UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04873
The GAMCO Growth
Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New
York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York
10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017
|
ProxyEdge Meeting Date Range: 07/01/2016 - 06/30/2017 The GAMCO Growth Fund |
Report Date: 07/01/2017 |
| Investment Company Report | ||||||||||||
| NIKE, INC. | ||||||||||||
| Security | 654106103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NKE | Meeting Date | 22-Sep-2016 | |||||||||
| ISIN | US6541061031 | Agenda | 934466687 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ALAN B. GRAF, JR. | For | For | |||||||||
| 2 | MICHELLE A. PELUSO | For | For | |||||||||
| 3 | PHYLLIS M. WISE | For | For | |||||||||
| 2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. |
Management | For | For | ||||||||
| 3. | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. |
Shareholder | Against | For | ||||||||
| 5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| FEDEX CORPORATION | ||||||||||||
| Security | 31428X106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FDX | Meeting Date | 26-Sep-2016 | |||||||||
| ISIN | US31428X1063 | Agenda | 934470218 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND EXPENDITURE REPORT. |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE-COUNTING. |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING HOLY LAND PRINCIPLES. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. |
Shareholder | Against | For | ||||||||
| THE ESTEE LAUDER COMPANIES INC. | ||||||||||||
| Security | 518439104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EL | Meeting Date | 11-Nov-2016 | |||||||||
| ISIN | US5184391044 | Agenda | 934481716 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF CLASS II DIRECTOR: RONALD S. LAUDER PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 1B. | ELECTION OF CLASS II DIRECTOR: WILLIAM P. LAUDER PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 1C. | ELECTION OF CLASS II DIRECTOR: RICHARD D. PARSONS PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 1D. | ELECTION OF CLASS II DIRECTOR: LYNN FORESTER DE ROTHSCHILD PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 1E. | ELECTION OF CLASS II DIRECTOR: RICHARD F. ZANNINO PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2017 FISCAL YEAR. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 30-Nov-2016 | |||||||||
| ISIN | US5949181045 | Agenda | 934491224 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 |
Management | For | For | ||||||||
| 4. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION |
Management | For | For | ||||||||
| 5. | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN |
Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS |
Shareholder | Abstain | Against | ||||||||
| PALO ALTO NETWORKS, INC. | ||||||||||||
| Security | 697435105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PANW | Meeting Date | 08-Dec-2016 | |||||||||
| ISIN | US6974351057 | Agenda | 934493379 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ASHEEM CHANDNA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES J. GOETZ | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS PALO ALTO NETWORKS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JULY 31, 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF PALO ALTO NETWORKS, INC.'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| AUTOZONE, INC. | ||||||||||||
| Security | 053332102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZO | Meeting Date | 14-Dec-2016 | |||||||||
| ISIN | US0533321024 | Agenda | 934495107 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: SUE E. GOVE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: EARL G. GRAVES, JR. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ENDERSON GUIMARAES | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: W. ANDREW MCKENNA | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GEORGE R. MRKONIC, JR. | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LUIS P. NIETO | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | ||||||||
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE AUTOZONE, INC. SIXTH AMENDED AND RESTATED EXECUTIVE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 4. | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| SBA COMMUNICATIONS CORPORATION | ||||||||||||
| Security | 78388J106 | Meeting Type | Special | |||||||||
| Ticker Symbol | SBAC | Meeting Date | 12-Jan-2017 | |||||||||
| ISIN | US78388J1060 | Agenda | 934513575 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 10, 2016, BETWEEN SBA COMMUNICATIONS CORPORATION AND SBA COMMUNICATIONS REIT CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF SBA, WHICH IS BEING IMPLEMENTED IN CONNECTION WITH SBA'S ELECTION TO BE TAXED AS A REIT. ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. |
Management | For | For | ||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDX | Meeting Date | 24-Jan-2017 | |||||||||
| ISIN | US0758871091 | Agenda | 934513727 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: R. ANDREW ECKERT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES. |
Management | No Action | |||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR. |
Shareholder | Against | For | ||||||||
| WALGREENS BOOTS ALLIANCE, INC. | ||||||||||||
| Security | 931427108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WBA | Meeting Date | 26-Jan-2017 | |||||||||
| ISIN | US9314271084 | Agenda | 934512648 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JANICE M. BABIAK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: GINGER L. GRAHAM | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN A. LEDERER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: DOMINIC P. MURPHY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: STEFANO PESSINA | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE MEASURES UNDER THE WALGREENS BOOTS ALLIANCE, INC. AMENDED AND RESTATED 2011 CASH-BASED INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REQUESTING CERTAIN PROXY ACCESS BY-LAW AMENDMENTS. |
Shareholder | Abstain | Against | ||||||||
| 6. | STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE PAY & SUSTAINABILITY PERFORMANCE. |
