UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-02363
Cornerstone Total Return Fund, Inc.
(Exact name of registrant as specified in charter)
| 225 Pictoria Drive, Suite 450, Cincinnati, OH | 45246 |
| (Address of principal executive offices) | (Zip code) |
Benjamin V. Mollozzi, Esq.
c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 668-6558
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 - June 30, 2019
ITEM 1. PROXY VOTING RECORD.
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Ballot Status | Management Recommendation | Vote Cast | For/Against Management |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.1 | Elect Robert J. Alpern | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.2 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.3 | Elect Sally E. Blount | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.4 | Elect Michelle A. Kumbier | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.5 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.6 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.7 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.8 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.9 | Elect Samuel C. Scott III | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.10 | Elect Daniel J. Starks | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.11 | Elect John G. Stratton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.12 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 1.13 | Elect Miles D. White | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 04/26/2019 | 4 | Shareholder Proposal Regarding Independent Board Chair | Shrholdr | Voted | Against | For | Against |
| Aberdeen Emerging Markets Equity Income Fund Inc. | AEF | 00301W105 | 02/21/2019 | 1 | Elect Lawrence J. Fox | Mgmt | Voted | For | 75% For 22% Against 3% Abstain | For |
| Aberdeen Emerging Markets Equity Income Fund Inc. | AEF | 00301W105 | 02/21/2019 | 2 | Elect C. William Maher | Mgmt | Voted | For | 94% For 3% Against 3% Abstain | For |
| Aberdeen Global Premier Properties Fund | AWP | 00326L100 | 09/19/2018 | 1.1 | Elect John Sievwright | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Aberdeen Global Premier Properties Fund | AOD | 00326L100 | 10/31/2018 | 1.1 | Elect John Sievwright | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Aberdeen Japan Equity Fund Inc. | JEQ | 00306J109 | 06/19/2019 | 1 | Elect Rahn K. Porter | Mgmt | Voted | For | 83% For 16% Against 1% Abstain | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 1 | Elect Jaime Ardila Gomez | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 2 | Elect Herbert Hainer | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 3 | Elect Marjorie Magner | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 4 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 5 | Elect David P. Rowland (substitute nominee for Pierre Nanterme) | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 6 | Elect Gilles Pelisson | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 7 | Elect Paula A. Price | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 8 | Elect Venkata Renduchintala | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 9 | Elect Arun Sarin | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 10 | Elect Frank Kui Tang | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 11 | Elect Tracey T. Travis | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 02/01/2019 | 16 | Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | 90% For 10% Withhold | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | 90% For 10% Withhold | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | 90% For 10% Withhold | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | 90% For 10% Withhold | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | 90% For 10% Withhold | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | 90% For 10% Withhold | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | 90% For 10% Withhold | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | 90% For 10% Withhold | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 04/16/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 96% For 3% Against 1% Abstain | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 04/16/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 98% For 1% Against 1% Abstain | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 1 | Elect Susan K. Carter | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 2 | Elect Charles I. Cogut | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 3 | Elect Seifi Ghasemi | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 4 | Elect Chadwick C. Deaton | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 5 | Elect David H. Y. Ho | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 6 | Elect Margaret G. McGlynn | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 7 | Elect Edward L. Monser | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 8 | Elect Matthew H. Paull | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 01/24/2019 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 2 | Elect Rosalind G. Brewer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 3 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 4 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 5 | Elect Judith A. McGrath | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 6 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 7 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 8 | Elect Thomas O. Ryder | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 9 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 10 | Elect Wendell P. Weeks | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 13 | Shareholder Proposal Regarding Report on Food Waste | Shrholdr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shrholdr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | Shrholdr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shrholdr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | Shrholdr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 18 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | Shrholdr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 20 | Shareholder Proposal Regarding Climate Change Report | Shrholdr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shrholdr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Shrholdr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/22/2019 | 24 | Shareholder Proposal Regarding Counting Abstentions | Shrholdr | Voted | Against | Against | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 1 | Elect Nicholas K. Akins | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 2 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 5 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 6 | Elect Thomas E. Hoaglin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 7 | Elect Sandra Beach Lin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 8 | Elect Margaret M. McCarthy | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 9 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 10 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 11 | Elect Stephen S. Rasmussen | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 12 | Elect Oliver G. Richard, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 13 | Elect Sara Martinez Tucker | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 15 | Elimination of Preemptive Rights | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 04/23/2019 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 1 | Elect Charlene Barshefsky | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 2 | Elect John J. Brennan | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 3 | Elect Peter Chernin | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 4 | Elect Ralph de la Vega | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 5 | Elect Anne M. A. Lauvergeon | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 6 | Elect Micheal O. Leavitt | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 7 | Elect Theodore J. Leonsis | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 8 | Elect Stephen J. Squeri | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 9 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 10 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 11 | Elect Christopher D. Young | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 14 | Shareholder Proposal Regarding Right to Act By Written Consent | Shrholdr | Voted | Against | For | Against |
| American Express Company | AXP | 025816109 | 05/07/2019 | 15 | Shareholder Proposal Regarding Excluding EPS in Executive Compensation | Shrholdr | Voted | Against | Against | For |
| American Express Company | AXP | 025816109 | 05/07/2019 | 16 | Shareholder Proposal Regarding Gender Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| Anthem, Inc. | ANTM | 036752103 | 05/15/2019 | 1 | Elect Bahija Jallal | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 05/15/2019 | 2 | Elect Elizabeth E. Tallett | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 05/15/2019 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 05/15/2019 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 05/15/2019 | 5 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 05/15/2019 | 6 | Shareholder Proposal Regarding Declassification of the Board | Shrholdr | Voted | N/A | Against | N/A |
| Aon plc | AON | G0408V102 | 06/21/2019 | 1 | Elect Jin-Yong Cai | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 2 | Elect Jeffrey C. Campbell | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 3 | Elect Gregory C. Case | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 4 | Elect Fulvio Conti | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 5 | Elect Cheryl Francis | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 6 | Elect Lester B. Knight | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 7 | Elect J. Michael Losh | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 8 | Elect Richard B. Myers | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 9 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 10 | Elect Gloria Santona | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 11 | Elect Carolyn Y. Woo | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 13 | Advisory Resolution on Director's Remuneration Report | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 14 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 16 | Ratification of Statutory Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 17 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 18 | Amendment to 2011 Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 19 | Reduction of Capital | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 20 | Amendment to Create New Class D Ordinary Shares | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 21 | Approval of Share Repurchase Contracts and Repurchase Counterparties |
Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 06/21/2019 | 24 | Authorisation of Political Donations | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 1 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 2 | Elect Timothy D. Cook | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 3 | Elect Albert A. Gore | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 4 | Elect Robert A. Iger | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 5 | Elect Andrea Jung | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 6 | Elect Arthur D. Levinson | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 7 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 8 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shrholdr | Voted | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 03/01/2019 | 12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shrholdr | Voted | Against | Against | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 1 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 2 | Elect Michael S. Burke | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 3 | Elect Terrell K. Crews | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 4 | Elect Pierre Dufour | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 5 | Elect Donald E. Felsinger | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 6 | Elect Suzan F. Harrison | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 7 | Elect Juan R. Luciano | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 8 | Elect Patrick J. Moore | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 9 | Elect Francisco Sanchez | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 10 | Elect Debra A. Sandler | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 11 | Elect Lei Z. Schlitz | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 12 | Elect Kelvin R. Westbrook | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Archer Daniels Midland Co. | ADM | 039483102 | 05/01/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 1 | Elect Sharon L. Allen | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 2 | Elect Susan S. Bies | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 3 | Elect Jack O. Bovender, Jr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 4 | Elect Frank P. Bramble, Sr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 5 | Elect Pierre J. P. de Weck | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 6 | Elect Arnold W. Donald | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 7 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 9 | Elect Thomas J. May | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 10 | Elect Brian T. Moynihan | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 11 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 12 | Elect Clayton S. Rose | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 13 | Elect Michael D. White | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 14 | Elect Thomas D. Woods | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 15 | Elect R. David Yost | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 16 | Elect Maria T. Zuber | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 18 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 19 | Amendment to the Key Employee Equity Plan | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 21 | Shareholder Proposal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 04/24/2019 | 22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shrholdr | Voted | Against | Against | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 1 | Elect Jose E. Almeida | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 2 | Elect Thomas F. Chen | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 3 | Elect John D. Forsyth | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 4 | Elect James R. Gavin III | Mgmt | Voted | For | Against | Against |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 5 | Elect Peter S. Hellman | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 6 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 7 | Elect Patricia Morrison | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 8 | Elect Stephen N. Oesterle | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 9 | Elect Cathy R. Smith | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 10 | Elect Thomas T. Stallkamp | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 11 | Elect Albert P.L. Stroucken | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 12 | Elect Amy M. Wendell | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 15 | Shareholder Proposal Regarding Independent Board Chair | Shrholdr | Voted | Against | For | Against |
