FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-173
Dodge & Cox Funds
(Exact name of registrant as specified in charter)
555 California Street
40th Floor
San Francisco, CA 94104
(Address of principal executive offices)
Roberta R.W. Kameda
Secretary
555 California Street
40th Floor
San Francisco, CA 94104
(Name and address of agent for service)
Registrants telephone number, including area code: (415) 981-1710
Date of Fiscal year-end: 12/31/23
Date of reporting period: 7/1/22 - 6/30/23
Dodge & Cox Global Stock Fund
AEGON NV
Ticker: |
AGN | Security ID: |
N00927298 | |||
Meeting Date: |
JAN 17, 2023 | Meeting Type: |
Extraordinary Shareholders | |||
Record Date: |
DEC 20, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Approve Sale of Aegon Nederland | For | For | Management | ||||
3 | Other Business (Non-Voting) | None | None | Management | ||||
4 | Close Meeting | None | None | Management |
AEGON NV
Ticker: |
AGN | Security ID: | N00927298 | |||
Meeting Date: |
MAY 25, 2023 | Meeting Type: | Annual | |||
Record Date: |
APR 27, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting (Non-Voting) | None | None | Management | ||||
2.1 | Receive Report of Executive Board (Non-Voting) | None | None | Management | ||||
2.2 | Approve Remuneration Report | For | For | Management | ||||
2.3 | Receive Explanation on Companys Dividend Policy (Non-Voting) | None | None | Management | ||||
2.4 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
2.5 | Approve Dividends | For | For | Management | ||||
3.1 | Approve Discharge of Executive Board | For | For | Management | ||||
3.2 | Approve Discharge of Supervisory Board | For | For | Management | ||||
4.1 | Ratify Ernst & Young Accountants LLP as Auditors | For | For | Management | ||||
5.1 | Re-elect Dona Young to Supervisory Board | For | For | Management | ||||
6.1 | Approve Cancellation of Common Shares and Common Shares B | For | For | Management | ||||
6.2 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | For | Management | ||||
6.3 | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue | For | For | Management | ||||
6.4 | Authorize Repurchase of Up to 30 Percent of Issued Share Capital | For | For | Management | ||||
7 | Other Business (Non-Voting) | None | None | Management | ||||
8 | Close Meeting (Non-Voting) | None | None | Management |
Page 1
AKZO NOBEL NV
Ticker: |
AKZA | Security ID: |
N01803308 | |||
Meeting Date: |
SEP 06, 2022 | Meeting Type: |
Extraordinary Shareholders | |||
Record Date: |
AUG 09, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting (Non-Voting) | None | None | Management | ||||
2 | Elect G. Poux-Guillaume to Management Board | For | For | Management | ||||
3 | Close Meeting (Non-Voting) | None | None | Management |
AKZO NOBEL NV
Ticker: |
AKZA | Security ID: |
N01803308 | |||
Meeting Date: |
APR 21, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting (Non-Voting) | None | None | Management | ||||
2.a | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
3.a | Adopt Financial Statements | For | For | Management | ||||
3.b | Discuss on the Companys Dividend Policy (Non-Voting) | None | None | Management | ||||
3.c | Approve Allocation of Income and Dividends | For | For | Management | ||||
3.d | Approve Remuneration Report | For | For | Management | ||||
4.a | Approve Discharge of Management Board | For | For | Management | ||||
4.b | Approve Discharge of Supervisory Board | For | For | Management | ||||
5.a | Elect B.J. Noteboom to Supervisory Board | For | For | Management | ||||
5.b | Re-elect J. Poots-Bijl to Supervisory Board | For | For | Management | ||||
5.c | Re-elect D.M. Sluimers to Supervisory Board | For | For | Management | ||||
6.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | For | For | Management | ||||
6.b | Authorize Board to Exclude Pre-emptive Rights from Share Issuances | For | For | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Authorize Cancellation of Repurchased Shares | For | For | Management | ||||
9 | Close Meeting (Non-Voting) | None | None | Management |
Page 2
ALIBABA GROUP HOLDING, LTD.
Ticker: |
9988 | Security ID: |
01609W102 | |||
Meeting Date: |
SEP 30, 2022 | Meeting Type: |
Annual | |||
Record Date: |
AUG 03, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Daniel Yong Zhang | For | For | Management | ||||
1.2 | Elect Director Jerry Yang | For | For | Management | ||||
1.3 | Elect Director Wan Ling Martello | For | For | Management | ||||
1.4 | Elect Director Weijian Shan | For | For | Management | ||||
1.5 | Elect Director Irene Yun-Lien Lee | For | For | Management | ||||
1.6 | Elect Director Albert Kong Ping Ng | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management |
ALNYLAM PHARMACEUTICALS, INC.
Ticker: |
ALNY | Security ID: |
02043Q107 | |||
Meeting Date: |
MAY 18, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Michael W. Bonney | For | For | Management | ||||
1b | Elect Director Yvonne L. Greenstreet | For | For | Management | ||||
1c | Elect Director Phillip A. Sharp | For | For | Management | ||||
1d | Elect Director Elliott Sigal | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
Page 3
AMAZON.COM, INC.
Ticker: |
AMZN | Security ID: |
023135106 | |||
Meeting Date: |
MAY 24, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 30, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
1b | Elect Director Andrew R. Jassy | For | For | Management | ||||
1c | Elect Director Keith B. Alexander | For | For | Management | ||||
1d | Elect Director Edith W. Cooper | For | For | Management | ||||
1e | Elect Director Jamie S. Gorelick | For | For | Management | ||||
1f | Elect Director Daniel P. Huttenlocher | For | For | Management | ||||
1g | Elect Director Judith A. McGrath | For | For | Management | ||||
1h | Elect Director Indra K. Nooyi | For | For | Management | ||||
1i | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
1j | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
1k | Elect Director Wendell P. Weeks | For | For | Management | ||||
2 | Ratify Ratification of Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Report on Climate Risk in Retirement Plan Options | Against | Against | Shareholder | ||||
7 | Report on Customer Due Diligence | Against | Against | Shareholder | ||||
8 | Revise Transparency Report to Provide Greater Disclosure on Government Requests | Against | Against | Shareholder | ||||
9 | Report on Government Take Down Requests | Against | Against | Shareholder | ||||
10 | Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines | Against | Against | Shareholder | ||||
11 | Publish a Tax Transparency Report | Against | Against | Shareholder | ||||
12 | Report on Climate Lobbying | Against | Against | Shareholder | ||||
13 | Report on Median and Adjusted Gender/Racial Pay Gaps | Against | Against | Shareholder | ||||
14 | Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs | Against | Against | Shareholder | ||||
15 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder | ||||
16 | Commission Third Party Assessment on Companys Commitment to Freedom of Association and Collective Bargaining | Against | Against | Shareholder | ||||
17 | Consider Pay Disparity Between Executives and Other Employees | Against | Against | Shareholder | ||||
18 | Report on Animal Welfare Standards | Against | Against | Shareholder | ||||
19 | Establish a Public Policy Committee | Against | Against | Shareholder | ||||
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Against | Against | Shareholder | ||||
21 | Commission a Third Party Audit on Working Conditions | Against | Against | Shareholder | ||||
22 | Report on Efforts to Reduce Plastic Use | Against | Against | Shareholder | ||||
23 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Against | Against | Shareholder |
ANHEUSER-BUSCH INBEV SA/NV
Ticker: |
ABI | Security ID: |
B639CJ108 | |||
Meeting Date: |
APR 26, 2023 | Meeting Type: |
Annual/Special | |||
Record Date: |
APR 12, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
A.1 | Amend Articles Re: Composition Rules for the Board of Directors | For | For | Management | ||||
B.2 | Receive Directors Reports (Non-Voting) | None | None | Management | ||||
B.3 | Receive Auditors Reports (Non-Voting) | None | None | Management | ||||
B.4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
B.5 | Approve Financial Statements, Allocation of Income and Dividends of EUR 0.75 per Share | For | For | Management | ||||
B.6 | Approve Discharge of Directors | For | For | Management | ||||
B.7 | Approve Discharge of Auditors | For | For | Management | ||||
B.8.a | Elect Aradhana Sarin as Independent Director | For | For | Management | ||||
B.8.b | Elect Dirk Van de Put as Independent Director | For | For | Management | ||||
B.8.c | Elect Lynne Biggar as Independent Director | For | For | Management | ||||
B.8.d | Re-elect Sabine Chalmers as Director | For | Against | Management | ||||
B.8.e | Re-elect Claudio Garcia as Director | For | Against | Management | ||||
B.8.f | Elect Heloisa Sicupira as Director | For | For | Management | ||||
B.8.g | Re-elect Martin J. Barrington as Restricted Share Director | For | For | Management | ||||
B.8.h | Re-elect Alejandro Santo Domingo as Restricted Share Director | For | For | Management | ||||
B.8.i | Elect Salvatore Mancuso as Restricted Share Director | For | For | Management | ||||
B.9 | Approve Remuneration Report | For | Against | Management | ||||
C.10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | For | Management |
Page 4
AVIVA PLC
Ticker: |
AV | Security ID: |
G0683Q158 | |||
Meeting Date: |
MAY 04, 2023 | Meeting Type: |
Special | |||
Record Date: |
MAY 02, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Reduction of the Share Premium Account | For | For | Management | ||||
2 | Approve Reduction of Capital Redemption Reserve | For | For | Management |
AVIVA PLC
Ticker: |
AV | Security ID: |
G0683Q158 | |||
Meeting Date: |
MAY 04, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAY 02, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Climate-Related Financial Disclosure | For | For | Management | ||||
4 | Approve Final Dividend | For | For | Management | ||||
5 | Elect Mike Craston as Director | For | For | Management | ||||
6 | Elect Charlotte Jones as Director | For | For | Management | ||||
7 | Re-elect Amanda Blanc as Director | For | For | Management | ||||
8 | Re-elect Andrea Blance as Director | For | For | Management | ||||
9 | Re-elect George Culmer as Director | For | For | Management | ||||
10 | Re-elect Patrick Flynn as Director | For | For | Management | ||||
11 | Re-elect Shonaid Jemmett-Page as Director | For | For | Management | ||||
12 | Re-elect Mohit Joshi as Director | For | For | Management | ||||
13 | Re-elect Pippa Lambert as Director | For | For | Management | ||||
14 | Re-elect Jim McConville as Director | For | For | Management | ||||
15 | Re-elect Michael Mire as Director | For | For | Management | ||||
16 | Re-elect Martin Strobel as Director | For | For | Management | ||||
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
18 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
20 | Authorise Issue of Equity | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
23 | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | For | For | Management | ||||
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | For | For | Management | ||||
25 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
26 | Authorise Market Purchase of 8 3/4 % Preference Shares | For | For | Management | ||||
27 | Authorise Market Purchase of 8 3/8 % Preference Shares | For | For | Management | ||||
28 | Authorise the Company to Call General | For | For | Management | ||||
Meeting with Two Weeks Notice |
Page 5
AXIS BANK, LTD.
Ticker: |
532215 | Security ID: |
Y0487S137 | |||
Meeting Date: |
JUL 29, 2022 | Meeting Type: |
Annual | |||
Record Date: |
JUL 22, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Dividend | For | For | Management | ||||
3 | Re-elect T. C. Suseel Kumar as Director | For | For | Management | ||||
4 | Re-elect Girish Paranjpe as Director | For | For | Management | ||||
5 | Elect Manoj Kohli as Director | For | For | Management | ||||
6 | Approve Enhancement of Borrowing Limit | For | For | Management | ||||
7 | Authorize Issuance of Debt Securities on Private Placement Basis | For | For | Management | ||||
8 | Approve Material Related Party Transactions for Acceptance of Deposits | For | For | Management | ||||
9 | Approve Material Related Party Transactions for Subscription of Securities | For | For | Management | ||||
10 | Approve Material Related Party Transactions for Sale of Securities | For | For | Management | ||||
11 | Approve Material Related Party Transactions for Issue of Securities, Payment of Interest and Redemption Amount thereof | For | For | Management | ||||
12 | Approve Material Related Party Transactions for Receipt of Fees/Commission for Distribution of Insurance Products and Other Related Business | For | For | Management | ||||
13 | Approve Material Related Party Transactions for Fund Based or Non-Fund Based Credit Facilities | For | For | Management | ||||
14 | Approve Material Related Party Transactions for Money Market Instruments / Term Borrowing / Term Lending | For | For | Management | ||||
15 | Approve Material Related Party Transactions Pertaining to Forex and Derivative Contracts | For | For | Management |
AXIS BANK, LTD.
