UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
| No. | ||
| (State or other jurisdiction | (Commission File | (IRS Employer |
| of incorporation) | Number) | Identification No.) |
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code:
1-
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered |
| New York Stock Exchange ( | ||
| Depositary Shares, each representing a 1/1000th interest in a share of |
||
| Depositary Shares, each representing a 1/1000th interest in a share of |
||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
Emerging growth
company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 9.01. | Financial Statements and Exhibits |
Exhibits are filed herewith in connection with the Registration Statement on Form S-3 (File Nos. 333-270532 and 333-270532-01) filed by Wells Fargo & Company and Wells Fargo Finance LLC with the Securities and Exchange Commission.
On April 27, 2023, Wells Fargo & Company updated its Medium-Term Note Program, Series T, and Wells Fargo Finance LLC updated its Medium-Term Note Program, Series A. The purpose of this Current Report is to file with the Securities and Exchange Commission the related Distribution Agreements and forms of notes approved for each series.
(d) Exhibits
| Exhibit No. | Description | Location |
| 1.1 | Filed herewith | |
| 1.2 | Filed herewith | |
| 4.1 | Form of Medium-Term Notes, Series T | Filed herewith |
| 4.2 | Form of Medium-Term Notes, Series A | Filed herewith |
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. | Filed herewith |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| WELLS FARGO & COMPANY | ||
| /s/ Bryant Owens | ||
| DATED: April 27, 2023 | Bryant Owens | |
| Senior Vice President and Assistant Treasurer |