FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-173
Dodge & Cox Funds
(Exact name of registrant as specified in charter)
555 California Street
40th Floor
San Francisco, CA 94104
(Address of principal executive offices)
Roberta R.W. Kameda
Secretary
555 California Street
40th Floor
San Francisco, CA 94104
(Name and address of agent for service)
Registrants telephone number, including area code: (415) 981-1710
Date of Fiscal year-end: 12/31/22
Date of reporting period: 7/1/21 - 6/30/22
Dodge & Cox Stock Fund
AEGON NV
Ticker: |
AGN | Security ID: |
007924103 | |||
Meeting Date: |
MAY 31, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAY 03, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting (Non-Voting) | None | None | Management | ||||
2.1 | Receive Report of Executive Board (Non-Voting) | None | None | Management | ||||
2.2 | Approve Remuneration Report | For | For | Management | ||||
2.3 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
2.4 | Approve Final Dividend of EUR 0.09 Per Common Share and EUR 0.00225 Per Common Share B | For | For | Management | ||||
3.1 | Approve Discharge of Executive Board | For | For | Management | ||||
3.2 | Approve Discharge of Supervisory Board | For | For | Management | ||||
4.1 | Discuss Supervisory Board Profile (Non-Voting) | None | None | Management | ||||
4.2 | Re-elect Corien Wortmann-Kool to Supervisory Board | For | For | Management | ||||
4.3 | Elect Karen Fawcett to Supervisory Board | For | For | Management | ||||
5.1 | Approve Cancellation of Common Shares and Common Shares B | For | For | Management | ||||
5.2 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | For | Management | ||||
5.3 | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue | For | For | Management | ||||
5.4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
6 | Other Business (Non-Voting) | None | None | Management | ||||
7 | Close Meeting (Non-Voting) | None | None | Management |
ALNYLAM PHARMACEUTICALS, INC.
Ticker: |
ALNY | Security ID: |
02043Q107 | |||
Meeting Date: |
MAY 18, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 28, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Margaret A. Hamburg | For | For | Management | ||||
1b | Elect Director Colleen F. Reitan | For | For | Management | ||||
1c | Elect Director Amy W. Schulman | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
Page 1
ALPHABET, INC.
Ticker: |
GOOGL | Security ID: |
02079K305 | |||
Meeting Date: |
JUN 01, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 05, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Larry Page | For | For | Management | ||||
1b | Elect Director Sergey Brin | For | For | Management | ||||
1c | Elect Director Sundar Pichai | For | For | Management | ||||
1d | Elect Director John L. Hennessy | For | For | Management | ||||
1e | Elect Director Frances H. Arnold | For | For | Management | ||||
1f | Elect Director L. John Doerr | For | For | Management | ||||
1g | Elect Director Roger W. Ferguson, Jr. | For | For | Management | ||||
1h | Elect Director Ann Mather | For | For | Management | ||||
1h | Elect Director Ann Mather | For | Abstain | Management | ||||
1h | Elect Director Ann Mather | For | Against | Management | ||||
1i | Elect Director K. Ram Shriram | For | For | Management | ||||
1j | Elect Director Robin L. Washington | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
6 | Report on Climate Lobbying | Against | Against | Shareholder | ||||
7 | Report on Physical Risks of Climate Change | Against | Against | Shareholder | ||||
8 | Report on Metrics and Efforts to Reduce Water Related Risk | Against | Against | Shareholder | ||||
9 | Oversee and Report a Third-Party Racial Equity Audit | Against | Against | Shareholder | ||||
10 | Report on Risks Associated with Use of Concealment Clauses | Against | For | Shareholder | ||||
11 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | Against | Shareholder | ||||
12 | Report on Government Takedown Requests | Against | Against | Shareholder | ||||
13 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Against | Against | Shareholder | ||||
14 | Report on Managing Risks Related to Data Collection, Privacy and Security | Against | Against | Shareholder | ||||
15 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Against | Against | Shareholder | ||||
16 | Commission Third Party Assessment of Companys Management of Misinformation and Disinformation Across Platforms | Against | Against | Shareholder | ||||
17 | Report on External Costs of Misinformation and Impact on Diversified Shareholders | Against | Against | Shareholder | ||||
18 | Report on Steps to Improve Racial and Gender Board Diversity | Against | Against | Shareholder | ||||
19 | Establish an Environmental Sustainability Board Committee | Against | Against | Shareholder | ||||
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Against | Against | Shareholder | ||||
21 | Report on Policies Regarding Military and Militarized Policing Agencies | Against | Against | Shareholder |
AMERICAN EXPRESS CO.
Ticker: |
AXP | Security ID: |
025816109 | |||
Meeting Date: |
MAY 03, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 07, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Thomas J. Baltimore | For | For | Management | ||||
1b | Elect Director Charlene Barshefsky | For | For | Management | ||||
1c | Elect Director John J. Brennan | For | For | Management | ||||
1d | Elect Director Peter Chernin | For | For | Management | ||||
1e | Elect Director Ralph de la Vega | For | For | Management | ||||
1f | Elect Director Michael O. Leavitt | For | For | Management | ||||
1g | Elect Director Theodore J. Leonsis | For | For | Management | ||||
1h | Elect Director Karen L. Parkhill | For | For | Management | ||||
1i | Elect Director Charles E. Phillips | For | For | Management | ||||
1j | Elect Director Lynn A. Pike | For | For | Management | ||||
1k | Elect Director Stephen J. Squeri | For | For | Management | ||||
1l | Elect Director Daniel L. Vasella | For | For | Management | ||||
1m | Elect Director Lisa W. Wardell | For | For | Management | ||||
1n | Elect Director Christopher D. Young | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Require Independent Board Chair | Against | Against | Shareholder |
Page 2
ANHEUSER-BUSCH INBEV SA/NV
Ticker: |
ABI | Security ID: |
03524A108 | |||
Meeting Date: |
APR 27, 2022 | Meeting Type: |
Annual/Special | |||
Record Date: |
MAR 15, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
A.1.a | Receive Special Board Report Re: Authorized Capital (Non-Voting) | None | None | Management | ||||
A.1.b | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | For | For | Management | ||||
B.2 | Receive Directors Reports (Non-Voting) | None | None | Management | ||||
B.3 | Receive Auditors Reports (Non-Voting) | None | None | Management | ||||
B.4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
B.5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share | For | For | Management | ||||
B.6 | Approve Discharge of Directors | For | For | Management | ||||
B.7 | Approve Discharge of Auditors | For | For | Management | ||||
B.8.a | Re-elect Martin J. Barrington as Director | For | For | Management | ||||
B.8.b | Re-elect William F. Gifford, Jr. as Director | For | For | Management | ||||
B.8.c | Re-elect Alejandro Santo Domingo Davila as Director | For | For | Management | ||||
B.8.d | Elect Nitin Nohria as Director | For | For | Management | ||||
B.9 | Ratify PwC as Auditors and Approve Auditors Remuneration | For | For | Management | ||||
B.10 | Approve Remuneration Policy | For | Against | Management | ||||
B.11 | Approve Remuneration Report | For | For | Management | ||||
C.12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | For | Management |
BAKER HUGHES CO.