Ticker: |
532215 | Security ID: |
Y0487S137 | |||
Meeting Date: |
JAN 16, 2023 | Meeting Type: |
Special | |||
Record Date: |
DEC 09, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Revision in the Remuneration Payable to Amitabh Chaudhry as Managing Director & CEO | For | For | Management | ||||
2 | Elect Parameswaranpillai Naga Prasad as Director | For | For | Management | ||||
3 | Approve Increase in Number of Directors to a Maximum of 18 Directors | For | For | Management | ||||
4 | Approve Axis Bank Employees Stock Unit Scheme, 2022 | For | For | Management | ||||
5 | Approve Grant of Units to the Employees of the Subsidiary and Associate Companies of the Bank Under Axis Bank Employees Stock Unit Scheme, 2022 | For | For | Management | ||||
6 | Approve Modification to the Existing Axis Bank Employees Stock Option Scheme, 2000-01 | For | For | Management | ||||
7 | Approve Grant of Options to the Employees of the Associate Companies of the Bank Under Axis Bank Employees Stock Option Scheme, 2000-01 | For | For | Management |
Page 6
AXIS BANK, LTD.
Ticker: |
532215 | Security ID: |
Y0487S137 | |||
Meeting Date: |
APR 28, 2023 | Meeting Type: |
Special | |||
Record Date: |
MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Elect Chamarty Seshabhadrasrinivasa Mallikarjunarao as Director | For | For | Management | ||||
2 | Amend Articles of Association Re: Cancellation of Nomination Rights of the Administrator | For | For | Management |
BAIDU, INC.
Ticker: |
9888 | Security ID: |
056752108 | |||
Meeting Date: |
JUN 27, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAY 23, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Amend Memorandum of Association and Articles of Association | For | For | Management |
Page 7
BANCO SANTANDER SA
Ticker: |
SAN | Security ID: |
E19790109 | |||
Meeting Date: |
MAR 30, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.A | Approve Consolidated and Standalone Financial Statements | For | For | Management | ||||
1.B | Approve Non-Financial Information Statement | For | For | Management | ||||
1.C | Approve Discharge of Board | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
3.A | Fix Number of Directors at 15 | For | For | Management | ||||
3.B | Ratify Appointment of and Elect Hector Blas Grisi Checa as Director | For | For | Management | ||||
3.C | Ratify Appointment of and Elect Glenn Hogan Hutchins as Director | For | For | Management | ||||
3.D | Re-elect Pamela Ann Walkden as Director | For | For | Management | ||||
3.E | Re-elect Ana Patricia Botin-Sanz de Sautuola y OShea as Director | For | For | Management | ||||
3.F | Re-elect Sol Daurella Comadran as Director | For | For | Management | ||||
3.G | Re-elect Gina Lorenza Diez Barroso Azcarraga as Director | For | For | Management | ||||
3.H | Re-elect Homaira Akbari as Director | For | For | Management | ||||
4 | Ratify Appointment of PricewaterhouseCoopers as Auditor | For | For | Management | ||||
5.A | Approve Reduction in Share Capital via Amortization of Treasury Shares | For | For | Management | ||||
5.B | Approve Reduction in Share Capital via Amortization of Treasury Shares | For | For | Management | ||||
5.C | Authorize Share Repurchase Program | For | For | Management | ||||
5.D | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 10 Billion with Exclusion of Pre-emptive Rights up to 10 Percent of Capital | For | For | Management | ||||
6.A | Approve Remuneration Policy | For | For | Management | ||||
6.B | Approve Remuneration of Directors | For | For | Management | ||||
6.C | Fix Maximum Variable Compensation Ratio | For | For | Management | ||||
6.D | Approve Deferred Multiyear Objectives Variable Remuneration Plan | For | For | Management | ||||
6.E | Approve Buy-out Policy | For | For | Management | ||||
6.F | Advisory Vote on Remuneration Report | For | For | Management | ||||
7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
BARCLAYS PLC
Ticker: |
BARC | Security ID: |
G08036124 | |||
Meeting Date: |
MAY 03, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 28, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Elect Marc Moses as Director | For | For | Management | ||||
5 | Re-elect Robert Berry as Director | For | For | Management | ||||
6 | Re-elect Tim Breedon as Director | For | For | Management | ||||
7 | Re-elect Anna Cross as Director | For | For | Management | ||||
8 | Re-elect Mohamed A. El-Erian as Director | For | For | Management | ||||
9 | Re-elect Dawn Fitzpatrick as Director | For | For | Management | ||||
10 | Re-elect Mary Francis as Director | For | For | Management | ||||
11 | Re-elect Crawford Gillies as Director | For | For | Management | ||||
12 | Re-elect Brian Gilvary as Director | For | For | Management | ||||
13 | Re-elect Nigel Higgins as Director | For | For | Management | ||||
14 | Re-elect Diane Schueneman as Director | For | For | Management | ||||
15 | Re-elect Coimbatore Venkatakrishnan as Director | For | For | Management | ||||
16 | Re-elect Julia Wilson as Director | For | For | Management | ||||
17 | Reappoint KPMG LLP as Auditors | For | For | Management | ||||
18 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
20 | Authorise Issue of Equity | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
23 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | For | For | Management | ||||
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | For | For | Management | ||||
25 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
26 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
Page 8
BAYER AG
Ticker: |
BAYN | Security ID: |
D0712D163 | |||
Meeting Date: |
APR 28, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.40 per Share for Fiscal Year 2022 | For | For | Management | ||||
2 | Approve Discharge of Management Board for Fiscal Year 2022 | For | For | Management | ||||
3 | Approve Discharge of Supervisory Board for Fiscal Year 2022 | For | For | Management | ||||
4.1 | Elect Norbert Winkeljohann to the Supervisory Board | For | For | Management | ||||
4.2 | Elect Kimberly Mathisen to the Supervisory Board | For | For | Management | ||||
5 | Approve Remuneration Report | For | For | Management | ||||
6 | Approve Virtual-Only Shareholder Meetings Until 2025 | For | Against | Management | ||||
7 | Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | For | Against | Management | ||||
8 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for the First Half of Fiscal Year 2023 | For | For | Management | ||||
9 | Voting Instructions for Motions or Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM | None | Against | Management |
BIOMARIN PHARMACEUTICAL, INC.
Ticker: |
BMRN | Security ID: |
09061G101 | |||
Meeting Date: |
MAY 23, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 27, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Mark J. Alles | For | For | Management | ||||
1.2 | Elect Director Elizabeth McKee Anderson | For | For | Management | ||||
1.3 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.4 | Elect Director Willard Dere | For | For | Management | ||||
1.5 | Elect Director Elaine J. Heron | For | For | Management | ||||
1.6 | Elect Director Maykin Ho | For | For | Management | ||||
1.7 | Elect Director Robert J. Hombach | For | For | Management | ||||
1.8 | Elect Director V. Bryan Lawlis | For | For | Management | ||||
1.9 | Elect Director Richard A. Meier | For | For | Management | ||||
1.10 | Elect Director David E.I. Pyott | For | For | Management | ||||
1.11 | Elect Director Dennis J. Slamon | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
Page 9
BNP PARIBAS SA
Ticker: |
BNP | Security ID: |
F1058Q238 | |||
Meeting Date: |
MAY 16, 2023 | Meeting Type: |
Annual/Special | |||
Record Date: |
MAY 12, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 3.90 per Share | For | For | Management | ||||
4 | Approve Auditors Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
6 | Re-elect Jean Lemierre as Director | For | For | Management | ||||
7 | Re-elect Jacques Aschenbroich as Director | For | For | Management | ||||
8 | Re-elect Monique Cohen as Director | For | For | Management | ||||
9 | Re-elect Daniela Schwarzer as Director | For | For | Management | ||||
10 | Approve Remuneration Policy of Directors | For | For | Management | ||||
11 | Approve Remuneration Policy of Chairman of the Board | For | For | Management | ||||
12 | Approve Remuneration Policy of CEO and Vice-CEOs | For | For | Management | ||||
13 | Approve Compensation Report of Corporate Officers | For | For | Management | ||||
14 | Approve Compensation of Jean Lemierre, Chairman of the Board | For | For | Management | ||||
15 | Approve Compensation of Jean-Laurent Bonnafe, CEO | For | For | Management | ||||
16 | Approve Compensation of Yann Gerardin, Vice-CEO | For | For | Management | ||||
17 | Approve Compensation of Thierry Laborde, Vice-CEO | For | For | Management | ||||
18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | For | For | Management | ||||
19 | Approve Issuance of Super-Subordinated Contigent Convertible Bonds without Pre-emptive Rights for Private Placements, up to 10 Percent of Issued Capital | For | For | Management | ||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
22 | Amend Article 14 of Bylaws Re: Age Limit of Chairman of the Board | For | For | Management | ||||
23 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
BOOKING HOLDINGS, INC.
Ticker: |
BKNG | Security ID: |
09857L108 | |||
Meeting Date: |
JUN 06, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 11, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Glenn D. Fogel | For | For | Management | ||||
1.2 | Elect Director Mirian M. Graddick-Weir | For | For | Management | ||||
1.3 | Elect Director Wei Hopeman | For | For | Management | ||||
1.4 | Elect Director Robert J. Mylod, Jr. | For | For | Management | ||||
1.5 | Elect Director Charles H. Noski | For | For | Management | ||||
1.6 | Elect Director Larry Quinlan | For | For | Management | ||||
1.7 | Elect Director Nicholas J. Read | For | For | Management | ||||
1.8 | Elect Director Thomas E. Rothman | For | For | Management | ||||
1.9 | Elect Director Sumit Singh | For | For | Management | ||||
1.10 | Elect Director Lynn Vojvodich Radakovich | For | For | Management | ||||
1.11 | Elect Director Vanessa A. Wittman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
Page 10
CAPITAL ONE FINANCIAL CORP.
Ticker: |
COF | Security ID: |
14040H105 | |||
Meeting Date: |
MAY 04, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 08, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Richard D. Fairbank | For | For | Management | ||||
1b | Elect Director Ime Archibong | For | For | Management | ||||
1c | Elect Director Christine Detrick | For | For | Management | ||||
1d | Elect Director Ann Fritz Hackett | For | For | Management | ||||
1e | Elect Director Peter Thomas Killalea | For | For | Management | ||||
1f | Elect Director Cornelis Eli Leenaars | For | For | Management | ||||
1g | Elect Director Francois Locoh-Donou | For | For | Management | ||||
1h | Elect Director Peter E. Raskind | For | For | Management | ||||
1i | Elect Director Eileen Serra | For | For | Management | ||||
1j | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||
1k | Elect Director Bradford H. Warner | For | For | Management | ||||
1l | Elect Director Craig Anthony Williams | For | For | Management | ||||
2 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
7 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
8 | Report on Board Oversight of Risks Related to Discrimination | Against | Against | Shareholder | ||||
9 | Disclose Board Skills and Diversity Matrix | Against | For | Shareholder |
CELANESE CORP.
Ticker: |
CE | Security ID: |
150870103 | |||
Meeting Date: |
APR 20, 2023 | Meeting Type: |
Annual | |||
Record Date: |
FEB 22, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean S. Blackwell | For | For | Management | ||||
1b | Elect Director William M. Brown | For | For | Management | ||||
1c | Elect Director Edward G. Galante | For | For | Management | ||||
1d | Elect Director Kathryn M. Hill | For | For | Management | ||||
1e | Elect Director David F. Hoffmeister | For | For | Management | ||||
1f | Elect Director Jay V. Ihlenfeld | For | For | Management | ||||
1g | Elect Director Deborah J. Kissire | For | For | Management | ||||
1h | Elect Director Michael Koenig | For | For | Management | ||||
1i | Elect Director Kim K.W. Rucker | For | For | Management | ||||
1j | Elect Director Lori J. Ryerkerk | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
Page 11
CHARTER COMMUNICATIONS, INC.
Ticker: |
CHTR | Security ID: |
16119P108 | |||
Meeting Date: |
APR 25, 2023 | Meeting Type: |
Annual | |||
Record Date: |
FEB 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director W. Lance Conn | For | For | Management | ||||
1b | Elect Director Kim C. Goodman | For | For | Management | ||||
1c | Elect Director Craig A. Jacobson | For | For | Management | ||||
1d | Elect Director Gregory B. Maffei | For | For | Management | ||||
1e | Elect Director John D. Markley, Jr. | For | For | Management | ||||
1f | Elect Director David C. Merritt | For | For | Management | ||||
1g | Elect Director James E. Meyer | For | For | Management | ||||
1h | Elect Director Steven A. Miron | For | For | Management | ||||
1i | Elect Director Balan Nair | For | For | Management | ||||
1j | Elect Director Michael A. Newhouse | For | For | Management | ||||
1k | Elect Director Mauricio Ramos | For | For | Management | ||||
1l | Elect Director Thomas M. Rutledge | For | For | Management | ||||
1m | Elect Director Eric L. Zinterhofer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
CISCO SYSTEMS, INC.