| Baxter International Inc. | BAX | 071813109 | 05/07/2019 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | For | Against |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 1 | Elect Jennifer S. Banner | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 2 | Elect K. David Boyer, Jr. | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 3 | Elect Anna R. Cablik | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 4 | Elect Patrick C. Graney III | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 5 | Elect I. Patricia Henry | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 6 | Elect Kelly S. King | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 7 | Elect Louis B. Lynn | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 8 | Elect Easter Maynard | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 9 | Elect Charles A. Patton | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 10 | Elect Nido R. Qubein | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 11 | Elect William J. Reuter | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 12 | Elect Tollie W. Rich, Jr. | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 13 | Elect Christine Sears | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 14 | Elect Thomas E. Skains | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 15 | Elect Thomas N. Thompson | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 04/30/2019 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 1 | Elect Catherine M. Burzik | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 2 | Elect R. Andrew Eckert | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 3 | Elect Vincent A. Forlenza | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 4 | Elect Claire M. Fraser | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 5 | Elect Jeffrey W. Henderson | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 6 | Elect Christopher Jones | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 7 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 8 | Elect David F. Melcher | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 9 | Elect Claire Pomeroy | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 10 | Elect Rebecca W. Rimel | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 11 | Elect Timothy M. Ring | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 12 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 01/22/2019 | 15 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.1 | Elect Warren E. Buffett | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.2 | Elect Charles T. Munger | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.3 | Elect Gregory E. Abel | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.4 | Elect Howard G. Buffett | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.5 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.6 | Elect Susan L. Decker | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.7 | Elect William H. Gates III | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.8 | Elect David S. Gottesman | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.9 | Elect Charlotte Guyman | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.10 | Elect Ajit Jain | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.11 | Elect Thomas S. Murphy | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.12 | Elect Ronald L. Olson | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.13 | Elect Walter Scott, Jr. | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 05/04/2019 | 1.14 | Elect Meryl B. Witmer | Mgmt | Voted | For | For | For |
| BlackRock Resources & Commodities Strategy Trust | BCX | 09257A108 | 07/30/2018 | 1.1 | Elect Frank J. Fabozzi | Mgmt | Voted | For | 90% For 10% Withold | For |
| BlackRock Resources & Commodities Strategy Trust | BCX | 09257A108 | 07/30/2018 | 1.2 | Elect Robert Fairbairn | Mgmt | Voted | For | 90% For 10% Withold | For |
| BlackRock Resources & Commodities Strategy Trust | BCX | 09257A108 | 07/30/2018 | 1.3 | Elect Catherine A. Lynch | Mgmt | Voted | For | 90% For 10% Withold | For |
| BlackRock Resources & Commodities Strategy Trust | BCX | 09257A108 | 07/30/2018 | 1.4 | Elect Karen P. Robards | Mgmt | Voted | For | 90% For 10% Withold | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.1 | Elect Timothy M. Armstrong | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.2 | Elect Jeffrey H. Boyd | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.3 | Elect Glenn D. Fogel | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.4 | Elect Mirian M. Graddick-Weir | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.5 | Elect James M. Guyette | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.6 | Elect Wei Hopeman | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.7 | Elect Robert J. Mylod, Jr. | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.8 | Elect Charles H. Noski | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.9 | Elect Nancy B. Peretsman | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.10 | Elect Nicholas J. Read | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.11 | Elect Thomas E. Rothman | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.12 | Elect Lynn M. Vojvodich | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 1.13 | Elect Vanessa A. Wittman | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 06/06/2019 | 4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shrholdr | Voted | Against | Against | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 1 | Elect Nelda J. Connors | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 2 | Elect Charles J. Dockendorff | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 3 | Elect Yoshiaki Fujimori | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 4 | Elect Donna A. James | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 5 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 6 | Elect Stephen P. MacMillan | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 7 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 8 | Elect David J. Roux | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 9 | Elect John E. Sununu | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 10 | Elect Ellen M. Zane | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 12 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 05/09/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 02/22/2019 | 1.1 | Elect Nisha Kumar | Mgmt | Voted | For | 91% For 9% Withhold | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 02/22/2019 | 1.2 | Elect Daniel P. Cronin | Mgmt | Voted | For | 87% For 13% Withhold | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 02/22/2019 | 1.3 | Elect Paolo M. Cucchi | Mgmt | Voted | For | 87% For 13% Withhold | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 1 | Elect Hock E. Tan | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 2 | Elect Dr. Henry S. Samueli | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 3 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | Against | Against |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 4 | Elect Diane M. Bryant | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 5 | Elect Gayla J. Delly | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 6 | Elect Check Kian Low | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 7 | Elect Peter J. Marks | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 8 | Elect Harry L. You | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 10 | Amendment to the Employee Share Purchase Plan | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 04/01/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 1 | Elect Kelly A. Ayotte | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 2 | Elect David L. Calhoun | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 3 | Elect Daniel M. Dickinson | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 4 | Elect Juan Gallardo | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 5 | Elect Dennis A. Muilenburg | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 6 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 7 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 8 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 9 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 10 | Elect D. James Umpleby III | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 11 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 12 | Elect Rayford Wilkins Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shrholdr | Voted | Against | Against | For |
| Caterpillar Inc. | CAT | 149123101 | 06/12/2019 | 16 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | Shrholdr | Voted | Against | Against | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/10/2018 | 1 | Elect Asuka Nakahara | Mgmt | Voted | For | 96% For 4% Withhold | For |
| Centene Corporation | CNC | 15135B101 | 01/28/2019 | 1 | Increase of Authorized Common Stock | Mgmt | Voted | For | For | For |
| Centene Corporation | CNC | 15135B101 | 04/23/2019 | 1 | Elect Orlando Ayala | Mgmt | Voted | For | For | For |
| Centene Corporation | CNC | 15135B101 | 04/23/2019 | 2 | Elect John R. Roberts | Mgmt | Voted | For | For | For |
| Centene Corporation | CNC | 15135B101 | 04/23/2019 | 3 | Elect Thomas G. Thompson | Mgmt | Voted | For | For | For |
| Centene Corporation | CNC | 15135B101 | 04/23/2019 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Centene Corporation | CNC | 15135B101 | 04/23/2019 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Centene Corporation | CNC | 15135B101 | 04/23/2019 | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 1 | Elect W. Lance Conn | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 2 | Elect Kim C. Goodman | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 3 | Elect Craig A. Jacobson | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 4 | Elect Gregory B. Maffei | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 5 | Elect John D. Markley, Jr. | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 6 | Elect David C. Merritt | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 7 | Elect James E. Meyer | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 8 | Elect Steven A. Miron | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 9 | Elect Balan Nair | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 10 | Elect Michael A. Newhouse | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 11 | Elect Mauricio Ramos | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 12 | Elect Thomas M. Rutledge | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 13 | Elect Eric L. Zinterhofer | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 14 | Approval of the 2019 Stock Incentive Plan | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 16 | Shareholder Proposal Regarding Proxy Access | Shrholdr | Voted | Against | For | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 04/23/2019 | 17 | Shareholder Proposal Regarding Sustainability Report | Shrholdr | Voted | Against | For | Against |
| Cigna Corporation | CI | 125509109 | 08/24/2018 | 1 | Express Scripts Merger | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 08/24/2018 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 1 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 2 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 3 | Elect Eric J. Foss | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 4 | Elect Elder Granger | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 5 | Elect Isaiah Harris, Jr. | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 6 | Elect Roman Martinez IV | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 7 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 8 | Elect Mark B. McClellan | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 9 | Elect John M. Partridge | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 10 | Elect William L. Roper | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 11 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 12 | Elect Donna F. Zarcone | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 13 | Elect William D. Zollars | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | For | Against |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 17 | Shareholder Proposal Regarding Cyber Risk Report | Shrholdr | Voted | Against | Against | For |
| Cigna Corporation | CI | 125523100 | 04/24/2019 | 18 | Shareholder Proposal Regarding Gender Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 1 | Elect Michael L. Corbat | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 2 | Elect Ellen M. Costello | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 3 | Elect Barbara J. Desoer | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 4 | Elect John C. Dugan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 5 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 6 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 7 | Elect S. Leslie Ireland | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 8 | Elect Lew W. Jacobs, IV | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 9 | Elect Renee J. James | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 10 | Elect Eugene M. McQuade | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 11 | Elect Gary M. Reiner | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 12 | Elect Diana L. Taylor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 13 | Elect James S. Turley | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 14 | Elect Deborah C. Wright | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 18 | Approval of the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shrholdr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 20 | Shareholder Proposal Regarding Government Service Vesting | Shrholdr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 04/16/2019 | 21 | Shareholder Proposal Regarding Right to Call Special Meetings | Shrholdr | Voted | Against | For | Against |
| ClearBridge MLP and Midstream Total Return Fund Inc | CTR | 18469Q108 | 04/12/2019 | 1.1 | Elect Carol L. Colman | Mgmt | Voted | For | 49% For 51% Withold | Against |
| ClearBridge MLP and Midstream Total Return Fund Inc | CTR | 18469Q108 | 04/12/2019 | 1.2 | Elect Daniel P. Cronin | Mgmt | Voted | For | 49% For 51% Withold | Against |
| ClearBridge MLP and Midstream Total Return Fund Inc | CTR | 18469Q108 | 04/12/2019 | 1.3 | Elect Paolo M. Cucchi | Mgmt | Voted | For | 49% For 51% Withold | Against |
| CME Group Inc. | CME | 12572Q105 | 11/29/2018 | 1 | Elimination of Class B Director Election Rights | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 1 | Elect Terrence A. Duffy | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 2 | Elect Timothy S. Bitsberger | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 3 | Elect Charles P. Carey | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 4 | Elect Dennis H. Chookaszian | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 5 | Elect Ana Dutra | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 6 | Elect Martin J. Gepsman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 7 | Elect Larry G. Gerdes | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 8 | Elect Daniel R. Glickman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 9 | Elect Daniel G. Kaye | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 10 | Elect Phyllis M. Lockett | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 11 | Elect Deborah J. Lucas | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 12 | Elect Alex J. Pollock | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 13 | Elect Terry L. Savage | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 14 | Elect William R. Shepard | Mgmt | Voted | For | Against | Against |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 15 | Elect Howard J. Siegel | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 16 | Elect Michael Spencer | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 17 | Elect Dennis A. Suskind | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 18 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 05/08/2019 | 19 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 1 | Elect Zein Abdalla | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 2 | Elect Maureen Breakiron-Evans | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 3 | Elect Jonathan C. Chadwick | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 4 | Elect John M. Dineen | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 5 | Elect Francisco D'Souza | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 6 | Elect John N. Fox, Jr. | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 7 | Elect Brian Humphries | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 8 | Elect John E. Klein | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 9 | Elect Leo S. Mackay, Jr. | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 10 | Elect Michael Patsalos-Fox | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 11 | Elect Joseph M. Velli | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 06/04/2019 | 15 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | Against | For |
| Cohen & Steers Global Income Builder Inc. | INB | 19248M103 | 04/25/2019 | 1.1 | Elect Daphne L. Richards | Mgmt | Voted | For | For | For |
| Cohen & Steers Global Income Builder Inc. | INB | 19248M103 | 04/25/2019 | 1.2 | Elect Gerald J. Maginnis | Mgmt | Voted | For | For | For |
