N-PX 1 d470173dnpx.htm FORM N-PX Form N-PX

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-173

 

Dodge & Cox Funds


(Exact name of registrant as specified in charter)

 

555 California Street

40th Floor

San Francisco, CA 94104


(Address of principal executive offices)

 

Roberta R.W. Kameda

Secretary

555 California Street

40th Floor

San Francisco, CA 94104


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: (415) 981-1710

 

Date of Fiscal year-end: 12/31/23

 

Date of reporting period: 7/1/22 - 6/30/23

 



Dodge & Cox Stock Fund

 

AEGON NV

 

Ticker:

   AGN   

Security ID:

   007924103

Meeting Date:

   JAN 17, 2023   

Meeting Type:

   Extraordinary Shareholders

Record Date:

   DEC 20, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2    Approve Sale of Aegon Nederland    For    For    Management
3    Other Business (Non-Voting)    None    None    Management
4    Close Meeting (Non-Voting)    None    None    Management

 

AEGON NV

 

Ticker:

   AGN   

Security ID:

   007924103

Meeting Date:

   MAY 25, 2023   

Meeting Type:

   Annual

Record Date:

   APR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2.1    Receive Report of Executive Board (Non-Voting)    None    None    Management
2.2    Approve Remuneration Report    For    For    Management
2.3    Receive Explanation on Company’s Dividend Policy (Non-Voting)    None    None    Management
2.4    Adopt Financial Statements and Statutory Reports    For    For    Management
2.5    Approve Dividends    For    For    Management
3.1    Approve Discharge of Executive Board    For    For    Management
3.2    Approve Discharge of Supervisory Board    For    For    Management
4.1    Ratify Ernst & Young Accountants LLP as Auditors    For    For    Management
5.1    Re-elect Dona Young to Supervisory Board    For    For    Management
6.1    Approve Cancellation of Common Shares and Common Shares B    For    For    Management
6.2    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights    For    For    Management
6.3    Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue    For    For    Management
6.4    Authorize Repurchase of Up to 30 Percent of Issued Share Capital    For    For    Management
7    Other Business (Non-Voting)    None    None    Management
8    Close Meeting (Non-Voting)    None    None    Management

 

Page 1


ALNYLAM PHARMACEUTICALS, INC.

 

Ticker:

   ALNY   

Security ID:

   02043Q107

Meeting Date:

   MAY 18, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michael W. Bonney    For    For    Management
1b    Elect Director Yvonne L. Greenstreet    For    For    Management
1c    Elect Director Phillip A. Sharp    For    For    Management
1d    Elect Director Elliott Sigal    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

ALPHABET, INC.

 

Ticker:

   GOOGL   

Security ID:

   02079K305

Meeting Date:

   JUN 02, 2023   

Meeting Type:

   Annual

Record Date:

   APR 04, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Larry Page    For    For    Management
1b    Elect Director Sergey Brin    For    For    Management
1c    Elect Director Sundar Pichai    For    For    Management
1d    Elect Director John L. Hennessy    For    For    Management
1e    Elect Director Frances H. Arnold    For    For    Management
1f    Elect Director R. Martin “Marty” Chavez    For   

For

   Management
1g    Elect Director L. John Doerr    For    For    Management
1h    Elect Director Roger W. Ferguson, Jr.    For    For    Management
1i    Elect Director Ann Mather    For    Abstain    Management
1i    Elect Director Ann Mather    For    Against    Management
1i    Elect Director Ann Mather    For    For    Management
1j    Elect Director K. Ram Shriram    For    For    Management
1k    Elect Director Robin L. Washington    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Advisory Vote on Say on Pay Frequency Years    Three    One Year    Management
6    Report on Lobbying Payments and Policy    Against    Against    Shareholder
7    Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties    Against    Against    Shareholder
8    Report on Framework to Assess Company Lobbying Alignment with Climate Goals    Against    Against    Shareholder
9    Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access    Against    Against    Shareholder
10    Report on Risks of Doing Business in Countries with Significant Human Rights Concerns    Against    Against    Shareholder
11    Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology    Against    Against    Shareholder
12    Disclose More Quantitative and Qualitative Information on Algorithmic Systems    Against    Against    Shareholder
13    Report on Alignment of YouTube Policies With Online Safety Regulations    Against    Against    Shareholder
14    Report on Content Governance and Censorship    Against    Against    Shareholder
15    Commission Independent Assessment of Effectiveness of Audit and Compliance Committee    Against    Against    Shareholder
16    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Against    Against    Shareholder
17    Adopt Share Retention Policy For Senior Executives    Against    Against    Shareholder
18    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    Against    Shareholder

 

Page 2


AMAZON.COM, INC.

 

Ticker:

   AMZN   

Security ID:

   023135106

Meeting Date:

   MAY 24, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 30, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jeffrey P. Bezos    For    For    Management
1b    Elect Director Andrew R. Jassy    For    For    Management
1c    Elect Director Keith B. Alexander    For    For    Management
1d    Elect Director Edith W. Cooper    For    For    Management
1e    Elect Director Jamie S. Gorelick    For    For    Management
1f    Elect Director Daniel P. Huttenlocher    For    For    Management
1g    Elect Director Judith A. McGrath    For    For    Management
1h    Elect Director Indra K. Nooyi    For    For    Management
1i    Elect Director Jonathan J. Rubinstein    For    For    Management
1j    Elect Director Patricia Q. Stonesifer    For    For    Management
1k    Elect Director Wendell P. Weeks    For    For    Management
2    Ratify Ratification of Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Report on Climate Risk in Retirement Plan Options    Against    Against    Shareholder
7    Report on Customer Due Diligence    Against    Against    Shareholder
8    Revise Transparency Report to Provide Greater Disclosure on Government Requests    Against    Against    Shareholder
9    Report on Government Take Down Requests   

Against

  

Against

   Shareholder
10    Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines    Against    Against    Shareholder
11    Publish a Tax Transparency Report    Against    Against    Shareholder
12    Report on Climate Lobbying    Against    Against    Shareholder
13    Report on Median and Adjusted Gender/Racial Pay Gaps    Against    Against    Shareholder
14    Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs    Against    Against    Shareholder
15    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Against    Against    Shareholder
16    Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining    Against    Against    Shareholder
17    Consider Pay Disparity Between Executives and Other Employees    Against    Against    Shareholder
18    Report on Animal Welfare Standards    Against    Against    Shareholder
19    Establish a Public Policy Committee    Against    Against    Shareholder
20    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Against    Against    Shareholder
21    Commission a Third Party Audit on Working Conditions    Against    Against    Shareholder
22    Report on Efforts to Reduce Plastic Use   

Against

  

Against

  

Shareholder

23    Commission Third Party Study and Report on Risks Associated with Use of Rekognition    Against    Against    Shareholder

 

Page 3


ANHEUSER-BUSCH INBEV SA/NV

 

Ticker:

   ABI   

Security ID:

   03524A108

Meeting Date:

   APR 26, 2023   

Meeting Type:

   Annual/Special

Record Date:

   MAR 14, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


A.1    Amend Articles Re: Composition Rules for the Board of Directors    For    For    Management
B.2    Receive Directors’ Reports (Non-Voting)   

None

  

None

   Management
B.3    Receive Auditors’ Reports (Non-Voting)    None    None    Management
B.4    Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    None    None    Management
B.5    Approve Financial Statements, Allocation of Income and Dividends of EUR 0.75 per Share    For    For    Management
B.6    Approve Discharge of Directors    For    For    Management
B.7    Approve Discharge of Auditors    For    For    Management
B.8.    a Elect Aradhana Sarin as Independent Director    For   

For

   Management
B.8.b    Elect Dirk Van de Put as Independent Director    For   

For

   Management
B.8.c    Elect Lynne Biggar as Independent Director    For   

For

   Management
B.8.d    Re-elect Sabine Chalmers as Director    For   

Against

   Management
B.8.e    Re-elect Claudio Garcia as Director    For   

Against

   Management
B.8.f    Elect Heloisa Sicupira as Director    For   

For

   Management
B.8.g    Re-elect Martin J. Barrington as Restricted Share Director    For   

For

   Management
B.8.h    Re-elect Alejandro Santo Domingo as Restricted Share Director    For   

For

   Management
B.8.i    Elect Salvatore Mancuso as Restricted Share Director    For   

For

   Management
B.9    Approve Remuneration Report    For    Against    Management
C.10    Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    For    For    Management

 

Page 4


BAKER HUGHES CO.

 

Ticker:

   BKR   

Security ID:

   05722G100

Meeting Date:

   MAY 16, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director W. Geoffrey Beattie    For    For    Management
1.2    Elect Director Gregory D. Brenneman    For    For    Management
1.3    Elect Director Cynthia B. Carroll    For    For    Management
1.4    Elect Director Nelda J. Connors    For    For    Management
1.5    Elect Director Michael R. Dumais    For    For    Management
1.6    Elect Director Lynn L. Elsenhans    For    For    Management
1.7    Elect Director John G. Rice    For    For    Management
1.8    Elect Director Lorenzo Simonelli    For    For    Management
1.9    Elect Director Mohsen Sohi    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify KPMG LLP as Auditors    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

BANK OF AMERICA CORP.

