N-PX 1 d367832dnpx.htm FORM N-PX Form N-PX

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-173

 

Dodge & Cox Funds


(Exact name of registrant as specified in charter)

 

555 California Street

40th Floor

San Francisco, CA 94104


(Address of principal executive offices)

 

Roberta R.W. Kameda

Secretary

555 California Street

40th Floor

San Francisco, CA 94104


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: (415) 981-1710

 

Date of Fiscal year-end: 12/31/22

 

Date of reporting period: 7/1/21 - 6/30/22

 



Dodge & Cox International Stock Fund

 

AEGON NV

 

Ticker:    AGN    Security ID:    N00927298
Meeting Date:    MAY 31, 2022    Meeting Type:    Annual
Record Date:    MAY 03, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2.1    Receive Report of Executive Board (Non-Voting)    None    None    Management
2.2    Approve Remuneration Report    For    For    Management
2.3    Adopt Financial Statements and Statutory Reports    For    For    Management
2.4    Approve Final Dividend of EUR 0.09 Per Common Share and EUR 0.00225 Per Common Share B    For    For    Management
3.1    Approve Discharge of Executive Board    For    For    Management
3.2    Approve Discharge of Supervisory Board    For    For    Management
4.1    Discuss Supervisory Board Profile (Non-Voting)    None    None    Management
4.2    Re-elect Corien Wortmann-Kool to Supervisory Board    For    For    Management
4.3    Elect Karen Fawcett to Supervisory Board    For    For    Management
5.1    Approve Cancellation of Common Shares and Common Shares B    For    For    Management
5.2    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights    For    For    Management
5.3    Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue    For    For    Management
5.4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
6    Other Business (Non-Voting)    None    None    Management
7    Close Meeting (Non-Voting)    None    None    Management

 

AKZO NOBEL NV

 

Ticker:    AKZA    Security ID:    N01803308
Meeting Date:    APR 22, 2022    Meeting Type:    Annual
Record Date:    MAR 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2.a    Receive Report of Management Board (Non-Voting)    None    None    Management
3.a    Adopt Financial Statements    For    For    Management
3.b    Discuss on the Company’s Dividend Policy (Non-Voting)    None    None    Management
3.c    Approve Allocation of Income and Dividends    For    For    Management
3.d    Approve Remuneration Report    For    For    Management
4.a    Approve Discharge of Management Board    For    For    Management
4.b    Approve Discharge of Supervisory Board    For    For    Management
5.a    Amend Remuneration Policy for Management Board    For    For    Management
6.a    Re-elect M.J. de Vries to Management Board    For    For    Management
7.a    Elect E. Baiget to Supervisory Board    For    For    Management
7.b    Elect H. van Bylen to Supervisory Board    For    For    Management
7.c    Re-elect N.S. Andersen to Supervisory Board    For    For    Management
7.d    Re-elect B.E. Grote to Supervisory Board    For    For    Management
8.a    Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital    For    For    Management
8.b    Authorize Board to Exclude Pre-emptive Rights from Share Issuances    For    For    Management
9    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
10    Authorize Cancellation of Repurchased Shares    For    For    Management
11    Close Meeting (Non-Voting)    None    None    Management

 

Page 1


ALIBABA GROUP HOLDING, LTD.

 

Ticker:    9988    Security ID:    01609W102
Meeting Date:    SEP 17, 2021    Meeting Type:    Annual
Record Date:    AUG 04, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Joseph C. Tsai    For    For    Management
1.2    Elect Director J. Michael Evans    For    For    Management
1.3    Elect Director E. Borje Ekholm    For    For    Management
2    Ratify PricewaterhouseCoopers as Auditors    For    For    Management

 

ANHEUSER-BUSCH INBEV SA/NV

 

Ticker:    ABI    Security ID:    B639CJ108
Meeting Date:    APR 27, 2022    Meeting Type:    Annual/Special
Record Date:    APR 13, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


A.1.a    Receive Special Board Report Re: Authorized Capital (Non-Voting)    None    None    Management
A.1.b    Renew Authorization to Increase Share Capital within the Framework of Authorized Capital    For    For    Management
B.2    Receive Directors’ Reports (Non-Voting)    None    None    Management
B.3    Receive Auditors’ Reports (Non-Voting)    None    None    Management
B.4    Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    None    None    Management
B.5    Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share    For    For    Management
B.6    Approve Discharge of Directors    For    For    Management
B.7    Approve Discharge of Auditors    For    For    Management
B.8.a    Re-elect Martin J. Barrington as Director    For    For    Management
B.8.b    Re-elect William F. Gifford, Jr. as Director    For    For    Management
B.8.c    Re-elect Alejandro Santo Domingo Davila as Director    For    For    Management
B.8.d    Elect Nitin Nohria as Director    For    For    Management
B.9    Ratify PwC as Auditors and Approve Auditors’ Remuneration    For    For    Management
B.10    Approve Remuneration Policy    For    Against    Management
B.11    Approve Remuneration Report    For    For    Management
C.12    Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    For    For    Management

 

Page 2


AVIVA PLC

 

Ticker:    AV    Security ID:    G0683Q109
Meeting Date:    MAY 09, 2022    Meeting Type:    Annual
Record Date:    MAY 05, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Climate-Related Financial Disclosure    For    For    Management
4    Approve Final Dividend    For    For    Management
5    Elect Andrea Blance as Director    For    For    Management
6    Elect Shonaid Jemmett-Page as Director    For    For    Management
7    Elect Martin Strobel as Director    For    For    Management
8    Re-elect Amanda Blanc as Director    For    For    Management
9    Re-elect George Culmer as Director    For    For    Management
10    Re-elect Patrick Flynn as Director    For    For    Management
11    Re-elect Mohit Joshi as Director    For    For    Management
12    Re-elect Pippa Lambert as Director    For    For    Management
13    Re-elect Jim McConville as Director    For    For    Management
14    Re-elect Michael Mire as Director    For    For    Management
15    Reappoint PricewaterhouseCoopers as Auditors    For    For    Management
16    Authorise Board to Fix Remuneration of Auditors    For    For    Management
17    Authorise UK Political Donations and Expenditure    For    For    Management
18    Authorise Issue of Equity    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
21    Authorise Issue of Equity in Relation to Any Issuance of SII Instruments    For    For    Management
22    Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments    For    For    Management
23    Authorise Market Purchase of Ordinary Shares    For    For    Management
24    Authorise Market Purchase of 8 3/4 % Preference Shares    For    For    Management
25    Authorise Market Purchase of 8 3/8 % Preference Shares    For    For    Management
26    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

AVIVA PLC

 

Ticker:    AV    Security ID:    G0683Q109
Meeting Date:    MAY 09, 2022    Meeting Type:    Special
Record Date:    MAY 05, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Adopt New Articles of Association    For    For    Management
2    Approve Issue of B Shares    For    For    Management
3    Approve Share Consolidation    For    For    Management
4    Authorise Issue of Equity    For    For    Management
5    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
6    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
7    Authorise Issue of Equity in Relation to Any Issuance of SII Instruments    For    For    Management
8    Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments    For    For    Management
9    Authorise Market Purchase of Ordinary Shares    For    For    Management

 

Page 3


AXIS BANK, LTD.

 

Ticker:    532215    Security ID:    Y0487S137
Meeting Date:    JUL 30, 2021    Meeting Type:    Annual
Record Date:    JUL 23, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Re-elect Rajiv Anand as Director    For    For    Management
3    Approve M P Chitale & Co., Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
4    Approve C N K & Associates LLP, Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
5    Elect Vasantha Govindan as Director    For    For    Management
6    Elect S. Mahendra Dev as Director    For    For    Management
7    Approve Revision in Remuneration to Rakesh Makhija as Non-Executive (Part-Time) Chairman    For    For    Management
8    Approve Revision in Remuneration to Amitabh Chaudhry as Managing Director & CEO    For    For    Management
9    Approve Reappointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO    For    For    Management
10    Approve Revision in Remuneration to Rajiv Anand as Executive Director (Wholesale Banking)    For    For    Management
11    Approve Revision in Remuneration to Rajesh Dahiya as Executive Director (Corporate Centre)    For    For    Management
12    Approve Payment of Compensation to Non-Executive Director (Excluding the Non-Executive (Part-time) Chairperson)    For    For    Management
13    Authorize Issuance of Debt Securities    For    For    Management
14    Approve Issuance of Additional Equity Stock Options Convertible into Equity Shares to Permanent Employees and Whole-Time Directors of the Company    For    For    Management
15    Approve Issuance of Additional Equity Stock Options Convertible into Equity Shares to Permanent Employees and Whole-Time Directors of Present and Future Subsidiary Companies    For    For    Management
16    Approve Reclassification of United India Insurance Company Limited from Promoter Group to Public Category    For    For    Management
17    Approve Reclassification of National Insurance Company Limited from Promoter Group to Public Category    For    For    Management
18    Approve Reclassification of The New India Assurance Company Limited from Promoter Group to Public Category    For    For    Management
19    Approve Reclassification of General Insurance Corporation of India from Promoter Group to Public Category    For    For    Management

 

AXIS BANK, LTD.

 

Ticker:    532215    Security ID:    Y0487S137
Meeting Date:    MAR 06, 2022    Meeting Type:    Special
Record Date:    JAN 28, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Reappointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman    For    For    Management
2    Elect Ashish Kotecha as Director    For    For    Management
3    Approve Re-Designation of Rajiv Anand as Deputy Managing Director    For    For    Management
4    Approve Revision in the Remuneration Payable to Rajiv Anand as Whole-Time Director    For    For    Management
5    Approve Reappointment and Remuneration of Rajiv Anand as Deputy Managing Director    For    For    Management

 

Page 4


AXIS BANK, LTD.

 

Ticker:    532215    Security ID:    Y0487S137
Meeting Date:    APR 08, 2022    Meeting Type:    Special
Record Date:    MAR 04, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Material Related Party Transactions for Acceptance of Deposits in Current/Savings Account or Any Other Similar Accounts    For    For    Management
2    Approve Material Related Party Transactions for Subscribing to Securities Issued by Related Parties and Purchase of Securities from Related Parties    For    For    Management
3    Approve Material Related Party Transactions for Sale of Securities to Related Parties    For    For    Management
4    Approve Material Related Party Transactions for Issue of Securities of the Bank to Related Parties, Payment of Interest and Redemption Amount thereof    For    For    Management
5    Approve Material Related Party Transactions for Receipt of Fees/Commission for Distribution of Insurance Products and Other Related Business    For    For    Management
6    Approve Material Related Party Transactions for Fund Based or Non-Fund Based Credit Facilities    For    For    Management
7    Approve Material Related Party Transactions for Money Market Instruments/Term Borrowing/Term Lending (including Repo/Reverse Repo)    For    For    Management
8    Approve Material Related Party Transactions Pertaining to Forex and Derivative Contracts    For    For    Management

 

BAIDU, INC.

