FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-173
Dodge & Cox Funds
(Exact name of registrant as specified in charter)
555 California Street
40th Floor
San Francisco, CA 94104
(Address of principal executive offices)
Roberta R.W. Kameda
Secretary
555 California Street
40th Floor
San Francisco, CA 94104
(Name and address of agent for service)
Registrants telephone number, including area code: (415) 981-1710
Date of Fiscal year-end: 12/31/23
Date of reporting period: 7/1/22 - 6/30/23
Dodge & Cox Balanced Fund
AEGON NV
Ticker: | AGN | Security ID: | 007924103 | |||
Meeting Date: | JAN 17, 2023 | Meeting Type: | Extraordinary Shareholders | |||
Record Date: | DEC 20, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Approve Sale of Aegon Nederland | For | For | Management | ||||
3 | Other Business (Non-Voting) | None | None | Management | ||||
4 | Close Meeting | None | None | Management |
AEGON NV
Ticker: | AGN | Security ID: | 007924103 | |||
Meeting Date: | MAY 25, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2.1 | Receive Report of Executive Board (Non-Voting) | None | None | Management | ||||
2.2 | Approve Remuneration Report | For | For | Management | ||||
2.3 | Receive Explanation on Companys Dividend Policy | None | None | Management | ||||
2.4 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
2.5 | Approve Dividends | For | For | Management | ||||
3.1 | Approve Discharge of Executive Board | For | For | Management | ||||
3.2 | Approve Discharge of Supervisory Board | For | For | Management | ||||
4.1 | Ratify Ernst & Young Accountants LLP as Auditors | For | For | Management | ||||
5.1 | Reelect Dona Young to Supervisory Board | For | For | Management | ||||
6.1 | Approve Cancellation of Common Shares and Common Shares B | For | For | Management | ||||
6.2 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | For | Management | ||||
6.3 | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue | For | For | Management | ||||
6.4 | Authorize Repurchase of Up to 30 Percent of Issued Share Capital | For | For | Management | ||||
7 | Other Business (Non-Voting) | None | None | Management | ||||
8 | Close Meeting | None | None | Management |
Page 1
ALIBABA GROUP HOLDING, LTD.
Ticker: | 9988 | Security ID: | 01609W102 | |||
Meeting Date: | SEP 30, 2022 | Meeting Type: | Annual | |||
Record Date: | AUG 03, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Daniel Yong Zhang | For | For | Management | ||||
1.2 | Elect Director Jerry Yang | For | For | Management | ||||
1.3 | Elect Director Wan Ling Martello | For | For | Management | ||||
1.4 | Elect Director Weijian Shan | For | For | Management | ||||
1.5 | Elect Director Irene Yun-Lien Lee | For | For | Management | ||||
1.6 | Elect Director Albert Kong Ping Ng | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management |
ALNYLAM PHARMACEUTICALS, INC.
Ticker: | ALNY | Security ID: | 02043Q107 | |||
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Michael W. Bonney | For | For | Management | ||||
1b | Elect Director Yvonne L. Greenstreet | For | For | Management | ||||
1c | Elect Director Phillip A. Sharp | For | For | Management | ||||
1d | Elect Director Elliott Sigal | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
Page 2
ALPHABET, INC.
Ticker: | GOOGL | Security ID: | 02079K305 | |||
Meeting Date: | JUN 02, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Larry Page | For | For | Management | ||||
1b | Elect Director Sergey Brin | For | For | Management | ||||
1c | Elect Director Sundar Pichai | For | For | Management | ||||
1d | Elect Director John L. Hennessy | For | For | Management | ||||
1e | Elect Director Frances H. Arnold | For | For | Management | ||||
1f | Elect Director R. Martin Marty Chavez | For | For | Management | ||||
1g | Elect Director L. John Doerr | For | For | Management | ||||
1h | Elect Director Roger W. Ferguson, Jr. | For | For | Management | ||||
1i | Elect Director Ann Mather | For | Abstain | Management | ||||
1i | Elect Director Ann Mather | For | Against | Management | ||||
1i | Elect Director Ann Mather | For | For | Management | ||||
1j | Elect Director K. Ram Shriram | For | For | Management | ||||
1k | Elect Director Robin L. Washington | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
7 | Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties | Against | Against | Shareholder | ||||
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | Against | Shareholder | ||||
9 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Shareholder | ||||
10 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Against | Against | Shareholder | ||||
11 | Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology | Against | Against | Shareholder | ||||
12 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Against | Against | Shareholder | ||||
13 | Report on Alignment of YouTube Policies With Online Safety Regulations | Against | Against | Shareholder | ||||
14 | Report on Content Governance and Censorship | Against | Against | Shareholder | ||||
15 | Commission Independent Assessment of Effectiveness of Audit and Compliance Committee | Against | Against | Shareholder | ||||
16 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder | ||||
17 | Adopt Share Retention Policy For Senior Executives | Against | Against | Shareholder | ||||
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | Against | Shareholder |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
1b | Elect Director Andrew R. Jassy | For | For | Management | ||||
1c | Elect Director Keith B. Alexander | For | For | Management | ||||
1d | Elect Director Edith W. Cooper | For | For | Management | ||||
1e | Elect Director Jamie S. Gorelick | For | For | Management | ||||
1f | Elect Director Daniel P. Huttenlocher | For | For | Management | ||||
1g | Elect Director Judith A. McGrath | For | For | Management | ||||
1h | Elect Director Indra K. Nooyi | For | For | Management | ||||
1i | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
1j | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
1k | Elect Director Wendell P. Weeks | For | For | Management | ||||
2 | Ratify Ratification of Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Report on Climate Risk in Retirement Plan Options | Against | Against | Shareholder | ||||
7 | Report on Customer Due Diligence | Against | Against | Shareholder | ||||
8 | Revise Transparency Report to Provide Greater Disclosure on Government Requests | Against | Against | Shareholder | ||||
9 | Report on Government Take Down Requests | Against | Against | Shareholder | ||||
10 | Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines | Against | Against | Shareholder | ||||
11 | Publish a Tax Transparency Report | Against | Against | Shareholder | ||||
12 | Report on Climate Lobbying | Against | Against | Shareholder | ||||
13 | Report on Median and Adjusted Gender/Racial Pay Gaps | Against | Against | Shareholder | ||||
14 | Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs | Against | Against | Shareholder | ||||
15 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder | ||||
16 | Commission Third Party Assessment on Companys Commitment to Freedom of Association and Collective Bargaining | Against | Against | Shareholder | ||||
17 | Consider Pay Disparity Between Executives and Other Employees | Against | Against | Shareholder | ||||
18 | Report on Animal Welfare Standards | Against | Against | Shareholder | ||||
19 | Establish a Public Policy Committee | Against | Against | Shareholder | ||||
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Against | Against | Shareholder | ||||
21 | Commission a Third Party Audit on Working Conditions | Against | Against | Shareholder | ||||
22 | Report on Efforts to Reduce Plastic Use | Against | Against | Shareholder | ||||
23 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Against | Against | Shareholder |
Page 3
ANHEUSER-BUSCH INBEV SA/NV
Ticker: | ABI | Security ID: | 03524A108 | |||
Meeting Date: | APR 26, 2023 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 14, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
A.1 | Amend Articles Re: Composition Rules for the Board of Directors | For | For | Management | ||||
B.2 | Receive Directors Reports (Non-Voting) | None | None | Management | ||||
B.3 | Receive Auditors Reports (Non-Voting) | None | None | Management | ||||
B.4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
B.5 | Approve Financial Statements, Allocation of Income and Dividends of EUR 0.75 per Share | For | For | Management | ||||
B.6 | Approve Discharge of Directors | For | For | Management | ||||
B.7 | Approve Discharge of Auditors | For | For | Management | ||||
B.8.a | Elect Aradhana Sarin as Independent Director | For | For | Management | ||||
B.8.b | Elect Dirk Van de Put as Independent Director | For | For | Management | ||||
B.8.c | Elect Lynne Biggar as Independent Director | For | For | Management | ||||
B.8.d | Reelect Sabine Chalmers as Director | For | Against | Management | ||||
B.8.e | Reelect Claudio Garcia as Director | For | Against | Management | ||||
B.8.f | Elect Heloisa Sicupira as Director | For | For | Management | ||||
B.8.g | Reelect Martin J. Barrington as Restricted Share Director | For | For | Management | ||||
B.8.h | Reelect Alejandro Santo Domingo as Restricted Share Director | For | For | Management | ||||
B.8.i | Elect Salvatore Mancuso as Restricted Share Director | For | For | Management | ||||
B.9 | Approve Remuneration Report | For | Against | Management | ||||
C.10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | For | Management |
BAKER HUGHES CO.