 

Ticker:

   BAC   

Security ID:

   060505104

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 01, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Sharon L. Allen    For    For    Management
1b    Elect Director Jose (Joe) E. Almeida    For    For    Management
1c    Elect Director Frank P. Bramble, Sr.    For    For    Management
1d    Elect Director Pierre J.P. de Weck    For    For    Management
1e    Elect Director Arnold W. Donald    For    For    Management
1f    Elect Director Linda P. Hudson    For    For    Management
1g    Elect Director Monica C. Lozano    For    For    Management
1h    Elect Director Brian T. Moynihan    For    For    Management
1i    Elect Director Lionel L. Nowell, III    For    For    Management
1j    Elect Director Denise L. Ramos    For    For    Management
1k    Elect Director Clayton S. Rose    For    For    Management
1l    Elect Director Michael D. White    For    For    Management
1m    Elect Director Thomas D. Woods    For    For    Management
1n    Elect Director Maria T. Zuber    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Require Independent Board Chair    Against    Against    Shareholder
7    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder
8    Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting    Against    Against    Shareholder
9    Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets    Against    Against    Shareholder
10    Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development    Against    Against    Shareholder
11    Commission Third Party Racial Equity Audit    Against    Against    Shareholder

 

Page 5


BIOMARIN PHARMACEUTICAL, INC.    

 

Ticker:

   BMRN   

Security ID:

   09061G101

Meeting Date:

   MAY 23, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Mark J. Alles    For    For    Management
1.2    Elect Director Elizabeth McKee Anderson   

For

  

For

   Management
1.3    Elect Director Jean-Jacques Bienaime    For    For    Management
1.4    Elect Director Willard Dere    For    For    Management
1.5    Elect Director Elaine J. Heron    For    For    Management
1.6    Elect Director Maykin Ho    For    For    Management
1.7    Elect Director Robert J. Hombach    For    For    Management
1.8    Elect Director V. Bryan Lawlis    For    For    Management
1.9    Elect Director Richard A. Meier    For    For    Management
1.10    Elect Director David E.I. Pyott    For    For    Management
1.11    Elect Director Dennis J. Slamon    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

BOOKING HOLDINGS, INC.

 

Ticker:

   BKNG   

Security ID:

   09857L108

Meeting Date:

   JUN 06, 2023   

Meeting Type:

   Annual

Record Date:

   APR 11, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Glenn D. Fogel    For    For    Management
1.2    Elect Director Mirian M. Graddick-Weir    For    For    Management
1.3    Elect Director Wei Hopeman    For    For    Management
1.4    Elect Director Robert J. Mylod, Jr.    For    For    Management
1.5    Elect Director Charles H. Noski    For    For    Management
1.6    Elect Director Larry Quinlan    For    For    Management
1.7    Elect Director Nicholas J. Read    For    For    Management
1.8    Elect Director Thomas E. Rothman    For    For    Management
1.9    Elect Director Sumit Singh    For    For    Management
1.10    Elect Director Lynn Vojvodich Radakovich    For    For    Management
1.11    Elect Director Vanessa A. Wittman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder

 

Page 6


BRIGHTHOUSE FINANCIAL, INC.

 

Ticker:

   BHF   

Security ID:

   10922N103

Meeting Date:

   JUN 08, 2023   

Meeting Type:

   Annual

Record Date:

   APR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Philip V. (Phil) Bancroft    For    For    Management
1b    Elect Director Irene Chang Britt    For    For    Management
1c    Elect Director C. Edward (Chuck) Chaplin    For    For    Management
1d    Elect Director Stephen C. (Steve) Hooley    For    For    Management
1e    Elect Director Carol D. Juel    For    For    Management
1f    Elect Director Eileen A. Mallesch    For    For    Management
1g    Elect Director Diane E. Offereins    For    For    Management
1h    Elect Director Eric T. Steigerwalt    For    For    Management
1i    Elect Director Paul M. Wetzel    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Eliminate Supermajority Vote Requirement    For    For    Management
5    Amend Certificate of Incorporation to Limit the Liability of Officers    For    For    Management

 

BRISTOL-MYERS SQUIBB CO.

 

Ticker:

   BMY   

Security ID:

   110122108

Meeting Date:

   MAY 02, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 13, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1A    Elect Director Peter J. Arduini    For    For    Management
1B    Elect Director Deepak L. Bhatt    For    For    Management
1C    Elect Director Giovanni Caforio    For    For    Management
1D    Elect Director Julia A. Haller    For    For    Management
1E    Elect Director Manuel Hidalgo Medina    For    For    Management
1F    Elect Director Paula A. Price    For    For    Management
1G    Elect Director Derica W. Rice    For    For    Management
1H    Elect Director Theodore R. Samuels    For    For    Management
1I    Elect Director Gerald L. Storch    For    For    Management
1J    Elect Director Karen H. Vousden    For    For    Management
1K    Elect Director Phyllis R. Yale    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder
6    Commission a Civil Rights and Non-Discrimination Audit    Against    Against    Shareholder
7    Amend Right to Call Special Meeting    Against    Against    Shareholder

 

Page 7


CAPITAL ONE FINANCIAL CORP.

 

Ticker:

   COF   

Security ID:

   14040H105

Meeting Date:

   MAY 04, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 08, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Richard D. Fairbank    For    For    Management
1b    Elect Director Ime Archibong    For    For    Management
1c    Elect Director Christine Detrick    For    For    Management
1d    Elect Director Ann Fritz Hackett    For    For    Management
1e    Elect Director Peter Thomas Killalea    For    For    Management
1f    Elect Director Cornelis “Eli” Leenaars    For    For    Management
1g    Elect Director Francois Locoh-Donou    For    For    Management
1h    Elect Director Peter E. Raskind    For    For    Management
1i    Elect Director Eileen Serra    For    For    Management
1j    Elect Director Mayo A. Shattuck, III    For    For    Management
1k    Elect Director Bradford H. Warner    For    For    Management
1l    Elect Director Craig Anthony Williams    For    For    Management
2    Eliminate Supermajority Vote Requirement    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Ratify Ernst & Young LLP as Auditors    For    For    Management
7    Adopt Simple Majority Vote    Against    For    Shareholder
8    Report on Board Oversight of Risks Related to Discrimination    Against    Against    Shareholder
9    Disclose Board Skills and Diversity Matrix    Against    For    Shareholder

 

CARRIER GLOBAL CORP.

 

Ticker:

   CARR   

Security ID:

   14448C104

Meeting Date:

   APR 20, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 28, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean-Pierre Garnier    For    For    Management
1b    Elect Director David L. Gitlin    For    For    Management
1c    Elect Director John J. Greisch    For    For    Management
1d    Elect Director Charles M. Holley, Jr.    For    For    Management
1e    Elect Director Michael M. McNamara    For    For    Management
1f    Elect Director Susan N. Story    For    For    Management
1g    Elect Director Michael A. Todman    For    For    Management
1h    Elect Director Virginia M. Wilson    For    For    Management
1i    Elect Director Beth A. Wozniak    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Require Independent Board Chairman    Against    Against    Shareholder

 

Page 8


CELANESE CORP.

 

Ticker:

   CE   

Security ID:

   150870103

Meeting Date:

   APR 20, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 22, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean S. Blackwell    For    For    Management
1b    Elect Director William M. Brown    For    For    Management
1c    Elect Director Edward G. Galante    For    For    Management
1d    Elect Director Kathryn M. Hill    For    For    Management
1e    Elect Director David F. Hoffmeister    For    For    Management
1f    Elect Director Jay V. Ihlenfeld    For    For    Management
1g    Elect Director Deborah J. Kissire    For    For    Management
1h    Elect Director Michael Koenig    For    For    Management
1i    Elect Director Kim K.W. Rucker    For    For    Management
1j    Elect Director Lori J. Ryerkerk    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

CHARTER COMMUNICATIONS, INC.

 

Ticker:

   CHTR   

Security ID:

   16119P108

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director W. Lance Conn    For    For    Management
1b    Elect Director Kim C. Goodman    For    For    Management
1c    Elect Director Craig A. Jacobson    For    For    Management
1d    Elect Director Gregory B. Maffei    For    For    Management
1e    Elect Director John D. Markley, Jr.    For    For    Management
1f    Elect Director David C. Merritt    For    For    Management
1g    Elect Director James E. Meyer    For    For    Management
1h    Elect Director Steven A. Miron    For    For    Management
1i    Elect Director Balan Nair    For    For    Management
1j    Elect Director Michael A. Newhouse    For    For    Management
1k    Elect Director Mauricio Ramos    For    For    Management
1l    Elect Director Thomas M. Rutledge    For    For    Management
1m    Elect Director Eric L. Zinterhofer    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency Years    Three    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

Page 9


CISCO SYSTEMS, INC.

 

Ticker:

   CSCO   

Security ID:

   17275R102

Meeting Date:

   DEC 08, 2022   

Meeting Type:

   Annual

Record Date:

   OCT 10, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director M. Michele Burns    For    For    Management
1b    Elect Director Wesley G. Bush    For    For    Management
1c    Elect Director Michael D. Capellas    For    For    Management
1d    Elect Director Mark Garrett    For    For    Management
1e    Elect Director John D. Harris, II    For    For    Management
1f    Elect Director Kristina M. Johnson    For    For    Management
1g    Elect Director Roderick C. McGeary    For    For    Management
1h    Elect Director Sarah Rae Murphy    For    For    Management
1i    Elect Director Charles H. Robbins    For    For    Management
1j    Elect Director Brenton L. Saunders    For    For    Management
1k    Elect Director Lisa T. Su    For    For    Management
1l    Elect Director Marianna Tessel    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Report on Tax Transparency Set Forth in the Global Reporting Initiative’s Tax Standard    Against    Against    Shareholder

 

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

 

Ticker:

   CTSH   

Security ID:

   192446102

Meeting Date:

   JUN 06, 2023   

Meeting Type:

   Annual

Record Date:

   APR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Zein Abdalla    For    For    Management
1b    Elect Director Vinita Bali    For    For    Management
1c    Elect Director Eric Branderiz    For    For    Management
1d    Elect Director Archana Deskus    For    For    Management
1e    Elect Director John M. Dineen    For    For    Management
1f    Elect Director Nella Domenici    For    For    Management
1g    Elect Director Ravi Kumar S    For    For    Management
1h    Elect Director Leo S. Mackay, Jr.    For    For    Management
1i    Elect Director Michael Patsalos-Fox    For    For    Management
1j    Elect Director Stephen J. Rohleder    For    For    Management
1k    Elect Director Abraham “Bram” Schot    For    For    Management
1l    Elect Director Joseph M. Velli    For    For    Management
1m    Elect Director Sandra S. Wijnberg    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Approve Omnibus Stock Plan    For    For    Management
5    Amend Qualified Employee Stock Purchase Plan    For    For    Management
6    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
7    Amend Bylaws    Against    Against    Shareholder
8    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder

 

Page 10


COHERENT CORP.

