N-PX 1 d528093dnpx.htm FORM N-PX Form N-PX

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-173

Dodge & Cox Funds


(Exact name of registrant as specified in charter)

555 California Street

40th Floor

San Francisco, CA 94104


(Address of principal executive offices)

Roberta R.W. Kameda

Secretary

555 California Street

40th Floor

San Francisco, CA 94104


(Name and address of agent for service)

Registrant’s telephone number, including area code: (415) 981-1710

Date of Fiscal year-end: 12/31/23

Date of reporting period: 7/1/22 - 6/30/23

 



Dodge & Cox Balanced Fund

 

AEGON NV

 

Ticker:    AGN    Security ID:    007924103
Meeting Date:    JAN 17, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    DEC 20, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting    None    None    Management
2    Approve Sale of Aegon Nederland    For    For    Management
3    Other Business (Non-Voting)    None    None    Management
4    Close Meeting    None    None    Management

 

AEGON NV

 

Ticker:    AGN    Security ID:    007924103
Meeting Date:    MAY 25, 2023    Meeting Type:    Annual
Record Date:    APR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting    None    None    Management
2.1    Receive Report of Executive Board (Non-Voting)    None    None    Management
2.2    Approve Remuneration Report    For    For    Management
2.3    Receive Explanation on Company’s Dividend Policy    None    None    Management
2.4    Adopt Financial Statements and Statutory Reports    For    For    Management
2.5    Approve Dividends    For    For    Management
3.1    Approve Discharge of Executive Board    For    For    Management
3.2    Approve Discharge of Supervisory Board    For    For    Management
4.1    Ratify Ernst & Young Accountants LLP as Auditors    For    For    Management
5.1    Reelect Dona Young to Supervisory Board    For    For    Management
6.1    Approve Cancellation of Common Shares and Common Shares B    For    For    Management
6.2    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights    For    For    Management
6.3    Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue    For    For    Management
6.4    Authorize Repurchase of Up to 30 Percent of Issued Share Capital    For    For    Management
7    Other Business (Non-Voting)    None    None    Management
8    Close Meeting    None    None    Management

 

Page 1


ALIBABA GROUP HOLDING, LTD.

 

Ticker:    9988    Security ID:    01609W102
Meeting Date:    SEP 30, 2022    Meeting Type:    Annual
Record Date:    AUG 03, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Daniel Yong Zhang    For    For    Management
1.2    Elect Director Jerry Yang    For    For    Management
1.3    Elect Director Wan Ling Martello    For    For    Management
1.4    Elect Director Weijian Shan    For    For    Management
1.5    Elect Director Irene Yun-Lien Lee    For    For    Management
1.6    Elect Director Albert Kong Ping Ng    For    For    Management
2    Ratify PricewaterhouseCoopers as Auditors    For    For    Management

 

ALNYLAM PHARMACEUTICALS, INC.

 

Ticker:    ALNY    Security ID:    02043Q107
Meeting Date:    MAY 18, 2023    Meeting Type:    Annual
Record Date:    MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michael W. Bonney    For    For    Management
1b    Elect Director Yvonne L. Greenstreet    For    For    Management
1c    Elect Director Phillip A. Sharp    For    For    Management
1d    Elect Director Elliott Sigal    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

Page 2


ALPHABET, INC.

 

Ticker:    GOOGL    Security ID:    02079K305
Meeting Date:    JUN 02, 2023    Meeting Type:    Annual
Record Date:    APR 04, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Larry Page    For    For    Management
1b    Elect Director Sergey Brin    For    For    Management
1c    Elect Director Sundar Pichai    For    For    Management
1d    Elect Director John L. Hennessy    For    For    Management
1e    Elect Director Frances H. Arnold    For    For    Management
1f    Elect Director R. Martin “Marty” Chavez    For    For    Management
1g    Elect Director L. John Doerr    For    For    Management
1h    Elect Director Roger W. Ferguson, Jr.    For    For    Management
1i    Elect Director Ann Mather    For    Abstain    Management
1i    Elect Director Ann Mather    For    Against    Management
1i    Elect Director Ann Mather    For    For    Management
1j    Elect Director K. Ram Shriram    For    For    Management
1k    Elect Director Robin L. Washington    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Advisory Vote on Say on Pay Frequency    Three Years    One Year    Management
6    Report on Lobbying Payments and Policy    Against    Against    Shareholder
7    Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties    Against    Against    Shareholder
8    Report on Framework to Assess Company Lobbying Alignment with Climate Goals    Against    Against    Shareholder
9    Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access    Against    Against    Shareholder
10    Report on Risks of Doing Business in Countries with Significant Human Rights Concerns    Against    Against    Shareholder
11    Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology    Against    Against    Shareholder
12    Disclose More Quantitative and Qualitative Information on Algorithmic Systems    Against    Against    Shareholder
13    Report on Alignment of YouTube Policies With Online Safety Regulations    Against    Against    Shareholder
14    Report on Content Governance and Censorship    Against    Against    Shareholder
15    Commission Independent Assessment of Effectiveness of Audit and Compliance Committee    Against    Against    Shareholder
16    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Against    Against    Shareholder
17    Adopt Share Retention Policy For Senior Executives    Against    Against    Shareholder
18    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    Against    Shareholder

 

AMAZON.COM, INC.

 

Ticker:    AMZN    Security ID:    023135106
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual
Record Date:    MAR 30, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jeffrey P. Bezos    For    For    Management
1b    Elect Director Andrew R. Jassy    For    For    Management
1c    Elect Director Keith B. Alexander    For    For    Management
1d    Elect Director Edith W. Cooper    For    For    Management
1e    Elect Director Jamie S. Gorelick    For    For    Management
1f    Elect Director Daniel P. Huttenlocher    For    For    Management
1g    Elect Director Judith A. McGrath    For    For    Management
1h    Elect Director Indra K. Nooyi    For    For    Management
1i    Elect Director Jonathan J. Rubinstein    For    For    Management
1j    Elect Director Patricia Q. Stonesifer    For    For    Management
1k    Elect Director Wendell P. Weeks    For    For    Management
2    Ratify Ratification of Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Report on Climate Risk in Retirement Plan Options    Against    Against    Shareholder
7    Report on Customer Due Diligence    Against    Against    Shareholder
8    Revise Transparency Report to Provide Greater Disclosure on Government Requests    Against    Against    Shareholder
9    Report on Government Take Down Requests    Against    Against    Shareholder
10    Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines    Against    Against    Shareholder
11    Publish a Tax Transparency Report    Against    Against    Shareholder
12    Report on Climate Lobbying    Against    Against    Shareholder
13    Report on Median and Adjusted Gender/Racial Pay Gaps    Against    Against    Shareholder
14    Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs    Against    Against    Shareholder
15    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Against    Against    Shareholder
16    Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining    Against    Against    Shareholder
17    Consider Pay Disparity Between Executives and Other Employees    Against    Against    Shareholder
18    Report on Animal Welfare Standards    Against    Against    Shareholder
19    Establish a Public Policy Committee    Against    Against    Shareholder
20    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Against    Against    Shareholder
21    Commission a Third Party Audit on Working Conditions    Against    Against    Shareholder
22    Report on Efforts to Reduce Plastic Use    Against    Against    Shareholder
23    Commission Third Party Study and Report on Risks Associated with Use of Rekognition    Against    Against    Shareholder

 

Page 3


ANHEUSER-BUSCH INBEV SA/NV

 

Ticker:    ABI    Security ID:    03524A108
Meeting Date:    APR 26, 2023    Meeting Type:    Annual/Special
Record Date:    MAR 14, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


A.1    Amend Articles Re: Composition Rules for the Board of Directors    For    For    Management
B.2    Receive Directors’ Reports (Non-Voting)    None    None    Management
B.3    Receive Auditors’ Reports (Non-Voting)    None    None    Management
B.4    Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    None    None    Management
B.5    Approve Financial Statements, Allocation of Income and Dividends of EUR 0.75 per Share    For    For    Management
B.6    Approve Discharge of Directors    For    For    Management
B.7    Approve Discharge of Auditors    For    For    Management
B.8.a    Elect Aradhana Sarin as Independent Director    For    For    Management
B.8.b    Elect Dirk Van de Put as Independent Director    For    For    Management
B.8.c    Elect Lynne Biggar as Independent Director    For    For    Management
B.8.d    Reelect Sabine Chalmers as Director    For    Against    Management
B.8.e    Reelect Claudio Garcia as Director    For    Against    Management
B.8.f    Elect Heloisa Sicupira as Director    For    For    Management
B.8.g    Reelect Martin J. Barrington as Restricted Share Director    For    For    Management
B.8.h    Reelect Alejandro Santo Domingo as Restricted Share Director    For    For    Management
B.8.i    Elect Salvatore Mancuso as Restricted Share Director    For    For    Management
B.9    Approve Remuneration Report    For    Against    Management
C.10    Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    For    For    Management

 

BAKER HUGHES CO.

 

Ticker:    BKR    Security ID:    05722G100
Meeting Date:    MAY 16, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director W. Geoffrey Beattie    For    For    Management
1.2    Elect Director Gregory D. Brenneman    For    For    Management
1.3    Elect Director Cynthia B. Carroll    For    For    Management
1.4    Elect Director Nelda J. Connors    For    For    Management
1.5    Elect Director Michael R. Dumais    For    For    Management
1.6    Elect Director Lynn L. Elsenhans    For    For    Management
1.7    Elect Director John G. Rice    For    For    Management
1.8    Elect Director Lorenzo Simonelli    For    For    Management
1.9    Elect Director Mohsen Sohi    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify KPMG LLP as Auditors    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

Page 4


BANCO SANTANDER SA

 

Ticker:    SAN    Security ID:    E19790109
Meeting Date:    MAR 30, 2023    Meeting Type:    Annual
Record Date:    MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.A    Approve Consolidated and Standalone Financial Statements    For    For    Management
1.B    Approve Non-Financial Information Statement    For    For    Management
1.C    Approve Discharge of Board    For    For    Management
2    Approve Allocation of Income and Dividends    For    For    Management
3.A    Fix Number of Directors at 15    For    For    Management
3.B    Ratify Appointment of and Elect Hector Blas Grisi Checa as Director    For    For    Management
3.C    Ratify Appointment of and Elect Glenn Hogan Hutchins as Director    For    For    Management
3.D    Re-elect Pamela Ann Walkden as Director    For    For    Management
3.E    Re-elect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director    For    For    Management
3.F    Re-elect Sol Daurella Comadran as Director    For    For    Management
3.G    Re-elect Gina Lorenza Diez Barroso Azcarraga as Director    For    For    Management
3.H    Re-elect Homaira Akbari as Director    For    For    Management
4    Ratify Appointment of PricewaterhouseCoopers as Auditor    For    For    Management
5.A    Approve Reduction in Share Capital via Amortization of Treasury Shares    For    For    Management
5.B    Approve Reduction in Share Capital via Amortization of Treasury Shares    For    For    Management
5.C    Authorize Share Repurchase Program    For    For    Management
5.D    Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 10 Billion with Exclusion of Pre-emptive Rights up to 10 Percent of Capital    For    For    Management
6.A    Approve Remuneration Policy    For    For    Management
6.B    Approve Remuneration of Directors    For    For    Management
6.C    Fix Maximum Variable Compensation Ratio    For    For    Management
6.D    Approve Deferred Multiyear Objectives Variable Remuneration Plan    For    For    Management
6.E    Approve Buy-out Policy    For    For    Management
6.F    Advisory Vote on Remuneration Report    For    For    Management
7    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

BANK OF AMERICA CORP.

