N-PX 1 d506443dnpx.htm FORM N-PX Form N-PX

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-173

 

Dodge & Cox Funds


(Exact name of registrant as specified in charter)

 

555 California Street

40th Floor

San Francisco, CA 94104


(Address of principal executive offices)

 

Roberta R.W. Kameda

Secretary

555 California Street

40th Floor

San Francisco, CA 94104


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: (415) 981-1710

 

Date of Fiscal year-end: 12/31/23

 

Date of reporting period: 7/1/22 - 6/30/23

 



Dodge & Cox Global Stock Fund

 

AEGON NV

 

Ticker:

   AGN   

Security ID:

   N00927298

Meeting Date:

   JAN 17, 2023   

Meeting Type:

   Extraordinary Shareholders

Record Date:

   DEC 20, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting    None    None    Management
2    Approve Sale of Aegon Nederland    For    For    Management
3    Other Business (Non-Voting)    None    None    Management
4    Close Meeting    None    None    Management

 

AEGON NV

 

Ticker:

   AGN    Security ID:    N00927298

Meeting Date:

   MAY 25, 2023    Meeting Type:    Annual

Record Date:

   APR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2.1    Receive Report of Executive Board (Non-Voting)    None    None    Management
2.2    Approve Remuneration Report    For    For    Management
2.3    Receive Explanation on Company’s Dividend Policy (Non-Voting)    None    None    Management
2.4    Adopt Financial Statements and Statutory Reports    For    For    Management
2.5    Approve Dividends    For    For    Management
3.1    Approve Discharge of Executive Board    For    For    Management
3.2    Approve Discharge of Supervisory Board    For    For    Management
4.1    Ratify Ernst & Young Accountants LLP as Auditors    For    For    Management
5.1    Re-elect Dona Young to Supervisory Board    For    For    Management
6.1    Approve Cancellation of Common Shares and Common Shares B    For    For    Management
6.2    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights    For    For    Management
6.3    Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue    For    For    Management
6.4    Authorize Repurchase of Up to 30 Percent of Issued Share Capital    For    For    Management
7    Other Business (Non-Voting)    None    None    Management
8    Close Meeting (Non-Voting)    None    None    Management

 

Page 1


AKZO NOBEL NV

 

Ticker:

   AKZA   

Security ID:

   N01803308

Meeting Date:

   SEP 06, 2022   

Meeting Type:

   Extraordinary Shareholders

Record Date:

   AUG 09, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2    Elect G. Poux-Guillaume to Management Board    For    For    Management
3    Close Meeting (Non-Voting)    None    None    Management

 

AKZO NOBEL NV

 

Ticker:

   AKZA   

Security ID:

   N01803308

Meeting Date:

   APR 21, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2.a    Receive Report of Management Board (Non-Voting)    None    None    Management
3.a    Adopt Financial Statements    For    For    Management
3.b    Discuss on the Company’s Dividend Policy (Non-Voting)    None    None    Management
3.c    Approve Allocation of Income and Dividends    For    For    Management
3.d    Approve Remuneration Report    For    For    Management
4.a    Approve Discharge of Management Board    For    For    Management
4.b    Approve Discharge of Supervisory Board    For    For    Management
5.a    Elect B.J. Noteboom to Supervisory Board    For    For    Management
5.b    Re-elect J. Poots-Bijl to Supervisory Board    For    For    Management
5.c    Re-elect D.M. Sluimers to Supervisory Board    For    For    Management
6.a    Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital    For    For    Management
6.b    Authorize Board to Exclude Pre-emptive Rights from Share Issuances    For    For    Management
7    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
8    Authorize Cancellation of Repurchased Shares    For    For    Management
9    Close Meeting (Non-Voting)    None    None    Management

 

Page 2


ALIBABA GROUP HOLDING, LTD.

 

Ticker:

   9988   

Security ID:

   01609W102

Meeting Date:

   SEP 30, 2022   

Meeting Type:

   Annual

Record Date:

   AUG 03, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Daniel Yong Zhang    For    For    Management
1.2    Elect Director Jerry Yang    For    For    Management
1.3    Elect Director Wan Ling Martello    For    For    Management
1.4    Elect Director Weijian Shan    For    For    Management
1.5    Elect Director Irene Yun-Lien Lee    For    For    Management
1.6    Elect Director Albert Kong Ping Ng    For    For    Management
2    Ratify PricewaterhouseCoopers as Auditors    For    For    Management

 

ALNYLAM PHARMACEUTICALS, INC.

 

Ticker:

   ALNY   

Security ID:

   02043Q107

Meeting Date:

   MAY 18, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michael W. Bonney    For    For    Management
1b    Elect Director Yvonne L. Greenstreet    For    For    Management
1c    Elect Director Phillip A. Sharp    For    For    Management
1d    Elect Director Elliott Sigal    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

Page 3


AMAZON.COM, INC.

 

Ticker:

   AMZN   

Security ID:

   023135106

Meeting Date:

   MAY 24, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 30, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jeffrey P. Bezos    For    For    Management
1b    Elect Director Andrew R. Jassy    For    For    Management
1c    Elect Director Keith B. Alexander    For    For    Management
1d    Elect Director Edith W. Cooper    For    For    Management
1e    Elect Director Jamie S. Gorelick    For    For    Management
1f    Elect Director Daniel P. Huttenlocher    For    For    Management
1g    Elect Director Judith A. McGrath    For    For    Management
1h    Elect Director Indra K. Nooyi    For    For    Management
1i    Elect Director Jonathan J. Rubinstein    For    For    Management
1j    Elect Director Patricia Q. Stonesifer    For    For    Management
1k    Elect Director Wendell P. Weeks    For    For    Management
2    Ratify Ratification of Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Report on Climate Risk in Retirement Plan Options    Against    Against    Shareholder
7    Report on Customer Due Diligence    Against    Against    Shareholder
8    Revise Transparency Report to Provide Greater Disclosure on Government Requests    Against    Against    Shareholder
9    Report on Government Take Down Requests    Against    Against    Shareholder
10    Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines    Against    Against    Shareholder
11    Publish a Tax Transparency Report    Against    Against    Shareholder
12    Report on Climate Lobbying    Against    Against    Shareholder
13    Report on Median and Adjusted Gender/Racial Pay Gaps    Against    Against    Shareholder
14    Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs    Against    Against    Shareholder
15    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Against    Against    Shareholder
16    Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining    Against    Against    Shareholder
17    Consider Pay Disparity Between Executives and Other Employees    Against    Against    Shareholder
18    Report on Animal Welfare Standards    Against    Against    Shareholder
19    Establish a Public Policy Committee    Against    Against    Shareholder
20    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Against    Against    Shareholder
21    Commission a Third Party Audit on Working Conditions    Against    Against    Shareholder
22    Report on Efforts to Reduce Plastic Use    Against    Against    Shareholder
23    Commission Third Party Study and Report on Risks Associated with Use of Rekognition    Against    Against    Shareholder

 

ANHEUSER-BUSCH INBEV SA/NV

 

Ticker:

   ABI   

Security ID:

   B639CJ108

Meeting Date:

   APR 26, 2023   

Meeting Type:

   Annual/Special

Record Date:

   APR 12, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


A.1    Amend Articles Re: Composition Rules for the Board of Directors    For    For    Management
B.2    Receive Directors’ Reports (Non-Voting)    None    None    Management
B.3    Receive Auditors’ Reports (Non-Voting)    None    None    Management
B.4    Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    None    None    Management
B.5    Approve Financial Statements, Allocation of Income and Dividends of EUR 0.75 per Share    For    For    Management
B.6    Approve Discharge of Directors    For    For    Management
B.7    Approve Discharge of Auditors    For    For    Management
B.8.a    Elect Aradhana Sarin as Independent Director    For    For    Management
B.8.b    Elect Dirk Van de Put as Independent Director    For    For    Management
B.8.c    Elect Lynne Biggar as Independent Director    For    For    Management
B.8.d    Re-elect Sabine Chalmers as Director    For    Against    Management
B.8.e    Re-elect Claudio Garcia as Director    For    Against    Management
B.8.f    Elect Heloisa Sicupira as Director    For    For    Management
B.8.g    Re-elect Martin J. Barrington as Restricted Share Director    For    For    Management
B.8.h    Re-elect Alejandro Santo Domingo as Restricted Share Director    For    For    Management
B.8.i    Elect Salvatore Mancuso as Restricted Share Director    For    For    Management
B.9    Approve Remuneration Report    For    Against    Management
C.10    Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    For    For    Management

 

Page 4


AVIVA PLC

 

Ticker:

   AV   

Security ID:

   G0683Q158

Meeting Date:

   MAY 04, 2023   

Meeting Type:

   Special

Record Date:

   MAY 02, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Reduction of the Share Premium Account    For    For    Management
2    Approve Reduction of Capital Redemption Reserve    For    For    Management

 

AVIVA PLC

 

Ticker:

   AV   

Security ID:

   G0683Q158

Meeting Date:

   MAY 04, 2023   

Meeting Type:

   Annual

Record Date:

   MAY 02, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Climate-Related Financial Disclosure    For    For    Management
4    Approve Final Dividend    For    For    Management
5    Elect Mike Craston as Director    For    For    Management
6    Elect Charlotte Jones as Director    For    For    Management
7    Re-elect Amanda Blanc as Director    For    For    Management
8    Re-elect Andrea Blance as Director    For    For    Management
9    Re-elect George Culmer as Director    For    For    Management
10    Re-elect Patrick Flynn as Director    For    For    Management
11    Re-elect Shonaid Jemmett-Page as Director    For    For    Management
12    Re-elect Mohit Joshi as Director    For    For    Management
13    Re-elect Pippa Lambert as Director    For    For    Management
14    Re-elect Jim McConville as Director    For    For    Management
15    Re-elect Michael Mire as Director    For    For    Management
16    Re-elect Martin Strobel as Director    For    For    Management
17    Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Management
18    Authorise Audit Committee to Fix Remuneration of Auditors    For    For    Management
19    Authorise UK Political Donations and Expenditure    For    For    Management
20    Authorise Issue of Equity    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
23    Authorise Issue of Equity in Relation to Any Issuance of SII Instruments    For    For    Management
24    Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments    For    For    Management
25    Authorise Market Purchase of Ordinary Shares    For    For    Management
26    Authorise Market Purchase of 8 3/4 % Preference Shares    For    For    Management
27    Authorise Market Purchase of 8 3/8 % Preference Shares    For    For    Management
28    Authorise the Company to Call General    For    For    Management
     Meeting with Two Weeks’ Notice               

 

Page 5


AXIS BANK, LTD.

 

Ticker:

   532215   

Security ID:

   Y0487S137

Meeting Date:

   JUL 29, 2022   

Meeting Type:

   Annual

Record Date:

   JUL 22, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Dividend    For    For    Management
3    Re-elect T. C. Suseel Kumar as Director    For    For    Management
4    Re-elect Girish Paranjpe as Director    For    For    Management
5    Elect Manoj Kohli as Director    For    For    Management
6    Approve Enhancement of Borrowing Limit    For    For    Management
7    Authorize Issuance of Debt Securities on Private Placement Basis    For    For    Management
8    Approve Material Related Party Transactions for Acceptance of Deposits    For    For    Management
9    Approve Material Related Party Transactions for Subscription of Securities    For    For    Management
10    Approve Material Related Party Transactions for Sale of Securities    For    For    Management
11    Approve Material Related Party Transactions for Issue of Securities, Payment of Interest and Redemption Amount thereof    For    For    Management
12    Approve Material Related Party Transactions for Receipt of Fees/Commission for Distribution of Insurance Products and Other Related Business    For    For    Management
13    Approve Material Related Party Transactions for Fund Based or Non-Fund Based Credit Facilities    For    For    Management
14    Approve Material Related Party Transactions for Money Market Instruments / Term Borrowing / Term Lending    For    For    Management
15    Approve Material Related Party Transactions Pertaining to Forex and Derivative Contracts    For    For    Management

 

AXIS BANK, LTD.