 

Ticker:

   COHR   

Security ID:

   19247G107

Meeting Date:

   NOV 16, 2022   

Meeting Type:

   Annual

Record Date:

   SEP 15, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Enrico Digirolamo    For    For    Management
1b    Elect Director David L. Motley    For    For    Management
1c    Elect Director Shaker Sadasivam    For    For    Management
1d    Elect Director Lisa Neal-Graves    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management

 

COMCAST CORP.

 

Ticker:

   CMCSA   

Security ID:

   20030N101

Meeting Date:

   JUN 07, 2023   

Meeting Type:

   Annual

Record Date:

   APR 03, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kenneth J. Bacon    For    For    Management
1.2    Elect Director Thomas J. Baltimore, Jr.   

For

  

For

   Management
1.3    Elect Director Madeline S. Bell    For    For    Management
1.4    Elect Director Edward D. Breen    For    For    Management
1.5    Elect Director Gerald L. Hassell    For    For    Management
1.6    Elect Director Jeffrey A. Honickman    For    For    Management
1.7    Elect Director Maritza G. Montiel    For    For    Management
1.8    Elect Director Asuka Nakahara    For    For    Management
1.9    Elect Director David C. Novak    For    For    Management
1.10    Elect Director Brian L. Roberts    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Approve Omnibus Stock Plan    For    For    Management
4    Amend Qualified Employee Stock Purchase Plan    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
7    Oversee and Report on a Racial Equity Audit    Against    Against    Shareholder
8    Report on Climate Risk in Retirement Plan Options    Against    Against    Shareholder
9    Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal    Against    Against    Shareholder
10    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder
11    Report on Risks Related to Operations in China    Against    Against    Shareholder

 

Page 11


CONOCOPHILLIPS

 

Ticker:

   COP   

Security ID:

   20825C104

Meeting Date:

   MAY 16, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Dennis V. Arriola    For    For    Management
1b    Elect Director Jody Freeman    For    For    Management
1c    Elect Director Gay Huey Evans    For    For    Management
1d    Elect Director Jeffrey A. Joerres    For    For    Management
1e    Elect Director Ryan M. Lance    For    For    Management
1f    Elect Director Timothy A. Leach    For    For    Management
1g    Elect Director William H. McRaven    For    For    Management
1h    Elect Director Sharmila Mulligan    For    For    Management
1i    Elect Director Eric D. Mullins    For    For    Management
1j    Elect Director Arjun N. Murti    For    For    Management
1k    Elect Director Robert A. Niblock    For    For    Management
1l    Elect Director David T. Seaton    For    For    Management
1m    Elect Director R.A. Walker    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    None    One Year    Management
5    Provide Right to Call Special Meeting    For    For    Management
6    Approve Omnibus Stock Plan    For    For    Management
7    Require Independent Board Chair    Against    Against    Shareholder
8    Adopt Share Retention Policy For Senior Executives    Against    Against    Shareholder
9    Report on Tax Transparency    Against    Against    Shareholder
10    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

CVS HEALTH CORP.

 

Ticker:

   CVS   

Security ID:

   126650100

Meeting Date:

   MAY 18, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Fernando Aguirre    For    For    Management
1b    Elect Director Jeffrey R. Balser    For    For    Management
1c    Elect Director C. David Brown, II    For    For    Management
1d    Elect Director Alecia A. DeCoudreaux    For    For    Management
1e    Elect Director Nancy-Ann M. DeParle    For    For    Management
1f    Elect Director Roger N. Farah    For    For    Management
1g    Elect Director Anne M. Finucane    For    For    Management
1h    Elect Director Edward J. Ludwig    For    For    Management
1i    Elect Director Karen S. Lynch    For    For    Management
1j    Elect Director Jean-Pierre Millon    For    For    Management
1k    Elect Director Mary L. Schapiro    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Adopt a Paid Sick Leave Policy    Against    Against    Shareholder
6    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
7    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Against    Against    Shareholder
8    Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining Rights    Against    Against    Shareholder
9    Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company    Against    Against    Shareholder

 

Page 12


DELL TECHNOLOGIES, INC.

 

Ticker:

   DELL   

Security ID:

   24703L202

Meeting Date:

   JUN 20, 2023   

Meeting Type:

   Annual

Record Date:

   APR 26, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Michael S. Dell    For    For    Management
1.2    Elect Director David W. Dorman    For    For    Management
1.3    Elect Director Egon Durban    For    For    Management
1.4    Elect Director David Grain    For    For    Management
1.5    Elect Director William D. Green    For    For    Management
1.6    Elect Director Simon Patterson    For    For    Management
1.7    Elect Director Lynn Vojvodich Radakovich    For    For    Management
1.8    Elect Director Ellen J. Kullman    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Approve Omnibus Stock Plan    For    For    Management

 

DISH NETWORK CORP.

 

Ticker:

   DISH   

Security ID:

   25470M109

Meeting Date:

   APR 28, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kathleen Q. Abernathy    For    For    Management
1.2    Elect Director George R. Brokaw    For    For    Management
1.3    Elect Director Stephen J. Bye    For    For    Management
1.4    Elect Director W. Erik Carlson    For    For    Management
1.5    Elect Director James DeFranco    For    For    Management
1.6    Elect Director Cantey M. Ergen    For    For    Management
1.7    Elect Director Charles W. Ergen    For    For    Management
1.8    Elect Director Tom A. Ortolf    For    For    Management
1.9    Elect Director Joseph T. Proietti    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Amend Qualified Employee Stock Purchase Plan    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Advisory Vote on Say on Pay Frequency Years    Three    One Year    Management

 

Page 13


DOMINION ENERGY, INC.

 

Ticker:

   D   

Security ID:

   25746U109

Meeting Date:

   MAY 10, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 03, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1A    Elect Director James A. Bennett    For    For    Management
1B    Elect Director Robert M. Blue    For    For    Management
1C    Elect Director D. Maybank Hagood    For    For    Management
1D    Elect Director Ronald W. Jibson    For    For    Management
1E    Elect Director Mark J. Kington    For    For    Management
1F    Elect Director Kristin G. Lovejoy    For    For    Management
1G    Elect Director Joseph M. Rigby    For    For    Management
1H    Elect Director Pamela J. Royal    For    For    Management
1I    Elect Director Robert H. Spilman, Jr.    For    For    Management
1J    Elect Director Susan N. Story    For    For    Management
1K    Elect Director Michael E. Szymanczyk    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Amend Right to Call Special Meeting    For    For    Management
6    Amend Advance Notice Provisions for Director Nominations    For    For    Management
7    Require Independent Board Chair    Against    Against    Shareholder

 

ELANCO ANIMAL HEALTH, INC.

 

Ticker:

   ELAN   

Security ID:

   28414H103

Meeting Date:

   MAY 18, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michael J. Harrington    For    For    Management
1b    Elect Director R. David Hoover    For    Against    Management
1c    Elect Director Deborah T. Kochevar    For    Against    Management
1d    Elect Director Kirk P. McDonald    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Qualified Employee Stock Purchase Plan    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 14


FEDEX CORP.

 

Ticker:

   FDX   

Security ID:

   31428X106

Meeting Date:

   SEP 19, 2022   

Meeting Type:

   Annual

Record Date:

   JUL 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Marvin R. Ellison    For    For    Management
1b    Elect Director Stephen E. Gorman    For    For    Management
1c    Elect Director Susan Patricia Griffith    For    For    Management
1d    Elect Director Kimberly A. Jabal    For    For    Management
1e    Elect Director Amy B. Lane    For    For    Management
1f    Elect Director R. Brad Martin    For    For    Management
1g    Elect Director Nancy A. Norton    For    For    Management
1h    Elect Director Frederick P. Perpall    For    For    Management
1i    Elect Director Joshua Cooper Ramo    For    For    Management
1j    Elect Director Susan C. Schwab    For    For    Management
1k    Elect Director Frederick W. Smith    For    For    Management
1l    Elect Director David P. Steiner    For    For    Management
1m    Elect Director Rajesh Subramaniam    For    For    Management
1n    Elect Director V. James Vena    For    For    Management
1o    Elect Director Paul S. Walsh    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder
6    Report on Alignment Between Company Values and Electioneering Contributions    Against    Against    Shareholder
7    Report on Lobbying Payments and Policy    Against    Against    Shareholder
8    Report on Racism in Corporate Culture    Against    Against    Shareholder
9    Report on Climate Lobbying    Against    Against    Shareholder

 

FIDELITY NATIONAL INFORMATION SERVICES, INC.

