N-PX 1 ggf-html6808_npx.htm GABELLI GROWTH FUND - N-PX

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-04873

The Gabelli Growth Fund

(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422

(Address of principal executive offices) (Zip code)

 

John C. Ball

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2022 – June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

 

 

ProxyEdge
Meeting Date Range: 07/01/2022 - 06/30/2023
The Gabelli Growth Fund

  

Report Date: 07/01/2023
1

 

Investment Company Report
 
  SNOWFLAKE INC.    
  Security 833445109       Meeting Type Annual  
  Ticker Symbol SNOW                  Meeting Date 07-Jul-2022  
  ISIN US8334451098       Agenda 935660705 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Class II Director: Kelly A. Kramer Management   For   For    
  1b.   Election of Class II Director: Frank Slootman Management   For   For    
  1c.   Election of Class II Director: Michael L. Speiser Management   For   For    
  2.    To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. Management   1 Year   For    
  3.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. Management   For   For    
  NIKE, INC.    
  Security 654106103       Meeting Type Annual  
  Ticker Symbol NKE                   Meeting Date 09-Sep-2022  
  ISIN US6541061031       Agenda 935692803 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Class B Director: Alan B. Graf, Jr. Management   For   For    
  1b.   Election of Class B Director: Peter B. Henry Management   For   For    
  1c.   Election of Class B Director: Michelle A. Peluso Management   For   For    
  2.    To approve executive compensation by an advisory vote. Management   For   For    
  3.    To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. Management   For   For    
  4.    To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. Management   For   For    
  5.    To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. Shareholder   Abstain   Against    
  TAKE-TWO INTERACTIVE SOFTWARE, INC.    
  Security 874054109       Meeting Type Annual  
  Ticker Symbol TTWO                  Meeting Date 16-Sep-2022  
  ISIN US8740541094       Agenda 935695366 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Strauss Zelnick Management   For   For    
  1b.   Election of Director: Michael Dornemann Management   For   For    
  1c.   Election of Director: J. Moses Management   For   For    
  1d.   Election of Director: Michael Sheresky Management   For   For    
  1e.   Election of Director: LaVerne Srinivasan Management   For   For    
  1f.   Election of Director: Susan Tolson Management   For   For    
  1g.   Election of Director: Paul Viera Management   For   For    
  1h.   Election of Director: Roland Hernandez Management   For   For    
  1i.   Election of Director: William “Bing” Gordon Management   For   For    
  1j.   Election of Director: Ellen Siminoff Management   For   For    
  2.    Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. Management   For   For    
  3.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. Management   For   For    
  THE ESTEE LAUDER COMPANIES INC.    
  Security 518439104       Meeting Type Annual  
  Ticker Symbol EL                    Meeting Date 18-Nov-2022  
  ISIN US5184391044       Agenda 935714659 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Class II Director: Ronald S. Lauder Management   For   For    
  1b.   Election of Class II Director: William P. Lauder Management   For   For    
  1c.   Election of Class II Director: Richard D. Parsons Management   For   For    
  1d.   Election of Class II Director: Lynn Forester de Rothschild Management   For   For    
  1e.   Election of Class II Director: Jennifer Tejada Management   For   For    
  1f.   Election of Class II Director: Richard F. Zannino Management   For   For    
  2.    Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2023 fiscal year. Management   For   For    
  3.    Advisory vote to approve executive compensation. Management   For   For    
  MICROSOFT CORPORATION    
  Security 594918104       Meeting Type Annual  
  Ticker Symbol MSFT                  Meeting Date 13-Dec-2022  
  ISIN US5949181045       Agenda 935722567 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Reid G. Hoffman Management   For   For    
  1b.   Election of Director: Hugh F. Johnston Management   For   For    
  1c.   Election of Director: Teri L. List Management   For   For    
  1d.   Election of Director: Satya Nadella Management   For   For    
  1e.   Election of Director: Sandra E. Peterson Management   For   For    
  1f.   Election of Director: Penny S. Pritzker Management   For   For    
  1g.   Election of Director: Carlos A. Rodriguez Management   For   For    
  1h.   Election of Director: Charles W. Scharf Management   For   For    
  1i.   Election of Director: John W. Stanton Management   For   For    
  1j.   Election of Director: John W. Thompson Management   For   For    
  1k.   Election of Director: Emma N. Walmsley Management   For   For    
  1l.   Election of Director: Padmasree Warrior Management   For   For    
  2.    Advisory vote to approve named executive officer compensation Management   For   For    
  3.    Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 Management   For   For    
  4.    Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion Shareholder   Abstain   Against    
  5.    Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records Shareholder   Abstain   Against    
  6.    Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change Shareholder   Abstain   Against    
  7.    Shareholder Proposal - Report on Government Use of Microsoft Technology Shareholder   Abstain   Against    
  8.    Shareholder Proposal - Report on Development of Products for Military Shareholder   Abstain   Against    
  9.    Shareholder Proposal - Report on Tax Transparency Shareholder   Abstain   Against    
  ZSCALER, INC.    
  Security 98980G102       Meeting Type Annual  
  Ticker Symbol ZS                    Meeting Date 13-Jan-2023  
  ISIN US98980G1022       Agenda 935743434 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Andrew Brown       For   For    
      2 Scott Darling       For   For    
      3 David Schneider       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. Management   For   For    
  3.    To approve on a non-binding, advisory basis, the compensation of our named executive officers. Management   For   For    
  COSTCO WHOLESALE CORPORATION    
  Security 22160K105       Meeting Type Annual  
  Ticker Symbol COST                  Meeting Date 19-Jan-2023  
  ISIN US22160K1051       Agenda 935745933 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Susan L. Decker Management   For   For    
  1b.   Election of Director: Kenneth D. Denman Management   For   For    
  1c.   Election of Director: Richard A. Galanti Management   For   For    
  1d.   Election of Director: Hamilton E. James Management   For   For    
  1e.   Election of Director: W. Craig Jelinek Management   For   For    
  1f.   Election of Director: Sally Jewell Management   For   For    
  1g.   Election of Director: Charles T. Munger Management   For   For    
  1h.   Election of Director: Jeffrey S. Raikes Management   For   For    
  1i.   Election of Director: John W. Stanton Management   For   For    
  1j.   Election of Director: Ron M. Vachris Management   For   For    
  1k.   Election of Director: Maggie Wilderotter Management   For   For    
  2.    Ratification of selection of independent auditors. Management   For   For    
  3.    Approval, on an advisory basis, of executive compensation. Management   For   For    
  4.    Approval, on an advisory basis, of frequency of future advisory votes on executive compensation. Management   1 Year   For    
  5.    Shareholder proposal regarding report on risks of state policies restricting reproductive rights. Shareholder   Abstain   Against    
