re-elect Ben van Beurden as Director Management For For
5 Re-elect Dick Boer as Director Management For For
6 Re-elect Neil Carson as Director Management For For
7 Re-elect Ann Godbehere as Director Management For For
8 Re-elect Euleen Goh as Director Management For For
9 Re-elect Catherine Hughes as Director Management For For
10 Re-elect Martina Hund-Mejean as Director Management For For
11 Re-elect Sir Andrew Mackenzie as Director Management For For
12 Elect Abraham Schot as Director Management For For
13 Re-elect Jessica Uhl as Director Management For For
14 Re-elect Gerrit Zalm as Director Management For For
15 Reappoint Ernst & Young LLP as Auditors Management For For
16 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
17 Authorise Issue of Equity Management For For
18 Authorise Issue of Equity without Pre-emptive Rights Management For For
19 Authorise Market Purchase of Ordinary Shares Management For For
20 Approve the Shell Energy Transition Strategy Management For For
21 Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Shareholder Against Against
 
SOUTHWEST AIRLINES CO.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  LUV
Security ID:  844741108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David W. Biegler Management For For
1b Elect Director J. Veronica Biggins Management For For
1c Elect Director Douglas H. Brooks Management For For
1d Elect Director William H. Cunningham Management For For
1e Elect Director John G. Denison Management For For
1f Elect Director Thomas W. Gilligan Management For For
1g Elect Director Gary C. Kelly Management For For
1h Elect Director Grace D. Lieblein Management For For
1i Elect Director Nancy B. Loeffler Management For For
1j Elect Director John T. Montford Management For For
1k Elect Director Ron Ricks Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditor Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
5 Adopt Majority Vote Cast to Remove Directors With or Without Cause Shareholder Against Against
 
T-MOBILE US, INC.
Meeting Date:  JUN 03, 2021
Record Date:  APR 07, 2021
Meeting Type:  ANNUAL
Ticker:  TMUS
Security ID:  872590104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Marcelo Claure Management For Withhold
1.2 Elect Director Srikant M. Datar Management For Withhold
1.3 Elect Director Bavan M. Holloway Management For Withhold
1.4 Elect Director Timotheus Hottges Management For Withhold
1.5 Elect Director Christian P. Illek Management For Withhold
1.6 Elect Director Raphael Kubler Management For Withhold
1.7 Elect Director Thorsten Langheim Management For Withhold
1.8 Elect Director Dominique Leroy Management For Withhold
1.9 Elect Director G. Michael (Mike) Sievert Management For Withhold
1.10 Elect Director Teresa A. Taylor Management For Withhold
1.11 Elect Director Omar Tazi Management For Withhold
1.12 Elect Director Kelvin R. Westbrook Management For Withhold
1.13 Elect Director Michael Wilkens Management For Withhold
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
TARGET CORPORATION
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL
Ticker:  TGT
Security ID:  87612E106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas M. Baker, Jr. Management For For
1b Elect Director George S. Barrett Management For For
1c Elect Director Brian C. Cornell Management For For
1d Elect Director Robert L. Edwards Management For For
1e Elect Director Melanie L. Healey Management For For
1f Elect Director Donald R. Knauss Management For For
1g Elect Director Christine A. Leahy Management For For
1h Elect Director Monica C. Lozano Management For For
1i Elect Director Mary E. Minnick Management For For
1j Elect Director Derica W. Rice Management For For
1k Elect Director Kenneth L. Salazar Management For Against
1l Elect Director Dmitri L. Stockton Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Proxy Access Right Shareholder Against For
 
THE BOEING COMPANY
Meeting Date:  APR 20, 2021
Record Date:  FEB 19, 2021
Meeting Type:  ANNUAL
Ticker:  BA
Security ID:  097023105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert A. Bradway Management For For
1b Elect Director David L. Calhoun Management For For
1c Elect Director Lynne M. Doughtie Management For For
1d Elect Director Edmund P. Giambastiani, Jr. Management For For
1e Elect Director Lynn J. Good Management For For
1f Elect Director Akhil Johri Management For For
1g Elect Director Lawrence W. Kellner Management For For
1h Elect Director Steven M. Mollenkopf Management For For
1i Elect Director John M. Richardson Management For For
1j Elect Director Ronald A. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against Against
5 Provide Right to Act by Written Consent Shareholder Against Against
 