 

Ticker:

   FIS   

Security ID:

   31620M106

Meeting Date:

   MAY 24, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 31, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Lee Adrean    For    For    Management
1b    Elect Director Ellen R. Alemany    For    For    Management
1c    Elect Director Mark D. Benjamin    For    For    Management
1d    Elect Director Vijay G. D’Silva    For    For    Management
1e    Elect Director Stephanie L. Ferris    For    For    Management
1f    Elect Director Jeffrey A. Goldstein    For    For    Management
1g    Elect Director Lisa A. Hook    For    For    Management
1h    Elect Director Kenneth T. Lamneck    For    For    Management
1i    Elect Director Gary L. Lauer    For    For    Management
1j    Elect Director Louise M. Parent    For    For    Management
1k    Elect Director Brian T. Shea    For    For    Management
1l    Elect Director James B. Stallings, Jr.    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management

 

Page 15


FISERV, INC.

 

Ticker:

   FISV   

Security ID:

   337738108

Meeting Date:

   MAY 17, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Frank J. Bisignano    For    For    Management
1.2    Elect Director Henrique de Castro    For    For    Management
1.3    Elect Director Harry F. DiSimone    For    For    Management
1.4    Elect Director Dylan G. Haggart    For    For    Management
1.5    Elect Director Wafaa Mamilli    For    For    Management
1.6    Elect Director Heidi G. Miller    For    For    Management
1.7    Elect Director Doyle R. Simons    For    For    Management
1.8    Elect Director Kevin M. Warren    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Require Independent Board Chairman    Against    Against    Shareholder

 

FOX CORP.

 

Ticker:

   FOXA   

Security ID:

   35137L204

Meeting Date:

   NOV 03, 2022   

Meeting Type:

   Annual

Record Date:

   SEP 12, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director K. Rupert Murdoch    For    For    Management
1b    Elect Director Lachlan K. Murdoch    For    For    Management
1c    Elect Director William A. Burck    For    For    Management
1d    Elect Director Chase Carey    For    For    Management
1e    Elect Director Anne Dias    For    For    Management
1f    Elect Director Roland A. Hernandez    For    For    Management
1g    Elect Director Jacques Nasser    For    For    Management
1h    Elect Director Paul D. Ryan    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Articles of Incorporation To Provide for Exculpation Provision    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

Page 16


GAMING AND LEISURE PROPERTIES, INC.    

 

Ticker:

   GLPI   

Security ID:

   36467J108

Meeting Date:

   JUN 15, 2023   

Meeting Type:

   Annual

Record Date:

   APR 11, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Peter M. Carlino    For    For    Management
1.2    Elect Director JoAnne A. Epps    For    For    Management
1.3    Elect Director Carol ‘Lili’ Lynton    For    For    Management
1.4    Elect Director Joseph W. Marshall, III    For    For    Management
1.5    Elect Director James B. Perry    For    For    Management
1.6    Elect Director Barry F. Schwartz    For    For    Management
1.7    Elect Director Earl C. Shanks    For    For    Management
1.8    Elect Director E. Scott Urdang    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

GE HEALTHCARE TECHNOLOGIES, INC.    

 

Ticker:

   GEHC   

Security ID:

   36266G107

Meeting Date:

   MAY 23, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Peter J. Arduini    For    For    Management
1b    Elect Director H. Lawrence Culp, Jr.    For    For    Management
1c    Elect Director Rodney F. Hochman    For    For    Management
1d    Elect Director Lloyd W. Howell, Jr.    For    For    Management
1e    Elect Director Risa Lavizzo-Mourey    For    For    Management
1f    Elect Director Catherine Lesjak    For    For    Management
1g    Elect Director Anne T. Madden    For    For    Management
1h    Elect Director Tomislav Mihaljevic    For    For    Management
1i    Elect Director William J. Stromberg    For    For    Management
1j    Elect Director Phoebe L. Yang    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management

 

Page 17


GENERAL ELECTRIC CO.    

 

Ticker:

   GE   

Security ID:

   369604301

Meeting Date:

   MAY 03, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Stephen Angel    For    For    Management
1b    Elect Director Sebastien Bazin    For    For    Management
1c    Elect Director H. Lawrence Culp, Jr.    For    For    Management
1d    Elect Director Edward Garden    For    For    Management
1e    Elect Director Isabella Goren    For    For    Management
1f    Elect Director Thomas Horton    For    For    Management
1g    Elect Director Catherine Lesjak    For    For    Management
1h    Elect Director Darren McDew    For    For    Management
1i    Elect Director Paula Rosput Reynolds    For    For    Management
1j    Elect Director Jessica Uhl    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Require Independent Board Chairman    Against    Against    Shareholder
6    Hire Investment Bank to Explore Sale of Company    Against    Against    Shareholder
7    Issue Audited Report on Fiduciary Relevance of Decarbonization Goal    Against    Against    Shareholder
8    Issue Audited Report on Impact of IEA Net-Zero Emissions by 2050 Scenario    Against    Against    Shareholder

 

GILEAD SCIENCES, INC.    

 

Ticker:

   GILD   

Security ID:

   375558103

Meeting Date:

   MAY 03, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 15, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jacqueline K. Barton    For    For    Management
1b    Elect Director Jeffrey A. Bluestone    For    For    Management
1c    Elect Director Sandra J. Horning    For    For    Management
1d    Elect Director Kelly A. Kramer    For    For    Management
1e    Elect Director Kevin E. Lofton    For    For    Management
1f    Elect Director Harish Manwani    For    For    Management
1g    Elect Director Daniel P. O’Day    For    For    Management
1h    Elect Director Javier J. Rodriguez    For    For    Management
1i    Elect Director Anthony Welters    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Qualified Employee Stock Purchase Plan    For    For    Management
6    Require More Director Nominations Than Open Seats    Against    Against    Shareholder
7    Amend Right to Call Special Meeting    Against    Against    Shareholder
8    Report on Impact of Extended Patent Exclusivities on Product Access    Against    Against    Shareholder

 

Page 18


GSK PLC    

 

Ticker:

   GSK   

Security ID:

   37733W105

Meeting Date:

   JUL 06, 2022   

Meeting Type:

   Special

Record Date:

   MAY 27, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Matters Relating to the Demerger of Haleon Group from the GSK Group    For    For    Management
2    Approve the Related Party Transaction Arrangements    For    For    Management

 

GSK PLC    

 

Ticker:

   GSK   

Security ID:

   37733W204

Meeting Date:

   MAY 03, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Elect Julie Brown as Director    For    For    Management
4    Elect Vishal Sikka as Director    For    For    Management
5    Elect Elizabeth McKee Anderson as Director    For    For    Management
6    Re-elect Sir Jonathan Symonds as Director    For    For    Management
7    Re-elect Dame Emma Walmsley as Director   

For

  

For

   Management
8    Re-elect Charles Bancroft as Director    For    For    Management
9    Re-elect Hal Barron as Director    For    For    Management
10    Re-elect Anne Beal as Director    For    For    Management
11    Re-elect Harry Dietz as Director    For    For    Management
12    Re-elect Jesse Goodman as Director    For    For    Management
13    Re-elect Urs Rohner as Director    For    For    Management
14    Reappoint Deloitte LLP as Auditors    For    For    Management
15    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
16    Approve Amendments to the Remuneration Policy    For    For    Management
17    Authorise UK Political Donations and Expenditure    For    For    Management
18    Authorise Issue of Equity    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
21    Authorise Market Purchase of Ordinary Shares    For    For    Management
22    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    For    For    Management
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 19


HALEON PLC    

 

Ticker:

   HLN   

Security ID:

   405552100

Meeting Date:

   APR 20, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 09, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Approve Final Dividend    For    For    Management
5    Elect Sir Dave Lewis as Director    For    For    Management
6    Elect Brian McNamara as Director    For    For    Management
7    Elect Tobias Hestler as Director    For    For    Management
8    Elect Vindi Banga as Director    For    For    Management
9    Elect Marie-Anne Aymerich as Director    For    For    Management
10    Elect Tracy Clarke as Director    For    For    Management
11    Elect Dame Vivienne Cox as Director    For    For    Management
12    Elect Asmita Dubey as Director    For    For    Management
13    Elect Deirdre Mahlan as Director    For    For    Management
14    Elect David Denton as Director    For    For    Management
15    Elect Bryan Supran as Director    For    For    Management
16    Appoint KPMG LLP as Auditors    For    For    Management
17    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
18    Authorise UK Political Donations and Expenditure    For    For    Management
19    Authorise Issue of Equity    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
23    Approve Performance Share Plan    For    For    Management
24    Approve Share Value Plan    For    For    Management
25    Approve Deferred Annual Bonus Plan    For    For    Management
26    Authorise Market Purchase of Ordinary Shares    For    For    Management
27    Authorise Off-Market Purchase of Ordinary Shares from Pfizer    For    For    Management
28    Authorise Off-Market Purchase of Ordinary Shares from GSK Shareholders    For    For    Management
29    Approve Waiver of Rule 9 of the Takeover Code    For    For    Management

 

Page 20


HEWLETT PACKARD ENTERPRISE CO.

 

Ticker:

   HPE   

Security ID:

   42824C109

Meeting Date:

   APR 05, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 06, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Daniel Ammann    For    For    Management
1b    Elect Director Pamela L. Carter    For    For    Management
1c    Elect Director Frank A. D’Amelio    For    For    Management
1d    Elect Director Regina E. Dugan    For    For    Management
1e    Elect Director Jean M. Hobby    For    For    Management
1f    Elect Director Raymond J. Lane    For    Against    Management
1g    Elect Director Ann M. Livermore    For    For    Management
1h    Elect Director Antonio F. Neri    For    For    Management
1i    Elect Director Charles H. Noski    For    For    Management
1j    Elect Director Raymond E. Ozzie    For    For    Management
1k    Elect Director Gary M. Reiner    For    For    Management
1l    Elect Director Patricia F. Russo    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

HONDA MOTOR CO., LTD.

