ThZeal - The Zeal

N-PX 1 b87890a1nvpx.txt THE GABELLI EQUITY TRUST ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04700 The Gabelli Equity Trust Inc. -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-422-3554 Date of fiscal year end: December 31 Date of reporting period: July 1, 2010 - June 30, 2011 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. ================================================================================ PROXY VOTING RECORD FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011 ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 TO 06/30/2011 1 The Gabelli Equity Trust Inc. Investment Company Report ASCENT MEDIA CORPORATION SECURITY 043632108 MEETING TYPE Annual TICKER SYMBOL ASCMA MEETING DATE 09-Jul-2010 ISIN US0436321089 AGENDA 933287028 - Management

THE GREAT ATLANTIC & PACIFIC TEA CO INC. SECURITY 390064103 MEETING TYPE Annual TICKER SYMBOL GAP MEETING DATE 15-Jul-2010 ISIN US3900641032 AGENDA 933294237 - Management

BT GROUP PLC, LONDON SECURITY G16612106 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 22-Jul-2010 ISIN GB0030913577 AGENDA 702462285 - Management

SSL INTERNATIONAL PLC, LONDON SECURITY G8401X108 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 22-Jul-2010 ISIN GB0007981128 AGENDA 702528893 - Management

ProxyEdge Report Date: 07/08/2011 MEETING DATE RANGE: 07/01/2010 TO 06/30/2011 2 THE GABELLI EQUITY TRUST INC.

CONSTELLATION BRANDS, INC. SECURITY 21036P108 MEETING TYPE Annual TICKER SYMBOL STZ MEETING DATE 22-Jul-2010 ISIN US21036P1084 AGENDA 933300319 - Management

MODINE MANUFACTURING COMPANY SECURITY 607828100 MEETING TYPE Annual TICKER SYMBOL MOD MEETING DATE 22-Jul-2010 ISIN US6078281002 AGENDA 933304230 - Management

BROWN-FORMAN CORPORATION SECURITY 115637100 MEETING TYPE Annual TICKER SYMBOL BFA MEETING DATE 22-Jul-2010 ISIN US1156371007 AGENDA 933306791 - Management

HELLENIC TELECOMMUNICATIONS ORGANIZATION S A SECURITY X3258B102 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 23-Jul-2010 ISIN GRS260333000 AGENDA 702537044 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 TO 06/30/2011 3 The Gabelli Equity Trust Inc. HELLENIC TELECOMMUNICATIONS ORG. S.A. SECURITY 423325307 MEETING TYPE Special TICKER SYMBOL OTE MEETING DATE 23-Jul-2010 ISIN US4233253073 AGENDA 933309660 - Management

REMY COINTREAU SA, COGNAC SECURITY F7725A100 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 27-Jul-2010 ISIN FR0000130395 AGENDA 702528069 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 4 ITO EN,LTD. SECURITY J25027103 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 27-Jul-2010 ISIN JP3143000002 AGENDA 702544556 - Management

VODAFONE GROUP PLC SECURITY 92857W209 MEETING TYPE Annual TICKER SYMBOL VOD MEETING DATE 27-Jul-2010 ISIN US92857W2098 AGENDA 933299681 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 5 LEGG MASON, INC. SECURITY 524901105 MEETING TYPE Annual TICKER SYMBOL LM MEETING DATE 27-Jul-2010 ISIN US5249011058 AGENDA 933305535 - Management

PRECISION CASTPARTS CORP. SECURITY 740189105 MEETING TYPE Annual TICKER SYMBOL PCP MEETING DATE 10-Aug-2010 ISIN US7401891053 AGENDA 933303478 - Management

PETROLEO BRASILEIRO S.A. - PETROBRAS SECURITY 71654V408 MEETING TYPE Special TICKER SYMBOL PBR MEETING DATE 12-Aug-2010 ISIN US71654V4086 AGENDA 933316336 - Management

GENTING SINGAPORE PLC SECURITY G3825Q102 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 18-Aug-2010 ISIN GB0043620292 AGENDA 702563114 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 6 THE J. M. SMUCKER COMPANY SECURITY 832696405 MEETING TYPE Annual TICKER SYMBOL SJM MEETING DATE 18-Aug-2010 ISIN US8326964058 AGENDA 933307375 - Management

GRUPO BIMBO SAB DE CV, MEXICO SECURITY P4949B104 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 19-Aug-2010 ISIN MXP495211262 AGENDA 702562376 - Management

QWEST COMMUNICATIONS INTERNATIONAL INC. SECURITY 749121109 MEETING TYPE Special TICKER SYMBOL Q MEETING DATE 24-Aug-2010 ISIN US7491211097 AGENDA 933312720 - Management

H.J. HEINZ COMPANY SECURITY 423074103 MEETING TYPE Annual TICKER SYMBOL HNZ MEETING DATE 31-Aug-2010 ISIN US4230741039 AGENDA 933309165 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 7 NIKO RESOURCES LTD. SECURITY 653905109 MEETING TYPE Annual and Special Meeting TICKER SYMBOL NKRSF MEETING DATE 09-Sep-2010 ISIN CA6539051095 AGENDA 933319938 - Management

ALLEGHENY ENERGY, INC. SECURITY 017361106 MEETING TYPE Special TICKER SYMBOL AYE MEETING DATE 14-Sep-2010 ISIN US0173611064 AGENDA 933313049 - Management

MASTERCARD INCORPORATED SECURITY 57636Q104 MEETING TYPE Annual TICKER SYMBOL MA MEETING DATE 21-Sep-2010 ISIN US57636Q1040 AGENDA 933315586 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 8 ROYCE VALUE TRUST, INC. SECURITY 780910105 MEETING TYPE Annual TICKER SYMBOL RVT MEETING DATE 22-Sep-2010 ISIN US7809101055 AGENDA 933313619 - Management

DEL MONTE FOODS COMPANY SECURITY 24522P103 MEETING TYPE Annual TICKER SYMBOL DLM MEETING DATE 23-Sep-2010 ISIN US24522P1030 AGENDA 933320525 - Management

GERBER SCIENTIFIC, INC. SECURITY 373730100 MEETING TYPE Annual TICKER SYMBOL GRB MEETING DATE 23-Sep-2010 ISIN US3737301008 AGENDA 933321856 - Management

GENERAL MILLS, INC. SECURITY 370334104 MEETING TYPE Annual TICKER SYMBOL GIS MEETING DATE 27-Sep-2010 ISIN US3703341046 AGENDA 933315966 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 9 SKYLINE CORPORATION SECURITY 830830105 MEETING TYPE Annual TICKER SYMBOL SKY MEETING DATE 27-Sep-2010 ISIN US8308301055 AGENDA 933321503 - Management

H&R BLOCK, INC. SECURITY 093671105 MEETING TYPE Annual TICKER SYMBOL HRB MEETING DATE 30-Sep-2010 ISIN US0936711052 AGENDA 933319065 - Management

COCA-COLA ENTERPRISES INC. SECURITY 191219104 MEETING TYPE Special TICKER SYMBOL CCE MEETING DATE 01-Oct-2010 ISIN US1912191046 AGENDA 933323874 - Management

THE MOSAIC COMPANY SECURITY 61945A107 MEETING TYPE Annual TICKER SYMBOL MOS MEETING DATE 07-Oct-2010 ISIN US61945A1079 AGENDA 933322389 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 10 DIAGEO PLC SECURITY 25243Q205 MEETING TYPE Annual TICKER SYMBOL DEO MEETING DATE 14-Oct-2010 ISIN US25243Q2057 AGENDA 933329321 - Management

NEWS CORPORATION SECURITY 65248E203 MEETING TYPE Annual TICKER SYMBOL NWS MEETING DATE 15-Oct-2010 ISIN US65248E2037 AGENDA 933324232 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 11 MIRANT CORPORATION SECURITY 60467R100 MEETING TYPE Special TICKER SYMBOL MIR MEETING DATE 25-Oct-2010 ISIN US60467R1005 AGENDA 933329559 - Management

SARA LEE CORPORATION SECURITY 803111103 MEETING TYPE Annual TICKER SYMBOL SLE MEETING DATE 28-Oct-2010 ISIN US8031111037 AGENDA 933327783 - Management

MEREDITH CORPORATION SECURITY 589433101 MEETING TYPE Annual TICKER SYMBOL MDP MEETING DATE 03-Nov-2010 ISIN US5894331017 AGENDA 933331542 - Management

ARCHER-DANIELS-MIDLAND COMPANY SECURITY 039483102 MEETING TYPE Annual TICKER SYMBOL ADM MEETING DATE 04-Nov-2010 ISIN US0394831020 AGENDA 933332998 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 12 PERNOD-RICARD, PARIS SECURITY F72027109 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 10-Nov-2010 ISIN FR0000120693 AGENDA 702630179 - Management

PACTIV CORPORATION SECURITY 695257105 MEETING TYPE Special TICKER SYMBOL PTV MEETING DATE 15-Nov-2010 ISIN US6952571056 AGENDA 933339675 - Management

THE CLOROX COMPANY SECURITY 189054109 MEETING TYPE Annual TICKER SYMBOL CLX MEETING DATE 17-Nov-2010 ISIN US1890541097 AGENDA 933336326 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 13

NEW HOPE CORPORATION LTD SECURITY Q66635105 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 18-Nov-2010 ISIN AU000000NHC7 AGENDA 702646603 - Management

CAMPBELL SOUP COMPANY SECURITY 134429109 MEETING TYPE Annual TICKER SYMBOL CPB MEETING DATE 18-Nov-2010 ISIN US1344291091 AGENDA 933336314 - Management

THE HAIN CELESTIAL GROUP, INC. SECURITY 405217100 MEETING TYPE Annual TICKER SYMBOL HAIN MEETING DATE 18-Nov-2010 ISIN US4052171000 AGENDA 933344753 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 14 DONALDSON COMPANY, INC. SECURITY 257651109 MEETING TYPE Annual TICKER SYMBOL DCI MEETING DATE 19-Nov-2010 ISIN US2576511099 AGENDA 933333926 - Management

MOTOROLA SOLUTIONS, INC. SECURITY 620076109 MEETING TYPE Special TICKER SYMBOL MOT MEETING DATE 29-Nov-2010 ISIN US6200761095 AGENDA 933338736 - Management

TELECOM ARGENTINA, S.A. SECURITY 879273209 MEETING TYPE Special TICKER SYMBOL TEO MEETING DATE 30-Nov-2010 ISIN US8792732096 AGENDA 933348941 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 15 OIL-DRI CORPORATION OF AMERICA SECURITY 677864100 MEETING TYPE Annual TICKER SYMBOL ODC MEETING DATE 14-Dec-2010 ISIN US6778641000 AGENDA 933345781 - Management

AUTOZONE, INC. SECURITY 053332102 MEETING TYPE Annual TICKER SYMBOL AZO MEETING DATE 15-Dec-2010 ISIN US0533321024 AGENDA 933341858 - Management

HELLENIC TELECOMMUNICATIONS ORGANIZATION S A SECURITY X3258B102 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 23-Dec-2010 ISIN GRS260333000 AGENDA 702723924 - Management

HELLENIC TELECOMMUNICATIONS ORG. S.A. SECURITY 423325307 MEETING TYPE Special TICKER SYMBOL HLTOY MEETING DATE 23-Dec-2010 ISIN US4233253073 AGENDA 933359615 - Management

ZEP INC SECURITY 98944B108 MEETING TYPE Annual TICKER SYMBOL ZEP MEETING DATE 06-Jan-2011 ISIN US98944B1089 AGENDA 933350364 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 16 ACUITY BRANDS, INC. SECURITY 00508Y102 MEETING TYPE Annual TICKER SYMBOL AYI MEETING DATE 07-Jan-2011 ISIN US00508Y1029 AGENDA 933349082 - Management

WALGREEN CO. SECURITY 931422109 MEETING TYPE Annual TICKER SYMBOL WAG MEETING DATE 12-Jan-2011 ISIN US9314221097 AGENDA 933353447 - Management

RALCORP HOLDINGS, INC. SECURITY 751028101 MEETING TYPE Annual TICKER SYMBOL RAH MEETING DATE 18-Jan-2011 ISIN US7510281014 AGENDA 933357609 - Management

ENERGIZER HOLDINGS, INC. SECURITY 29266R108 MEETING TYPE Annual TICKER SYMBOL ENR MEETING DATE 18-Jan-2011 ISIN US29266R1086 AGENDA 933358889 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 17 MONSANTO COMPANY SECURITY 61166W101 MEETING TYPE Annual TICKER SYMBOL MON MEETING DATE 25-Jan-2011 ISIN US61166W1018 AGENDA 933358459 - Management

JOHNSON CONTROLS, INC. SECURITY 478366107 MEETING TYPE Annual TICKER SYMBOL JCI MEETING DATE 26-Jan-2011 ISIN US4783661071 AGENDA 933358865 - Management

ASHLAND INC. SECURITY 044209104 MEETING TYPE Annual TICKER SYMBOL ASH MEETING DATE 27-Jan-2011 ISIN US0442091049 AGENDA 933358853 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 18 VISA INC. SECURITY 92826C839 MEETING TYPE Annual TICKER SYMBOL V MEETING DATE 27-Jan-2011 ISIN US92826C8394 AGENDA 933358980 - Management

COSTCO WHOLESALE CORPORATION SECURITY 22160K105 MEETING TYPE Annual TICKER SYMBOL COST MEETING DATE 27-Jan-2011 ISIN US22160K1051 AGENDA 933359007 - Management

SALLY BEAUTY HOLDINGS, INC. SECURITY 79546E104 MEETING TYPE Annual TICKER SYMBOL SBH MEETING DATE 28-Jan-2011 ISIN US79546E1047 AGENDA 933358702 - Management

ROCKWELL AUTOMATION, INC. SECURITY 773903109 MEETING TYPE Annual TICKER SYMBOL ROK MEETING DATE 01-Feb-2011 ISIN US7739031091 AGENDA 933359906 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 19 BECTON, DICKINSON AND COMPANY SECURITY 075887109 MEETING TYPE Annual TICKER SYMBOL BDX MEETING DATE 01-Feb-2011 ISIN US0758871091 AGENDA 933360531 - Management

TYSON FOODS, INC. SECURITY 902494103 MEETING TYPE Annual TICKER SYMBOL TSN MEETING DATE 04-Feb-2011 ISIN US9024941034 AGENDA 933360226 - Management

LANDAUER, INC. SECURITY 51476K103 MEETING TYPE Annual TICKER SYMBOL LDR MEETING DATE 10-Feb-2011 ISIN US51476K1034 AGENDA 933360909 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 20 NAVISTAR INTERNATIONAL CORPORATION SECURITY 63934E108 MEETING TYPE Annual TICKER SYMBOL NAV MEETING DATE 15-Feb-2011 ISIN US63934E1082 AGENDA 933365707 - Management

NOVARTIS AG SECURITY 66987V109 MEETING TYPE Annual TICKER SYMBOL NVS MEETING DATE 22-Feb-2011 ISIN US66987V1098 AGENDA 933370784 - Management

DEERE & COMPANY SECURITY 244199105 MEETING TYPE Annual TICKER SYMBOL DE MEETING DATE 23-Feb-2011 ISIN US2441991054 AGENDA 933366343 - Management

ASCENT MEDIA CORPORATION SECURITY 043632108 MEETING TYPE Special TICKER SYMBOL ASCMA MEETING DATE 24-Feb-2011 ISIN US0436321089 AGENDA 933368931 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 21 GREIF, INC. SECURITY 397624206 MEETING TYPE Annual TICKER SYMBOL GEFB MEETING DATE 28-Feb-2011 ISIN US3976242061 AGENDA 933366026 - Management

WHOLE FOODS MARKET, INC. SECURITY 966837106 MEETING TYPE Annual TICKER SYMBOL WFMI MEETING DATE 28-Feb-2011 ISIN US9668371068 AGENDA 933366115 - Management

J.CREW GROUP, INC. SECURITY 46612H402 MEETING TYPE Special TICKER SYMBOL JCG MEETING DATE 01-Mar-2011 ISIN US46612H4020 AGENDA 933370087 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 22 NORTHEAST UTILITIES SECURITY 664397106 MEETING TYPE Special TICKER SYMBOL NU MEETING DATE 04-Mar-2011 ISIN US6643971061 AGENDA 933364882 - Management

NSTAR SECURITY 67019E107 MEETING TYPE Special TICKER SYMBOL NST MEETING DATE 04-Mar-2011 ISIN US67019E1073 AGENDA 933365086 - Management

DEL MONTE FOODS COMPANY SECURITY 24522P103 MEETING TYPE Special TICKER SYMBOL DLM MEETING DATE 07-Mar-2011 ISIN US24522P1030 AGENDA 933366177 - Management

TYCO INTERNATIONAL LTD. SECURITY H89128104 MEETING TYPE Annual TICKER SYMBOL TYC MEETING DATE 09-Mar-2011 ISIN CH0100383485 AGENDA 933367395 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 23

TYCO ELECTRONICS LTD SECURITY H8912P106 MEETING TYPE Annual TICKER SYMBOL TEL MEETING DATE 09-Mar-2011 ISIN CH0102993182 AGENDA 933369755 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 24 TYCO ELECTRONICS LTD SECURITY H8912P106 MEETING TYPE Annual TICKER SYMBOL TEL MEETING DATE 09-Mar-2011 ISIN CH0102993182 AGENDA 933374910 - Management

COVIDIEN PLC SECURITY G2554F105 MEETING TYPE Annual TICKER SYMBOL COV MEETING DATE 15-Mar-2011 ISIN IE00B3QN1M21 AGENDA 933367701 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 25 VIACOM INC. SECURITY 92553P102 MEETING TYPE Annual TICKER SYMBOL VIA MEETING DATE 16-Mar-2011 ISIN US92553P1021 AGENDA 933369084 - Management

OMNOVA SOLUTIONS INC. SECURITY 682129101 MEETING TYPE Annual TICKER SYMBOL OMN MEETING DATE 17-Mar-2011 ISIN US6821291019 AGENDA 933369832 - Management

CLARCOR INC. SECURITY 179895107 MEETING TYPE Annual TICKER SYMBOL CLC MEETING DATE 22-Mar-2011 ISIN US1798951075 AGENDA 933372409 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 26 GIVAUDAN SA, VERNIER SECURITY H3238Q102 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 24-Mar-2011 ISIN CH0010645932 AGENDA 702821629 - Management

FOMENTO ECONOMICO MEXICANO S.A.B. DE CV SECURITY 344419106 MEETING TYPE Annual TICKER SYMBOL FMX MEETING DATE 25-Mar-2011 ISIN US3444191064 AGENDA 933383464 - Management

NOBEL BIOCARE SECURITY H5783Q130 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 30-Mar-2011 ISIN CH0037851646 AGENDA 702835414 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 27

GENCORP INC. SECURITY 368682100 MEETING TYPE Annual TICKER SYMBOL GY MEETING DATE 30-Mar-2011 ISIN US3686821006 AGENDA 933373350 - Management

LVMH MOET HENNESSY LOUIS VUITTON, PARIS SECURITY F58485115 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 31-Mar-2011 ISIN FR0000121014 AGENDA 702803645 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 28

CHRISTIAN DIOR SA, PARIS SECURITY F26334106 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 31-Mar-2011 ISIN FR0000130403 AGENDA 702805219 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 29

KONINKLIJKE PHILIPS ELECTRONICS N.V. SECURITY 500472303 MEETING TYPE Annual TICKER SYMBOL PHG MEETING DATE 31-Mar-2011 ISIN US5004723038 AGENDA 933380696 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 30 IDEX CORPORATION SECURITY 45167R104 MEETING TYPE Annual TICKER SYMBOL IEX MEETING DATE 05-Apr-2011 ISIN US45167R1041 AGENDA 933378665 - Management

ROYAL KPN NV SECURITY N4297B146 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 06-Apr-2011 ISIN NL0000009082 AGENDA 702811882 - Management

WADDELL & REED FINANCIAL, INC. SECURITY 930059100 MEETING TYPE Annual TICKER SYMBOL WDR MEETING DATE 06-Apr-2011 ISIN US9300591008 AGENDA 933378247 - Management

SVENSKA CELLULOSA SCA AB, STOCKHOLM SECURITY W90152120 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 07-Apr-2011 ISIN SE0000112724 AGENDA 702831478 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 31

TELECOM ARGENTINA, S.A. SECURITY 879273209 MEETING TYPE Annual TICKER SYMBOL TEO MEETING DATE 07-Apr-2011 ISIN US8792732096 AGENDA 933384529 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 32

NOVARTIS AG SECURITY 66987V109 MEETING TYPE Special TICKER SYMBOL NVS MEETING DATE 08-Apr-2011 ISIN US66987V1098 AGENDA 933380898 - Management

TELECOM ITALIA SPA, MILANO SECURITY T92778108 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 09-Apr-2011 ISIN IT0003497168 AGENDA 702852826 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 33 THE BANK OF NEW YORK MELLON CORPORATION SECURITY 064058100 MEETING TYPE Annual TICKER SYMBOL BK MEETING DATE 12-Apr-2011 ISIN US0640581007 AGENDA 933386371 - Management

WILLIAM DEMANT HLDG AS SECURITY K9898W129 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 13-Apr-2011 ISIN DK0010268440 AGENDA 702848803 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 34 NESTLE S A SECURITY H57312649 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 14-Apr-2011 ISIN CH0038863350 AGENDA 702847596 - Management

SULZER AG, WINTERTHUR SECURITY H83580284 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 14-Apr-2011 ISIN CH0038388911 AGENDA 702853311 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 35

H.B. FULLER COMPANY SECURITY 359694106 MEETING TYPE Annual TICKER SYMBOL FUL MEETING DATE 14-Apr-2011 ISIN US3596941068 AGENDA 933375291 - Management

T. ROWE PRICE GROUP, INC. SECURITY 74144T108 MEETING TYPE Annual TICKER SYMBOL TROW MEETING DATE 14-Apr-2011 ISIN US74144T1088 AGENDA 933376609 - Management

BP P.L.C. SECURITY 055622104 MEETING TYPE Annual TICKER SYMBOL BP MEETING DATE 14-Apr-2011 ISIN US0556221044 AGENDA 933381446 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 36

GRUPO BIMBO SAB DE CV, MEXICO SECURITY P4949B104 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 15-Apr-2011 ISIN MXP495211262 AGENDA 702880940 - Management

GRUPO BIMBO SAB DE CV, MEXICO SECURITY P4949B104 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 15-Apr-2011 ISIN MXP495211262 AGENDA 702882413 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 37 GENUINE PARTS COMPANY SECURITY 372460105 MEETING TYPE Annual TICKER SYMBOL GPC MEETING DATE 18-Apr-2011 ISIN US3724601055 AGENDA 933377156 - Management

CRANE CO. SECURITY 224399105 MEETING TYPE Annual TICKER SYMBOL CR MEETING DATE 18-Apr-2011 ISIN US2243991054 AGENDA 933380482 - Management

IL SOLE 24 ORE SPA, MILANO SECURITY T52689105 MEETING TYPE Ordinary General Meeting TICKER SYMBOL MEETING DATE 19-Apr-2011 ISIN IT0004269723 AGENDA 702891323 - Management

SPECTRA ENERGY CORP SECURITY 847560109 MEETING TYPE Annual TICKER SYMBOL SE MEETING DATE 19-Apr-2011 ISIN US8475601097 AGENDA 933378843 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 38 MOODY'S CORPORATION SECURITY 615369105 MEETING TYPE Annual TICKER SYMBOL MCO MEETING DATE 19-Apr-2011 ISIN US6153691059 AGENDA 933378879 - Management

NEWMONT MINING CORPORATION SECURITY 651639106 MEETING TYPE Annual TICKER SYMBOL NEM MEETING DATE 19-Apr-2011 ISIN US6516391066 AGENDA 933379352 - Management

SYNGENTA AG SECURITY 87160A100 MEETING TYPE Annual TICKER SYMBOL SYT MEETING DATE 19-Apr-2011 ISIN US87160A1007 AGENDA 933387018 - Management

ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 39 PACCAR INC SECURITY 693718108 MEETING TYPE Annual TICKER SYMBOL PCAR MEETING DATE 20-Apr-2011 ISIN US6937181088 AGENDA 933376558 - Management

VIVENDI SA SECURITY F97982106 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 21-Apr-2011 ISIN FR0000127771 AGENDA 702819573 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 40 The Gabelli Equity Trust lnc. HEINEKEN NV SECURITY N39427211 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 21-Apr-2011 ISIN NL0000009165 AGENDA 702830818 - Management

TEXAS INSTRUMENTS INCORPORATED SECURITY 882508104 MEETING TYPE Annual TICKER SYMBOL TXN MEETING DATE 21-Apr-2011 ISIN US8825081040 AGENDA 933376534 - Management

CITIGROUP INC. SECURITY 172967101 MEETING TYPE Annual TICKER SYMBOL C MEETING DATE 21-Apr-2011 ISIN US1729671016 AGENDA 933378336 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 41 The Gabelli Equity Trust lnc.

DREAMWORKS ANIMATION SKG, INC. SECURITY 26153C103 MEETING TYPE Annual TICKER SYMBOL DWA MEETING DATE 21-Apr-2011 ISIN US26153C1036 AGENDA 933378956 - Management

THE AES CORPORATION SECURITY 00130H105 MEETING TYPE Annual TICKER SYMBOL AES MEETING DATE 21-Apr-2011 ISIN US00130H1059 AGENDA 933379580 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 42 The Gabelli Equity Trust lnc. SENSIENT TECHNOLOGIES CORPORATION SECURITY 81725T100 MEETING TYPE Annual TICKER SYMBOL SXT MEETING DATE 21-Apr-2011 ISIN US81725T1007 AGENDA 933384872 - Management

GATX CORPORATION SECURITY 361448103 MEETING TYPE Annual TICKER SYMBOL GMT MEETING DATE 22-Apr-2011 ISIN US3614481030 AGENDA 933382979 - Management

HONEYWELL INTERNATIONAL INC. SECURITY 438516106 MEETING TYPE Annual TICKER SYMBOL HON MEETING DATE 25-Apr-2011 ISIN US4385161066 AGENDA 933380115 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 43 The Gabelli Equity Trust lnc. IL SOLE 24 ORE SPA, MILANO SECURITY T52689105 MEETING TYPE Special General Meeting TICKER SYMBOL MEETING DATE 26-Apr-2011 ISIN IT0004269723 AGENDA 702902114 - Management

FORTUNE BRANDS, INC. SECURITY 349631101 MEETING TYPE Annual TICKER SYMBOL FO MEETING DATE 26-Apr-2011 ISIN US3496311016 AGENDA 933380153 - Management

COCA-COLA ENTERPRISES INC. SECURITY 19122T109 MEETING TYPE Annual TICKER SYMBOL CCE MEETING DATE 26-Apr-2011 ISIN US19122T1097 AGENDA 933380456 - Management

HANESBRANDS INC. SECURITY 410345102 MEETING TYPE Annual TICKER SYMBOL HBI MEETING DATE 26-Apr-2011 ISIN US4103451021 AGENDA 933381244 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 44 The Gabelli Equity Trust lnc. SUNTRUST BANKS, INC. SECURITY 867914103 MEETING TYPE Annual TICKER SYMBOL STI MEETING DATE 26-Apr-2011 ISIN US8679141031 AGENDA 933382741 - Management

CH ENERGY GROUP, INC. SECURITY 12541M102 MEETING TYPE Annual TICKER SYMBOL CHG MEETING DATE 26-Apr-2011 ISIN US12541M1027 AGENDA 933386472 - Management

ROLLINS, INC. SECURITY 775711104 MEETING TYPE Annual TICKER SYMBOL ROL MEETING DATE 26-Apr-2011 ISIN US7757111049 AGENDA 933387638 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 45 The Gabelli Equity Trust lnc. FMC CORPORATION SECURITY 302491303 MEETING TYPE Annual TICKER SYMBOL FMC MEETING DATE 26-Apr-2011 ISIN US3024913036 AGENDA 933390419 - Management

MEAD JOHNSON NUTRITION COMPANY SECURITY 582839106 MEETING TYPE Annual TICKER SYMBOL MJN MEETING DATE 26-Apr-2011 ISIN US5828391061 AGENDA 933396978 - Management

KAMAN CORPORATION SECURITY 483548103 MEETING TYPE Annual TICKER SYMBOL KAMN MEETING DATE 27-Apr-2011 ISIN US4835481031 AGENDA 933375734 - Management

BORGWARNER INC. SECURITY 099724106 MEETING TYPE Annual TICKER SYMBOL BWA MEETING DATE 27-Apr-2011 ISIN US0997241064 AGENDA 933378994 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 46 The Gabelli Equity Trust lnc. THE COCA-COLA COMPANY SECURITY 191216100 MEETING TYPE Annual TICKER SYMBOL KO MEETING DATE 27-Apr-2011 ISIN US1912161007 AGENDA 933380418 - Management

NCR CORPORATION SECURITY 62886E108 MEETING TYPE Annual TICKER SYMBOL NCR MEETING DATE 27-Apr-2011 ISIN US62886E1082 AGENDA 933382006 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 47 The Gabelli Equity Trust lnc. MARATHON OIL CORPORATION SECURITY 565849106 MEETING TYPE Annual TICKER SYMBOL MRO MEETING DATE 27-Apr-2011 ISIN US5658491064 AGENDA 933383907 - Management

DPL INC. SECURITY 233293109 MEETING TYPE Annual TICKER SYMBOL DPL MEETING DATE 27-Apr-2011 ISIN US2332931094 AGENDA 933384012 - Management

E. I. DU PONT DE NEMOURS AND COMPANY SECURITY 263534109 MEETING TYPE Annual TICKER SYMBOL DD MEETING DATE 27-Apr-2011 ISIN US2635341090 AGENDA 933385521 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 48 The Gabelli Equity Trust lnc. SJW CORP. SECURITY 784305104 MEETING TYPE Annual TICKER SYMBOL SJW MEETING DATE 27-Apr-2011 ISIN US7843051043 AGENDA 933387448 - Management

GENERAL ELECTRIC COMPANY SECURITY 369604103 MEETING TYPE Annual TICKER SYMBOL GE MEETING DATE 27-Apr-2011 ISIN US3696041033 AGENDA 933387664 - Management

BARRICK GOLD CORPORATION SECURITY 067901108 MEETING TYPE Annual TICKER SYMBOL ABX MEETING DATE 27-Apr-2011 ISIN CA0679011084 AGENDA 933390849 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 49 The Gabelli Equity Trust lnc. THE MCGRAW-HILL COMPANIES, INC. SECURITY 580645109 MEETING TYPE Annual TICKER SYMBOL MHP MEETING DATE 27-Apr-2011 ISIN US5806451093 AGENDA 933392641 - Management

AMERICA MOVIL, S.A.B. DE C.V. SECURITY 02364W105 MEETING TYPE Special TICKER SYMBOL AMX MEETING DATE 27-Apr-2011 ISIN US02364W1053 AGENDA 933435338 - Management

DANONE, PARIS SECURITY F12033134 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 28-Apr-2011 ISIN FR0000120644 AGENDA 702819600 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 50 The Gabelli Equity Trust lnc.