 

Ticker:    BAC    Security ID:    060505104
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    MAR 01, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Sharon L. Allen    For    For    Management
1b    Elect Director Jose (Joe) E. Almeida    For    For    Management
1c    Elect Director Frank P. Bramble, Sr.    For    For    Management
1d    Elect Director Pierre J.P. de Weck    For    For    Management
1e    Elect Director Arnold W. Donald    For    For    Management
1f    Elect Director Linda P. Hudson    For    For    Management
1g    Elect Director Monica C. Lozano    For    For    Management
1h    Elect Director Brian T. Moynihan    For    For    Management
1i    Elect Director Lionel L. Nowell, III    For    For    Management
1j    Elect Director Denise L. Ramos    For    For    Management
1k    Elect Director Clayton S. Rose    For    For    Management
1l    Elect Director Michael D. White    For    For    Management
1m    Elect Director Thomas D. Woods    For    For    Management
1n    Elect Director Maria T. Zuber    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Require Independent Board Chair    Against    Against    Shareholder
7    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder
8    Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting    Against    Against    Shareholder
9    Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets    Against    Against    Shareholder
10    Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development    Against    Against    Shareholder
11    Commission Third Party Racial Equity Audit    Against    Against    Shareholder

 

Page 5


BAYER AG

 

Ticker:    BAYN    Security ID:    072730302
Meeting Date:    APR 28, 2023    Meeting Type:    Annual
Record Date:    MAR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.40 per Share for Fiscal Year 2022    For    For    Management
2    Approve Discharge of Management Board for Fiscal Year 2022    For    For    Management
3    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Management
4.1    Elect Norbert Winkeljohann to the Supervisory Board    For    For    Management
4.2    Elect Kimberly Mathisen to the Supervisory Board    For    For    Management
5    Approve Remuneration Report    For    For    Management
6    Approve Virtual-Only Shareholder Meetings Until 2025    For    Against    Management
7    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    Against    Management
8    Ratify Deloitte GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for the First Half of Fiscal Year 2023    For    For    Management
9    Voting Instructions for Motions or Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM    None    Against    Management
A    Counter Motion A    Against    Against    Shareholder
B    Counter Motion B    Against    Against    Shareholder
C    Counter Motion C    Against    Against    Shareholder
D    Counter Motion D    Against    Against    Shareholder
E    Counter Motion E    Against    Against    Shareholder
F    Counter Motion F    Against    Against    Shareholder
G    Counter Motion G    Against    Against    Shareholder
H    Counter Motion H    Against    Against    Shareholder
I    Counter Motion I    Against    Against    Shareholder
J    Counter Motion J    Against    Against    Shareholder
K    Counter Motion K    Against    Against    Shareholder
L    Counter Motion L    Against    Against    Shareholder

 

BIOMARIN PHARMACEUTICAL, INC.

 

Ticker:    BMRN    Security ID:    09061G101
Meeting Date:    MAY 23, 2023    Meeting Type:    Annual
Record Date:    MAR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Mark J. Alles    For    For    Management
1.2    Elect Director Elizabeth McKee Anderson    For    For    Management
1.3    Elect Director Jean-Jacques Bienaime    For    For    Management
1.4    Elect Director Willard Dere    For    For    Management
1.5    Elect Director Elaine J. Heron    For    For    Management
1.6    Elect Director Maykin Ho    For    For    Management
1.7    Elect Director Robert J. Hombach    For    For    Management
1.8    Elect Director V. Bryan Lawlis    For    For    Management
1.9    Elect Director Richard A. Meier    For    For    Management
1.10    Elect Director David E.I. Pyott    For    For    Management
1.11    Elect Director Dennis J. Slamon    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 6


BOOKING HOLDINGS, INC.

 

Ticker:    BKNG    Security ID:    09857L108
Meeting Date:    JUN 06, 2023    Meeting Type:    Annual
Record Date:    APR 11, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Glenn D. Fogel    For    For    Management
1.2    Elect Director Mirian M. Graddick-Weir    For    For    Management
1.3    Elect Director Wei Hopeman    For    For    Management
1.4    Elect Director Robert J. Mylod, Jr.    For    For    Management
1.5    Elect Director Charles H. Noski    For    For    Management
1.6    Elect Director Larry Quinlan    For    For    Management
1.7    Elect Director Nicholas J. Read    For    For    Management
1.8    Elect Director Thomas E. Rothman    For    For    Management
1.9    Elect Director Sumit Singh    For    For    Management
1.10    Elect Director Lynn Vojvodich Radakovich    For    For    Management
1.11    Elect Director Vanessa A. Wittman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder

 

BRIGHTHOUSE FINANCIAL, INC.

 

Ticker:    BHF    Security ID:    10922N103
Meeting Date:    JUN 08, 2023    Meeting Type:    Annual
Record Date:    APR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Philip V. (Phil) Bancroft    For    For    Management
1b    Elect Director Irene Chang Britt    For    For    Management
1c    Elect Director C. Edward (Chuck) Chaplin    For    For    Management
1d    Elect Director Stephen C. (Steve) Hooley    For    For    Management
1e    Elect Director Carol D. Juel    For    For    Management
1f    Elect Director Eileen A. Mallesch    For    For    Management
1g    Elect Director Diane E. Offereins    For    For    Management
1h    Elect Director Eric T. Steigerwalt    For    For    Management
1i    Elect Director Paul M. Wetzel    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Eliminate Supermajority Vote Requirement    For    For    Management
5    Amend Certificate of Incorporation to Limit the Liability of Officers    For    For    Management

 

Page 7


BRISTOL-MYERS SQUIBB CO.

 

Ticker:    BMY    Security ID:    110122108
Meeting Date:    MAY 02, 2023    Meeting Type:    Annual
Record Date:    MAR 13, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1A    Elect Director Peter J. Arduini    For    For    Management
1B    Elect Director Deepak L. Bhatt    For    For    Management
1C    Elect Director Giovanni Caforio    For    For    Management
1D    Elect Director Julia A. Haller    For    For    Management
1E    Elect Director Manuel Hidalgo Medina    For    For    Management
1F    Elect Director Paula A. Price    For    For    Management
1G    Elect Director Derica W. Rice    For    For    Management
1H    Elect Director Theodore R. Samuels    For    For    Management
1I    Elect Director Gerald L. Storch    For    For    Management
1J    Elect Director Karen H. Vousden    For    For    Management
1K    Elect Director Phyllis R. Yale    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder
6    Commission a Civil Rights and Non-Discrimination Audit    Against    Against    Shareholder
7    Amend Right to Call Special Meeting    Against    Against    Shareholder

 

CAPITAL ONE FINANCIAL CORP.

 

Ticker:    COF    Security ID:    14040H105
Meeting Date:    MAY 04, 2023    Meeting Type:    Annual
Record Date:    MAR 08, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Richard D. Fairbank    For    For    Management
1b    Elect Director Ime Archibong    For    For    Management
1c    Elect Director Christine Detrick    For    For    Management
1d    Elect Director Ann Fritz Hackett    For    For    Management
1e    Elect Director Peter Thomas Killalea    For    For    Management
1f    Elect Director Cornelis “Eli” Leenaars    For    For    Management
1g    Elect Director Francois Locoh-Donou    For    For    Management
1h    Elect Director Peter E. Raskind    For    For    Management
1i    Elect Director Eileen Serra    For    For    Management
1j    Elect Director Mayo A. Shattuck, III    For    For    Management
1k    Elect Director Bradford H. Warner    For    For    Management
1l    Elect Director Craig Anthony Williams    For    For    Management
2    Eliminate Supermajority Vote Requirement    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Ratify Ernst & Young LLP as Auditors    For    For    Management
7    Adopt Simple Majority Vote    Against    For    Shareholder
8    Report on Board Oversight of Risks Related to Discrimination    Against    Against    Shareholder
9    Disclose Board Skills and Diversity Matrix    Against    For    Shareholder

 

Page 8


CELANESE CORP.

 

Ticker:    CE    Security ID:    150870103
Meeting Date:    APR 20, 2023    Meeting Type:    Annual
Record Date:    FEB 22, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean S. Blackwell    For    For    Management
1b    Elect Director William M. Brown    For    For    Management
1c    Elect Director Edward G. Galante    For    For    Management
1d    Elect Director Kathryn M. Hill    For    For    Management
1e    Elect Director David F. Hoffmeister    For    For    Management
1f    Elect Director Jay V. Ihlenfeld    For    For    Management
1g    Elect Director Deborah J. Kissire    For    For    Management
1h    Elect Director Michael Koenig    For    For    Management
1i    Elect Director Kim K.W. Rucker    For    For    Management
1j    Elect Director Lori J. Ryerkerk    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

CHARTER COMMUNICATIONS, INC.