Ticker: |
CSCO | Security ID: |
17275R102 | |||
Meeting Date: |
DEC 08, 2022 | Meeting Type: |
Annual | |||
Record Date: |
OCT 10, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director M. Michele Burns | For | For | Management | ||||
1b | Elect Director Wesley G. Bush | For | For | Management | ||||
1c | Elect Director Michael D. Capellas | For | For | Management | ||||
1d | Elect Director Mark Garrett | For | For | Management | ||||
1e | Elect Director John D. Harris, II | For | For | Management | ||||
1f | Elect Director Kristina M. Johnson | For | For | Management | ||||
1g | Elect Director Roderick C. McGeary | For | For | Management | ||||
1h | Elect Director Sarah Rae Murphy | For | For | Management | ||||
1i | Elect Director Charles H. Robbins | For | For | Management | ||||
1j | Elect Director Brenton L. Saunders | For | For | Management | ||||
1k | Elect Director Lisa T. Su | For | For | Management | ||||
1l | Elect Director Marianna Tessel | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Report on Tax Transparency Set Forth in the Global Reporting Initiatives Tax Standard | Against | Against | Shareholder |
Page 12
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: |
CTSH | Security ID: |
192446102 | |||
Meeting Date: |
JUN 06, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Zein Abdalla | For | For | Management | ||||
1b | Elect Director Vinita Bali | For | For | Management | ||||
1c | Elect Director Eric Branderiz | For | For | Management | ||||
1d | Elect Director Archana Deskus | For | For | Management | ||||
1e | Elect Director John M. Dineen | For | For | Management | ||||
1f | Elect Director Nella Domenici | For | For | Management | ||||
1g | Elect Director Ravi Kumar S | For | For | Management | ||||
1h | Elect Director Leo S. Mackay, Jr. | For | For | Management | ||||
1i | Elect Director Michael Patsalos-Fox | For | For | Management | ||||
1j | Elect Director Stephen J. Rohleder | For | For | Management | ||||
1k | Elect Director Abraham Bram Schot | For | For | Management | ||||
1l | Elect Director Joseph M. Velli | For | For | Management | ||||
1m | Elect Director Sandra S. Wijnberg | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
7 | Amend Bylaws | Against | Against | Shareholder | ||||
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder |
COMCAST CORP.
Ticker: |
CMCSA | Security ID: |
20030N101 | |||
Meeting Date: |
JUN 07, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 03, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.2 | Elect Director Thomas J. Baltimore, Jr. | For | For | Management | ||||
1.3 | Elect Director Madeline S. Bell | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.6 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.7 | Elect Director Maritza G. Montiel | For | For | Management | ||||
1.8 | Elect Director Asuka Nakahara | For | For | Management | ||||
1.9 | Elect Director David C. Novak | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Oversee and Report on a Racial Equity Audit | Against | Against | Shareholder | ||||
8 | Report on Climate Risk in Retirement Plan Options | Against | Against | Shareholder | ||||
9 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | Against | Shareholder | ||||
10 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder | ||||
11 | Report on Risks Related to Operations in China | Against | Against | Shareholder |
Page 13
CREDICORP, LTD.
Ticker: |
BAP | Security ID: |
G2519Y108 | |||
Meeting Date: |
MAR 27, 2023 | Meeting Type: |
Annual | |||
Record Date: |
FEB 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Present Board Chairman Report of the Annual and Sustainability Report (Non-Voting) | None | None | Management | ||||
2 | Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2022, Including External Auditors Report (Non-Voting) | None | None | Management | ||||
3.a1 | Elect Antonio Abruna Puyol as Director | For | For | Management | ||||
3.a2 | Elect Nuria Alino Perez as Director | For | For | Management | ||||
3.a3 | Elect Maria Teresa Aranzabal Harreguy as Director | For | For | Management | ||||
3.a4 | Elect Alexandre Gouvea as Director | For | For | Management | ||||
3.a5 | Elect Patricia Lizarraga Guthertz as Director | For | For | Management | ||||
3.a6 | Elect Raimundo Morales Dasso as Director | For | For | Management | ||||
3.a7 | Elect Leslie Pierce Diez-Canseco as Director | For | For | Management | ||||
3.a8 | Elect Luis Romero Belismelis as Director | For | For | Management | ||||
3.a9 | Elect Pedro Rubio Feijoo as Director | For | For | Management | ||||
3.b1 | Approve Remuneration of Directors | For | For | Management | ||||
4 | Approve Tanaka, Valdivia & Asociados, Member Firm of Ernst & Young, as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management |
CREDIT SUISSE GROUP AG
Ticker: |
CSGN | Security ID: |
H3698D419 | |||
Meeting Date: |
NOV 23, 2022 | Meeting Type: |
Extraordinary Shareholders | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve CHF 18.5 Million Share Capital Increase without Pre-emptive Rights for Private Placement | For | For | Management | ||||
2 | Approve CHF 70.7 Million Ordinary Share Capital Increase with Pre-emptive Rights | For | For | Management | ||||
3.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | For | Against | Management | ||||
3.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | For | Against | Management |
Page 14
CVS HEALTH CORP.
Ticker: |
CVS | Security ID: |
126650100 | |||
Meeting Date: |
MAY 18, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Fernando Aguirre | For | For | Management | ||||
1b | Elect Director Jeffrey R. Balser | For | For | Management | ||||
1c | Elect Director C. David Brown, II | For | For | Management | ||||
1d | Elect Director Alecia A. DeCoudreaux | For | For | Management | ||||
1e | Elect Director Nancy-Ann M. DeParle | For | For | Management | ||||
1f | Elect Director Roger N. Farah | For | For | Management | ||||
1g | Elect Director Anne M. Finucane | For | For | Management | ||||
1h | Elect Director Edward J. Ludwig | For | For | Management | ||||
1i | Elect Director Karen S. Lynch | For | For | Management | ||||
1j | Elect Director Jean-Pierre Millon | For | For | Management | ||||
1k | Elect Director Mary L. Schapiro | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt a Paid Sick Leave Policy | Against | Against | Shareholder | ||||
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder | ||||
7 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Shareholder | ||||
8 | Commission Third Party Assessment on Companys Commitment to Freedom of Association and Collective Bargaining Rights | Against | Against | Shareholder | ||||
9 | Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company | Against | Against | Shareholder |
DAITO TRUST CONSTRUCTION CO., LTD.
Ticker: |
1878 | Security ID: |
J11151107 | |||
Meeting Date: |
JUN 27, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 31, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 259 | For | For | Management | ||||
2 | Amend Articles to Adopt Board Structure with Audit Committee - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings - Authorize Board to Determine Income Allocation | For | For | Management | ||||
3.1 | Elect Director Takeuchi, Kei | For | For | Management | ||||
3.2 | Elect Director Mori, Yoshihiro | For | For | Management | ||||
3.3 | Elect Director Tate, Masafumi | For | For | Management | ||||
3.4 | Elect Director Okamoto, Tsukasa | For | For | Management | ||||
3.5 | Elect Director Amano, Yutaka | For | For | Management | ||||
3.6 | Elect Director Tanaka, Yoshimasa | For | For | Management | ||||
3.7 | Elect Director Sasaki, Mami | For | For | Management | ||||
3.8 | Elect Director Iritani, Atsushi | For | For | Management | ||||
4.1 | Elect Director and Audit Committee Member Kawai, Shuji | For | For | Management | ||||
4.2 | Elect Director and Audit Committee Member Matsushita, Masa | For | For | Management | ||||
4.3 | Elect Director and Audit Committee Member Shoda, Takashi | For | For | Management | ||||
4.4 | Elect Director and Audit Committee Member Kobayashi, Kenji | For | For | Management | ||||
5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | For | For | Management | ||||
6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | For | For | Management | ||||
7 | Approve Trust-Type Equity Compensation Plan | For | For | Management |
Page 15
DISH NETWORK CORP.
Ticker: |
DISH | Security ID: |
25470M109 | |||
Meeting Date: |
APR 28, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Kathleen Q. Abernathy | For | For | Management | ||||
1.2 | Elect Director George R. Brokaw | For | For | Management | ||||
1.3 | Elect Director Stephen J. Bye | For | For | Management | ||||
1.4 | Elect Director W. Erik Carlson | For | For | Management | ||||
1.5 | Elect Director James DeFranco | For | For | Management | ||||
1.6 | Elect Director Cantey M. Ergen | For | For | Management | ||||
1.7 | Elect Director Charles W. Ergen | For | For | Management | ||||
1.8 | Elect Director Tom A. Ortolf | For | For | Management | ||||
1.9 | Elect Director Joseph T. Proietti | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
ELANCO ANIMAL HEALTH, INC.
Ticker: |
ELAN | Security ID: | 28414H103 | |||
Meeting Date: |
MAY 18, 2023 | Meeting Type: | Annual | |||
Record Date: |
MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Michael J. Harrington | For | For | Management | ||||
1b | Elect Director R. David Hoover | For | Against | Management | ||||
1c | Elect Director Deborah T. Kochevar | For | Against | Management | ||||
1d | Elect Director Kirk P. McDonald | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
Page 16
ENTAIN PLC
Ticker: |
ENT | Security ID: |
G3167C109 | |||
Meeting Date: |
APR 25, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
6 | Re-elect Barry Gibson as Director | For | For | Management | ||||
7 | Re-elect Pierre Bouchut as Director | For | For | Management | ||||
8 | Re-elect Stella David as Director | For | For | Management | ||||
9 | Re-elect Robert Hoskin as Director | For | For | Management | ||||
10 | Re-elect Virginia McDowell as Director | For | For | Management | ||||
11 | Re-elect Jette Nygaard-Andersen as Director | For | For | Management | ||||
12 | Re-elect David Satz as Director | For | For | Management | ||||
13 | Re-elect Rob Wood as Director | For | For | Management | ||||
14 | Elect Rahul Welde as Director | For | For | Management | ||||
15 | Amend Long Term Incentive Plan | For | For | Management | ||||
16 | Authorise Issue of Equity | For | For | Management | ||||
17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
19 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
20 | Adopt New Articles of Association | For | For | Management |
EUROAPI SA
Ticker: |
EAPI | Security ID: |
F33077102 | |||
Meeting Date: |
MAY 11, 2023 | Meeting Type: |
Annual/Special | |||
Record Date: |
MAY 09, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Treatment of Losses | For | For | Management | ||||
4 | Ratify Appointment of Mattias Perjos as Director | For | For | Management | ||||
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 Million | For | For | Management | ||||
6 | Approve Compensation Report | For | For | Management | ||||
7 | Approve Compensation of Viviane Monges, Chairman of the Board | For | For | Management | ||||
8 | Approve Compensation of Karl Rotthier, CEO | For | For | Management | ||||
9 | Approve Remuneration Policy of Directors | For | For | Management | ||||
10 | Approve Remuneration Policy of Chairman of the Board | For | For | Management | ||||
11 | Approve Remuneration Policy of CEO | For | For | Management | ||||
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
14 | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 47 Million | For | For | Management | ||||
15 | Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 9.4 Million | For | For | Management | ||||
16 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors, up to Aggregate Nominal Amount of EUR 9.4 Million | For | For | Management | ||||
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 | For | For | Management | ||||
18 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Pre-emptive Rights | For | For | Management | ||||
19 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 4.7 Million | For | For | Management | ||||
20 | Authorize Capital Increase of Up to EUR 9.4 Million for Future Exchange Offers | For | For | Management | ||||
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Management | ||||
22 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 47 Million | For | For | Management | ||||
23 | Authorize Capitalization of Reserves of Up to EUR 9.4 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | For | For | Management | ||||
25 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Management | ||||
26 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 24-25 at 9,400,000 Shares | For | For | Management | ||||
27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
28 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||
29 | Approve Non-Compete Agreement and Severance Agreement with Karl Rotthier | For | For | Management |
Page 17
FEDEX CORP.
