UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-02363
| Cornerstone Total Return Fund, Inc. |
| (Exact name of registrant as specified in charter) |
| 225 Pictoria Drive, Suite 450, Cincinnati, OH | 45246 |
| (Address of principal executive offices) | (Zip code) |
Benjamin V. Mollozzi, Esq.
| c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 |
| (Name and address of agent for service) |
Registrant's telephone number, including area code: (866) 668-6558
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 - June 30, 2020
ITEM 1. PROXY VOTING RECORD.
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Ballot Status | Management Recommendation | Vote Cast | For/ Against Management |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.1 | Elect Robert J. Alpern | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.2 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.3 | Elect Sally E. Blount | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.4 | Elect Robert B. Ford | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.5 | Elect Michelle A. Kumbier | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.6 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.7 | Elect Darren W. McDew | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.8 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.9 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.10 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.11 | Elect Daniel J. Starks | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.12 | Elect John G. Stratton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.13 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.14 | Elect Miles D. White | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 5 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 6 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Voted | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Aberdeen Emerging Markets Equity Income Fund, Inc. | AEF | 00301W105 | 3/4/2020 | 1 | Election of Directors | Mgmt | Voted | For | For 94% Against 6% Abstain 0% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302M106 | 5/6/2020 | 1 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 77% Abstain 23% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302M106 | 5/6/2020 | 2 | Elect Martin J. Gilbert | Mgmt | Voted | For | For 96% Abstain 4% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302L108 | 5/27/2020 | 1 | Approval of Amended Fundamental Investment Objectives | Mgmt | Voted | For | For 77% Abstain 23% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302L108 | 5/27/2020 | 2 | Approval of Amended Fundamental Investment Restriction Related to Borrowing | Mgmt | Voted | For | For 96% Abstain 4% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302M106 | 10/9/2019 | 1 | Elect P. Gerald Malone | Mgmt | Voted | For | For 85% Abstain 15% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306JA10 | 5/27/2020 | 1 | Elect Anthony S. Clark | Mgmt | Voted | For | For 98.40% Against 1.19% Abstain 0.41% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306JA10 | 5/27/2020 | 2 | Elect Richard J. Herring | Mgmt | Voted | For | For 87.56% Against 12.03% Abstain 0.41% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306JA10 | 5/27/2020 | 3 | Elect Martin J. Gilbert | Mgmt | Voted | For | For 87.56% Against 12.03% Abstain 0.41% | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 1 | Elect Jaime Ardila | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 2 | Elect Herbert Hainer | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 3 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 4 | Elect Gilles Pelisson | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 5 | Elect Paula A. Price | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 6 | Elect Venkata Renduchintala | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 7 | Elect David P. Rowland | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 8 | Elect Arun Sarin | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 9 | Elect Julie Sweet | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 10 | Elect Frank Kui Tang | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 11 | Elect Tracey T. Travis | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 13 | Amendment to the 2010 Share Incentive Plan | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 17 | Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 2 | Elect Frank A. Calderoni | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 3 | Elect James E. Daley | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 4 | Elect Laura Desmond | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 5 | Elect Charles M. Geschke | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 6 | Elect Shantanu Narayen | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 7 | Elect Kathleen Oberg | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 8 | Elect Dheeraj Pandey | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 9 | Elect David A. Ricks | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 10 | Elect Daniel Rosensweig | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 11 | Elect John E. Warnock | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 12 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 1 | Elect Daniel P. Amos | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 2 | Elect W. Paul Bowers | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 3 | Elect Toshihiko Fukuzawa | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 4 | Elect Thomas J. Kenny | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 5 | Elect Georgette D. Kiser | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 6 | Elect Karole F. Lloyd | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 7 | Elect Nobuchika Mori | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 8 | Elect Joseph L. Moskowitz | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 9 | Elect Barbara K. Rimer | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 10 | Elect Katherine T. Rohrer | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 11 | Elect Melvin T. Stith | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 1 | Elect Susan K. Carter | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 2 | Elect Charles I. Cogut | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 3 | Elect Chadwick C. Deaton | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 4 | Elect Seifi Ghasemi | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 5 | Elect David H. Y. Ho | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 6 | Elect Margaret G. McGlynn | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 7 | Elect Edward L. Monser | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 8 | Elect Matthew H. Paull | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 1 | Elect Deborah A. DeCotis | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 2 | Elect Bradford K. Gallagher | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 3 | Elect James A. Jacobson | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 4 | Elect Erick R. Holt | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 5 | Elect Sarah E. Cogan | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 6 | Elect Thomas J. Fuccillo | Mgmt | Voted | For | For 97% Abstain 3% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 2 | Elect Rosalind G. Brewer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 3 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 4 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 5 | Elect Judith A. McGrath | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 6 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 7 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 8 | Elect Thomas O. Ryder | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 9 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 10 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 13 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 14 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 15 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 20 | Shareholder Proposal Regarding Report on Community Impacts | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 21 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 22 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 23 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 24 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 25 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 1 | Elect Nicholas K. Akins | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 2 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 5 | Elect Art A. Garcia | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 6 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 7 | Elect Thomas E. Hoaglin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 8 | Elect Sandra Beach Lin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 9 | Elect Margaret M. McCarthy | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 10 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 11 | Elect Stephen S. Rasmussen | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 12 | Elect Oliver G. Richard, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 13 | Elect Sara Martinez Tucker | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 1 | Elect Charlene Barshefsky | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 2 | Elect John J. Brennan | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 3 | Elect Peter Chernin | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 4 | Elect Ralph de la Vega | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 5 | Elect Anne M. A. Lauvergeon | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 6 | Elect Micheal O. Leavitt | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 7 | Elect Theodore J. Leonsis | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 8 | Elect Karen L. Parkhill | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 9 | Elect Lynn A. Pike | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 10 | Elect Stephen J. Squeri | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 11 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 13 | Elect Christopher D. Young | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 16 | Amendment to the Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| American Express Company | AXP | 025816109 | 5/5/2020 | 18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 1 | Elect Thomas Bartlett | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 2 | Elect Raymond P. Dolan | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 3 | Elect Robert D. Hormats | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 4 | Elect Gustavo Lara Cantu | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 5 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 6 | Elect Craig Macnab | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 7 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 8 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 9 | Elect David E. Sharbutt | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 10 | Elect Bruce L. Tanner | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 11 | Elect Samme L. Thompson | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Aon plc | AON | G0408V102 | 2/4/2020 | 1 | Approve Scheme of Arrangement (Reincorporation from UK to Ireland) | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 2/4/2020 | 2 | Cancellation of Share Premium Account | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 2/4/2020 | 3 | Off-Market Repurchase of Shares | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 2/4/2020 | 4 | Cancellation of NYSE Listing | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 2/4/2020 | 5 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V111 | 2/4/2020 | 1 | Approve Scheme of Arrangement (Reincorporation from UK to Ireland) | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 1 | Elect Lester B. Knight | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 2 | Elect Gregory C. Case | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 3 | Elect Jin-Yong Cai | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 4 | Elect Jeffrey C. Campbell | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 5 | Elect Fulvio Conti | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 6 | Elect Cheryl A. Francis | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 7 | Elect J. Michael Losh | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 8 | Elect Richard B. Myers | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 9 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 10 | Elect Gloria Santona | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 11 | Elect Carolyn Y. Woo | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 14 | Ratification of Statutory Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 15 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 1 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 2 | Elect Timothy D. Cook | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 3 | Elect Albert A. Gore | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 4 | Elect Andrea Jung | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 5 | Elect Arthur D. Levinson | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 6 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 7 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 8 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Voted | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | ShrHoldr | Voted | Against | For | Against |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 1 | Elect Peter Bisson | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 2 | Elect Richard T. Clark | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 3 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 4 | Elect John P. Jones | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 5 | Elect Francine S. Katsoudas | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 7 | Elect Scott F. Powers | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 8 | Elect William J. Ready | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 9 | Elect Carlos A. Rodriguez | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 10 | Elect Sandra S. Wijnberg | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 1 | Elect Douglas H. Brooks | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 2 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 3 | Elect Earl G. Graves, Jr. | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 4 | Elect Enderson Guimaraes | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 5 | Elect Michael M. Calbert | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 6 | Elect D. Bryan Jordan | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 7 | Elect Gale V. King | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 8 | Elect George R. Mrkonic, Jr. | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 9 | Elect William C. Rhodes, III | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 10 | Elect Jill Ann Soltau | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 1 | Elect Sharon L. Allen | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 2 | Elect Susan S. Bies | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 3 | Elect Jack O. Bovender, Jr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 4 | Elect Frank P. Bramble, Sr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 5 | Elect Pierre J. P. de Weck | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 6 | Elect Arnold W. Donald | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 7 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 9 | Elect Thomas J. May | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 10 | Elect Brian T. Moynihan | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 11 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 12 | Elect Denise L. Ramos | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 13 | Elect Clayton S. Rose | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 14 | Elect Michael D. White | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 15 | Elect Thomas D. Woods | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 16 | Elect R. David Yost | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 17 | Elect Maria T. Zuber | Mgmt | Voted | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 19 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 20 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 22 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 23 | Shareholder Proposal Regarding Purpose of a Corporation | ShrHoldr | Voted | Against | Against | For |
