Transamerica Asset Management 1801 California St, Suite 5200 Denver, CO 80202 |
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March 5, 2025
VIA EDGAR
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
RE: | Transamerica Funds (the Registrant) |
(File Nos. 033-02659; 811-04556) |
Ladies and Gentlemen:
On behalf of the Registrant, we are filing today through the EDGAR system, pursuant to Rule 497(c) under the Securities Act of 1933, as amended, two Statements of Additional Information for the Registrant, each dated March 1, 2025, in the exact form in which each will be used.
Please direct any comments or questions concerning this filing to the undersigned at (727) 299-1821.
Very truly yours, |
||
/s/ Dennis P. Gallagher |
||
Dennis P. Gallagher |
||
Chief Legal Officer and Secretary |
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Transamerica Funds |
Fund |
Class A Ticker |
Class C Ticker |
Class I Ticker |
Class I2 Ticker |
Class R Ticker |
Class R3 Ticker |
Class R6 Ticker |
Transamerica Asset Allocation – Conservative Portfolio |
ICLAX |
ICLLX |
TACIX |
- |
ICVRX |
TAAJX |
- |
Transamerica Asset Allocation – Growth Portfolio |
IAAAX |
IAALX |
TAGIX |
- |
IGWRX |
TAAKX |
- |
Transamerica Asset Allocation – Moderate Growth Portfolio |
IMLAX |
IMLLX |
TMGIX |
- |
IMGRX |
TAALX |
- |
Transamerica Asset Allocation – Moderate Portfolio |
IMOAX |
IMOLX |
TMMIX |
- |
IMDRX |
TAAMX |
- |
Transamerica Bond |
IDITX |
IFLLX |
TFXIX |
None |
** |
- |
TAFLX |
Transamerica Capital Growth |
IALAX |
ILLLX |
TFOIX |
None |
** |
- |
TCPWX |
Transamerica Core Bond |
TABDX |
TABEX |
TABGX |
None |
** |
- |
TAGMX |
Transamerica Emerging Markets Debt |
EMTAX |
EMTCX |
EMTIX |
IAADX |
- |
- |
TAEDX |
Transamerica Emerging Markets Equity (formerly, Transamerica Emerging Markets Opportunities) |
TEOAX* |
TEOCX* |
TEOIX |
TEOJX |
** |
TEOQX |
TEOOX |
Transamerica Energy Infrastructure |
TMLAX |
TMCLX |
TMLPX |
None |
- |
- |
- |
Transamerica Floating Rate |
TFLAX |
TFLCX |
TFLIX |
None |
- |
|
- |
Transamerica Government Money Market |
IATXX |
IMLXX |
TAMXX |
None |
- |
|
- |
Transamerica High Yield Bond |
IHIYX |
INCLX |
TDHIX |
None |
** |
|
TAHBX |
Transamerica High Yield ESG |
TACBX* |
TAFQX* |
TAJEX |
TAKJX |
** |
TAOMX |
TAVSX |
Transamerica High Yield Muni |
THAYX |
THCYX |
THYIX |
THYTX |
- |
- |
- |
Transamerica Inflation Opportunities |
TIOAX |
TIOCX |
ITIOX |
None |
** |
- |
RTIOX |
Transamerica Intermediate Muni |
TAMUX |
TCMUX |
TIMUX |
TIMTX |
- |
- |
- |
Transamerica International Equity |
TRWAX |
TRWCX |
TSWIX |
TRWIX |
** |
- |
TAINX |
Transamerica International Focus |
TGRHX |
TGRJX* |
TGRGX |
None |
- |
- |
TGRFX |
Transamerica International Small Cap Value |
- |
- |
TISVX |
None |
- |
- |
TSLSX |
Transamerica International Stock |
TIHAX |
- |
TIHBX |
TIHIX |
- |
- |
TIHJX |
Transamerica International Sustainable Equity |
TISDX |
- |
TISJX* |
TISKX* |
- |
- |
TISLX |
Transamerica Large Cap Value |
TWQAX |
TWQCX |
TWQIX |
TWQZX |
- |
- |
TALCX |
Transamerica Large Core ESG |
TLACX |
- |
- |
- |
** |
- |
TLASX |
Transamerica Large Growth |
- |
- |
- |
- |
** |
- |
TAGDX |
Transamerica Long Credit |
TLCDX |
TLCFX* |
TLCJX |
None |
- |
- |
TLCKX* |
Transamerica Mid Cap Growth |
MCGAX |
MGTCX |
IMCGX |
None |
** |
- |
TAGFX |
Transamerica Mid Cap Value Opportunities |
MCVAX |
MCVCX |
MVTIX |
IAAEX |
** |
- |
MVTRX |
Transamerica Multi-Asset Income |
TASHX |
TCSHX |
TSHIX |
None |
- |
- |
- |
Transamerica Multi-Managed Balanced |
IBALX |
IBLLX |
TBLIX |
None* |
** |
- |
TAMMX |
Transamerica Short-Term Bond |
ITAAX |
ITACX |
TSTIX |
TSIWX |
** |
- |
TASTX |
Transamerica Small Cap Growth |
ASGTX |
CSGTX |
ISCGX |
TSPIX |
** |
- |
RTSGX |
Transamerica Small Cap Value |
TSLAX |
TSLCX |
TSLIX |
None |
** |
- |
TSLRX |
Transamerica Small/Mid Cap Value |
IIVAX |
IIVLX |
TSVIX |
TSMVX |
- |
- |
TASMX |
Transamerica Strategic Income (formerly, Transamerica Unconstrained Bond) |
TUNAX |
- |
TUNIX |
None |
- |
- |
- |
Transamerica Sustainable Equity Income |
TDFAX |
TDFCX |
TDFIX |
TRDIX |
- |
- |
TADFX |
Transamerica Sustainable Growth Equity |
TSGDX |
- |
TSGJX* |
TSGKX* |
- |
- |
TSGMX |
Transamerica UltraShort Bond |
TUSBX |
TUSDX* |
TUSFX |
- |
- |
- |
TUSHX* |
Transamerica US Growth1
|
TADAX |
TADCX |
TDEIX |
None |
- |
- |
TAGHX |
|
Page |
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2 | |
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4 | |
35 | |
35 | |
38 | |
38 | |
46 | |
48 | |
48 | |
49 | |
49 | |
49 | |
49 | |
59 | |
62 | |
68 | |
68 | |
68 | |
68 | |
69 | |
69 | |
72 | |
74 | |
74 | |
76 | |
76 | |
77 | |
79 | |
84 | |
132 | |
134 |
|
135 | |
142 |
|
A-1 | |
B-1 |
|
C-1 |
Fund Name |
Fund Name History |
Transamerica Asset Allocation – Conservative Portfolio
|
N/A |
Transamerica Asset Allocation – Growth Portfolio |
N/A |
Transamerica Asset Allocation – Moderate Growth
Portfolio |
N/A |
Transamerica Asset Allocation – Moderate Portfolio
|
N/A |
Transamerica Bond |
N/A |
Transamerica Capital Growth |
N/A |
Transamerica Core Bond |
Transamerica Intermediate Bond was renamed Transamerica Core Bond on
November 1, 2022. |
Transamerica Emerging Markets Debt |
N/A |
Transamerica Emerging Markets Equity |
Transamerica Emerging Markets Opportunities was renamed Transamerica
Emerging Markets Equity on August 30, 2024.
|
Transamerica Energy Infrastructure |
Transamerica MLP & Energy Income was renamed Transamerica Energy
Infrastructure on June 1, 2021. |
Transamerica Floating Rate |
N/A |
Transamerica Government Money Market |
N/A |
Transamerica High Yield Bond |
N/A |
Transamerica High Yield ESG |
N/A |
Transamerica High Yield Muni |
N/A |
Transamerica Inflation Opportunities |
N/A |
Transamerica Intermediate Muni |
N/A |
Transamerica International Equity |
N/A |
Transamerica International Focus |
Transamerica International Growth was renamed Transamerica International
Focus on November 1, 2021. |
Transamerica International Small Cap Value |
N/A |
Transamerica International Stock |
N/A |
Transamerica International Sustainable Equity* |
N/A |
Transamerica Large Cap Value |
N/A |
Transamerica Large Core ESG |
Transamerica Large Core was renamed Transamerica Large Core ESG on March 1,
2023. |
Transamerica Large Growth |
N/A |
Transamerica Long Credit* |
N/A |
Transamerica Mid Cap Growth |
N/A |
Transamerica Mid Cap Value Opportunities |
N/A |
Transamerica Multi-Asset Income |
N/A |
Transamerica Multi-Managed Balanced |
N/A |
Transamerica Short-Term Bond |
N/A |
Transamerica Small Cap Growth |
N/A |
Transamerica Small Cap Value |
N/A |
Transamerica Small/Mid Cap Value |
N/A |
Transamerica Strategic Income |
Transamerica Unconstrained Bond was renamed Transamerica Strategic Income
on March 1, 2025. |
Transamerica Sustainable Equity Income |
Transamerica Dividend Focused was renamed Transamerica Sustainable Equity
Income on December 1, 2020. |
Transamerica Sustainable Growth Equity* |
N/A |
Transamerica UltraShort Bond* |
N/A |
Transamerica US Growth |
N/A |
Recipient |
Purpose |
Frequency |
Bloomberg LP |
Statistical ranking, rating, and/or performance
attribution analysis and pricing |
Daily |
Broadridge |
Print vendor for shareholder documents, proxy
solicitor/tabulator, 15(c) analysis |
Daily |
CAPIS |
Trade execution analysis |
Daily |
eVestment Alliance, LLC |
Institutional sales and RFP opportunities |
Quarterly |
FactSet |
Performance attribution analysis |
Daily |
FXTransparency |
Trade execution analysis |
Quarterly |
Institutional Shareholder
Services Inc. |
Proxy voting services |
Quarterly |
WTax |
Foreign tax reclaim services |
As necessary |
ICE Data Services |
Pricing |
Daily |
Investment Company
Institute |
Holdings Information on Form N-PORT |
Quarterly |
JPMorgan Pricing Direct |
Pricing |
As necessary |
KPMG Taiwan |
Provide tax services for market in Taiwan |
As necessary |
Lipper, Inc. |
Statistical ranking and rating |
Monthly |
Markit North America |
Pricing |
Daily |
Morningstar LLC |
Statistical ranking, rating, and/or performance
attribution analysis |
Daily |
PricewaterhouseCoopers
Private Limited |
Provide tax services for market in India |
As necessary |
Refinitiv US LLC |
Pricing |
Daily |
R.R. Donnelly |
Financial reporting |
Monthly |
ComplySci |
Code of Ethics monitoring |
Daily |
truView |
Risk and liquidity management analytics |
Daily |
Name and Year of Birth |
Position(s)
Held with
Trust |
Term of
Office and
Length
of Time
Served* |
Principal Occupation(s)
During Past Five Years |
Number of
Funds in
Complex
Overseen
by Board
Member |
Other
Directorships Held
By Board Member
During Past Five
Years |
INTERESTED BOARD MEMBERS | |||||
Marijn P. Smit |
Chairman of |
Since 2014 |
Chairman of the Board, President and Chief |
106 |
Director, Transamerica |
Name and Year of Birth |
Position(s)
Held with
Trust |
Term of
Office and
Length
of Time
Served* |
Principal Occupation(s)
During Past Five Years |
Number of
Funds in
Complex
Overseen
by Board
Member |
Other
Directorships Held
By Board Member
During Past Five
Years |
INTERESTED BOARD MEMBERS—continued | |||||
Marijn P. Smit
(continued)(1973) |
the Board, President and Chief Executive Officer |
|
Executive Officer, TF and TST (2014 –
present); President and Chief Executive Officer, Transamerica Asset Allocation Variable Funds (“TAAVF”) (2014 – 2023);
Chairman of the Board, Transamerica ETF
Trust (“TET”) (2017 – 2022), President and
Chief Executive Officer, TET (2017 –
2024);
Chairman of the Board, President and Chief
Executive Officer, Transamerica Partners
Portfolio (“TPP”), Transamerica Partners
Funds Group (“TPFG”) and Transamerica
Partners Funds Group II (“TPFG II”) (2014
– 2018); Director, Chairman of the Board, President and Chief Executive Officer, Transamerica Asset Management, Inc. (“TAM”) (2014 - present) and Transamerica Fund Services, Inc. (“TFS”) (2014 – 2023); Director, Chairman of the Board and Executive Vice President, TFS (2023 – present);
Senior Vice President, Transamerica
Retirement Solutions LLC (2012 - 2020);
Trust Officer, Transamerica Trust Company
(formerly, Massachusetts Fidelity Trust
Company) (2014 - 2021); President, Investment Solutions, Transamerica Investments & Retirement (2014 – 2016);
Vice President, Transamerica Life Insurance
Company (2010 – 2016); Vice President, Transamerica Premier Life Insurance Company (2010 – 2016);
Senior Vice President, Transamerica
Financial Life Insurance Company (2013 –
2016); Senior Vice President, Transamerica Retirement Advisors, Inc. (2013 – 2016); President and Director, Transamerica Stable Value Solutions, Inc. (2010 – 2016). |
|
Trust Company
(formerly, Massachusetts
Fidelity Trust Company)
(2014 - 2021); Director, Aegon Global Funds (2016 - 2022);
Director, Transamerica
Stable Value Solutions,
Inc. (October 2023 –
present) |
Kent Callahan
(1960) |
Board Member |
Since 2023 |
Board Member, TF and TST (September
2023 - present); Founder and Chief Executive Officer, Shamrock Solutions, LLC (May 2023 - present);
Vice Chairman, Transamerica Workplace
Solutions (June 2022 - December 2022);
President and Chief Executive Officer,
Transamerica Workplace Solutions (2020 –
2022); and Senior Managing Director,
Transamerica Workplace Solutions (2019 –
2020); President and Chief Executive Officer, Transamerica Latin America Operations (2016 – 2019). |
106 |
N/A |
INDEPENDENT BOARD MEMBERS | |||||
Sandra N. Bane
(1952) |
Board Member |
Since 2008 |
Retired (1999 – present);
Board Member, TF and TST (2008 –
present);
Board Member, TAAVF (2008 – 2023); Board Member, TPP, TPFG and TPFG II (2008 – 2018); |
106 |
Big 5 Sporting Goods (2002 – 2021);
Southern Company Gas
(energy services holding
company) (2008 –
present) |
Name and Year of Birth |
Position(s)
Held with
Trust |
Term of
Office and
Length
of Time
Served* |
Principal Occupation(s)
During Past Five Years |
Number of
Funds in
Complex
Overseen
by Board
Member |
Other
Directorships Held
By Board Member
During Past Five
Years |
INDEPENDENT BOARD MEMBERS—continued | |||||
Sandra N. Bane
(continued) |
|
|
Partner, KPMG (1975 – 1999). |
|
|
Leo J. Hill
(1956) |
Lead Independent
Board Member |
Since 2002 |
Principal, Advisor Network Solutions, LLC
(business consulting) (2006 – present);
Board Member, TST (2001 – present);
Board Member, TF (2002 – present);
Board Member, TAAVF (2007 – 2023);
Board Member, TPP, TPFG and TPFG II
(2007 – 2018); Market President, Nations Bank of Sun Coast Florida (1998 – 1999); Chairman, President and Chief Executive Officer, Barnett Banks of Treasure Coast Florida (1994 – 1998); Executive Vice President and Senior Credit Officer, Barnett Banks of Jacksonville, Florida (1991 – 1994); Senior Vice President and Senior Loan Administration Officer, Wachovia Bank of Georgia (1976 – 1991). |
106 |
Ameris Bancorp (2013 –
present);
Ameris Bank (2013 –
present) |
Kathleen T. Ives
(1965) |
Board Member |
Since 2021 |
Board Member, TF and TST (2021 –
present); Board Member, TAAVF (2021 – 2023);
Retired (2019 – present); Senior Vice President & Director of Internal Audit (2011-2019), Senior Vice President & Deputy General Counsel (2008 – 2011), OFI Global Asset Management, Inc. |
106 |
Junior Achievement
Rocky Mountain
(non-profit organization)
(2013 – present); Institute of Internal Auditors, Denver Chapter (audit organization) (2017 – 2021). |
Lauriann C. Kloppenburg
(1960) |
Board Member |
Since 2021 |
Board Member, TF and TST (2021 –
present); Board Member, TAAVF (2021 – 2023);
Investment Committee Member, 1911
Office, LLC (family office) (2017 –
Present); Student Fund Advisory Board Member, Champlain College (2016 – present);
Executive in Residence, Champlain College
(2016 – 2024);
Executive in Residence, Bentley University
(2015 – 2017); Chief Strategy Officer (2012 – 2013), Chief Investment Officer – Equity Group (2004 – 2012), Loomis Sayles & Company, L.P. |
106 |
Trustees of Donations to
the Protestant Episcopal
Church (non-profit
organization) (2010 –
2022); Forte Foundation (non-profit organization) (2016 – present);
Board Member, Adams
Funds (investment
companies) (2017 –
present). |
Fredric A. Nelson III
(1957) |
Board Member |
Since 2017 |
Board Member, TF and TST (2017 –
present);
Board Member, TAAVF (2017 – 2023); Board Member, TPP, TPFG and TPFG II (2017 – 2018);
Chief Investment Officer (“CIO”),
Commonfund (2011 – 2015);
Vice Chairman, CIO, ING Investment
Management Americas (2003 – 2009);
Managing Director, Head of U.S. Equity, JP
Morgan Investment Management (1994 –
2003);
Managing Director, Head of Global
Quantitative Investments Group, Bankers
Trust Global Investment Management (1981
– 1994). |
106 |
Annapolis Sailing
School (2014 – present);
Global Index Group
(“GIG”) 2016 – 2023);
Hedgeserv Investment
Services (2019) |
John E. Pelletier |
Board Member |
Since 2017 |
Board Member, TF and TST (2017 – |
106 |
Independent Director, |
Name and Year of Birth |
Position(s)
Held with
Trust |
Term of
Office and
Length
of Time
Served* |
Principal Occupation(s)
During Past Five Years |
Number of
Funds in
Complex
Overseen
by Board
Member |
Other
Directorships Held
By Board Member
During Past Five
Years |
INDEPENDENT BOARD MEMBERS—continued | |||||
John E. Pelletier
(continued)(1964) |
|
|
present);
Board Member, TAAVF (2017 – 2023); Board Member, TPP, TPFG and TPFG II (2017 – 2018);
Director, Center for Financial Literacy,
Champlain College (2010 – present); Co-Chair, Vermont Financial Literacy Commission with Vermont State Treasurer (2015 – 2018); Chairman, Vermont Universal Children’s Higher Education Savings Account Program Advisory Committee (2015 – 2021); Founder and Principal, Sterling Valley Consulting LLC (a financial services consulting firm) (2009 – 2017); Chief Legal Officer, Eaton Vance Corp. (2007 – 2008); Executive Vice President and Chief Operating Officer (2004 - 2007), General Counsel (1997 – 2004), Natixis Global Associates. |
|
The Sentinel Funds and
Sentinel Variable
Products Trust (2013 –
2017). |
Patricia L. Sawyer
(1950) |
Board Member |
Since 2007 |
Retired (2007 – present);
President/Founder, Smith & Sawyer LLC
(management consulting) (1989 – 2007);
Board Member, TF and TST (2007 –
present);
Board Member, TAAVF (1993 – 2023);
Board Member, TPP, TPFG and TPFG II
(1993 – 2018); Trustee, Chair of Finance Committee and Chair of Nominating Committee (1987 – 1996), Bryant University. |
106 |
Honorary Trustee,
Bryant University (1996
– present) |
John W. Waechter
(1952) |
Board Member |
Since 2005 |
Partner, Englander Fischer (2016 – present)
(law firm);
Board Member, TST (2004 – present);
Board Member, TF (2005 – present);
Board Member, TAAVF (2007 – 2023);
Board Member, TPP, TPFG and TPFG II
(2007 – 2018). |
106 |
Board Member, Operation PAR, Inc. (non-profit organization) (2008 – present);
Board Member, Boley
PAR, Inc. (non-profit
organization) (2016 -
present) Board Member, Remember Honor Support, Inc. (non-profit organization) (2013 - 2020); Board Member, WRH Income Properties, Inc. and WRH Properties, Inc. and affiliates (real estate) (2014 - present) |
Name and Year of Birth |
Position |
Term of Office
and Length of
Time Served* |
Principal Occupation(s) or Employment
During Past Five Years |
Marijn P. Smit
(1973) |
Chairman of the Board, President
and Chief Executive Officer |
Since 2014 |
See Interested Board Members Table Above. |
Joshua Durham
(1973) |
Vice President, Chief Operating
Officer and Interim Treasurer |
Since 2022 |
Vice President and Chief Operating Officer, TF and TST (2022 –
present); Interim Treasurer, TF and TST (2024 –
present); Vice President and Chief Operating Officer, TAAVF
(2022 – 2023);
Director, Senior Vice President, and Chief Operating Officer, TAM
(2022 - present) and TFS (2022 – 2023); Director,
President and Chief Executive Officer, TFS (2023 –
present); Vice President, Transamerica Casualty Insurance Company (2016 – 2022);
Vice President (2004 – 2007 and 2012 – 2022), Responsible
Officer (2017 – 2022), Transamerica Financial Life
Insurance Company; Vice President (2004 – 2007 and 2010 – 2022), Responsible
Officer (2016 – 2022) Transamerica Life Insurance Company; Chief Administrative Officer (2014 – 2016) and Senior Vice President (2009 – 2020), Transamerica Stable Value Solutions Inc.; Vice President, Transamerica Premier Life Insurance Company (2010 – 2020);
Vice President, Transamerica Advisors Life Insurance Company
(2016 – 2019); Vice President, TAG Resources, LLC (2022); Vice
President, Transamerica Retirement Solutions, LLC (2017
– 2022). |
Dennis P. Gallagher
(1970) |
Chief Legal Officer and
Secretary |
Since 2021; 2006 – 2014 |
Chief Legal Officer and Secretary, TF and TST (2021 – present
and 2006 - 2014); Chief Legal Officer and Secretary, TAAVF (2021 – 2023 and 2006
- 2014); Chief Legal Officer and Assistant Secretary, TAM (2022 – present);
Lead Attorney, TAM (2017 – 2021); Associate General Counsel/Chief Legal Officer, Latin American Operations and International Funds (2014 –
2022); Director, Senior Vice President, General Counsel, Operations and Secretary, TAM (2006 – 2014);
Director, Senior Vice President, General Counsel, Chief
Administrative Officer and Secretary, TFS (2006 – 2014);
Chairman of the Board, Aegon Global Funds (2013 – 2022); Board Member, Mongeral Aegon Seguros e Previdencia SA (2017 – 2022);
Assistant Secretary, TF, TST, TET and TAAVF (2019); Vice President, General Counsel and Secretary, TPP, TPFG and TPFG II (2007 – 2014);
Assistant Vice President, Transamerica Capital, LLC (“TCL”)
(2007 – 2014); Lead Attorney, Transamerica Stable Value
Solutions. Inc. (2024 - present). |
James E. Goundrey
(1977) |
Assistant Secretary |
Since 2024 |
Assistant Secretary, TF and TST (2024 – present); Assistant General Counsel, TAM (2022 –
present); Associate General Counsel, Edward D. Jones & Co. (2019 – 2022); Vice President and Senior Counsel, State Street Global Advisors (2015-2019). |
Molly Possehl
(1978) |
Anti-Money Laundering Officer |
Since 2019 |
Anti-Money Laundering Officer, TF and TST (2019 – present); Anti-Money Laundering Officer, TET (2019-2024); Anti-Money Laundering Officer, TAAVF (2019 – 2023); Anti-Money Laundering Compliance Officer and Fraud Officer, Transamerica Life Insurance Company/Aegon USA (2015 – present);
Senior Director, Compliance, Transamerica Life Insurance
Company (2021 – present); Assistant General Counsel, Transamerica Life Insurance Company/Aegon USA (2013 – 2021). |
Francine J. Rosenberger
(1967) |
Chief Compliance Officer |
Since 2019 |
Chief Compliance Officer, TF and TST (2019 – present); Chief Compliance Officer, TET (2019 – 2024);
Chief Compliance Officer, TAAVF (2019 –
2023); Co-Derivatives Risk Manager, TF and TST (2021 –
present); Co-Derivatives Risk Manager, TAAVF (2021 –
2023); Chief Compliance Officer, TAM (2019 – present) and TFS (2022 – |
Name and Year of Birth |
Position |
Term of Office
and Length of
Time Served* |
Principal Occupation(s) or Employment
During Past Five Years |
Francine J. Rosenberger
(continued) |
|
|
present);
General Counsel, Corporate Secretary and Fund Chief Compliance
Officer, Steben & Company, Inc. (2013 –
2019). |
Sean Ryan
(1981) |
Assistant Treasurer |
Since 2024 |
Assistant Treasurer, TF and TST (2024 – present); Senior Manager of Fund Treasury, TAM (2022-present);
Senior Director of Registered Fund Accounting (2021-2022) and
Vice President of Registered Fund Accounting (2010 –
2021), SS&C ALPS. |
Christopher A. Staples, CFA
(1970) |
Vice President and Chief
Investment Officer, Advisory
Services |
Since 2005 |
Vice President and Chief Investment Officer, Advisory Services,
TF and TST (2007 – present); Vice President and Chief Investment Officer, TET (2017 – 2024);
Vice President and Chief Investment Officer, Advisory Services,
TAAVF (2007 – 2023);
Vice President and Chief Investment Officer, Advisory Services,
TPP, TPFG and TPFG II (2007 – 2018); Director (2005 – 2019), Senior Vice President (2006 – present),
Senior Director, Investments (2016 – present), Chief Investment
Officer, Advisory Services (2012 – 2016) and Lead
Portfolio Manager (2007 – present), TAM;
Director, TFS (2005 – 2019);
Trust Officer, Transamerica Trust Company (formerly,
Massachusetts Fidelity Trust Company) (2010 - 2022);
Registered Representative (2007 – 2016), TCL;
Registered Representative, TFA (2005 – present). |
Thomas R. Wald, CFA
(1960) |
Vice President and Chief
Investment Officer |
Since 2014 |
Chief Investment Officer, TF and TST (2014 – present); Chief Investment Officer, TET (2017 – 2024); Chief Investment Officer, TAAVF (2014 – 2023); Chief Investment Officer, TPP, TPFG and TPFG II (2014 – 2018); Director, Akaan Transamerica, S.A. de C.V., Sociedad Operadora de Fondos de Inversión (2017 – 2020);
Chief Investment Officer, Transamerica Investments &
Retirement (2014 – 2020); Senior Vice President, Chief Investment Officer and Director, TAM (2014 – present); Director, TFS (2019 – 2021); Trust Officer, Transamerica Trust Company (formerly, Massachusetts Fidelity Trust Company) (2015 – 2022). |
|
Interested Trustees |
| ||||||||
Fund |
Marijn P. Smit |
Kent Callahan |
Sandra N.
Bane |
Leo J. Hill |
Kathleen T.
Ives |
Lauriann C.
Kloppenburg |
Fredric A.
Nelson III |
John E.
Pelletier |
Patricia L.
Sawyer |
John W.
Waechter |
Transamerica Asset Allocation –
Conservative Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Asset Allocation –
Growth Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Over $100,000 |
Transamerica Asset Allocation –
Moderate Growth Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Over $100,000 |
Transamerica Asset Allocation –
Moderate Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Bond |
None |
None |
None |
$50,001 –
$100,000 |
None |
None |
Over $100,000 |
None |
None |
$10,001 –
$50,000 |
Transamerica Capital Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Core Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Emerging Markets
Debt |
None |
None |
None |
None |
None |
None |
$50,001 –
$100,000 |
None |
None |
None |
Transamerica Emerging Markets
Equity |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Energy
Infrastructure |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Floating Rate |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Government Money
Market |
None |
None |
Over $100,000 |
None |
None |
None |
None |
None |
None |
None |
Transamerica High Yield Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica High Yield ESG |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica High Yield Muni |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Inflation
Opportunities |
None |
None |
None |
None |
None |
Over $100,000 |
None |
None |
None |
None |
Transamerica Intermediate Muni |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica International Equity |
None |
Over $100,000* |
None |
None |
Over $100,000 |
None |
None |
None |
None |
Over $100,000 |
Transamerica International Focus |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica International Small
Cap Value |
$1 – $10,000 |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica International Stock |
None |
None |
None |
$50,001 -
$100,000 |
None |
None |
None |
None |
None |
None |
Transamerica International
Sustainable Equity |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Large Cap Value |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Large Core ESG |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Large Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
|
Interested Trustees |
| ||||||||
Fund |
Marijn P. Smit |
Kent Callahan |
Sandra N.
Bane |
Leo J. Hill |
Kathleen T.
Ives |
Lauriann C.
Kloppenburg |
Fredric A.
Nelson III |
John E.
Pelletier |
Patricia L.
Sawyer |
John W.