 

Ticker:    9888    Security ID:    056752108
Meeting Date:    DEC 07, 2021    Meeting Type:    Extraordinary Shareholders
Record Date:    NOV 05, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Adoption of the Company’s Dual Foreign Name    For    For    Management
2    Adopt Amended and Restated Memorandum and Articles of Association    For    For    Management
3    Authorize Board to Deal With All Matters in Relation to the Change of Company Name and the Proposed Amendments    For    For    Management

 

Page 5


BANCO SANTANDER SA

 

Ticker:    SAN    Security ID:    E19790109
Meeting Date:    MAR 31, 2022    Meeting Type:    Annual
Record Date:    MAR 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.A    Approve Consolidated and Standalone Financial Statements    For    For    Management
1.B    Approve Non-Financial Information Statement    For    For    Management
1.C    Approve Discharge of Board    For    For    Management
2    Approve Allocation of Income and Dividends    For    For    Management
3.A    Fix Number of Directors at 15    For    For    Management
3.B    Elect German de la Fuente as Director    For    For    Management
3.C    Re-elect Henrique de Castro as Director    For    For    Management
3.D    Re-elect Jose Antonio Alvarez as Director    For    For    Management
3.E    Re-elect Belen Romana as Director    For    For    Management
3.F    Re-elect Luis Isasi as Director    For    For    Management
3.G    Re-elect Sergio Rial as Director    For    For    Management
4    Ratify Appointment of PricewaterhouseCoopers as Auditor    For    For    Management
5.A    Amend Articles Re: Form of Shares and Transfer of Shares    For    For    Management
5.B    Amend Article 16 Re: Capital Reduction    For    For    Management
5.C    Amend Article 19 Re: Issuance of Other Securities    For    For    Management
5.D    Amend Article 26 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format    For    For    Management
5.E    Amend Articles Re: Board Secretary and Presiding Committee of the General Shareholders’ Meeting    For    For    Management
5.F    Amend Article 48 Re: Executive Chair    For    For    Management
5.G    Amend Article 52 Re: Audit Committee    For    For    Management
5.H    Amend Articles Re: Director Remuneration    For    For    Management
5.I    Add Article 64 bis Re: Prior Authorization for the Payment of Dividends    For    For    Management
6.A    Amend Article 6 of General Meeting Regulations Re: Information Available as of the Date of the Call to Meeting    For    For    Management
6.B    Amend Article 13 of General Meeting Regulations Re: Presiding Committee of the General Shareholders’ Meeting    For    For    Management
6.C    Add New Article 15 bis and Amend Article 19 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format    For    Against    Management
6.D    Amend Article 17 of General Meeting Regulations Re: Presentations    For    For    Management
7.A    Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Pre-emptive Rights of up to 10 Percent    For    For    Management
7.B    Approve Reduction in Share Capital via Amortization of Treasury Shares    For    For    Management
7.C    Approve Reduction in Share Capital via Amortization of Treasury Shares    For    For    Management
7.D    Approve Reduction in Share Capital via Amortization of Treasury Shares    For    For    Management
8.A    Approve Remuneration Policy    For    For    Management
8.B    Approve Remuneration of Directors    For    For    Management
8.C    Fix Maximum Variable Compensation Ratio    For    For    Management
8.D    Approve Deferred Multiyear Objectives Variable Remuneration Plan    For    For    Management
8.E    Approve Buy-out Policy    For    For    Management
8.F    Advisory Vote on Remuneration Report    For    For    Management
9    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

BARCLAYS PLC

 

Ticker:    BARC    Security ID:    G08036124
Meeting Date:    MAY 04, 2022    Meeting Type:    Annual
Record Date:    APR 29, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Elect Coimbatore Venkatakrishnan as Director    For    For    Management
4    Elect Robert Berry as Director    For    For    Management
5    Elect Anna Cross as Director    For    For    Management
6    Re-elect Mike Ashley as Director    For    For    Management
7    Re-elect Tim Breedon as Director    For    For    Management
8    Re-elect Mohamed A. El-Erian as Director    For    For    Management
9    Re-elect Dawn Fitzpatrick as Director    For    For    Management
10    Re-elect Mary Francis as Director    For    For    Management
11    Re-elect Crawford Gillies as Director    For    For    Management
12    Re-elect Brian Gilvary as Director    For    For    Management
13    Re-elect Nigel Higgins as Director    For    For    Management
14    Re-elect Diane Schueneman as Director    For    For    Management
15    Re-elect Julia Wilson as Director    For    For    Management
16    Reappoint KPMG LLP as Auditors    For    For    Management
17    Authorise the Board Audit Committee to Fix Remuneration of Auditors    For    For    Management
18    Authorise UK Political Donations and Expenditure    For    For    Management
19    Authorise Issue of Equity    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
22    Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes    For    For    Management
23    Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes    For    For    Management
24    Authorise Market Purchase of Ordinary Shares    For    For    Management
25    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
26    Approve Barclays’ Climate Strategy, Targets and Progress 2022    For    For    Management

 

Page 6


BAYER AG

 

Ticker:    BAYN    Security ID:    D0712D163
Meeting Date:    APR 29, 2022    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2021    For    For    Management
2    Approve Discharge of Management Board for Fiscal Year 2021    For    Against    Management
3    Approve Discharge of Supervisory Board for Fiscal Year 2021    For    For    Management
4.1    Re-elect Paul Achleitner to the Supervisory Board    For    For    Management
4.2    Re-elect Norbert Bischofberger to the Supervisory Board    For    For    Management
4.3    Re-elect Colleen Goggins to the Supervisory Board    For    For    Management
5    Approve Remuneration Report    For    Against    Management
6    Approve Affiliation Agreement with Bayer Chemicals GmbH    For    For    Management
7    Ratify Deloitte GmbH as Auditors for Fiscal Year 2022    For    For    Management

 

BEIERSDORF AG

 

Ticker:    BEI    Security ID:    D08792109
Meeting Date:    APR 14, 2022    Meeting Type:    Annual
Record Date:    MAR 23, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting)    None    None    Management
2    Approve Allocation of Income and Dividends of EUR 0.70 per Share    For    For    Management
3    Approve Discharge of Management Board for Fiscal Year 2021    For    For    Management
4    Approve Discharge of Supervisory Board for Fiscal Year 2021    For    For    Management
5    Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2022    For    For    Management
6    Approve Remuneration Report    For    For    Management

 

Page 7


BNP PARIBAS SA

 

Ticker:    BNP    Security ID:    F1058Q238
Meeting Date:    SEP 24, 2021    Meeting Type:    Ordinary Shareholders
Record Date:    SEP 22, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income and Additional Dividend of EUR 1.55 per Share    For    For    Management
2    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

BNP PARIBAS SA

 

Ticker:    BNP    Security ID:    F1058Q238
Meeting Date:    MAY 17, 2022    Meeting Type:    Annual/Special
Record Date:    MAY 13, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 3.67 per Share    For    For    Management
4    Approve Auditors’ Special Report on Related-Party Transactions    For    For    Management
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
6    Re-elect Jean Laurent Bonnafe as Director    For    For    Management
7    Re-elect Marion Guillou as Director    For    For    Management
8    Re-elect Michel Tilmant as Director    For    For    Management
9    Elect Lieve Logghe as Director    For    For    Management
10    Approve Remuneration Policy of Directors    For    For    Management
11    Approve Remuneration Policy of Chairman of the Board    For    For    Management
12    Approve Remuneration Policy of CEO and Vice-CEOs    For    For    Management
13    Approve Compensation Report of Corporate Officers    For    For    Management
14    Approve Compensation of Jean Lemierre, Chairman of the Board    For    For    Management
15    Approve Compensation of Jean-Laurent Bonnafe, CEO    For    For    Management
16    Approve Compensation of Philippe Bordenave, Vice-CEO Until 18 May 2021    For    For    Management
17    Approve Compensation of Yann Gerardin, Vice-CEO Since 18 May 2021    For    For    Management
18    Approve Compensation of Thierry Laborde, Vice-CEO Since 18 May 2021    For    For    Management
19    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    For    For    Management
20    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.54 Million    For    For    Management
21    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 985 Million    For    For    Management
22    Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers    For    For    Management
23    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Management
24    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 22 and 23 at EUR 240 Million    For    For    Management
25    Authorize Capitalization of Reserves of Up to EUR 985 Million for Bonus Issue or Increase in Par Value    For    For    Management
26    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21 and 23 at EUR 985 Million    For    For    Management
27    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
28    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
29    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

Page 8


BOOKING HOLDINGS, INC.

 

Ticker:    BKNG    Security ID:    09857L108
Meeting Date:    JUN 09, 2022    Meeting Type:    Annual
Record Date:    APR 21, 2022          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Timothy Armstrong    For    For    Management
1.2    Elect Director Glenn D. Fogel    For    For    Management
1.3    Elect Director Mirian M. Graddick-Weir    For    For    Management
1.4    Elect Director Wei Hopeman    For    For    Management
1.5    Elect Director Robert J. Mylod, Jr.    For    For    Management
1.6    Elect Director Charles H. Noski    For    For    Management
1.7    Elect Director Nicholas J. Read    For    For    Management
1.8    Elect Director Thomas E. Rothman    For    For    Management
1.9    Elect Director Sumit Singh    For    For    Management
1.10    Elect Director Lynn Vojvodich Radakovich    For    For    Management
1.11    Elect Director Vanessa A. Wittman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
5    Report on Climate Change Performance Metrics Into Executive Compensation Program    Against    Against    Shareholder

 

BROTHER INDUSTRIES, LTD.

 

Ticker:    6448    Security ID:    114813108
Meeting Date:    JUN 20, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Articles to Disclose Shareholder Meeting Materials on Internet - Amend Provisions on Director Titles    For    For    Management
2.1    Elect Director Koike, Toshikazu    For    For    Management
2.2    Elect Director Sasaki, Ichiro    For    For    Management
2.3    Elect Director Ishiguro, Tadashi    For    For    Management
2.4    Elect Director Ikeda, Kazufumi    For    For    Management
2.5    Elect Director Kuwabara, Satoru    For    For    Management
2.6    Elect Director Murakami, Taizo    For    For    Management
2.7    Elect Director Takeuchi, Keisuke    For    For    Management
2.8    Elect Director Shirai, Aya    For    For    Management
2.9    Elect Director Uchida, Kazunari    For    For    Management
2.10    Elect Director Hidaka, Naoki    For    For    Management
2.11    Elect Director Miyaki, Masahiko    For    For    Management
3.1    Appoint Statutory Auditor Ogawa, Kazuyuki    For    For    Management
3.2    Appoint Statutory Auditor Yamada, Akira    For    For    Management
4    Approve Annual Bonus    For    For    Management
5    Approve Annual Bonus Ceiling for Directors    For    For    Management
6    Approve Trust-Type Equity Compensation Plan    For    For    Management

 

Page 9


CK ASSET HOLDINGS, LTD.

 

Ticker:    1113    Security ID:    G2177B101
Meeting Date:    MAY 19, 2022    Meeting Type:    Annual
Record Date:    MAY 13, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3.1    Elect Kam Hing Lam as Director    For    For    Management
3.2    Elect Chung Sun Keung, Davy as Director    For    For    Management
3.3    Elect Pau Yee Wan, Ezra as Director    For    For    Management
3.4    Elect Hung Siu-lin, Katherine as Director    For    For    Management
3.5    Elect Colin Stevens Russel as Director    For    For    Management
4    Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5.1    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    For    Management
5.2    Authorize Repurchase of Issued Share Capital    For    For    Management

 

CREDICORP, LTD.