Ticker: |
BKR | Security ID: |
05722G100 | |||
Meeting Date: |
MAY 17, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 21, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director W. Geoffrey Beattie | For | For | Management | ||||
1.2 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
1.3 | Elect Director Cynthia B. Carroll | For | For | Management | ||||
1.4 | Elect Director Nelda J. Connors | For | For | Management | ||||
1.5 | Elect Director Michael R. Dumais | For | For | Management | ||||
1.6 | Elect Director Gregory L. Ebel | For | For | Management | ||||
1.7 | Elect Director Lynn L. Elsenhans | For | For | Management | ||||
1.8 | Elect Director John G. Rice | For | For | Management | ||||
1.9 | Elect Director Lorenzo Simonelli | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify KPMG LLP as Auditors | For | For | Management |
Page 3
BANK OF AMERICA CORP.
Ticker: |
BAC | Security ID: |
060505104 | |||
Meeting Date: |
APR 26, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 01, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Sharon L. Allen | For | For | Management | ||||
1b | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
1c | Elect Director Pierre J.P. de Weck | For | For | Management | ||||
1d | Elect Director Arnold W. Donald | For | For | Management | ||||
1e | Elect Director Linda P. Hudson | For | For | Management | ||||
1f | Elect Director Monica C. Lozano | For | For | Management | ||||
1g | Elect Director Brian T. Moynihan | For | For | Management | ||||
1h | Elect Director Lionel L. Nowell, III | For | For | Management | ||||
1i | Elect Director Denise L. Ramos | For | For | Management | ||||
1j | Elect Director Clayton S. Rose | For | For | Management | ||||
1k | Elect Director Michael D. White | For | For | Management | ||||
1l | Elect Director Thomas D. Woods | For | For | Management | ||||
1m | Elect Director R. David Yost | For | For | Management | ||||
1n | Elect Director Maria T. Zuber | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | For | Management | ||||
5 | Report on Civil Rights and Nondiscrimination Audit | Against | Against | Shareholder | ||||
6 | Adopt Fossil Fuel Lending Policy Consistent with IEAs Net Zero 2050 Scenario | Against | Against | Shareholder | ||||
7 | Report on Charitable Contributions | Against | Against | Shareholder |
BIOMARIN PHARMACEUTICAL, INC.
Ticker: |
BMRN | Security ID: |
09061G101 | |||
Meeting Date: |
MAY 24, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 28, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Mark J. Alles | For | For | Management | ||||
1.2 | Elect Director Elizabeth McKee Anderson | For | For | Management | ||||
1.3 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.4 | Elect Director Willard Dere | For | For | Management | ||||
1.5 | Elect Director Elaine J. Heron | For | For | Management | ||||
1.6 | Elect Director Maykin Ho | For | For | Management | ||||
1.7 | Elect Director Robert J. Hombach | For | For | Management | ||||
1.8 | Elect Director V. Bryan Lawlis | For | For | Management | ||||
1.9 | Elect Director Richard A. Meier | For | For | Management | ||||
1.10 | Elect Director David E.I. Pyott | For | For | Management | ||||
1.11 | Elect Director Dennis J. Slamon | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
Page 4
BOOKING HOLDINGS, INC.
Ticker: |
BKNG | Security ID: |
09857L108 | |||
Meeting Date: |
JUN 09, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 21, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Timothy Armstrong | For | For | Management | ||||
1.2 | Elect Director Glenn D. Fogel | For | For | Management | ||||
1.3 | Elect Director Mirian M. Graddick-Weir | For | For | Management | ||||
1.4 | Elect Director Wei Hopeman | For | For | Management | ||||
1.5 | Elect Director Robert J. Mylod, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles H. Noski | For | For | Management | ||||
1.7 | Elect Director Nicholas J. Read | For | For | Management | ||||
1.8 | Elect Director Thomas E. Rothman | For | For | Management | ||||
1.9 | Elect Director Sumit Singh | For | For | Management | ||||
1.10 | Elect Director Lynn Vojvodich Radakovich | For | For | Management | ||||
1.11 | Elect Director Vanessa A. Wittman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder | ||||
5 | Report on Climate Change Performance Metrics Into Executive Compensation Program | Against | Against | Shareholder |
BRIGHTHOUSE FINANCIAL, INC.
Ticker: |
BHF | Security ID: |
10922N103 | |||
Meeting Date: |
JUN 08, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 11, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Irene Chang Britt | For | For | Management | ||||
1b | Elect Director C. Edward (Chuck) Chaplin | For | For | Management | ||||
1c | Elect Director Stephen C. (Steve) Hooley | For | For | Management | ||||
1d | Elect Director Carol D. Juel | For | For | Management | ||||
1e | Elect Director Eileen A. Mallesch | For | For | Management | ||||
1f | Elect Director Diane E. Offereins | For | For | Management | ||||
1g | Elect Director Patrick J. (Pat) Shouvlin | For | For | Management | ||||
1h | Elect Director Eric T. Steigerwalt | For | For | Management | ||||
1i | Elect Director Paul M. Wetzel | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
Page 5
BRISTOL-MYERS SQUIBB CO.
Ticker: |
BMY | Security ID: |
110122108 | |||
Meeting Date: |
MAY 03, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 14, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1A | Elect Director Peter J. Arduini | For | For | Management | ||||
1B | Elect Director Giovanni Caforio | For | For | Management | ||||
1C | Elect Director Julia A. Haller | For | For | Management | ||||
1D | Elect Director Manuel Hidalgo Medina | For | For | Management | ||||
1E | Elect Director Paula A. Price | For | For | Management | ||||
1F | Elect Director Derica W. Rice | For | For | Management | ||||
1G | Elect Director Theodore R. Samuels | For | For | Management | ||||
1H | Elect Director Gerald L. Storch | For | For | Management | ||||
1I | Elect Director Karen H. Vousden | For | For | Management | ||||
1J | Elect Director Phyllis R. Yale | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder |
CAPITAL ONE FINANCIAL CORP.
Ticker: |
COF | Security ID: |
14040H105 | |||
Meeting Date: |
MAY 05, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 09, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Richard D. Fairbank | For | For | Management | ||||
1b | Elect Director Ime Archibong | For | For | Management | ||||
1c | Elect Director Christine Detrick | For | For | Management | ||||
1d | Elect Director Ann Fritz Hackett | For | For | Management | ||||
1e | Elect Director Peter Thomas Killalea | For | For | Management | ||||
1f | Elect Director Cornelis Eli Leenaars | For | For | Management | ||||
1g | Elect Director Francois Locoh-Donou | For | For | Management | ||||
1h | Elect Director Peter E. Raskind | For | For | Management | ||||
1i | Elect Director Eileen Serra | For | For | Management | ||||
1j | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||
1k | Elect Director Bradford H. Warner | For | For | Management | ||||
1l | Elect Director Catherine G. West | For | For | Management | ||||
1m | Elect Director Craig Anthony Williams | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
Page 6
CARRIER GLOBAL CORP.