| BB&T Corporation | BBT | 054937107 | 7/30/2019 | 1 | SunTrust Merger-of-Equals | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 7/30/2019 | 2 | Company Name Change | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 7/30/2019 | 3 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 1 | Elect Catherine M. Burzik | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 2 | Elect R. Andrew Eckert | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 3 | Elect Vincent A. Forlenza | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 4 | Elect Claire M. Fraser | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 5 | Elect Jeffrey W. Henderson | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 6 | Elect Christopher Jones | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 7 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 8 | Elect David F. Melcher | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 9 | Elect Thomas E. Polen | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 10 | Elect Claire Pomeroy | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 11 | Elect Rebecca W. Rimel | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 12 | Elect Timothy M. Ring | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 13 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 16 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 17 | Approval of French Addendum to 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.1 | Elect Warren E. Buffett | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.2 | Elect Charles T. Munger | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.3 | Elect Gregory E. Abel | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.4 | Elect Howard G. Buffett | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.5 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.6 | Elect Kenneth I. Chenault | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.7 | Elect Susan L. Decker | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.8 | Elect David S. Gottesman | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.9 | Elect Charlotte Guyman | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.10 | Elect Ajit Jain | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.11 | Elect Thomas S. Murphy | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.12 | Elect Ronald L. Olson | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.13 | Elect Walter Scott, Jr. | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.14 | Elect Meryl B. Witmer | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 4 | Shareholder Proposal Regarding Policy on Board and CEO Diversity | ShrHoldr | Voted | Against | For | Against |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2019 | 1.1 | Elect Richard E. Cavanagh | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2019 | 1.2 | Elect Cynthia L. Egan | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2019 | 1.3 | Elect Robert Fairbairn | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2019 | 1.4 | Elect Henry Gabbay | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 1 | Elect Bader M. Alsaad | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 2 | Elect Mathis Cabiallavetta | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 3 | Elect Pamela Daley | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 4 | Elect William S. Demchak | Mgmt | Voted | For | Abstain | Against |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 5 | Elect Jessica P. Einhorn | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 6 | Elect Laurence D. Fink | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 7 | Elect William E. Ford | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 8 | Elect Fabrizio Freda | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 9 | Elect Murry S. Gerber | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 10 | Elect Margaret L. Johnson | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 11 | Elect Robert S. Kapito | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 12 | Elect Cheryl D. Mills | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 13 | Elect Gordon M. Nixon | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 14 | Elect Charles H. Robbins | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 15 | Elect Marco Antonio Slim Domit | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 16 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 17 | Elect Mark Wilson | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 19 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 20 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Voted | Against | Against | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 1 | Elect Nelda J. Connors | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 2 | Elect Charles J. Dockendorff | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 3 | Elect Yoshiaki Fujimori | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 4 | Elect Donna A. James | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 5 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 6 | Elect Stephen P. MacMillan | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 7 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 8 | Elect David J. Roux | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 9 | Elect John E. Sununu | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 10 | Elect Ellen M. Zane | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/7/2020 | 14 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | Against | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 1 | Elect Nisha Kumar | Mgmt | Voted | For | For 99% Against 0.3% Abstain 0.7% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 2 | Elect Jane E. Trust | Mgmt | Voted | For | For 99% Against 0.3% Abstain 0.7% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 0.3% Abstain 0.7% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 4 | Shareholder Proposal Regarding Self-Tender (Non-Binding) | ShrHoldr | Voted | Against | For 99% Against 0.3% Abstain 0.7% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 5 | Shareholder Proposal Regarding Majority Voting in Director Elections (Non-Binding) | ShrHoldr | Voted | Against | For 99% Against 0.3% Abstain 0.7% | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 1 | Elect Hock E. Tan | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 2 | Elect Dr. Henry S. Samueli | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 3 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 4 | Elect Diane M. Bryant | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 5 | Elect Gayla J. Delly | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 6 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 7 | Elect Check Kian Low | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 8 | Elect Justine F. Page | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 9 | Elect Harry L. You | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/8/2019 | 1.1 | Elect John R. Bartholdson | Mgmt | Voted | For | For 89% Against 11% | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/8/2019 | 1.2 | Elect Leslie E. Greis | Mgmt | Voted | For | For 97% Against 3% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.1 | Elect Richard R. Burt | Mgmt | Voted | For | For 49% Withhold 51% | Against |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.2 | Elect Walter C. Dostmann | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.3 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 55% Withhold 45% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.4 | Elect Holger Hatje | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.5 | Elect Hepsen Uzcan | Mgmt | Voted | For | For 55% Withhold 45% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 0% Abstain 1% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 1 | Elect W. Lance Conn | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 2 | Elect Kim C. Goodman | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 3 | Elect Craig A. Jacobson | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 4 | Elect Gregory B. Maffei | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 5 | Elect John D. Markley, Jr. | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 6 | Elect David C. Merritt | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 7 | Elect James E. Meyer | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 8 | Elect Steven A. Miron | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 9 | Elect Balan Nair | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 10 | Elect Michael A. Newhouse | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 11 | Elect Mauricio Ramos | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 12 | Elect Thomas M. Rutledge | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 13 | Elect Eric L. Zinterhofer | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 2 | Elect John B. Frank | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 3 | Elect Alice P. Gast | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 4 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 5 | Elect Charles W. Moorman IV | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 6 | Elect Dambisa F. Moyo | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 7 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 8 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 9 | Elect D. James Umpleby III | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 10 | Elect Michael K. Wirth | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 14 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 15 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 16 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 17 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 1 | Elect M. Michele Burns | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 2 | Elect Wesley G. Bush | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 3 | Elect Michael D. Capellas | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 4 | Elect Mark Garrett | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 5 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 6 | Elect Roderick C. McGeary | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 7 | Elect Charles H. Robbins | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 8 | Elect Arun Sarin | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 9 | Elect Brenton L. Saunders | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 10 | Elect Carol B. Tome | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 1 | Elect Michael L. Corbat | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 2 | Elect Ellen M. Costello | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 3 | Elect Grace E Dailey | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 4 | Elect Barbara J. Desoer | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 5 | Elect John C. Dugan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 6 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 7 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 8 | Elect S. Leslie Ireland | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 9 | Elect Lew W. Jacobs, IV | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 10 | Elect Renee J. James | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 11 | Elect Gary M. Reiner | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 12 | Elect Diana L. Taylor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 13 | Elect James S. Turley | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 14 | Elect Deborah C. Wright | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 15 | Elect Alexander R. Wynaendts | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 19 | Amendment to the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 20 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 21 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| ClearBridge MLP and Midstream Total Return Fund Inc | CTR | 18469Q108 | 3/20/2020 | 1 | Elect William R. Hutchinson | Mgmt | Voted | For | For 97% Withhold 3% | For |
| ClearBridge MLP and Midstream Total Return Fund Inc | CTR | 18469Q108 | 3/20/2020 | 2 | Elect Jane E. Trust | Mgmt | Voted | For | For 94% Withhold 6% | For |
| ClearBridge MLP and Midstream Total Return Fund Inc | CTR | 18469Q108 | 3/20/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Clough Global Dividend and Income Fund | GLV | 18913Y103 | 7/16/2019 | 1.1 | Elect Clifford J. Weber | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Clough Global Dividend and Income Fund | GLV | 18913Y103 | 7/16/2019 | 1.2 | Elect Vincent W. Versaci | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Clough Global Dividend and Income Fund | GLV | 18913Y103 | 7/16/2019 | 1.3 | Elect Edmund J. Burke | Mgmt | Voted | For | For 95% Withhold 5% | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 1 | Elect Terrence A. Duffy | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 2 | Elect Timothy S. Bitsberger | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 3 | Elect Charles P. Carey | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 4 | Elect Dennis H. Chookaszian | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 5 | Elect Bryan T. Durkin | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 6 | Elect Ana Dutra | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 7 | Elect Martin J. Gepsman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 8 | Elect Larry G. Gerdes | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 9 | Elect Daniel R. Glickman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 10 | Elect Daniel G. Kaye | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 11 | Elect Phyllis M. Lockett | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 12 | Elect Deborah J. Lucas | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 13 | Elect Terry L. Savage | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 14 | Elect Rahael Seifu | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 15 | Elect William R. Shepard | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 16 | Elect Howard J. Siegel | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 17 | Elect Dennis A. Suskind | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 18 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/6/2020 | 19 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.1 | Elect Kenneth J. Bacon | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.2 | Elect Madeline S. Bell | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.3 | Elect Naomi M. Bergman | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.4 | Elect Edward D. Breen | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.5 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.6 | Elect Jeffrey A. Honickman | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.7 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.8 | Elect Asuka Nakahara | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.9 | Elect David C. Novak | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.10 | Elect Brian L. Roberts | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 3 | Amendment to the 2003 Stock