| Cohen & Steers Global Income Builder Inc. | INB | 19248M103 | 04/25/2019 | 1.3 | Elect Joseph M. Harvey | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.1 | Elect Kenneth J. Bacon | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.2 | Elect Madeline S. Bell | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.3 | Elect Sheldon M. Bonovitz | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.4 | Elect Edward D. Breen | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.5 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.6 | Elect Jeffrey A. Honickman | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.7 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.8 | Elect Asuka Nakahara | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.9 | Elect David C. Novak | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 1.10 | Elect Brian L. Roberts | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 3 | Approval of the 2019 Omnibus Sharesave Plan | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 4 | Advisory vote on executive compensation | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 5 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 06/05/2019 | 6 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | Against | For |
| Concho Resources Inc. | CXO | 20605P101 | 07/17/2018 | 1 | Merger/Acquisition | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 1 | Elect Charles E. Bunch | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 2 | Elect Caroline Maury Devine | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 3 | Elect John V. Faraci | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 4 | Elect Jody L Freeman | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 5 | Elect Gay Huey Evans | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 6 | Elect Jeffrey A. Joerres | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 7 | Elect Ryan M. Lance | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 8 | Elect William H. McRaven | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 9 | Elect Sharmila Mulligan | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 10 | Elect Arjun N. Murti | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 11 | Elect Robert A. Niblock | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 05/14/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.1 | Elect Jerry Fowden | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.2 | Elect Barry A. Fromberg | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.3 | Elect Robert L. Hanson | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.4 | Elect Ernesto M. Hernandez | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.5 | Elect Susan Sommersille Johnson | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.6 | Elect James A. Locke III | Mgmt | Voted | For | Withhold | Against |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.7 | Elect Daniel J. McCarthy | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.8 | Elect Richard Sands | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.9 | Elect Robert Sands | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.10 | Elect Judy A. Schmeling | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 1.11 | Elect Keith E. Wandell | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/17/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 1.1 | Elect Hamilton E. James | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 1.2 | Elect John W. Stanton | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 1.3 | Elect Mary Agnes Wilderotter | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 4 | Approval of the 2019 Incentive Plan | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 5 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 6 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 01/24/2019 | 7 | Shareholder Proposal Regarding Prison Labor | Shrholdr | Voted | Against | Against | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 1 | Elect P. Robert Bartolo | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 2 | Elect Jay A. Brown | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 3 | Elect Cindy Christy | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 4 | Elect Ari Q. Fitzgerald | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 5 | Elect Robert E. Garrison II | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 6 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 7 | Elect Lee W. Hogan | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 8 | Elect Edward C. Hutcheson, Jr. | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 9 | Elect J. Landis Martin | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 10 | Elect Robert F. McKenzie | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 11 | Elect Anthony J. Melone | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 12 | Elect W. Benjamin Moreland | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 05/16/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 1 | Elect Donna M. Alvarado | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 2 | Elect Pamela L. Carter | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 3 | Elect James M. Foote | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 4 | Elect Steven T. Halverson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 5 | Elect Paul C. Hilal | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 6 | Elect John D. McPherson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 7 | Elect David M. Moffett | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 8 | Elect Linda H. Riefler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 9 | Elect J. Steven Whisler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 10 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 05/03/2019 | 13 | 2019 Stock and Incentive Plan | Mgmt | Voted | For | For | For |
| Cushing MLP & Infrastructure Total Return Fund | SRF | 23162T102 | 05/30/2019 | 1.1 | Elect Brian R. Bruce | Mgmt | Voted | For | 97% For 3% Withhold | For |
| Cushing MLP & Infrastructure Total Return Fund | SRF | 23162T102 | 05/30/2019 | 1.2 | Elect Ronald P. Trout | Mgmt | Voted | For | 97% For 3% Withhold | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 1 | Elect Samuel R. Allen | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 2 | Elect Vance D. Coffman | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 3 | Elect Alan C. Heuberger | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 4 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 5 | Elect Dipak C. Jain | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 6 | Elect Michael O. Johanns | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 7 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 8 | Elect Gregory R. Page | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 9 | Elect Sherry M. Smith | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 10 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 11 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 12 | Advisory vote on executive compensation | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 02/27/2019 | 14 | Shareholder Propsal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | For | Against |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 1 | Elect Warren F. Bryant | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 2 | Elect Michael M. Calbert | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 3 | Elect Sandra B. Cochran | Mgmt | Voted | For | Against | Against |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 4 | Elect Patricia Fili-Krushel | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 5 | Elect Timothy I. McGuire | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 6 | Elect William C. Rhodes, III | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 7 | Elect Ralph E. Santana | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 8 | Elect Todd J. Vasos | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 05/29/2019 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 1 | Elect James A. Bennett | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 2 | Elect Helen E. Dragas | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 3 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 4 | Elect Thomas F. Farrell II | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 5 | Elect D. Maybank Hagood | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 6 | Elect John W. Harris | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 7 | Elect Ronald W. Jibson | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 8 | Elect Mark J. Kington | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 9 | Elect Joseph M. Rigby | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 10 | Elect Pamela L. Royal | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 11 | Elect Robert H. Spilman, Jr. | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 12 | Elect Susan N. Story | Mgmt | Voted | For | Against | Against |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 13 | Elect Michael E. Szymanczyk | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 16 | Increase of Authorized Common Stock | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05/07/2019 | 17 | Shareholder Proposal Regarding Independent Board Chair | Shrholdr | Voted | Against | For | Against |
| DowDuPont Inc. | DWDP | 26078J100 | 05/23/2019 | 1 | Reverse Stock Split | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 05/23/2019 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.1 | Elect Gerard M. Anderson | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.2 | Elect David A. Brandon | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.3 | Elect W. Frank Fountain, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.4 | Elect Charles G. McClure, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.5 | Elect Gail J. McGovern | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.6 | Elect Mark A. Murray | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.7 | Elect Ruth G. Shaw | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.8 | Elect Robert C. Skaggs, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.9 | Elect David A. Thomas | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.10 | Elect James H. Vandenberghe | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 1.11 | Elect Valerie M. Williams | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 4 | Shareholder Proposal Regarding Independent Board Chair | Shrholdr | Voted | Against | For | Against |
| DTE Energy Company | DTE | 233331107 | 05/09/2019 | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.1 | Elect Michael G. Browning | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.2 | Elect Annette K. Clayton | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.3 | Elect Theodore F. Craver, Jr. | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.4 | Elect Robert M. Davis | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.5 | Elect Daniel R. DiMicco | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.6 | Elect Lynn J. Good | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.7 | Elect John T. Herron | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.8 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.9 | Elect E. Marie McKee | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.10 | Elect Charles W. Moorman, IV | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.11 | Elect Marya M. Rose | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.12 | Elect Carlos A. Saladrigas | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.13 | Elect Thomas E. Skains | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 1.14 | Elect William E. Webster, Jr. | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 5 | Shareholder Report Regarding Lobbying Report | Shrholdr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 6 | Shareholder Report Regarding Health Effects of Coal | Shrholdr | Voted | Against | Against | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/02/2019 | 7 | Shareholder Proposal Regarding Report on Environmental Activities | Shrholdr | Voted | Against | Against | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 1 | Elect Edward D. Breen | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 2 | Elect Ruby R. Chandy | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 3 | Elect Franklin K. Clyburn, Jr. | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 4 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 5 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 6 | Elect C. Marc Doyle | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 7 | Elect Eleuthere I. du Pont | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 8 | Elect Rajiv L. Gupta | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 9 | Elect Luther C. Kissam IV | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 10 | Elect Frederick M. Lowery | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 11 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 12 | Elect Steven M. Sterin | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | For | Against |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shrholdr | Voted | Against | Against | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | Shrholdr | Voted | Against | Against | For |
| DuPont de Nemours, Inc. | DD | 26078J100 | 06/25/2019 | 18 | Shareholder Proposal Regarding Report on Plastic Pollution | Shrholdr | Voted | Against | Against | For |
| Eaton Vance Risk-Managed Diversified Equity Income Fund | ETJ | 27829G106 | 04/18/2019 | 1.1 | Elect Mark R. Fetting | Mgmt | Voted | For | 88% For 12% Withhold | For |
| Eaton Vance Risk-Managed Diversified Equity Income Fund | ETJ | 27829G106 | 04/18/2019 | 1.2 | Elect Valerie A. Mosley | Mgmt | Voted | For | 88% For 12% Withhold | For |
| Eaton Vance Risk-Managed Diversified Equity Income Fund | ETJ | 27829G106 | 04/18/2019 | 1.3 | Elect Marcus L. Smith | Mgmt | Voted | For | 88% For 12% Withhold | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 2 | Elect Shari L Ballard | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 3 | Elect Barbara J. Beck | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 4 | Elect Leslie S. Biller | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 5 | Elect Jeffrey M. Ettinger | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 6 | Elect Arthur J. Higgins | Mgmt | Voted | For | Against | Against |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 7 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 8 | Elect David W. MacLennan | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 9 | Elect Tracy B. McKibben | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 10 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 11 | Elect Victoria J. Reich | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 12 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 13 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ecolab, Inc. | ECL | 278865100 | 05/02/2019 | 16 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 1 | Elect Ralph Alvarez | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 2 | Elect Carolyn R. Bertozzi | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 3 | Elect Juan R. Luciano | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 4 | Elect Kathi P. Seifert | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 7 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 8 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 05/06/2019 | 9 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | Against | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 1 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 2 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 3 | Elect Robert P. Daniels | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 4 | Elect James C. Day | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 5 | Elect C. Christopher Gaut | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 6 | Elect Julie J. Robertson | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 7 | Elect Donald F. Textor | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 8 | Elect William R. Thomas | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/2019 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/13/2018 | 1 | Elect Rose Marie Bravo | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/13/2018 | 2 | Elect Paul J. Fribourg | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/13/2018 | 3 | Elect Irvine O. Hockaday, Jr. | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/13/2018 | 4 | Elect Jennifer Hyman | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/13/2018 | 5 | Elect Barry S. Sternlicht | Mgmt | Voted | For | Abstain | Against |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/13/2018 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/13/2018 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 1 | Elect Anthony K. Anderson | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 3 | Elect M. Laurie Brlas | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 4 | Elect Christopher M. Crane | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 5 | Elect Yves C. de Balmann | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 6 | Elect Nicholas DeBenedictis | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 7 | Elect Linda P. Jojo | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 8 | Elect Paul L. Joskow | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 9 | Elect Robert J. Lawless | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 10 | Elect Richard W. Mies | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 11 | Elect Mayo A. Shattuck III | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 12 | Elect Stephen D. Steinour | Mgmt | Voted | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 13 | Elect John F. Young | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 04/30/2019 | 16 | Shareholder Proposal Regarding Report on Environmental Activities | Shrholdr | Voted | Against | Against | For |