  VISA INC.    
  Security 92826C839       Meeting Type Annual  
  Ticker Symbol V                     Meeting Date 24-Jan-2023  
  ISIN US92826C8394       Agenda 935745779 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Lloyd A. Carney Management   For   For    
  1b.   Election of Director: Kermit R. Crawford Management   For   For    
  1c.   Election of Director: Francisco Javier Fernández-Carbajal Management   For   For    
  1d.   Election of Director: Alfred F. Kelly, Jr. Management   For   For    
  1e.   Election of Director: Ramon Laguarta Management   For   For    
  1f.   Election of Director: Teri L. List Management   For   For    
  1g.   Election of Director: John F. Lundgren Management   For   For    
  1h.   Election of Director: Denise M. Morrison Management   For   For    
  1i.   Election of Director: Linda J. Rendle Management   For   For    
  1j.   Election of Director: Maynard G. Webb, Jr. Management   For   For    
  2.    To approve, on an advisory basis, the compensation paid to our named executive officers. Management   For   For    
  3.    To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. Management   1 Year   For    
  4.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. Management   For   For    
  5.    To vote on a stockholder proposal requesting an independent board chair policy. Shareholder   Against   For    
  APPLE INC.    
  Security 037833100       Meeting Type Annual  
  Ticker Symbol AAPL                  Meeting Date 10-Mar-2023  
  ISIN US0378331005       Agenda 935757700 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a    Election of Director: James Bell Management   For   For    
  1b    Election of Director: Tim Cook Management   For   For    
  1c    Election of Director: Al Gore Management   For   For    
  1d    Election of Director: Alex Gorsky Management   For   For    
  1e    Election of Director: Andrea Jung Management   For   For    
  1f    Election of Director: Art Levinson Management   For   For    
  1g    Election of Director: Monica Lozano Management   For   For    
  1h    Election of Director: Ron Sugar Management   For   For    
  1i    Election of Director: Sue Wagner Management   For   For    
  2.    Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2023 Management   For   For    
  3.    Advisory vote to approve executive compensation Management   For   For    
  4.    Advisory vote on the frequency of advisory votes on executive compensation Management   1 Year   For    
  5.    A shareholder proposal entitled “Civil Rights and Non- Discrimination Audit Proposal” Shareholder   Abstain   Against    
  6.    A shareholder proposal entitled “Communist China Audit” Shareholder   Abstain   Against    
  7.    A shareholder proposal on Board policy for communication with shareholder proponents Shareholder   Against   For    
  8.    A shareholder proposal entitled “Racial and Gender Pay Gaps” Shareholder   Abstain   Against    
  9.    A shareholder proposal entitled “Shareholder Proxy Access Amendments” Shareholder   Abstain   Against    
  STARBUCKS CORPORATION    
  Security 855244109       Meeting Type Annual  
  Ticker Symbol SBUX                  Meeting Date 23-Mar-2023  
  ISIN US8552441094       Agenda 935762193 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Richard E. Allison, Jr. Management   For   For    
  1b.   Election of Director: Andrew Campion Management   For   For    
  1c.   Election of Director: Beth Ford Management   For   For    
  1d.   Election of Director: Mellody Hobson Management   For   For    
  1e.   Election of Director: Jørgen Vig Knudstorp Management   For   For    
  1f.   Election of Director: Satya Nadella Management   For   For    
  1g.   Election of Director: Laxman Narasimhan Management   For   For    
  1h.   Election of Director: Howard Schultz Management   For   For    
  2.    Approval, on a nonbinding basis, of the compensation paid to our named executive officers Management   For   For    
  3.    Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation Management   1 Year   For    
  4.    Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 Management   For   For    
  5.    Report on Plant-Based Milk Pricing Shareholder   Against   For    
  6.    CEO Succession Planning Policy Amendment Shareholder   Against   For    
  7.    Annual Reports on Company Operations in China Shareholder   Abstain   Against    
  8.    Assessment of Worker Rights Commitments Shareholder   Abstain   Against    
  9.    Creation of Board Committee on Corporate Sustainability Shareholder   Against   For    
  THE WALT DISNEY COMPANY    
  Security 254687106       Meeting Type Annual  
  Ticker Symbol DIS                   Meeting Date 03-Apr-2023  
  ISIN US2546871060       Agenda 935766595 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Mary T. Barra Management   For   For    
  1b.   Election of Director: Safra A. Catz Management   For   For    
  1c.   Election of Director: Amy L. Chang Management   For   For    
  1d.   Election of Director: Francis A. deSouza Management   For   For    
  1e.   Election of Director: Carolyn N. Everson Management   For   For    
  1f.   Election of Director: Michael B.G. Froman Management   For   For    
  1g.   Election of Director: Robert A. Iger Management   For   For    
  1h.   Election of Director: Maria Elena Lagomasino Management   For   For    
  1i.   Election of Director: Calvin R. McDonald Management   For   For    
  1j.   Election of Director: Mark G. Parker Management   For   For    
  1k.   Election of Director: Derica W. Rice Management   For   For    
  2.    Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2023. Management   For   For    
  3.    Consideration of an advisory vote to approve executive compensation. Management   For   For    
  4.    Consideration of an advisory vote on the frequency of advisory votes on executive compensation. Management   1 Year   For    
  5.    Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. Shareholder   Abstain   Against    
  6.    Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. Shareholder   Abstain   Against    
  7.    Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. Shareholder   Abstain   Against    
  THE SHERWIN-WILLIAMS COMPANY    
  Security 824348106       Meeting Type Annual  
  Ticker Symbol SHW                   Meeting Date 19-Apr-2023  
  ISIN US8243481061       Agenda 935772562 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Kerrii B. Anderson Management   For   For    
  1b.   Election of Director: Arthur F. Anton Management   For   For    
  1c.   Election of Director: Jeff M. Fettig Management   For   For    
  1d.   Election of Director: John G. Morikis Management   For   For    
  1e.   Election of Director: Christine A. Poon Management   For   For    
  1f.   Election of Director: Aaron M. Powell Management   For   For    
  1g.   Election of Director: Marta R. Stewart Management   For   For    
  1h.   Election of Director: Michael H. Thaman Management   For   For    
  1i.   Election of Director: Matthew Thornton III Management   For   For    
  2.    Advisory approval of the compensation of the named executives. Management   For   For    
  3.    Advisory approval of the frequency of the advisory vote on the compensation of the named executives. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. Management   For   For    
  ADOBE INC.    
  Security 00724F101       Meeting Type Annual  
  Ticker Symbol ADBE                  Meeting Date 20-Apr-2023  
  ISIN US00724F1012       Agenda 935770126 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director to serve for a one-year term: Amy Banse Management   For   For    
  1b.   Election of Director to serve for a one-year term: Brett Biggs Management   For   For    
  1c.   Election of Director to serve for a one-year term: Melanie Boulden Management   For   For    