Ticker: |
CARR | Security ID: |
14448C104 | |||
Meeting Date: |
APR 14, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 22, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean-Pierre Garnier | For | For | Management | ||||
1b | Elect Director David L. Gitlin | For | For | Management | ||||
1c | Elect Director John J. Greisch | For | For | Management | ||||
1d | Elect Director Charles M. Holley, Jr. | For | For | Management | ||||
1e | Elect Director Michael M. McNamara | For | For | Management | ||||
1f | Elect Director Michael A. Todman | For | For | Management | ||||
1g | Elect Director Virginia M. Wilson | For | For | Management | ||||
1h | Elect Director Beth A. Wozniak | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
CELANESE CORP.
Ticker: |
CE | Security ID: |
150870103 | |||
Meeting Date: |
APR 20, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 22, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean S. Blackwell | For | For | Management | ||||
1b | Elect Director William M. Brown | For | For | Management | ||||
1c | Elect Director Edward G. Galante | For | For | Management | ||||
1d | Elect Director Rahul Ghai | For | For | Management | ||||
1e | Elect Director Kathryn M. Hill | For | For | Management | ||||
1f | Elect Director David F. Hoffmeister | For | For | Management | ||||
1g | Elect Director Jay V. Ihlenfeld | For | For | Management | ||||
1h | Elect Director Deborah J. Kissire | For | For | Management | ||||
1i | Elect Director Michael Koenig | For | For | Management | ||||
1j | Elect Director Kim K.W. Rucker | For | For | Management | ||||
1k | Elect Director Lori J. Ryerkerk | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
Page 7
CHARTER COMMUNICATIONS, INC.
Ticker: |
CHTR | Security ID: |
16119P108 | |||
Meeting Date: |
APR 26, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 25, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director W. Lance Conn | For | For | Management | ||||
1b | Elect Director Kim C. Goodman | For | For | Management | ||||
1c | Elect Director Craig A. Jacobson | For | For | Management | ||||
1d | Elect Director Gregory B. Maffei | For | For | Management | ||||
1e | Elect Director John D. Markley, Jr. | For | For | Management | ||||
1f | Elect Director David C. Merritt | For | For | Management | ||||
1g | Elect Director James E. Meyer | For | For | Management | ||||
1h | Elect Director Steven A. Miron | For | For | Management | ||||
1i | Elect Director Balan Nair | For | For | Management | ||||
1j | Elect Director Michael A. Newhouse | For | For | Management | ||||
1k | Elect Director Mauricio Ramos | For | For | Management | ||||
1l | Elect Director Thomas M. Rutledge | For | For | Management | ||||
1m | Elect Director Eric L. Zinterhofer | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
4 | Require Independent Board Chair | Against | Against | Shareholder | ||||
5 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder | ||||
6 | Disclose Climate Action Plan and GHG Emissions Reduction Targets | Against | For | Shareholder | ||||
7 | Adopt Policy to Annually Disclose EEO-1 Data | Against | For | Shareholder | ||||
8 | Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics | Against | For | Shareholder |
CIGNA CORP.
Ticker: |
CI | Security ID: |
125523100 | |||
Meeting Date: |
APR 27, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 08, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director David M. Cordani | For | For | Management | ||||
1b | Elect Director William J. DeLaney | For | For | Management | ||||
1c | Elect Director Eric J. Foss | For | For | Management | ||||
1d | Elect Director Elder Granger | For | For | Management | ||||
1e | Elect Director Neesha Hathi | For | For | Management | ||||
1f | Elect Director George Kurian | For | For | Management | ||||
1g | Elect Director Kathleen M. Mazzarella | For | For | Management | ||||
1h | Elect Director Mark B. McClellan | For | For | Management | ||||
1i | Elect Director Kimberly A. Ross | For | For | Management | ||||
1j | Elect Director Eric C. Wiseman | For | For | Management | ||||
1k | Elect Director Donna F. Zarcone | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder | ||||
5 | Report on Gender Pay Gap | Against | For | Shareholder | ||||
6 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder |
Page 8
CISCO SYSTEMS, INC.
Ticker: |
CSCO | Security ID: |
17275R102 | |||
Meeting Date: |
DEC 13, 2021 | Meeting Type: |
Annual | |||
Record Date: |
OCT 15, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director M. Michele Burns | For | For | Management | ||||
1b | Elect Director Wesley G. Bush | For | For | Management | ||||
1c | Elect Director Michael D. Capellas | For | For | Management | ||||
1d | Elect Director Mark Garrett | For | For | Management | ||||
1e | Elect Director John D. Harris, II | For | For | Management | ||||
1f | Elect Director Kristina M. Johnson | For | For | Management | ||||
1g | Elect Director Roderick C. McGeary | For | For | Management | ||||
1h | Elect Director Charles H. Robbins | For | For | Management | ||||
1i | Elect Director Brenton L. Saunders | For | For | Management | ||||
1j | Elect Director Lisa T. Su | For | For | Management | ||||
1k | Elect Director Marianna Tessel | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Amend Proxy Access Right | Against | For | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: |
CTSH | Security ID: |
192446102 | |||
Meeting Date: |
JUN 07, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 11, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Zein Abdalla | For | For | Management | ||||
1b | Elect Director Vinita Bali | For | For | Management | ||||
1c | Elect Director Maureen Breakiron-Evans | For | For | Management | ||||
1d | Elect Director Archana Deskus | For | For | Management | ||||
1e | Elect Director John M. Dineen | For | For | Management | ||||
1f | Elect Director Brian Humphries | For | For | Management | ||||
1g | Elect Director Leo S. Mackay, Jr. | For | For | Management | ||||
1h | Elect Director Michael Patsalos-Fox | For | For | Management | ||||
1i | Elect Director Stephen J. Rohleder | For | For | Management | ||||
1j | Elect Director Joseph M. Velli | For | For | Management | ||||
1k | Elect Director Sandra S. Wijnberg | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Amend Governing Documents Regarding Requirements to Call for a Special Meeting | Against | Against | Shareholder |
Page 9
COMCAST CORP.