Shareholder | Against | For | ||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COST | Meeting Date | 26-Jan-2017 | |||||||||
| ISIN | US22160K1051 | Agenda | 934514072 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | SUSAN L. DECKER | For | For | |||||||||
| 2 | RICHARD A. GALANTI | For | For | |||||||||
| 3 | JOHN W. MEISENBACH | For | For | |||||||||
| 4 | CHARLES T. MUNGER | For | For | |||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 31-Jan-2017 | |||||||||
| ISIN | US92826C8394 | Agenda | 934512890 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. |
Management | For | For | ||||||||
| TIME WARNER INC. | ||||||||||||
| Security | 887317303 | Meeting Type | Special | |||||||||
| Ticker Symbol | TWX | Meeting Date | 15-Feb-2017 | |||||||||
| ISIN | US8873173038 | Agenda | 934521560 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 22, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG TIME WARNER INC., A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, WEST MERGER SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC., AND WEST MERGER SUB II, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC. |
Management | For | For | ||||||||
| 2. | APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO TIME WARNER INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. |
Management | For | For | ||||||||
| 3. | APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | |||||||||
| ISIN | US0378331005 | Agenda | 934520556 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| 5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS" |
Shareholder | Against | For | ||||||||
| 6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS |
Shareholder | Against | For | ||||||||
| 7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" |
Shareholder | Abstain | Against | ||||||||
| 8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" |
Shareholder | Against | For | ||||||||
| 9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" |
Shareholder | Against | For | ||||||||
| QUALCOMM INCORPORATED | ||||||||||||
| Security | 747525103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | QCOM | Meeting Date | 07-Mar-2017 | |||||||||
| ISIN | US7475251036 | Agenda | 934522435 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JEFFREY W. HENDERSON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: STEVE MOLLENKOPF | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | Abstain | Against | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 08-Mar-2017 | |||||||||
| ISIN | US2546871060 | Agenda | 934523437 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. |
Management | 1 Year | For | ||||||||
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. |
Shareholder | Abstain | Against | ||||||||
| 6. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. |
Shareholder | Abstain | Against | ||||||||
| STARBUCKS CORPORATION | ||||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBUX | Meeting Date | 22-Mar-2017 | |||||||||
| ISIN | US8552441094 | Agenda | 934524996 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROSALIND BREWER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. |
Management | For | For | ||||||||
| 5. | AMEND PROXY ACCESS BYLAW. | Shareholder | Against | For | ||||||||
| ADOBE SYSTEMS INCORPORATED | ||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ADBE | Meeting Date | 12-Apr-2017 | |||||||||
| ISIN | US00724F1012 | Agenda | 934534581 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: AMY BANSE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: EDWARD BARNHOLT | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT BURGESS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: FRANK CALDERONI | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMES DALEY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LAURA DESMOND | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: CHARLES GESCHKE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DANIEL ROSENSWEIG | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN WARNOCK | Management | For | For | ||||||||
| 2. | APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. |
Management | Against | Against | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 4. | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | APPROVAL ON AN ADVISORY BASIS OF THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHW | Meeting Date | 19-Apr-2017 | |||||||||
| ISIN | US8243481061 | Agenda | 934539896 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: A.F. ANTON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: D.F. HODNIK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: T.G. KADIEN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: R.J. KRAMER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: S.J. KROPF | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: J.G. MORIKIS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: C.A. POON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: J.M. STROPKI | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: M.H. THAMAN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: M. THORNTON III | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: S.H. WUNNING | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVES. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVES. |
Management | 1 Year | For | ||||||||
| 4. | APPROVAL OF THE 2007 EXECUTIVE ANNUAL PERFORMANCE BONUS PLAN (AMENDED AND RESTATED AS OF APRIL 19, 2017). |
Management | For | For | ||||||||
| 5. | APPROVAL OF THE 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN (AMENDED AND RESTATED AS OF APRIL 19, 2017). |
Management | Against | Against | ||||||||
| 6. | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||||
| PPG INDUSTRIES, INC. | ||||||||||||
| Security | 693506107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PPG | Meeting Date | 20-Apr-2017 | |||||||||
| ISIN | US6935061076 | Agenda | 934533147 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||||||
| 2. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Management | For | For | ||||||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXN | Meeting Date | 20-Apr-2017 | |||||||||