  1d.   Election of Director to serve for a one-year term: Frank Calderoni Management   For   For    
  1e.   Election of Director to serve for a one-year term: Laura Desmond Management   For   For    
  1f.   Election of Director to serve for a one-year term: Shantanu Narayen Management   For   For    
  1g.   Election of Director to serve for a one-year term: Spencer Neumann Management   For   For    
  1h.   Election of Director to serve for a one-year term: Kathleen Oberg Management   For   For    
  1i.   Election of Director to serve for a one-year term: Dheeraj Pandey Management   For   For    
  1j.   Election of Director to serve for a one-year term: David Ricks Management   For   For    
  1k.   Election of Director to serve for a one-year term: Daniel Rosensweig Management   For   For    
  1l.   Election of Director to serve for a one-year term: John Warnock Management   For   For    
  2.    Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. Management   Against   Against    
  3.    Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. Management   For   For    
  4.    Approve, on an advisory basis, the compensation of our named executive officers. Management   For   For    
  5.    Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. Management   1 Year   For    
  6.    Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. Shareholder   Abstain   Against    
  MSCI INC.    
  Security 55354G100       Meeting Type Annual  
  Ticker Symbol MSCI                  Meeting Date 25-Apr-2023  
  ISIN US55354G1004       Agenda 935774554 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Henry A. Fernandez Management   For   For    
  1b.   Election of Director: Robert G. Ashe Management   For   For    
  1c.   Election of Director: Wayne Edmunds Management   For   For    
  1d.   Election of Director: Catherine R. Kinney Management   For   For    
  1e.   Election of Director: Robin Matlock Management   For   For    
  1f.   Election of Director: Jacques P. Perold Management   For   For    
  1g.   Election of Director: C.D. Baer Pettit Management   For   For    
  1h.   Election of Director: Sandy C. Rattray Management   For   For    
  1i.   Election of Director: Linda H. Riefler Management   For   For    
  1j.   Election of Director: Marcus L. Smith Management   For   For    
  1k.   Election of Director: Rajat Taneja Management   For   For    
  1l.   Election of Director: Paula Volent Management   For   For    
  2.    To approve, by non-binding vote, our executive compensation, as described in these proxy materials. Management   For   For    
  3.    To recommend, by non-binding vote, the frequency of future advisory votes to approve executive compensation. Management   1 Year   For    
  4.    To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. Management   For   For    
  ASML HOLDINGS N.V.    
  Security N07059210       Meeting Type Annual  
  Ticker Symbol ASML                  Meeting Date 26-Apr-2023  
  ISIN USN070592100       Agenda 935815932 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  3a    Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 Management   For   For    
  3b    Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law Management   For   For    
  3d    Proposal to adopt a dividend in respect of the financial year 2022 Management   For   For    
  4a    Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 Management   For   For    
  4b    Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 Management   For   For    
  5     Proposal to approve the number of shares for the Board of Management Management   For   For    
  6a    Proposal to amend the Remuneration Policy for the Supervisory Board Management   For   For    
  6b    Proposal to amend the remuneration of the members of the Supervisory Board Management   For   For    
  8a    Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board Management   For   For    
  8b    Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board Management   For   For    
  9     Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation Management   For   For    
  10a   Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances Management   For   For    
  10b   Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) Management   Abstain   Against    
  11    Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital Management   For   For    
  12    Proposal to cancel ordinary shares Management   For   For    
  INTUITIVE SURGICAL, INC.    
  Security 46120E602       Meeting Type Annual  
  Ticker Symbol ISRG                  Meeting Date 27-Apr-2023  
  ISIN US46120E6023       Agenda 935779744 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Craig H. Barratt, Ph.D. Management   For   For    
  1b.   Election of Director: Joseph C. Beery Management   For   For    
  1c.   Election of Director: Gary S. Guthart, Ph.D. Management   For   For    
  1d.   Election of Director: Amal M. Johnson Management   For   For    
  1e.   Election of Director: Don R. Kania, Ph.D. Management   For   For    
  1f.   Election of Director: Amy L. Ladd, M.D. Management   For   For    
  1g.   Election of Director: Keith R. Leonard, Jr. Management   For   For    
  1h.   Election of Director: Alan J. Levy, Ph.D. Management   For   For    
  1i.   Election of Director: Jami Dover Nachtsheim Management   For   For    
  1j.   Election of Director: Monica P. Reed, M.D. Management   For   For    
  1k.   Election of Director: Mark J. Rubash Management   For   For    
  2.    To approve, by advisory vote, the compensation of the Company’s Named Executive Officers Management   For   For    
  3.    To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company’s Named Executive Officers. Management   1 Year   For    
  4.    The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  5.    The stockholder proposal regarding pay equity disclosure. Shareholder   Abstain   Against    
  ELI LILLY AND COMPANY    
  Security 532457108       Meeting Type Annual  
  Ticker Symbol LLY                   Meeting Date 01-May-2023  
  ISIN US5324571083       Agenda 935784769 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director to serve a three-year term: William G. Kaelin, Jr. Management   For   For    
  1b.   Election of Director to serve a three-year term: David A. Ricks Management   For   For    
  1c.   Election of Director to serve a three-year term: Marschall S. Runge Management   For   For    
  1d.   Election of Director to serve a three-year term: Karen Walker Management   For   For    
  2.    Approval, on an advisory basis, of the compensation paid to the company’s named executive officers. Management   For   For    
  3.    Advisory vote on frequency of future advisory votes on named executive officer compensation. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. Management   For   For    
  5.    Approval of amendments to the company’s Articles of Incorporation to eliminate the classified board structure. Management   For   For    
  6.    Approval of amendments to the company’s Articles of Incorporation to eliminate supermajority voting provisions. Management   For   For    
  7.    Shareholder proposal to publish an annual report disclosing lobbying activities. Shareholder   Abstain   Against    
  8.    Shareholder proposal to eliminate supermajority voting requirements. Shareholder   Against   For    
  9.    Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. Shareholder   Against   For    
  10.   Shareholder proposal to report on risks of supporting abortion. Shareholder   Abstain   Against    
  11.   Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. Shareholder   Abstain   Against    
  12.   Shareholder proposal to report on effectiveness of the company’s diversity, equity, and inclusion efforts. Shareholder   Abstain   Against    
  13.   Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. Shareholder   Abstain   Against    