 

Ticker:

   7267   

Security ID:

   438128308

Meeting Date:

   JUN 21, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 30, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kuraishi, Seiji    For    For    Management
1.2    Elect Director Mibe, Toshihiro    For    For    Management
1.3    Elect Director Aoyama, Shinji    For    For    Management
1.4    Elect Director Kaihara, Noriya    For    For    Management
1.5    Elect Director Suzuki, Asako    For    For    Management
1.6    Elect Director Suzuki, Masafumi    For    For    Management
1.7    Elect Director Sakai, Kunihiko    For    For    Management
1.8    Elect Director Kokubu, Fumiya    For    For    Management
1.9    Elect Director Ogawa, Yoichiro    For    For    Management
1.10    Elect Director Higashi, Kazuhiro    For    For    Management
1.11    Elect Director Nagata, Ryoko    For    For    Management

 

Page 21


HP, INC.    

 

Ticker:

   HPQ   

Security ID:

   40434L105

Meeting Date:

   APR 24, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 23, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Aida M. Alvarez    For    For    Management
1b    Elect Director Shumeet Banerji    For    For    Management
1c    Elect Director Robert R. Bennett    For    For    Management
1d    Elect Director Charles “Chip” V. Bergh    For    For    Management
1e    Elect Director Bruce Broussard    For    For    Management
1f    Elect Director Stacy Brown-Philpot    For    For    Management
1g    Elect Director Stephanie A. Burns    For    For    Management
1h    Elect Director Mary Anne Citrino    For    For    Management
1i    Elect Director Richard L. Clemmer    For    For    Management
1j    Elect Director Enrique J. Lores    For    For    Management
1k    Elect Director Judith “Jami” Miscik    For    For    Management
1l    Elect Director Kim K.W. Rucker    For    For    Management
1m    Elect Director Subra Suresh    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Provide Right to Act by Written Consent   

Against

  

For

   Shareholder

 

INCYTE CORP.    

 

Ticker:

   INCY   

Security ID:

   45337C102

Meeting Date:

   JUN 14, 2023   

Meeting Type:

   Annual

Record Date:

   APR 18, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Julian C. Baker    For    For    Management
1.2    Elect Director Jean-Jacques Bienaime    For    For    Management
1.3    Elect Director Otis W. Brawley    For    For    Management
1.4    Elect Director Paul J. Clancy    For    For    Management
1.5    Elect Director Jacqualyn A. Fouse    For    For    Management
1.6    Elect Director Edmund P. Harrigan    For    For    Management
1.7    Elect Director Katherine A. High    For    For    Management
1.8    Elect Director Herve Hoppenot    For    For    Management
1.9    Elect Director Susanne Schaffert    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Amend Qualified Employee Stock Purchase Plan    For    For    Management
6    Ratify Ernst & Young LLP as Auditors    For    For    Management

 

Page 22


JOHNSON CONTROLS INTERNATIONAL PLC

 

Ticker:

   JCI   

Security ID:

   G51502105

Meeting Date:

   MAR 08, 2023   

Meeting Type:

   Annual

Record Date:

   JAN 05, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean Blackwell    For    For    Management
1b    Elect Director Pierre Cohade    For    For    Management
1c    Elect Director Michael E. Daniels    For    For    Management
1d    Elect Director W. Roy Dunbar    For    For    Management
1e    Elect Director Gretchen R. Haggerty    For    For    Management
1f    Elect Director Ayesha Khanna    For    For    Management
1g    Elect Director Simone Menne    For    For    Management
1h    Elect Director George R. Oliver    For    For    Management
1i    Elect Director Jurgen Tinggren    For    For    Management
1j    Elect Director Mark Vergnano    For    For    Management
1k    Elect Director John D. Young    For    For    Management
2a    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
2b    Authorize Board to Fix Remuneration of Auditors    For    For    Management
3    Authorize Market Purchases of Company Shares    For    For    Management
4    Determine Price Range for Reissuance of Treasury Shares    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
7    Approve the Directors’ Authority to Allot Shares    For    For    Management
8    Approve the Disapplication of Statutory Pre-Emption Rights    For    For    Management

 

JUNIPER NETWORKS, INC.

 

Ticker:

   JNPR   

Security ID:

   48203R104

Meeting Date:

   MAY 10, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Anne DelSanto    For    For    Management
1b    Elect Director Kevin DeNuccio    For    For    Management
1c    Elect Director James Dolce    For    For    Management
1d    Elect Director Steven Fernandez    For    For    Management
1e    Elect Director Christine Gorjanc    For    For    Management
1f    Elect Director Janet Haugen    For    For    Management
1g    Elect Director Scott Kriens    For    For    Management
1h    Elect Director Rahul Merchant    For    For    Management
1i    Elect Director Rami Rahim    For    For    Management
1j    Elect Director William Stensrud    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 23


LINCOLN NATIONAL CORP.

 

Ticker:

   LNC   

Security ID:

   534187109

Meeting Date:

   MAY 25, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Deirdre P. Connelly    For    For    Management
1.2    Elect Director Ellen G. Cooper    For    For    Management
1.3    Elect Director William H. Cunningham    For    For    Management
1.4    Elect Director Reginald E. Davis    For    For    Management
1.5    Elect Director Eric G. Johnson    For    For    Management
1.6    Elect Director Gary C. Kelly    For    For    Management
1.7    Elect Director M. Leanne Lachman    For    For    Management
1.8    Elect Director Dale LeFebvre    For    For    Management
1.9    Elect Director Janet Liang    For    For    Management
1.10    Elect Director Michael F. Mee    For    For    Management
1.11    Elect Director Lynn M. Utter    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Require Independent Board Chair    Against    Against    Shareholder
7    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Shareholder

 

LYONDELLBASELL INDUSTRIES NV

 

Ticker:

   LYB   

Security ID:

   N53745100

Meeting Date:

   MAY 19, 2023   

Meeting Type:

   Annual

Record Date:

   APR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jacques Aigrain    For    For    Management
1b    Elect Director Lincoln Benet    For    For    Management
1c    Elect Director Robin Buchanan    For    For    Management
1d    Elect Director Anthony (Tony) Chase    For    For    Management
1e    Elect Director Robert (Bob) Dudley    For    For    Management
1f    Elect Director Claire Farley    For    For    Management
1g    Elect Director Rita Griffin    For    For    Management
1h    Elect Director Michael Hanley    For    For    Management
1i    Elect Director Virginia Kamsky    For    For    Management
1j    Elect Director Albert Manifold    For    For    Management
1k    Elect Director Peter Vanacker    For    For    Management
2    Approve Discharge of Directors    For    For    Management
3    Adopt Financial Statements and Statutory Reports    For    For    Management
4    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Management
5    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
7    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
8    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
9    Approve Cancellation of Shares    For    For    Management

 

Page 24


MEDTRONIC PLC

 

Ticker:

   MDT   

Security ID:

   G5960L103

Meeting Date:

   DEC 08, 2022   

Meeting Type:

   Annual

Record Date:

   OCT 11, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Richard H. Anderson    For    For    Management
1b    Elect Director Craig Arnold    For    For    Management
1c    Elect Director Scott C. Donnelly    For    For    Management
1d    Elect Director Lidia L. Fonseca    For    For    Management
1e    Elect Director Andrea J. Goldsmith    For    For    Management
1f    Elect Director Randall J. Hogan, III    For    For    Management
1g    Elect Director Kevin E. Lofton    For    For    Management
1h    Elect Director Geoffrey S. Martha    For    For    Management
1i    Elect Director Elizabeth G. Nabel    For    For    Management
1j    Elect Director Denise M. O’Leary    For    For    Management
1k    Elect Director Kendall J. Powell    For    For    Management
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Renew the Board’s Authority to Issue Shares Under Irish Law    For    For    Management
5    Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law    For    For    Management
6    Authorize Overseas Market Purchases of Ordinary Shares    For    For    Management

 

META PLATFORMS, INC.

 

Ticker:

   META   

Security ID:

   30303M102

Meeting Date:

   MAY 31, 2023   

Meeting Type:

   Annual

Record Date:

   APR 06, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Peggy Alford    For    For    Management
1.2    Elect Director Marc L. Andreessen    For    For    Management
1.3    Elect Director Andrew W. Houston    For    For    Management
1.4    Elect Director Nancy Killefer    For    For    Management
1.5    Elect Director Robert M. Kimmitt    For    For    Management
1.6    Elect Director Sheryl K. Sandberg    For    For    Management
1.7    Elect Director Tracey T. Travis    For    For    Management
1.8    Elect Director Tony Xu    For    For    Management
1.9    Elect Director Mark Zuckerberg    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Report on Government Take Down Requests   

Against

  

Against

   Shareholder
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder
5    Report on Human Rights Impact Assessment of Targeted Advertising    Against    Against    Shareholder
6    Report on Lobbying Payments and Policy    Against    Against    Shareholder
7    Report on Allegations of Political Entanglement and Content Management Biases in India    Against    Against    Shareholder
8    Report on Framework to Assess Company Lobbying Alignment with Climate Goals    Against    Against    Shareholder
9    Report on Data Privacy regarding Reproductive Healthcare    Against    Against    Shareholder
10    Report on Enforcement of Community Standards and User Content    Against    Against    Shareholder
11    Report on Child Safety and Harm Reduction    Against    Against    Shareholder
12    Report on Executive Pay Calibration to Externalized Costs    Against    Against    Shareholder
13    Commission Independent Review of Audit & Risk Oversight Committee    Against    Against    Shareholder

 

Page 25


METLIFE, INC.