 

Ticker:    BAP    Security ID:    G2519Y108
Meeting Date:    MAR 29, 2022    Meeting Type:    Annual
Record Date:    FEB 11, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Present Board Chairman Report of the Annual and Sustainability Report (Non-Voting)    None    None    Management
2    Present Board Chairman Report of the Sustainability Strategy (Non-Voting)    None    None    Management
3    Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2021, Including External Auditors’ Report (Non-Voting)    None    None    Management
4    Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management

 

Page 10


CREDIT SUISSE GROUP AG

 

Ticker:    CSGN    Security ID:    H3698D419
Meeting Date:    OCT 01, 2021    Meeting Type:    Extraordinary Shareholders
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Axel Lehmann as Director    For    For    Management
1.2    Elect Juan Colombas as Director    For    For    Management
1.3    Appoint Juan Colombas as Member of the Compensation Committee    For    For    Management
2    Additional Voting Instructions - Shareholder Proposals (Voting)    Against    Against    Management
3    Additional Voting Instructions - Board of Directors Proposals (Voting)    For    Against    Management

 

CREDIT SUISSE GROUP AG

 

Ticker:    CSGN    Security ID:    H3698D419
Meeting Date:    APR 29, 2022    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Approve Remuneration Report    For    For    Management
1.2    Accept Financial Statements and Statutory Reports    For    For    Management
2.1    Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding the Supply Chain Finance Matter    For    For    Management
2.2    Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding the Supply Chain Finance Matter    For    For    Management
3    Approve Allocation of Income and Dividends of CHF 0.10 per Share    For    For    Management
4    Approve Creation of CHF 5 Million Pool of Authorized Capital with or without Exclusion of Pre-emptive Rights    For    For    Management
5.1.a    Elect Axel Lehmann as Director and Board Chair    For    For    Management
5.1.b    Re-elect Iris Bohnet as Director    For    For    Management
5.1.c    Re-elect Clare Brady as Director    For    For    Management
5.1.d    Re-elect Christian Gellerstad as Director    For    For    Management
5.1.e    Re-elect Michael Klein as Director    For    For    Management
5.1.f    Re-elect Shan Li as Director    For    For    Management
5.1.g    Re-elect Seraina Macia as Director    For    For    Management
5.1.h    Re-elect Blythe Masters as Director    For    For    Management
5.1.i    Re-elect Richard Meddings as Director    For    For    Management
5.1.j    Re-elect Ana Pessoa as Director    For    For    Management
5.1.k    Elect Mirko Bianchi as Director    For    For    Management
5.1.l    Elect Keyu Jin as Director    For    For    Management
5.1.m    Elect Amanda Norton as Director    For    For    Management
5.2.1    Reappoint Iris Bohnet as Member of the Compensation Committee    For    For    Management
5.2.2    Reappoint Christian Gellerstad as Member of the Compensation Committee    For    For    Management
5.2.3    Reappoint Michael Klein as Member of the Compensation Committee    For    For    Management
5.2.4    Appoint Shan Li as Member of the Compensation Committee    For    For    Management
5.2.5    Appoint Amanda Norton as Member of the Compensation Committee    For    For    Management
6.1    Approve Remuneration of Directors in the Amount of CHF 13 Million    For    For    Management
6.2.1    Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 8.6 Million    For    For    Management
6.2.2    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 34 Million    For    For    Management
6.2.3    Approve Share-Based Replacement Awards for New Members of the Executive Committee in the Amount of CHF 12.1 Million    For    For    Management
7.1    Ratify PricewaterhouseCoopers AG as Auditors    For    For    Management
7.2    Ratify BDO AG as Special Auditors    For    For    Management
7.3    Designate Keller KLG as Independent Proxy    For    For    Management
8    Approve Special Audit    Against    Against    Shareholder
9    Amend Articles Re: Climate Change Strategy and Disclosures    Against    Against    Shareholder
10.1    Additional Voting Instructions - Shareholder Proposals (Voting)    Against    Against    Management
10.2    Additional Voting Instructions - Board of Directors Proposals (Voting)    For    Against    Management

 

Page 11


DAITO TRUST CONSTRUCTION CO., LTD.

 

Ticker:    1878    Security ID:    J11151107
Meeting Date:    JUN 28, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 275    For    For    Management
2    Amend Articles to Amend Business Lines - Disclose Shareholder Meeting Materials on Internet    For    For    Management

 

ENGIE SA

 

Ticker:    ENGI    Security ID:    F3R09R118
Meeting Date:    APR 21, 2022    Meeting Type:    Annual/Special
Record Date:    APR 19, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 0.85 per Share    For    For    Management
4    Approve Auditors’ Special Report on Related-Party Transactions    For    For    Management
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
6    Re-elect Jean-Pierre Clamadieu as Director    For    For    Management
7    Re-elect Ross McInnes as Director    For    For    Management
8    Elect Marie-Claire Daveu as Director    For    For    Management
9    Approve Compensation Report of Corporate Officers    For    For    Management
10    Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board    For    For    Management
11    Approve Compensation of Catherine MacGregor, CEO    For    For    Management
12    Approve Remuneration Policy of Directors    For    For    Management
13    Approve Remuneration Policy of Chairman of the Board    For    For    Management
14    Approve Remuneration Policy of CEO    For    For    Management
15    Approve Company’s Climate Transition Plan    For    For    Management
16    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 225 Million    For    For    Management
17    Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 225 Million    For    For    Management
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 225 Million    For    For    Management
19    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 15, 16 and 17    For    For    Management
20    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Management
21    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15-19 and 23-24 at EUR 265 Million    For    For    Management
22    Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    For    For    Management
23    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
24    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
25    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    For    For    Management
26    Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees, Corporate Officers and Employees of International Subsidiaries from Groupe Engie    For    For    Management
27    Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Management
28    Authorize Filing of Required Documents/Other Formalities    For    For    Management
A    Approve Allocation of Income and Dividends of EUR 0.45 per Share    Against    Against    Shareholder
B    Subject to Approval of Item 3, Approve Allocation of Income 2023 and 2024    Against    Against    Shareholder

 

Page 12


ENTAIN PLC

 

Ticker:    ENT    Security ID:    G3167C109
Meeting Date:    JUN 24, 2022    Meeting Type:    Annual
Record Date:    JUN 22, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Ratify KPMG LLP as Auditors    For    For    Management
4    Authorise Board to Fix Remuneration of Auditors    For    For    Management
5    Re-elect David Satz as Director    For    For    Management
6    Re-elect Robert Hoskin as Director    For    For    Management
7    Re-elect Stella David as Director    For    For    Management
8    Re-elect Vicky Jarman as Director    For    For    Management
9    Re-elect Mark Gregory as Director    For    For    Management
10    Re-elect Rob Wood as Director    For    For    Management
11    Re-elect Jette Nygaard-Andersen as Director    For    For    Management
12    Re-elect Barry Gibson as Director    For    For    Management
13    Re-elect Pierre Bouchut as Director    For    For    Management
14    Re-elect Virginia McDowell as Director    For    For    Management
15    Approve Free Share Plan    For    For    Management
16    Approve Employee Share Purchase Plan    For    For    Management
17    Authorise Issue of Equity    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
20    Authorise Market Purchase of Ordinary Shares    For    For    Management

 

EQUINOR ASA

 

Ticker:    EQNR    Security ID:    R2R90P103
Meeting Date:    MAY 11, 2022    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2    Registration of Attending Shareholders and Proxies (Non-Voting)    None    None    Management
3    Elect Chairman of Meeting    For    For    Management
4    Approve Notice of Meeting and Agenda    For    For    Management
5    Designate Inspector(s) of Minutes of Meeting    For    For    Management
6    Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.20 Per Share, Approve Extraordinary Dividends of USD 0.20 Per Share    For    For    Management
7    Authorize Board to Distribute Dividends    For    For    Management
8    Approve NOK 205.5 Million Reduction in Share Capital via Share Cancellation    For    For    Management
9    Amend Corporate Purpose    For    For    Management
10    Approve Company’s Energy Transition Plan (Advisory Vote)    For    For    Management
11    Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products    Against    Against    Shareholder
12    Introduce a Climate Target Agenda and Emission Reduction Plan    Against    Against    Shareholder
13    Establish a State Restructuring Fund for Employees who Working in the Oil Sector    Against    Against    Shareholder
14    Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector of the Barents Sea    Against    Against    Shareholder
15    Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources    Against    Against    Shareholder
16    Increase Investments in Renewable Energy, Stop New Exploration in Barents Sea, Discontinue International Activities and Develop a Plan for Gradual Closure of the Oil Industry    Against    Against    Shareholder
17    Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production    Against    Against    Shareholder
18    Instruct Company to Divest all International Operations, First Within Renewable Energy, then Within Petroleum Production    Against    Against    Shareholder
19    Action Plan For Quality Assurance and Anti-Corruption    Against    Against    Shareholder
20    Approve Company’s Corporate Governance Statement    For    For    Management
21    Approve Remuneration Statement (Advisory)    For    For    Management
22    Approve Remuneration of Auditors    For    For    Management
23    Elect Members and Deputy Members of Corporate Assembly    For    For    Management
23.1    Re-elect Jarle Roth (Chair) as Member of Corporate Assembly    For    For    Management
23.2    Re-elect Nils Bastiansen (Deputy Chair) as Member of Corporate Assembly    For    For    Management
23.3    Re-elect Finn Kinserdal as Member of Corporate Assembly    For    For    Management
23.4    Re-elect Kari Skeidsvoll Moe as Member of Corporate Assembly    For    For    Management
23.5    Re-elect Kjerstin Rasmussen Braathen as Member of Corporate Assembly    For    For    Management
23.6    Re-elect Kjerstin Fyllingen as Member of Corporate Assembly    For    For    Management
23.7    Re-elect Mari Rege as Member of Corporate Assembly    For    For    Management
23.8    Re-elect Trond Straume as Member of Corporate Assembly    For    For    Management
23.9    Elect Martin Wien Fjell as New Member of Corporate Assembly    For    For    Management
23.10    Elect Merete Hverven as New Member of Corporate Assembly    For    For    Management
23.11    Elect Helge Aasen as New Member of Corporate Assembly    For    For    Management
23.12    Elect Liv B. Ulriksen as New Member of Corporate Assembly    For    For    Management
23.13    Elect Per Axel Koch as New Deputy Member of Corporate Assembly    For    For    Management
23.14    Elect Catrine Kristiseter Marti as New Deputy Member of Corporate Assembly    For    For    Management
23.15    Elect Nils Morten Huseby as New Deputy Member of Corporate Assembly    For    For    Management
23.16    Re-elect Nina Kivijervi Jonassen as Deputy Member of Corporate Assembly    For    For    Management
24    Approve Remuneration of Directors in the Amount of NOK 137,600 for Chairman, NOK 72,600 for Deputy Chairman and NOK 51,000 for Other Directors; Approve Remuneration for Deputy Directors    For    For    Management
25    Elect Members of Nominating Committee    For    For    Management
25.1    Re-elect Jarle Roth as Member of Nominating Committee    For    For    Management
25.2    Re-elect Berit L. Henriksen as Member of Nominating Committee    For    For    Management
25.3    Elect Merete Hverven as New Member of Nominating Committee    For    For    Management
25.4    Elect Jan Tore Fosund as New Member of Nominating Committee    For    For    Management
26    Approve Remuneration of Nominating Committee    For    For    Management
27    Approve Equity Plan Financing    For    For    Management
28    Authorize Share Repurchase Program and Cancellation of Repurchased Shares    For    For    Management
29    Adjust Marketing Instructions for EQUINOR ASA    For    For    Management

 

Page 13


FRESENIUS MEDICAL CARE AG & CO., KGAA

 

Ticker:    FME    Security ID:    D2734Z107
Meeting Date:    MAY 12, 2022    Meeting Type:    Annual
Record Date:    APR 20, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports for Fiscal Year 2021    For    For    Management
2    Approve Allocation of Income and Dividends of EUR 1.35 per Share    For    For    Management
3    Approve Discharge of Personally Liable Partner for Fiscal Year 2021    For    For    Management
4    Approve Discharge of Supervisory Board for Fiscal Year 2021    For    For    Management
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements for Fiscal Year 2022    For    For    Management
6    Approve Remuneration Report    For    For    Management

 

GLAXOSMITHKLINE PLC

 

Ticker:    GSK    Security ID:    G3910J112
Meeting Date:    MAY 04, 2022    Meeting Type:    Annual
Record Date:    APR 29, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Elect Anne Beal as Director    For    For    Management
5    Elect Harry Dietz as Director    For    For    Management
6    Re-elect Sir Jonathan Symonds as Director    For    For    Management
7    Re-elect Dame Emma Walmsley as Director    For    For    Management
8    Re-elect Charles Bancroft as Director    For    For    Management
9    Re-elect Vindi Banga as Director    For    For    Management
10    Re-elect Hal Barron as Director    For    For    Management
11    Re-elect Dame Vivienne Cox as Director    For    For    Management
12    Re-elect Lynn Elsenhans as Director    For    For    Management
13    Re-elect Laurie Glimcher as Director    For    For    Management
14    Re-elect Jesse Goodman as Director    For    For    Management
15    Re-elect Iain Mackay as Director    For    For    Management
16    Re-elect Urs Rohner as Director    For    For    Management
17    Reappoint Deloitte LLP as Auditors    For    For    Management
18    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
19    Authorise UK Political Donations and Expenditure    For    For    Management
20    Authorise Issue of Equity    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
23    Authorise Market Purchase of Ordinary Shares    For    For    Management
24    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    For    For    Management
25    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
26    Approve Share Save Plan    For    For    Management
27    Approve Share Reward Plan    For    For    Management
28    Adopt New Articles of Association    For    For    Management