Ticker: |
CMCSA | Security ID: |
20030N101 | |||
Meeting Date: |
JUN 01, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 04, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.2 | Elect Director Madeline S. Bell | For | For | Management | ||||
1.3 | Elect Director Edward D. Breen | For | For | Management | ||||
1.4 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.5 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.6 | Elect Director Maritza G. Montiel | For | For | Management | ||||
1.7 | Elect Director Asuka Nakahara | For | For | Management | ||||
1.8 | Elect Director David C. Novak | For | For | Management | ||||
1.9 | Elect Director Brian L. Roberts | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
5 | Oversee and Report a Racial Equity Audit | Against | Against | Shareholder | ||||
6 | Report on Omitting Viewpoint and Ideology from EEO Policy | Against | Against | Shareholder | ||||
7 | Conduct Audit and Report on Effectiveness of Sexual Harassment Policies | Against | Against | Shareholder | ||||
8 | Report on Retirement Plan Options Aligned with Company Climate Goals | Against | Against | Shareholder |
CONOCOPHILLIPS
Ticker: |
COP | Security ID: |
20825C104 | |||
Meeting Date: |
MAY 10, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 14, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Caroline Maury Devine | For | For | Management | ||||
1b | Elect Director Jody Freeman | For | For | Management | ||||
1c | Elect Director Gay Huey Evans | For | For | Management | ||||
1d | Elect Director Jeffrey A. Joerres | For | For | Management | ||||
1e | Elect Director Ryan M. Lance | For | For | Management | ||||
1f | Elect Director Timothy A. Leach | For | For | Management | ||||
1g | Elect Director William H. McRaven | For | For | Management | ||||
1h | Elect Director Sharmila Mulligan | For | For | Management | ||||
1i | Elect Director Eric D. Mullins | For | For | Management | ||||
1j | Elect Director Arjun N. Murti | For | For | Management | ||||
1k | Elect Director Robert A. Niblock | For | For | Management | ||||
1l | Elect Director David T. Seaton | For | For | Management | ||||
1m | Elect Director R.A. Walker | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Provide Right to Call Special Meetings | Against | For | Shareholder | ||||
7 | Report on GHG Emissions Reduction Targets | Against | Against | Shareholder | ||||
8 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
Page 10
CVS HEALTH CORP.
Ticker: |
CVS | Security ID: |
126650100 | |||
Meeting Date: |
MAY 11, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 14, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Fernando Aguirre | For | For | Management | ||||
1b | Elect Director C. David Brown, II | For | For | Management | ||||
1c | Elect Director Alecia A. DeCoudreaux | For | For | Management | ||||
1d | Elect Director Nancy-Ann M. DeParle | For | For | Management | ||||
1e | Elect Director Roger N. Farah | For | For | Management | ||||
1f | Elect Director Anne M. Finucane | For | For | Management | ||||
1g | Elect Director Edward J. Ludwig | For | For | Management | ||||
1h | Elect Director Karen S. Lynch | For | For | Management | ||||
1i | Elect Director Jean-Pierre Millon | For | For | Management | ||||
1j | Elect Director Mary L. Schapiro | For | For | Management | ||||
1k | Elect Director William C. Weldon | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder | ||||
6 | Commission a Workplace Non-Discrimination Audit | Against | Against | Shareholder | ||||
7 | Adopt a Policy on Paid Sick Leave for All Employees | Against | Against | Shareholder | ||||
8 | Report on External Public Health Costs and Impact on Diversified Shareholders | Against | Against | Shareholder |
DELL TECHNOLOGIES, INC.
Ticker: |
DELL | Security ID: |
24703L202 | |||
Meeting Date: |
JUN 27, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 28, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Michael S. Dell | For | For | Management | ||||
1.2 | Elect Director David W. Dorman | For | For | Management | ||||
1.3 | Elect Director Egon Durban | For | For | Management | ||||
1.4 | Elect Director David Grain | For | For | Management | ||||
1.5 | Elect Director William D. Green | For | For | Management | ||||
1.6 | Elect Director Simon Patterson | For | For | Management | ||||
1.7 | Elect Director Lynn Vojvodich Radakovich | For | For | Management | ||||
1.8 | Elect Director Ellen J. Kullman | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Amend Certificate of Incorporation | For | For | Management |
Page 11
DISH NETWORK CORP.
Ticker: |
DISH | Security ID: |
25470M109 | |||
Meeting Date: |
APR 29, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 08, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Kathleen Q. Abernathy | For | For | Management | ||||
1.2 | Elect Director George R. Brokaw | For | For | Management | ||||
1.3 | Elect Director W. Erik Carlson | For | For | Management | ||||
1.4 | Elect Director James DeFranco | For | For | Management | ||||
1.5 | Elect Director Cantey M. Ergen | For | For | Management | ||||
1.6 | Elect Director Charles W. Ergen | For | For | Management | ||||
1.7 | Elect Director Tom A. Ortolf | For | For | Management | ||||
1.8 | Elect Director Joseph T. Proietti | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Report on Political Contributions | Against | Against | Shareholder |
ELANCO ANIMAL HEALTH, INC.
Ticker: |
ELAN | Security ID: |
28414H103 | |||
Meeting Date: |
MAY 18, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 21, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Kapila Kapur Anand | For | Against | Management | ||||
1b | Elect Director John P. Bilbrey | For | For | Management | ||||
1c | Elect Director Scott D. Ferguson | For | For | Management | ||||
1d | Elect Director Paul Herendeen | For | For | Management | ||||
1e | Elect Director Lawrence E. Kurzius | For | Against | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Eliminate Supermajority Vote Requirements | For | For | Management | ||||
6 | Amend Certificate of Incorporation to Eliminate Legacy Parent Provisions | For | For | Management |
Page 12
FEDEX CORP.
Ticker: |
FDX | Security ID: |
31428X106 | |||
Meeting Date: |
SEP 27, 2021 | Meeting Type: |
Annual | |||
Record Date: |
AUG 02, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Marvin R. Ellison | For | For | Management | ||||
1b | Elect Director Susan Patricia Griffith | For | For | Management | ||||
1c | Elect Director Kimberly A. Jabal | For | For | Management | ||||
1d | Elect Director Shirley Ann Jackson | For | For | Management | ||||
1e | Elect Director R. Brad Martin | For | For | Management | ||||
1f | Elect Director Joshua Cooper Ramo | For | For | Management | ||||
1g | Elect Director Susan C. Schwab | For | For | Management | ||||
1h | Elect Director Frederick W. Smith | For | For | Management | ||||
1i | Elect Director David P. Steiner | For | For | Management | ||||
1j | Elect Director Rajesh Subramaniam | For | For | Management | ||||
1k | Elect Director Paul S. Walsh | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
4 | Require Independent Board Chair | Against | Against | Shareholder | ||||
5 | Report on Alignment Between Company Values and Electioneering Contributions | Against | Against | Shareholder | ||||
6 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
7 | Report on Racism in Corporate Culture | Against | For | Shareholder | ||||
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
FISERV, INC.
Ticker: |
FISV | Security ID: |
337738108 | |||
Meeting Date: |
MAY 18, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 21, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Frank J. Bisignano | For | For | Management | ||||
1.2 | Elect Director Alison Davis | For | For | Management | ||||
1.3 | Elect Director Henrique de Castro | For | For | Management | ||||
1.4 | Elect Director Harry F. DiSimone | For | For | Management | ||||
1.5 | Elect Director Dylan G. Haggart | For | For | Management | ||||
1.6 | Elect Director Wafaa Mamilli | For | For | Management | ||||
1.7 | Elect Director Heidi G. Miller | For | For | Management | ||||
1.8 | Elect Director Doyle R. Simons | For | For | Management | ||||
1.9 | Elect Director Kevin M. Warren | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
Page 13
FOX CORP.