Ticker: | BKR | Security ID: | 05722G100 | |||
Meeting Date: | MAY 16, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director W. Geoffrey Beattie | For | For | Management | ||||
1.2 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
1.3 | Elect Director Cynthia B. Carroll | For | For | Management | ||||
1.4 | Elect Director Nelda J. Connors | For | For | Management | ||||
1.5 | Elect Director Michael R. Dumais | For | For | Management | ||||
1.6 | Elect Director Lynn L. Elsenhans | For | For | Management | ||||
1.7 | Elect Director John G. Rice | For | For | Management | ||||
1.8 | Elect Director Lorenzo Simonelli | For | For | Management | ||||
1.9 | Elect Director Mohsen Sohi | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 4
BANCO SANTANDER SA
Ticker: | SAN | Security ID: | E19790109 | |||
Meeting Date: | MAR 30, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.A | Approve Consolidated and Standalone Financial Statements | For | For | Management | ||||
1.B | Approve Non-Financial Information Statement | For | For | Management | ||||
1.C | Approve Discharge of Board | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
3.A | Fix Number of Directors at 15 | For | For | Management | ||||
3.B | Ratify Appointment of and Elect Hector Blas Grisi Checa as Director | For | For | Management | ||||
3.C | Ratify Appointment of and Elect Glenn Hogan Hutchins as Director | For | For | Management | ||||
3.D | Re-elect Pamela Ann Walkden as Director | For | For | Management | ||||
3.E | Re-elect Ana Patricia Botin-Sanz de Sautuola y OShea as Director | For | For | Management | ||||
3.F | Re-elect Sol Daurella Comadran as Director | For | For | Management | ||||
3.G | Re-elect Gina Lorenza Diez Barroso Azcarraga as Director | For | For | Management | ||||
3.H | Re-elect Homaira Akbari as Director | For | For | Management | ||||
4 | Ratify Appointment of PricewaterhouseCoopers as Auditor | For | For | Management | ||||
5.A | Approve Reduction in Share Capital via Amortization of Treasury Shares | For | For | Management | ||||
5.B | Approve Reduction in Share Capital via Amortization of Treasury Shares | For | For | Management | ||||
5.C | Authorize Share Repurchase Program | For | For | Management | ||||
5.D | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 10 Billion with Exclusion of Pre-emptive Rights up to 10 Percent of Capital | For | For | Management | ||||
6.A | Approve Remuneration Policy | For | For | Management | ||||
6.B | Approve Remuneration of Directors | For | For | Management | ||||
6.C | Fix Maximum Variable Compensation Ratio | For | For | Management | ||||
6.D | Approve Deferred Multiyear Objectives Variable Remuneration Plan | For | For | Management | ||||
6.E | Approve Buy-out Policy | For | For | Management | ||||
6.F | Advisory Vote on Remuneration Report | For | For | Management | ||||
7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: | APR 25, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Sharon L. Allen | For | For | Management | ||||
1b | Elect Director Jose (Joe) E. Almeida | For | For | Management | ||||
1c | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
1d | Elect Director Pierre J.P. de Weck | For | For | Management | ||||
1e | Elect Director Arnold W. Donald | For | For | Management | ||||
1f | Elect Director Linda P. Hudson | For | For | Management | ||||
1g | Elect Director Monica C. Lozano | For | For | Management | ||||
1h | Elect Director Brian T. Moynihan | For | For | Management | ||||
1i | Elect Director Lionel L. Nowell, III | For | For | Management | ||||
1j | Elect Director Denise L. Ramos | For | For | Management | ||||
1k | Elect Director Clayton S. Rose | For | For | Management | ||||
1l | Elect Director Michael D. White | For | For | Management | ||||
1m | Elect Director Thomas D. Woods | For | For | Management | ||||
1n | Elect Director Maria T. Zuber | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Require Independent Board Chair | Against | Against | Shareholder | ||||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder | ||||
8 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Against | Against | Shareholder | ||||
9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Against | Against | Shareholder | ||||
10 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Against | Against | Shareholder | ||||
11 | Commission Third Party Racial Equity Audit | Against | Against | Shareholder |
Page 5
BAYER AG
Ticker: | BAYN | Security ID: | 072730302 | |||
Meeting Date: | APR 28, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.40 per Share for Fiscal Year 2022 | For | For | Management | ||||
2 | Approve Discharge of Management Board for Fiscal Year 2022 | For | For | Management | ||||
3 | Approve Discharge of Supervisory Board for Fiscal Year 2022 | For | For | Management | ||||
4.1 | Elect Norbert Winkeljohann to the Supervisory Board | For | For | Management | ||||
4.2 | Elect Kimberly Mathisen to the Supervisory Board | For | For | Management | ||||
5 | Approve Remuneration Report | For | For | Management | ||||
6 | Approve Virtual-Only Shareholder Meetings Until 2025 | For | Against | Management | ||||
7 | Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | For | Against | Management | ||||
8 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for the First Half of Fiscal Year 2023 | For | For | Management | ||||
9 | Voting Instructions for Motions or Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM | None | Against | Management | ||||
A | Counter Motion A | Against | Against | Shareholder | ||||
B | Counter Motion B | Against | Against | Shareholder | ||||
C | Counter Motion C | Against | Against | Shareholder | ||||
D | Counter Motion D | Against | Against | Shareholder | ||||
E | Counter Motion E | Against | Against | Shareholder | ||||
F | Counter Motion F | Against | Against | Shareholder | ||||
G | Counter Motion G | Against | Against | Shareholder | ||||
H | Counter Motion H | Against | Against | Shareholder | ||||
I | Counter Motion I | Against | Against | Shareholder | ||||
J | Counter Motion J | Against | Against | Shareholder | ||||
K | Counter Motion K | Against | Against | Shareholder | ||||
L | Counter Motion L | Against | Against | Shareholder |
BIOMARIN PHARMACEUTICAL, INC.
Ticker: | BMRN | Security ID: | 09061G101 | |||
Meeting Date: | MAY 23, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Mark J. Alles | For | For | Management | ||||
1.2 | Elect Director Elizabeth McKee Anderson | For | For | Management | ||||
1.3 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.4 | Elect Director Willard Dere | For | For | Management | ||||
1.5 | Elect Director Elaine J. Heron | For | For | Management | ||||
1.6 | Elect Director Maykin Ho | For | For | Management | ||||
1.7 | Elect Director Robert J. Hombach | For | For | Management | ||||
1.8 | Elect Director V. Bryan Lawlis | For | For | Management | ||||
1.9 | Elect Director Richard A. Meier | For | For | Management | ||||
1.10 | Elect Director David E.I. Pyott | For | For | Management | ||||
1.11 | Elect Director Dennis J. Slamon | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
Page 6
BOOKING HOLDINGS, INC.
Ticker: | BKNG | Security ID: | 09857L108 | |||
Meeting Date: | JUN 06, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Glenn D. Fogel | For | For | Management | ||||
1.2 | Elect Director Mirian M. Graddick-Weir | For | For | Management | ||||
1.3 | Elect Director Wei Hopeman | For | For | Management | ||||
1.4 | Elect Director Robert J. Mylod, Jr. | For | For | Management | ||||
1.5 | Elect Director Charles H. Noski | For | For | Management | ||||
1.6 | Elect Director Larry Quinlan | For | For | Management | ||||
1.7 | Elect Director Nicholas J. Read | For | For | Management | ||||
1.8 | Elect Director Thomas E. Rothman | For | For | Management | ||||
1.9 | Elect Director Sumit Singh | For | For | Management | ||||
1.10 | Elect Director Lynn Vojvodich Radakovich | For | For | Management | ||||
1.11 | Elect Director Vanessa A. Wittman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
BRIGHTHOUSE FINANCIAL, INC.
Ticker: | BHF | Security ID: | 10922N103 | |||
Meeting Date: | JUN 08, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Philip V. (Phil) Bancroft | For | For | Management | ||||
1b | Elect Director Irene Chang Britt | For | For | Management | ||||
1c | Elect Director C. Edward (Chuck) Chaplin | For | For | Management | ||||
1d | Elect Director Stephen C. (Steve) Hooley | For | For | Management | ||||
1e | Elect Director Carol D. Juel | For | For | Management | ||||
1f | Elect Director Eileen A. Mallesch | For | For | Management | ||||
1g | Elect Director Diane E. Offereins | For | For | Management | ||||
1h | Elect Director Eric T. Steigerwalt | For | For | Management | ||||
1i | Elect Director Paul M. Wetzel | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||
5 | Amend Certificate of Incorporation to Limit the Liability of Officers | For | For | Management |
Page 7
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 | |||
Meeting Date: | MAY 02, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 13, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1A | Elect Director Peter J. Arduini | For | For | Management | ||||
1B | Elect Director Deepak L. Bhatt | For | For | Management | ||||
1C | Elect Director Giovanni Caforio | For | For | Management | ||||
1D | Elect Director Julia A. Haller | For | For | Management | ||||
1E | Elect Director Manuel Hidalgo Medina | For | For | Management | ||||
1F | Elect Director Paula A. Price | For | For | Management | ||||
1G | Elect Director Derica W. Rice | For | For | Management | ||||
1H | Elect Director Theodore R. Samuels | For | For | Management | ||||
1I | Elect Director Gerald L. Storch | For | For | Management | ||||
1J | Elect Director Karen H. Vousden | For | For | Management | ||||
1K | Elect Director Phyllis R. Yale | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder | ||||
6 | Commission a Civil Rights and Non-Discrimination Audit | Against | Against | Shareholder | ||||
7 | Amend Right to Call Special Meeting | Against | Against | Shareholder |
CAPITAL ONE FINANCIAL CORP.
Ticker: | COF | Security ID: | 14040H105 | |||
Meeting Date: | MAY 04, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Richard D. Fairbank | For | For | Management | ||||
1b | Elect Director Ime Archibong | For | For | Management | ||||
1c | Elect Director Christine Detrick | For | For | Management | ||||
1d | Elect Director Ann Fritz Hackett | For | For | Management | ||||
1e | Elect Director Peter Thomas Killalea | For | For | Management | ||||
1f | Elect Director Cornelis Eli Leenaars | For | For | Management | ||||
1g | Elect Director Francois Locoh-Donou | For | For | Management | ||||
1h | Elect Director Peter E. Raskind | For | For | Management | ||||
1i | Elect Director Eileen Serra | For | For | Management | ||||
1j | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||
1k | Elect Director Bradford H. Warner | For | For | Management | ||||
1l | Elect Director Craig Anthony Williams | For | For | Management | ||||
2 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
7 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
8 | Report on Board Oversight of Risks Related to Discrimination | Against | Against | Shareholder | ||||
9 | Disclose Board Skills and Diversity Matrix | Against | For | Shareholder |
Page 8
CELANESE CORP.
Ticker: | CE | Security ID: | 150870103 | |||
Meeting Date: | APR 20, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean S. Blackwell | For | For | Management | ||||
1b | Elect Director William M. Brown | For | For | Management | ||||
1c | Elect Director Edward G. Galante | For | For | Management | ||||
1d | Elect Director Kathryn M. Hill | For | For | Management | ||||
1e | Elect Director David F. Hoffmeister | For | For | Management | ||||
1f | Elect Director Jay V. Ihlenfeld | For | For | Management | ||||
1g | Elect Director Deborah J. Kissire | For | For | Management | ||||
1h | Elect Director Michael Koenig | For | For | Management | ||||
1i | Elect Director Kim K.W. Rucker | For | For | Management | ||||
1j | Elect Director Lori J. Ryerkerk | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
CHARTER COMMUNICATIONS, INC.