THE COCA-COLA COMPANY
Meeting Date:  APR 20, 2021
Record Date:  FEB 19, 2021
Meeting Type:  ANNUAL
Ticker:  KO
Security ID:  191216100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Herbert A. Allen Management For For
1.2 Elect Director Marc Bolland Management For For
1.3 Elect Director Ana Botin Management For For
1.4 Elect Director Christopher C. Davis Management For For
1.5 Elect Director Barry Diller Management For Against
1.6 Elect Director Helene D. Gayle Management For For
1.7 Elect Director Alexis M. Herman Management For For
1.8 Elect Director Robert A. Kotick Management For For
1.9 Elect Director Maria Elena Lagomasino Management For For
1.10 Elect Director James Quincey Management For For
1.11 Elect Director Caroline J. Tsay Management For For
1.12 Elect Director David B. Weinberg Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditor Management For For
4 Report on Sugar and Public Health Shareholder Against Against
 
THE COOPER COMPANIES, INC.
Meeting Date:  MAR 17, 2021
Record Date:  JAN 21, 2021
Meeting Type:  ANNUAL
Ticker:  COO
Security ID:  216648402
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Colleen E. Jay Management For For
1.2 Elect Director William A. Kozy Management For For
1.3 Elect Director Jody S. Lindell Management For For
1.4 Elect Director Teresa S. Madden Management For For
1.5 Elect Director Gary S. Petersmeyer Management For For
1.6 Elect Director Robert S. Weiss Management For For
1.7 Elect Director Albert G. White, III Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director M. Michele Burns Management For For
1b Elect Director Drew G. Faust Management For For
1c Elect Director Mark A. Flaherty Management For For
1d Elect Director Ellen J. Kullman Management For For
1e Elect Director Lakshmi N. Mittal Management For For
1f Elect Director Adebayo O. Ogunlesi Management For For
1g Elect Director Peter Oppenheimer Management For For
1h Elect Director David M. Solomon Management For For
1i Elect Director Jan E. Tighe Management For For
1j Elect Director Jessica R. Uhl Management For For
1k Elect Director David A. Viniar Management For For
1l Elect Director Mark O. Winkelman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Provide Right to Act by Written Consent Shareholder Against Against
6 Report on the Impacts of Using Mandatory Arbitration Shareholder Against Against
7 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
8 Report on Racial Equity Audit Shareholder Against Against
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerard J. Arpey Management For For
1b Elect Director Ari Bousbib Management For For
1c Elect Director Jeffery H. Boyd Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Helena B. Foulkes Management For For
1h Elect Director Linda R. Gooden Management For For
1i Elect Director Wayne M. Hewett Management For For
1j Elect Director Manuel Kadre Management For For
1k Elect Director Stephanie C. Linnartz Management For For
1l Elect Director Craig A. Menear Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Shareholder Written Consent Provisions Shareholder Against Against
5 Report on Political Contributions Congruency Analysis Shareholder Against For
6 Report on Prison Labor in the Supply Chain Shareholder Against Against
 
THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 13, 2020
Record Date:  AUG 14, 2020
Meeting Type:  ANNUAL
Ticker:  PG
Security ID:  742718109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Francis S. Blake Management For For
1b Elect Director Angela F. Braly Management For For
1c Elect Director Amy L. Chang Management For For
1d Elect Director Joseph Jimenez Management For For
1e Elect Director Debra L. Lee Management For For
1f Elect Director Terry J. Lundgren Management For For
1g Elect Director Christine M. McCarthy Management For For
1h Elect Director W. James McNerney, Jr. Management For For
1i Elect Director Nelson Peltz Management For For
1j Elect Director David S. Taylor Management For For
1k Elect Director Margaret C. Whitman Management For For
1l Elect Director Patricia A. Woertz Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Qualified Employee Stock Purchase Plan Management For For
5 Report on Efforts to Eliminate Deforestation Shareholder Against Against
6 Publish Annually a Report Assessing Diversity and Inclusion Efforts Shareholder Against Against
 