GENTING SINGAPORE PLC SECURITY G3825Q102 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 28-Apr-2011 ISIN GB0043620292 AGENDA 702920352 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 51 The Gabelli Equity Trust lnc. MEMC ELECTRONIC MATERIALS, INC. SECURITY 552715104 MEETING TYPE Annual TICKER SYMBOL WFR MEETING DATE 28-Apr-2011 ISIN US5527151048 AGENDA 933379718 - Management

CORNING INCORPORATED SECURITY 219350105 MEETING TYPE Annual TICKER SYMBOL GLW MEETING DATE 28-Apr-2011 ISIN US2193501051 AGENDA 933380191 - Management

DIEBOLD, INCORPORATED SECURITY 253651103 MEETING TYPE Annual TICKER SYMBOL DBD MEETING DATE 28-Apr-2011 ISIN US2536511031 AGENDA 933380317 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 52 The Gabelli Equity Trust lnc. ROWAN COMPANIES, INC. SECURITY 779382100 MEETING TYPE Annual TICKER SYMBOL RDC MEETING DATE 28-Apr-2011 ISIN US7793821007 AGENDA 933382777 - Management

JOHNSON & JOHNSON SECURITY 478160104 MEETING TYPE Annual TICKER SYMBOL JNJ MEETING DATE 28-Apr-2011 ISIN US4781601046 AGENDA 933382854 - Management

THE HERSHEY COMPANY SECURITY 427866108 MEETING TYPE Annual TICKER SYMBOL HSY MEETING DATE 28-Apr-2011 ISIN US4278661081 AGENDA 933382929 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 53 The Gabelli Equity Trust lnc. MEDIA GENERAL, INC. SECURITY 584404107 MEETING TYPE Annual TICKER SYMBOL MEG MEETING DATE 28-Apr-2011 ISIN US5844041070 AGENDA 933383111 - Management

LOCKHEED MARTIN CORPORATION SECURITY 539830109 MEETING TYPE Annual TICKER SYMBOL LMT MEETING DATE 28-Apr-2011 ISIN US5398301094 AGENDA 933383147 - Management

INTERACTIVE BROKERS GROUP, INC. SECURITY 45841N107 MEETING TYPE Annual TICKER SYMBOL IBKR MEETING DATE 28-Apr-2011 ISIN US45841N1072 AGENDA 933383806 - Management

JANUS CAPITAL GROUP INC. SECURITY 47102X105 MEETING TYPE Annual TICKER SYMBOL JNS MEETING DATE 28-Apr-2011 ISIN US47102X1054 AGENDA 933384113 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 54 The Gabelli Equity Trust lnc. LIFE TECHNOLOGIES CORPORATION SECURITY 53217V109 MEETING TYPE Annual TICKER SYMBOL LIFE MEETING DATE 28-Apr-2011 ISIN US53217V1098 AGENDA 933384973 - Management

DIRECTV SECURITY 25490A101 MEETING TYPE Annual TICKER SYMBOL DTV MEETING DATE 28-Apr-2011 ISIN US25490A1016 AGENDA 933386624 - Management

PENTAIR, INC. SECURITY 709631105 MEETING TYPE Annual TICKER SYMBOL PNR MEETING DATE 28-Apr-2011 ISIN US7096311052 AGENDA 933390659 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 55 The Gabelli Equity Trust lnc. DAVIDE CAMPARI-MILANO SPA SECURITY T24091117 MEETING TYPE Ordinary General Meeting TICKER SYMBOL MEETING DATE 29-Apr-2011 ISIN IT0003849244 AGENDA 702874315 - Management

KELLOGG COMPANY SECURITY 487836108 MEETING TYPE Annual TICKER SYMBOL K MEETING DATE 29-Apr-2011 ISIN US4878361082 AGENDA 933383109 - Management

NOBLE CORPORATION SECURITY H5833N103 MEETING TYPE Annual TICKER SYMBOL NE MEETING DATE 29-Apr-2011 ISIN CH0033347318 AGENDA 933383349 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 56 The Gabelli Equity Trust lnc. ABBOTT LABORATORIES SECURITY 002824100 MEETING TYPE Annual TICKER SYMBOL ABT MEETING DATE 29-Apr-2011 ISIN US0028241000 AGENDA 933386319 - Management

AGNICO-EAGLE MINES LIMITED SECURITY 008474108 MEETING TYPE Annual and Special Meeting TICKER SYMBOL AEM MEETING DATE 29-Apr-2011 ISIN CA0084741085 AGENDA 933403177 - Management

FERRO CORPORATION SECURITY 315405100 MEETING TYPE Annual TICKER SYMBOL FOE MEETING DATE 29-Apr-2011 ISIN US3154051003 AGENDA 933404042 - Management

NOBLE CORPORATION SECURITY H5833N103 MEETING TYPE Annual TICKER SYMBOL NE MEETING DATE 29-Apr-2011 ISIN CH0033347318 AGENDA 933425248 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 57 The Gabelli Equity Trust Inc.

GRUPO TELEVISA, S.A.B. SECURITY 40049J206 MEETING TYPE Annual TICKER SYMBOL TV MEETING DATE 29-Apr-2011 ISIN US40049J2069 AGENDA 933432851 - Management

BERKSHIRE HATHAWAY INC. SECURITY 084670108 MEETING TYPE Annual TICKER SYMBOL BRKA MEETING DATE 30-Apr-2011 ISIN US0846701086 AGENDA 933383844 - Management

HARLEY-DAVIDSON, INC. SECURITY 412822108 MEETING TYPE Annual TICKER SYMBOL HOG MEETING DATE 30-Apr-2011 ISIN US4128221086 AGENDA 933396411 - Management

ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 58 The Gabelli Equity Trust Inc. 02 APPROVAL OF AMENDMENTS TO ARTICLE V OF THE Management For For RESTATED ARTICLES OF INCORPORATION TO ADOPT A SIMPLE MAJORITY VOTE 03 APPROVAL OF AMENDMENTS TO ARTICLE VII OF THE Management For For RESTATED ARTICLES OF INCORPORATION TO ADOPT A SIMPLE MAJORITY VOTE 04 APPROVAL OF AMENDMENTS TO DELETE ARTICLE VIII AND Management For For RENUMBER ARTICLE IX OF THE RESTATED ARTICLES OF INCORPORATION TO ADOPT A SIMPLE MAJORITY VOTE 05 APPROVAL OF HARLEY-DAVIDSON, INC. SHORT-TERM Management For For INCENTIVE PLAN FOR SENIOR EXECUTIVES 06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP, Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS 07 ADVISORY VOTE ON COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS 08 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE Management Abstain Against ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 09 SHAREHOLDER PROPOSAL REGARDING SURVIVOR BENEFITS Shareholder Against For