 

Ticker:

   532215   

Security ID:

   Y0487S137

Meeting Date:

   JAN 16, 2023   

Meeting Type:

   Special

Record Date:

   DEC 09, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Revision in the Remuneration Payable to Amitabh Chaudhry as Managing Director & CEO    For    For    Management
2    Elect Parameswaranpillai Naga Prasad as Director    For    For    Management
3    Approve Increase in Number of Directors to a Maximum of 18 Directors    For    For    Management
4    Approve Axis Bank Employees Stock Unit Scheme, 2022    For    For    Management
5    Approve Grant of Units to the Employees of the Subsidiary and Associate Companies of the Bank Under Axis Bank Employees Stock Unit Scheme, 2022    For    For    Management
6    Approve Modification to the Existing Axis Bank Employees Stock Option Scheme, 2000-01    For    For    Management
7    Approve Grant of Options to the Employees of the Associate Companies of the Bank Under Axis Bank Employees Stock Option Scheme, 2000-01    For    For    Management

 

Page 6


AXIS BANK, LTD.

 

Ticker:

   532215   

Security ID:

   Y0487S137

Meeting Date:

   APR 28, 2023   

Meeting Type:

   Special

Record Date:

   MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Elect Chamarty Seshabhadrasrinivasa Mallikarjunarao as Director    For    For    Management
2    Amend Articles of Association Re: Cancellation of Nomination Rights of the Administrator    For    For    Management

 

BAIDU, INC.

 

Ticker:

   9888   

Security ID:

   056752108

Meeting Date:

   JUN 27, 2023   

Meeting Type:

   Annual

Record Date:

   MAY 23, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Memorandum of Association and Articles of Association    For    For    Management

 

Page 7


BANCO SANTANDER SA

 

Ticker:

   SAN   

Security ID:

   E19790109

Meeting Date:

   MAR 30, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.A    Approve Consolidated and Standalone Financial Statements    For    For    Management
1.B    Approve Non-Financial Information Statement    For    For    Management
1.C    Approve Discharge of Board    For    For    Management
2    Approve Allocation of Income and Dividends    For    For    Management
3.A    Fix Number of Directors at 15    For    For    Management
3.B    Ratify Appointment of and Elect Hector Blas Grisi Checa as Director    For    For    Management
3.C    Ratify Appointment of and Elect Glenn Hogan Hutchins as Director    For    For    Management
3.D    Re-elect Pamela Ann Walkden as Director    For    For    Management
3.E    Re-elect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director    For    For    Management
3.F    Re-elect Sol Daurella Comadran as Director    For    For    Management
3.G    Re-elect Gina Lorenza Diez Barroso Azcarraga as Director    For    For    Management
3.H    Re-elect Homaira Akbari as Director    For    For    Management
4    Ratify Appointment of PricewaterhouseCoopers as Auditor    For    For    Management
5.A    Approve Reduction in Share Capital via Amortization of Treasury Shares    For    For    Management
5.B    Approve Reduction in Share Capital via Amortization of Treasury Shares    For    For    Management
5.C    Authorize Share Repurchase Program    For    For    Management
5.D    Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 10 Billion with Exclusion of Pre-emptive Rights up to 10 Percent of Capital    For    For    Management
6.A    Approve Remuneration Policy    For    For    Management
6.B    Approve Remuneration of Directors    For    For    Management
6.C    Fix Maximum Variable Compensation Ratio    For    For    Management
6.D    Approve Deferred Multiyear Objectives Variable Remuneration Plan    For    For    Management
6.E    Approve Buy-out Policy    For    For    Management
6.F    Advisory Vote on Remuneration Report    For    For    Management
7    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

BARCLAYS PLC

 

Ticker:

   BARC   

Security ID:

   G08036124

Meeting Date:

   MAY 03, 2023   

Meeting Type:

   Annual

Record Date:

   APR 28, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Elect Marc Moses as Director    For    For    Management
5    Re-elect Robert Berry as Director    For    For    Management
6    Re-elect Tim Breedon as Director    For    For    Management
7    Re-elect Anna Cross as Director    For    For    Management
8    Re-elect Mohamed A. El-Erian as Director    For    For    Management
9    Re-elect Dawn Fitzpatrick as Director    For    For    Management
10    Re-elect Mary Francis as Director    For    For    Management
11    Re-elect Crawford Gillies as Director    For    For    Management
12    Re-elect Brian Gilvary as Director    For    For    Management
13    Re-elect Nigel Higgins as Director    For    For    Management
14    Re-elect Diane Schueneman as Director    For    For    Management
15    Re-elect Coimbatore Venkatakrishnan as Director    For    For    Management
16    Re-elect Julia Wilson as Director    For    For    Management
17    Reappoint KPMG LLP as Auditors    For    For    Management
18    Authorise the Board Audit Committee to Fix Remuneration of Auditors    For    For    Management
19    Authorise UK Political Donations and Expenditure    For    For    Management
20    Authorise Issue of Equity    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
23    Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes    For    For    Management
24    Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes    For    For    Management
25    Authorise Market Purchase of Ordinary Shares    For    For    Management
26    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 8


BAYER AG

 

Ticker:

   BAYN   

Security ID:

   D0712D163

Meeting Date:

   APR 28, 2023   

Meeting Type:

   Annual

Record Date:

   APR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.40 per Share for Fiscal Year 2022    For    For    Management
2    Approve Discharge of Management Board for Fiscal Year 2022    For    For    Management
3    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Management
4.1    Elect Norbert Winkeljohann to the Supervisory Board    For    For    Management
4.2    Elect Kimberly Mathisen to the Supervisory Board    For    For    Management
5    Approve Remuneration Report    For    For    Management
6    Approve Virtual-Only Shareholder Meetings Until 2025    For    Against    Management
7    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    Against    Management
8    Ratify Deloitte GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for the First Half of Fiscal Year 2023    For    For    Management
9    Voting Instructions for Motions or Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM    None    Against    Management

 

BIOMARIN PHARMACEUTICAL, INC.

 

Ticker:

   BMRN   

Security ID:

   09061G101

Meeting Date:

   MAY 23, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Mark J. Alles    For    For    Management
1.2    Elect Director Elizabeth McKee Anderson    For    For    Management
1.3    Elect Director Jean-Jacques Bienaime    For    For    Management
1.4    Elect Director Willard Dere    For    For    Management
1.5    Elect Director Elaine J. Heron    For    For    Management
1.6    Elect Director Maykin Ho    For    For    Management
1.7    Elect Director Robert J. Hombach    For    For    Management
1.8    Elect Director V. Bryan Lawlis    For    For    Management
1.9    Elect Director Richard A. Meier    For    For    Management
1.10    Elect Director David E.I. Pyott    For    For    Management
1.11    Elect Director Dennis J. Slamon    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 9


BNP PARIBAS SA

 

Ticker:

   BNP   

Security ID:

   F1058Q238

Meeting Date:

   MAY 16, 2023   

Meeting Type:

   Annual/Special

Record Date:

   MAY 12, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 3.90 per Share    For    For    Management
4    Approve Auditors’ Special Report on Related-Party Transactions    For    For    Management
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
6    Re-elect Jean Lemierre as Director    For    For    Management
7    Re-elect Jacques Aschenbroich as Director    For    For    Management
8    Re-elect Monique Cohen as Director    For    For    Management
9    Re-elect Daniela Schwarzer as Director    For    For    Management
10    Approve Remuneration Policy of Directors    For    For    Management
11    Approve Remuneration Policy of Chairman of the Board    For    For    Management
12    Approve Remuneration Policy of CEO and Vice-CEOs    For    For    Management
13    Approve Compensation Report of Corporate Officers    For    For    Management
14    Approve Compensation of Jean Lemierre, Chairman of the Board    For    For    Management
15    Approve Compensation of Jean-Laurent Bonnafe, CEO    For    For    Management
16    Approve Compensation of Yann Gerardin, Vice-CEO    For    For    Management
17    Approve Compensation of Thierry Laborde, Vice-CEO    For    For    Management
18    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    For    For    Management
19    Approve Issuance of Super-Subordinated Contigent Convertible Bonds without Pre-emptive Rights for Private Placements, up to 10 Percent of Issued Capital    For    For    Management
20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
21    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
22    Amend Article 14 of Bylaws Re: Age Limit of Chairman of the Board    For    For    Management
23    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

BOOKING HOLDINGS, INC.

 

Ticker:

   BKNG   

Security ID:

   09857L108

Meeting Date:

   JUN 06, 2023   

Meeting Type:

   Annual

Record Date:

   APR 11, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Glenn D. Fogel    For    For    Management
1.2    Elect Director Mirian M. Graddick-Weir    For    For    Management
1.3    Elect Director Wei Hopeman    For    For    Management
1.4    Elect Director Robert J. Mylod, Jr.    For    For    Management
1.5    Elect Director Charles H. Noski    For    For    Management
1.6    Elect Director Larry Quinlan    For    For    Management
1.7    Elect Director Nicholas J. Read    For    For    Management
1.8    Elect Director Thomas E. Rothman    For    For    Management
1.9    Elect Director Sumit Singh    For    For    Management
1.10    Elect Director Lynn Vojvodich Radakovich    For    For    Management
1.11    Elect Director Vanessa A. Wittman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder

 

Page 10


CAPITAL ONE FINANCIAL CORP.

 

Ticker:

   COF   

Security ID:

   14040H105

Meeting Date:

   MAY 04, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 08, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Richard D. Fairbank    For    For    Management
1b    Elect Director Ime Archibong    For    For    Management
1c    Elect Director Christine Detrick    For    For    Management
1d    Elect Director Ann Fritz Hackett    For    For    Management
1e    Elect Director Peter Thomas Killalea    For    For    Management
1f    Elect Director Cornelis “Eli” Leenaars    For    For    Management
1g    Elect Director Francois Locoh-Donou    For    For    Management
1h    Elect Director Peter E. Raskind    For    For    Management
1i    Elect Director Eileen Serra    For    For    Management
1j    Elect Director Mayo A. Shattuck, III    For    For    Management
1k    Elect Director Bradford H. Warner    For    For    Management
1l    Elect Director Craig Anthony Williams    For    For    Management
2    Eliminate Supermajority Vote Requirement    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Ratify Ernst & Young LLP as Auditors    For    For    Management
7    Adopt Simple Majority Vote    Against    For    Shareholder
8    Report on Board Oversight of Risks Related to Discrimination    Against    Against    Shareholder
9    Disclose Board Skills and Diversity Matrix    Against    For    Shareholder

 

CELANESE CORP.

 

Ticker:

   CE   

Security ID:

   150870103

Meeting Date:

   APR 20, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 22, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean S. Blackwell    For    For    Management
1b    Elect Director William M. Brown    For    For    Management
1c    Elect Director Edward G. Galante    For    For    Management
1d    Elect Director Kathryn M. Hill    For    For    Management
1e    Elect Director David F. Hoffmeister    For    For    Management
1f    Elect Director Jay V. Ihlenfeld    For    For    Management
1g    Elect Director Deborah J. Kissire    For    For    Management
1h    Elect Director Michael Koenig    For    For    Management
1i    Elect Director Kim K.W. Rucker    For    For    Management
1j    Elect Director Lori J. Ryerkerk    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 11


CHARTER COMMUNICATIONS, INC.

 

Ticker:

   CHTR   

Security ID:

   16119P108

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director W. Lance Conn    For    For    Management
1b    Elect Director Kim C. Goodman    For    For    Management
1c    Elect Director Craig A. Jacobson    For    For    Management
1d    Elect Director Gregory B. Maffei    For    For    Management
1e    Elect Director John D. Markley, Jr.    For    For    Management
1f    Elect Director David C. Merritt    For    For    Management
1g    Elect Director James E. Meyer    For    For    Management
1h    Elect Director Steven A. Miron    For    For    Management
1i    Elect Director Balan Nair    For    For    Management
1j    Elect Director Michael A. Newhouse    For    For    Management
1k    Elect Director Mauricio Ramos    For    For    Management
1l    Elect Director Thomas M. Rutledge    For    For    Management
1m    Elect Director Eric L. Zinterhofer    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    Three Years    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

CISCO SYSTEMS, INC.