Ticker: |
FDX | Security ID: |
31428X106 | |||
Meeting Date: |
SEP 19, 2022 | Meeting Type: |
Annual | |||
Record Date: |
JUL 25, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Marvin R. Ellison | For | For | Management | ||||
1b | Elect Director Stephen E. Gorman | For | For | Management | ||||
1c | Elect Director Susan Patricia Griffith | For | For | Management | ||||
1d | Elect Director Kimberly A. Jabal | For | For | Management | ||||
1e | Elect Director Amy B. Lane | For | For | Management | ||||
1f | Elect Director R. Brad Martin | For | For | Management | ||||
1g | Elect Director Nancy A. Norton | For | For | Management | ||||
1h | Elect Director Frederick P. Perpall | For | For | Management | ||||
1i | Elect Director Joshua Cooper Ramo | For | For | Management | ||||
1j | Elect Director Susan C. Schwab | For | For | Management | ||||
1k | Elect Director Frederick W. Smith | For | For | Management | ||||
1l | Elect Director David P. Steiner | For | For | Management | ||||
1m | Elect Director Rajesh Subramaniam | For | For | Management | ||||
1n | Elect Director V. James Vena | For | For | Management | ||||
1o | Elect Director Paul S. Walsh | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder | ||||
6 | Report on Alignment Between Company Values and Electioneering Contributions | Against | Against | Shareholder | ||||
7 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
8 | Report on Racism in Corporate Culture | Against | Against | Shareholder | ||||
9 | Report on Climate Lobbying | Against | Against | Shareholder |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: |
FIS | Security ID: |
31620M106 | |||
Meeting Date: |
MAY 24, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 31, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Lee Adrean | For | For | Management | ||||
1b | Elect Director Ellen R. Alemany | For | For | Management | ||||
1c | Elect Director Mark D. Benjamin | For | For | Management | ||||
1d | Elect Director Vijay G. DSilva | For | For | Management | ||||
1e | Elect Director Stephanie L. Ferris | For | For | Management | ||||
1f | Elect Director Jeffrey A. Goldstein | For | For | Management | ||||
1g | Elect Director Lisa A. Hook | For | For | Management | ||||
1h | Elect Director Kenneth T. Lamneck | For | For | Management | ||||
1i | Elect Director Gary L. Lauer | For | For | Management | ||||
1j | Elect Director Louise M. Parent | For | For | Management | ||||
1k | Elect Director Brian T. Shea | For | For | Management | ||||
1l | Elect Director James B. Stallings, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management |
Page 18
FISERV, INC.
Ticker: |
FISV | Security ID: |
337738108 | |||
Meeting Date: |
MAY 17, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Frank J. Bisignano | For | For | Management | ||||
1.2 | Elect Director Henrique de Castro | For | For | Management | ||||
1.3 | Elect Director Harry F. DiSimone | For | For | Management | ||||
1.4 | Elect Director Dylan G. Haggart | For | For | Management | ||||
1.5 | Elect Director Wafaa Mamilli | For | For | Management | ||||
1.6 | Elect Director Heidi G. Miller | For | For | Management | ||||
1.7 | Elect Director Doyle R. Simons | For | For | Management | ||||
1.8 | Elect Director Kevin M. Warren | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder |
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: |
FME | Security ID: |
D2734Z107 | |||
Meeting Date: |
MAY 16, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2022 | For | For | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | For | For | Management | ||||
3 | Approve Discharge of Personally Liable Partner for Fiscal Year 2022 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal Year 2022 | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2023 | For | For | Management | ||||
6 | Approve Remuneration Report | For | Against | Management | ||||
7 | Approve Virtual-Only Shareholder Meetings Until 2025 | For | Against | Management |
Page 19
GE HEALTHCARE TECHNOLOGIES, INC.
Ticker: |
GEHC | Security ID: |
36266G107 | |||
Meeting Date: |
MAY 23, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 27, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Peter J. Arduini | For | For | Management | ||||
1b | Elect Director H. Lawrence Culp, Jr. | For | For | Management | ||||
1c | Elect Director Rodney F. Hochman | For | For | Management | ||||
1d | Elect Director Lloyd W. Howell, Jr. | For | For | Management | ||||
1e | Elect Director Risa Lavizzo-Mourey | For | For | Management | ||||
1f | Elect Director Catherine Lesjak | For | For | Management | ||||
1g | Elect Director Anne T. Madden | For | For | Management | ||||
1h | Elect Director Tomislav Mihaljevic | For | For | Management | ||||
1i | Elect Director William J. Stromberg | For | For | Management | ||||
1j | Elect Director Phoebe L. Yang | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
GENERAL ELECTRIC CO.
Ticker: |
GE | Security ID: |
369604301 | |||
Meeting Date: |
MAY 03, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Stephen Angel | For | For | Management | ||||
1b | Elect Director Sebastien Bazin | For | For | Management | ||||
1c | Elect Director H. Lawrence Culp, Jr. | For | For | Management | ||||
1d | Elect Director Edward Garden | For | For | Management | ||||
1e | Elect Director Isabella Goren | For | For | Management | ||||
1f | Elect Director Thomas Horton | For | For | Management | ||||
1g | Elect Director Catherine Lesjak | For | For | Management | ||||
1h | Elect Director Darren McDew | For | For | Management | ||||
1i | Elect Director Paula Rosput Reynolds | For | For | Management | ||||
1j | Elect Director Jessica Uhl | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Hire Investment Bank to Explore Sale of Company | Against | Against | Shareholder | ||||
7 | Issue Audited Report on Fiduciary Relevance of Decarbonization Goal | Against | Against | Shareholder | ||||
8 | Issue Audited Report on Impact of IEA Net-Zero Emissions by 2050 Scenario | Against | Against | Shareholder |
Page 20
GLENCORE PLC
Ticker: |
GLEN | Security ID: |
G39420107 | |||
Meeting Date: |
MAY 26, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAY 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Reduction of Capital Contribution Reserves | For | For | Management | ||||
3 | Re-elect Kalidas Madhavpeddi as Director | For | For | Management | ||||
4 | Re-elect Gary Nagle as Director | For | For | Management | ||||
5 | Re-elect Peter Coates as Director | For | For | Management | ||||
6 | Re-elect Martin Gilbert as Director | For | For | Management | ||||
7 | Re-elect Gill Marcus as Director | For | For | Management | ||||
8 | Re-elect Cynthia Carroll as Director | For | For | Management | ||||
9 | Re-elect David Wormsley as Director | For | For | Management | ||||
10 | Elect Liz Hewitt as Director | For | For | Management | ||||
11 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
13 | Approve 2022 Climate Report | For | For | Management | ||||
14 | Approve Remuneration Report | For | For | Management | ||||
15 | Authorise Issue of Equity | For | For | Management | ||||
16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
18 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
19 | Resolution in Respect of the Next Climate Action Transition Plan | Against | Against | Shareholder |
GRUPO TELEVISA SAB
Ticker: |
TLEVISACPO | Security ID: |
40049J206 | |||
Meeting Date: |
APR 26, 2023 | Meeting Type: |
Annual/Special | |||
Record Date: |
MAR 27, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Elect and/or Ratify Directors Representing Series L Shareholders | For | For | Management | ||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
1 | Elect and/or Ratify Directors Representing Series D Shareholders | For | For | Management | ||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
1 | Present Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Present Boards Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information | For | For | Management | ||||
3 | Present Report on Activities and Operations Undertaken by Board | For | For | Management | ||||
4 | Present Report of Audit Committee | For | For | Management | ||||
5 | Present Report of Corporate Practices Committee | For | For | Management | ||||
6 | Present Report on Compliance with Fiscal Obligations | For | For | Management | ||||
7 | Approve Allocation of Income and Dividends | For | For | Management | ||||
8 | Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Boards Decisions on Share Repurchase and Sale of Treasury Shares | For | For | Management | ||||
9 | Elect and/or Ratify Directors, Secretary and Officers; Discharge them | For | For | Management | ||||
9.1 | Elect and/or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders | For | For | Management | ||||
9.2 | Elect and/or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders | For | For | Management | ||||
9.3 | Elect and/or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders | For | For | Management | ||||
9.4 | Elect and/or Ratify Michael T. Fries as Director Representing Series A Shareholders | For | For | Management | ||||
9.5 | Elect and/or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders | For | For | Management | ||||
9.6 | Elect and/or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders | For | For | Management | ||||
9.7 | Elect and/or Ratify Jon Feltheimer as Director Representing Series A Shareholders | For | For | Management | ||||
9.8 | Elect and/or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders | For | For | Management | ||||
9.9 | Elect and/or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders | For | For | Management | ||||
9.10 | Elect and/or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders | For | For | Management | ||||
9.11 | Elect and/or Ratify Denise Maerker Salmon as Director Representing Series A Shareholders | For | For | Management | ||||
9.12 | Elect and/or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders | For | For | Management | ||||
9.13 | Elect and/or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders | For | For | Management | ||||
9.14 | Elect and/or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders | For | For | Management | ||||
9.15 | Elect and/or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders | For | For | Management | ||||
9.16 | Elect and/orRatify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders | For | For | Management | ||||
9.17 | Elect and/orRatify David M. Zaslav as Director Representing Series D Shareholders | For | For | Management | ||||
9.18 | Elect and/orRatify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders | For | For | Management | ||||
9.19 | Elect and/orRatify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders | For | For | Management | ||||
9.20 | Elect and/orRatify Sebastian Mejia as Director Representing Series L Shareholders | For | For | Management | ||||
9.21 | Elect and/orRatify Julio Barba Hurtado as Alternate Director | For | For | Management | ||||
9.22 | Elect and/orRatify Jorge Agustin Lutteroth Echegoyen as Alternate Director | For | For | Management | ||||
9.23 | Elect and/orRatify Joaquin Balcarcel Santa Cruz as Alternate Director | For | For | Management | ||||
9.24 | Elect and/orRatify Luis Alejandro Bustos Olivares as Alternate Director | For | For | Management | ||||
9.25 | Elect and/orRatify Felix Jose Araujo Ramirez as Alternate Director | For | For | Management | ||||
9.26 | Elect and/orRatify Raul Morales Medrano as Alternate Director | For | For | Management | ||||
9.27 | Elect and/orRatify Herbert Allen, III (Alternate of Enrique Francisco Jose Senior Hernandez) as Alternate Director | For | For | Management | ||||
9.28 | Elect and/orRatify Emilio F. Azcarraga Jean as Board Chairman | For | For | Management | ||||
9.29 | Elect and/orRatify Ricardo Maldonado Yanez as Secretary | For | For | Management | ||||
10.1 | Elect and/orRatify Emilio F. Azcarraga Jean as Chairman of Executive Committee | For | For | Management | ||||
10.2 | Elect and/orRatify Alfonso de Angoitia Noriega of Executive Committee | For | For | Management | ||||
10.3 | Elect and/orRatify Bernando Gomez Martinez of Executive Committee | For | For | Management | ||||
10.4 | Elect and/orRatify Ricardo Maldonado Yanez as Secretary (Non-Member) of Executive Committee | For | For | Management | ||||
11.1 | Elect and/orRatify Guillermo Garcia Naranjo Alvarez as Chairman of Audit Committee | For | For | Management | ||||
11.2 | Elect and/orRatify Jose Luis Fernandez Fernandez as Member of Audit Committee | For | For | Management | ||||
11.3 | Elect and/or Ratify Francisco Jose Chevez Robelo as Member of Audit Committee | For | For | Management | ||||
12.1 | Elect and/or Ratify Jose Luis Fernandez Fernandez as Chairman of Corporate Practices Committee | For | For | Management | ||||
12.2 | Elect and/or Ratify Eduardo Tricio Haro as Member of Corporate Practices Committee | For | For | Management | ||||
12.3 | Elect and/or Ratify Guillermo Garcia Naranjo Alvarez as Member of Corporate Practices Committee | For | For | Management | ||||
13 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries | For | Against | Management | ||||
14 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
1 | Approve Cancellation of Shares and Consequently Reduction in Share Capital | For | For | Management | ||||
2 | Approve Partial Spin-Off to Form New Company | For | For | Management | ||||
3 | Amend Article 6 | For | Against | Management | ||||
4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
Page 21
GSK PLC
Ticker: |
GSK | Security ID: |
G3910J112 | |||
Meeting Date: |
JUL 06, 2022 | Meeting Type: |
Special | |||
Record Date: |
JUL 04, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Matters Relating to the Demerger of Haleon Group from the GSK Group | For | For | Management | ||||
2 | Approve the Related Party Transaction Arrangements | For | For | Management |
GSK PLC
Ticker: |
GSK | Security ID: |
G3910J179 | |||
Meeting Date: |
MAY 03, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 28, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Elect Julie Brown as Director | For | For | Management | ||||
4 | Elect Vishal Sikka as Director | For | For | Management | ||||
5 | Elect Elizabeth McKee Anderson as Director | For | For | Management | ||||
6 | Re-elect Sir Jonathan Symonds as Director | For | For | Management | ||||
7 | Re-elect Dame Emma Walmsley as Director | For | For | Management | ||||
8 | Re-elect Charles Bancroft as Director | For | For | Management | ||||
9 | Re-elect Hal Barron as Director | For | For | Management | ||||
10 | Re-elect Anne Beal as Director | For | For | Management | ||||
11 | Re-elect Harry Dietz as Director | For | For | Management | ||||
12 | Re-elect Jesse Goodman as Director | For | For | Management | ||||
13 | Re-elect Urs Rohner as Director | For | For | Management | ||||
14 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | Management | ||||
16 | Approve Amendments to the Remuneration Policy | For | For | Management | ||||
17 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
18 | Authorise Issue of Equity | For | For | Management | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
21 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
22 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors Reports | For | For | Management | ||||
23 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
Page 22
HALEON PLC
Ticker: |
HLN | Security ID: |
G4232K100 | |||
Meeting Date: |
APR 20, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 18, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Approve Final Dividend | For | For | Management | ||||
5 | Elect Sir Dave Lewis as Director | For | For | Management | ||||
6 | Elect Brian McNamara as Director | For | For | Management | ||||
7 | Elect Tobias Hestler as Director | For | For | Management | ||||
8 | Elect Vindi Banga as Director | For | For | Management | ||||
9 | Elect Marie-Anne Aymerich as Director | For | For | Management | ||||
10 | Elect Tracy Clarke as Director | For | For | Management | ||||
11 | Elect Dame Vivienne Cox as Director | For | For | Management | ||||
12 | Elect Asmita Dubey as Director | For | For | Management | ||||
13 | Elect Deirdre Mahlan as Director | For | For | Management | ||||
14 | Elect David Denton as Director | For | For | Management | ||||
15 | Elect Bryan Supran as Director | For | For | Management | ||||
16 | Appoint KPMG LLP as Auditors | For | For | Management | ||||
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | Management | ||||
18 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
19 | Authorise Issue of Equity | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
22 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management | ||||
23 | Approve Performance Share Plan | For | For | Management | ||||
24 | Approve Share Value Plan | For | For | Management | ||||
25 | Approve Deferred Annual Bonus Plan | For | For | Management | ||||
26 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
27 | Authorise Off-Market Purchase of Ordinary Shares from Pfizer | For | For | Management | ||||
28 | Authorise Off-Market Purchase of Ordinary Shares from GSK Shareholders | For | For | Management | ||||
29 | Approve Waiver of Rule 9 of the Takeover Code | For | For | Management |
HOLCIM, LTD.