  LATTICE SEMICONDUCTOR CORPORATION    
  Security 518415104       Meeting Type Annual  
  Ticker Symbol LSCC                  Meeting Date 05-May-2023  
  ISIN US5184151042       Agenda 935785709 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.1   Election of Director: James R. Anderson Management   For   For    
  1.2   Election of Director: Robin A. Abrams Management   For   For    
  1.3   Election of Director: Douglas Bettinger Management   For   For    
  1.4   Election of Director: Mark E. Jensen Management   For   For    
  1.5   Election of Director: James P. Lederer Management   For   For    
  1.6   Election of Director: D. Jeffrey Richardson Management   For   For    
  1.7   Election of Director: Elizabeth Schwarting Management   For   For    
  1.8   Election of Director: Raejeanne Skillern Management   For   For    
  2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2023. Management   For   For    
  3.    To approve on a non-binding, advisory basis, our Named Executive Officers’ compensation. Management   For   For    
  4.    To approve on a non-binding, advisory basis, the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  5.    To approve our 2023 Equity Incentive Plan and the number of shares reserved for issuance under the 2023 Equity Incentive Plan. Management   Against   Against    
  DANAHER CORPORATION    
  Security 235851102       Meeting Type Annual  
  Ticker Symbol DHR                   Meeting Date 09-May-2023  
  ISIN US2358511028       Agenda 935795510 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair Management   For   For    
  1b.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan Management   For   For    
  1c.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler Management   For   For    
  1d.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri List Management   For   For    
  1e.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. Management   For   For    
  1f.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH Management   For   For    
  1g.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales Management   For   For    
  1h.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales Management   For   For    
  1i.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL Management   For   For    
  1j.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders Management   For   For    
  1k.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters Management   For   For    
  1l.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon Management   For   For    
  1m.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D Management   For   For    
  1n.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD Management   For   For    
  2.    To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2023. Management   For   For    
  3.    To approve on an advisory basis the Company’s named executive officer compensation. Management   For   For    
  4.    To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company’s executive officer compensation. Management   1 Year   For    
  5.    To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. Shareholder   Against   For    
  6.    To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company’s diversity, equity and inclusion efforts. Shareholder   Abstain   Against    
  EDWARDS LIFESCIENCES CORPORATION    
  Security 28176E108       Meeting Type Annual  
  Ticker Symbol EW                    Meeting Date 11-May-2023  
  ISIN US28176E1082       Agenda 935792261 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.1   Election of Director: Kieran T. Gallahue Management   For   For    
  1.2   Election of Director: Leslie S. Heisz Management   For   For    
  1.3   Election of Director: Paul A. LaViolette Management   For   For    
  1.4   Election of Director: Steven R. Loranger Management   For   For    
  1.5   Election of Director: Martha H. Marsh Management   For   For    
  1.6   Election of Director: Michael A. Mussallem Management   For   For    
  1.7   Election of Director: Ramona Sequeira Management   For   For    
  1.8   Election of Director: Nicholas J. Valeriani Management   For   For    
  1.9   Election of Director: Bernard J. Zovighian Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer Compensation Management   For   For    
  3.    Advisory Vote to Approve Frequency of Future Advisory Votes on Named Executive Officer Compensation Management   1 Year   For    
  4.    Ratification of Appointment of Independent Registered Public Accounting Firm Management   For   For    
  5.    Approval of Amendment of the Certificate of Incorporation to Provide for Exculpation of Officers Management   For   For    
  6.    Stockholder Proposal regarding Independent Board Chairman Policy Shareholder   Against   For    
  TESLA, INC.    
  Security 88160R101       Meeting Type Annual  
  Ticker Symbol TSLA                  Meeting Date 16-May-2023  
  ISIN US88160R1014       Agenda 935804636 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.1   Election of Director: Elon Musk Management   For   For    
  1.2   Election of Director: Robyn Denholm Management   For   For    
  1.3   Election of Director: JB Straubel Management   For   For    
  2.    Tesla proposal to approve executive compensation on a non- binding advisory basis. Management   For   For    
  3.    Tesla proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. Management   3 Years   For    
  4.    Tesla proposal to ratify the appointment of independent registered public accounting firm. Management   For   For    
  5.    Stockholder proposal regarding reporting on key-person risk. Shareholder   Against   For    
  ENPHASE ENERGY, INC.    
  Security 29355A107       Meeting Type Annual  
  Ticker Symbol ENPH                  Meeting Date 17-May-2023  
  ISIN US29355A1079       Agenda 935812013 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Jamie Haenggi       For   For    
      2 Benjamin Kortlang       For   For    
      3 Richard Mora       For   For    
  2.    To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. Management   For   For    
  3.    To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  ZOETIS INC.    
  Security 98978V103       Meeting Type Annual  
  Ticker Symbol ZTS                   Meeting Date 18-May-2023  
  ISIN US98978V1035       Agenda 935801224 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Paul M. Bisaro Management   For   For    
  1b.   Election of Director: Vanessa Broadhurst Management   For   For    
  1c.   Election of Director: Frank A. D’Amelio Management   For   For    
  1d.   Election of Director: Michael B. McCallister Management   For   For    
  1e.   Election of Director: Gregory Norden Management   For   For    
  1f.   Election of Director: Louise M. Parent Management   For   For    
  1g.   Election of Director: Kristin C. Peck Management   For   For    
  1h.   Election of Director: Robert W. Scully Management   For   For    
  2.    Advisory vote to approve our executive compensation. Management   For   For    
  3.    Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. Management   For   For    
  4.    Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. Management   For   For    
  5.    Shareholder proposal regarding ability to call a special meeting. Shareholder   Against   For    
  MARSH & MCLENNAN COMPANIES, INC.    
  Security 571748102       Meeting Type Annual  
  Ticker Symbol MMC                   Meeting Date 18-May-2023  
  ISIN US5717481023       Agenda 935801541 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Anthony K. Anderson Management   For   For    
  1b.   Election of Director: John Q. Doyle Management   For   For    
  1c.   Election of Director: Hafize Gaye Erkan Management   For   For    
  1d.   Election of Director: Oscar Fanjul Management   For   For    
  1e.   Election of Director: H. Edward Hanway Management   For   For    