THE SHERWIN-WILLIAMS COMPANY
Meeting Date:  APR 21, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL
Ticker:  SHW
Security ID:  824348106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kerrii B. Anderson Management For For
1b Elect Director Arthur F. Anton Management For For
1c Elect Director Jeff M. Fettig Management For For
1d Elect Director Richard J. Kramer Management For For
1e Elect Director John G. Morikis Management For For
1f Elect Director Christine A. Poon Management For Against
1g Elect Director Aaron M. Powell Management For For
1h Elect Director Michael H. Thaman Management For For
1i Elect Director Matthew Thornton, III Management For For
1j Elect Director Steven H. Wunning Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
THE SOUTHERN COMPANY
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL
Ticker:  SO
Security ID:  842587107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Janaki Akella Management For For
1b Elect Director Juanita Powell Baranco Management For For
1c Elect Director Henry A. Clark, III Management For For
1d Elect Director Anthony F. Earley, Jr. Management For For
1e Elect Director Thomas A. Fanning Management For For
1f Elect Director David J. Grain Management For For
1g Elect Director Colette D. Honorable Management For For
1h Elect Director Donald M. James Management For For
1i Elect Director John D. Johns Management For For
1j Elect Director Dale E. Klein Management For For
1k Elect Director Ernest J. Moniz Management For For
1l Elect Director William G. Smith, Jr. Management For For
1m Elect Director E. Jenner Wood, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Reduce Supermajority Vote Requirement Management For For
 
THE TJX COMPANIES, INC.
Meeting Date:  JUN 08, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  TJX
Security ID:  872540109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Zein Abdalla Management For For
1b Elect Director Jose B. Alvarez Management For For
1c Elect Director Alan M. Bennett Management For For
1d Elect Director Rosemary T. Berkery Management For For
1e Elect Director David T. Ching Management For For
1f Elect Director C. Kim Goodwin Management For For
1g Elect Director Ernie Herrman Management For For
1h Elect Director Michael F. Hines Management For For
1i Elect Director Amy B. Lane Management For For
1j Elect Director Carol Meyrowitz Management For For
1k Elect Director Jackwyn L. Nemerov Management For For
1l Elect Director John F. O'Brien Management For For
2 Ratify PricewaterhouseCoopers as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Animal Welfare Shareholder Against Against
5 Report on Pay Disparity Shareholder Against Against
 
THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 19, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL
Ticker:  TMO
Security ID:  883556102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Marc N. Casper Management For For
1b Elect Director Nelson J. Chai Management For For
1c Elect Director C. Martin Harris Management For For
1d Elect Director Tyler Jacks Management For For
1e Elect Director R. Alexandra Keith Management For For
1f Elect Director Thomas J. Lynch Management For For
1g Elect Director Jim P. Manzi Management For For
1h Elect Director James C. Mullen Management For For
1i Elect Director Lars R. Sorensen Management For For
1j Elect Director Debora L. Spar Management For For
1k Elect Director Scott M. Sperling Management For For
1l Elect Director Dion J. Weisler Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
4 Provide Right to Call A Special Meeting Shareholder Against For
 
THOMSON REUTERS CORPORATION
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL
Ticker:  TRI
Security ID:  884903709
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David Thomson Management For For
1.2 Elect Director Steve Hasker Management For For
1.3 Elect Director Kirk E. Arnold Management For For
1.4 Elect Director David W. Binet Management For For
1.5 Elect Director W. Edmund Clark Management For For
1.6 Elect Director Michael E. Daniels Management For For
1.7 Elect Director Kirk Koenigsbauer Management For For
1.8 Elect Director Deanna Oppenheimer Management For For
1.9 Elect Director Vance K. Opperman Management For For
1.10 Elect Director Simon Paris Management For For
1.11 Elect Director Kim M. Rivera Management For For
1.12 Elect Director Barry Salzberg Management For For
1.13 Elect Director Peter J. Thomson Management For For
1.14 Elect Director Wulf von Schimmelmann Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
4 SP 1: Produce a Human Rights Risk Report Shareholder Against For
 