Ticker: |
HOLN | Security ID: |
H3816Q102 | |||
Meeting Date: |
MAY 04, 2023 | Meeting Type: |
Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
1.2 | Approve Remuneration Report | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3.1 | Approve Allocation of Income | For | For | Management | ||||
3.2 | Approve Dividends of CHF 2.50 per Share from Capital Contribution Reserves | For | For | Management | ||||
4.1 | Amend Corporate Purpose | For | For | Management | ||||
4.2 | Amend Articles Re: Shares and Share Register | For | For | Management | ||||
4.3 | Amend Articles of Association (Incl. Approval of Virtual-Only or Hybrid Shareholder Meetings) | For | Against | Management | ||||
4.4 | Amend Articles Re: Restriction on Share Transferability | For | For | Management | ||||
4.5 | Amend Articles Re: Board of Directors; Compensation; External Mandates for Members of the Board of Directors and Executive Committee | For | For | Management | ||||
5.1.1 | Re-elect Jan Jenisch as Director and Elect as Board Chair | For | For | Management | ||||
5.1.2 | Re-elect Philippe Block as Director | For | For | Management | ||||
5.1.3 | Re-elect Kim Fausing as Director | For | For | Management | ||||
5.1.4 | Re-elect Leanne Geale as Director | For | For | Management | ||||
5.1.5 | Re-elect Naina Kidwai as Director | For | For | Management | ||||
5.1.6 | Re-elect Ilias Laeber as Director | For | For | Management | ||||
5.1.7 | Re-elect Juerg Oleas as Director | For | For | Management | ||||
5.1.8 | Re-elect Claudia Ramirez as Director | For | For | Management | ||||
5.1.9 | Re-elect Hanne Sorensen as Director | For | For | Management | ||||
5.2.1 | Reappoint Ilias Laeber as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.2.2 | Reappoint Juerg Oleas as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.2.3 | Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.2.4 | Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.3.1 | Ratify Ernst & Young AG as Auditors | For | For | Management | ||||
5.3.2 | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | For | For | Management | ||||
6.1 | Approve Remuneration of Directors in the Amount of CHF 3 Million | For | For | Management | ||||
6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 36 Million | For | For | Management | ||||
7 | Approve CHF 80 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Approve Climate Report | For | For | Management | ||||
9 | Transact Other Business (Voting) | For | Against | Management |
Page 23
ICICI BANK, LTD.
Ticker: |
532174 | Security ID: |
Y3860Z132 | |||
Meeting Date: |
AUG 30, 2022 | Meeting Type: |
Annual | |||
Record Date: |
AUG 23, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Dividend | For | For | Management | ||||
3 | Re-elect Sandeep Batra as Director | For | For | Management | ||||
4 | Approve MSKA & Associates, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Approve KKC & Associates LLP, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Re-elect Neelam Dhawan as Director | For | For | Management | ||||
7 | Re-elect Uday Chitale as Director | For | For | Management | ||||
8 | Re-elect Radhakrishnan Nair as Director | For | For | Management | ||||
9 | Elect Rakesh Jha as Director | For | For | Management | ||||
10 | Approve Appointment and Remuneration of Rakesh Jha as Whole Time Director Designated as Executive Director | For | For | Management | ||||
11 | Approve Revision in the Remuneration of Sandeep Bakhshi as Managing Director & Chief Executive Officer (MD & CEO) | For | For | Management | ||||
12 | Approve Revision in the Remuneration of Anup Bagchi as Executive Director | For | For | Management | ||||
13 | Approve Revision in the Remuneration of Sandeep Batra as Executive Director | For | For | Management | ||||
14 | Approve Revision in the Remuneration of Vishakha Mulye as Erstwhile Executive Director | For | For | Management | ||||
15 | Approve Material Related Party Transactions for Current Account Deposits | For | For | Management | ||||
16 | Approve Material Related Party Transactions for Subscription of Securities Issued by Related Parties and Purchase of Securities from Related Parties | For | For | Management | ||||
17 | Approve Material Related Party Transactions for Sale of Securities to Related Parties | For | For | Management | ||||
18 | Approve Material Related Party Transactions for Fund Based and Non-Fund Based Credit Facilities | For | For | Management | ||||
19 | Approve Material Related Party Transactions for Repurchase Transactions and Other Permitted Short-Term Borrowing Transactions | For | For | Management | ||||
20 | Approve Material Related Party Transactions for Reverse Repurchase Transactions and Other Permitted Short-Term Lending Transactions | For | For | Management | ||||
21 | Approve Material Related Party Transactions for Availing Manpower Services for Certain Activities of the Bank | For | For | Management | ||||
22 | Approve Material Related Party Transactions for Availing Insurance Services | For | For | Management | ||||
23 | Approve and Adopt ICICI Bank Employees Stock Unit Scheme - 2022 | For | For | Management | ||||
24 | Approve Grant of Units to Eligible Employees of Select Unlisted Wholly Owned Subsidiaries Under ICICI Bank Employees Stock Unit Scheme - 2022 | For | For | Management |
INCYTE CORP.
Ticker: |
INCY | Security ID: |
45337C102 | |||
Meeting Date: |
JUN 14, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 18, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Julian C. Baker | For | For | Management | ||||
1.2 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.3 | Elect Director Otis W. Brawley | For | For | Management | ||||
1.4 | Elect Director Paul J. Clancy | For | For | Management | ||||
1.5 | Elect Director Jacqualyn A. Fouse | For | For | Management | ||||
1.6 | Elect Director Edmund P. Harrigan | For | For | Management | ||||
1.7 | Elect Director Katherine A. High | For | For | Management | ||||
1.8 | Elect Director Herve Hoppenot | For | For | Management | ||||
1.9 | Elect Director Susanne Schaffert | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
Page 24
ITAU UNIBANCO HOLDING SA
Ticker: |
ITUB4 | Security ID: |
P5968U113 | |||
Meeting Date: |
APR 25, 2023 | Meeting Type: |
Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Against | Management | ||||
2 | Elect Igor Barenboim as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder | None | For | Shareholder |
JACKSON FINANCIAL, INC.
Ticker: |
JXN | Security ID: |
46817M107 | |||
Meeting Date: |
MAY 19, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Lily Fu Claffee | For | For | Management | ||||
1b | Elect Director Gregory T. Durant | For | For | Management | ||||
1c | Elect Director Steven A. Kandarian | For | For | Management | ||||
1d | Elect Director Derek G. Kirkland | For | For | Management | ||||
1e | Elect Director Drew E. Lawton | For | For | Management | ||||
1f | Elect Director Martin J. Lippert | For | For | Management | ||||
1g | Elect Director Russell G. Noles | For | For | Management | ||||
1h | Elect Director Laura L. Prieskorn | For | For | Management | ||||
1i | Elect Director Esta E. Stecher | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
Page 25
JD.COM, INC.
Ticker: |
9618 | Security ID: |
47215P106 | |||
Meeting Date: |
JUN 21, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAY 19, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Amend Memorandum of Association and Articles of Association | For | Against | Management |
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: |
JCI | Security ID: |
G51502105 | |||
Meeting Date: |
MAR 08, 2023 | Meeting Type: |
Annual | |||
Record Date: |
JAN 05, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean Blackwell | For | For | Management | ||||
1b | Elect Director Pierre Cohade | For | For | Management | ||||
1c | Elect Director Michael E. Daniels | For | For | Management | ||||
1d | Elect Director W. Roy Dunbar | For | For | Management | ||||
1e | Elect Director Gretchen R. Haggerty | For | For | Management | ||||
1f | Elect Director Ayesha Khanna | For | For | Management | ||||
1g | Elect Director Simone Menne | For | For | Management | ||||
1h | Elect Director George R. Oliver | For | For | Management | ||||
1i | Elect Director Jurgen Tinggren | For | For | Management | ||||
1j | Elect Director Mark Vergnano | For | For | Management | ||||
1k | Elect Director John D. Young | For | For | Management | ||||
2a | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
2b | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
3 | Authorize Market Purchases of Company Shares | For | For | Management | ||||
4 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Approve the Directors Authority to Allot Shares | For | For | Management | ||||
8 | Approve the Disapplication of Statutory Pre-Emption Rights | For | For | Management |
Page 26
LYONDELLBASELL INDUSTRIES NV
Ticker: |
LYB | Security ID: |
N53745100 | |||
Meeting Date: |
MAY 19, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jacques Aigrain | For | For | Management | ||||
1b | Elect Director Lincoln Benet | For | For | Management | ||||
1c | Elect Director Robin Buchanan | For | For | Management | ||||
1d | Elect Director Anthony (Tony) Chase | For | For | Management | ||||
1e | Elect Director Robert (Bob) Dudley | For | For | Management | ||||
1f | Elect Director Claire Farley | For | For | Management | ||||
1g | Elect Director Rita Griffin | For | For | Management | ||||
1h | Elect Director Michael Hanley | For | For | Management | ||||
1i | Elect Director Virginia Kamsky | For | For | Management | ||||
1j | Elect Director Albert Manifold | For | For | Management | ||||
1k | Elect Director Peter Vanacker | For | For | Management | ||||
2 | Approve Discharge of Directors | For | For | Management | ||||
3 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
9 | Approve Cancellation of Shares | For | For | Management |
META PLATFORMS, INC.
Ticker: |
META | Security ID: |
30303M102 | |||
Meeting Date: |
MAY 31, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 06, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Peggy Alford | For | For | Management | ||||
1.2 | Elect Director Marc L. Andreessen | For | For | Management | ||||
1.3 | Elect Director Andrew W. Houston | For | For | Management | ||||
1.4 | Elect Director Nancy Killefer | For | For | Management | ||||
1.5 | Elect Director Robert M. Kimmitt | For | For | Management | ||||
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management | ||||
1.7 | Elect Director Tracey T. Travis | For | For | Management | ||||
1.8 | Elect Director Tony Xu | For | For | Management | ||||
1.9 | Elect Director Mark Zuckerberg | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Report on Government Take Down Requests | Against | Against | Shareholder | ||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder | ||||
5 | Report on Human Rights Impact Assessment of Targeted Advertising | Against | Against | Shareholder | ||||
6 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
7 | Report on Allegations of Political Entanglement and Content Management Biases in India | Against | Against | Shareholder | ||||
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Against | Against | Shareholder | ||||
9 | Report on Data Privacy regarding Reproductive Healthcare | Against | Against | Shareholder | ||||
10 | Report on Enforcement of Community Standards and User Content | Against | Against | Shareholder | ||||
11 | Report on Child Safety and Harm Reduction | Against | Against | Shareholder | ||||
12 | Report on Executive Pay Calibration to Externalized Costs | Against | Against | Shareholder | ||||
13 | Commission Independent Review of Audit & Risk Oversight Committee | Against | Against | Shareholder |
Page 27
METLIFE, INC.