 

Ticker:

   CSCO   

Security ID:

   17275R102

Meeting Date:

   DEC 08, 2022   

Meeting Type:

   Annual

Record Date:

   OCT 10, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director M. Michele Burns    For    For    Management
1b    Elect Director Wesley G. Bush    For    For    Management
1c    Elect Director Michael D. Capellas    For    For    Management
1d    Elect Director Mark Garrett    For    For    Management
1e    Elect Director John D. Harris, II    For    For    Management
1f    Elect Director Kristina M. Johnson    For    For    Management
1g    Elect Director Roderick C. McGeary    For    For    Management
1h    Elect Director Sarah Rae Murphy    For    For    Management
1i    Elect Director Charles H. Robbins    For    For    Management
1j    Elect Director Brenton L. Saunders    For    For    Management
1k    Elect Director Lisa T. Su    For    For    Management
1l    Elect Director Marianna Tessel    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Report on Tax Transparency Set Forth in the Global Reporting Initiative’s Tax Standard    Against    Against    Shareholder

 

Page 12


COGNIZANT TECHNOLOGY SOLUTIONS CORP.

 

Ticker:

   CTSH   

Security ID:

   192446102

Meeting Date:

   JUN 06, 2023   

Meeting Type:

   Annual

Record Date:

   APR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Zein Abdalla    For    For    Management
1b    Elect Director Vinita Bali    For    For    Management
1c    Elect Director Eric Branderiz    For    For    Management
1d    Elect Director Archana Deskus    For    For    Management
1e    Elect Director John M. Dineen    For    For    Management
1f    Elect Director Nella Domenici    For    For    Management
1g    Elect Director Ravi Kumar S    For    For    Management
1h    Elect Director Leo S. Mackay, Jr.    For    For    Management
1i    Elect Director Michael Patsalos-Fox    For    For    Management
1j    Elect Director Stephen J. Rohleder    For    For    Management
1k    Elect Director Abraham “Bram” Schot    For    For    Management
1l    Elect Director Joseph M. Velli    For    For    Management
1m    Elect Director Sandra S. Wijnberg    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Approve Omnibus Stock Plan    For    For    Management
5    Amend Qualified Employee Stock Purchase Plan    For    For    Management
6    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
7    Amend Bylaws    Against    Against    Shareholder
8    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder

 

COMCAST CORP.

 

Ticker:

   CMCSA   

Security ID:

   20030N101

Meeting Date:

   JUN 07, 2023   

Meeting Type:

   Annual

Record Date:

   APR 03, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kenneth J. Bacon    For    For    Management
1.2    Elect Director Thomas J. Baltimore, Jr.    For    For    Management
1.3    Elect Director Madeline S. Bell    For    For    Management
1.4    Elect Director Edward D. Breen    For    For    Management
1.5    Elect Director Gerald L. Hassell    For    For    Management
1.6    Elect Director Jeffrey A. Honickman    For    For    Management
1.7    Elect Director Maritza G. Montiel    For    For    Management
1.8    Elect Director Asuka Nakahara    For    For    Management
1.9    Elect Director David C. Novak    For    For    Management
1.10    Elect Director Brian L. Roberts    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Approve Omnibus Stock Plan    For    For    Management
4    Amend Qualified Employee Stock Purchase Plan    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
7    Oversee and Report on a Racial Equity Audit    Against    Against    Shareholder
8    Report on Climate Risk in Retirement Plan Options    Against    Against    Shareholder
9    Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal    Against    Against    Shareholder
10    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder
11    Report on Risks Related to Operations in China    Against    Against    Shareholder

 

Page 13


CREDICORP, LTD.

 

Ticker:

   BAP   

Security ID:

   G2519Y108

Meeting Date:

   MAR 27, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Present Board Chairman Report of the Annual and Sustainability Report (Non-Voting)    None    None    Management
2    Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2022, Including External Auditors’ Report (Non-Voting)    None    None    Management
3.a1    Elect Antonio Abruna Puyol as Director    For    For    Management
3.a2    Elect Nuria Alino Perez as Director    For    For    Management
3.a3    Elect Maria Teresa Aranzabal Harreguy as Director    For    For    Management
3.a4    Elect Alexandre Gouvea as Director    For    For    Management
3.a5    Elect Patricia Lizarraga Guthertz as Director    For    For    Management
3.a6    Elect Raimundo Morales Dasso as Director    For    For    Management
3.a7    Elect Leslie Pierce Diez-Canseco as Director    For    For    Management
3.a8    Elect Luis Romero Belismelis as Director    For    For    Management
3.a9    Elect Pedro Rubio Feijoo as Director    For    For    Management
3.b1    Approve Remuneration of Directors    For    For    Management
4    Approve Tanaka, Valdivia & Asociados, Member Firm of Ernst & Young, as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management

 

CREDIT SUISSE GROUP AG

 

Ticker:

   CSGN   

Security ID:

   H3698D419

Meeting Date:

   NOV 23, 2022   

Meeting Type:

   Extraordinary Shareholders

Record Date:

         

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve CHF 18.5 Million Share Capital Increase without Pre-emptive Rights for Private Placement    For    For    Management
2    Approve CHF 70.7 Million Ordinary Share Capital Increase with Pre-emptive Rights    For    For    Management
3.1    Additional Voting Instructions - Shareholder Proposals (Voting)    For    Against    Management
3.2    Additional Voting Instructions - Board of Directors Proposals (Voting)    For    Against    Management

 

Page 14


CVS HEALTH CORP.

 

Ticker:

   CVS   

Security ID:

   126650100

Meeting Date:

   MAY 18, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Fernando Aguirre    For    For    Management
1b    Elect Director Jeffrey R. Balser    For    For    Management
1c    Elect Director C. David Brown, II    For    For    Management
1d    Elect Director Alecia A. DeCoudreaux    For    For    Management
1e    Elect Director Nancy-Ann M. DeParle    For    For    Management
1f    Elect Director Roger N. Farah    For    For    Management
1g    Elect Director Anne M. Finucane    For    For    Management
1h    Elect Director Edward J. Ludwig    For    For    Management
1i    Elect Director Karen S. Lynch    For    For    Management
1j    Elect Director Jean-Pierre Millon    For    For    Management
1k    Elect Director Mary L. Schapiro    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Adopt a Paid Sick Leave Policy    Against    Against    Shareholder
6    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
7    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Against    Against    Shareholder
8    Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining Rights    Against    Against    Shareholder
9    Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company    Against    Against    Shareholder

 

DAITO TRUST CONSTRUCTION CO., LTD.

 

Ticker:

   1878   

Security ID:

   J11151107

Meeting Date:

   JUN 27, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 31, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 259    For    For    Management
2    Amend Articles to Adopt Board Structure with Audit Committee - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings - Authorize Board to Determine Income Allocation    For    For    Management
3.1    Elect Director Takeuchi, Kei    For    For    Management
3.2    Elect Director Mori, Yoshihiro    For    For    Management
3.3    Elect Director Tate, Masafumi    For    For    Management
3.4    Elect Director Okamoto, Tsukasa    For    For    Management
3.5    Elect Director Amano, Yutaka    For    For    Management
3.6    Elect Director Tanaka, Yoshimasa    For    For    Management
3.7    Elect Director Sasaki, Mami    For    For    Management
3.8    Elect Director Iritani, Atsushi    For    For    Management
4.1    Elect Director and Audit Committee Member Kawai, Shuji    For    For    Management
4.2    Elect Director and Audit Committee Member Matsushita, Masa    For    For    Management
4.3    Elect Director and Audit Committee Member Shoda, Takashi    For    For    Management
4.4    Elect Director and Audit Committee Member Kobayashi, Kenji    For    For    Management
5    Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members    For    For    Management
6    Approve Compensation Ceiling for Directors Who Are Audit Committee Members    For    For    Management
7    Approve Trust-Type Equity Compensation Plan    For    For    Management

 

Page 15


DISH NETWORK CORP.

 

Ticker:

   DISH   

Security ID:

   25470M109

Meeting Date:

   APR 28, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kathleen Q. Abernathy    For    For    Management
1.2    Elect Director George R. Brokaw    For    For    Management
1.3    Elect Director Stephen J. Bye    For    For    Management
1.4    Elect Director W. Erik Carlson    For    For    Management
1.5    Elect Director James DeFranco    For    For    Management
1.6    Elect Director Cantey M. Ergen    For    For    Management
1.7    Elect Director Charles W. Ergen    For    For    Management
1.8    Elect Director Tom A. Ortolf    For    For    Management
1.9    Elect Director Joseph T. Proietti    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Amend Qualified Employee Stock Purchase Plan    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Advisory Vote on Say on Pay Frequency    Three Years    One Year    Management

 

ELANCO ANIMAL HEALTH, INC.

 

Ticker:

   ELAN    Security ID:    28414H103

Meeting Date:

   MAY 18, 2023    Meeting Type:    Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michael J. Harrington    For    For    Management
1b    Elect Director R. David Hoover    For    Against    Management
1c    Elect Director Deborah T. Kochevar    For    Against    Management
1d    Elect Director Kirk P. McDonald    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Qualified Employee Stock Purchase Plan    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 16


ENTAIN PLC

 

Ticker:

   ENT   

Security ID:

   G3167C109

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

   APR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Authorise Board to Fix Remuneration of Auditors    For    For    Management
6    Re-elect Barry Gibson as Director    For    For    Management
7    Re-elect Pierre Bouchut as Director    For    For    Management
8    Re-elect Stella David as Director    For    For    Management
9    Re-elect Robert Hoskin as Director    For    For    Management
10    Re-elect Virginia McDowell as Director    For    For    Management
11    Re-elect Jette Nygaard-Andersen as Director    For    For    Management
12    Re-elect David Satz as Director    For    For    Management
13    Re-elect Rob Wood as Director    For    For    Management
14    Elect Rahul Welde as Director    For    For    Management
15    Amend Long Term Incentive Plan    For    For    Management
16    Authorise Issue of Equity    For    For    Management
17    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
19    Authorise Market Purchase of Ordinary Shares    For    For    Management
20    Adopt New Articles of Association    For    For    Management

 

EUROAPI SA

 

Ticker:

   EAPI   

Security ID:

   F33077102

Meeting Date:

   MAY 11, 2023   

Meeting Type:

   Annual/Special

Record Date:

   MAY 09, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Treatment of Losses    For    For    Management
4    Ratify Appointment of Mattias Perjos as Director    For    For    Management
5    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 Million    For    For    Management
6    Approve Compensation Report    For    For    Management
7    Approve Compensation of Viviane Monges, Chairman of the Board    For    For    Management
8    Approve Compensation of Karl Rotthier, CEO    For    For    Management
9    Approve Remuneration Policy of Directors    For    For    Management
10    Approve Remuneration Policy of Chairman of the Board    For    For    Management
11    Approve Remuneration Policy of CEO    For    For    Management
12    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
13    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
14    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 47 Million    For    For    Management
15    Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 9.4 Million    For    For    Management
16    Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors, up to Aggregate Nominal Amount of EUR 9.4 Million    For    For    Management
17    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16    For    For    Management
18    Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Pre-emptive Rights    For    For    Management
19    Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 4.7 Million    For    For    Management
20    Authorize Capital Increase of Up to EUR 9.4 Million for Future Exchange Offers    For    For    Management
21    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Management
22    Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 47 Million    For    For    Management
23    Authorize Capitalization of Reserves of Up to EUR 9.4 Million for Bonus Issue or Increase in Par Value    For    For    Management
24    Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans    For    For    Management
25    Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Management
26    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 24-25 at 9,400,000 Shares    For    For    Management
27    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
28    Authorize Filing of Required Documents/Other Formalities    For    For    Management
29    Approve Non-Compete Agreement and Severance Agreement with Karl Rotthier    For    For    Management

 

Page 17


FEDEX CORP.