SWEDISH MATCH AB, STOCKHOLM SECURITY W92277115 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 02-May-2011 ISIN SE0000310336 AGENDA 702874353 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ----- -------------------------------------------------------------------- ---------- --------- ----------- CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting ACCEPT ABSTAIN AS A VALID- VOTE OPTION. THANK YOU CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE 1 Opening of the Meeting and election of the Chairman of the Non-Voting Meeting: Sven-Unger 2 Preparation and approval of the voting list Non-Voting 3 Election of one or two persons, to verify the Minutes Non-Voting 4 Determination of whether the Meeting has been duly convened Non-Voting 5 Approval of the Agenda Non-Voting 6 Presentation of the Annual Report and the Auditors' Report, the Non-Voting Consolidated-Financial Statements and the Auditors' Report on the Consolidated Financial-Statements for 2010, the Auditors' Statement regarding compliance with the-principles for determination of remuneration to senior executives as well as-the Board of Directors' motion regarding the allocation of profit and- explanatory statements. In connection therewith, the President's address and-the report regarding the work of the Board of Directors and the work and-function of the Audit Committee 7 Adoption of the Income Statement and Balance Sheet and of the Management No Action Consolidated Income Statement and Consolidated Balance Sheet 8 Resolution in respect of allocation of the Company's profit in Management No Action accordance with the adopted Balance Sheet and resolution on record day for dividend 9 Resolution regarding discharge from liability for the Board Management No Action members and the President 10a Resolution regarding the reduction of the share capital by way of a Management No Action recall of repurchased shares, and the transfer of the reduced amount to a fund for use in repurchasing the Company's own shares; and 10b Resolution regarding a bonus issue Management No Action 11 Resolution regarding the authorization of the Board of Directors to Management No Action decide on the acquisition of shares in the Company 12 Adoption of principles for determination of remuneration payable Management No Action to senior executives. In connection therewith the report regarding the work and function of the Compensation Committee 13 Determination of the number of Board members to be elected by Management No Action the Meeting: The Board of Directors shall comprise six members elected by the Annual General Meeting and no Deputies 14 Determination of the remuneration to be paid to the Board of Management No Action Directors 15 Election of members of the Board, the Chairman of the Board and Management No Action the Deputy Chairman of the Board: The following Board members are proposed for re-election: Andrew Cripps, Karen Guerra, Conny Karlsson, and Meg Tiveus. The Nominating Committee proposes the election of Robert F. Sharpe and Joakim Westh as new members of the Board. Conny Karlsson is proposed to be re- elected as Chairman of the Board and Andrew Cripps is proposed be re-elected as Deputy Chairman of the Board 16 Resolution regarding the procedure for appointing members to the Management No Action Nominating Committee and the matter of remuneration for the Nominating Committee, if any 17 Adoption of Instructions for Swedish Match AB's Nominating Management No Action Committee
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 59 The Gabelli Equity Trust Inc. ZIMMER HOLDINGS, INC. SECURITY 98956P102 MEETING TYPE Annual TICKER SYMBOL ZMH MEETING DATE 02-May-2011 ISIN US98956P1021 AGENDA 933381915 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: BETSY J. BERNARD Management For For 1B ELECTION OF DIRECTOR: MARC N. CASPER Management For For 1C ELECTION OF DIRECTOR: DAVID C. DVORAK Management For For 1D ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For 1E ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Management For For 1F ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Management For For 1G ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Management For For 1H ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Management For For 02 NON-BINDING ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION ("SAY-ON-PAY") 03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY Management Abstain Against OF SAY-ON-PAY VOTES 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
MOTOROLA SOLUTIONS, INC. SECURITY 620076307 MEETING TYPE Annual TICKER SYMBOL MSI MEETING DATE 02-May-2011 ISIN US6200763075 AGENDA 933386852 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: GREGORY Q. BROWN Management For For 1B ELECTION OF DIRECTOR: WILLIAM J. BRATTON Management For For 1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For 1D ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Management For For 1E ELECTION OF DIRECTOR: VINCENT J. INTRIERI Management For For 1F ELECTION OF DIRECTOR: JUDY C. LEWENT Management For For 1G ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Management For For 1H ELECTION OF DIRECTOR: JOHN A. WHITE Management For For 02 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against COMPENSATION. 03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 04 REAPPROVAL OF MATERIAL TERMS FOR PERFORMANCE- Management For For BASED AWARDS UNDER THE MOTOROLA SOLUTIONS OMNIBUS INCENTIVE PLAN OF 2006. 05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 06 SHAREHOLDER PROPOSAL RE: HUMAN RIGHTS POLICY. Shareholder Against For
THE BOEING COMPANY SECURITY 097023105 MEETING TYPE Annual TICKER SYMBOL BA MEETING DATE 02-May-2011 ISIN US0970231058 AGENDA 933387397 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For 1B ELECTION OF DIRECTOR: DAVID L. CALHOUN Management For For 1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For 1D ELECTION OF DIRECTOR: LINDA Z. COOK Management For For 1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1F ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. Management For For 1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For 1H ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For 1I ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For 1J ELECTION OF DIRECTOR: SUSAN C. SCHWAB Management For For 1K ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For 1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 RECOMMEND THE FREQUENCY OF ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011. 05 INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. Shareholder Against For 06 REPORT ON POLITICAL ACTIVITY. Shareholder Against For 07 ACTION BY WRITTEN CONSENT. Shareholder Against For 08 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL Shareholder Against For MEETINGS. 09 INDEPENDENT CHAIRMAN. Shareholder Against For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 60 The Gabelli Equity Trust Inc. AMERICAN EXPRESS COMPANY SECURITY 025816109 MEETING TYPE Annual TICKER SYMBOL AXP MEETING DATE 02-May-2011 ISIN US0258161092 AGENDA 933388995 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ------------- ------- ----------- 01 DIRECTOR Management 1 D.F. AKERSON For For 2 C. BARSHEFSKY For For 3 U.M. BURNS For For 4 K.I. CHENAULT For For 5 P. CHERNIN For For 6 T.J. LEONSIS For For 7 J. LESCHLY For For 8 R.C. LEVIN For For 9 R.A. MCGINN For For 10 E.D. MILLER For For 11 S.S REINEMUND For For 12 R.D. WALTER For For 13 R.A. WILLIAMS For For 02 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY Management Abstain Against EXECUTIVE COMPENSATION VOTE. 05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For VOTING FOR DIRECTORS. 06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shareholder Against For OF SPECIAL SHAREHOLDER MEETINGS.
COOPER INDUSTRIES PLC SECURITY G24140108 MEETING TYPE Annual TICKER SYMBOL CBE MEETING DATE 02-May-2011 ISIN IE00B40K9117 AGENDA 933389531 - Management FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: LINDA A. HILL Management For For 1B ELECTION OF DIRECTOR: JAMES J. POSTL Management For For 1C ELECTION OF DIRECTOR: MARK S. THOMPSON Management For For 02 TO RECEIVE AND CONSIDER THE COMPANY'S IRISH Management For For STATUTORY ACCOUNTS AND THE RELATED REPORTS OF THE DIRECTORS AND AUDITORS 03 APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT Management For For AUDITORS FOR THE YEAR ENDING 12/31/2011 04 TO APPROVE THE 2011 OMNIBUS INCENTIVE Management Against Against COMPENSATION PLAN 05 TO APPROVE ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 06 TO RECOMMEND ON AN ADVISORY BASIS THE FREQUENCY Management Abstain Against OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION 07 TO AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO Management For For MAKE MARKET PURCHASES OF COMPANY SHARES 08 TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY Management For For SHARES
DISH NETWORK CORPORATION SECURITY 25470M109 MEETING TYPE Annual TICKER SYMBOL DISH MEETING DATE 02-May-2011 ISIN US25470M1099 AGENDA 933390192 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ------------------ ------- ----------- 01 DIRECTOR Management 1 JAMES DEFRANCO For For 2 CANTEY ERGEN For For 3 CHARLES W. ERGEN For For 4 STEVEN R. GOODBARN For For 5 GARY S. HOWARD For For 6 DAVID K. MOSKOWITZ For For 7 TOM A. ORTOLF For For 8 CARL E. VOGEL For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. 03 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 THE SHAREHOLDER PROPOSAL REGARDING DISH Shareholder Against For NETWORK CORPORATION'S DUAL CLASS CAPITAL STRUCTURE. 06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 61 The Gabelli Equity Trust Inc. TOOTSIE ROLL INDUSTRIES, INC. SECURITY 890516107 MEETING TYPE Annual TICKER SYMBOL TR MEETING DATE 02-May-2011 ISIN US8905161076 AGENDA 933393984 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------------------- ------- ----------- 01 DIRECTOR Management 1 MELVIN J. GORDON For For 2 ELLEN R. GORDON For For 3 LANE JANE LEWIS-BRENT For For 4 BARRE A. SEIBERT For For 5 RICHARD P. BERGEMAN For For 02 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. 03 APPROVAL OF NON-BINDING RESOLUTION REGARDING Management Abstain Against EXECUTIVE COMPENSATION. 04 ADVISORY Management Abstain Against VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES.
TRINITY INDUSTRIES, INC. SECURITY 896522109 MEETING TYPE Annual TICKER SYMBOL TRN MEETING DATE 02-May-2011 ISIN US8965221091 AGENDA 933400501 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 JOHN L. ADAMS For For 2 RHYS J. BEST For For 3 DAVID W. BIEGLER For For 4 LELDON E. ECHOLS For For 5 RONALD J. GAFFORD For For 6 RONALD W. HADDOCK For For 7 ADRIAN LAJOUS For For 8 CHARLES W. MATTHEWS For For 9 DIANA S. NATALICIO For For 10 DOUGLAS L. ROCK For For 11 TIMOTHY R. WALLACE For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 04 TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
THE MANITOWOC COMPANY, INC. SECURITY 563571108 MEETING TYPE Annual TICKER SYMBOL MTW MEETING DATE 03-May-2011 ISIN US5635711089 AGENDA 933380230 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ------- ----------- 1 DIRECTOR Management 1 DONALD M. CONDON, JR. For For 2 KEITH D. NOSBUSCH For For 3 GLEN E. TELLOCK For For 2 THE RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 AN ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANYS NAMED EXECUTIVE OFFICERS. 4 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against ADVISORY VOTE ON THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS.
BAXTER INTERNATIONAL INC. SECURITY 071813109 MEETING TYPE Annual TICKER SYMBOL BAX MEETING DATE 03-May-2011 ISIN US0718131099 AGENDA 933381054 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Management For For 1B ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. Management For For 1C ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Management For For 1D ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION ADVISORY VOTES 05 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Management For For 06 APPROVAL OF 2011 INCENTIVE PLAN Management Against Against 07 PROPOSAL TO AMEND ARTICLE SIXTH TO ELIMINATE Management For For THECLASSIFIED BOARD AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 62 The Gabelli Equity Trust Inc. ALLERGAN, INC. SECURITY 018490102 MEETING TYPE Annual TICKER SYMBOL AGN MEETING DATE 03-May-2011 ISIN US0184901025 AGENDA 933382169 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- Management For For YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: DEBORAH DUNSIRE, M.D. 1B ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- Management For For YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: TREVOR M. JONES PH.D. 1C ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- Management For For YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: LOUIS J. LAVIGNE, JR. 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS 04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 05 APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS Management For For PLAN 06 APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD Management Against Against PLAN 07 APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Management For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS
INTERNATIONAL FLAVORS & FRAGRANCES INC. SECURITY 459506101 MEETING TYPE Annual TICKER SYMBOL IFF MEETING DATE 03-May-2011 ISIN US4595061015 AGENDA 933383008 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: MARGARET HAYES ADAME Management For For 1B ELECTION OF DIRECTOR: MARCELLO BOTTOLI Management For For 1C ELECTION OF DIRECTOR: LINDA B. BUCK Management For For 1D ELECTION OF DIRECTOR: J. MICHAEL COOK Management For For 1E ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. Management For For 1F ELECTION OF DIRECTOR: ANDREAS FIBIG Management For For 1G ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN Management For For 1H ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. Management For For 1I ELECTION OF DIRECTOR: KATHERINE M. HUDSON Management For For 1J ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Management For For 1K ELECTION OF DIRECTOR: DALE F. MORRISON Management For For 1L ELECTION OF DIRECTOR: DOUGLAS D. TOUGH Management For For 02 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2011. 03 ADVISORY VOTE ON THE COMPENSATION PAID TO THE Management Abstain Against COMPANY'S EXECUTIVE OFFICERS IN 2010. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against EXECUTIVE COMPENSATION VOTES.
GREAT PLAINS ENERGY INCORPORATED SECURITY 391164100 MEETING TYPE Annual TICKER SYMBOL GXP MEETING DATE 03-May-2011 ISIN US3911641005 AGENDA 933384810 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------------ ------- ----------- 01 DIRECTOR Management 1 D.L. BODDE For For 2 M.J. CHESSER For For 3 W.H. DOWNEY For For 4 R.C. FERGUSON, JR. For For 5 G.D. FORSEE For For 6 J.A. MITCHELL For For 7 W.C. NELSON For For 8 J.J. SHERMAN For For 9 L.H. TALBOTT For For 10 R.H. WEST For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 TO RECOMMEND, BY NON-BINDING VOTE, Management Abstain Against THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 APPROVAL OF THE AMENDED LONG-TERM INCENTIVE Management For For PLAN. 05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 63 The Gabelli Equity Trust Inc. AGL RESOURCES INC. SECURITY 001204106 MEETING TYPE Annual TICKER SYMBOL AGL MEETING DATE 03-May-2011 ISIN US0012041069 AGENDA 933385468 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 SANDRA N. BANE For For 2 THOMAS D. BELL, JR. For For 3 ARTHUR E. JOHNSON For For 4 DEAN R. O'HARE For For 5 JAMES A. RUBRIGHT For For 6 JOHN W. SOMERHALDER II For For 7 BETTINA M. WHYTE For For 02 THE RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF Management For For OUR 2007 OMNIBUS PERFORMANCE INCENTIVE PLAN. 04 THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF Management For For OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. 05 THE APPROVAL OF A NON-BINDING RESOLUTION TO Management Abstain Against APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 06 THE APPROVAL OF A NON-BINDING RESOLUTION TO Management Abstain Against DETERMINE THE FREQUENCY (ANNUAL, BIENNIAL OR TRIENNIAL) OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. SECURITY G0464B107 MEETING TYPE Annual TICKER SYMBOL AGII MEETING DATE 03-May-2011 ISIN BMG0464B1072 AGENDA 933386218 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------------ ------- ----------- 01 DIRECTOR Management 1 H. BERRY CASH For For 2 JOHN R. POWER, JR. For For 3 MARK E. WATSON III For For 02 TO VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY, Management Abstain Against NON-BINDING BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 03 TO VOTE ON A PROPOSAL TO SELECT, ON AN ADVISORY, Management Abstain Against NON-BINDING BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICER. 04 TO CONSIDER AND APPROVE THE RECOMMENDATION OF Management For For THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND TO REFER THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS.
BRISTOL-MYERS SQUIBB COMPANY SECURITY 110122108 MEETING TYPE Annual TICKER SYMBOL BMY MEETING DATE 03-May-2011 ISIN US1101221083 AGENDA 933386701 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: L. ANDREOTTI Management For For 1B ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For 1C ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For 1D ELECTION OF DIRECTOR: L.J. FREEH Management For For 1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For 1F ELECTION OF DIRECTOR: M. GROBSTEIN Management For For 1G ELECTION OF DIRECTOR: L. JOHANSSON Management For For 1H ELECTION OF DIRECTOR: A.J. LACY Management For For 1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For 1J ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Management For For 1K ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For 1L ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For 06 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For 07 PHARMACEUTICAL PRICE RESTRAINT Shareholder Against For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 64 The Gabelli Equity Trust Inc. THE DUN & BRADSTREET CORPORATION SECURITY 26483E100 MEETING TYPE Annual TICKER SYMBOL DNB MEETING DATE 03-May-2011 ISIN US26483E1001 AGENDA 933388731 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: NAOMI O. SELIGMAN Management For For 1B ELECTION OF DIRECTOR: MICHAEL J. WINKLER Management For For 02 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 RE-APPROVE THE DUN & BRADSTREET CORPORATION Management For For COVERED EMPLOYEE INCENTIVE PLAN, AS AMENDED. 04 APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION (SAY ON PAY). 05 TO RECOMMEND, BY NON-BINDING VOTE, THE Management Abstain Against FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 06 APPROVE AMENDMENTS TO THE RESTATED CERTIFICATE Management For For OF INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENTS TO A SIMPLE MAJORITY VOTE. 07 APPROVE AMENDMENTS TO THE RESTATED CERTIFICATE Management For For OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS.
WELLS FARGO & COMPANY SECURITY 949746101 MEETING TYPE Annual TICKER SYMBOL WFC MEETING DATE 03-May-2011 ISIN US9497461015 AGENDA 933389151 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For 1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For 1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For 1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For 1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For 1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For 1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For 1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For 1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For 1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For 1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1M ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For 1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For 02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Management Abstain Against APPROVE THE NAMED EXECUTIVES' COMPENSATION. 03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES REGARDING NAMED EXECUTIVES' COMPENSATION. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS FOR 2011. 05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shareholder Against For TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. 06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shareholder Against For VOTING IN CONTESTED DIRECTOR ELECTIONS. 07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF Shareholder Against For A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. 08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY Shareholder Against For VOTE ON DIRECTOR COMPENSATION. 09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shareholder Against For AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS.
CINCINNATI BELL INC. SECURITY 171871403 MEETING TYPE Annual TICKER SYMBOL CBBPRB MEETING DATE 03-May-2011 ISIN US1718714033 AGENDA 933389264 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For For 1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For 1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For 1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For For 1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For 1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For For 1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For For 1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 05 TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM Management For For INCENTIVE PLAN.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 65 The Gabelli Equity Trust Inc. CINCINNATI BELL INC. SECURITY 171871106 MEETING TYPE Annual TICKER SYMBOL CBB MEETING DATE 03-May-2011 ISIN US1718711062 AGENDA 933389264 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: PHILLIP R. COX Management For For 1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For 1C ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For 1D ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Management For For 1E ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For 1F ELECTION OF DIRECTOR: ALEX SHUMATE Management For For 1G ELECTION OF DIRECTOR: LYNN A. WENTWORTH Management For For 1H ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 05 TO APPROVE THE CINCINNATI BELL INC. 2011 SHORT-TERM Management For For INCENTIVE PLAN.
O'REILLY AUTOMOTIVE, INC. SECURITY 67103H107 MEETING TYPE Annual TICKER SYMBOL ORLY MEETING DATE 03-May-2011 ISIN US67103H1077 AGENDA 933389620 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: DAVID E. O'REILLY Management For For 1B ELECTION OF DIRECTOR: JAY D. BURCHFIELD Management For For 1C ELECTION OF DIRECTOR: PAUL R. LEDERER Management For For 02 ADVISORY VOTE ON APPROVAL OF COMPENSATION OF Management Abstain Against EXECUTIVES. 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against SAY ON PAY VOTES. 04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, LLP, Management For For AS INDEPENDENT AUDITORS FOR FISCAL 2011.
ECHOSTAR CORPORATION SECURITY 278768106 MEETING TYPE Annual TICKER SYMBOL SATS MEETING DATE 03-May-2011 ISIN US2787681061 AGENDA 933390205 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- --------- ------- ----------- 01 DIRECTOR Management 1 JOSEPH P. CLAYTON For For 2 R. STANTON DODGE For For 3 MICHAEL T. DUGAN For For 4 CHARLES W. ERGEN For For 5 DAVID K. MOSKOWITZ For For 6 TOM A. ORTOLF For For 7 C. MICHAEL SCHROEDER For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. 03 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 66 The Gabelli Equity Trust Inc. SUNCOR ENERGY INC. SECURITY 867224107 MEETING TYPE Annual TICKER SYMBOL SU MEETING DATE 03-May-2011 ISIN CA8672241079 AGENDA 933394164 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ------------ ---- ----------- 01 DIRECTOR Management 1 MEL E. BENSON For For 2 DOMINIC D'ALESSANDRO For For 3 JOHN T. FERGUSON For For 4 W. DOUGLAS FORD For For 5 RICHARD L. GEORGE For For 6 PAUL HASELDONCKX For For 7 JOHN R. HUFF For For 8 JACQUES LAMARRE For For 9 BRIAN F. MACNEILL For For 10 MAUREEN MCCAW For For 11 MICHAEL W. O'BRIEN For For 12 JAMES W. SIMPSON For For 13 EIRA THOMAS For For 02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. 03 TO ACCEPT THE APPROACH TO EXECUTIVE Management For For COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
AMETEK INC. SECURITY 031100100 MEETING TYPE Annual TICKER SYMBOL AME MEETING DATE 03-May-2011 ISIN US0311001004 AGENDA 933396156 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- --------- ------- ----------- 01 DIRECTOR Management 1 ANTHONY J. CONTI For For 2 FRANK S. HERMANCE For For 02 APPROVAL OF THE AMETEK, INC. 2011 OMNIBUS INCENTIVE Management For For COMPENSATION PLAN. 03 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF AMETEK, Management Abstain Against INC. EXECUTIVE COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION ADVISORY VOTES. 05 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
BBA AVIATION PLC SECURITY G08932165 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 04-May-2011 ISIN GB00B1FP8915 AGENDA 702851836 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------------------------- ---------- ---- ----------- 1 To receive and adopt the audited financial statements of the Management For For Company for the year ended 31 December 2010 together with the reports of the directors and auditors thereon 2 To elect Mark Hoad as a director Management For For 3 To re-elect Mark Harper as a director Management For For 4 To re-elect Michael Harper as a director Management For For 5 To re-elect Nick Land as a director Management For For 6 To re-elect Simon Pryce as a director Management For For 7 To re-elect Peter Ratcliffe as a director Management For For 8 To re-elect Hansel Tookes as a director Management For For 9 To re-appoint Deloitte LLP as auditors Management For For 10 To authorise the directors to fix the auditors' remuneration Management For For 11 To declare a dividend of 5.7p per share on the ordinary shares of Management For For the Company 12 The directors be generally and unconditionally authorised to allot Management For For shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company: (A) up to a nominal amount of GBP 47,186,254 (such amount to be reduced by the nominal amount allotted or granted under paragraph (B) in excess of such sum); and (B) comprising equity securities (as defined in section 560(1) of the Companies Act 2006) up to a nominal amount of GBP 94,372,509 (including within such limit any relevant securities allotted under paragraph (A) above) in connection with an offer by way of a rights issue: (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities as required by the rights of those securities or as the directors CONTD CONT CONTD otherwise consider necessary, and so that the directors Non-Voting may impose any-limits or restrictions and make any arrangements which they consider-necessary or appropriate to deal with treasury shares, fractional-entitlements, record dates, legal, regulatory or practical problems in, or-under the laws of, any territory or any other matter, such authorities to-apply until the end of next year's annual general meeting (or, if earlier,-until the close of business on 30 June 2012) but, in each case, so that the-Company may make offers and enter into agreements during the relevant period- which would, or might, require relevant securities to be allotted after the-authority ends and the directors may allot relevant securities under any such-offer or agreement as if the authority had not ended
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 67 The Gabelli Equity Trust Inc.
For/Against Item Proposal Type Vote Management ---- ---------------------------------------------------------------------- ---------- ---- ----------- 13 That if resolution 12 is passed, the directors be given power to Management For For allot equity securities (as defined in the Companies Act 2006) for cash under the authority given by that resolution and/or to sell ordinary shares held by the Company as treasury shares for cash as if section 561 of the Companies Act 2006 did not apply to any such allotment or sale, such power to be limited: (A) to the allotment of equity securities in connection with an offer of equity securities (but in the case of the authority granted under paragraph (B) of resolution 12, by way of a rights issue only): (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities, as required by the rights of those securities or, as the directors otherwise consider CONTD CONT CONTD necessary, and so that the directors may impose any Non-Voting limits or-restrictions and make any arrangements which they consider necessary or-appropriate to deal with treasury shares, fractional entitlements, record-dates, legal, regulatory or practical problems in, or under the laws of, any-territory or any other matter; and (B) in the case of the authority granted-under paragraph (A) of resolution 12 and/or in the case of any sale of-treasury shares for cash, to the allotment (otherwise than under paragraph-(A) above) of equity securities or sale of treasury shares up to a nominal- amount of GBP 7,077,938, such power to apply until the end of next year's-annual general meeting (or, if earlier, until the close of business on 30-June 2012) but during this period the Company may make offers, and enter into-CONTD CONT CONTD agreements, which would, or might, require equity Non-Voting securities, to be-allotted after the power ends and the directors may allot equity securities-under any such offer or agreement as if the power had not ended 14 That the Company is hereby generally and unconditionally Management For For authorised for the purposes of section 701 of the Companies Act 2006 to make market purchases (within the meaning of section 693(4) of such Act) on the London Stock Exchange of ordinary shares of 29 16/21p each in the capital of the Company ("ordinary shares") provided that: (A) the maximum aggregate number of ordinary shares authorised to be purchased is 71,298,053 (representing approximately 14.99 per cent of the present issued ordinary share capital of the Company); (B) the minimum price (excluding stamp duty and expenses) which may be paid for an ordinary share so purchased is 29 16/21p; (C) the maximum price (excluding stamp duty and expenses) which may be paid for an ordinary share so purchased is the highest of (i) an amount equal to 5 per cent CONTD CONT CONTD above the average of the middle market quotations Non-Voting shown for an ordinary-share in the London Stock Exchange Daily Official List on the five business-days immediately preceding the day on which that ordinary share is contracted-to be purchased and (ii) the higher of the price of the last independent-trade and the highest current independent bid on the trading venues where the-purchase is carried out; (D) the authority hereby conferred shall expire at-the conclusion of the annual general meeting to be held in 2012, unless such-authority is renewed, varied or revoked prior to such time; (E) the Company-may prior to the expiry of such authority make a contract to purchase-ordinary shares under the authority hereby conferred which will or may be-executed wholly or partly after the expiry of such authority, and may CONTD CONT CONTD make a purchase of ordinary shares in pursuance of any Non-Voting such contract;-and (F) all ordinary shares purchased pursuant to the said authority shall-either: (i) be cancelled immediately upon completion of the purchase; or (ii)-be held, sold, transferred or otherwise dealt with as treasury shares in-accordance with the provisions of the Companies Act 2006 15 That the Directors' Remuneration Report as set out on pages 75 Management For For to 83 of the Annual Report 2010 be approved 16 That a general meeting of the Company other than an annual Management For For general meeting may be called on not less than 14 clear days' notice
WEIR GROUP PLC, GLASGOW SECURITY G95248137 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 04-May-2011 ISIN GB0009465807 AGENDA 702898935 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------------------- ---------- ---- ----------- 1 To receive and adopt the report and financial statements Management For For 2 To declare a dividend Management For For 3 To approve the Remuneration Report Management For For 4 To re-elect Lord Smith as a director Management For For 5 To re-elect Keith Cochrane as a director Management For For 6 To re-elect Michael Dearden as a director Management For For 7 To re-elect Stephen King as a director Management For For 8 To re-elect Richard Menell as a director Management For For 9 To re-elect Alan Mitchelson as a director Management For For 10 To re-elect John Mogford as a director Management For For 11 To re-elect Lord Robertson as a director Management For For 12 To re-elect Jon Stanton as a director Management For For 13 To re-appoint Ernst and Young LLP as auditors Management For For 14 To authorise the directors to fix the remuneration of the auditors Management For For 15 To renew the directors' general power to allot shares Management For For 16 To disapply the statutory pre-emption provisions Management For For 17 To renew the Company's authority to purchase its own shares Management For For 18 To reduce the notice period for general meetings Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 68 The Gabelli Equity Trust Inc. TECO ENERGY, INC. SECURITY 872375100 MEETING TYPE Annual TICKER SYMBOL TE MEETING DATE 04-May-2011 ISIN US8723751009 AGENDA 933377699 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: DUBOSE AUSLEY Management For For 1B ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. Management For For 1C ELECTION OF DIRECTOR: PAUL L. WHITING Management For For 02 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR DEPENDENT AUDITOR FOR 2011. 03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against ("SAYON PAY"). 04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY Management Abstain Against ON PAY VOTES. 05 AMENDMENT OF THE COMPANY'S EQUAL EMPLOYMENT Shareholder Against For OPPORTUNITY POLICY. 06 DECLASSIFY THE BOARD OF DIRECTORS. Shareholder Against For
THOMAS & BETTS CORPORATION SECURITY 884315102 MEETING TYPE Annual TICKER SYMBOL TNB MEETING DATE 04-May-2011 ISIN US8843151023 AGENDA 933381890 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 M.L. DUCKER For For 2 J.K. HAUSWALD For For 3 D. JERNIGAN For For 4 R.B. KALICH, SR. For For 5 K.R. MASTERSON For For 6 D.J. PILEGGI For For 7 J.P. RICHARD For For 8 R.H. RIVERS For For 9 K.L. ROBERG For For 10 D.D. STEVENS For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
METTLER-TOLEDO INTERNATIONAL INC. SECURITY 592688105 MEETING TYPE Annual TICKER SYMBOL MTD MEETING DATE 04-May-2011 ISIN US5926881054 AGENDA 933384024 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ------------ 1A ELECTION OF DIRECTOR: ROBERT F. SPOERRY Management For For 1B ELECTION OF DIRECTOR: WAH-HUI CHU Management For For 1C ELECTION OF DIRECTOR: FRANCIS A. CONTINO Management For For 1D ELECTION OF DIRECTOR: OLIVIER A. FILLIOL Management For For 1E ELECTION OF DIRECTOR: MICHAEL A. KELLY Management For For 1F ELECTION OF DIRECTOR: MARTIN D. MADAUS Management For For 1G ELECTION OF DIRECTOR: HANS ULRICH MAERKI Management For For 1H ELECTION OF DIRECTOR: GEORGE M. MILNE Management For For 1I ELECTION OF DIRECTOR: THOMAS P. SALICE Management For For 02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 03 APPROVAL OF THE POBS PLUS INCENTIVE SYSTEM FOR Management For For GROUP MANAGEMENT. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 69 The Gabelli Equity Trust Inc. CIRCOR INTERNATIONAL, INC. SECURITY 17273K109 MEETING TYPE Annual TICKER SYMBOL CIR MEETING DATE 04-May-2011 ISIN US17273K1097 AGENDA 933386903 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1 DIRECTOR Management 1 A. WILLIAM HIGGINS For For 2 C. WILLIAM ZADEL For For 2 TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF Management For For DIRECTOR'S SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION Management Abstain Against REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4 TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON THE Management Abstain Against FREQUENCY AT WHICH THE COMPANY SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN ITS PROXY STATEMENT FOR STOCKHOLDER CONSIDERATION.
GENON ENERGY, INC. SECURITY 37244E107 MEETING TYPE Annual TICKER SYMBOL GEN MEETING DATE 04-May-2011 ISIN US37244E1073 AGENDA 933391360 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: E. WILLIAM BARNETT Management For For 1B ELECTION OF DIRECTOR: TERRY G. DALLAS Management For For 1C ELECTION OF DIRECTOR: MARK M. JACOBS Management For For 1D ELECTION OF DIRECTOR: THOMAS H. JOHNSON Management For For 1E ELECTION OF DIRECTOR: STEVEN L. MILLER Management For For 1F ELECTION OF DIRECTOR: EDWARD R. MULLER Management For For 1G ELECTION OF DIRECTOR: ROBERT C. MURRAY Management For For 1H ELECTION OF DIRECTOR: LAREE E. PEREZ Management For For 1I ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Management For For 1J ELECTION OF DIRECTOR: WILLIAM L. THACKER Management For For 02 RATIFY THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP Management For For AS OUR INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. 03 ADOPT AN AMENDMENT TO OUR THIRD RESTATED Management Against Against CERTIFICATE OF INCORPORATION TO HELP PROTECT THE TAX BENEFITS OF OUR NET OPERATING LOSSES. 04 APPROVE THE STOCKHOLDER RIGHTS PLAN, ADOPTED BY Management Against Against THE BOARD ON JANUARY 15, 2001, AS AMENDED NOVEMBER 23, 2010. 05 APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Management Abstain Against OF OUR NAMED EXECUTIVE OFFICERS. 06 DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against CONDUCTING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 07 CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY Shareholder Against For PRESENTED AT THE MEETING, DESCRIBED IN THE PROXY MATERIALS.
AUTONATION, INC. SECURITY 05329W102 MEETING TYPE Annual TICKER SYMBOL AN MEETING DATE 04-May-2011 ISIN US05329W1027 AGENDA 933391411 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: MIKE JACKSON Management For For 1B ELECTION OF DIRECTOR: ROBERT J. BROWN Management For For 1C ELECTION OF DIRECTOR: RICK L. BURDICK Management For For 1D ELECTION OF DIRECTOR: WILLIAM C. CROWLEY Management For For 1E ELECTION OF DIRECTOR: DAVID B. EDELSON Management For For 1F ELECTION OF DIRECTOR: ROBERT R. GRUSKY Management For For 1G ELECTION OF DIRECTOR: MICHAEL LARSON Management For For 1H ELECTION OF DIRECTOR: MICHAEL E. MAROONE Management For For 1I ELECTION OF DIRECTOR: CARLOS A. MIGOYA Management For For 1J ELECTION OF DIRECTOR: ALISON H. ROSENTHAL Management For For 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION 05 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shareholder Against For SPECIAL MEETINGS 06 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shareholder Against For CUMULATIVE VOTING