| Express Scripts Holding Co. | ESRX | 30219G108 | 08/24/2018 | 1 | Merger | Mgmt | Voted | For | For | For |
| Express Scripts Holding Co. | ESRX | 30219G108 | 08/24/2018 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Express Scripts Holding Co. | ESRX | 30219G108 | 08/24/2018 | 3 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | Against | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 1 | Elect Susan K. Avery | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 2 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 3 | Elect Ursula M. Burns | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 4 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 5 | Elect Steven A. Kandarian | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 6 | Elect Douglas R. Oberhelman | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 7 | Elect Samuel J. Palmisano | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 8 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 9 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 10 | Elect Darren W. Woods | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 13 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shrholdr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | Shrholdr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 16 | Shareholder Proposal Regarding Formation of Climate Change Committee | Shrholdr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | Shrholdr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 05/29/2019 | 19 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 1.1 | Elect Peggy Alford | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 1.2 | Elect Marc L. Andreessen | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 1.3 | Elect Kenneth I. Chenault | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 1.5 | Elect Sheryl K. Sandberg | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 1.6 | Elect Peter A. Thiel | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 1.7 | Elect Jeffrey D. Zients | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 1.8 | Elect Mark Zuckerberg | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 5 | Shareholder Proposal Regarding Recapitalization | Shrholdr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 6 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shrholdr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shrholdr | Voted | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shrholdr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 11 | Shareholder Proposal Regarding Report on Political Ideology | Shrholdr | Voted | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 05/30/2019 | 12 | Shareholder Proposal Regarding Strategic Alternatives | Shrholdr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 1 | Elect John A. Edwardson | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 2 | Elect Marvin R. Ellison | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 3 | Elect Susan Patricia Griffith | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 4 | Elect John Chris Inglis | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 5 | Elect Kimberly A. Jabal | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 6 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 7 | Elect R. Brad Martin | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 8 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 9 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 10 | Elect Frederick W. Smith | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 11 | Elect David P. Steiner | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 12 | Elect Paul S. Walsh | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 15 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 09/24/2018 | 17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Shrholdr | Voted | Against | Against | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 04/08/2019 | 1.1 | Elect James A. Bowen | Mgmt | Voted | For | 88% For 12% Withhold | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 04/08/2019 | 1.2 | Elect Niel Byron Nielson | Mgmt | Voted | For | 88% For 12% Withhold | For |
| Fiserv, Inc. | FISV | 337738108 | 04/18/2019 | 1 | Share Issuance Pursuant to Merger | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 04/18/2019 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.1 | Elect Alison Davis | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.2 | Elect Harry DiSimone | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.3 | Elect John Y. Kim | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.4 | Elect Dennis F. Lynch | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.5 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.6 | Elect Glenn M. Renwick | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.7 | Elect Kim M. Robak | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.8 | Elect J.D. Sherman | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.9 | Elect Doyle R. Simons | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 1.10 | Elect Jeffery W. Yabuki | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 2 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 05/22/2019 | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| Gabelli Global Small and Mid Cap Value Trust | GGZ | 36249W104 | 05/13/2019 | 1.1 | Elect John Birch | Mgmt | Voted | For | 88% For 12% Withhold | For |
| Gabelli Global Small and Mid Cap Value Trust | GGZ | 36249W104 | 05/13/2019 | 1.2 | Elect Kevin V. Dreyer | Mgmt | Voted | For | 88% For 12% Withhold | For |
| Gabelli Global Small and Mid Cap Value Trust | GGZ | 36249W104 | 05/13/2019 | 1.3 | Elect Salvatore J. Zizza | Mgmt | Voted | For | 88% For 12% Withhold | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 05/13/2019 | 1.1 | Elect Jeffrey J. Jonas | Mgmt | Voted | For | 88% For 12% Withhold | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 05/13/2019 | 1.2 | Elect Kuni Nakamura | Mgmt | Voted | For | 88% For 12% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.1 | Elect Rodney B. Berens | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.2 | Elect Lewis B. Cullman | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.3 | Elect Spencer Davidson | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.4 | Elect Clara E. Del Villar | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.5 | Elect John D. Gordan, III | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.6 | Elect Betsy F. Gotbaum | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.7 | Elect Sidney R. Knafel | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.8 | Elect Rose Peabody Lynch | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.9 | Elect Jeffrey W. Priest | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 1.10 | Elect Henry R. Schirmer | Mgmt | Voted | For | 81% For 19% Withhold | For |
| General American Investors Company, Inc. | GAM | 368802104 | 04/24/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 90% For 7% Against 3% Abstain | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 1 | Elect Thomas F. Frist III | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 2 | Elect Samuel N. Hazen | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 3 | Elect Meg G. Crofton | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 4 | Elect Robert J. Dennis | Mgmt | Voted | For | Against | Against |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 5 | Elect Nancy-Ann DeParle | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 6 | Elect William R. Frist | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 7 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 8 | Elect Geoffrey G. Meyers | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 9 | Elect Michael W. Michelson | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 10 | Elect Wayne J. Riley | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 11 | Elect John W. Rowe | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 04/26/2019 | 14 | Elimination of Supermajority Voting Requirement | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 1 | Elect Darius Adamczyk | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 2 | Elect Duncan B. Angove | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 3 | Elect William S. Ayer | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 4 | Elect Kevin Burke | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 5 | Elect Jaime Chico Pardo | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 6 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 7 | Elect Linnet F. Deily | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 8 | Elect Judd Gregg | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 9 | Elect Clive Hollick | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 10 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 11 | Elect George Paz | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 12 | Elect Robin L. Washington | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 15 | Shareholder Proposal Regarding Right to Act By Written Consent | Shrholdr | Voted | Against | Against | For |
| Honeywell International Inc. | HON | 438516106 | 04/29/2019 | 16 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | For | Against |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 1 | Elect Gary C. Bhojwani | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 2 | Elect Terrell K. Crews | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 3 | Elect Glenn S. Forbes | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 4 | Elect Stephen M. Lacy | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 5 | Elect Elsa A. Murano | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 6 | Elect Robert C. Nakasone | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 7 | Elect Susan K. Nestegard | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 8 | Elect William A. Newlands | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 9 | Elect Dakota A. Pippins | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 10 | Elect Christopher J. Policinski | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 11 | Elect Sally J. Smith | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 12 | Elect James P. Snee | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 13 | Elect Steven A. White | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Hormel Foods Corporation | HRL | 440452100 | 01/29/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 1 | Elect Kirk E. Arnold | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 3 | Elect John Bruton | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 4 | Elect Jared L. Cohon | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 5 | Elect Gary D. Forsee | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 6 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 7 | Elect Michael W. Lamach | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 8 | Elect Myles P. Lee | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 9 | Elect Karen B. Peetz | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 10 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 11 | Elect Richard J. Swift | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 12 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 06/06/2019 | 17 | Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 1 | Elect Aneel Bhusri | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 2 | Elect Andy D. Bryant | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 3 | Elect Reed E. Hundt | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 4 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 5 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 6 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 7 | Elect Gregory D. Smith | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 8 | Elect Robert H. Swan | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 9 | Elect Andrew Wilson | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 10 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | Against | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| Intel Corporation | INTC | 458140100 | 05/16/2019 | 16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | Shrholdr | Voted | Against | Against | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 1 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 2 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 3 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 4 | Elect Jean-Marc Forneri | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 5 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 6 | Elect Fred W. Hatfield | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 7 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 8 | Elect Frederic V. Salerno | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 9 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 10 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 11 | Elect Vincent S. Tese | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/17/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/20/2018 | 1.1 | Elect Rodney A. Buck | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/20/2018 | 1.2 | Elect David B. Chemidlin | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/20/2018 | 2 | Shareholder Proposal Regarding Declassification of the Board | Shrholdr | Voted | Against | 59% For 40% Against 1% Abstain | Against |
| John Hancock Hedged Equity & Income Fund | HEQ | 47804L102 | 02/07/2019 | 1.1 | Elect Andrew G. Arnott | Mgmt | Voted | For | 59% For 41% Withhold | For |
| John Hancock Hedged Equity & Income Fund | HEQ | 47804L102 | 02/07/2019 | 1.2 | Elect Marianne Harrison | Mgmt | Voted | For | 59% For 41% Withhold | For |
| John Hancock Hedged Equity & Income Fund | HEQ | 47804L102 | 02/07/2019 | 1.3 | Elect Deborah C. Jackson | Mgmt | Voted | For | 59% For 41% Withhold | For |
| John Hancock Hedged Equity & Income Fund | HEQ | 47804L102 | 02/07/2019 | 1.4 | Elect James M. Oates | Mgmt | Voted | For | 59% For 41% Withhold | For |
| John Hancock Hedged Equity & Income Fund | HEQ | 47804L102 | 02/07/2019 | 1.5 | Elect Steven R. Pruchansky | Mgmt | Voted | For | 59% For 41% Withhold | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 1 | Elect Mary C. Beckerle | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 2 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 3 | Elect Ian E.L. Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 4 | Elect Jennifer A. Doudna | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 5 | Elect Alex Gorsky | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 6 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 7 | Elect Mark B. McClellan | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 8 | Elect Anne M. Mulcahy | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 9 | Elect William D. Perez | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 10 | Elect Charles Prince | Mgmt | Voted | For | Against | Against |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 11 | Elect A. Eugene Washington | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 15 | Shareholder Proposal Regarding Recoupment Report | Shrholdr | Voted | Against | For | Against |