Ticker: | CHTR | Security ID: | 16119P108 | |||
Meeting Date: | APR 25, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director W. Lance Conn | For | For | Management | ||||
1b | Elect Director Kim C. Goodman | For | For | Management | ||||
1c | Elect Director Craig A. Jacobson | For | For | Management | ||||
1d | Elect Director Gregory B. Maffei | For | For | Management | ||||
1e | Elect Director John D. Markley, Jr. | For | For | Management | ||||
1f | Elect Director David C. Merritt | For | For | Management | ||||
1g | Elect Director James E. Meyer | For | For | Management | ||||
1h | Elect Director Steven A. Miron | For | For | Management | ||||
1i | Elect Director Balan Nair | For | For | Management | ||||
1j | Elect Director Michael A. Newhouse | For | For | Management | ||||
1k | Elect Director Mauricio Ramos | For | For | Management | ||||
1l | Elect Director Thomas M. Rutledge | For | For | Management | ||||
1m | Elect Director Eric L. Zinterhofer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
Page 9
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | DEC 08, 2022 | Meeting Type: | Annual | |||
Record Date: | OCT 10, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director M. Michele Burns | For | For | Management | ||||
1b | Elect Director Wesley G. Bush | For | For | Management | ||||
1c | Elect Director Michael D. Capellas | For | For | Management | ||||
1d | Elect Director Mark Garrett | For | For | Management | ||||
1e | Elect Director John D. Harris, II | For | For | Management | ||||
1f | Elect Director Kristina M. Johnson | For | For | Management | ||||
1g | Elect Director Roderick C. McGeary | For | For | Management | ||||
1h | Elect Director Sarah Rae Murphy | For | For | Management | ||||
1i | Elect Director Charles H. Robbins | For | For | Management | ||||
1j | Elect Director Brenton L. Saunders | For | For | Management | ||||
1k | Elect Director Lisa T. Su | For | For | Management | ||||
1l | Elect Director Marianna Tessel | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Report on Tax Transparency Set Forth in the Global Reporting Initiatives Tax Standard | Against | Against | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: | CTSH | Security ID: | 192446102 | |||
Meeting Date: | JUN 06, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Zein Abdalla | For | For | Management | ||||
1b | Elect Director Vinita Bali | For | For | Management | ||||
1c | Elect Director Eric Branderiz | For | For | Management | ||||
1d | Elect Director Archana Deskus | For | For | Management | ||||
1e | Elect Director John M. Dineen | For | For | Management | ||||
1f | Elect Director Nella Domenici | For | For | Management | ||||
1g | Elect Director Ravi Kumar S | For | For | Management | ||||
1h | Elect Director Leo S. Mackay, Jr. | For | For | Management | ||||
1i | Elect Director Michael Patsalos-Fox | For | For | Management | ||||
1j | Elect Director Stephen J. Rohleder | For | For | Management | ||||
1k | Elect Director Abraham Bram Schot | For | For | Management | ||||
1l | Elect Director Joseph M. Velli | For | For | Management | ||||
1m | Elect Director Sandra S. Wijnberg | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
7 | Amend Bylaws | Against | Against | Shareholder | ||||
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
Page 10
COHERENT CORP.
Ticker: | COHR | Security ID: | 19247G107 | |||
Meeting Date: | NOV 16, 2022 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Enrico Digirolamo | For | For | Management | ||||
1b | Elect Director David L. Motley | For | For | Management | ||||
1c | Elect Director Shaker Sadasivam | For | For | Management | ||||
1d | Elect Director Lisa Neal-Graves | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
COMCAST CORP.
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | JUN 07, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 03, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.2 | Elect Director Thomas J. Baltimore, Jr. | For | For | Management | ||||
1.3 | Elect Director Madeline S. Bell | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.6 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.7 | Elect Director Maritza G. Montiel | For | For | Management | ||||
1.8 | Elect Director Asuka Nakahara | For | For | Management | ||||
1.9 | Elect Director David C. Novak | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Oversee and Report on a Racial Equity Audit | Against | Against | Shareholder | ||||
8 | Report on Climate Risk in Retirement Plan Options | Against | Against | Shareholder | ||||
9 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | Against | Shareholder | ||||
10 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder | ||||
11 | Report on Risks Related to Operations in China | Against | Against | Shareholder |
Page 11
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 | |||
Meeting Date: | MAY 16, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Dennis V. Arriola | For | For | Management | ||||
1b | Elect Director Jody Freeman | For | For | Management | ||||
1c | Elect Director Gay Huey Evans | For | For | Management | ||||
1d | Elect Director Jeffrey A. Joerres | For | For | Management | ||||
1e | Elect Director Ryan M. Lance | For | For | Management | ||||
1f | Elect Director Timothy A. Leach | For | For | Management | ||||
1g | Elect Director William H. McRaven | For | For | Management | ||||
1h | Elect Director Sharmila Mulligan | For | For | Management | ||||
1i | Elect Director Eric D. Mullins | For | For | Management | ||||
1j | Elect Director Arjun N. Murti | For | For | Management | ||||
1k | Elect Director Robert A. Niblock | For | For | Management | ||||
1l | Elect Director David T. Seaton | For | For | Management | ||||
1m | Elect Director R.A. Walker | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Require Independent Board Chair | Against | Against | Shareholder | ||||
8 | Adopt Share Retention Policy For Senior Executives | Against | Against | Shareholder | ||||
9 | Report on Tax Transparency | Against | Against | Shareholder | ||||
10 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
CREDICORP, LTD.
Ticker: | BAP | Security ID: | G2519Y108 | |||
Meeting Date: | MAR 27, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Present Board Chairman Report of the Annual and Sustainability Report | None | None | Management | ||||
2 | Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2022, Including External Auditors Report | None | None | Management | ||||
3.a1 | Elect Antonio Abruna Puyol as Director | For | For | Management | ||||
3.a2 | Elect Nuria Alino Perez as Director | For | For | Management | ||||
3.a3 | Elect Maria Teresa Aranzabal Harreguy as Director | For | For | Management | ||||
3.a4 | Elect Alexandre Gouvea as Director | For | For | Management | ||||
3.a5 | Elect Patricia Lizarraga Guthertz as Director | For | For | Management | ||||
3.a6 | Elect Raimundo Morales Dasso as Director | For | For | Management | ||||
3.a7 | Elect Leslie Pierce Diez-Canseco as Director | For | For | Management | ||||
3.a8 | Elect Luis Romero Belismelis as Director | For | For | Management | ||||
3.a9 | Elect Pedro Rubio Feijoo as Director | For | For | Management | ||||
3.b1 | Approve Remuneration of Directors | For | For | Management | ||||
4 | Approve Tanaka, Valdivia & Asociados, Member Firm of Ernst & Young, as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 12
DELL TECHNOLOGIES, INC.
Ticker: | DELL | Security ID: | 24703L202 | |||
Meeting Date: | JUN 20, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Michael S. Dell | For | For | Management | ||||
1.2 | Elect Director David W. Dorman | For | For | Management | ||||
1.3 | Elect Director Egon Durban | For | For | Management | ||||
1.4 | Elect Director David Grain | For | For | Management | ||||
1.5 | Elect Director William D. Green | For | For | Management | ||||
1.6 | Elect Director Simon Patterson | For | For | Management | ||||
1.7 | Elect Director Lynn Vojvodich Radakovich | For | For | Management | ||||
1.8 | Elect Director Ellen J. Kullman | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management |
DISH NETWORK CORP.
Ticker: | DISH | Security ID: | 25470M109 | |||
Meeting Date: | APR 28, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Kathleen Q. Abernathy | For | For | Management | ||||
1.2 | Elect Director George R. Brokaw | For | For | Management | ||||
1.3 | Elect Director Stephen J. Bye | For | For | Management | ||||
1.4 | Elect Director W. Erik Carlson | For | For | Management | ||||
1.5 | Elect Director James DeFranco | For | For | Management | ||||
1.6 | Elect Director Cantey M. Ergen | For | For | Management | ||||
1.7 | Elect Director Charles W. Ergen | For | For | Management | ||||
1.8 | Elect Director Tom A. Ortolf | For | For | Management | ||||
1.9 | Elect Director Joseph T. Proietti | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
Page 13
DOMINION ENERGY, INC.
Ticker: | D | Security ID: | 25746U109 | |||
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1A | Elect Director James A. Bennett | For | For | Management | ||||
1B | Elect Director Robert M. Blue | For | For | Management | ||||
1C | Elect Director D. Maybank Hagood | For | For | Management | ||||
1D | Elect Director Ronald W. Jibson | For | For | Management | ||||
1E | Elect Director Mark J. Kington | For | For | Management | ||||
1F | Elect Director Kristin G. Lovejoy | For | For | Management | ||||
1G | Elect Director Joseph M. Rigby | For | For | Management | ||||
1H | Elect Director Pamela J. Royal | For | For | Management | ||||
1I | Elect Director Robert H. Spilman, Jr. | For | For | Management | ||||
1J | Elect Director Susan N. Story | For | For | Management | ||||
1K | Elect Director Michael E. Szymanczyk | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Amend Right to Call Special Meeting | For | For | Management | ||||
6 | Amend Advance Notice Provisions for Director Nominations | For | For | Management | ||||
7 | Require Independent Board Chair | Against | Against | Shareholder |
ELANCO ANIMAL HEALTH, INC.
Ticker: | ELAN | Security ID: | 28414H103 | |||
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Michael J. Harrington | For | For | Management | ||||
1b | Elect Director R. David Hoover | For | Against | Management | ||||
1c | Elect Director Deborah T. Kochevar | For | Against | Management | ||||
1d | Elect Director Kirk P. McDonald | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
Page 14
FEDEX CORP.