 

Page 14


GLENCORE PLC

 

Ticker:    GLEN    Security ID:    G39420107
Meeting Date:    APR 28, 2022    Meeting Type:    Annual
Record Date:    APR 26, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Reduction of Capital Contribution Reserves    For    For    Management
3    Re-elect Kalidas Madhavpeddi as Director    For    For    Management
4    Re-elect Peter Coates as Director    For    For    Management
5    Re-elect Martin Gilbert as Director    For    For    Management
6    Re-elect Gill Marcus as Director    For    For    Management
7    Re-elect Patrice Merrin as Director    For    For    Management
8    Re-elect Cynthia Carroll as Director    For    For    Management
9    Elect Gary Nagle as Director    For    For    Management
10    Elect David Wormsley as Director    For    For    Management
11    Reappoint Deloitte LLP as Auditors    For    For    Management
12    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
13    Approve Climate Progress Report    For    For    Management
14    Approve Remuneration Report    For    For    Management
15    Authorise Issue of Equity    For    For    Management
16    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
17    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
18    Authorise Market Purchase of Ordinary Shares    For    For    Management

 

GRUPO TELEVISA SAB

 

Ticker:    TLEVISACPO    Security ID:    40049J206
Meeting Date:    APR 27, 2022    Meeting Type:    Annual/Special
Record Date:    APR 08, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Elect Directors Representing Series L Shareholders    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1    Elect Directors Representing Series D Shareholders    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1    Present Financial Statements and Statutory Reports    For    For    Management
2    Present Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information    For    For    Management
3    Present Report on Activities and Operations Undertaken by Board    For    For    Management
4    Present Report of Audit Committee    For    For    Management
5    Present Report of Corporate Practices Committee    For    For    Management
6    Present Report on Compliance with Fiscal Obligations    For    For    Management
7    Approve Allocation of Income and Dividends    For    For    Management
8    Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares    For    For    Management
9.1    Elect or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders    For    For    Management
9.2    Elect or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders    For    For    Management
9.3    Elect or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders    For    For    Management
9.4    Elect or Ratify Michael T. Fries as Director Representing Series A Shareholders    For    For    Management
9.5    Elect or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders    For    For    Management
9.6    Elect or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders    For    For    Management
9.7    Elect or Ratify Jon Feltheimer as Director Representing Series A Shareholders    For    For    Management
9.8    Elect or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders    For    For    Management
9.9    Elect or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders    For    For    Management
9.10    Elect or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders    For    For    Management
9.11    Elect or Ratify Denise Maerker Salmon as Director Representing Series A Shareholders    For    For    Management
9.12    Elect or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders    For    For    Management
9.13    Elect or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders    For    For    Management
9.14    Elect or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders    For    For    Management
9.15    Elect or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders    For    For    Management
9.16    Elect or Ratify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders    For    For    Management
9.17    Elect or Ratify David M. Zaslav as Director Representing Series D Shareholders    For    For    Management
9.18    Elect or Ratify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders    For    For    Management
9.19    Elect or Ratify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders    For    For    Management
9.20    Elect or Ratify Sebastian Mejia as Director Representing Series L Shareholders    For    For    Management
9.21    Elect or Ratify Julio Barba Hurtado as Alternate Director    For    For    Management
9.22    Elect or Ratify Jorge Agustin Lutteroth Echegoyen as Alternate Director    For    For    Management
9.23    Elect or Ratify Joaquin Balcarcel Santa Cruz as Alternate Director    For    For    Management
9.24    Elect or Ratify Luis Alejandro Bustos Olivares as Alternate Director    For    For    Management
9.25    Elect or Ratify Felix Jose Araujo Ramirez as Alternate Director    For    For    Management
9.26    Elect or Ratify Raul Morales Medrano as Alternate Director    For    For    Management
9.27    Elect or Ratify Herbert Allen, III (Alternate of Enrique Francisco Jose Senior Hernandez) as Alternate Director    For    For    Management
9.28    Elect or Ratify Emilio F. Azcarraga Jean as Board Chairman    For    For    Management
9.29    Elect or Ratify Ricardo Maldonado Yanez as Secretary    For    For    Management
10.1    Elect or Ratify Emilio F. Azcarraga Jean as Chairman of Executive Committee    For    For    Management
10.2    Elect or Ratify Alfonso de Angoitia Noriega of Executive Committee    For    For    Management
10.3    Elect or Ratify Bernando Gomez Martinez of Executive Committee    For    For    Management
10.4    Elect or Ratify Ricardo Maldonado Yanez as Secretary (Non-Member) of Executive Committee    For    For    Management
11.1    Elect or Ratify Guillermo Garcia Naranjo Alvarez as Chairman of Audit Committee    For    For    Management
11.2    Elect or Ratify Jose Luis Fernandez Fernandez as Member of Audit Committee    For    For    Management
11.3    Elect or Ratify Francisco Jose Chevez Robelo as Member of Audit Committee    For    For    Management
12.1    Elect or Ratify Jose Luis Fernandez Fernandez as Chairman of Corporate Practices Committee    For    For    Management
12.2    Elect or Ratify Eduardo Tricio Haro as Member of Corporate Practices Committee    For    For    Management
12.3    Elect or Ratify Guillermo Garcia Naranjo Alvarez as Member of Corporate Practices Committee    For    For    Management
13    Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries    For    Against    Management
14    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1    Amend Article 4 Re: Corporate Purpose    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

Page 15


HANG LUNG GROUP, LTD.

 

Ticker:    10    Security ID:    Y30148111
Meeting Date:    APR 27, 2022    Meeting Type:    Annual
Record Date:    APR 21, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3a    Elect Simon Sik On Ip as Director    For    For    Management
3b    Elect Ronnie Chichung Chan as Director    For    For    Management
3c    Elect Weber Wai Pak Lo as Director    For    For    Management
3d    Elect Kenneth Ka Kui Chiu as Director    For    For    Management
3e    Authorize Board to Fix Remuneration of Directors    For    For    Management
4    Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5    Authorize Repurchase of Issued Share Capital    For    For    Management
6    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    For    Management
7    Authorize Reissuance of Repurchased Shares    For    For    Management
8    Adopt New Share Option Scheme    For    For    Management
9    Adopt New Articles of Association    For    For    Management

 

HOLCIM, LTD.

 

Ticker:    HOLN    Security ID:    H3816Q102
Meeting Date:    MAY 04, 2022    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Accept Financial Statements and Statutory Reports    For    For    Management
1.2    Approve Remuneration Report    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3.1    Approve Allocation of Income    For    For    Management
3.2    Approve Dividends of CHF 2.20 per Share from Capital Contribution Reserves    For    For    Management
4.1.1    Re-elect Beat Hess as Director and Board Chair    For    For    Management
4.1.2    Re-elect Philippe Block as Director    For    For    Management
4.1.3    Re-elect Kim Fausing as Director    For    For    Management
4.1.4    Re-elect Jan Jenisch as Director    For    For    Management
4.1.5    Re-elect Naina Kidwai as Director    For    For    Management
4.1.6    Re-elect Patrick Kron as Director    For    For    Management
4.1.7    Re-elect Juerg Oleas as Director    For    For    Management
4.1.8    Re-elect Claudia Ramirez as Director    For    For    Management
4.1.9    Re-elect Hanne Sorensen as Director    For    For    Management
4.2.1    Elect Leanne Geale as Director    For    For    Management
4.2.2    Elect Ilias Laeber as Director    For    For    Management
4.3.1    Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee    For    For    Management
4.3.2    Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee    For    For    Management
4.4.1    Appoint Ilias Laeber as Member of the Nomination, Compensation and Governance Committee    For    For    Management
4.4.2    Appoint Juerg Oleas as Member of the Nomination, Compensation and Governance Committee    For    For    Management
4.5.1    Ratify Ernst & Young AG as Auditors    For    For    Management
4.5.2    Designate Sabine Burkhalter Kaimakliotis as Independent Proxy    For    For    Management
5.1    Approve Remuneration of Directors in the Amount of CHF 5 Million    For    For    Management
5.2    Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million    For    For    Management
6    Approve Climate Report    For    For    Management
7    Transact Other Business (Voting)    For    Against    Management

 

Page 16


HONDA MOTOR CO., LTD.

 

Ticker:    7267    Security ID:    J22302111
Meeting Date:    JUN 22, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kuraishi, Seiji    For    For    Management
1.2    Elect Director Mibe, Toshihiro    For    For    Management
1.3    Elect Director Takeuchi, Kohei    For    For    Management
1.4    Elect Director Aoyama, Shinji    For    For    Management
1.5    Elect Director Suzuki, Asako    For    For    Management
1.6    Elect Director Suzuki, Masafumi    For    For    Management
1.7    Elect Director Sakai, Kunihiko    For    For    Management
1.8    Elect Director Kokubu, Fumiya    For    For    Management
1.9    Elect Director Ogawa, Yoichiro    For    For    Management
1.10    Elect Director Higashi, Kazuhiro    For    For    Management
1.11    Elect Director Nagata, Ryoko    For    For    Management

 

ICICI BANK, LTD.

 

Ticker:    532174    Security ID:    Y3860Z132
Meeting Date:    AUG 20, 2021    Meeting Type:    Annual
Record Date:    AUG 13, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Dividend    For    For    Management
3    Re-elect Sandeep Bakhshi as Director    For    For    Management
4    Approve MSKA & Associates, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
5    Approve Khimji Kunverji & Co LLP, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
6    Approve Revision in the Remuneration of Sandeep Bakhshi as Managing Director and Chief Executive Officer    For    For    Management
7    Approve Revision in the Remuneration of Vishakha Mulye as Executive Director    For    For    Management
8    Approve Revision in the Remuneration of Sandeep Batra as Executive Director    For    For    Management
9    Approve Revision in the Remuneration of Anup Bagchi as Executive Director    For    For    Management
10    Approve Reappointment and Remuneration of Anup Bagchi as Whole Time Director Designated as Executive Director    For    For    Management
11    Approve Payment of Remuneration to Non-Executive Directors (other than Part-Time Chairman and the Director Nominated by the Government of India)    For    For    Management

 

Page 17


ICICI BANK, LTD.