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 70 The Gabelli Equity Trust Inc. PEPSICO, INC. SECURITY 713448108 MEETING TYPE Annual TICKER SYMBOL PEP MEETING DATE 04-May-2011 ISIN US7134481081 AGENDA 933392069 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ------------ 1A ELECTION OF DIRECTOR: S.L. BROWN Management For For 1B ELECTION OF DIRECTOR: I.M. COOK Management For For 1C ELECTION OF DIRECTOR: D. DUBLON Management For For 1D ELECTION OF DIRECTOR: V.J. DZAU Management For For 1E ELECTION OF DIRECTOR: R.L. HUNT Management For For 1F ELECTION OF DIRECTOR: A. IBARGUEN Management For For 1G ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For 1H ELECTION OF DIRECTOR: I.K. NOOYI Management For For 1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For 1J ELECTION OF DIRECTOR: J.J. SCHIRO Management For For 1K ELECTION OF DIRECTOR: L.G. TROTTER Management For For 1L ELECTION OF DIRECTOR: D. VASELLA Management For For 02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against COMPENSATION. 03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTES. 04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTANTS FOR FISCAL YEAR 2011. 05 APPROVAL OF AMENDMENT TO ARTICLES OF Management For For INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED ELECTIONS. 06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shareholder Against For SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63) 07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For REPORT (PROXY STATEMENT P.65)
DANA HOLDING CORP SECURITY 235825205 MEETING TYPE Annual TICKER SYMBOL DAN MEETING DATE 04-May-2011 ISIN US2358252052 AGENDA 933400549 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 JOHN M. DEVINE For For 2 TERRENCE J. KEATING For For 3 JOSEPH C. MUSCARI For For 4 RICHARD F. WALLMAN For For 5 KEITH E. WANDELL For For 02 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Management Abstain Against APPROVING EXECUTIVE COMPENSATION 03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Management Abstain Against REGARDING THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
LUFKIN INDUSTRIES, INC. SECURITY 549764108 MEETING TYPE Annual TICKER SYMBOL LUFK MEETING DATE 04-May-2011 ISIN US5497641085 AGENDA 933410552 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ------------ 01 DIRECTOR Management 1 H.J. TROUT, JR. For For 2 J.T. JONGEBLOED For For 3 S.V. BAER For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Management For For OF DIRECTORS OF THE COMPANY TO APPROVE AND ADOPT THE AMENDMENT OF THE COMPANY'S FOURTH RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 60,000,000 TO 150,000,000. 04 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 05 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE Management Abstain Against FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
REGAL ENTERTAINMENT GROUP SECURITY 758766109 MEETING TYPE Annual TICKER SYMBOL RGC MEETING DATE 04-May-2011 ISIN US7587661098 AGENDA 933429133 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 STEPHEN A. KAPLAN For For 2 JACK TYRRELL For For 3 NESTOR R. WEIGAND JR. For For 02 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 03 RECOMMENDATION, ON AN ADVISORY BASIS, OF THE Management Abstain Against FREQUENCY AT WHICH TO HOLD FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 71 The Gabelli Equity Trust Inc. RECKITT BENCKISER GROUP PLC SECURITY G74079107 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 05-May-2011 ISIN GB00B24CGK77 AGENDA 702886144 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------ ---------- ---- ------------ 1 To receive the 2010 report and financial statements Management For For 2 To approve the Directors' remuneration report Management For For 3 To declare a final dividend Management For For 4 To re-elect Adrian Bellamy Management For For 5 To re-elect Peter Harf Management For For 6 To re-elect Bart Becht Management For For 7 To re-elect Graham Mackay Management For For 8 To elect Liz Doherty Management For For 9 To re-appoint PricewaterhouseCoopers LLP as auditors Management For For 10 To authorise the Directors to determine the auditors' remuneration Management For For 11 To renew the Directors' authority to allot shares Management For For 12 To renew the Directors' power to disapply pre-emption rights Management For For 13 To renew the Company's authority to purchase its own shares Management For For 14 To approve the calling of General Meetings on 14 clear days' Management For For notice 15 To approve changes to the rules of the Company's Share Plans Management For For
VERIZON COMMUNICATIONS INC. SECURITY 92343V104 MEETING TYPE Annual TICKER SYMBOL VZ MEETING DATE 05-May-2011 ISIN US92343V1044 AGENDA 933387830 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Management For For 1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For 1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE RELATED TO FUTURE VOTES ON Management Abstain Against EXECUTIVE COMPENSATION 05 DISCLOSE PRIOR GOVERNMENT SERVICE Shareholder Against For 06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For 07 CUMULATIVE VOTING Shareholder Against For 08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
DUKE ENERGY CORPORATION SECURITY 26441C105 MEETING TYPE Annual TICKER SYMBOL DUK MEETING DATE 05-May-2011 ISIN US26441C1053 AGENDA 933388539 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 WILLIAM BARNET, III For For 2 G. ALEX BERNHARDT, SR. For For 3 MICHAEL G. BROWNING For For 4 DANIEL R. DIMICCO For For 5 JOHN H. FORSGREN For For 6 ANN MAYNARD GRAY For For 7 JAMES H. HANCE, JR. For For 8 E. JAMES REINSCH For For 9 JAMES T. RHODES For For 10 JAMES E. ROGERS For For 11 PHILIP R. SHARP For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2011 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION 05 SHAREHOLDER PROPOSAL RELATING TO PREPARATION Shareholder Against For OF A REPORT ON DUKE ENERGY CORPORATION'S GLOBAL WARMING-RELATED LOBBYING ACTIVITIES 06 SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF Shareholder Against For A REPORT ON THE FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL 07 SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT Shareholder Against For TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 72 The Gabelli Equity Trust Inc. CHURCH & DWIGHT CO., INC. SECURITY 171340102 MEETING TYPE Annual TICKER SYMBOL CHD MEETING DATE 05-May-2011 ISIN US1713401024 AGENDA 933389430 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 JOSE B. ALVAREZ For For 2 JAMES R. CRAIGIE For For 3 ROSINA B. DIXON For For 4 ROBERT D. LEBLANC For For 02 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against EXECUTIVE OFFICERS. 03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE Management Abstain Against ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL STATEMENTS.
STARWOOD HOTELS & RESORTS WORLDWIDE SECURITY 85590A401 MEETING TYPE Annual TICKER SYMBOL HOT MEETING DATE 05-May-2011 ISIN US85590A4013 AGENDA 933390421 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 ADAM ARON For For 2 CHARLENE BARSHEFSKY For For 3 THOMAS CLARKE For For 4 CLAYTON DALEY, JR. For For 5 BRUCE DUNCAN For For 6 LIZANNE GALBREATH For For 7 ERIC HIPPEAU For For 8 STEPHEN QUAZZO For For 9 THOMAS RYDER For For 10 FRITS VAN PAASSCHEN For For 11 KNEELAND YOUNGBLOOD For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 RESOLVED, THAT THE COMPANY STOCKHOLDERS Management Abstain Against APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION & ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION, IN OUR PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
AMPCO-PITTSBURGH CORPORATION SECURITY 032037103 MEETING TYPE Annual TICKER SYMBOL AP MEETING DATE 05-May-2011 ISIN US0320371034 AGENDA 933390685 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 WILLIAM K. LIEBERMAN For For 2 STEPHEN E. PAUL For For 3 C.H. PFORZHEIMER, III For For 02 TO APPROVE, IN A NON-BINDING VOTE, THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 03 TO RECOMMEND, IN A NON-BINDING VOTE, THE Management Abstain Against FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 04 TO APPROVE THE AMPCO-PITTSBURGH CORPORATION Management Against Against 2011 OMNIBUS INCENTIVE PLAN. 05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 73 The Gabelli Equity Trust Inc. MUELLER INDUSTRIES, INC. SECURITY 624756102 MEETING TYPE Annual TICKER SYMBOL MLI MEETING DATE 05-May-2011 ISIN US6247561029 AGENDA 933391079 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 ALEXANDER P. FEDERBUSH For For 2 PAUL J. FLAHERTY For For 3 GENNARO J. FULVIO For For 4 GARY S. GLADSTEIN For For 5 SCOTT J. GOLDMAN For For 6 TERRY HERMANSON For For 7 HARVEY L. KARP For For 8 GREGORY L. CHRISTOPHER For For 02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS OF THE COMPANY. 03 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING Management Abstain Against VOTE, EXECUTIVE COMPENSATION. 04 TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING Management Abstain Against VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 TO APPROVE THE ADOPTION OF THE COMPANY'S 2011 Management For For ANNUAL BONUS PLAN.
SOUTHWEST GAS CORPORATION SECURITY 844895102 MEETING TYPE Annual TICKER SYMBOL SWX MEETING DATE 05-May-2011 ISIN US8448951025 AGENDA 933392677 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 ROBERT L. BOUGHNER For For 2 THOMAS E. CHESTNUT For For 3 STEPHEN C. COMER For For 4 LEROY C. HANNEMAN, JR. For For 5 MICHAEL O. MAFFIE For For 6 ANNE L. MARIUCCI For For 7 MICHAEL J. MELARKEY For For 8 JEFFREY W. SHAW For For 9 A. RANDALL THOMAN For For 10 THOMAS A. THOMAS For For 11 TERRENCE L. WRIGHT For For 02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Management Abstain Against EXECUTIVE COMPENSATION. 03 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. 04 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2011.
AVON PRODUCTS, INC. SECURITY 054303102 MEETING TYPE Annual TICKER SYMBOL AVP MEETING DATE 05-May-2011 ISIN US0543031027 AGENDA 933394190 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 W. DON CORNWELL For For 2 V. ANN HAILEY For For 3 FRED HASSAN For For 4 ANDREA JUNG For For 5 MARIA ELENA LAGOMASINO For For 6 ANN S. MOORE For For 7 PAUL S. PRESSLER For For 8 GARY M. RODKIN For For 9 PAULA STERN For For 10 LAWRENCE A. WEINBACH For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 05 APPROVE AMENDMENTS TO OUR RESTATED CERTIFICATE Management For For OF INCORPORATION AND BY-LAWS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 74 The Gabelli Equity Trust Inc. GAYLORD ENTERTAINMENT COMPANY SECURITY 367905106 MEETING TYPE Annual TICKER SYMBOL GET MEETING DATE 05-May-2011 ISIN US3679051066 AGENDA 933404092 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ------------ 01 DIRECTOR Management 1 GLENN J. ANGIOLILLO For For 2 MICHAEL J. BENDER For For 3 E.K. GAYLORD II For For 4 RALPH HORN For For 5 DAVID W. JOHNSON For For 6 ELLEN LEVINE For For 7 TERRELL T. PHILEN, JR. For For 8 ROBERT S. PRATHER, JR. For For 9 COLIN V. REED For For 10 MICHAEL D. ROSE For For 11 MICHAEL I. ROTH For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management For For OUR 2006 OMNIBUS INCENTIVE PLAN. 04 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Management For For COMPENSATION. 05 TO RECOMMEND, ON AN ADVISORY BASIS, WHETHER WE Management 1 Year For WILL HAVE FUTURE ADVISORY VOTES REGARDING OUR EXECUTIVE COMPENSATION EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS.
APACHE CORPORATION SECURITY 037411105 MEETING TYPE Annual TICKER SYMBOL APA MEETING DATE 05-May-2011 ISIN US0374111054 AGENDA 933423395 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ------------ 01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Management For For 02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Management For For 03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Management For For 04 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For 05 RATIFICATION OF ERNST & YOUNG AS APACHE'S Management For For INDEPENDENT AUDITORS 06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Management Abstain Against EXECUTIVE OFFICERS 07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON Management Abstain Against COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS 08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management For For CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK 09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management Against Against CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK 10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY Management For For COMPENSATION PLAN
ROLLS-ROYCE GROUP PLC, LONDON SECURITY G7630U109 MEETING TYPE Court Meeting TICKER SYMBOL MEETING DATE 06-May-2011 ISIN GB0032836487 AGENDA 702859553 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ---- ------------ CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION Non-Voting FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. 1 Implement the Scheme of Arrangement Management For For
ROLLS-ROYCE GROUP PLC, LONDON SECURITY G7630U109 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 06-May-2011 ISIN GB0032836487 AGENDA 702859565 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------ ---------- ---- ----------- 1 To receive the Director's report and financial statements for the Management For For year ended December 31, 2010 2 To approve the Director's remuneration report for the year ended Management For For December 31, 2010 3 To re-elect Sir Simon Robertson as a director of the Company Management For For 4 To re-elect John Rishton as a director of the Company Management For For 5 To re-elect Helen Alexander CBE a director of the Company Management For For 6 To re-elect Peter Byrom as a director of the Company Management For For 7 To re-elect Iain Conn as a director of the Company Management For For 8 To re-elect Peter Gregson as a director of the Company Management For For 9 To re-elect James Guyette as a director of the Company Management For For 10 To re-elect John McAdam as a director of the Company Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 75 The Gabelli Equity Trust Inc.
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------------------- ---------- ---- ------------ 11 To re-elect John Neill CBE as a director of the Company Management For For 12 To re-elect Andrew Shilston as a director of the Company Management For For 13 To re-elect Colin Smith as a director of the Company Management For For 14 To re-elect Ian Strachan as a director of the Company Management For For 15 To re-elect Mike Terrett as a director of the Company Management For For 16 To re-appoint the auditors Management For For 17 To authorise the directors to agree the auditor's remuneration Management For For 18 To approve payment to shareholders Management For For 19 To authorise political donation and political expenditure Management For For 20 To approve the Rolls-Royce plc Share Purchase Plan Management For For 21 To approve the Rolls-Royce UK Share Save Plan Management For For 22 To approve the Rolls-Royce International Share Save Plan Management For For 23 To adopt amended Articles of Association Management For For 24 To authorise the directors to call general meetings on not less Management For For than 14 clear day's notice 25 To authorise the directors to allot shares (s.551) Management For For 26 To disapply pre-emption rights (s.561) Management For For 27 To authorise the Company to purchase its own ordinary shares Management For For 28 To implement the Scheme of Arrangement Management For For
CANAL PLUS SA, PARIS SECURITY F13398106 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 06-May-2011 ISIN FR0000125460 AGENDA 702900742 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------ ---------- --------- ----------- CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. CMMT French Resident Shareowners must complete, sign and forward Non-Voting the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non- Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as- Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINKS: https://balo.journal- officiel.gouv.fr/pdf/2011-/0401/201104011101056.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2011/0- 422/201104221101607.pdf O.1 Approval of the corporate reports and financial statements for FY Management No Action 2010 O.2 Approval of the consolidated reports and financial statements for Management No Action FY 2010 O.3 Special report by the statutory auditors on the agreements and Management No Action commitments regulated by article L. 225-40 of the Code de commerce O.4 Allocation of income for FY 2010, setting of the dividend and its Management No Action due date for payment O.5 Renewal of Mr Bertrand Meheut's appointment as a member of Management No Action the Board of Directors O.6 Renewal of Mr Rodolphe Belmer's appointment as a member of Management No Action the Board of Directors O.7 Renewal of Canal+ Distribution's appointment as a member of the Management No Action Board of Directors O.8 Appointment of a new director, Mr Pierre Blayau Management No Action O.9 Setting of the amount of the directors' attendance fees Management No Action E.10 Change of the Company's name and correlative amendment of Management No Action article 3 of the Articles of Association OE.11 Powers for the necessary legal formalities Management No Action CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting OF ADDITIONAL URL. IF YOU H-AVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YO-U DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
FRANKLIN ELECTRIC CO., INC. SECURITY 353514102 MEETING TYPE Annual TICKER SYMBOL FELE MEETING DATE 06-May-2011 ISIN US3535141028 AGENDA 933381028 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 DAVID T. BROWN For For 2 DAVID A. ROBERTS For For 3 THOMAS R. VERHAGE For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. 03 TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE VOTES ON EXECUTIVE PAY.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 76 The Gabelli Equity Trust Inc. ALCOA INC. SECURITY 013817101 MEETING TYPE Annual TICKER SYMBOL AA MEETING DATE 06-May-2011 ISIN US0138171014 AGENDA 933386179 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------- ------------ 1A ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For For 1B ELECTION OF DIRECTOR: JAMES W. OWENS Management For For 1C ELECTION OF DIRECTOR: RATAN N. TATA Management For For 02 RATIFY THE INDEPENDENT AUDITOR Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTE 05 ADOPT INTERNAL REVENUE CODE SECTION 162(M) Management For For COMPLIANT ANNUAL CASH INCENTIVE COMPENSATION PLAN 06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN Management For For THE ARTICLES OF INCORPORATION - ARTICLE SEVENTH (FAIR PRICE PROTECTION) 07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN Management For For THE ARTICLES OF INCORPORATION - ARTICLE EIGHTH (DIRECTOR ELECTIONS) 08 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN Management For For THE ARTICLES OF INCORPORATION - ARTICLE EIGHTH (REMOVAL OF DIRECTORS) 09 SHAREHOLDER PROPOSAL - ACTION BY WRITTEN Shareholder Against For CONSENT 10 SHAREHOLDER PROPOSAL - DECLASSIFY THE BOARD Shareholder Against For
ARTIO GLOBAL INVESTORS SECURITY 04315B107 MEETING TYPE Annual TICKER SYMBOL ART MEETING DATE 06-May-2011 ISIN US04315B1070 AGENDA 933388476 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 ELIZABETH BUSE For For 2 FRANCIS LEDWIDGE For For 02 APPROVAL OF THE COMPENSATION OF THE COMPANY'S Management Abstain Against NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES, AND THE RELATED DISCLOSURE CONTAINED IN THE 2011 PROXY STATEMENT. 03 FREQUENCY OF CONDUCTING AN ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 04 THE RATIFICATION OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
CURTISS-WRIGHT CORPORATION SECURITY 231561101 MEETING TYPE Annual TICKER SYMBOL CW MEETING DATE 06-May-2011 ISIN US2315611010 AGENDA 933404167 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ------------ 01 DIRECTOR Management 1 MARTIN R. BENANTE For For 2 S. MARCE FULLER For For 3 ALLEN A. KOZINSKI For For 4JOHN R. MYERS For For 5 JOHN B. NATHMAN For For 6 ROBERT J. RIVET For For 7 WILLIAM W. SIHLER For For 8 ALBERT E. SMITH For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 PROPOSAL TO APPROVE THE AMENDMENT TO THE Management For For COMPANY'S INCENTIVE COMPENSATION PLAN. 04 PROPOSAL TO APPROVE THE AMENDMENTS TO THE Management For For COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. 05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 06 PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON Management Abstain Against FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 77 The Gabelli Equity Trust Inc. OCEANEERING INTERNATIONAL, INC. SECURITY 675232102 MEETING TYPE Annual TICKER SYMBOL OII MEETING DATE 06-May-2011 ISIN US6752321025 AGENDA 933406351 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 T. JAY COLLINS For For 2 D. MICHAEL HUGHES For For 02 ADVISORY VOTE ON A RESOLUTION TO APPROVE THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain Against FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
MOTOROLA MOBILITY HOLDINGS, INC. SECURITY 620097105 MEETING TYPE Annual TICKER SYMBOL MMI MEETING DATE 09-May-2011 ISIN US6200971058 AGENDA 933386787 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: SANJAY K. JHA Management For For 1B ELECTION OF DIRECTOR: JON E. BARFIELD Management For For 1C ELECTION OF DIRECTOR: WILLIAM R. HAMBRECHT Management For For 1D ELECTION OF DIRECTOR: JEANNE P. JACKSON Management For For 1E ELECTION OF DIRECTOR: KEITH A. MEISTER Management For For 1F ELECTION OF DIRECTOR: THOMAS J. MEREDITH Management For For 1G ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI Management For For 1H ELECTION OF DIRECTOR: JAMES R. STENGEL Management For For 1I ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA Management For For 1J ELECTION OF DIRECTOR: ANDREW J. VITERBI Management For For 02 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against COMPENSATION. 03 ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE Management Abstain Against STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
KERRY GROUP PLC SECURITY G52416107 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 10-May-2011 ISIN IE0004906560 AGENDA 702954163 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------- ---------- ---- ----------- 1 Report and Accounts Management For For 2 Declaration of Dividend Management For For 3A1 Re-election of Mr. Kieran Breen (in accordance with Article 102) Management For For 3A2 Re-election of Mr. Patrick Flahive (in accordance with Article 102) Management For For 3B1 Re-election of Mr. Denis Buckley (in accordance with Combined Management For For Code) 3B2 Re-election of Mr. Gerry Behan (in accordance with Combined Management For For Code) 3B3 Re-election of Mr. Denis Carroll (in accordance with Combined Management For For Code) 3B4 Re-election of Mr. Michael Dowling (in accordance with Combined Management For For Code) 3B5 Re-election of Mr. Michael Fleming (in accordance with Combined Management For For Code) 3B6 Re-election of Mr. Noel Greene (in accordance with Combined Management For For Code) 3B7 Re-election of Mr. Flor Healy (in accordance with Combined Management For For Code) 3b8 Re-election of Mr. Kevin Kelly (in accordance with Combined Management For For Code) 3B9 Re-election of Mr. Stan McCarthy (in accordance with Combined Management For For Code) 3B10 Re-election of Mr. Brian Mehigan (in accordance with Combined Management For For Code) 3B11 Re-election of Mr. Gerard O Hanlon (in accordance with Management For For Combined Code) 3B12 Re-election of Mr. Denis Wallis (in accordance with Combined Management For For Code) 4 Remuneration of Auditors Management For For 5 Ordinary Resolution (Remuneration Report) Management For For 6 Ordinary Resolution (Section 20 Authority) Management For For 7 Special Resolution (Disapplication Section 23) Management For For 8 Special Resolution (To authorise the company to make market Management For For purchases of its own shares)
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 78 The Gabelli Equity Trust Inc. LOEWS CORPORATION SECURITY 540424108 MEETING TYPE Annual TICKER SYMBOL L MEETING DATE 10-May-2011 ISIN US5404241086 AGENDA 933392019 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: ANN E. BERMAN Management For For 1B ELECTION OF DIRECTOR: JOSEPH L. BOWER Management For For 1C ELECTION OF DIRECTOR: CHARLES M. DIKER Management For For 1D ELECTION OF DIRECTOR: JACOB A. FRENKEL Management For For 1E ELECTION OF DIRECTOR: PAUL J. FRIBOURG Management For For 1F ELECTION OF DIRECTOR: WALTER L. HARRIS Management For For 1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management For For 1H ELECTION OF DIRECTOR: KEN MILLER Management For For 1I ELECTION OF DIRECTOR: GLORIA R. SCOTT Management For For 1J ELECTION OF DIRECTOR: ANDREW H. TISCH Management For For 1K ELECTION OF DIRECTOR: JAMES S. TISCH Management For For 1L ELECTION OF DIRECTOR: JONATHAN M. TISCH Management For For 02 APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against COMPENSATION 03 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 04 RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For AUDITORS 05 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
WATERS CORPORATION SECURITY 941848103 MEETING TYPE Annual TICKER SYMBOL WAT MEETING DATE 10-May-2011 ISIN US9418481035 AGENDA 933392223 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 1 DIRECTOR Management 1 JOSHUA BEKENSTEIN For For 2 MICHAEL J. BERENDT, PHD For For 3 DOUGLAS A. BERTHIAUME For For 4 EDWARD CONARD For For 5 LAURIE H. GLIMCHER, M.D For For 6 CHRISTOPHER A. KUEBLER For For 7 WILLIAM J. MILLER For For 8 JOANN A. REED For For 9 THOMAS P. SALICE For For 2 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 4 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against EXECUTIVE COMPENSATION VOTES.
CEPHALON, INC. SECURITY 156708109 MEETING TYPE Annual TICKER SYMBOL CEPH MEETING DATE 10-May-2011 ISIN US1567081096 AGENDA 933394241 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: J. KEVIN BUCHI Management For For 1B ELECTION OF DIRECTOR: WILLIAM P. EGAN Management For For 1C ELECTION OF DIRECTOR: MARTYN D. GREENACRE Management For For 1D ELECTION OF DIRECTOR: CHARLES J. HOMCY, M.D. Management For For 1E ELECTION OF DIRECTOR: VAUGHN M. KAILIAN Management For For 1F ELECTION OF DIRECTOR: KEVIN E. MOLEY Management For For 1G ELECTION OF DIRECTOR: CHARLES A. SANDERS, M.D. Management For For 1H ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Management For For 1I ELECTION OF DIRECTOR: DENNIS L. WINGER Management For For 02 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Management Against Against THE 2011 EQUITY COMPENSATION PLAN. 03 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. 04 TO APPROVE AN ADVISORY RESOLUTION REGARDING Management Abstain Against EXECUTIVE COMPENSATION. 05 TO VOTE ON AN ADVISORY BASIS REGARDING THE Management Abstain Against FREQUENCY OF ADVISORY STOCKHOLDER VOTES REGARDING EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 79 The Gabelli Equity Trust Inc. HOSPIRA, INC. SECURITY 441060100 MEETING TYPE Annual TICKER SYMBOL HSP MEETING DATE 10-May-2011 ISIN US4410601003 AGENDA 933396194 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ------------ 1A ELECTION OF CLASS I DIRECTOR: IRVING W. BAILEY, II Management For For 1B ELECTION OF CLASS I DIRECTOR: F. MICHAEL BALL Management For For 1C ELECTION OF CLASS I DIRECTOR: JACQUE J. SOKOLOV Management For For 02 TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. 03 TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT FOR BYLAW ADOPTION, AMENDMENT OR REPEAL. 04 TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT FOR ALTERATION, AMENDMENT OR REPEAL OF CERTAIN PROVISIONS IN THE CERTIFICATE OF INCORPORATION. 05 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 07 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2011.
SPRINT NEXTEL CORPORATION SECURITY 852061100 MEETING TYPE Annual TICKER SYMBOL S MEETING DATE 10-May-2011 ISIN US8520611000 AGENDA 933396536 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For 1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For 1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For 1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For 1E ELECTION OF DIRECTOR: DANIEL R. HESSE Management For For 1F ELECTION OF DIRECTOR: V. JANET HILL Management For For 1G ELECTION OF DIRECTOR: FRANK IANNA Management For For 1H ELECTION OF DIRECTOR: SVEN-CHRISTER NILSSON Management For For 1I ELECTION OF DIRECTOR: WILLIAM R. NUTI Management For For 1J ELECTION OF DIRECTOR: RODNEY O'NEAL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2011. 03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against EXECUTIVE COMPENSATION. 04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE Management Abstain Against FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. 05 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For POLITICAL CONTRIBUTIONS. 06 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For THE RETENTION OF EQUITY AWARDS. 07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shareholder Against For CHANGE TO A VOTING REQUIREMENT.
ITT CORPORATION SECURITY 450911102 MEETING TYPE Annual TICKER SYMBOL ITT MEETING DATE 10-May-2011 ISIN US4509111021 AGENDA 933396586 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ------------ 01 DIRECTOR Management 1 STEVEN R. LORANGER For For 2 CURTIS J. CRAWFORD For For 3 CHRISTINA A. GOLD For For 4 RALPH F. HAKE For For 5 JOHN J. HAMRE For For 6 PAUL J. KERN For For 7 FRANK T. MACINNIS For For 8 SURYA N. MOHAPATRA For For 9 LINDA S. SANFORD For For 10 MARKOS I. TAMBAKERAS For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS ITT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS Management For For INCENTIVE PLAN. 04 APPROVAL OF A PROPOSAL TO AMEND THE COMPANY'S Management For For RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO CALL SPECIAL MEETINGS. 05 TO APPROVE, IN A NON-BINDING VOTE, THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 06 TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A Management Abstain Against SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. 07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shareholder Against For THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT'S POLICIES RELATED TO HUMAN RIGHTS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 80 The Gabelli Equity Trust Inc. NISOURCE INC. SECURITY 65473P105 MEETING TYPE Annual TICKER SYMBOL NI MEETING DATE 10-May-2011 ISIN US65473P1057 AGENDA 933396598 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ----------- ------- ----------- I1 ELECTION OF DIRECTOR: RICHARD A. ABDOO Management For For I2 ELECTION OF DIRECTOR: STEVEN C. BEERING Management For For I3 ELECTION OF DIRECTOR: MICHAEL E. JESANIS Management For For I4 ELECTION OF DIRECTOR: MARTY R. KITTRELL Management For For I5 ELECTION OF DIRECTOR: W. LEE NUTTER Management For For I6 ELECTION OF DIRECTOR: DEBORAH S. PARKER Management For For I7 ELECTION OF DIRECTOR: IAN M. ROLLAND Management For For I8 ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. Management For For I9 ELECTION OF DIRECTOR: RICHARD L. THOMPSON Management For For I10 ELECTION OF DIRECTOR: CAROLYN Y. WOO Management For For II TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. III TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. IV TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. V TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING Shareholder Against For STOCKHOLDER ACTION BY WRITTEN CONSENT.
BOSTON SCIENTIFIC CORPORATION SECURITY 101137107 MEETING TYPE Annual TICKER SYMBOL BSX MEETING DATE 10-May-2011 ISIN US1011371077 AGENDA 933396740 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Management For For 1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For 1C ELECTION OF DIRECTOR: NELDA J. CONNORS Management For For 1D ELECTION OF DIRECTOR: J. RAYMOND ELLIOTT Management For For 1E ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Management For For 1F ELECTION OF DIRECTOR: ERNEST MARIO Management For For 1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For For 1H ELECTION OF DIRECTOR: PETE M. NICHOLAS Management For For 1I ELECTION OF DIRECTOR: UWE E. REINHARDT Management For For 1J ELECTION OF DIRECTOR: JOHN E. SUNUNU Management For For 02 ADVISORY VOTE TO APPROVE BOSTON SCIENTIFIC Management Abstain Against CORPORATION'S 2010 EXECUTIVE COMPENSATION. 03 ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF Management Abstain Against HOLDING AN ADVISORY VOTE ON BOSTON SCIENTIFIC CORPORATION'S EXECUTIVE COMPENSATION. 04 PROPOSAL TO APPROVE BOSTON SCIENTIFIC Management Against Against CORPORATION'S 2011 LONG-TERM INCENTIVE PLAN. 05 PROPOSAL TO APPROVE AN AMENDMENT AND Management For For RESTATEMENT OF BOSTON SCIENTIFIC CORPORATION'S 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN. 06 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS BOSTON SCIENTIFIC CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
NORTHEAST UTILITIES SECURITY 664397106 MEETING TYPE Annual TICKER SYMBOL NU MEETING DATE 10-May-2011 ISIN US6643971061 AGENDA 933399289 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 RICHARD H. BOOTH For For 2 JOHN S. CLARKESON For For 3 COTTON M. CLEVELAND For For 4 SANFORD CLOUD, JR. For For 5 JOHN G. GRAHAM For For 6 ELIZABETH T. KENNAN For For 7 KENNETH R. LEIBLER For For 8 ROBERT E. PATRICELLI For For 9 CHARLES W. SHIVERY For For 10 JOHN F. SWOPE For For 11 DENNIS R. WRAASE For For 02 "RESOLVED, THAT THE COMPENSATION PAID TO THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND ANY RELATED MATERIAL DISCLOSED IN THIS PROXY STATEMENT, IS HEREBY APPROVED". 03 "RESOLVED, THAT THE SHAREHOLDERS OF THE COMPANY Management Abstain Against APPROVE, ON AN ADVISORY BASIS, THAT THE ADVISORY VOTE ON EXECUTIVE COMPENSATION, COMMONLY KNOWN AS "SAY-ON-PAY," BE CONDUCTED EVERY 1, 2 OR 3 YEARS, BEGINNING WITH THIS ANNUAL MEETING". 04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For THE COMPANY'S INDEPENDENT AUDITORS FOR 2011
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 81 The Gabelli Equity Trust Inc. NII HOLDINGS, INC. SECURITY 62913F201 MEETING TYPE Annual TICKER SYMBOL NIHD MEETING DATE 10-May-2011 ISIN US62913F2011 AGENDA 933406604 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 CHARLES M. HERINGTON For For 2 ROSENDO G. PARRA For For 3 JOHN W. RISNER For For 02 A NON-BINDING STOCKHOLDER ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 03 A NON-BINDING STOCKHOLDER ADVISORY VOTE ON Management Abstain Against FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
OCH-ZIFF CAP MGMT GROUP LLC SECURITY 67551U105 MEETING TYPE Annual TICKER SYMBOL OZM MEETING DATE 10-May-2011 ISIN US67551U1051 AGENDA 933414598 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 JOEL M. FRANK For For 2 ALLAN S. BUFFERD For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OCH-ZIFF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION. 04 TO APPROVE THE ADVISORY RECOMMENDATION ON THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MIDAS, INC. SECURITY 595626102 MEETING TYPE Annual TICKER SYMBOL MDS MEETING DATE 10-May-2011 ISIN US5956261029 AGENDA 933417025 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- -------- ----------- 01 DIRECTOR Management 1 THOMAS L. BINDLEY Withheld Against 2 ROBERT R. SCHOEBERL Withheld Against 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 RESOLUTION APPROVING THE COMPENSATION OF THE Management Against Against COMPANY'S NAMED EXECUTIVE OFFICERS. 04 FREQUENCY OF INCLUSION IN THE PROXY STATEMENT OF Management 1 Year Against A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
GRIFFIN LAND & NURSERIES, INC. SECURITY 398231100 MEETING TYPE Annual TICKER SYMBOL GRIF MEETING DATE 10-May-2011 ISIN US3982311009 AGENDA 933420781 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 WINSTON J. CHURCHILL JR For For 2 EDGAR M. CULLMAN For For 3 DAVID M. DANZIGER For For 4 FREDERICK M. DANZIGER For For 5 THOMAS C. ISRAEL For For 6 ALBERT H. SMALL, JR. For For 7 DAVID F. STEIN For For 02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS. 03 APPROVAL, BY NON-BINDING VOTE, OF THE Management For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS PRESENTED IN GRIFFIN'S PROXY STATEMENT. 04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Management 1 Year Against FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 82 The Gabelli Equity Trust Inc. IVANHOE MINES LTD. SECURITY 46579N103 MEETING TYPE Annual TICKER SYMBOL IVN MEETING DATE 10-May-2011 ISIN CA46579N1033 AGENDA 933429777 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ----------- 01 DIRECTOR Management 1 ROBERT M. FRIEDLAND For For 2 PETER MEREDITH For For 3 DAVID HUBERMAN For For 4 R. EDWARD FLOOD For For 5 HOWARD BALLOCH For For 6 MARKUS FABER For For 7 DAVID KORBIN For For 8 LIVIA MAHLER For For 9 TRACY STEVENSON For For 10 MICHAEL GORDON For For 11 DAN WESTBROOK For For 12 ROBERT HOLLAND III For For 13 ANDREW HARDING For For 14 KAY PRIESTLY For For 02 TO APPOINT DELOITTE & TOUCHE, LLP, CHARTERED Management For For ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.