 

Ticker:

   FDX   

Security ID:

   31428X106

Meeting Date:

   SEP 19, 2022   

Meeting Type:

   Annual

Record Date:

   JUL 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Marvin R. Ellison    For    For    Management
1b    Elect Director Stephen E. Gorman    For    For    Management
1c    Elect Director Susan Patricia Griffith    For    For    Management
1d    Elect Director Kimberly A. Jabal    For    For    Management
1e    Elect Director Amy B. Lane    For    For    Management
1f    Elect Director R. Brad Martin    For    For    Management
1g    Elect Director Nancy A. Norton    For    For    Management
1h    Elect Director Frederick P. Perpall    For    For    Management
1i    Elect Director Joshua Cooper Ramo    For    For    Management
1j    Elect Director Susan C. Schwab    For    For    Management
1k    Elect Director Frederick W. Smith    For    For    Management
1l    Elect Director David P. Steiner    For    For    Management
1m    Elect Director Rajesh Subramaniam    For    For    Management
1n    Elect Director V. James Vena    For    For    Management
1o    Elect Director Paul S. Walsh    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder
6    Report on Alignment Between Company Values and Electioneering Contributions    Against    Against    Shareholder
7    Report on Lobbying Payments and Policy    Against    Against    Shareholder
8    Report on Racism in Corporate Culture    Against    Against    Shareholder
9    Report on Climate Lobbying    Against    Against    Shareholder

 

FIDELITY NATIONAL INFORMATION SERVICES, INC.

 

Ticker:

   FIS   

Security ID:

   31620M106

Meeting Date:

   MAY 24, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 31, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Lee Adrean    For    For    Management
1b    Elect Director Ellen R. Alemany    For    For    Management
1c    Elect Director Mark D. Benjamin    For    For    Management
1d    Elect Director Vijay G. D’Silva    For    For    Management
1e    Elect Director Stephanie L. Ferris    For    For    Management
1f    Elect Director Jeffrey A. Goldstein    For    For    Management
1g    Elect Director Lisa A. Hook    For    For    Management
1h    Elect Director Kenneth T. Lamneck    For    For    Management
1i    Elect Director Gary L. Lauer    For    For    Management
1j    Elect Director Louise M. Parent    For    For    Management
1k    Elect Director Brian T. Shea    For    For    Management
1l    Elect Director James B. Stallings, Jr.    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management

 

Page 18


FISERV, INC.

 

Ticker:

   FISV   

Security ID:

   337738108

Meeting Date:

   MAY 17, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Frank J. Bisignano    For    For    Management
1.2    Elect Director Henrique de Castro    For    For    Management
1.3    Elect Director Harry F. DiSimone    For    For    Management
1.4    Elect Director Dylan G. Haggart    For    For    Management
1.5    Elect Director Wafaa Mamilli    For    For    Management
1.6    Elect Director Heidi G. Miller    For    For    Management
1.7    Elect Director Doyle R. Simons    For    For    Management
1.8    Elect Director Kevin M. Warren    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Require Independent Board Chairman    Against    Against    Shareholder

 

FRESENIUS MEDICAL CARE AG & CO. KGAA

 

Ticker:

   FME   

Security ID:

   D2734Z107

Meeting Date:

   MAY 16, 2023   

Meeting Type:

   Annual

Record Date:

   APR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports for Fiscal Year 2022    For    For    Management
2    Approve Allocation of Income and Dividends of EUR 1.12 per Share    For    For    Management
3    Approve Discharge of Personally Liable Partner for Fiscal Year 2022    For    For    Management
4    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Management
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2023    For    For    Management
6    Approve Remuneration Report    For    Against    Management
7    Approve Virtual-Only Shareholder Meetings Until 2025    For    Against    Management

 

Page 19


GE HEALTHCARE TECHNOLOGIES, INC.

 

Ticker:

   GEHC   

Security ID:

   36266G107

Meeting Date:

   MAY 23, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Peter J. Arduini    For    For    Management
1b    Elect Director H. Lawrence Culp, Jr.    For    For    Management
1c    Elect Director Rodney F. Hochman    For    For    Management
1d    Elect Director Lloyd W. Howell, Jr.    For    For    Management
1e    Elect Director Risa Lavizzo-Mourey    For    For    Management
1f    Elect Director Catherine Lesjak    For    For    Management
1g    Elect Director Anne T. Madden    For    For    Management
1h    Elect Director Tomislav Mihaljevic    For    For    Management
1i    Elect Director William J. Stromberg    For    For    Management
1j    Elect Director Phoebe L. Yang    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management

 

GENERAL ELECTRIC CO.

 

Ticker:

   GE   

Security ID:

   369604301

Meeting Date:

   MAY 03, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Stephen Angel    For    For    Management
1b    Elect Director Sebastien Bazin    For    For    Management
1c    Elect Director H. Lawrence Culp, Jr.    For    For    Management
1d    Elect Director Edward Garden    For    For    Management
1e    Elect Director Isabella Goren    For    For    Management
1f    Elect Director Thomas Horton    For    For    Management
1g    Elect Director Catherine Lesjak    For    For    Management
1h    Elect Director Darren McDew    For    For    Management
1i    Elect Director Paula Rosput Reynolds    For    For    Management
1j    Elect Director Jessica Uhl    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Require Independent Board Chairman    Against    Against    Shareholder
6    Hire Investment Bank to Explore Sale of Company    Against    Against    Shareholder
7    Issue Audited Report on Fiduciary Relevance of Decarbonization Goal    Against    Against    Shareholder
8    Issue Audited Report on Impact of IEA Net-Zero Emissions by 2050 Scenario    Against    Against    Shareholder

 

Page 20


GLENCORE PLC

 

Ticker:

   GLEN   

Security ID:

   G39420107

Meeting Date:

   MAY 26, 2023   

Meeting Type:

   Annual

Record Date:

   MAY 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Reduction of Capital Contribution Reserves    For    For    Management
3    Re-elect Kalidas Madhavpeddi as Director    For    For    Management
4    Re-elect Gary Nagle as Director    For    For    Management
5    Re-elect Peter Coates as Director    For    For    Management
6    Re-elect Martin Gilbert as Director    For    For    Management
7    Re-elect Gill Marcus as Director    For    For    Management
8    Re-elect Cynthia Carroll as Director    For    For    Management
9    Re-elect David Wormsley as Director    For    For    Management
10    Elect Liz Hewitt as Director    For    For    Management
11    Reappoint Deloitte LLP as Auditors    For    For    Management
12    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
13    Approve 2022 Climate Report    For    For    Management
14    Approve Remuneration Report    For    For    Management
15    Authorise Issue of Equity    For    For    Management
16    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
17    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
18    Authorise Market Purchase of Ordinary Shares    For    For    Management
19    Resolution in Respect of the Next Climate Action Transition Plan    Against    Against    Shareholder

 

GRUPO TELEVISA SAB

 

Ticker:

   TLEVISACPO   

Security ID:

   40049J206

Meeting Date:

   APR 26, 2023   

Meeting Type:

   Annual/Special

Record Date:

   MAR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Elect and/or Ratify Directors Representing Series L Shareholders    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1    Elect and/or Ratify Directors Representing Series D Shareholders    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1    Present Financial Statements and Statutory Reports    For    For    Management
2    Present Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information    For    For    Management
3    Present Report on Activities and Operations Undertaken by Board    For    For    Management
4    Present Report of Audit Committee    For    For    Management
5    Present Report of Corporate Practices Committee    For    For    Management
6    Present Report on Compliance with Fiscal Obligations    For    For    Management
7    Approve Allocation of Income and Dividends    For    For    Management
8    Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares    For    For    Management
9    Elect and/or Ratify Directors, Secretary and Officers; Discharge them    For    For    Management
9.1    Elect and/or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders    For    For    Management
9.2    Elect and/or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders    For    For    Management
9.3    Elect and/or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders    For    For    Management
9.4    Elect and/or Ratify Michael T. Fries as Director Representing Series A Shareholders    For    For    Management
9.5    Elect and/or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders    For    For    Management
9.6    Elect and/or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders    For    For    Management
9.7    Elect and/or Ratify Jon Feltheimer as Director Representing Series A Shareholders    For    For    Management
9.8    Elect and/or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders    For    For    Management
9.9    Elect and/or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders    For    For    Management
9.10    Elect and/or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders    For    For    Management
9.11    Elect and/or Ratify Denise Maerker Salmon as Director Representing Series A Shareholders    For    For    Management
9.12    Elect and/or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders    For    For    Management
9.13    Elect and/or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders    For    For    Management
9.14    Elect and/or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders    For    For    Management
9.15    Elect and/or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders    For    For    Management
9.16    Elect and/orRatify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders    For    For    Management
9.17    Elect and/orRatify David M. Zaslav as Director Representing Series D Shareholders    For    For    Management
9.18    Elect and/orRatify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders    For    For    Management
9.19    Elect and/orRatify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders    For    For    Management
9.20    Elect and/orRatify Sebastian Mejia as Director Representing Series L Shareholders    For    For    Management
9.21    Elect and/orRatify Julio Barba Hurtado as Alternate Director    For    For    Management
9.22    Elect and/orRatify Jorge Agustin Lutteroth Echegoyen as Alternate Director    For    For    Management
9.23    Elect and/orRatify Joaquin Balcarcel Santa Cruz as Alternate Director    For    For    Management
9.24    Elect and/orRatify Luis Alejandro Bustos Olivares as Alternate Director    For    For    Management
9.25    Elect and/orRatify Felix Jose Araujo Ramirez as Alternate Director    For    For    Management
9.26    Elect and/orRatify Raul Morales Medrano as Alternate Director    For    For    Management
9.27    Elect and/orRatify Herbert Allen, III (Alternate of Enrique Francisco Jose Senior Hernandez) as Alternate Director    For    For    Management
9.28    Elect and/orRatify Emilio F. Azcarraga Jean as Board Chairman    For    For    Management
9.29    Elect and/orRatify Ricardo Maldonado Yanez as Secretary    For    For    Management
10.1    Elect and/orRatify Emilio F. Azcarraga Jean as Chairman of Executive Committee    For    For    Management
10.2    Elect and/orRatify Alfonso de Angoitia Noriega of Executive Committee    For    For    Management
10.3    Elect and/orRatify Bernando Gomez Martinez of Executive Committee    For    For    Management
10.4    Elect and/orRatify Ricardo Maldonado Yanez as Secretary (Non-Member) of Executive Committee    For    For    Management
11.1    Elect and/orRatify Guillermo Garcia Naranjo Alvarez as Chairman of Audit Committee    For    For    Management
11.2    Elect and/orRatify Jose Luis Fernandez Fernandez as Member of Audit Committee    For    For    Management
11.3    Elect and/or Ratify Francisco Jose Chevez Robelo as Member of Audit Committee    For    For    Management
12.1    Elect and/or Ratify Jose Luis Fernandez Fernandez as Chairman of Corporate Practices Committee    For    For    Management
12.2    Elect and/or Ratify Eduardo Tricio Haro as Member of Corporate Practices Committee    For    For    Management
12.3    Elect and/or Ratify Guillermo Garcia Naranjo Alvarez as Member of Corporate Practices Committee    For    For    Management
13    Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries    For    Against    Management
14    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1    Approve Cancellation of Shares and Consequently Reduction in Share Capital    For    For    Management
2    Approve Partial Spin-Off to Form New Company    For    For    Management
3    Amend Article 6    For    Against    Management
4    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

Page 21


GSK PLC

 

Ticker:

   GSK   

Security ID:

   G3910J112

Meeting Date:

   JUL 06, 2022   

Meeting Type:

   Special

Record Date:

   JUL 04, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Matters Relating to the Demerger of Haleon Group from the GSK Group    For    For    Management
2    Approve the Related Party Transaction Arrangements    For    For    Management

 

GSK PLC

 

Ticker:

   GSK   

Security ID:

   G3910J179

Meeting Date:

   MAY 03, 2023   

Meeting Type:

   Annual

Record Date:

   APR 28, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Elect Julie Brown as Director    For    For    Management
4    Elect Vishal Sikka as Director    For    For    Management
5    Elect Elizabeth McKee Anderson as Director    For    For    Management
6    Re-elect Sir Jonathan Symonds as Director    For    For    Management
7    Re-elect Dame Emma Walmsley as Director    For    For    Management
8    Re-elect Charles Bancroft as Director    For    For    Management
9    Re-elect Hal Barron as Director    For    For    Management
10    Re-elect Anne Beal as Director    For    For    Management
11    Re-elect Harry Dietz as Director    For    For    Management
12    Re-elect Jesse Goodman as Director    For    For    Management
13    Re-elect Urs Rohner as Director    For    For    Management
14    Reappoint Deloitte LLP as Auditors    For    For    Management
15    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
16    Approve Amendments to the Remuneration Policy    For    For    Management
17    Authorise UK Political Donations and Expenditure    For    For    Management
18    Authorise Issue of Equity    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
21    Authorise Market Purchase of Ordinary Shares    For    For    Management
22    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    For    For    Management
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 22