 

Ticker:

   MET   

Security ID:

   59156R108

Meeting Date:

   JUN 20, 2023   

Meeting Type:

   Annual

Record Date:

   APR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Cheryl W. Grise    For    For    Management
1b    Elect Director Carlos M. Gutierrez    For    For    Management
1c    Elect Director Carla A. Harris    For    For    Management
1d    Elect Director Gerald L. Hassell    For    For    Management
1e    Elect Director David L. Herzog    For    For    Management
1f    Elect Director R. Glenn Hubbard    For    For    Management
1g    Elect Director Jeh C. Johnson    For    For    Management
1h    Elect Director Edward J. Kelly, III    For    For    Management
1i    Elect Director William E. Kennard    For    For    Management
1j    Elect Director Michel A. Khalaf    For    For    Management
1k    Elect Director Catherine R. Kinney    For    For    Management
1l    Elect Director Diana L. McKenzie    For    For    Management
1m    Elect Director Denise M. Morrison    For    For    Management
1n    Elect Director Mark A. Weinberger    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

MICRO FOCUS INTERNATIONAL PLC

 

Ticker:

   MCRO   

Security ID:

   594837403

Meeting Date:

   OCT 18, 2022   

Meeting Type:

   Special

Record Date:

   SEP 16, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Scheme of Arrangement    For    For    Management
1    Approve Matters Relating to the Recommended Acquisition of MICRO FOCUS INTERNATIONAL PLC by OpenText Corporation    For    For    Management

 

Page 26


MICROCHIP TECHNOLOGY, INC.

 

Ticker:

   MCHP   

Security ID:

   595017104

Meeting Date:

   AUG 23, 2022   

Meeting Type:

   Annual

Record Date:

   JUN 24, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Matthew W. Chapman    For    For    Management
1.2    Elect Director Esther L. Johnson    For    For    Management
1.3    Elect Director Karlton D. Johnson    For    For    Management
1.4    Elect Director Wade F. Meyercord    For    For    Management
1.5    Elect Director Ganesh Moorthy    For    For    Management
1.6    Elect Director Karen M. Rapp    For    For    Management
1.7    Elect Director Steve Sanghi    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

MICROSOFT CORP.

 

Ticker:

   MSFT   

Security ID:

   594918104

Meeting Date:

   DEC 13, 2022   

Meeting Type:

   Annual

Record Date:

   OCT 12, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Reid G. Hoffman    For    For    Management
1.2    Elect Director Hugh F. Johnston    For    For    Management
1.3    Elect Director Teri L. List    For    For    Management
1.4    Elect Director Satya Nadella    For    For    Management
1.5    Elect Director Sandra E. Peterson    For    For    Management
1.6    Elect Director Penny S. Pritzker    For    For    Management
1.7    Elect Director Carlos A. Rodriguez    For    For    Management
1.8    Elect Director Charles W. Scharf    For    For    Management
1.9    Elect Director John W. Stanton    For    For    Management
1.10    Elect Director John W. Thompson    For    For    Management
1.11    Elect Director Emma N. Walmsley    For    For    Management
1.12    Elect Director Padmasree Warrior    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Report on Cost/Benefit Analysis of Diversity and Inclusion    Against    Against    Shareholder
5    Report on Hiring of Persons with Arrest or Incarceration Records    Against    Against    Shareholder
6    Assess and Report on the Company’s Retirement Funds’ Management of Systemic Climate Risk    Against    Against    Shareholder
7    Report on Government Use of Microsoft Technology    Against    Against    Shareholder
8    Report on Development of Products for Military    Against    Against    Shareholder
9    Report on Tax Transparency    Against    Against    Shareholder

 

Page 27


MOLSON COORS BEVERAGE CO.

 

Ticker:

   TAP   

Security ID:

   60871R209

Meeting Date:

   MAY 17, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Roger G. Eaton    For    For    Management
1.2    Elect Director Charles M. Herington    For    For    Management
1.3    Elect Director H. Sanford Riley    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

NOVARTIS AG

 

Ticker:

   NOVN   

Security ID:

   66987V109

Meeting Date:

   MAR 07, 2023   

Meeting Type:

   Annual

Record Date:

   JAN 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3    Approve Allocation of Income and Dividends of CHF 3.20 per Share    For    For    Management
4    Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For    Management
5    Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    For    For    Management
6.1    Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings    For    Against    Management
6.2    Amend Articles of Association    For    For    Management
6.3    Amend Articles of Association    For    For    Management
7.1    Approve Remuneration of Directors in the Amount of CHF 8.8 Million    For    For    Management
7.2    Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million    For    For    Management
7.3    Approve Remuneration Report    For    For    Management
8.1    Re-elect Joerg Reinhardt as Director and Board Chair    For    For    Management
8.2    Re-elect Nancy Andrews as Director    For    For    Management
8.3    Re-elect Ton Buechner as Director    For    For    Management
8.4    Re-elect Patrice Bula as Director    For    For    Management
8.5    Re-elect Elizabeth Doherty as Director    For    For    Management
8.6    Re-elect Bridgette Heller as Director    For    For    Management
8.7    Re-elect Daniel Hochstrasser as Director    For    For    Management
8.8    Re-elect Frans van Houten as Director    For    For    Management
8.9    Re-elect Simon Moroney as Director    For    For    Management
8.10    Re-elect Ana de Pro Gonzalo as Director    For   

For

   Management
8.11    Re-elect Charles Sawyers as Director    For    For    Management
8.12    Re-elect William Winters as Director    For    For    Management
8.13    Elect John Young as Director    For    For    Management
9.1    Reappoint Patrice Bula as Member of the Compensation Committee    For    For    Management
9.2    Reappoint Bridgette Heller as Member of the Compensation Committee    For    For    Management
9.3    Reappoint Simon Moroney as Member of the Compensation Committee    For    For    Management
9.4    Reappoint William Winters as Member of the Compensation Committee    For    For    Management
10    Ratify KPMG AG as Auditors    For    For    Management
11    Designate Peter Zahn as Independent Proxy    For    For    Management
12    Transact Other Business (Voting)    For    Against    Management

 

Page 28


OCCIDENTAL PETROLEUM CORP.

 

Ticker:

   OXY   

Security ID:

   674599105

Meeting Date:

   MAY 05, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Vicky A. Bailey    For    For    Management
1b    Elect Director Andrew Gould    For    For    Management
1c    Elect Director Carlos M. Gutierrez    For    For    Management
1d    Elect Director Vicki Hollub    For    For    Management
1e    Elect Director William R. Klesse    For    For    Management
1f    Elect Director Jack B. Moore    For    For    Management
1g    Elect Director Claire O’Neill    For    For    Management
1h    Elect Director Avedick B. Poladian    For    For    Management
1i    Elect Director Ken Robinson    For    For    Management
1j    Elect Director Robert M. Shearer    For    For    Management
2    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder

 

OTIS WORLDWIDE CORP.

 

Ticker:

   OTIS   

Security ID:

   68902V107

Meeting Date:

   MAY 18, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jeffrey H. Black    For    For    Management
1b    Elect Director Nelda J. Connors    For    For    Management
1c    Elect Director Kathy Hopinkah Hannan    For    For    Management
1d    Elect Director Shailesh G. Jejurikar    For    For    Management
1e    Elect Director Christopher J. Kearney    For    For    Management
1f    Elect Director Judith F. Marks    For    For    Management
1g    Elect Director Harold W. McGraw, III    For    For    Management
1h    Elect Director Margaret M. V. Preston    For    For    Management
1i    Elect Director Shelley Stewart, Jr.    For    For    Management
1j    Elect Director John H. Walker    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Require Independent Board Chair    Against    Against    Shareholder

 

Page 29


RAYTHEON TECHNOLOGIES CORP.

 

Ticker:

   RTX   

Security ID:

   75513E101

Meeting Date:

   MAY 02, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Tracy A. Atkinson    For    For    Management
1b    Elect Director Leanne G. Caret    For    For    Management
1c    Elect Director Bernard A. Harris, Jr.    For    For    Management
1d    Elect Director Gregory J. Hayes    For    For    Management
1e    Elect Director George R. Oliver    For    For    Management
1f    Elect Director Robert K. (Kelly) Ortberg    For    For    Management
1g    Elect Director Dinesh C. Paliwal    For    For    Management
1h    Elect Director Ellen M. Pawlikowski    For    For    Management
1i    Elect Director Denise L. Ramos    For    For    Management
1j    Elect Director Fredric G. Reynolds    For    For    Management
1k    Elect Director Brian C. Rogers    For    For    Management
1l    Elect Director James A. Winnefeld, Jr.    For    For    Management
1m    Elect Director Robert O. Work    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Eliminate Supermajority Vote Requirement    For    For    Management
6    Amend Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages For Breach of Fiduciary Duty as an Officer    For    For    Management
7    Require Independent Board Chair    Against    Against    Shareholder
8    Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal    Against    Against    Shareholder

 

REGENERON PHARMACEUTICALS, INC.

 

Ticker:

   REGN   

Security ID:

   75886F107

Meeting Date:

   JUN 09, 2023   

Meeting Type:

   Annual

Record Date:

   APR 11, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Joseph L. Goldstein    For    For    Management
1b    Elect Director Christine A. Poon    For    For    Management
1c    Elect Director Craig B. Thompson    For    For    Management
1d    Elect Director Huda Y. Zoghbi    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Report on Impact of Extended Patent Exclusivities on Product Access    Against    Against    Shareholder

 

Page 30


SANOFI

 

Ticker:

   SAN   

Security ID:

   80105N105

Meeting Date:

   MAY 25, 2023   

Meeting Type:

   Annual/Special

Record Date:

   APR 05, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 3.56 per Share    For    For    Management
4    Elect Frederic Oudea as Director    For    For    Management
5    Approve Compensation Report of Corporate Officers    For    For    Management
6    Approve Compensation of Serge Weinberg, Chairman of the Board    For    For    Management
7    Approve Compensation of Paul Hudson, CEO    For    For    Management
8    Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million    For    For    Management
9    Approve Remuneration Policy of Directors    For    For    Management
10    Approve Remuneration Policy of Chairman of the Board    For    For    Management
11    Approve Remuneration Policy of CEO    For    For    Management
12    Renew Appointment of PricewaterhouseCoopers Audit as Auditor    For    For    Management
13    Ratify Change Location of Registered Office to 46, Avenue de la Grande Armee, 75017 Paris and Amend Article 4 of Bylaws Accordingly    For    For    Management
14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
15    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
16    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million    For    For    Management
17    Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million    For    For    Management
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million    For    For    Management
19    Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion    For    For    Management
20    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    For    For    Management
21    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Management
22    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    For    Management
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
24    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

STATE STREET CORP.