| Johnson & Johnson | JNJ | 478160104 | 04/25/2019 | 16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shrholdr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 2 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 3 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 4 | Elect Todd A. Combs | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 5 | Elect James S. Crown | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 6 | Elect James Dimon | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 7 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 8 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 9 | Elect Laban P. Jackson, Jr. | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 10 | Elect Michael A. Neal | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 11 | Elect Lee R. Raymond | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shrholdr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 05/21/2019 | 16 | Shareholder Proposal Regarding Cumulative Voting | Shrholdr | Voted | Against | Against | For |
| Kayne Anderson Midstream Energy Fund Inc. | KMF | 48661E108 | 06/27/2019 | 1 | Elect Anne K. Costin | Mgmt | Voted | For | 86% For 13% Against 1% Abstain | For |
| Kayne Anderson Midstream Energy Fund Inc. | KMF | 48661E108 | 06/27/2019 | 2 | Elect Albert L. Richey | Mgmt | Voted | For | 86% For 13% Against 1% Abstain | For |
| Kayne Anderson Midstream Energy Fund Inc. | KMF | 48661E108 | 06/27/2019 | 3 | Ratification of Auditor | Mgmt | Voted | For | 86% For 13% Against 1% Abstain | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.1 | Elect Martin B. Anstice | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.2 | Elect Eric K. Brandt | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.3 | Elect Michael R. Cannon | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.4 | Elect Youssef A. El-Mansy | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.5 | Elect Christine A. Heckart | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.6 | Elect Catherine P. Lego | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.7 | Elect Stephen Newberry | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.8 | Elect Abhijit Y. Talwalkar | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 1.9 | Elect Rick Lih-Shyng Tsai | Mgmt | Voted | For | Withhold | Against |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 3 | Amendment to the 1999 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Lam Research Corporation | LRCX | 512807108 | 11/06/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 1 | Elect Peter J. Bensen | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 2 | Elect Charles A. Blixt | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 3 | Elect Andre J. Hawaux | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 4 | Elect William G. Jurgensen | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 5 | Elect Thomas P. Maurer | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 6 | Elect Hala G. Moddelmog | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 7 | Elect Andrew J. Schindler | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 8 | Elect Maria Renna Sharpe | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 9 | Elect Thomas P. Werner | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lamb Weston Holdings, Inc. | LW | 513272104 | 09/27/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Latin American Discovery Fund Inc. | LDF | 51828C106 | 10/19/2018 | 1 | Liquidation of the Fund | Mgmt | Voted | For | 99% For 1% Against | For |
| LMP Capital and Income Fund Inc. | SCD | 50208A102 | 04/12/2019 | 1.1 | Elect Nisha Kumar | Mgmt | Voted | For | 93% For 7% Withhold | For |
| LMP Capital and Income Fund Inc. | SCD | 50208A102 | 04/12/2019 | 1.2 | Elect William R. Hutchinson | Mgmt | Voted | For | 93% For 7% Withhold | For |
| LMP Capital and Income Fund Inc. | SCD | 50208A102 | 04/12/2019 | 1.3 | Elect Jane E. Trust | Mgmt | Voted | For | 93% For 7% Withhold | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 1 | Elect Daniel F. Akerson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 2 | Elect David B. Burritt | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 3 | Elect Bruce A. Carlson | Mgmt | Voted | For | Against | Against |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 4 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 5 | Elect Thomas J. Falk | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 6 | Elect Ilene S. Gordon | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 7 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 8 | Elect Vicki A. Hollub | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 9 | Elect Jeh C. Johnson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 10 | Elect James D. Taiclet, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 04/25/2019 | 13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shrholdr | Voted | Against | Against | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.1 | Elect Ralph Alvarez | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.2 | Elect David H. Batchelder | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.3 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.4 | Elect Sandra B. Cochran | Mgmt | Voted | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.5 | Elect Laurie Z. Douglas | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.6 | Elect Richard W. Dreiling | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.7 | Elect Marvin R. Ellison | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.8 | Elect James H. Morgan | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.9 | Elect Brian C. Rogers | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.10 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.11 | Elect Lisa W. Wardell | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 1.12 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 05/31/2019 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Macquarie Global Infrastructure Total Return Fund, Inc. | MGU | 55608D101 | 06/18/2019 | 1 | Elect Thomas W. Hunersen | Mgmt | Voted | For | 96% For 4% Abstain | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 1 | Elect Richard Haythornthwaite | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 2 | Elect Ajay Banga | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 3 | Elect David R. Carlucci | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 4 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 5 | Elect Steven J. Freiberg | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 6 | Elect Julius Genachowski | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 7 | Elect Choon Phong Goh | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 8 | Elect Merit E. Janow | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 9 | Elect Oki Matsumoto | Mgmt | Voted | For | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 10 | Elect Youngme E. Moon | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 11 | Elect Rima Qureshi | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 12 | Elect Jose Octavio Reyes Lagunes | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 13 | Elect Gabrielle Sulzberger | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 14 | Elect Jackson P. Tai | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 15 | Elect Lance Uggla | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 18 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/25/2019 | 19 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shrholdr | Voted | Against | Against | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 1 | Elect Lloyd H. Dean | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 2 | Elect Stephen J. Easterbrook | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 3 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 4 | Elect Margaret H. Georgiadis | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 6 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 7 | Elect John Mulligan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 8 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 9 | Elect John W. Rogers, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 10 | Elect Paul S. Walsh | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 11 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 14 | Amendment Regarding Board Size | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 05/23/2019 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 1 | Elect Leslie A. Brun | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 2 | Elect Thomas R. Cech | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 3 | Elect Mary Ellen Coe | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 4 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 5 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 6 | Elect Thomas H. Glocer | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 7 | Elect Rochelle B. Lazarus | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 8 | Elect Paul B. Rothman | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 9 | Elect Patricia F. Russo | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 10 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 11 | Elect Wendell P. Weeks | Mgmt | Voted | For | Against | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 12 | Elect Peter C. Wendell | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 14 | Approval of the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 16 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | Shrholdr | Voted | Against | Against | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 05/28/2019 | 18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shrholdr | Voted | Against | Against | For |
| Mexico Equity and Income Fund Inc. | MXE | 592834105 | 12/13/2018 | 1 | Elect Richard Abraham | Mgmt | Voted | For | 37% For 62% Against 1% Abstain | Against |
| Mexico Equity and Income Fund Inc. | MXE | 592834105 | 12/13/2018 | 2 | Elect Rajeev Das | Mgmt | Voted | For | 37% For 62% Against 1% Abstain | Against |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 1 | Elect Robert L. Bailey | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 2 | Elect Richard M. Beyer | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 3 | Elect Patrick J. Byrne | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 4 | Elect Steven J. Gomo | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 5 | Elect Mary Pat McCarthy | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 6 | Elect Sanjay Mehrotra | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 7 | Elect Robert E. Switz | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 8 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 01/17/2019 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 1 | Elect Lewis W.K. Booth | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 2 | Elect Charles E. Bunch | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 3 | Elect Debra A. Crew | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 4 | Elect Lois D. Juliber | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 5 | Elect Mark D. Ketchum | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 6 | Elect Peter W. May | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 7 | Elect Jorge S. Mesquita | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 8 | Elect Joseph Neubauer | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 9 | Elect Fredric G. Reynolds | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 10 | Elect Christiana Smith Shi | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 11 | Elect Patrick T. Siewert | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 13 | Elect Dirk Van de Put | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 16 | Shareholder Proposal Regarding Deforestation in Cocoa Supply Chain | Shrholdr | Voted | Against | Against | For |
| Mondelez International, Inc. | MDLZ | 609207105 | 05/15/2019 | 17 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shrholdr | Voted | Against | Against | For |
| Morgan Stanley Asia-Pacific Fund, Inc. | APF | 61744U106 | 03/08/2019 | 1 | Reorganization of the Morgan Stanley Asia-Pacific Fund, Inc. into the Morgan Stanley Institutional Fund, Inc., on Behalf of the Emerging Markets Portfolio | Mgmt | Voted | For | 99% For 1% Against | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc. | MSF | 61744G107 | 01/07/2019 | 1 | Reorganization of the Morgan Stanley Emerging Markets Fund, Inc. into the Morgan Stanley Institutional Fund, Inc., on behalf of the Emerging Markets Portfolio | Mgmt | Voted | For | 99% For 1% Against | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 1 | Elect Sherry S. Barrat | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 2 | Elect James L. Camaren | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 3 | Elect Kenneth B. Dunn | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 4 | Elect Naren K. Gursahaney | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 5 | Elect Kirk S. Hachigian | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 6 | Elect Toni Jennings | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 8 | Elect James L. Robo | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 9 | Elect Rudy E. Schupp | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 10 | Elect John L. Skolds | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 11 | Elect William H. Swanson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 12 | Elect Hansel E. Tookes II | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 13 | Elect Darryl L. Wilson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/23/2019 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 1 | Elect Thomas D. Bell Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 2 | Elect Daniel A. Carp | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 3 | Elect Mitchell E. Daniels, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 4 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 5 | Elect Thomas C. Kelleher | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 6 | Elect Steven F. Leer | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 7 | Elect Michael D. Lockhart | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 8 | Elect Amy E. Miles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 9 | Elect Jennifer F. Scanlon | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 10 | Elect James A. Squires | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 11 | Elect John R. Thompson | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/09/2019 | 14 | Shareholder Proposal Regarding Simple Majority Vote | Shrholdr | Voted | Against | Against | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 04/10/2019 | 1.1 | Elect Judith M. Stockdale | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 04/10/2019 | 1.2 | Elect Carole E. Stone | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 04/10/2019 | 1.3 | Elect Margaret L. Wolff | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 04/10/2019 | 1.4 | Elect William C. Hunter | Mgmt | Voted | For | 81% For 19% Withhold | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 1 | Elect David E. O'Reilly | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 2 | Elect Larry P. O'Reilly | Mgmt | Voted | For | Against | Against |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 3 | Elect Rosalie O'Reilly Wooten | Mgmt | Voted | For | Against | Against |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 4 | Elect Greg Henslee | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 5 | Elect Jay D. Burchfield | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 6 | Elect Thomas T. Hendrickson | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 7 | Elect John Murphy | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 8 | Elect Dana M. Perlman | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 9 | Elect Andrea M. Weiss | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/07/2019 | 12 | Shareholder Proposal Regarding Right to Call Special Meetings | Shrholdr | Voted | Against | For | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 1 | Elect Spencer Abraham | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 2 | Elect Eugene L. Batchelder | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 3 | Elect Margaret M. Foran | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 4 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 5 | Elect Vicki A. Hollub | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 6 | Elect William R. Klesse | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 7 | Elect Jack B. Moore | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 8 | Elect Avedick B. Poladian | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 9 | Elect Elisse B. Walter | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 05/10/2019 | 12 | Shareholder Proposal Regarding Right to Call Special Meetings | Shrholdr | Voted | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.1 | Elect Jeffrey S. Berg | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.2 | Elect Michael J. Boskin | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.3 | Elect Safra A. Catz | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.4 | Elect Bruce R. Chizen | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.5 | Elect George H. Conrades | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.6 | Elect Lawrence J. Ellison | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.7 | Elect Hector Garcia-Molina | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.8 | Elect Jeffrey O. Henley | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.9 | Elect Mark V. Hurd | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.10 | Elect Renee J. James | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.11 | Elect Charles W. Moorman, IV | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.12 | Elect Leon E. Panetta | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.13 | Elect William G. Parrett | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 1.14 | Elect Naomi O. Seligman | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 4 | Shareholder Proposal Regarding Gender Pay Equity Report | Shrholdr | Voted | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 6 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/14/2018 | 7 | Shareholder Proposal Regarding Independent Board Chair | Shrholdr | Voted | Against | For | Against |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 1 | Elect Shona L. Brown | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 2 | Elect Cesar Conde | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 3 | Elect Ian M. Cook | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 4 | Elect Dina Dublon | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 5 | Elect Richard W. Fisher | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 6 | Elect Michelle D. Gass | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 7 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 8 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 9 | Elect David C. Page | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 10 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 11 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 12 | Elect Darren Walker | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 13 | Elect Alberto Weisser | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 16 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 17 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| PepsiCo, Inc. | PEP | 713448108 | 05/01/2019 | 18 | Shareholder Proposal Regarding Pesticide Reporting | Shrholdr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 1 | Elect Ronald E. Blaylock | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 2 | Elect Albert Bourla | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 3 | Elect W. Don Cornwell | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 4 | Elect Joseph J. Echevarria | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 5 | Elect Helen H. Hobbs | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 6 | Elect James M. Kilts | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 7 | Elect Dan R. Littman | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 8 | Elect Shantanu Narayen | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 9 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 10 | Elect Ian C. Read | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 11 | Elect James C. Smith | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 14 | Approve the 2019 Stock Plan | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 15 | Shareholder Proposal Regarding Right To Act By Written Consent | Shrholdr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 16 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 17 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Pfizer Inc. | PFE | 717081103 | 04/25/2019 | 18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shrholdr | Voted | Against | Against | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | Voted | For | Against | Against |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 2 | Elect Gilbert F. Casellas | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 3 | Elect Robert M. Falzon | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 4 | Elect Mark B. Grier | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 5 | Elect Martina Hund-Mejean | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 6 | Elect Karl J. Krapek | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 7 | Elect Peter R. Lighte | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 8 | Elect Charles F. Lowrey | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 9 | Elect George Paz | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 10 | Elect Sandra Pianalto | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 11 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 12 | Elect Douglas A. Scovanner | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 13 | Elect Michael A. Todman | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 05/14/2019 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shrholdr | Voted | Against | Against | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 1 | Elect Manuel Kadre | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 2 | Elect Tomago Collins | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 3 | Elect Thomas W. Handley | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 4 | Elect Jennifer M Kirk | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 5 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 6 | Elect Kim S. Pegula | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 7 | Elect Ramon A. Rodriguez | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 8 | Elect Donald W. Slager | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 9 | Elect James P. Snee | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 10 | Elect John M. Trani | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 11 | Elect Sandra M Volpe | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 12 | Elect Katharine Weymouth | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 05/17/2019 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | Against | For |
| RMR Real Estate Income Fund | RIF | 76970B101 | 04/24/2019 | 1 | Elect Joseph L. Morea | Mgmt | Voted | For | 81% For 19% Withhold | For |
| RMR Real Estate Income Fund | RIF | 76970B101 | 09/07/2018 | 1 | New Investment Advisory Agreement | Mgmt | Voted | For | 81% For 19% Withhold | For |
| RMR Real Estate Income Fund | RIF | 76970B101 | 09/07/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.2 | Elect Amy Woods Brinkley | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.3 | Elect John F. Fort, III | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.4 | Elect L. Neil Hunn | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.5 | Elect Robert D. Johnson | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.6 | Elect Robert E. Knowling, Jr. | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.7 | Elect Wilbur J. Prezzano | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.8 | Elect Laura G. Thatcher | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.9 | Elect Richard F. Wallman | Mgmt | Voted | For | Withhold | Against |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 1.10 | Elect Christopher Wright | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 06/10/2019 | 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 1 | Elect Michael Balmuth | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 2 | Elect K. Gunnar Bjorklund | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 3 | Elect Michael J. Bush | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 4 | Elect Norman A. Ferber | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 5 | Elect Sharon D. Garrett | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 6 | Elect Stephen D. Milligan | Mgmt | Voted | For | Against | Against |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 7 | Elect George P. Orban | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 8 | Elect Michael O'Sullivan | Mgmt | Voted | For | Abstain | Against |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 9 | Elect Gregory L. Quesnel | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 10 | Elect Barbara Rentler | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 05/22/2019 | 13 | Shareholder Proposal Regarding Climate Change Report | Shrholdr | Voted | Against | Against | For |
| Royce Global Value Trust Inc. | RGT | 78081T104 | 09/24/2018 | 1.1 | Elect Charles M. Royce | Mgmt | Voted | For | 84% For 16% Withhold | For |
| Royce Global Value Trust Inc. | RGT | 78081T104 | 09/24/2018 | 1.2 | Elect G. Peter O'Brien | Mgmt | Voted | For | 84% For 16% Withhold | For |
| Royce Global Value Trust Inc. | RGT | 78081T104 | 09/24/2018 | 1.3 | Elect David L. Meister | Mgmt | Voted | For | 84% For 16% Withhold | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 1 | Elect Marco Alvera | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 2 | Elect William J. Amelio | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 3 | Elect William D. Green | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 4 | Elect Charles E. Haldeman, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 5 | Elect Stephanie C. Hill | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 6 | Elect Rebecca Jacoby | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 7 | Elect Monique F. Leroux | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 8 | Elect Maria R. Morris | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 9 | Elect Douglas L. Peterson | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 10 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 11 | Elect Kurt L. Schmoke | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 12 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 14 | Approval of the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 15 | Amendment to the Director Deferred Stock Ownership Plan | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 05/09/2019 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 2 | Elect Keith G. Block | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 3 | Elect Parker Harris | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 4 | Elect Craig A. Conway | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 5 | Elect Alan G. Hassenfeld | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 6 | Elect Neelie Kroes | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 7 | Elect Colin L. Powell | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 8 | Elect Sanford R. Robertson | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 9 | Elect John V. Roos | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 10 | Elect Bernard Tyson | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 11 | Elect Robin L. Washington | Mgmt | Voted | For | Against | Against |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 12 | Elect Maynard G. Webb | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 13 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 15 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 16 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 17 | Ratification of Auditor | Mgmt | Voted | For | Against | Against |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/06/2019 | 19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shrholdr | Voted | Against | Against | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 1 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 2 | Elect Kathleen Brown | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 3 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 4 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 5 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 6 | Elect William D. Jones | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 7 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 8 | Elect Michael N. Mears | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 9 | Elect William C. Rusnack | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 10 | Elect Lynn Schenk | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 11 | Elect Jack T. Taylor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 12 | Elect Cynthia L Walker | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 13 | Elect James C. Yardley | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 16 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 05/09/2019 | 17 | Shareholder Proposal Regarding Independent Board Chair | Shrholdr | Voted | Against | For | Against |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 1 | Elect Glyn F. Aeppel | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 2 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 3 | Elect Karen N. Horn | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 4 | Elect Allan B. Hubbard | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 5 | Elect Reuben S. Leibowitz | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 6 | Elect Gary M. Rodkin | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 7 | Elect Stefan M. Selig | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 8 | Elect Daniel C. Smith | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 9 | Elect J. Albert Smith, Jr. | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 10 | Elect Marta R. Stewart | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 13 | Approval of the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | 05/08/2019 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| Source Capital, Inc. | SOR | 836144105 | 05/13/2019 | 1.1 | Elect J. Richard Atwood | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 05/13/2019 | 1.2 | Elect Sandra Brown | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 05/13/2019 | 1.3 | Elect Mark L. Lipson | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 05/13/2019 | 1.4 | Elect Alfred E. Osborne, Jr. | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 05/13/2019 | 1.5 | Elect A. Robert Pisano | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 05/13/2019 | 1.6 | Elect Patrick B. Purcell | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 1 | Elect Thomas L. Bene | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 2 | Elect Daniel J. Brutto | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 3 | Elect John M. Cassaday | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 4 | Elect Joshua D. Frank | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 5 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 6 | Elect Bradley M. Halverson | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 7 | Elect John M. Hinshaw | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 8 | Elect Hans-Joachim Koerber | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 9 | Elect Nancy S. Newcomb | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 10 | Elect Nelson Peltz | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 11 | Elect Edward D. Shirley | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 12 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 13 | 2018 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2018 | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shrholdr | Voted | Against | Against | For |
| Tekla Healthcare Investors | HQH | 87911J103 | 06/13/2019 | 1.1 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | 93% For 7% Withhold | For |
| Tekla Healthcare Investors | HQH | 87911J103 | 06/13/2019 | 1.2 | Elect Oleg M. Pohotsky | Mgmt | Voted | For | 93% For 7% Withhold | For |
| Tekla Healthcare Investors | HQH | 87911J103 | 06/13/2019 | 1.3 | Elect William S. Reardon | Mgmt | Voted | For | 93% For 7% Withhold | For |
| Tekla Healthcare Investors | HQH | 87911J103 | 06/13/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 98% For 1% Against 1% Abstain | For |
| Tekla Healthcare Opportunities Fund | THQ | 879105104 | 06/13/2019 | 1.1 | Elect Rakesh K. Jain | Mgmt | Voted | For | 93% For 7% Withhold | For |
| Tekla Healthcare Opportunities Fund | THQ | 879105104 | 06/13/2019 | 1.2 | Elect Daniel R. Omstead | Mgmt | Voted | For | 93% For 7% Withhold | For |
| Tekla Healthcare Opportunities Fund | THQ | 879105104 | 06/13/2019 | 1.3 | Elect Lucinda H. Stebbins | Mgmt | Voted | For | 93% For 7% Withhold | For |
| Tekla Healthcare Opportunities Fund | THQ | 879105104 | 06/13/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 98% For 1% Against 1% Abstain | For |
| Templeton Dragon Fund Inc. | TDF | 88018T101 | 05/30/2019 | 1.1 | Elect Edith E. Holiday | Mgmt | Voted | For | 30% For 70% Withhold | Against |
| Templeton Dragon Fund Inc. | TDF | 88018T101 | 05/30/2019 | 1.2 | Elect Larry D. Thompson | Mgmt | Voted | For | 48% For 52% Withhold | For |