Ticker: |
MET | Security ID: |
59156R108 | |||
Meeting Date: |
JUN 20, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 21, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Cheryl W. Grise | For | For | Management | ||||
1b | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
1c | Elect Director Carla A. Harris | For | For | Management | ||||
1d | Elect Director Gerald L. Hassell | For | For | Management | ||||
1e | Elect Director David L. Herzog | For | For | Management | ||||
1f | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1g | Elect Director Jeh C. Johnson | For | For | Management | ||||
1h | Elect Director Edward J. Kelly, III | For | For | Management | ||||
1i | Elect Director William E. Kennard | For | For | Management | ||||
1j | Elect Director Michel A. Khalaf | For | For | Management | ||||
1k | Elect Director Catherine R. Kinney | For | For | Management | ||||
1l | Elect Director Diana L. McKenzie | For | For | Management | ||||
1m | Elect Director Denise M. Morrison | For | For | Management | ||||
1n | Elect Director Mark A. Weinberger | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MICRO FOCUS INTERNATIONAL PLC
Ticker: |
MCRO | Security ID: |
G6117L194 | |||
Meeting Date: |
OCT 18, 2022 | Meeting Type: |
Court | |||
Record Date: |
OCT 14, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Scheme of Arrangement | For | For | Management |
Page 28
MICRO FOCUS INTERNATIONAL PLC
Ticker: |
MCRO | Security ID: |
G6117L194 | |||
Meeting Date: |
OCT 18, 2022 | Meeting Type: |
Special | |||
Record Date: |
OCT 14, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Matters Relating to the Recommended Acquisition of MICRO FOCUS INTERNATIONAL PLC by OpenText Corporation | For | For | Management |
MICROCHIP TECHNOLOGY, INC.
Ticker: |
MCHP | Security ID: |
595017104 | |||
Meeting Date: |
AUG 23, 2022 | Meeting Type: |
Annual | |||
Record Date: |
JUN 24, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Matthew W. Chapman | For | For | Management | ||||
1.2 | Elect Director Esther L. Johnson | For | For | Management | ||||
1.3 | Elect Director Karlton D. Johnson | For | For | Management | ||||
1.4 | Elect Director Wade F. Meyercord | For | For | Management | ||||
1.5 | Elect Director Ganesh Moorthy | For | For | Management | ||||
1.6 | Elect Director Karen M. Rapp | For | For | Management | ||||
1.7 | Elect Director Steve Sanghi | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
Page 29
MICROSOFT CORP.
Ticker: |
MSFT | Security ID: |
594918104 | |||
Meeting Date: |
DEC 13, 2022 | Meeting Type: |
Annual | |||
Record Date: |
OCT 12, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Reid G. Hoffman | For | For | Management | ||||
1.2 | Elect Director Hugh F. Johnston | For | For | Management | ||||
1.3 | Elect Director Teri L. List | For | For | Management | ||||
1.4 | Elect Director Satya Nadella | For | For | Management | ||||
1.5 | Elect Director Sandra E. Peterson | For | For | Management | ||||
1.6 | Elect Director Penny S. Pritzker | For | For | Management | ||||
1.7 | Elect Director Carlos A. Rodriguez | For | For | Management | ||||
1.8 | Elect Director Charles W. Scharf | For | For | Management | ||||
1.9 | Elect Director John W. Stanton | For | For | Management | ||||
1.10 | Elect Director John W. Thompson | For | For | Management | ||||
1.11 | Elect Director Emma N. Walmsley | For | For | Management | ||||
1.12 | Elect Director Padmasree Warrior | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Against | Against | Shareholder | ||||
5 | Report on Hiring of Persons with Arrest or Incarceration Records | Against | Against | Shareholder | ||||
6 | Assess and Report on the Companys Retirement Funds Management of Systemic Climate Risk | Against | Against | Shareholder | ||||
7 | Report on Government Use of Microsoft Technology | Against | Against | Shareholder | ||||
8 | Report on Development of Products for Military | Against | Against | Shareholder | ||||
9 | Report on Tax Transparency | Against | Against | Shareholder |
MITSUBISHI CHEMICAL GROUP CORP.
Ticker: |
4188 | Security ID: |
J44046100 | |||
Meeting Date: |
JUN 27, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 31, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Jean-Marc Gilson | For | For | Management | ||||
1.2 | Elect Director Fujiwara, Ken | For | For | Management | ||||
1.3 | Elect Director Glenn H. Fredrickson | For | For | Management | ||||
1.4 | Elect Director Fukuda, Nobuo | For | For | Management | ||||
1.5 | Elect Director Hashimoto, Takayuki | For | For | Management | ||||
1.6 | Elect Director Hodo, Chikatomo | For | For | Management | ||||
1.7 | Elect Director Kikuchi, Kiyomi | For | For | Management | ||||
1.8 | Elect Director Yamada, Tatsumi | For | For | Management |
Page 30
MITSUBISHI ELECTRIC CORP.
Ticker: |
6503 | Security ID: |
J43873116 | |||
Meeting Date: |
JUN 29, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 31, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Yabunaka, Mitoji | For | For | Management | ||||
1.2 | Elect Director Watanabe, Kazunori | For | For | Management | ||||
1.3 | Elect Director Koide, Hiroko | For | For | Management | ||||
1.4 | Elect Director Kosaka, Tatsuro | For | For | Management | ||||
1.5 | Elect Director Yanagi, Hiroyuki | For | For | Management | ||||
1.6 | Elect Director Egawa, Masako | For | For | Management | ||||
1.7 | Elect Director Matsuyama, Haruka | For | For | Management | ||||
1.8 | Elect Director Uruma, Kei | For | For | Management | ||||
1.9 | Elect Director Kawagoishi, Tadashi | For | For | Management | ||||
1.10 | Elect Director Masuda, Kuniaki | For | For | Management | ||||
1.11 | Elect Director Nagasawa, Jun | For | For | Management | ||||
1.12 | Elect Director Takeda, Satoshi | For | For | Management |
MOLSON COORS BEVERAGE CO.
Ticker: |
TAP | Security ID: |
60871R209 | |||
Meeting Date: |
MAY 17, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Roger G. Eaton | For | For | Management | ||||
1.2 | Elect Director Charles M. Herington | For | For | Management | ||||
1.3 | Elect Director H. Sanford Riley | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
Page 31
NETEASE, INC.
Ticker: |
9999 | Security ID: |
64110W102 | |||
Meeting Date: |
JUN 15, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAY 16, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect William Lei Ding as Director | For | For | Management | ||||
1b | Elect Grace Hui Tang as Director | For | For | Management | ||||
1c | Elect Alice Yu-Fen Cheng as Director | For | For | Management | ||||
1d | Elect Joseph Tze Kay Tong as Director | For | For | Management | ||||
1e | Elect Michael Man Kit Leung as Director | For | For | Management | ||||
2 | Ratify Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | For | For | Management | ||||
3 | Amend Companys Amended and Restated Memorandum and Articles of Association | For | For | Management | ||||
4 | Approve Amended and Restated 2019 Share Incentive Plan | For | For | Management |
NOVARTIS AG
Ticker: |
NOVN | Security ID: |
H5820Q150 | |||
Meeting Date: |
MAR 07, 2023 | Meeting Type: |
Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 3.20 per Share | For | For | Management | ||||
4 | Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | For | For | Management | ||||
6.1 | Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings | For | Against | Management | ||||
6.2 | Amend Articles of Association | For | For | Management | ||||
6.3 | Amend Articles of Association | For | For | Management | ||||
7.1 | Approve Remuneration of Directors in the Amount of CHF 8.8 Million | For | For | Management | ||||
7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million | For | For | Management | ||||
7.3 | Approve Remuneration Report | For | For | Management | ||||
8.1 | Re-elect Joerg Reinhardt as Director and Board Chair | For | For | Management | ||||
8.2 | Re-elect Nancy Andrews as Director | For | For | Management | ||||
8.3 | Re-elect Ton Buechner as Director | For | For | Management | ||||
8.4 | Re-elect Patrice Bula as Director | For | For | Management | ||||
8.5 | Re-elect Elizabeth Doherty as Director | For | For | Management | ||||
8.6 | Re-elect Bridgette Heller as Director | For | For | Management | ||||
8.7 | Re-elect Daniel Hochstrasser as Director | For | For | Management | ||||
8.8 | Re-elect Frans van Houten as Director | For | For | Management | ||||
8.9 | Re-elect Simon Moroney as Director | For | For | Management | ||||
8.10 | Re-elect Ana de Pro Gonzalo as Director | For | For | Management | ||||
8.11 | Re-elect Charles Sawyers as Director | For | For | Management | ||||
8.12 | Re-elect William Winters as Director | For | For | Management | ||||
8.13 | Elect John Young as Director | For | For | Management | ||||
9.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Management | ||||
9.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | For | For | Management | ||||
9.3 | Reappoint Simon Moroney as Member of the Compensation Committee | For | For | Management | ||||
9.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | Management | ||||
10 | Ratify KPMG AG as Auditors | For | For | Management | ||||
11 | Designate Peter Zahn as Independent Proxy | For | For | Management | ||||
12 | Transact Other Business (Voting) | For | Against | Management |
Page 32
NUTRIEN, LTD.
Ticker: |
NTR | Security ID: |
67077M108 | |||
Meeting Date: |
MAY 10, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Christopher M. Burley | For | For | Management | ||||
1.2 | Elect Director Maura J. Clark | For | For | Management | ||||
1.3 | Elect Director Russell K. Girling | For | For | Management | ||||
1.4 | Elect Director Michael J. Hennigan | For | For | Management | ||||
1.5 | Elect Director Miranda C. Hubbs | For | For | Management | ||||
1.6 | Elect Director Raj S. Kushwaha | For | For | Management | ||||
1.7 | Elect Director Alice D. Laberge | For | For | Management | ||||
1.8 | Elect Director Consuelo E. Madere | For | For | Management | ||||
1.9 | Elect Director Keith G. Martell | For | For | Management | ||||
1.10 | Elect Director Aaron W. Regent | For | For | Management | ||||
1.11 | Elect Director Ken A. Seitz | For | For | Management | ||||
1.12 | Elect Director Nelson L. C. Silva | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
OCCIDENTAL PETROLEUM CORP.
Ticker: |
OXY | Security ID: |
674599105 | |||
Meeting Date: |
MAY 05, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Vicky A. Bailey | For | For | Management | ||||
1b | Elect Director Andrew Gould | For | For | Management | ||||
1c | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
1d | Elect Director Vicki Hollub | For | For | Management | ||||
1e | Elect Director William R. Klesse | For | For | Management | ||||
1f | Elect Director Jack B. Moore | For | For | Management | ||||
1g | Elect Director Claire ONeill | For | For | Management | ||||
1h | Elect Director Avedick B. Poladian | For | For | Management | ||||
1i | Elect Director Ken Robinson | For | For | Management | ||||
1j | Elect Director Robert M. Shearer | For | For | Management | ||||
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder |
Page 33
OVINTIV, INC.