Waechter |
Transamerica Long Credit |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Mid Cap Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Mid Cap Value
Opportunities |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Multi-Asset Income |
None |
None |
None |
Over $100,000 |
None |
Over $100,000 |
None |
Over $100,000 |
None |
None |
Transamerica Multi-Managed
Balanced |
None |
None |
Over $100,000 |
Over $100,000 |
None |
None |
$50,001 –
$100,000 |
Over $100,000 |
Over $100,000 |
None |
Transamerica Short-Term Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Small Cap Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Small Cap Value |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Small/Mid Cap
Value |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Strategic Income |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Sustainable Equity
Income |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Sustainable Growth
Equity |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica UltraShort Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica US Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Fund Family | |
Trustee |
Aggregate Dollar
Range of Equity
Securities |
Interested Trustees |
|
Marijn P. Smit |
$1 - $10,000 |
Kent Callahan |
Over $100,000 |
Independent Trustees |
|
Sandra N. Bane |
Over $100,000 |
Leo J. Hill |
Over $100,000 |
Kathleen T. Ives |
Over $100,000 |
Lauriann C. Kloppenburg |
Over $100,000 |
Fredric A. Nelson III |
Over $100,000 |
John E. Pelletier |
Over $100,000 |
Patricia L. Sawyer |
Over $100,000 |
John W. Waechter |
Over $100,000 |
Name of Person, Position |
Aggregate
Compensation from
the Trust |
Pension or Retirement
Benefits Accrued as
Part of Funds
Expenses(a) |
Estimated Annual
Benefits Upon
Retirement(a) |
Total Compensation
from the Transamerica
Fund Family
(including the Trust)(b) |
Sandra N. Bane, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
Leo J. Hill, Trustee |
$175,529 |
N/A |
N/A |
$450,600 |
Kathleen T. Ives, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
Lauriann C. Kloppenburg, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
Fredric A. Nelson III, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
John E. Pelletier, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
Patricia L. Sawyer, Trustee |
$154,010 |
N/A |
N/A |
$395,400 |
John W. Waechter, Trustee |
$158,859 |
N/A |
N/A |
$407,800 |
Fund Name |
Percentage of Average Daily Net Assets |
Transamerica Asset Allocation – Conservative Portfolio
|
0.104% of the first $1 billion
0.0975% over $1 billion up to $3 billion
0.0925% over $3 billion up to $5 billion
0.085% over $5 billion up to $7 billion
0.080% over $7 billion up to $9 billion
0.0725% in excess of $9 billion |
Transamerica Asset Allocation – Growth Portfolio |
0.104% of the first $1 billion
0.0975% over $1 billion up to $3 billion
0.0925% over $3 billion up to $5 billion
0.085% over $5 billion up to $7 billion
0.080% over $7 billion up to $9 billion
0.0725% in excess of $9 billion |
Transamerica Asset Allocation – Moderate Growth
Portfolio |
0.104% of the first $1 billion
0.0975% over $1 billion up to $3 billion
0.0925% over $3 billion up to $5 billion
0.085% over $5 billion up to $7 billion
0.080% over $7 billion up to $9 billion
0.0725% in excess of $9 billion |
Transamerica Asset Allocation – Moderate Portfolio
|
0.104% of the first $1 billion
0.0975% over $1 billion up to $3 billion
0.0925% over $3 billion up to $5 billion
0.085% over $5 billion up to $7 billion
0.080% over $7 billion up to $9 billion
0.0725% in excess of $9 billion |
Transamerica Bond |
0.41% of the first $500 million
0.39% over $500 million up to $1 billion
0.38% over $1 billion up to $1.5 billion
0.375% in excess of $1.5 billion |
Transamerica Capital Growth |
0.6825% of the first $1.5 billion
0.6415% over $1.5 billion up to $3 billion
0.59% over $3 billion up to $4 billion
0.575% over $4 billion up to $5 billion
0.55% in excess of $5 billion |
Transamerica Core Bond |
0.38% of the first $2 billion
0.365% over $2 billion up to $3.5 billion
0.36% over $3.5 billion up to $5 billion
0.355% in excess of $5 billion |
Transamerica Emerging Markets Debt |
0.63% of the first $400 million
0.61% in excess of $400 million |
Transamerica Emerging Markets Equity |
0.79% of the first $250 million
0.75% over $250 million up to $500 million
0.70% in excess of $500 million |
Transamerica Energy Infrastructure |
1.054% of the first $250 million 1.04% over $250 million up to $500 million 0.96% over $500 million up to $1 billion 0.85% over $1 billion up to $2 billion 0.80% in excess of $2 billion |
Fund Name |
Percentage of Average Daily Net Assets |
Transamerica Floating Rate |
0.49% of the first $100 million
0.485% over $100 million up to $200 million
0.48% over $200 million up to $1 billion 0.47% over $1 billion up to $1.5 billion
0.46% over $1.5 billion up to $2 billion 0.45% in excess of $2 billion |
Transamerica Government Money Market |
0.24% of the first $1 billion
0.22% over $1 billion up to $3 billion
0.21% in excess of $3 billion |
Transamerica High Yield Bond |
0.554% of the first $1.25 billion
0.544% over $1.25 billion up to $2 billion
0.52% in excess of $2 billion |
Transamerica High Yield ESG |
0.554% of the first $1.25 billion
0.544% over $1.25 billion up to $2 billion
0.52% in excess of $2 billion |
Transamerica High Yield Muni |
0.54% of the first $500 million
0.53% over $500 million up to $1 billion
0.50% in excess of $1 billion |
Transamerica Inflation Opportunities |
0.38% of the first $500 million
0.375% over $500 million up to $750 million
0.37% in excess of $750 million |
Transamerica Intermediate Muni |
0.47% of the first $150 million
0.45% over $150 million up to $350 million
0.44% over $350 million up to $650 million
0.42% over $650 million up to $1 billion
0.39% over $1 billion up to $2 billion
0.3875% over $2 billion up to $3 billion
0.3825% in excess of $3 billion |
Transamerica International Equity |
0.77% of the first $250 million
0.74% over $250 million up to $1 billion
0.72% over $1 billion up to $2 billion
0.69% over $2 billion up to $6 billion
0.68% over $6 billion up to $8 billion
0.66% in excess of $8 billion |
Transamerica International Focus |
0.75% of the first $500 million
0.74% over $500 million up to $1 billion
0.69% over $1 billion up to $2 billion
0.675% over $2 billion up to $3 billion
0.66% in excess of $3 billion |
Transamerica International Small Cap Value |
0.895% of the first $300 million
0.87% over $300 million up to $750 million
0.77% over $750 million up to $1 billion
0.75% in excess of $1 billion |
Transamerica International Stock |
0.70% of the first $500 million
0.68% over $500 million up to $1 billion
0.67% over $1 billion up to $2 billion
0.64% over $2 billion up to $3 billion
0.63% in excess of $3 billion |
Transamerica International Sustainable Equity |
0.55% of the first $500 million
0.53% over $500 million up to $1 billion
0.52% over $1 billion up to $2 billion
0.51% over $2 billion up to $3 billion
0.50% in excess of $3 billion |
Transamerica Large Cap Value |
0.594% of the first $1 billion
0.58% over $1 billion up to $2 billion
0.56% over $2 billion up to $3 billion
0.54% in excess of $3 billion |
Transamerica Large Core ESG |
0.45% of the first $250 million
0.44% over $250 million up to $750 million
0.43% in excess of $750 million |
Transamerica Large Growth |
0.65% of the first $1 billion 0.635% over $1 billion up to $1.5 billion 0.615% over $1.5 billion up to $2 billion 0.605% over $2 billion up to $3 billion 0.59% over $3 billion up to $4 billion 0.575% over $4 billion up to $5 billion 0.57% over $5 billion up to $7 billion 0.55% in excess of $7 billion |
Fund Name |
Percentage of Average Daily Net Assets |
Transamerica Long Credit |
0.45% of the first $1 billion
0.44% in excess of $1 billion |
Transamerica Mid Cap Growth |
0.705% of the first $200 million
0.685% over $200 million up to $1 billion
0.670% in excess of $1 billion |
Transamerica Mid Cap Value Opportunities |
0.695% of the first $750 million
0.6925% over $750 million up to $1.5 billion
0.65% over $1.5 billion up to $2 billion
0.63% in excess of $2 billion |
Transamerica Multi-Asset Income |
0.57% of the first $500 million
0.565% over $500 million up to $1 billion
0.54% over $1 billion up to $1.5 billion
0.53% over $1.5 billion up to $2 billion
0.51% in excess of $2 billion |
Transamerica Multi-Managed Balanced |
0.61% of the first $500 million
0.59% over $500 million up to $1 billion
0.56% over $1 billion up to $1.5 billion
0.55% over $1.5 billion up to $2 billion
0.52% over $2 billion up to $5 billion
0.50% in excess of $5 billion |
Transamerica Short-Term Bond |
0.42% of the first $250 million
0.39% over $250 million up to $500 million
0.37% over $500 million up to $1 billion
0.36% in excess of $1 billion |
Transamerica Small Cap Growth |
0.87% of the first $300 million
0.83% in excess of $300 million |
Transamerica Small Cap Value |
0.80% of the first $300 million
0.75% over $300 million up to $800 million
0.71% in excess of $800 million |
Transamerica Small/Mid Cap Value |
0.775% of the first $100 million
0.755% over $100 million up to $350 million
0.735% over $350 million up to $500 million
0.725% over $500 million up to $750 million
0.715% over $750 million up to $1 billion
0.69% over $1 billion up to $1.5 billion
0.68% over $1.5 billion up to $2 billion
0.67% in excess of $2 billion |
Transamerica Strategic Income |
0.544% of the first $500 million
0.534% over $500 million up to $2 billion
0.53% in excess of $2 billion |
Transamerica Sustainable Equity Income |
0.663% of the first $500 million
0.58% over $500 million up to $1 billion
0.55% over $1 billion up to $1.5 billion
0.53% in excess of $1.5 billion |
Transamerica Sustainable Growth Equity |
0.48% of the first $500 million
0.47% over $500 million up to $1 billion
0.46% over $1 billion up to $2 billion
0.45% in excess of $2 billion |
Transamerica UltraShort Bond |
0.17% of the first $1 billion
0.16% in excess of $1 billion |
Transamerica US Growth |
0.68% of the first $500 million 0.67% over $500 million up to $800 million 0.6575% over $800 million up to $1 billion 0.613% over $1 billion up to $2 billion 0.605% over $2 billion up to $3 billion 0.59% over $3 billion up to $4 billion 0.575% over $4 billion up to $5 billion 0.57% over $5 billion up to $7 billion 0.55% in excess of $7 billion |
Fund Name |
Management Fees (after waivers/expense reimbursements and
recapture) |
Fees Waived/Expenses Reimbursed | ||||
|
2024 |
2023 |
2022 |
2024 |
2023 |
2022 |
Transamerica Asset Allocation – Conservative Portfolio
|
$469,919 |
$507,100 |
$624,171 |
$1,244 |
$821 |
$38 |
Transamerica Asset Allocation – Growth Portfolio |
$991,024 |
$924,461 |
$1,050,574 |
$4,772 |
$2,419 |
$112 |
Transamerica Asset Allocation – Moderate Growth
Portfolio |
$1,473,955 |
$1,450,543 |
$1,680,747 |
$2,876 |
$1,115 |
$80 |
Transamerica Asset Allocation – Moderate Portfolio
|
$909,563 |
$939,566 |
$1,128,634 |
$1,817 |
$504 |
$49 |
Transamerica Bond |
$7,889,026 |
$5,536,139 |
$5,512,704 |
$479,538
|
$390,479
|
$408,931 |
Transamerica Capital Growth |
$8,915,338 |
$9,616,665 |
$19,294,906
|
$304,810
|
$544,183
|
$547,232 |
Transamerica Core Bond |
$8,210,118 |
$9,040,886 |
$6,118,547 |
$26,866 |
$29,540 |
$30,309 |
Transamerica Emerging Markets Debt |
$1,873,864 |
$1,683,885 |
$1,900,182 |
$8,481 |
$41,956 |
$44,415 |
Transamerica Emerging Markets Equity |
$2,520,355 |
$6,025,482 |
$8,540,456 |
$183,302
|
$4,761 |
$1,779 |
Transamerica Energy Infrastructure |
$1,311,331 |
$1,443,677 |
$1,853,739 |
$612 |
$36,438 |
$12,611 |
Transamerica Floating Rate |
$1,232,977 |
$974,064 |
$2,544,893 |
$5,015 |
$79,910 |
$72,169 |
Transamerica Government Money Market |
$1,076,699 |
$1,310,667 |
$882,168 |
$50,346 |
$38,832 |
$732,462 |
Transamerica High Yield Bond |
$7,928,860 |
$7,179,047 |
$9,342,210 |
$6,427 |
$7,252 |
$5,596 |
Transamerica High Yield ESG |
$275,587 |
$151,845 |
$33,270 |
$41,569 |
$66,454 |
$88,744 |
Transamerica High Yield Muni |
$602,287 |
$504,214 |
$878,546 |
$41,096 |
$66,580 |
$63,142 |
Transamerica Inflation Opportunities |
$678,428 |
$531,376 |
$673,460 |
$14,777 |
$118,780
|
$12,258 |
Transamerica Intermediate Muni |
$3,998,827 |
$4,699,759 |
$7,792,951 |
$885,371
|
$946,136
|
$1,251,425
|
Transamerica International Equity |
$31,541,001
|
$32,298,590
|
$35,116,202
|
$796,798
|
$782,191
|
$328,705 |
Transamerica International Focus |
$4,275,909 |
$6,868,310 |
$8,918,885 |
$2,542 |
$1,908 |
$1,652 |
Transamerica International Small Cap Value |
$6,711,968 |
$6,140,203 |
$6,400,447 |
$- |
$- |
$- |
Transamerica International Stock |
$2,026,917 |
$1,234,957 |
$1,008,907 |
$37,366 |
$451 |
$1,057 |
Transamerica International Sustainable Equity |
$0 |
$0 |
N/A |
$85,051 |
$148,804
|
N/A |
Transamerica Large Cap Value |
$10,352,747
|
$9,567,942 |
$13,401,012
|
$- |
$- |
$- |
Transamerica Large Core ESG |
$881,484 |
$707,766 |
$825,626 |
$96 |
$138,370
|
$87 |
Transamerica Large Growth |
$3,010,058 |
$2,791,053 |
$5,300,911 |
$2,635 |
$7,914 |
$19,977 |
Transamerica Long Credit |
$2,371,851 |
$0 |
N/A |
$4,457 |
$164,184
|
N/A |
Transamerica Mid Cap Growth |
$1,871,149 |
$2,503,681 |
$2,221,228 |
$721 |
$604 |
$797 |
Transamerica Mid Cap Value Opportunities |
$9,115,899 |
$9,487,580 |
$9,644,002 |
$56,707 |
$72,574 |
$108,127 |
Transamerica Multi-Asset Income |
$3,853,907 |
$3,796,943 |
$3,656,699 |
$36,642 |
$57,562 |
$99,778 |
Transamerica Multi-Managed Balanced |
$7,332,588 |
$6,568,758 |
$7,456,183 |
$1,567 |
$- |
$4,042 |
Transamerica Short-Term Bond |
$11,586,531
|
$12,875,625
|
$12,967,338
|
$5,121 |
$4,071 |
$- |
Transamerica Small Cap Growth |
$1,240,689 |
$1,256,820 |
$1,643,219 |
$38,117 |
$44,495 |
$12,472 |
Transamerica Small Cap Value |
$883,075 |
$2,811,743 |
$3,639,568 |
$121,539
|
$32,766 |
$139 |
Transamerica Small/Mid Cap Value |
$5,336,493 |
$5,688,078 |
$6,463,963 |
$- |
$- |
$- |
Transamerica Strategic Income |
$1,549,945 |
$5,526,459 |
$6,679,701 |
$131,106
|
$21,323 |
$44,305 |
Transamerica Sustainable Equity Income |
$1,282,314 |
$1,812,901 |
$2,073,413 |
$707 |
$17,591 |
$455 |
Transamerica Sustainable Growth Equity |
$0 |
$0 |
N/A |
$87,085 |
$144,830
|
N/A |
Transamerica UltraShort Bond |
$0 |
$0 |
N/A |
$102,501
|
$148,895
|
N/A |
Transamerica US Growth |
$14,507,269
|
$11,786,326
|
$12,180,408
|
$- |
$1,891 |
$92 |
Fund Name |
Amounts Recaptured | ||
2024 |
2023 |
2022 | |
Transamerica Asset Allocation – Conservative Portfolio
|
$26 |
$321 |
$15 |
Transamerica Asset Allocation – Growth Portfolio |
$26 |
$40 |
$19 |
Transamerica Asset Allocation – Moderate Growth
Portfolio |
$24 |
$13 |
$14 |
Transamerica Asset Allocation – Moderate Portfolio
|
$10 |
$18 |
$15 |
Transamerica Bond |
$7,561 |
$19,612 |
$13,391 |
Transamerica Capital Growth |
$54,167 |
$58,667 |
$292,149
|
Transamerica Core Bond |
$1,126 |
$1,451 |
$772 |
Transamerica Emerging Markets Debt |
$10,562 |
$39,786 |
$14,531 |
Transamerica Emerging Markets Equity |
$67,876 |
$2,375 |
$1,779 |
Transamerica Energy Infrastructure |
$1,383 |
$41,916 |
$29,022 |
Transamerica Floating Rate* |
$1,873 |
$15,511 |
$16,836 |
Transamerica Government Money Market |
$93,062 |
$202,105
|
$242,537
|
Transamerica High Yield Bond |
$4,033 |
$6,520 |
$7,190 |
Transamerica High Yield ESG |
$5,147 |
$4,910 |
$74 |
Transamerica High Yield Muni |
$15,565 |
$16,493 |
$45,941 |
Transamerica Inflation Opportunities* |
$13,381 |
$15,606 |
$6,456 |
Transamerica Intermediate Muni |
$2,136 |
$22,424 |
$5,681 |
Transamerica International Equity |
$133,787
|
$- |
$9,891 |
Transamerica International Focus* |
$113 |
$34 |
$487 |
Transamerica International Small Cap Value |
$- |
$- |
$- |
Transamerica International Stock* |
$4,271 |
$1,918 |
$17,145 |
Transamerica International Sustainable Equity |
$8,858 |
$901 |
N/A |
Transamerica Large Cap Value |
$- |
$- |
$- |
Transamerica Large Core ESG |
$33,625 |
$91,731 |
$87 |
Transamerica Large Growth |
$114 |
$1,276 |
$1,956 |
Transamerica Long Credit |
$12,037 |
$789 |
N/A |
Transamerica Mid Cap Growth |
$377 |
$67 |
$686 |
Transamerica Mid Cap Value Opportunities |
$7,666 |
$8,774 |
$11,106 |
Transamerica Multi-Asset Income |
$10,030 |
$12,088 |
$42,311 |
Transamerica Multi-Managed Balanced |
$- |
$- |
$4,042 |
Transamerica Short-Term Bond |
$311 |
$322 |
$- |
Transamerica Small Cap Growth |
$3,097 |
$11,860 |
$8,141 |
Transamerica Small Cap Value |
$20,766 |
$32,413 |
$150 |
Transamerica Small/Mid Cap Value |
$- |
$- |
$- |
Transamerica Strategic Income |
$62,282 |
$- |
$- |
Transamerica Sustainable Equity Income |
$196 |
$17,040 |
$456 |
Transamerica Sustainable Growth Equity |
$10,555 |
$279 |
N/A |
Transamerica UltraShort Bond |
$7,804 |
$199 |
N/A |
Transamerica US Growth |
$- |
$1,891 |
$92 |
Fund |
Expense Cap |
Expiration Date of
Expense Cap | ||||||
|
Class A |
Class C |
Class I |
Class I2 |
Class R |
Class R3 |
Class R6 |
|
Transamerica Asset Allocation – Conservative Portfolio
|
0.52% |
1.31% |
0.30%1 |
N/A |
0.77% |
0.35% |
N/A |
March 1, 2026 |
Transamerica Asset Allocation – Growth Portfolio |
0.55% |
1.35% |
0.30%1 |
N/A |
0.78% |
0.35% |
N/A |
March 1, 2026 |
Transamerica Asset Allocation – Moderate Growth
Portfolio |
0.52% |
1.32% |
0.29%1 |
N/A |
0.76% |
0.35% |
N/A |
March 1, 2026 |
Transamerica Asset Allocation – Moderate Portfolio
|
0.52% |
1.31% |
0.29%1 |
N/A |
0.76% |
0.35% |
N/A |
March 1, 2026 |
Transamerica Bond |
0.90%2 |
1.59% |
0.50% |
0.49% |
N/A |
N/A |
0.49% |
March 1, 2026 |
Transamerica Capital Growth |
1.11% |
1.88% |
0.82% |
0.74% |
N/A |
N/A |
0.74% |
March 1, 2026 |
Transamerica Core Bond |
0.79% |
1.52% |
0.56%3 |
0.47% |
N/A |
N/A |
0.46% |
March 1, 2026 |
Transamerica Emerging Markets Debt |
1.25% |
1.96% |
0.85% |
0.80% |
N/A |
N/A |
0.80% |
March 1, 2026 |
Transamerica Emerging Markets Equity |
1.55% |
2.30% |
0.98% |
0.95% |
N/A |
1.70% |
0.95% |
March 1, 2026 |
Transamerica Energy Infrastructure |
1.60% |
2.35% |
1.31% |
1.21% |
N/A |
N/A |
N/A |
March 1, 2026 |
Transamerica Floating Rate4 |
0.97% |
1.72% |
0.72%1 |
0.65% |
N/A |
N/A |
N/A |
March 1, 2026 |
Transamerica Government Money Market5 |
0.72% |
1.48% |
0.38% |
0.38% |
N/A |
N/A |
N/A |
March 1, 2026 |
Transamerica High Yield Bond |
1.05%2 |
1.77% |
0.75%6 |
0.65% |
N/A |
N/A |
0.65% |
March 1, 2026 |
Transamerica High Yield ESG |
1.00% |
1.75% |
0.85%6 |
0.75% |
N/A |
1.15% |
0.75% |
March 1, 2026 |
Transamerica High Yield Muni |
1.01%7 |
1.76%7 |
0.76% |
0.73% |
N/A |
N/A |
N/A |
March 1, 2026 |
Transamerica Inflation Opportunities4 |
0.95% |
1.71% |
0.65% |
0.53% |
N/A |
N/A |
0.53% |
March 1, 2026 |
Transamerica Intermediate Muni |
0.81%7 |
1.54%7 |
0.49% |
0.51% |
N/A |
N/A |
N/A |
March 1, 2026 |
Transamerica International Equity |
1.25% |
1.96%2 |
0.89% |
0.80% |
N/A |
N/A |
0.80% |
March 1, 2026 |
Transamerica International Focus4 |
1.20% |
1.95% |
0.97%1 |
0.87% |
N/A |
N/A |
0.87% |
March 1, 2026 |
Transamerica International Small Cap Value |
N/A |
N/A |
1.10% |
1.00% |
N/A |
N/A |
1.04% |
March 1, 2026 |
Transamerica International Stock4 |
1.23%2 |
N/A |
0.84% |
0.81% |
N/A |
N/A |
0.81% |
March 1, 2026 |
Transamerica International Sustainable Equity |
1.10% |
N/A |
0.80% |
0.70% |
N/A |
N/A |
0.70% |
March 1, 2026 |
Transamerica Large Cap Value |
1.05% |
1.81% |
0.77%3 |
0.67% |
N/A |
N/A |
0.67% |
March 1, 2026 |
Transamerica Large Core ESG |
1.00%2 |
N/A |
N/A |
N/A |
N/A |
N/A |
0.57% |
March 1, 2026 |
Transamerica Large Growth |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
0.74% |
March 1, 2026 |
Transamerica Long Credit |
1.01% |
1.78% |
0.65% |
0.56% |
N/A |
N/A |
0.58% |
March 1, 2026 |
Transamerica Mid Cap Growth |
1.28%2 |
1.99% |
0.92% |
0.82% |
N/A |
N/A |
0.82% |
March 1, 2026 |
Transamerica Mid Cap Value Opportunities |
1.20% |
1.90% |
0.88% |
0.79% |
N/A |
N/A |
0.79% |
March 1, 2026 |
Transamerica Multi-Asset Income |
1.04% |
1.76% |
0.72% |
0.68% |
N/A |
N/A |
N/A |
March 1, 2026 |
Transamerica Multi-Managed Balanced |
1.02% |
1.78% |
0.79% |
0.73% |
N/A |
N/A |
0.70% |
March 1, 2026 |
Transamerica Short-Term Bond |
0.76% |
1.54% |
0.56% |
0.46% |
N/A |
N/A |
0.46% |
March 1, 2026 |
Transamerica Small Cap Growth |
1.40% |
2.13% |
1.10% |
1.00% |
N/A |
N/A |
1.00% |
March 1, 2026 |
Transamerica Small Cap Value |
1.29% |
2.05% |
0.99% |
0.89% |
N/A |
N/A |
0.89% |
March 1, 2026 |
Transamerica Small/Mid Cap Value |
1.23%2 |
1.99% |
0.96% |
0.85% |
N/A |
N/A |
0.85% |
March 1, 2026 |
Transamerica Strategic Income |
0.97% |
N/A |
0.73%8 |
0.63% |
N/A |
N/A |
N/A |
March 1, 2026 |
Transamerica Sustainable Equity Income |
1.07% |
1.90% |
0.88%3 |
0.78% |
N/A |
N/A |
0.78% |
March 1, 2026 |
Transamerica Sustainable Growth Equity |
0.95% |
N/A |
0.65% |
0.55% |
N/A |
N/A |
0.55% |
March 1, 2026 |
Transamerica UltraShort Bond |
0.69% |
1.36% |
0.35% |
N/A |
N/A |
N/A |
0.30% |
March 1, 2026 |
Transamerica US Growth* |
1.08% |
1.86% |
0.83% |
0.74% |
N/A |
N/A |
0.73% |
March 1, 2026 |
Fund |
Sub-Adviser |
Sub-Advisory Fees |
Transamerica Asset Allocation – Conservative
Portfolio(1)
Transamerica Asset Allocation – Growth Portfolio(1)
Transamerica Asset Allocation – Moderate
Portfolio(1)
Transamerica Asset Allocation – Moderate Growth
Portfolio(1) |
Goldman Sachs Asset Management, L.P. |
0.070% of the first $1 billion
0.055% over $1 billion up to $3 billion
0.050% over $3 billion up to $5 billion
0.045% over $5 billion up to $7 billion
0.0425% over $7 billion up to $9 billion
0.0350% in excess of $9 billion |
Transamerica Bond(2) |
Aegon USA Investment Management, LLC |
0.12% of the first $250 million
0.10% over $250 million up to $500 million
0.08% over $500 million up to $1 billion
0.075% in excess of $1 billion |
Transamerica Capital Growth(3) |
Morgan Stanley Investment Management Inc. |
0.25% of the first $1.5 billion
0.23% over $1.5 billion up to $3 billion 0.20% in excess of $3 billion |
Transamerica Core Bond(4) |
Aegon USA Investment Management, LLC |
0.12% of the first $1 billion
0.05% in excess of $1 billion |
Transamerica Emerging Markets Debt |
MetLife Investment Management, LLC |
0.27% of the first $250 million
0.24% over $250 million up to $400 million
0.20% in excess of $400 million |
Transamerica Emerging Markets Equity(5)
|
Thompson, Siegel & Walmsley LLC |
0.40% of the first $250 million
0.33% in excess of $250 million |
Transamerica Energy Infrastructure |
Kayne Anderson Capital Advisors, L.P. |
0.625% of the first $250 million
0.62% over $250 million up to $500 million
0.55% over $500 million up to $1 billion
0.45% over $1 billion up to $2 billion
0.40% in excess of $2 billion |
Transamerica Floating Rate |
Aegon USA Investment Management, LLC |
0.18% of the first $1 billion
0.17% over $1 billion up to $1.5 billion
0.16% over $1.5 billion up to $2 billion
0.15% in excess of $2 billion |
Transamerica Government Money Market |
BlackRock Investment Management, LLC |
0.024% |
Transamerica High Yield Bond(6) |
Aegon USA Investment Management, LLC |
0.35% of the first $20 million 0.24% over $20 million up to $40 million 0.19% over $40 million up to $125 million 0.14% in excess of $125 million |
Fund |
Sub-Adviser |
Sub-Advisory Fees |
Transamerica High Yield ESG(6) |
Aegon USA Investment Management, LLC |
0.35% of the first $20 million
0.24% over $20 million up to $40 million
0.19% over $40 million up to $125 million
0.14% in excess of $125 million |
Transamerica High Yield Muni |
Belle Haven Investments, L.P. |
0.25% of the first $500 million
0.24% over $500 million up to $1 billion
0.225% in excess of $1 billion |
Transamerica Inflation Opportunities(7) |
PineBridge Investments LLC |
0.15% of the first $100 million
0.10% over $100 million up to $250 million
0.05% in excess of $250 million |
Transamerica Intermediate Muni |
Belle Haven Investments, L.P. |
0.18% of the first $150 million
0.16% over $150 million up to $350 million
0.15% over $350 million up to $650 million
0.135% over $650 million up to $1 billion
0.12% over $1 billion up to $1.5 billion
0.115% over $1.5 billion up to $2 billion
0.11% over $2 billion up to $3 billion
0.105% in excess of $3 billion |
Transamerica International Equity(8) |
Thompson, Siegel & Walmsley LLC |
0.30% of the first $1 billion
0.28% over $1 billion up to $2 billion
0.265% in excess of $2 billion |
Transamerica International Focus(9) |
Sands Capital Management, LLC |
0.25% of the first $1 billion
0.23% over $1 billion up to $2 billion
0.22% in excess of $2 billion |
Transamerica International Small Cap Value(5) |
Thompson, Siegel & Walmsley LLC |
0.475% of the first $300 million
0.45% over $300 million up to $750 million
0.40% in excess of $750 million |
Transamerica International Stock(10) |
ClariVest Asset Management LLC |
0.25% of the first $500 million
0.23% over $500 million up to $1 billion
0.22% over $1 billion up to $2 billion
0.21% over $2 billion up to $3 billion
0.20% in excess of $3 billion |
Transamerica International Sustainable Equity |
Calamos Advisors LLC |
0.25% of the first $500 million
0.23% over $500 million up to $1 billion
0.22% over $1 billion up to $2 billion
0.21% over $2 billion up to $3 billion
0.20% in excess of $3 billion |
Transamerica Large Cap Value(11) |
Great Lakes Advisors, LLC |
0.144% of the first $1 billion
0.13% over $1 billion up to $3 billion
0.12% in excess of $3 billion |
Transamerica Large Core ESG(12) |
PineBridge Investments LLC |
0.10% of the first $250 million
0.09% over $250 million up to $500 million
0.08% in excess of $500 million |
Transamerica Large Growth |
Morgan Stanley Investment Management Inc.(3) |
0.25% of the first $1.5 billion
0.23% over $1.5 billion up to $3 billion
0.20% in excess of $3 billion |
Wellington Management Company LLP(13) |
0.18% of the first $500 million
0.17% over $500 million up to $1 billion
0.16% over $1 billion up to $2 billion
0.15% in excess of $2 billion | |
Transamerica Long Credit |
Aegon USA Investment Management, LLC |
0.15% of the first $1 billion
0.14% in excess of $1 billion |
Transamerica Mid Cap Growth(14) |
Wellington Management Company LLP |
0.33% of the first $200 million
0.31% in excess of $200 million |
Transamerica Mid Cap Value Opportunities |
Thompson, Siegel & Walmsley LLC(15) |
0.275% of the first $750 million
0.27% over $750 million up to $1.5 billion
0.265% over $1.5 billion up to $2 billion
0.26% in excess of $2 billion |
Transamerica Multi-Asset Income(5) |
Thompson, Siegel & Walmsley LLC |
0.21% of the first $1 billion
0.185% over $1 billion up to $2 billion
0.17% in excess of $2 billion |
Transamerica Multi-Managed Balanced |
Aegon USA Investment Management, LLC(4) |
0.12% of the first $1 billion
0.05% in excess of $1 billion |
J.P. Morgan Investment Management Inc.(16) |
0.15% of the first $2 billion 0.13% over $2 billion up to $3 billion 0.12% over $3 billion up to $4 billion 0.11% in excess of $4 billion |
Fund |
Sub-Adviser |
Sub-Advisory Fees |
Transamerica Short-Term Bond(17) |
Aegon USA Investment Management, LLC |
0.19% of the first $250 million
0.16% over $250 million up to $500 million
0.14% over $500 million up to $1 billion
0.13% in excess of $1 billion |
Transamerica Small Cap Growth(18) |
Ranger Investment Management, L.P. |
0.415% of the first $300 million
0.375% in excess of $300 million |
Transamerica Small Cap Value(19) |
Systematic Financial Management, L.P. |
0.45% of the first $100 million
0.40% over $100 million up to $350 million
0.35% over $350 million up to $1 billion
0.30% in excess of $1 billion |
Transamerica Small/Mid Cap Value |
Systematic Financial Management, L.P.(19) |
0.45% of the first $100 million
0.40% over $100 million up to $350 million
0.35% over $350 million up to $1 billion
0.30% in excess of $1 billion |
Thompson, Siegel & Walmsley LLC(15) |
0.275% of the first $750 million
0.27% over $750 million up to $1.5 billion
0.265% over $1.5 billion up to $2 billion
0.26% in excess of $2 billion | |
Transamerica Strategic Income |
PineBridge Investments LLC |
0.18% of the first $500 million
0.17% in excess of $500 million |
Transamerica Sustainable Equity Income(20) |
Aegon Asset Management UK plc |
0.20% of the first $200 million
0.15% over $200 million up to $500 million
0.13% in excess of $500 million |
Transamerica Sustainable Growth Equity |
Westfield Capital Management Company, L.P. |
0.18% of the first $500 million
0.17% over $500 million up to $1 billion
0.16% over $1 billion up to $2 billion
0.15% in excess of $2 billion |
Transamerica UltraShort Bond |
Aegon USA Investment Management, LLC |
0.06% of the first $1 billion
0.05% in excess of $1 billion |
Transamerica US Growth(13) |
Wellington Management Company LLP |
0.18% of the first $500 million 0.17% over $500 million up to $1 billion 0.16% over $1 billion up to $2 billion 0.15% in excess of $2 billion |
Fund Name |
Sub-Advisory Fees Paid
(Net of Fees Reimbursed) | ||
2024 |
2023 |
2022 | |
Transamerica Asset Allocation – Conservative Portfolio
|
$221,463 |
$237,304 |
$343,377 |
Transamerica Asset Allocation – Growth Portfolio |
$468,045 |
$433,388 |
$580,163 |
Transamerica Asset Allocation – Moderate Growth
Portfolio |
$707,834 |
$691,575 |
$948,122 |
Transamerica Asset Allocation – Moderate Portfolio
|
$428,387 |
$439,510 |
$624,718 |
Transamerica Bond |
$1,713,420 |
$1,217,103 |
$1,335,808 |
Transamerica Capital Growth |
$3,301,675 |
$3,665,428 |
$6,849,646 |
Transamerica Core Bond |
$1,491,069 |
$1,619,271 |
$1,196,471 |
Transamerica Emerging Markets Debt |
$788,387 |
$715,274 |
$810,185 |
Transamerica Emerging Markets Equity |
$1,097,089 |
$2,689,497 |
$3,815,084 |
Transamerica Energy Infrastructure |
$777,477 |
$852,822 |
$1,097,049 |
Transamerica Floating Rate |
$458,108 |
$392,535 |
$1,019,620 |
Transamerica Government Money Market |
$103,448 |
$114,739 |
$137,936 |
Transamerica High Yield Bond |
$2,095,761 |
$1,904,907 |
$2,482,426 |
Transamerica High Yield ESG |
$82,272 |
$56,549 |
$32,260 |
Transamerica High Yield Muni |
$290,772 |
$256,621 |
$417,063 |
Transamerica Inflation Opportunities |
$196,134 |
$302,515 |
$196,583 |
Transamerica Intermediate Muni |
$1,663,114 |
$1,890,491 |
$2,912,306 |
Transamerica International Equity |
$12,517,530
|
$12,850,611
|
$13,833,478
|
Transamerica International Focus |
$1,434,225 |
$2,383,917 |
$3,119,043 |
Transamerica International Small Cap Value |
$3,252,054 |
$3,009,776 |
$3,152,758 |
Transamerica International Stock |
$735,913 |
$440,532 |
$356,493 |
Transamerica International Sustainable Equity |
$14,027 |
$7,357 |
N/A |
Transamerica Large Cap Value |
$2,419,898 |
$2,244,200 |
$3,140,089 |
Transamerica Large Core ESG |
$178,204 |
$159,388 |
$172,987 |
Transamerica Large Growth |
$906,582 |
$863,643 |
$1,568,902 |
Transamerica Long Credit |
$788,252 |
$8,499 |
N/A |
Transamerica Mid Cap Growth |
$863,257 |
$1,149,985 |
$1,029,505 |
Transamerica Mid Cap Value Opportunities |
$3,396,905 |
$3,696,756 |
$3,783,002 |
Transamerica Multi-Asset Income |
$1,393,887 |
$1,408,259 |
$1,367,548 |
Transamerica Multi-Managed Balanced |
$1,087,759 |
$984,371 |
$1,185,797 |
Transamerica Short-Term Bond |
$2,790,977 |
$3,101,375 |
$3,394,847 |