Ticker: | FDX | Security ID: | 31428X106 | |||
Meeting Date: | SEP 19, 2022 | Meeting Type: | Annual | |||
Record Date: | JUL 25, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Marvin R. Ellison | For | For | Management | ||||
1b | Elect Director Stephen E. Gorman | For | For | Management | ||||
1c | Elect Director Susan Patricia Griffith | For | For | Management | ||||
1d | Elect Director Kimberly A. Jabal | For | For | Management | ||||
1e | Elect Director Amy B. Lane | For | For | Management | ||||
1f | Elect Director R. Brad Martin | For | For | Management | ||||
1g | Elect Director Nancy A. Norton | For | For | Management | ||||
1h | Elect Director Frederick P. Perpall | For | For | Management | ||||
1i | Elect Director Joshua Cooper Ramo | For | For | Management | ||||
1j | Elect Director Susan C. Schwab | For | For | Management | ||||
1k | Elect Director Frederick W. Smith | For | For | Management | ||||
1l | Elect Director David P. Steiner | For | For | Management | ||||
1m | Elect Director Rajesh Subramaniam | For | For | Management | ||||
1n | Elect Director V. James Vena | For | For | Management | ||||
1o | Elect Director Paul S. Walsh | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder | ||||
6 | Report on Alignment Between Company Values and Electioneering Contributions | Against | Against | Shareholder | ||||
7 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
8 | Report on Racism in Corporate Culture | Against | Against | Shareholder | ||||
9 | Report on Climate Lobbying | Against | Against | Shareholder |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: | FIS | Security ID: | 31620M106 | |||
Meeting Date: | MAY 24, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Lee Adrean | For | For | Management | ||||
1b | Elect Director Ellen R. Alemany | For | For | Management | ||||
1c | Elect Director Mark D. Benjamin | For | For | Management | ||||
1d | Elect Director Vijay G. DSilva | For | For | Management | ||||
1e | Elect Director Stephanie L. Ferris | For | For | Management | ||||
1f | Elect Director Jeffrey A. Goldstein | For | For | Management | ||||
1g | Elect Director Lisa A. Hook | For | For | Management | ||||
1h | Elect Director Kenneth T. Lamneck | For | For | Management | ||||
1i | Elect Director Gary L. Lauer | For | For | Management | ||||
1j | Elect Director Louise M. Parent | For | For | Management | ||||
1k | Elect Director Brian T. Shea | For | For | Management | ||||
1l | Elect Director James B. Stallings, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management |
Page 15
FISERV, INC.
Ticker: | FISV | Security ID: | 337738108 | |||
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Frank J. Bisignano | For | For | Management | ||||
1.2 | Elect Director Henrique de Castro | For | For | Management | ||||
1.3 | Elect Director Harry F. DiSimone | For | For | Management | ||||
1.4 | Elect Director Dylan G. Haggart | For | For | Management | ||||
1.5 | Elect Director Wafaa Mamilli | For | For | Management | ||||
1.6 | Elect Director Heidi G. Miller | For | For | Management | ||||
1.7 | Elect Director Doyle R. Simons | For | For | Management | ||||
1.8 | Elect Director Kevin M. Warren | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder |
FOX CORP.
Ticker: | FOXA | Security ID: | 35137L204 | |||
Meeting Date: | NOV 03, 2022 | Meeting Type: | Annual | |||
Record Date: | SEP 12, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director K. Rupert Murdoch | For | For | Management | ||||
1b | Elect Director Lachlan K. Murdoch | For | For | Management | ||||
1c | Elect Director William A. Burck | For | For | Management | ||||
1d | Elect Director Chase Carey | For | For | Management | ||||
1e | Elect Director Anne Dias | For | For | Management | ||||
1f | Elect Director Roland A. Hernandez | For | For | Management | ||||
1g | Elect Director Jacques Nasser | For | For | Management | ||||
1h | Elect Director Paul D. Ryan | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Amend Articles of Incorporation To Provide for Exculpation Provision | For | For | Management | ||||
5 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
Page 16
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: | FME | Security ID: | 358029106 | |||
Meeting Date: | MAY 16, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2022 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | For | For | Management | ||||
3 | Approve Discharge of Personally Liable Partner for Fiscal Year 2022 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal Year 2022 | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2023 | For | For | Management | ||||
6 | Approve Remuneration Report | For | Against | Management | ||||
7 | Approve Virtual-Only Shareholder Meetings Until 2025 | For | Against | Management |
GAMING AND LEISURE PROPERTIES, INC.
Ticker: | GLPI | Security ID: | 36467J108 | |||
Meeting Date: | JUN 15, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Peter M. Carlino | For | For | Management | ||||
1.2 | Elect Director JoAnne A. Epps | For | For | Management | ||||
1.3 | Elect Director Carol Lili Lynton | For | For | Management | ||||
1.4 | Elect Director Joseph W. Marshall, III | For | For | Management | ||||
1.5 | Elect Director James B. Perry | For | For | Management | ||||
1.6 | Elect Director Barry F. Schwartz | For | For | Management | ||||
1.7 | Elect Director Earl C. Shanks | For | For | Management | ||||
1.8 | Elect Director E. Scott Urdang | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 17
GE HEALTHCARE TECHNOLOGIES, INC.
Ticker: | GEHC | Security ID: | 36266G107 | |||
Meeting Date: | MAY 23, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 27, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Peter J. Arduini | For | For | Management | ||||
1b | Elect Director H. Lawrence Culp, Jr. | For | For | Management | ||||
1c | Elect Director Rodney F. Hochman | For | For | Management | ||||
1d | Elect Director Lloyd W. Howell, Jr. | For | For | Management | ||||
1e | Elect Director Risa Lavizzo-Mourey | For | For | Management | ||||
1f | Elect Director Catherine Lesjak | For | For | Management | ||||
1g | Elect Director Anne T. Madden | For | For | Management | ||||
1h | Elect Director Tomislav Mihaljevic | For | For | Management | ||||
1i | Elect Director William J. Stromberg | For | For | Management | ||||
1j | Elect Director Phoebe L. Yang | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604301 | |||
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Stephen Angel | For | For | Management | ||||
1b | Elect Director Sebastien Bazin | For | For | Management | ||||
1c | Elect Director H. Lawrence Culp, Jr. | For | For | Management | ||||
1d | Elect Director Edward Garden | For | For | Management | ||||
1e | Elect Director Isabella Goren | For | For | Management | ||||
1f | Elect Director Thomas Horton | For | For | Management | ||||
1g | Elect Director Catherine Lesjak | For | For | Management | ||||
1h | Elect Director Darren McDew | For | For | Management | ||||
1i | Elect Director Paula Rosput Reynolds | For | For | Management | ||||
1j | Elect Director Jessica Uhl | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Hire Investment Bank to Explore Sale of Company | Against | Against | Shareholder | ||||
7 | Issue Audited Report on Fiduciary Relevance of Decarbonization Goal | Against | Against | Shareholder | ||||
8 | Issue Audited Report on Impact of IEA Net-Zero Emissions by 2050 Scenario | Against | Against | Shareholder |
Page 18
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jacqueline K. Barton | For | For | Management | ||||
1b | Elect Director Jeffrey A. Bluestone | For | For | Management | ||||
1c | Elect Director Sandra J. Horning | For | For | Management | ||||
1d | Elect Director Kelly A. Kramer | For | For | Management | ||||
1e | Elect Director Kevin E. Lofton | For | For | Management | ||||
1f | Elect Director Harish Manwani | For | For | Management | ||||
1g | Elect Director Daniel P. ODay | For | For | Management | ||||
1h | Elect Director Javier J. Rodriguez | For | For | Management | ||||
1i | Elect Director Anthony Welters | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Require More Director Nominations Than Open Seats | Against | Against | Shareholder | ||||
7 | Amend Right to Call Special Meeting | Against | Against | Shareholder | ||||
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Shareholder |
GSK PLC
Ticker: | GSK | Security ID: | 37733W105 | |||
Meeting Date: | JUL 06, 2022 | Meeting Type: | Special | |||
Record Date: | MAY 27, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Matters Relating to the Demerger of Haleon Group from the GSK Group | For | For | Management | ||||
2 | Approve the Related Party Transaction Arrangements | For | For | Management |
Page 19
GSK PLC
Ticker: | GSK | Security ID: | 37733W204 | |||
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Elect Julie Brown as Director | For | For | Management | ||||
4 | Elect Vishal Sikka as Director | For | For | Management | ||||
5 | Elect Elizabeth McKee Anderson as Director | For | For | Management | ||||
6 | Re-elect Sir Jonathan Symonds as Director | For | For | Management | ||||
7 | Re-elect Dame Emma Walmsley as Director | For | For | Management | ||||
8 | Re-elect Charles Bancroft as Director | For | For | Management | ||||
9 | Re-elect Hal Barron as Director | For | For | Management | ||||
10 | Re-elect Anne Beal as Director | For | For | Management | ||||
11 | Re-elect Harry Dietz as Director | For | For | Management | ||||
12 | Re-elect Jesse Goodman as Director | For | For | Management | ||||
13 | Re-elect Urs Rohner as Director | For | For | Management | ||||
14 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | Management | ||||
16 | Approve Amendments to the Remuneration Policy | For | For | Management | ||||
17 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
18 | Authorise Issue of Equity | For | For | Management | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
21 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
22 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors Reports | For | For | Management | ||||
23 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
HALEON PLC
Ticker: | HLN | Security ID: | 405552100 | |||
Meeting Date: | APR 20, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Approve Final Dividend | For | For | Management | ||||
5 | Elect Sir Dave Lewis as Director | For | For | Management | ||||
6 | Elect Brian McNamara as Director | For | For | Management | ||||
7 | Elect Tobias Hestler as Director | For | For | Management | ||||
8 | Elect Vindi Banga as Director | For | For | Management | ||||
9 | Elect Marie-Anne Aymerich as Director | For | For | Management | ||||
10 | Elect Tracy Clarke as Director | For | For | Management | ||||
11 | Elect Dame Vivienne Cox as Director | For | For | Management | ||||
12 | Elect Asmita Dubey as Director | For | For | Management | ||||
13 | Elect Deirdre Mahlan as Director | For | For | Management | ||||
14 | Elect David Denton as Director | For | For | Management | ||||
15 | Elect Bryan Supran as Director | For | For | Management | ||||
16 | Appoint KPMG LLP as Auditors | For | For | Management | ||||
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | Management | ||||
18 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
19 | Authorise Issue of Equity | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
22 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management | ||||
23 | Approve Performance Share Plan | For | For | Management | ||||
24 | Approve Share Value Plan | For | For | Management | ||||
25 | Approve Deferred Annual Bonus Plan | For | For | Management | ||||
26 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
27 | Authorise Off-Market Purchase of Ordinary Shares from Pfizer | For | For | Management | ||||
28 | Authorise Off-Market Purchase of Ordinary Shares from GSK Shareholders | For | For | Management | ||||
29 | Approve Waiver of Rule 9 of the Takeover Code | For | For | Management |
Page 20
HEWLETT PACKARD ENTERPRISE CO.
