N-PX 1 a_16_npx.htm PUTNAM CONVERTIBLE SECURITIES FUND

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY



INVESTMENT COMPANY ACT FILE NUMBER: 811-02280

EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Convertible Securities Fund

100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)

STEPHEN J. TATE, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110

CC:

BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)

REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000

DATE OF FISCAL YEAR END: 10/31

DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022


Putnam Convertible Securities Fund

 
BANK OF AMERICA CORPORATION
Meeting Date:  APR 26, 2022
Record Date:  MAR 01, 2022
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  060505104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sharon L. Allen Management For For
1b Elect Director Frank P. Bramble, Sr. Management For For
1c Elect Director Pierre J.P. de Weck Management For For
1d Elect Director Arnold W. Donald Management For For
1e Elect Director Linda P. Hudson Management For For
1f Elect Director Monica C. Lozano Management For For
1g Elect Director Brian T. Moynihan Management For For
1h Elect Director Lionel L. Nowell, III Management For For
1i Elect Director Denise L. Ramos Management For For
1j Elect Director Clayton S. Rose Management For For
1k Elect Director Michael D. White Management For For
1l Elect Director Thomas D. Woods Management For For
1m Elect Director R. David Yost Management For For
1n Elect Director Maria T. Zuber Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes Management For For
5 Report on Civil Rights and Nondiscrimination Audit Shareholder Against Against
6 Adopt Fossil Fuel Lending Policy Consistent with IEA's Net Zero 2050 Scenario Shareholder Against Against
7 Report on Charitable Contributions Shareholder Against Against
 
LAM RESEARCH CORPORATION
Meeting Date:  NOV 08, 2021
Record Date:  SEP 09, 2021
Meeting Type:  ANNUAL
Ticker:  LRCX
Security ID:  512807108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Sohail U. Ahmed Management For For
1.2 Elect Director Timothy M. Archer Management For For
1.3 Elect Director Eric K. Brandt Management For For
1.4 Elect Director Michael R. Cannon Management For For
1.5 Elect Director Catherine P. Lego Management For For
1.6 Elect Director Bethany J. Mayer Management For For
1.7 Elect Director Abhijit Y. Talwalkar Management For For
1.8 Elect Director Lih Shyng (Rick L.) Tsai Management For For
1.9 Elect Director Leslie F. Varon Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
PENN NATIONAL GAMING, INC.
Meeting Date:  JUN 07, 2022
Record Date:  APR 08, 2022
Meeting Type:  ANNUAL
Ticker:  PENN
Security ID:  707569109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Barbara Shattuck Kohn Management For For
1.2 Elect Director Ronald J. Naples Management For For
1.3 Elect Director Saul V. Reibstein Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Approve Omnibus Stock Plan Management For For
 
SERVICENOW, INC.
Meeting Date:  JUN 09, 2022
Record Date:  APR 11, 2022
Meeting Type:  ANNUAL
Ticker:  NOW
Security ID:  81762P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan L. Bostrom Management For For
1b Elect Director Teresa Briggs Management For For
1c Elect Director Jonathan C. Chadwick Management For Against
1d Elect Director Paul E. Chamberlain Management For For
1e Elect Director Lawrence J. Jackson, Jr. Management For For
1f Elect Director Frederic B. Luddy Management For For
1g Elect Director Jeffrey A. Miller Management For For
1h Elect Director Joseph "Larry" Quinlan Management For For
1i Elect Director Sukumar Rathnam Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
TERADYNE, INC.
Meeting Date:  MAY 13, 2022
Record Date:  MAR 17, 2022
Meeting Type:  ANNUAL
Ticker:  TER
Security ID:  880770102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Edwin J. Gillis Management For For
1b Elect Director Timothy E. Guertin Management For For
1c Elect Director Peter Herweck Management For For
1d Elect Director Mark E. Jagiela Management For For
1e Elect Director Mercedes Johnson Management For For
1f Elect Director Marilyn Matz Management For For
1g Elect Director Fouad 'Ford' Tamer Management For For
1h Elect Director Paul J. Tufano Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'

Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.

REGISTRANT: Putnam Convertible Securities Fund

BY: /s/Jonathan S. Horowitz

NAME: Jonathan S. Horowitz

TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison

DATE: AUGUST 12, 2022