TOTAL SE
Meeting Date:  MAY 28, 2021
Record Date:  MAY 26, 2021
Meeting Type:  ANNUAL/SPECIAL
Ticker:  FP
Security ID:  F92124100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 2.64 per Share Management For For
4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
5 Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Management For For
6 Reelect Patrick Pouyanne as Director Management For For
7 Reelect Anne-Marie Idrac as Director Management For For
8 Elect Jacques Aschenbroich as Director Management For For
9 Elect Glenn Hubbard as Director Management For For
10 Approve Compensation Report of Corporate Officers Management For For
11 Approve Remuneration Policy of Directors Management For For
12 Approve Compensation of Patrick Pouyanne, Chairman and CEO Management For For
13 Approve Remuneration Policy of Chairman and CEO Management For Against
14 Approve the Company's Sustainable Development and Energy Transition Management For For
15 Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly Management For For
16 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Management For For
17 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
 
UNION PACIFIC CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL
Ticker:  UNP
Security ID:  907818108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Andrew H. Card, Jr. Management For For
1b Elect Director William J. DeLaney Management For For
1c Elect Director David B. Dillon Management For For
1d Elect Director Lance M. Fritz Management For For
1e Elect Director Deborah C. Hopkins Management For For
1f Elect Director Jane H. Lute Management For For
1g Elect Director Michael R. McCarthy Management For For
1h Elect Director Thomas F. McLarty, III Management For For
1i Elect Director Jose H. Villarreal Management For For
1j Elect Director Christopher J. Williams Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Approve Nonqualified Employee Stock Purchase Plan Management For For
6 Report on EEO Shareholder Against For
7 Publish Annually a Report Assessing Diversity and Inclusion Efforts Shareholder Against For
8 Annual Vote and Report on Climate Change Shareholder Against Against
 
UNITED RENTALS, INC.
Meeting Date:  MAY 06, 2021
Record Date:  MAR 09, 2021
Meeting Type:  ANNUAL
Ticker:  URI
Security ID:  911363109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jose B. Alvarez Management For For
1b Elect Director Marc A. Bruno Management For For
1c Elect Director Matthew J. Flannery Management For For
1d Elect Director Bobby J. Griffin Management For For
1e Elect Director Kim Harris Jones Management For For
1f Elect Director Terri L. Kelly Management For For
1g Elect Director Michael J. Kneeland Management For For
1h Elect Director Gracia C. Martore Management For For
1i Elect Director Filippo Passerini Management For For
1j Elect Director Donald C. Roof Management For For
1k Elect Director Shiv Singh Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Request Action by Written Consent Shareholder Against Against
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard T. Burke Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Stephen J. Hemsley Management For For
1d Elect Director Michele J. Hooper Management For For
1e Elect Director F. William McNabb, III Management For For
1f Elect Director Valerie C. Montgomery Rice Management For For
1g Elect Director John H. Noseworthy Management For For
1h Elect Director Gail R. Wilensky Management For For
1i Elect Director Andrew Witty Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  MAY 19, 2021
Record Date:  MAR 25, 2021
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Sangeeta Bhatia Management For For
1.2 Elect Director Lloyd Carney Management For Against
1.3 Elect Director Alan Garber Management For For
1.4 Elect Director Terrence Kearney Management For For
1.5 Elect Director Reshma Kewalramani Management For For
1.6 Elect Director Yuchun Lee Management For For
1.7 Elect Director Jeffrey Leiden Management For For
1.8 Elect Director Margaret McGlynn Management For For
1.9 Elect Director Diana McKenzie Management For For
1.10 Elect Director Bruce Sachs Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Report on Political Contributions and Expenditures Shareholder Against For
 