  1f.   Election of Director: Judith Hartmann Management   For   For    
  1g.   Election of Director: Deborah C. Hopkins Management   For   For    
  1h.   Election of Director: Tamara Ingram Management   For   For    
  1i.   Election of Director: Jane H. Lute Management   For   For    
  1j.   Election of Director: Steven A. Mills Management   For   For    
  1k.   Election of Director: Bruce P. Nolop Management   For   For    
  1l.   Election of Director: Morton O. Schapiro Management   For   For    
  1m.   Election of Director: Lloyd M. Yates Management   For   For    
  1n.   Election of Director: Ray G. Young Management   For   For    
  2.    Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation Management   For   For    
  3.    Advisory (Nonbinding) Vote on the Frequency of Future Votes on Named Executive Officer Compensation Management   1 Year   For    
  4.    Ratification of Selection of Independent Registered Public Accounting Firm Management   For   For    
  NEXTERA ENERGY, INC.    
  Security 65339F101       Meeting Type Annual  
  Ticker Symbol NEE                   Meeting Date 18-May-2023  
  ISIN US65339F1012       Agenda 935808696 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Nicole S. Arnaboldi Management   For   For    
  1b.   Election of Director: Sherry S. Barrat Management   For   For    
  1c.   Election of Director: James L. Camaren Management   For   For    
  1d.   Election of Director: Kenneth B. Dunn Management   For   For    
  1e.   Election of Director: Naren K. Gursahaney Management   For   For    
  1f.   Election of Director: Kirk S. Hachigian Management   For   For    
  1g.   Election of Director: John W. Ketchum Management   For   For    
  1h.   Election of Director: Amy B. Lane Management   For   For    
  1i.   Election of Director: David L. Porges Management   For   For    
  1j.   Election of Director: Deborah “Dev” Stahlkopf Management   For   For    
  1k.   Election of Director: John A. Stall Management   For   For    
  1l.   Election of Director: Darryl L. Wilson Management   For   For    
  2.    Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2023 Management   For   For    
  3.    Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement Management   For   For    
  4.    Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy’s compensation of its named executive officers every 1, 2 or 3 years Management   1 Year   For    
  5.    A proposal entitled “Board Skills Disclosure” requesting a chart of individual board skills Shareholder   Abstain   Against    
  THE CHARLES SCHWAB CORPORATION    
  Security 808513105       Meeting Type Annual  
  Ticker Symbol SCHW                  Meeting Date 18-May-2023  
  ISIN US8085131055       Agenda 935809523 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of director: Marianne C. Brown Management   For   For    
  1b.   Election of director: Frank C. Herringer Management   For   For    
  1c.   Election of director: Gerri K. Martin-Flickinger Management   For   For    
  1d.   Election of director: Todd M. Ricketts Management   For   For    
  1e.   Election of director: Carolyn Schwab-Pomerantz Management   For   For    
  2.    Ratification of the selection of Deloitte & Touche LLP as independent auditors Management   For   For    
  3.    Advisory vote to approve named executive officer compensation Management   For   For    
  4.    Frequency of advisory vote on named executive officer compensation Management   1 Year   For    
  5.    Stockholder Proposal requesting pay equity disclosure Shareholder   Abstain   Against    
  6.    Stockholder Proposal requesting company report on discrimination risk oversight and impact Shareholder   Abstain   Against    
  THERMO FISHER SCIENTIFIC INC.    
  Security 883556102       Meeting Type Annual  
  Ticker Symbol TMO                   Meeting Date 24-May-2023  
  ISIN US8835561023       Agenda 935803709 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Marc N. Casper Management   For   For    
  1b.   Election of Director: Nelson J. Chai Management   For   For    
  1c.   Election of Director: Ruby R. Chandy Management   For   For    
  1d.   Election of Director: C. Martin Harris Management   For   For    
  1e.   Election of Director: Tyler Jacks Management   For   For    
  1f.   Election of Director: R. Alexandra Keith Management   For   For    
  1g.   Election of Director: James C. Mullen Management   For   For    
  1h.   Election of Director: Lars R. Sørensen Management   For   For    
  1i.   Election of Director: Debora L. Spar Management   For   For    
  1j.   Election of Director: Scott M. Sperling Management   For   For    
  1k.   Election of Director: Dion J. Weisler Management   For   For    
  2.    An advisory vote to approve named executive officer compensation. Management   For   For    
  3.    An advisory vote on the frequency of future named executive officer advisory votes. Management   1 Year   For    
  4.    Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2023. Management   For   For    
  5.    Approval of the Company’s Amended and Restated 2013 Stock Incentive Plan. Management   For   For    
  6.    Approval of the Company’s 2023 Global Employee Stock Purchase Plan. Management   For   For    
  BLACKROCK, INC.    
  Security 09247X101       Meeting Type Annual  
  Ticker Symbol BLK                   Meeting Date 24-May-2023  
  ISIN US09247X1019       Agenda 935821000 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Bader M. Alsaad Management   For   For    
  1b.   Election of Director: Pamela Daley Management   For   For    
  1c.   Election of Director: Laurence D. Fink Management   For   For    
  1d.   Election of Director: William E. Ford Management   For   For    
  1e.   Election of Director: Fabrizio Freda Management   For   For    
  1f.   Election of Director: Murry S. Gerber Management   For   For    
  1g.   Election of Director: Margaret “Peggy” L. Johnson Management   For   For    
  1h.   Election of Director: Robert S. Kapito Management   For   For    
  1i.   Election of Director: Cheryl D. Mills Management   For   For    
  1j.   Election of Director: Gordon M. Nixon Management   For   For    
  1k.   Election of Director: Kristin C. Peck Management   For   For    
  1l.   Election of Director: Charles H. Robbins Management   For   For    
  1m.   Election of Director: Marco Antonio Slim Domit Management   For   For    
  1n.   Election of Director: Hans E. Vestberg Management   For   For    
  1o.   Election of Director: Susan L. Wagner Management   For   For    
  1p.   Election of Director: Mark Wilson Management   For   For    
  2.    Approval, in a non-binding advisory vote, of the compensation for named executive officers. Management   For   For    
  3.    Approval, in a non-binding advisory vote, of the frequency of future executive compensation advisory votes. Management   1 Year   For    
  4.    Ratification of the appointment of Deloitte LLP as BlackRock’s independent registered public accounting firm for the fiscal year 2023. Management   For   For    
  5.    Shareholder Proposal - Civil rights, non-discrimination and returns to merit audit. Shareholder   Abstain   Against    
  6.    Shareholder Proposal - Production of a report on BlackRock’s ability to “engineer decarbonization in the real economy”. Shareholder   Abstain   Against    
  7.    Shareholder Proposal - Impact report for climate-related human risks of iShares U.S. Aerospace and Defense Exchange-Traded Fund. Shareholder   Abstain   Against    
  AMAZON.COM, INC.    
  Security 023135106       Meeting Type Annual  
  Ticker Symbol AMZN                  Meeting Date 24-May-2023  
  ISIN US0231351067       Agenda 935825452 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Jeffrey P. Bezos Management   For   For    
  1b.   Election of Director: Andrew R. Jassy Management   For   For    