MANDARIN ORIENTAL INTL LTD SECURITY G57848106 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 11-May-2011 ISIN BMG578481068 AGENDA 703018045 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------------------- ---------- ---- ------------ 1 To receive and consider the financial statements and the Management For For independent auditors report for the year ended 31st December 2010, and to declare a final dividend 2 To re-elect Julian Hui as a Director Management For For 3 To re-elect Dr Richard Lee as a Director Management For For 4 To re-elect Robert Leon as a Director Management For For 5 To re-elect James Watkins as a Director Management For For 6 To fix the directors fees Management For For 7 To re appoint the auditors and to authorize the directors to fix their Management For For remuneration. To consider and, if thought fit, adopt with or without amendments the following ordinary resolutions 8 That A. The exercise by the directors during the relevant period of Management For For all powers of the company to allot or issue shares and to make and grant offers, agreements and options which would or might require shares to be allotted, issued or disposed of during or after the end of the relevant period up to an aggregate nominal amount of USD 16.6 million, be and is hereby generally and unconditionally approved and B. The aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted wholly for cash by the directors pursuant to the approval in paragraph A, otherwise than pursuant to a rights issue, or the issue of shares pursuant to the company employee share purchase trust, shall not exceed USD 2.5 million, and the said approval shall be limited accordingly 9 That A. The exercise by the directors of all powers of the company Management For For to purchase its own shares, subject to and in accordance with all applicable laws and regulations, during the relevant period be and is hereby generally and unconditionally approved B. The aggregate nominal amount of shares of the company which the company may purchase pursuant to the approval in paragraph A of this resolution shall be less than 15 per cent of the aggregate nominal amount of the existing issued share capital of the company at the date of this meeting, and such approval shall be limited accordingly and CONTD CONT CONTD C. The approval in paragraph A of this resolution shall, Non-Voting where-permitted by applicable laws and regulations and subject to the limitation in-paragraph B of this resolution, extend to permit the purchase of shares of-the company I. By subsidiaries of the company and II. pursuant to the terms-of put warrants or financial instruments having similar effect whereby the-company can be required to purchase its own shares CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL Non-Voting OF RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 83 The Gabelli Equity Trust Inc. WATTS WATER TECHNOLOGIES, INC. SECURITY 942749102 MEETING TYPE Annual TICKER SYMBOL WTS MEETING DATE 11-May-2011 ISIN US9427491025 AGENDA 933391221 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ------- ------------ 1 DIRECTOR Management 1 ROBERT L. AYERS For For 2 KENNETT F. BURNES For For 3 RICHARD J. CATHCART For For 4 DAVID J. COGHLAN For For 5 RALPH E. JACKSON, JR. For For 6 JOHN K. MCGILLICUDDY For For 7 MERILEE RAINES For For 2 TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 3 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 4 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
CAMDEN PROPERTY TRUST SECURITY 133131102 MEETING TYPE Annual TICKER SYMBOL CPT MEETING DATE 11-May-2011 ISIN US1331311027 AGENDA 933393756 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 RICHARD J. CAMPO For For 2 SCOTT S. INGRAHAM For For 3 LEWIS A. LEVEY For For 4 WILLIAM B. MCGUIRE, JR. For For 5 WILLIAM F. PAULSEN For For 6 D. KEITH ODEN For For 7 F. GARDNER PARKER For For 8 STEVEN A. WEBSTER For For 9 KELVIN R. WESTBROOK For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF A CHANGE IN THE STATE OF FORMATION Management For For FROM TEXAS TO MARYLAND. 04 APPROVAL OF THE 2011 SHARE INCENTIVE PLAN. Management Against Against 05 APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE Management Abstain Against COMPENSATION. 06 APPROVAL, BY AN ADVISORY VOTE, ON THE FREQUENCY Management Abstain Against OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
LSI CORPORATION SECURITY 502161102 MEETING TYPE Annual TICKER SYMBOL LSI MEETING DATE 11-May-2011 ISIN US5021611026 AGENDA 933395596 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ------------ 1A ELECTION OF DIRECTOR: CHARLES A. HAGGERTY Management For For 1B ELECTION OF DIRECTOR: RICHARD S. HILL Management For For 1C ELECTION OF DIRECTOR: JOHN H.F. MINER Management For For 1D ELECTION OF DIRECTOR: ARUN NETRAVALI Management For For 1E ELECTION OF DIRECTOR: CHARLES C. POPE Management For For 1F ELECTION OF DIRECTOR: GREGORIO REYES Management For For 1G ELECTION OF DIRECTOR: MICHAEL G. STRACHAN Management For For 1H ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR Management For For 1I ELECTION OF DIRECTOR: SUSAN M. WHITNEY Management For For 02 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2011. 03 TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, IN AN ADVISORY VOTE, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 84 The Gabelli Equity Trust Inc. CVS CAREMARK CORPORATION SECURITY 126650100 MEETING TYPE Annual TICKER SYMBOL CVS MEETING DATE 11-May-2011 ISIN US1266501006 AGENDA 933397110 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ------------ 1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For 1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For 1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For 1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Management For For 1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For 1F ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For 1G ELECTION OF DIRECTOR: LARRY J. MERLO Management For For 1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For 1I ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For 1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For 1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For 1L ELECTION OF DIRECTOR: TONY L. WHITE Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. 03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Management Abstain Against COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. 04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION Management Abstain Against VOTES. 05 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shareholder Against For CONTRIBUTIONS AND EXPENDITURES. 06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shareholder Against For ACTION BY WRITTEN CONSENT.
CONOCOPHILLIPS SECURITY 20825C104 MEETING TYPE Annual TICKER SYMBOL COP MEETING DATE 11-May-2011 ISIN US20825C1045 AGENDA 933398732 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For 1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For 1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For 1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For 1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For 1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For 1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For 1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For 1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For 1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For 1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For 1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For 02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Management For For INCENTIVE PLAN. 06 GENDER EXPRESSION NON-DISCRIMINATION. Shareholder Against For 07 POLITICAL CONTRIBUTIONS. Shareholder Against For 08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shareholder Against For 09 ACCIDENT RISK MITIGATION. Shareholder Against For 10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shareholder Against For WETLANDS). 11 GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For 12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shareholder Against For 13 CANADIAN OIL SANDS. Shareholder Against For
EASTMAN KODAK COMPANY SECURITY 277461109 MEETING TYPE Annual TICKER SYMBOL EK MEETING DATE 11-May-2011 ISIN US2774611097 AGENDA 933402238 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: RICHARD S. BRADDOCK Management For For 1B ELECTION OF DIRECTOR: HERALD Y. CHEN Management For For 1C ELECTION OF DIRECTOR: ADAM H. CLAMMER Management For For 1D ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For 1E ELECTION OF DIRECTOR: MICHAEL J. HAWLEY Management For For 1F ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Management For For 1G ELECTION OF DIRECTOR: DOUGLAS R. LEBDA Management For For 1H ELECTION OF DIRECTOR: KYLE P. LEGG Management For For 1I ELECTION OF DIRECTOR: DELANO E. LEWIS Management For For 1J ELECTION OF DIRECTOR: WILLIAM G. PARRETT Management For For 1K ELECTION OF DIRECTOR: ANTONIO M. PEREZ Management For For 1L ELECTION OF DIRECTOR: JOEL SELIGMAN Management For For 1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For 1N ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Management Abstain Against EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 85 The Gabelli Equity Trust Inc. THE MOSAIC COMPANY SECURITY 61945A107 MEETING TYPE Special TICKER SYMBOL MOS MEETING DATE 11-May-2011 ISIN US61945A1079 AGENDA 933420008 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------- ---------- ---- ------------ 01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, Management For For DATED AS OF JANUARY 18, 2011 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY AND AMONG THE MOSAIC COMPANY, CARGILL, INCORPORATED, GNS II (U.S.) CORP., GNS MERGER SUB LLC, AND, FOR LIMITED PURPOSES SET FORTH THEREIN, THE MARGARET A. CARGILL FOUNDATION, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT.
JARDINE STRATEGIC HLDGS LTD BERMUDA SECURITY G50764102 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 12-May-2011 ISIN BMG507641022 AGENDA 702931521 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------------------- ---------- ---- ----------- 1 To receive and consider the financial statements and the Management For For independent auditors report for the year ended 31st December 2010, and to declare a final dividend 2 To re-elect Jenkin Hui as a director Management For For 3 To re-elect Dr George C.G. Koo as a director Management For For 4 To fix the directors fees Management For For 5 To re appoint the auditors and to authorize the directors to fix their Management For For remuneration 6 That a. the exercise by the directors during the relevant period of Management For For all powers of the company to allot or issue shares and to make and grant offers, agreements and options which would or might require shares to be allotted, issued or disposed of during or after the end of the relevant period up to an aggregate nominal amount of USD18.6 million, be and is hereby generally and unconditionally approved and b. the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted wholly for cash by the directors pursuant to the approval in paragraph a, otherwise than pursuant to a rights issue, shall not exceed USD2.7 million, and the said approval shall be limited accordingly 7 That a. the exercise by the directors of all powers of the company Management For For to purchase its own shares, subject to and in accordance with all applicable laws and regulations, during the relevant period be and is hereby generally and unconditionally approved b. the aggregate nominal amount of shares of the company which the company may CONTD CONT CONTD purchase pursuant to the approval in paragraph a of this Non-Voting resolution-shall be less than 15 percent of the aggregate nominal amount of the existing-issued share capital of the company at the date of this meeting, and such-approval shall be limited accordingly and c. the approval in paragraph a of-this resolution shall, where permitted by applicable laws and regulations and- subject to the limitation in paragraph b of this resolution, extend to permit-the purchase of shares of the company i. by subsidiaries of the company and-ii. pursuant to the terms of put warrants or financial instruments having-similar effect whereby the company can be required to purchase its own shares 8 That the purchase by the company of shares of US 25 cents each Management For For in Jardine Matheson Holdings Limited during the relevant period be and is hereby generally and unconditionally approved CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
JARDINE MATHESON HLDGS LTD SECURITY G50736100 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 12-May-2011 ISIN BMG507361001 AGENDA 702945619 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------------------------- ---------- ---- ------------ 1 To receive the Financial Statements for 2010 and to declare a Management For For final dividend 2 To re-elect Mark Greenberg as a Director Management For For 3 To re-elect Simon Keswick as a Director Management For For 4 To re-elect Dr Richard Lee as a Director Management For For 5 To re-elect Y.K. Pang as a Director Management For For 6 To fix the Directors' fees Management For For 7 To re-appoint the Auditors and to authorize the Directors to fix Management For For their remuneration 8 To renew the general mandate to the Directors to issue new Management For For shares 9 To renew the general mandate to the Directors to purchase the Management For For Company's shares CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL Non-Voting OF RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 86 The Gabelli Equity Trust Inc. FORD MOTOR COMPANY SECURITY 345370860 MEETING TYPE Annual TICKER SYMBOL F MEETING DATE 12-May-2011 ISIN US3453708600 AGENDA 933396219 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Management For For 1B ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Management For For 1C ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. Management For For 1D ELECTION OF DIRECTOR: EDSEL B. FORD II Management For For 1E ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. Management For For 1F ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Management For For 1G ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For 1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For 1I ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Management For For 1J ELECTION OF DIRECTOR: ELLEN R. MARRAM Management For For 1K ELECTION OF DIRECTOR: ALAN MULALLY Management For For 1L ELECTION OF DIRECTOR: HOMER A. NEAL Management For For 1M ELECTION OF DIRECTOR: GERALD L. SHAHEEN Management For For 1N ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVES. 04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES. 05 RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL Shareholder Against For CONTRIBUTIONS. 06 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shareholder Against For PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. 07 RELATING TO ALLOWING HOLDERS OF 10% OF Shareholder Against For OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.
BCE INC. SECURITY 05534B760 MEETING TYPE Annual TICKER SYMBOL BCE MEETING DATE 12-May-2011 ISIN CA05534B7604 AGENDA 933399366 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 B.K. ALLEN For For 2 A. BERARD For For 3 R.A. BRENNEMAN For For 4 S. BROCHU For For 5 R.E. BROWN For For 6 G.A. COPE For For 7 A.S. FELL For For 8 E.C. LUMLEY For For 9 T.C. O'NEILL For For 10 R.C. SIMMONDS For For 11 C. TAYLOR For For 12 P.R. WEISS For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For 03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH Management For For THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2011 MANAGEMENT PROXY CIRCULAR DATED MARCH 10, 2011 DELIVERED IN ADVANCE OF THE 2011 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE. 4A CRITICAL MASS OF QUALIFIED WOMEN ON BOARD. Shareholder Against For 4B EQUITY RATIO. Shareholder Against For 4C ADDITIONAL INFORMATION ON COMPARATOR GROUPS. Shareholder Against For
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc 87 REPUBLIC SERVICES, INC. SECURITY 760759100 MEETING TYPE Annual TICKER SYMBOL RSG MEETING DATE 12-May-2011 ISIN US7607591002 AGENDA 933400676 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JAMES W. CROWNOVER Management For For 1B ELECTION OF DIRECTOR: JOHN W. CROGHAN Management For For 1C ELECTION OF DIRECTOR: WILLIAM J. FLYNN Management For For 1D ELECTION OF DIRECTOR: MICHAEL LARSON Management For For 1E ELECTION OF DIRECTOR: NOLAN LEHMANN Management For For 1F ELECTION OF DIRECTOR: W. LEE NUTTER Management For For 1G ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Management For For 1H ELECTION OF DIRECTOR: DONALD W. SLAGER Management For For 1I ELECTION OF DIRECTOR: ALLAN C. SORENSEN Management For For 1J ELECTION OF DIRECTOR: JOHN M. TRANI Management For For 1K ELECTION OF DIRECTOR: MICHAEL W. WICKHAM Management For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against PROGRAM. 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 APPROVAL OF THE AMENDED AND RESTATED 2007 STOCK Management Against Against INCENTIVE PLAN. 05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011. 06 STOCKHOLDER PROPOSAL REGARDING PAYMENTS UPON Shareholder Against For THE DEATH OF A SENIOR EXECUTIVE.
THE E.W. SCRIPPS COMPANY SECURITY 811054402 MEETING TYPE Annual TICKER SYMBOL SSP MEETING DATE 12-May-2011 ISIN US8110544025 AGENDA 933400979 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------ ------------ ---- ----------- 01 DIRECTOR Management 1 ROGER L. OGDEN For For 2 J. MARVIN QUIN For For 3 KIM WILLIAMS For For
DEUTSCHE TELEKOM AG SECURITY 251566105 MEETING TYPE Annual TICKER SYMBOL DTEGY MEETING DATE 12-May-2011 ISIN US2515661054 AGENDA 933416009 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ----------- 02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For For 03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE Management For For MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2010 FINANCIAL YEAR. 04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF DR. Management For For KLAUS ZUMWINKEL, WHO RESIGNED FROM THE SUPERVISORY BOARD, FOR THE 2008 FINANCIAL YEAR. 05 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE Management For For MEMBERS OF THE SUPERVISORY BOARD FOR THE 2010 FINANCIAL YEAR. 06 RESOLUTION ON THE APPOINTMENT OF THE Management For For INDEPENDENT AUDITOR AND THE GROUP AUDITOR PURSUANT TO SECTION 318 (1) HGB FOR THE 2011 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT PURSUANT TO SECTION 37W (5), SECTION 37Y NO. 2 WPHG (WERTPAPIERHANDELSGESETZ - GERMAN SECURITIES TRADING ACT) IN THE 2011 FINANCIAL YEAR. 07 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Management For For TREASURY SHARES AND USE THEM WITH POSSIBLE EXCLUSION OF SUBSCRIPTION RIGHTS AND ANY RIGHT TO OFFER SHARES AS WELL AS OF THE OPTION TO REDEEM TREASURY SHARES, REDUCING THE CAPITAL STOCK. 08 ELECTION OF A SUPERVISORY BOARD MEMBER (DR. Management For For HUBERTUS VON GRUNBERG) 09 ELECTION OF A SUPERVISORY BOARD MEMBER (DR. H.C. Management For For BERNHARD WALTER) 10 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH T- SYSTEMS INTERNATIONAL GMBH. 11 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH DETEFLEETSERVICES GMBH. 12 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH DFMG HOLDING GMBH. 13 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH DETEASSEKURANZ - DEUTSCHE TELEKOM ASSEKURANZ- VERMITTLUNGSGESELLSCHAFT MBH. 14 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH VIVENTO CUSTOMER SERVICES GMBH. 15 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH VIVENTO TECHNICAL SERVICES GMBH. 16 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH DEUTSCHE TELEKOM ACCOUNTING GMBH. 17 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH DEUTSCHE TELEKOM TRAINING GMBH.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 88
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ----------- 18 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH NORMA TELEKOMMUNIKATIONSDIENSTE GMBH. 19 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH DETEASIA HOLDING GMBH. 20 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE GMBH. 21 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH SCOUT24 HOLDING GMBH. 22 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH T- MOBILE WORLDWIDE HOLDING GMBH. 23 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH TELEKOM DEUTSCHLAND GMBH. 24 RESOLUTION REGARDING APPROVAL OF THE AMENDMENT Management For For TO THE PROFIT AND LOSS TRANSFER AGREEMENT WITH MAGYARCOM HOLDING GMBH. 25 RESOLUTION ON THE AMENDMENT TO SECTION 2 OF THE Management For For ARTICLES OF INCORPORATION. 26 RESOLUTION REGARDING APPROVAL OF THE SETTLEMENT Management For For AGREEMENT WITH THE FORMER MEMBER OF THE BOARD OF MANAGEMENT KAI UWE RICKE. 27 RESOLUTION REGARDING APPROVAL OF THE SETTLEMENT Management For For AGREEMENT WITH THE FORMER MEMBER OF THE SUPERVISORY BOARD DR. KLAUS ZUMWINKEL.
MARTIN MARIETTA MATERIALS, INC. SECURITY 573284106 MEETING TYPE Annual TICKER SYMBOL MLM MEETING DATE 12-May-2011 ISIN US5732841060 AGENDA 933419497 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 SUE W. COLE For For 2 MICHAEL J. QUILLEN For For 3 STEPHEN P. ZELNAK, JR. For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS. 03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. 04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against OF THE VOTE ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
LADBROKES PLC SECURITY G5337D107 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 13-May-2011 ISIN GB00B0ZSH635 AGENDA 702838080 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------- ---------- ---- ----------- 1 To receive and adopt the reports and accounts for 2010 Management For For 2 To declare a final dividend Management For For 3 To appoint R I Glynn as a director Management For For 4 To appoint J M Kelly as a director Management For For 5 To re-appoint P Erskine as a director Management For For 6 To re-appoint R J Ames as a director Management For For 7 To re-appoint B G Wallace as a director Management For For 8 To re-appoint S Bailey as a director Management For For 9 To re-appoint J F Jarvis as a director Management For For 10 To re-appoint C J Rodrigues as a director Management For For 11 To re-appoint D M Shapland as a director Management For For 12 To re-appoint C P Wicks as a director Management For For 13 To re-appoint Ernst & Young LLP as auditor and to authorise the Management For For directors to agree the auditor's remuneration 14 To approve the remuneration report Management For For 15 To authorise political donations and expenditure Management For For 16 To authorise the Company to purchase its own shares Management For For 17 To authorise the directors to allot shares Management For For 18 To disapply Section 561(1) of the Companies Act 2006 Management For For 19 To authorise the calling of general meetings (excluding annual Management For For general meetings) by notice of at least 14 clear days 20 To amend the share Incentive plan Management For For PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting MODIFICATION IN THE TEXT OF THE RES-OLUTION 15 AND 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETUR-N THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 89 EDENRED SA, MALAKOFF SECURITY F3192L109 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 13-May-2011 ISIN FR0010908533 AGENDA 702933587 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------------------- ----------- ---- ----------- CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. CMMT French Resident Shareowners must complete, sign and forward Non-Voting the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non- Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as- Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2011/0408/201104081101064.pdf O.1 Approval of the consolidated financial statements for the financial Management For For year ended on December 31, 2010 O.2 Approval of the corporate financial statements for the financial Management For For year ended December 31, 2010 O.3 Allocation of income for the financial year ended December 31, Management For For 2010 and distribution of dividends O.4 Approval of the regulated Agreements concluded with Accord SA Management For For during the financial year O.5 Approval of amendments to the employment contract of Mr. Management For For Jacques Stern concluded with the latter during the financial year O.6 Approval of a regulated Agreement on allocating end of career Management For For benefits to Mr. Jacques Stern, CEO O.7 Approval of a regulated Agreement on the purchase of private Management For For unemployment insurance for the benefit of Mr. Jacques Stern, CEO O.8 Approval of a regulated agreement on extending the pension Management For For scheme applicable to employees of the Company to CEO O.9 Approval of a regulated Agreement on the participation of CEO to Management For For supplementary pension schemes in force within the Company, under the same conditions than some Executive officers O.10 Authorization to be granted to the Board of Directors to trade Management For For Company's shares E.11 Delegation of authority to be granted to the Board of Directors to Management For For reduce the share capital by cancellation of shares O.12 Powers to accomplish all formalities Management For For
WASTE MANAGEMENT, INC. SECURITY 94106L109 MEETING TYPE Annual TICKER SYMBOL WM MEETING DATE 13-May-2011 ISIN US94106L1098 AGENDA 933396168 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Management For For 1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Management For For 1C ELECTION OF DIRECTOR: PATRICK W. GROSS Management For For 1D ELECTION OF DIRECTOR: JOHN C. POPE Management For For 1E ELECTION OF DIRECTOR: W. ROBERT REUM Management For For 1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Management For For 1G ELECTION OF DIRECTOR: DAVID P. STEINER Management For For 1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES. 05 AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW Management For For STOCKHOLDERS WHO HAVE HELD AT LEAST A 25% NET LONG POSITION IN OUR COMMON STOCK FOR ONE YEAR TO CALL SPECIAL STOCKHOLDER MEETINGS.
WATSON PHARMACEUTICALS, INC. SECURITY 942683103 MEETING TYPE Annual TICKER SYMBOL WPI MEETING DATE 13-May-2011 ISIN US9426831031 AGENDA 933399215 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: MICHAEL J. FEDIDA Management For For 1B ELECTION OF DIRECTOR: ALBERT F. HUMMEL Management For For 1C ELECTION OF DIRECTOR: CATHERINE M. KLEMA Management For For 1D ELECTION OF DIRECTOR: ANTHONY SELWYN TABATZNIK Management For For 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE DECLASSIFICATION OF THE BOARD OF DIRECTORS AND TO DELETE CERTAIN PROVISIONS FROM THE ARTICLES OF INCORPORATION. 03 TO APPROVE THE FOURTH AMENDMENT AND Management Against Against RESTATEMENT OF THE 2001 INCENTIVE AWARD PLAN OF WATSON PHARMACEUTICALS, INC. 04 TO TAKE AN ADVISORY (NON-BINDING) VOTE TO APPROVE Management Abstain Against NAMED EXECUTIVE OFFICER COMPENSATION. 05 TO TAKE AN ADVISORY (NON-BINDING) VOTE ON THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. 06 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 90 MATTEL, INC. SECURITY 577081102 MEETING TYPE Annual TICKER SYMBOL MAT MEETING DATE 13-May-2011 ISIN US5770811025 AGENDA 933400614 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: MICHAEL J. DOLAN Management For For 1B ELECTION OF DIRECTOR: ROBERT A. ECKERT Management For For 1C ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON Management For For 1D ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Management For For 1E ELECTION OF DIRECTOR: DOMINIC NG Management For For 1F ELECTION OF DIRECTOR: VASANT M. PRABHU Management For For 1G ELECTION OF DIRECTOR: DR. ANDREA L. RICH Management For For 1H ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Management For For 1I ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR Management For For 1J ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For 1K ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE Management For For 02 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY 1, 2 OR 3 YEARS, AS INDICATED. 04 APPROVAL OF AMENDMENTS TO MATTEL, INC. BYLAWS Management For For REGARDING SPECIAL STOCKHOLDER MEETINGS. 05 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
TRANSOCEAN, LTD. SECURITY H8817H100 MEETING TYPE Annual TICKER SYMBOL RIG MEETING DATE 13-May-2011 ISIN CH0048265513 AGENDA 933405373 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE Management For For CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010. 02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010. 03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For YEAR 2010. 04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL Management For For RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS. 05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN Management For For THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING. 06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE Management For For FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6. 07 NEW AUTHORIZED SHARE CAPITAL. Management For For 08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF Management For For THE BOARD OF DIRECTORS TO 12. 9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Management For For 9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Management For For 9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Management For For 9D REELECTION OF CLASS III DIRECTOR: MARTIN B. Management For For MCNAMARA 9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Management For For 10 APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM. 11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTE.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 91 TRANSOCEAN, LTD. SECURITY H8817H100 MEETING TYPE Annual TICKER SYMBOL RIG MEETING DATE 13-May-2011 ISIN CH0048265513 AGENDA 933443171 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ----------- 01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE Management For For CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010. 02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010. 03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Management For For YEAR 2010. 04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL Management For For RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS. 05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN Management For For THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING. 06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE Management For For FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6. 07 NEW AUTHORIZED SHARE CAPITAL. Management For For 08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF Management For For THE BOARD OF DIRECTORS TO 12. 9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Management For For 9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Management For For 9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Management For For 9D REELECTION OF CLASS III DIRECTOR: MARTIN B. Management For For MCNAMARA 9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Management For For 10 APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM. 11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTE.
HONGKONG & SHANGHAI HOTELS LTD SECURITY Y35518110 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 16-May-2011 ISIN HK0045000319 AGENDA 702937496 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------- ---------- ---- ----------- CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2 0110411107.pdf CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. 1 To receive the audited Financial Statements and the Reports of Management For For the Directors and independent auditor for the year ended 31 December 2010 2 To declare a final dividend Management For For 3.a To re-elect Mr. Clement King Man Kwok as a Director Management For For 3.b To re-elect Mr. William Elkin Mocatta as a Director Management For For 3.c To re-elect Mr. Pierre Roger Boppe as a Director Management For For 3d To re-elect Mr. Robert Warren Miller as a Director Management For For 3.e To re-elect Dr. William Kwok Lun Fung as a Director Management For For 4 To re-appoint KPMG as auditor of the Company and to authorise Management For For the Directors to fix their remuneration 5 To grant a general mandate to issue new shares Management For For 6 To grant a general mandate for share repurchase Management For For 7 To add shares repurchased to the general mandate to issue new Management For For shares in Resolution (5) 8 To determine the ordinary remuneration of the Independent Non- Management For For Executive Directors
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 92 INVESTMENT AB KINNEVIK, STOCKHOLM SECURITY W4832D128 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 16-May-2011 ISIN SE0000164600 AGENDA 702967881 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------------------- ---------- ---- ----------- CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU 1 Opening of the Meeting Non-Voting 2 Election of Chairman of the Annual General Meeting : lawyer Non-Voting Wilhelm Luning 3 Preparation and approval of the voting list Non-Voting 4 Approval of the agenda Non-Voting 5 Election of one or two persons to check and verify the minutes Non-Voting 6 Determination of whether the Annual General Meeting has been Non-Voting duly convened 7 Statement by the Chairman of the Board on the work of the Board Non-Voting of Directors 8 Presentation by the Chief Executive Officer Non-Voting 9 Presentation of the Annual Report and Auditor's Report and of the Non-Voting Group-Annual Report and the Group Auditor's Report 10 Resolution on the adoption of the Profit and Loss Statement and Management For For the Balance Sheet and of the Group Profit and Loss Statement and the Group Balance Sheet 11 Resolution on the proposed treatment of the Company's Management For For unappropriated earnings or accumulated loss as stated in the adopted Balance Sheet 12 Resolution on the discharge of liability of the directors of the Board Management For For and the Chief Executive Officer 13 Determination of the number of directors of the Board Management For For 14 Determination of the remuneration to the directors of the Board Management For For and the auditor 15 The Nomination Committee proposes, for the period until the close Management For For of the next Annual General Meeting, the re-election of Vigo Carlund, Wilhelm Klingspor, Erik Mitteregger, Allen Sangines- Krause and Cristina Stenbeck as directors of the Board. The Nomination Committee proposes the election of Tom Boardman and Dame Amelia Fawcett as new directors of the Board. John Hewko and Stig Nordin have informed the Nomination Committee that they decline re-election at the Annual General Meeting. The Nomination Committee proposes that the Meeting shall re-elect Cristina Stenbeck as Chairman of the Board of Directors. Furthermore, it is proposed that the Board of Directors at the Constituent Board Meeting appoints an Audit Committee, a Remuneration Committee and a New Ventures Committee within the Board of Directors. The Nomination Committee's motivated opinion regarding proposal of the Board of Directors is available at the Company's website, www.kinnevik.se 16 Approval of the procedure of the Nomination Committee Management For For 17 Resolution regarding Guidelines for remuneration to the senior Management For For executives 18.A Resolution regarding incentive programme comprising the Management For For following resolution: adoption of an incentive programme 18.B Resolution regarding incentive programme comprising the Management For For following resolution: authorisation to resolve to issue Class C shares 18.C Resolution regarding incentive programme comprising the Management For For following resolution: authorisation to resolve to repurchase Class C shares 18.D Resolution regarding incentive programme comprising the Management For For following resolution: transfer of Class B shares 19 Resolution to authorise the Board of Directors to resolve on Management For For repurchase of own shares 20 Resolution on amendment of the Articles of Association Management For For 21 Closing of the Meeting Non-Voting PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting MODIFICATION IN THE TEXT OF THE RES-OLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
LEUCADIA NATIONAL CORPORATION SECURITY 527288104 MEETING TYPE Annual TICKER SYMBOL LUK MEETING DATE 16-May-2011 ISIN US5272881047 AGENDA 933423509 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------ ------------ 01 DIRECTOR Management 1 IAN M. CUMMING For For 2 PAUL M. DOUGAN For For 3 ALAN J. HIRSCHFIELD For For 4 JAMES E. JORDAN For For 5 JEFFREY C. KEIL For For 6 J.C. NICHOLS, III For For 7 MICHAEL SORKIN For For 8 JOSEPH S. STEINBERG For For 02 A NON-BINDING, ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against EXECUTIVE COMPENSATION. 03 A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE APPROVAL OF EXECUTIVE COMPENSATION. 04 TO APPROVE THE 2011 SENIOR EXECUTIVE WARRANT Management For For PLAN. 05 RATIFICATION OF SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 93 CLEAR CHANNEL OUTDOOR HOLDINGS, INC. SECURITY 18451C109 MEETING TYPE Annual TICKER SYMBOL CCO MEETING DATE 16-May-2011 ISIN US18451C1099 AGENDA 933425426 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 THOMAS R. SHEPHERD For For 2 CHRISTOPHER M. TEMPLE For For 3 SCOTT R. WELLS For For 02 APPROVAL OF THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against ON EXECUTIVE COMPENSATION. 03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
HSN, INC SECURITY 404303109 MEETING TYPE Annual TICKER SYMBOL HSNI MEETING DATE 17-May-2011 ISIN US4043031099 AGENDA 933398631 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ----- ----------- 01 DIRECTOR Management 1 GREGORY R. BLATT For For 2 P. BOUSQUET-CHAVANNE For For 3 MICHAEL C. BOYD For For 4 WILLIAM COSTELLO For For 5 JAMES M. FOLLO For For 6 MINDY GROSSMAN For For 7 STEPHANIE KUGELMAN For For 8 ARTHUR C. MARTINEZ For For 9 THOMAS J. MCINERNEY For For 10 JOHN B. (JAY) MORSE For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. 04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.
THE CHARLES SCHWAB CORPORATION SECURITY 808513105 MEETING TYPE Annual TICKER SYMBOL SCHW MEETING DATE 17-May-2011 ISIN US8085131055 AGENDA 933400486 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For 1B ELECTION OF DIRECTOR: STEPHEN T. MCLIN Management For For 1C ELECTION OF DIRECTOR: CHARLES R. SCHWAB Management For For 1D ELECTION OF DIRECTOR: ROGER 0. WALTHER Management For For 1E ELECTION OF DIRECTOR: ROBERT N. WILSON Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS Management For For 03 APPROVAL OF AMENDED 2004 STOCK INCENTIVE PLAN Management Against Against 04 APPROVAL OF COMPENSATION OF NAMED EXECUTIVE Management Abstain Against OFFICERS 05 FREQUENCY OF VOTES ON COMPENSATION OF NAMED Management Abstain Against EXECUTIVE OFFICERS 06 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shareholder Against For CONTRIBUTIONS 07 STOCKHOLDER PROPOSAL REGARDING Shareholder For Against DECLASSIFICATION OF BOARD OF DIRECTORS