Transamerica Small Cap Growth |
$608,815 |
$615,085 |
$792,136 |
Transamerica Small Cap Value |
$447,947 |
$1,243,319 |
$1,600,514 |
Transamerica Small/Mid Cap Value |
$2,205,717 |
$2,371,638 |
$2,666,944 |
Transamerica Strategic Income |
$623,055 |
$2,127,432 |
$2,583,700 |
Transamerica Sustainable Equity Income |
$308,618 |
$424,958 |
$478,163 |
Transamerica Sustainable Growth Equity |
$12,467 |
$5,672 |
N/A |
Transamerica UltraShort Bond |
$20,126 |
$8,937 |
N/A |
Transamerica US Growth |
$3,309,060 |
$2,662,333 |
$2,774,326 |
Class A, C, R, T* |
|
Open Account** |
$27.00 per account |
Class I* |
|
Asset Fee to TFS |
10.25 bps |
Class I2, R6* |
|
Asset Fee to TFS |
0.75 bps |
Class R3* |
|
Asset Fee to TFS |
0.75 bps |
Sub-Transfer Agent and Omnibus Intermediary Fees |
15 bps |
Fund Name |
Commissions Received
for the Period Ended
October 31 |
Commissions Retained
for the Period Ended
October 31 | ||||
2024 |
2023 |
2022 |
2024 |
2023 |
2022 | |
Transamerica Asset Allocation – Conservative Portfolio
|
$74,612 |
$102,182
|
$158,791 |
$14,163
|
$19,308 |
$36,856 |
Transamerica Asset Allocation – Growth Portfolio |
$399,823
|
$408,152
|
$476,627 |
$74,346
|
$74,102 |
$86,838 |
Transamerica Asset Allocation – Moderate Growth
Portfolio |
$381,509
|
$431,811
|
$536,056 |
$67,319
|
$78,745 |
$96,042 |
Transamerica Asset Allocation – Moderate Portfolio
|
$189,665
|
$224,352
|
$273,120 |
$38,966
|
$39,637 |
$49,693 |
Transamerica Bond |
$94,961 |
$69,542 |
$66,943 |
$22,269
|
$15,807 |
$25,946 |
Transamerica Capital Growth |
$375,626
|
$709,482
|
$1,972,086
|
$68,711
|
$144,821
|
$409,065
|
Transamerica Core Bond |
$12,134 |
$3,846 |
N/A |
$2,245 |
$790 |
N/A |
Transamerica Emerging Markets Debt |
$3,367 |
$7,356 |
$3,055 |
$655 |
$1,717 |
$734 |
Transamerica Emerging Markets Equity |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica Energy Infrastructure |
$15,434 |
$15,947 |
$41,114 |
$3,665 |
$3,314 |
$7,708 |
Transamerica Floating Rate |
$25,318 |
$26,132 |
$19,275 |
$7,075 |
$7,048 |
$12,783 |
Transamerica Government Money Market |
$665 |
$800 |
$4,861 |
$665 |
$800 |
$4,861 |
Transamerica High Yield Bond |
$32,453 |
$61,325 |
$52,670 |
$6,462 |
$14,524 |
$13,813 |
Transamerica High Yield ESG |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica High Yield Muni |
$7,368 |
$6,150 |
$39,700 |
$3,178 |
$3,052 |
$17,467 |
Transamerica Inflation Opportunities |
$46 |
$263 |
$12,390 |
$10 |
$156 |
$2,862 |
Transamerica Intermediate Muni |
$48,159 |
$108,188
|
$140,618 |
$19,019
|
$59,429 |
$78,480 |
Transamerica International Equity |
$27,360 |
$74,293 |
$89,101 |
$5,194 |
$12,973 |
$19,557 |
Transamerica International Focus |
$1,373 |
$1,477 |
$4,275 |
$189 |
$209 |
$687 |
Transamerica International Small Cap Value |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica International Stock |
$24,801 |
$1,820 |
$1,371 |
$3,873 |
$325 |
$242 |
Transamerica International Sustainable Equity |
$11,957 |
N/A |
N/A |
$2,220 |
N/A |
N/A |
Transamerica Large Cap Value |
$114,712
|
$100,419
|
$127,425 |
$20,584
|
$18,257 |
$22,982 |
Transamerica Large Core ESG |
$214 |
N/A |
N/A |
$31 |
N/A |
N/A |
Transamerica Large Growth |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica Long Credit |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica Mid Cap Growth |
$20,433 |
$20,441 |
$12,231 |
$3,110 |
$3,386 |
$1,968 |
Transamerica Mid Cap Value Opportunities |
$38,024 |
$79,234 |
$82,246 |
$7,933 |
$14,662 |
$13,703 |
Transamerica Multi-Asset Income |
$406,517
|
$474,941
|
$564,055 |
$76,903
|
$94,226 |
$103,209 |
Fund Name |
Commissions Received
for the Period Ended
October 31 |
Commissions Retained
for the Period Ended
October 31 | ||||
2024 |
2023 |
2022 |
2024 |
2023 |
2022 | |
Transamerica Multi-Managed Balanced |
$463,982
|
$304,527
|
$512,772 |
$86,725
|
$61,590 |
$111,244
|
Transamerica Short-Term Bond |
$105,521
|
$140,656
|
$248,913 |
$30,596
|
$55,611 |
$169,149
|
Transamerica Small Cap Growth |
$21,595 |
$14,343 |
$16,071 |
$4,016 |
$2,483 |
$3,342 |
Transamerica Small Cap Value |
$2,075 |
$4,583 |
$4,351 |
$337 |
$762 |
$700 |
Transamerica Small/Mid Cap Value |
$75,284 |
$95,611 |
$106,572 |
$13,148
|
$19,775 |
$20,521 |
Transamerica Strategic Income |
$10,484 |
$4,477 |
$5,821 |
$1,814 |
$835 |
$1,133 |
Transamerica Sustainable Equity Income |
$3,314 |
$5,326 |
$8,415 |
$682 |
$1,279 |
$1,546 |
Transamerica Sustainable Growth Equity |
$(2,924) |
$3,740 |
N/A |
$(442) |
$568 |
N/A |
Transamerica UltraShort Bond |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Transamerica US Growth |
$316,771
|
$221,136
|
$239,732 |
$53,866
|
$37,381 |
$40,411 |
Fund Name |
For the Period Ended October 31,
2024 | |||
Net
Underwriting
Discounts and
Commissions |
Compensation
on Redemptions
& Repurchases |
Brokerage
Commissions |
Other
Compensation | |
Transamerica Asset Allocation – Conservative Portfolio
|
$12,191
|
$1,972 |
$0
|
$0
|
Transamerica Asset Allocation – Growth Portfolio |
$63,756
|
$10,589
|
$0
|
$0
|
Transamerica Asset Allocation – Moderate Growth
Portfolio |
$60,316
|
$7,003 |
$0
|
$0
|
Transamerica Asset Allocation – Moderate Portfolio
|
$29,692
|
$9,274 |
$0
|
$0
|
Transamerica Bond |
$17,991
|
$4,278 |
$0
|
$0
|
Transamerica Capital Growth |
$56,093
|
$12,617
|
$0
|
$0
|
Transamerica Core Bond |
$2,245 |
$0 |
$0
|
$0
|
Transamerica Emerging Markets Debt |
$625 |
$31 |
$0
|
$0
|
Transamerica Emerging Markets Equity |
N/A |
N/A |
$0
|
$0
|
Transamerica Energy Infrastructure |
$2,871 |
$793 |
$0
|
$0
|
Transamerica Floating Rate |
$4,566 |
$2,509 |
$0
|
$0
|
Transamerica Government Money Market |
$0 |
$665 |
$0
|
$0
|
Transamerica High Yield Bond |
$6,000 |
$463 |
$0
|
$0
|
Transamerica High Yield ESG |
N/A |
N/A |
$0
|
$0
|
Transamerica High Yield Muni |
$984 |
$2,194 |
$0
|
$0
|
Transamerica Inflation Opportunities |
$10 |
$0 |
$0
|
$0
|
Transamerica Intermediate Muni |
$8,411 |
$10,608
|
$0
|
$0
|
Transamerica International Equity |
$4,290 |
$904 |
$0
|
$0
|
Transamerica International Focus |
$189 |
$0 |
$0
|
$0
|
Transamerica International Small Cap Value |
N/A |
N/A |
$0
|
$0
|
Transamerica International Stock |
$3,873 |
$0 |
$0
|
$0
|
Transamerica International Sustainable Equity |
$2,220 |
N/A |
$0
|
$0
|
Transamerica Large Cap Value |
$19,287
|
$1,297 |
$0
|
$0
|
Transamerica Large Core ESG |
$31 |
N/A |
$0
|
$0
|
Transamerica Large Growth |
N/A |
N/A |
$0
|
$0
|
Transamerica Long Credit |
N/A |
N/A |
$0
|
$0
|
Transamerica Mid Cap Growth |
$3,038 |
$72 |
$0
|
$0
|
Transamerica Mid Cap Value Opportunities |
$5,825 |
$2,108 |
$0
|
$0
|
Transamerica Multi-Asset Income |
$64,015
|
$12,887
|
$0
|
$0
|
Transamerica Multi-Managed Balanced |
$77,531
|
$9,193 |
$0
|
$0
|
Transamerica Short-Term Bond |
$15,912
|
$14,684
|
$0
|
$0
|
Transamerica Small Cap Growth |
$3,734 |
$282 |
$0
|
$0
|
Transamerica Small Cap Value |
$301 |
$36 |
$0
|
$0
|
Transamerica Small/Mid Cap Value |
$11,968
|
$1,180 |
$0
|
$0
|
Transamerica Strategic Income |
$1,814 |
$0 |
$0
|
$0
|
Transamerica Sustainable Equity Income |
$481 |
$202 |
$0
|
$0
|
Transamerica Sustainable Growth Equity |
$0 |
$0 |
$0
|
$0
|
Transamerica UltraShort Bond |
N/A |
N/A |
$0
|
$0
|
Transamerica US Growth |
$52,598
|
$1,268 |
$0
|
$0 |
Fund |
2024 |
Transamerica Asset Allocation – Conservative Portfolio
|
$1,240,791
|
Transamerica Asset Allocation – Growth Portfolio |
$2,676,866
|
Transamerica Asset Allocation – Moderate Growth
Portfolio |
$3,988,700
|
Transamerica Asset Allocation – Moderate Portfolio
|
$2,400,747
|
Transamerica Bond |
$594,583 |
Transamerica Capital Growth |
$2,321,220
|
Transamerica Core Bond |
$5,607 |
Transamerica Emerging Markets Debt |
$38,185 |
Transamerica Emerging Markets Equity |
$0 |
Transamerica Energy Infrastructure |
$117,932 |
Transamerica Floating Rate |
$199,023 |
Transamerica Government Money Market |
$547,496 |
Transamerica High Yield Bond |
$225,353 |
Transamerica High Yield ESG |
$0 |
Transamerica High Yield Muni |
$77,796 |
Transamerica Inflation Opportunities |
$6,870 |
Transamerica Intermediate Muni |
$579,697 |
Transamerica International Equity |
$545,292 |
Transamerica International Focus |
$2,300 |
Transamerica International Small Cap Value |
$0 |
Transamerica International Stock |
$7,008 |
Transamerica International Sustainable Equity |
$677 |
Transamerica Large Cap Value |
$372,450 |
Transamerica Large Core ESG |
$402 |
Transamerica Large Growth |
$0 |
Transamerica Long Credit |
$989 |
Transamerica Mid Cap Growth |
$51,642 |
Transamerica Mid Cap Value Opportunities |
$203,076 |
Transamerica Multi-Asset Income |
$1,206,235
|
Transamerica Multi-Managed Balanced |
$3,242,159
|
Transamerica Short-Term Bond |
$2,044,867
|
Transamerica Small Cap Growth |
$53,283 |
Transamerica Small Cap Value |
$23,474 |
Transamerica Small/Mid Cap Value |
$1,097,477
|
Transamerica Strategic Income |
$4,936 |
Transamerica Sustainable Equity Income |
$152,557 |
Transamerica Sustainable Growth Equity |
$505 |
Transamerica UltraShort Bond |
$749 |
Transamerica US Growth |
$2,376,309 |
Class A Share Dealer Reallowances
(all funds except Transamerica Bond, Transamerica Core Bond, Transamerica Emerging
Markets Debt, Transamerica Floating Rate, Transamerica High Yield
Bond, Transamerica High Yield ESG, Transamerica High Yield Muni, Transamerica Inflation Opportunities, Transamerica Intermediate Muni, Transamerica Government Money Market, Transamerica Long Credit, Transamerica Multi-Managed Balanced, Transamerica Short-Term Bond and Transamerica UltraShort Bond) | |
Amount of Purchase |
Reallowance to
Dealers as a
Percent of
Offering Price |
Under $50 Thousand |
4.75% |
$50 Thousand to under $100 Thousand |
4.00% |
$100 Thousand to under $250 Thousand |
2.75% |
$250 Thousand to under $500 Thousand |
2.25% |
$500 Thousand to under $1 Million |
1.75% |
For purchases of $1 Million and above: |
|
$1 Million to under $5 Million |
1.00%(a)
|
$5 Million to under $50 Million |
Plus 0.50%(a) |
$50 Million and above |
Plus 0.25%(a) |
Class A Share Dealer Reallowances
(Transamerica Multi-Managed Balanced) | |
Amount of Purchase |
Reallowance to
Dealers as a
Percent of
Offering Price |
Under $50 Thousand |
4.75% |
$50 Thousand to under $100 Thousand |
4.00% |
$100 Thousand to under $250 Thousand |
2.75% |
For purchases of $250 Thousand and above: |
|
$250 Thousand to under $5 Million |
1.00%(a)
|
$5 Million to under $10 Million |
Plus 0.50%(a) |
$10 Million and above |
Plus 0.25%(a) |
Class A Share Dealer Reallowances
(Transamerica Bond, Transamerica Core Bond, Transamerica Emerging Markets Debt,
Transamerica Floating Rate, Transamerica High Yield Bond, Transamerica
High Yield ESG, Transamerica Inflation Opportunities and Transamerica Long Credit) | |
Amount of Purchase |
Reallowance to
Dealers as a
Percent of
Offering Price |
Under $50 Thousand |
4.00% |
$50 Thousand to under $100 Thousand |
3.25% |
$100 Thousand to under $250 Thousand |
2.75% |
$250 Thousand to under $500 Thousand |
1.75% |
$500 Thousand to under $1 Million |
1.00% |
For purchases of $1 Million and above: |
|
$1 Million to under $5 Million |
0.50%(a)
|
$5 Million and above |
Plus 0.25%(a) |
Class A Share Dealer Reallowances
(Transamerica High Yield Muni and Transamerica Intermediate Muni)
| |
Amount of Purchase |
Reallowance to
Dealers as a
Percent of
Offering Price |
Under $50 Thousand |
2.75% |
$50 Thousand to under $100 Thousand |
2.00% |
$100 Thousand to under $250 Thousand |
1.50% |
$250 Thousand to under $500 Thousand |
1.00% |
$500 Thousand to under $1 Million |
0.50% |
For purchases of $1 Million and above: |
|
$1 Million to under $5 Million |
0.50%(a)
|
$5 Million and above |
Plus 0.25%(a) |
Class A Share Dealer Reallowances
(Transamerica Short-Term Bond) | |
Amount of Purchase |
Reallowance to
Dealers as a
Percent of
Offering Price |
Under $250 Thousand |
2.00% |
$250 Thousand to under $5 Million |
0.50% |
$5 Million and Above |
Plus 0.25%(a) |
Class C Share Dealer Reallowances (all funds except Transamerica
High Yield Muni and Transamerica Intermediate Muni) | |
Amount of Purchase |
Reallowance to
Dealers as a Percent
of Offering Price |
All purchases |
1.00%(b)* |
Class C Share Dealer Reallowances (Transamerica High Yield Muni and Transamerica Intermediate Muni) | |
Amount of Purchase |
Reallowance to
Dealers as a Percent
of Offering Price |
All purchases |
0.75%(b)* |
Class T Share Dealer Reallowances
(Transamerica US Growth) | |
Amount of Purchase |
Reallowance to
Dealers as a Percent
of Offering Price |
Under $10,000 |
7.00% |
$10,000 to under $25,000 |
6.25% |
$25,000 to under $50,000 |
5.50% |
$50,000 to under $75,000 |
5.00% |
$75,000 to under $100,000 |
4.25% |
$100,000 to under $250,000 |
3.75% |
$250,000 to under $500,000 |
2.50% |
$500,000 to under $1,000,000 |
1.00% |
$1,000,000 and over |
1.00% |
Fund Name |
Brokerage Commissions Paid (including affiliated
commissions) |
Affiliated Brokerage Commissions Paid | ||||||||||
2024($) |
2024(%)^ |
2023($) |
2023(%)^ |
2022($) |
2022(%)^ |
2024($) |
2024(%)^ |
2023($) |
2023(%)^ |
2022($) |
2022(%)^ | |
Transamerica Asset Allocation – Conservative Portfolio
|
$2,208 |
0.04% |
$2,550 |
0.04% |
$1,899 |
0.03% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Asset Allocation – Growth Portfolio |
$1,394 |
0.02% |
$512 |
0.01% |
$2,112 |
0.03% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Asset Allocation – Moderate Growth
Portfolio |
$6,893 |
0.11% |
$7,639 |
0.12% |
$4,579 |
0.06% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Asset Allocation – Moderate Portfolio
|
$4,254 |
0.07% |
$4,784 |
0.07% |
$3,123 |
0.04% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Bond |
$387,063 |
6.35% |
$6 |
0.00% |
$6 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Capital Growth |
$797 |
0.01% |
$446,946 |
6.97% |
$820,809 |
10.91% |
$0.00 |
0.00% |
$2,998 |
0.67% |
$7,562
|
91.78% |
Transamerica Core Bond |
$0.00 |
0.00% |
$868 |
0.01% |
$456 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Emerging Markets Debt |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Emerging Markets Equity |
$583,539 |
9.58% |
$1,032,258
|
16.10% |
$1,054,301
|
14.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Energy Infrastructure |
$51,497 |
0.85% |
$39,051 |
0.61% |
$67,313 |
0.89% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Floating Rate |
$863 |
0.01% |
$2,160 |
0.03% |
$2,512 |
0.03% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Government Money Market |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica High Yield Bond |
$0.00 |
0.00% |
$2,000 |
0.03% |
$1,686 |
0.02% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica High Yield ESG |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica High Yield Muni |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Inflation Opportunities |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Intermediate Muni |
$10 |
0.00% |
$0.00 |
0.00% |
$3,739 |
0.05% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica International Equity |
$1,205,432
|
19.79% |
$1,321,531
|
20.61% |
$1,329,991
|
17.67% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica International Focus |
$1,146,001
|
18.81% |
$752,588 |
11.74% |
$731,696 |
9.72% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica International Small Cap Value |
$174,709 |
2.87% |
$184,216 |
2.87% |
$153,355 |
2.04% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica International Stock |
$162,220 |
2.66% |
$65,587 |
1.02% |
$80,643 |
1.07% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica International Sustainable Equity |
$2,321 |
0.04% |
$3,881 |
0.06% |
N/A |
N/A |
$0.00 |
0.00% |
$0.00 |
0.00% |
N/A |
N/A |
Transamerica Large Cap Value |
$165,158 |
2.71% |
$247,922 |
3.87% |
$265,181 |
3.52% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Large Core ESG |
$70,325 |
1.15% |
$57,784 |
0.90% |
$53,660 |
0.71% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Large Growth |
$86,213 |
1.42% |
$95,759 |
1.49% |
$205,456 |
2.73% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$677 |
8.22% |
Transamerica Long Credit |
$0.00 |
0.00% |
$0.00 |
0.00% |
N/A |
N/A |
$0.00 |
0.00% |
$0.00 |
0.00% |
N/A |
N/A |
Transamerica Mid Cap Growth |
$113,611 |
1.87% |
$86,841 |
1.35% |
$94,240 |
1.25% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Mid Cap Value Opportunities |
$657,823 |
10.80% |
$581,557 |
9.07% |
$735,556 |
9.77% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Multi-Asset Income |
$38,841 |
0.64% |
$48,165 |
0.75% |
$89,718 |
1.19% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Multi-Managed Balanced |
$70,490 |
1.16% |
$81,445 |
1.27% |
$90,422 |
1.20% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Short-Term Bond |
$12,867 |
0.21% |
$12,398 |
0.19% |
$8,284 |
0.11% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Small Cap Growth |
$127,541 |
2.09% |
$125,427 |
1.96% |
$127,696 |
1.70% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Small Cap Value |
$300,456 |
4.93% |
$485,558 |
7.57% |
$675,281 |
8.97% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Small/Mid Cap Value - Systematic Sleeve |
$60,432 |
0.99% |
$68,875 |
1.07% |
$73,246 |
0.97% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Small/Mid Cap Value - TSW Sleeve |
$250,083 |
4.11% |
$204,872 |
3.20% |
$312,490 |
4.15% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Strategic Income |
$3,684 |
0.06% |
$10,194 |
0.16% |
$30,291 |
0.40% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Sustainable Equity Income |
$35,361 |
0.58% |
$18,039 |
0.28% |
$25,734 |
0.34% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Sustainable Growth Equity |
$1,321 |
0.02% |
$1,745 |
0.03% |
N/A |
N/A |
$0.00 |
0.00% |
$0.00 |
0.00% |
N/A |
N/A |
Transamerica UltraShort Bond |
$0.00 |
0.00% |
$0.00 |
0.00% |
N/A |
N/A |
$0.00 |
0.00% |
$0.00 |
0.00% |
N/A |
N/A |
Transamerica US Growth |
$218,038 |
3.58% |
$226,063 |
3.53% |
$196,579 |
2.61% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Fund Name |
Paid as of October
31, 2024 |
Transamerica Asset Allocation – Conservative Portfolio |
$- |
Transamerica Asset Allocation – Growth Portfolio |
$- |
Transamerica Asset Allocation – Moderate Growth Portfolio |
$- |
Transamerica Asset Allocation – Moderate Portfolio |
$- |
Transamerica Bond |
$- |
Transamerica Capital Growth |
$299,294 |
Transamerica Core Bond |
$- |
Transamerica Emerging Markets Debt |
$- |
Transamerica Emerging Markets Equity |
$274,779 |
Transamerica Energy Infrastructure |
$38,073 |
Transamerica Floating Rate |
$- |
Transamerica Government Money Market |
$- |
Transamerica High Yield Bond |
$- |
Transamerica High Yield ESG |
$- |
Transamerica High Yield Muni |
$- |
Transamerica Inflation Opportunities |
$- |
Transamerica Intermediate Muni |
$- |
Transamerica International Equity |
$637,648 |
Transamerica International Focus |
$813,363 |
Transamerica International Small Cap Value |
$91,861 |
Transamerica International Stock |
$6,860 |
Transamerica International Sustainable Equity |
$1,299 |
Transamerica Large Cap Value |
$75,973 |
Transamerica Large Core ESG |
$34,891 |
Transamerica Large Growth |
$64,640 |
Transamerica Long Credit |
$- |
Transamerica Mid Cap Growth |
$73,317 |
Transamerica Mid Cap Value Opportunities |
$247,015 |
Transamerica Multi-Asset Income |
$120 |
Transamerica Multi-Managed Balanced - JPMorgan Sleeve |
$10,369 |
Transamerica Short-Term Bond |
$- |
Transamerica Small Cap Growth |
$106,859 |
Transamerica Small Cap Value |
$160,734 |
Transamerica Small/Mid Cap Value |
$100,249 |
Transamerica Strategic Income |
$- |
Transamerica Sustainable Equity Income |
$24,674 |
Transamerica Sustainable Growth Equity |
$936 |
Transamerica UltraShort Bond |
$- |
Transamerica US Growth |
$142,881 |
Fund Name |
Bank of
America
Corp. |
Bank of
New York
Mellon |
Barclays
Capital, Inc. |
Citigroup,
Inc. |
Goldman
Sachs Group, Inc. |
J.P.
Morgan
Securities
LLC |
Morgan
Stanley &
Co., Inc. |
Nomura
Holdings, Inc. |
Societe
Generale |
State Street Bank
& Trust Co. |
Toronto-Dominion
Bank |
UBS
Securities
LLC |
Wells
Fargo
& Co. |
Transamerica Bond |
$25,131,464
|
$1,714,665
|
$16,322,035
|
$5,140,895 |
$5,976,861 |
$24,453,339
|
$18,563,892
|
$- |
$- |
$- |
$- |
$6,875,975
|
$6,026,192 |
Transamerica Core Bond |
$15,759,845
|
$1,477,250
|
$6,430,715 |
$4,812,813 |
$4,815,171 |
$25,793,695
|
$16,058,728
|
$- |
$- |
$- |
$13,415,929
|
$3,244,594
|
$13,609,053 |
Transamerica High Yield
Bond |
$- |
$- |
$7,716,797 |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica High Yield
ESG |
$- |
$- |
$204,167 |
$155,685 |
$- |
$112,465 |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica Inflation
Opportunities |
$2,701,798 |
$- |
$- |
$960,253 |
$1,185,282 |
$- |
$221,817 |
$- |
$- |
$- |
$- |
$208,346 |
$- |
Transamerica International
Equity |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$53,780,936 |
$- |
$- |
$- |
$- |
Transamerica International
Stock |
$- |
$- |
$5,784,812 |
$- |
$- |
$- |
$- |
$2,344,478 |
$3,113,378 |
$- |
$- |
$3,676,278
|
$- |
Transamerica Large Cap
Value |
$40,881,308
|
$- |
$- |
$- |
$- |
$83,498,510
|
$- |
$- |
$- |
$- |
$- |
$- |
$67,995,975 |
Transamerica Large Core
ESG |
$1,487,328 |
$- |
$- |
$1,008,560 |
$- |
$4,451,271 |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica Long Credit |
$12,134,394
|
$460,626 |
$526,978 |
$4,098,819 |
$4,985,006 |
$9,121,538 |
$6,201,118 |
$- |
$- |
$- |
$- |
$2,026,365
|
$4,979,012 |
Transamerica Multi-Asset
Income |
$- |
$- |
$- |
$4,143,255 |
$12,685,855
|
$8,876,800 |
$9,021,495 |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica
Multi-Managed
Balanced |
$13,551,970
|
$379,458 |
$1,527,014 |
$4,666,204 |
$6,337,435 |
$6,065,780 |
$3,717,189 |
$- |
$- |
$- |
$- |
$1,240,322
|
$8,706,376 |
Transamerica Short-Term
Bond |
$49,159,591
|
$- |
$36,618,064
|
$46,812,012
|
$26,457,079
|
$63,308,178
|
$43,862,548
|
$21,577,633
|
$- |
$- |
$- |
$7,142,852
|
$40,481,455 |
Transamerica Strategic
Income |
$1,561,627 |
$- |
$218,796 |
$415,157 |
$351,245 |
$563,964 |
$272,998 |
$- |
$- |
$- |
$- |
$706,489 |
$292,808 |
Transamerica Sustainable
Equity Income |
$4,227,751 |
$- |
$- |
$- |
$- |
$- |
$3,527,141 |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica Sustainable
Growth Equity |
$95,768 |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica UltraShort
Bond |
$442,169 |
$- |
$204,167 |
$268,195 |
$246,964 |
$778,829 |
$85,246 |
$- |
$- |
$309,217 |
$- |
$198,583 |
$309,342 |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Asset Allocation - Conservative Portfolio
|
A |
19.48% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Conservative Portfolio
|
A |
10.53% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Conservative Portfolio
|
A |
6.51% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Asset Allocation - Conservative Portfolio
|
A |
5.33% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Conservative Portfolio
|
A |
5.31% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Conservative Portfolio
|
A |
5.31% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Conservative Portfolio
|
A |
5.20% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Conservative Portfolio
|
C |
25.88% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Conservative Portfolio
|
C |
10.03% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Conservative Portfolio
|
C |
8.50% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Conservative Portfolio
|
C |
5.35% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Conservative Portfolio
|
C |
5.22% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Conservative Portfolio
|
I |
27.74% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Conservative Portfolio
|
I |
16.96% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Asset Allocation - Conservative Portfolio
|
I |
9.04% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Conservative Portfolio
|
I |
8.54% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Conservative Portfolio
|
I |
7.08% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Conservative Portfolio
|
I |
5.66% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Asset Allocation - Conservative Portfolio
|
I |
5.23% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Asset Allocation - Conservative Portfolio
|
I |
5.02% |
Alexander Kirschenbaum FBO
Alexander Kirschenbaum M D P C 401(
229 East 79th Street Ste A
New York NY 10075-0866 |
Transamerica Asset Allocation - Conservative Portfolio
|
R |
85.33% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Conservative Portfolio
|
R |
7.88% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Conservative Portfolio
|
R3 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Asset Allocation - Growth Portfolio |
A |
12.96% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Growth Portfolio |
A |
8.74% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Growth Portfolio |
A |
7.74% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Growth Portfolio |
A |
5.49% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Growth Portfolio |
A |
5.26% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Growth Portfolio |
C |
12.82% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Growth Portfolio |
C |
8.96% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Growth Portfolio |
C |
6.92% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Growth Portfolio |
C |
6.57% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Growth Portfolio |
C |
6.13% |
Name & Address |
Fund Name |
Class |
Percent |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Growth Portfolio |
I |
19.09% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Growth Portfolio |
I |
17.21% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Growth Portfolio |
I |
13.39% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Growth Portfolio |
I |
9.40% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Asset Allocation - Growth Portfolio |
I |
8.03% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Asset Allocation - Growth Portfolio |
I |
7.64% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Growth Portfolio |
I |
6.52% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Asset Allocation - Growth Portfolio |
I |
5.35% |
Mid Atlantic Trust Company FBO
Id Automation Inc
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Growth Portfolio |
R |
25.97% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Growth Portfolio |
R |
21.64% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Asset Allocation - Growth Portfolio |
R |
15.64% |
Mid Atlantic Trust Company FBO
Glavin Industries Inc
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Growth Portfolio |
R |
12.76% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Growth Portfolio |
R |
9.00% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main St
San Francisco CA 94105-1901 |
Transamerica Asset Allocation - Growth Portfolio |
R |
7.22% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Growth Portfolio |
R3 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
A |
14.85% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
A |
11.54% |
Name & Address |
Fund Name |
Class |
Percent |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
A |
6.86% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
A |
5.38% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
A |
5.33% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
A |
5.28% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
C |
14.57% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
C |
8.03% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
C |
6.64% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
C |
5.37% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
I |
24.61% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
I |
15.45% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
I |
8.87% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
I |
8.14% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
I |
7.73% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
I |
7.03% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
I |
6.14% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
R |
32.48% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
R |
17.75% |
Ascensus Trust Company FBO
Lg Holding LLC 401(k) P/S Plan 753
88
P.O. Box 10758
Fargo ND 58106-0758 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
R |
15.02% |
Name & Address |
Fund Name |
Class |
Percent |
Mid Atlantic Trust Company FBO
California Rehabilitation Serv 401(
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
R |
13.95% |
Mid Atlantic Trust Company FBO
Glavin Industries Inc
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
R |
5.27% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Moderate Growth Portfolio
|
R3 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Asset Allocation - Moderate Portfolio |
A |
17.21% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Moderate Portfolio |
A |
12.46% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Moderate Portfolio |
A |
5.85% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Moderate Portfolio |
A |
5.62% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Asset Allocation - Moderate Portfolio |
A |
5.33% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Moderate Portfolio |
A |
5.28% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Asset Allocation - Moderate Portfolio |
A |
5.22% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Moderate Portfolio |
A |
5.15% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Moderate Portfolio |
C |
16.98% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Moderate Portfolio |
C |
11.49% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Moderate Portfolio |
C |
6.95% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Asset Allocation - Moderate Portfolio |
C |
6.80% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Moderate Portfolio |
C |
5.19% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Asset Allocation - Moderate Portfolio |
I |
21.20% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Asset Allocation - Moderate Portfolio |
I |
18.93% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Asset Allocation - Moderate Portfolio |
I |
10.52% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Asset Allocation - Moderate Portfolio |
I |
7.68% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Asset Allocation - Moderate Portfolio |
I |
7.13% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Asset Allocation - Moderate Portfolio |
I |
7.04% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Asset Allocation - Moderate Portfolio |
I |
6.10% |
Matrix Trust Company Cust. FBO
Dave'S Metro Glass
717 17th Street
Suite 1300
Denver CO 80202-3304 |
Transamerica Asset Allocation - Moderate Portfolio |
R |
23.60% |
Matrix Trust Company As Cust FBO
Shives Funeral Home 401k Psp
PO Box 52129
Phoenix AZ 85072-2129 |
Transamerica Asset Allocation - Moderate Portfolio |
R |
14.20% |
Mid Atlantic Trust Company FBO
Smede-Son Steel & Supply Company, I
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Moderate Portfolio |
R |
11.75% |
Matrix Trust Company Cust. FBO
Carlton Pools, Inc.