HALEON PLC

 

Ticker:

   HLN   

Security ID:

   G4232K100

Meeting Date:

   APR 20, 2023   

Meeting Type:

   Annual

Record Date:

   APR 18, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Approve Final Dividend    For    For    Management
5    Elect Sir Dave Lewis as Director    For    For    Management
6    Elect Brian McNamara as Director    For    For    Management
7    Elect Tobias Hestler as Director    For    For    Management
8    Elect Vindi Banga as Director    For    For    Management
9    Elect Marie-Anne Aymerich as Director    For    For    Management
10    Elect Tracy Clarke as Director    For    For    Management
11    Elect Dame Vivienne Cox as Director    For    For    Management
12    Elect Asmita Dubey as Director    For    For    Management
13    Elect Deirdre Mahlan as Director    For    For    Management
14    Elect David Denton as Director    For    For    Management
15    Elect Bryan Supran as Director    For    For    Management
16    Appoint KPMG LLP as Auditors    For    For    Management
17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
18    Authorise UK Political Donations and Expenditure    For    For    Management
19    Authorise Issue of Equity    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
23    Approve Performance Share Plan    For    For    Management
24    Approve Share Value Plan    For    For    Management
25    Approve Deferred Annual Bonus Plan    For    For    Management
26    Authorise Market Purchase of Ordinary Shares    For    For    Management
27    Authorise Off-Market Purchase of Ordinary Shares from Pfizer    For    For    Management
28    Authorise Off-Market Purchase of Ordinary Shares from GSK Shareholders    For    For    Management
29    Approve Waiver of Rule 9 of the Takeover Code    For    For    Management

 

HOLCIM, LTD.

 

Ticker:

   HOLN   

Security ID:

   H3816Q102

Meeting Date:

   MAY 04, 2023   

Meeting Type:

   Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Accept Financial Statements and Statutory Reports    For    For    Management
1.2    Approve Remuneration Report    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3.1    Approve Allocation of Income    For    For    Management
3.2    Approve Dividends of CHF 2.50 per Share from Capital Contribution Reserves    For    For    Management
4.1    Amend Corporate Purpose    For    For    Management
4.2    Amend Articles Re: Shares and Share Register    For    For    Management
4.3    Amend Articles of Association (Incl. Approval of Virtual-Only or Hybrid Shareholder Meetings)    For    Against    Management
4.4    Amend Articles Re: Restriction on Share Transferability    For    For    Management
4.5    Amend Articles Re: Board of Directors; Compensation; External Mandates for Members of the Board of Directors and Executive Committee    For    For    Management
5.1.1    Re-elect Jan Jenisch as Director and Elect as Board Chair    For    For    Management
5.1.2    Re-elect Philippe Block as Director    For    For    Management
5.1.3    Re-elect Kim Fausing as Director    For    For    Management
5.1.4    Re-elect Leanne Geale as Director    For    For    Management
5.1.5    Re-elect Naina Kidwai as Director    For    For    Management
5.1.6    Re-elect Ilias Laeber as Director    For    For    Management
5.1.7    Re-elect Juerg Oleas as Director    For    For    Management
5.1.8    Re-elect Claudia Ramirez as Director    For    For    Management
5.1.9    Re-elect Hanne Sorensen as Director    For    For    Management
5.2.1    Reappoint Ilias Laeber as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.2.2    Reappoint Juerg Oleas as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.2.3    Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.2.4    Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.3.1    Ratify Ernst & Young AG as Auditors    For    For    Management
5.3.2    Designate Sabine Burkhalter Kaimakliotis as Independent Proxy    For    For    Management
6.1    Approve Remuneration of Directors in the Amount of CHF 3 Million    For    For    Management
6.2    Approve Remuneration of Executive Committee in the Amount of CHF 36 Million    For    For    Management
7    Approve CHF 80 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    For    For    Management
8    Approve Climate Report    For    For    Management
9    Transact Other Business (Voting)    For    Against    Management

 

Page 23


ICICI BANK, LTD.

 

Ticker:

   532174   

Security ID:

   Y3860Z132

Meeting Date:

   AUG 30, 2022   

Meeting Type:

   Annual

Record Date:

   AUG 23, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Dividend    For    For    Management
3    Re-elect Sandeep Batra as Director    For    For    Management
4    Approve MSKA & Associates, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
5    Approve KKC & Associates LLP, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
6    Re-elect Neelam Dhawan as Director    For    For    Management
7    Re-elect Uday Chitale as Director    For    For    Management
8    Re-elect Radhakrishnan Nair as Director    For    For    Management
9    Elect Rakesh Jha as Director    For    For    Management
10    Approve Appointment and Remuneration of Rakesh Jha as Whole Time Director Designated as Executive Director    For    For    Management
11    Approve Revision in the Remuneration of Sandeep Bakhshi as Managing Director & Chief Executive Officer (MD & CEO)    For    For    Management
12    Approve Revision in the Remuneration of Anup Bagchi as Executive Director    For    For    Management
13    Approve Revision in the Remuneration of Sandeep Batra as Executive Director    For    For    Management
14    Approve Revision in the Remuneration of Vishakha Mulye as Erstwhile Executive Director    For    For    Management
15    Approve Material Related Party Transactions for Current Account Deposits    For    For    Management
16    Approve Material Related Party Transactions for Subscription of Securities Issued by Related Parties and Purchase of Securities from Related Parties    For    For    Management
17    Approve Material Related Party Transactions for Sale of Securities to Related Parties    For    For    Management
18    Approve Material Related Party Transactions for Fund Based and Non-Fund Based Credit Facilities    For    For    Management
19    Approve Material Related Party Transactions for Repurchase Transactions and Other Permitted Short-Term Borrowing Transactions    For    For    Management
20    Approve Material Related Party Transactions for Reverse Repurchase Transactions and Other Permitted Short-Term Lending Transactions    For    For    Management
21    Approve Material Related Party Transactions for Availing Manpower Services for Certain Activities of the Bank    For    For    Management
22    Approve Material Related Party Transactions for Availing Insurance Services    For    For    Management
23    Approve and Adopt ICICI Bank Employees Stock Unit Scheme - 2022    For    For    Management
24    Approve Grant of Units to Eligible Employees of Select Unlisted Wholly Owned Subsidiaries Under ICICI Bank Employees Stock Unit Scheme - 2022    For    For    Management

 

INCYTE CORP.

 

Ticker:

   INCY   

Security ID:

   45337C102

Meeting Date:

   JUN 14, 2023   

Meeting Type:

   Annual

Record Date:

   APR 18, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Julian C. Baker    For    For    Management
1.2    Elect Director Jean-Jacques Bienaime    For    For    Management
1.3    Elect Director Otis W. Brawley    For    For    Management
1.4    Elect Director Paul J. Clancy    For    For    Management
1.5    Elect Director Jacqualyn A. Fouse    For    For    Management
1.6    Elect Director Edmund P. Harrigan    For    For    Management
1.7    Elect Director Katherine A. High    For    For    Management
1.8    Elect Director Herve Hoppenot    For    For    Management
1.9    Elect Director Susanne Schaffert    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Amend Qualified Employee Stock Purchase Plan    For    For    Management
6    Ratify Ernst & Young LLP as Auditors    For    For    Management

 

Page 24


ITAU UNIBANCO HOLDING SA

 

Ticker:

   ITUB4   

Security ID:

   P5968U113

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

         

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    None    Against    Management
2    Elect Igor Barenboim as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder    None    For    Shareholder

 

JACKSON FINANCIAL, INC.

 

Ticker:

   JXN   

Security ID:

   46817M107

Meeting Date:

   MAY 19, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Lily Fu Claffee    For    For    Management
1b    Elect Director Gregory T. Durant    For    For    Management
1c    Elect Director Steven A. Kandarian    For    For    Management
1d    Elect Director Derek G. Kirkland    For    For    Management
1e    Elect Director Drew E. Lawton    For    For    Management
1f    Elect Director Martin J. Lippert    For    For    Management
1g    Elect Director Russell G. Noles    For    For    Management
1h    Elect Director Laura L. Prieskorn    For    For    Management
1i    Elect Director Esta E. Stecher    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 25


JD.COM, INC.

 

Ticker:

   9618   

Security ID:

   47215P106

Meeting Date:

   JUN 21, 2023   

Meeting Type:

   Annual

Record Date:

   MAY 19, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Memorandum of Association and Articles of Association    For    Against    Management

 

JOHNSON CONTROLS INTERNATIONAL PLC

 

Ticker:

   JCI   

Security ID:

   G51502105

Meeting Date:

   MAR 08, 2023   

Meeting Type:

   Annual

Record Date:

   JAN 05, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean Blackwell    For    For    Management
1b    Elect Director Pierre Cohade    For    For    Management
1c    Elect Director Michael E. Daniels    For    For    Management
1d    Elect Director W. Roy Dunbar    For    For    Management
1e    Elect Director Gretchen R. Haggerty    For    For    Management
1f    Elect Director Ayesha Khanna    For    For    Management
1g    Elect Director Simone Menne    For    For    Management
1h    Elect Director George R. Oliver    For    For    Management
1i    Elect Director Jurgen Tinggren    For    For    Management
1j    Elect Director Mark Vergnano    For    For    Management
1k    Elect Director John D. Young    For    For    Management
2a    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
2b    Authorize Board to Fix Remuneration of Auditors    For    For    Management
3    Authorize Market Purchases of Company Shares    For    For    Management
4    Determine Price Range for Reissuance of Treasury Shares    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
7    Approve the Directors’ Authority to Allot Shares    For    For    Management
8    Approve the Disapplication of Statutory Pre-Emption Rights    For    For    Management

 

Page 26


LYONDELLBASELL INDUSTRIES NV

 

Ticker:

   LYB   

Security ID:

   N53745100

Meeting Date:

   MAY 19, 2023   

Meeting Type:

   Annual

Record Date:

   APR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jacques Aigrain    For    For    Management
1b    Elect Director Lincoln Benet    For    For    Management
1c    Elect Director Robin Buchanan    For    For    Management
1d    Elect Director Anthony (Tony) Chase    For    For    Management
1e    Elect Director Robert (Bob) Dudley    For    For    Management
1f    Elect Director Claire Farley    For    For    Management
1g    Elect Director Rita Griffin    For    For    Management
1h    Elect Director Michael Hanley    For    For    Management
1i    Elect Director Virginia Kamsky    For    For    Management
1j    Elect Director Albert Manifold    For    For    Management
1k    Elect Director Peter Vanacker    For    For    Management
2    Approve Discharge of Directors    For    For    Management
3    Adopt Financial Statements and Statutory Reports    For    For    Management
4    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Management
5    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
7    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
8    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
9    Approve Cancellation of Shares    For    For    Management

 

META PLATFORMS, INC.

 

Ticker:

   META   

Security ID:

   30303M102

Meeting Date:

   MAY 31, 2023   

Meeting Type:

   Annual

Record Date:

   APR 06, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Peggy Alford    For    For    Management
1.2    Elect Director Marc L. Andreessen    For    For    Management
1.3    Elect Director Andrew W. Houston    For    For    Management
1.4    Elect Director Nancy Killefer    For    For    Management
1.5    Elect Director Robert M. Kimmitt    For    For    Management
1.6    Elect Director Sheryl K. Sandberg    For    For    Management
1.7    Elect Director Tracey T. Travis    For    For    Management
1.8    Elect Director Tony Xu    For    For    Management
1.9    Elect Director Mark Zuckerberg    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Report on Government Take Down Requests    Against    Against    Shareholder
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder
5    Report on Human Rights Impact Assessment of Targeted Advertising    Against    Against    Shareholder
6    Report on Lobbying Payments and Policy    Against    Against    Shareholder
7    Report on Allegations of Political Entanglement and Content Management Biases in India    Against    Against    Shareholder
8    Report on Framework to Assess Company Lobbying Alignment with Climate Goals    Against    Against    Shareholder
9    Report on Data Privacy regarding Reproductive Healthcare    Against    Against    Shareholder
10    Report on Enforcement of Community Standards and User Content    Against    Against    Shareholder
11    Report on Child Safety and Harm Reduction    Against    Against    Shareholder
12    Report on Executive Pay Calibration to Externalized Costs    Against    Against    Shareholder
13    Commission Independent Review of Audit & Risk Oversight Committee    Against    Against    Shareholder

 

Page 27


METLIFE, INC.