 

Ticker:    CHTR    Security ID:    16119P108
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    FEB 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director W. Lance Conn    For    For    Management
1b    Elect Director Kim C. Goodman    For    For    Management
1c    Elect Director Craig A. Jacobson    For    For    Management
1d    Elect Director Gregory B. Maffei    For    For    Management
1e    Elect Director John D. Markley, Jr.    For    For    Management
1f    Elect Director David C. Merritt    For    For    Management
1g    Elect Director James E. Meyer    For    For    Management
1h    Elect Director Steven A. Miron    For    For    Management
1i    Elect Director Balan Nair    For    For    Management
1j    Elect Director Michael A. Newhouse    For    For    Management
1k    Elect Director Mauricio Ramos    For    For    Management
1l    Elect Director Thomas M. Rutledge    For    For    Management
1m    Elect Director Eric L. Zinterhofer    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    Three Years    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

Page 9


CISCO SYSTEMS, INC.

 

Ticker:    CSCO    Security ID:    17275R102
Meeting Date:    DEC 08, 2022    Meeting Type:    Annual
Record Date:    OCT 10, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director M. Michele Burns    For    For    Management
1b    Elect Director Wesley G. Bush    For    For    Management
1c    Elect Director Michael D. Capellas    For    For    Management
1d    Elect Director Mark Garrett    For    For    Management
1e    Elect Director John D. Harris, II    For    For    Management
1f    Elect Director Kristina M. Johnson    For    For    Management
1g    Elect Director Roderick C. McGeary    For    For    Management
1h    Elect Director Sarah Rae Murphy    For    For    Management
1i    Elect Director Charles H. Robbins    For    For    Management
1j    Elect Director Brenton L. Saunders    For    For    Management
1k    Elect Director Lisa T. Su    For    For    Management
1l    Elect Director Marianna Tessel    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Report on Tax Transparency Set Forth in the Global Reporting Initiative’s Tax Standard    Against    Against    Shareholder

 

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

 

Ticker:    CTSH    Security ID:    192446102
Meeting Date:    JUN 06, 2023    Meeting Type:    Annual
Record Date:    APR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Zein Abdalla    For    For    Management
1b    Elect Director Vinita Bali    For    For    Management
1c    Elect Director Eric Branderiz    For    For    Management
1d    Elect Director Archana Deskus    For    For    Management
1e    Elect Director John M. Dineen    For    For    Management
1f    Elect Director Nella Domenici    For    For    Management
1g    Elect Director Ravi Kumar S    For    For    Management
1h    Elect Director Leo S. Mackay, Jr.    For    For    Management
1i    Elect Director Michael Patsalos-Fox    For    For    Management
1j    Elect Director Stephen J. Rohleder    For    For    Management
1k    Elect Director Abraham “Bram” Schot    For    For    Management
1l    Elect Director Joseph M. Velli    For    For    Management
1m    Elect Director Sandra S. Wijnberg    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Approve Omnibus Stock Plan    For    For    Management
5    Amend Qualified Employee Stock Purchase Plan    For    For    Management
6    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
7    Amend Bylaws    Against    Against    Shareholder
8    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder

 

Page 10


COHERENT CORP.

 

Ticker:    COHR    Security ID:    19247G107
Meeting Date:    NOV 16, 2022    Meeting Type:    Annual
Record Date:    SEP 15, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Enrico Digirolamo    For    For    Management
1b    Elect Director David L. Motley    For    For    Management
1c    Elect Director Shaker Sadasivam    For    For    Management
1d    Elect Director Lisa Neal-Graves    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management

 

COMCAST CORP.

 

Ticker:    CMCSA    Security ID:    20030N101
Meeting Date:    JUN 07, 2023    Meeting Type:    Annual
Record Date:    APR 03, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kenneth J. Bacon    For    For    Management
1.2    Elect Director Thomas J. Baltimore, Jr.    For    For    Management
1.3    Elect Director Madeline S. Bell    For    For    Management
1.4    Elect Director Edward D. Breen    For    For    Management
1.5    Elect Director Gerald L. Hassell    For    For    Management
1.6    Elect Director Jeffrey A. Honickman    For    For    Management
1.7    Elect Director Maritza G. Montiel    For    For    Management
1.8    Elect Director Asuka Nakahara    For    For    Management
1.9    Elect Director David C. Novak    For    For    Management
1.10    Elect Director Brian L. Roberts    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Approve Omnibus Stock Plan    For    For    Management
4    Amend Qualified Employee Stock Purchase Plan    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
7    Oversee and Report on a Racial Equity Audit    Against    Against    Shareholder
8    Report on Climate Risk in Retirement Plan Options    Against    Against    Shareholder
9    Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal    Against    Against    Shareholder
10    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder
11    Report on Risks Related to Operations in China    Against    Against    Shareholder

 

Page 11


CONOCOPHILLIPS

 

Ticker:    COP    Security ID:    20825C104
Meeting Date:    MAY 16, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Dennis V. Arriola    For    For    Management
1b    Elect Director Jody Freeman    For    For    Management
1c    Elect Director Gay Huey Evans    For    For    Management
1d    Elect Director Jeffrey A. Joerres    For    For    Management
1e    Elect Director Ryan M. Lance    For    For    Management
1f    Elect Director Timothy A. Leach    For    For    Management
1g    Elect Director William H. McRaven    For    For    Management
1h    Elect Director Sharmila Mulligan    For    For    Management
1i    Elect Director Eric D. Mullins    For    For    Management
1j    Elect Director Arjun N. Murti    For    For    Management
1k    Elect Director Robert A. Niblock    For    For    Management
1l    Elect Director David T. Seaton    For    For    Management
1m    Elect Director R.A. Walker    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    None    One Year    Management
5    Provide Right to Call Special Meeting    For    For    Management
6    Approve Omnibus Stock Plan    For    For    Management
7    Require Independent Board Chair    Against    Against    Shareholder
8    Adopt Share Retention Policy For Senior Executives    Against    Against    Shareholder
9    Report on Tax Transparency    Against    Against    Shareholder
10    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

CREDICORP, LTD.

 

Ticker:    BAP    Security ID:    G2519Y108
Meeting Date:    MAR 27, 2023    Meeting Type:    Annual
Record Date:    FEB 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Present Board Chairman Report of the Annual and Sustainability Report    None    None    Management
2    Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2022, Including External Auditors’ Report    None    None    Management
3.a1    Elect Antonio Abruna Puyol as Director    For    For    Management
3.a2    Elect Nuria Alino Perez as Director    For    For    Management
3.a3    Elect Maria Teresa Aranzabal Harreguy as Director    For    For    Management
3.a4    Elect Alexandre Gouvea as Director    For    For    Management
3.a5    Elect Patricia Lizarraga Guthertz as Director    For    For    Management
3.a6    Elect Raimundo Morales Dasso as Director    For    For    Management
3.a7    Elect Leslie Pierce Diez-Canseco as Director    For    For    Management
3.a8    Elect Luis Romero Belismelis as Director    For    For    Management
3.a9    Elect Pedro Rubio Feijoo as Director    For    For    Management
3.b1    Approve Remuneration of Directors    For    For    Management
4    Approve Tanaka, Valdivia & Asociados, Member Firm of Ernst & Young, as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management

 

Page 12


DELL TECHNOLOGIES, INC.

 

Ticker:    DELL    Security ID:    24703L202
Meeting Date:    JUN 20, 2023    Meeting Type:    Annual
Record Date:    APR 26, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Michael S. Dell    For    For    Management
1.2    Elect Director David W. Dorman    For    For    Management
1.3    Elect Director Egon Durban    For    For    Management
1.4    Elect Director David Grain    For    For    Management
1.5    Elect Director William D. Green    For    For    Management
1.6    Elect Director Simon Patterson    For    For    Management
1.7    Elect Director Lynn Vojvodich Radakovich    For    For    Management
1.8    Elect Director Ellen J. Kullman    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Approve Omnibus Stock Plan    For    For    Management

 

DISH NETWORK CORP.

 

Ticker:    DISH    Security ID:    25470M109
Meeting Date:    APR 28, 2023    Meeting Type:    Annual
Record Date:    MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kathleen Q. Abernathy    For    For    Management
1.2    Elect Director George R. Brokaw    For    For    Management
1.3    Elect Director Stephen J. Bye    For    For    Management
1.4    Elect Director W. Erik Carlson    For    For    Management
1.5    Elect Director James DeFranco    For    For    Management
1.6    Elect Director Cantey M. Ergen    For    For    Management
1.7    Elect Director Charles W. Ergen    For    For    Management
1.8    Elect Director Tom A. Ortolf    For    For    Management
1.9    Elect Director Joseph T. Proietti    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Amend Qualified Employee Stock Purchase Plan    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Advisory Vote on Say on Pay Frequency    Three Years    One Year    Management

 

Page 13


DOMINION ENERGY, INC.

 

Ticker:    D    Security ID:    25746U109
Meeting Date:    MAY 10, 2023    Meeting Type:    Annual
Record Date:    MAR 03, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1A    Elect Director James A. Bennett    For    For    Management
1B    Elect Director Robert M. Blue    For    For    Management
1C    Elect Director D. Maybank Hagood    For    For    Management
1D    Elect Director Ronald W. Jibson    For    For    Management
1E    Elect Director Mark J. Kington    For    For    Management
1F    Elect Director Kristin G. Lovejoy    For    For    Management
1G    Elect Director Joseph M. Rigby    For    For    Management
1H    Elect Director Pamela J. Royal    For    For    Management
1I    Elect Director Robert H. Spilman, Jr.    For    For    Management
1J    Elect Director Susan N. Story    For    For    Management
1K    Elect Director Michael E. Szymanczyk    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Amend Right to Call Special Meeting    For    For    Management
6    Amend Advance Notice Provisions for Director Nominations    For    For    Management
7    Require Independent Board Chair    Against    Against    Shareholder

 

ELANCO ANIMAL HEALTH, INC.

 

Ticker:    ELAN    Security ID:    28414H103
Meeting Date:    MAY 18, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michael J. Harrington    For    For    Management
1b    Elect Director R. David Hoover    For    Against    Management
1c    Elect Director Deborah T. Kochevar    For    Against    Management
1d    Elect Director Kirk P. McDonald    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Qualified Employee Stock Purchase Plan    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 14


FEDEX CORP.