717 17th Street
Suite 1300
Denver CO 80202-3304 |
Transamerica Asset Allocation - Moderate Portfolio |
R |
8.52% |
Matrix Trust Company Cust. FBO
Vernadero Group, Inc
717 17th Street
Suite 1300
Denver CO 80202-3304 |
Transamerica Asset Allocation - Moderate Portfolio |
R |
7.99% |
Matrix Trust Company Cust. FBO
Vard Marine Us, Inc.
717 17th Street
Suite 1300
Denver CO 80202-3304 |
Transamerica Asset Allocation - Moderate Portfolio |
R |
7.15% |
State Street Bank And Trust
Custodian FBO Adp Access Product
1 Lincoln St
Boston MA 02111-2901 |
Transamerica Asset Allocation - Moderate Portfolio |
R |
6.97% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Moderate Portfolio |
R3 |
100.00% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Bond |
A |
17.12% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Bond |
A |
11.96% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Bond |
A |
11.49% |
Name & Address |
Fund Name |
Class |
Percent |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Bond |
A |
11.42% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Bond |
A |
7.24% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Bond |
A |
5.29% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Bond |
C |
28.60% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Bond |
C |
12.99% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Bond |
C |
8.55% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Bond |
C |
8.48% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Bond |
C |
8.36% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Bond |
C |
7.70% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Bond |
C |
7.15% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Bond |
I |
11.81% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Bond |
I |
11.39% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Bond |
I |
11.16% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Bond |
I |
11.05% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Bond |
I |
9.45% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Bond |
I |
9.24% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Bond |
I |
8.79% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Bond |
I |
8.64% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Bond |
I |
5.23% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Bond |
I2 |
29.68% |
Blackrock Tactical Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Bond |
I2 |
21.05% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Bond |
I2 |
21.05% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Bond |
I2 |
16.62% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Bond |
I2 |
7.87% |
Voya Institutional Trust Company
1 Orange Way
Windsor CT 06095-4773 |
Transamerica Bond |
R |
96.90% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Bond |
R6 |
47.59% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Bond |
R6 |
42.69% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Capital Growth |
A |
11.45% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Capital Growth |
A |
9.57% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Capital Growth |
A |
8.47% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Capital Growth |
A |
7.38% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Capital Growth |
A |
6.06% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Capital Growth |
A |
5.66% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Capital Growth |
A |
5.09% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Capital Growth |
C |
28.76% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Capital Growth |
C |
11.44% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Capital Growth |
C |
9.91% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Capital Growth |
C |
9.89% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Capital Growth |
C |
9.88% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Capital Growth |
C |
9.22% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Capital Growth |
C |
5.88% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Capital Growth |
I |
15.79% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Capital Growth |
I |
15.74% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Capital Growth |
I |
12.19% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Capital Growth |
I |
11.23% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Capital Growth |
I |
9.98% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Capital Growth |
I |
6.12% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Capital Growth |
I |
6.05% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Capital Growth |
I2 |
29.61% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Capital Growth |
I2 |
24.84% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Capital Growth |
I2 |
15.18% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Capital Growth |
I2 |
12.73% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Capital Growth |
I2 |
5.84% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Capital Growth |
R |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Capital Growth |
R6 |
43.84% |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Capital Growth |
R6 |
21.95% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Capital Growth |
R6 |
15.32% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Capital Growth |
R6 |
12.78% |
Wedbush Securities
A/C 2732-5997
1000 Wilshire Blvd.
Los Angeles CA 90017-5621 |
Transamerica Core Bond |
A |
26.68% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Core Bond |
A |
15.69% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Core Bond |
A |
13.32% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Core Bond |
A |
12.38% |
Mary J Greaser TOD
108 Hitching Post Dr
Daytona Beach FL 32119-2354 |
Transamerica Core Bond |
A |
6.74% |
Umb Bank Na
Cust Simple IRA FBO
Leanne M Hansard
324 W International Speedway Blvd
Daytona Beach FL 32114-4229 |
Transamerica Core Bond |
A |
5.24% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Core Bond |
C |
57.67% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Core Bond |
C |
27.70% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Core Bond |
C |
6.08% |
Umb Bank Na
Cust Simple IRA FBO
Michael J Kutzleb
3524 Lakeview Dr
Highland MI 48356-2373 |
Transamerica Core Bond |
C |
5.40% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Core Bond |
I |
90.38% |
Name & Address |
Fund Name |
Class |
Percent |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Core Bond |
I |
6.05% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
39.39% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
17.99% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
12.70% |
Transamerica Asset Allocation-Conservative VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
11.05% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
10.28% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Core Bond |
I3 |
99.17% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Core Bond |
R |
73.44% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Core Bond |
R |
21.77% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Core Bond |
R4 |
99.98% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Pl Ste 525
Pittsburgh PA 15222-4228 |
Transamerica Core Bond |
R6 |
85.94% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Core Bond |
R6 |
13.67% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Emerging Markets Debt |
A |
27.35% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Emerging Markets Debt |
A |
14.68% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Emerging Markets Debt |
A |
8.29% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Emerging Markets Debt |
A |
6.91% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Emerging Markets Debt |
A |
6.56% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Emerging Markets Debt |
A |
5.03% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Emerging Markets Debt |
C |
25.54% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Emerging Markets Debt |
C |
24.33% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Emerging Markets Debt |
C |
20.64% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Emerging Markets Debt |
C |
15.31% |
Charles Schwab & CO Inc
Attn Mutual Funds
101 Montgomery St
San Francisco CA 94104-4151 |
Transamerica Emerging Markets Debt |
I |
15.49% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Emerging Markets Debt |
I |
14.51% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Emerging Markets Debt |
I |
14.02% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Emerging Markets Debt |
I |
10.86% |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica Emerging Markets Debt |
I |
10.62% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Emerging Markets Debt |
I |
8.16% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Emerging Markets Debt |
I |
6.44% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Debt |
I2 |
49.35% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Debt |
I2 |
31.15% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Debt |
I2 |
14.11% |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Emerging Markets Debt |
R6 |
68.80% |
Mitra & CO FBO 98
C/O Reliance Trust Company Wi
Mailcode: Bd1N - Attn Mf
4900 W Brown Deer Road
Milwaukee WI 53223-2422 |
Transamerica Emerging Markets Debt |
R6 |
27.38% |
Northern Trust As Custodian
FBO University Of Missouri Medical
PO Box 92956
Chicago IL 60675-2994 |
Transamerica Emerging Markets Equity |
I |
66.22% |
Northern Trust As Custodian
FBO University Of Missouri Medical
PO Box 92956
Chicago IL 60675-2994 |
Transamerica Emerging Markets Equity |
I |
33.78% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
29.46% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
13.81% |
Transamerica Asset
Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
12.19% |
Transamerica Asset
Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
11.95% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
11.28% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Emerging Markets Equity |
I2 |
7.06% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Emerging Markets Equity |
R6 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Energy Infrastructure |
A |
27.26% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Energy Infrastructure |
A |
17.04% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Energy Infrastructure |
A |
9.96% |
Name & Address |
Fund Name |
Class |
Percent |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Energy Infrastructure |
A |
7.52% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Energy Infrastructure |
A |
7.17% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Energy Infrastructure |
A |
5.29% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Energy Infrastructure |
C |
24.49% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Energy Infrastructure |
C |
21.32% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Energy Infrastructure |
C |
18.01% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Energy Infrastructure |
C |
9.52% |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica Energy Infrastructure |
C |
8.02% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Energy Infrastructure |
C |
5.18% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Energy Infrastructure |
I |
23.25% |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica Energy Infrastructure |
I |
19.84% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Energy Infrastructure |
I |
15.96% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Energy Infrastructure |
I |
14.22% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Energy Infrastructure |
I |
11.05% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Energy Infrastructure |
I |
5.77% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Energy Infrastructure |
I2 |
30.60% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Energy Infrastructure |
I2 |
30.11% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Energy Infrastructure |
I2 |
17.62% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Energy Infrastructure |
I2 |
8.27% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Energy Infrastructure |
I2 |
7.62% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Floating Rate |
A |
22.99% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Floating Rate |
A |
13.86% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Floating Rate |
A |
10.20% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Floating Rate |
A |
9.33% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Floating Rate |
A |
8.60% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Floating Rate |
A |
8.02% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Floating Rate |
C |
41.85% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Floating Rate |
C |
29.24% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Floating Rate |
C |
9.01% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Floating Rate |
C |
8.77% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Floating Rate |
I |
25.38% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Floating Rate |
I |
12.30% |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica Floating Rate |
I |
11.79% |
Name & Address |
Fund Name |
Class |
Percent |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Floating Rate |
I |
10.39% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Floating Rate |
I |
9.84% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Floating Rate |
I |
8.90% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Floating Rate |
I |
6.89% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Floating Rate |
I |
6.54% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Floating Rate |
I2 |
35.03% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Floating Rate |
I2 |
23.61% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Floating Rate |
I2 |
19.39% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Floating Rate |
I2 |
6.38% |
Transamerica Asset Allocation-Conservative VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Floating Rate |
I2 |
5.86% |
Edward D Jones & Co
For The Benefit Of Customers
12555 Manchester Rd
Saint Louis MO 63131-3710 |
Transamerica Government Money Market |
A |
8.67% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Government Money Market |
A |
7.96% |
Mid Atlantic Trust Company FBO
Card Clothing & Services Midwe 401(
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
9.20% |
Mid Atlantic Trust Company FBO
Chula Vista Professional 401(k) Pro
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
7.82% |
Mid Atlantic Trust Company FBO
Wintop Fashion Usa Inc 401(k) Profi
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
5.72% |
William Hadaya TOD
C/O Wmh Corporation
55 S Market St Ste 1200
San Jose CA 95113-2365 |
Transamerica Government Money Market |
C |
5.65% |
Name & Address |
Fund Name |
Class |
Percent |
Mid Atlantic Trust Company FBO
Universal Container & Packagin 401(
1251 Waterfront Pl Ste 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
5.44% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Government Money Market |
C |
5.34% |
Mid Atlantic Trust Company FBO
Froedge Machine & Supply CO IN 401(
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
5.02% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Government Money Market |
I |
17.55% |
Reid A Evers
1333 Valley View Rd Apt 28
Glendale CA 91202-1734 |
Transamerica Government Money Market |
I |
12.73% |
Universal Life Insurance Company
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Government Money Market |
I2 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Government Money Market |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R2 Series
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Government Money Market |
R2 |
99.93% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Government Money Market |
R4 |
99.25% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica High Yield Bond |
A |
18.58% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Bond |
A |
11.66% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Bond |
A |
8.11% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica High Yield Bond |
A |
6.27% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica High Yield Bond |
A |
5.94% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica High Yield Bond |
C |
24.47% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Bond |
C |
13.32% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica High Yield Bond |
C |
12.88% |
Name & Address |
Fund Name |
Class |
Percent |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica High Yield Bond |
C |
9.06% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica High Yield Bond |
C |
8.04% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica High Yield Bond |
C |
6.91% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Bond |
I |
52.65% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica High Yield Bond |
I |
12.09% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Bond |
I |
9.31% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica High Yield Bond |
I2 |
48.85% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica High Yield Bond |
I2 |
35.16% |
Transamerica Asset Allocation-Conservative VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica High Yield Bond |
I2 |
7.22% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
I3 |
99.96% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
R |
60.50% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Bond |
R |
26.45% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica High Yield Bond |
R |
13.05% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Bond |
R6 |
34.61% |
Name & Address |
Fund Name |
Class |
Percent |
Vanguard Fiduciary Trust Company
FBO 401k Clients
Attn: Investment Services
PO Box 2600 Vm L20
Valley Forge PA 19482-2600 |
Transamerica High Yield Bond |
R6 |
26.01% |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
R6 |
19.41% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
R6 |
7.83% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica High Yield Bond |
R6 |
7.77% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield ESG |
I |
99.76% |
Attn Mutual Funds
Sei Private Tr Co
1 Freedom VAlley Dr
Oaks PA 19456-9989 |
Transamerica High Yield ESG |
I2 |
41.32% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield ESG |
I2 |
39.27% |
Attn Mutual Funds
Sei Private Tr Co
1 Freedom VAlley Dr
Oaks PA 19456-9989 |
Transamerica High Yield ESG |
I2 |
19.40% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield ESG |
R6 |
95.22% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica High Yield Muni |
A |
36.90% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica High Yield Muni |
A |
11.93% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Muni |
A |
11.85% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica High Yield Muni |
A |
5.51% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica High Yield Muni |
A |
5.15% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica High Yield Muni |
C |
34.57% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica High Yield Muni |
C |
22.32% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica High Yield Muni |
C |
9.90% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Muni |
C |
8.20% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Muni |
I |
23.72% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica High Yield Muni |
I |
19.10% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica High Yield Muni |
I |
18.22% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica High Yield Muni |
I |
12.63% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica High Yield Muni |
I |
10.15% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Muni |
I |
5.91% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield Muni |
I2 |
100.00% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Inflation Opportunities |
A |
36.18% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Inflation Opportunities |
A |
20.95% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Inflation Opportunities |
A |
9.38% |
Umb Bank Na
Cust Rollover IRA FBO
Christine M Koy
3 Halifax Ct
Rockville MD 20850-3009 |
Transamerica Inflation Opportunities |
A |
6.46% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Inflation Opportunities |
A |
5.40% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Inflation Opportunities |
C |
61.25% |
Name & Address |
Fund Name |
Class |
Percent |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Inflation Opportunities |
C |
27.36% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Inflation Opportunities |
C |
6.09% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main St
San Francisco CA 94105-1901 |
Transamerica Inflation Opportunities |
I |
86.46% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Inflation Opportunities |
I |
7.23% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
I2 |
47.86% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
I2 |
32.73% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
I2 |
14.33% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Inflation Opportunities |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Inflation Opportunities |
R |
99.99% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Inflation Opportunities |
R4 |
99.99% |
Matrix Trust Company As Agent For
Advisor Trust, Inc.
Swanson-Fahrney Ford Sales, Inc.
401(k) Plan
717 17th Street, Suite 1300
Denver CO 80202-3304 |
Transamerica Inflation Opportunities |
R6 |
37.81% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Inflation Opportunities |
R6 |
36.42% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Inflation Opportunities |
R6 |
9.92% |
Matrix Trust Company As Agent For
Advisor Trust, Inc.
Western Collegiate 401(k) Plan
717 17th Street, Suite 1300
Denver CO 80202-3304 |
Transamerica Inflation Opportunities |
R6 |
6.93% |
Name & Address |
Fund Name |
Class |
Percent |
Matrix Trust Company As Agent For
Advisor Trust, Inc.
Bradley Builders, Inc. 401k Plan
717 17th Street, Suite 1300
Denver CO 80202-3304 |
Transamerica Inflation Opportunities |
R6 |
5.66% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Intermediate Muni |
A |
22.30% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Intermediate Muni |
A |
11.75% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Intermediate Muni |
A |
11.26% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Intermediate Muni |
A |
10.84% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Intermediate Muni |
A |
8.17% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Intermediate Muni |
A |
5.55% |
Charles Schwab & Co
Special Custody Acct For Customers
Attn Mutual Funds
101 Montgomery St
San Francisco CA 94104-4151 |
Transamerica Intermediate Muni |
A |
5.24% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Intermediate Muni |
C |
31.03% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Intermediate Muni |
C |
14.71% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Intermediate Muni |
C |
11.86% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Intermediate Muni |
C |
8.16% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Intermediate Muni |
C |
7.37% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Intermediate Muni |
C |
6.82% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Intermediate Muni |
C |
6.48% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Intermediate Muni |
I |
14.18% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Intermediate Muni |
I |
12.35% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Intermediate Muni |
I |
10.90% |
Name & Address |
Fund Name |
Class |
Percent |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Intermediate Muni |
I |
10.56% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Intermediate Muni |
I |
10.34% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Intermediate Muni |
I |
9.73% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Intermediate Muni |
I |
7.17% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Intermediate Muni |
I |
6.49% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Intermediate Muni |
I |
6.11% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Intermediate Muni |
I2 |
100.00% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica International Equity |
A |
23.94% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica International Equity |
A |
8.84% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Equity |
A |
8.58% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica International Equity |
A |
6.65% |
Sammons Retirement Solution
8300 Mills Civic Pkwy
Wdm IA 50266-3833 |
Transamerica International Equity |
A |
6.62% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica International Equity |
A |
6.47% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica International Equity |
C |
27.56% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica International Equity |
C |
13.16% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica International Equity |
C |
9.06% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica International Equity |
C |
7.38% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Equity |
C |
6.73% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica International Equity |
C |
6.49% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica International Equity |
C |
5.71% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica International Equity |
C |
5.37% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Equity |
I |
40.78% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica International Equity |
I |
13.54% |
Charles Schwab & CO Inc
101 Montgomery St
San Francisco CA 94104-4151 |
Transamerica International Equity |
I |
11.40% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dt E FL 2
Jacksonville FL 32246 |
Transamerica International Equity |
I |
6.24% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0001 |
Transamerica International Equity |
I |
5.77% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
19.26% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
18.88% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
11.31% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
10.87% |
Transamerica International Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
8.54% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
7.60% |
Jp Morgan Securities LLC Omnibus Ac
FBO Exclusive Benefit Of Customers
4 Chase Metrotech Ctr FL 3rd
Brooklyn NY 11245-0003 |
Transamerica International Equity |
I2 |
7.51% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
6.05% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
R |
69.07% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica International Equity |
R |
24.11% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Equity |
R6 |
27.61% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica International Equity |
R6 |
12.71% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica International Equity |
R6 |
10.36% |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
R6 |
7.61% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
R6 |
6.01% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica International Focus |
A |
61.94% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Focus |
I |
85.15% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica International Focus |
I |
6.99% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica International Focus |
I |
6.53% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Focus |
I2 |
29.01% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Focus |
I2 |
26.86% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica International Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Focus |
I2 |
11.95% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Focus |
I2 |
10.90% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Focus |
I2 |
6.33% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Focus |
I2 |
5.09% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Focus |
R6 |
89.36% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Pl Ste 525
Pittsburgh PA 15222-4228 |
Transamerica International Focus |
R6 |
9.72% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Small Cap Value |
I |
65.86% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica International Small Cap Value |
I |
14.26% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica International Small Cap Value |
I |
7.00% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica International Small Cap Value |
I |
5.35% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Small Cap Value |
I2 |
33.25% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Small Cap Value |
I2 |
30.80% |
Transamerica International Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Small Cap Value |
I2 |
13.13% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Small Cap Value |
I2 |
11.90% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica International Small Cap Value |
R6 |
100.00% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica International Stock |
A |
42.09% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica International Stock |
A |
36.67% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica International Stock |
A |
7.21% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica International Stock |
I |
44.94% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Stock |
I |
26.18% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica International Stock |
I |
15.71% |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica International Stock |
I |
7.01% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Stock |
I2 |
35.96% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Stock |
I2 |
35.87% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Stock |
I2 |
18.50% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Stock |
I2 |
6.36% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Stock |
R6 |
53.23% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Pl Ste 525
Pittsburgh PA 15222-4228 |
Transamerica International Stock |
R6 |
45.90% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica International Sustainable Equity |
A |
99.41% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica International Sustainable Equity |
R6 |
100.00% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Large Cap Value |
A |
50.32% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Large Cap Value |
A |
8.76% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Large Cap Value |
A |
7.63% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Large Cap Value |
A |
6.50% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Large Cap Value |
C |
13.74% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Large Cap Value |
C |
12.95% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Large Cap Value |
C |
12.22% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Large Cap Value |
C |
11.35% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Large Cap Value |
C |
9.37% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Large Cap Value |
C |
9.35% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Large Cap Value |
C |
6.70% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Large Cap Value |
I |
25.03% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Large Cap Value |
I |
24.70% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Large Cap Value |
I |
11.65% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Large Cap Value |
I |
10.96% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Large Cap Value |
I |
8.24% |
Name & Address |
Fund Name |
Class |
Percent |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica Large Cap Value |
I |
6.34% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Large Cap Value |
I2 |
20.18% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Large Cap Value |
I2 |
18.66% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Large Cap Value |
I2 |
17.95% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Large Cap Value |
I2 |
13.16% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Large Cap Value |
I2 |
9.43% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Large Cap Value |
I2 |
7.13% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Cap Value |
R6 |
40.82% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Large Cap Value |
R6 |
39.59% |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Cap Value |
R6 |
15.29% |
Umb Bank Na
Cust Simple IRA FBO
Sharon Kay Vetter
105 Kings Way
Norfolk NE 68701-3301 |
Transamerica Large Core ESG |
A |
40.44% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Large Core ESG |
A |
10.78% |
Caroline A Searles &
Robert Searles JTWROS
345 E Franklin St
Horseheads NY 14845-2570 |
Transamerica Large Core ESG |
A |
7.69% |
Umb Bank Na
Cust Roth IRA FBO
Phi-Loan N Dang
117 Poppy Ct
Fremont CA 94538-2426 |
Transamerica Large Core ESG |
A |
5.50% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Core ESG |
I3 |
100.00% |
Name & Address |
Fund Name |
Class |
Percent |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Core ESG |
R |
84.94% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Large Core ESG |
R |
14.95% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Core ESG |
R4 |
56.99% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Large Core ESG |
R4 |
43.01% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Large Core ESG |
R6 |
88.48% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Large Core ESG |
R6 |
6.66% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Growth |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Growth |
R |
83.97% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Large Growth |
R |
16.03% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Growth |
R4 |
100.00% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Large Growth |
R6 |
90.15% |
Mid Atlantic Trust Company FBO
Complete Womens Imaging Pc 401(k) P
1251 Waterfront Pl Ste 525
Pittsburgh PA 15222-4228 |
Transamerica Large Growth |
R6 |
9.00% |
Umb Bank Na
Cust Simple IRA FBO
Michael S Rempel
14785 Radcliffe Rd
Chardon OH 44024-9270 |
Transamerica Long Credit |
A |
42.61% |
Umb Bank Na
Cust Simple IRA FBO
Gale Rempel
14785 Radcliffe Rd
Chardon OH 44024-9270 |
Transamerica Long Credit |
A |
33.51% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Long Credit |
A |
15.12% |
Name & Address |
Fund Name |
Class |
Percent |
Umb Bank Na
Cust Roth IRA FBO
Walter D Johnson
6266 W Decker Rd
Ludington MI 49431-9453 |
Transamerica Long Credit |
A |
6.47% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Long Credit |
I |
100.00% |
Transamerica Asset
Allocation-Moderate VP
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Long Credit |
I2 |
44.25% |
Transamerica Asset
Allocation-Moderate Growth VP
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Long Credit |
I2 |
29.75% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Long Credit |
I2 |
7.46% |
Transamerica Asset
Allocation-Conservative VP
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Long Credit |
I2 |
7.35% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Long Credit |
I2 |
5.11% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Mid Cap Growth |
A |
77.90% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Mid Cap Growth |
C |
33.73% |
Umb Bank Na
Cust IRA FBO
Paul Griffith
3491 Cascina Pl Unit B
Hghlnds Ranch CO 80126-7709 |
Transamerica Mid Cap Growth |
C |
8.45% |
Faye L Freedman TOD
32 Furnace Run Rd
Boyertown PA 19512-7934 |
Transamerica Mid Cap Growth |
C |
6.84% |
Umb Bank Na
Cust Simple IRA FBO
Madison Rae Santo
1231 Theresa Ave
Campbell CA 95008-6830 |
Transamerica Mid Cap Growth |
C |
5.40% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Growth |
I |
52.42% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Mid Cap Growth |
I |
32.27% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Mid Cap Growth |
I |
9.25% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Mid Cap Growth |
I |
5.18% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
27.20% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
23.73% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
20.02% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
12.38% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
9.62% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Growth |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Growth |
R |
52.70% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Mid Cap Growth |
R |
47.30% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Growth |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Growth |
R6 |
98.74% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Mid Cap Value Opportunities |
A |
27.52% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Mid Cap Value Opportunities |
A |
11.28% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Value Opportunities |
A |
9.19% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Mid Cap Value Opportunities |
A |
7.82% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Mid Cap Value Opportunities |
A |
6.90% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Mid Cap Value Opportunities |
A |
5.08% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Mid Cap Value Opportunities |
C |
16.34% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Mid Cap Value Opportunities |
C |
14.86% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Mid Cap Value Opportunities |
C |
13.84% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Mid Cap Value Opportunities |
C |
10.83% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Mid Cap Value Opportunities |
C |
9.93% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Mid Cap Value Opportunities |
C |
8.37% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Mid Cap Value Opportunities |
C |
6.76% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Value Opportunities |
C |
6.71% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Value Opportunities |
I |
21.18% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Mid Cap Value Opportunities |
I |
20.98% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Mid Cap Value Opportunities |
I |
15.84% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Mid Cap Value Opportunities |
I |
12.59% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Mid Cap Value Opportunities |
I |
6.32% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
23.70% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
17.73% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
17.07% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
12.35% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
10.80% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
8.91% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Value Opportunities |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Value Opportunities |
R |
77.56% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Mid Cap Value Opportunities |
R |
21.77% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Value Opportunities |
R4 |
96.93% |
Tiaa Trust, N.A. As Cust/Ttee
Of Retirement Plans
Recordkept By Tiaa
Attn: Fund Operations
8500 Andrew Carnegie Blvd
Charlotte NC 28262-8500 |
Transamerica Mid Cap Value Opportunities |
R6 |
61.27% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Value Opportunities |
R6 |
29.01% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Multi-Asset Income |
A |
13.73% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Multi-Asset Income |
A |
12.70% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Multi-Asset Income |
A |
10.22% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Multi-Asset Income |
A |
10.06% |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Asset Income |
A |
9.57% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Multi-Asset Income |
A |
6.55% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Multi-Asset Income |
A |
5.62% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Multi-Asset Income |
C |
27.78% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Multi-Asset Income |
C |
19.85% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Multi-Asset Income |
C |
14.06% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Multi-Asset Income |
C |
11.57% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Asset Income |
C |
5.07% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Multi-Asset Income |
I |
17.53% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Multi-Asset Income |
I |
17.21% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Multi-Asset Income |
I |
16.39% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Asset Income |
I |
15.31% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Multi-Asset Income |
I |
8.94% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Multi-Asset Income |
I |
8.32% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Multi-Asset Income |
I |
5.81% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Multi-Asset Income |
I2 |
100.00% |
Name & Address |
Fund Name |
Class |
Percent |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Multi-Managed Balanced |
A |
34.86% |
Sammons Retirement Solution
8300 Mills Civic Pkwy
Wdm IA 50266-3833 |
Transamerica Multi-Managed Balanced |
A |
8.84% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Multi-Managed Balanced |
A |
7.63% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Managed Balanced |
A |
5.64% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Multi-Managed Balanced |
C |
41.55% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Multi-Managed Balanced |
C |
8.78% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Multi-Managed Balanced |
C |
8.33% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Multi-Managed Balanced |
C |
7.80% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Multi-Managed Balanced |
C |
6.55% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Managed Balanced |
C |
6.07% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Multi-Managed Balanced |
I |
14.97% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Multi-Managed Balanced |
I |
12.41% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Managed Balanced |
I |
12.19% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Multi-Managed Balanced |
I |
9.27% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Multi-Managed Balanced |
I |
8.66% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Multi-Managed Balanced |
I |
8.61% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Multi-Managed Balanced |
I |
8.47% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Multi-Managed Balanced |
I |
7.00% |
Voya Institutional Trust Company
1 Orange Way
Windsor CT 06095-4773 |
Transamerica Multi-Managed Balanced |
R |
100.00% |
Name & Address |
Fund Name |
Class |
Percent |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Multi-Managed Balanced |
R6 |
39.54% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Multi-Managed Balanced |
R6 |
32.31% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Multi-Managed Balanced |
R6 |
11.44% |
John Hancock Trust Company LLC
200 Berkeley St Ste 7
Boston MA 02116-5038 |
Transamerica Multi-Managed Balanced |
R6 |
8.33% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Short-Term Bond |
A |
17.28% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Short-Term Bond |
A |
14.15% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Short-Term Bond |
A |
9.76% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Short-Term Bond |
A |
8.41% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Short-Term Bond |
A |
8.20% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Short-Term Bond |
A |
6.30% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Short-Term Bond |
A |
5.99% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Short-Term Bond |
A |
5.75% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Short-Term Bond |
C |
29.65% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Short-Term Bond |
C |
15.88% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Short-Term Bond |
C |
11.81% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Short-Term Bond |
C |
11.69% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Short-Term Bond |
C |
7.24% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Short-Term Bond |
C |
5.89% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Short-Term Bond |
I |
12.68% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Short-Term Bond |
I |
11.90% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Short-Term Bond |
I |
11.42% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Short-Term Bond |
I |
10.85% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Short-Term Bond |
I |
9.64% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Short-Term Bond |
I |
9.52% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Short-Term Bond |
I |
7.79% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Short-Term Bond |
I |
6.91% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Short-Term Bond |
I |
6.91% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Short-Term Bond |
I |
5.44% |
Blackrock Tactical Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Short-Term Bond |
I2 |
63.13% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Short-Term Bond |
I2 |
15.18% |
Transamerica
60/40 Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Short-Term Bond |
I2 |
14.84% |
Universal Life Insurance Company
Conservative Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Short-Term Bond |
I2 |
5.38% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Short-Term Bond |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Short-Term Bond |
R |
100.00% |
Name & Address |
Fund Name |
Class |
Percent |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Short-Term Bond |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Short-Term Bond |
R6 |
93.19% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Small Cap Growth |
A |
69.66% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Small Cap Growth |
C |
29.29% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Small Cap Growth |
C |
16.98% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Small Cap Growth |
C |
10.91% |
Umb Bank Na
Cust Simple IRA FBO
Anthony G Pino
501 Accipitrine CT Se
Albuquerque NM 87123-3260 |
Transamerica Small Cap Growth |
C |
6.14% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Small Cap Growth |
I |
49.51% |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica Small Cap Growth |
I |
25.75% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Small Cap Growth |
I |
8.91% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small Cap Growth |
I |
6.15% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Growth |
I2 |
26.19% |
Blackrock Tactical Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Growth |
I2 |
23.42% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Growth |
I2 |
16.60% |
Saxon & Co.