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc 94 EL PASO CORPORATION SECURITY 28336L109 MEETING TYPE Annual TICKER SYMBOL EP MEETING DATE 17-May-2011 ISIN US28336L1098 AGENDA 933400753 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Management For For 1B ELECTION OF DIRECTOR: DAVID W. CRANE Management For For 1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Management For For 1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Management For For 1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Management For For 1F ELECTION OF DIRECTOR: THOMAS R. HIX Management For For 1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Management For For 1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Management For For 1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Management For For 1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For 1K ELECTION OF DIRECTOR: ROBERT F. VAGT Management For For 1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Management For For 02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ACCO BRANDS CORPORATION SECURITY 00081T108 MEETING TYPE Annual TICKER SYMBOL ABD MEETING DATE 17-May-2011 ISIN US00081T1088 AGENDA 933401046 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------ ----------- 01 DIRECTOR Management 1 GEORGE V. BAYLY For For 2 KATHLEEN S. DVORAK For For 3 G. THOMAS HARGROVE For For 4 ROBERT H. JENKINS For For 5 ROBERT J. KELLER For For 6 THOMAS KROEGER For For 7 MICHAEL NORKUS For For 8 SHEILA G. TALTON For For 9 NORMAN H. WESLEY For For 02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For INDEPENDENT AUDITORS FOR THE YEAR 2011. 03 THE APPROVAL, BY NON-BINDING VOTE, OF THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 A RECOMMENDATION, BY NON-BINDING VOTE, ON THE Management Abstain Against FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 05 THE APPROVAL OF OUR AMENDED AND RESTATED 2011 Management Against Against INCENTIVE PLAN WHICH, AMONG OTHER THINGS, INCREASES THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 5,265,000 SHARES. 06 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For THE MEETING OR ANY ADJOURNMENT THEREOF.
ANADARKO PETROLEUM CORPORATION SECURITY 032511107 MEETING TYPE Annual TICKER SYMBOL APC MEETING DATE 17-May-2011 ISIN US0325111070 AGENDA 933403622 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management For For 1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For 1C ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For 1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For 1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For 1F ELECTION OF DIRECTOR: JOHN R. GORDON Management For For 1G ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITOR. 03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against COMPENSATION. 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON- Shareholder Against For DISCRIMINATION POLICY. 06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shareholder Against For INDEPENDENT DIRECTOR CHAIRMAN. 07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shareholder Against For ACCELERATED VESTING OF EQUITY AWARDS. 08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL Shareholder Against For CONTRIBUTIONS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 95 JPMORGAN CHASE & CO. SECURITY 46625H100 MEETING TYPE Annual TICKER SYMBOL JPM MEETING DATE 17-May-2011 ISIN US46625H1005 AGENDA 933404028 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ----- ----------- 1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For 1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For 1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For 1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For 1E ELECTION OF DIRECTOR: JAMES DIMON Management For For 1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For 1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For 1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For 1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For 1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For 1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION 05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Management Against Against PLAN 06 POLITICAL NON-PARTISANSHIP Shareholder Against For 07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For 08 MORTGAGE LOAN SERVICING Shareholder Against For 09 POLITICAL CONTRIBUTIONS Shareholder Against For 10 GENOCIDE-FREE INVESTING Shareholder Against For 11 INDEPENDENT LEAD DIRECTOR Shareholder Against For
DISCOVERY COMMUNICATIONS, INC. SECURITY 25470F104 MEETING TYPE Annual TICKER SYMBOL DISCA MEETING DATE 17-May-2011 ISIN US25470F1049 AGENDA 933405866 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 ROBERT R. BENNETT For For 2 JOHN C. MALONE For For 3 DAVID M. ZASLAV For For 02 APPROVAL OF THE 2011 EMPLOYEE STOCK PURCHASE Management For For PLAN 03 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 04 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION Management Abstain Against DESCRIBED IN THESE PROXY MATERIALS 05 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER Management Abstain Against ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION IN THE FUTURE
FIRSTENERGY CORP. SECURITY 337932107 MEETING TYPE Annual TICKER SYMBOL FE MEETING DATE 17-May-2011 ISIN US3379321074 AGENDA 933406995 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 PAUL T. ADDISON For For 2 ANTHONY J. ALEXANDER For For 3 MICHAEL J. ANDERSON For For 4 DR. CAROL A. CARTWRIGHT For For 5 WILLIAM T. COTTLE For For 6 ROBERT B. HEISLER, JR. For For 7 JULIA L. JOHNSON For For 8 TED J. KLEISNER For For 9 ERNEST J. NOVAK, JR. For For 10 CATHERINE A. REIN For For 11 GEORGE M. SMART For For 12 WES M. TAYLOR For For 13 JESSE T. WILLIAMS, SR. For For 02 RATIFICATION OF THE APPOINTMENT OF THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 REDUCE THE PERCENTAGE OF SHARES REQUIRED TO Management For For CALL A SPECIAL MEETING OF SHAREHOLDER 04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION 05 RECOMMEND ADVISORY VOTE ON FREQUENCY OF Management Abstain Against FUTURE VOTES ON EXECUTIVE COMPENSATION 06 SHAREHOLDER PROPOSAL: REPORT ON COAL Shareholder Against For COMBUSTION WASTE 07 SHAREHOLDER PROPOSAL: LOWER PERCENTAGE Shareholder Against For REQUIRED FOR SHAREHOLDER ACTION BY WRITTEN CONSENT 08 SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE Shareholder Against For STANDARD FOR THE ELECTION OF DIRECTORS 09 SHAREHOLDER PROPOSAL: REPORT ON FINANCIAL RISKS Shareholder Against For OF RELIANCE ON COAL
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 96 THE ST. JOE COMPANY SECURITY 790148100 MEETING TYPE Annual TICKER SYMBOL JOE MEETING DATE 17-May-2011 ISIN US7901481009 AGENDA 933408987 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ----------- 1A ELECTION OF DIRECTOR: BRUCE R. BERKOWITZ Management For For 1B ELECTION OF DIRECTOR: CHARLES J. CRIST, JR. Management For For 1C ELECTION OF DIRECTOR: HUGH M. DURDEN Management For For 1D ELECTION OF DIRECTOR: THOMAS A. FANNING Management For For 1E ELECTION OF DIRECTOR: CHARLES M. FERNANDEZ Management For For 1F ELECTION OF DIRECTOR: HOWARD S. FRANK Management For For 1G ELECTION OF DIRECTOR: DELORES M. KESLER Management For For 1H ELECTION OF DIRECTOR: THOMAS P. MURPHY, JR. Management For For 02 APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, OUR Management Abstain EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 SELECT, ON AN ADVISORY (NON-BINDING) BASIS, THE Management Abstain Against FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
NATIONAL PRESTO INDUSTRIES, INC. SECURITY 637215104 MEETING TYPE Annual TICKER SYMBOL NPK MEETING DATE 17-May-2011 ISIN US6372151042 AGENDA 933409270 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 RANDY F. LIEBLE For For 2 JOSEPH G. STIENESSEN For For 02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For NATIONAL PRESTO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF NATIONAL PRESTO'S NAMED EXECUTIVE OFFICERS. 04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
WYNN RESORTS, LIMITED SECURITY 983134107 MEETING TYPE Annual TICKER SYMBOL WYNN MEETING DATE 17-May-2011 ISIN US9831341071 AGENDA 933411580 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------ ----------- 1 DIRECTOR Management 1 RUSSELL GOLDSMITH For For 2 ROBERT J. MILLER For For 3 KAZUO OKADA For For 4 ALLAN ZEMAN For For 2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION 3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain ADVISORY VOTES ON EXECUTIVE COMPENSATION 4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK Management For For INCENTIVE PLAN 5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF Management For For ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2011 6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A Shareholder Against For DIRECTOR ELECTION MAJORITY VOTE STANDARD; AND
UNITED STATES CELLULAR CORPORATION SECURITY 911684108 MEETING TYPE Annual TICKER SYMBOL USM MEETING DATE 17-May-2011 ISIN US9116841084 AGENDA 933425503 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 J. SAMUEL CROWLEY For For 02 RATIFY ACCOUNTANTS FOR 2011. Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 97 BEL FUSE INC. SECURITY 077347201 MEETING TYPE Annual TICKER SYMBOL BELFA MEETING DATE 17-May-2011 ISIN US0773472016 AGENDA 933429272 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 AVI EDEN For For 2 ROBERT H. SIMANDL For For 02 WITH RESPECT TO THE RATIFICATION OF THE Management For For DESIGNATION OF DELOITTE & TOUCHE LLP TO AUDIT BEL'S BOOKS AND ACCOUNTS FOR 2011. 03 WITH RESPECT TO THE APPROVAL, ON AN ADVISORY Management Abstain Against BASIS, OF THE EXECUTIVE COMPENSATION OF BEL'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. 04 WITH RESPECT TO THE VOTE, ON AN ADVISORY BASIS, ON Management Abstain Against HOW OFTEN TO CONDUCT THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 WITH RESPECT TO THE APPROVAL OF THE BEL FUSE INC. Management Against Against 2011 EQUITY COMPENSATION PLAN.
TELEFONICA, S.A. SECURITY 879382208 MEETING TYPE Annual TICKER SYMBOL TEF MEETING DATE 17-May-2011 ISIN US8793822086 AGENDA 933445757 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ---------- ---- ----------- 01 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS (CONSOLIDATED ANNUAL ACCOUNTS) AND THE MANAGEMENT REPORT OF TELEFONICA, S.A AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2010. 02 COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF Management For For DIVIDENDS TO BE CHARGED TO UNRESTRICTED RESERVES. 3A AMENDMENT OF THE BY-LAWS: AMENDMENT OF ARTICLES Management For For 1, 6.2, 7, 14, 16.1, 17.4, 18.4, 31 BIS AND 36 OF THE BY-LAWS FOR ADJUSTMENT THEREOF TO THE LATEST LEGISLATIVE DEVELOPMENTS. 3B AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW Management For For PARAGRAPH 5 TO ARTICLE 16 OF THE BY-LAWS. 3C AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW Management For For ARTICLE 26 BIS TO THE BY-LAWS. 4A AMENDMENT OF THE REGULATIONS FOR THE GENERAL Management For For SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLES 5, 8.1, 11 AND 13.1 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING FOR ADJUSTMENT TO THE LATEST LEGISLATIVE DEVELOPMENTS. 4B AMENDMENT OF THE REGULATIONS FOR THE GENERAL Management For For SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE 14.1 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING. 5A RE-ELECTION OF MR. ISIDRO FAINE CASAS. Management For For 5B RE-ELECTION OF MR. VITALINO MANUEL NAFRIA AZNAR. Management For For 5C RE-ELECTION OF MR. JULIO LINARES LOPEZ. Management For For 5D RE-ELECTION OF MR. DAVID ARCULUS. Management For For 5E RE-ELECTION OF MR. CARLOS COLOMER CASELLAS. Management For For 5F RE-ELECTION OF MR. PETER ERSKINE. Management For For 5G RE-ELECTION OF MR. ALFONSO FERRARI HERRERO. Management For For 5H RE-ELECTION OF MR. ANTONIO MASSANELL LAVILLA. Management For For 5I APPOINTMENT OF MR. CHANG XIAOBING. Management For For 06 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For TO INCREASE THE SHARE CAPITAL PURSUANT TO THE TERMS AND CONDITIONS OF SECTION 297.1.B) OF THE COMPANIES ACT, OVER A MAXIMUM PERIOD OF FIVE YEARS, DELEGATING THE POWER TO EXCLUDE PRE- EMPTIVE RIGHTS PURSUANT TO SECTION 506 OF THE COMPANIES ACT. 07 RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2011. Management For For 08 LONG-TERM INCENTIVE PLAN BASED ON SHARES OF Management For For TELEFONICA, S.A. APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT MEMBERS OF THE EXECUTIVE TEAM OF THE TELEFONICA GROUP (INCLUDING EXECUTIVE DIRECTORS). 09 RESTRICTED SHARE PLAN OF TELEFONICA, S.A. APPROVAL Management For For OF A LONG-TERM INCENTIVE RESTRICTED PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT EMPLOYEES AND EXECUTIVE PERSONNEL AND LINKED TO THEIR CONTINUED EMPLOYMENT IN THE TELEFONICA GROUP. 10 GLOBAL INCENTIVE SHARE PURCHASE PLAN OF Management For For TELEFONICA, S.A. APPROVAL OF AN INCENTIVE SHARE PURCHASE GLOBAL PLAN FOR THE EMPLOYEES OF THE TELEFONICA GROUP. 11 DELEGATION OF POWERS TO FORMALIZE, INTERPRETS, Management For For CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 98 CORN PRODUCTS INTERNATIONAL, INC. SECURITY 219023108 MEETING TYPE Annual TICKER SYMBOL CPO MEETING DATE 18-May-2011 ISIN US2190231082 AGENDA 933404270 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 RICHARD J. ALMEIDA For For 2 GREGORY B. KENNY For For 3 JAMES M. RINGLER For For 02 TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION Management Abstain Against OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS." 03 TO RECOMMEND, BY ADVISORY VOTE, WHETHER TO HAVE Management Abstain Against STOCKHOLDERS VOTE TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS" EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY'S OPERATIONS IN 2011.
STATE STREET CORPORATION SECURITY 857477103 MEETING TYPE Annual TICKER SYMBOL STT MEETING DATE 18-May-2011 ISIN US8574771031 AGENDA 933410108 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------ ----------- 1A ELECTION OF DIRECTOR: K. BURNES Management For For 1B ELECTION OF DIRECTOR: P. COYM Management For For 1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Management For For 1D ELECTION OF DIRECTOR: A. FAWCETT Management For For 1E ELECTION OF DIRECTOR: D. GRUBER Management For For 1F ELECTION OF DIRECTOR: L. HILL Management For For 1G ELECTION OF DIRECTOR: J. HOOLEY Management For For 1H ELECTION OF DIRECTOR: R. KAPLAN Management For For 1I ELECTION OF DIRECTOR: C. LAMANTIA Management For For 1J ELECTION OF DIRECTOR: R. SERGEL Management For For 1K ELECTION OF DIRECTOR: R. SKATES Management For For 1L ELECTION OF DIRECTOR: G. SUMME Management For For 1M ELECTION OF DIRECTOR: R. WEISSMAN Management For For 02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE Management Abstain Against COMPENSATION 03 TO APPROVE AN ADVISORY PROPOSAL ON THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION 04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL Management For For INCENTIVE PLAN 05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS
HENRY SCHEIN, INC. SECURITY 806407102 MEETING TYPE Annual TICKER SYMBOL HSIC MEETING DATE 18-May-2011 ISIN US8064071025 AGENDA 933410639 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------ ----------- 1 DIRECTOR Management 1 STANLEY M BERGMAN For For 2 GERALD A BENJAMIN For For 3 JAMES P BRESLAWSKI For For 4 MARK E MLOTEK For For 5 STEVEN PALADINO For For 6 BARRY J ALPERIN For For 7 PAUL BRONS For For 8 DONALD J KABAT For For 9 PHILIP A LASKAWY For For 10 KARYN MASHIMA For For 11 NORMAN S MATTHEWS For For 12 BRADLEY T SHEARES, PHD For For 13 LOUIS W SULLIVAN, MD For For 2 PROPOSAL TO AMEND THE COMPANY'S 1994 STOCK Management For For INCENTIVE PLAN. 3 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2010 Management Abstain Against COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 99 SEALED AIR CORPORATION SECURITY 81211K100 MEETING TYPE Annual TICKER SYMBOL SEE MEETING DATE 18-May-2011 ISIN US81211K1007 AGENDA 933410641 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 01 ELECTION OF HANK BROWN AS A DIRECTOR. Management For For 02 ELECTION OF MICHAEL CHU AS A DIRECTOR. Management For For 03 ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. Management For For 04 ELECTION OF PATRICK DUFF AS A DIRECTOR. Management For For 05 ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR. Management For For 06 ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR. Management For For 07 ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. Management For For 08 ELECTION OF KENNETH P. MANNING AS A DIRECTOR. Management For For 09 ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. Management For For 10 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 11 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION. 12 APPROVAL OF AMENDED 2005 CONTINGENT STOCK PLAN Management For For OF SEALED AIR CORPORATION. 13 APPROVAL OF AMENDED SEALED AIR CORPORATION 2002 Management For For STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. 14 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011.
SCRIPPS NETWORKS INTERACTIVE, INC. SECURITY 811065101 MEETING TYPE Annual TICKER SYMBOL SNI MEETING DATE 18-May-2011 ISIN US8110651010 AGENDA 933414396 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 DAVID A. GALLOWAY For For 2 DALE C. POND For For 3 RONALD W. TYSOE For For
NORTHROP GRUMMAN CORPORATION SECURITY 666807102 MEETING TYPE Annual TICKER SYMBOL NOC MEETING DATE 18-May-2011 ISIN US6668071029 AGENDA 933435744 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: WESLEY G. BUSH Management For For 1B ELECTION OF DIRECTOR: LEWIS W. COLEMAN Management For For 1C ELECTION OF DIRECTOR: VICTOR H. FAZIO Management For For 1D ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For 1E ELECTION OF DIRECTOR: STEPHEN E. FRANK Management For For 1F ELECTION OF DIRECTOR: BRUCE S. GORDON Management For For 1G ELECTION OF DIRECTOR: MADELEINE KLEINER Management For For 1H ELECTION OF DIRECTOR: KARL J. KRAPEK Management For For 1I ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For 1J ELECTION OF DIRECTOR: AULANA L. PETERS Management For For 1K ELECTION OF DIRECTOR: KEVIN W. SHARER Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2011. 03 PROPOSAL TO APPROVE THE 2011 LONG-TERM INCENTIVE Management Against Against STOCK PLAN. 04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF NAMED EXECUTIVE OFFICERS. 05 PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE Shareholder Against For VOTING. 07 SHAREHOLDER PROPOSAL REGARDING ADDITIONAL Shareholder Against For DISCLOSURE OF POLITICAL CONTRIBUTIONS. 08 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shareholder Against For ACTION BY WRITTEN CONSENT.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 100 AMR CORPORATION SECURITY 001765106 MEETING TYPE Annual TICKER SYMBOL AMR MEETING DATE 18-May-2011 ISIN US0017651060 AGENDA 933436708 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------ ----------- 01 DIRECTOR Management 1 GERARD J. ARPEY For For 2 JOHN W. BACHMANN For For 3 ARMANDO M. CODINA For For 4 ALBERTO IBARGUEN For For 5 ANN M. KOROLOGOS For For 6 MICHAEL A. MILES For For 7 PHILIP J. PURCELL For For 8 RAY M. ROBINSON For For 9 JUDITH RODIN For For 10 MATTHEW K. ROSE For For 11 ROGER T. STAUBACH For For 02 RATIFICATION OF THE SELECTION BY THE AUDIT Management For For COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 05 STOCKHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For VOTING FOR THE ELECTION OF DIRECTORS.
G4S PLC, CRAWLEY SECURITY G39283109 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 19-May-2011 ISIN GB00B01FLG62 AGENDA 702937345 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- ---------- ---- ----------- 1 To receive the financial statements of the Company for the year Management For For ended 31 December 2010 and the reports of the directors and auditor thereon 2 To receive and approve the Directors' Remuneration Report Management For For contained in the annual report for the year ended 31 December 2010 3 To confirm and declare dividends Management For For 4 To elect Clare Spottiswoode (member of the Remuneration Management For For Committee) as a director 5 To elect Winnie Kin Wah Fok (member of the Audit Committee) as Management For For a director 6 To re-elect Alf Duch-Pedersen (member of the Nomination Management For For Committee) as a director 7 To re-elect Lord Condon (member of the Audit, Nomination and Management For For Remuneration Committees) as a director 8 To re-elect Nick Buckles as a director Management For For 9 To re-elect Trevor Dighton as a director Management For For 10 To re-elect Grahame Gibson as a director Management For For 11 To re-elect Mark Elliott (member of the Nomination and Management For For Remuneration Committees) as a director 12 To re-elect Bo Lerenius (member of the Audit and Remuneration Management For For Committees) as a director 13 To re-elect Mark Seligman (member of the Audit and Management For For Remuneration Committees) as a director 14 To re-appoint KPMG Audit Plc as auditor of the Company from the Management For For conclusion of this meeting until the conclusion of the next general meeting at which accounts are laid before the shareholders, and to authorise the directors to fix their remuneration 15 That the directors be and are hereby generally and unconditionally Management For For authorised pursuant to and in accordance with section 551 of the Companies Act 2006 ("the Act") to exercise all the powers of the Company to allot shares in the Company or grant rights to subscribe for, or convert any security into, shares in the Company: (i) up to an aggregate nominal amount of GBP 117,550,000; and (ii) comprising equity securities (as defined in section 560 of the Act) up to a further aggregate nominal amount of GBP117,550,000 provided that they are offered by way of a rights issue to holders of ordinary shares on the register of members at such record date(s) as the directors may determine where the equity securities respectively attributable to the interests of the ordinary shareholders are proportionate (as nearly as may be practicable) to the respective numbers of ordinary shares held or deemed to be held by them on any such record date(s), subject to such exclusions or other arrangements as the directors may deem necessary or expedient to deal with treasury shares, fractional entitlements, record dates, shares represented by depositary receipts, legal or practical problems arising under the laws of any territory or the requirements of any relevant regulatory body or stock exchange or any other matter; provided that this authority shall expire on the date of the next Annual General Meeting of the Company, save that the Company shall be entitled to make offers or agreements before the expiry of such authority which would or might require shares to be allotted after such expiry and the directors shall be entitled to allot shares pursuant to any such offer or agreement as if this authority had not expired; and all unexercised authorities granted previously to the directors to allot shares under section 551 of the Act shall cease to have effect at the conclusion of this Annual General Meeting (save to the extent that the same are exercisable pursuant to section 551(7) of the Act by reason of any offer or agreement made prior to the date of this resolution which would or might require shares to be allotted or rights to be granted on or after that date)
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 101
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------------------------- ---------- ---- ----------- 16 That the directors be and are hereby empowered, pursuant to Management For For section 570 of the Act, subject to the passing of Resolution 15 above, to allot equity securities (as defined in section 560 of the Act) for cash pursuant to the authority conferred by Resolution 15 above as if section 561 of the Act did not apply to any such allotment, provided that this power shall be limited to: (i) the allotment of equity securities in connection with an offer or issue of equity securities (but in the case of the authority granted under paragraph (ii) of Resolution 15 above, by way of rights issue only) to or in favour of the holders of shares on the register of members at such record date(s) as the directors may determine where the equity securities respectively attributable to the interests of the shareholders are proportionate (as nearly as may be practicable) to the respective numbers of shares held by them on any such record date(s), but subject to such exclusions or other arrangements as the directors may deem necessary or expedient in relation to fractional entitlements, treasury shares, record dates, shares represented by depositary receipts, legal or practical problems arising under the laws of any territory or the requirements of any relevant regulatory body or stock exchange or any other matter; and (ii) the allotment (otherwise than pursuant to sub-paragraph (i) above) of equity securities pursuant to the authority granted under Resolution 15(i) above up to an maximum nominal amount of GBP17,632,000; and shall expire on the expiry of the general authority conferred by Resolution 15 above unless previously renewed, varied or revoked by the Company in general meeting, save that the Company shall be entitled to make offers or agreements before the expiry of such power which would or might require equity securities to be allotted, or treasury shares to be sold, after such expiry and the directors shall be entitled to allot equity securities or sell treasury shares pursuant to any such offer or agreement as if the power conferred hereby had not expired. All previous unutilised authorities under section 570 of the Act shall cease to have effect at the conclusion of this Annual General Meeting 17 That the Company be and is hereby generally and unconditionally Management For For authorised for the purposes of section 701 of the Act, to make market purchases (within the meaning of section 693(4) of the Act) of ordinary shares of 25p each in the capital of the Company on such terms and in such manner as the directors may from time to time determine, provided that: (i) the maximum number of such shares which may be purchased is 141,060,000 (ii) the minimum price which may be paid for each such share is 25p (exclusive of all expenses) (iii) the maximum price which may be paid for each such share is an amount equal to 105% of the average of the middle market quotations for an ordinary share in the Company as derived from The London Stock Exchange Daily Official List for the five business days immediately preceding the day on which such share is contracted to be purchased (exclusive of expenses); and (iv) this authority shall, unless previously revoked or varied, expire at the conclusion of the Annual General Meeting of the Company to be held in 2012 (except in relation to the purchase of such shares the contract for which was entered into before the expiry of this authority and which might be executed wholly or partly after such expiry) 18 That in accordance with sections 366 and 367 of the Act, the Management For For Company and all companies which are subsidiaries of the Company during the period when this Resolution 18 has effect be and are hereby unconditionally authorised to: (i) make political donations to political parties or independent election candidates not exceeding GBP50,000 in total (ii) make political donations to political organisations other than political parties not exceeding GBP50,000 in total; and incur political expenditure not exceeding GBP50,000 in total; (as such terms are defined in the Act) during the period beginning with the date of the passing of this resolution and ending on 18 November 2012 or, if sooner, at the conclusion of the Annual General Meeting of the Company to be held next year provided that the authorised sum referred to in paragraphs (i), (ii) and (iii) above may be comprised of one or more amounts in different currencies which, for the purposes of calculating the said sum, shall be converted into pounds sterling at the exchange rate published in the London edition of the Financial Times on the date on which the relevant donation is made or expenditure incurred (or the first business day thereafter) or, if earlier, on the day in which the Company enters into any contract or undertaking in relation to the same 19 That, with immediate effect, the Company's Articles of Association Management For For be amended by deleting the words "an annual sum of GBP750,000" in Article 92(1) relating to the aggregate annual limit on the fees payable to directors who do not hold executive office and replacing them with the words "an annual sum of GBP1,000,000" 20 That a general meeting of the Company, other than an Annual Management For For General Meeting, may be called on not less than 14 clear days' notice
DR PEPPER SNAPPLE GROUP,INC. SECURITY 26138E109 MEETING TYPE Annual TICKER SYMBOL DPS MEETING DATE 19-May-2011 ISIN US26138E1091 AGENDA 933393782 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For 1B ELECTION OF DIRECTOR: WAYNE R. SANDERS Management For For 1C ELECTION OF DIRECTOR: JACK L. STAHL Management For For 1D ELECTION OF DIRECTOR: LARRY D. YOUNG Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 RESOLVED, THAT THE COMPENSATION PAID TO THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION IS HEREBY APPROVED. 04 TO VOTE, ON AN ADVISORY (NON-BINDING) BASIS, ON THE Management Abstain Against FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. STOCKHOLDERS MAY CHOOSE TO APPROVE HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS OR STOCKHOLDERS MAY ABSTAIN FROM VOTING.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 102 RAYONIER INC. SECURITY 754907103 MEETING TYPE Annual TICKER SYMBOL RYN MEETING DATE 19-May-2011 ISIN US7549071030 AGENDA 933401298 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: PAUL G. BOYNTON Management For For 1B ELECTION OF DIRECTOR: MARK E. GAUMOND Management For For 1C ELECTION OF DIRECTOR: DAVID W. OSKIN Management For For 02 APPROVAL, IN A NON-BINDING VOTE, OF THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF FUTURE NON-BINDING VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY 05 APPROVAL OF A SHAREHOLDER PROPOSAL ASKING THE Shareholder Against For BOARD TO TAKE THE STEPS NECESSARY TO ELIMINATE ITS CLASSIFIED STRUCTURE
HALLIBURTON COMPANY SECURITY 406216101 MEETING TYPE Annual TICKER SYMBOL HAL MEETING DATE 19-May-2011 ISIN US4062161017 AGENDA 933402668 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For 1B ELECTION OF DIRECTOR: J.R. BOYD Management For For 1C ELECTION OF DIRECTOR: M. CARROLL Management For For 1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For 1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For 1F ELECTION OF DIRECTOR: A.S. JUM'AH Management For For 1G ELECTION OF DIRECTOR: D.J. LESAR Management For For 1H ELECTION OF DIRECTOR: R.A. MALONE Management For For 1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For 1J ELECTION OF DIRECTOR: D.L. REED Management For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For AUDITORS. 03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For 06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
TIME WARNER CABLE INC SECURITY 88732J207 MEETING TYPE Annual TICKER SYMBOL TWC MEETING DATE 19-May-2011 ISIN US88732J2078 AGENDA 933403634 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CAROLE BLACK Management For For 1B ELECTION OF DIRECTOR: GLENN A. BRITT Management For For 1C ELECTION OF DIRECTOR: THOMAS H. CASTRO Management For For 1D ELECTION OF DIRECTOR: DAVID C. CHANG Management For For 1E ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For 1F ELECTION OF DIRECTOR: PETER R. HAJE Management For For 1G ELECTION OF DIRECTOR: DONNA A. JAMES Management For For 1H ELECTION OF DIRECTOR: DON LOGAN Management For For 1I ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For For 1J ELECTION OF DIRECTOR: WAYNE H. PACE Management For For 1K ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Management For For 1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 APPROVAL OF THE TIME WARNER CABLE INC. 2011 STOCK Management For For INCENTIVE PLAN 04 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against COMPENSATION 05 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Management Abstain Against VOTES ON EXECUTIVE COMPENSATION
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 103 INTEL CORPORATION SECURITY 458140100 MEETING TYPE Annual TICKER SYMBOL INTC MEETING DATE 19-May-2011 ISIN US4581401001 AGENDA 933403812 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For 1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For 1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For 1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For 1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For 1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For 1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For 1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For 1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For 1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR 03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY Management Against Against INCENTIVE PLAN 04 AMENDMENT AND EXTENSION OF THE 2006 STOCK Management For For PURCHASE PLAN 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Management Abstain FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
FLOWSERVE CORPORATION SECURITY 34354P105 MEETING TYPE Annual TICKER SYMBOL FLS MEETING DATE 19-May-2011 ISIN US34354P1057 AGENDA 933404129 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 JOHN R. FRIEDERY For For 2 JOE E. HARLAN For For 3 MICHAEL F. JOHNSTON For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING Management Abstain Against THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 APPROVE AN AMENDMENT TO ARTICLE EIGHTH OF THE Management For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. 05 APPROVE AN AMENDMENT TO ARTICLE NINTH OF THE Management For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. 06 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
MARSH & MCLENNAN COMPANIES, INC. SECURITY 571748102 MEETING TYPE Annual TICKER SYMBOL MMC MEETING DATE 19-May-2011 ISIN US5717481023 AGENDA 933406779 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: ZACHARY W. CARTER Management For For 1B ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management For For 1C ELECTION OF DIRECTOR: OSCAR FANJUL Management For For 1D ELECTION OF DIRECTOR: H. EDWARD HANWAY Management For For 1E ELECTION OF DIRECTOR: LORD LANG OF MONKTON Management For For 1F ELECTION OF DIRECTOR: STEVEN A. MILLS Management For For 1G ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For 1H ELECTION OF DIRECTOR: MARC D. OKEN Management For For 1I ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Management For For 1J ELECTION OF DIRECTOR: ADELE SIMMONS Management For For 1K ELECTION OF DIRECTOR: LLOYD M. YATES Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE MARSH & MCLENNAN COMPANIES, INC. Management For For 2011 INCENTIVE AND STOCK AWARD PLAN 04 APPROVAL, BY NONBINDING VOTE, OF THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 05 RECOMMENDATION, BY NONBINDING VOTE, OF THE Management Abstain Against FREQUENCY OF EXECUTIVE COMPENSATION VOTES 06 STOCKHOLDER PROPOSAL: ACTION BY WRITTEN CONSENT Shareholder Against For
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 104 WESTAR ENERGY, INC. SECURITY 95709T100 MEETING TYPE Annual TICKER SYMBOL WR MEETING DATE 19-May-2011 ISIN US95709T1007 AGENDA 933412784 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 MOLLIE H. CARTER For For 2 JERRY B. FARLEY For For 3 ARTHUR B. KRAUSE For For 4 WILLIAM B. MOORE For For 02 TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION 03 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION 04 TO APPROVE AN AMENDMENT TO OUR LONG TERM Management For For INCENTIVE AND SHARE AWARD PLAN AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN 05 TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For ARTICLES OF INCORPORATION TO INCREASE OUR AUTHORIZED SHARES OF COMMON STOCK 06 TO RATIFY AND CONFIRM OF DELOITTE & TOUCHE LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
TELEPHONE AND DATA SYSTEMS, INC. SECURITY 879433100 MEETING TYPE Annual TICKER SYMBOL TDS MEETING DATE 19-May-2011 ISIN US8794331004 AGENDA 933427444 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 C.A. DAVIS For For 2 C.D. O'LEARY For For 3 G.L. SUGARMAN For For 4 H.S. WANDER For For 02 RATIFY ACCOUNTANTS FOR 2011. Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL TO RECAPITALIZE TDS' Shareholder Against For OUTSTANDING STOCK.
TELEPHONE AND DATA SYSTEMS, INC. SECURITY 879433860 MEETING TYPE Annual TICKER SYMBOL TDSS MEETING DATE 19-May-2011 ISIN US8794338603 AGENDA 933427456 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------- ---------- ---- ----------- 01 DIRECTOR Management 1 C.A. DAVIS For For 2 C.D. O'LEARY For For 3 G.L. SUGARMAN For For 4 H.S. WANDER For For
DEAN FOODS COMPANY SECURITY 242370104 MEETING TYPE Annual TICKER SYMBOL DF MEETING DATE 19-May-2011 ISIN US2423701042 AGENDA 933427634 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: STEPHEN L. GREEN Management For For 1B ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Management For For 1C ELECTION OF DIRECTOR: JOHN R. MUSE Management For For 02 PROPOSAL TO AMEND THE DEAN FOODS COMPANY 2007 Management Against Against STOCK INCENTIVE PLAN. 03 PROPOSAL TO APPROVE OUR EXECUTIVE COMPENSATION. Management Abstain Against 04 PROPOSAL TO APPROVE THE FREQUENCY OF Management Abstain Against STOCKHOLDER VOTES ON OUR EXECUTIVE COMPENSATION. 05 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT AUDITOR. 06 STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UPS. Shareholder Against For
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 105 STANDARD MOTOR PRODUCTS, INC. SECURITY 853666105 MEETING TYPE Annual TICKER SYMBOL SMP MEETING DATE 19-May-2011 ISIN US8536661056 AGENDA 933435756 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 ROBERT M. GERRITY For For 2 PAMELA FORBES LIEBERMAN For For 3 ARTHUR S. SILLS For For 4 LAWRENCE I. SILLS For For 5 PETER J. SILLS For For 6 FREDERICK D. STURDIVANT For For 7 WILLIAM H. TURNER For For 8 RICHARD S. WARD For For 9 ROGER M. WIDMANN For For 02 APPROVAL OF AMENDMENTS TO THE STANDARD MOTOR Management For For PRODUCTS, INC. 2006 OMNIBUS INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 04 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON Management Abstain Against THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 05 APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON Management Abstain Against THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
AMGEN INC. SECURITY 031162100 MEETING TYPE Annual TICKER SYMBOL AMGN MEETING DATE 20-May-2011 ISIN US0311621009 AGENDA 933398489 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------- ----------- 1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Management For For 1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Management For For 1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Management For For 1D ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Management For For 1E ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON Management For For 1F ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Management For For 1G ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Management For For 1H ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Management For For 1I ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Management For For (RETIRED) 1J ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Management For For 1K ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Management For For 1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE THE ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 04 TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES Management Abstain Against APPROVING EXECUTIVE COMPENSATION EVERY ONE YEAR, TWO YEARS OR THREE YEARS. 05 STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY Shareholder Against For WRITTEN CONSENT)