 

Ticker:    FDX    Security ID:    31428X106
Meeting Date:    SEP 19, 2022    Meeting Type:    Annual
Record Date:    JUL 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Marvin R. Ellison    For    For    Management
1b    Elect Director Stephen E. Gorman    For    For    Management
1c    Elect Director Susan Patricia Griffith    For    For    Management
1d    Elect Director Kimberly A. Jabal    For    For    Management
1e    Elect Director Amy B. Lane    For    For    Management
1f    Elect Director R. Brad Martin    For    For    Management
1g    Elect Director Nancy A. Norton    For    For    Management
1h    Elect Director Frederick P. Perpall    For    For    Management
1i    Elect Director Joshua Cooper Ramo    For    For    Management
1j    Elect Director Susan C. Schwab    For    For    Management
1k    Elect Director Frederick W. Smith    For    For    Management
1l    Elect Director David P. Steiner    For    For    Management
1m    Elect Director Rajesh Subramaniam    For    For    Management
1n    Elect Director V. James Vena    For    For    Management
1o    Elect Director Paul S. Walsh    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder
6    Report on Alignment Between Company Values and Electioneering Contributions    Against    Against    Shareholder
7    Report on Lobbying Payments and Policy    Against    Against    Shareholder
8    Report on Racism in Corporate Culture    Against    Against    Shareholder
9    Report on Climate Lobbying    Against    Against    Shareholder

 

FIDELITY NATIONAL INFORMATION SERVICES, INC.

 

Ticker:    FIS    Security ID:    31620M106
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual
Record Date:    MAR 31, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Lee Adrean    For    For    Management
1b    Elect Director Ellen R. Alemany    For    For    Management
1c    Elect Director Mark D. Benjamin    For    For    Management
1d    Elect Director Vijay G. D’Silva    For    For    Management
1e    Elect Director Stephanie L. Ferris    For    For    Management
1f    Elect Director Jeffrey A. Goldstein    For    For    Management
1g    Elect Director Lisa A. Hook    For    For    Management
1h    Elect Director Kenneth T. Lamneck    For    For    Management
1i    Elect Director Gary L. Lauer    For    For    Management
1j    Elect Director Louise M. Parent    For    For    Management
1k    Elect Director Brian T. Shea    For    For    Management
1l    Elect Director James B. Stallings, Jr.    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management

 

Page 15


FISERV, INC.

 

Ticker:    FISV    Security ID:    337738108
Meeting Date:    MAY 17, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Frank J. Bisignano    For    For    Management
1.2    Elect Director Henrique de Castro    For    For    Management
1.3    Elect Director Harry F. DiSimone    For    For    Management
1.4    Elect Director Dylan G. Haggart    For    For    Management
1.5    Elect Director Wafaa Mamilli    For    For    Management
1.6    Elect Director Heidi G. Miller    For    For    Management
1.7    Elect Director Doyle R. Simons    For    For    Management
1.8    Elect Director Kevin M. Warren    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Require Independent Board Chairman    Against    Against    Shareholder

 

FOX CORP.

 

Ticker:    FOXA    Security ID:    35137L204
Meeting Date:    NOV 03, 2022    Meeting Type:    Annual
Record Date:    SEP 12, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director K. Rupert Murdoch    For    For    Management
1b    Elect Director Lachlan K. Murdoch    For    For    Management
1c    Elect Director William A. Burck    For    For    Management
1d    Elect Director Chase Carey    For    For    Management
1e    Elect Director Anne Dias    For    For    Management
1f    Elect Director Roland A. Hernandez    For    For    Management
1g    Elect Director Jacques Nasser    For    For    Management
1h    Elect Director Paul D. Ryan    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Articles of Incorporation To Provide for Exculpation Provision    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

Page 16


FRESENIUS MEDICAL CARE AG & CO. KGAA

 

Ticker:    FME    Security ID:    358029106
Meeting Date:    MAY 16, 2023    Meeting Type:    Annual
Record Date:    APR 06, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports for Fiscal Year 2022    For    For    Management
2    Approve Allocation of Income and Dividends of EUR 1.12 per Share    For    For    Management
3    Approve Discharge of Personally Liable Partner for Fiscal Year 2022    For    For    Management
4    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Management
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2023    For    For    Management
6    Approve Remuneration Report    For    Against    Management
7    Approve Virtual-Only Shareholder Meetings Until 2025    For    Against    Management

 

GAMING AND LEISURE PROPERTIES, INC.

 

Ticker:    GLPI    Security ID:    36467J108
Meeting Date:    JUN 15, 2023    Meeting Type:    Annual
Record Date:    APR 11, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Peter M. Carlino    For    For    Management
1.2    Elect Director JoAnne A. Epps    For    For    Management
1.3    Elect Director Carol ‘Lili’ Lynton    For    For    Management
1.4    Elect Director Joseph W. Marshall, III    For    For    Management
1.5    Elect Director James B. Perry    For    For    Management
1.6    Elect Director Barry F. Schwartz    For    For    Management
1.7    Elect Director Earl C. Shanks    For    For    Management
1.8    Elect Director E. Scott Urdang    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

Page 17


GE HEALTHCARE TECHNOLOGIES, INC.

 

Ticker:    GEHC    Security ID:    36266G107
Meeting Date:    MAY 23, 2023    Meeting Type:    Annual
Record Date:    MAR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Peter J. Arduini    For    For    Management
1b    Elect Director H. Lawrence Culp, Jr.    For    For    Management
1c    Elect Director Rodney F. Hochman    For    For    Management
1d    Elect Director Lloyd W. Howell, Jr.    For    For    Management
1e    Elect Director Risa Lavizzo-Mourey    For    For    Management
1f    Elect Director Catherine Lesjak    For    For    Management
1g    Elect Director Anne T. Madden    For    For    Management
1h    Elect Director Tomislav Mihaljevic    For    For    Management
1i    Elect Director William J. Stromberg    For    For    Management
1j    Elect Director Phoebe L. Yang    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management

 

GENERAL ELECTRIC CO.

 

Ticker:    GE    Security ID:    369604301
Meeting Date:    MAY 03, 2023    Meeting Type:    Annual
Record Date:    MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Stephen Angel    For    For    Management
1b    Elect Director Sebastien Bazin    For    For    Management
1c    Elect Director H. Lawrence Culp, Jr.    For    For    Management
1d    Elect Director Edward Garden    For    For    Management
1e    Elect Director Isabella Goren    For    For    Management
1f    Elect Director Thomas Horton    For    For    Management
1g    Elect Director Catherine Lesjak    For    For    Management
1h    Elect Director Darren McDew    For    For    Management
1i    Elect Director Paula Rosput Reynolds    For    For    Management
1j    Elect Director Jessica Uhl    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Require Independent Board Chairman    Against    Against    Shareholder
6    Hire Investment Bank to Explore Sale of Company    Against    Against    Shareholder
7    Issue Audited Report on Fiduciary Relevance of Decarbonization Goal    Against    Against    Shareholder
8    Issue Audited Report on Impact of IEA Net-Zero Emissions by 2050 Scenario    Against    Against    Shareholder

 

Page 18


GILEAD SCIENCES, INC.

 

Ticker:    GILD    Security ID:    375558103
Meeting Date:    MAY 03, 2023    Meeting Type:    Annual
Record Date:    MAR 15, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jacqueline K. Barton    For    For    Management
1b    Elect Director Jeffrey A. Bluestone    For    For    Management
1c    Elect Director Sandra J. Horning    For    For    Management
1d    Elect Director Kelly A. Kramer    For    For    Management
1e    Elect Director Kevin E. Lofton    For    For    Management
1f    Elect Director Harish Manwani    For    For    Management
1g    Elect Director Daniel P. O’Day    For    For    Management
1h    Elect Director Javier J. Rodriguez    For    For    Management
1i    Elect Director Anthony Welters    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Qualified Employee Stock Purchase Plan    For    For    Management
6    Require More Director Nominations Than Open Seats    Against    Against    Shareholder
7    Amend Right to Call Special Meeting    Against    Against    Shareholder
8    Report on Impact of Extended Patent Exclusivities on Product Access    Against    Against    Shareholder

 

GSK PLC

 

Ticker:    GSK    Security ID:    37733W105
Meeting Date:    JUL 06, 2022    Meeting Type:    Special
Record Date:    MAY 27, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Matters Relating to the Demerger of Haleon Group from the GSK Group    For    For    Management
2    Approve the Related Party Transaction Arrangements    For    For    Management

 

Page 19


GSK PLC

 

Ticker:    GSK    Security ID:    37733W204
Meeting Date:    MAY 03, 2023    Meeting Type:    Annual
Record Date:    MAR 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Elect Julie Brown as Director    For    For    Management
4    Elect Vishal Sikka as Director    For    For    Management
5    Elect Elizabeth McKee Anderson as Director    For    For    Management
6    Re-elect Sir Jonathan Symonds as Director    For    For    Management
7    Re-elect Dame Emma Walmsley as Director    For    For    Management
8    Re-elect Charles Bancroft as Director    For    For    Management
9    Re-elect Hal Barron as Director    For    For    Management
10    Re-elect Anne Beal as Director    For    For    Management
11    Re-elect Harry Dietz as Director    For    For    Management
12    Re-elect Jesse Goodman as Director    For    For    Management
13    Re-elect Urs Rohner as Director    For    For    Management
14    Reappoint Deloitte LLP as Auditors    For    For    Management
15    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
16    Approve Amendments to the Remuneration Policy    For    For    Management
17    Authorise UK Political Donations and Expenditure    For    For    Management
18    Authorise Issue of Equity    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
21    Authorise Market Purchase of Ordinary Shares    For    For    Management
22    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    For    For    Management
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

HALEON PLC

 

Ticker:    HLN    Security ID:    405552100
Meeting Date:    APR 20, 2023    Meeting Type:    Annual
Record Date:    MAR 09, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Approve Final Dividend    For    For    Management
5    Elect Sir Dave Lewis as Director    For    For    Management
6    Elect Brian McNamara as Director    For    For    Management
7    Elect Tobias Hestler as Director    For    For    Management
8    Elect Vindi Banga as Director    For    For    Management
9    Elect Marie-Anne Aymerich as Director    For    For    Management
10    Elect Tracy Clarke as Director    For    For    Management
11    Elect Dame Vivienne Cox as Director    For    For    Management
12    Elect Asmita Dubey as Director    For    For    Management
13    Elect Deirdre Mahlan as Director    For    For    Management
14    Elect David Denton as Director    For    For    Management
15    Elect Bryan Supran as Director    For    For    Management
16    Appoint KPMG LLP as Auditors    For    For    Management
17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
18    Authorise UK Political Donations and Expenditure    For    For    Management
19    Authorise Issue of Equity    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
23    Approve Performance Share Plan    For    For    Management
24    Approve Share Value Plan    For    For    Management
25    Approve Deferred Annual Bonus Plan    For    For    Management
26    Authorise Market Purchase of Ordinary Shares    For    For    Management
27    Authorise Off-Market Purchase of Ordinary Shares from Pfizer    For    For    Management
28    Authorise Off-Market Purchase of Ordinary Shares from GSK Shareholders    For    For    Management
29    Approve Waiver of Rule 9 of the Takeover Code    For    For    Management

 

Page 20


HEWLETT PACKARD ENTERPRISE CO.