Ticker: |
FOXA | Security ID: |
35137L204 | |||
Meeting Date: |
NOV 10, 2021 | Meeting Type: |
Annual | |||
Record Date: |
SEP 13, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director K. Rupert Murdoch | For | For | Management | ||||
1b | Elect Director Lachlan K. Murdoch | For | For | Management | ||||
1c | Elect Director William A. Burck | For | For | Management | ||||
1d | Elect Director Chase Carey | For | For | Management | ||||
1e | Elect Director Anne Dias | For | For | Management | ||||
1f | Elect Director Roland A. Hernandez | For | For | Management | ||||
1g | Elect Director Jacques Nasser | For | For | Management | ||||
1h | Elect Director Paul D. Ryan | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
GAMING AND LEISURE PROPERTIES, INC.
Ticker: |
GLPI | Security ID: |
36467J108 | |||
Meeting Date: |
JUN 16, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 12, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Peter M. Carlino | For | For | Management | ||||
1b | Elect Director JoAnne A. Epps | For | For | Management | ||||
1c | Elect Director Carol (Lili) Lynton | For | For | Management | ||||
1d | Elect Director Joseph W. Marshall, III | For | For | Management | ||||
1e | Elect Director James B. Perry | For | For | Management | ||||
1f | Elect Director Barry F. Schwartz | For | For | Management | ||||
1g | Elect Director Earl C. Shanks | For | For | Management | ||||
1h | Elect Director E. Scott Urdang | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
Page 14
GILEAD SCIENCES, INC.
Ticker: |
GILD | Security ID: |
375558103 | |||
Meeting Date: |
MAY 04, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 15, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jacqueline K. Barton | For | For | Management | ||||
1b | Elect Director Jeffrey A. Bluestone | For | For | Management | ||||
1c | Elect Director Sandra J. Horning | For | For | Management | ||||
1d | Elect Director Kelly A. Kramer | For | For | Management | ||||
1e | Elect Director Kevin E. Lofton | For | For | Management | ||||
1f | Elect Director Harish Manwani | For | For | Management | ||||
1g | Elect Director Daniel P. ODay | For | For | Management | ||||
1h | Elect Director Javier J. Rodriguez | For | For | Management | ||||
1i | Elect Director Anthony Welters | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder | ||||
6 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Against | Against | Shareholder | ||||
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder | ||||
8 | Publish Third-Party Review of Alignment of Companys Lobbying Activities with its Public Statements | Against | Against | Shareholder | ||||
9 | Report on Board Oversight of Risks Related to Anticompetitive Practices | Against | Against | Shareholder |
GLAXOSMITHKLINE PLC
Ticker: |
GSK | Security ID: |
37733W105 | |||
Meeting Date: |
MAY 04, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 17, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Elect Anne Beal as Director | For | For | Management | ||||
5 | Elect Harry Dietz as Director | For | For | Management | ||||
6 | Re-elect Sir Jonathan Symonds as Director | For | For | Management | ||||
7 | Re-elect Dame Emma Walmsley as Director | For | For | Management | ||||
8 | Re-elect Charles Bancroft as Director | For | For | Management | ||||
9 | Re-elect Vindi Banga as Director | For | For | Management | ||||
10 | Re-elect Hal Barron as Director | For | For | Management | ||||
11 | Re-elect Dame Vivienne Cox as Director | For | For | Management | ||||
12 | Re-elect Lynn Elsenhans as Director | For | For | Management | ||||
13 | Re-elect Laurie Glimcher as Director | For | For | Management | ||||
14 | Re-elect Jesse Goodman as Director | For | For | Management | ||||
15 | Re-elect Iain Mackay as Director | For | For | Management | ||||
16 | Re-elect Urs Rohner as Director | For | For | Management | ||||
17 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
18 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
20 | Authorise Issue of Equity | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
23 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors Reports | For | For | Management | ||||
25 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management | ||||
26 | Approve Share Save Plan | For | For | Management | ||||
27 | Approve Share Reward Plan | For | For | Management | ||||
28 | Adopt New Articles of Association | For | For | Management |
Page 15
HEWLETT PACKARD ENTERPRISE CO.
Ticker: |
HPE | Security ID: |
42824C109 | |||
Meeting Date: |
APR 05, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 04, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Daniel Ammann | For | For | Management | ||||
1b | Elect Director Pamela L. Carter | For | For | Management | ||||
1c | Elect Director Jean M. Hobby | For | For | Management | ||||
1d | Elect Director George R. Kurtz | For | For | Management | ||||
1e | Elect Director Raymond J. Lane | For | Against | Management | ||||
1f | Elect Director Ann M. Livermore | For | For | Management | ||||
1g | Elect Director Antonio F. Neri | For | For | Management | ||||
1h | Elect Director Charles H. Noski | For | For | Management | ||||
1i | Elect Director Raymond E. Ozzie | For | For | Management | ||||
1j | Elect Director Gary M. Reiner | For | For | Management | ||||
1k | Elect Director Patricia F. Russo | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
HONDA MOTOR CO., LTD.
Ticker: |
7267 | Security ID: |
438128308 | |||
Meeting Date: |
JUN 22, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 30, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Kuraishi, Seiji | For | For | Management | ||||
1.2 | Elect Director Mibe, Toshihiro | For | For | Management | ||||
1.3 | Elect Director Takeuchi, Kohei | For | For | Management | ||||
1.4 | Elect Director Aoyama, Shinji | For | For | Management | ||||
1.5 | Elect Director Suzuki, Asako | For | For | Management | ||||
1.6 | Elect Director Suzuki, Masafumi | For | For | Management | ||||
1.7 | Elect Director Sakai, Kunihiko | For | For | Management | ||||
1.8 | Elect Director Kokubu, Fumiya | For | For | Management | ||||
1.9 | Elect Director Ogawa, Yoichiro | For | For | Management | ||||
1.10 | Elect Director Higashi, Kazuhiro | For | For | Management | ||||
1.11 | Elect Director Nagata, Ryoko | For | For | Management |
Page 16
HP, INC.
Ticker: |
HPQ | Security ID: |
40434L105 | |||
Meeting Date: |
APR 19, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 18, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Aida M. Alvarez | For | For | Management | ||||
1b | Elect Director Shumeet Banerji | For | For | Management | ||||
1c | Elect Director Robert R. Bennett | For | For | Management | ||||
1d | Elect Director Charles Chip V. Bergh | For | For | Management | ||||
1e | Elect Director Bruce Broussard | For | For | Management | ||||
1f | Elect Director Stacy Brown-Philpot | For | For | Management | ||||
1g | Elect Director Stephanie A. Burns | For | For | Management | ||||
1h | Elect Director Mary Anne Citrino | For | For | Management | ||||
1i | Elect Director Richard L. Clemmer | For | For | Management | ||||
1j | Elect Director Enrique J. Lores | For | For | Management | ||||
1k | Elect Director Judith Jami Miscik | For | For | Management | ||||
1l | Elect Director Kim K.W. Rucker | For | For | Management | ||||
1m | Elect Director Subra Suresh | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
INCYTE CORP.