PO Box 94597
Cleveland OH 44101-4597 |
Transamerica Small Cap Growth |
I2 |
9.27% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Growth |
I2 |
8.57% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Growth |
I3 |
100.00% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Small Cap Growth |
R |
60.66% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Growth |
R |
39.34% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Growth |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small Cap Growth |
R6 |
99.59% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Small Cap Value |
A |
65.69% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Small Cap Value |
A |
11.00% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Small Cap Value |
C |
58.11% |
Umb Bank Na
Cust Sep IRA FBO
Randall D Schwarting
4205 W Philip Ave
North Platte NE 69101 |
Transamerica Small Cap Value |
C |
24.73% |
Thomas A Felstead &
Molly L Felstead JTWROS
4425 White Oak Dr
Janesville WI 53546-9140 |
Transamerica Small Cap Value |
C |
6.63% |
Sei Private Trust Company
C/O M & T Bank ID 337
One Freedom VAlley Drive
Oaks PA 19456-9989 |
Transamerica Small Cap Value |
I |
66.25% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Small Cap Value |
I |
31.38% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
19.85% |
Blackrock Tactical Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
19.08% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
16.16% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
12.57% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
10.00% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
7.19% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Small Cap Value |
I2 |
5.21% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Value |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Value |
R |
51.88% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Small Cap Value |
R |
48.12% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Value |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small Cap Value |
R6 |
97.19% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small/Mid Cap Value |
A |
11.66% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Small/Mid Cap Value |
A |
8.92% |
Sammons Retirement Solution
8300 Mills Civic Pkwy
Wdm IA 50266-3833 |
Transamerica Small/Mid Cap Value |
A |
8.69% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Small/Mid Cap Value |
A |
7.86% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Small/Mid Cap Value |
A |
7.12% |
Name & Address |
Fund Name |
Class |
Percent |
Merrill Lynch Pierce Fenner & Smith Inc
For the Sole Benefit of Its Customers
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Small/Mid Cap Value |
A |
6.91% |
TCM Division
Transamerica Life Insurance Company
Seperate Account D
4333 Edgewood Rd NE MS 4410
Cedar Rapids IA 52499-0001 |
Transamerica Small/Mid Cap Value |
A |
6.54% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Small/Mid Cap Value |
A |
6.41% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Small/Mid Cap Value |
A |
6.28% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small/Mid Cap Value |
C |
18.65% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Small/Mid Cap Value |
C |
15.96% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Small/Mid Cap Value |
C |
14.12% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Small/Mid Cap Value |
C |
12.01% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Small/Mid Cap Value |
C |
8.82% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Small/Mid Cap Value |
C |
8.61% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Small/Mid Cap Value |
I |
13.73% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Small/Mid Cap Value |
I |
13.46% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Small/Mid Cap Value |
I |
12.48% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small/Mid Cap Value |
I |
9.78% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Small/Mid Cap Value |
I |
9.55% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Small/Mid Cap Value |
I |
8.63% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Small/Mid Cap Value |
I |
7.88% |
Name & Address |
Fund Name |
Class |
Percent |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Small/Mid Cap Value |
I |
7.27% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small/Mid Cap Value |
I2 |
100.00% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small/Mid Cap Value |
R6 |
34.80% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small/Mid Cap Value |
R6 |
21.65% |
Empower Trust FBO
Recordkeeping For Large Benefit Pl
8525 E Orchard Rd
Greenwood Vlg CO 80111-5002 |
Transamerica Small/Mid Cap Value |
R6 |
8.97% |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small/Mid Cap Value |
R6 |
8.18% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Small/Mid Cap Value |
R6 |
6.28% |
Vanguard Fiduciary Trust Company
FBO 401k Clients
Attn: Investment Services
PO Box 2600 Vm L20
Valley Forge PA 19482-2600 |
Transamerica Small/Mid Cap Value |
R6 |
5.49% |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica Strategic Income |
A |
36.99% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Strategic Income |
A |
15.11% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Strategic Income |
A |
11.85% |
U.S. Bancorp Investments Inc.
FBO 258752461
60 Livingston Ave
Saint Paul MN 55107-2292 |
Transamerica Strategic Income |
A |
8.52% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Strategic Income |
A |
7.72% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Strategic Income |
A |
5.17% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Strategic Income |
I |
25.88% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Strategic Income |
I |
25.42% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Strategic Income |
I |
12.48% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Strategic Income |
I |
11.72% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Strategic Income |
I |
10.01% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Strategic Income |
I |
7.52% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Strategic Income |
I2 |
52.37% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Strategic Income |
I2 |
35.45% |
Transamerica Asset Allocation-Conservative VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Strategic Income |
I2 |
8.53% |
TCM Division
Transamerica Life Insurance Company
Seperate Account D
4333 Edgewood Rd NE MS 4410
Cedar Rapids IA 52499-0001 |
Transamerica Sustainable Equity Income |
A |
50.09% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Sustainable Equity Income |
A |
38.90% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Sustainable Equity Income |
C |
32.45% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Sustainable Equity Income |
C |
14.21% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Sustainable Equity Income |
C |
11.09% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Sustainable Equity Income |
C |
6.46% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Sustainable Equity Income |
C |
6.24% |
William J Mokay
Leslie J Mokay JTWROS TOD
19 2nd St
Delhi NY 13753-1111 |
Transamerica Sustainable Equity Income |
C |
5.92% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Sustainable Equity Income |
I |
49.06% |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Sustainable Equity Income |
I |
13.81% |
Robert J Dunham
Donna L Dunham JT WROS
14812 Canna Valley St
Canyon Cntry CA 91387-1902 |
Transamerica Sustainable Equity Income |
I |
9.39% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Sustainable Equity Income |
I |
5.79% |
Umb Bank Na
Cust IRA FBO
Richard F Hamilton
226 Orr Rd
Chesterfield NJ 08515-1115 |
Transamerica Sustainable Equity Income |
I |
5.64% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Sustainable Equity Income |
I2 |
32.15% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Sustainable Equity Income |
I2 |
29.81% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Sustainable Equity Income |
I2 |
12.84% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Sustainable Equity Income |
I2 |
11.18% |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Sustainable Equity Income |
R6 |
52.99% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Sustainable Equity Income |
R6 |
38.35% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Sustainable Equity Income |
R6 |
8.66% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Sustainable Growth Equity |
A |
66.86% |
Umb Bank Na
Cust IRA FBO
Shankar Natesaiyer
4115 High Meadows Ct
Sugar Land TX 77479-5117 |
Transamerica Sustainable Growth Equity |
A |
7.25% |
Umb Bank Na
Cust Roth IRA FBO
Phi-Loan N Dang
117 Poppy Ct
Fremont CA 94538-2426 |
Transamerica Sustainable Growth Equity |
A |
5.68% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Sustainable Growth Equity |
R6 |
100.00% |
Name & Address |
Fund Name |
Class |
Percent |
Edward D Jones & Co
For The Benefit Of Customers
12555 Manchester Rd
Saint Louis MO 63131-3710 |
Transamerica UltraShort Bond |
A |
16.88% |
Umb Bank Na Cust Dcd IRA For
Daniel Zielinski (Dcd)
FBO Perrin Luna
2130 S 83Rd St
Milwaukee WI 53219-1038 |
Transamerica UltraShort Bond |
A |
15.37% |
Umb Bank Na
Cust Simple IRA FBO
Christopher Robert Amesbury
15005 Ashwood Cir Se
Huntsville AL 35803-2385 |
Transamerica UltraShort Bond |
A |
11.65% |
Umb Bank Na
Cust Simple IRA FBO
Marie S Keel
7001 Trick Ln Se
Owens X Rds AL 35763-8719 |
Transamerica UltraShort Bond |
A |
11.00% |
Umb Bank Na
Cust Simple IRA FBO
William G Smith
5256 Laurelwood Ln Nw
Huntsville AL 35816-1940 |
Transamerica UltraShort Bond |
A |
10.28% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica UltraShort Bond |
A |
8.48% |
Umb Bank Na
Cust Roth IRA FBO
James V Evenson
7271 Ingram Ave Nw
Maple Lake MN 55358-2458 |
Transamerica UltraShort Bond |
A |
6.48% |
Umb Bank Na
Cust Simple IRA FBO
Joshua M West
1330 Fulton Dr
Bessemer AL 35020-8712 |
Transamerica UltraShort Bond |
A |
5.74% |
Umb Bank Na
Cust Simple IRA FBO
Daniel A Trevino
217 Curtis Dr Se
Huntsville AL 35803-1031 |
Transamerica UltraShort Bond |
A |
5.17% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica UltraShort Bond |
I |
94.68% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica US Growth |
A |
12.08% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica US Growth |
C |
19.76% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica US Growth |
C |
13.01% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica US Growth |
C |
10.66% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica US Growth |
C |
7.42% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica US Growth |
C |
7.40% |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica US Growth |
C |
5.33% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica US Growth |
C |
5.17% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica US Growth |
I |
22.90% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica US Growth |
I |
19.76% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica US Growth |
I2 |
36.82% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica US Growth |
I2 |
34.69% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica US Growth |
I2 |
17.90% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica US Growth |
I2 |
6.20% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica US Growth |
R6 |
96.36% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica US Growth |
T |
6.11% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica US Growth |
T |
5.36% |
Name & Address |
Fund Name |
Percentage of Fund
Owned |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Conservative Portfolio
|
43.41% |
Name & Address |
Fund Name |
Percentage of Fund
Owned |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Asset Allocation - Moderate Portfolio |
32.77% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
31.69% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
27.22% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica High Yield Bond |
33.33% |
Attn Mutual Funds
Sei Private Tr Co
1 Freedom VAlley Dr
Oaks PA 19456-9989 |
Transamerica High Yield ESG |
40.48% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield ESG |
38.47% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
37.58% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
25.69% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Focus |
28.12% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Focus |
26.04% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Small Cap Value |
29.93% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Stock |
27.43% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Stock |
27.36% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica International Sustainable Equity |
94.74% |
Name & Address |
Fund Name |
Percentage of Fund
Owned |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Core ESG |
73.18% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Growth |
71.57% |
Transamerica Asset
Allocation-Moderate VP
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Long Credit |
43.46% |
Transamerica Asset
Allocation-Moderate Growth VP
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Long Credit |
29.22% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Strategic Income |
33.19% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Sustainable Growth Equity |
94.03% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica UltraShort Bond |
94.00% |
Company Name |
Description |
Calamos Advisors LLC |
U.S. Investment Adviser |
Calamos Wealth Management LLC |
U.S. Investment Adviser |
Calamos Antetokounmpo Asset
Management LLC |
U.S. Investment Adviser |
Open-End Fund Name |
Calamos Antetokounmpo Sustainable
Equities Trust |
Calamos ETF Trust (Calamos Antetokounmpo Global Sustainable Equities ETF series only) |
Date |
Adopted: December 14, 2021 |
Amended: October 31, 2022 |
Amended: December 16, 2022 |
Amended: January 26, 2023 |
Amended: June 21, 2023 |
Amended: October 16, 2024 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Mark Peden, CFA |
1 |
$915.5 million |
1 |
$72.7 million |
4 |
$1.14 billion |
Robin Black |
1 |
$915.5 million |
1 |
$72.7 million |
4 |
$1.14 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Mark Peden, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Robin Black |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley D. Doyle, CFA |
7 |
$6.26 billion |
5 |
$1.06 billion |
8 |
$27.14 billion |
Tyler A. Knight, CFA |
9 |
$9.26 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$8.98 billion |
4 |
$489 million |
16 |
$4.07 billion |
Sivakumar N. Rajan |
9 |
$9.83 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Bradley D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley D. Doyle, CFA |
7 |
$6.77 billion |
5 |
$1.06 billion |
8 |
$27.14 billion |
Tyler A. Knight, CFA |
9 |
$9.77 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$9.49 billion |
4 |
$489 million |
16 |
$4.07 billion |
Sivakumar N. Rajan |
9 |
$10.34 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Bradley D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Jason P. Felderman, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Zach Halstead |
0 |
$0 |
0 |
$0 |
1 |
$411 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Jason P. Felderman, CFA |
0 |
$0 |
0 |
$0 |
15 |
$5.82 billion |
Zach Halstead |
0 |
$0 |
0 |
$0 |
15 |
$5.82 billion |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kevin Bakker, CFA |
2 |
$311 million |
6 |
$2.23 billion |
10 |
$1.86 billion |
Benjamin D. Miller, CFA |
2 |
$311 million |
6 |
$2.23 billion |
10 |
$1.86 billion |
James K. Schaeffer, Jr. |
2 |
$311 million |
6 |
$2.23 billion |
12 |
$2.05 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Kevin Bakker, CFA |
0 |
$0 |
0 |
$0 |
2 |
$490 million |
Benjamin D. Miller, CFA |
0 |
$0 |
0 |
$0 |
2 |
$490 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled
Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
James K. Schaeffer, Jr. |
0 |
$0 |
0 |
$0 |
1 |
$446 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kevin Bakker, CFA |
2 |
$1.60 billion |
6 |
$2.23 billion |
10 |
$1.86 billion |
Benjamin D. Miller, CFA |
2 |
$1.60 billion |
6 |
$2.23 billion |
10 |
$1.86 billion |
James K. Schaeffer, Jr. |
2 |
$1.60 billion |
6 |
$2.23 billion |
12 |
$2.05 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Kevin Bakker, CFA |
0 |
$0 |
0 |
$0 |
2 |
$490 million |
Benjamin D. Miller, CFA |
0 |
$0 |
0 |
$0 |
2 |
$490 million |
James K. Schaeffer, Jr. |
0 |
$0 |
0 |
$0 |
1 |
$446 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley D. Doyle, CFA |
7 |
$8.14 billion |
5 |
$1.06 billion |
8 |
$27.14 billion |
Norbert King |
1 |
$3.33 billion |
3 |
$906 million |
12 |
$28.43 billion |
Sivakumar N. Rajan |
9 |
$11.71 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Bradley D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Norbert King |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley D. Doyle, CFA |
7 |
$8.22 billion |
5 |
$1.06 billion |
8 |
$27.14 billion |
Tyler A. Knight, CFA |
9 |
$11.22 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$10.95 billion |
4 |
$489 million |
16 |
$4.07 billion |
Sivakumar N. Rajan |
9 |
$11.79 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Bradley D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Tyler A. Knight, CFA |
9 |
$8.41 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$8.14 billion |
4 |
$489 million |
16 |
$4.07 billion |
Norbert King |
1 |
$605 million |
3 |
$906 million |
12 |
$28.43 billion |
Sivakumar N. Rajan |
9 |
$8.99 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Norbert King |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Brian Barnhart, CFA |
0 |
$0 |
5 |
$170 million |
11 |
$486 million |
Ryan Baue, CFA |
0 |
$0 |
0 |
$0 |
1 |
$3 million |
Tyler A. Knight, CFA |
9 |
$11.71 billion |
3 |
$233 million |
12 |
$8.89 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Brian Barnhart, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Ryan Baue, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Range of Securities Owned |
Fund |
Kevin Bakker, CFA |
$500,001 - $1,000,000 |
Transamerica High Yield Bond |
Jason P. Felderman, CFA |
$10,001 - $50,000 |
Transamerica Floating Rate |
Jason P. Felderman, CFA |
$10,001 - $50,000 |
Transamerica High Yield Bond |
Benjamin D. Miller, CFA |
$10,001 - $50,000 |
Transamerica High Yield Bond |
Brian W. Westhoff, CFA |
$50,001 - $100,000 |
Transamerica Bond |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Max Christiana |
0 |
$0 |
0 |
$0 |
24,301 |
$18.73 billion |
Matthew Dalton |
0 |
$0 |
1 |
$19.79 million |
24,301 |
$18.73 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Max Christiana |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Matthew Dalton |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Max Christiana |
0 |
$0 |
0 |
$0 |
24,301 |
$18.73 billion |
Matthew Dalton |
0 |
$0 |
1 |
$19.79 million |
24,301 |
$18.73 billion |
Cara Grealy |
0 |
$0 |
0 |
$0 |
24,301 |
$18.73 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Max Christiana |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Matthew Dalton |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Cara Grealy |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Range of Securities Owned |
Fund |
Matthew Dalton |
Over $1,000,000 |
Transamerica High Yield Muni |
Matthew Dalton |
Over $1,000,000 |
Transamerica Intermediate Muni |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
James Madden, CFA |
2 |
$16.5 million |
2 |
$8.21 million |
37 |
$63.81 million |
Anthony Tursich, CFA |
2 |
$16.5 million |
2 |
$8.21 million |
37 |
$63.81 million |
Beth Williamson |
2 |
$16.5 million |
2 |
$8.21 million |
37 |
$63.81 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
James Madden, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Anthony Tursich, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Beth Williamson |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Alex Turner, CFA |
1 |
$495.90 million |
4 |
$259.49 million |
7 |
$383.25 million |
David R. Vaughn, CFA |
1 |
$495.90 million |
4 |
$259.49 million |
7 |
$383.25 million |
Gashi Zengeni, CFA |
1 |
$495.90 million |
2 |
$53.03 million |
6 |
$383.20 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed
by each portfolio manager with respect to which the
advisory fee is based on the performance of the account.) | ||||||
Alex Turner, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
David R. Vaughn, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Gashi Zengeni, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Neill Nuttall |
12 |
$15.48 billion |
90 |
$51.39 |
357 |
$340.36 billion |
Alexandra Wilson-Elizondo |
11 |
$15.10 billion |
90 |
$51.39 |
357 |
$340.36 billion |
Siwen Wu |
12 |
$18.11 billion |
5 |
$2.87 |
1 |
$556.4 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Neill Nuttall |
0 |
$0 |
0 |
$0 |
3 |
$4.43 billion |
Alexandra Wilson-Elizondo |
0 |
$0 |
0 |
$0 |
3 |
$4.43 billion |
Siwen Wu |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Paul Roukis, CFA |
5 |
$3.53 billion |
3 |
$102.12 million |
48 |
$2.84 billion |
Jeff Agne |
5 |
$3.53 billion |
3 |
$102.12 million |
48 |
$2.84 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Paul Roukis, CFA |
1 |
$156.29 million |
0 |
$0 |
0 |
$0 |
Jeff Agne |
1 |
$156.29 million |
0 |
$0 |
0 |
$0 |
Analyst Responsibilities |
Portfolio Manager
Responsibilities |
Other |
Objective |
Objective |
-Participation in business
development. |
-The relative performance of the stock recommendations. |
-The portfolio’s
performance relative to
the respective benchmark
as well as versus peers. |
-Participation in business
development |
Qualitative |
Qualitative |
-Collaboration with team
members. |
-Thoughtfulness in stock analysis. |
-Consideration of our
rigorous risk controls. |
-Long-term potential
contribution. |
-Adherence to our disciplined research process. |
|
|
Portfolio Manager |
Range of Securities Owned |
Fund |
Paul Roukis, CFA |
$100,001 - $500,000 |
Transamerica Large Cap Value |
Jeff Agne |
$100,001 - $500,000 |
Transamerica Large Cap Value |
Portfolio Manager |
Registered Investment
Companies* |
Other Pooled Investment
Vehicles* |
Other Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Tim Snyder, CFA |
7 |
$36.33 million |
5 |
$4.16 million |
18 |
$19.93 million |
Raffaele Zingone, CFA |
15 |
$92.42 million |
17 |
$28.46 million |
21 |
$21.28 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Tim Snyder, CFA |
0 |
$0 |
0 |
$0 |
5 |
$2.28 million |
Raffaele Zingone, CFA |
0 |
$0 |
0 |
$0 |
6 |
$3.07 million |
Fund |
Benchmark Index |
Transamerica Multi-Managed Balanced |
S&P 500® Index Bloomberg US Aggregate Bond Index |
Portfolio Manager |
Registered Investment
Companies1 |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
James Baker |
2 |
$3.06 billion |
4 |
$804.46 million |
6 |
$411.39 million |
Harrison Little |
2 |
$3.06 billion |
4 |
$804.46 million |
6 |
$411.39 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
James Baker |
0 |
$0 |
1 |
$450.54 million |
2 |
$162.82 million |
Harrison Little |
0 |
$0 |
1 |
$450.54 million |
2 |
$162.82 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Todd Howard, CFA |
2 |
$134.31 million |
3 |
$233.42 million |
7 |
$1.09 billion |
Scott Moses, CFA |
4 |
$867.81 million |
3 |
$1.14 billion |
4 |
$981.15 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Todd Howard, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Scott Moses, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Range of Securities Owned |
Fund |
Scott Moses, CFA |
$1 - $50,000 |
Transamerica Emerging Markets Debt |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Dennis P. Lynch |
21 |
$10.68 billion |
29 |
$10.92 billion |
16 |
$3.70 billion |
Sam G. Chainani, CFA |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Jason C. Yeung, CFA |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
David S. Cohen |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Armistead B. Nash |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Alexander T. Norton |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Dennis P. Lynch |
0 |
$0 |
0 |
$0 |
16 |
$3.70 billion |
Sam G. Chainani, CFA |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Jason C. Yeung, CFA |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
David S. Cohen |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Armistead B. Nash |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Alexander T. Norton |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Dennis P. Lynch |
21 |
$10.68 billion |
29 |
$10.92 billion |
16 |
$3.70 billion |
Sam G. Chainani, CFA |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Jason C. Yeung, CFA |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
David S. Cohen |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Armistead B. Nash |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Alexander T. Norton |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Dennis P. Lynch |
0 |
$0 |
0 |
$0 |
16 |
$3.70 billion |
Sam G. Chainani, CFA |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Jason C. Yeung, CFA |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
David S. Cohen |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Armistead B. Nash |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Alexander T. Norton |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Sheedsa Ali, CFA |
2 |
$5.61 billion |
3 |
$491 million |
7 |
$1.66 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Sheedsa Ali, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Robert A. Vanden Assem, CFA |
5 |
$1.68 billion |
15 |
$4.38 billion |
18 |
$6.77 billion |
Roberto Coronado |
2 |
$260 million |
3 |
$807 million |
3 |
$568 million |
Gunter H. Seeger |
2 |
$260 million |
0 |
$0 |
0 |
$0 |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Robert A. Vanden Assem, CFA |
0 |
$0 |
0 |
$0 |
3 |
$966 million |
Roberto Coronado |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Gunter H. Seeger |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Peter Hu, CFA |
3 |
$494 million |
36 |
$2.52 billion |
7 |
$5.91 billion |
Michael J. Kelly, CFA |
3 |
$494 million |
43 |
$4 billion |
10 |
$6.23 billion |
Steven Oh, CFA |
1 |
$142 million |
17 |
$6.99 billion |
8 |
$2.64 billion |
Robert A. Vanden Assem, CFA |
5 |
$1.68 billion |
15 |
$4.38 billion |
18 |
$6.77 billion |
Roberto Coronado |
2 |
$260 million |
3 |
$807 million |
3 |
$568 million |
Gunter H. Seeger |
2 |
$260 million |
0 |
$0 |
0 |
$0 |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Peter Hu, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Michael J. Kelly, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Steven Oh, CFA |
1 |
$142 million |
0 |
$0 |
0 |
$0 |
Robert A. Vanden Assem, CFA |
0 |
$0 |
0 |
$0 |
3 |
$966 million |
Roberto Coronado |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Gunter H. Seeger |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
W. Conrad Doenges |
4 |
$166.35 million |
3 |
$97.31 million |
16 |
$1.31 billion |
Andrew Hill |
4 |
$166.35 million |
3 |
$97.31 million |
16 |
$1.31 billion |
Joseph LaBate |
4 |
$166.35 million |
3 |
$97.31 million |
16 |
$1.31 billion |
Brown McCullough |
4 |
$166.35 million |
3 |
$97.31 million |
16 |
$1.31 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
W. Conrad Doenges |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Andrew Hill |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Joseph LaBate |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brown McCullough |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Danielle J. Menichella, CFA |
1 |
$96.5 million |
6 |
$3.0 billion |
8 |
$388.1 million |
Michael F. Raab, CFA |
0 |
$0 |
5 |
$3.3 billion |
2 |
$2.0 million |
Sunil H. Thakor, CFA |
1 |
$96.5 million |
9 |
$3.8 billion |
10 |
$604.8 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Danielle J. Menichella, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Michael F. Raab, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sunil H. Thakor, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kenneth W. Burgess, CFA |
3 |
$525 million |
1 |
$49 million |
155 |
$2.96 billion |
W. Ryan Wick, CFA |
3 |
$525 million |
1 |
$49 million |
155 |
$2.96 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Kenneth W. Burgess, CFA |
0 |
$0 |
0 |
$0 |
1 |
$206 million |
W. Ryan Wick, CFA |
0 |
$0 |
0 |
$0 |
1 |
$206 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kenneth W. Burgess, CFA |
3 |
$356 million |
1 |
$49 million |
155 |
$2.96 billion |
W. Ryan Wick, CFA |
3 |
$356 million |
1 |
$49 million |
155 |
$2.96 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Kenneth W. Burgess, CFA |
0 |
$0 |
0 |
$0 |
1 |
$206 million |
W. Ryan Wick, CFA |
0 |
$0 |
0 |
$0 |
1 |
$206 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Elliott W. Jones, CFA |
1 |
$8.2 million |
0 |
$0 |
0 |
$0 |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Elliott W. Jones, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Brandon H. Harrell, CFA |
6 |
$3.19 billion |
5 |
$1.92 billion |
11 |
$3.59 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Brandon H. Harrell, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Brandon H. Harrell, CFA |
6 |
$7.05 billion |
5 |
$1.92 billion |
11 |
$3.59 billion |
Stedman D. Oakey, CFA |
0 |
$0 |
2 |
$636.2 billion |
4 |
$661.4 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Brandon H. Harrell, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Stedman D. Oakey, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
R. Michael Creager, CFA |
4 |
$1.03 billion |
1 |
$133.1 million |
19 |
$1.56 billion |
Brett P. Hawkins, CFA |
5 |
$1.06 billion |
3 |
$248.0 million |
32 |
$2.51 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
R. Michael Creager, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brett P. Hawkins, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
William M. Bellamy, CFA |
2 |
$36.8 million |
0 |
$0 |
25 |
$146.0 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
William M. Bellamy, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
R. Michael Creager, CFA |
3 |
$1.52 billion |
1 |
$133.1 million |
19 |
$1.56 billion |
Brett P. Hawkins, CFA |
4 |
$1.56 billion |
3 |
$248.0 million |
32 |
$2.51 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
R. Michael Creager, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brett P. Hawkins, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Range of Securities Owned |
Fund |
Brandon H. Harrell, CFA |
$500,001 – $1,000,000 |
Transamerica International Equity |
R. Michael Creager, CFA |
$10,001 - $50,000 |
Transamerica Mid Cap Value Opportunities |
Brett P. Hawkins, CFA |
$500,001 – $1,000,000 |
Transamerica Mid Cap Value Opportunities |
William M. Bellamy, CFA |
$500,001 - $1,000,000 |
Transamerica Multi-Asset Income |
Brandon H. Harrell, CFA |
$100,001 - $500,000 |
Transamerica International Small Cap Value |
Stedman D. Oakey, CFA |
Over $1,000,000 |
Transamerica International Small Cap Value |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Douglas McLane, CFA |
9 |
$21.9 billion |
17 |
$2.66 billion |
16 |
$4.97 billion |
David Siegle, CFA |
9 |
$21.9 billion |
11 |
$1.94 billion |
16 |
$4.97 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Douglas McLane, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
David Siegle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Timothy N. Manning |
3 |
$2.82 billion |
7 |
$3.38 billion |
5 |
$2.82 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Timothy N. Manning |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Douglas McLane, CFA |
9 |
$21.9 billion |
17 |
$2.66 billion |
16 |
$4.97 billion |
David Siegle, CFA |
9 |
$21.9 billion |
11 |
$1.94 billion |
16 |
$4.97 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Douglas McLane, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
David Siegle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Fund |
Benchmark Index and/or Peer Group
for Incentive Period |
Transamerica Large Growth |
Russell 1000® Growth Index |
Transamerica Mid Cap Growth |
Russell Midcap Growth® Index |
Transamerica US Growth |
Russell 1000® Growth Index |
Portfolio Manager |
Range of Securities Owned |
Fund |
Timothy N. Manning |
$10,001 - $50,000 |
Transamerica Mid Cap Growth |
Douglas McLane, CFA |
$100,001 - $500,000 |
Transamerica US Growth |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Ethan J. Meyers, CFA |
11 |
$4.57 billion |
10 |
$3.42 billion |
219 |
$10.91 billion |
William R. Gilchrist |
11 |
$4.57 billion |
10 |
$3.42 billion |
219 |
$10.91 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Ethan J. Meyers, CFA |
0 |
$0 |
0 |
$0 |
23 |
$2.41 billion |
William R. Gilchrist |
0 |
$0 |
0 |
$0 |
23 |
$2.41 billion |
Transamerica Bond | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$880,598.35 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$15,031.03 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$5,443.35 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$725,160.97 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$745,635.35 |
Net income from securities lending activities |
$134,963.00 |
Transamerica Capital Growth | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$1,198,241.34 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$26,540.21 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$6,407.91 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$927,232.22 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$960,180.34 |
Net income from securities lending activities |
$238,061.00 |
Transamerica Core Bond | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$674,811.75 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$18,508.21 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$3,788.45 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$485,932.09 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$508,228.75 |
Net income from securities lending activities |
$166,583.00 |
Transamerica Emerging Markets Debt | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$184,048.04 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$2,220.49 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$1,146.59 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$160,668.96 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$164,036.04 |
Net income from securities lending activities |
$20,012.00 |
Transamerica Emerging Markets Equity | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$55,997.18 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$2,882.09 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$262.67 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$26,905.42 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$30,050.18 |
Net income from securities lending activities |
$25,947.00 |
Transamerica Energy Infrastructure | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$102,441.16 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$2,773.08 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$539.67 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$75,710.41 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$79,023.16 |
Net income from securities lending activities |
$23,418.00 |
Transamerica Floating Rate | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$22,903.96 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$476.35 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$137.50 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$18,005.11 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$18,618.96 |
Net income from securities lending activities |
$4,285.00 |
Transamerica High Yield Bond | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$4,365,137.84 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$157,245.33 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$24,669.97 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$2,767,835.54 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$2,949,750.84 |
Net income from securities lending activities |
$1,415,387.00 |
Transamerica High Yield ESG | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$123,906.78 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$5,495.54 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$702.37 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$68,224.87 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$74,422.78 |
Net income from securities lending activities |
$49,484.00 |
Transamerica High Yield Muni | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$7,860.75 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$98.96 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$49.13 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$6,853.66 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$7,001.75 |
Net income from securities lending activities |
$859.00 |
Transamerica Inflation Opportunities | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$40,573.65 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$509.13 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$255.49 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$35,309.03 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$36,073.65 |
Net income from securities lending activities |
$4,500.00 |
Transamerica International Equity | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$2,227,137.72 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$52,237.63 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$12,101.14 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$1,692,631.95 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$1,756,970.72 |
Net income from securities lending activities |
$470,167.00 |
Transamerica International Focus | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$89,580.79 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$2,876.93 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$440.03 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$60,366.83 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$63,683.79 |
Net income from securities lending activities |
$25,897.00 |
Transamerica International Small Cap Value |
|
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$425,210.90 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$13,104.74 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$2,294.48 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$291,849.68 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$307,248.90 |
Net income from securities lending activities |
$117,962.00 |
Transamerica International Stock | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$192,556.35 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$4,961.12 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$1,086.44 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$155,280.79 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$161,328.35 |
Net income from securities lending activities |
$31,228.00 |
Transamerica International Sustainable Equity | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$3,535.17 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$76.11 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$19.15 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$2,754.91 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$2,850.17 |
Net income from securities lending activities |
$685.00 |
Transamerica Large Core ESG | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$13,997.01 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$832.47 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$51.26 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$5,617.28 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$6,501.01 |
Net income from securities lending activities |
$7,496.00 |
Transamerica Large Growth | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$77,589.86 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$3,289.39 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$316.86 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$44,359.61 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$47,965.86 |
Net income from securities lending activities |
$29,624.00 |
Transamerica Long Credit | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$220,690.17 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$3,452.76 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$1,368.91 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$184,788.50 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$189,610.17 |
Net income from securities lending activities |
$31,080.00 |
Transamerica Mid Cap Growth | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$2,179.91 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$217.91 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0.00 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$0.00 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$217.91 |
Net income from securities lending activities |
$1,962.00 |
Transamerica Mid Cap Value Opportunities |
|
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$347,296.39 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$7,065.44 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$1,866.04 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$274,863.91 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$283,795.39 |
Net income from securities lending activities |
$63,501.00 |
Transamerica Multi-Asset Income | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$1,510,852.25 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$37,474.19 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$9,104.47 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$1,128,948.59 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$1,175,527.25 |
Net income from securities lending activities |
$335,325.00 |
Transamerica Multi-Managed Balanced | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$83,550.89 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$1,357.96 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$517.20 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$69,455.73 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$71,330.89 |
Net income from securities lending activities |
$12,220.00 |
Transamerica Short-Term Bond | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$324,728.60 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$13,499.81 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$1,826.63 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$187,914.16 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$203,240.60 |
Net income from securities lending activities |
$121,488.00 |
Transamerica Small Cap Growth | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$15,507.31 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$83.38 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$96.38 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$14,576.55 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$14,756.31 |
Net income from securities lending activities |
$751.00 |
Transamerica Small Cap Value | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$37,432.62 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$658.09 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$214.77 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$30,635.76 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$31,508.62 |
Net income from securities lending activities |
$5,924.00 |
Transamerica Small/Mid Cap Value | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$155,418.85 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$8,535.46 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$677.11 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$69,436.28 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$78,648.85 |
Net income from securities lending activities |
$76,770.00 |
Transamerica Strategic Income | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$177,386.50 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$4,063.01 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$1,096.43 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$135,249.06 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$140,408.50 |
Net income from securities lending activities |
$36,978.00 |
Transamerica Sustainable Equity Income |
|
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$82,550.07 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$1,900.20 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$437.36 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$63,135.51 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$65,473.07 |
Net income from securities lending activities |
$17,077.00 |
Transamerica UltraShort Bond | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$631.58 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$12.68 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$3.52 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$501.38 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$517.58 |
Net income from securities lending activities |
$114.00 |
Transamerica US Growth | |
Gross income from securities lending activities (including income from cash
collateral reinvestment) |
$9,421.62 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$128.86 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$58.44 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$8,074.32 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending activities
|
$8,261.62 |
Net income from securities lending activities |
$1,160.00 |
Fund |
Class R
Ticker |
Class R4
Ticker |
Class I3 Ticker |
Transamerica Asset Allocation Intermediate Horizon
|
TAARX |
TAAFX |
- |
Transamerica Asset Allocation Long Horizon |
TALRX |
TALFX |
- |
Transamerica Asset Allocation Short Horizon |
TSHRX |
TSHFX |
- |
Transamerica Balanced II |
TBLRX* |
TBLFX |
TBLTX |
Transamerica Bond |
TAADX |
- |
- |
Transamerica Capital Growth |
TAAEX |
- |
- |
Transamerica Core Bond |
TMBRX |
TMBFX |
TMBTX |
Transamerica Emerging Markets Equity (formerly, Transamerica Emerging Markets Opportunities) |
TEORX* |
TEOPX* |
- |
Transamerica Government Money Market1 |
- |
TFGXX |
TGTXX |
Transamerica High Yield Bond |
TAHRX |
TAHFX |
TAHTX |
Transamerica High Yield ESG |
TANKX* |
TAYNX* |
- |
Transamerica Inflation Opportunities |
TIODX |
TIOEX |
TIOBX |
Transamerica International Equity |
TRWRX |
TRWFX |
TRWTX |
Transamerica Large Core ESG |
TLARX |
TLAFX |
TLATX |
Transamerica Large Growth |
TGWRX |
TGWFX |
TGWTX |
Transamerica Large Value Opportunities |
TLORX |
TLOFX |
TLOTX |
Transamerica Mid Cap Growth |
TMIRX |
TMIFX |
TMITX |
Transamerica Mid Cap Value Opportunities |
TOTRX |
TOTFX |
TOTTX |
Transamerica Multi-Managed Balanced |
TAAHX |
- |
- |
Transamerica Short-Term Bond |
TAASX |
TAAUX |
TAAQX |
Transamerica Small Cap Growth |
TSPRX |
TSPFX |
TSPTX |
Transamerica Small Cap Value |
TRSLX |
TSLFX |
TSLTX |
|
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64 | |
65 | |
71 | |
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98 | |
98 | |
105 |
|
A-1 | |
B-1 |
|
C-1 |
Fund Name |
Fund Name History |
Transamerica Asset Allocation Intermediate Horizon |
N/A |
Transamerica Asset Allocation Long Horizon |
N/A |
Transamerica Asset Allocation Short Horizon |
N/A |
Transamerica Balanced II |
N/A |
Transamerica Bond |
N/A |
Transamerica Capital Growth |
N/A |
Transamerica Core Bond |
Transamerica Intermediate Bond was renamed Transamerica Core Bond
on November 1, 2022. |
Transamerica Emerging Markets Equity |
Transamerica Emerging Markets Opportunities was renamed
Transamerica Emerging Markets Equity on August 30, 2024.