  1c.   Election of Director: Keith B. Alexander Management   For   For    
  1d.   Election of Director: Edith W. Cooper Management   For   For    
  1e.   Election of Director: Jamie S. Gorelick Management   For   For    
  1f.   Election of Director: Daniel P. Huttenlocher Management   For   For    
  1g.   Election of Director: Judith A. McGrath Management   For   For    
  1h.   Election of Director: Indra K. Nooyi Management   For   For    
  1i.   Election of Director: Jonathan J. Rubinstein Management   For   For    
  1j.   Election of Director: Patricia Q. Stonesifer Management   For   For    
  1k.   Election of Director: Wendell P. Weeks Management   For   For    
  2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management   For   For    
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management   For   For    
  4.    ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION Management   1 Year   For    
  5.    REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW Management   For   For    
  6.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS Shareholder   Abstain   Against    
  7.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE Shareholder   Abstain   Against    
  8.    SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS Shareholder   Abstain   Against    
  9.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS Shareholder   Abstain   Against    
  10.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS Shareholder   Abstain   Against    
  11.   SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING Shareholder   Against   For    
  12.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING Shareholder   Abstain   Against    
  13.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY Shareholder   Abstain   Against    
  14.   SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS Shareholder   Abstain   Against    
  15.   SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS Shareholder   Against   For    
  16.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION Shareholder   Abstain   Against    
  17.   SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS Shareholder   Against   For    
  18.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS Shareholder   Abstain   Against    
  19.   SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE Shareholder   Against   For    
  20.   SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY Shareholder   Against   For    
  21.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS Shareholder   Abstain   Against    
  22.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS Shareholder   Abstain   Against    
  23.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES Shareholder   Abstain   Against    
  CHIPOTLE MEXICAN GRILL, INC.    
  Security 169656105       Meeting Type Annual  
  Ticker Symbol CMG                   Meeting Date 25-May-2023  
  ISIN US1696561059       Agenda 935815603 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.1   Election of Director: Albert Baldocchi Management   For   For    
  1.2   Election of Director: Matthew Carey Management   For   For    
  1.3   Election of Director: Gregg Engles Management   For   For    
  1.4   Election of Director: Patricia Fili-Krushel Management   For   For    
  1.5   Election of Director: Mauricio Gutierrez Management   For   For    
  1.6   Election of Director: Robin Hickenlooper Management   For   For    
  1.7   Election of Director: Scott Maw Management   For   For    
  1.8   Election of Director: Brian Niccol Management   For   For    
  1.9   Election of Director: Mary Winston Management   For   For    
  2.    An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement (“say on pay”). Management   For   For    
  3.    An advisory vote on the frequency of future say on pay votes. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. Management   For   For    
  5.    Shareholder Proposal - Request to limit certain bylaw amendments. Shareholder   Against   For    
  6.    Shareholder Proposal - Request to adopt a non- interference policy. Shareholder   Abstain   Against    
  META PLATFORMS, INC.    
  Security 30303M102       Meeting Type Annual  
  Ticker Symbol META                  Meeting Date 31-May-2023  
  ISIN US30303M1027       Agenda 935830960 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Peggy Alford       For   For    
      2 Marc L. Andreessen       For   For    
      3 Andrew W. Houston       For   For    
      4 Nancy Killefer       For   For    
      5 Robert M. Kimmitt       For   For    
      6 Sheryl K. Sandberg       For   For    
      7 Tracey T. Travis       For   For    
      8 Tony Xu       For   For    
      9 Mark Zuckerberg       For   For    
  2.    To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  3.    A shareholder proposal regarding government takedown requests. Shareholder   Abstain   Against    
  4.    A shareholder proposal regarding dual class capital structure. Shareholder   Against   For    
  5.    A shareholder proposal regarding human rights impact assessment of targeted advertising. Shareholder   Abstain   Against    
  6.    A shareholder proposal regarding report on lobbying disclosures. Shareholder   Abstain   Against    
  7.    A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. Shareholder   Abstain   Against    
  8.    A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. Shareholder   Abstain   Against    
  9.    A shareholder proposal regarding report on reproductive rights and data privacy. Shareholder   Abstain   Against    
  10.   A shareholder proposal regarding report on enforcement of Community Standards and user content. Shareholder   Abstain   Against    
  11.   A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. Shareholder   Abstain   Against    
  12.   A shareholder proposal regarding report on pay calibration to externalized costs. Shareholder   Against   For    
  13.   A shareholder proposal regarding performance review of the audit & risk oversight committee. Shareholder   Against   For    
  SERVICENOW, INC.    
  Security 81762P102       Meeting Type Annual  
  Ticker Symbol NOW                   Meeting Date 01-Jun-2023  
  ISIN US81762P1021       Agenda 935821062 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Susan L. Bostrom Management   For   For    
  1b.   Election of Director: Teresa Briggs Management   For   For    
  1c.   Election of Director: Jonathan C. Chadwick Management   For   For    
  1d.   Election of Director: Paul E. Chamberlain Management   For   For    
  1e.   Election of Director: Lawrence J. Jackson, Jr. Management   For   For    
  1f.   Election of Director: Frederic B. Luddy Management   For   For    
  1g.   Election of Director: William R. McDermott Management   For   For    
  1h.   Election of Director: Jeffrey A. Miller Management   For   For    
  1i.   Election of Director: Joseph “Larry” Quinlan Management   For   For    
  1j.   Election of Director: Anita M. Sands Management   For   For    
  2.    To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). Management   For   For    
  3.    To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. Management   For   For    
  4.    To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. Management   Against   Against    
  5.    To elect Deborah Black as a director. Management   For   For    
  NETFLIX, INC.    
  Security 64110L106       Meeting Type Annual  
  Ticker Symbol NFLX                  Meeting Date 01-Jun-2023  
  ISIN US64110L1061       Agenda 935831126 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner Management   For   For    
  1b.   Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings Management   For   For    
  1c.   Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag Management   For   For    
  1d.   Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos Management   For   For    