Ticker: |
INCY | Security ID: |
45337C102 | |||
Meeting Date: |
JUN 15, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 18, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Julian C. Baker | For | For | Management | ||||
1.2 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.3 | Elect Director Otis W. Brawley | For | For | Management | ||||
1.4 | Elect Director Paul J. Clancy | For | For | Management | ||||
1.5 | Elect Director Jacqualyn A. Fouse | For | For | Management | ||||
1.6 | Elect Director Edmund P. Harrigan | For | For | Management | ||||
1.7 | Elect Director Katherine A. High | For | For | Management | ||||
1.8 | Elect Director Herve Hoppenot | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
Page 17
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: |
JCI | Security ID: |
G51502105 | |||
Meeting Date: |
MAR 09, 2022 | Meeting Type: |
Annual | |||
Record Date: |
JAN 06, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean Blackwell | For | For | Management | ||||
1b | Elect Director Pierre Cohade | For | For | Management | ||||
1c | Elect Director Michael E. Daniels | For | For | Management | ||||
1d | Elect Director W. Roy Dunbar | For | For | Management | ||||
1e | Elect Director Gretchen R. Haggerty | For | For | Management | ||||
1f | Elect Director Simone Menne | For | For | Management | ||||
1g | Elect Director George R. Oliver | For | For | Management | ||||
1h | Elect Director Jurgen Tinggren | For | For | Management | ||||
1i | Elect Director Mark Vergnano | For | For | Management | ||||
1j | Elect Director R. David Yost | For | For | Management | ||||
1k | Elect Director John D. Young | For | For | Management | ||||
2a | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
2b | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
3 | Authorize Market Purchases of Company Shares | For | For | Management | ||||
4 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
6 | Approve the Directors Authority to Allot Shares | For | For | Management | ||||
7 | Approve the Disapplication of Statutory Pre-Emption Rights | For | For | Management |
JUNIPER NETWORKS, INC.
Ticker: |
JNPR | Security ID: |
48203R104 | |||
Meeting Date: |
MAY 11, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 18, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Gary Daichendt | For | For | Management | ||||
1b | Elect Director Anne DelSanto | For | For | Management | ||||
1c | Elect Director Kevin DeNuccio | For | For | Management | ||||
1d | Elect Director James Dolce | For | For | Management | ||||
1e | Elect Director Christine Gorjanc | For | For | Management | ||||
1f | Elect Director Janet Haugen | For | For | Management | ||||
1g | Elect Director Scott Kriens | For | For | Management | ||||
1h | Elect Director Rahul Merchant | For | For | Management | ||||
1i | Elect Director Rami Rahim | For | For | Management | ||||
1j | Elect Director William Stensrud | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management |
Page 18
LINCOLN NATIONAL CORP.
Ticker: |
LNC | Security ID: |
534187109 | |||
Meeting Date: |
MAY 27, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 21, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Deirdre P. Connelly | For | For | Management | ||||
1.2 | Elect Director Ellen G. Cooper | For | For | Management | ||||
1.3 | Elect Director William H. Cunningham | For | For | Management | ||||
1.4 | Elect Director Reginald E. Davis | For | For | Management | ||||
1.5 | Elect Director Dennis R. Glass | For | For | Management | ||||
1.6 | Elect Director Eric G. Johnson | For | For | Management | ||||
1.7 | Elect Director Gary C. Kelly | For | For | Management | ||||
1.8 | Elect Director M. Leanne Lachman | For | For | Management | ||||
1.9 | Elect Director Dale LeFebvre | For | For | Management | ||||
1.10 | Elect Director Janet Liang | For | For | Management | ||||
1.11 | Elect Director Michael F. Mee | For | For | Management | ||||
1.12 | Elect Director Patrick S. Pittard | For | For | Management | ||||
1.13 | Elect Director Lynn M. Utter | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
LYONDELLBASELL INDUSTRIES NV
Ticker: |
LYB | Security ID: |
N53745100 | |||
Meeting Date: |
MAY 27, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 29, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jacques Aigrain | For | For | Management | ||||
1b | Elect Director Lincoln Benet | For | For | Management | ||||
1c | Elect Director Jagjeet (Jeet) Bindra | For | For | Management | ||||
1d | Elect Director Robin Buchanan | For | For | Management | ||||
1e | Elect Director Anthony (Tony) Chase | For | For | Management | ||||
1f | Elect Director Nance Dicciani | For | For | Management | ||||
1g | Elect Director Robert (Bob) Dudley | For | For | Management | ||||
1h | Elect Director Claire Farley | For | For | Management | ||||
1i | Elect Director Michael Hanley | For | For | Management | ||||
1j | Elect Director Virginia Kamsky | For | For | Management | ||||
1k | Elect Director Albert Manifold | For | For | Management | ||||
1l | Elect Director Peter Vanacker | For | For | Management | ||||
2 | Approve Discharge of Directors | For | For | Management | ||||
3 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Approve Cancellation of Shares | For | For | Management |
Page 19
MEDTRONIC PLC
Ticker: |
MDT | Security ID: |
G5960L103 | |||
Meeting Date: |
DEC 09, 2021 | Meeting Type: |
Annual | |||
Record Date: |
OCT 14, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Richard H. Anderson | For | For | Management | ||||
1b | Elect Director Craig Arnold | For | For | Management | ||||
1c | Elect Director Scott C. Donnelly | For | For | Management | ||||
1d | Elect Director Andrea J. Goldsmith | For | For | Management | ||||
1e | Elect Director Randall J. Hogan, III | For | For | Management | ||||
1f | Elect Director Kevin E. Lofton | For | For | Management | ||||
1g | Elect Director Geoffrey S. Martha | For | For | Management | ||||
1h | Elect Director Elizabeth G. Nabel | For | For | Management | ||||
1i | Elect Director Denise M. OLeary | For | For | Management | ||||
1j | Elect Director Kendall J. Powell | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Renew the Boards Authority to Issue Shares Under Irish Law | For | For | Management | ||||
7 | Renew the Boards Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | For | For | Management | ||||
8 | Authorize Overseas Market Purchases of Ordinary Shares | For | For | Management |
META PLATFORMS, INC.
Ticker: |
FB | Security ID: |
30303M102 | |||
Meeting Date: |
MAY 25, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 01, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Peggy Alford | For | For | Management | ||||
1.2 | Elect Director Marc L. Andreessen | For | For | Management | ||||
1.3 | Elect Director Andrew W. Houston | For | For | Management | ||||
1.4 | Elect Director Nancy Killefer | For | For | Management | ||||
1.5 | Elect Director Robert M. Kimmitt | For | For | Management | ||||
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management | ||||
1.7 | Elect Director Tracey T. Travis | For | For | Management | ||||
1.8 | Elect Director Tony Xu | For | For | Management | ||||
1.9 | Elect Director Mark Zuckerberg | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | Against | Shareholder | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder | ||||
6 | Report on Risks Associated with Use of Concealment Clauses | Against | Against | Shareholder | ||||
7 | Report on External Costs of Misinformation and Impact on Diversified Shareholders | Against | Against | Shareholder | ||||
8 | Report on Community Standards Enforcement | Against | Against | Shareholder | ||||
9 | Report on User Risk and Advisory Vote on Metaverse Project | Against | Against | Shareholder | ||||
10 | Publish Third Party Human Rights Impact Assessment | Against | Against | Shareholder | ||||
11 | Report on Child Sexual Exploitation Online | Against | Against | Shareholder | ||||
12 | Commission a Workplace Non-Discrimination Audit | Against | Against | Shareholder | ||||
13 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
14 | Commission Assessment of Audit and Risk Oversight Committee | Against | Against | Shareholder | ||||
15 | Report on Charitable Contributions | Against | Against | Shareholder |
Page 20
METLIFE, INC.