Ticker: |
OVV | Security ID: |
69047Q102 | |||
Meeting Date: |
MAY 03, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Peter A.Dea | For | For | Management | ||||
1b | Elect Director Meg A. Gentle | For | For | Management | ||||
1c | Elect Director Ralph Izzo | For | For | Management | ||||
1d | Elect Director Howard J. Mayson | For | For | Management | ||||
1e | Elect Director Brendan M. McCracken | For | For | Management | ||||
1f | Elect Director Lee A. McIntire | For | For | Management | ||||
1g | Elect Director Katherine L. Minyard | For | For | Management | ||||
1h | Elect Director Steven W. Nance | For | For | Management | ||||
1i | Elect Director Suzanne P. Nimocks | For | For | Management | ||||
1j | Elect Director George L. Pita | For | For | Management | ||||
1k | Elect Director Thomas G. Ricks | For | For | Management | ||||
1l | Elect Director Brian G. Shaw | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
PROSUS NV
Ticker: |
PRX | Security ID: |
N7163R103 | |||
Meeting Date: |
AUG 24, 2022 | Meeting Type: |
Annual | |||
Record Date: |
JUL 27, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Adopt Financial Statements | For | For | Management | ||||
4 | Approve Allocation of Income | For | For | Management | ||||
5 | Approve Discharge of Executive Directors | For | For | Management | ||||
6 | Approve Discharge of Non-Executive Directors | For | For | Management | ||||
7 | Approve Remuneration Policy for Executive and Non-Executive Directors | For | For | Management | ||||
8 | Elect Sharmistha Dubey as Non-Executive Director | For | For | Management | ||||
9.1 | Re-elect JP Bekker as Non-Executive Director | For | For | Management | ||||
9.2 | Re-elect D Meyer as Non-Executive Director | For | For | Management | ||||
9.3 | Re-elect SJZ Pacak as Non-Executive Director | For | For | Management | ||||
9.4 | Re-elect JDT Stofberg as Non-Executive Director | For | For | Management | ||||
10 | Ratify Deloitte Accountants B.V. as Auditors | For | For | Management | ||||
11 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Pre-emptive Rights | For | For | Management | ||||
12 | Authorize Repurchase of Shares | For | For | Management | ||||
13 | Approve Reduction in Share Capital Through Cancellation of Shares | For | For | Management | ||||
14 | Discuss Voting Results (Non-Voting) | None | None | Management | ||||
15 | Close Meeting (Non-Voting) | None | None | Management |
Page 34
PRUDENTIAL PLC
Ticker: |
PRU | Security ID: |
G72899100 | |||
Meeting Date: |
MAY 25, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAY 23, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Elect Arijit Basu as Director | For | For | Management | ||||
5 | Elect Claudia Dyckerhoff as Director | For | For | Management | ||||
6 | Elect Anil Wadhwani as Director | For | For | Management | ||||
7 | Re-elect Shriti Vadera as Director | For | For | Management | ||||
8 | Re-elect Jeremy Anderson as Director | For | For | Management | ||||
9 | Re-elect Chua Sock Koong as Director | For | For | Management | ||||
10 | Re-elect David Law as Director | For | For | Management | ||||
11 | Re-elect Ming Lu as Director | For | For | Management | ||||
12 | Re-elect George Sartorel as Director | For | For | Management | ||||
13 | Re-elect Jeanette Wong as Director | For | For | Management | ||||
14 | Re-elect Amy Yip as Director | For | For | Management | ||||
15 | Appoint Ernst & Young LLP as Auditors | For | For | Management | ||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
17 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
18 | Approve Sharesave Plan | For | For | Management | ||||
19 | Approve Long Term Incentive Plan | For | For | Management | ||||
20 | Approve International Savings-Related Share Option Scheme for Non-Employees | For | For | Management | ||||
21 | Approve the ISSOSNE Service Provider Sublimit | For | For | Management | ||||
22 | Approve Agency Long Term Incentive Plan | For | For | Management | ||||
23 | Approve the Agency LTIP Service Provider Sublimit | For | For | Management | ||||
24 | Authorise Issue of Equity | For | For | Management | ||||
25 | Authorise Issue of Equity to Include Repurchased Shares | For | For | Management | ||||
26 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
27 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
28 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
29 | Adopt New Articles of Association | For | For | Management | ||||
30 | Authorise the Company to Call General | For | For | Management | ||||
Meeting with Two Weeks Notice |
RAYTHEON TECHNOLOGIES CORP.
Ticker: |
RTX | Security ID: |
75513E101 | |||
Meeting Date: |
MAY 02, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Tracy A. Atkinson | For | For | Management | ||||
1b | Elect Director Leanne G. Caret | For | For | Management | ||||
1c | Elect Director Bernard A. Harris, Jr. | For | For | Management | ||||
1d | Elect Director Gregory J. Hayes | For | For | Management | ||||
1e | Elect Director George R. Oliver | For | For | Management | ||||
1f | Elect Director Robert K. (Kelly) Ortberg | For | For | Management | ||||
1g | Elect Director Dinesh C. Paliwal | For | For | Management | ||||
1h | Elect Director Ellen M. Pawlikowski | For | For | Management | ||||
1i | Elect Director Denise L. Ramos | For | For | Management | ||||
1j | Elect Director Fredric G. Reynolds | For | For | Management | ||||
1k | Elect Director Brian C. Rogers | For | For | Management | ||||
1l | Elect Director James A. Winnefeld, Jr. | For | For | Management | ||||
1m | Elect Director Robert O. Work | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||
6 | Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer | For | For | Management | ||||
7 | Require Independent Board Chair | Against | Against | Shareholder | ||||
8 | Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal | Against | Against | Shareholder |
Page 35
REGENERON PHARMACEUTICALS, INC.
Ticker: |
REGN | Security ID: |
75886F107 | |||
Meeting Date: |
JUN 09, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 11, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Joseph L. Goldstein | For | For | Management | ||||
1b | Elect Director Christine A. Poon | For | For | Management | ||||
1c | Elect Director Craig B. Thompson | For | For | Management | ||||
1d | Elect Director Huda Y. Zoghbi | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Report on Impact of Extended Patent | Against | Against | Shareholder | ||||
Exclusivities on Product Access |
SANOFI
Ticker: |
SAN | Security ID: |
F5548N101 | |||
Meeting Date: |
MAY 25, 2023 | Meeting Type: |
Annual/Special | |||
Record Date: |
MAY 23, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 3.56 per Share | For | For | Management | ||||
4 | Elect Frederic Oudea as Director | For | For | Management | ||||
5 | Approve Compensation Report of Corporate Officers | For | For | Management | ||||
6 | Approve Compensation of Serge Weinberg, Chairman of the Board | For | For | Management | ||||
7 | Approve Compensation of Paul Hudson, CEO | For | For | Management | ||||
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million | For | For | Management | ||||
9 | Approve Remuneration Policy of Directors | For | For | Management | ||||
10 | Approve Remuneration Policy of Chairman of the Board | For | For | Management | ||||
11 | Approve Remuneration Policy of CEO | For | For | Management | ||||
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | For | For | Management | ||||
13 | Ratify Change Location of Registered Office to 46, Avenue de la Grande Armee, 75017 Paris and Amend Article 4 of Bylaws Accordingly | For | For | Management | ||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million | For | For | Management | ||||
17 | Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million | For | For | Management | ||||
18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | For | For | Management | ||||
19 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | For | For | Management | ||||
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | For | For | Management | ||||
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Management | ||||
22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
24 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 36
STANDARD CHARTERED PLC
Ticker: |
STAN | Security ID: |
G84228157 | |||
Meeting Date: |
MAY 03, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAY 01, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Jackie Hunt as Director | For | For | Management | ||||
5 | Elect Linda Yueh as Director | For | For | Management | ||||
6 | Re-elect Shirish Apte as Director | For | For | Management | ||||
7 | Re-elect David Conner as Director | For | For | Management | ||||
8 | Re-elect Andy Halford as Director | For | For | Management | ||||
9 | Re-elect Gay Huey Evans as Director | For | For | Management | ||||
10 | Re-elect Robin Lawther as Director | For | For | Management | ||||
11 | Re-elect Maria Ramos as Director | For | For | Management | ||||
12 | Re-elect Phil Rivett as Director | For | For | Management | ||||
13 | Re-elect David Tang as Director | For | For | Management | ||||
14 | Re-elect Carlson Tong as Director | For | For | Management | ||||
15 | Re-elect Jose Vinals as Director | For | For | Management | ||||
16 | Re-elect Bill Winters as Director | For | For | Management | ||||
17 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
20 | Authorise Board to Offer Scrip Dividend | For | For | Management | ||||
21 | Approve Sharesave Plan | For | For | Management | ||||
22 | Authorise Issue of Equity | For | For | Management | ||||
23 | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 28 | For | For | Management | ||||
24 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | For | For | Management | ||||
25 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
27 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | For | For | Management | ||||
28 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
29 | Authorise Market Purchase of Preference Shares | For | For | Management | ||||
30 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management | ||||
31 | Adopt New Articles of Association | For | For | Management |
STELLANTIS NV
Ticker: |
STLAM | Security ID: |
N82405106 | |||
Meeting Date: |
APR 13, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 16, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting (Non-Voting) | None | None | Management | ||||
2.a | Receive Report of Board of Directors (Non-Voting) | None | None | Management | ||||
2.b | Receive Explanation on Companys Reserves and Dividend Policy (Non-Voting) | None | None | Management | ||||
2.c | Approve Remuneration Report Excluding Pre-Merger Legacy Matters | For | For | Management | ||||
2.d | Approve Remuneration Report on the Pre-Merger Legacy Matters | For | For | Management | ||||
2.e | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
2.f | Approve Dividends of EUR 1.34 Per Share | For | For | Management | ||||
2g | Approve Discharge of Directors | For | For | Management | ||||
3 | Elect Benoit Ribadeau-Dumas as Non-Executive Director | For | For | Management | ||||
4.a | Ratify Ernst & Young Accountants LLP as Auditors for the Financial Year 2023 | For | For | Management | ||||
4.b | Ratify Deloitte Accountants B.V. as Auditors for the Financial Year 2024 | For | For | Management | ||||
5 | Amend Remuneration Policy | For | For | Management | ||||
6.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | For | For | Management | ||||
6.b | Authorize Board to Exclude Pre-emptive Rights from Share Issuances | For | For | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Approve Cancellation of Common Shares | For | For | Management | ||||
9 | Close Meeting (Non-Voting) | None | None | Management |
Page 37
SUNCOR ENERGY, INC.
Ticker: |
SU | Security ID: |
867224107 | |||
Meeting Date: |
MAY 09, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 14, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Ian R. Ashby | For | For | Management | ||||
1.2 | Elect Director Patricia M. Bedient | For | For | Management | ||||
1.3 | Elect Director Russell K. Girling | For | For | Management | ||||
1.4 | Elect Director Jean Paul (JP) Gladu | For | For | Management | ||||
1.5 | Elect Director Dennis M. Houston | For | For | Management | ||||
1.6 | Elect Director Richard M. Kruger | For | For | Management | ||||
1.7 | Elect Director Brian P. MacDonald | For | For | Management | ||||
1.8 | Elect Director Lorraine Mitchelmore | For | For | Management | ||||
1.9 | Elect Director Daniel Romasko | For | For | Management | ||||
1.10 | Elect Director Christopher R. Seasons | For | For | Management | ||||
1.11 | Elect Director M. Jacqueline Sheppard | For | For | Management | ||||
1.12 | Elect Director Eira M. Thomas | For | For | Management | ||||
1.13 | Elect Director Michael M. Wilson | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | SP 1: Report on Alignment of Capital Expenditure Plans with 2030 Emissions Reductions Target and 2050 Net Zero Pledge | Against | Against | Shareholder |
T-MOBILE US, INC.
Ticker: |
TMUS | Security ID: |
872590104 | |||
Meeting Date: |
JUN 16, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 17, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Andre Almeida | For | For | Management | ||||
1.2 | Elect Director Marcelo Claure | For | For | Management | ||||
1.3 | Elect Director Srikant M. Datar | For | For | Management | ||||
1.4 | Elect Director Srinivasan Gopalan | For | For | Management | ||||
1.5 | Elect Director Timotheus Hottges | For | For | Management | ||||
1.6 | Elect Director Christian P. Illek | For | For | Management | ||||
1.7 | Elect Director Raphael Kubler | For | For | Management | ||||
1.8 | Elect Director Thorsten Langheim | For | For | Management | ||||
1.9 | Elect Director Dominique Leroy | For | For | Management | ||||
1.10 | Elect Director Letitia A. Long | For | For | Management | ||||
1.11 | Elect Director G. Michael Sievert | For | For | Management | ||||
1.12 | Elect Director Teresa A. Taylor | For | For | Management | ||||
1.13 | Elect Director Kelvin R. Westbrook | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
Page 38
TE CONNECTIVITY, LTD.