  2.    Ratification of appointment of independent registered public accounting firm. Management   For   For    
  3.    Advisory approval of named executive officer compensation. Management   For   For    
  4.    Advisory vote on the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  5.    Stockholder proposal entitled, “Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements,” if properly presented at the meeting. Shareholder   Against   For    
  6.    Stockholder proposal entitled, “Netflix-Exclusive Board of Directors,” if properly presented at the meeting. Shareholder   Against   For    
  7.    Stockholder proposal requesting a report on the Company’s 401(K) Plan, if properly presented at the meeting. Shareholder   Abstain   Against    
  8.    Stockholder proposal entitled, “Policy on Freedom of Association,” if properly presented at the meeting. Shareholder   Abstain   Against    
  CLOUDFLARE, INC.    
  Security 18915M107       Meeting Type Annual  
  Ticker Symbol NET                   Meeting Date 01-Jun-2023  
  ISIN US18915M1071       Agenda 935831859 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Scott Sandell       Withheld   Against    
      2 Michelle Zatlyn       For   For    
  2.    Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. Management   For   For    
  3.    Approval, on an advisory basis, of the compensation of our named executive officers. Management   For   For    
  ALPHABET INC.    
  Security 02079K305       Meeting Type Annual  
  Ticker Symbol GOOGL                 Meeting Date 02-Jun-2023  
  ISIN US02079K3059       Agenda 935830946 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Larry Page Management   For   For    
  1b.   Election of Director: Sergey Brin Management   For   For    
  1c.   Election of Director: Sundar Pichai Management   For   For    
  1d.   Election of Director: John L. Hennessy Management   For   For    
  1e.   Election of Director: Frances H. Arnold Management   For   For    
  1f.   Election of Director: R. Martin “Marty” Chávez Management   For   For    
  1g.   Election of Director: L. John Doerr Management   For   For    
  1h.   Election of Director: Roger W. Ferguson Jr. Management   For   For    
  1i.   Election of Director: Ann Mather Management   For   For    
  1j.   Election of Director: K. Ram Shriram Management   For   For    
  1k.   Election of Director: Robin L. Washington Management   For   For    
  2.    Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2023 Management   For   For    
  3.    Approval of amendment and restatement of Alphabet’s Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock Management   For   For    
  4.    Advisory vote to approve compensation awarded to named executive officers Management   For   For    
  5.    Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers Management   3 Years   For    
  6.    Stockholder proposal regarding a lobbying report Shareholder   Abstain   Against    
  7.    Stockholder proposal regarding a congruency report Shareholder   Abstain   Against    
  8.    Stockholder proposal regarding a climate lobbying report Shareholder   Abstain   Against    
  9.    Stockholder proposal regarding a report on reproductive rights and data privacy Shareholder   Abstain   Against    
  10.   Stockholder proposal regarding a human rights assessment of data center siting Shareholder   Abstain   Against    
  11.   Stockholder proposal regarding a human rights assessment of targeted ad policies and practices Shareholder   Abstain   Against    
  12.   Stockholder proposal regarding algorithm disclosures Shareholder   Abstain   Against    
  13.   Stockholder proposal regarding a report on alignment of YouTube policies with legislation Shareholder   Against   For    
  14.   Stockholder proposal regarding a content governance report Shareholder   Abstain   Against    
  15.   Stockholder proposal regarding a performance review of the Audit and Compliance Committee Shareholder   Against   For    
  16.   Stockholder proposal regarding bylaws amendment Shareholder   Against   For    
  17.   Stockholder proposal regarding “executives to retain significant stock” Shareholder   Against   For    
  18.   Stockholder proposal regarding equal shareholder voting Shareholder   Against   For    
  UNITEDHEALTH GROUP INCORPORATED    
  Security 91324P102       Meeting Type Annual  
  Ticker Symbol UNH                   Meeting Date 05-Jun-2023  
  ISIN US91324P1021       Agenda 935835237 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Timothy Flynn Management   For   For    
  1b.   Election of Director: Paul Garcia Management   For   For    
  1c.   Election of Director: Kristen Gil Management   For   For    
  1d.   Election of Director: Stephen Hemsley Management   For   For    
  1e.   Election of Director: Michele Hooper Management   For   For    
  1f.   Election of Director: F. William McNabb III Management   For   For    
  1g.   Election of Director: Valerie Montgomery Rice, M.D. Management   For   For    
  1h.   Election of Director: John Noseworthy, M.D. Management   For   For    
  1i.   Election of Director: Andrew Witty Management   For   For    
  2.    Advisory approval of the Company’s executive compensation. Management   For   For    
  3.    Advisory approval of the frequency of holding future say- on-pay votes. Management   1 Year   For    
  4.    Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. Management   For   For    
  5.    If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third- party racial equity audit. Shareholder   Abstain   Against    
  6.    If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. Shareholder   Abstain   Against    
  7.    If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. Shareholder   Against   For    
  CROWDSTRIKE HOLDINGS, INC.    
  Security 22788C105       Meeting Type Annual  
  Ticker Symbol CRWD                  Meeting Date 21-Jun-2023  
  ISIN US22788C1053       Agenda 935859112 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Johanna Flower       For   For    
      2 Denis J. O’Leary       For   For    
      3 Godfrey R. Sullivan       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2024. Management   For   For    
  NVIDIA CORPORATION    
  Security 67066G104       Meeting Type Annual  
  Ticker Symbol NVDA                  Meeting Date 22-Jun-2023  
  ISIN US67066G1040       Agenda 935863224 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   Election of Director: Robert K. Burgess Management   For   For    
  1b.   Election of Director: Tench Coxe Management   For   For    
  1c.   Election of Director: John O. Dabiri Management   For   For    
  1d.   Election of Director: Persis S. Drell Management   For   For    
  1e.   Election of Director: Jen-Hsun Huang Management   For   For    
  1f.   Election of Director: Dawn Hudson Management   For   For    
  1g.   Election of Director: Harvey C. Jones Management   For   For    
  1h.   Election of Director: Michael G. McCaffery Management   For   For    
  1i.   Election of Director: Stephen C. Neal Management   For   For    
  1j.   Election of Director: Mark L. Perry Management   For   For    
  1k.   Election of Director: A. Brooke Seawell Management   For   For    
  1l.   Election of Director: Aarti Shah Management   For   For    
  1m.   Election of Director: Mark A. Stevens Management   For   For    
  2.    Advisory approval of our executive compensation. Management   For   For    
  3.    Advisory approval of the frequency of holding an advisory vote on our executive compensation. Management   1 Year   For    
  4.    Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. Management   For   For    
  MASTERCARD INCORPORATED    
  Security 57636Q104       Meeting Type Annual  
  Ticker Symbol MA                    Meeting Date 27-Jun-2023  
  ISIN US57636Q1040       Agenda 935858437 - Management
                             