| ISIN | US8825081040 | Agenda | 934535165 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: R. W. BABB, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: M. A. BLINN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: T. M. BLUEDORN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: D. A. CARP | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: J. F. CLARK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: C. S. COX | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: J. M. HOBBY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: R. KIRK | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: P. H. PATSLEY | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: R. E. SANCHEZ | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: W. R. SANDERS | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: R. K. TEMPLETON | Management | For | For | ||||||||
| 2. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF ANNUAL FREQUENCY FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 24-Apr-2017 | |||||||||
| ISIN | US4385161066 | Agenda | 934539567 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DARIUS ADAMCZYK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||||||
| 2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||||||
| 5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||
| 6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | ||||||||
| THE COCA-COLA COMPANY | ||||||||||||
| Security | 191216100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KO | Meeting Date | 26-Apr-2017 | |||||||||
| ISIN | US1912161007 | Agenda | 934538589 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MARC BOLLAND | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: JAMES QUINCEY | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: DAVID B. WEINBERG | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 5. | SHAREOWNER PROPOSAL REGARDING A HUMAN RIGHTS REVIEW |
Shareholder | Abstain | Against | ||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | |||||||||
| ISIN | US3696041033 | Agenda | 934541916 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||||||
| A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||||
| A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||||
| A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | ||||||||
| A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||||||
| A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||||
| A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||||||
| A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||||||
| A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
| A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||||
| A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | For | For | ||||||||
| A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||||
| A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||||
| A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | ||||||||
| A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||||
| A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||||||
| A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||||
| A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||||||
| B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Management | For | For | ||||||||
| B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| B3 | APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED |
Management | For | For | ||||||||
| B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS |
Management | For | For | ||||||||
| B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 |
Management | For | For | ||||||||
| C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||||
| C2 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT |
Shareholder | Against | For | ||||||||
| C3 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS |
Shareholder | Against | For | ||||||||
| C4 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2017 | |||||||||
| ISIN | US4781601046 | Agenda | 934537284 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: IAN E. L. DAVIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||
| 2. | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | 1 Year | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 4. | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG- TERM INCENTIVE PLAN |
Management | For | For | ||||||||
| 5. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | ||||||||
| EOG RESOURCES, INC. | ||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EOG | Meeting Date | 27-Apr-2017 | |||||||||
| ISIN | US26875P1012 | Agenda | 934538476 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT P. DANIELS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE AN AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 640 MILLION TO 1.28 BILLION. |
Management | For | For | ||||||||
| 4. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| SNAP-ON INCORPORATED | ||||||||||||
| Security | 833034101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SNA | Meeting Date | 27-Apr-2017 | |||||||||
| ISIN | US8330341012 | Agenda | 934544366 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DAVID C. ADAMS | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KAREN L. DANIEL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: RUTH ANN M. GILLIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES P. HOLDEN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: NATHAN J. JONES | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HENRY W. KNUEPPEL | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: W. DUDLEY LEHMAN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: NICHOLAS T. PINCHUK | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DONALD J. STEBBINS | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE RELATED TO THE FREQUENCY OF FUTURE ADVISORY VOTES ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | 1 Year | For | ||||||||
| THE BOEING COMPANY | ||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BA | Meeting Date | 01-May-2017 | |||||||||
| ISIN | US0970231058 | Agenda | 934542689 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ROBERT A. BRADWAY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LYNN J. GOOD | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||||||
| 2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017. |
Management | For | For | ||||||||
| 5. | ADDITIONAL REPORT ON LOBBYING ACTIVITIES. | Shareholder | Against | For | ||||||||
| 6. | REDUCE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS FROM 25% TO 15%. |