|
Transamerica Government Money Market |
N/A |
Transamerica High Yield Bond |
N/A |
Transamerica High Yield ESG |
N/A |
Transamerica Inflation Opportunities |
N/A |
Transamerica International Equity |
N/A |
Transamerica Large Core ESG |
Transamerica Large Core was renamed Transamerica Large Core ESG on March 1,
2023. |
Transamerica Large Growth |
N/A |
Transamerica Large Value Opportunities |
N/A |
Transamerica Mid Cap Growth |
N/A |
Transamerica Mid Cap Value Opportunities |
N/A |
Transamerica Multi-Managed Balanced |
N/A |
Transamerica Short-Term Bond |
N/A |
Transamerica Small Cap Growth |
N/A |
Transamerica Small Cap Value |
N/A |
Recipient |
Purpose |
Frequency |
Bloomberg LP |
Statistical ranking, rating, and/or performance
attribution analysis and pricing |
Daily |
Broadridge |
Print vendor for shareholder documents, proxy
solicitor/tabulator, 15(c) analysis |
Daily |
CAPIS |
Trade execution analysis |
Daily |
eVestment Alliance, LLC |
Institutional sales and RFP opportunities |
Quarterly |
FactSet |
Performance attribution analysis |
Daily |
FXTransparency |
Trade execution analysis |
Quarterly |
Institutional Shareholder
Services Inc. |
Proxy voting services |
Quarterly |
WTax |
Foreign tax reclaim services |
As necessary |
ICE Data Services |
Pricing |
Daily |
Investment Company
Institute |
Holdings Information on Form N-PORT |
Quarterly |
JPMorgan Pricing Direct |
Pricing |
As necessary |
KPMG Taiwan |
Provide tax services for market in Taiwan |
As necessary |
Lipper, Inc. |
Statistical ranking and rating |
Monthly |
Markit North America |
Pricing |
Daily |
Morningstar LLC |
Statistical ranking, rating, and/or performance
attribution analysis |
Daily |
PricewaterhouseCoopers
Private Limited |
Provide tax services for market in India |
As necessary |
Refinitiv US LLC |
Pricing |
Daily |
R.R. Donnelly |
Financial reporting |
Monthly |
ComplySci |
Code of Ethics monitoring |
Daily |
truView |
Risk and liquidity management analytics |
Daily |
Name and Year of Birth |
Position(s)
Held with
Trust |
Term of
Office and
Length
of Time
Served* |
Principal Occupation(s)
During Past Five Years |
Number of
Funds in
Complex
Overseen
by Board
Member |
Other
Directorships Held
By Board Member
During Past Five
Years |
INTERESTED BOARD MEMBERS | |||||
Marijn P. Smit
(1973) |
Chairman of
the Board, President and Chief Executive Officer |
Since 2014 |
Chairman of the Board, President and Chief
Executive Officer, TF and TST (2014 –
present); President and Chief Executive Officer, Transamerica Asset Allocation Variable Funds (“TAAVF”) (2014 – 2023);
Chairman of the Board, Transamerica ETF
Trust (“TET”) (2017 – 2022), President and
Chief Executive Officer, TET (2017 –
2024);
Chairman of the Board, President and Chief
Executive Officer, Transamerica Partners
Portfolio (“TPP”), Transamerica Partners
Funds Group (“TPFG”) and Transamerica
Partners Funds Group II (“TPFG II”) (2014
– 2018); Director, Chairman of the Board, President and Chief Executive Officer, Transamerica Asset Management, Inc. (“TAM”) (2014 - present) and Transamerica Fund Services, Inc. (“TFS”) (2014 – 2023); Director, Chairman of the Board and Executive Vice |
106 |
Director, Transamerica Trust Company (formerly, Massachusetts Fidelity Trust Company) (2014 - 2021);
Director, Aegon Global
Funds (2016 - 2022); Director, Transamerica Stable Value Solutions, Inc. (October 2023 – present) |
Name and Year of Birth |
Position(s)
Held with
Trust |
Term of
Office and
Length
of Time
Served* |
Principal Occupation(s)
During Past Five Years |
Number of
Funds in
Complex
Overseen
by Board
Member |
Other
Directorships Held
By Board Member
During Past Five
Years |
INTERESTED BOARD MEMBERS—continued | |||||
Marijn P. Smit
(continued) |
|
|
President, TFS (2023 – present); Senior Vice President, Transamerica Retirement Solutions LLC (2012 - 2020); Trust Officer, Transamerica Trust Company (formerly, Massachusetts Fidelity Trust Company) (2014 - 2021);
President, Investment Solutions,
Transamerica Investments & Retirement
(2014 – 2016); Vice President, Transamerica Life Insurance Company (2010 – 2016);
Vice President, Transamerica Premier Life
Insurance Company (2010 – 2016); Senior Vice President, Transamerica Financial Life Insurance Company (2013 – 2016);
Senior Vice President, Transamerica
Retirement Advisors, Inc. (2013 – 2016);
President and Director, Transamerica Stable
Value Solutions, Inc. (2010 – 2016). |
|
|
Kent Callahan
(1960) |
Board Member |
Since 2023 |
Board Member, TF and TST (September
2023 - present); Founder and Chief Executive Officer, Shamrock Solutions, LLC (May 2023 - present);
Vice Chairman, Transamerica Workplace
Solutions (June 2022 - December 2022);
President and Chief Executive Officer,
Transamerica Workplace Solutions (2020 –
2022); and Senior Managing Director,
Transamerica Workplace Solutions (2019 –
2020); President and Chief Executive Officer, Transamerica Latin America Operations (2016 – 2019). |
106 |
N/A |
INDEPENDENT BOARD MEMBERS | |||||
Sandra N. Bane
(1952) |
Board Member |
Since 2008 |
Retired (1999 – present);
Board Member, TF and TST (2008 –
present);
Board Member, TAAVF (2008 – 2023); Board Member, TPP, TPFG and TPFG II (2008 – 2018);
Partner, KPMG (1975 – 1999). |
106 |
Big 5 Sporting Goods
(2002 – 2021); Southern Company Gas (energy services holding company) (2008 – present) |
Leo J. Hill
(1956) |
Lead Independent
Board Member |
Since 2002 |
Principal, Advisor Network Solutions, LLC
(business consulting) (2006 – present);
Board Member, TST (2001 – present);
Board Member, TF (2002 – present);
Board Member, TAAVF (2007 – 2023);
Board Member, TPP, TPFG and TPFG II
(2007 – 2018); Market President, Nations Bank of Sun Coast Florida (1998 – 1999); Chairman, President and Chief Executive Officer, Barnett Banks of Treasure Coast Florida (1994 – 1998); Executive Vice President and Senior Credit Officer, Barnett Banks of Jacksonville, Florida (1991 – 1994); Senior Vice President and Senior Loan Administration Officer, Wachovia Bank of Georgia (1976 – 1991). |
106 |
Ameris Bancorp (2013 – present); Ameris Bank (2013 – present) |
Name and Year of Birth |
Position(s)
Held with
Trust |
Term of
Office and
Length
of Time
Served* |
Principal Occupation(s)
During Past Five Years |
Number of
Funds in
Complex
Overseen
by Board
Member |
Other
Directorships Held
By Board Member
During Past Five
Years |
INDEPENDENT BOARD MEMBERS—continued | |||||
Kathleen T. Ives
(1965) |
Board Member |
Since 2021 |
Board Member, TF and TST (2021 –
present); Board Member, TAAVF (2021 – 2023);
Retired (2019 – present); Senior Vice President & Director of Internal Audit (2011-2019), Senior Vice President & Deputy General Counsel (2008 – 2011), OFI Global Asset Management, Inc. |
106 |
Junior Achievement
Rocky Mountain
(non-profit organization)
(2013 – present); Institute of Internal Auditors, Denver Chapter (audit organization) (2017 – 2021). |
Lauriann C. Kloppenburg
(1960) |
Board Member |
Since 2021 |
Board Member, TF and TST (2021 –
present); Board Member, TAAVF (2021 – 2023);
Investment Committee Member, 1911
Office, LLC (family office) (2017 –
Present); Student Fund Advisory Board Member, Champlain College (2016 – present);
Executive in Residence, Champlain College
(2016 – 2024);
Executive in Residence, Bentley University
(2015 – 2017); Chief Strategy Officer (2012 – 2013), Chief Investment Officer – Equity Group (2004 – 2012), Loomis Sayles & Company, L.P. |
106 |
Trustees of Donations to
the Protestant Episcopal
Church (non-profit
organization) (2010 –
2022); Forte Foundation (non-profit organization) (2016 – present);
Board Member, Adams
Funds (investment
companies) (2017 –
present). |
Fredric A. Nelson III
(1957) |
Board Member |
Since 2017 |
Board Member, TF and TST (2017 –
present);
Board Member, TAAVF (2017 – 2023); Board Member, TPP, TPFG and TPFG II (2017 – 2018);
Chief Investment Officer (“CIO”),
Commonfund (2011 – 2015);
Vice Chairman, CIO, ING Investment
Management Americas (2003 – 2009);
Managing Director, Head of U.S. Equity, JP
Morgan Investment Management (1994 –
2003);
Managing Director, Head of Global
Quantitative Investments Group, Bankers
Trust Global Investment Management (1981
– 1994). |
106 |
Annapolis Sailing
School (2014 – present);
Global Index Group
(“GIG”) 2016 – 2023);
Hedgeserv Investment
Services (2019) |
John E. Pelletier
(1964) |
Board Member |
Since 2017 |
Board Member, TF and TST (2017 –
present);
Board Member, TAAVF (2017 – 2023); Board Member, TPP, TPFG and TPFG II (2017 – 2018);
Director, Center for Financial Literacy,
Champlain College (2010 – present); Co-Chair, Vermont Financial Literacy Commission with Vermont State Treasurer (2015 – 2018); Chairman, Vermont Universal Children’s Higher Education Savings Account Program Advisory Committee (2015 – 2021); Founder and Principal, Sterling Valley Consulting LLC (a financial services consulting firm) (2009 – 2017); Chief Legal Officer, Eaton Vance Corp. (2007 – 2008); Executive Vice President and Chief Operating Officer (2004 - 2007), General Counsel (1997 – 2004), Natixis Global Associates. |
106 |
Independent Director, The Sentinel Funds and Sentinel Variable Products Trust (2013 – 2017). |
Name and Year of Birth |
Position(s)
Held with
Trust |
Term of
Office and
Length
of Time
Served* |
Principal Occupation(s)
During Past Five Years |
Number of
Funds in
Complex
Overseen
by Board
Member |
Other
Directorships Held
By Board Member
During Past Five
Years |
INDEPENDENT BOARD MEMBERS—continued | |||||
Patricia L. Sawyer
(1950) |
Board Member |
Since 2007 |
Retired (2007 – present);
President/Founder, Smith & Sawyer LLC
(management consulting) (1989 – 2007);
Board Member, TF and TST (2007 –
present);
Board Member, TAAVF (1993 – 2023);
Board Member, TPP, TPFG and TPFG II
(1993 – 2018); Trustee, Chair of Finance Committee and Chair of Nominating Committee (1987 – 1996), Bryant University. |
106 |
Honorary Trustee,
Bryant University (1996
– present) |
John W. Waechter
(1952) |
Board Member |
Since 2005 |
Partner, Englander Fischer (2016 – present)
(law firm);
Board Member, TST (2004 – present);
Board Member, TF (2005 – present);
Board Member, TAAVF (2007 – 2023);
Board Member, TPP, TPFG and TPFG II
(2007 – 2018). |
106 |
Board Member, Operation PAR, Inc. (non-profit organization) (2008 – present);
Board Member, Boley
PAR, Inc. (non-profit
organization) (2016 -
present) Board Member, Remember Honor Support, Inc. (non-profit organization) (2013 - 2020); Board Member, WRH Income Properties, Inc. and WRH Properties, Inc. and affiliates (real estate) (2014 - present) |
Name and Year of Birth |
Position |
Term of Office
and Length of
Time Served* |
Principal Occupation(s) or Employment
During Past Five Years |
Marijn P. Smit
(1973) |
Chairman of the Board, President
and Chief Executive Officer |
Since 2014 |
See Interested Board Members Table Above. |
Joshua Durham
(1973) |
Vice President, Chief Operating
Officer and Interim Treasurer |
Since 2022 |
Vice President and Chief Operating Officer, TF and TST (2022 –
present); Interim Treasurer, TF and TST (2024 –
present); Vice President and Chief Operating Officer, TAAVF
(2022 – 2023);
Director, Senior Vice President, and Chief Operating Officer, TAM
(2022 - present) and TFS (2022 – 2023); Director,
President and Chief Executive Officer, TFS (2023 –
present); Vice President, Transamerica Casualty Insurance Company (2016 – 2022);
Vice President (2004 – 2007 and 2012 – 2022), Responsible
Officer (2017 – 2022), Transamerica Financial Life
Insurance Company; Vice President (2004 – 2007 and 2010 – 2022), Responsible
Officer (2016 – 2022) Transamerica Life Insurance Company; Chief Administrative Officer (2014 – 2016) and Senior Vice President (2009 – 2020), Transamerica Stable Value Solutions Inc.; Vice President, Transamerica Premier Life Insurance Company (2010 – 2020);
Vice President, Transamerica Advisors Life Insurance Company
|
Name and Year of Birth |
Position |
Term of Office
and Length of
Time Served* |
Principal Occupation(s) or Employment
During Past Five Years |
Joshua Durham
(continued) |
|
|
(2016 – 2019); Vice President, TAG Resources, LLC (2022); Vice
President, Transamerica Retirement Solutions, LLC (2017
– 2022). |
Dennis P. Gallagher
(1970) |
Chief Legal Officer and
Secretary |
Since 2021; 2006 – 2014 |
Chief Legal Officer and Secretary, TF and TST (2021 – present
and 2006 - 2014); Chief Legal Officer and Secretary, TAAVF (2021 – 2023 and 2006
- 2014); Chief Legal Officer and Assistant Secretary, TAM (2022 – present);
Lead Attorney, TAM (2017 – 2021); Associate General Counsel/Chief Legal Officer, Latin American Operations and International Funds (2014 –
2022); Director, Senior Vice President, General Counsel, Operations and Secretary, TAM (2006 – 2014);
Director, Senior Vice President, General Counsel, Chief
Administrative Officer and Secretary, TFS (2006 – 2014);
Chairman of the Board, Aegon Global Funds (2013 – 2022); Board Member, Mongeral Aegon Seguros e Previdencia SA (2017 – 2022);
Assistant Secretary, TF, TST, TET and TAAVF (2019); Vice President, General Counsel and Secretary, TPP, TPFG and TPFG II (2007 – 2014);
Assistant Vice President, Transamerica Capital, LLC (“TCL”)
(2007 – 2014); Lead Attorney, Transamerica Stable Value
Solutions. Inc. (2024 - present). |
James E. Goundrey
(1977) |
Assistant Secretary |
Since 2024 |
Assistant Secretary, TF and TST (2024 – present); Assistant General Counsel, TAM (2022 –
present); Associate General Counsel, Edward D. Jones & Co. (2019 – 2022); Vice President and Senior Counsel, State Street Global Advisors (2015-2019). |
Molly Possehl
(1978) |
Anti-Money Laundering Officer |
Since 2019 |
Anti-Money Laundering Officer, TF and TST (2019 – present); Anti-Money Laundering Officer, TET (2019-2024); Anti-Money Laundering Officer, TAAVF (2019 – 2023); Anti-Money Laundering Compliance Officer and Fraud Officer, Transamerica Life Insurance Company/Aegon USA (2015 – present);
Senior Director, Compliance, Transamerica Life Insurance
Company (2021 – present); Assistant General Counsel, Transamerica Life Insurance Company/Aegon USA (2013 – 2021). |
Francine J. Rosenberger
(1967) |
Chief Compliance Officer |
Since 2019 |
Chief Compliance Officer, TF and TST (2019 – present);
Chief Compliance Officer, TET (2019 – 2024); Chief Compliance Officer, TAAVF (2019 – 2023); Co-Derivatives Risk Manager, TF and TST (2021 – present); Co-Derivatives Risk Manager, TAAVF (2021 –
2023); Chief Compliance Officer, TAM (2019 – present) and TFS (2022 –
present);
General Counsel, Corporate Secretary and Fund Chief Compliance
Officer, Steben & Company, Inc. (2013 –
2019). |
Sean Ryan
(1981) |
Assistant Treasurer |
Since 2024 |
Assistant Treasurer, TF and TST (2024 – present); Senior Manager of Fund Treasury, TAM (2022-present);
Senior Director of Registered Fund Accounting (2021-2022) and
Vice President of Registered Fund Accounting (2010 –
2021), SS&C ALPS. |
Christopher A. Staples, CFA
(1970) |
Vice President and Chief
Investment Officer, Advisory
Services |
Since 2005 |
Vice President and Chief Investment Officer, Advisory Services, TF and TST (2007 – present);
Vice President and Chief Investment Officer, TET (2017 –
2024); Vice President and Chief Investment Officer, Advisory
Services, TAAVF (2007 – 2023);
Vice President and Chief Investment Officer, Advisory Services,
TPP, TPFG and TPFG II (2007 – 2018); Director (2005 – 2019), Senior Vice President (2006 – present),
Senior Director, Investments (2016 – present), Chief Investment
Officer, Advisory Services (2012 – 2016) and Lead
Portfolio Manager (2007 – present), TAM;
Director, TFS (2005 – 2019);
Trust Officer, Transamerica Trust Company (formerly, |
Name and Year of Birth |
Position |
Term of Office
and Length of
Time Served* |
Principal Occupation(s) or Employment
During Past Five Years |
Christopher A. Staples, CFA
(continued) |
|
|
Massachusetts Fidelity Trust Company) (2010 - 2022);
Registered Representative (2007 – 2016), TCL;
Registered Representative, TFA (2005 – present). |
Thomas R. Wald, CFA
(1960) |
Vice President and Chief
Investment Officer |
Since 2014 |
Chief Investment Officer, TF and TST (2014 – present); Chief Investment Officer, TET (2017 – 2024); Chief Investment Officer, TAAVF (2014 – 2023); Chief Investment Officer, TPP, TPFG and TPFG II (2014 – 2018); Director, Akaan Transamerica, S.A. de C.V., Sociedad Operadora de Fondos de Inversión (2017 – 2020);
Chief Investment Officer, Transamerica Investments &
Retirement (2014 – 2020); Senior Vice President, Chief Investment Officer and Director, TAM (2014 – present); Director, TFS (2019 – 2021); Trust Officer, Transamerica Trust Company (formerly, Massachusetts Fidelity Trust Company) (2015 – 2022). |
Fund |
Interested Trustees |
| ||||||||
|
Marijn P. Smit |
Kent Callahan |
Sandra N.
Bane |
Leo J. Hill |
Kathleen T.
Ives |
Lauriann C.
Kloppenburg |
Fredric A.
Nelson III |
John E.
Pelletier |
Patricia L.
Sawyer |
John W.