 

Ticker:

   MET   

Security ID:

   59156R108

Meeting Date:

   JUN 20, 2023   

Meeting Type:

   Annual

Record Date:

   APR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Cheryl W. Grise    For    For    Management
1b    Elect Director Carlos M. Gutierrez    For    For    Management
1c    Elect Director Carla A. Harris    For    For    Management
1d    Elect Director Gerald L. Hassell    For    For    Management
1e    Elect Director David L. Herzog    For    For    Management
1f    Elect Director R. Glenn Hubbard    For    For    Management
1g    Elect Director Jeh C. Johnson    For    For    Management
1h    Elect Director Edward J. Kelly, III    For    For    Management
1i    Elect Director William E. Kennard    For    For    Management
1j    Elect Director Michel A. Khalaf    For    For    Management
1k    Elect Director Catherine R. Kinney    For    For    Management
1l    Elect Director Diana L. McKenzie    For    For    Management
1m    Elect Director Denise M. Morrison    For    For    Management
1n    Elect Director Mark A. Weinberger    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

MICRO FOCUS INTERNATIONAL PLC

 

Ticker:

   MCRO   

Security ID:

   G6117L194

Meeting Date:

   OCT 18, 2022   

Meeting Type:

   Court

Record Date:

   OCT 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Scheme of Arrangement    For    For    Management

 

Page 28


MICRO FOCUS INTERNATIONAL PLC

 

Ticker:

   MCRO   

Security ID:

   G6117L194

Meeting Date:

   OCT 18, 2022   

Meeting Type:

   Special

Record Date:

   OCT 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Matters Relating to the Recommended Acquisition of MICRO FOCUS INTERNATIONAL PLC by OpenText Corporation    For    For    Management

 

MICROCHIP TECHNOLOGY, INC.

 

Ticker:

   MCHP   

Security ID:

   595017104

Meeting Date:

   AUG 23, 2022   

Meeting Type:

   Annual

Record Date:

   JUN 24, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Matthew W. Chapman    For    For    Management
1.2    Elect Director Esther L. Johnson    For    For    Management
1.3    Elect Director Karlton D. Johnson    For    For    Management
1.4    Elect Director Wade F. Meyercord    For    For    Management
1.5    Elect Director Ganesh Moorthy    For    For    Management
1.6    Elect Director Karen M. Rapp    For    For    Management
1.7    Elect Director Steve Sanghi    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 29


MICROSOFT CORP.

 

Ticker:

   MSFT   

Security ID:

   594918104

Meeting Date:

   DEC 13, 2022   

Meeting Type:

   Annual

Record Date:

   OCT 12, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Reid G. Hoffman    For    For    Management
1.2    Elect Director Hugh F. Johnston    For    For    Management
1.3    Elect Director Teri L. List    For    For    Management
1.4    Elect Director Satya Nadella    For    For    Management
1.5    Elect Director Sandra E. Peterson    For    For    Management
1.6    Elect Director Penny S. Pritzker    For    For    Management
1.7    Elect Director Carlos A. Rodriguez    For    For    Management
1.8    Elect Director Charles W. Scharf    For    For    Management
1.9    Elect Director John W. Stanton    For    For    Management
1.10    Elect Director John W. Thompson    For    For    Management
1.11    Elect Director Emma N. Walmsley    For    For    Management
1.12    Elect Director Padmasree Warrior    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Report on Cost/Benefit Analysis of Diversity and Inclusion    Against    Against    Shareholder
5    Report on Hiring of Persons with Arrest or Incarceration Records    Against    Against    Shareholder
6    Assess and Report on the Company’s Retirement Funds’ Management of Systemic Climate Risk    Against    Against    Shareholder
7    Report on Government Use of Microsoft Technology    Against    Against    Shareholder
8    Report on Development of Products for Military    Against    Against    Shareholder
9    Report on Tax Transparency    Against    Against    Shareholder

 

MITSUBISHI CHEMICAL GROUP CORP.

 

Ticker:

   4188   

Security ID:

   J44046100

Meeting Date:

   JUN 27, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 31, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Jean-Marc Gilson    For    For    Management
1.2    Elect Director Fujiwara, Ken    For    For    Management
1.3    Elect Director Glenn H. Fredrickson    For    For    Management
1.4    Elect Director Fukuda, Nobuo    For    For    Management
1.5    Elect Director Hashimoto, Takayuki    For    For    Management
1.6    Elect Director Hodo, Chikatomo    For    For    Management
1.7    Elect Director Kikuchi, Kiyomi    For    For    Management
1.8    Elect Director Yamada, Tatsumi    For    For    Management

 

Page 30


MITSUBISHI ELECTRIC CORP.

 

Ticker:

   6503   

Security ID:

   J43873116

Meeting Date:

   JUN 29, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 31, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Yabunaka, Mitoji    For    For    Management
1.2    Elect Director Watanabe, Kazunori    For    For    Management
1.3    Elect Director Koide, Hiroko    For    For    Management
1.4    Elect Director Kosaka, Tatsuro    For    For    Management
1.5    Elect Director Yanagi, Hiroyuki    For    For    Management
1.6    Elect Director Egawa, Masako    For    For    Management
1.7    Elect Director Matsuyama, Haruka    For    For    Management
1.8    Elect Director Uruma, Kei    For    For    Management
1.9    Elect Director Kawagoishi, Tadashi    For    For    Management
1.10    Elect Director Masuda, Kuniaki    For    For    Management
1.11    Elect Director Nagasawa, Jun    For    For    Management
1.12    Elect Director Takeda, Satoshi    For    For    Management

 

MOLSON COORS BEVERAGE CO.

 

Ticker:

   TAP   

Security ID:

   60871R209

Meeting Date:

   MAY 17, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Roger G. Eaton    For    For    Management
1.2    Elect Director Charles M. Herington    For    For    Management
1.3    Elect Director H. Sanford Riley    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 31


NETEASE, INC.

 

Ticker:

   9999   

Security ID:

   64110W102

Meeting Date:

   JUN 15, 2023   

Meeting Type:

   Annual

Record Date:

   MAY 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect William Lei Ding as Director    For    For    Management
1b    Elect Grace Hui Tang as Director    For    For    Management
1c    Elect Alice Yu-Fen Cheng as Director    For    For    Management
1d    Elect Joseph Tze Kay Tong as Director    For    For    Management
1e    Elect Michael Man Kit Leung as Director    For    For    Management
2    Ratify Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors    For    For    Management
3    Amend Company’s Amended and Restated Memorandum and Articles of Association    For    For    Management
4    Approve Amended and Restated 2019 Share Incentive Plan    For    For    Management

 

NOVARTIS AG

 

Ticker:

   NOVN   

Security ID:

   H5820Q150

Meeting Date:

   MAR 07, 2023   

Meeting Type:

   Annual

Record Date:

         

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3    Approve Allocation of Income and Dividends of CHF 3.20 per Share    For    For    Management
4    Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For    Management
5    Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    For    For    Management
6.1    Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings    For    Against    Management
6.2    Amend Articles of Association    For    For    Management
6.3    Amend Articles of Association    For    For    Management
7.1    Approve Remuneration of Directors in the Amount of CHF 8.8 Million    For    For    Management
7.2    Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million    For    For    Management
7.3    Approve Remuneration Report    For    For    Management
8.1    Re-elect Joerg Reinhardt as Director and Board Chair    For    For    Management
8.2    Re-elect Nancy Andrews as Director    For    For    Management
8.3    Re-elect Ton Buechner as Director    For    For    Management
8.4    Re-elect Patrice Bula as Director    For    For    Management
8.5    Re-elect Elizabeth Doherty as Director    For    For    Management
8.6    Re-elect Bridgette Heller as Director    For    For    Management
8.7    Re-elect Daniel Hochstrasser as Director    For    For    Management
8.8    Re-elect Frans van Houten as Director    For    For    Management
8.9    Re-elect Simon Moroney as Director    For    For    Management
8.10    Re-elect Ana de Pro Gonzalo as Director    For    For    Management
8.11    Re-elect Charles Sawyers as Director    For    For    Management
8.12    Re-elect William Winters as Director    For    For    Management
8.13    Elect John Young as Director    For    For    Management
9.1    Reappoint Patrice Bula as Member of the Compensation Committee    For    For    Management
9.2    Reappoint Bridgette Heller as Member of the Compensation Committee    For    For    Management
9.3    Reappoint Simon Moroney as Member of the Compensation Committee    For    For    Management
9.4    Reappoint William Winters as Member of the Compensation Committee    For    For    Management
10    Ratify KPMG AG as Auditors    For    For    Management
11    Designate Peter Zahn as Independent Proxy    For    For    Management
12    Transact Other Business (Voting)    For    Against    Management

 

Page 32


NUTRIEN, LTD.

 

Ticker:

   NTR   

Security ID:

   67077M108

Meeting Date:

   MAY 10, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Christopher M. Burley    For    For    Management
1.2    Elect Director Maura J. Clark    For    For    Management
1.3    Elect Director Russell K. Girling    For    For    Management
1.4    Elect Director Michael J. Hennigan    For    For    Management
1.5    Elect Director Miranda C. Hubbs    For    For    Management
1.6    Elect Director Raj S. Kushwaha    For    For    Management
1.7    Elect Director Alice D. Laberge    For    For    Management
1.8    Elect Director Consuelo E. Madere    For    For    Management
1.9    Elect Director Keith G. Martell    For    For    Management
1.10    Elect Director Aaron W. Regent    For    For    Management
1.11    Elect Director Ken A. Seitz    For    For    Management
1.12    Elect Director Nelson L. C. Silva    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management

 

OCCIDENTAL PETROLEUM CORP.

 

Ticker:

   OXY   

Security ID:

   674599105

Meeting Date:

   MAY 05, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Vicky A. Bailey    For    For    Management
1b    Elect Director Andrew Gould    For    For    Management
1c    Elect Director Carlos M. Gutierrez    For    For    Management
1d    Elect Director Vicki Hollub    For    For    Management
1e    Elect Director William R. Klesse    For    For    Management
1f    Elect Director Jack B. Moore    For    For    Management
1g    Elect Director Claire O’Neill    For    For    Management
1h    Elect Director Avedick B. Poladian    For    For    Management
1i    Elect Director Ken Robinson    For    For    Management
1j    Elect Director Robert M. Shearer    For    For    Management
2    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder

 

Page 33


OVINTIV, INC.