Ticker: | HPE | Security ID: | 42824C109 | |||
Meeting Date: | APR 05, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 06, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Daniel Ammann | For | For | Management | ||||
1b | Elect Director Pamela L. Carter | For | For | Management | ||||
1c | Elect Director Frank A. DAmelio | For | For | Management | ||||
1d | Elect Director Regina E. Dugan | For | For | Management | ||||
1e | Elect Director Jean M. Hobby | For | For | Management | ||||
1f | Elect Director Raymond J. Lane | For | Against | Management | ||||
1g | Elect Director Ann M. Livermore | For | For | Management | ||||
1h | Elect Director Antonio F. Neri | For | For | Management | ||||
1i | Elect Director Charles H. Noski | For | For | Management | ||||
1j | Elect Director Raymond E. Ozzie | For | For | Management | ||||
1k | Elect Director Gary M. Reiner | For | For | Management | ||||
1l | Elect Director Patricia F. Russo | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
HONDA MOTOR CO., LTD.
Ticker: | 7267 | Security ID: | 438128308 | |||
Meeting Date: | JUN 21, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Kuraishi, Seiji | For | For | Management | ||||
1.2 | Elect Director Mibe, Toshihiro | For | For | Management | ||||
1.3 | Elect Director Aoyama, Shinji | For | For | Management | ||||
1.4 | Elect Director Kaihara, Noriya | For | For | Management | ||||
1.5 | Elect Director Suzuki, Asako | For | For | Management | ||||
1.6 | Elect Director Suzuki, Masafumi | For | For | Management | ||||
1.7 | Elect Director Sakai, Kunihiko | For | For | Management | ||||
1.8 | Elect Director Kokubu, Fumiya | For | For | Management | ||||
1.9 | Elect Director Ogawa, Yoichiro | For | For | Management | ||||
1.10 | Elect Director Higashi, Kazuhiro | For | For | Management | ||||
1.11 | Elect Director Nagata, Ryoko | For | For | Management |
Page 21
HP, INC.
Ticker: | HPQ | Security ID: | 40434L105 | |||
Meeting Date: | APR 24, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Aida M. Alvarez | For | For | Management | ||||
1b | Elect Director Shumeet Banerji | For | For | Management | ||||
1c | Elect Director Robert R. Bennett | For | For | Management | ||||
1d | Elect Director Charles Chip V. Bergh | For | For | Management | ||||
1e | Elect Director Bruce Broussard | For | For | Management | ||||
1f | Elect Director Stacy Brown-Philpot | For | For | Management | ||||
1g | Elect Director Stephanie A. Burns | For | For | Management | ||||
1h | Elect Director Mary Anne Citrino | For | For | Management | ||||
1i | Elect Director Richard L. Clemmer | For | For | Management | ||||
1j | Elect Director Enrique J. Lores | For | For | Management | ||||
1k | Elect Director Judith Jami Miscik | For | For | Management | ||||
1l | Elect Director Kim K.W. Rucker | For | For | Management | ||||
1m | Elect Director Subra Suresh | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Provide Right to Act by Written Consent | Against | For | Shareholder |
IMPERIAL BRANDS PLC
Ticker: | IMB | Security ID: | 45262P102 | |||
Meeting Date: | FEB 01, 2023 | Meeting Type: | Annual | |||
Record Date: | DEC 09, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Re-elect Stefan Bomhard as Director | For | For | Management | ||||
5 | Re-elect Susan Clark as Director | For | For | Management | ||||
6 | Re-elect Ngozi Edozien as Director | For | For | Management | ||||
7 | Re-elect Therese Esperdy as Director | For | For | Management | ||||
8 | Re-elect Alan Johnson as Director | For | For | Management | ||||
9 | Re-elect Robert Kunze-Concewitz as Director | For | For | Management | ||||
10 | Re-elect Lukas Paravicini as Director | For | For | Management | ||||
11 | Re-elect Diane de Saint Victor as Director | For | For | Management | ||||
12 | Re-elect Jonathan Stanton as Director | For | For | Management | ||||
13 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
15 | Approve Share Matching Scheme | For | For | Management | ||||
16 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
17 | Authorise Issue of Equity | For | For | Management | ||||
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
19 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
20 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
Page 22
INCYTE CORP.
Ticker: | INCY | Security ID: | 45337C102 | |||
Meeting Date: | JUN 14, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Julian C. Baker | For | For | Management | ||||
1.2 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.3 | Elect Director Otis W. Brawley | For | For | Management | ||||
1.4 | Elect Director Paul J. Clancy | For | For | Management | ||||
1.5 | Elect Director Jacqualyn A. Fouse | For | For | Management | ||||
1.6 | Elect Director Edmund P. Harrigan | For | For | Management | ||||
1.7 | Elect Director Katherine A. High | For | For | Management | ||||
1.8 | Elect Director Herve Hoppenot | For | For | Management | ||||
1.9 | Elect Director Susanne Schaffert | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: | JCI | Security ID: | G51502105 | |||
Meeting Date: | MAR 08, 2023 | Meeting Type: | Annual | |||
Record Date: | JAN 05, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean Blackwell | For | For | Management | ||||
1b | Elect Director Pierre Cohade | For | For | Management | ||||
1c | Elect Director Michael E. Daniels | For | For | Management | ||||
1d | Elect Director W. Roy Dunbar | For | For | Management | ||||
1e | Elect Director Gretchen R. Haggerty | For | For | Management | ||||
1f | Elect Director Ayesha Khanna | For | For | Management | ||||
1g | Elect Director Simone Menne | For | For | Management | ||||
1h | Elect Director George R. Oliver | For | For | Management | ||||
1i | Elect Director Jurgen Tinggren | For | For | Management | ||||
1j | Elect Director Mark Vergnano | For | For | Management | ||||
1k | Elect Director John D. Young | For | For | Management | ||||
2a | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
2b | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
3 | Authorize Market Purchases of Company Shares | For | For | Management | ||||
4 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Approve the Directors Authority to Allot Shares | For | For | Management | ||||
8 | Approve the Disapplication of Statutory Pre-Emption Rights | For | For | Management |
Page 23
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 | |||
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Anne DelSanto | For | For | Management | ||||
1b | Elect Director Kevin DeNuccio | For | For | Management | ||||
1c | Elect Director James Dolce | For | For | Management | ||||
1d | Elect Director Steven Fernandez | For | For | Management | ||||
1e | Elect Director Christine Gorjanc | For | For | Management | ||||
1f | Elect Director Janet Haugen | For | For | Management | ||||
1g | Elect Director Scott Kriens | For | For | Management | ||||
1h | Elect Director Rahul Merchant | For | For | Management | ||||
1i | Elect Director Rami Rahim | For | For | Management | ||||
1j | Elect Director William Stensrud | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
LINCOLN NATIONAL CORP.
Ticker: | LNC | Security ID: | 534187109 | |||
Meeting Date: | MAY 25, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Deirdre P. Connelly | For | For | Management | ||||
1.2 | Elect Director Ellen G. Cooper | For | For | Management | ||||
1.3 | Elect Director William H. Cunningham | For | For | Management | ||||
1.4 | Elect Director Reginald E. Davis | For | For | Management | ||||
1.5 | Elect Director Eric G. Johnson | For | For | Management | ||||
1.6 | Elect Director Gary C. Kelly | For | For | Management | ||||
1.7 | Elect Director M. Leanne Lachman | For | For | Management | ||||
1.8 | Elect Director Dale LeFebvre | For | For | Management | ||||
1.9 | Elect Director Janet Liang | For | For | Management | ||||
1.10 | Elect Director Michael F. Mee | For | For | Management | ||||
1.11 | Elect Director Lynn M. Utter | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Require Independent Board Chair | Against | Against | Shareholder | ||||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
Page 24
LYONDELLBASELL INDUSTRIES NV
Ticker: | LYB | Security ID: | N53745100 | |||
Meeting Date: | MAY 19, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jacques Aigrain | For | For | Management | ||||
1b | Elect Director Lincoln Benet | For | For | Management | ||||
1c | Elect Director Robin Buchanan | For | For | Management | ||||
1d | Elect Director Anthony (Tony) Chase | For | For | Management | ||||
1e | Elect Director Robert (Bob) Dudley | For | For | Management | ||||
1f | Elect Director Claire Farley | For | For | Management | ||||
1g | Elect Director Rita Griffin | For | For | Management | ||||
1h | Elect Director Michael Hanley | For | For | Management | ||||
1i | Elect Director Virginia Kamsky | For | For | Management | ||||
1j | Elect Director Albert Manifold | For | For | Management | ||||
1k | Elect Director Peter Vanacker | For | For | Management | ||||
2 | Approve Discharge of Directors | For | For | Management | ||||
3 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
9 | Approve Cancellation of Shares | For | For | Management |
META PLATFORMS, INC.
Ticker: | META | Security ID: | 30303M102 | |||
Meeting Date: | MAY 31, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Peggy Alford | For | For | Management | ||||
1.2 | Elect Director Marc L. Andreessen | For | For | Management | ||||
1.3 | Elect Director Andrew W. Houston | For | For | Management | ||||
1.4 | Elect Director Nancy Killefer | For | For | Management | ||||
1.5 | Elect Director Robert M. Kimmitt | For | For | Management | ||||
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management | ||||
1.7 | Elect Director Tracey T. Travis | For | For | Management | ||||
1.8 | Elect Director Tony Xu | For | For | Management | ||||
1.9 | Elect Director Mark Zuckerberg | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Report on Government Take Down Requests | Against | Against | Shareholder | ||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder | ||||
5 | Report on Human Rights Impact Assessment of Targeted Advertising | Against | Against | Shareholder | ||||
6 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
7 | Report on Allegations of Political Entanglement and Content Management Biases in India | Against | Against | Shareholder | ||||
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | Against | Shareholder | ||||
9 | Report on Data Privacy regarding Reproductive Healthcare | Against | Against | Shareholder | ||||
10 | Report on Enforcement of Community Standards and User Content | Against | Against | Shareholder | ||||
11 | Report on Child Safety and Harm Reduction | Against | Against | Shareholder | ||||
12 | Report on Executive Pay Calibration to Externalized Costs | Against | Against | Shareholder | ||||
13 | Commission Independent Review of Audit & Risk Oversight Committee | Against | Against | Shareholder |
Page 25
METLIFE, INC.