Option Plan | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 5 | Advisory vote on executive compensation | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 7 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 8 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Voted | Against | For | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 1.1 | Elect Susan L. Decker | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 1.2 | Elect Richard A. Galanti | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 1.3 | Elect Sally Jewell | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 1.4 | Elect Charles T. Munger | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 4 | Removal of Directors Without Cause | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 5 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Voted | Against | Against | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 1 | Elect P. Robert Bartolo | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 2 | Elect Jay A. Brown | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 3 | Elect Cindy Christy | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 4 | Elect Ari Q. Fitzgerald | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 5 | Elect Robert E. Garrison II | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 6 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 7 | Elect Lee W. Hogan | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 8 | Elect Edward C. Hutcheson, Jr. | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 9 | Elect J. Landis Martin | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 10 | Elect Robert F. McKenzie | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 11 | Elect Anthony J. Melone | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 12 | Elect W. Benjamin Moreland | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 1 | Elect Donna M. Alvarado | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 2 | Elect Pamela L. Carter | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 3 | Elect James M. Foote | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 4 | Elect Steven T. Halverson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 5 | Elect Paul C. Hilal | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 6 | Elect John D. McPherson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 7 | Elect David M. Moffett | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 8 | Elect Linda H. Riefler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 9 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 10 | Elect J. Steven Whisler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 11 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cushing MLP & Infrastructure Total Return Fund | SRF | 231647108 | 5/1/2020 | 1.1 | Elect Brenda A. Cline | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Cushing MLP & Infrastructure Total Return Fund | SRF | 231647108 | 5/1/2020 | 1.2 | Elect Jerry V. Swank | Mgmt | Voted | For | For 95% Withhold 5% | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 1 | Elect Fernando Aguirre | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 2 | Elect C. David Brown II | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 5 | Elect David W. Dorman | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 6 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 7 | Elect Anne M. Finucane | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 8 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 9 | Elect Larry J. Merlo | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 10 | Elect Jean-Pierre Millon | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 11 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 12 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 13 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 16 | Amendment to the 2017 Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 17 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 18 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | Against | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 1 | Elect Samuel R. Allen | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 2 | Elect Alan C. Heuberger | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 3 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 4 | Elect Dipak C. Jain | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 5 | Elect Michael O. Johanns | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 6 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 7 | Elect John C. May | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 8 | Elect Gregory R. Page | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 9 | Elect Sherry M. Smith | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 10 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 11 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 12 | Adoption of Exclusive Forum Provisions | Mgmt | Voted | For | Against | Against |
| Deere & Company | DE | 244199105 | 2/26/2020 | 13 | Advisory vote on executive compensation | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 14 | Approval of the 2020 Equity and Incentive Plan | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 16 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Voted | Against | Against | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.1 | Elect Thomas L. Bennett | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.2 | Elect Jerome D. Abernathy | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.3 | Elect Ann D. Borowiec | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.4 | Elect Joseph W. Chow | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.5 | Elect John A. Fry | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.6 | Elect Lucinda S. Landreth | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.7 | Elect Shawn K. Lytle | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.9 | Elect Thomas K. Whitford | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.1 | Elect Christianna Wood | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.11 | Elect Janet L. Yeomans | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 2 | Approval of a New Sub-Advisory Agreement | Mgmt | Voted | For | For 94% Against 4% Abstain 2% | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 1 | Elect Edward H. Bastian | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 2 | Elect Francis S. Blake | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 3 | Elect Ashton B. Carter | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 4 | Elect David G. DeWalt | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 5 | Elect William H. Easter III | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 6 | Elect Christopher A. Hazleton | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 7 | Elect Michael P. Huerta | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 8 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 9 | Elect George N. Mattson | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 10 | Elect Sergio A. L. Rial | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 11 | Elect David. S. Taylor | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 12 | Elect Kathy N. Waller | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | Against | For | Against |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Voted | Against | Against | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 1 | Elect Warren F. Bryant | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 2 | Elect Michael M. Calbert | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 3 | Elect Sandra B. Cochran | Mgmt | Voted | For | Abstain | Against |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 4 | Elect Patricia D. Fili-Krushel | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 5 | Elect Timothy I. McGuire | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 6 | Elect William C. Rhodes, III | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 7 | Elect Debra A. Sandler | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 8 | Elect Ralph E. Santana | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 9 | Elect Todd J. Vasos | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 12 | Elimination of Supermajority Requirement to amend the Company's Charter | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 13 | Elimination of Supermajority Requirement to amend the Company's Bylaws | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 1 | Elect James A. Bennett | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 2 | Elect Helen E. Dragas | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 3 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 4 | Elect Thomas F. Farrell II | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 5 | Elect D. Maybank Hagood | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 6 | Elect John W. Harris | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 7 | Elect Ronald W. Jibson | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 8 | Elect Mark J. Kington | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 9 | Elect Joseph M. Rigby | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 10 | Elect Pamela L. Royal | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 11 | Elect Robert H. Spilman, Jr. | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 12 | Elect Susan N. Story | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 13 | Elect Michael E. Szymanczyk | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 1 | Elect Samuel R. Allen | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 2 | Elect Ajay Banga | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 3 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 4 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 5 | Elect Wesley G. Bush | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 6 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 7 | Elect Jeff M. Fettig | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 8 | Elect Jim Fitterling | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 9 | Elect Jacqueline C. Hinman | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 10 | Elect Jill S. Wyant | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 11 | Elect Daniel W. Yohannes | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Duff & Phelps Utility and Infrastructure Fund Inc | DPG | 26433C105 | 3/9/2020 | 1 | Elect David J. Vitale | Mgmt | Voted | For | For 81% Abstain 19% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.1 | Elect Michael G. Browning | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.2 | Elect Annette K. Clayton | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.3 | Elect Theodore F. Craver, Jr. | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.4 | Elect Robert M. Davis | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.5 | Elect Daniel R. DiMicco | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.6 | Elect Nicholas C. Fanandakis | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.7 | Elect Lynn J. Good | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.8 | Elect John T. Herron | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.9 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.10 | Elect E. Marie McKee | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.11 | Elect Marya M. Rose | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.12 | Elect Thomas E. Skains | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.13 | Elect William E. Webster, Jr. | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 4 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | None | For | - |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Eagle Growth & Income Opportunities Fund | EGIF | 26958J105 | 10/25/2019 | 1.1 | Elect Laurie A. Hesslein | Mgmt | Voted | For | For 52% Withhold 48% | For |
| Eagle Growth & Income Opportunities Fund | EGIF | 26958J105 | 10/25/2019 | 1.2 | Elect Brian Good | Mgmt | Voted | For | For 52% Withhold 48% | For |
| Eagle Growth & Income Opportunities Fund | EGIF | 26958J105 | 10/25/2019 | 2 | Shareholder Proposal Regarding Termination of Advisory and Management Agreements | ShrHoldr | Voted | Against | For 51% Against 45% Abstain 4% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 3/9/2020 | 1 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | For 90.53% Against 7.47% Abstain 2.00% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 3/9/2020 | 2 | Approval of a New Investment Sub-Advisory Agreement | Mgmt | Voted | For | For 90.53% Against 7.47% Abstain 2.00% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 3/9/2020 | 3 | Amendments to the Declaration of Trust | Mgmt | Voted | For | For 96.44% Against 2.40% Abstain 1.16% | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 2 | Elect Shari L Ballard | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 3 | Elect Barbara J. Beck | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 4 | Elect Jeffrey M. Ettinger | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 5 | Elect Arthur J. Higgins | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 6 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 7 | Elect David W. MacLennan | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 8 | Elect Tracy B. McKibben | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 9 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 10 | Elect Victoria J. Reich | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 11 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 12 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 1 | Elect Michael A. Mussallem | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 2 | Elect Kieran T. Gallahue | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 3 | Elect Leslie S. Heisz | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 4 | Elect William J. Link | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 5 | Elect Steven R. Loranger | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 6 | Elect Martha H. Marsh | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 7 | Elect Ramona Sequeira | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 8 | Elect Nicholas J. Valeriani | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 10 | Approval of the 2020 Non-Employee Directors Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 11 | Increase of Authorized Common Stock for Stock Split | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.1 | Elect Thomas Bartlett | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.2 | Elect Nanci E. Caldwell | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.3 | Elect Adaire Fox-Martin | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.4 | Elect Gary F. Hromadko | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.5 | Elect William Luby | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.6 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.7 | Elect Charles Meyers | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.8 | Elect Christopher B. Paisley | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.9 | Elect Sandra Rivera | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.10 | Elect Peter F. Van Camp | Mgmt | Voted | For | Withhold | Against |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 3 | Approval of the 2020 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 1 | Elect Ronald S. Lauder | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 2 | Elect William P. Lauder | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 3 | Elect Richard D. Parsons | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 4 | Elect Lynn Forester de Rothschild | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 5 | Elect Jennifer Tejada | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 6 | Elect Richard F. Zannino | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 9 | Amendment to the 2002 Share Incentive Plan | Mgmt | Voted | For | For | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.1 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 92% Withhold 8% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.2 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 97% Withhold 3% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.3 | Elect Christian H. Strenger | Mgmt | Voted | For | For 92% Withhold 8% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.4 | Elect Holger Hatje | Mgmt | Voted | For | For 92% Withhold 8% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.5 | Elect Hepsen Uzcan | Mgmt | Voted | For | For 92% Withhold 8% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 1% Abstain 0% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 3 | Shareholder Proposal Regarding Declassification of the Board (For Shareholders of European Equity Fund, inc.) | ShrHoldr | Voted | Against | For 38% Against 58% Abstain 4% | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 1 | Elect Susan K. Avery | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 2 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 3 | Elect Ursula M. Burns | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 4 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 5 | Elect Joseph L. Hooley | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 6 | Elect Steven A. Kandarian | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 7 | Elect Douglas R. Oberhelman | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 8 | Elect Samuel J. Palmisano | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 9 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 10 | Elect Darren W. Woods | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 15 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 16 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2020 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 4/22/2020 | 1.1 | Elect Robert F. Keith | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.1 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.2 | Elect Alison Davis | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.3 | Elect Henrique De Castro | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.4 | Elect Harry DiSimone | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.5 | Elect Dennis F. Lynch | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.6 | Elect Heidi G. Miller | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.7 | Elect Scott C. Nuttall | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.8 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.9 | Elect Doyle R. Simons | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.10 | Elect Jeffery W. Yabuki | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.1 | Elect Rodney B. Berens | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.2 | Elect Spencer Davidson | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.3 | Elect Clara E. Del Villar | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.4 | Elect John D. Gordan, III | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.5 | Elect Betsy F. Gotbaum | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.6 | Elect Rose Peabody Lynch | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.7 | Elect Jeffrey W. Priest | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 1 | Elect James S. Crown | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 2 | Elect Rudy F. deLeon | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 3 | Elect Cecil D. Haney | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 4 | Elect Mark M. Malcolm | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 5 | Elect James N. Mattis | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 6 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 7 | Elect C. Howard Nye | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 8 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 9 | Elect Catherine B. Reynolds | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 10 | Elect Laura J. Schumacher | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 11 | Elect John G. Stratton | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 12 | Elect Peter A. Wall | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 1 | Elect R. Kerry Clark | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 2 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 3 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 4 | Elect Jeffrey L. Harmening | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 5 | Elect Maria G. Henry | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 6 | Elect Elizabeth C. Lempres | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 7 | Elect Diane L. Neal | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 8 | Elect Stephen A. Odland | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 9 | Elect Maria A. Sastre | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 10 | Elect Eric D. Sprunk | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 11 | Elect Jorge A. Uribe | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 1 | Elect Christopher J. Nassetta | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 2 | Elect Jonathan D. Gray | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 3 | Elect Charlene T. Begley | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 4 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 5 | Elect Raymond E. Mabus, Jr. | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 6 | Elect Judith A. McHale | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 7 | Elect John G. Schreiber | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 8 | Elect Elizabeth A. Smith | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 9 | Elect Douglas M. Steenland | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 1 | Elect Darius Adamczyk | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 2 | Elect Duncan B. Angove | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 3 | Elect William S. Ayer | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 4 | Elect Kevin Burke | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 5 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 6 | Elect Linnet F. Deily | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 7 | Elect Deborah Flint | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 8 | Elect Judd Gregg | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 9 | Elect Clive Hollick | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 10 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 11 | Elect Raymond T. Odierno | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 12 | Elect George Paz | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 13 | Elect Robin L. Washington | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 16 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Voted | Against | Against | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 1 | Elect Lance Uggla | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 2 | Elect John Browne | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 3 | Elect Ruann F. Ernst | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 4 | Elect William E. Ford | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 5 | Elect Jean-Paul L. Montupet | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 6 | Elect Deborah Keiko Orida | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 7 | Elect James A. Rosenthal | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ingersoll Rand Inc. | IR | 45687V106 | 6/16/2020 | 1 | Elect Kirk E. Arnold | Mgmt | Voted | For | For | For |
| Ingersoll Rand Inc. | IR | 45687V106 | 6/16/2020 | 2 | Elect William P. Donnelly | Mgmt | Voted | For | For | For |
| Ingersoll Rand Inc. | IR | 45687V106 | 6/16/2020 | 3 | Elect Marc E. Jones | Mgmt | Voted | For | For | For |
| Ingersoll Rand Inc. | IR | 45687V106 | 6/16/2020 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 2/4/2020 | 1 | Company Name Change | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 1 | Elect James J. Goetz | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 2 | Elect Alyssa Henry | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 3 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 4 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 5 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 6 | Elect Gregory D. Smith | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 7 | Elect Robert H. Swan | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 8 | Elect Andrew Wilson | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 9 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 12 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 14 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 1 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 2 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 3 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 4 | Elect Jean-Marc Forneri | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 5 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 6 | Elect Fred W. Hatfield | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 7 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 8 | Elect Frederic V. Salerno | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 9 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 10 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 11 | Elect Vincent S. Tese | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 1 | Elect Eve Burton | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 2 | Elect Scott D. Cook | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 3 | Elect Richard Dalzell | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 4 | Elect Sasan Goodarzi | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 5 | Elect Deborah Liu | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 6 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 7 | Elect Dennis D. Powell | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 8 | Elect Brad D. Smith | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 9 | Elect Thomas J. Szkutak | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 10 | Elect Raul Vazquez | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 11 | Elect Jeff Weiner | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 14 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Voted | Against | Against | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 1.1 | Elect Carol J. Burt | Mgmt | Voted | For | For | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 1.2 | Elect Colleen A. Goggins | Mgmt | Voted | For | For | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 1.3 | Elect Ronald A. Rittenmeyer | Mgmt | Voted | For | For | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/26/2019 | 1.1 | Elect E. Han Kim | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/26/2019 | 1.2 | Elect Marcia L. MacHarg | Mgmt | Voted | For | For 94% Withhold 6% | For |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund | TAGRX | 41013P749 | 2/3/2020 | 1.1 | Elect James R. Boyle | Mgmt | Voted | For | For 62% Withhold 38% | For |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund | TAGRX | 41013P749 | 2/3/2020 | 1.2 | Elect William H. Cunningham | Mgmt | Voted | For | For 62% Withhold 38% | For |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund | TAGRX | 41013P749 | 2/3/2020 | 1.3 | Elect Grace K. Fey | Mgmt | Voted | For | For 62% Withhold 38% | For |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund | TAGRX | 41013P749 | 2/3/2020 | 1.4 | Elect Hassell H. McClellan | Mgmt | Voted | For | For 62% Withhold 38% | For |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund | TAGRX | 41013P749 | 2/3/2020 | 1.5 | Elect Gregory A. Russo | Mgmt | Voted | For | For 62% Withhold 38% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 1 | Elect Mary C. Beckerle | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 2 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 3 | Elect Ian E.L. Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 4 | Elect Jennifer A. Doudna | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 5 | Elect Alex Gorsky | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 6 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 7 | Elect Hubert Joly | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 8 | Elect Mark B. McClellan | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 9 | Elect Anne M. Mulcahy | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 10 | Elect Charles Prince | Mgmt | Voted | For | Against | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 11 | Elect A. Eugene Washington | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 12 | Elect Mark A. Weinberger | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 13 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 16 | Removal of Directors Without Cause | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 18 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 2 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 3 | Elect Todd A. Combs | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 4 | Elect James S. Crown | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 5 | Elect James Dimon | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 6 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 7 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 8 | Elect Michael A. Neal | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 9 | Elect Lee R. Raymond | Mgmt | Voted | For | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 10 | Elect Virginia M. Rometty | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 14 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 17 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Kayne Anderson Midstream Energy Fund Inc | KMF | 48661E108 | 5/7/2020 | 1 | Elect William R. Cordes | Mgmt | Voted | For | For 84% Against 14% Abstain 2% | For |
| Kayne Anderson Midstream Energy Fund Inc | KMF | 48661E108 | 5/7/2020 | 2 | Elect Barry R. Pearl | Mgmt | Voted | For | For 84% Against 14% Abstain 2% | For |