Ticker: |
MET | Security ID: |
59156R108 | |||
Meeting Date: |
JUN 21, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 22, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Cheryl W. Grise | For | For | Management | ||||
1b | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
1c | Elect Director Carla A. Harris | For | For | Management | ||||
1d | Elect Director Gerald L. Hassell | For | For | Management | ||||
1e | Elect Director David L. Herzog | For | For | Management | ||||
1f | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1g | Elect Director Edward J. Kelly, III | For | For | Management | ||||
1h | Elect Director William E. Kennard | For | For | Management | ||||
1i | Elect Director Michel A. Khalaf | For | For | Management | ||||
1j | Elect Director Catherine R. Kinney | For | For | Management | ||||
1k | Elect Director Diana L. McKenzie | For | For | Management | ||||
1l | Elect Director Denise M. Morrison | For | For | Management | ||||
1m | Elect Director Mark A. Weinberger | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
MICRO FOCUS INTERNATIONAL PLC
Ticker: |
MCRO | Security ID: |
594837403 | |||
Meeting Date: |
MAR 30, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 14, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Matt Ashley as Director | For | For | Management | ||||
5 | Elect Pauline Campbell as Director | For | For | Management | ||||
6 | Re-elect Greg Lock as Director | For | For | Management | ||||
7 | Re-elect Stephen Murdoch as Director | For | For | Management | ||||
8 | Re-elect Richard Atkins as Director | For | For | Management | ||||
9 | Re-elect Amanda Brown as Director | For | For | Management | ||||
10 | Re-elect Lawton Fitt as Director | For | For | Management | ||||
11 | Re-elect Robert Youngjohns as Director | For | For | Management | ||||
12 | Reappoint KPMG LLP as Auditors | For | For | Management | ||||
13 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
14 | Authorise Issue of Equity | For | For | Management | ||||
15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
17 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
18 | Adopt New Articles of Association | For | For | Management | ||||
19 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
Page 21
MICROCHIP TECHNOLOGY, INC.
Ticker: |
MCHP | Security ID: |
595017104 | |||
Meeting Date: |
AUG 24, 2021 | Meeting Type: |
Annual | |||
Record Date: |
JUN 28, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Matthew W. Chapman | For | For | Management | ||||
1.2 | Elect Director Esther L. Johnson | For | For | Management | ||||
1.3 | Elect Director Karlton D. Johnson | For | For | Management | ||||
1.4 | Elect Director Wade F. Meyercord | For | For | Management | ||||
1.5 | Elect Director Ganesh Moorthy | For | For | Management | ||||
1.6 | Elect Director Karen M. Rapp | For | For | Management | ||||
1.7 | Elect Director Steve Sanghi | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
MICROSOFT CORP.
Ticker: |
MSFT | Security ID: |
594918104 | |||
Meeting Date: |
NOV 30, 2021 | Meeting Type: |
Annual | |||
Record Date: |
SEP 30, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Reid G. Hoffman | For | For | Management | ||||
1.2 | Elect Director Hugh F. Johnston | For | For | Management | ||||
1.3 | Elect Director Teri L. List | For | For | Management | ||||
1.4 | Elect Director Satya Nadella | For | For | Management | ||||
1.5 | Elect Director Sandra E. Peterson | For | For | Management | ||||
1.6 | Elect Director Penny S. Pritzker | For | For | Management | ||||
1.7 | Elect Director Carlos A. Rodriguez | For | For | Management | ||||
1.8 | Elect Director Charles W. Scharf | For | For | Management | ||||
1.9 | Elect Director John W. Stanton | For | For | Management | ||||
1.10 | Elect Director John W. Thompson | For | For | Management | ||||
1.11 | Elect Director Emma N. Walmsley | For | For | Management | ||||
1.12 | Elect Director Padmasree Warrior | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Report on Gender/Racial Pay Gap | Against | For | Shareholder | ||||
6 | Report on Effectiveness of Workplace Sexual Harassment Policies | Against | For | Shareholder | ||||
7 | Prohibit Sales of Facial Recognition Technology to All Government Entities | Against | Against | Shareholder | ||||
8 | Report on Implementation of the Fair Chance Business Pledge | Against | For | Shareholder | ||||
9 | Report on Lobbying Activities Alignment with Company Policies | Against | Against | Shareholder |
Page 22
MOLSON COORS BEVERAGE CO.
Ticker: |
TAP | Security ID: |
60871R209 | |||
Meeting Date: |
MAY 18, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 25, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Roger G. Eaton | For | For | Management | ||||
1.2 | Elect Director Charles M. Herington | For | For | Management | ||||
1.3 | Elect Director H. Sanford Riley | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
NOVARTIS AG
Ticker: |
NOVN | Security ID: |
66987V109 | |||
Meeting Date: |
MAR 04, 2022 | Meeting Type: |
Annual | |||
Record Date: |
JAN 25, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 3.10 per Share | For | For | Management | ||||
4 | Approve CHF 15.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | For | For | Management | ||||
6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | For | For | Management | ||||
6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | For | For | Management | ||||
6.3 | Approve Remuneration Report | For | For | Management | ||||
7.1 | Re-elect Joerg Reinhardt as Director and Board Chairman | For | For | Management | ||||
7.2 | Re-elect Nancy Andrews as Director | For | For | Management | ||||
7.3 | Re-elect Ton Buechner as Director | For | For | Management | ||||
7.4 | Re-elect Patrice Bula as Director | For | For | Management | ||||
7.5 | Re-elect Elizabeth Doherty as Director | For | For | Management | ||||
7.6 | Re-elect Bridgette Heller as Director | For | For | Management | ||||
7.7 | Re-elect Frans van Houten as Director | For | For | Management | ||||
7.8 | Re-elect Simon Moroney as Director | For | For | Management | ||||
7.9 | Re-elect Andreas von Planta as Director | For | For | Management | ||||
7.10 | Re-elect Charles Sawyers as Director | For | For | Management | ||||
7.11 | Re-elect William Winters as Director | For | For | Management | ||||
7.12 | Elect Ana de Pro Gonzalo as Director | For | For | Management | ||||
7.13 | Elect Daniel Hochstrasser as Director | For | For | Management | ||||
8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Management | ||||
8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | For | For | Management | ||||
8.3 | Reappoint Simon Moroney as Member of the Compensation Committee | For | For | Management | ||||
8.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | Management | ||||
9 | Ratify KPMG AG as Auditors | For | For | Management | ||||
10 | Designate Peter Zahn as Independent Proxy | For | For | Management | ||||
11 | Transact Other Business (Voting) | For | Against | Management |
Page 23
OCCIDENTAL PETROLEUM CORP.