Ticker: | MET | Security ID: | 59156R108 | |||
Meeting Date: | JUN 20, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Cheryl W. Grise | For | For | Management | ||||
1b | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
1c | Elect Director Carla A. Harris | For | For | Management | ||||
1d | Elect Director Gerald L. Hassell | For | For | Management | ||||
1e | Elect Director David L. Herzog | For | For | Management | ||||
1f | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1g | Elect Director Jeh C. Johnson | For | For | Management | ||||
1h | Elect Director Edward J. Kelly, III | For | For | Management | ||||
1i | Elect Director William E. Kennard | For | For | Management | ||||
1j | Elect Director Michel A. Khalaf | For | For | Management | ||||
1k | Elect Director Catherine R. Kinney | For | For | Management | ||||
1l | Elect Director Diana L. McKenzie | For | For | Management | ||||
1m | Elect Director Denise M. Morrison | For | For | Management | ||||
1n | Elect Director Mark A. Weinberger | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MICRO FOCUS INTERNATIONAL PLC
Ticker: | MCRO | Security ID: | 594837403 | |||
Meeting Date: | OCT 18, 2022 | Meeting Type: | Special | |||
Record Date: | SEP 16, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Scheme of Arrangement | For | For | Management | ||||
1 | Approve Matters Relating to the Recommended Acquisition of MICRO FOCUS INTERNATIONAL PLC by OpenText Corporation | For | For | Management |
Page 26
MICROCHIP TECHNOLOGY, INC.
Ticker: | MCHP | Security ID: | 595017104 | |||
Meeting Date: | AUG 23, 2022 | Meeting Type: | Annual | |||
Record Date: | JUN 24, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Matthew W. Chapman | For | For | Management | ||||
1.2 | Elect Director Esther L. Johnson | For | For | Management | ||||
1.3 | Elect Director Karlton D. Johnson | For | For | Management | ||||
1.4 | Elect Director Wade F. Meyercord | For | For | Management | ||||
1.5 | Elect Director Ganesh Moorthy | For | For | Management | ||||
1.6 | Elect Director Karen M. Rapp | For | For | Management | ||||
1.7 | Elect Director Steve Sanghi | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | DEC 13, 2022 | Meeting Type: | Annual | |||
Record Date: | OCT 12, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Reid G. Hoffman | For | For | Management | ||||
1.2 | Elect Director Hugh F. Johnston | For | For | Management | ||||
1.3 | Elect Director Teri L. List | For | For | Management | ||||
1.4 | Elect Director Satya Nadella | For | For | Management | ||||
1.5 | Elect Director Sandra E. Peterson | For | For | Management | ||||
1.6 | Elect Director Penny S. Pritzker | For | For | Management | ||||
1.7 | Elect Director Carlos A. Rodriguez | For | For | Management | ||||
1.8 | Elect Director Charles W. Scharf | For | For | Management | ||||
1.9 | Elect Director John W. Stanton | For | For | Management | ||||
1.10 | Elect Director John W. Thompson | For | For | Management | ||||
1.11 | Elect Director Emma N. Walmsley | For | For | Management | ||||
1.12 | Elect Director Padmasree Warrior | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Against | Against | Shareholder | ||||
5 | Report on Hiring of Persons with Arrest or Incarceration Records | Against | Against | Shareholder | ||||
6 | Assess and Report on the Companys Retirement Funds Management of Systemic Climate Risk | Against | Against | Shareholder | ||||
7 | Report on Government Use of Microsoft Technology | Against | Against | Shareholder | ||||
8 | Report on Development of Products for Military | Against | Against | Shareholder | ||||
9 | Report on Tax Transparency | Against | Against | Shareholder |
Page 27
MOLSON COORS BEVERAGE CO.
Ticker: | TAP | Security ID: | 60871R209 | |||
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Roger G. Eaton | For | For | Management | ||||
1.2 | Elect Director Charles M. Herington | For | For | Management | ||||
1.3 | Elect Director H. Sanford Riley | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
NOVARTIS AG
Ticker: | NOVN | Security ID: | 66987V109 | |||
Meeting Date: | MAR 07, 2023 | Meeting Type: | Annual | |||
Record Date: | JAN 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 3.20 per Share | For | For | Management | ||||
4 | Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | For | For | Management | ||||
6.1 | Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings | For | Against | Management | ||||
6.2 | Amend Articles of Association | For | For | Management | ||||
6.3 | Amend Articles of Association | For | For | Management | ||||
7.1 | Approve Remuneration of Directors in the Amount of CHF 8.8 Million | For | For | Management | ||||
7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million | For | For | Management | ||||
7.3 | Approve Remuneration Report | For | For | Management | ||||
8.1 | Re-elect Joerg Reinhardt as Director and Board Chair | For | For | Management | ||||
8.2 | Re-elect Nancy Andrews as Director | For | For | Management | ||||
8.3 | Re-elect Ton Buechner as Director | For | For | Management | ||||
8.4 | Re-elect Patrice Bula as Director | For | For | Management | ||||
8.5 | Re-elect Elizabeth Doherty as Director | For | For | Management | ||||
8.6 | Re-elect Bridgette Heller as Director | For | For | Management | ||||
8.7 | Re-elect Daniel Hochstrasser as Director | For | For | Management | ||||
8.8 | Re-elect Frans van Houten as Director | For | For | Management | ||||
8.9 | Re-elect Simon Moroney as Director | For | For | Management | ||||
8.10 | Re-elect Ana de Pro Gonzalo as Director | For | For | Management | ||||
8.11 | Re-elect Charles Sawyers as Director | For | For | Management | ||||
8.12 | Re-elect William Winters as Director | For | For | Management | ||||
8.13 | Elect John Young as Director | For | For | Management | ||||
9.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Management | ||||
9.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | For | For | Management | ||||
9.3 | Reappoint Simon Moroney as Member of the Compensation Committee | For | For | Management | ||||
9.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | Management | ||||
10 | Ratify KPMG AG as Auditors | For | For | Management | ||||
11 | Designate Peter Zahn as Independent Proxy | For | For | Management | ||||
12 | Transact Other Business (Voting) | For | Against | Management |
Page 28
NUTRIEN, LTD.
Ticker: | NTR | Security ID: | 67077M108 | |||
Meeting Date: | MAY 10, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Christopher M. Burley | For | For | Management | ||||
1.2 | Elect Director Maura J. Clark | For | For | Management | ||||
1.3 | Elect Director Russell K. Girling | For | For | Management | ||||
1.4 | Elect Director Michael J. Hennigan | For | For | Management | ||||
1.5 | Elect Director Miranda C. Hubbs | For | For | Management | ||||
1.6 | Elect Director Raj S. Kushwaha | For | For | Management | ||||
1.7 | Elect Director Alice D. Laberge | For | For | Management | ||||
1.8 | Elect Director Consuelo E. Madere | For | For | Management | ||||
1.9 | Elect Director Keith G. Martell | For | For | Management | ||||
1.10 | Elect Director Aaron W. Regent | For | For | Management | ||||
1.11 | Elect Director Ken A. Seitz | For | For | Management | ||||
1.12 | Elect Director Nelson L. C. Silva | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
OCCIDENTAL PETROLEUM CORP.
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 05, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Vicky A. Bailey | For | For | Management | ||||
1b | Elect Director Andrew Gould | For | For | Management | ||||
1c | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
1d | Elect Director Vicki Hollub | For | For | Management | ||||
1e | Elect Director William R. Klesse | For | For | Management | ||||
1f | Elect Director Jack B. Moore | For | For | Management | ||||
1g | Elect Director Claire ONeill | For | For | Management | ||||
1h | Elect Director Avedick B. Poladian | For | For | Management | ||||
1i | Elect Director Ken Robinson | For | For | Management | ||||
1j | Elect Director Robert M. Shearer | For | For | Management | ||||
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder |
Page 29
OVINTIV, INC.
Ticker: | OVV | Security ID: | 69047Q102 | |||
Meeting Date: | MAY 03, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Peter A.Dea | For | For | Management | ||||
1b | Elect Director Meg A. Gentle | For | For | Management | ||||
1c | Elect Director Ralph Izzo | For | For | Management | ||||
1d | Elect Director Howard J. Mayson | For | For | Management | ||||
1e | Elect Director Brendan M. McCracken | For | For | Management | ||||
1f | Elect Director Lee A. McIntire | For | For | Management | ||||
1g | Elect Director Katherine L. Minyard | For | For | Management | ||||
1h | Elect Director Steven W. Nance | For | For | Management | ||||
1i | Elect Director Suzanne P. Nimocks | For | For | Management | ||||
1j | Elect Director George L. Pita | For | For | Management | ||||
1k | Elect Director Thomas G. Ricks | For | For | Management | ||||
1l | Elect Director Brian G. Shaw | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
RAYTHEON TECHNOLOGIES CORP.
Ticker: | RTX | Security ID: | 75513E101 | |||
Meeting Date: | MAY 02, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Tracy A. Atkinson | For | For | Management | ||||
1b | Elect Director Leanne G. Caret | For | For | Management | ||||
1c | Elect Director Bernard A. Harris, Jr. | For | For | Management | ||||
1d | Elect Director Gregory J. Hayes | For | For | Management | ||||
1e | Elect Director George R. Oliver | For | For | Management | ||||
1f | Elect Director Robert K. (Kelly) Ortberg | For | For | Management | ||||
1g | Elect Director Dinesh C. Paliwal | For | For | Management | ||||
1h | Elect Director Ellen M. Pawlikowski | For | For | Management | ||||
1i | Elect Director Denise L. Ramos | For | For | Management | ||||
1j | Elect Director Fredric G. Reynolds | For | For | Management | ||||
1k | Elect Director Brian C. Rogers | For | For | Management | ||||
1l | Elect Director James A. Winnefeld, Jr. | For | For | Management | ||||
1m | Elect Director Robert O. Work | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||
6 | Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer | For | For | Management | ||||
7 | Require Independent Board Chair | Against | Against | Shareholder | ||||
8 | Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal | Against | Against | Shareholder |
Page 30
REGENERON PHARMACEUTICALS, INC.