 

Ticker:    HPE    Security ID:    42824C109
Meeting Date:    APR 05, 2023    Meeting Type:    Annual
Record Date:    FEB 06, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Daniel Ammann    For    For    Management
1b    Elect Director Pamela L. Carter    For    For    Management
1c    Elect Director Frank A. D’Amelio    For    For    Management
1d    Elect Director Regina E. Dugan    For    For    Management
1e    Elect Director Jean M. Hobby    For    For    Management
1f    Elect Director Raymond J. Lane    For    Against    Management
1g    Elect Director Ann M. Livermore    For    For    Management
1h    Elect Director Antonio F. Neri    For    For    Management
1i    Elect Director Charles H. Noski    For    For    Management
1j    Elect Director Raymond E. Ozzie    For    For    Management
1k    Elect Director Gary M. Reiner    For    For    Management
1l    Elect Director Patricia F. Russo    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

HONDA MOTOR CO., LTD.

 

Ticker:    7267    Security ID:    438128308
Meeting Date:    JUN 21, 2023    Meeting Type:    Annual
Record Date:    MAR 30, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kuraishi, Seiji    For    For    Management
1.2    Elect Director Mibe, Toshihiro    For    For    Management
1.3    Elect Director Aoyama, Shinji    For    For    Management
1.4    Elect Director Kaihara, Noriya    For    For    Management
1.5    Elect Director Suzuki, Asako    For    For    Management
1.6    Elect Director Suzuki, Masafumi    For    For    Management
1.7    Elect Director Sakai, Kunihiko    For    For    Management
1.8    Elect Director Kokubu, Fumiya    For    For    Management
1.9    Elect Director Ogawa, Yoichiro    For    For    Management
1.10    Elect Director Higashi, Kazuhiro    For    For    Management
1.11    Elect Director Nagata, Ryoko    For    For    Management

 

Page 21


HP, INC.

 

Ticker:    HPQ    Security ID:    40434L105
Meeting Date:    APR 24, 2023    Meeting Type:    Annual
Record Date:    FEB 23, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Aida M. Alvarez    For    For    Management
1b    Elect Director Shumeet Banerji    For    For    Management
1c    Elect Director Robert R. Bennett    For    For    Management
1d    Elect Director Charles “Chip” V. Bergh    For    For    Management
1e    Elect Director Bruce Broussard    For    For    Management
1f    Elect Director Stacy Brown-Philpot    For    For    Management
1g    Elect Director Stephanie A. Burns    For    For    Management
1h    Elect Director Mary Anne Citrino    For    For    Management
1i    Elect Director Richard L. Clemmer    For    For    Management
1j    Elect Director Enrique J. Lores    For    For    Management
1k    Elect Director Judith “Jami” Miscik    For    For    Management
1l    Elect Director Kim K.W. Rucker    For    For    Management
1m    Elect Director Subra Suresh    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Provide Right to Act by Written Consent    Against    For    Shareholder

 

IMPERIAL BRANDS PLC

 

Ticker:    IMB    Security ID:    45262P102
Meeting Date:    FEB 01, 2023    Meeting Type:    Annual
Record Date:    DEC 09, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Final Dividend    For    For    Management
4    Re-elect Stefan Bomhard as Director    For    For    Management
5    Re-elect Susan Clark as Director    For    For    Management
6    Re-elect Ngozi Edozien as Director    For    For    Management
7    Re-elect Therese Esperdy as Director    For    For    Management
8    Re-elect Alan Johnson as Director    For    For    Management
9    Re-elect Robert Kunze-Concewitz as Director    For    For    Management
10    Re-elect Lukas Paravicini as Director    For    For    Management
11    Re-elect Diane de Saint Victor as Director    For    For    Management
12    Re-elect Jonathan Stanton as Director    For    For    Management
13    Reappoint Ernst & Young LLP as Auditors    For    For    Management
14    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
15    Approve Share Matching Scheme    For    For    Management
16    Authorise UK Political Donations and Expenditure    For    For    Management
17    Authorise Issue of Equity    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19    Authorise Market Purchase of Ordinary Shares    For    For    Management
20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 22


INCYTE CORP.

 

Ticker:    INCY    Security ID:    45337C102
Meeting Date:    JUN 14, 2023    Meeting Type:    Annual
Record Date:    APR 18, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Julian C. Baker    For    For    Management
1.2    Elect Director Jean-Jacques Bienaime    For    For    Management
1.3    Elect Director Otis W. Brawley    For    For    Management
1.4    Elect Director Paul J. Clancy    For    For    Management
1.5    Elect Director Jacqualyn A. Fouse    For    For    Management
1.6    Elect Director Edmund P. Harrigan    For    For    Management
1.7    Elect Director Katherine A. High    For    For    Management
1.8    Elect Director Herve Hoppenot    For    For    Management
1.9    Elect Director Susanne Schaffert    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Amend Qualified Employee Stock Purchase Plan    For    For    Management
6    Ratify Ernst & Young LLP as Auditors    For    For    Management

 

JOHNSON CONTROLS INTERNATIONAL PLC

 

Ticker:    JCI    Security ID:    G51502105
Meeting Date:    MAR 08, 2023    Meeting Type:    Annual
Record Date:    JAN 05, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean Blackwell    For    For    Management
1b    Elect Director Pierre Cohade    For    For    Management
1c    Elect Director Michael E. Daniels    For    For    Management
1d    Elect Director W. Roy Dunbar    For    For    Management
1e    Elect Director Gretchen R. Haggerty    For    For    Management
1f    Elect Director Ayesha Khanna    For    For    Management
1g    Elect Director Simone Menne    For    For    Management
1h    Elect Director George R. Oliver    For    For    Management
1i    Elect Director Jurgen Tinggren    For    For    Management
1j    Elect Director Mark Vergnano    For    For    Management
1k    Elect Director John D. Young    For    For    Management
2a    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
2b    Authorize Board to Fix Remuneration of Auditors    For    For    Management
3    Authorize Market Purchases of Company Shares    For    For    Management
4    Determine Price Range for Reissuance of Treasury Shares    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
7    Approve the Directors’ Authority to Allot Shares    For    For    Management
8    Approve the Disapplication of Statutory Pre-Emption Rights    For    For    Management

 

Page 23


JUNIPER NETWORKS, INC.

 

Ticker:    JNPR    Security ID:    48203R104
Meeting Date:    MAY 10, 2023    Meeting Type:    Annual
Record Date:    MAR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Anne DelSanto    For    For    Management
1b    Elect Director Kevin DeNuccio    For    For    Management
1c    Elect Director James Dolce    For    For    Management
1d    Elect Director Steven Fernandez    For    For    Management
1e    Elect Director Christine Gorjanc    For    For    Management
1f    Elect Director Janet Haugen    For    For    Management
1g    Elect Director Scott Kriens    For    For    Management
1h    Elect Director Rahul Merchant    For    For    Management
1i    Elect Director Rami Rahim    For    For    Management
1j    Elect Director William Stensrud    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

LINCOLN NATIONAL CORP.

 

Ticker:    LNC    Security ID:    534187109
Meeting Date:    MAY 25, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Deirdre P. Connelly    For    For    Management
1.2    Elect Director Ellen G. Cooper    For    For    Management
1.3    Elect Director William H. Cunningham    For    For    Management
1.4    Elect Director Reginald E. Davis    For    For    Management
1.5    Elect Director Eric G. Johnson    For    For    Management
1.6    Elect Director Gary C. Kelly    For    For    Management
1.7    Elect Director M. Leanne Lachman    For    For    Management
1.8    Elect Director Dale LeFebvre    For    For    Management
1.9    Elect Director Janet Liang    For    For    Management
1.10    Elect Director Michael F. Mee    For    For    Management
1.11    Elect Director Lynn M. Utter    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Require Independent Board Chair    Against    Against    Shareholder
7    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder

 

Page 24


LYONDELLBASELL INDUSTRIES NV

 

Ticker:    LYB    Security ID:    N53745100
Meeting Date:    MAY 19, 2023    Meeting Type:    Annual
Record Date:    APR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jacques Aigrain    For    For    Management
1b    Elect Director Lincoln Benet    For    For    Management
1c    Elect Director Robin Buchanan    For    For    Management
1d    Elect Director Anthony (Tony) Chase    For    For    Management
1e    Elect Director Robert (Bob) Dudley    For    For    Management
1f    Elect Director Claire Farley    For    For    Management
1g    Elect Director Rita Griffin    For    For    Management
1h    Elect Director Michael Hanley    For    For    Management
1i    Elect Director Virginia Kamsky    For    For    Management
1j    Elect Director Albert Manifold    For    For    Management
1k    Elect Director Peter Vanacker    For    For    Management
2    Approve Discharge of Directors    For    For    Management
3    Adopt Financial Statements and Statutory Reports    For    For    Management
4    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Management
5    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
7    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
8    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
9    Approve Cancellation of Shares    For    For    Management

 

META PLATFORMS, INC.

 

Ticker:    META    Security ID:    30303M102
Meeting Date:    MAY 31, 2023    Meeting Type:    Annual
Record Date:    APR 06, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Peggy Alford    For    For    Management
1.2    Elect Director Marc L. Andreessen    For    For    Management
1.3    Elect Director Andrew W. Houston    For    For    Management
1.4    Elect Director Nancy Killefer    For    For    Management
1.5    Elect Director Robert M. Kimmitt    For    For    Management
1.6    Elect Director Sheryl K. Sandberg    For    For    Management
1.7    Elect Director Tracey T. Travis    For    For    Management
1.8    Elect Director Tony Xu    For    For    Management
1.9    Elect Director Mark Zuckerberg    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Report on Government Take Down Requests    Against    Against    Shareholder
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder
5    Report on Human Rights Impact Assessment of Targeted Advertising    Against    Against    Shareholder
6    Report on Lobbying Payments and Policy    Against    Against    Shareholder
7    Report on Allegations of Political Entanglement and Content Management Biases in India    Against    Against    Shareholder
8    Report on Framework to Assess Company Lobbying Alignment with Climate Goals    Against    Against    Shareholder
9    Report on Data Privacy regarding Reproductive Healthcare    Against    Against    Shareholder
10    Report on Enforcement of Community Standards and User Content    Against    Against    Shareholder
11    Report on Child Safety and Harm Reduction    Against    Against    Shareholder
12    Report on Executive Pay Calibration to Externalized Costs    Against    Against    Shareholder
13    Commission Independent Review of Audit & Risk Oversight Committee    Against    Against    Shareholder

 

Page 25


METLIFE, INC.