Shareholder | Against | For | ||||||||
| 7. | REPORT ON ARMS SALES TO ISRAEL. | Shareholder | Against | For | ||||||||
| 8. | IMPLEMENT HOLY LAND PRINCIPLES. | Shareholder | Abstain | Against | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 02-May-2017 | |||||||||
| ISIN | US1101221083 | Agenda | 934547538 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: P. J. ARDUINI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: R. J. BERTOLINI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: M. W. EMMENS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: A. J. LACY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: D. C. PALIWAL | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: T. R. SAMUELS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: G. L. STORCH | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: V. L. SATO, PH.D. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4. | RE-APPROVAL OF THE MATERIALS TERMS OF THE PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN (AS AMENDED). |
Management | For | For | ||||||||
| 5. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN. |
Management | For | For | ||||||||
| 6. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL TO LOWER THE SHARE OWNERSHIP THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS. |
Shareholder | Against | For | ||||||||
| PEPSICO, INC. | ||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PEP | Meeting Date | 03-May-2017 | |||||||||
| ISIN | US7134481081 | Agenda | 934545419 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: DARREN WALKER | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF FUTURE SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | REPORT REGARDING PESTICIDE POLLUTION. | Shareholder | Abstain | Against | ||||||||
| 6. | IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Shareholder | Abstain | Against | ||||||||
| ECOLAB INC. | ||||||||||||
| Security | 278865100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ECL | Meeting Date | 04-May-2017 | |||||||||
| ISIN | US2788651006 | Agenda | 934545635 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JEFFREY M. ETTINGER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DAVID W. MACLENNAN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: TRACY B. MCKIBBEN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For | ||||||||
| 2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| DOVER CORPORATION | ||||||||||||
| Security | 260003108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DOV | Meeting Date | 05-May-2017 | |||||||||
| ISIN | US2600031080 | Agenda | 934548302 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: E.A. SPIEGEL | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: R.J. TOBIN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: K.E. WANDELL | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | TO REAPPROVE THE PERFORMANCE GOALS UNDER OUR 2012 EQUITY AND CASH INCENTIVE PLAN. |
Management | For | For | ||||||||
| 6. | TO REAPPROVE THE PERFORMANCE GOALS UNDER OUR EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. |
Management | For | For | ||||||||
| 7. | TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTING REQUIREMENT. |
Management | For | For | ||||||||
| 8. | TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTING REQUIREMENT. |
Management | For | For | ||||||||
| ABBVIE INC. | ||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABBV | Meeting Date | 05-May-2017 | |||||||||
| ISIN | US00287Y1091 | Agenda | 934548821 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT J. ALPERN | For | For | |||||||||
| 2 | EDWARD M. LIDDY | For | For | |||||||||
| 3 | MELODY B. MEYER | For | For | |||||||||
| 4 | FREDERICK H. WADDELL | For | For | |||||||||
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | APPROVAL OF A MANAGEMENT PROPOSAL REGARDING AMENDMENT OF THE CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON LOBBYING |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR AND CEO |
Shareholder | Against | For | ||||||||
| 3M COMPANY | ||||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MMM | Meeting Date | 09-May-2017 | |||||||||
| ISIN | US88579Y1010 | Agenda | 934547968 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SONDRA L. BARBOUR | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | ADVISORY APPROVAL OF THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF HOLY LAND PRINCIPLES. |
Shareholder | Abstain | Against | ||||||||
| FIRST REPUBLIC BANK | ||||||||||||
| Security | 33616C100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FRC | Meeting Date | 09-May-2017 | |||||||||
| ISIN | US33616C1009 | Agenda | 934551575 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES H. HERBERT, II | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KATHERINE AUGUST- DEWILDE |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: FRANK J. FAHRENKOPF, JR. |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: L. MARTIN GIBBS | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: BORIS GROYSBERG | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SANDRA R. HERNANDEZ | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: PAMELA J. JOYNER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: REYNOLD LEVY | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: GEORGE G.C. PARKER | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: CHERYL SPIELMAN | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF FIRST REPUBLIC BANK FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE FIRST REPUBLIC BANK 2017 EXECUTIVE INCENTIVE PLAN. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE FIRST REPUBLIC BANK 2017 OMNIBUS AWARD PLAN. |
Management | For | For | ||||||||
| 5. | TO DETERMINE, BY ADVISORY (NON-BINDING) VOTE, THE FREQUENCY OF FUTURE VOTES APPROVING COMPENSATION OF OUR EXECUTIVE OFFICERS ("SAY ON PAY" VOTES). |
Management | 1 Year | For | ||||||||
| 6. | TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR EXECUTIVE OFFICERS (A "SAY ON PAY" VOTE). |
Management | For | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING FIRST REPUBLIC BANK TO PREPARE AN EMPLOYMENT DIVERSITY REPORT. |
Shareholder | Abstain | Against | ||||||||
| O'REILLY AUTOMOTIVE, INC. | ||||||||||||
| Security | 67103H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ORLY | Meeting Date | 09-May-2017 | |||||||||