| Kayne Anderson Midstream Energy Fund Inc | KMF | 48661E108 | 5/7/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 97% Against 2% Abstain 1% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 11/15/2019 | 1 | Reorganization of the World Dividend & Income Fund into the Global Total Return and Income Fund | Mgmt | Voted | For | For 94% Against 3% Abstain 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 11/15/2019 | 2.1 | Elect Kenneth S. Davidson | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 11/15/2019 | 2.2 | Elect Nancy A. Eckl | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 11/15/2019 | 2.3 | Elect Trevor W. Morrison | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund, Inc. | LGI | 52106W103 | 4/24/2020 | 1.1 | Elect Franci J. Blassberg | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Lazard Global Total Return and Income Fund, Inc. | LGI | 52106W103 | 4/24/2020 | 1.2 | Elect Richard Reiss, Jr. | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Lazard Global Total Return and Income Fund, Inc. | LGI | 52106W103 | 4/24/2020 | 1.3 | Elect Ashish Bhutani | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 1 | Elect Wolfgang Reitzle | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 2 | Elect Stephen F. Angel | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 3 | Elect Ann-Kristin Achleitner | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 4 | Elect Clemens A.H. Borsig | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 5 | Elect Nance K. Dicciani | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 6 | Elect Thomas Enders | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 7 | Elect Franz Fehrenbach | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 8 | Elect Edward G. Galante | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 9 | Elect Larry D. McVay | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 10 | Elect Victoria Ossadnik | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 11 | Elect Martin H. Richenhagen | Mgmt | Voted | For | Against | Against |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 12 | Elect Robert L. Wood | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 13 | Ratification of PricewaterhouseCoopers | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 14 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 1 | Elect Daniel F. Akerson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 2 | Elect David B. Burritt | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 3 | Elect Bruce A. Carlson | Mgmt | Voted | For | Against | Against |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 4 | Elect Joseph Dunford Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 5 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 6 | Elect Thomas J. Falk | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 7 | Elect Ilene S. Gordon | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 8 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 9 | Elect Vicki A. Hollub | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 10 | Elect Jeh C. Johnson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 11 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 12 | Elect James D. Taiclet, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 15 | Approval of the 2020 Incentive Performance Award Plan | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.1 | Elect Raul Alvarez | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.2 | Elect David H. Batchelder | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.3 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.4 | Elect Sandra B. Cochran | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.5 | Elect Laurie Z. Douglas | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.6 | Elect Richard W. Dreiling | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.7 | Elect Marvin R. Ellison | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.8 | Elect Brian C. Rogers | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.9 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.10 | Elect Lisa W. Wardell | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.11 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 4 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 5 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 1 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 2 | Elect Steven A. Davis | Mgmt | Voted | For | Against | Against |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 3 | Elect J. Michael Stice | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 4 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 5 | Elect Susan Tomasky | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 9 | Shareholder Proposal Regarding Report on Linking Executive Pay to Community Impact | ShrHoldr | Voted | Against | Against | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 1 | Elect Richard Haythornthwaite | Mgmt | Voted | For | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 2 | Elect Ajay Banga | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 3 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 4 | Elect Steven J. Freiberg | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 5 | Elect Julius Genachowski | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 6 | Elect Choon Phong Goh | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 7 | Elect Merit E. Janow | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 8 | Elect Oki Matsumoto | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 9 | Elect Youngme E. Moon | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 10 | Elect Rima Qureshi | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 11 | Elect Jose Octavio Reyes Lagunes | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 12 | Elect Gabrielle Sulzberger | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 13 | Elect Jackson P. Tai | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 14 | Elect Lance Uggla | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 1 | Elect Lloyd H. Dean | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 2 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 3 | Elect Catherine Engelbert | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 4 | Elect Margaret H. Georgiadis | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 6 | Elect Christopher Kempczinski | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 7 | Elect Richard H. Lenny | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 8 | Elect John Mulligan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 9 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 10 | Elect John W. Rogers, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 11 | Elect Paul S. Walsh | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 12 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 15 | Amendment to the 2012 Omnibus Stock Ownership Plan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Voted | Against | Against | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 1 | Elect Richard H. Anderson | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 2 | Elect Craig Arnold | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 3 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 4 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 5 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 6 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 7 | Elect Michael O. Leavitt | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 8 | Elect James T. Lenehan | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 9 | Elect Geoffrey Straub Martha | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 10 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 11 | Elect Denise M. O'Leary | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 12 | Elect Kendall J. Powell | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 17 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 1 | Elect Leslie A. Brun | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 2 | Elect Thomas R. Cech | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 3 | Elect Mary Ellen Coe | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 4 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 5 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 6 | Elect Thomas H. Glocer | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 7 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 8 | Elect Paul B. Rothman | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 9 | Elect Patricia F. Russo | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 10 | Elect Christine E. Seidman | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 11 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 12 | Elect Kathy J. Warden | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 13 | Elect Peter C. Wendell | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 17 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Voted | Against | Against | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 1 | Elect William H. Gates III | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 2 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 3 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 4 | Elect Teri L. List-Stoll | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 5 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 6 | Elect Sandra E. Peterson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 7 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 8 | Elect Charles W. Scharf | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 9 | Elect Arne M. Sorenson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 10 | Elect John W. Stanton | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 11 | Elect John W. Thompson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 12 | Elect Emma N. Walmsley | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 13 | Elect Padmasree Warrior | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 16 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | Against | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.1 | Elect Rodney C. Sacks | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.2 | Elect Hilton H. Schlosberg | Mgmt | Voted | For | Withhold | Against |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.3 | Elect Mark J. Hall | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.4 | Elect Kathleen E. Ciaramello | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.5 | Elect Gary P. Fayard | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.6 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.7 | Elect Steven G. Pizula | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.8 | Elect Benjamin M. Polk | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.9 | Elect Sydney Selati | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 1.10 | Elect Mark S. Vidergauz | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/3/2020 | 4 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/25/2020 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For74% Withhold 26% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/25/2020 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For74% Withhold 26% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/25/2020 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For74% Withhold 26% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 6/25/2020 | 1 | Elect Nancy C. Everett | Mgmt | Voted | For | For 95% Abstain 5% | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 1 | Elect Gregory Q. Brown | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 2 | Elect Kenneth D. Denman | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 3 | Elect Egon Durban | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 4 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 5 | Elect Judy C. Lewent | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 6 | Elect Gregory K. Mondre | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 7 | Elect Anne R. Pramaggiore | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 8 | Elect Joseph M. Tucci | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/3/2019 | 1.1 | Elect Michael J. Cosgrove | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/3/2019 | 1.2 | Elect Deborah C. McLean | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/3/2019 | 1.3 | Elect George W. Morriss | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/3/2019 | 1.4 | Elect Tom D. Seip | Mgmt | Voted | For | For 79% Withhold 21% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 1 | Elect Sherry S. Barrat | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 2 | Elect James L. Camaren | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 3 | Elect Kenneth B. Dunn | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 4 | Elect Naren K. Gursahaney | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 5 | Elect Kirk S. Hachigian | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 6 | Elect Toni Jennings | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 8 | Elect David L. Porges | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 9 | Elect James L. Robo | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 10 | Elect Rudy E. Schupp | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 11 | Elect John L. Skolds | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 12 | Elect William H. Swanson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 13 | Elect Darryl L. Wilson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 1.1 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For | For |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 1.2 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 1.3 | Elect Michelle Peluso | Mgmt | Voted | For | For | For |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 1 | Elect Thomas D. Bell Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 2 | Elect Mitchell E. Daniels, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 3 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 4 | Elect John C. Huffard, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 5 | Elect Christopher T. Jones | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 6 | Elect Thomas C. Kelleher | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 7 | Elect Steven F. Leer | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 8 | Elect Michael D. Lockhart | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 9 | Elect Amy E. Miles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 10 | Elect Claude Mongeau | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 11 | Elect Jennifer F. Scanlon | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 12 | Elect James A. Squires | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 13 | Elect John R. Thompson | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 14 | Majority Vote for Amendments to Articles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 15 | Majority Vote for Approval of Mergers and Other Corporate Transactions | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 16 | Majority Vote for Redomestication and Other Transactions | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 1 | Elect Robert K. Burgess | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 2 | Elect Tench Coxe | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 3 | Elect Persis S. Drell | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 4 | Elect Jen-Hsun Huang | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 5 | Elect Dawn Hudson | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 6 | Elect Harvey C. Jones | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 7 | Elect Michael G. McCaffery | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 8 | Elect Stephen C. Neal | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 9 | Elect Mark L. Perry | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 10 | Elect A. Brooke Seawell | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 11 | Elect Mark A. Stevens | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 14 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/9/2020 | 15 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 1 | Elect B. Thomas Golisano | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 2 | Elect Thomas F. Bonadio | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 3 | Elect Joseph G. Doody | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 4 | Elect David J. S. Flaschen | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 5 | Elect Pamela A. Joseph | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 6 | Elect Martin Mucci | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 7 | Elect Joseph M. Tucci | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 8 | Elect Joseph M. Velli | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 9 | Elect Kara Wilson | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 1 | Elect Ronald E. Blaylock | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 2 | Elect Albert Bourla | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 3 | Elect W. Don Cornwell | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 4 | Elect Joseph J. Echevarria | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 5 | Elect Scott Gottlieb | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 6 | Elect Helen H. Hobbs | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 7 | Elect Susan Hockfield | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 8 | Elect James M. Kilts | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 9 | Elect Dan R. Littman | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 10 | Elect Shantanu Narayen | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 11 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 12 | Elect James Quincey | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 13 | Elect James C. Smith | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 16 | Shareholder proposal regarding right to act by written consent | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 20 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 21 | Elect Susan Desmond-Hellmann | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 1 | Elect Ralph Izzo | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 2 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 3 | Elect Willie A. Deese | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 4 | Elect David Lilley | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 5 | Elect Barry H. Ostrowsky | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 6 | Elect Scott G. Stephenson | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 7 | Elect Laura A. Sugg | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 8 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 9 | Elect Susan Tomasky | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 10 | Elect Alfred W. Zollar | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 1 | Elect Manuel Kadre | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 2 | Elect Tomago Collins | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 3 | Elect Thomas W. Handley | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 4 | Elect Jennifer M. Kirk | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 5 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 6 | Elect Kim S. Pegula | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 7 | Elect Donald W. Slager | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 8 | Elect James P. Snee | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 9 | Elect Sandra M. Volpe | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 10 | Elect Katharine Weymouth | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 13 | Approval of the 2021 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| RMR Real Estate Income Fund | RIF | 76970B101 | 4/16/2020 | 1 | Approval of New Business and Amend the Fund's Investment Objectives, Restrictions and Status | Mgmt | Voted | For | For 88% Withhold 9% Abstain 3% | For |