 

Ticker:    MET    Security ID:    59156R108
Meeting Date:    JUN 20, 2023    Meeting Type:    Annual
Record Date:    APR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Cheryl W. Grise    For    For    Management
1b    Elect Director Carlos M. Gutierrez    For    For    Management
1c    Elect Director Carla A. Harris    For    For    Management
1d    Elect Director Gerald L. Hassell    For    For    Management
1e    Elect Director David L. Herzog    For    For    Management
1f    Elect Director R. Glenn Hubbard    For    For    Management
1g    Elect Director Jeh C. Johnson    For    For    Management
1h    Elect Director Edward J. Kelly, III    For    For    Management
1i    Elect Director William E. Kennard    For    For    Management
1j    Elect Director Michel A. Khalaf    For    For    Management
1k    Elect Director Catherine R. Kinney    For    For    Management
1l    Elect Director Diana L. McKenzie    For    For    Management
1m    Elect Director Denise M. Morrison    For    For    Management
1n    Elect Director Mark A. Weinberger    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

MICRO FOCUS INTERNATIONAL PLC

 

Ticker:    MCRO    Security ID:    594837403
Meeting Date:    OCT 18, 2022    Meeting Type:    Special
Record Date:    SEP 16, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Scheme of Arrangement    For    For    Management
1    Approve Matters Relating to the Recommended Acquisition of MICRO FOCUS INTERNATIONAL PLC by OpenText Corporation    For    For    Management

 

Page 26


MICROCHIP TECHNOLOGY, INC.

 

Ticker:    MCHP    Security ID:    595017104
Meeting Date:    AUG 23, 2022    Meeting Type:    Annual
Record Date:    JUN 24, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Matthew W. Chapman    For    For    Management
1.2    Elect Director Esther L. Johnson    For    For    Management
1.3    Elect Director Karlton D. Johnson    For    For    Management
1.4    Elect Director Wade F. Meyercord    For    For    Management
1.5    Elect Director Ganesh Moorthy    For    For    Management
1.6    Elect Director Karen M. Rapp    For    For    Management
1.7    Elect Director Steve Sanghi    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

MICROSOFT CORP.

 

Ticker:    MSFT    Security ID:    594918104
Meeting Date:    DEC 13, 2022    Meeting Type:    Annual
Record Date:    OCT 12, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Reid G. Hoffman    For    For    Management
1.2    Elect Director Hugh F. Johnston    For    For    Management
1.3    Elect Director Teri L. List    For    For    Management
1.4    Elect Director Satya Nadella    For    For    Management
1.5    Elect Director Sandra E. Peterson    For    For    Management
1.6    Elect Director Penny S. Pritzker    For    For    Management
1.7    Elect Director Carlos A. Rodriguez    For    For    Management
1.8    Elect Director Charles W. Scharf    For    For    Management
1.9    Elect Director John W. Stanton    For    For    Management
1.10    Elect Director John W. Thompson    For    For    Management
1.11    Elect Director Emma N. Walmsley    For    For    Management
1.12    Elect Director Padmasree Warrior    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Report on Cost/Benefit Analysis of Diversity and Inclusion    Against    Against    Shareholder
5    Report on Hiring of Persons with Arrest or Incarceration Records    Against    Against    Shareholder
6    Assess and Report on the Company’s Retirement Funds’ Management of Systemic Climate Risk    Against    Against    Shareholder
7    Report on Government Use of Microsoft Technology    Against    Against    Shareholder
8    Report on Development of Products for Military    Against    Against    Shareholder
9    Report on Tax Transparency    Against    Against    Shareholder

 

Page 27


MOLSON COORS BEVERAGE CO.

 

Ticker:    TAP    Security ID:    60871R209
Meeting Date:    MAY 17, 2023    Meeting Type:    Annual
Record Date:    MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Roger G. Eaton    For    For    Management
1.2    Elect Director Charles M. Herington    For    For    Management
1.3    Elect Director H. Sanford Riley    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

NOVARTIS AG

 

Ticker:    NOVN    Security ID:    66987V109
Meeting Date:    MAR 07, 2023    Meeting Type:    Annual
Record Date:    JAN 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3    Approve Allocation of Income and Dividends of CHF 3.20 per Share    For    For    Management
4    Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For    Management
5    Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    For    For    Management
6.1    Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings    For    Against    Management
6.2    Amend Articles of Association    For    For    Management
6.3    Amend Articles of Association    For    For    Management
7.1    Approve Remuneration of Directors in the Amount of CHF 8.8 Million    For    For    Management
7.2    Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million    For    For    Management
7.3    Approve Remuneration Report    For    For    Management
8.1    Re-elect Joerg Reinhardt as Director and Board Chair    For    For    Management
8.2    Re-elect Nancy Andrews as Director    For    For    Management
8.3    Re-elect Ton Buechner as Director    For    For    Management
8.4    Re-elect Patrice Bula as Director    For    For    Management
8.5    Re-elect Elizabeth Doherty as Director    For    For    Management
8.6    Re-elect Bridgette Heller as Director    For    For    Management
8.7    Re-elect Daniel Hochstrasser as Director    For    For    Management
8.8    Re-elect Frans van Houten as Director    For    For    Management
8.9    Re-elect Simon Moroney as Director    For    For    Management
8.10    Re-elect Ana de Pro Gonzalo as Director    For    For    Management
8.11    Re-elect Charles Sawyers as Director    For    For    Management
8.12    Re-elect William Winters as Director    For    For    Management
8.13    Elect John Young as Director    For    For    Management
9.1    Reappoint Patrice Bula as Member of the Compensation Committee    For    For    Management
9.2    Reappoint Bridgette Heller as Member of the Compensation Committee    For    For    Management
9.3    Reappoint Simon Moroney as Member of the Compensation Committee    For    For    Management
9.4    Reappoint William Winters as Member of the Compensation Committee    For    For    Management
10    Ratify KPMG AG as Auditors    For    For    Management
11    Designate Peter Zahn as Independent Proxy    For    For    Management
12    Transact Other Business (Voting)    For    Against    Management

 

Page 28


NUTRIEN, LTD.

 

Ticker:    NTR    Security ID:    67077M108
Meeting Date:    MAY 10, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Christopher M. Burley    For    For    Management
1.2    Elect Director Maura J. Clark    For    For    Management
1.3    Elect Director Russell K. Girling    For    For    Management
1.4    Elect Director Michael J. Hennigan    For    For    Management
1.5    Elect Director Miranda C. Hubbs    For    For    Management
1.6    Elect Director Raj S. Kushwaha    For    For    Management
1.7    Elect Director Alice D. Laberge    For    For    Management
1.8    Elect Director Consuelo E. Madere    For    For    Management
1.9    Elect Director Keith G. Martell    For    For    Management
1.10    Elect Director Aaron W. Regent    For    For    Management
1.11    Elect Director Ken A. Seitz    For    For    Management
1.12    Elect Director Nelson L. C. Silva    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management

 

OCCIDENTAL PETROLEUM CORP.

 

Ticker:    OXY    Security ID:    674599105
Meeting Date:    MAY 05, 2023    Meeting Type:    Annual
Record Date:    MAR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Vicky A. Bailey    For    For    Management
1b    Elect Director Andrew Gould    For    For    Management
1c    Elect Director Carlos M. Gutierrez    For    For    Management
1d    Elect Director Vicki Hollub    For    For    Management
1e    Elect Director William R. Klesse    For    For    Management
1f    Elect Director Jack B. Moore    For    For    Management
1g    Elect Director Claire O’Neill    For    For    Management
1h    Elect Director Avedick B. Poladian    For    For    Management
1i    Elect Director Ken Robinson    For    For    Management
1j    Elect Director Robert M. Shearer    For    For    Management
2    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder

 

Page 29


OVINTIV, INC.

 

Ticker:    OVV    Security ID:    69047Q102
Meeting Date:    MAY 03, 2023    Meeting Type:    Annual
Record Date:    MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Peter A.Dea    For    For    Management
1b    Elect Director Meg A. Gentle    For    For    Management
1c    Elect Director Ralph Izzo    For    For    Management
1d    Elect Director Howard J. Mayson    For    For    Management
1e    Elect Director Brendan M. McCracken    For    For    Management
1f    Elect Director Lee A. McIntire    For    For    Management
1g    Elect Director Katherine L. Minyard    For    For    Management
1h    Elect Director Steven W. Nance    For    For    Management
1i    Elect Director Suzanne P. Nimocks    For    For    Management
1j    Elect Director George L. Pita    For    For    Management
1k    Elect Director Thomas G. Ricks    For    For    Management
1l    Elect Director Brian G. Shaw    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

RAYTHEON TECHNOLOGIES CORP.

 

Ticker:    RTX    Security ID:    75513E101
Meeting Date:    MAY 02, 2023    Meeting Type:    Annual
Record Date:    MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Tracy A. Atkinson    For    For    Management
1b    Elect Director Leanne G. Caret    For    For    Management
1c    Elect Director Bernard A. Harris, Jr.    For    For    Management
1d    Elect Director Gregory J. Hayes    For    For    Management
1e    Elect Director George R. Oliver    For    For    Management
1f    Elect Director Robert K. (Kelly) Ortberg    For    For    Management
1g    Elect Director Dinesh C. Paliwal    For    For    Management
1h    Elect Director Ellen M. Pawlikowski    For    For    Management
1i    Elect Director Denise L. Ramos    For    For    Management
1j    Elect Director Fredric G. Reynolds    For    For    Management
1k    Elect Director Brian C. Rogers    For    For    Management
1l    Elect Director James A. Winnefeld, Jr.    For    For    Management
1m    Elect Director Robert O. Work    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Eliminate Supermajority Vote Requirement    For    For    Management
6    Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer    For    For    Management
7    Require Independent Board Chair    Against    Against    Shareholder
8    Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal    Against    Against    Shareholder

 

Page 30


REGENERON PHARMACEUTICALS, INC.