VISA INC.
Meeting Date:  JAN 26, 2021
Record Date:  NOV 27, 2020
Meeting Type:  ANNUAL
Ticker:  V
Security ID:  92826C839
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd A. Carney Management For For
1b Elect Director Mary B. Cranston Management For For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For For
1d Elect Director Alfred F. Kelly, Jr. Management For For
1e Elect Director Ramon Laguarta Management For For
1f Elect Director John F. Lundgren Management For For
1g Elect Director Robert W. Matschullat Management For For
1h Elect Director Denise M. Morrison Management For For
1i Elect Director Suzanne Nora Johnson Management For For
1j Elect Director Linda J. Rendle Management For For
1k Elect Director John A. C. Swainson Management For For
1l Elect Director Maynard G. Webb, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting Management For For
6 Provide Right to Act by Written Consent Shareholder Against Against
7 Amend Principles of Executive Compensation Program Shareholder Against Against
 
VONTIER CORPORATION
Meeting Date:  MAY 19, 2021
Record Date:  MAR 24, 2021
Meeting Type:  ANNUAL
Ticker:  VNT
Security ID:  928881101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Karen C. Francis Management For Against
1b Elect Director Mark D. Morelli Management For Against
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
WALMART INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Cesar Conde Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Sarah J. Friar Management For For
1d Elect Director Carla A. Harris Management For For
1e Elect Director Thomas W. Horton Management For For
1f Elect Director Marissa A. Mayer Management For For
1g Elect Director C. Douglas McMillon Management For For
1h Elect Director Gregory B. Penner Management For For
1i Elect Director Steven S Reinemund Management For For
1j Elect Director Randall L. Stephenson Management For For
1k Elect Director S. Robson Walton Management For For
1l Elect Director Steuart L. Walton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Refrigerants Released from Operations Shareholder Against Against
5 Report on Lobbying Payments and Policy Shareholder Against Against
6 Report on Alignment of Racial Justice Goals and Starting Wages Shareholder Against Against
7 Approve Creation of a Pandemic Workforce Advisory Council Shareholder Against Against
8 Review of Statement on the Purpose of a Corporation Shareholder Against Against
 
YELLOW CAKE PLC
Meeting Date:  SEP 02, 2020
Record Date:  AUG 28, 2020
Meeting Type:  ANNUAL
Ticker:  YCA
Security ID:  G98334108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Re-elect Anthony Tudor St John, The Lord St John of Bletso as Director Management For For
3 Re-elect Andre Liebenberg as Director Management For For
4 Re-elect Carole Whittall as Director Management For For
5 Re-elect Sofia Bianchi as Director Management For For
6 Re-elect Alexander Downer as Director Management For For
7 Re-elect Alan Rule as Director Management For For
8 Elect Alexandra Nethercott-Parkes as Director Management For For
9 Ratify RSM UK Audit LLP as Auditors Management For For
10 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
11 Authorise Issue of Equity Management For For
12 Authorise Issue of Equity without Pre-emptive Rights Management For For
13 Authorise Market Purchase of Ordinary Shares Management For For
 
ZIMMER BIOMET HOLDINGS, INC.
Meeting Date:  MAY 14, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  ZBH
Security ID:  98956P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Christopher B. Begley Management For For
1b Elect Director Betsy J. Bernard Management For For
1c Elect Director Michael J. Farrell Management For For
1d Elect Director Robert A. Hagemann Management For For
1e Elect Director Bryan C. Hanson Management For For
1f Elect Director Arthur J. Higgins Management For For
1g Elect Director Maria Teresa Hilado Management For For
1h Elect Director Syed Jafry Management For For
1i Elect Director Sreelakshmi Kolli Management For For
1j Elect Director Michael W. Michelson Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Non-Employee Director Omnibus Stock Plan Management For For
6 Amend Deferred Compensation Plan Management For For
7 Provide Right to Call Special Meeting Management For For

Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'

Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.

REGISTRANT: George Putnam Balanced Fund

BY: /s/Jonathan S. Horowitz

NAME: Jonathan S. Horowitz

TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison

DATE: AUGUST 19, 2021