 

Ticker:    532174    Security ID:    Y3860Z132
Meeting Date:    MAR 27, 2022    Meeting Type:    Special
Record Date:    FEB 18, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Elect Vibha Paul Rishi as Director    For    For    Management
2    Approve Material Related Party Transactions for Current Account Deposits    For    For    Management
3    Approve Material Related Party Transactions for Subscribing to Securities Issued by Related Parties and Purchase of Securities from Related Parties    For    For    Management
4    Approve Material Related Party Transactions for Sale of Securities to Related Parties    For    For    Management
5    Approve Material Related Party Transactions or Fund Based or Non-Fund Based Credit Facilities    For    For    Management
6    Approve Material Related Party Transactions for Undertaking Repurchase Transactions and Other Permitted Short-Term Borrowing Transactions    For    For    Management
7    Approve Material Related Party Transactions of Reverse Repurchase and Other Permitted Short-Term Lending Transactions    For    For    Management
8    Approve Material Related Party Transactions for Availing Manpower Services for Certain Functions/Activities of the Bank from Related Party    For    For    Management

 

IMPERIAL BRANDS PLC

 

Ticker:    IMB    Security ID:    G4720C107
Meeting Date:    FEB 02, 2022    Meeting Type:    Annual
Record Date:    JAN 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Final Dividend    For    For    Management
4    Re-elect Stefan Bomhard as Director    For    For    Management
5    Re-elect Susan Clark as Director    For    For    Management
6    Elect Ngozi Edozien as Director    For    For    Management
7    Re-elect Therese Esperdy as Director    For    For    Management
8    Re-elect Alan Johnson as Director    For    For    Management
9    Re-elect Robert Kunze-Concewitz as Director    For    For    Management
10    Re-elect Simon Langelier as Director    For    For    Management
11    Elect Lukas Paravicini as Director    For    For    Management
12    Elect Diane de Saint Victor as Director    For    For    Management
13    Re-elect Jonathan Stanton as Director    For    For    Management
14    Reappoint Ernst & Young LLP as Auditors    For    For    Management
15    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
16    Authorise UK Political Donations and Expenditure    For    For    Management
17    Authorise Issue of Equity    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19    Authorise Market Purchase of Ordinary Shares    For    For    Management
20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 18


ITAU UNIBANCO HOLDING SA

 

Ticker:    ITUB4    Security ID:    P5968U113
Meeting Date:    APR 26, 2022    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    None    Against    Management
2    Elect Artemio Bertholini as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder    None    For    Shareholder

 

JOHNSON CONTROLS INTERNATIONAL PLC

 

Ticker:    JCI    Security ID:    G51502105
Meeting Date:    MAR 09, 2022    Meeting Type:    Annual
Record Date:    JAN 06, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean Blackwell    For    For    Management
1b    Elect Director Pierre Cohade    For    For    Management
1c    Elect Director Michael E. Daniels    For    For    Management
1d    Elect Director W. Roy Dunbar    For    For    Management
1e    Elect Director Gretchen R. Haggerty    For    For    Management
1f    Elect Director Simone Menne    For    For    Management
1g    Elect Director George R. Oliver    For    For    Management
1h    Elect Director Jurgen Tinggren    For    For    Management
1i    Elect Director Mark Vergnano    For    For    Management
1j    Elect Director R. David Yost    For    For    Management
1k    Elect Director John D. Young    For    For    Management
2a    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
2b    Authorize Board to Fix Remuneration of Auditors    For    For    Management
3    Authorize Market Purchases of Company Shares    For    For    Management
4    Determine Price Range for Reissuance of Treasury Shares    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Approve the Directors’ Authority to Allot Shares    For    For    Management
7    Approve the Disapplication of Statutory Pre-Emption Rights    For    For    Management

 

Page 19


KYOCERA CORP.

 

Ticker:    6971    Security ID:    J37479110
Meeting Date:    JUN 28, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 90    For    For    Management
2    Amend Articles to Amend Business Lines - Disclose Shareholder Meeting Materials on Internet - Allow Virtual Only Shareholder Meetings    For    For    Management
3    Appoint Statutory Auditor Nishimura, Yushi    For    For    Management
4    Appoint Alternate Statutory Auditor Kida, Minoru    For    For    Management

 

LIBERTY GLOBAL PLC

 

Ticker:    LBTYA    Security ID:    G5480U104
Meeting Date:    JUN 15, 2022    Meeting Type:    Annual
Record Date:    APR 28, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Elect Director Andrew J. Cole    For    For    Management
2    Elect Director Marisa D. Drew    For    For    Management
3    Elect Director Richard R. Green    For    For    Management
4    Elect Director Daniel E. Sanchez    For    For    Management
5    Approve Remuneration Report    For    For    Management
6    Ratify KPMG LLP (U.S.) as Auditors    For    For    Management
7    Ratify KPMG LLP (U.K.) as Auditors    For    For    Management
8    Authorise Board to Fix Remuneration of Auditors    For    For    Management
9    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
10    Authorise UK Political Donations and Expenditure    For    For    Management
11    Authorise Market Purchase of Ordinary Shares    For    For    Management

 

Page 20


LINDE PLC

 

Ticker:    LIN    Security ID:    G5494J103
Meeting Date:    JUL 26, 2021    Meeting Type:    Annual
Record Date:    JUL 24, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Wolfgang H. Reitzle    For    For    Management
1b    Elect Director Stephen F. Angel    For    For    Management
1c    Elect Director Ann-Kristin Achleitner    For    For    Management
1d    Elect Director Clemens A. H. Borsig    For    For    Management
1e    Elect Director Nance K. Dicciani    For    For    Management
1f    Elect Director Thomas Enders    For    For    Management
1g    Elect Director Franz Fehrenbach    For    For    Management
1h    Elect Director Edward G. Galante    For    For    Management
1i    Elect Director Larry D. McVay    For    For    Management
1j    Elect Director Victoria E. Ossadnik    For    For    Management
1k    Elect Director Martin H. Richenhagen    For    For    Management
1l    Elect Director Robert L. Wood    For    For    Management
2a    Ratify PricewaterhouseCoopers as Auditors    For    For    Management
2b    Authorize Board to Fix Remuneration of Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Approve Remuneration Policy    For    For    Management
5    Approve Remuneration Report    For    For    Management
6    Approve Omnibus Stock Plan    For    For    Management
7    Determine Price Range for Reissuance of Treasury Shares    For    For    Management

 

MAGNIT PJSC

 

Ticker:    MGNT    Security ID:    X51729105
Meeting Date:    SEP 09, 2021    Meeting Type:    Special
Record Date:    JUL 19, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Early Termination of Powers of Board of Directors    For    For    Management
2.1    Elect Naira Adamian as Director    None    For    Management
2.2    Elect Pierre-Laurent Wetli as Director    None    For    Management
2.3    Elect Aleksandr Vinokurov as Director    None    Against    Management
2.4    Elect Timothy Demchenko as Director    None    Against    Management
2.5    Elect Dmitrii Dorofeev as Director    None    For    Management
2.6    Elect Jan Gezinus Dunning as Director    None    Against    Management
2.7    Elect Sergei Zakharov as Director    None    Against    Management
2.8    Elect Hans Walter Koch as Director    None    For    Management
2.9    Elect Karina Audrey Litvack as Director    None    For    Management
2.10    Elect Aleksei Makhnev as Director    None    Against    Management
2.11    Elect Gregor William Mowat as Director    None    For    Management
2.12    Elect Charles Emmitt Ryan as Director    None    For    Management
2.13    Elect Vsevolod Rozanov as Director    None    For    Management
2.14    Elect James Pat Simmons as Director    None    For    Management

 

Page 21


MAGNIT PJSC

 

Ticker:    MGNT    Security ID:    X51729105
Meeting Date:    DEC 16, 2021    Meeting Type:    Special
Record Date:    NOV 22, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Interim Dividends of RUB 294. 37 per Share for First Nine Months of Fiscal 2021    For    For    Management

 

MICRO FOCUS INTERNATIONAL PLC

 

Ticker:    MCRO    Security ID:    G6117L194
Meeting Date:    MAR 30, 2022    Meeting Type:    Annual
Record Date:    MAR 28, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3    Approve Remuneration Report    For    For    Management
4    Elect Matt Ashley as Director    For    For    Management
5    Elect Pauline Campbell as Director    For    For    Management
6    Re-elect Greg Lock as Director    For    For    Management
7    Re-elect Stephen Murdoch as Director    For    For    Management
8    Re-elect Richard Atkins as Director    For    For    Management
9    Re-elect Amanda Brown as Director    For    For    Management
10    Re-elect Lawton Fitt as Director    For    For    Management
11    Re-elect Robert Youngjohns as Director    For    For    Management
12    Reappoint KPMG LLP as Auditors    For    For    Management
13    Authorise Board to Fix Remuneration of Auditors    For    For    Management
14    Authorise Issue of Equity    For    For    Management
15    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
16    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
17    Authorise Market Purchase of Ordinary Shares    For    For    Management
18    Adopt New Articles of Association    For    For    Management
19    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 22


MILLICOM INTERNATIONAL CELLULAR SA

 

Ticker:    TIGO    Security ID:    L6388F128
Meeting Date:    FEB 28, 2022    Meeting Type:    Extraordinary Shareholders
Record Date:    FEB 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Appoint Chairman, Scrutineer and Secretary of Meeting    For    For    Management
2    Increase Authorized Share Capital and Amend Articles of Association    For    For    Management
3    Receive and Approve Directors’ Special Report Re: Authorized Share Capital Increase    For    For    Management

 

MILLICOM INTERNATIONAL CELLULAR SA

 

Ticker:    TIGO    Security ID:    L6388F128
Meeting Date:    MAY 04, 2022    Meeting Type:    Annual
Record Date:    APR 20, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau    For    For    Management
2    Receive and Approve Board’s and Auditor’s Reports    For    For    Management
3    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
4    Approve Allocation of Income    For    For    Management
5    Approve Discharge of Directors    For    For    Management
6    Fix Number of Directors at Nine    For    For    Management
7    Re-elect Jose Antonio Rios Garcia as Director    For    For    Management
8    Re-elect Pernille Erenbjerg as Director    For    For    Management
9    Re-elect Odilon Almeida as Director    For    For    Management
10    Re-elect Bruce Churchill as Director    For    For    Management
11    Re-elect Mauricio Ramos as Director    For    For    Management
12    Re-elect James Thompson as Director    For    For    Management
13    Re-elect Mercedes Johnson as Director    For    For    Management
14    Re-elect Lars-Johan Jarnheimer as Director    For    For    Management
15    Elect Tomas Eliasson as Director    For    For    Management
16    Re-elect Jose Antonio Rios Garcia as Board Chairman    For    For    Management
17    Approve Remuneration of Directors    For    For    Management
18    Approve Ernst & Young S.A., Luxembourg as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
19    Approve Procedure on Appointment of Nomination Committee and Determination of Assignment of Nomination Committee    For    For    Management
20    Approve Share Repurchase Plan    For    For    Management
21    Approve Remuneration Report    For    For    Management
22    Approve Senior Management Remuneration Policy    For    For    Management
23    Approve Share-Based Incentive Plans    For    For    Management

 

Page 23


MITSUBISHI CHEMICAL HOLDINGS CORP.

 

Ticker:    4188    Security ID:    J44046100
Meeting Date:    JUN 24, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Articles to Change Company Name - Disclose Shareholder Meeting Materials on Internet    For    For    Management
2.1    Elect Director Jean-Marc Gilson    For    For    Management
2.2    Elect Director Fujiwara, Ken    For    For    Management
2.3    Elect Director Glenn H. Fredrickson    For    For    Management
2.4    Elect Director Katayama, Hiroshi    For    For    Management
2.5    Elect Director Hashimoto, Takayuki    For    For    Management
2.6    Elect Director Hodo, Chikatomo    For    For    Management
2.7    Elect Director Kikuchi, Kiyomi    For    For    Management
2.8    Elect Director Yamada, Tatsumi    For    For    Management
2.9    Elect Director Masai, Takako    For    For    Management

 

MITSUBISHI ELECTRIC CORP.

 

Ticker:    6503    Security ID:    J43873116
Meeting Date:    JUN 29, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Articles to Disclose Shareholder Meeting Materials on Internet    For    For    Management
2.1    Elect Director Yabunaka, Mitoji    For    For    Management
2.2    Elect Director Obayashi, Hiroshi    For    For    Management
2.3    Elect Director Watanabe, Kazunori    For    For    Management
2.4    Elect Director Koide, Hiroko    For    For    Management
2.5    Elect Director Oyamada, Takashi    For    For    Management
2.6    Elect Director Kosaka, Tatsuro    For    For    Management
2.7    Elect Director Yanagi, Hiroyuki    For    For    Management
2.8    Elect Director Uruma, Kei    For    For    Management
2.9    Elect Director Kawagoishi, Tadashi    For    For    Management
2.10    Elect Director Masuda, Kuniaki    For    For    Management
2.11    Elect Director Nagasawa, Jun    For    For    Management
2.12    Elect Director Kaga, Kunihiko    For    For    Management

 

Page 24


MITSUBISHI UFJ FINANCIAL GROUP, INC.