| Templeton Dragon Fund Inc. | TDF | 88018T101 | 05/30/2019 | 1.3 | Elect Rupert H. Johnson, Jr. | Mgmt | Voted | For | 48% For 52% Withhold | For |
| Templeton Dragon Fund Inc. | TDF | 88018T101 | 05/30/2019 | 1.4 | Elect Gregory E. Johnson | Mgmt | Voted | For | 48% For 52% Withhold | For |
| Templeton Dragon Fund Inc. | TDF | 88018T101 | 05/30/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 99% For 1% Against | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 03/04/2019 | 1.1 | Elect Constantine D. Tseretopoulos | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 03/04/2019 | 1.2 | Elect Rupert H. Johnson, Jr. | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 03/04/2019 | 1.3 | Elect Gregory E. Johnson | Mgmt | Voted | For | 81% For 19% Withhold | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 03/04/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 86% For 13% Against 1% Abstain | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 1 | Elect Mark A. Blinn | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 2 | Elect Todd M. Bluedorn | Mgmt | Voted | For | Against | Against |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 3 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 4 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 5 | Elect Martin S. Craighead | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 6 | Elect Jean M. Hobby | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 7 | Elect Ronald Kirk | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 8 | Elect Pamela H. Patsley | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 9 | Elect Robert E. Sanchez | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 10 | Elect Richard K. Templeton | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 04/25/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 1 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 2 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 3 | Elect Margaret M. Keane | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 4 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 5 | Elect Jacques P. Perold | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 6 | Elect Andrea Redmond | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 7 | Elect Gregg M. Sherrill | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 8 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 9 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 10 | Elect Thomas J. Wilson | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 12 | Approval of the 2019 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 05/21/2019 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shrholdr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 1 | Elect Robert A. Bradway | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 2 | Elect David L. Calhoun | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 3 | Elect Arthur D. Collins, Jr. | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 5 | Elect Lynn J. Good | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 6 | Elect Nikki R Haley | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 7 | Elect Lawrence W. Kellner | Mgmt | Voted | For | Against | Against |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 8 | Elect Caroline B. Kennedy | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 9 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 10 | Elect Dennis A. Muilenburg | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 11 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 13 | Elect Mike S. Zafirovski | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 16 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shrholdr | Voted | Against | Against | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 18 | Shareholder Proposal Regarding Independent Board Chair | Shrholdr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shrholdr | Voted | Against | Against | For |
| The Boeing Company | BA | 097023105 | 04/29/2019 | 20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shrholdr | Voted | Against | Against | For |
| The Central and Eastern Europe Fund Inc. | CEE | 153436100 | 06/20/2019 | 1.1 | Elect Christopher Pleister | Mgmt | Voted | For | 63% For 37% Withhold | For |
| The Central and Eastern Europe Fund Inc. | CEE | 153436100 | 06/20/2019 | 1.2 | Elect Christian Zugel | Mgmt | Voted | For | 63% For 37% Withhold | For |
| The Central and Eastern Europe Fund Inc. | CEE | 153436100 | 06/20/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 99% For 0.3% Against 0.7% Abstain | For |
| The European Equity Fund Inc. | EEA | 298768102 | 06/20/2019 | 1.1 | Elect Richard R. Burt | Mgmt | Voted | For | 88% For 12% Withhold | For |
| The European Equity Fund Inc. | EEA | 298768102 | 06/20/2019 | 1.2 | Elect Christopher Pleister | Mgmt | Voted | For | 88% For 12% Withhold | For |
| The European Equity Fund Inc. | EEA | 298768102 | 06/20/2019 | 1.3 | Elect Christian Zugel | Mgmt | Voted | For | 88% For 12% Withhold | For |
| The European Equity Fund Inc. | EEA | 298768102 | 06/20/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 98% For 1% Against 1% Abstain | For |
| The GDL Fund | GDL | 361570104 | 05/13/2019 | 1.1 | Elect Edward T. Tokar | Mgmt | Voted | For | 93% For 7% Withhold | For |
| The GDL Fund | GDL | 361570104 | 05/13/2019 | 1.2 | Elect Salvatore J. Zizza | Mgmt | Voted | For | 93% For 7% Withhold | For |
| The GDL Fund | GDL | 361570104 | 05/13/2019 | 2 | Shareholder Proposal Regarding Termination of Advisory and Management Agreements | Shrholdr | Voted | Against | 20% For 80% Against | For |
| The Herzfeld Caribbean Basin Fund Inc. | CUBA | 42804T106 | 11/07/2018 | 1.1 | Elect Cecilia L. Gondor | Mgmt | Voted | For | 82% For 18% Withhold | For |
| The Herzfeld Caribbean Basin Fund Inc. | CUBA | 42804T106 | 11/07/2018 | 1.2 | Elect Kay W. Tatum | Mgmt | Voted | For | 82% For 18% Withhold | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 1 | Elect Gerard J. Arpey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 2 | Elect Ari Bousbib | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 3 | Elect Jeffery H. Boyd | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 4 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 5 | Elect J. Frank Brown | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 6 | Elect Albert P. Carey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 7 | Elect Helena B. Foulkes | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 8 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 9 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 10 | Elect Manuel Kadre | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 11 | Elect Stephanie C. Linnartz | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 12 | Elect Craig A. Menear | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 15 | Shareholder Proposal Regarding Employment Diversity Report | Shrholdr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | Shrholdr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 05/23/2019 | 17 | Shareholder Proposal Regarding Prison Labor | Shrholdr | Voted | Against | Against | For |
| The India Fund, Inc. | IFN | 454089103 | 06/19/2019 | 1 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | 98% For 2% Against | For |
| The India Fund, Inc. | IFN | 454089103 | 06/19/2019 | 2 | Elect Hugh Young | Mgmt | Voted | For | 79% For 21% Against | For |
| The Korea Fund, Inc. | KF | 500634209 | 10/26/2018 | 1 | Elect Richard A. Silver | Mgmt | Voted | For | 93% For 7% Withhold | For |
| The Mexico Fund, Inc. | MXF | 592835102 | 03/12/2019 | 1.1 | Elect Edward P. Djerejian | Mgmt | Voted | For | 94% For 6% Withhold | For |
| The Mexico Fund, Inc. | MXF | 592835102 | 03/12/2019 | 1.2 | Elect Claudio X Gonzalez | Mgmt | Voted | For | 79% For 21% Against | For |
| The Mexico Fund, Inc. | MXF | 592835102 | 03/12/2019 | 1.3 | Elect Alberto Osorio Morales | Mgmt | Voted | For | 94% For 6% Withhold | For |
| The Mexico Fund, Inc. | MXF | 592835102 | 03/12/2019 | 2 | Shareholder Proposal Regarding Termination of Advisory and Management Agreements | Shrholdr | Voted | Against | 23% For 77% Against | For |
| The New Germany Fund Inc. | GF | 644465106 | 06/20/2019 | 1.1 | Elect Walter C. Dostmann | Mgmt | Voted | For | 81% For 19% Withhold | For |
| The New Germany Fund Inc. | GF | 644465106 | 06/20/2019 | 1.2 | Elect Christian H. Strenger | Mgmt | Voted | For | 81% For 19% Withhold | For |
| The New Germany Fund Inc. | GF | 644465106 | 06/20/2019 | 1.3 | Elect Christian Zugel | Mgmt | Voted | For | 81% For 19% Withhold | For |
| The New Germany Fund Inc. | GF | 644465106 | 06/20/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | 81% For 19% Withhold | For |
| The New Ireland Fund, Inc. | IRL | 645673104 | 06/11/2019 | 1.1 | Elect David Dempsey | Mgmt | Voted | For | 87% For 13% Withhold | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 1 | Elect Joseph Alvarado | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 2 | Elect Charles E. Bunch | Mgmt | Voted | For | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 3 | Elect Debra A. Cafaro | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 4 | Elect Marjorie Rodgers Cheshire | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 5 | Elect William S. Demchak | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 6 | Elect Andrew T. Feldstein | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 7 | Elect Richard J. Harshman | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 8 | Elect Daniel R. Hesse | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 9 | Elect Richard B. Kelson | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 10 | Elect Linda R. Medler | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 11 | Elect Martin Pfinsgraff | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 12 | Elect Toni Townes-Whitley | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 13 | Elect Michael J. Ward | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 04/23/2019 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 1 | Elect Philip F. Bleser | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 2 | Elect Stuart B. Burgdoerfer | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 3 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 4 | Elect Charles A. Davis | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 5 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 6 | Elect Lawton W. Fitt | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 7 | Elect Susan Patricia Griffith | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 8 | Elect Jeffrey D. Kelly | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 9 | Elect Patrick H. Nettles | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 10 | Elect Barbara R. Snyder | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 11 | Elect Jan E. Tighe | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 12 | Elect Kahina Van Dyke | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 05/10/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 1 | Elect Kerrii B. Anderson | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 2 | Elect Arthur F. Anton | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 3 | Elect Jeff M. Fettig | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 4 | Elect David F. Hodnik | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 5 | Elect Richard J. Kramer | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 6 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 7 | Elect John G. Morikis | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 8 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 9 | Elect John M. Stropki, Jr. | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 10 | Elect Michael H. Thaman | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 11 | Elect Matthew Thornton III | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 12 | Elect Steven H. Wunning | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 04/17/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 1 | Elect Janaki Akella | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 2 | Elect Juanita Powell Baranco | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 3 | Elect Jon A. Boscia | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 4 | Elect Henry A. Clark III | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 5 | Elect Anthony F. Earley, Jr. | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 6 | Elect Thomas A. Fanning | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 7 | Elect David J. Grain | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 8 | Elect Donald M. James | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 9 | Elect John D. Johns | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 10 | Elect Dale E. Klein | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 11 | Elect Ernest J. Moniz | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 12 | Elect William G. Smith, Jr. | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 13 | Elect Steven R. Specker | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 14 | Elect Larry D. Thompson | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 15 | Elect E. Jenner Wood III | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 05/22/2019 | 18 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 04/24/2019 | 1.1 | Elect William C. Kirby | Mgmt | Voted | For | 93% For 7% Withhold | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 04/24/2019 | 1.2 | Elect Anthony S. Clark | Mgmt | Voted | For | 93% For 7% Withhold | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 04/24/2019 | 1.3 | Elect Thomas G. Kamp | Mgmt | Voted | For | 93% For 7% Withhold | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 04/24/2019 | 1.4 | Elect Warren J. Olsen | Mgmt | Voted | For | 93% For 7% Withhold | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 04/24/2019 | 1.5 | Elect Shelley Rigger | Mgmt | Voted | For | 93% For 7% Withhold | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 04/24/2019 | 2 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | 91% For 9% Against | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 04/24/2019 | 3 | Shareholder Proposal to Terminate Investment Advisory Agreement | Shrholdr | Voted | Against | 10% For 90% Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 10/22/2018 | 1 | Increase of Authorized Common Stock | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 1 | Elect Zein Abdalla | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 2 | Elect Alan M. Bennett | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 3 | Elect Rosemary T. Berkery | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 4 | Elect David T. Ching | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 5 | Elect Ernie Herrman | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 6 | Elect Michael F. Hines | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 8 | Elect Carol Meyrowitz | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 9 | Elect Jackwyn L. Nemerov | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 10 | Elect John F. O'Brien | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 11 | Elect Willow B. Shire | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 14 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | Shrholdr | Voted | Against | Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 15 | Shareholder Proposal Regarding Prison Labor Report | Shrholdr | Voted | Against | Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 06/04/2019 | 16 | Shareholder Proposal Regarding Report on Human Rights Risks | Shrholdr | Voted | Against | Against | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 1 | Elect Susan E. Arnold | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 2 | Elect Mary T. Barra | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 3 | Elect Safra A. Catz | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 4 | Elect Francis deSouza | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 5 | Elect Michael Froman | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 6 | Elect Robert A. Iger | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 7 | Elect Maria Elena Lagomasino | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 8 | Elect Mark G. Parker | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 9 | Elect Derica W. Rice | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 12 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | For | Against |