| RMR Real Estate Income Fund | RIF | 76970B101 | 4/16/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 93% Withhold 4% Abstain 3% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.2 | Elect Amy W. Brinkley | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.3 | Elect John F. Fort, III | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.4 | Elect L. Neil Hunn | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.5 | Elect Robert D. Johnson | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.6 | Elect Robert E. Knowling, Jr. | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.7 | Elect Wilbur J. Prezzano | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.8 | Elect Laura G. Thatcher | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.9 | Elect Richard F. Wallman | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.10 | Elect Christopher Wright | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 4 | Amendment to the Director Compensation Plan | Mgmt | Voted | For | Against | Against |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 1 | Elect Michael Balmuth | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 2 | Elect K. Gunnar Bjorklund | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 3 | Elect Michael J. Bush | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 4 | Elect Norman A. Ferber | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 5 | Elect Sharon D. Garrett | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 6 | Elect Stephen D. Milligan | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 7 | Elect Patricia H. Mueller | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 8 | Elect George P. Orban | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 9 | Elect Gregory L. Quesnel | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 10 | Elect Larree M. Renda | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 11 | Elect Barbara Rentler | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Royce Global Value Trust Inc | RGT | 78081T104 | 9/24/2019 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 90% Withhold10% | For |
| Royce Global Value Trust Inc | RGT | 78081T104 | 9/24/2019 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 90% Withhold10% | For |
| Royce Global Value Trust Inc | RGT | 78081T104 | 9/24/2019 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 90% Withhold10% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2019 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 93% Withhold7% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2019 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2019 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 93% Withhold7% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2019 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 90% Withhold10% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2019 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 90% Withhold10% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2019 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 90% Withhold10% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 1 | Elect Marco Alvera | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 2 | Elect William J. Amelio | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 3 | Elect William D. Green | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 4 | Elect Charles E. Haldeman, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 5 | Elect Stephanie C. Hill | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 6 | Elect Rebecca Jacoby | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 7 | Elect Monique F. Leroux | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 8 | Elect Maria R. Morris | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 9 | Elect Douglas L. Peterson | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 10 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 11 | Elect Kurt L. Schmoke | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 12 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 14 | Permit Shareholder Removal of Directors With or Without Cause | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Salient Midstream & MLP Fund | SMM | 79471V105 | 9/13/2019 | 1.1 | Elect A. John Gambs | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Salient Midstream & MLP Fund | SMM | 79471V105 | 9/13/2019 | 1.2 | Elect Haig G. Mardikian | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 1 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 2 | Elect Kathleen Brown | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 3 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 4 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 5 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 6 | Elect William D. Jones | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 7 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 8 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 9 | Elect Michael N. Mears | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 10 | Elect Jack T. Taylor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 11 | Elect Cynthia L Walker | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 12 | Elect Cynthia J. Warner | Mgmt | Voted | For | Against | Against |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 13 | Elect James C. Yardley | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.1 | Elect J. Richard Atwood | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.2 | Elect Sandra Brown | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.3 | Elect Mark L. Lipson | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.4 | Elect Alfred E. Osborne, Jr. | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.5 | Elect A. Robert Pisano | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.6 | Elect Patrick B. Purcell | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 2 | Commodities and Real Estate | Mgmt | Voted | For | For 80% Against 16% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 3 | Senior Securities and Borrowing | Mgmt | Voted | For | For 79.43% Against 17.31% Abstain 3.26% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 4 | Concentration of Investments | Mgmt | Voted | For | For 78% Against 18% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 5 | Making Loans | Mgmt | Voted | For | For 79% Against 17% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 6 | Underwriting | Mgmt | Voted | For | For 79% Against 17% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 7 | Concentration Limits | Mgmt | Voted | For | For 79% Against 17% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 8 | Short Sales and Purchases of Securities on Margin | Mgmt | Voted | For | For 78% Against 18% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 9 | Investments in which a Director of Officer is Invested | Mgmt | Voted | For | For 78% Against 18% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 10 | Writing and Selling Options | Mgmt | Voted | For | For 78% Against 18% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 11 | Investments in Other Investment Companies | Mgmt | Voted | For | For 79.43% Against 17.31% Abstain 3.26% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 12 | Investments in Securities for which Market Quotations are not Readily Available | Mgmt | Voted | For | For 80% Against 17% Abstain 3% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 13 | Purchases of Certain Restricted Securities | Mgmt | Voted | For | For 80% Against 17% Abstain 3% | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 1 | Elect Richard E. Allison, Jr. | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 2 | Elect Rosalind G. Brewer | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 3 | Elect Andrew Campion | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 4 | Elect Mary N. Dillon | Mgmt | Voted | For | Against | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 5 | Elect Isabel Ge Mahe | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 6 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 7 | Elect Kevin R. Johnson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 8 | Elect Jorgen Vig Knudstorp | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 9 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 10 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 11 | Elect Clara Shih | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 12 | Elect Javier G. Teruel | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 13 | Elect Myron E. Ullman, III | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 16 | Shareholder Proposal Regarding EEO Policy Risk Report | ShrHoldr | Voted | Against | Against | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 1 | Elect Mary K. Brainerd | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 2 | Elect Srikant M. Datar | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 3 | Elect Roch Doliveux | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 4 | Elect Allan C. Golston | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 5 | Elect Kevin A. Lobo | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 6 | Elect Sherilyn S. McCoy | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 7 | Elect Andrew K. Silvernail | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 8 | Elect Lisa M. Skeete Tatum | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 9 | Elect Ronda E. Stryker | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 10 | Elect Rajeev Suri | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 13 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | Against | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 1 | Elect Thomas L. Bene | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 2 | Elect Daniel J. Brutto | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 3 | Elect John Cassaday | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 4 | Elect Joshua D. Frank | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 5 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 6 | Elect Bradley M. Halverson | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 7 | Elect John M. Hinshaw | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 8 | Elect Hans-Joachim Koerber | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 9 | Elect Stephanie A. Lundquist | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 10 | Elect Nancy S. Newcomb | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 11 | Elect Nelson Peltz | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 12 | Elect Edward D. Shirley | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 13 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 2 | Elect George S. Barrett | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 3 | Elect Brian C. Cornell | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 4 | Elect Calvin Darden | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 5 | Elect Robert L. Edwards | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 6 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 7 | Elect Donald R. Knauss | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 9 | Elect Mary E. Minnick | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 10 | Elect Kenneth L. Salazar | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 11 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 14 | Approval of the 2020 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 1 | Elect Harris J. Ashton | Mgmt | Voted | For | For 48.6% Against 51.0% Abstain 0.40% | Against |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 2 | Elect Mary C. Choksi | Mgmt | Voted | For | For 44.6% Against 55.0% Abstain 0.4% | Against |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 3 | Elect J. Michael Luttig | Mgmt | Voted | For | For 48.0% Against 51.6% Abstain 0.4% | Against |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 4 | Elect Constantine D. Tseretopoulos | Mgmt | Voted | For | For 48.0% Against 51.6% Abstain 0.4% | Against |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 99.1% Against 0.5% Abstain 0.4% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 1 | Elect Mark A. Blinn | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 2 | Elect Todd M. Bluedorn | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 3 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 4 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 5 | Elect Martin S. Craighead | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 6 | Elect Jean M. Hobby | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 7 | Elect Michael D. Hsu | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 8 | Elect Ronald Kirk | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 9 | Elect Pamela H. Patsley | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 10 | Elect Robert E. Sanchez | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 11 | Elect Richard K. Templeton | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 1 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 2 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 3 | Elect Margaret M. Keane | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 4 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 5 | Elect Jacques P. Perold | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 6 | Elect Andrea Redmond | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 7 | Elect Gregg M. Sherrill | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 8 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 9 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 10 | Elect Thomas J. Wilson | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/19/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 1 | Elect Herbert A. Allen | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 2 | Elect Marc Bolland | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 3 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 4 | Elect Christopher C. Davis | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 5 | Elect Barry Diller | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 6 | Elect Helene D. Gayle | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 7 | Elect Alexis M. Herman | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 8 | Elect Robert A. Kotick | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 9 | Elect Maria Elena Lagomasino | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 10 | Elect James Quincey | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 11 | Elect Caroline J. Tsay | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 12 | Elect David B. Weinberg | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Voted | Against | Against | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/11/2020 | 1.1 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 65% Withhold 35% | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/11/2020 | 1.2 | Elect James P. Conn | Mgmt | Voted | For | For 93% Withhold 7% | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/11/2020 | 1.3 | Elect Salvatore J. Zizza | Mgmt | Voted | For | For 93% Withhold 7% | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/11/2020 | 2 | Shareholder Proposal Regarding Self-Tender | ShrHoldr | Voted | Against | For 35% Against 63% Abstain 2% | Against |