 

Ticker:

   OVV   

Security ID:

   69047Q102

Meeting Date:

   MAY 03, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Peter A.Dea    For    For    Management
1b    Elect Director Meg A. Gentle    For    For    Management
1c    Elect Director Ralph Izzo    For    For    Management
1d    Elect Director Howard J. Mayson    For    For    Management
1e    Elect Director Brendan M. McCracken    For    For    Management
1f    Elect Director Lee A. McIntire    For    For    Management
1g    Elect Director Katherine L. Minyard    For    For    Management
1h    Elect Director Steven W. Nance    For    For    Management
1i    Elect Director Suzanne P. Nimocks    For    For    Management
1j    Elect Director George L. Pita    For    For    Management
1k    Elect Director Thomas G. Ricks    For    For    Management
1l    Elect Director Brian G. Shaw    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

PROSUS NV

 

Ticker:

   PRX   

Security ID:

   N7163R103

Meeting Date:

   AUG 24, 2022   

Meeting Type:

   Annual

Record Date:

   JUL 27, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Receive Report of Management Board (Non-Voting)    None    None    Management
2    Approve Remuneration Report    For    For    Management
3    Adopt Financial Statements    For    For    Management
4    Approve Allocation of Income    For    For    Management
5    Approve Discharge of Executive Directors    For    For    Management
6    Approve Discharge of Non-Executive Directors    For    For    Management
7    Approve Remuneration Policy for Executive and Non-Executive Directors    For    For    Management
8    Elect Sharmistha Dubey as Non-Executive Director    For    For    Management
9.1    Re-elect JP Bekker as Non-Executive Director    For    For    Management
9.2    Re-elect D Meyer as Non-Executive Director    For    For    Management
9.3    Re-elect SJZ Pacak as Non-Executive Director    For    For    Management
9.4    Re-elect JDT Stofberg as Non-Executive Director    For    For    Management
10    Ratify Deloitte Accountants B.V. as Auditors    For    For    Management
11    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Pre-emptive Rights    For    For    Management
12    Authorize Repurchase of Shares    For    For    Management
13    Approve Reduction in Share Capital Through Cancellation of Shares    For    For    Management
14    Discuss Voting Results (Non-Voting)    None    None    Management
15    Close Meeting (Non-Voting)    None    None    Management

 

Page 34


PRUDENTIAL PLC

 

Ticker:

   PRU   

Security ID:

   G72899100

Meeting Date:

   MAY 25, 2023   

Meeting Type:

   Annual

Record Date:

   MAY 23, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Elect Arijit Basu as Director    For    For    Management
5    Elect Claudia Dyckerhoff as Director    For    For    Management
6    Elect Anil Wadhwani as Director    For    For    Management
7    Re-elect Shriti Vadera as Director    For    For    Management
8    Re-elect Jeremy Anderson as Director    For    For    Management
9    Re-elect Chua Sock Koong as Director    For    For    Management
10    Re-elect David Law as Director    For    For    Management
11    Re-elect Ming Lu as Director    For    For    Management
12    Re-elect George Sartorel as Director    For    For    Management
13    Re-elect Jeanette Wong as Director    For    For    Management
14    Re-elect Amy Yip as Director    For    For    Management
15    Appoint Ernst & Young LLP as Auditors    For    For    Management
16    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
17    Authorise UK Political Donations and Expenditure    For    For    Management
18    Approve Sharesave Plan    For    For    Management
19    Approve Long Term Incentive Plan    For    For    Management
20    Approve International Savings-Related Share Option Scheme for Non-Employees    For    For    Management
21    Approve the ISSOSNE Service Provider Sublimit    For    For    Management
22    Approve Agency Long Term Incentive Plan    For    For    Management
23    Approve the Agency LTIP Service Provider Sublimit    For    For    Management
24    Authorise Issue of Equity    For    For    Management
25    Authorise Issue of Equity to Include Repurchased Shares    For    For    Management
26    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
27    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
28    Authorise Market Purchase of Ordinary Shares    For    For    Management
29    Adopt New Articles of Association    For    For    Management
30    Authorise the Company to Call General    For    For    Management
     Meeting with Two Weeks’ Notice               

 

RAYTHEON TECHNOLOGIES CORP.

 

Ticker:

   RTX   

Security ID:

   75513E101

Meeting Date:

   MAY 02, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Tracy A. Atkinson    For    For    Management
1b    Elect Director Leanne G. Caret    For    For    Management
1c    Elect Director Bernard A. Harris, Jr.    For    For    Management
1d    Elect Director Gregory J. Hayes    For    For    Management
1e    Elect Director George R. Oliver    For    For    Management
1f    Elect Director Robert K. (Kelly) Ortberg    For    For    Management
1g    Elect Director Dinesh C. Paliwal    For    For    Management
1h    Elect Director Ellen M. Pawlikowski    For    For    Management
1i    Elect Director Denise L. Ramos    For    For    Management
1j    Elect Director Fredric G. Reynolds    For    For    Management
1k    Elect Director Brian C. Rogers    For    For    Management
1l    Elect Director James A. Winnefeld, Jr.    For    For    Management
1m    Elect Director Robert O. Work    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Eliminate Supermajority Vote Requirement    For    For    Management
6    Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer    For    For    Management
7    Require Independent Board Chair    Against    Against    Shareholder
8    Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal    Against    Against    Shareholder

 

Page 35


REGENERON PHARMACEUTICALS, INC.

 

Ticker:

   REGN   

Security ID:

   75886F107

Meeting Date:

   JUN 09, 2023   

Meeting Type:

   Annual

Record Date:

   APR 11, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Joseph L. Goldstein    For    For    Management
1b    Elect Director Christine A. Poon    For    For    Management
1c    Elect Director Craig B. Thompson    For    For    Management
1d    Elect Director Huda Y. Zoghbi    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Report on Impact of Extended Patent    Against    Against    Shareholder
     Exclusivities on Product Access               

 

SANOFI

 

Ticker:

   SAN   

Security ID:

   F5548N101

Meeting Date:

   MAY 25, 2023   

Meeting Type:

   Annual/Special

Record Date:

   MAY 23, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 3.56 per Share    For    For    Management
4    Elect Frederic Oudea as Director    For    For    Management
5    Approve Compensation Report of Corporate Officers    For    For    Management
6    Approve Compensation of Serge Weinberg, Chairman of the Board    For    For    Management
7    Approve Compensation of Paul Hudson, CEO    For    For    Management
8    Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million    For    For    Management
9    Approve Remuneration Policy of Directors    For    For    Management
10    Approve Remuneration Policy of Chairman of the Board    For    For    Management
11    Approve Remuneration Policy of CEO    For    For    Management
12    Renew Appointment of PricewaterhouseCoopers Audit as Auditor    For    For    Management
13    Ratify Change Location of Registered Office to 46, Avenue de la Grande Armee, 75017 Paris and Amend Article 4 of Bylaws Accordingly    For    For    Management
14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
15    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
16    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million    For    For    Management
17    Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million    For    For    Management
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million    For    For    Management
19    Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion    For    For    Management
20    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    For    For    Management
21    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Management
22    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    For    Management
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
24    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

Page 36


STANDARD CHARTERED PLC

 

Ticker:

   STAN   

Security ID:

   G84228157

Meeting Date:

   MAY 03, 2023   

Meeting Type:

   Annual

Record Date:

   MAY 01, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3    Approve Remuneration Report    For    For    Management
4    Elect Jackie Hunt as Director    For    For    Management
5    Elect Linda Yueh as Director    For    For    Management
6    Re-elect Shirish Apte as Director    For    For    Management
7    Re-elect David Conner as Director    For    For    Management
8    Re-elect Andy Halford as Director    For    For    Management
9    Re-elect Gay Huey Evans as Director    For    For    Management
10    Re-elect Robin Lawther as Director    For    For    Management
11    Re-elect Maria Ramos as Director    For    For    Management
12    Re-elect Phil Rivett as Director    For    For    Management
13    Re-elect David Tang as Director    For    For    Management
14    Re-elect Carlson Tong as Director    For    For    Management
15    Re-elect Jose Vinals as Director    For    For    Management
16    Re-elect Bill Winters as Director    For    For    Management
17    Reappoint Ernst & Young LLP as Auditors    For    For    Management
18    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
19    Authorise UK Political Donations and Expenditure    For    For    Management
20    Authorise Board to Offer Scrip Dividend    For    For    Management
21    Approve Sharesave Plan    For    For    Management
22    Authorise Issue of Equity    For    For    Management
23    Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 28    For    For    Management
24    Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities    For    For    Management
25    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
26    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
27    Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    For    For    Management
28    Authorise Market Purchase of Ordinary Shares    For    For    Management
29    Authorise Market Purchase of Preference Shares    For    For    Management
30    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
31    Adopt New Articles of Association    For    For    Management

 

STELLANTIS NV

 

Ticker:

   STLAM   

Security ID:

   N82405106

Meeting Date:

   APR 13, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2.a    Receive Report of Board of Directors (Non-Voting)    None    None    Management
2.b    Receive Explanation on Company’s Reserves and Dividend Policy (Non-Voting)    None    None    Management
2.c    Approve Remuneration Report Excluding Pre-Merger Legacy Matters    For    For    Management
2.d    Approve Remuneration Report on the Pre-Merger Legacy Matters    For    For    Management
2.e    Adopt Financial Statements and Statutory Reports    For    For    Management
2.f    Approve Dividends of EUR 1.34 Per Share    For    For    Management
2g    Approve Discharge of Directors    For    For    Management
3    Elect Benoit Ribadeau-Dumas as Non-Executive Director    For    For    Management
4.a    Ratify Ernst & Young Accountants LLP as Auditors for the Financial Year 2023    For    For    Management
4.b    Ratify Deloitte Accountants B.V. as Auditors for the Financial Year 2024    For    For    Management
5    Amend Remuneration Policy    For    For    Management
6.a    Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital    For    For    Management
6.b    Authorize Board to Exclude Pre-emptive Rights from Share Issuances    For    For    Management
7    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
8    Approve Cancellation of Common Shares    For    For    Management
9    Close Meeting (Non-Voting)    None    None    Management

 

Page 37


SUNCOR ENERGY, INC.

 

Ticker:

   SU   

Security ID:

   867224107

Meeting Date:

   MAY 09, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 14, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Ian R. Ashby    For    For    Management
1.2    Elect Director Patricia M. Bedient    For    For    Management
1.3    Elect Director Russell K. Girling    For    For    Management
1.4    Elect Director Jean Paul (JP) Gladu    For    For    Management
1.5    Elect Director Dennis M. Houston    For    For    Management
1.6    Elect Director Richard M. Kruger    For    For    Management
1.7    Elect Director Brian P. MacDonald    For    For    Management
1.8    Elect Director Lorraine Mitchelmore    For    For    Management
1.9    Elect Director Daniel Romasko    For    For    Management
1.10    Elect Director Christopher R. Seasons    For    For    Management
1.11    Elect Director M. Jacqueline Sheppard    For    For    Management
1.12    Elect Director Eira M. Thomas    For    For    Management
1.13    Elect Director Michael M. Wilson    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management
4    SP 1: Report on Alignment of Capital Expenditure Plans with 2030 Emissions Reductions Target and 2050 Net Zero Pledge    Against    Against    Shareholder

 

T-MOBILE US, INC.

 

Ticker:

   TMUS   

Security ID:

   872590104

Meeting Date:

   JUN 16, 2023   

Meeting Type:

   Annual

Record Date:

   APR 17, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Andre Almeida    For    For    Management
1.2    Elect Director Marcelo Claure    For    For    Management
1.3    Elect Director Srikant M. Datar    For    For    Management
1.4    Elect Director Srinivasan Gopalan    For    For    Management
1.5    Elect Director Timotheus Hottges    For    For    Management
1.6    Elect Director Christian P. Illek    For    For    Management
1.7    Elect Director Raphael Kubler    For    For    Management
1.8    Elect Director Thorsten Langheim    For    For    Management
1.9    Elect Director Dominique Leroy    For    For    Management
1.10    Elect Director Letitia A. Long    For    For    Management
1.11    Elect Director G. Michael Sievert    For    For    Management
1.12    Elect Director Teresa A. Taylor    For    For    Management
1.13    Elect Director Kelvin R. Westbrook    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    Three Years    One Year    Management
5    Approve Omnibus Stock Plan    For    For    Management
6    Amend Qualified Employee Stock Purchase Plan    For    For    Management

 

Page 38


TE CONNECTIVITY, LTD.