  Item Proposal Proposed
by		    Vote For/Against
Management		    
  1a.   ELECTION OF DIRECTOR: Merit E. Janow Management   For   For    
  1b.   ELECTION OF DIRECTOR: Candido Bracher Management   For   For    
  1c.   ELECTION OF DIRECTOR: Richard K. Davis Management   For   For    
  1d.   ELECTION OF DIRECTOR: Julius Genachowski Management   For   For    
  1e.   ELECTION OF DIRECTOR: Choon Phong Goh Management   For   For    
  1f.   ELECTION OF DIRECTOR: Oki Matsumoto Management   For   For    
  1g.   ELECTION OF DIRECTOR: Michael Miebach Management   For   For    
  1h.   ELECTION OF DIRECTOR: Youngme Moon Management   For   For    
  1i.   ELECTION OF DIRECTOR: Rima Qureshi Management   For   For    
  1j.   ELECTION OF DIRECTOR: Gabrielle Sulzberger Management   For   For    
  1k.   ELECTION OF DIRECTOR: Harit Talwar Management   For   For    
  1l.   ELECTION OF DIRECTOR: Lance Uggla Management   For   For    
  2.    Advisory approval of Mastercard’s executive compensation. Management   For   For    
  3.    Advisory approval of the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  4.    Approval of Mastercard Incorporated Employee Stock Purchase Plan. Management   For   For    
  5.    Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. Management   For   For    
  6.    Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. Shareholder   Abstain   Against    
  7.    Consideration of a stockholder proposal requesting a report on Mastercard’s stance on new Merchant Category Code. Shareholder   Abstain   Against    
  8.    Consideration of a stockholder proposal requesting lobbying disclosure. Shareholder   Abstain   Against    
  9.    Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. Shareholder   Against   For    
  10.   Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. Shareholder   Abstain   Against    

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant The Gabelli Growth Fund

 

By (Signature and Title)* /s/ John C. Ball
  John C. Ball, President and Principal Executive Officer

 

Date August 25, 2023

 

*Print the name and title of each signing officer under his or her signature.