 

Ticker:

   STT   

Security ID:

   857477103

Meeting Date:

   MAY 17, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Patrick de Saint-Aignan    For    For    Management
1b    Elect Director Marie A. Chandoha    For    For    Management
1c    Elect Director DonnaLee DeMaio    For    For    Management
1d    Elect Director Amelia C. Fawcett    For    For    Management
1e    Elect Director William C. Freda    For    For    Management
1f    Elect Director Sara Mathew    For    For    Management
1g    Elect Director William L. Meaney    For    For    Management
1h    Elect Director Ronald P. O’Hanley    For    For    Management
1i    Elect Director Sean O’Sullivan    For    For    Management
1j    Elect Director Julio A. Portalatin    For    For    Management
1k    Elect Director John B. Rhea    For    For    Management
1l    Elect Director Gregory L. Summe    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Ratify Ernst & Young LLP as Auditors    For    For    Management
6    Report on Asset Management Policies and Diversified Investors    Against    Against    Shareholder

 

Page 31


T-MOBILE US, INC.

 

Ticker:

   TMUS   

Security ID:

   872590104

Meeting Date:

   JUN 16, 2023   

Meeting Type:

   Annual

Record Date:

   APR 17, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Andre Almeida    For    For    Management
1.2    Elect Director Marcelo Claure    For    For    Management
1.3    Elect Director Srikant M. Datar    For    For    Management
1.4    Elect Director Srinivasan Gopalan    For    For    Management
1.5    Elect Director Timotheus Hottges    For    For    Management
1.6    Elect Director Christian P. Illek    For    For    Management
1.7    Elect Director Raphael Kubler    For    For    Management
1.8    Elect Director Thorsten Langheim    For    For    Management
1.9    Elect Director Dominique Leroy    For    For    Management
1.10    Elect Director Letitia A. Long    For    For    Management
1.11    Elect Director G. Michael Sievert    For    For    Management
1.12    Elect Director Teresa A. Taylor    For    For    Management
1.13    Elect Director Kelvin R. Westbrook    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation   

For

  

For

  

Management

4    Advisory Vote on Say on Pay Frequency Years    Three    One Year    Management
5    Approve Omnibus Stock Plan    For    For    Management
6    Amend Qualified Employee Stock Purchase Plan    For    For    Management

 

Page 32


TE CONNECTIVITY, LTD.

 

Ticker:

   TEL   

Security ID:

   H84989104

Meeting Date:

   MAR 15, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 23, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean-Pierre Clamadieu    For    For    Management
1b    Elect Director Terrence R. Curtin    For    For    Management
1c    Elect Director Carol A. (John) Davidson   

For

  

For

   Management
1d    Elect Director Lynn A. Dugle    For    For    Management
1e    Elect Director William A. Jeffrey    For    For    Management
1f    Elect Director Syaru Shirley Lin    For    For    Management
1g    Elect Director Thomas J. Lynch    For    For    Management
1h    Elect Director Heath A. Mitts    For    For    Management
1i    Elect Director Abhijit Y. Talwalkar    For    For    Management
1j    Elect Director Mark C. Trudeau    For    For    Management
1k    Elect Director Dawn C. Willoughby    For    For    Management
1l    Elect Director Laura H. Wright    For    For    Management
2    Elect Board Chairman Thomas J. Lynch    For    For    Management
3a    Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    For    For    Management
3b    Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    For    For    Management
3c    Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee    For    For    Management
4    Designate Rene Schwarzenbach as Independent Proxy    For    For    Management
5.1    Accept Annual Report for Fiscal Year Ended September 30, 2022    For    For    Management
5.2    Accept Statutory Financial Statements for Fiscal Year Ended September 30, 2022    For    For    Management
5.3    Approve Consolidated Financial Statements for Fiscal Year Ended September 30, 2022    For    For    Management
6    Approve Discharge of Board and Senior Management    For    For    Management
7.1    Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023    For    For    Management
7.2    Ratify Deloitte AG as Swiss Registered Auditors    For    For    Management
7.3    Ratify PricewaterhouseCoopers AG as Special Auditors    For    For    Management
8    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
9    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
10    Approve Remuneration Report    For    For    Management
11    Approve Remuneration of Executive Management in the Amount of USD 53.5 Million    For    For    Management
12    Approve Remuneration of Board of Directors in the Amount of USD 4.1 Million    For    For    Management
13    Approve Allocation of Available Earnings at September 30, 2022    For    For    Management
14    Approve Declaration of Dividend    For    For    Management
15    Authorize Share Repurchase Program    For    For    Management
16    Approve Reduction in Share Capital via Cancelation of Shares    For    For    Management
17    Amend Articles to Reflect Changes in Capital    For    For    Management

 

Page 33


THE BANK OF NEW YORK MELLON CORP.

 

Ticker:

   BK   

Security ID:

   064058100

Meeting Date:

   APR 12, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Linda Z. Cook    For    For    Management
1b    Elect Director Joseph J. Echevarria    For    For    Management
1c    Elect Director M. Amy Gilliland    For    For    Management
1d    Elect Director Jeffrey A. Goldstein    For    For    Management
1e    Elect Director K. Guru Gowrappan    For    For    Management
1f    Elect Director Ralph Izzo    For    For    Management
1g    Elect Director Sandra E. “Sandie” O’Connor    For    For    Management
1h    Elect Director Elizabeth E. Robinson    For    For    Management
1i    Elect Director Frederick O. Terrell    For    For    Management
1j    Elect Director Robin A. Vince    For    For    Management
1k    Elect Director Alfred W. “Al” Zollar    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Approve Omnibus Stock Plan    For    For    Management
6    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

THE CHARLES SCHWAB CORP.

 

Ticker:

   SCHW   

Security ID:

   808513105

Meeting Date:

   MAY 18, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 20, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Marianne C. Brown    For    For    Management
1b    Elect Director Frank C. Herringer    For    For    Management
1c    Elect Director Gerri K. Martin-Flickinger    For    For    Management
1d    Elect Director Todd M. Ricketts    For    For    Management
1e    Elect Director Carolyn Schwab-Pomerantz   

For

  

For

   Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Report on Gender/Racial Pay Gap    Against    Against    Shareholder
6    Report on Risks Related to Discrimination Against Individuals Including Political Views    Against    Against    Shareholder

 

Page 34


THE CIGNA GROUP

 

Ticker:

   CI   

Security ID:

   125523100

Meeting Date:

   APR 26, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director David M. Cordani    For    For    Management
1b    Elect Director William J. DeLaney    For    For    Management
1c    Elect Director Eric J. Foss    For    For    Management
1d    Elect Director Elder Granger    For    For    Management
1e    Elect Director Neesha Hathi    For    For    Management
1f    Elect Director George Kurian    For    For    Management
1g    Elect Director Kathleen M. Mazzarella    For    For    Management
1h    Elect Director Mark B. McClellan    For    For    Management
1i    Elect Director Kimberly A. Ross    For    For    Management
1j    Elect Director Eric C. Wiseman    For    For    Management
1k    Elect Director Donna F. Zarcone    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Amend Certificate of Incorporation to Limit the Liability of Certain Officers    For    For    Management
6    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
7    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder

 

THE GAP, INC.

 

Ticker:

   GPS   

Security ID:

   364760108

Meeting Date:

   MAY 09, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 21, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Richard Dickson    For    For    Management
1b    Elect Director Elisabeth B. Donohue    For    For    Management
1c    Elect Director Robert J. Fisher    For    For    Management
1d    Elect Director William S. Fisher    For    For    Management
1e    Elect Director Tracy Gardner    For    For    Management
1f    Elect Director Kathryn Hall    For    For    Management
1g    Elect Director Bob L. Martin    For    For    Management
1h    Elect Director Amy Miles    For    For    Management
1i    Elect Director Chris O’Neill    For    For    Management
1j    Elect Director Mayo A. Shattuck, III    For    For    Management
1k    Elect Director Tariq Shaukat    For    For    Management
1l    Elect Director Salaam Coleman Smith    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Amend Omnibus Stock Plan    For    For    Management

 

Page 35


THE GOLDMAN SACHS GROUP, INC.

 

Ticker:

   GS   

Security ID:

   38141G104

Meeting Date:

   APR 26, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 27, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michele Burns    For    For    Management
1b    Elect Director Mark Flaherty    For    For    Management
1c    Elect Director Kimberley Harris    For    For    Management
1d    Elect Director Kevin Johnson    For    For    Management
1e    Elect Director Ellen Kullman    For    For    Management
1f    Elect Director Lakshmi Mittal    For    For    Management
1g    Elect Director Adebayo Ogunlesi    For    For    Management
1h    Elect Director Peter Oppenheimer    For    For    Management
1i    Elect Director David Solomon    For    For    Management
1j    Elect Director Jan Tighe    For    For    Management
1k    Elect Director Jessica Uhl    For    For    Management
1l    Elect Director David Viniar    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder
6    Require Independent Board Chair    Against    Against    Shareholder
7    Publish Third-Party Review on Chinese Congruency of Certain ETFs    Against    Against    Shareholder
8    Oversee and Report a Racial Equity Audit    Against    Against    Shareholder
9    Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development    Against    Against    Shareholder
10    Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting    Against    Against    Shareholder
11    Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets    Against    Against    Shareholder
12    Report on Median Gender/Racial Pay Gap    Against    Against    Shareholder

 

THE WILLIAMS COMPANIES, INC.