 

Ticker:    8306    Security ID:    J44497105
Meeting Date:    JUN 29, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 14.5    For    For    Management
2    Amend Articles to Disclose Shareholder Meeting Materials on Internet    For    For    Management
3.1    Elect Director Fujii, Mariko    For    For    Management
3.2    Elect Director Honda, Keiko    For    For    Management
3.3    Elect Director Kato, Kaoru    For    For    Management
3.4    Elect Director Kuwabara, Satoko    For    For    Management
3.5    Elect Director Toby S. Myerson    For    For    Management
3.6    Elect Director Nomoto, Hirofumi    For    For    Management
3.7    Elect Director Shingai, Yasushi    For    For    Management
3.8    Elect Director Tsuji, Koichi    For    For    Management
3.9    Elect Director Tarisa Watanagase    For    For    Management
3.10    Elect Director Ogura, Ritsuo    For    For    Management
3.11    Elect Director Miyanaga, Kenichi    For    For    Management
3.12    Elect Director Mike, Kanetsugu    For    For    Management
3.13    Elect Director Kamezawa, Hironori    For    For    Management
3.14    Elect Director Nagashima, Iwao    For    For    Management
3.15    Elect Director Hanzawa, Junichi    For    For    Management
3.16    Elect Director Kobayashi, Makoto    For    For    Management
4    Amend Articles to Prohibit Loans to Companies Which Show Disregard for Personal Information    Against    Against    Shareholder
5    Amend Articles to Prohibit Loans to Companies Involved in Defamation    Against    Against    Shareholder
6    Amend Articles to Introduce Provision Concerning Learning from System Failures at Mizuho Financial Group    Against    Against    Shareholder

 

MURATA MANUFACTURING CO., LTD.

 

Ticker:    6981    Security ID:    J46840104
Meeting Date:    JUN 29, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 70    For    For    Management
2    Amend Articles to Disclose Shareholder Meeting Materials on Internet - Amend Provisions on Number of Directors    For    For    Management
3.1    Elect Director Murata, Tsuneo    For    For    Management
3.2    Elect Director Nakajima, Norio    For    For    Management
3.3    Elect Director Iwatsubo, Hiroshi    For    For    Management
3.4    Elect Director Minamide, Masanori    For    For    Management
3.5    Elect Director Yasuda, Yuko    For    For    Management
3.6    Elect Director Nishijima, Takashi    For    For    Management
4.1    Elect Director and Audit Committee Member Ozawa, Yoshiro    For    For    Management
4.2    Elect Director and Audit Committee Member Kambayashi, Hiyo    For    For    Management
4.3    Elect Director and Audit Committee Member Yamamoto, Takatoshi    For    For    Management
4.4    Elect Director and Audit Committee Member Munakata, Naoko    For    For    Management

 

Page 25


NASPERS, LTD.

 

Ticker:    NPN    Security ID:    S53435103
Meeting Date:    AUG 25, 2021    Meeting Type:    Annual
Record Date:    AUG 13, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports for Year Ended 31 March 2021    For    For    Management
2    Approve Dividends for N Ordinary and A Ordinary Shares    For    For    Management
3    Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor    For    For    Management
4    Elect Angelien Kemna as Director    For    For    Management
5.1    Re-elect Hendrik du Toit as Director    For    For    Management
5.2    Re-elect Craig Enenstein as Director    For    For    Management
5.3    Re-elect Nolo Letele as Director    For    For    Management
5.4    Re-elect Roberto Oliveira de Lima as Director    For    For    Management
5.5    Re-elect Ben van der Ross as Director    For    For    Management
6.1    Re-elect Manisha Girotra as Member of the Audit Committee    For    For    Management
6.2    Elect Angelien Kemna as Member of the Audit Committee    For    For    Management
6.3    Re-elect Steve Pacak as Member of the Audit Committee    For    For    Management
7    Approve Remuneration Policy    For    For    Management
8    Approve Implementation of the Remuneration Policy    For    For    Management
9    Place Authorised but Unissued Shares under Control of Directors    For    For    Management
10    Authorise Board to Issue Shares for Cash    For    For    Management
11    Authorise Ratification of Approved Resolutions    For    For    Management
1.1    Approve Fees of the Board Chairman    For    For    Management
1.2    Approve Fees of the Board Member    For    For    Management
1.3    Approve Fees of the Audit Committee Chairman    For    For    Management
1.4    Approve Fees of the Audit Committee Member    For    For    Management
1.5    Approve Fees of the Risk Committee Chairman    For    For    Management
1.6    Approve Fees of the Risk Committee Member    For    For    Management
1.7    Approve Fees of the Human Resources and Remuneration Committee Chairman    For    For    Management
1.8    Approve Fees of the Human Resources and Remuneration Committee Member    For    For    Management
1.9    Approve Fees of the Nomination Committee Chairman    For    For    Management
1.10    Approve Fees of the Nomination Committee Member    For    For    Management
1.11    Approve Fees of the Social, Ethics and Sustainability Committee Chairman    For    For    Management
1.12    Approve Fees of the Social, Ethics and Sustainability Committee Member    For    For    Management
1.13    Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds    For    For    Management
2    Approve Financial Assistance in Terms of Section 44 of the Companies Act    For    For    Management
3    Approve Financial Assistance in Terms of Section 45 of the Companies Act    For    For    Management
4    Authorise Repurchase of N Ordinary Shares    For    For    Management
5    Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares    For    For    Management
6    Authorise Repurchase of A Ordinary Shares    For    For    Management

 

NETEASE, INC.

 

Ticker:    9999    Security ID:    64110W102
Meeting Date:    JUN 16, 2022    Meeting Type:    Annual
Record Date:    MAY 17, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect William Lei Ding as Director    For    For    Management
1b    Elect Alice Yu-Fen Cheng as Director    For    For    Management
1c    Elect Joseph Tze Kay Tong as Director    For    For    Management
1d    Elect Lun Feng as Director    For    For    Management
1e    Elect Michael Man Kit Leung as Director    For    For    Management
2    Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors    For    For    Management

 

Page 26


NIDEC CORP.

 

Ticker:    6594    Security ID:    J52968104
Meeting Date:    JUN 17, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Articles to Change Company Name - Clarify Director Authority on Shareholder Meetings - Disclose Shareholder Meeting Materials on Internet    For    For    Management
2.1    Elect Director Nagamori, Shigenobu    For    For    Management
2.2    Elect Director Kobe, Hiroshi    For    For    Management
2.3    Elect Director Seki, Jun    For    For    Management
2.4    Elect Director Sato, Shinichi    For    For    Management
2.5    Elect Director Komatsu, Yayoi    For    For    Management
2.6    Elect Director Sakai, Takako    For    For    Management
3.1    Elect Director and Audit Committee Member Murakami, Kazuya    For    For    Management
3.2    Elect Director and Audit Committee Member Ochiai, Hiroyuki    For    For    Management
3.3    Elect Director and Audit Committee Member Nakane, Takeshi    For    For    Management
3.4    Elect Director and Audit Committee Member Yamada, Aya    For    For    Management
3.5    Elect Director and Audit Committee Member Akamatsu, Tamame    For    For    Management
4    Elect Alternate Director and Audit Committee Member Watanabe, Junko    For    For    Management

 

NOVARTIS AG

 

Ticker:    NOVN    Security ID:    H5820Q150
Meeting Date:    MAR 04, 2022    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3    Approve Allocation of Income and Dividends of CHF 3.10 per Share    For    For    Management
4    Approve CHF 15.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For    Management
5    Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    For    For    Management
6.1    Approve Remuneration of Directors in the Amount of CHF 8.6 Million    For    For    Management
6.2    Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million    For    For    Management
6.3    Approve Remuneration Report    For    For    Management
7.1    Re-elect Joerg Reinhardt as Director and Board Chairman    For    For    Management
7.2    Re-elect Nancy Andrews as Director    For    For    Management
7.3    Re-elect Ton Buechner as Director    For    For    Management
7.4    Re-elect Patrice Bula as Director    For    For    Management
7.5    Re-elect Elizabeth Doherty as Director    For    For    Management
7.6    Re-elect Bridgette Heller as Director    For    For    Management
7.7    Re-elect Frans van Houten as Director    For    For    Management
7.8    Re-elect Simon Moroney as Director    For    For    Management
7.9    Re-elect Andreas von Planta as Director    For    For    Management
7.10    Re-elect Charles Sawyers as Director    For    For    Management
7.11    Re-elect William Winters as Director    For    For    Management
7.12    Elect Ana de Pro Gonzalo as Director    For    For    Management
7.13    Elect Daniel Hochstrasser as Director    For    For    Management
8.1    Reappoint Patrice Bula as Member of the Compensation Committee    For    For    Management
8.2    Reappoint Bridgette Heller as Member of the Compensation Committee    For    For    Management
8.3    Reappoint Simon Moroney as Member of the Compensation Committee    For    For    Management
8.4    Reappoint William Winters as Member of the Compensation Committee    For    For    Management
9    Ratify KPMG AG as Auditors    For    For    Management
10    Designate Peter Zahn as Independent Proxy    For    For    Management
11    Transact Other Business (Voting)    For    Against    Management

 

Page 27


NUTRIEN, LTD.

 

Ticker:    NTR    Security ID:    67077M108
Meeting Date:    MAY 17, 2022    Meeting Type:    Annual
Record Date:    MAR 28, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Christopher M. Burley    For    For    Management
1.2    Elect Director Maura J. Clark    For    For    Management
1.3    Elect Director Russell K. Girling    For    For    Management
1.4    Elect Director Michael J. Hennigan    For    For    Management
1.5    Elect Director Miranda C. Hubbs    For    For    Management
1.6    Elect Director Raj S. Kushwaha    For    For    Management
1.7    Elect Director Alice D. Laberge    For    For    Management
1.8    Elect Director Consuelo E. Madere    For    For    Management
1.9    Elect Director Keith G. Martell    For    For    Management
1.10    Elect Director Aaron W. Regent    For    For    Management
1.11    Elect Director Nelson L. C. Silva    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management

 

OLYMPUS CORP.

 

Ticker:    7733    Security ID:    J61240107
Meeting Date:    JUN 24, 2022    Meeting Type:    Annual
Record Date:    MAR 31, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Articles to Disclose Shareholder Meeting Materials on Internet    For    For    Management
2.1    Elect Director Takeuchi, Yasuo    For    For    Management
2.2    Elect Director Fujita, Sumitaka    For    For    Management
2.3    Elect Director Iwamura, Tetsuo    For    For    Management
2.4    Elect Director Masuda, Yasumasa    For    For    Management
2.5    Elect Director David Robert Hale    For    For    Management
2.6    Elect Director Jimmy C. Beasley    For    For    Management
2.7    Elect Director Ichikawa, Sachiko    For    For    Management
2.8    Elect Director Shingai, Yasushi    For    For    Management
2.9    Elect Director Kan Kohei    For    For    Management
2.10    Elect Director Gary John Pruden    For    For    Management
2.11    Elect Director Stefan Kaufmann    For    For    Management
2.12    Elect Director Koga, Nobuyuki    For    For    Management

 

Page 28


OVINTIV, INC.