Ticker: |
TEL | Security ID: |
H84989104 | |||
Meeting Date: |
MAR 15, 2023 | Meeting Type: |
Annual | |||
Record Date: |
FEB 23, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean-Pierre Clamadieu | For | For | Management | ||||
1b | Elect Director Terrence R. Curtin | For | For | Management | ||||
1c | Elect Director Carol A. (John) Davidson | For | For | Management | ||||
1d | Elect Director Lynn A. Dugle | For | For | Management | ||||
1e | Elect Director William A. Jeffrey | For | For | Management | ||||
1f | Elect Director Syaru Shirley Lin | For | For | Management | ||||
1g | Elect Director Thomas J. Lynch | For | For | Management | ||||
1h | Elect Director Heath A. Mitts | For | For | Management | ||||
1i | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||
1j | Elect Director Mark C. Trudeau | For | For | Management | ||||
1k | Elect Director Dawn C. Willoughby | For | For | Management | ||||
1l | Elect Director Laura H. Wright | For | For | Management | ||||
2 | Elect Board Chairman Thomas J. Lynch | For | For | Management | ||||
3a | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | For | For | Management | ||||
3b | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | For | For | Management | ||||
3c | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | For | For | Management | ||||
4 | Designate Rene Schwarzenbach as Independent Proxy | For | For | Management | ||||
5.1 | Accept Annual Report for Fiscal Year Ended September 30, 2022 | For | For | Management | ||||
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 30, 2022 | For | For | Management | ||||
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 30, 2022 | For | For | Management | ||||
6 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023 | For | For | Management | ||||
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | For | For | Management | ||||
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Approve Remuneration Report | For | For | Management | ||||
11 | Approve Remuneration of Executive Management in the Amount of USD 53.5 Million | For | For | Management | ||||
12 | Approve Remuneration of Board of Directors in the Amount of USD 4.1 Million | For | For | Management | ||||
13 | Approve Allocation of Available Earnings at September 30, 2022 | For | For | Management | ||||
14 | Approve Declaration of Dividend | For | For | Management | ||||
15 | Authorize Share Repurchase Program | For | For | Management | ||||
16 | Approve Reduction in Share Capital via Cancelation of Shares | For | For | Management | ||||
17 | Amend Articles to Reflect Changes in Capital | For | For | Management |
TECK RESOURCES, LTD.
Ticker: |
TECK.B | Security ID: |
878742204 | |||
Meeting Date: |
APR 26, 2023 | Meeting Type: |
Annual/Special | |||
Record Date: |
MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Arnoud J. Balhuizen | For | For | Management | ||||
1.2 | Elect Director Harry Red M. Conger, IV | For | For | Management | ||||
1.3 | Elect Director Edward C. Dowling, Jr. | For | For | Management | ||||
1.4 | Elect Director Norman B. Keevil, III | For | For | Management | ||||
1.5 | Elect Director Tracey L. McVicar | For | For | Management | ||||
1.6 | Elect Director Sheila A. Murray | For | For | Management | ||||
1.7 | Elect Director Una M. Power | For | For | Management | ||||
1.8 | Elect Director Jonathan H. Price | For | For | Management | ||||
1.9 | Elect Director Yoshihiro Sagawa | For | For | Management | ||||
1.10 | Elect Director Paul G. Schiodtz | For | For | Management | ||||
1.11 | Elect Director Timothy R. Snider | For | For | Management | ||||
1.12 | Elect Director Sarah A. Strunk | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Spin-Off Agreement with Elk Valley Resources Ltd. | For | Against | Management | ||||
4 | Approve EVR Stock Option Plan | For | Against | Management | ||||
5 | Approve EVR Shareholder Rights Plan | For | Against | Management | ||||
6 | Approve Dual Class Amendment | For | For | Management | ||||
7 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 39
TELEVISION BROADCASTS, LTD.
Ticker: |
511 | Security ID: |
Y85830126 | |||
Meeting Date: |
MAY 31, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAY 02, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2.1 | Elect Li Ruigang as Director | For | Against | Management | ||||
2.2 | Elect Felix Fong Wo as Director | For | For | Management | ||||
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | For | For | Management | ||||
5 | Authorize Repurchase of Issued Share Capital | For | For | Management | ||||
6 | Approve Extension of Book Close Period from 30 Days to 60 Days | For | Against | Management |
THE BANK OF NEW YORK MELLON CORP.
Ticker: |
BK | Security ID: |
064058100 | |||
Meeting Date: |
APR 12, 2023 | Meeting Type: |
Annual | |||
Record Date: |
FEB 16, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Linda Z. Cook | For | For | Management | ||||
1b | Elect Director Joseph J. Echevarria | For | For | Management | ||||
1c | Elect Director M. Amy Gilliland | For | For | Management | ||||
1d | Elect Director Jeffrey A. Goldstein | For | For | Management | ||||
1e | Elect Director K. Guru Gowrappan | For | For | Management | ||||
1f | Elect Director Ralph Izzo | For | For | Management | ||||
1g | Elect Director Sandra E. Sandie O Connor | For | For | Management | ||||
1h | Elect Director Elizabeth E. Robinson | For | For | Management | ||||
1i | Elect Director Frederick O. Terrell | For | For | Management | ||||
1j | Elect Director Robin A. Vince | For | For | Management | ||||
1k | Elect Director Alfred W. Al Zollar | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
Page 40
THE CHARLES SCHWAB CORP.
Ticker: |
SCHW | Security ID: |
808513105 | |||
Meeting Date: |
MAY 18, 2023 | Meeting Type: |
Annual | |||
Record Date: |
MAR 20, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Marianne C. Brown | For | For | Management | ||||
1b | Elect Director Frank C. Herringer | For | For | Management | ||||
1c | Elect Director Gerri K. Martin-Flickinger | For | For | Management | ||||
1d | Elect Director Todd M. Ricketts | For | For | Management | ||||
1e | Elect Director Carolyn Schwab-Pomerantz | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Report on Gender/Racial Pay Gap | Against | Against | Shareholder | ||||
6 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Against | Against | Shareholder |
THE CIGNA GROUP
Ticker: |
CI | Security ID: | 125523100 | |||
Meeting Date: |
APR 26, 2023 | Meeting Type: | Annual | |||
Record Date: |
MAR 07, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director David M. Cordani | For | For | Management | ||||
1b | Elect Director William J. DeLaney | For | For | Management | ||||
1c | Elect Director Eric J. Foss | For | For | Management | ||||
1d | Elect Director Elder Granger | For | For | Management | ||||
1e | Elect Director Neesha Hathi | For | For | Management | ||||
1f | Elect Director George Kurian | For | For | Management | ||||
1g | Elect Director Kathleen M. Mazzarella | For | For | Management | ||||
1h | Elect Director Mark B. McClellan | For | For | Management | ||||
1i | Elect Director Kimberly A. Ross | For | For | Management | ||||
1j | Elect Director Eric C. Wiseman | For | For | Management | ||||
1k | Elect Director Donna F. Zarcone | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | For | For | Management | ||||
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder | ||||
7 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder |
Page 41
UBS GROUP AG
Ticker: |
UBSG | Security ID: |
H42097107 | |||
Meeting Date: |
APR 05, 2023 | Meeting Type: |
Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Sustainability Report | For | For | Management | ||||
4 | Approve Allocation of Income and Dividends of USD 0.55 per Share | For | For | Management | ||||
5.1 | Amend Articles Re: General Meeting | For | For | Management | ||||
5.2 | Approve Virtual-Only Shareholder Meetings | For | Against | Management | ||||
5.3 | Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee; Editorial Changes | For | For | Management | ||||
5.4 | Amend Articles Re: Shares and Share Register | For | For | Management | ||||
6 | Approve Discharge of Board and Senior Management, excluding French Cross-Border Matter | For | For | Management | ||||
7.1 | Re-elect Colm Kelleher as Director and Board Chair | For | For | Management | ||||
7.2 | Re-elect Lukas Gaehwiler as Director | For | For | Management | ||||
7.3 | Re-elect Jeremy Anderson as Director | For | For | Management | ||||
7.4 | Re-elect Claudia Boeckstiegel as Director | For | For | Management | ||||
7.5 | Re-elect William Dudley as Director | For | For | Management | ||||
7.6 | Re-elect Patrick Firmenich as Director | For | For | Management | ||||
7.7 | Re-elect Fred Hu as Director | For | For | Management | ||||
7.8 | Re-elect Mark Hughes as Director | For | For | Management | ||||
7.9 | Re-elect Nathalie Rachou as Director | For | For | Management | ||||
7.10 | Re-elect Julie Richardson as Director | For | For | Management | ||||
7.11 | Re-elect Dieter Wemmer as Director | For | For | Management | ||||
7.12 | Re-elect Jeanette Wong as Director | For | For | Management | ||||
8.1 | Reappoint Julie Richardson as Chairperson of the Compensation Committee | For | For | Management | ||||
8.2 | Reappoint Dieter Wemmer as Member of the Compensation Committee | For | For | Management | ||||
8.3 | Reappoint Jeanette Wong as Member of the Compensation Committee | For | For | Management | ||||
9.1 | Approve Remuneration of Directors in the Amount of CHF 13 Million | For | For | Management | ||||
9.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 81.1 Million | For | For | Management | ||||
9.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | For | For | Management | ||||
10.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | For | For | Management | ||||
10.2 | Ratify Ernst & Young AG as Auditors | For | For | Management | ||||
11 | Approve CHF 6.3 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | For | For | Management | ||||
12 | Authorize Repurchase of up to USD 6 Billion in Issued Share Capital | For | For | Management | ||||
13.1 | Approve CHF 25.9 Million Reduction in Share Capital via Reduction of Nominal Value and Allocation to Capital Contribution Reserves | For | For | Management | ||||
13.2 | Approve Conversion of Currency of the Share Capital from CHF to USD | For | For | Management | ||||
14 | Transact Other Business (Voting) | None | Against | Management |
UNITEDHEALTH GROUP, INC.
Ticker: |
UNH | Security ID: |
91324P102 | |||
Meeting Date: |
JUN 05, 2023 | Meeting Type: |
Annual | |||
Record Date: |
APR 10, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Timothy Flynn | For | For | Management | ||||
1b | Elect Director Paul Garcia | For | For | Management | ||||
1c | Elect Director Kristen Gil | For | For | Management | ||||
1d | Elect Director Stephen Hemsley | For | For | Management | ||||
1e | Elect Director Michele Hooper | For | For | Management | ||||
1f | Elect Director F. William McNabb, III | For | For | Management | ||||
1g | Elect Director Valerie Montgomery Rice | For | For | Management | ||||
1h | Elect Director John Noseworthy | For | For | Management | ||||
1i | Elect Director Andrew Witty | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Report on Third-Party Racial Equity Audit | Against | Against | Shareholder | ||||
6 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder | ||||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
Page 42
VMWARE, INC.
Ticker: |
VMW | Security ID: |
928563402 | |||
Meeting Date: |
JUL 12, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAY 16, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Nicole Anasenes | For | For | Management | ||||
1b | Elect Director Marianne Brown | For | For | Management | ||||
1c | Elect Director Paul Sagan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
VMWARE, INC.
Ticker: |
VMW | Security ID: |
928563402 | |||
Meeting Date: |
NOV 04, 2022 | Meeting Type: |
Special | |||
Record Date: |
SEP 30, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Advisory Vote on Golden Parachutes | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management | ||||
4 | Amend Certificate of Incorporation to Eliminate Personal Liability of Directors | For | For | Management |
Page 43
WELLS FARGO & CO.
Ticker: |
WFC | Security ID: |
949746101 | |||
Meeting Date: |
APR 25, 2023 | Meeting Type: |
Annual | |||
Record Date: |
FEB 24, 2023 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Steven D. Black | For | For | Management | ||||
1b | Elect Director Mark A. Chancy | For | For | Management | ||||
1c | Elect Director Celeste A. Clark | For | For | Management | ||||
1d | Elect Director Theodore F. Craver, Jr. | For | For | Management | ||||
1e | Elect Director Richard K. Davis | For | For | Management | ||||
1f | Elect Director Wayne M. Hewett | For | For | Management | ||||
1g | Elect Director CeCelia (CeCe) G. Morken | For | For | Management | ||||
1h | Elect Director Maria R. Morris | For | For | Management | ||||
1i | Elect Director Felicia F. Norwood | For | For | Management | ||||
1j | Elect Director Richard B. Payne, Jr. | For | For | Management | ||||
1k | Elect Director Ronald L. Sargent | For | For | Management | ||||
1l | Elect Director Charles W. Scharf | For | For | Management | ||||
1m | Elect Director Suzanne M. Vautrinot | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
6 | Report on Political Expenditures Congruence | Against | Against | Shareholder | ||||
7 | Report on Climate Lobbying | Against | Against | Shareholder | ||||
8 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Against | Against | Shareholder | ||||
9 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Against | Against | Shareholder | ||||
10 | Report on Prevention of Workplace Harassment and Discrimination | Against | For | Shareholder | ||||
11 | Adopt Policy on Freedom of Association and Collective Bargaining | Against | Against | Shareholder |
XP, INC.
Ticker: |
XP | Security ID: |
G98239109 | |||
Meeting Date: |
OCT 18, 2022 | Meeting Type: |
Annual | |||
Record Date: |
SEP 19, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Elect Director Cristiana Pereira | For | For | Management | ||||
3 | Approve Changes in Authorized Share Capital | For | Against | Management | ||||
4 | Amend Articles of Association | For | Against | Management |
Page 44
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dodge & Cox Funds | ||
(Registrant) | ||
By | /s/ Dana M. Emery | |
Chair and President, Dodge & Cox Funds | ||
Date |
8/23/23 |