SUPERIOR INDUSTRIES INTERNATIONAL, INC. SECURITY 868168105 MEETING TYPE Annual TICKER SYMBOL SUP MEETING DATE 20-May-2011 ISIN US8681681057 AGENDA 933400361 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 LOUIS L. BORICK For For 2 STEVEN J. BORICK For For 3 FRANCISCO S. URANGA For For 02 APPROVAL OF THE CEO ANNUAL INCENTIVE Management For For PERFORMANCE PLAN. 03 APPROVAL OF EXECUTIVE COMPENSATION ON AN Management Abstain Against ADVISORY BASIS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 05 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE Shareholder Against For VOTING STANDARD FOR DIRECTOR ELECTIONS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 106 NEXTERA ENERGY, INC. SECURITY 65339F101 MEETING TYPE Annual TICKER SYMBOL NEE MEETING DATE 20-May-2011 ISIN US65339F1012 AGENDA 933401286 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 SHERRY S. BARRAT For For 2 ROBERT M. BEALL, II For For 3 J. HYATT BROWN For For 4 JAMES L. CAMAREN For For 5 KENNETH B. DUNN For For 6 J. BRIAN FERGUSON For For 7 LEWIS HAY, III For For 8 TONI JENNINGS For For 9 OLIVER D. KINGSLEY, JR. For For 10 RUDY E. SCHUPP For For 11 WILLIAM H. SWANSON For For 12 MICHAEL H. THAMAN For For 13 HANSEL E. TOOKES, II For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL OF THE NEXTERA ENERGY, INC. 2011 LONG Management For For TERM INCENTIVE PLAN. 04 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Management Abstain Against NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 05 NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA Management Abstain Against ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS.
TIME WARNER INC. SECURITY 887317303 MEETING TYPE Annual TICKER SYMBOL TWX MEETING DATE 20-May-2011 ISIN US8873173038 AGENDA 933411124 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For 1B ELECTION OF DIRECTOR: WILLIAM P. BARR Management For For 1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Management For For 1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For 1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Management For For 1F ELECTION OF DIRECTOR: ROBERT C. CLARK Management For For 1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Management For For 1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Management For For 1I ELECTION OF DIRECTOR: FRED HASSAN Management For For 1J ELECTION OF DIRECTOR: MICHAEL A. MILES Management For For 1K ELECTION OF DIRECTOR: KENNETH J. NOVACK Management For For 1L ELECTION OF DIRECTOR: PAUL D. WACHTER Management For For 1M ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For AUDITORS. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For RESTATED CERTIFICATE OF INCORPORATION TO REMOVE ABSOLUTE MAJORITY VOTE PROVISIONS IN THE FORM ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. 06 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shareholder Against For WRITTEN CONSENT.
CMS ENERGY CORPORATION SECURITY 125896100 MEETING TYPE Annual TICKER SYMBOL CMS MEETING DATE 20-May-2011 ISIN US1258961002 AGENDA 933416489 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 MERRIBEL S. AYRES For For 2 JON E. BARFIELD For For 3 STEPHEN E. EWING For For 4 RICHARD M. GABRYS For For 5 DAVID W. JOOS For For 6 PHILIP R. LOCHNER, JR. For For 7 MICHAEL T. MONAHAN For For 8 JOHN G. RUSSELL For For 9 KENNETH L. WAY For For 10 JOHN B. YASINSKY For For 02 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against EXECUTIVE OFFICERS. 03 ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP). 05 SHAREHOLDER PROPOSAL - FINANCIAL RISKS OF Shareholder Against For RELIANCE ON COAL.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 107 MACY'S INC. SECURITY 55616P104 MEETING TYPE Annual TICKER SYMBOL M MEETING DATE 20-May-2011 ISIN US55616P1049 AGENDA 933416984 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 STEPHEN F. BOLLENBACH For For 2 DEIRDRE P. CONNELLY For For 3 MEYER FELDBERG For For 4 SARA LEVINSON For For 5 TERRY J. LUNDGREN For For 6 JOSEPH NEUBAUER For For 7 JOSEPH A. PICHLER For For 8 JOYCE M. ROCHE For For 9 CRAIG E. WEATHERUP For For 10 MARNA C. WHITTINGTON For For 02 THE PROPOSED RATIFICATION OF THE APPOINTMENT OF Management For For KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. 03 THE PROPOSED APPROVAL OF AN AMENDMENT OF THE Management For For COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Management Abstain Against EXECUTIVE COMPENSATION.
UNITEDHEALTH GROUP INCORPORATED SECURITY 91324P102 MEETING TYPE Annual TICKER SYMBOL UNH MEETING DATE 23-May-2011 ISIN US91324P1021 AGENDA 933414295 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For 1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For 1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For 1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For 1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For 1F ELECTION OF DIRECTOR: RODGER A. LAWSON Management For For 1G ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For 1H ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For 1I ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. Management For For 1J ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Management For For 02 APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF Management Abstain Against EXECUTIVE COMPENSATION. 03 RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against OF THE FREQUENCY OF HOLDING A SAY-ON-PAY VOTE. 04 APPROVAL OF THE UNITEDHEALTH GROUP 2011 INCENTIVE Management For For STOCK PLAN. 05 APPROVAL OF AN AMENDMENT TO THE UNITEDHEALTH Management For For GROUP 1993 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE THEREUNDER. 06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
DIAMOND OFFSHORE DRILLING, INC. SECURITY 25271C102 MEETING TYPE Annual TICKER SYMBOL DO MEETING DATE 23-May-2011 ISIN US25271C1027 AGENDA 933414447 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: JAMES S. TISCH Management For For 1B ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON Management For For 1C ELECTION OF DIRECTOR: JOHN R. BOLTON Management For For 1D ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Management For For 1E ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Management For For 1F ELECTION OF DIRECTOR: EDWARD GREBOW Management For For 1G ELECTION OF DIRECTOR: HERBERT C. HOFMANN Management For For 1H ELECTION OF DIRECTOR: ANDREW H. TISCH Management For For 1I ELECTION OF DIRECTOR: RAYMOND S. TROUBH Management For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 108 LIBERTY MEDIA CORPORATION SECURITY 53071M708 MEETING TYPE Special TICKER SYMBOL LSTZA MEETING DATE 23-May-2011 ISIN US53071M7083 AGENDA 933436455 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ----------- 01 A PROPOSAL TO REDEEM ALL OF THE OUTSTANDING Management For For SHARES OF SERIES A LIBERTY STARZ COMMON STOCK AND SERIES B LIBERTY STARZ COMMON STOCK FOR ALL OF THE OUTSTANDING SHARES OF LIBERTY SPLITCO, INC. STARZ TRACKING STOCK.
LIBERTY MEDIA CORPORATION SECURITY 53071M302 MEETING TYPE Special TICKER SYMBOL LCAPA MEETING DATE 23-May-2011 ISIN US53071M3025 AGENDA 933436467 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ----------- 01 A PROPOSAL TO REDEEM ALL OF THE OUTSTANDING Management For For SHARES OF SERIES A LIBERTY CAPITAL COMMON STOCK AND SERIES B LIBERTY CAPITAL COMMON STOCK FOR ALL OF THE OUTSTANDING SHARES OF LIBERTY SPLITCO, INC. CAPITAL TRACKING STOCK.
KRAFT FOODS INC. SECURITY 50075N104 MEETING TYPE Annual TICKER SYMBOL KFT MEETING DATE 24-May-2011 ISIN US50075N1046 AGENDA 933395255 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ----------- 1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For 1B ELECTION OF DIRECTOR: MYRA M. HART Management For For 1C ELECTION OF DIRECTOR: PETER B. HENRY Management For For 1D ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For 1E ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For 1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For 1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For 1H ELECTION OF DIRECTOR: JOHN C. POPE Management For For 1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For 1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For 1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Management Abstain Against COMPENSATION VOTE. 4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Management For For RESTATED 2006 STOCK COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. 5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
PINNACLE ENTERTAINMENT, INC. SECURITY 723456109 MEETING TYPE Annual TICKER SYMBOL PNK MEETING DATE 24-May-2011 ISIN US7234561097 AGENDA 933402226 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: STEPHEN C. COMER Management For For 1B ELECTION OF DIRECTOR: JOHN V. GIOVENCO Management For For 1C ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN Management For For 1D ELECTION OF DIRECTOR: BRUCE A. LESLIE Management For For 1E ELECTION OF DIRECTOR: JAMES L. MARTINEAU Management For For 1F ELECTION OF DIRECTOR: LYNN P. REITNOUER Management For For 1G ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 AMENDMENT TO THE COMPANY'S 2005 EQUITY AND Management Against Against PERFORMANCE INCENTIVE PLAN TO PERMIT A ONE-TIME VALUE-FOR-VALUE STOCK OPTION EXCHANGE PROGRAM. 04 ADVISORY RESOLUTION REGARDING COMPENSATION OF Management Abstain Against THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 109 ROVI CORPORATION SECURITY 779376102 MEETING TYPE Annual TICKER SYMBOL ROVI MEETING DATE 24-May-2011 ISIN US7793761021 AGENDA 933409319 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 ALFRED J. AMOROSO For For 2 ALAN L. EARHART For For 3 ANDREW K. LUDWICK For For 4 JAMES E. MEYER For For 5 JAMES P. O'SHAUGHNESSY For For 6 RUTHANN QUINDLEN For For 02 APPROVAL OF THE AMENDMENT TO THE 2008 EQUITY Management For For INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 04 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against COMPENSATION. 05 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Management Abstain Against OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
FORTRESS INVESTMENT GROUP SECURITY 34958B106 MEETING TYPE Annual TICKER SYMBOL FIG MEETING DATE 24-May-2011 ISIN US34958B1061 AGENDA 933411249 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 DAVID B. BARRY For For 2 RICHARD N. HAASS For For 3 RANDAL A. NARDONE For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FORTRESS INVESTMENT GROUP LLC FOR THE FISCAL YEAR 2011. 03 TO APPROVE THE COMPENSATION PAID DURING THE PAST Management Abstain Against THREE YEARS TO THE NAMED EXECUTIVE OFFICERS OF FORTRESS INVESTMENT GROUP LLC. 04 TO DETERMINE WHETHER A SHAREHOLDER VOTE ON THE Management Abstain Against COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FORTRESS INVESTMENT GROUP LLC SHOULD TAKE PLACE EVERY THREE YEARS, TWO YEARS OR ONE YEAR.
MERCK & CO., INC. SECURITY 58933Y105 MEETING TYPE Annual TICKER SYMBOL MRK MEETING DATE 24-May-2011 ISIN US58933Y1055 AGENDA 933416744 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For 1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For 1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For 1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Management For For 1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For 1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For 1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Management For For 1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For 1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For 1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For 1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For 1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For 1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1N ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For 1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For 1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For 1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For 1R ELECTION OF DIRECTOR: PETER C. WENDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Management Abstain Against ON EXECUTIVE COMPENSATION.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 110 INTERVAL LEISURE GROUP INC. SECURITY 46113M108 MEETING TYPE Annual TICKER SYMBOL IILG MEETING DATE 24-May-2011 ISIN US46113M1080 AGENDA 933417859 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ----------- 01 DIRECTOR Management 1 CRAIG M. NASH For For 2 GREGORY R. BLATT For For 3 DAVID FLOWERS For For 4 GARY S. HOWARD For For 5 LEWIS J. KORMAN For For 6 THOMAS J. KUHN For For 7 THOMAS J. MCINERNEY For For 8 THOMAS P. MURPHY, JR. For For 9 AVY H. STEIN For For 02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against EXECUTIVE COMPENSATION. 03 TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTERVAL LEISURE GROUP FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
LIN TV CORP. SECURITY 532774106 MEETING TYPE Annual TICKER SYMBOL TVL MEETING DATE 24-May-2011 ISIN US5327741063 AGENDA 933433980 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 PETER S. BRODSKY For For 2 DOUGLAS W. MCCORMICK For For 3 MICHAEL A. PAUSIC For For 02 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV CORP. FOR THE YEAR ENDING DECEMBER 31, 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Against Against 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management 1 Year Against VOTE ON EXECUTIVE COMPENSATION. 05 A STOCKHOLDER PROPOSAL TO DECLASSIFY OUR BOARD Shareholder Against For OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
CABLEVISION SYSTEMS CORPORATION SECURITY 12686C109 MEETING TYPE Annual TICKER SYMBOL CVC MEETING DATE 24-May-2011 ISIN US12686C1099 AGENDA 933435542 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ----------- 01 DIRECTOR Management 1 ZACHARY W. CARTER For For 2 THOMAS V. REIFENHEISER For For 3 JOHN R. RYAN For For 4 VINCENT TESE For For 5 LEONARD TOW For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2011. 03 TO APPROVE CABLEVISION SYSTEMS CORPORATION 2011 Management For For CASH INCENTIVE PLAN. 04 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION Management Abstain Against OF EXECUTIVE OFFICERS. 05 AN ADVISORY VOTE ON THE FREQUENCY OF THE Management Abstain Against ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
CHECK POINT SOFTWARE TECHNOLOGIES LTD. SECURITY M22465104 MEETING TYPE Annual TICKER SYMBOL CHKP MEETING DATE 24-May-2011 ISIN IL0010824113 AGENDA 933435592 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ----------- 01 DIRECTOR Management 1 GIL SHWED For For 2 MARIUS NACHT For For 3 JERRY UNGERMAN For For 4 DAN PROPPER For For 5 DAVID RUBNER For For 6 DR. TAL SHAVIT For For 02 RE-ELECTION OF TWO OUTSIDE DIRECTORS: IRWIN Management For For FEDERMAN AND RAY ROTHROCK. 03 TO RATIFY THE APPOINTMENT AND COMPENSATION OF Management For For KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 04 TO AMEND THE FEE STRUCTURE FOR CHECK POINT'S Management For For DIRECTORS. 05 TO APPROVE COMPENSATION TO CHECK POINT'S CHIEF Management For For EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS.
ProxyEdge Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011 The Gabelli Equity Trust Inc. 111 TELEVISION BROADCASTS LTD SECURITY Y85830100 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 25-May-2011 ISIN HK0511001957 AGENDA 702968162 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------------------------- ---------- ---- ----------- CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/20110418/LTN2 0110418477.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL RESOLUTIONS. THANK YOU. 1 To receive the Audited Financial Statements and the Report of the Management For For Directorsand the Independent Auditor's Report for the year ended 31 December 2010 2 To declare a final dividend for the year ended 31 December 2010 Management For For 3i To elect Dr. Charles Chan Kwok Keung as a Director Management For For 3ii To elect Madam Cher Wang Hsiueh Hong as a Director Management For For 3iii To elect Mr. Jonathan Milton Nelson as a Director Management For For 4i To re-elect Dr. Chow Yei Ching as a retiring Director Management For For 4ii To re-elect Mr. Kevin Lo Chung Ping as a retiring Director Management For For 4iii To re-elect Mr. Chien Lee as a retiring Director Management For For 4iv To re-elect Mr. Gordon Siu Kwing Chue as a retiring Director Management For For 5 To approve an increase in Director's fee Management For For 6 To re-appoint PricewaterhouseCoopers as Auditor of the Management For For Company and authorise Directors to fix their remuneration 7 To give a general mandate to Directors to issue additional shares Management For For 8 To give a general mandate to Directors to repurchase issued Management For For shares 9 To extend the authority given to the Directors under Resolution 7 Management For For to shares repurchased under the authority under Resolution 8 10 To extend the book close period from 30 days to 60 days Management For For CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting OF ACTUAL RECORD DATE AND A-DDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETUR-N THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. CMMT TELEVISION BROADCASTS LIMITED ANNUAL GENERAL Non-Voting MEETING (AGM) TO BE HELD ON 25 MA-Y 2011 IN ORDER TO GIVE EFFECT TO PROVISIONS OF BROADCASTING ORDINANCE OF HONG-KONG REGARDING THE VOTING SHARES CONTROL FOR TVB'S GENERAL MEETINGS, A DECLAR-ATION FORM WILL BE SENT TO THE CONCERNED SHAREHOLDERS ON 4 MAY 11. PLEASE NOTE-THAT IF THE DULY COMPLETED DECLARATION FORM IS NOT RETURNED TO TVB ON OR BEFO-RE 13 MAY 11(BP2S DEADLINE 10:00AM 12 MAY 11), THE VOTES THAT THE SHARES TO WH- ICH THE DECLARATION FORM RELATE WILL NOT BE COUNTED ON ANY POLL AT THE ABOVE A-GM
EXXON MOBIL CORPORATION SECURITY 30231G102 MEETING TYPE Annual TICKER SYMBOL XOM MEETING DATE 25-May-2011 ISIN US30231G1022 AGENDA 933416908 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ----------- 01 DIRECTOR Management 1 M.J. BOSKIN For For 2 P. BRABECK-LETMATHE For For 3 L.R. FAULKNER For For 4 J.S. FISHMAN For For 5 K.C. FRAZIER For For 6 W.W. GEORGE For For 7 M.C. NELSON For For 8 S.J. PALMISANO For For 9 S.S REINEMUND For For 10 R.W. TILLERSON For For 11 E.E. WHITACRE, JR. For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Management For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) Management Abstain Against 04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION (PAGE 57) 05 INDEPENDENT CHAIRMAN (PAGE 58) Shareholder Against For 06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shareholder Against For 07 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder Against For 08 POLICY ON WATER (PAGE 62) Shareholder Against For 09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shareholder Against For 10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shareholder Against For 11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shareholder Against For 12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shareholder Against For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 112 The Gabelli Equity Trust Inc. SECURITY 00184X105 MEETING TYPE Annual TICKER SYMBOL AOL MEETING DATE 25-May-2011 ISIN US00184X1054 AGENDA 933419106 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ----------- 1 ELECTION OF DIRECTOR: TIM ARMSTRONG Management For For 2 ELECTION OF DIRECTOR: RICHARD DALZELL Management For For 3 ELECTION OF DIRECTOR: KAREN DYKSTRA Management For For 4 ELECTION OF DIRECTOR: ALBERTO IBARGUEN Management For For 5 ELECTION OF DIRECTOR: SUSAN LYNE Management For For 6 ELECTION OF DIRECTOR: PATRICIA MITCHELL Management For For 7 ELECTION OF DIRECTOR: FREDRIC REYNOLDS Management For For 8 ELECTION OF DIRECTOR: JAMES STENGEL Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
FLOWERS FOODS, INC. SECURITY 343498101 MEETING TYPE Annual TICKER SYMBOL FLO MEETING DATE 25-May-2011 ISIN US3434981011 AGENDA 933419930 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ------------- 01 DIRECTOR Management 1 BENJAMIN H. GRISWOLD IV For For 2 JACKIE M. WARD For For 3 C. MARTIN WOOD III For For 02 TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION Management Abstain Against OF THE COMPANY'S NAMED EXECUTIVES, AS DISCLOSED IN THIS PROXY STATEMENT. 03 TO VOTE FOR THE FREQUENCY OF THE ADVISORY VOTE Management Abstain Against ON EXECUTIVE COMPENSATION. 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS FOODS, INC. FOR THE 2011 FISCAL YEAR.
AMPHENOL CORPORATION SECURITY 032095101 MEETING TYPE Annual TICKER SYMBOL APH MEETING DATE 25-May-2011 ISIN US0320951017 AGENDA 933439627 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ------------- 01 DIRECTOR Management 1 RONALD P. BADIE For For 2 R. ADAM NORWITT For For 3 DEAN H. SECORD For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY. 03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
XEROX CORPORATION SECURITY 984121103 MEETING TYPE Annual TICKER SYMBOL XRX MEETING DATE 26-May-2011 ISIN US9841211033 AGENDA 933414548 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ---- ------------- 1A ELECTION OF DIRECTOR: GLENN A. BRITT Management For For 1B ELECTION OF DIRECTOR: URSULA M. BURNS Management For For 1C ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Management For For 1D ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Management For For 1E ELECTION OF DIRECTOR: ROBERT J. KEEGAN Management For For 1F ELECTION OF DIRECTOR: ROBERT A. MCDONALD Management For For 1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For For 1H ELECTION OF DIRECTOR: CHARLES PRINCE Management For For 1I ELECTION OF DIRECTOR: ANN N. REESE Management For For 1J ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Management For For 02 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 04 SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 113 The Gabelli Equity Trust Inc. HERTZ GLOBAL HOLDINGS, INC. SECURITY 42805T105 MEETING TYPE Annual TICKER SYMBOL HTZ MEETING DATE 26-May-2011 ISIN US42805T1051 AGENDA 933415564 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 MICHAEL J. DURHAM For For 2 MARK P. FRISSORA For For 3 DAVID H. WASSERMAN For For 4 HENRY C. WOLF For For 02 AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION Management Abstain Against PAID TO THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND RELATED TABULAR AND NARRATIVE DISCLOSURES (ALSO KNOWN AS A "SAY ON PAY" VOTE). 03 AN ADVISORY VOTE ON WHETHER THE SAY ON PAY VOTE Management Abstain Against SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. 04 THE RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011.
EL PASO ELECTRIC COMPANY SECURITY 283677854 MEETING TYPE Annual TICKER SYMBOL EE MEETING DATE 26-May-2011 ISIN US2836778546 AGENDA 933416566 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 CATHERINE A. ALLEN For For 2 KENNETH R. HEITZ For For 3 MICHAEL K. PARKS For For 4 ERIC B. SIEGEL For For 02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management Abstain Against COMPENSATION. 04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management Abstain Against OF EXECUTIVE COMPENSATION VOTES.
CBS CORPORATION SECURITY 124857103 MEETING TYPE Annual TICKER SYMBOL CBSA MEETING DATE 26-May-2011 ISIN US1248571036 AGENDA 933419500 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ---- ------------ 01 DIRECTOR Management 1 DAVID R. ANDELMAN For For 2 JOSEPH A. CALIFANO, JR. For For 3 WILLIAM S. COHEN For For 4 GARY L. COUNTRYMAN For For 5 CHARLES K. GIFFORD For For 6 LEONARD GOLDBERG For For 7 BRUCE S. GORDON For For 8 LINDA M. GRIEGO For For 9 ARNOLD KOPELSON For For 10 LESLIE MOONVES For For 11 DOUG MORRIS For For 12 SHARI REDSTONE For For 13 SUMNER M. REDSTONE For For 14 FREDERIC V. SALERNO For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. 03 APPROVAL OF ADVISORY RESOLUTION ON THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE 2011 PROXY STATEMENT. 04 APPROVAL OF ADVISORY RESOLUTION ON THE Management Abstain Against FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 114 The Gabelli Equity Trust Inc. BJ'S WHOLESALE CLUB, INC. SECURITY 05548J106 MEETING TYPE Annual TICKER SYMBOL BJ MEETING DATE 26-May-2011 ISIN US05548J1060 AGENDA 933419877 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ------------ 1A ELECTION OF DIRECTOR: PAUL DANOS PH.D. Management For For 1B ELECTION OF DIRECTOR: LAURA J. SEN Management For For 1C ELECTION OF DIRECTOR: MICHAEL J. SHEEHAN Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. 03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Management Abstain Against RELATING TO EXECUTIVE COMPENSATION. 04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 05 CONSIDERATION OF A SHAREHOLDER PROPOSAL Shareholder Against For REGARDING BIRD WELFARE.
GRAFTECH INTERNATIONAL LTD. SECURITY 384313102 MEETING TYPE Annual TICKER SYMBOL GTI MEETING DATE 26-May-2011 ISIN US3843131026 AGENDA 933429690 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 RANDY W. CARSON For For 2 MARY B. CRANSTON For For 3 HAROLD E. LAYMAN For For 4 FERRELL P. MCCLEAN For For 5 NATHAN MILIKOWSKY For For 6 MICHAEL C. NAHL For For 7 STEVEN R. SHAWLEY For For 8 CRAIG S. SHULAR For For 02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR Management Abstain Against EXECUTIVE COMPENSATION. 03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Management Abstain Against HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION - EVERY ONE, TWO OR THREE YEARS. 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 31, 2011.
PARK-OHIO HOLDINGS CORP. SECURITY 700666100 MEETING TYPE Annual TICKER SYMBOL PKOH MEETING DATE 26-May-2011 ISIN US7006661000 AGENDA 933434069 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 KEVIN R. GREENE For For 2 A. MALACHI MIXON III For For 3 DAN T. MOORE III For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. 03 APPROVAL OF THE PARK-OHIO HOLDINGS CORP. ANNUAL Management For For CASH BONUS PLAN. 04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against COMPENSATION. 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
INTERPUBLIC GROUP OF COMPANIES, INC. SECURITY 460690100 MEETING TYPE Annual TICKER SYMBOL IPG MEETING DATE 26-May-2011 ISIN US4606901001 AGENDA 933436835 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ------- ------------ 1A ELECTION OF DIRECTOR: REGINALD K. BRACK Management For For 1B ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Management For For 1C ELECTION OF DIRECTOR: JILL M. CONSIDINE Management For For 1D ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Management For For 1E ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE Management For For 1F ELECTION OF DIRECTOR: H. JOHN GREENIAUS Management For For 1G ELECTION OF DIRECTOR: WILLIAM T. KERR Management For For 1H ELECTION OF DIRECTOR: MICHAEL I. ROTH Management For For 1I ELECTION OF DIRECTOR: DAVID M. THOMAS Management For For 02 CONFIRM THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 PROPOSAL TO APPROVE THE ADVISORY VOTE ON Management Abstain Against EXECUTIVE COMPENSATION. 04 PROPOSAL TO RECOMMEND THE FREQUENCY OF AN Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER Shareholder Against For MEETINGS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 115 The Gabelli Equity Trust Inc. DEUTSCHE BANK AG SECURITY D18190898 MEETING TYPE Annual TICKER SYMBOL DB MEETING DATE 26-May-2011 ISIN DE0005140008 AGENDA 933449375 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ------------ 02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For 03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For MANAGEMENT BOARD FOR THE 2010 FINANCIAL YEAR 04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For SUPERVISORY BOARD FOR THE 2010 FINANCIAL YEAR 05 ELECTION OF THE AUDITOR FOR THE 2011 FINANCIAL Management For For YEAR, INTERIM ACCOUNTS 06 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR Management For For THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS 07 AUTHORIZATION TO USE DERIVATIVES WITHIN Management For For FRAMEWORK OF PURCHASE OF OWN SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT 08 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH Management For For WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS AND CONVERTIBLE BONDS (WITH THE POSSIBILITY OF EXCLUDING PRE- EMPTIVE RIGHTS), CREATION OF CONDITIONAL CAPITAL AND AMENDMENT TO THE ARTICLES OF ASSOCIATION 09 NEW AUTHORIZED CAPITAL IN AN AMOUNT OF 230.4 Management For For MILLION EURO, POSSIBILITY TO EXCLUDE SHAREHOLDERS' PRE-EMPTIVE RIGHTS. 10 NEW AUTHORIZED CAPITAL OF 230.4 MILLION EURO, Management For For POSSIBILITY TO EXCLUDE PRE-EMPTIVE RIGHTS FOR CAPITAL INCREASE IN KIND 11 NEW AUTHORIZED CAPITAL, AMOUNT OF 691.2 MILLION Management For For EURO WITHOUT EXCLUSION OF PRE-EMPTIVE RIGHTS, EXCEPT FOR FRACTIONAL AMOUNTS. 12 ELECTION TO THE SUPERVISORY BOARD Management For For 13 APPROVAL OF CONCLUSION OF PARTIAL PROFIT Management For For TRANSFER AGREEMENT BETWEEN DEUTSCHE BANK AG AND DEUTSCHE BANK FINANCIAL LLC
CONSTELLATION ENERGY GROUP, INC. SECURITY 210371100 MEETING TYPE Annual TICKER SYMBOL CEG MEETING DATE 27-May-2011 ISIN US2103711006 AGENDA 933414550 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ----------------------------------------------- ---------- ---- ------------ 1A ELECTION OF DIRECTOR: YVES C. DE BALMANN Management For For 1B ELECTION OF DIRECTOR: ANN C. BERZIN Management For For 1C ELECTION OF DIRECTOR: JAMES T. BRADY Management For For 1D ELECTION OF DIRECTOR: JAMES R. CURTISS Management For For 1E ELECTION OF DIRECTOR: FREEMAN A. HRABOWSKI, III Management For For 1F ELECTION OF DIRECTOR: NANCY LAMPTON Management For For 1G ELECTION OF DIRECTOR: ROBERT J. LAWLESS Management For For 1H ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Management For For 1I ELECTION OF DIRECTOR: JOHN L. SKOLDS Management For For 1J ELECTION OF DIRECTOR: MICHAEL D. SULLIVAN Management For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 ADVISORY VOTE ON COMPENSATION OF NAMED Management Abstain Against EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON Management Abstain Against COMPENSATION OF NAMED EXECUTIVE OFFICERS.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 117 The Gabelli Equity Trust Inc. ACCOR SA, COURCOURONNES SECURITY F00189120 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 30-May-2011 ISIN FR0000120404 AGENDA 703070805 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------------- --------- ---- ------------ CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting ID 828379 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. CMMT French Resident Shareowners must complete, sign and forward Non-Voting the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The following ap-plies to Non- Resident Shareowners: Proxy Cards: Voting instructions will be fo- rwarded to the Global Custodians that have become Registered Intermediaries, o-n the Vote Deadline Date. In capacity as Registered Intermediary, the Global C-ustodian will sign the Proxy Card and forward to the local custodian. If you a-re unsure whether your Global Custodian acts as Registered Intermediary, pleas-e contact your representative CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINKS: https://balo.journal- officiel.gouv.fr/pdf/2011-/0420/201104201101433.pdf, https://balo.journal-officiel.gouv.fr/pdf/2011/0420- /201104201101516.pdf AND https://balo.journal- officiel.gouv.fr/pdf/2011/0513/2-01105131102314.pdf O.1 Approval of the corporate financial statements for the financial Management For For year 2010 O.2 Approval of the consolidated financial statements for the financial Management For For year 2010 O.3 Allocation of income and distribution of the dividend Management For For O.4 Renewal of Mrs. Virginie Morgon's term as Board member Management For For O.5 Renewal of Mr. Sebastien Bazin's term as Board member Management For For O.6 Renewal of Mr. Denis Hennequin's term as Board member Management For For O.7 Renewal of Mr. Franck Riboud's term as Board member Management For For O.8 Ratification of the cooptation of Mrs. Mercedes Erra as Board Management For For member O.9 Setting attendance allowances Management For For O.10 Approval of a regulated Agreement: agency agreement entered Management For For into between the Company, Groupe Lucien Barriere and a banking syndicate O.11 Approval of a regulated Agreement: addendum to the employment Management For For contract of Mr. Yann Caillere following his appointment as Managing Director O.12 Approval of a regulated Agreement: terms and agreements Management For For concerning the termination of the employment contract of Mr. Gilles Pelisson and revocation of his mandate as CEO O.13 Approval of a regulated Agreement: commitments benefiting Mr. Management For For Denis Hennequin following his appointment as CEO O.14 Authorization to the Board of Directors to trade the Company's Management For For shares E.15 Authorization to the Board of Directors to reduce the share capital Management For For by cancellation of shares E.16 Delegation of authority to the Board of Directors to carry out Management For For capital increases by issuing shares or securities providing access to share capital, while maintaining preferential subscription rights E.17 Delegation of authority to the Board of Directors to carry out Management For For capital increases by issuing shares or securities providing access to share capital, with cancellation of preferential subscription rights by way of a public offer E.18 Delegation of authority to the Board of Directors to carry out Management For For capital increases by issuing shares or securities providing access to share capital, with cancellation of preferential subscription rights by way of reserved offer E.19 Delegation of authority to the Board of Directors to increase the Management For For number of issuable securities in case of share capital increase with or without preferential subscription rights E.20 Delegation of authority to the Board of Directors to carry out Management For For capital increases by issuing shares or securities, in consideration for in-kind contributions granted to the Company E.21 Delegation of authority to the Board of Directors to increase Management For For capital by incorporation of reserves, profits, premiums or other amounts E.22 Limitation of the overall amount of capital increases that may be Management For For completed pursuant to the previous delegations E.23 Delegation of authority to the Board of Directors to carry out the Management For For issuance of shares or securities providing access to the share capital in favor of employees participating in a Company Savings Plan E.24 Authorization to the Board of Directors to carry out the issuance of Management For For plans of options to subscribe for or purchase shares in favor of employees and corporate officers E.25 Authorization to the Board of Directors to carry out free allocations Management For For of shares to employees and corporate officers E.26 Powers to accomplish all necessary formalities Management For For E.27 Transfer of the Company's registered office and corresponding Management For For amendment to Article 4 of the Articles of Association
THE CHEESECAKE FACTORY INCORPORATED SECURITY 163072101 MEETING TYPE Annual TICKER SYMBOL CAKE MEETING DATE 01-Jun-2011 ISIN US1630721017 AGENDA 933423410 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ------------ 1A ELECTION OF DIRECTOR: DAVID OVERTON Management For For 1B ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Management For For 1C ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO Management For For 1D ELECTION OF DIRECTOR: THOMAS L. GREGORY Management For For 1E ELECTION OF DIRECTOR: JEROME I. KRANSDORF Management For For 1F ELECTION OF DIRECTOR: DAVID B. PITTAWAY Management For For 1G ELECTION OF DIRECTOR: HERBERT SIMON Management For For 02 TO APPROVE THE AMENDMENT TO THE 2010 STOCK Management Against Against INCENTIVE PLAN TO INCREASE AUTHORIZED SHARES. 03 TO RATIFY OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011, ENDING JANUARY 3, 2012. 04 TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY Management Abstain Against RESOLUTION ON EXECUTIVE COMPENSATION. 05 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 118 The Gabelli Equity Trust Inc. GRAY TELEVISION INC SECURITY 389375106 MEETING TYPE Annual TICKER SYMBOL GTN MEETING DATE 01-Jun-2011 ISIN US3893751061 AGENDA 933431443 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- --------- ------------ 01 DIRECTOR Management 1 RICHARD L. BOGER For For 2 RAY M. DEAVER For For 3 T.L. ELDER For For 4 HILTON H. HOWELL, JR. For For 5 WILLIAM E. MAYHER, III For For 6 ZELL B. MILLER For For 7 HOWELL W. NEWTON For For 8 HUGH E. NORTON For For 9 ROBERT S. PRATHER, JR. For For 10 HARRIETT J. ROBINSON For For 11 J. MACK ROBINSON For For 02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Management For For COMPENSATION. 03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Management 3 Years For OF EXECUTIVE COMPENSATION VOTES. 04 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
TENARIS, S.A. SECURITY 88031M109 MEETING TYPE Annual TICKER SYMBOL TS MEETING DATE 01-Jun-2011 ISIN US88031M1099 AGENDA 933446189 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ------------ 01 CONSIDERATION OF THE BOARD'S MANAGEMENT REPORT Management For For & CERTIFICATIONS AND THE INDEPENDENT AUDITORS' REPORTS ON CONSOLIDATED FINANCIAL STATEMENTS AND THE COMPANY'S ANNUAL ACCOUNTS 02 APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL Management For For STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2010, 2009 AND 2008 03 APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT Management For For DECEMBER 31, 2010 04 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND Management For For PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2010 05 DISCHARGE OF THE MEMBERS OF THE BOARD FOR THE Management For For EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED DECEMBER 31, 2010 06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For 07 COMPENSATION OF MEMBERS OF THE BOARD OF Management For For DIRECTORS 08 APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE Management For For FISCAL YEAR ENDING DECEMBER 31, 2011, AND APPROVAL OF THEIR FEES 09 AUTHORIZATION TO BOARD TO CAUSE THE DISTRIBUTION Management For For OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT E1 ADAPTATION OF ARTICLES OF ASSOCIATION TO Management For For ABOLISHMENT OF LAW OF JULY 31, 1929, ALL AS MORE FULLY DESCRIBED IN PROXY STATEMENT E2 CHANGE OF THE DATE OF THE ANNUAL GENERAL MEETING Management For For SO THAT IT BE HELD ON FIRST WEDNESDAY OF MAY OF EACH YEAR AT 11:00 A.M., AND CONSEQUENTIAL AMENDMENT TO ARTICLE 15 OF ARTICLES OF ASSOCIATION