 

Ticker:    OVV    Security ID:    69047Q102
Meeting Date:    MAY 04, 2022    Meeting Type:    Annual
Record Date:    MAR 10, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Peter A. Dea    For    For    Management
1b    Elect Director Meg A. Gentle    For    For    Management
1c    Elect Director Howard J. Mayson    For    For    Management
1d    Elect Director Brendan M. McCracken    For    For    Management
1e    Elect Director Lee A. McIntire    For    For    Management
1f    Elect Director Katherine L. Minyard    For    For    Management
1g    Elect Director Steven W. Nance    For    For    Management
1h    Elect Director Suzanne P. Nimocks    For    For    Management
1i    Elect Director George L. Pita    For    For    Management
1j    Elect Director Thomas G. Ricks    For    For    Management
1k    Elect Director Brian G. Shaw    For    For    Management
1l    Elect Director Bruce G. Waterman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

PROSUS NV

 

Ticker:    PRX    Security ID:    N7163R103
Meeting Date:    JUL 09, 2021    Meeting Type:    Special
Record Date:    JUN 11, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Proposed Transaction    For    For    Management
2    Close Meeting (Non-Voting)    None    None    Management

 

Page 29


PROSUS NV

 

Ticker:    PRX    Security ID:    N7163R103
Meeting Date:    AUG 24, 2021    Meeting Type:    Annual
Record Date:    JUL 27, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Receive Report of Management Board (Non-Voting)    None    None    Management
2    Approve Remuneration Report    For    For    Management
3    Adopt Financial Statements    For    For    Management
4    Approve Dividend Distribution in Relation to the Financial Year Ending March 31, 2021    For    For    Management
5    Approve Dividend Distribution in Relation to the Financial Year Ending March 31, 2022 and Onwards    For    For    Management
6    Approve Discharge of Executive Directors    For    For    Management
7    Approve Discharge of Non-Executive Directors    For    For    Management
8    Approve Remuneration Policy for Executive and Non-Executive Directors    For    For    Management
9    Elect Angelien Kemna as Non-Executive Director    For    For    Management
10.1    Re-elect Hendrik du Toit as Non-Executive Director    For    For    Management
10.2    Re-elect Craig Enenstein as Non-Executive Director    For    For    Management
10.3    Re-elect Nolo Letele as Non-Executive Director    For    For    Management
10.4    Re-elect Roberto Oliveira de Lima as Non-Executive Director    For    For    Management
11    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Management
12    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Pre-emptive Rights    For    For    Management
13    Authorize Repurchase of Shares    For    For    Management
14    Approve Reduction in Share Capital through Cancellation of Shares    For    For    Management
15    Close Meeting (Non-Voting)    None    None    Management

 

PRUDENTIAL PLC

 

Ticker:    PRU    Security ID:    G72899100
Meeting Date:    AUG 27, 2021    Meeting Type:    Special
Record Date:    AUG 25, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Matters Relating to the Demerger of the Jackson Group from the Prudential Group    For    For    Management

 

Page 30


PRUDENTIAL PLC

 

Ticker:    PRU    Security ID:    G72899100
Meeting Date:    MAY 26, 2022    Meeting Type:    Annual
Record Date:    MAY 24, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Elect George Sartorel as Director    For    For    Management
4    Re-elect Shriti Vadera as Director    For    For    Management
5    Re-elect Jeremy Anderson as Director    For    For    Management
6    Re-elect Mark Fitzpatrick as Director    For    For    Management
7    Re-elect Chua Sock Koong as Director    For    For    Management
8    Re-elect David Law as Director    For    For    Management
9    Re-elect Ming Lu as Director    For    For    Management
10    Re-elect Philip Remnant as Director    For    For    Management
11    Re-elect James Turner as Director    For    For    Management
12    Re-elect Thomas Watjen as Director    For    For    Management
13    Re-elect Jeanette Wong as Director    For    For    Management
14    Re-elect Amy Yip as Director    For    For    Management
15    Reappoint KPMG LLP as Auditors    For    For    Management
16    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
17    Authorise UK Political Donations and Expenditure    For    For    Management
18    Authorise Issue of Equity    For    For    Management
19    Authorise Issue of Equity to Include Repurchased Shares    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
22    Approve International Savings-Related Share Option Scheme for Non-Employees    For    For    Management
23    Authorise Market Purchase of Ordinary Shares    For    For    Management
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

SANOFI

 

Ticker:    SAN    Security ID:    F5548N101
Meeting Date:    MAY 03, 2022    Meeting Type:    Annual/Special
Record Date:    APR 29, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 3.33 per Share    For    For    Management
4    Re-elect Paul Hudson as Director    For    For    Management
5    Re-elect Christophe Babule as Director    For    For    Management
6    Re-elect Patrick Kron as Director    For    For    Management
7    Re-elect Gilles Schnepp as Director    For    For    Management
8    Elect Carole Ferrand as Director    For    For    Management
9    Elect Emile Voest as Director    For    For    Management
10    Elect Antoine Yver as Director    For    For    Management
11    Approve Compensation Report of Corporate Officers    For    For    Management
12    Approve Compensation of Serge Weinberg, Chairman of the Board    For    For    Management
13    Approve Compensation of Paul Hudson, CEO    For    For    Management
14    Approve Remuneration Policy of Directors    For    For    Management
15    Approve Remuneration Policy of Chairman of the Board    For    For    Management
16    Approve Remuneration Policy of CEO    For    For    Management
17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
18    Amend Article 25 of Bylaws Re: Dividends    For    For    Management
19    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

Page 31


SCHLUMBERGER NV

 

Ticker:    SLB    Security ID:    806857108
Meeting Date:    APR 06, 2022    Meeting Type:    Annual
Record Date:    FEB 09, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Peter Coleman    For    For    Management
1.2    Elect Director Patrick de La Chevardiere    For    For    Management
1.3    Elect Director Miguel Galuccio    For    For    Management
1.4    Elect Director Olivier Le Peuch    For    For    Management
1.5    Elect Director Samuel Leupold    For    For    Management
1.6    Elect Director Tatiana Mitrova    For    For    Management
1.7    Elect Director Maria Moraeus Hanssen    For    For    Management
1.8    Elect Director Vanitha Narayanan    For    For    Management
1.9    Elect Director Mark Papa    For    For    Management
1.10    Elect Director Jeff Sheets    For    For    Management
1.11    Elect Director Ulrich Spiesshofer    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Adopt and Approve Financials and Dividends    For    For    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

SCHNEIDER ELECTRIC SE

 

Ticker:    SU    Security ID:    F86921107
Meeting Date:    MAY 05, 2022    Meeting Type:    Annual/Special
Record Date:    MAY 03, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 2.90 per Share    For    For    Management
4    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For    Management
5    Renew Appointment of Mazars as Auditor    For    For    Management
6    Appoint PricewaterhouseCoopers Audit as Auditor    For    For    Management
7    Approve Compensation Report of Corporate Officers    For    For    Management
8    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    For    For    Management
9    Approve Remuneration Policy of Chairman and CEO    For    For    Management
10    Approve Remuneration Policy of Directors    For    For    Management
11    Re-elect Linda Knoll as Director    For    For    Management
12    Re-elect Anders Runevad as Director    For    For    Management
13    Elect Nivedita Krishnamurthy (Nive) Bhagat as Director    For    For    Management
14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
15    Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Management
16    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    For    For    Management
18    Approve Merger by Absorption of IGE+XAO by Schneider    For    For    Management
19    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

Page 32


SEVEN & I HOLDINGS CO., LTD.

 

Ticker:    3382    Security ID:    J7165H108
Meeting Date:    MAY 26, 2022    Meeting Type:    Annual
Record Date:    FEB 28, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 52    For    For    Management
2    Amend Articles to Disclose Shareholder Meeting Materials on Internet    For    For    Management
3.1    Elect Director Isaka, Ryuichi    For    For    Management
3.2    Elect Director Goto, Katsuhiro    For    For    Management
3.3    Elect Director Ito, Junro    For    For    Management
3.4    Elect Director Maruyama, Yoshimichi    For    For    Management
3.5    Elect Director Nagamatsu, Fumihiko    For    For    Management
3.6    Elect Director Joseph M. DePinto    For    For    Management
3.7    Elect Director Ito, Kunio    For    For    Management
3.8    Elect Director Yonemura, Toshiro    For    For    Management
3.9    Elect Director Higashi, Tetsuro    For    For    Management
3.10    Elect Director Izawa, Yoshiyuki    For    For    Management
3.11    Elect Director Yamada, Meyumi    For    For    Management
3.12    Elect Director Jenifer Simms Rogers    For    For    Management
3.13    Elect Director Paul Yonamine    For    For    Management
3.14    Elect Director Stephen Hayes Dacus    For    For    Management
3.15    Elect Director Elizabeth Miin Meyerdirk    For    For    Management
4.1    Appoint Statutory Auditor Teshima, Nobutomo    For    For    Management
4.2    Appoint Statutory Auditor Hara, Kazuhiro    For    For    Management
4.3    Appoint Statutory Auditor Inamasu, Mitsuko    For    For    Management
5    Approve Trust-Type Equity Compensation Plan    For    For    Management

 

SMITHS GROUP PLC

 

Ticker:    SMIN    Security ID:    G82401111
Meeting Date:    SEP 17, 2021    Meeting Type:    Special
Record Date:    SEP 15, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve the Sale of Smiths Medical 2020 Limited to Trulli Bidco Limited Pursuant to the Sale and Purchase Agreement    For    For    Management
2    Approve Share Buyback Programme    For    For    Management

 

Page 33


SMITHS GROUP PLC

 

Ticker:    SMIN    Security ID:    G82401111
Meeting Date:    NOV 17, 2021    Meeting Type:    Special
Record Date:    NOV 15, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Sale of Smiths Medical 2020 Limited    For    For    Management
2    Authorise Market Purchase of Ordinary Shares    For    For    Management

 

SMITHS GROUP PLC

 

Ticker:    SMIN    Security ID:    G82401111
Meeting Date:    NOV 17, 2021    Meeting Type:    Annual
Record Date:    NOV 15, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Policy    For    For    Management
3    Approve Remuneration Report    For    For    Management
4    Approve Final Dividend    For    For    Management
5    Elect Paul Keel as Director    For    For    Management
6    Re-elect Sir George Buckley as Director    For    For    Management
7    Re-elect Pam Cheng as Director    For    For    Management
8    Re-elect Dame Ann Dowling as Director    For    For    Management
9    Re-elect Tanya Fratto as Director    For    For    Management
10    Re-elect Karin Hoeing as Director    For    For    Management
11    Re-elect William Seeger as Director    For    For    Management
12    Re-elect Mark Seligman as Director    For    For    Management
13    Re-elect John Shipsey as Director    For    For    Management
14    Re-elect Noel Tata as Director    For    For    Management
15    Reappoint KPMG LLP as Auditors    For    For    Management
16    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
17    Authorise Issue of Equity    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
20    Authorise Market Purchase of Ordinary Shares    For    For    Management
21    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
22    Authorise UK Political Donations and Expenditure    For    For    Management

 

Page 34


STANDARD CHARTERED PLC

 

Ticker:    STAN    Security ID:    G84228157
Meeting Date:    MAY 04, 2022    Meeting Type:    Annual
Record Date:    MAY 02, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3    Approve Remuneration Report    For    For    Management
4    Approve Remuneration Policy    For    For    Management
5    Elect Shirish Apte as Director    For    For    Management
6    Elect Robin Lawther as Director    For    For    Management
7    Re-elect David Conner as Director    For    For    Management
8    Re-elect Byron Grote as Director    For    For    Management
9    Re-elect Andy Halford as Director    For    For    Management
10    Re-elect Christine Hodgson as Director    For    For    Management
11    Re-elect Gay Huey Evans as Director    For    For    Management
12    Re-elect Maria Ramos as Director    For    For    Management
13    Re-elect Phil Rivett as Director    For    For    Management
14    Re-elect David Tang as Director    For    For    Management
15    Re-elect Carlson Tong as Director    For    For    Management
16    Re-elect Jose Vinals as Director    For    For    Management
17    Re-elect Jasmine Whitbread as Director    For    For    Management
18    Re-elect Bill Winters as Director    For    For    Management
19    Reappoint Ernst & Young LLP as Auditors    For    For    Management
20    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
21    Authorise UK Political Donations and Expenditure    For    For    Management
22    Authorise Issue of Equity    For    For    Management
23    Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 28    For    For    Management
24    Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities    For    For    Management
25    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
26    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
27    Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    For    For    Management
28    Authorise Market Purchase of Ordinary Shares    For    For    Management
29    Authorise Market Purchase of Preference Shares    For    For    Management
30    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
31    Approve Net Zero Pathway    For    For    Management
32    Approve Shareholder Requisition Resolution    Against    Against    Shareholder

 

SUNCOR ENERGY, INC.

 

Ticker:    SU    Security ID:    867224107
Meeting Date:    MAY 10, 2022    Meeting Type:    Annual
Record Date:    MAR 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Patricia M. Bedient    For    For    Management
1.2    Elect Director John D. Gass    For    For    Management
1.3    Elect Director Russell K. Girling    For    For    Management
1.4    Elect Director Jean Paul (JP) Gladu    For    For    Management
1.5    Elect Director Dennis M. Houston    For    For    Management
1.6    Elect Director Mark S. Little    For    For    Management
1.7    Elect Director Brian P. MacDonald    For    For    Management
1.8    Elect Director Maureen McCaw    For    For    Management
1.9    Elect Director Lorraine Mitchelmore    For    For    Management
1.10    Elect Director Eira M. Thomas    For    For    Management
1.11    Elect Director Michael M. Wilson    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management

 

Page 35


TC ENERGY CORP.