| ISIN | US67103H1077 | Agenda | 934560930 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DAVID O'REILLY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CHARLES H. O'REILLY, JR. | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LARRY O'REILLY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROSALIE O'REILLY WOOTEN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAY D. BURCHFIELD | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: PAUL R. LEDERER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: RONALD RASHKOW | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. |
Management | 1 Year | For | ||||||||
| 4. | APPROVAL OF THE 2017 INCENTIVE AWARD PLAN. | Management | For | For | ||||||||
| 5. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL ENTITLED "SPECIAL SHAREOWNER MEETINGS." |
Shareholder | Against | For | ||||||||
| DANAHER CORPORATION | ||||||||||||
| Security | 235851102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DHR | Meeting Date | 09-May-2017 | |||||||||
| ISIN | US2358511028 | Agenda | 934574042 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT J. HUGIN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: THOMAS P. JOYCE, JR. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RAYMOND C. STEVENS, PH.D. |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S 2007 STOCK INCENTIVE PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN. |
Management | Against | Against | ||||||||
| 4. | TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S 2007 EXECUTIVE INCENTIVE COMPENSATION PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN. |
Management | For | For | ||||||||
| 5. | TO APPROVE ON AN ADVISORY BASIS THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 6. | TO HOLD AN ADVISORY VOTE RELATING TO THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 7. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ADOPT AND REPORT ON GOALS TO REDUCE GREENHOUSE GAS EMISSIONS. |
Shareholder | Abstain | Against | ||||||||
| CVS HEALTH CORPORATION | ||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVS | Meeting Date | 10-May-2017 | |||||||||
| ISIN | US1266501006 | Agenda | 934558707 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 1 Year | For | ||||||||
| 5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. |
Shareholder | Against | For | ||||||||
| 8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. |
Shareholder | Abstain | Against | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 11-May-2017 | |||||||||
| ISIN | US98978V1035 | Agenda | 934559634 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION (SAY ON PAY). |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CL | Meeting Date | 12-May-2017 | |||||||||
| ISIN | US1941621039 | Agenda | 934556587 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: CHARLES A. BANCROFT | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN P. BILBREY | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LORRIE M. NORRINGTON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MICHAEL B. POLK | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | ||||||||
| 2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL ON 15% THRESHOLD TO CALL SPECIAL SHAREOWNER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||
| Security | 808513105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SCHW | Meeting Date | 16-May-2017 | |||||||||
| ISIN | US8085131055 | Agenda | 934563873 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM S. HARAF | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: FRANK C. HERRINGER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: STEPHEN T. MCLIN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROGER O. WALTHER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT N. WILSON | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 3. | FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
Management | 1 Year | For | ||||||||
| 4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE OF LOBBYING POLICY, PROCEDURES AND OVERSIGHT; LOBBYING EXPENDITURES; AND PARTICIPATION IN ORGANIZATIONS ENGAGED IN LOBBYING |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL REQUESTING ANNUAL DISCLOSURE OF EEO-1 DATA |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A PROXY ACCESS BYLAW FOR DIRECTOR NOMINATIONS BY STOCKHOLDERS |
Shareholder | Abstain | Against | ||||||||
| 8. | STOCKHOLDER PROPOSAL REQUESTING MAJORITY VOTE TABULATION FOR ALL NON- BINDING MATTERS PRESENTED BY STOCKHOLDERS |
Shareholder | Against | For | ||||||||
| MONDELEZ INTERNATIONAL, INC. | ||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDLZ | Meeting Date | 17-May-2017 | |||||||||
| ISIN | US6092071058 | Agenda | 934563900 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: CHRISTIANA S. SHI | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. VAN BOXMEER |
Management | For | For | ||||||||
| 2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL: REPORT ON NON- RECYCLABLE PACKAGING. |
Shareholder | Abstain | Against | ||||||||
| 6. | SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO PREPARE A REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES AND ALTERNATIVES. |
Shareholder | Abstain | Against | ||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMO | Meeting Date | 17-May-2017 | |||||||||
| ISIN | US8835561023 | Agenda | 934574559 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: LARS R. SORENSEN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: SCOTT M. SPERLING | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: DION J. WEISLER | Management | For | For | ||||||||
| 2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2017. |
Management | For | For | ||||||||
| THE HOME DEPOT, INC. | ||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HD | Meeting Date | 18-May-2017 | |||||||||
| ISIN | US4370761029 | Agenda | 934559204 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: GERARD J. ARPEY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JEFFERY H. BOYD | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY-ON-PAY"). |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. |
Management | 1 Year | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT. |
Shareholder | Abstain | Against | ||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES. |