| The Gabelli Healthcare & Wellness(Rx) Trust | GRX | 36246K103 | 5/11/2020 | 1.1 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 55% Withhold 45% | For |
| The Gabelli Healthcare & Wellness(Rx) Trust | GRX | 36246K103 | 5/11/2020 | 1.2 | Elect Anthonie C. van Ekris | Mgmt | Voted | For | For 78% Withhold 22% | For |
| The GDL Fund | GDL | 361570104 | 5/11/2020 | 1.1 | Elect Clarence A. Davis | Mgmt | Voted | For | For 94% Withhold 6% | For |
| The GDL Fund | GDL | 361570104 | 5/11/2020 | 2 | Shareholder Proposal Regarding Self-Tender | ShrHoldr | Voted | Against | For 39% Against 60% Abstain 1% | Against |
| The GDL Fund | GDL | 361570104 | 6/5/2020 | 1.1 | Elect Clarence A. Davis | Mgmt | Voted | For | For 94% Withhold 6% | For |
| The GDL Fund | GDL | 361570104 | 6/5/2020 | 2 | Shareholder Proposal Regarding Self-Tender | ShrHoldr | Voted | Against | For 39% Against 60% Abstain 1% | Against |
| The Herzfeld Caribbean Basin Fund, Inc. | CUBA | 42804T106 | 11/14/2019 | 1.1 | Elect John A. Gelety | Mgmt | Voted | For | For 74% Withhold 26% | For |
| The Herzfeld Caribbean Basin Fund, Inc. | CUBA | 42804T106 | 11/14/2019 | 1.2 | Elect Ann S. Lieff | Mgmt | Voted | For | For 74% Withhold 26% | For |
| The Herzfeld Caribbean Basin Fund, Inc. | CUBA | 42804T106 | 11/14/2019 | 2 | Shareholder Proposal Regarding Dissolution of the Fund | ShrHoldr | Voted | Against | For 54% Against 45% Abstain 1% | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 1 | Elect Gerard J. Arpey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 2 | Elect Ari Bousbib | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 3 | Elect Jeffery H. Boyd | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 4 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 5 | Elect J. Frank Brown | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 6 | Elect Albert P. Carey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 7 | Elect Helena B. Foulkes | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 8 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 9 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 10 | Elect Manuel Kadre | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 11 | Elect Stephanie C. Linnartz | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 12 | Elect Craig A. Menear | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 17 | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 18 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | Against | Against | For |
| The Korea Fund, Inc. | KF | 500634209 | 10/24/2019 | 1 | Elect Julian Reid | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 1 | Elect Nora. A. Aufreiter | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 2 | Elect Anne Gates | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 3 | Elect Karen M. Hoguet | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 4 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 5 | Elect W. Rodney McMullen | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 6 | Elect Clyde R. Moore | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 7 | Elect Ronald L. Sargent | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 8 | Elect Bobby S. Shackouls | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 9 | Elect Mark S. Sutton | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 10 | Elect Ashok Vemuri | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 13 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 14 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Voted | Against | Against | For |
| The Mexico Equity and Income Fund, Inc. | MXE | 592834105 | 12/19/2019 | 1 | Elect Glenn Goodstein | Mgmt | Voted | For | For 85.10% Against 11.59% Abstain 3.31% | For |
| The Mexico Equity and Income Fund, Inc. | MXE | 592834105 | 12/19/2019 | 2 | Elect Gerald Hellerman | Mgmt | Voted | For | For 77.86% Against 12.81% Abstain 9.33% | For |
| The Mexico Fund, Inc. | MXF | 592835102 | 3/10/2020 | 1.1 | Elect Emilio Carrillo Gamboa | Mgmt | Voted | For | For 95% Withhold 5% | For |
| The Mexico Fund, Inc. | MXF | 592835102 | 3/10/2020 | 1.2 | Elect Jonathan Davis Arzac | Mgmt | Voted | For | For 98% Withhold 2% | For |
| The New Ireland Fund, Inc. | IRL | 645673104 | 6/9/2020 | 1.1 | Elect Sean Hawkshaw | Mgmt | Voted | For | For 91% Withhold 9% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 1 | Elect Joseph Alvarado | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 2 | Elect Charles E. Bunch | Mgmt | Voted | For | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 3 | Elect Debra A. Cafaro | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 4 | Elect Marjorie Rodgers Cheshire | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 5 | Elect William S. Demchak | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 6 | Elect Andrew T. Feldstein | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 7 | Elect Richard J. Harshman | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 8 | Elect Daniel R. Hesse | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 9 | Elect Linda R. Medler | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 10 | Elect Martin Pfinsgraff | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 11 | Elect Toni Townes-Whitley | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 12 | Elect Michael J. Ward | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/28/2020 | 15 | Approval of The 2020 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 1 | Elect Francis S. Blake | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 2 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 3 | Elect Amy L. Chang | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 4 | Elect Scott D. Cook | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 5 | Elect Joseph Jimenez | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 6 | Elect Terry J. Lundgren | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 7 | Elect Christine M. McCarthy | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 8 | Elect W. James McNerney, Jr. | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 9 | Elect Nelson Peltz | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 10 | Elect David. S. Taylor | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 11 | Elect Margaret C. Whitman | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 12 | Elect Patricia A. Woertz | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 15 | Approval of the 2019 Stock and Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 1 | Elect Philip F. Bleser | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 2 | Elect Stuart B. Burgdoerfer | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 3 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 4 | Elect Charles A. Davis | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 5 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 6 | Elect Lawton W. Fitt | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 7 | Elect Susan Patricia Griffith | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 8 | Elect Jeffrey D. Kelly | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 9 | Elect Patrick H. Nettles | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 10 | Elect Barbara R. Snyder | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 11 | Elect Jan E. Tighe | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 12 | Elect Kahina Van Dyke | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 1 | Elect Kerrii B. Anderson | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 2 | Elect Arthur F. Anton | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 3 | Elect Jeff M. Fettig | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 4 | Elect Richard J. Kramer | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 5 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 6 | Elect John G. Morikis | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 7 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 8 | Elect Michael H. Thaman | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 9 | Elect Matthew Thornton III | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 10 | Elect Steven H. Wunning | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 1 | Elect Janaki Akella | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 2 | Elect Juanita Powell Baranco | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 3 | Elect Jon A. Boscia | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 4 | Elect Henry A. Clark III | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 5 | Elect Anthony F. Earley, Jr. | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 6 | Elect Thomas A. Fanning | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 7 | Elect David J. Grain | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 8 | Elect Donald M. James | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 9 | Elect John D. Johns | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 10 | Elect Dale E. Klein | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 11 | Elect Ernest J. Moniz | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 12 | Elect William G. Smith, Jr. | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 13 | Elect Steven R. Specker | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 14 | Elect E. Jenner Wood III | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/27/2020 | 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| The Southern Company | SO | 842587107 | 5/27/2020 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 1.1 | Elect Moritz A. Sell | Mgmt | Voted | For | For 65% Withhold 35% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 1.2 | Elect Richard Dayan | Mgmt | Voted | For | For 63% Withhold 37% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 2 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | For 56% Against 38% Abstain 6% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 3 | Amendment to Investment Objective | Mgmt | Voted | For | For 59% Against 36% Abstain 5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 4 | To Exclude Closed-End Funds from the Fund's Concentration Limit. | Mgmt | Voted | For | For 58% Against 37% Abstain 5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 5 | To Permit the Issuance by the Fund of Senior Securities. | Mgmt | Voted | For | For 56% Against 39% Abstain 5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 6 | To Permit the Fund to Make Loans. | Mgmt | Voted | For | For 55% Against 41% Abstain 4% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 7 | Amendment to Investment Objective | Mgmt | Voted | For | For 56% Against 40% Abstain 4% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 8 | To Permit the Fund to Make Short Sales of Securities for Hedging Purposes. | Mgmt | Voted | For | For 56% Against 39% Abstain 5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 9 | Ratification of Auditor | Mgmt | Voted | For | For 75% Against 21% Abstain 4% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.1 | Elect William C. Kirby | Mgmt | Voted | For | For 96% Withhold 4% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.2 | Elect Anthony S. Clark | Mgmt | Voted | For | For 95% Withhold 5% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.3 | Elect Thomas G. Kamp | Mgmt | Voted | For | For 96% Withhold 4% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.4 | Elect Warren J. Olsen | Mgmt | Voted | For | For 95% Withhold 5% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.5 | Elect Shelley Rigger | Mgmt | Voted | For | For 95% Withhold 5% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 2 | Reincorporation from Delaware to Maryland | Mgmt | Voted | For | For 96% Against 4% Abstain 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 1 | Elect Zein Abdalla | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 2 | Elect Alan M. Bennett | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 3 | Elect Rosemary T. Berkery | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 4 | Elect David T. Ching | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 5 | Elect Ernie Herrman | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 6 | Elect Michael F. Hines | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 8 | Elect Carol Meyrowitz | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 9 | Elect Jackwyn L. Nemerov | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 10 | Elect John F. O'Brien | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 11 | Elect Willow B. Shire | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 14 | Shareholder Proposal Regarding Report on Chemicals | ShrHoldr | Voted | Against | Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 15 | Shareholder Proposal Regarding Report on Animal Welfare | ShrHoldr | Voted | Against | Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 17 | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | Against | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 1 | Elect Susan E. Arnold | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 2 | Elect Mary T. Barra | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 3 | Elect Safra A. Catz | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 4 | Elect Francis A. deSouza | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 5 | Elect Michael B.G. Froman | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 6 | Elect Robert A. Iger | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 7 | Elect Maria Elena Lagomasino | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 8 | Elect Mark G. Parker | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 9 | Elect Derica W. Rice | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 1 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 2 | Elect Nelson J. Chai | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 3 | Elect C. Martin Harris | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 4 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 5 | Elect Judy C. Lewent | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 7 | Elect Jim P. Manzi | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 8 | Elect James C. Mullen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 9 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 10 | Elect Debora L. Spar | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 11 | Elect Scott M. Sperling | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 12 | Elect Dion J. Weisler | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 1 | Elect Kirk E. Arnold | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 3 | Elect John Bruton | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 4 | Elect Jared L. Cohon | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 5 | Elect Gary D. Forsee | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 6 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 7 | Elect Michael W. Lamach | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 8 | Elect Myles P. Lee | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 9 | Elect Karen B. Peetz | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 10 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 11 | Elect Richard J. Swift | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 12 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 17 | Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.1 | Elect David A. Barr | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.2 | Elect William Dries | Mgmt | Voted | For | Withhold | Against |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.3 | Elect Mervin Dunn | Mgmt | Voted | For | Withhold | Against |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.4 | Elect Michael Graff | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.5 | Elect Sean P. Hennessy | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.6 | Elect W. Nicholas Howley | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.7 | Elect Raymond Laubenthal | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.8 | Elect Gary E. McCullough | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.9 | Elect Michele Santana | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.10 | Elect Robert J. Small | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.11 | Elect John Staer | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.12 | Elect Kevin Stein | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 4 | Shareholder Proposal Regarding Reporting and Managing Greenhouse Gas Emissions | ShrHoldr | Voted | Against | For | Against |