 

Ticker:    REGN    Security ID:    75886F107
Meeting Date:    JUN 09, 2023    Meeting Type:    Annual
Record Date:    APR 11, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Joseph L. Goldstein    For    For    Management
1b    Elect Director Christine A. Poon    For    For    Management
1c    Elect Director Craig B. Thompson    For    For    Management
1d    Elect Director Huda Y. Zoghbi    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Report on Impact of Extended Patent Exclusivities on Product Access    Against    Against    Shareholder

 

SANOFI

 

Ticker:    SAN    Security ID:    80105N105
Meeting Date:    MAY 25, 2023    Meeting Type:    Annual/Special
Record Date:    APR 05, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 3.56 per Share    For    For    Management
4    Elect Frederic Oudea as Director    For    For    Management
5    Approve Compensation Report of Corporate Officers    For    For    Management
6    Approve Compensation of Serge Weinberg, Chairman of the Board    For    For    Management
7    Approve Compensation of Paul Hudson, CEO    For    For    Management
8    Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million    For    For    Management
9    Approve Remuneration Policy of Directors    For    For    Management
10    Approve Remuneration Policy of Chairman of the Board    For    For    Management
11    Approve Remuneration Policy of CEO    For    For    Management
12    Renew Appointment of PricewaterhouseCoopers Audit as Auditor    For    For    Management
13    Ratify Change Location of Registered Office to 46, Avenue de la Grande Armee, 75017 Paris and Amend Article 4 of Bylaws Accordingly    For    For    Management
14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
15    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
16    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million    For    For    Management
17    Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million    For    For    Management
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million    For    For    Management
19    Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion    For    For    Management
20    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    For    For    Management
21    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Management
22    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    For    Management
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
24    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

Page 31


STATE STREET CORP.

 

Ticker:    STT    Security ID:    857477103
Meeting Date:    MAY 17, 2023    Meeting Type:    Annual
Record Date:    MAR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Patrick de Saint-Aignan    For    For    Management
1b    Elect Director Marie A. Chandoha    For    For    Management
1c    Elect Director DonnaLee DeMaio    For    For    Management
1d    Elect Director Amelia C. Fawcett    For    For    Management
1e    Elect Director William C. Freda    For    For    Management
1f    Elect Director Sara Mathew    For    For    Management
1g    Elect Director William L. Meaney    For    For    Management
1h    Elect Director Ronald P. O’Hanley    For    For    Management
1i    Elect Director Sean O’Sullivan    For    For    Management
1j    Elect Director Julio A. Portalatin    For    For    Management
1k    Elect Director John B. Rhea    For    For    Management
1l    Elect Director Gregory L. Summe    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Ratify Ernst & Young LLP as Auditors    For    For    Management
6    Report on Asset Management Policies and Diversified Investors    Against    Against    Shareholder

 

T-MOBILE US, INC.

 

Ticker:    TMUS    Security ID:    872590104
Meeting Date:    JUN 16, 2023    Meeting Type:    Annual
Record Date:    APR 17, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Andre Almeida    For    For    Management
1.2    Elect Director Marcelo Claure    For    For    Management
1.3    Elect Director Srikant M. Datar    For    For    Management
1.4    Elect Director Srinivasan Gopalan    For    For    Management
1.5    Elect Director Timotheus Hottges    For    For    Management
1.6    Elect Director Christian P. Illek    For    For    Management
1.7    Elect Director Raphael Kubler    For    For    Management
1.8    Elect Director Thorsten Langheim    For    For    Management
1.9    Elect Director Dominique Leroy    For    For    Management
1.10    Elect Director Letitia A. Long    For    For    Management
1.11    Elect Director G. Michael Sievert    For    For    Management
1.12    Elect Director Teresa A. Taylor    For    For    Management
1.13    Elect Director Kelvin R. Westbrook    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    Three Years    One Year    Management
5    Approve Omnibus Stock Plan    For    For    Management
6    Amend Qualified Employee Stock Purchase Plan    For    For    Management

 

Page 32


TE CONNECTIVITY, LTD.

 

Ticker:    TEL    Security ID:    H84989104
Meeting Date:    MAR 15, 2023    Meeting Type:    Annual
Record Date:    FEB 23, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean-Pierre Clamadieu    For    For    Management
1b    Elect Director Terrence R. Curtin    For    For    Management
1c    Elect Director Carol A. (John) Davidson    For    For    Management
1d    Elect Director Lynn A. Dugle    For    For    Management
1e    Elect Director William A. Jeffrey    For    For    Management
1f    Elect Director Syaru Shirley Lin    For    For    Management
1g    Elect Director Thomas J. Lynch    For    For    Management
1h    Elect Director Heath A. Mitts    For    For    Management
1i    Elect Director Abhijit Y. Talwalkar    For    For    Management
1j    Elect Director Mark C. Trudeau    For    For    Management
1k    Elect Director Dawn C. Willoughby    For    For    Management
1l    Elect Director Laura H. Wright    For    For    Management
2    Elect Board Chairman Thomas J. Lynch    For    For    Management
3a    Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    For    For    Management
3b    Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    For    For    Management
3c    Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee    For    For    Management
4    Designate Rene Schwarzenbach as Independent Proxy    For    For    Management
5.1    Accept Annual Report for Fiscal Year Ended September 30, 2022    For    For    Management
5.2    Accept Statutory Financial Statements for Fiscal Year Ended September 30, 2022    For    For    Management
5.3    Approve Consolidated Financial Statements for Fiscal Year Ended September 30, 2022    For    For    Management
6    Approve Discharge of Board and Senior Management    For    For    Management
7.1    Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023    For    For    Management
7.2    Ratify Deloitte AG as Swiss Registered Auditors    For    For    Management
7.3    Ratify PricewaterhouseCoopers AG as Special Auditors    For    For    Management
8    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
9    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
10    Approve Remuneration Report    For    For    Management
11    Approve Remuneration of Executive Management in the Amount of USD 53.5 Million    For    For    Management
12    Approve Remuneration of Board of Directors in the Amount of USD 4.1 Million    For    For    Management
13    Approve Allocation of Available Earnings at September 30, 2022    For    For    Management
14    Approve Declaration of Dividend    For    For    Management
15    Authorize Share Repurchase Program    For    For    Management
16    Approve Reduction in Share Capital via Cancelation of Shares    For    For    Management
17    Amend Articles to Reflect Changes in Capital    For    For    Management

 

TECK RESOURCES, LTD.

 

Ticker:    TECK.B    Security ID:    878742204
Meeting Date:    APR 26, 2023    Meeting Type:    Annual/Special
Record Date:    MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Arnoud J. Balhuizen    For    For    Management
1.2    Elect Director Harry “Red” M. Conger, IV    For    For    Management
1.3    Elect Director Edward C. Dowling, Jr.    For    For    Management
1.4    Elect Director Norman B. Keevil, III    For    For    Management
1.5    Elect Director Tracey L. McVicar    For    For    Management
1.6    Elect Director Sheila A. Murray    For    For    Management
1.7    Elect Director Una M. Power    For    For    Management
1.8    Elect Director Jonathan H. Price    For    For    Management
1.9    Elect Director Yoshihiro Sagawa    For    For    Management
1.10    Elect Director Paul G. Schiodtz    For    For    Management
1.11    Elect Director Timothy R. Snider    For    For    Management
1.12    Elect Director Sarah A. Strunk    For    For    Management
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3    Approve Spin-Off Agreement with Elk Valley Resources Ltd.    For    Against    Management
4    Approve EVR Stock Option Plan    For    Against    Management
5    Approve EVR Shareholder Rights Plan    For    Against    Management
6    Approve Dual Class Amendment    For    For    Management
7    Advisory Vote on Executive Compensation Approach    For    For    Management

 

Page 33


THE BANK OF NEW YORK MELLON CORP.

 

Ticker:    BK    Security ID:    064058100
Meeting Date:    APR 12, 2023    Meeting Type:    Annual
Record Date:    FEB 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Linda Z. Cook    For    For    Management
1b    Elect Director Joseph J. Echevarria    For    For    Management
1c    Elect Director M. Amy Gilliland    For    For    Management
1d    Elect Director Jeffrey A. Goldstein    For    For    Management
1e    Elect Director K. Guru Gowrappan    For    For    Management
1f    Elect Director Ralph Izzo    For    For    Management
1g    Elect Director Sandra E. “Sandie” O’Connor    For    For    Management
1h    Elect Director Elizabeth E. Robinson    For    For    Management
1i    Elect Director Frederick O. Terrell    For    For    Management
1j    Elect Director Robin A. Vince    For    For    Management
1k    Elect Director Alfred W. “Al” Zollar    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Approve Omnibus Stock Plan    For    For    Management
6    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

THE CHARLES SCHWAB CORP.

 

Ticker:    SCHW    Security ID:    808513105
Meeting Date:    MAY 18, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Marianne C. Brown    For    For    Management
1b    Elect Director Frank C. Herringer    For    For    Management
1c    Elect Director Gerri K. Martin-Flickinger    For    For    Management
1d    Elect Director Todd M. Ricketts    For    For    Management
1e    Elect Director Carolyn Schwab-Pomerantz    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Report on Gender/Racial Pay Gap    Against    Against    Shareholder
6    Report on Risks Related to Discrimination Against Individuals Including Political Views    Against    Against    Shareholder

 

Page 34


THE CIGNA GROUP

 

Ticker:    CI    Security ID:    125523100
Meeting Date:    APR 26, 2023    Meeting Type:    Annual
Record Date:    MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director David M. Cordani    For    For    Management
1b    Elect Director William J. DeLaney    For    For    Management
1c    Elect Director Eric J. Foss    For    For    Management
1d    Elect Director Elder Granger    For    For    Management
1e    Elect Director Neesha Hathi    For    For    Management
1f    Elect Director George Kurian    For    For    Management
1g    Elect Director Kathleen M. Mazzarella    For    For    Management
1h    Elect Director Mark B. McClellan    For    For    Management
1i    Elect Director Kimberly A. Ross    For    For    Management
1j    Elect Director Eric C. Wiseman    For    For    Management
1k    Elect Director Donna F. Zarcone    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Amend Certificate of Incorporation to Limit the Liability of Certain Officers    For    For    Management
6    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
7    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder

 

THE GAP, INC.