Waechter |
Transamerica Asset Allocation
Intermediate Horizon |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Asset Allocation
Long Horizon |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Asset Allocation
Short Horizon |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Balanced II |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Bond |
None |
None |
None |
$50,001 –
$100,000 |
None |
None |
Over $100,000 |
None |
None |
$10,001 –
$50,000 |
Transamerica Capital Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Core Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Emerging Markets
Equity |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Government Money
Market |
None |
None |
Over $100,000 |
None |
None |
None |
None |
None |
None |
None |
Transamerica High Yield Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica High Yield ESG |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Inflation
Opportunities |
None |
None |
None |
None |
None |
Over $100,000 |
None |
None |
None |
None |
Transamerica International Equity |
None |
Over $100,000* |
None |
None |
Over $100,000 |
None |
None |
None |
None |
Over $100,000 |
Transamerica Large Core ESG |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Large Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Large Value
Opportunities |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Mid Cap Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Mid Cap Value
Opportunities |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Multi-Managed
Balanced |
None |
None |
Over $100,000 |
Over $100,000 |
None |
None |
$50,001 –
$100,000 |
Over $100,000 |
Over $100,000 |
None |
Transamerica Short-Term Bond |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Small Cap Growth |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Small Cap Value |
None |
None |
None |
None |
None |
None |
None |
None |
None |
None |
Transamerica Fund Family | |
Trustee |
Aggregate Dollar
Range of Equity
Securities |
Interested Trustees |
|
Marijn P. Smit |
$1 - $10,000 |
Kent Callahan |
Over $100,000 |
Independent Trustees |
|
Sandra N. Bane |
Over $100,000 |
Leo J. Hill |
Over $100,000 |
Kathleen T. Ives |
Over $100,000 |
Lauriann C. Kloppenburg |
Over $100,000 |
Fredric A. Nelson III |
Over $100,000 |
John E. Pelletier |
Over $100,000 |
Patricia L. Sawyer |
Over $100,000 |
John W. Waechter |
Over $100,000 |
Name of Person, Position |
Aggregate
Compensation from
the Trust |
Pension or Retirement
Benefits Accrued as
Part of Funds
Expenses(a) |
Estimated Annual
Benefits Upon
Retirement(a) |
Total Compensation
from the Transamerica
Fund Family
(including the Trust)(b) |
Sandra N. Bane, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
Leo J. Hill, Trustee |
$175,529 |
N/A |
N/A |
$450,600 |
Kathleen T. Ives, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
Lauriann C. Kloppenburg, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
Fredric A. Nelson III, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
John E. Pelletier, Trustee |
$145,303 |
N/A |
N/A |
$373,000 |
Patricia L. Sawyer, Trustee |
$154,010 |
N/A |
N/A |
$395,400 |
John W. Waechter, Trustee |
$158,859 |
N/A |
N/A |
$407,800 |
Fund Name |
Percentage of Average Daily Net Assets |
Transamerica Asset Allocation Intermediate Horizon |
0.12% |
Transamerica Asset Allocation Long Horizon |
0.12% |
Transamerica Asset Allocation Short Horizon |
0.12% |
Transamerica Balanced II |
0.48% |
Transamerica Bond |
0.41% of the first $500 million
0.39% over $500 million up to $1 billion
0.38% over $1 billion up to $1.5 billion
0.375% in excess of $1.5 billion |
Transamerica Capital Growth |
0.6825% of the first $1.5 billion
0.6415% over $1.5 billion up to $3 billion
0.59% over $3 billion up to $4 billion
0.575% over $4 billion up to $5 billion
0.55% in excess of $5 billion |
Transamerica Core Bond |
0.38% of the first $2 billion
0.365% over $2 billion up to $3.5 billion
0.36% over $3.5 billion up to $5 billion
0.355% in excess of $5 billion |
Transamerica Emerging Markets Equity |
0.79% of the first $250 million
0.75% over $250 million up to $500 million
0.70% in excess of $500 million |
Transamerica Government Money Market |
0.24% of the first $1 billion
0.22% over $1 billion up to $3 billion
0.21% in excess of $3 billion |
Transamerica High Yield Bond |
0.554% of the first $1.25 billion
0.544% over $1.25 billion up to $2 billion
0.52% in excess of $2 billion |
Transamerica High Yield ESG |
0.554% of the first $1.25 billion
0.544% over $1.25 billion up to $2 billion
0.52% in excess of $2 billion |
Transamerica Inflation Opportunities |
0.38% of the first $500 million
0.375% over $500 million up to $750 million
0.37% in excess of $750 million |
Transamerica International Equity |
0.77% of the first $250 million
0.74% over $250 million up to $1 billion
0.72% over $1 billion up to $2 billion
0.69% over $2 billion up to $6 billion
0.68% over $6 billion up to $8 billion
0.66% in excess of $8 billion |
Transamerica Large Core ESG |
0.45% of the first $250 million 0.44% over $250 million up to $750 million 0.43% in excess of $750 million |
Fund Name |
Percentage of Average Daily Net Assets |
Transamerica Large Growth |
0.65% of the first $1 billion
0.635% over $1 billion up to $1.5 billion
0.615% over $1.5 billion up to $2 billion
0.605% over $2 billion up to $3 billion
0.59% over $3 billion up to $4 billion
0.575% over $4 billion up to $5 billion
0.57% over $5 billion up to $7 billion
0.55% in excess of $7 billion |
Transamerica Large Value Opportunities |
0.45% of the first $250 million
0.44% over $250 million up to $750 million
0.43% in excess of $750 million |
Transamerica Mid Cap Growth |
0.705% of the first $200 million
0.685% over $200 million up to $1 billion
0.670% in excess of $1 billion |
Transamerica Mid Cap Value Opportunities |
0.695% of the first $750 million
0.6925% over $750 million up to $1.5 billion
0.65% over $1.5 billion up to $2 billion
0.63% in excess of $2 billion |
Transamerica Multi-Managed Balanced |
0.61% of the first $500 million
0.59% over $500 million up to $1 billion
0.56% over $1 billion up to $1.5 billion
0.55% over $1.5 billion up to $2 billion
0.52% over $2 billion up to $5 billion
0.50% in excess of $5 billion |
Transamerica Short-Term Bond |
0.42% of the first $250 million
0.39% over $250 million up to $500 million
0.37% over $500 million up to $1 billion
0.36% in excess of $1 billion |
Transamerica Small Cap Growth |
0.87% of the first $300 million
0.83% in excess of $300 million |
Transamerica Small Cap Value |
0.80% of the first $300 million 0.75% over $300 million up to $800 million 0.71% in excess of $800 million |
Fund Name |
Management Fees (after waivers/expense reimbursements and recapture) |
Fees Waived/Expenses Reimbursed | ||||
|
2024 |
2023 |
2022 |
2024 |
2023 |
2022 |
Transamerica Asset Allocation Intermediate Horizon |
$233,630 |
$238,763 |
$284,127 |
$46,974 |
$48,244 |
$57,619 |
Transamerica Asset Allocation Long Horizon |
$151,554 |
$149,091 |
$170,515 |
$30,586 |
$30,343 |
$34,646 |
Transamerica Asset Allocation Short Horizon |
$75,694 |
$80,640 |
$100,265 |
$15,161 |
$16,165 |
$20,099 |
Transamerica Balanced II |
$518,799 |
$496,388 |
$562,066 |
$7,554 |
$- |
$- |
Transamerica Bond |
$7,889,026 |
$5,536,139 |
$5,512,704 |
$479,538
|
$390,479
|
$408,931
|
Transamerica Capital Growth |
$8,915,338 |
$9,616,665 |
$19,294,906
|
$304,810
|
$544,183
|
$547,232
|
Transamerica Core Bond |
$8,210,118 |
$9,040,886 |
$6,118,547 |
$26,866 |
$29,540 |
$30,309 |
Transamerica Emerging Markets Equity |
$2,520,355 |
$6,025,482 |
$8,540,456 |
$183,302
|
$4,761 |
$1,779 |
Transamerica Government Money Market |
$1,076,699 |
$1,310,667 |
$882,168 |
$50,346 |
$38,832 |
$732,462
|
Transamerica High Yield Bond |
$7,928,860 |
$7,179,047 |
$9,342,210 |
$6,427 |
$7,252 |
$5,596 |
Transamerica High Yield ESG |
$275,587 |
$151,845 |
$33,270 |
$41,569 |
$66,454 |
$88,744 |
Transamerica Inflation Opportunities |
$678,428 |
$531,376 |
$673,460 |
$14,777 |
$118,780
|
$12,258 |
Transamerica International Equity |
$31,541,001
|
$32,298,590
|
$35,116,202
|
$796,798
|
$782,191
|
$328,705
|
Transamerica Large Core ESG |
$881,484 |
$707,766 |
$825,626 |
$96 |
$138,370
|
$87 |
Transamerica Large Growth |
$3,010,058 |
$2,791,053 |
$5,300,911 |
$2,635 |
$7,914 |
$19,977 |
Transamerica Large Value Opportunities |
$1,451,574 |
$1,442,418 |
$1,606,410 |
$824 |
$3,669 |
$2,047 |
Transamerica Mid Cap Growth |
$1,871,149 |
$2,503,681 |
$2,221,228 |
$721 |
$604 |
$797 |
Transamerica Mid Cap Value Opportunities |
$9,115,899 |
$9,487,580 |
$9,644,002 |
$56,707 |
$72,574 |
$108,127
|
Transamerica Multi-Managed Balanced |
$7,332,588 |
$6,568,758 |
$7,456,183 |
$1,567 |
$- |
$4,042 |
Transamerica Short-Term Bond |
$11,586,531
|
$12,875,625
|
$12,967,338
|
$5,121 |
$4,071 |
$- |
Transamerica Small Cap Growth |
$1,240,689 |
$1,256,820 |
$1,643,219 |
$38,117 |
$44,495 |
$12,472 |
Transamerica Small Cap Value |
$883,075 |
$2,811,743 |
$3,639,568 |
$121,539
|
$32,766 |
$139 |
Fund Name |
Amounts Recaptured | ||
|
2024 |
2023 |
2022 |
Transamerica Asset Allocation Intermediate Horizon |
$10 |
$- |
$2 |
Transamerica Asset Allocation Long Horizon |
$10 |
$- |
$- |
Transamerica Asset Allocation Short Horizon |
$3 |
$- |
$- |
Transamerica Balanced II |
$- |
$- |
$- |
Transamerica Bond |
$7,561 |
$19,612 |
$13,391 |
Transamerica Capital Growth |
$54,167 |
$58,667 |
$292,149
|
Transamerica Core Bond |
$1,126 |
$1,451 |
$772 |
Transamerica Emerging Markets Equity |
$67,876 |
$2,375 |
$1,779 |
Transamerica Government Money Market |
$93,062 |
$202,105
|
$242,537
|
Transamerica High Yield Bond |
$4,033 |
$6,520 |
$7,190 |
Transamerica High Yield ESG |
$5,147 |
$4,910 |
$74 |
Transamerica Inflation Opportunities* |
$13,381 |
$15,606 |
$6,456 |
Transamerica International Equity |
$133,787
|
$- |
$9,891 |
Transamerica Large Core ESG |
$33,625 |
$91,731 |
$87 |
Transamerica Large Growth |
$114 |
$1,276 |
$1,956 |
Transamerica Large Value Opportunities |
$495 |
$3,300 |
$4,463 |
Transamerica Mid Cap Growth |
$377 |
$67 |
$686 |
Transamerica Mid Cap Value Opportunities |
$7,666 |
$8,774 |
$11,106 |
Transamerica Multi-Managed Balanced |
$- |
$- |
$4,042 |
Transamerica Short-Term Bond |
$311 |
$322 |
$- |
Transamerica Small Cap Growth |
$3,097 |
$11,860 |
$8,141 |
Transamerica Small Cap Value |
$20,766 |
$32,413 |
$150 |
Fund Name |
Expense Cap Class R |
Expense Cap Class R4 |
Expense Cap Class I3 |
Expiration Date of
Expense Cap |
Transamerica Asset Allocation Intermediate Horizon |
0.60% |
0.35% |
N/A |
March 1, 2026 |
Transamerica Asset Allocation Long Horizon |
0.60% |
0.35% |
N/A |
March 1, 2026 |
Transamerica Asset Allocation Short Horizon |
0.60% |
0.35% |
N/A |
March 1, 2026 |
Transamerica Balanced II |
1.10% |
0.75% |
0.63% |
March 1, 2026 |
Transamerica Bond |
1.01% |
N/A |
N/A |
March 1, 2026 |
Transamerica Capital Growth |
1.41% |
N/A |
N/A |
March 1, 2026 |
Fund Name |
Expense Cap Class R |
Expense Cap Class R4 |
Expense Cap Class I3 |
Expiration Date of
Expense Cap |
Transamerica Core Bond |
1.00% |
0.65% |
0.46% |
March 1, 2026 |
Transamerica Emerging Markets Equity |
1.80% |
1.55% |
N/A |
March 1, 2026 |
Transamerica Government Money Market1* |
N/A |
0.50% |
0.38% |
March 1, 2026 |
Transamerica High Yield Bond |
1.10% |
0.85% |
0.65% |
March 1, 2026 |
Transamerica High Yield ESG |
1.25% |
1.00% |
N/A |
March 1, 2026 |
Transamerica Inflation Opportunities** |
1.00% |
0.65% |
0.53% |
March 1, 2026 |
Transamerica International Equity |
1.31% |
1.06% |
0.80% |
March 1, 2026 |
Transamerica Large Core ESG |
1.15% |
0.81% |
0.57% |
March 1, 2026 |
Transamerica Large Growth |
1.25% |
0.90% |
0.74% |
March 1, 2026 |
Transamerica Large Value Opportunities |
1.00% |
0.75% |
0.65% |
March 1, 2026 |
Transamerica Mid Cap Growth |
1.35% |
0.95% |
0.82% |
March 1, 2026 |
Transamerica Mid Cap Value Opportunities |
1.25% |
0.90% |
0.79% |
March 1, 2026 |
Transamerica Multi-Managed Balanced |
1.21% |
N/A |
N/A |
March 1, 2026 |
Transamerica Short-Term Bond |
1.00% |
0.65% |
0.47% |
March 1, 2026 |
Transamerica Small Cap Growth |
1.54% |
1.15% |
1.00% |
March 1, 2026 |
Transamerica Small Cap Value |
1.40% |
1.10% |
0.89% |
March 1, 2026 |
Fund |
Sub-Adviser |
Sub-Advisory Fees |
Transamerica Balanced II |
Aegon USA Investment Management, LLC(1) |
0.12% of the first $1 billion
0.05% in excess of $1 billion |
J.P. Morgan Investment Management Inc.(2) |
0.15% of the first $2 billion
0.13% over $2 billion up to $3 billion
0.12% over $3 billion up to $4 billion
0.11% in excess of $4 billion | |
Transamerica Bond(3) |
Aegon USA Investment Management, LLC |
0.12% of the first $250 million
0.10% over $250 million up to $500 million
0.08% over $500 million up to $1 billion
0.075% in excess of $1 billion |
Transamerica Capital Growth(4) |
Morgan Stanley Investment Management Inc. |
0.25% of the first $1.5 billion
0.23% over $1.5 billion up to $3 billion
0.20% in excess of $3 billion |
Transamerica Core Bond(1) |
Aegon USA Investment Management, LLC |
0.12% of the first $1 billion
0.05% in excess of $1 billion |
Transamerica Emerging Markets Equity(5) |
Thompson, Siegel & Walmsley LLC |
0.40% of the first $250 million
0.33% in excess of $250 million |
Transamerica Government Money Market |
BlackRock Investment Management, LLC |
0.024% |
Fund |
Sub-Adviser |
Sub-Advisory Fees |
Transamerica High Yield Bond(6) |
Aegon USA Investment Management, LLC |
0.35% of the first $20 million
0.24% over $20 million up to $40 million
0.19% over $40 million up to $125 million
0.14% in excess of $125 million |
Transamerica High Yield ESG(6) |
Aegon USA Investment Management, LLC |
0.35% of the first $20 million
0.24% over $20 million up to $40 million
0.19% over $40 million up to $125 million
0.14% in excess of $125 million |
Transamerica Inflation Opportunities (7) |
PineBridge Investments LLC |
0.15% of the first $100 million
0.10% over $100 million up to $250 million
0.05% in excess of $250 million |
Transamerica International Equity(8) |
Thompson, Siegel & Walmsley LLC |
0.30% of the first $1 billion
0.28% over $1 billion up to $2 billion
0.265% in excess of $2 billion |
Transamerica Large Core ESG(9) |
PineBridge Investments LLC |
0.10% of the first $250 million
0.09% over $250 million up to $500 million
0.08% in excess of $500 million |
Transamerica Large Growth |
Morgan Stanley Investment Management Inc.(4) |
0.25% of the first $1.5 billion
0.23% over $1.5 billion up to $3 billion
0.20% in excess of $3 billion |
Wellington Management Company LLP(10) |
0.18% of the first $500 million
0.17% over $500 million up to $1 billion
0.16% over $1 billion up to $2 billion
0.15% in excess of $2 billion | |
Transamerica Large Value Opportunities(9) |
PineBridge Investments LLC |
0.10% of the first $250 million
0.09% over $250 million up to $500 million
0.08% in excess of $500 million |
Transamerica Mid Cap Growth(11)
|
Wellington Management Company LLP |
0.33% of the first $200 million
0.31% in excess of $200 million |
Transamerica Mid Cap Value Opportunities(12) |
Thompson, Siegel & Walmsley LLC |
0.275% of the first $750 million
0.27% over $750 million up to $1.5 billion
0.265% over $1.5 billion up to $2 billion
0.26% in excess of $2 billion |
Transamerica Multi-Managed Balanced |
Aegon USA Investment Management, LLC(1) |
0.12% of the first $1 billion
0.05% in excess of $1 billion |
J.P. Morgan Investment Management Inc.(2) |
0.15% of the first $2 billion
0.13% over $2 billion up to $3 billion
0.12% over $3 billion up to $4 billion
0.11% in excess of $4 billion | |
Transamerica Short-Term Bond(13) |
Aegon USA Investment Management, LLC |
0.19% of the first $250 million
0.16% over $250 million up to $500 million
0.14% over $500 million up to $1 billion
0.13% in excess of $1 billion |
Transamerica Small Cap Growth(14) |
Ranger Investment Management, L.P. |
0.415% of the first $300 million
0.375% in excess of $300 million |
Transamerica Small Cap Value(15)
|
Systematic Financial Management, L.P. |
0.45% of the first $100 million 0.40% over $100 million up to $350 million 0.35% over $350 million up to $1 billion 0.30% in excess of $1 billion |
|
Sub-Advisory Fees Paid
(Net of Fees Reimbursed) | ||
Fund Name |
2024 |
2023 |
2022 |
Transamerica Asset Allocation Intermediate Horizon |
N/A |
N/A |
N/A |
Transamerica Asset Allocation Long Horizon |
N/A |
N/A |
N/A |
Transamerica Asset Allocation Short Horizon |
N/A |
N/A |
N/A |
Transamerica Balanced II |
$96,239 |
$92,116 |
$110,282 |
Transamerica Bond |
$1,713,420 |
$1,217,103 |
$1,335,808 |
Transamerica Capital Growth |
$3,301,675 |
$3,665,428 |
$6,849,646 |
Transamerica Core Bond |
$1,491,069 |
$1,619,271 |
$1,196,471 |
Transamerica Emerging Markets Equity |
$1,097,089 |
$2,689,497 |
$3,815,084 |
Transamerica Government Money Market |
$103,448 |
$114,739 |
$137,936 |
Transamerica High Yield Bond |
$2,095,761 |
$1,904,907 |
$2,482,426 |
Transamerica High Yield ESG |
$82,272 |
$56,549 |
$32,260 |
Transamerica Inflation Opportunities |
$196,134 |
$302,515 |
$196,583 |
Transamerica International Equity |
$12,517,530
|
$12,850,611
|
$13,833,478
|
Transamerica Large Core ESG |
$178,204 |
$159,388 |
$172,987 |
Transamerica Large Growth |
$906,582 |
$863,643 |
$1,568,902 |
Transamerica Large Value Opportunities |
$306,703 |
$306,340 |
$338,361 |
Transamerica Mid Cap Growth |
$863,257 |
$1,149,985 |
$1,029,505 |
Transamerica Mid Cap Value Opportunities |
$3,396,905 |
$3,696,756 |
$3,783,002 |
Transamerica Multi-Managed Balanced |
$1,087,759 |
$984,371 |
$1,185,797 |
Transamerica Short-Term Bond |
$2,790,977 |
$3,101,375 |
$3,394,847 |
Transamerica Small Cap Growth |
$608,815 |
$615,085 |
$792,136 |
Transamerica Small Cap Value |
$447,947 |
$1,243,319 |
$1,600,514 |
Class R* |
|
Open Account** |
$27.00 per account |
Class I3, R4* |
|
Asset Fee to TFS |
0.75 bps |
Class R2* |
|
Sub-Transfer Agent and Omnibus Intermediary Fees |
$11.00 per account |
Fund |
2024 |
Transamerica Asset Allocation Intermediate Horizon |
$1,162,524
|
Transamerica Asset Allocation Long Horizon |
$751,505 |
Transamerica Asset Allocation Short Horizon |
$378,006 |
Transamerica Balanced II |
$306,590 |
Transamerica Bond |
$1,330 |
Transamerica Capital Growth |
$39 |
Transamerica Core Bond |
$402,866 |
Transamerica Emerging Markets Equity |
- |
Transamerica Government Money Market |
$381,520 |
Transamerica High Yield Bond |
$183,727 |
Transamerica High Yield ESG |
- |
Transamerica Inflation Opportunities |
$32,237 |
Transamerica International Equity |
$130,618 |
Transamerica Large Core ESG |
$308,062 |
Transamerica Large Growth |
$591,644 |
Transamerica Large Value Opportunities |
$333,942 |
Transamerica Mid Cap Growth |
$84,636 |
Transamerica Mid Cap Value Opportunities |
$400,488 |
Transamerica Multi-Managed Balanced |
$7,701 |
Transamerica Short-Term Bond |
$128,853 |
Transamerica Small Cap Growth |
$60,742 |
Transamerica Small Cap Value |
$32,613 |
Fund Name |
Brokerage Commissions Paid (including affiliated commissions) |
Affiliated Brokerage Commissions Paid | ||||||||||
|
2024($) |
2024(%)^ |
2023($) |
2023(%)^ |
2022($) |
2021(%)^ |
2024($) |
2024(%)* |
2023($) |
2023(%)* |
2022($) |
2022(%)* |
Transamerica Asset Allocation Intermediate Horizon |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Asset Allocation Long Horizon |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Asset Allocation Short Horizon |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Balanced II |
$6,999 |
0.11% |
$7,262 |
0.11% |
$8,887 |
0.09% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Bond |
$0.00 |
0.00% |
$6 |
0.00% |
$6 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Capital Growth |
$387,063 |
6.35% |
$446,946 |
6.97% |
$820,809 |
6.04% |
$0.00 |
0.00% |
$2,998 |
0.67% |
$7,562
|
91.78% |
Transamerica Core Bond |
$797 |
0.01% |
$868 |
0.01% |
$456 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Emerging Markets Equity |
$583,539 |
9.58% |
$1,032,258
|
16.10% |
$1,054,301
|
12.59% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Government Money Market |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica High Yield Bond |
$0.00 |
0.00% |
$2,000 |
0.03% |
$1,686 |
0.05% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica High Yield ESG |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Inflation Opportunities |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica International Equity |
$1,205,432
|
19.79% |
$1,321,531
|
20.61% |
$1,329,991
|
16.53% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Large Core ESG |
$70,325 |
1.15% |
$57,784 |
0.90% |
$53,660 |
0.64% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Large Growth |
$86,213 |
1.42% |
$95,759 |
1.49% |
$205,456 |
1.14% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$677 |
8.22% |
Transamerica Large Value Opportunities |
$139,470 |
2.29% |
$181,743 |
2.83% |
$184,681 |
2.05% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Mid Cap Growth |
$113,611 |
1.87% |
$86,841 |
1.35% |
$94,240 |
1.46% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Mid Cap Value Opportunities |
$657,823 |
10.80% |
$581,557 |
9.07% |
$735,556 |
0.23% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Multi-Managed Balanced |
$70,490 |
1.16% |
$81,445 |
1.27% |
$90,422 |
0.78% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Short-Term Bond |
$12,867 |
0.21% |
$12,398 |
0.19% |
$8,284 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Small Cap Growth |
$127,541 |
2.09% |
$125,427 |
1.96% |
$127,696 |
1.29% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica Small Cap Value |
$300,456 |
4.93% |
$485,558 |
7.57% |
$675,281 |
18.60% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Fund Name |
Paid as of
October 31, 2024 |
Transamerica Asset Allocation Intermediate Horizon |
$- |
Transamerica Asset Allocation Long Horizon |
$- |
Transamerica Asset Allocation Short Horizon |
$- |
Transamerica Balanced II |
$1,098 |
Transamerica Bond |
$- |
Transamerica Capital Growth |
$299,294 |
Transamerica Core Bond |
$- |
Transamerica Emerging Markets Equity |
$274,779 |
Transamerica Government Money Market |
$- |
Transamerica High Yield Bond |
$- |
Transamerica High Yield ESG |
$- |
Transamerica Inflation Opportunities |
$- |
Transamerica International Equity |
$637,648 |
Transamerica Large Core ESG |
$34,891 |
Transamerica Large Growth |
$64,640 |
Transamerica Large Value Opportunities |
$54,473 |
Transamerica Mid Cap Growth |
$73,317 |
Transamerica Mid Cap Value Opportunities |
$247,015 |
Transamerica Multi-Managed Balanced – JPMorgan Sleeve
|
$10,369 |
Transamerica Short-Term Bond |
$- |
Transamerica Small Cap Growth |
$106,859 |
Transamerica Small Cap Value |
$160,734 |
Fund Name |
Bank of
America
Corp. |
Bank of
New York
Mellon |
Barclays
Capital, Inc. |
Citigroup,
Inc. |
Goldman
Sachs Group, Inc. |
J.P.
Morgan
Securities
LLC |
Morgan
Stanley &
Co., Inc. |
Nomura
Holdings, Inc. |
Societe
Generale |
Toronto-Dominion
Bank |
UBS
Securities
LLC |
Wells
Fargo
& Co. |
Transamerica Balanced II |
$1,153,847 |
$33,482 |
$207,229 |
$456,848 |
$553,428 |
$532,370 |
$341,325 |
$- |
$- |
$- |
$310,455 |
$752,098 |
Transamerica Bond |
$25,131,464
|
$1,714,665
|
$16,322,035
|
$5,140,895 |
$5,976,861 |
$24,453,339
|
$18,563,892
|
$- |
$- |
$- |
$6,875,975
|
$6,026,192 |
Transamerica Core Bond |
$15,759,845
|
$1,477,250
|
$6,430,715 |
$4,812,813 |
$4,815,171 |
$25,793,695
|
$16,058,728
|
$- |
$- |
$13,415,929
|
$3,244,594
|
$13,609,053 |
Transamerica High Yield Bond |
$- |
$- |
$7,716,797 |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica High Yield ESG |
$- |
$- |
$204,167 |
$155,685 |
$- |
$112,465 |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica Inflation Opportunities |
$2,701,798 |
$- |
$- |
$960,253 |
$1,185,282 |
$- |
$221,817 |
$- |
$- |
$- |
$208,346 |
$- |
Transamerica International Equity |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$- |
$53,780,936 |
$- |
$- |
$- |
Transamerica Large Core ESG |
$1,487,328 |
$- |
$- |
$1,008,560 |
$- |
$4,451,271 |
$- |
$- |
$- |
$- |
$- |
$- |
Transamerica Large Value Opportunities |
$4,169,705 |
$- |
$- |
$- |
$- |
$11,245,352
|
$- |
$- |
$- |
$- |
$- |
$449,181 |
Transamerica Multi-Managed Balanced |
$13,551,970
|
$379,458 |
$1,527,014 |
$4,666,204 |
$6,337,435 |
$6,065,780 |
$3,717,189 |
$- |
$- |
$- |
$1,240,322
|
$8,706,376 |
Transamerica Short-Term Bond |
$49,159,591 |
$- |
$36,618,064 |
$46,812,012 |
$26,457,079 |
$63,308,178 |
$43,862,548 |
$21,577,633 |
$- |
$- |
$7,142,852 |
$40,481,455 |
Name & Address |
Fund Name |
Class |
Percent |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Intermediate Horizon |
R |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Intermediate Horizon |
R4 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Long Horizon |
R |
99.99% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Long Horizon |
R4 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Short Horizon |
R |
99.99% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Short Horizon |
R4 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Balanced II |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Balanced II |
R |
99.99% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Bond |
A |
17.12% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Bond |
A |
11.96% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Bond |
A |
11.49% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Bond |
A |
11.42% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Bond |
A |
7.24% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Bond |
A |
5.29% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Bond |
C |
28.60% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Bond |
C |
12.99% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Bond |
C |
8.55% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Bond |
C |
8.48% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Bond |
C |
8.36% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Bond |
C |
7.70% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Bond |
C |
7.15% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Bond |
I |
11.81% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Bond |
I |
11.39% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Bond |
I |
11.16% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Bond |
I |
11.05% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Bond |
I |
9.45% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Bond |
I |
9.24% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Bond |
I |
8.79% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Bond |
I |
8.64% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Bond |
I |
5.23% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Bond |
I2 |
29.68% |
Name & Address |
Fund Name |
Class |
Percent |
Blackrock Tactical Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Bond |
I2 |
21.05% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Bond |
I2 |
21.05% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Bond |
I2 |
16.62% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Bond |
I2 |
7.87% |
Voya Institutional Trust Company
1 Orange Way
Windsor CT 06095-4773 |
Transamerica Bond |
R |
96.90% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Bond |
R6 |
47.59% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Bond |
R6 |
42.69% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Capital Growth |
A |
11.45% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Capital Growth |
A |
9.57% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Capital Growth |
A |
8.47% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Capital Growth |
A |
7.38% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Capital Growth |
A |
6.06% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Capital Growth |
A |
5.66% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Capital Growth |
A |
5.09% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Capital Growth |
C |
28.76% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Capital Growth |
C |
11.44% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Capital Growth |
C |
9.91% |
Name & Address |
Fund Name |
Class |
Percent |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Capital Growth |
C |
9.89% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Capital Growth |
C |
9.88% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Capital Growth |
C |
9.22% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Capital Growth |
C |
5.88% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Capital Growth |
I |
15.79% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Capital Growth |
I |
15.74% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Capital Growth |
I |
12.19% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Capital Growth |
I |
11.23% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Capital Growth |
I |
9.98% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Capital Growth |
I |
6.12% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Capital Growth |
I |
6.05% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Capital Growth |
I2 |
29.61% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Capital Growth |
I2 |
24.84% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Capital Growth |
I2 |
15.18% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Capital Growth |
I2 |
12.73% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Capital Growth |
I2 |
5.84% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Capital Growth |
R |
100.00% |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Capital Growth |
R6 |
43.84% |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Capital Growth |
R6 |
21.95% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Capital Growth |
R6 |
15.32% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Capital Growth |
R6 |
12.78% |
Wedbush Securities
A/C 2732-5997
1000 Wilshire Blvd.
Los Angeles CA 90017-5621 |
Transamerica Core Bond |
A |
26.68% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Core Bond |
A |
15.69% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Core Bond |
A |
13.32% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Core Bond |
A |
12.38% |
Mary J Greaser TOD
108 Hitching Post Dr
Daytona Beach FL 32119-2354 |
Transamerica Core Bond |
A |
6.74% |
Umb Bank Na
Cust Simple IRA FBO
Leanne M Hansard
324 W International Speedway Blvd
Daytona Beach FL 32114-4229 |
Transamerica Core Bond |
A |
5.24% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Core Bond |
C |
57.67% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Core Bond |
C |
27.70% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Core Bond |
C |
6.08% |
Umb Bank Na
Cust Simple IRA FBO
Michael J Kutzleb
3524 Lakeview Dr
Highland MI 48356-2373 |
Transamerica Core Bond |
C |
5.40% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Core Bond |
I |
90.38% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Core Bond |
I |
6.05% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
39.39% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
17.99% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
12.70% |
Transamerica Asset Allocation-Conservative VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
11.05% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
I2 |
10.28% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Core Bond |
I3 |
99.17% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Core Bond |
R |
73.44% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Core Bond |
R |
21.77% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Core Bond |
R4 |
99.98% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Pl Ste 525
Pittsburgh PA 15222-4228 |
Transamerica Core Bond |
R6 |
85.94% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Core Bond |
R6 |
13.67% |
Northern Trust As Custodian
FBO University Of Missouri Medical
PO Box 92956
Chicago IL 60675-2994 |
Transamerica Emerging Markets Equity |
I |
66.22% |
Northern Trust As Custodian
FBO University Of Missouri Medical
PO Box 92956
Chicago IL 60675-2994 |
Transamerica Emerging Markets Equity |
I |
33.78% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
29.46% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
13.81% |
Transamerica Asset
Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
12.19% |
Transamerica Asset
Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
11.95% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
I2 |
11.28% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Emerging Markets Equity |
I2 |
7.06% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Emerging Markets Equity |
R6 |
100.00% |
Edward D Jones & Co
For The Benefit Of Customers
12555 Manchester Rd
Saint Louis MO 63131-3710 |
Transamerica Government Money Market |
A |
8.67% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Government Money Market |
A |
7.96% |
Mid Atlantic Trust Company FBO
Card Clothing & Services Midwe 401(
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
9.20% |
Mid Atlantic Trust Company FBO
Chula Vista Professional 401(k) Pro
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
7.82% |
Mid Atlantic Trust Company FBO
Wintop Fashion Usa Inc 401(k) Profi
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
5.72% |
William Hadaya TOD
C/O Wmh Corporation
55 S Market St Ste 1200
San Jose CA 95113-2365 |
Transamerica Government Money Market |
C |
5.65% |
Mid Atlantic Trust Company FBO
Universal Container & Packagin 401(
1251 Waterfront Pl Ste 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
5.44% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Government Money Market |
C |
5.34% |
Name & Address |
Fund Name |
Class |
Percent |
Mid Atlantic Trust Company FBO
Froedge Machine & Supply CO IN 401(
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Government Money Market |
C |
5.02% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Government Money Market |
I |
17.55% |
Reid A Evers
1333 Valley View Rd Apt 28
Glendale CA 91202-1734 |
Transamerica Government Money Market |
I |
12.73% |
Universal Life Insurance Company
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Government Money Market |
I2 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Government Money Market |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R2 Series
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Government Money Market |
R2 |
99.93% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Government Money Market |
R4 |
99.25% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica High Yield Bond |
A |
18.58% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Bond |
A |
11.66% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Bond |
A |
8.11% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica High Yield Bond |
A |
6.27% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica High Yield Bond |
A |
5.94% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica High Yield Bond |
C |
24.47% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Bond |
C |
13.32% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica High Yield Bond |
C |
12.88% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica High Yield Bond |
C |
9.06% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica High Yield Bond |
C |
8.04% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica High Yield Bond |
C |
6.91% |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Bond |
I |
52.65% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica High Yield Bond |
I |
12.09% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Bond |
I |
9.31% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica High Yield Bond |
I2 |
48.85% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica High Yield Bond |
I2 |
35.16% |
Transamerica Asset Allocation-Conservative VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica High Yield Bond |
I2 |
7.22% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
I3 |
99.96% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
R |
60.50% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica High Yield Bond |
R |
26.45% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica High Yield Bond |
R |
13.05% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica High Yield Bond |
R6 |
34.61% |
Vanguard Fiduciary Trust Company
FBO 401k Clients
Attn: Investment Services
PO Box 2600 Vm L20
Valley Forge PA 19482-2600 |
Transamerica High Yield Bond |
R6 |
26.01% |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
R6 |
19.41% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica High Yield Bond |
R6 |
7.83% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica High Yield Bond |
R6 |
7.77% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield ESG |
I |
99.76% |
Attn Mutual Funds
Sei Private Tr Co
1 Freedom VAlley Dr
Oaks PA 19456-9989 |
Transamerica High Yield ESG |
I2 |
41.32% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield ESG |
I2 |
39.27% |
Attn Mutual Funds
Sei Private Tr Co
1 Freedom VAlley Dr
Oaks PA 19456-9989 |
Transamerica High Yield ESG |
I2 |
19.40% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield ESG |
R6 |
95.22% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Inflation Opportunities |
A |
36.18% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Inflation Opportunities |
A |
20.95% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Inflation Opportunities |
A |
9.38% |
Umb Bank Na
Cust Rollover IRA FBO
Christine M Koy
3 Halifax Ct
Rockville MD 20850-3009 |
Transamerica Inflation Opportunities |
A |
6.46% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Inflation Opportunities |
A |
5.40% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Inflation Opportunities |
C |
61.25% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Inflation Opportunities |
C |
27.36% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Inflation Opportunities |
C |
6.09% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main St
San Francisco CA 94105-1901 |
Transamerica Inflation Opportunities |
I |
86.46% |
Name & Address |
Fund Name |
Class |
Percent |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Inflation Opportunities |
I |
7.23% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
I2 |
47.86% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
I2 |
32.73% |
Transamerica Asset Allocation - Conservative Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
I2 |
14.33% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Inflation Opportunities |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Inflation Opportunities |
R |
99.99% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Inflation Opportunities |
R4 |
99.99% |
Matrix Trust Company As Agent For
Advisor Trust, Inc.