 

Ticker:

   TEL   

Security ID:

   H84989104

Meeting Date:

   MAR 15, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 23, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean-Pierre Clamadieu    For    For    Management
1b    Elect Director Terrence R. Curtin    For    For    Management
1c    Elect Director Carol A. (John) Davidson    For    For    Management
1d    Elect Director Lynn A. Dugle    For    For    Management
1e    Elect Director William A. Jeffrey    For    For    Management
1f    Elect Director Syaru Shirley Lin    For    For    Management
1g    Elect Director Thomas J. Lynch    For    For    Management
1h    Elect Director Heath A. Mitts    For    For    Management
1i    Elect Director Abhijit Y. Talwalkar    For    For    Management
1j    Elect Director Mark C. Trudeau    For    For    Management
1k    Elect Director Dawn C. Willoughby    For    For    Management
1l    Elect Director Laura H. Wright    For    For    Management
2    Elect Board Chairman Thomas J. Lynch    For    For    Management
3a    Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    For    For    Management
3b    Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    For    For    Management
3c    Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee    For    For    Management
4    Designate Rene Schwarzenbach as Independent Proxy    For    For    Management
5.1    Accept Annual Report for Fiscal Year Ended September 30, 2022    For    For    Management
5.2    Accept Statutory Financial Statements for Fiscal Year Ended September 30, 2022    For    For    Management
5.3    Approve Consolidated Financial Statements for Fiscal Year Ended September 30, 2022    For    For    Management
6    Approve Discharge of Board and Senior Management    For    For    Management
7.1    Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023    For    For    Management
7.2    Ratify Deloitte AG as Swiss Registered Auditors    For    For    Management
7.3    Ratify PricewaterhouseCoopers AG as Special Auditors    For    For    Management
8    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
9    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
10    Approve Remuneration Report    For    For    Management
11    Approve Remuneration of Executive Management in the Amount of USD 53.5 Million    For    For    Management
12    Approve Remuneration of Board of Directors in the Amount of USD 4.1 Million    For    For    Management
13    Approve Allocation of Available Earnings at September 30, 2022    For    For    Management
14    Approve Declaration of Dividend    For    For    Management
15    Authorize Share Repurchase Program    For    For    Management
16    Approve Reduction in Share Capital via Cancelation of Shares    For    For    Management
17    Amend Articles to Reflect Changes in Capital    For    For    Management

 

TECK RESOURCES, LTD.

 

Ticker:

   TECK.B   

Security ID:

   878742204

Meeting Date:

   APR 26, 2023   

Meeting Type:

   Annual/Special

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Arnoud J. Balhuizen    For    For    Management
1.2    Elect Director Harry “Red” M. Conger, IV    For    For    Management
1.3    Elect Director Edward C. Dowling, Jr.    For    For    Management
1.4    Elect Director Norman B. Keevil, III    For    For    Management
1.5    Elect Director Tracey L. McVicar    For    For    Management
1.6    Elect Director Sheila A. Murray    For    For    Management
1.7    Elect Director Una M. Power    For    For    Management
1.8    Elect Director Jonathan H. Price    For    For    Management
1.9    Elect Director Yoshihiro Sagawa    For    For    Management
1.10    Elect Director Paul G. Schiodtz    For    For    Management
1.11    Elect Director Timothy R. Snider    For    For    Management
1.12    Elect Director Sarah A. Strunk    For    For    Management
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3    Approve Spin-Off Agreement with Elk Valley Resources Ltd.    For    Against    Management
4    Approve EVR Stock Option Plan    For    Against    Management
5    Approve EVR Shareholder Rights Plan    For    Against    Management
6    Approve Dual Class Amendment    For    For    Management
7    Advisory Vote on Executive Compensation Approach    For    For    Management

 

Page 39


TELEVISION BROADCASTS, LTD.

 

Ticker:

   511   

Security ID:

   Y85830126

Meeting Date:

   MAY 31, 2023   

Meeting Type:

   Annual

Record Date:

   MAY 02, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2.1    Elect Li Ruigang as Director    For    Against    Management
2.2    Elect Felix Fong Wo as Director    For    For    Management
3    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
4    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    For    Management
5    Authorize Repurchase of Issued Share Capital    For    For    Management
6    Approve Extension of Book Close Period from 30 Days to 60 Days    For    Against    Management

 

THE BANK OF NEW YORK MELLON CORP.

 

Ticker:

   BK   

Security ID:

   064058100

Meeting Date:

   APR 12, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Linda Z. Cook    For    For    Management
1b    Elect Director Joseph J. Echevarria    For    For    Management
1c    Elect Director M. Amy Gilliland    For    For    Management
1d    Elect Director Jeffrey A. Goldstein    For    For    Management
1e    Elect Director K. Guru Gowrappan    For    For    Management
1f    Elect Director Ralph Izzo    For    For    Management
1g    Elect Director Sandra E. “Sandie” O’ Connor    For    For    Management
1h    Elect Director Elizabeth E. Robinson    For    For    Management
1i    Elect Director Frederick O. Terrell    For    For    Management
1j    Elect Director Robin A. Vince    For    For    Management
1k    Elect Director Alfred W. “Al” Zollar    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Approve Omnibus Stock Plan    For    For    Management
6    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

Page 40


THE CHARLES SCHWAB CORP.

 

Ticker:

   SCHW   

Security ID:

   808513105

Meeting Date:

   MAY 18, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Marianne C. Brown    For    For    Management
1b    Elect Director Frank C. Herringer    For    For    Management
1c    Elect Director Gerri K. Martin-Flickinger    For    For    Management
1d    Elect Director Todd M. Ricketts    For    For    Management
1e    Elect Director Carolyn Schwab-Pomerantz    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Report on Gender/Racial Pay Gap    Against    Against    Shareholder
6    Report on Risks Related to Discrimination Against Individuals Including Political Views    Against    Against    Shareholder

 

THE CIGNA GROUP

 

Ticker:

   CI    Security ID:    125523100

Meeting Date:

   APR 26, 2023    Meeting Type:    Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director David M. Cordani    For    For    Management
1b    Elect Director William J. DeLaney    For    For    Management
1c    Elect Director Eric J. Foss    For    For    Management
1d    Elect Director Elder Granger    For    For    Management
1e    Elect Director Neesha Hathi    For    For    Management
1f    Elect Director George Kurian    For    For    Management
1g    Elect Director Kathleen M. Mazzarella    For    For    Management
1h    Elect Director Mark B. McClellan    For    For    Management
1i    Elect Director Kimberly A. Ross    For    For    Management
1j    Elect Director Eric C. Wiseman    For    For    Management
1k    Elect Director Donna F. Zarcone    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Amend Certificate of Incorporation to Limit the Liability of Certain Officers    For    For    Management
6    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
7    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder

 

Page 41


UBS GROUP AG

 

Ticker:

   UBSG   

Security ID:

   H42097107

Meeting Date:

   APR 05, 2023   

Meeting Type:

   Annual

Record Date:

         

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Sustainability Report    For    For    Management
4    Approve Allocation of Income and Dividends of USD 0.55 per Share    For    For    Management
5.1    Amend Articles Re: General Meeting    For    For    Management
5.2    Approve Virtual-Only Shareholder Meetings    For    Against    Management
5.3    Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee; Editorial Changes    For    For    Management
5.4    Amend Articles Re: Shares and Share Register    For    For    Management
6    Approve Discharge of Board and Senior Management, excluding French Cross-Border Matter    For    For    Management
7.1    Re-elect Colm Kelleher as Director and Board Chair    For    For    Management
7.2    Re-elect Lukas Gaehwiler as Director    For    For    Management
7.3    Re-elect Jeremy Anderson as Director    For    For    Management
7.4    Re-elect Claudia Boeckstiegel as Director    For    For    Management
7.5    Re-elect William Dudley as Director    For    For    Management
7.6    Re-elect Patrick Firmenich as Director    For    For    Management
7.7    Re-elect Fred Hu as Director    For    For    Management
7.8    Re-elect Mark Hughes as Director    For    For    Management
7.9    Re-elect Nathalie Rachou as Director    For    For    Management
7.10    Re-elect Julie Richardson as Director    For    For    Management
7.11    Re-elect Dieter Wemmer as Director    For    For    Management
7.12    Re-elect Jeanette Wong as Director    For    For    Management
8.1    Reappoint Julie Richardson as Chairperson of the Compensation Committee    For    For    Management
8.2    Reappoint Dieter Wemmer as Member of the Compensation Committee    For    For    Management
8.3    Reappoint Jeanette Wong as Member of the Compensation Committee    For    For    Management
9.1    Approve Remuneration of Directors in the Amount of CHF 13 Million    For    For    Management
9.2    Approve Variable Remuneration of Executive Committee in the Amount of CHF 81.1 Million    For    For    Management
9.3    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million    For    For    Management
10.1    Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    For    For    Management
10.2    Ratify Ernst & Young AG as Auditors    For    For    Management
11    Approve CHF 6.3 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    For    For    Management
12    Authorize Repurchase of up to USD 6 Billion in Issued Share Capital    For    For    Management
13.1    Approve CHF 25.9 Million Reduction in Share Capital via Reduction of Nominal Value and Allocation to Capital Contribution Reserves    For    For    Management
13.2    Approve Conversion of Currency of the Share Capital from CHF to USD    For    For    Management
14    Transact Other Business (Voting)    None    Against    Management

 

UNITEDHEALTH GROUP, INC.

 

Ticker:

   UNH   

Security ID:

   91324P102

Meeting Date:

   JUN 05, 2023   

Meeting Type:

   Annual

Record Date:

   APR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Timothy Flynn    For    For    Management
1b    Elect Director Paul Garcia    For    For    Management
1c    Elect Director Kristen Gil    For    For    Management
1d    Elect Director Stephen Hemsley    For    For    Management
1e    Elect Director Michele Hooper    For    For    Management
1f    Elect Director F. William McNabb, III    For    For    Management
1g    Elect Director Valerie Montgomery Rice    For    For    Management
1h    Elect Director John Noseworthy    For    For    Management
1i    Elect Director Andrew Witty    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Report on Third-Party Racial Equity Audit    Against    Against    Shareholder
6    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder
7    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

Page 42


VMWARE, INC.

 

Ticker:

   VMW   

Security ID:

   928563402

Meeting Date:

   JUL 12, 2022   

Meeting Type:

   Annual

Record Date:

   MAY 16, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Nicole Anasenes    For    For    Management
1b    Elect Director Marianne Brown    For    For    Management
1c    Elect Director Paul Sagan    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

VMWARE, INC.

 

Ticker:

   VMW   

Security ID:

   928563402

Meeting Date:

   NOV 04, 2022   

Meeting Type:

   Special

Record Date:

   SEP 30, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Merger Agreement    For    For    Management
2    Advisory Vote on Golden Parachutes    For    For    Management
3    Adjourn Meeting    For    For    Management
4    Amend Certificate of Incorporation to Eliminate Personal Liability of Directors    For    For    Management

 

Page 43


WELLS FARGO & CO.

 

Ticker:

   WFC   

Security ID:

   949746101

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Steven D. Black    For    For    Management
1b    Elect Director Mark A. Chancy    For    For    Management
1c    Elect Director Celeste A. Clark    For    For    Management
1d    Elect Director Theodore F. Craver, Jr.    For    For    Management
1e    Elect Director Richard K. Davis    For    For    Management
1f    Elect Director Wayne M. Hewett    For    For    Management
1g    Elect Director CeCelia (CeCe) G. Morken    For    For    Management
1h    Elect Director Maria R. Morris    For    For    Management
1i    Elect Director Felicia F. Norwood    For    For    Management
1j    Elect Director Richard B. Payne, Jr.    For    For    Management
1k    Elect Director Ronald L. Sargent    For    For    Management
1l    Elect Director Charles W. Scharf    For    For    Management
1m    Elect Director Suzanne M. Vautrinot    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Adopt Simple Majority Vote    Against    For    Shareholder
6    Report on Political Expenditures Congruence    Against    Against    Shareholder
7    Report on Climate Lobbying    Against    Against    Shareholder
8    Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets    Against    Against    Shareholder
9    Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development    Against    Against    Shareholder
10    Report on Prevention of Workplace Harassment and Discrimination    Against    For    Shareholder
11    Adopt Policy on Freedom of Association and Collective Bargaining    Against    Against    Shareholder

 

XP, INC.

 

Ticker:

   XP   

Security ID:

   G98239109

Meeting Date:

   OCT 18, 2022   

Meeting Type:

   Annual

Record Date:

   SEP 19, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Elect Director Cristiana Pereira    For    For    Management
3    Approve Changes in Authorized Share Capital    For    Against    Management
4    Amend Articles of Association    For    Against    Management

 

Page 44


 

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Dodge & Cox Funds
(Registrant)
By  

/s/ Dana M. Emery

   

Chair and President, Dodge & Cox Funds

Date

 

8/23/23