 

Ticker:    GPS    Security ID:    364760108
Meeting Date:    MAY 09, 2023    Meeting Type:    Annual
Record Date:    MAR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Richard Dickson    For    For    Management
1b    Elect Director Elisabeth B. Donohue    For    For    Management
1c    Elect Director Robert J. Fisher    For    For    Management
1d    Elect Director William S. Fisher    For    For    Management
1e    Elect Director Tracy Gardner    For    For    Management
1f    Elect Director Kathryn Hall    For    For    Management
1g    Elect Director Bob L. Martin    For    For    Management
1h    Elect Director Amy Miles    For    For    Management
1i    Elect Director Chris O’Neill    For    For    Management
1j    Elect Director Mayo A. Shattuck, III    For    For    Management
1k    Elect Director Tariq Shaukat    For    For    Management
1l    Elect Director Salaam Coleman Smith    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 35


THE GOLDMAN SACHS GROUP, INC.

 

Ticker:    GS    Security ID:    38141G104
Meeting Date:    APR 26, 2023    Meeting Type:    Annual
Record Date:    FEB 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michele Burns    For    For    Management
1b    Elect Director Mark Flaherty    For    For    Management
1c    Elect Director Kimberley Harris    For    For    Management
1d    Elect Director Kevin Johnson    For    For    Management
1e    Elect Director Ellen Kullman    For    For    Management
1f    Elect Director Lakshmi Mittal    For    For    Management
1g    Elect Director Adebayo Ogunlesi    For    For    Management
1h    Elect Director Peter Oppenheimer    For    For    Management
1i    Elect Director David Solomon    For    For    Management
1j    Elect Director Jan Tighe    For    For    Management
1k    Elect Director Jessica Uhl    For    For    Management
1l    Elect Director David Viniar    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder
6    Require Independent Board Chair    Against    Against    Shareholder
7    Publish Third-Party Review on Chinese Congruency of Certain ETFs    Against    Against    Shareholder
8    Oversee and Report a Racial Equity Audit    Against    Against    Shareholder
9    Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development    Against    Against    Shareholder
10    Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting    Against    Against    Shareholder
11    Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets    Against    Against    Shareholder
12    Report on Median Gender/Racial Pay Gap    Against    Against    Shareholder

 

THE WILLIAMS COMPANIES, INC.

 

Ticker:    WMB    Security ID:    969457100
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    FEB 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Alan S. Armstrong    For    For    Management
1.2    Elect Director Stephen W. Bergstrom    For    For    Management
1.3    Elect Director Michael A. Creel    For    For    Management
1.4    Elect Director Stacey H. Dore    For    For    Management
1.5    Elect Director Carri A. Lockhart    For    For    Management
1.6    Elect Director Richard E. Muncrief    For    For    Management
1.7    Elect Director Peter A. Ragauss    For    For    Management
1.8    Elect Director Rose M. Robeson    For    For    Management
1.9    Elect Director Scott D. Sheffield    For    For    Management
1.10    Elect Director Murray D. Smith    For    For    Management
1.11    Elect Director William H. Spence    For    For    Management
1.12    Elect Director Jesse J. Tyson    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

Page 36


TRUIST FINANCIAL CORP.

 

Ticker:    TFC    Security ID:    89832Q109
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    FEB 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jennifer S. Banner    For    For    Management
1b    Elect Director K. David Boyer, Jr.    For    For    Management
1c    Elect Director Agnes Bundy Scanlan    For    For    Management
1d    Elect Director Anna R. Cablik    For    For    Management
1e    Elect Director Dallas S. Clement    For    For    Management
1f    Elect Director Paul D. Donahue    For    For    Management
1g    Elect Director Patrick C. Graney, III    For    For    Management
1h    Elect Director Linnie M. Haynesworth    For    For    Management
1i    Elect Director Kelly S. King    For    For    Management
1j    Elect Director Easter A. Maynard    For    For    Management
1k    Elect Director Donna S. Morea    For    For    Management
1l    Elect Director Charles A. Patton    For    For    Management
1m    Elect Director Nido R. Qubein    For    For    Management
1n    Elect Director David M. Ratcliffe    For    For    Management
1o    Elect Director William H. Rogers, Jr.    For    For    Management
1p    Elect Director Frank P. Scruggs, Jr.    For    For    Management
1q    Elect Director Christine Sears    For    For    Management
1r    Elect Director Thomas E. Skains    For    For    Management
1s    Elect Director Bruce L. Tanner    For    For    Management
1t    Elect Director Thomas N. Thompson    For    For    Management
1u    Elect Director Steven C. Voorhees    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Require Independent Board Chair    Against    Against    Shareholder

 

UBS GROUP AG

 

Ticker:    UBSG    Security ID:    H42097107
Meeting Date:    APR 05, 2023    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Sustainability Report    For    For    Management
4    Approve Allocation of Income and Dividends of USD 0.55 per Share    For    For    Management
5.1    Amend Articles Re: General Meeting    For    For    Management
5.2    Approve Virtual-Only Shareholder Meetings    For    Against    Management
5.3    Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee; Editorial Changes    For    For    Management
5.4    Amend Articles Re: Shares and Share Register    For    For    Management
6    Approve Discharge of Board and Senior Management, excluding French Cross-Border Matter    For    For    Management
7.1    Reelect Colm Kelleher as Director and Board Chair    For    For    Management
7.2    Reelect Lukas Gaehwiler as Director    For    For    Management
7.3    Reelect Jeremy Anderson as Director    For    For    Management
7.4    Reelect Claudia Boeckstiegel as Director    For    For    Management
7.5    Reelect William Dudley as Director    For    For    Management
7.6    Reelect Patrick Firmenich as Director    For    For    Management
7.7    Reelect Fred Hu as Director    For    For    Management
7.8    Reelect Mark Hughes as Director    For    For    Management
7.9    Reelect Nathalie Rachou as Director    For    For    Management
7.10    Reelect Julie Richardson as Director    For    For    Management
7.11    Reelect Dieter Wemmer as Director    For    For    Management
7.12    Reelect Jeanette Wong as Director    For    For    Management
8.1    Reappoint Julie Richardson as Chairperson of the Compensation Committee    For    For    Management
8.2    Reappoint Dieter Wemmer as Member of the Compensation Committee    For    For    Management
8.3    Reappoint Jeanette Wong as Member of the Compensation Committee    For    For    Management
9.1    Approve Remuneration of Directors in the Amount of CHF 13 Million    For    For    Management
9.2    Approve Variable Remuneration of Executive Committee in the Amount of CHF 81.1 Million    For    For    Management
9.3    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million    For    For    Management
10.1    Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    For    For    Management
10.2    Ratify Ernst & Young AG as Auditors    For    For    Management
11    Approve CHF 6.3 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    For    For    Management
12    Authorize Repurchase of up to USD 6 Billion in Issued Share Capital    For    For    Management
13.1    Approve CHF 25.9 Million Reduction in Share Capital via Reduction of Nominal Value and Allocation to Capital Contribution Reserves    For    For    Management
13.2    Approve Conversion of Currency of the Share Capital from CHF to USD    For    For    Management
14    Transact Other Business (Voting)    None    Against    Management

 

Page 37


UNITEDHEALTH GROUP, INC.

 

Ticker:    UNH    Security ID:    91324P102
Meeting Date:    JUN 05, 2023    Meeting Type:    Annual
Record Date:    APR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Timothy Flynn    For    For    Management
1b    Elect Director Paul Garcia    For    For    Management
1c    Elect Director Kristen Gil    For    For    Management
1d    Elect Director Stephen Hemsley    For    For    Management
1e    Elect Director Michele Hooper    For    For    Management
1f    Elect Director F. William McNabb, III    For    For    Management
1g    Elect Director Valerie Montgomery Rice    For    For    Management
1h    Elect Director John Noseworthy    For    For    Management
1i    Elect Director Andrew Witty    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Report on Third-Party Racial Equity Audit    Against    Against    Shareholder
6    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder
7    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

VMWARE, INC.

 

Ticker:    VMW    Security ID:    928563402
Meeting Date:    JUL 12, 2022    Meeting Type:    Annual
Record Date:    MAY 16, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Nicole Anasenes    For    For    Management
1b    Elect Director Marianne Brown    For    For    Management
1c    Elect Director Paul Sagan    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

Page 38


VMWARE, INC.

 

Ticker:    VMW    Security ID:    928563402
Meeting Date:    NOV 04, 2022    Meeting Type:    Special
Record Date:    SEP 30, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Merger Agreement    For    For    Management
2    Advisory Vote on Golden Parachutes    For    For    Management
3    Adjourn Meeting    For    For    Management
4    Amend Certificate of Incorporation to Eliminate Personal Liability of Directors    For    For    Management

 

WELLS FARGO & CO.

 

Ticker:    WFC    Security ID:    949746101
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    FEB 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Steven D. Black    For    For    Management
1b    Elect Director Mark A. Chancy    For    For    Management
1c    Elect Director Celeste A. Clark    For    For    Management
1d    Elect Director Theodore F. Craver, Jr.    For    For    Management
1e    Elect Director Richard K. Davis    For    For    Management
1f    Elect Director Wayne M. Hewett    For    For    Management
1g    Elect Director CeCelia (CeCe) G. Morken    For    For    Management
1h    Elect Director Maria R. Morris    For    For    Management
1i    Elect Director Felicia F. Norwood    For    For    Management
1j    Elect Director Richard B. Payne, Jr.    For    For    Management
1k    Elect Director Ronald L. Sargent    For    For    Management
1l    Elect Director Charles W. Scharf    For    For    Management
1m    Elect Director Suzanne M. Vautrinot    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Adopt Simple Majority Vote    Against    For    Shareholder
6    Report on Political Expenditures Congruence    Against    Against    Shareholder
7    Report on Climate Lobbying    Against    Against    Shareholder
8    Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets    Against    Against    Shareholder
9    Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development    Against    Against    Shareholder
10    Report on Prevention of Workplace Harassment and Discrimination    Against    For    Shareholder
11    Adopt Policy on Freedom of Association and Collective Bargaining    Against    Against    Shareholder

 

Page 39


 

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Dodge & Cox Funds
(Registrant)
By  

/s/ Dana M. Emery

   

Chair and President, Dodge & Cox Funds

Date

 

8/23/23