 

Ticker:    TRP    Security ID:    87807B107
Meeting Date:    APR 29, 2022    Meeting Type:    Annual
Record Date:    MAR 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Michael R. Culbert    For    For    Management
1.2    Elect Director William D. Johnson    For    For    Management
1.3    Elect Director Susan C. Jones    For    For    Management
1.4    Elect Director John E. Lowe    For    For    Management
1.5    Elect Director David MacNaughton    For    For    Management
1.6    Elect Director Francois L. Poirier    For    For    Management
1.7    Elect Director Una Power    For    For    Management
1.8    Elect Director Mary Pat Salomone    For    For    Management
1.9    Elect Director Indira V. Samarasekera    For    For    Management
1.10    Elect Director Siim A. Vanaselja    For    For    Management
1.11    Elect Director Thierry Vandal    For    For    Management
1.12    Elect Director Dheeraj “D” Verma    For    For    Management
2    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management
4    Approve Shareholder Rights Plan    For    For    Management

 

TE CONNECTIVITY, LTD.

 

Ticker:    TEL    Security ID:    H84989104
Meeting Date:    MAR 09, 2022    Meeting Type:    Annual
Record Date:    FEB 17, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Terrence R. Curtin    For    For    Management
1b    Elect Director Carol A. (John) Davidson    For    For    Management
1c    Elect Director Lynn A. Dugle    For    For    Management
1d    Elect Director William A. Jeffrey    For    For    Management
1e    Elect Director Syaru Shirley Lin    For    For    Management
1f    Elect Director Thomas J. Lynch    For    For    Management
1g    Elect Director Heath A. Mitts    For    For    Management
1h    Elect Director Yong Nam    For    For    Management
1i    Elect Director Abhijit Y. Talwalkar    For    For    Management
1j    Elect Director Mark C. Trudeau    For    For    Management
1k    Elect Director Dawn C. Willoughby    For    For    Management
1l    Elect Director Laura H. Wright    For    For    Management
2    Elect Board Chairman Thomas J. Lynch    For    For    Management
3a    Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    For    For    Management
3b    Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    For    For    Management
3c    Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee    For    For    Management
4    Designate Rene Schwarzenbach as Independent Proxy    For    For    Management
5.1    Accept Annual Report for Fiscal Year Ended September 24, 2021    For    For    Management
5.2    Accept Statutory Financial Statements for Fiscal Year Ended September 24, 2021    For    For    Management
5.3    Approve Consolidated Financial Statements for Fiscal Year Ended September 24, 2021    For    For    Management
6    Approve Discharge of Board and Senior Management    For    For    Management
7.1    Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022    For    For    Management
7.2    Ratify Deloitte AG as Swiss Registered Auditors    For    For    Management
7.3    Ratify PricewaterhouseCoopers AG as Special Auditors    For    For    Management
8    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
9    Approve Remuneration of Executive Management in the Amount of USD 49.9 Million    For    For    Management
10    Approve Remuneration of Board of Directors in the Amount of USD 4 Million    For    For    Management
11    Approve Allocation of Available Earnings at September 24, 2021    For    For    Management
12    Approve Declaration of Dividend    For    For    Management
13    Authorize Share Repurchase Program    For    For    Management
14    Approve Renewal of Authorized Capital    For    For    Management
15    Approve Reduction in Share Capital via Cancelation of Shares    For    For    Management
16    Adjourn Meeting    For    For    Management

 

Page 36


TECK RESOURCES, LTD.

 

Ticker:    TECK.B    Security ID:    878742204
Meeting Date:    APR 27, 2022    Meeting Type:    Annual
Record Date:    MAR 01, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Mayank M. Ashar    For    For    Management
1.2    Elect Director Quan Chong    For    For    Management
1.3    Elect Director Edward C. Dowling    For    For    Management
1.4    Elect Director Toru Higo    For    For    Management
1.5    Elect Director Norman B. Keevil, III    For    For    Management
1.6    Elect Director Donald R. Lindsay    For    For    Management
1.7    Elect Director Sheila A. Murray    For    For    Management
1.8    Elect Director Tracey L. McVicar    For    For    Management
1.9    Elect Director Kenneth W. Pickering    For    For    Management
1.10    Elect Director Una M. Power    For    For    Management
1.11    Elect Director Paul G. Schiodtz    For    For    Management
1.12    Elect Director Timothy R. Snider    For    For    Management
1.13    Elect Director Sarah A. Strunk    For    For    Management
1.14    Elect Director Masaru Tani    For    For    Management
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management

 

TELEVISION BROADCASTS, LTD.

 

Ticker:    511    Security ID:    Y85830126
Meeting Date:    MAY 25, 2022    Meeting Type:    Annual
Record Date:    APR 26, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
3    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    Against    Management
4    Authorize Repurchase of Issued Share Capital    For    For    Management
5    Authorize Reissuance of Repurchased Shares    For    Against    Management
6    Approve Extension of Book Close Period from 30 Days to 60 Days    For    Against    Management

 

Page 37


TOTALENERGIES SE

 

Ticker:    TTE    Security ID:    F92124100
Meeting Date:    MAY 25, 2022    Meeting Type:    Annual/Special
Record Date:    MAY 23, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 2.64 per Share    For    For    Management
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For    Management
6    Re-elect Lise Croteau as Director    For    For    Management
7    Re-elect Maria van der Hoeven as Director    For    For    Management
8    Re-elect Jean Lemierre as Director    For    For    Management
9    Elect Emma De Jonge as Representative of Employee Shareholders to the Board    For    For    Management
A    Elect Marina Delendik as Representative of Employee Shareholders to the Board    Against    Against    Management
B    Elect Alexandre Garrot as Representative of Employee Shareholders to the Board    Against    Against    Management
C    Elect Agueda Marin as Representative of Employee Shareholders to the Board    Against    Against    Management
10    Approve Compensation Report of Corporate Officers    For    For    Management
11    Approve Remuneration Policy of Directors    For    For    Management
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    For    For    Management
13    Approve Remuneration Policy of Chairman and CEO    For    For    Management
14    Renew Appointment of Ernst & Young Audit as Auditor    For    For    Management
15    Appoint Cabinet PricewaterhouseCoopers Audit as Auditor    For    For    Management
16    Approve Company’s Sustainability and Climate Transition Plan    For    For    Management
17    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion    For    For    Management
18    Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 650 Million    For    For    Management
19    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million    For    For    Management
20    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18 and 19    For    For    Management
21    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Management
22    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
23    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management

 

UBS GROUP AG

 

Ticker:    UBSG    Security ID:    H42097107
Meeting Date:    APR 06, 2022    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Climate Action Plan    For    For    Management
4    Approve Allocation of Income and Dividends of USD 0.50 per Share    For    For    Management
5    Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding French Cross-Border Matter    For    For    Management
6.1    Re-elect Jeremy Anderson as Director    For    For    Management
6.2    Re-elect Claudia Boeckstiegel as Director    For    For    Management
6.3    Re-elect William Dudley as Director    For    For    Management
6.4    Re-elect Patrick Firmenich as Director    For    For    Management
6.5    Re-elect Fred Hu as Director    For    For    Management
6.6    Re-elect Mark Hughes as Director    For    For    Management
6.7    Re-elect Nathalie Rachou as Director    For    For    Management
6.8    Re-elect Julie Richardson as Director    For    For    Management
6.9    Re-elect Dieter Wemmer as Director    For    For    Management
6.10    Re-elect Jeanette Wong as Director    For    For    Management
7.1    Elect Lukas Gaehwiler as Director    For    For    Management
7.2    Elect Colm Kelleher as Director and Board Chairman    For    For    Management
8.1    Reappoint Julie Richardson as Member of the Compensation Committee    For    For    Management
8.2    Reappoint Dieter Wemmer as Member of the Compensation Committee    For    For    Management
8.3    Reappoint Jeanette Wong as Member of the Compensation Committee    For    For    Management
9.1    Approve Remuneration of Directors in the Amount of CHF 13 Million    For    For    Management
9.2    Approve Variable Remuneration of Executive Committee in the Amount of CHF 79.8 Million    For    For    Management
9.3    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million    For    For    Management
10.1    Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    For    For    Management
10.2    Ratify Ernst & Young AG as Auditors    For    For    Management
11    Approve CHF 17.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    For    For    Management
12    Authorize Repurchase of up to USD 6 Billion in Issued Share Capital    For    For    Management
13    Transact Other Business (Voting)    None    Against    Management

 

Page 38


VODAFONE GROUP PLC

 

Ticker:    VOD    Security ID:    G93882192
Meeting Date:    JUL 27, 2021    Meeting Type:    Annual
Record Date:    JUL 23, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Elect Olaf Swantee as Director    For    For    Management
3    Re-elect Jean-Francois van Boxmeer as Director    For    For    Management
4    Re-elect Nick Read as Director    For    For    Management
5    Re-elect Margherita Della Valle as Director    For    For    Management
6    Re-elect Sir Crispin Davis as Director    For    For    Management
7    Re-elect Michel Demare as Director    For    For    Management
8    Re-elect Dame Clara Furse as Director    For    For    Management
9    Re-elect Valerie Gooding as Director    For    For    Management
10    Re-elect Maria Amparo Moraleda Martinez as Director    For    For    Management
11    Re-elect Sanjiv Ahuja as Director    For    For    Management
12    Re-elect David Nish as Director    For    For    Management
13    Approve Final Dividend    For    For    Management
14    Approve Remuneration Report    For    For    Management
15    Reappoint Ernst & Young LLP as Auditors    For    For    Management
16    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    For    For    Management
17    Authorise Issue of Equity    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
20    Authorise Market Purchase of Ordinary Shares    For    For    Management
21    Adopt New Articles of Association    For    For    Management
22    Authorise UK Political Donations and Expenditure    For    For    Management
23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

XPART SA

 

Ticker:         Security ID:    P5968U113
Meeting Date:    OCT 01, 2021    Meeting Type:    Extraordinary Shareholders
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Merger Agreement between the Company and XP Inc.    For    For    Management
2    Ratify PricewaterhouseCoopers Auditores Independentes (PwC) as Independent Firm to Appraise Proposed Transaction    For    For    Management
3    Approve Independent Firm’s Appraisal    For    For    Management
4    Approve Merger between the Company and XP Inc.    For    For    Management
5    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

Page 39


YAMAHA MOTOR CO., LTD.

 

Ticker:    7272    Security ID:    J95776126
Meeting Date:    MAR 23, 2022    Meeting Type:    Annual
Record Date:    DEC 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 65    For    For    Management
2    Amend Articles to Disclose Shareholder Meeting Materials on Internet    For    For    Management
3.1    Elect Director Watanabe, Katsuaki    For    For    Management
3.2    Elect Director Hidaka, Yoshihiro    For    For    Management
3.3    Elect Director Maruyama, Heiji    For    For    Management
3.4    Elect Director Matsuyama, Satohiko    For    For    Management
3.5    Elect Director Shitara, Motofumi    For    For    Management
3.6    Elect Director Nakata, Takuya    For    For    Management
3.7    Elect Director Kamigama, Takehiro    For    For    Management
3.8    Elect Director Tashiro, Yuko    For    For    Management
3.9    Elect Director Ohashi, Tetsuji    For    For    Management
3.10    Elect Director Jin Song Montesano    For    For    Management
4    Appoint Alternate Statutory Auditor Fujita, Ko    For    For    Management
5    Approve Compensation Ceilings for Directors and Statutory Auditors    For    For    Management
6    Approve Performance Share Plan    For    For    Management

 

Page 40


 

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Dodge & Cox Funds
(Registrant)
By  

/s/ Dana M. Emery

   

Chair and President, Dodge & Cox Funds

Date

 

8/30/22