 

Ticker:

   WMB   

Security ID:

   969457100

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Alan S. Armstrong    For    For    Management
1.2    Elect Director Stephen W. Bergstrom    For    For    Management
1.3    Elect Director Michael A. Creel    For    For    Management
1.4    Elect Director Stacey H. Dore    For    For    Management
1.5    Elect Director Carri A. Lockhart    For    For    Management
1.6    Elect Director Richard E. Muncrief    For    For    Management
1.7    Elect Director Peter A. Ragauss    For    For    Management
1.8    Elect Director Rose M. Robeson    For    For    Management
1.9    Elect Director Scott D. Sheffield    For    For    Management
1.10    Elect Director Murray D. Smith    For    For    Management
1.11    Elect Director William H. Spence    For    For    Management
1.12    Elect Director Jesse J. Tyson    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

Page 36


TRUIST FINANCIAL CORP.

 

Ticker:

   TFC   

Security ID:

   89832Q109

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 16, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jennifer S. Banner    For    For    Management
1b    Elect Director K. David Boyer, Jr.    For    For    Management
1c    Elect Director Agnes Bundy Scanlan    For    For    Management
1d    Elect Director Anna R. Cablik    For    For    Management
1e    Elect Director Dallas S. Clement    For    For    Management
1f    Elect Director Paul D. Donahue    For    For    Management
1g    Elect Director Patrick C. Graney, III    For    For    Management
1h    Elect Director Linnie M. Haynesworth    For    For    Management
1i    Elect Director Kelly S. King    For    For    Management
1j    Elect Director Easter A. Maynard    For    For    Management
1k    Elect Director Donna S. Morea    For    For    Management
1l    Elect Director Charles A. Patton    For    For    Management
1m    Elect Director Nido R. Qubein    For    For    Management
1n    Elect Director David M. Ratcliffe    For    For    Management
1o    Elect Director William H. Rogers, Jr.    For    For    Management
1p    Elect Director Frank P. Scruggs, Jr.    For    For    Management
1q    Elect Director Christine Sears    For    For    Management
1r    Elect Director Thomas E. Skains    For    For    Management
1s    Elect Director Bruce L. Tanner    For    For    Management
1t    Elect Director Thomas N. Thompson    For    For    Management
1u    Elect Director Steven C. Voorhees    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Require Independent Board Chair    Against    Against    Shareholder

 

Page 37


UBS GROUP AG

 

Ticker:

   UBSG   

Security ID:

   H42097107

Meeting Date:

   APR 05, 2023   

Meeting Type:

   Annual

Record Date:

              

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Sustainability Report    For    For    Management
4    Approve Allocation of Income and Dividends of USD 0.55 per Share    For    For    Management
5.1    Amend Articles Re: General Meeting    For    For    Management
5.2    Approve Virtual-Only Shareholder Meetings    For    Against    Management
5.3    Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee; Editorial Changes    For    For    Management
5.4    Amend Articles Re: Shares and Share Register    For    For    Management
6    Approve Discharge of Board and Senior Management, excluding French Cross-Border Matter    For    For    Management
7.1    Re-elect Colm Kelleher as Director and Board Chair    For    For    Management
7.2    Re-elect Lukas Gaehwiler as Director    For    For    Management
7.3    Re-elect Jeremy Anderson as Director    For    For    Management
7.4    Re-elect Claudia Boeckstiegel as Director    For    For    Management
7.5    Re-elect William Dudley as Director    For    For    Management
7.6    Re-elect Patrick Firmenich as Director    For    For    Management
7.7    Re-elect Fred Hu as Director    For    For    Management
7.8    Re-elect Mark Hughes as Director    For    For    Management
7.9    Re-elect Nathalie Rachou as Director    For    For    Management
7.10    Re-elect Julie Richardson as Director    For    For    Management
7.11    Re-elect Dieter Wemmer as Director    For    For    Management
7.12    Re-elect Jeanette Wong as Director    For    For    Management
8.1    Reappoint Julie Richardson as Chairperson of the Compensation Committee    For    For    Management
8.2    Reappoint Dieter Wemmer as Member of the Compensation Committee    For    For    Management
8.3    Reappoint Jeanette Wong as Member of the Compensation Committee    For    For    Management
9.1    Approve Remuneration of Directors in the Amount of CHF 13 Million    For    For    Management
9.2    Approve Variable Remuneration of Executive Committee in the Amount of CHF 81.1 Million    For    For    Management
9.3    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million    For    For    Management
10.1    Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    For    For    Management
10.2    Ratify Ernst & Young AG as Auditors    For    For    Management
11    Approve CHF 6.3 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    For    For    Management
12    Authorize Repurchase of up to USD 6 Billion in Issued Share Capital    For    For    Management
13.1    Approve CHF 25.9 Million Reduction in Share Capital via Reduction of Nominal Value and Allocation to Capital Contribution Reserves    For    For    Management
13.2    Approve Conversion of Currency of the Share Capital from CHF to USD    For    For    Management
14    Transact Other Business (Voting)    None    Against    Management

 

Page 38


UNITEDHEALTH GROUP, INC.

 

Ticker:

   UNH   

Security ID:

   91324P102

Meeting Date:

   JUN 05, 2023   

Meeting Type:

   Annual

Record Date:

   APR 10, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Timothy Flynn    For    For    Management
1b    Elect Director Paul Garcia    For    For    Management
1c    Elect Director Kristen Gil    For    For    Management
1d    Elect Director Stephen Hemsley    For    For    Management
1e    Elect Director Michele Hooper    For    For    Management
1f    Elect Director F. William McNabb, III    For    For    Management
1g    Elect Director Valerie Montgomery Rice    For    For    Management
1h    Elect Director John Noseworthy    For    For    Management
1i    Elect Director Andrew Witty    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Report on Third-Party Racial Equity Audit    Against    Against    Shareholder
6    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder
7    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

VMWARE, INC.

 

Ticker:

   VMW   

Security ID:

   928563402

Meeting Date:

   JUL 12, 2022   

Meeting Type:

   Annual

Record Date:

   MAY 16, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Nicole Anasenes    For    For    Management
1b    Elect Director Marianne Brown    For    For    Management
1c    Elect Director Paul Sagan    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

Page 39


VMWARE, INC.

 

Ticker:

   VMW   

Security ID:

   928563402

Meeting Date:

   NOV 04, 2022   

Meeting Type:

   Special

Record Date:

   SEP 30, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Merger Agreement    For    For    Management
2    Advisory Vote on Golden Parachutes    For    For    Management
3    Adjourn Meeting    For    For    Management
4    Amend Certificate of Incorporation to Eliminate Personal Liability of Directors    For    For    Management

 

WELLS FARGO & CO.

 

Ticker:

   WFC   

Security ID:

   949746101

Meeting Date:

   APR 25, 2023   

Meeting Type:

   Annual

Record Date:

   FEB 24, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Steven D. Black    For    For    Management
1b    Elect Director Mark A. Chancy    For    For    Management
1c    Elect Director Celeste A. Clark    For    For    Management
1d    Elect Director Theodore F. Craver, Jr.    For    For    Management
1e    Elect Director Richard K. Davis    For    For    Management
1f    Elect Director Wayne M. Hewett    For    For    Management
1g    Elect Director CeCelia (CeCe) G. Morken   

For

  

For

   Management
1h    Elect Director Maria R. Morris    For    For    Management
1i    Elect Director Felicia F. Norwood    For    For    Management
1j    Elect Director Richard B. Payne, Jr.    For    For    Management
1k    Elect Director Ronald L. Sargent    For    For    Management
1l    Elect Director Charles W. Scharf    For    For    Management
1m    Elect Director Suzanne M. Vautrinot    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Adopt Simple Majority Vote    Against    For    Shareholder
6    Report on Political Expenditures Congruence    Against    Against    Shareholder
7    Report on Climate Lobbying    Against    Against    Shareholder
8    Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets    Against    Against    Shareholder
9    Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development    Against    Against    Shareholder
10    Report on Prevention of Workplace Harassment and Discrimination    Against    For    Shareholder
11    Adopt Policy on Freedom of Association and Collective Bargaining    Against    Against    Shareholder

 

Page 40


ZIMMER BIOMET HOLDINGS, INC.

 

Ticker:

   ZBH   

Security ID:

   98956P102

Meeting Date:

   MAY 12, 2023   

Meeting Type:

   Annual

Record Date:

   MAR 13, 2023          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Christopher B. Begley    For    For    Management
1b    Elect Director Betsy J. Bernard    For    For    Management
1c    Elect Director Michael J. Farrell    For    For    Management
1d    Elect Director Robert A. Hagemann    For    For    Management
1e    Elect Director Bryan C. Hanson    For    For    Management
1f    Elect Director Arthur J. Higgins    For    For    Management
1g    Elect Director Maria Teresa Hilado    For    For    Management
1h    Elect Director Syed Jafry    For    For    Management
1i    Elect Director Sreelakshmi Kolli    For    For    Management
1j    Elect Director Michael W. Michelson    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management

 

Page 41


 

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Dodge & Cox Funds
(Registrant)
By  

/s/ Dana M. Emery

   

Chair and President, Dodge & Cox Funds

Date

 

8/23/23