Shareholder | Against | For | ||||||||
| SBA COMMUNICATIONS CORPORATION | ||||||||||||
| Security | 78410G104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBAC | Meeting Date | 18-May-2017 | |||||||||
| ISIN | US78410G1040 | Agenda | 934564712 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR FOR A THREE YEAR TERM: STEVEN E. BERNSTEIN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR FOR A THREE YEAR TERM: DUNCAN H. COCROFT |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS SBA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| CROWN CASTLE INTERNATIONAL CORP | ||||||||||||
| Security | 22822V101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCI | Meeting Date | 18-May-2017 | |||||||||
| ISIN | US22822V1017 | Agenda | 934571820 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: P. ROBERT BARTOLO | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAY A. BROWN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CINDY CHRISTY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ARI Q. FITZGERALD | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT E. GARRISON II | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LEE W. HOGAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR. |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ROBERT F. MCKENZIE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ANTHONY J. MELONE | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: W. BENJAMIN MORELAND | Management | For | For | ||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2017. |
Management | For | For | ||||||||
| 3. | THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED. |
Shareholder | Abstain | Against | ||||||||
| AMGEN INC. | ||||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMGN | Meeting Date | 19-May-2017 | |||||||||
| ISIN | US0311621009 | Agenda | 934569039 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MR. FRED HASSAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MR. CHARLES M. HOLLEY, JR. |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS |
Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL TO ADOPT MAJORITY VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS. |
Shareholder | Against | For | ||||||||
| AMAZON.COM, INC. | ||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMZN | Meeting Date | 23-May-2017 | |||||||||
| ISIN | US0231351067 | Agenda | 934583596 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 3 Years | For | ||||||||
| 5. | APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED |
Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE |
Shareholder | Against | For | ||||||||
| 8. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS |
Shareholder | Against | For | ||||||||
| FISERV, INC. | ||||||||||||
| Security | 337738108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FISV | Meeting Date | 24-May-2017 | |||||||||
| ISIN | US3377381088 | Agenda | 934572543 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ALISON DAVIS | For | For | |||||||||
| 2 | JOHN Y. KIM | For | For | |||||||||
| 3 | DENNIS F. LYNCH | For | For | |||||||||
| 4 | DENIS J. O'LEARY | For | For | |||||||||
| 5 | GLENN M. RENWICK | For | For | |||||||||
| 6 | KIM M. ROBAK | For | For | |||||||||
| 7 | JD SHERMAN | For | For | |||||||||
| 8 | DOYLE R. SIMONS | For | For | |||||||||
| 9 | JEFFERY W. YABUKI | For | For | |||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2017. |
Management | For | For | ||||||||
| 5. | A SHAREHOLDER PROPOSAL SEEKING AN AMENDMENT TO FISERV, INC.'S PROXY ACCESS BY- LAW. |
Shareholder | Abstain | Against | ||||||||
| HENRY SCHEIN, INC. | ||||||||||||
| Security | 806407102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HSIC | Meeting Date | 31-May-2017 | |||||||||
| ISIN | US8064071025 | Agenda | 934586782 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: BARRY J. ALPERIN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LAWRENCE S. BACOW, PH.D. |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: GERALD A. BENJAMIN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STANLEY M. BERGMAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: PAUL BRONS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JOSEPH L. HERRING | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DONALD J. KABAT | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: KURT P. KUEHN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PHILIP A. LASKAWY | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MARK E. MLOTEK | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: STEVEN PALADINO | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: CAROL RAPHAEL | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: E. DIANNE REKOW, DDS, PH.D. |
Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D. |
Management | For | For | ||||||||
| 2. | PROPOSAL TO AMEND THE COMPANY'S SECTION 162(M) CASH BONUS PLAN TO EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2021 AND TO RE- APPROVE THE PERFORMANCE GOALS THEREUNDER. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2016 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017. |
Management | For | For | ||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMT | Meeting Date | 31-May-2017 | |||||||||
| ISIN | US03027X1000 | Agenda | 934590945 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT D. HORMATS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CRAIG MACNAB | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY WILL HOLD A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| ULTA BEAUTY, INC. | ||||||||||||
| Security | 90384S303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ULTA | Meeting Date | 01-Jun-2017 | |||||||||
| ISIN | US90384S3031 | Agenda | 934590806 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MICHELLE L. COLLINS | For | For | |||||||||
| 2 | DENNIS K. ECK | For | For | |||||||||
| 3 | CHARLES J. PHILIPPIN | For | For | |||||||||
| 4 | VANESSA A. WITTMAN | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR OUR FISCAL YEAR 2017, ENDING FEBRUARY 3, 2018 |
Management | For | For | ||||||||
| 3. | ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| FACEBOOK INC. | ||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FB | Meeting Date | 01-Jun-2017 | |||||||||