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 119 The Gabelli Equity Trust Inc. TENARIS, S.A. SECURITY 88031M109 MEETING TYPE Annual TICKER SYMBOL TS MEETING DATE 01-Jun-2011 ISIN US88031M1099 AGENDA 933465709 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- --------- ---- ------------ 01 CONSIDERATION OF THE BOARD'S MANAGEMENT REPORT Management For For & CERTIFICATIONS AND THE INDEPENDENT AUDITORS' REPORTS ON CONSOLIDATED FINANCIAL STATEMENTS AND THE COMPANY'S ANNUAL ACCOUNTS 02 APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL Management For For STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2010, 2009 AND 2008 03 APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT Management For For DECEMBER 31, 2010 04 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND Management For For PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2010 05 DISCHARGE OF THE MEMBERS OF THE BOARD FOR THE Management For For EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED DECEMBER 31, 2010 06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For 07 COMPENSATION OF MEMBERS OF THE BOARD OF Management For For DIRECTORS 08 APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE Management For For FISCAL YEAR ENDING DECEMBER 31, 2011, AND APPROVAL OF THEIR FEES 09 AUTHORIZATION TO BOARD TO CAUSE THE DISTRIBUTION Management For For OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT E1 ADAPTATION OF ARTICLES OF ASSOCIATION TO Management For ABOLISHMENT OF LAW OF JULY 31, 1929, ALL AS MORE FULLY DESCRIBED IN PROXY STATEMENT E2 CHANGE OF THE DATE OF THE ANNUAL GENERAL MEETING Management For SO THAT IT BE HELD ON FIRST WEDNESDAY OF MAY OF EACH YEAR AT 11:00 A.M., AND CONSEQUENTIAL AMENDMENT TO ARTICLE 15 OF ARTICLES OF ASSOCIATION
BIOGEN IDEC INC. SECURITY 09062X103 MEETING TYPE Annual TICKER SYMBOL BIIB MEETING DATE 02-Jun-2011 ISIN US09062X1037 AGENDA 933413394 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ---- ------------ 1A ELECTION OF DIRECTOR: CAROLINE D. DORSA Management For For 1B ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Management For For 1C ELECTION OF DIRECTOR: GEORGE A. SCANGOS Management For For 1D ELECTION OF DIRECTOR: LYNN SCHENK Management For For 1E ELECTION OF DIRECTOR: ALEXANDER J. DENNER Management For For 1F ELECTION OF DIRECTOR: NANCY L. LEAMING Management For For 1G ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Management For For 1H ELECTION OF DIRECTOR: ROBERT W. PANGIA Management For For 1I ELECTION OF DIRECTOR: BRIAN S. POSNER Management For For 1J ELECTION OF DIRECTOR: ERIC K. ROWINSKY Management For For 1K ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Management For For 1L ELECTION OF DIRECTOR: WILLIAM D. YOUNG Management For For 02 TO RATIFY THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 TO APPROVE AN AMENDMENT TO BIOGEN IDEC'S Management For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS.
INGERSOLL-RAND PLC SECURITY G47791101 MEETING TYPE Annual TICKER SYMBOL IR MEETING DATE 02-Jun-2011 ISIN IE00B6330302 AGENDA 933429171 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ --------- ---- ------------ 1A ELECTION OF DIRECTOR: A.C. BERZIN Management For For 1B ELECTION OF DIRECTOR: J. BRUTON Management For For 1C ELECTION OF DIRECTOR: J.L. COHON Management For For 1D ELECTION OF DIRECTOR: G.D. FORSEE Management For For 1E ELECTION OF DIRECTOR: P.C. GODSOE Management For For 1F ELECTION OF DIRECTOR: E.E. HAGENLOCKER Management For For 1G ELECTION OF DIRECTOR: C.J. HORNER Management For For 1H ELECTION OF DIRECTOR: M.W. LAMACH Management For For 1I ELECTION OF DIRECTOR: T.E. MARTIN Management For For 1J ELECTION OF DIRECTOR: R.J. SWIFT Management For For 1K ELECTION OF DIRECTOR: T.L. WHITE Management For For 02 APPROVAL OF A NEW SENIOR EXECUTIVE PERFORMANCE Management For For PLAN. 03 ADVISORY VOTE ON THE COMPENSATION OF THE Management Abstain Against COMPANY'S NAMED EXECUTIVE OFFICERS. 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 05 APPROVAL OF AUTHORITY FOR THE COMPANY AND/OR Management For For ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. 06 APPROVAL OF THE APPOINTMENT OF INDEPENDENT Management For For AUDITORS AND AUTHORIZATION OF THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 120 The Gabelli Equity Trust Inc. WAL-MART STORES, INC. SECURITY 931142103 MEETING TYPE Annual TICKER SYMBOL WMT MEETING DATE 03-Jun-2011 ISIN US9311421039 AGENDA 933425236 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- --------- ------- ------------ 1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For 1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For 1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For 1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For 1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For 1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For 1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For 1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For 1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For 1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For 1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For 1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For 1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For 1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For 1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For ACCOUNTANTS 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION 05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For 06 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For 07 SPECIAL SHAREOWNER MEETINGS Shareholder Against For 08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL Shareholder Against For SUSTAINABILITY REPORT 09 CLIMATE CHANGE RISK DISCLOSURE Shareholder Against For
SANDISK CORPORATION SECURITY 80004C101 MEETING TYPE Annual TICKER SYMBOL SNDK MEETING DATE 07-Jun-2011 ISIN US80004C1018 AGENDA 933433738 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ------------ 01 DIRECTOR Management 1 MICHAEL MARKS For For 2 KEVIN DENUCCIO For For 3 IRWIN FEDERMAN For For 4 STEVEN J. GOMO For For 5 EDDY W. HARTENSTEIN For For 6 DR. CHENMING HU For For 7 CATHERINE P. LEGO For For 8 SANJAY MEHROTRA For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2012. 03 TO APPROVE AMENDMENTS TO THE SANDISK Management Against Against CORPORATION 2005 INCENTIVE PLAN. 04 TO APPROVE AMENDMENTS TO THE SANDISK Management For For CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLANS. 05 TO APPROVE AN ADVISORY RESOLUTION ON NAMED Management Abstain Against EXECUTIVE OFFICER COMPENSATION. 06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
GENERAL MOTORS COMPANY SECURITY 37045V100 MEETING TYPE Annual TICKER SYMBOL GM MEETING DATE 07-Jun-2011 ISIN US37045V1008 AGENDA 933434437 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Management For For 1B ELECTION OF DIRECTOR: DAVID BONDERMAN Management For For 1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Management For For 1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Management For For 1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For 1F ELECTION OF DIRECTOR: ROBERT D. KREBS Management For For 1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Management For For 1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Management For For 1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Management For For 1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. 03 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 121 The Gabelli Equity Trust Inc. MONSTER WORLDWIDE, INC. SECURITY 611742107 MEETING TYPE Annual TICKER SYMBOL MWW MEETING DATE 07-Jun-2011 ISIN US6117421072 AGENDA 933436671 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------- ---------- ---- ------------ 1A ELECTION OF DIRECTOR: SALVATORE IANNUZZI Management For For 1B ELECTION OF DIRECTOR: JOHN GAULDING Management For For 1C ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. Management For For 1D ELECTION OF DIRECTOR: CYNTHIA P. MCCAGUE Management For For 1E ELECTION OF DIRECTOR: JEFFREY F. RAYPORT Management For For 1F ELECTION OF DIRECTOR: ROBERTO TUNIOLI Management For For 1G ELECTION OF DIRECTOR: TIMOTHY T. YATES Management For For 02 RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS Management For For MONSTER WORLDWIDE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 APPROVAL OF AN AMENDMENT TO THE MONSTER Management Against Against WORLDWIDE, INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER. 04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against COMPENSATION. 05 FREQUENCY OF ADVISORY VOTES ON NAMED EXECUTIVE Management Abstain Against OFFICER COMPENSATION.
MASTERCARD INCORPORATED SECURITY 57636Q104 MEETING TYPE Annual TICKER SYMBOL MA MEETING DATE 07-Jun-2011 ISIN US57636Q1040 AGENDA 933452396 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ---- ------------ 1A ELECTION OF DIRECTOR: MARC OLIVIE Management For For 1B ELECTION OF DIRECTOR: RIMA QURESHI Management For For 1C ELECTION OF DIRECTOR: MARK SCHWARTZ Management For For 1D ELECTION OF DIRECTOR: JACKSON P. TAI Management For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management Abstain Against 03 ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION 04 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011
CATERPILLAR INC. SECURITY 149123101 MEETING TYPE Annual TICKER SYMBOL CAT MEETING DATE 08-Jun-2011 ISIN US1491231015 AGENDA 933433740 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ---- ------------ 01 DIRECTOR Management 1 DAVID L. CALHOUN For For 2 DANIEL M. DICKINSON For For 3 EUGENE V. FIFE For For 4 JUAN GALLARDO For For 5 DAVID R. GOODE For For 6 JESSE J. GREENE, JR. For For 7 PETER A. MAGOWAN For For 8 DENNIS A. MUILENBURG For For 9 DOUGLAS R. OBERHELMAN For For 10 WILLIAM A. OSBORN For For 11 CHARLES D. POWELL For For 12 EDWARD B. RUST, JR. For For 13 SUSAN C. SCHWAB For For 14 JOSHUA I. SMITH For For 15 MILES D. WHITE For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVE AMENDED AND RESTATED CATERPILLAR INC. Management For For EXECUTIVE SHORT-TERM INCENTIVE PLAN. 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Management Abstain Against COMPENSATION VOTES. 06 STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shareholder Against For CONTRIBUTIONS AND EXPENSES. 07 STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shareholder Against For SIGNIFICANT STOCK. 08 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shareholder Against For MAJORITY VOTE STANDARD. 09 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER Shareholder Against For MEETINGS. 10 STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF Shareholder Against For THE BOARD. 11 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE Shareholder Against For STANDARDS. 12 STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY. Shareholder Against For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 122 The Gabelli Equity Trust Inc. DEVON ENERGY CORPORATION SECURITY 25179M103 MEETING TYPE Annual TICKER SYMBOL DVN MEETING DATE 08-Jun-2011 ISIN US25179M1036 AGENDA 933435491 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- -------- ------------ 01 DIRECTOR Management 1 ROBERT H. HENRY For For 2 JOHN A. HILL For For 3 MICHAEL M. KANOVSKY For For 4 ROBERT A. MOSBACHER, JR For For 5 J. LARRY NICHOLS For For 6 DUANE C. RADTKE For For 7 MARY P. RICCIARDELLO For For 8 JOHN RICHELS For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Management Abstain Against VOTE ON EXECUTIVE COMPENSATION. 04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS. 05 AMEND AND RESTATE THE RESTATED CERTIFICATE OF Management For For INCORPORATION TO REMOVE UNNECESSARY AND OUTDATED PROVISIONS. 06 RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT AUDITORS FOR 2011. 07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shareholder Against For
ORIENT-EXPRESS HOTELS LTD. SECURITY G67743107 MEETING TYPE Annual TICKER SYMBOL OEH MEETING DATE 09-Jun-2011 ISIN BMG677431071 AGENDA 933435996 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ----- ------------ 01 DIRECTOR Management 1 HARSHA V. AGADI For For 2 JOHN D. CAMPBELL For For 3 MITCHELL C. HOCHBERG For For 4 PRUDENCE M. LEITH For For 5 J. ROBERT LOVEJOY For For 6 PHILIP R. MENGEL For For 7 GEORG R. RAFAEL For For 8 PAUL M. WHITE For For 02 APPROVAL OF INCREASE IN THE NUMBER OF CLASS A Management For For COMMON SHARES WHICH THE COMPANY IS AUTHORIZED TO ISSUE FROM 120,000,000 SHARES TO 240,000,000 SHARES. 03 APPOINTMENT OF DELOITTE LLP AS THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX ACCOUNTING FIRM'S REMUNERATION.
COLDWATER CREEK INC. SECURITY 193068103 MEETING TYPE Annual TICKER SYMBOL CWTR MEETING DATE 10-Jun-2011 ISIN US1930681036 AGENDA 933436140 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- -------- ------------ 01 DIRECTOR Management 1 CURT HECKER For For 2 MICHAEL J. POTTER For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012 03 APPROVAL OF THE AMENDED AND RESTATED STOCK Management For For OPTION/ISSUANCE PLAN 04 ADVISORY (NON-BINDING) APPROVAL OF THE SAY-ON-PAY Management Abstain Against 05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF Management Abstain Against SAY-ON-PAY APPROVAL
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 123 The Gabelli Equity Trust Inc. LAS VEGAS SANDS CORP. SECURITY 517834107 MEETING TYPE Annual TICKER SYMBOL LVS MEETING DATE 10-Jun-2011 ISIN US5178341070 AGENDA 933441420 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 CHARLES D. FORMAN For For 2 GEORGE P. KOO For For 3 IRWIN A. SIEGEL For For 02 TO CONSIDER AND ACT UPON THE RATIFICATION OF THE Management For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO CONSIDER AND ACT UPON AN ADVISORY (NON- Management Abstain Against BINDING) PROPOSAL ON EXECUTIVE COMPENSATION. 04 TO CONSIDER AND ACT UPON AN ADVISORY (NON- Management Abstain Against BINDING) PROPOSAL ON HOW FREQUENTLY STOCKHOLDERS SHOULD VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
JARDEN CORPORATION SECURITY 471109108 MEETING TYPE Annual TICKER SYMBOL JAH MEETING DATE 13-Jun-2011 ISIN US4711091086 AGENDA 933436861 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ------------ 1 DIRECTOR Management 1 WILLIAM J. GRANT For For 2 RICHARD J. HECKMANN For For 3 IRWIN D. SIMON For For 2 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK FROM 150,000,000 TO 300,000,000 SHARES. 3 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE MAXIMUM PERMITTED NUMBER OF DIRECTORS ON THE COMPANY'S BOARD OF DIRECTORS FROM NINE TO TEN. 4 RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANYS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 5 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 6 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION.
MGM RESORTS INTERNATIONAL SECURITY 552953101 MEETING TYPE Annual TICKER SYMBOL MGM MEETING DATE 14-Jun-2011 ISIN US5529531015 AGENDA 933443676 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ---------------------------------------------- ---------- ------- ------------ 01 DIRECTOR Management 1 ROBERT H. BALDWIN For For 2 WILLIAM A. BIBLE For For 3 BURTON M. COHEN For For 4 WILLIE D. DAVIS For For 5 ALEXIS M. HERMAN For For 6 ROLAND HERNANDEZ For For 7 ANTHONY MANDEKIC For For 8 ROSE MCKINNEY-JAMES For For 9 JAMES J. MURREN For For 10 DANIEL J. TAYLOR For For 11 MELVIN B. WOLZINGER For For 02 TO RATIFY THE SELECTION OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 04 ADVISORY VOTE ON FREQUENCY OF THE STOCKHOLDER Management Abstain Against ADVISORY VOTE ON EXECUTIVE COMPENSATION. 05 TO AMEND AND RESTATE THE AMENDED AND RESTATED Management For For CERTIFICATE OF INCORPORATION OF THE COMPANY TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 1,000,000,000. 06 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Management For For ANNUAL PERFORMANCE-BASED INCENTIVE PLAN FOR EXECUTIVE OFFICERS. 07 STOCKHOLDER PROPOSAL IF PRESENTED AT THE ANNUAL Shareholder Against For MEETING.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 124 The Gabelli Equity Trust Inc. AGL RESOURCES INC. SECURITY 001204106 MEETING TYPE Special TICKER SYMBOL AGL MEETING DATE 14-Jun-2011 ISIN US0012041069 AGENDA 933450657 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------------- ---------- ---- ------------ 01 TO APPROVE THE ISSUANCE OF SHARES OF AGL Management For For RESOURCES INC. COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 6, 2010, AMONG AGL RESOURCES INC., APOLLO ACQUISITION CORP., OTTAWA ACQUISITION LLC AND NICOR INC. 02 TO APPROVE AN AMENDMENT TO AGL RESOURCES INC.'S Management For For AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF DIRECTORS THAT MAY SERVE ON AGL RESOURCES INC.'S BOARD OF DIRECTORS FROM 15 TO 16 DIRECTORS 03 TO ADJOURN THE SPECIAL MEETING IF NECESSARY TO Management For For PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ISSUANCE OF SHARES AND/OR THE AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION
FREEPORT-MCMORAN COPPER & GOLD INC. SECURITY 35671D857 MEETING TYPE Annual TICKER SYMBOL FCX MEETING DATE 15-Jun-2011 ISIN US35671D8570 AGENDA 933435720 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ------------ 1 DIRECTOR Management 1 RICHARD C. ADKERSON For For 2 ROBERT J. ALLISON, JR. For For 3 ROBERT A. DAY For For 4 GERALD J. FORD For For 5 H. DEVON GRAHAM, JR. For For 6 CHARLES C. KRULAK For For 7 BOBBY LEE LACKEY For For 8 JON C. MADONNA For For 9 DUSTAN E. MCCOY For For 10 JAMES R. MOFFETT For For 11 B.M. RANKIN, JR. For For 12 STEPHEN H. SIEGELE For For 2 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION Shareholder Against For OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S BOARD OF DIRECTORS.
IAC/INTERACTIVECORP SECURITY 44919P508 MEETING TYPE Annual TICKER SYMBOL IACI MEETING DATE 16-Jun-2011 ISIN US44919P5089 AGENDA 933445795 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ----------- ------- ------------ 01 DIRECTOR Management 1 GREGORY R. BLATT For For 2 EDGAR BRONFMAN, JR. For For 3 BARRY DILLER For For 4 MICHAEL D. EISNER For For 5 VICTOR A. KAUFMAN For For 6 DONALD R. KEOUGH For For 7 BRYAN LOURD For For 8 ARTHUR C. MARTINEZ For For 9 DAVID ROSENBLATT For For 10 ALAN G. SPOON For For 11 A. VON FURSTENBERG For For 12 RICHARD F. ZANNINO For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Management Abstain Against EXECUTIVE COMPENSATION. 04 TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE Management Abstain Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 125 The Gabelli Equity Trust Inc. NTT DOCOMO,INC. SECURITY J59399105 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 17-Jun-2011 ISIN JP3165650007 AGENDA 703101864 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------- ---------- ---- ------------ Please reference meeting materials. Non-Voting 1. Approve Appropriation of Retained Earnings Management For For 2. Amend Articles to: Expand Business Lines Management For For 3.1 Appoint a Director Management For For 3.2 Appoint a Director Management For For 3.3 Appoint a Director Management For For 4.1 Appoint a Corporate Auditor Management For For 4.2 Appoint a Corporate Auditor Management For For 4.3 Appoint a Corporate Auditor Management For For 4.4 Appoint a Corporate Auditor Management For For
BANCO SANTANDER, S.A. SECURITY 05964H105 MEETING TYPE Annual TICKER SYMBOL STD MEETING DATE 17-Jun-2011 ISIN US05964H1059 AGENDA 933465797 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- --------------------------------------------- ---------- ---- ------------ 1A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 02 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 3A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 3B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 3C PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 3D PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 04 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 5A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 5B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 5C PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 6A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 6B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 6C PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 07 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 8A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 8B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 9A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 9B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 10A PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 10B PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 10C PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 10D PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 11 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION. 12 PLEASE REFER TO THE ENCLOSED DOCUMENT FOR THE Management For For FULL TEXT OF THE RESOLUTION.
UNIVERSAL ENTERTAINMENT CORPORATION SECURITY J94303104 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 21-Jun-2011 ISIN JP3126130008 AGENDA 703148014 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------- ---------- ---- ------------ 1 Amend Articles to: Expand Business Lines, President to Convene Management For For and Chair a Shareholders Meeting 2.1 Appoint a Director Management For For 2.2 Appoint a Director Management For For 2.3 Appoint a Director Management For For 2.4 Appoint a Director Management For For 2.5 Appoint a Director Management For For 3 Approve Capital Reduction Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 126 The Gabelli Equity Trust Inc. LIBERTY GLOBAL, INC. SECURITY 530555101 MEETING TYPE Annual TICKER SYMBOL LBTYA MEETING DATE 21-Jun-2011 ISIN US5305551013 AGENDA 933446709 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------- ------------ 01 DIRECTOR Management 1 MICHAEL T. FRIES For For 2 PAUL A. GOULD For For 3 JOHN C. MALONE For For 4 LARRY E. ROMRELL For For 02 APPROVAL OF A RESOLUTION ON COMPENSATION OF THE Management Abstain Against NAMED EXECUTIVE OFFICERS. 03 APPROVAL OF A RESOLUTION ON THE FREQUENCY OF Management Abstain Against HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 04 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
BEST BUY CO., INC. SECURITY 086516101 MEETING TYPE Annual TICKER SYMBOL BBY MEETING DATE 21-Jun-2011 ISIN US0865161014 AGENDA 933469252 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ----------- ------- ------------ 01 DIRECTOR Management 1 RONALD JAMES For For 2 SANJAY KHOSLA For For 3 GEORGE L. MIKAN III For For 4 MATTHEW H. PAULL For For 5 RICHARD M. SCHULZE For For 6 HATIM A. TYABJI For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 3, 2012. 03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Management For For OUR AMENDED AND RESTATED BY-LAWS TO REMOVE THE MAXIMUM FOR THE NUMBER OF DIRECTORS SERVING ON THE BOARD OF DIRECTORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE NUMBER OF DIRECTORS SERVING FROM TIME TO TIME. 04 APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS Management Against Against STOCK AND INCENTIVE PLAN, AS AMENDED. 05 APPROVAL OF OUR EXECUTIVE SHORT-TERM INCENTIVE Management For For PLAN. 06 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 07 ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER Management Abstain Against ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. 08 VOTE ON THE NON-BINDING SHAREHOLDER PROPOSAL Shareholder Against For REGARDING DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING.
YAKULT HONSHA CO.,LTD. SECURITY J95468120 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 22-Jun-2011 ISIN JP3931600005 AGENDA 703133760 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------------------------------------------------------------- ---------- ---- ------------ 1 Amend Articles to: Reduce Board Size to 15, Adopt Reduction of Management For For Liability System for All Directors and All Auditors 2.1 Appoint a Director Management For For 2.2 Appoint a Director Management For For 2.3 Appoint a Director Management For For 2.4 Appoint a Director Management For For 2.5 Appoint a Director Management For For 2.6 Appoint a Director Management For For 2.7 Appoint a Director Management For For 2.8 Appoint a Director Management For For 2.9 Appoint a Director Management For For 2.10 Appoint a Director Management For For 2.11 Appoint a Director Management For For 2.12 Appoint a Director Management For For 2.13 Appoint a Director Management For For 2.14 Appoint a Director Management For For 2.15 Appoint a Director Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 127 The Gabelli Equity Trust Inc. TIM PARTICIPACOES SA SECURITY 88706P106 MEETING TYPE Special TICKER SYMBOL TSU MEETING DATE 22-Jun-2011 ISIN US88706P1066 AGENDA 933480244 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------- ---------- ---- ------------ 01 BY VIRTUE OF THE COMPANY'S MIGRATION TO THE Management For For SPECIAL LISTING SEGMENT 'NOVO MERCADO' OF BM&FBOVESPA - BOLSA DE VALORES, MERCADORIAS E FUTUROS S.A., RATIFY THE RESOLUTION THAT APPROVES THE CONVERSION OF ALL PREFERRED SHARES INTO COMMON SHARES ISSUED BY THE COMPANY WITH THE CONVERSION RATIO OF 0.8406 COMMON SHARES NEWLY ISSUED BY THE COMPANY FOR EACH PREFERRED SHARE.
HELLENIC TELECOMMUNICATIONS ORGANIZATION S A SECURITY X3258B102 MEETING TYPE Ordinary General Meeting TICKER SYMBOL MEETING DATE 23-Jun-2011 ISIN GRS260333000 AGENDA 703131526 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------------------- ---------- ---- ------------ CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 05 JUL 2011 AT 16:30. IF NO SUCH QUORUM IS NOT-ACHIEVED AGAIN THE B REPEATED GENERAL MEETING WILL BE HELD ON WEDNESDAY, 20-JUL 2011, AT 16:30. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER-TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU 1. Submission for approval of the annual financial statements of OTE Management For For S.A. both separate and consolidated of the fiscal year 2010 with the relevant board of directors and certified auditors reports, and approval of profit distribution 2. Exoneration of the members of the board of directors and the Management For For certified auditors of all liability, for the fiscal year 2010, pursuant to Article 35 of C.L.2190.1920 3. Appointment of chartered auditors for the ordinary audit of the Management For For financial statements of OTE S.A. both separate and consolidated, in accordance with the international financial reporting standards, for the fiscal year 2011 and determination of their fees 4. Approval of the remuneration and expenses paid to the members Management For For of the board of directors, the audit committee and the compensation and human resources committee for the fiscal year 2010 and determination of them for the fiscal year 2011 5. Approval of the renewal of the contract for the insurance coverage Management For For of the company's members of the board of directors and officers against liabilities incurred in the exercise of their responsibilities, duties or authorities and granting of power to sign it 6. Approval of the amendment of terms of the stock option plan in Management For For force for executives of the company and its affiliated companies, in the context of Article 42E of C.L.2190.1920 7. Approval of the Amendment of articles 9. i.e. election, composition Management For For and term of the board of directors, 17. i.e. notification daily agenda of the general assembly of the shareholders of the company, 18. i.e. submission of documents for participation in the general assembly, 19. i.e. ordinary quorum and majority of the general assembly, 20. i.e. extraordinary quorum and majority, 24. i.e. rights of minority shareholders and 28. i.e. allocation of profits, of the company's articles of incorporation in force, for the purpose of adapting them to the provisions of C.L.2190.1920, as in force 8. Approval of the acquisition by OTE S.A. of own shares, pursuant Management For For to Article 16 of C.L.2190.1920 9. Announcement of the election of a new member of the board of Management For For directors, pursuant to Article 9, Par. 4 of the company's Articles of Incorporation 10. Miscellaneous announcements Management For For
YAHOO! INC. SECURITY 984332106 MEETING TYPE Annual TICKER SYMBOL YHOO MEETING DATE 23-Jun-2011 ISIN US9843321061 AGENDA 933448575 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------ ---------- ------- ------------ 1A ELECTION OF DIRECTOR: CAROL BARTZ Management For For 1B ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For 1C ELECTION OF DIRECTOR: PATTI S. HART Management For For 1D ELECTION OF DIRECTOR: SUSAN M. JAMES Management For For 1E ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For 1F ELECTION OF DIRECTOR: DAVID W. KENNY Management For For 1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For 1H ELECTION OF DIRECTOR: BRAD D. SMITH Management For For 1I ELECTION OF DIRECTOR: GARY L. WILSON Management For For 1J ELECTION OF DIRECTOR: JERRY YANG Management For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against 03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shareholder Against For PRINCIPLES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 127 The Gabelli Equity Trust Inc. HELLENIC TELECOMMUNICATIONS ORG. S.A. SECURITY 423325307 MEETING TYPE Consent TICKER SYMBOL HLTOY MEETING DATE 23-Jun-2011 ISIN US4233253073 AGENDA 933479998 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------------- ---------- ---- ------------ 01 SUBMISSION FOR APPROVAL OF THE ANNUAL FINANCIAL Management For For STATEMENTS OF OTE S.A. (BOTH SEPARATE AND CONSOLIDATED) OF THE FISCAL YEAR 2010 (1/1/2010- 31/12/2010), WITH THE RELEVANT BOARD OF DIRECTORS' AND CERTIFIED AUDITORS' REPORTS, AND APPROVAL OF PROFIT DISTRIBUTION. 02 EXONERATION OF THE MEMBERS OF THE BOARD OF Management For For DIRECTORS AND THE CERTIFIED AUDITORS OF ALL LIABILITY, FOR THE FISCAL YEAR 2010, PURSUANT TO ARTICLE 35 OF C.L.2190/1920. 03 APPOINTMENT OF CHARTERED AUDITORS FOR THE Management For For ORDINARY AUDIT OF THE FINANCIAL STATEMENTS OF OTE S.A. (BOTH SEPARATE AND CONSOLIDATED), IN ACCORDANCE WITH THE INTERNATIONAL FINANCIAL REPORTING STANDARDS, FOR THE FISCAL YEAR 2011 AND DETERMINATION OF THEIR FEES. 04 APPROVAL OF THE REMUNERATION AND EXPENSES PAID Management For For TO THE MEMBERS OF THE BOARD OF DIRECTORS, THE AUDIT COMMITTEE AND THE COMPENSATION & HUMAN RESOURCES COMMITTEE FOR THE FISCAL YEAR 2010 AND DETERMINATION OF THEM FOR THE FISCAL YEAR 2011. 05 APPROVAL OF THE RENEWAL OF THE CONTRACT FOR THE Management For For INSURANCE COVERAGE OF THE COMPANY'S MEMBERS OF THE BOARD OF DIRECTORS AND OFFICERS AGAINST LIABILITIES INCURRED IN THE EXERCISE OF THEIR RESPONSIBILITIES, DUTIES OR AUTHORITIES AND GRANTING OF POWER TO SIGN IT. 06 APPROVAL OF THE AMENDMENT OF TERMS OF THE STOCK Management For For OPTION PLAN IN FORCE FOR EXECUTIVES OF THE COMPANY AND ITS AFFILIATED COMPANIES, IN THE CONTEXT OF ARTICLE 42E OF C.L.2190/1920. 07 APPROVAL OF THE AMENDMENT OF ARTICLES 9 Management For For "ELECTION, COMPOSITION AND TERM OF THE BOARD OF DIRECTORS", 17 "NOTIFICATION - DAILY AGENDA OF THE GENERAL ASSEMBLY OF THE SHAREHOLDERS OF THE COMPANY", 18 "SUBMISSION OF DOCUMENTS FOR PARTICIPATION IN THE GENERAL ASSEMBLY", 19 "ORDINARY QUORUM AND MAJORITY OF THE GENERAL ASSEMBLY", 20 "EXTRAORDINARY QUORUM AND MAJORITY", 24 "RIGHTS OF MINORITY SHAREHOLDERS" AND 28 "ALLOCATION OF PROFITS", OF THE ARTICLES OF INCORPORATION IN FORCE, FOR PURPOSE OF ADAPTING THEM TO PROVISIONS OF C.L.2190/1920, AS IN FORCE. 08 APPROVAL OF THE ACQUISITION BY OTE S.A. OF OWN Management For For SHARES, PURSUANT TO ARTICLE 16 OF C.L.2190/1920.
HITACHI, LTD. SECURITY 433578507 MEETING TYPE Annual TICKER SYMBOL HIT MEETING DATE 24-Jun-2011 ISIN US4335785071 AGENDA 933474239 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ---------------------------------------- ---------- ---- ----------- 1A ELECTION OF DIRECTOR: TAKASHI KAWAMURA Management For For 1B ELECTION OF DIRECTOR: YOSHIE OTA Management For For 1C ELECTION OF DIRECTOR: MITSUO OHASHI Management For For 1D ELECTION OF DIRECTOR: NOBUO KATSUMATA Management For For 1E ELECTION OF DIRECTOR: TOHRU MOTOBAYASHI Management For For 1F ELECTION OF DIRECTOR: ISAO ONO Management For For 1G ELECTION OF DIRECTOR: STEPHEN GOMERSALL Management For For 1H ELECTION OF DIRECTOR: TADAMICHI SAKIYAMA Management For For 1I ELECTION OF DIRECTOR: MASAHARU SUMIKAWA Management For For 1J ELECTION OF DIRECTOR: HIROAKI NAKANISHI Management For For 1K ELECTION OF DIRECTOR: MICHIHARU NAKAMURA Management For For 1L ELECTION OF DIRECTOR: TAKASHI HATCHOJI Management For For 1M ELECTION OF DIRECTOR: TAKASHI MIYOSHI Management For For 02 REMOVAL OF 1 DIRECTOR Management For For
THE CENTRAL EUROPE AND RUSSIA FUND SECURITY 153436100 MEETING TYPE Annual TICKER SYMBOL CEE MEETING DATE 27-Jun-2011 ISIN US1534361001 AGENDA 933461321 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------ ----------------------------- ----------- ----------- 01 DIRECTOR Management 1 AMBASSADOR R.R. BURT For For 2 DR. FRIEDBERT H. MALT For For 3 MR. ROBERT H. WADSWORTH For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011.
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 128 The Gabelli Equity Trust Inc. THE NEW GERMANY FUND SECURITY 644465106 MEETING TYPE Annual TICKER SYMBOL GF MEETING DATE 27-Jun-2011 ISIN US6444651060 AGENDA 933461333 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------ ------------- ---- ----------- 01 DIRECTOR Management 1 MR. JOHN H. CANNON For For 2 MR. JOACHIM WAGNER For For 3 MR. WERNER WALBROL For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
MORINAGA MILK INDUSTRY CO.,LTD. SECURITY J46410114 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 29-Jun-2011 ISIN JP3926800008 AGENDA 703147858 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------- ---------- ---- ----------- 1 Approve Appropriation of Profits Management For For 2.1 Appoint a Director Management For For 2.2 Appoint a Director Management For For 2.3 Appoint a Director Management For For 2.4 Appoint a Director Management For For 2.5 Appoint a Director Management For For 2.6 Appoint a Director Management For For 2.7 Appoint a Director Management For For 2.8 Appoint a Director Management For For 2.9 Appoint a Director Management For For 2.10 Appoint a Director Management For For 3 Appoint a Corporate Auditor Management For For 4 Appoint a Supplementary Auditor Management For For
TOKYO BROADCASTING SYSTEM HOLDINGS,INC. SECURITY J86656105 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 29-Jun-2011 ISIN JP3588600001 AGENDA 703147884 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------ ---------- ---- ----------- 1 Approve Appropriation of Profits Management For For 2 Amend Articles to: Approve Minor Revisions Management For For 3.1 Appoint a Director Management For For 3.2 Appoint a Director Management For For 3.3 Appoint a Director Management For For 3.4 Appoint a Director Management For For 3.5 Appoint a Director Management For For 3.6 Appoint a Director Management For For 3.7 Appoint a Director Management For For 3.8 Appoint a Director Management For For 3.9 Appoint a Director Management For For 3.10 Appoint a Director Management For For 3.11 Appoint a Director Management For For 3.12 Appoint a Director Management For For 3.13 Appoint a Director Management For For 3.14 Appoint a Director Management For For 3.15 Appoint a Director Management For For 3.16 Appoint a Director Management For For
MEIJI HOLDINGS CO.,LTD. SECURITY J41729104 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 29-Jun-2011 ISIN JP3918000005 AGENDA 703159435 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------- ---------- ---- ----------- 1.1 Appoint a Director Management For For 1.2 Appoint a Director Management For For 1.3 Appoint a Director Management For For 1.4 Appoint a Director Management For For 1.5 Appoint a Director Management For For 1.6 Appoint a Director Management For For 1.7 Appoint a Director Management For For 1.8 Appoint a Director Management For For 2 Appoint a Supplementary Auditor Management For For
ProxyEdge Report Date: 07/08/2011 Meeting Date Range: 07/01/2010 to 06/30/2011 129 The Gabelli Equity Trust Inc. INTERXION HOLDING N V SECURITY N47279109 MEETING TYPE Annual TICKER SYMBOL INXN MEETING DATE 29-Jun-2011 ISIN NL0009693779 AGENDA 933480749 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ ------------------------------------------------- ---------- ---- ----------- 01 PROPOSAL TO ADOPT (EURO) AS THE OFFICIAL CURRENCY Management For For FOR OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2010. 02 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Management For For ACOOUNTS FOR THE FINANCIAL YEAR 2010. 03 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Management For For BOARD AND OUR MANAGEMENT BOARD FROM CERTAIN LIABILITY FOR FINANCIAL YEAR 2010. 4A PROPOSAL TO RE-APPOINT PETER E.D. EKELUND AS NON- Management For For EXECUTIVE DIRECTOR. 4B PROPOSAL TO RE-APPOINT PAUL SCHRODER AS NON- Management For For EXECUTIVE DIRECTOR. 4C PROPOSAL TO APPOINT DAVID LISTER AS NON-EXECUTIVE Management For For DIRECTOR. 05 PROPOSAL TO MAKE CERTAIN ADJUSTMENTS TO THE Management For For COMPENSATION PACKAGE OF OUR CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR, DAVID C. RUBERG, AS DESCRIBED IN THE PROXY STATEMENT. 06 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. TO Management For For AUDIT OUR ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2011. 07 PROPOSAL TO ADOPT ENGLISH AS THE OFFICIAL Management For For LANGUAGE AND (EURO) AS THE OFFICIAL CURRENCY FOR OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2011 AND ONWARDS. 08 PROPOSAL TO PROVIDE A COMPENSATION PACKAGE TO Management For For OUR NON-EXECUTIVE DIRECTORS, AS DESCRIBED IN THE PROXY STATEMENT.
MATERIAL SCIENCES CORPORATION SECURITY 576674105 MEETING TYPE Annual TICKER SYMBOL MASC MEETING DATE 30-Jun-2011 ISIN US5766741053 AGENDA 933472172 -Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ------ -------------------------------------------------- ----------- ----------- ------------ 01 DIRECTOR Management 1 TERRY L. BERNANDER For For 2 FRANK L. HOHMANN III For For 3 SAMUEL LICAVOLI For For 4 PATRICK J. MCDONNELL For For 5 CLIFFORD D. NASTAS For For 6 JOHN P. REILLY For For 7 DOMINICK J. SCHIANO For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING FEBRUARY 29, 2012.
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant The Gabelli Equity Trust Inc. By (Signature and Title)* /s/ Bruce N. Alpert -------------------------------------------------- Bruce N. Alpert, Principal Executive Officer Date August 10, 2011 --------- * Print the name and title of each signing officer under his or her signature