| The Walt Disney Company | DIS | 254687106 | 03/07/2019 | 13 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | Shrholdr | Voted | Against | Against | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 1 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 2 | Elect Nelson J. Chai | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 3 | Elect C. Martin Harris | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 4 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 5 | Elect Judy C. Lewent | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 7 | Elect Jim P. Manzi | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 8 | Elect James C. Mullen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 9 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 10 | Elect Scott M. Sperling | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 11 | Elect Elaine S. Ullian | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 12 | Elect Dion J. Weisler | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/22/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Tri-Continental Corporation | TY | 895436103 | 04/16/2019 | 1.1 | Elect Anthony M. Santomero | Mgmt | Voted | For | For | For |
| Tri-Continental Corporation | TY | 895436103 | 04/16/2019 | 1.2 | Elect Minor M. Shaw | Mgmt | Voted | For | For | For |
| Tri-Continental Corporation | TY | 895436103 | 04/16/2019 | 1.3 | Elect William F. Truscott | Mgmt | Voted | For | For | For |
| Tri-Continental Corporation | TY | 895436103 | 04/16/2019 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOXA | 90130A200 | 07/27/2018 | 1 | Disney Merger | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOXA | 90130A200 | 07/27/2018 | 2 | RemainCo Distribution | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOXA | 90130A200 | 07/27/2018 | 3 | Hook Share Amendment | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOXA | 90130A200 | 07/27/2018 | 4 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOXA | 90130A200 | 07/27/2018 | 5 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 1 | Elect K. Rupert Murdoch | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 2 | Elect Lachlan K. Murdoch | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 3 | Elect Delphine Arnault | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 4 | Elect James W. Breyer | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 5 | Elect Chase Carey | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 6 | Elect David F. DeVoe | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 7 | Elect Roderick Ian Eddington | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 8 | Elect James Murdoch | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 9 | Elect Jacques Nasser | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 10 | Elect Robert S. Silberman | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 11 | Elect Tidjane Thiam | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/14/2018 | 14 | Shareholder Proposal Regarding Recapitalization | Shrholdr | Voted | Against | For | Against |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 1 | Elect Warner L. Baxter | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 2 | Elect Dorothy J. Bridges | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 3 | Elect Elizabeth Buse | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 4 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 5 | Elect Andrew Cecere | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 6 | Elect Arthur D. Collins, Jr. | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 7 | Elect Kimberly J. Harris | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 8 | Elect Roland Hernandez | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 9 | Elect Doreen Woo Ho | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 10 | Elect Olivia F. Kirtley | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 11 | Elect Karen S. Lynch | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 12 | Elect Richard P. McKenney | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 13 | Elect Yusuf I. Mehdi | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 14 | Elect David B. O'Maley | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 15 | Elect O'dell M. Owens | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 16 | Elect Craig D. Schnuck | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 17 | Elect Scott W. Wine | Mgmt | Voted | For | Against | Against |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 18 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 04/16/2019 | 19 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 1 | Elect Andrew H. Card, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 3 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 4 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 5 | Elect Lance M. Fritz | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 6 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 7 | Elect Jane H. Lute | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 8 | Elect Michael R. McCarthy | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 9 | Elect Thomas F. McLarty III | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 10 | Elect Bhavesh V. Patel | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 11 | Elect Jose H. Villarreal | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 05/16/2019 | 14 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 3 | Elect Michael J. Burns | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 4 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 5 | Elect Ann M. Livermore | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 6 | Elect Rudy H.P. Markham | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 7 | Elect Franck J. Moison | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 8 | Elect Clark T. Randt, Jr. | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 9 | Elect Christiana Smith Shi | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 10 | Elect John T. Stankey | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 11 | Elect Carol B. Tome | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 12 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 14 | Shareholder Proposal Regarding Lobbying Report | Shrholdr | Voted | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 15 | Shareholder Proposal Regarding Recapitalization | Shrholdr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 05/09/2019 | 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shrholdr | Voted | Against | Against | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 1 | Elect William C. Ballard, Jr. | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 2 | Elect Richard T. Burke | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 3 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 4 | Elect Stephen J. Hemsley | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 5 | Elect Michele J. Hooper | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 6 | Elect F. William McNabb, III | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 7 | Elect Valerie C. Montgomery Rice | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 8 | Elect John H. Noseworthy | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 9 | Elect Glenn M. Renwick | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 10 | Elect David S. Wichmann | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 11 | Elect Gail R. Wilensky | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 06/03/2019 | 14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shrholdr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 2 | Elect Mark T. Bertolini | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 3 | Elect Vittorio Colao | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 4 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 5 | Elect Clarence Otis, Jr. | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 6 | Elect Daniel H. Schulman | Mgmt | Voted | For | Against | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 7 | Elect Rodney E. Slater | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 8 | Elect Kathryn A. Tesija | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 9 | Elect Hans Vestberg | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 10 | Elect Gregory G. Weaver | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 13 | Shareholder Proposal Regarding Executive Deferral Plan | Shrholdr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 14 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 15 | Shareholder Proposal Regarding Report on Online Child Exploitation | Shrholdr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | Shrholdr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 05/02/2019 | 17 | Shareholder Proposal Regarding Severance Approval Policy | Shrholdr | Voted | Against | Against | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 1 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 2 | Elect Mary B. Cranston | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 5 | Elect John F. Lundgren | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 6 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 7 | Elect Denise M. Morrison | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 8 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 9 | Elect John A.C. Swainson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 10 | Elect Maynard G. Webb, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 01/29/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 1 | Elect Jose E. Almeida | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 2 | Elect Janice M. Babiak | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 3 | Elect David J. Brailer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 4 | Elect William C. Foote | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 5 | Elect Ginger L. Graham | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 6 | Elect John A. Lederer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 7 | Elect Dominic P. Murphy | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 8 | Elect Stefano Pessina | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 9 | Elect Leonard D. Schaeffer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 10 | Elect Nancy M. Schlichting | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 11 | Elect James A. Skinner | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | Against | Against |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 14 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 15 | Shareholder Proposal Regarding Independent Chair | Shrholdr | Voted | Against | For | Against |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | Shrholdr | Voted | Against | Against | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | Shrholdr | Voted | Against | For | Against |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/25/2019 | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrholdr | Voted | Against | For | Against |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 1 | Elect Cesar Conde | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 2 | Elect Stephen J. Easterbrook | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 3 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 4 | Elect Sarah J. Friar | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 5 | Elect Carla A. Harris | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 6 | Elect Thomas W. Horton | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 7 | Elect Marissa A. Mayer | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 8 | Elect C. Douglas McMillon | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 9 | Elect Gregory B. Penner | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 10 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 11 | Elect S. Robson Walton | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 12 | Elect Steuart Walton | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | Shrholdr | Voted | Against | Against | For |
| Walmart Inc. | WMT | 931142103 | 06/05/2019 | 16 | Shareholder Proposal Regarding Cumulative Voting | Shrholdr | Voted | Against | Against | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 1 | Elect Frank M. Clark, Jr. | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 2 | Elect James C Fish | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 3 | Elect Andres R. Gluski | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 4 | Elect Patrick W. Gross | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 5 | Elect Victoria M. Holt | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 6 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 7 | Elect John C. Pope | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 8 | Elect Thomas H. Weidemeyer | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 05/14/2019 | 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shrholdr | Voted | Against | Against | For |
| Western Asset Mortgage Defined Opportunity Fund Inc. | CEM | 184692101 | 04/12/2019 | 1.1 | Elect Nisha Kumar | Mgmt | Voted | For | 95% For 5% Withhold | For |
| Western Asset Mortgage Defined Opportunity Fund Inc. | CEM | 184692101 | 04/12/2019 | 1.2 | Elect Robert D. Agdern | Mgmt | Voted | For | 95% For 5% Withhold | For |
| Western Asset Mortgage Defined Opportunity Fund Inc. | CEM | 184692101 | 04/12/2019 | 1.3 | Elect Eileen A. Kamerick | Mgmt | Voted | For | 80% For 20% Withhold | For |
| Western Asset Mortgage Defined Opportunity Fund Inc. | EMO | 18469P100 | 04/12/2019 | 1.1 | Elect William R. Hutchinson | Mgmt | Voted | For | 49% For 51% Withhold | Against |
| Western Asset Mortgage Defined Opportunity Fund Inc. | EMO | 18469P100 | 04/12/2019 | 1.2 | Elect Nisha Kumar | Mgmt | Voted | For | 95% For 5% Withhold | For |
| Western Asset Mortgage Defined Opportunity Fund Inc. | EMO | 18469P100 | 04/12/2019 | 1.3 | Elect Jane E. Trust | Mgmt | Voted | For | 95% For 5% Withhold | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 1 | Elect Martin I. Cole | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 2 | Elect Kathleen A. Cote | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 3 | Elect Henry T. DeNero | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 4 | Elect Tunc Doluca | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 5 | Elect Michael D. Lambert | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 6 | Elect Len J. Lauer | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 7 | Elect Matthew E. Massengill | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 8 | Elect Stephen D. Milligan | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 9 | Elect Paula A. Price | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 11 | Amendment to the 2017 Performance Incentive Plan | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 12 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Western Digital Corporation | WDC | 958102105 | 11/07/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 1 | Elect Lynn Casey | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 2 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 3 | Elect Benjamin G.S. Fowke III | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 4 | Elect Richard T. O'Brien | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 5 | Elect David K. Owens | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 6 | Elect Christopher J. Policinski | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 7 | Elect James T. Prokopanko | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 8 | Elect A. Patricia Sampson | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 9 | Elect James J. Sheppard | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 10 | Elect David A. Westerlund | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 11 | Elect Kim Williams | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 12 | Elect Timothy V. Wolf | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 13 | Elect Daniel Yohannes | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Xcel Energy, Inc. | XEL | 98389B100 | 05/15/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 05/15/2019 | 1 | Elect Juan Ramon Alaix | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 05/15/2019 | 2 | Elect Paul M. Bisaro | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 05/15/2019 | 3 | Elect Frank A. D'Amelio | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 05/15/2019 | 4 | Elect Michael B. McCallister | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 05/15/2019 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 05/15/2019 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Cornerstone Total Return Fund, Inc.
| By (Signature and Title) | /s/ Ralph W. Bradshaw | |||
|
Ralph W. Bradshaw, President and Chairman (Principal Executive Officer) |
||||
| Date | August 16, 2019 | |||