Swanson-Fahrney Ford Sales, Inc.
401(k) Plan
717 17th Street, Suite 1300
Denver CO 80202-3304 |
Transamerica Inflation Opportunities |
R6 |
37.81% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Inflation Opportunities |
R6 |
36.42% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Inflation Opportunities |
R6 |
9.92% |
Matrix Trust Company As Agent For
Advisor Trust, Inc.
Western Collegiate 401(k) Plan
717 17th Street, Suite 1300
Denver CO 80202-3304 |
Transamerica Inflation Opportunities |
R6 |
6.93% |
Matrix Trust Company As Agent For
Advisor Trust, Inc.
Bradley Builders, Inc. 401k Plan
717 17th Street, Suite 1300
Denver CO 80202-3304 |
Transamerica Inflation Opportunities |
R6 |
5.66% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica International Equity |
A |
23.94% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica International Equity |
A |
8.84% |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Equity |
A |
8.58% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica International Equity |
A |
6.65% |
Sammons Retirement Solution
8300 Mills Civic Pkwy
Wdm IA 50266-3833 |
Transamerica International Equity |
A |
6.62% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica International Equity |
A |
6.47% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica International Equity |
C |
27.56% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica International Equity |
C |
13.16% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica International Equity |
C |
9.06% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica International Equity |
C |
7.38% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Equity |
C |
6.73% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica International Equity |
C |
6.49% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica International Equity |
C |
5.71% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica International Equity |
C |
5.37% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Equity |
I |
40.78% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica International Equity |
I |
13.54% |
Charles Schwab & CO Inc
101 Montgomery St
San Francisco CA 94104-4151 |
Transamerica International Equity |
I |
11.40% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dt E FL 2
Jacksonville FL 32246 |
Transamerica International Equity |
I |
6.24% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0001 |
Transamerica International Equity |
I |
5.77% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
19.26% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
18.88% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
11.31% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
10.87% |
Transamerica International Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
8.54% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
7.60% |
Jp Morgan Securities LLC Omnibus Ac
FBO Exclusive Benefit Of Customers
4 Chase Metrotech Ctr FL 3rd
Brooklyn NY 11245-0003 |
Transamerica International Equity |
I2 |
7.51% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica International Equity |
I2 |
6.05% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
R |
69.07% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica International Equity |
R |
24.11% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica International Equity |
R6 |
27.61% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica International Equity |
R6 |
12.71% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica International Equity |
R6 |
10.36% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Life Insurance Co.
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
R6 |
7.61% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica International Equity |
R6 |
6.01% |
Umb Bank Na
Cust Simple IRA FBO
Sharon Kay Vetter
105 Kings Way
Norfolk NE 68701-3301 |
Transamerica Large Core ESG |
A |
40.44% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Large Core ESG |
A |
10.78% |
Caroline A Searles &
Robert Searles JTWROS
345 E Franklin St
Horseheads NY 14845-2570 |
Transamerica Large Core ESG |
A |
7.69% |
Umb Bank Na
Cust Roth IRA FBO
Phi-Loan N Dang
117 Poppy Ct
Fremont CA 94538-2426 |
Transamerica Large Core ESG |
A |
5.50% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Core ESG |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Core ESG |
R |
84.94% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Large Core ESG |
R |
14.95% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Core ESG |
R4 |
56.99% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Large Core ESG |
R4 |
43.01% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Large Core ESG |
R6 |
88.48% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Large Core ESG |
R6 |
6.66% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Growth |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Growth |
R |
83.97% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Large Growth |
R |
16.03% |
Name & Address |
Fund Name |
Class |
Percent |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Growth |
R4 |
100.00% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Large Growth |
R6 |
90.15% |
Mid Atlantic Trust Company FBO
Complete Womens Imaging Pc 401(k) P
1251 Waterfront Pl Ste 525
Pittsburgh PA 15222-4228 |
Transamerica Large Growth |
R6 |
9.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Value Opportunities |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Value Opportunities |
R |
91.37% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Large Value Opportunities |
R |
7.95% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Value Opportunities |
R4 |
100.00% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Mid Cap Growth |
A |
77.90% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Mid Cap Growth |
C |
33.73% |
Umb Bank Na
Cust IRA FBO
Paul Griffith
3491 Cascina Pl Unit B
Hghlnds Ranch CO 80126-7709 |
Transamerica Mid Cap Growth |
C |
8.45% |
Faye L Freedman TOD
32 Furnace Run Rd
Boyertown PA 19512-7934 |
Transamerica Mid Cap Growth |
C |
6.84% |
Umb Bank Na
Cust Simple IRA FBO
Madison Rae Santo
1231 Theresa Ave
Campbell CA 95008-6830 |
Transamerica Mid Cap Growth |
C |
5.40% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Growth |
I |
52.42% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Mid Cap Growth |
I |
32.27% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Mid Cap Growth |
I |
9.25% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Mid Cap Growth |
I |
5.18% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
27.20% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
23.73% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
20.02% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
12.38% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Growth |
I2 |
9.62% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Growth |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Growth |
R |
52.70% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Mid Cap Growth |
R |
47.30% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Growth |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Growth |
R6 |
98.74% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Mid Cap Value Opportunities |
A |
27.52% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Mid Cap Value Opportunities |
A |
11.28% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Value Opportunities |
A |
9.19% |
Name & Address |
Fund Name |
Class |
Percent |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Mid Cap Value Opportunities |
A |
7.82% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Mid Cap Value Opportunities |
A |
6.90% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Mid Cap Value Opportunities |
A |
5.08% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Mid Cap Value Opportunities |
C |
16.34% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Mid Cap Value Opportunities |
C |
14.86% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Mid Cap Value Opportunities |
C |
13.84% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Mid Cap Value Opportunities |
C |
10.83% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Mid Cap Value Opportunities |
C |
9.93% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Mid Cap Value Opportunities |
C |
8.37% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Mid Cap Value Opportunities |
C |
6.76% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Value Opportunities |
C |
6.71% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Value Opportunities |
I |
21.18% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Mid Cap Value Opportunities |
I |
20.98% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Mid Cap Value Opportunities |
I |
15.84% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Mid Cap Value Opportunities |
I |
12.59% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Mid Cap Value Opportunities |
I |
6.32% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
23.70% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
17.73% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
17.07% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
12.35% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
10.80% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Mid Cap Value Opportunities |
I2 |
8.91% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Value Opportunities |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Value Opportunities |
R |
77.56% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Mid Cap Value Opportunities |
R |
21.77% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Mid Cap Value Opportunities |
R4 |
96.93% |
Tiaa Trust, N.A. As Cust/Ttee
Of Retirement Plans
Recordkept By Tiaa
Attn: Fund Operations
8500 Andrew Carnegie Blvd
Charlotte NC 28262-8500 |
Transamerica Mid Cap Value Opportunities |
R6 |
61.27% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Mid Cap Value Opportunities |
R6 |
29.01% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Multi-Managed Balanced |
A |
34.86% |
Sammons Retirement Solution
8300 Mills Civic Pkwy
Wdm IA 50266-3833 |
Transamerica Multi-Managed Balanced |
A |
8.84% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Multi-Managed Balanced |
A |
7.63% |
Name & Address |
Fund Name |
Class |
Percent |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Managed Balanced |
A |
5.64% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Multi-Managed Balanced |
C |
41.55% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Multi-Managed Balanced |
C |
8.78% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Multi-Managed Balanced |
C |
8.33% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Multi-Managed Balanced |
C |
7.80% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Multi-Managed Balanced |
C |
6.55% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Managed Balanced |
C |
6.07% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Multi-Managed Balanced |
I |
14.97% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Multi-Managed Balanced |
I |
12.41% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Multi-Managed Balanced |
I |
12.19% |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Multi-Managed Balanced |
I |
9.27% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Multi-Managed Balanced |
I |
8.66% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Multi-Managed Balanced |
I |
8.61% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Multi-Managed Balanced |
I |
8.47% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Multi-Managed Balanced |
I |
7.00% |
Voya Institutional Trust Company
1 Orange Way
Windsor CT 06095-4773 |
Transamerica Multi-Managed Balanced |
R |
100.00% |
Trs-Im
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Multi-Managed Balanced |
R6 |
39.54% |
Transamerica Trust Company
FBO Transamerica Retirement Plans
440 Mamaroneck Ave
Harrison NY 10528-2426 |
Transamerica Multi-Managed Balanced |
R6 |
32.31% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Multi-Managed Balanced |
R6 |
11.44% |
Name & Address |
Fund Name |
Class |
Percent |
John Hancock Trust Company LLC
200 Berkeley St Ste 7
Boston MA 02116-5038 |
Transamerica Multi-Managed Balanced |
R6 |
8.33% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Short-Term Bond |
A |
17.28% |
Merrill Lynch Pierce Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6484 |
Transamerica Short-Term Bond |
A |
14.15% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Short-Term Bond |
A |
9.76% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Short-Term Bond |
A |
8.41% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Short-Term Bond |
A |
8.20% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Short-Term Bond |
A |
6.30% |
Charles Schwab & CO Inc
Special Custody A/C FBO Customers
Attn Mutual Funds
211 Main Street
San Francisco CA 94105-1901 |
Transamerica Short-Term Bond |
A |
5.99% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Short-Term Bond |
A |
5.75% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Short-Term Bond |
C |
29.65% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Short-Term Bond |
C |
15.88% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Short-Term Bond |
C |
11.81% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Short-Term Bond |
C |
11.69% |
Charles Schwab & CO Inc
211 Main St
San Francisco CA 94105-1901 |
Transamerica Short-Term Bond |
C |
7.24% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Short-Term Bond |
C |
5.89% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Short-Term Bond |
I |
12.68% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Short-Term Bond |
I |
11.90% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Short-Term Bond |
I |
11.42% |
Name & Address |
Fund Name |
Class |
Percent |
Merrill Lynch Fenner & Smith Inc
4800 Deer Lake Dr E Fl 2
Jacksonville FL 32246-6486 |
Transamerica Short-Term Bond |
I |
10.85% |
Wells Fargo Clearing Services LLC
2801 Market St
Saint Louis MO 63103-2523 |
Transamerica Short-Term Bond |
I |
9.64% |
Morgan Stanley Smith Barney LLC
For The Exclusive Bene Of Its Cust
1 New York Plz FL 12
New York NY 10004-1965 |
Transamerica Short-Term Bond |
I |
9.52% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Short-Term Bond |
I |
7.79% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Short-Term Bond |
I |
6.91% |
UBS WM USA
Spec Cdy A/C Eboc Ubsfsi
1000 Harbor Blvd
Weehawken NJ 07086-6761 |
Transamerica Short-Term Bond |
I |
6.91% |
American Enterprise Investment Svc
707 2nd Ave S
Minneapolis MN 55402-2405 |
Transamerica Short-Term Bond |
I |
5.44% |
Blackrock Tactical Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Short-Term Bond |
I2 |
63.13% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Short-Term Bond |
I2 |
15.18% |
Transamerica
60/40 Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Short-Term Bond |
I2 |
14.84% |
Universal Life Insurance Company
Conservative Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Short-Term Bond |
I2 |
5.38% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Short-Term Bond |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Short-Term Bond |
R |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Short-Term Bond |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Short-Term Bond |
R6 |
93.19% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Small Cap Growth |
A |
69.66% |
Name & Address |
Fund Name |
Class |
Percent |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Small Cap Growth |
C |
29.29% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Small Cap Growth |
C |
16.98% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Small Cap Growth |
C |
10.91% |
Umb Bank Na
Cust Simple IRA FBO
Anthony G Pino
501 Accipitrine CT Se
Albuquerque NM 87123-3260 |
Transamerica Small Cap Growth |
C |
6.14% |
Pershing LLC
1 Pershing Plz
Jersey City NJ 07399-0002 |
Transamerica Small Cap Growth |
I |
49.51% |
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn Mutual Fund Ops Manager
250 Nicollet Mall Suite 1400
Minneapolis MN 55401-7582 |
Transamerica Small Cap Growth |
I |
25.75% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Small Cap Growth |
I |
8.91% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept - 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small Cap Growth |
I |
6.15% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Growth |
I2 |
26.19% |
Blackrock Tactical Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Growth |
I2 |
23.42% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Growth |
I2 |
16.60% |
Saxon & Co.
PO Box 94597
Cleveland OH 44101-4597 |
Transamerica Small Cap Growth |
I2 |
9.27% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Growth |
I2 |
8.57% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Growth |
I3 |
100.00% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Small Cap Growth |
R |
60.66% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Growth |
R |
39.34% |
Name & Address |
Fund Name |
Class |
Percent |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Growth |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small Cap Growth |
R6 |
99.59% |
Mid Atlantic Trust Company FBO
Ta Master Custodial IRA
1251 Waterfront Place, Suite 525
Pittsburgh PA 15222-4228 |
Transamerica Small Cap Value |
A |
65.69% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica Small Cap Value |
A |
11.00% |
Raymond James
880 Carillon Pkwy
St Petersburg FL 33716-1100 |
Transamerica Small Cap Value |
C |
58.11% |
Umb Bank Na
Cust Sep IRA FBO
Randall D Schwarting
4205 W Philip Ave
North Platte NE 69101 |
Transamerica Small Cap Value |
C |
24.73% |
Thomas A Felstead &
Molly L Felstead JTWROS
4425 White Oak Dr
Janesville WI 53546-9140 |
Transamerica Small Cap Value |
C |
6.63% |
Sei Private Trust Company
C/O M & T Bank ID 337
One Freedom VAlley Drive
Oaks PA 19456-9989 |
Transamerica Small Cap Value |
I |
66.25% |
LPL Financial
Omnibus Customer Account
Attn Mutual Fund Trading
4707 Executive Dr
San Diego CA 92121-3091 |
Transamerica Small Cap Value |
I |
31.38% |
Transamerica Asset Allocation - Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
19.85% |
Blackrock Tactical Allocation VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
19.08% |
Transamerica Asset Allocation-Moderate Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
16.16% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
12.57% |
Transamerica Asset Allocation-Growth VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
10.00% |
Name & Address |
Fund Name |
Class |
Percent |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Small Cap Value |
I2 |
7.19% |
Universal Life Insurance Company
Moderate Portfolio
PO Box 2145
San Juan PR 00922-2145 |
Transamerica Small Cap Value |
I2 |
5.21% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Value |
I3 |
100.00% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Value |
R |
51.88% |
Charles Schwab & Co
211 Main St
San Francisco CA 94105-1901 |
Transamerica Small Cap Value |
R |
48.12% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R4 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Small Cap Value |
R4 |
100.00% |
National Financial Services LLC
For the Exclusive Benefit of Our Customers
499 Washington Blvd
Attn Mutual Fund Dept 4th Floor
Jersey City NJ 07310-1995 |
Transamerica Small Cap Value |
R6 |
97.19% |
Name & Address |
Fund Name |
Percentage of Fund
Owned |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Intermediate Horizon |
99.71% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Long Horizon |
99.10% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Asset Allocation Short Horizon |
99.80% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Balanced II |
68.53% |
Name & Address |
Fund Name |
Percentage of Fund
Owned |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class R Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Balanced II |
31.46% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Core Bond |
31.69% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Emerging Markets Equity |
27.22% |
Transamerica Asset Allocation-Moderate VP
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica High Yield Bond |
33.33% |
Attn Mutual Funds
Sei Private Tr Co
1 Freedom VAlley Dr
Oaks PA 19456-9989 |
Transamerica High Yield ESG |
40.48% |
Transamerica Asset Management Inc
Seed Money Account
Attn Corporate Accounting
6400 C St Sw Msc 2H-Cr
Cedar Rapids IA 52499-0003 |
Transamerica High Yield ESG |
38.47% |
Transamerica Asset Allocation - Moderate Growth Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
37.58% |
Transamerica Asset Allocation - Moderate Portfolio
Investment Account
Attn Fund Operations Mailstop 20B
1801 California St Ste 5200
Denver CO 80202-2642 |
Transamerica Inflation Opportunities |
25.69% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Core ESG |
73.18% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Growth |
71.57% |
State Street Bank & Trust Co Ttee
Various Retirement Plans
Trs Class I3 Series
440 Mamaroneck Ave
Harrison NY 10528-2418 |
Transamerica Large Value Opportunities |
77.37% |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley D. Doyle, CFA |
7 |
$8.70 billion |
5 |
$1.06 billion |
8 |
$27.14 billion |
Tyler A. Knight, CFA |
9 |
$11.70 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$11.43 billion |
4 |
$489 million |
16 |
$4.07 billion |
Sivakumar N. Rajan |
9 |
$12.27 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Bradley D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley D. Doyle, CFA |
7 |
$6.26 billion |
5 |
$1.06 billion |
8 |
$27.14 billion |
Tyler A. Knight, CFA |
9 |
$9.26 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$8.98 billion |
4 |
$489 million |
16 |
$4.07 billion |
Sivakumar N. Rajan |
9 |
$9.83 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Bradley D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley D. Doyle, CFA |
7 |
$6.77 billion |
5 |
$1.06 billion |
8 |
$27.14 billion |
Tyler A. Knight, CFA |
9 |
$9.77 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$9.49 billion |
4 |
$489 million |
16 |
$4.07 billion |
Sivakumar N. Rajan |
9 |
$10.34 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Bradley D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kevin Bakker, CFA |
2 |
$311 million |
6 |
$2.23 billion |
10 |
$1.86 billion |
Benjamin D. Miller, CFA |
2 |
$311 million |
6 |
$2.23 billion |
10 |
$1.86 billion |
James K. Schaeffer, Jr. |
2 |
$311 million |
6 |
$2.23 billion |
12 |
$2.05 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Kevin Bakker, CFA |
0 |
$0 |
0 |
$0 |
2 |
$490 million |
Benjamin D. Miller, CFA |
0 |
$0 |
0 |
$0 |
2 |
$490 million |
James K. Schaeffer, Jr. |
0 |
$0 |
0 |
$0 |
1 |
$446 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kevin Bakker, CFA |
2 |
$1.60 billion |
6 |
$2.23 billion |
10 |
$1.86 billion |
Benjamin D. Miller, CFA |
2 |
$1.60 billion |
6 |
$2.23 billion |
10 |
$1.86 billion |
James K. Schaeffer, Jr. |
2 |
$1.60 billion |
6 |
$2.23 billion |
12 |
$2.05 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Kevin Bakker, CFA |
0 |
$0 |
0 |
$0 |
2 |
$490 million |
Benjamin D. Miller, CFA |
0 |
$0 |
0 |
$0 |
2 |
$490 million |
James K. Schaeffer, Jr. |
0 |
$0 |
0 |
$0 |
1 |
$446 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Bradley D. Doyle, CFA |
7 |
$8.22 billion |
5 |
$1.06 billion |
8 |
$27.14 billion |
Tyler A. Knight, CFA |
9 |
$11.22 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$10.95 billion |
4 |
$489 million |
16 |
$4.07 billion |
Sivakumar N. Rajan |
9 |
$11.79 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Bradley D. Doyle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Tyler A. Knight, CFA |
9 |
$8.41 billion |
3 |
$233 million |
12 |
$8.89 billion |
Brian W. Westhoff, CFA |
7 |
$8.14 billion |
4 |
$489 million |
16 |
$4.07 billion |
Norbert King |
1 |
$605 million |
3 |
$906 million |
12 |
$28.43 billion |
Sivakumar N. Rajan |
9 |
$8.99 billion |
5 |
$1.06 billion |
9 |
$27.15 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Tyler A. Knight, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brian W. Westhoff, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Norbert King |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Sivakumar N. Rajan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Range of Securities Owned |
Fund |
Kevin Bakker, CFA |
$500,001 - $1,000,000 |
Transamerica High Yield Bond |
Jason P. Felderman, CFA |
$10,001 - $50,000 |
Transamerica Floating Rate |
Jason P. Felderman, CFA |
$10,001 - $50,000 |
Transamerica High Yield Bond |
Portfolio Manager |
Range of Securities Owned |
Fund |
Benjamin D. Miller, CFA |
$10,001 - $50,000 |
Transamerica High Yield Bond |
Brian W. Westhoff, CFA |
$50,001 - $100,000 |
Transamerica Bond |
Portfolio Manager |
Registered Investment
Companies* |
Other Pooled Investment
Vehicles* |
Other Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Tim Snyder, CFA |
7 |
$37.07 million |
5 |
$4.16 million |
18 |
$19.93 million |
Raffaele Zingone, CFA |
15 |
$92.16 million |
17 |
$28.46 million |
21 |
$21.28 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Tim Snyder, CFA |
0 |
$0 |
0 |
$0 |
5 |
$2.28 million |
Raffaele Zingone, CFA |
0 |
$0 |
0 |
$0 |
6 |
$3.07 million |
Portfolio Manager |
Registered Investment
Companies* |
Other Pooled Investment
Vehicles* |
Other Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Tim Snyder, CFA |
7 |
$36.33 million |
5 |
$4.16 million |
18 |
$19.93 million |
Raffaele Zingone, CFA |
15 |
$91.42 million |
17 |
$28.46 million |
21 |
$21.28 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Tim Snyder, CFA |
0 |
$0 |
0 |
$0 |
5 |
$2.28 million |
Raffaele Zingone, CFA |
0 |
$0 |
0 |
$0 |
6 |
$3.07 million |
Fund |
Benchmark Index |
Transamerica Balanced II |
S&P 500® Index
Bloomberg US Aggregate Bond Index |
Transamerica Multi-Managed Balanced |
S&P 500® Index Bloomberg US Aggregate Bond Index |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Dennis P. Lynch |
21 |
$10.68 billion |
29 |
$10.92 billion |
16 |
$3.70 billion |
Sam G. Chainani, CFA |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Jason C. Yeung, CFA |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
David S. Cohen |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Armistead B. Nash |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Alexander T. Norton |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Dennis P. Lynch |
0 |
$0 |
0 |
$0 |
16 |
$3.70 billion |
Sam G. Chainani, CFA |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Jason C. Yeung, CFA |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
David S. Cohen |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Armistead B. Nash |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Alexander T. Norton |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts* | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Dennis P. Lynch |
21 |
$10.68 billion |
29 |
$10.92 billion |
16 |
$3.70 billion |
Sam G. Chainani, CFA |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Jason C. Yeung, CFA |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
David S. Cohen |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Armistead B. Nash |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Alexander T. Norton |
21 |
$10.68 billion |
28 |
$10.81 billion |
14 |
$3.62 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Dennis P. Lynch |
0 |
$0 |
0 |
$0 |
16 |
$3.70 billion |
Sam G. Chainani, CFA |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Jason C. Yeung, CFA |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
David S. Cohen |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Armistead B. Nash |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Alexander T. Norton |
0 |
$0 |
0 |
$0 |
14 |
$3.62 billion |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Robert A. Vanden Assem, CFA |
5 |
$1.68 billion |
15 |
$4.38 billion |
18 |
$6.77 billion |
Roberto Coronado |
2 |
$260 million |
3 |
$807 million |
3 |
$568 million |
Gunter H. Seeger |
2 |
$260 million |
0 |
$0 |
0 |
$0 |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Robert A. Vanden Assem, CFA |
0 |
$0 |
0 |
$0 |
3 |
$966 million |
Roberto Coronado |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Gunter H. Seeger |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Sheedsa Ali, CFA |
2 |
$5.61 billion |
3 |
$491 million |
7 |
$1.66 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Sheedsa Ali, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Sheedsa Ali, CFA |
2 |
$5.46 billion |
3 |
$491 million |
7 |
$1.66 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Sheedsa Ali, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
W. Conrad Doenges |
4 |
$166.35 million |
3 |
$97.31 million |
16 |
$1.31 billion |
Andrew Hill |
4 |
$166.35 million |
3 |
$97.31 million |
16 |
$1.31 billion |
Joseph LaBate |
4 |
$166.35 million |
3 |
$97.31 million |
16 |
$1.31 billion |
Brown McCullough |
4 |
$166.35 million |
3 |
$97.31 million |
16 |
$1.31 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
W. Conrad Doenges |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Andrew Hill |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Joseph LaBate |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brown McCullough |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Kenneth W. Burgess, CFA |
3 |
$525 million |
1 |
$49 million |
155 |
$2.96 billion |
W. Ryan Wick, CFA |
3 |
$525 million |
1 |
$49 million |
155 |
$2.96 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Kenneth W. Burgess, CFA |
0 |
$0 |
0 |
$0 |
1 |
$206 million |
W. Ryan Wick, CFA |
0 |
$0 |
0 |
$0 |
1 |
$206 million |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Elliott W. Jones, CFA |
1 |
$8.2 million |
0 |
$0 |
0 |
$0 |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Elliott W. Jones, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Brandon H. Harrell, CFA |
6 |
$3.19 billion |
5 |
$1.92 billion |
11 |
$3.59 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Brandon H. Harrell, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
R. Michael Creager, CFA |
4 |
$1.03 billion |
1 |
$133.1 million |
19 |
$1.56 billion |
Brett P. Hawkins, CFA |
5 |
$1.06 billion |
3 |
$248.0 million |
32 |
$2.51 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
R. Michael Creager, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Brett P. Hawkins, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Range of Securities Owned |
Fund |
Brandon H. Harrell, CFA |
$500,001 - $1,000,000 |
Transamerica International Equity |
R. Michael Creager, CFA |
$10,001 - $50,000 |
Transamerica Mid Cap Value Opportunities |
Brett P. Hawkins, CFA |
$500,001 – $1,000,000 |
Transamerica Mid Cap Value Opportunities |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Christopher A. Staples, CFA |
4 |
$540 million |
10 |
$209 million |
5 |
$11 million |
Kane Cotton, CFA |
4 |
$540 million |
10 |
$209 million |
5 |
$11 million |
Rufat Garalov, CFA |
4 |
$540 million |
10 |
$209 million |
5 |
$11 million |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Christopher A. Staples, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Kane Cotton, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Rufat Garalov, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Douglas McLane, CFA |
9 |
$21.9 billion |
17 |
$2.66 billion |
16 |
$4.97 billion |
David Siegle, CFA |
9 |
$21.9 billion |
11 |
$1.94 billion |
16 |
$4.97 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Douglas McLane, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
David Siegle, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Portfolio Manager |
Registered Investment
Companies |
Other Pooled Investment
Vehicles |
Other Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Timothy N. Manning |
3 |
$2.82 billion |
7 |
$3.38 billion |
5 |
$2.82 billion |
Fee Based Accounts
(The number of accounts and the total assets in the accounts managed by each
portfolio manager with respect to which the advisory fee is based on
the performance of the account.) | ||||||
Timothy N. Manning |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Fund |
Benchmark Index and/or Peer Group
for Incentive Period |
Transamerica Large Growth |
Russell 1000® Growth Index |
Transamerica Mid Cap Growth |
Russell Midcap® Growth Index |
Portfolio Manager |
Range of Securities Owned |
Fund |
Timothy N. Manning |
$10,001 - $50,000 |
Transamerica Mid Cap Growth |
Transamerica Balanced II | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$25,706.40 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$552.64 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$147.20 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$20,033.56 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$20,733.40 |
Net income from securities lending activities |
$4,973.00 |
Transamerica Bond | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$880,598.35 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$15,031.03 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$5,443.35 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$725,160.97 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$745,635.35 |
Net income from securities lending activities |
$134,963.00 |
Transamerica Capital Growth | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$1,198,241.34 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$26,540.21 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$6,407.91 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$927,232.22 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$960,180.34 |
Net income from securities lending activities |
$238,061.00 |
Transamerica Core Bond | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$674,811.75 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$18,508.21 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$3,788.45 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$485,932.09 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$508,228.75 |
Net income from securities lending activities |
$166,583.00 |
Transamerica Emerging Markets Equity | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$55,997.18 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$2,882.09 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$262.67 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$26,905.42 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$30,050.18 |
Net income from securities lending activities |
$25,947.00 |
Transamerica High Yield Bond | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$4,365,137.84 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$157,245.33 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$24,669.97 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$2,767,835.54 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$2,949,750.84 |
Net income from securities lending activities |
$1,415,387.00 |
Transamerica High Yield ESG | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$123,906.78 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$5,495.54 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$702.37 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$68,224.87 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$74,422.78 |
Net income from securities lending activities |
$49,484.00 |
Transamerica Inflation Opportunities | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$40,573.65 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$509.13 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$255.49 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$35,309.03 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$36,073.65 |
Net income from securities lending activities |
$4,500.00 |
Transamerica International Equity | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$2,227,137.72 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$52,237.63 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$12,101.14 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$1,692,631.95 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$1,756,970.72 |
Net income from securities lending activities |
$470,167.00 |
Transamerica Large Core ESG | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$13,997.01 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$832.47 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$51.26 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$5,617.28 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$6,501.01 |
Net income from securities lending activities |
$7,496.00 |
Transamerica Large Growth | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$77,589.86 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$3,289.39 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$316.86 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$44,359.61 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$47,965.86 |
Net income from securities lending activities |
$29,624.00 |
Transamerica Large Value Opportunities |
|
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$89,185.86 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$8,503.64 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$58.98 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$4,088.24 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$12,650.86 |
Net income from securities lending activities |
$76,535.00 |
Transamerica Mid Cap Growth | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$2,179.91 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$217.91 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0.00 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$0.00 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$217.91 |
Net income from securities lending activities |
$1,962.00 |
Transamerica Mid Cap Value Opportunities |
|
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$347,296.39 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$7,065.44 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$1,866.04 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$274,863.91 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$283,795.39 |
Net income from securities lending activities |
$63,501.00 |
Transamerica Multi-Managed Balanced | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$83,550.89 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$1,357.96 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$517.20 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$69,455.73 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$71,330.89 |
Net income from securities lending activities |
$12,220.00 |
Transamerica Short-Term Bond | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$324,728.60 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$13,499.81 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$1,826.63 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$187,914.16 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$203,240.60 |
Net income from securities lending activities |
$121,488.00 |
Transamerica Small Cap Growth | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$15,507.31 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$83.38 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$96.38 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$14,576.55 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$14,756.31 |
Net income from securities lending activities |
$751.00 |
Transamerica Small Cap Value | |
Gross income from securities lending activities (including income from
cash collateral reinvestment) |
$37,432.62 |
Fees and/or compensation for securities lending activities
and related services | |
Fees paid to securities lending agent from a revenue split
|
$658.09 |
Fees paid for any cash collateral management service (including fees
deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$214.77 |
Administrative fees not included in revenue split |
$0.00 |
Indemnification fees not included in revenue split |
$0.00 |
Rebate (paid to borrower) |
$30,635.76 |
Other fees not included in revenue split |
$0.00 |
Aggregate fees/compensation for securities lending
activities |
$31,508.62 |
Net income from securities lending activities |
$5,924.00 |