| Tri-Continental Corporation | TY | 895436103 | 6/15/2020 | 1.1 | Elect Patricia M. Flynn | Mgmt | Voted | For | For 89% Withhold 11% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/15/2020 | 1.2 | Elect Brian J Gallagher | Mgmt | Voted | For | For 89% Withhold 11% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/15/2020 | 1.3 | Elect Catherine James Paglia | Mgmt | Voted | For | For 89% Withhold 11% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/15/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 83% Against 15% Abstain 2% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 1 | Elect Jennifer S. Banner | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 2 | Elect K. David Boyer, Jr. | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 3 | Elect Agnes Bundy Scanlan | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 4 | Elect Anna R. Cablik | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 5 | Elect Dallas S. Clement | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 6 | Elect Paul D. Donahue | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 7 | Elect Paul R. Garcia | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 8 | Elect Patrick C. Graney III | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 9 | Elect Linnie M. Haynesworth | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 10 | Elect Kelly S. King | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 11 | Elect Easter Maynard | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 12 | Elect Donna S. Morea | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 13 | Elect Charles A. Patton | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 14 | Elect Nido R. Qubein | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 15 | Elect David M. Ratcliffe | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 16 | Elect William H. Rogers, Jr. | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 17 | Elect Frank P. Scruggs, Jr. | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 18 | Elect Christine Sears | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 19 | Elect Thomas E. Skains | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 20 | Elect Bruce L. Tanner | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 21 | Elect Thomas N. Thompson | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 22 | Elect Steven C. Voorhees | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 23 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 24 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 25 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 1 | Elect Warner L. Baxter | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 2 | Elect Dorothy J. Bridges | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 3 | Elect Elizabeth Buse | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 4 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 5 | Elect Andrew Cecere | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 6 | Elect Kimberly J. Harris | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 7 | Elect Roland A. Hernandez | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 8 | Elect Olivia F. Kirtley | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 9 | Elect Karen S. Lynch | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 10 | Elect Richard P. McKenney | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 11 | Elect Yusuf I. Mehdi | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 12 | Elect John P. Wiehoff | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 13 | Elect Scott W. Wine | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 1 | Elect Andrew H. Card, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 2 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 3 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 4 | Elect Lance M. Fritz | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 6 | Elect Jane H. Lute | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 7 | Elect Michael R. McCarthy | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 8 | Elect Thomas F. McLarty III | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 9 | Elect Bhavesh V. Patel | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 10 | Elect Jose H. Villarreal | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 11 | Elect Christopher J. Williams | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 15 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Voted | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 3 | Elect Michael J. Burns | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 4 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 5 | Elect Ann M. Livermore | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 6 | Elect Rudy H.P. Markham | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 7 | Elect Franck J. Moison | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 8 | Elect Clark T. Randt, Jr. | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 9 | Elect Christiana Smith Shi | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 10 | Elect John T. Stankey | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 11 | Elect Carol B. Tome | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 12 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 16 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 17 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Voted | Against | For | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 1 | Elect Richard T. Burke | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 2 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 3 | Elect Stephen J. Hemsley | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 4 | Elect Michele J. Hooper | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 5 | Elect F. William McNabb, III | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 6 | Elect Valerie C. Montgomery Rice | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 7 | Elect John H. Noseworthy | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 8 | Elect Glenn M. Renwick | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 9 | Elect David S. Wichmann | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 10 | Elect Gail R. Wilensky | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 13 | Approval of the 2020 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 14 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 2 | Elect Mark T. Bertolini | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 3 | Elect Vittorio Colao | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 4 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 5 | Elect Clarence Otis, Jr. | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 6 | Elect Daniel H. Schulman | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 7 | Elect Rodney E. Slater | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 8 | Elect Hans Vestberg | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 9 | Elect Gregory G. Weaver | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 12 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 15 | Shareholder Proposal Regarding Linking Executive Pay to Data Privacy | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 16 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | Against | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 1 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 2 | Elect Mary B. Cranston | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 5 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 6 | Elect John F. Lundgren | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 7 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 8 | Elect Denise M. Morrison | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 9 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 10 | Elect John A.C. Swainson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 11 | Elect Maynard G. Webb, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Voya Financial Inc | IAE | 92912J102 | 7/9/2019 | 1.1 | Elect John V. Boyer | Mgmt | Voted | For | For | For |
| Voya Financial Inc | IAE | 92912J102 | 7/9/2019 | 1.2 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For | For |
| Voya Financial Inc | IAE | 92912J102 | 7/9/2019 | 1.3 | Elect Sheryl K. Pressler | Mgmt | Voted | For | For | For |
| Voya Financial Inc | IAE | 92912J102 | 7/9/2019 | 1.4 | Elect Christopher P. Sullivan | Mgmt | Voted | For | For | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/9/2019 | 1.1 | Elect John V. Boyer | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/9/2019 | 1.2 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/9/2019 | 1.3 | Elect Sheryl K. Pressler | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/9/2019 | 1.4 | Elect Christopher P. Sullivan | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 1 | Elect Cesar Conde | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 2 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 3 | Elect Sarah J. Friar | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 4 | Elect Carla A. Harris | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 5 | Elect Thomas W. Horton | Mgmt | Voted | For | Against | Against |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 6 | Elect Marissa A. Mayer | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 7 | Elect C. Douglas McMillon | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 8 | Elect Gregory B. Penner | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 9 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 10 | Elect S. Robson Walton | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 11 | Elect Steuart Walton | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 14 | Amendment to the ASDA Sharesave Plan 2000 | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 15 | Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags | ShrHoldr | Voted | Against | Against | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 16 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Voted | Against | Against | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 17 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Voted | Against | Against | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Voted | Against | Against | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 1 | Elect Frank M. Clark, Jr. | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 2 | Elect James C. Fish, Jr. | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 3 | Elect Andres R. Gluski | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 4 | Elect Victoria M. Holt | Mgmt | Voted | For | Against | Against |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 5 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 6 | Elect William B. Plummer | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 7 | Elect John C. Pope | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 8 | Elect Thomas H. Weidemeyer | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 11 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 1 | Elect Lynn Casey | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 2 | Elect Benjamin G.S. Fowke III | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 3 | Elect Netha Johnson | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 4 | Elect George Kehl | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 5 | Elect Richard T. O'Brien | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 6 | Elect David K. Owens | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 7 | Elect Christopher J. Policinski | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 8 | Elect James T. Prokopanko | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 9 | Elect A. Patricia Sampson | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 10 | Elect James J. Sheppard | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 11 | Elect David A. Westerlund | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 12 | Elect Kim Williams | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 13 | Elect Timothy V. Wolf | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 14 | Elect Daniel Yohannes | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/22/2020 | 17 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | Voted | Against | Against | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 1 | Elect Dennis Segers | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 2 | Elect Raman Chitkara | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 3 | Elect Saar Gillai | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 4 | Elect Ronald S. Jankov | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 5 | Elect Mary Louise Krakauer | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 6 | Elect Thomas H. Lee | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 7 | Elect J. Michael Patterson | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 8 | Elect Victor Peng | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 9 | Elect Marshall C. Turner, Jr. | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 10 | Elect Elizabeth W. Vanderslice | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 11 | Approval of Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 12 | Approval of Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 1 | Elect Gregory Norden | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 2 | Elect Louise M. Parent | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 3 | Elect Kristin C. Peck | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 4 | Elect Robert W. Scully | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Cornerstone Total Return Fund, Inc.
| By (Signature and Title) | /s/ Ralph W. Bradshaw | |||
|
Ralph W. Bradshaw, President and Chairman (Principal Executive Officer) |
||||
| Date: | August 14, 2020 | |||