Ticker: | REGN | Security ID: | 75886F107 | |||
Meeting Date: | JUN 09, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Joseph L. Goldstein | For | For | Management | ||||
1b | Elect Director Christine A. Poon | For | For | Management | ||||
1c | Elect Director Craig B. Thompson | For | For | Management | ||||
1d | Elect Director Huda Y. Zoghbi | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Shareholder |
SANOFI
Ticker: | SAN | Security ID: | 80105N105 | |||
Meeting Date: | MAY 25, 2023 | Meeting Type: | Annual/Special | |||
Record Date: | APR 05, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 3.56 per Share | For | For | Management | ||||
4 | Elect Frederic Oudea as Director | For | For | Management | ||||
5 | Approve Compensation Report of Corporate Officers | For | For | Management | ||||
6 | Approve Compensation of Serge Weinberg, Chairman of the Board | For | For | Management | ||||
7 | Approve Compensation of Paul Hudson, CEO | For | For | Management | ||||
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million | For | For | Management | ||||
9 | Approve Remuneration Policy of Directors | For | For | Management | ||||
10 | Approve Remuneration Policy of Chairman of the Board | For | For | Management | ||||
11 | Approve Remuneration Policy of CEO | For | For | Management | ||||
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | For | For | Management | ||||
13 | Ratify Change Location of Registered Office to 46, Avenue de la Grande Armee, 75017 Paris and Amend Article 4 of Bylaws Accordingly | For | For | Management | ||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million | For | For | Management | ||||
17 | Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million | For | For | Management | ||||
18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | For | For | Management | ||||
19 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | For | For | Management | ||||
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | For | For | Management | ||||
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Management | ||||
22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
24 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 31
STATE STREET CORP.
Ticker: | STT | Security ID: | 857477103 | |||
Meeting Date: | MAY 17, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Patrick de Saint-Aignan | For | For | Management | ||||
1b | Elect Director Marie A. Chandoha | For | For | Management | ||||
1c | Elect Director DonnaLee DeMaio | For | For | Management | ||||
1d | Elect Director Amelia C. Fawcett | For | For | Management | ||||
1e | Elect Director William C. Freda | For | For | Management | ||||
1f | Elect Director Sara Mathew | For | For | Management | ||||
1g | Elect Director William L. Meaney | For | For | Management | ||||
1h | Elect Director Ronald P. OHanley | For | For | Management | ||||
1i | Elect Director Sean OSullivan | For | For | Management | ||||
1j | Elect Director Julio A. Portalatin | For | For | Management | ||||
1k | Elect Director John B. Rhea | For | For | Management | ||||
1l | Elect Director Gregory L. Summe | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
6 | Report on Asset Management Policies and Diversified Investors | Against | Against | Shareholder |
T-MOBILE US, INC.
Ticker: | TMUS | Security ID: | 872590104 | |||
Meeting Date: | JUN 16, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 17, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Andre Almeida | For | For | Management | ||||
1.2 | Elect Director Marcelo Claure | For | For | Management | ||||
1.3 | Elect Director Srikant M. Datar | For | For | Management | ||||
1.4 | Elect Director Srinivasan Gopalan | For | For | Management | ||||
1.5 | Elect Director Timotheus Hottges | For | For | Management | ||||
1.6 | Elect Director Christian P. Illek | For | For | Management | ||||
1.7 | Elect Director Raphael Kubler | For | For | Management | ||||
1.8 | Elect Director Thorsten Langheim | For | For | Management | ||||
1.9 | Elect Director Dominique Leroy | For | For | Management | ||||
1.10 | Elect Director Letitia A. Long | For | For | Management | ||||
1.11 | Elect Director G. Michael Sievert | For | For | Management | ||||
1.12 | Elect Director Teresa A. Taylor | For | For | Management | ||||
1.13 | Elect Director Kelvin R. Westbrook | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
Page 32
TE CONNECTIVITY, LTD.
Ticker: | TEL | Security ID: | H84989104 | |||
Meeting Date: | MAR 15, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean-Pierre Clamadieu | For | For | Management | ||||
1b | Elect Director Terrence R. Curtin | For | For | Management | ||||
1c | Elect Director Carol A. (John) Davidson | For | For | Management | ||||
1d | Elect Director Lynn A. Dugle | For | For | Management | ||||
1e | Elect Director William A. Jeffrey | For | For | Management | ||||
1f | Elect Director Syaru Shirley Lin | For | For | Management | ||||
1g | Elect Director Thomas J. Lynch | For | For | Management | ||||
1h | Elect Director Heath A. Mitts | For | For | Management | ||||
1i | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||
1j | Elect Director Mark C. Trudeau | For | For | Management | ||||
1k | Elect Director Dawn C. Willoughby | For | For | Management | ||||
1l | Elect Director Laura H. Wright | For | For | Management | ||||
2 | Elect Board Chairman Thomas J. Lynch | For | For | Management | ||||
3a | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | For | For | Management | ||||
3b | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | For | For | Management | ||||
3c | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | For | For | Management | ||||
4 | Designate Rene Schwarzenbach as Independent Proxy | For | For | Management | ||||
5.1 | Accept Annual Report for Fiscal Year Ended September 30, 2022 | For | For | Management | ||||
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 30, 2022 | For | For | Management | ||||
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 30, 2022 | For | For | Management | ||||
6 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023 | For | For | Management | ||||
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | For | For | Management | ||||
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Approve Remuneration Report | For | For | Management | ||||
11 | Approve Remuneration of Executive Management in the Amount of USD 53.5 Million | For | For | Management | ||||
12 | Approve Remuneration of Board of Directors in the Amount of USD 4.1 Million | For | For | Management | ||||
13 | Approve Allocation of Available Earnings at September 30, 2022 | For | For | Management | ||||
14 | Approve Declaration of Dividend | For | For | Management | ||||
15 | Authorize Share Repurchase Program | For | For | Management | ||||
16 | Approve Reduction in Share Capital via Cancelation of Shares | For | For | Management | ||||
17 | Amend Articles to Reflect Changes in Capital | For | For | Management |
TECK RESOURCES, LTD.
Ticker: | TECK.B | Security ID: | 878742204 | |||
Meeting Date: | APR 26, 2023 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Arnoud J. Balhuizen | For | For | Management | ||||
1.2 | Elect Director Harry Red M. Conger, IV | For | For | Management | ||||
1.3 | Elect Director Edward C. Dowling, Jr. | For | For | Management | ||||
1.4 | Elect Director Norman B. Keevil, III | For | For | Management | ||||
1.5 | Elect Director Tracey L. McVicar | For | For | Management | ||||
1.6 | Elect Director Sheila A. Murray | For | For | Management | ||||
1.7 | Elect Director Una M. Power | For | For | Management | ||||
1.8 | Elect Director Jonathan H. Price | For | For | Management | ||||
1.9 | Elect Director Yoshihiro Sagawa | For | For | Management | ||||
1.10 | Elect Director Paul G. Schiodtz | For | For | Management | ||||
1.11 | Elect Director Timothy R. Snider | For | For | Management | ||||
1.12 | Elect Director Sarah A. Strunk | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Spin-Off Agreement with Elk Valley Resources Ltd. | For | Against | Management | ||||
4 | Approve EVR Stock Option Plan | For | Against | Management | ||||
5 | Approve EVR Shareholder Rights Plan | For | Against | Management | ||||
6 | Approve Dual Class Amendment | For | For | Management | ||||
7 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 33
THE BANK OF NEW YORK MELLON CORP.
Ticker: | BK | Security ID: | 064058100 | |||
Meeting Date: | APR 12, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Linda Z. Cook | For | For | Management | ||||
1b | Elect Director Joseph J. Echevarria | For | For | Management | ||||
1c | Elect Director M. Amy Gilliland | For | For | Management | ||||
1d | Elect Director Jeffrey A. Goldstein | For | For | Management | ||||
1e | Elect Director K. Guru Gowrappan | For | For | Management | ||||
1f | Elect Director Ralph Izzo | For | For | Management | ||||
1g | Elect Director Sandra E. Sandie OConnor | For | For | Management | ||||
1h | Elect Director Elizabeth E. Robinson | For | For | Management | ||||
1i | Elect Director Frederick O. Terrell | For | For | Management | ||||
1j | Elect Director Robin A. Vince | For | For | Management | ||||
1k | Elect Director Alfred W. Al Zollar | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
THE CHARLES SCHWAB CORP.
Ticker: | SCHW | Security ID: | 808513105 | |||
Meeting Date: | MAY 18, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Marianne C. Brown | For | For | Management | ||||
1b | Elect Director Frank C. Herringer | For | For | Management | ||||
1c | Elect Director Gerri K. Martin-Flickinger | For | For | Management | ||||
1d | Elect Director Todd M. Ricketts | For | For | Management | ||||
1e | Elect Director Carolyn Schwab-Pomerantz | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Report on Gender/Racial Pay Gap | Against | Against | Shareholder | ||||
6 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Against | Against | Shareholder |
Page 34
THE CIGNA GROUP
Ticker: | CI | Security ID: | 125523100 | |||
Meeting Date: | APR 26, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director David M. Cordani | For | For | Management | ||||
1b | Elect Director William J. DeLaney | For | For | Management | ||||
1c | Elect Director Eric J. Foss | For | For | Management | ||||
1d | Elect Director Elder Granger | For | For | Management | ||||
1e | Elect Director Neesha Hathi | For | For | Management | ||||
1f | Elect Director George Kurian | For | For | Management | ||||
1g | Elect Director Kathleen M. Mazzarella | For | For | Management | ||||
1h | Elect Director Mark B. McClellan | For | For | Management | ||||
1i | Elect Director Kimberly A. Ross | For | For | Management | ||||
1j | Elect Director Eric C. Wiseman | For | For | Management | ||||
1k | Elect Director Donna F. Zarcone | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management | ||||
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder | ||||
7 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder |
THE GAP, INC.