| ISIN | US30303M1027 | Agenda | 934590870 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MARC L. ANDREESSEN | For | For | |||||||||
| 2 | ERSKINE B. BOWLES | For | For | |||||||||
| 3 | S.D.DESMOND-HELLMANN | For | For | |||||||||
| 4 | REED HASTINGS | For | For | |||||||||
| 5 | JAN KOUM | For | For | |||||||||
| 6 | SHERYL K. SANDBERG | For | For | |||||||||
| 7 | PETER A. THIEL | For | For | |||||||||
| 8 | MARK ZUCKERBERG | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. |
Shareholder | For | Against | ||||||||
| 4. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. |
Shareholder | Against | For | ||||||||
| 5. | A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. |
Shareholder | Against | For | ||||||||
| 6. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. |
Shareholder | Abstain | Against | ||||||||
| 7. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. |
Shareholder | Against | For | ||||||||
| BLUE BUFFALO PET PRODUCTS INC. (BUFF) | ||||||||||||
| Security | 09531U102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BUFF | Meeting Date | 01-Jun-2017 | |||||||||
| ISIN | US09531U1025 | Agenda | 934596872 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | PHILIPPE AMOUYAL | For | For | |||||||||
| 2 | AFLALO GUIMARAES | For | For | |||||||||
| 3 | AMY SCHULMAN | For | For | |||||||||
| 2. | RATIFICATION, IN A NON-BINDING VOTE, OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. |
Management | For | For | ||||||||
| 3. | RECOMMENDATION, IN A NON-BINDING VOTE, OF WHETHER FUTURE STOCKHOLDER VOTES TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. |
Management | 1 Year | For | ||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNH | Meeting Date | 05-Jun-2017 | |||||||||
| ISIN | US91324P1021 | Agenda | 934600013 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE SAY-ON-PAY VOTES. |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS. |
Shareholder | Against | For | ||||||||
| SALESFORCE.COM, INC. | ||||||||||||
| Security | 79466L302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CRM | Meeting Date | 06-Jun-2017 | |||||||||
| ISIN | US79466L3024 | Agenda | 934606178 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KEITH BLOCK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CRAIG CONWAY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALAN HASSENFELD | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: NEELIE KROES | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: COLIN POWELL | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SANFORD ROBERTSON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JOHN V. ROOS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ROBIN WASHINGTON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: MAYNARD WEBB | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: SUSAN WOJCICKI | Management | For | For | ||||||||
| 2. | APPROVAL TO AMEND OUR 2013 EQUITY INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR GRANT BY 37 MILLION SHARES. |
Management | Against | Against | ||||||||
| 3. | APPROVAL TO AMEND OUR 2004 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR EMPLOYEE PURCHASE BY 8 MILLION SHARES. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2018. |
Management | For | For | ||||||||
| 5. | TO APPROVE, ON AN ADVISORY BASIS, THE FISCAL 2017 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 6. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 1 Year | For | ||||||||
| 7. | A STOCKHOLDER PROPOSAL REQUESTING, ON AN ADVISORY BASIS, ACTION TO ALLOW STOCKHOLDERS TO REQUEST SPECIAL MEETINGS OF STOCKHOLDERS. |
Shareholder | For | Against | ||||||||
| THE TJX COMPANIES, INC. | ||||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2017 | |||||||||
| ISIN | US8725401090 | Agenda | 934614947 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID T. CHING | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ERNIE HERRMAN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MICHAEL F. HINES | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JACKWYN L. NEMEROV | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018 |
Management | For | For | ||||||||
| 3. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN |
Management | For | For | ||||||||
| 4. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE CASH INCENTIVE PLANS |
Management | For | For | ||||||||
| 5. | ADVISORY APPROVAL OF TJX'S EXECUTIVE COMPENSATION (THE SAY-ON-PAY VOTE) |
Management | For | For | ||||||||
| 6. | ADVISORY APPROVAL OF THE FREQUENCY OF TJX'S SAY-ON-PAY VOTES |
Management | 1 Year | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE |
Shareholder | Against | For | ||||||||
| 8. | SHAREHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES |
Shareholder | Against | For | ||||||||
| 9. | SHAREHOLDER PROPOSAL FOR A REPORT ON COMPENSATION DISPARITIES BASED ON RACE, GENDER, OR ETHNICITY |
Shareholder | Abstain | Against | ||||||||
| 10. | SHAREHOLDER PROPOSAL FOR A REPORT ON NET-ZERO GREENHOUSE GAS EMISSIONS |
Shareholder | Abstain | Against | ||||||||
| BIOGEN INC. | ||||||||||||
| Security | 09062X103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIIB | Meeting Date | 07-Jun-2017 | |||||||||
| ISIN | US09062X1037 | Agenda | 934600568 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MICHEL VOUNATSOS | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | SAY WHEN ON PAY - TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | TO APPROVE THE BIOGEN INC. 2017 OMNIBUS EQUITY PLAN. |
Management | For | For | ||||||||
| ALPHABET INC | ||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | |||||||||
| ISIN | US02079K3059 | Agenda | 934604946 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | LARRY PAGE | For | For | |||||||||
| 2 | SERGEY BRIN | For | For | |||||||||
| 3 | ERIC E. SCHMIDT | For | For | |||||||||
| 4 | L. JOHN DOERR | For | For | |||||||||
| 5 | ROGER W. FERGUSON, JR. | For | For | |||||||||
| 6 | DIANE B. GREENE | For | For | |||||||||
| 7 | JOHN L. HENNESSY | For | For | |||||||||
| 8 | ANN MATHER | For | For | |||||||||
| 9 | ALAN R. MULALLY | For | For | |||||||||
| 10 | PAUL S. OTELLINI | For | For | |||||||||
| 11 | K. RAM SHRIRAM | For | For | |||||||||
| 12 | SHIRLEY M. TILGHMAN | For | For | |||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. |
Management | Against | Against | ||||||||
| 4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. |
