UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
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(Exact Name of Registrant as Specified in Charter)
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
(Address of Principal Executive Offices, including Zip Code)
Registrant’s telephone number, including area code: (
N/A
(Former Name or Former Address, if Changed Since Last Report)
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§230.405 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
The Annual Meeting of Shareholders (the “Annual Meeting”) of First US Bancshares, Inc. (the “Company”) was held on April 28, 2022. Summarized below are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:
Proposal 1 – Election of Directors. The shareholders elected each of the director nominees to serve as directors during the ensuing year. The voting for the directors at the Annual Meeting was as follows:
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Name |
Votes For |
Withhold Authority |
Broker Non-Votes |
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Robert Stephen Briggs |
2,930,702 |
476,158 |
1,225,750 |
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Sheri S. Cook |
2,941,876 |
464,984 |
1,225,750 |
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John C. Gordon |
3,015,547 |
391,313 |
1,225,750 |
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David P. Hale |
2,942,954 |
463,906 |
1,225,750 |
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James F. House |
2,942,827 |
464,033 |
1,225,750 |
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Marlene M. McCain |
2,954,848 |
452,012 |
1,225,750 |
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J. Lee McPhearson |
2,933,052 |
473,808 |
1,225,750 |
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Jack W. Meigs |
2,932,758 |
474,102 |
1,225,750 |
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Aubrey S. Miller |
2,941,763 |
465,097 |
1,225,750 |
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Donna D. Smith |
2,942,488 |
464,372 |
1,225,750 |
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Bruce N. Wilson |
2,934,691 |
472,169 |
1,225,750 |
Proposal 2 – Ratification of the Appointment of Carr, Riggs & Ingram, LLC as the Company’s Independent Registered Public Accountants for the Year Ending December 31, 2022. The shareholders ratified the appointment of Carr, Riggs & Ingram, LLC as the Company’s independent registered public accountants for the year ending December 31, 2022. The result of the vote taken at the Annual Meeting was as follows:
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Votes For |
Votes Against |
Abstain |
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4,499,631 |
59,274 |
73,705 |
Proposal 3 – Advisory Approval of Executive Compensation. The shareholders adopted a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Company’s 2022 proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. The result of the vote taken at the Annual Meeting was as follows:
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Votes For |
Votes Against |
Abstain |
Broker Non-Votes |
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3,149,865 |
219,745 |
37,250 |
1,225,750 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dated: April 28, 2022 |
FIRST US BANCSHARES, INC. |
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By: |
/s/ Beverly J. Dozier |
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Name: |
Beverly J. Dozier |
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Vice President, Secretary and Assistant Treasurer |