Ticker: | GPS | Security ID: | 364760108 | |||
Meeting Date: | MAY 09, 2023 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Richard Dickson | For | For | Management | ||||
1b | Elect Director Elisabeth B. Donohue | For | For | Management | ||||
1c | Elect Director Robert J. Fisher | For | For | Management | ||||
1d | Elect Director William S. Fisher | For | For | Management | ||||
1e | Elect Director Tracy Gardner | For | For | Management | ||||
1f | Elect Director Kathryn Hall | For | For | Management | ||||
1g | Elect Director Bob L. Martin | For | For | Management | ||||
1h | Elect Director Amy Miles | For | For | Management | ||||
1i | Elect Director Chris ONeill | For | For | Management | ||||
1j | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||
1k | Elect Director Tariq Shaukat | For | For | Management | ||||
1l | Elect Director Salaam Coleman Smith | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
Page 35
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | APR 26, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 27, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Michele Burns | For | For | Management | ||||
1b | Elect Director Mark Flaherty | For | For | Management | ||||
1c | Elect Director Kimberley Harris | For | For | Management | ||||
1d | Elect Director Kevin Johnson | For | For | Management | ||||
1e | Elect Director Ellen Kullman | For | For | Management | ||||
1f | Elect Director Lakshmi Mittal | For | For | Management | ||||
1g | Elect Director Adebayo Ogunlesi | For | For | Management | ||||
1h | Elect Director Peter Oppenheimer | For | For | Management | ||||
1i | Elect Director David Solomon | For | For | Management | ||||
1j | Elect Director Jan Tighe | For | For | Management | ||||
1k | Elect Director Jessica Uhl | For | For | Management | ||||
1l | Elect Director David Viniar | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
6 | Require Independent Board Chair | Against | Against | Shareholder | ||||
7 | Publish Third-Party Review on Chinese Congruency of Certain ETFs | Against | Against | Shareholder | ||||
8 | Oversee and Report a Racial Equity Audit | Against | Against | Shareholder | ||||
9 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Against | Against | Shareholder | ||||
10 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Against | Against | Shareholder | ||||
11 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Against | Against | Shareholder | ||||
12 | Report on Median Gender/Racial Pay Gap | Against | Against | Shareholder |
THE WILLIAMS COMPANIES, INC.
Ticker: | WMB | Security ID: | 969457100 | |||
Meeting Date: | APR 25, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Alan S. Armstrong | For | For | Management | ||||
1.2 | Elect Director Stephen W. Bergstrom | For | For | Management | ||||
1.3 | Elect Director Michael A. Creel | For | For | Management | ||||
1.4 | Elect Director Stacey H. Dore | For | For | Management | ||||
1.5 | Elect Director Carri A. Lockhart | For | For | Management | ||||
1.6 | Elect Director Richard E. Muncrief | For | For | Management | ||||
1.7 | Elect Director Peter A. Ragauss | For | For | Management | ||||
1.8 | Elect Director Rose M. Robeson | For | For | Management | ||||
1.9 | Elect Director Scott D. Sheffield | For | For | Management | ||||
1.10 | Elect Director Murray D. Smith | For | For | Management | ||||
1.11 | Elect Director William H. Spence | For | For | Management | ||||
1.12 | Elect Director Jesse J. Tyson | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
Page 36
TRUIST FINANCIAL CORP.
Ticker: | TFC | Security ID: | 89832Q109 | |||
Meeting Date: | APR 25, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jennifer S. Banner | For | For | Management | ||||
1b | Elect Director K. David Boyer, Jr. | For | For | Management | ||||
1c | Elect Director Agnes Bundy Scanlan | For | For | Management | ||||
1d | Elect Director Anna R. Cablik | For | For | Management | ||||
1e | Elect Director Dallas S. Clement | For | For | Management | ||||
1f | Elect Director Paul D. Donahue | For | For | Management | ||||
1g | Elect Director Patrick C. Graney, III | For | For | Management | ||||
1h | Elect Director Linnie M. Haynesworth | For | For | Management | ||||
1i | Elect Director Kelly S. King | For | For | Management | ||||
1j | Elect Director Easter A. Maynard | For | For | Management | ||||
1k | Elect Director Donna S. Morea | For | For | Management | ||||
1l | Elect Director Charles A. Patton | For | For | Management | ||||
1m | Elect Director Nido R. Qubein | For | For | Management | ||||
1n | Elect Director David M. Ratcliffe | For | For | Management | ||||
1o | Elect Director William H. Rogers, Jr. | For | For | Management | ||||
1p | Elect Director Frank P. Scruggs, Jr. | For | For | Management | ||||
1q | Elect Director Christine Sears | For | For | Management | ||||
1r | Elect Director Thomas E. Skains | For | For | Management | ||||
1s | Elect Director Bruce L. Tanner | For | For | Management | ||||
1t | Elect Director Thomas N. Thompson | For | For | Management | ||||
1u | Elect Director Steven C. Voorhees | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder |
UBS GROUP AG
Ticker: | UBSG | Security ID: | H42097107 | |||
Meeting Date: | APR 05, 2023 | Meeting Type: | Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Sustainability Report | For | For | Management | ||||
4 | Approve Allocation of Income and Dividends of USD 0.55 per Share | For | For | Management | ||||
5.1 | Amend Articles Re: General Meeting | For | For | Management | ||||
5.2 | Approve Virtual-Only Shareholder Meetings | For | Against | Management | ||||
5.3 | Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee; Editorial Changes | For | For | Management | ||||
5.4 | Amend Articles Re: Shares and Share Register | For | For | Management | ||||
6 | Approve Discharge of Board and Senior Management, excluding French Cross-Border Matter | For | For | Management | ||||
7.1 | Reelect Colm Kelleher as Director and Board Chair | For | For | Management | ||||
7.2 | Reelect Lukas Gaehwiler as Director | For | For | Management | ||||
7.3 | Reelect Jeremy Anderson as Director | For | For | Management | ||||
7.4 | Reelect Claudia Boeckstiegel as Director | For | For | Management | ||||
7.5 | Reelect William Dudley as Director | For | For | Management | ||||
7.6 | Reelect Patrick Firmenich as Director | For | For | Management | ||||
7.7 | Reelect Fred Hu as Director | For | For | Management | ||||
7.8 | Reelect Mark Hughes as Director | For | For | Management | ||||
7.9 | Reelect Nathalie Rachou as Director | For | For | Management | ||||
7.10 | Reelect Julie Richardson as Director | For | For | Management | ||||
7.11 | Reelect Dieter Wemmer as Director | For | For | Management | ||||
7.12 | Reelect Jeanette Wong as Director | For | For | Management | ||||
8.1 | Reappoint Julie Richardson as Chairperson of the Compensation Committee | For | For | Management | ||||
8.2 | Reappoint Dieter Wemmer as Member of the Compensation Committee | For | For | Management | ||||
8.3 | Reappoint Jeanette Wong as Member of the Compensation Committee | For | For | Management | ||||
9.1 | Approve Remuneration of Directors in the Amount of CHF 13 Million | For | For | Management | ||||
9.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 81.1 Million | For | For | Management | ||||
9.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | For | For | Management | ||||
10.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | For | For | Management | ||||
10.2 | Ratify Ernst & Young AG as Auditors | For | For | Management | ||||
11 | Approve CHF 6.3 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | For | For | Management | ||||
12 | Authorize Repurchase of up to USD 6 Billion in Issued Share Capital | For | For | Management | ||||
13.1 | Approve CHF 25.9 Million Reduction in Share Capital via Reduction of Nominal Value and Allocation to Capital Contribution Reserves | For | For | Management | ||||
13.2 | Approve Conversion of Currency of the Share Capital from CHF to USD | For | For | Management | ||||
14 | Transact Other Business (Voting) | None | Against | Management |
Page 37
UNITEDHEALTH GROUP, INC.
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | JUN 05, 2023 | Meeting Type: | Annual | |||
Record Date: | APR 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Timothy Flynn | For | For | Management | ||||
1b | Elect Director Paul Garcia | For | For | Management | ||||
1c | Elect Director Kristen Gil | For | For | Management | ||||
1d | Elect Director Stephen Hemsley | For | For | Management | ||||
1e | Elect Director Michele Hooper | For | For | Management | ||||
1f | Elect Director F. William McNabb, III | For | For | Management | ||||
1g | Elect Director Valerie Montgomery Rice | For | For | Management | ||||
1h | Elect Director John Noseworthy | For | For | Management | ||||
1i | Elect Director Andrew Witty | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Report on Third-Party Racial Equity Audit | Against | Against | Shareholder | ||||
6 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder | ||||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | JUL 12, 2022 | Meeting Type: | Annual | |||
Record Date: | MAY 16, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Nicole Anasenes | For | For | Management | ||||
1b | Elect Director Marianne Brown | For | For | Management | ||||
1c | Elect Director Paul Sagan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
Page 38
VMWARE, INC.
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | NOV 04, 2022 | Meeting Type: | Special | |||
Record Date: | SEP 30, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Advisory Vote on Golden Parachutes | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management | ||||
4 | Amend Certificate of Incorporation to Eliminate Personal Liability of Directors | For | For | Management |
WELLS FARGO & CO.
Ticker: | WFC | Security ID: | 949746101 | |||
Meeting Date: | APR 25, 2023 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Steven D. Black | For | For | Management | ||||
1b | Elect Director Mark A. Chancy | For | For | Management | ||||
1c | Elect Director Celeste A. Clark | For | For | Management | ||||
1d | Elect Director Theodore F. Craver, Jr. | For | For | Management | ||||
1e | Elect Director Richard K. Davis | For | For | Management | ||||
1f | Elect Director Wayne M. Hewett | For | For | Management | ||||
1g | Elect Director CeCelia (CeCe) G. Morken | For | For | Management | ||||
1h | Elect Director Maria R. Morris | For | For | Management | ||||
1i | Elect Director Felicia F. Norwood | For | For | Management | ||||
1j | Elect Director Richard B. Payne, Jr. | For | For | Management | ||||
1k | Elect Director Ronald L. Sargent | For | For | Management | ||||
1l | Elect Director Charles W. Scharf | For | For | Management | ||||
1m | Elect Director Suzanne M. Vautrinot | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
6 | Report on Political Expenditures Congruence | Against | Against | Shareholder | ||||
7 | Report on Climate Lobbying | Against | Against | Shareholder | ||||
8 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Against | Against | Shareholder | ||||
9 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Against | Against | Shareholder | ||||
10 | Report on Prevention of Workplace Harassment and Discrimination | Against | For | Shareholder | ||||
11 | Adopt Policy on Freedom of Association and Collective Bargaining | Against | Against | Shareholder |
Page 39
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dodge & Cox Funds | ||
(Registrant) | ||
By | /s/ Dana M. Emery | |
Chair and President, Dodge & Cox Funds | ||
Date |
8/23/23 |