Management | 3 Years | For | ||||||||
| 6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | For | Against | ||||||||
| 7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Abstain | Against | ||||||||
| 10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Abstain | Against | ||||||||
| 12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCSA | Meeting Date | 08-Jun-2017 | |||||||||
| ISIN | US20030N1019 | Agenda | 934601572 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | KENNETH J. BACON | For | For | |||||||||
| 2 | MADELINE S. BELL | For | For | |||||||||
| 3 | SHELDON M. BONOVITZ | For | For | |||||||||
| 4 | EDWARD D. BREEN | For | For | |||||||||
| 5 | GERALD L. HASSELL | For | For | |||||||||
| 6 | JEFFREY A. HONICKMAN | For | For | |||||||||
| 7 | ASUKA NAKAHARA | For | For | |||||||||
| 8 | DAVID C. NOVAK | For | For | |||||||||
| 9 | BRIAN L. ROBERTS | For | For | |||||||||
| 10 | JOHNATHAN A. RODGERS | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| 5. | TO PROVIDE A LOBBYING REPORT | Shareholder | Against | For | ||||||||
| 6. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | For | Against | ||||||||
| THE PRICELINE GROUP INC. | ||||||||||||
| Security | 741503403 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PCLN | Meeting Date | 08-Jun-2017 | |||||||||
| ISIN | US7415034039 | Agenda | 934603247 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | TIMOTHY M. ARMSTRONG | For | For | |||||||||
| 2 | JEFFERY H. BOYD | For | For | |||||||||
| 3 | JAN L. DOCTER | For | For | |||||||||
| 4 | JEFFREY E. EPSTEIN | For | For | |||||||||
| 5 | GLENN D. FOGEL | For | For | |||||||||
| 6 | JAMES M. GUYETTE | For | For | |||||||||
| 7 | ROBERT J. MYLOD, JR. | For | For | |||||||||
| 8 | CHARLES H. NOSKI | For | For | |||||||||
| 9 | NANCY B. PERETSMAN | For | For | |||||||||
| 10 | THOMAS E. ROTHMAN | For | For | |||||||||
| 11 | CRAIG W. RYDIN | For | For | |||||||||
| 12 | LYNN M. VOJVODICH | For | For | |||||||||
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE 2016 COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 5. | TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. |
Shareholder | Against | For | ||||||||
| ROPER TECHNOLOGIES, INC. | ||||||||||||
| Security | 776696106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROP | Meeting Date | 08-Jun-2017 | |||||||||
| ISIN | US7766961061 | Agenda | 934622893 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | AMY WOODS BRINKLEY | For | For | |||||||||
| 2 | JOHN F. FORT, III | For | For | |||||||||
| 3 | BRIAN D. JELLISON | For | For | |||||||||
| 4 | ROBERT D. JOHNSON | For | For | |||||||||
| 5 | ROBERT E. KNOWLING, JR. | For | For | |||||||||
| 6 | WILBUR J. PREZZANO | For | For | |||||||||
| 7 | LAURA G. THATCHER | For | For | |||||||||
| 8 | RICHARD F. WALLMAN | For | For | |||||||||
| 9 | CHRISTOPHER WRIGHT | For | For | |||||||||
| 2. | TO CONSIDER, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO SELECT, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| REGENERON PHARMACEUTICALS, INC. | ||||||||||||
| Security | 75886F107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | REGN | Meeting Date | 09-Jun-2017 | |||||||||
| ISIN | US75886F1075 | Agenda | 934607245 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: BONNIE L. BASSLER | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: N. ANTHONY COLES | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: JOSEPH L. GOLDSTEIN | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: P. ROY VAGELOS | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: HUDA Y. ZOGHBI | Management | For | For | ||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED REGENERON PHARMACEUTICALS, INC. 2014 LONG-TERM INCENTIVE PLAN |
Management | Against | Against | ||||||||
| 4 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 5 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 3 Years | For | ||||||||
| CELGENE CORPORATION | ||||||||||||
| Security | 151020104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CELG | Meeting Date | 14-Jun-2017 | |||||||||
| ISIN | US1510201049 | Agenda | 934609023 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT J. HUGIN | For | For | |||||||||
| 2 | MARK J. ALLES | For | For | |||||||||
| 3 | RICHARD W BARKER D PHIL | For | For | |||||||||
| 4 | MICHAEL W. BONNEY | For | For | |||||||||
| 5 | MICHAEL D. CASEY | For | For | |||||||||
| 6 | CARRIE S. COX | For | For | |||||||||
| 7 | MICHAEL A. FRIEDMAN, MD | For | For | |||||||||
| 8 | JULIA A. HALLER, M.D. | For | For | |||||||||
| 9 | GILLA S. KAPLAN, PH.D. | For | For | |||||||||
| 10 | JAMES J. LOUGHLIN | For | For | |||||||||
| 11 | ERNEST MARIO, PH.D. | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S STOCK INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 1 Year | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION LIMITING MANAGEMENT'S ACCESS TO VOTE TALLIES PRIOR TO THE ANNUAL MEETING WITH RESPECT TO CERTAIN EXECUTIVE PAY MATTERS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. |
Shareholder | Against | For | ||||||||
| TIME WARNER INC. | ||||||||||||
| Security | 887317303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TWX | Meeting Date | 15-Jun-2017 | |||||||||
| ISIN | US8873173038 | Agenda | 934609299 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: FRED HASSAN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: PAUL D. WACHTER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2017 | |||||||||
| ISIN | US57636Q1040 | Agenda | 934614935 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: OKI MATSUMOTO | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JACKSON TAI | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| 4. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER MASTERCARD'S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES |
Management | For | For | ||||||||
| 5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2017 |
Management | For | For | ||||||||
| 6. | CONSIDERATION OF A STOCKHOLDER PROPOSAL ON GENDER PAY EQUITY |
Shareholder | Abstain | Against | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The GAMCO Growth Fund
By (Signature and Title)* /s/ Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date August 15, 2017
*Print the name and title of each signing officer under his or her signature.