Ticker: |
OXY | Security ID: |
674599105 | |||
Meeting Date: |
MAY 06, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 11, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Vicky A. Bailey | For | For | Management | ||||
1b | Elect Director Stephen I. Chazen | For | For | Management | ||||
1c | Elect Director Andrew Gould | For | For | Management | ||||
1d | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
1e | Elect Director Vicki Hollub | For | For | Management | ||||
1f | Elect Director William R. Klesse | For | For | Management | ||||
1g | Elect Director Jack B. Moore | For | For | Management | ||||
1h | Elect Director Avedick B. Poladian | For | For | Management | ||||
1i | Elect Director Robert M. Shearer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
4 | Report on Quantitative Short, Medium and Long-Term GHG Emissions Reduction Targets | Against | Against | Shareholder |
OTIS WORLDWIDE CORP.
Ticker: |
OTIS | Security ID: |
68902V107 | |||
Meeting Date: |
MAY 19, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 21, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jeffrey H. Black | For | For | Management | ||||
1b | Elect Director Kathy Hopinkah Hannan | For | For | Management | ||||
1c | Elect Director Shailesh G. Jejurikar | For | For | Management | ||||
1d | Elect Director Christopher J. Kearney | For | For | Management | ||||
1e | Elect Director Judith F. Marks | For | For | Management | ||||
1f | Elect Director Harold W. McGraw, III | For | For | Management | ||||
1g | Elect Director Margaret M. V. Preston | For | For | Management | ||||
1h | Elect Director Shelley Stewart, Jr. | For | For | Management | ||||
1i | Elect Director John H. Walker | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Amend Governing Documents Regarding Requirements to Call for a Special Meeting | Against | Against | Shareholder |
Page 24
QURATE RETAIL, INC.
Ticker: |
QRTEA | Security ID: |
74915M100 | |||
Meeting Date: |
JUN 14, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 18, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director John C. Malone | For | For | Management | ||||
1.2 | Elect Director M. Ian G. Gilchrist | For | For | Management | ||||
1.3 | Elect Director Andrea L. Wong | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management |
RAYTHEON TECHNOLOGIES CORP.
Ticker: |
RTX | Security ID: |
75513E101 | |||
Meeting Date: |
APR 25, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 01, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Tracy A. Atkinson | For | For | Management | ||||
1b | Elect Director Bernard A. Harris, Jr. | For | For | Management | ||||
1c | Elect Director Gregory J. Hayes | For | For | Management | ||||
1d | Elect Director George R. Oliver | For | For | Management | ||||
1e | Elect Director Robert K. (Kelly) Ortberg | For | For | Management | ||||
1f | Elect Director Margaret L. OSullivan | For | For | Management | ||||
1g | Elect Director Dinesh C. Paliwal | For | For | Management | ||||
1h | Elect Director Ellen M. Pawlikowski | For | For | Management | ||||
1i | Elect Director Denise L. Ramos | For | For | Management | ||||
1j | Elect Director Fredric G. Reynolds | For | For | Management | ||||
1k | Elect Director Brian C. Rogers | For | For | Management | ||||
1l | Elect Director James A. Winnefeld, Jr. | For | For | Management | ||||
1m | Elect Director Robert O. Work | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management |
Page 25
REGENERON PHARMACEUTICALS, INC.
Ticker: |
REGN | Security ID: |
75886F107 | |||
Meeting Date: |
JUN 10, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 12, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Bonnie L. Bassler | For | For | Management | ||||
1b | Elect Director Michael S. Brown | For | For | Management | ||||
1c | Elect Director Leonard S. Schleifer | For | For | Management | ||||
1d | Elect Director George D. Yancopoulos | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
SANOFI
Ticker: |
SAN | Security ID: |
80105N105 | |||
Meeting Date: |
MAY 03, 2022 | Meeting Type: |
Annual/Special | |||
Record Date: |
APR 04, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 3.33 per Share | For | For | Management | ||||
4 | Re-elect Paul Hudson as Director | For | For | Management | ||||
5 | Re-elect Christophe Babule as Director | For | For | Management | ||||
6 | Re-elect Patrick Kron as Director | For | For | Management | ||||
7 | Re-elect Gilles Schnepp as Director | For | For | Management | ||||
8 | Elect Carole Ferrand as Director | For | For | Management | ||||
9 | Elect Emile Voest as Director | For | For | Management | ||||
10 | Elect Antoine Yver as Director | For | For | Management | ||||
11 | Approve Compensation Report of Corporate Officers | For | For | Management | ||||
12 | Approve Compensation of Serge Weinberg, Chairman of the Board | For | For | Management | ||||
13 | Approve Compensation of Paul Hudson, CEO | For | For | Management | ||||
14 | Approve Remuneration Policy of Directors | For | For | Management | ||||
15 | Approve Remuneration Policy of Chairman of the Board | For | For | Management | ||||
16 | Approve Remuneration Policy of CEO | For | For | Management | ||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
18 | Amend Article 25 of Bylaws Re: Dividends | For | For | Management | ||||
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 26
SCHLUMBERGER NV
Ticker: |
SLB | Security ID: |
806857108 | |||
Meeting Date: |
APR 06, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 09, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Peter Coleman | For | For | Management | ||||
1.2 | Elect Director Patrick de La Chevardiere | For | For | Management | ||||
1.3 | Elect Director Miguel Galuccio | For | For | Management | ||||
1.4 | Elect Director Olivier Le Peuch | For | For | Management | ||||
1.5 | Elect Director Samuel Leupold | For | For | Management | ||||
1.6 | Elect Director Tatiana Mitrova | For | For | Management | ||||
1.7 | Elect Director Maria Moraeus Hanssen | For | For | Management | ||||
1.8 | Elect Director Vanitha Narayanan | For | For | Management | ||||
1.9 | Elect Director Mark Papa | For | For | Management | ||||
1.10 | Elect Director Jeff Sheets | For | For | Management | ||||
1.11 | Elect Director Ulrich Spiesshofer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Adopt and Approve Financials and Dividends | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
STATE STREET CORP.
Ticker: |
STT | Security ID: |
857477103 | |||
Meeting Date: |
MAY 18, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 22, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Patrick de Saint-Aignan | For | For | Management | ||||
1b | Elect Director Marie A. Chandoha | For | For | Management | ||||
1c | Elect Director DonnaLee DeMaio | For | For | Management | ||||
1d | Elect Director Amelia C. Fawcett | For | For | Management | ||||
1e | Elect Director William C. Freda | For | For | Management | ||||
1f | Elect Director Sara Mathew | For | For | Management | ||||
1g | Elect Director William L. Meaney | For | For | Management | ||||
1h | Elect Director Ronald P. OHanley | For | For | Management | ||||
1i | Elect Director Sean OSullivan | For | For | Management | ||||
1j | Elect Director Julio A. Portalatin | For | For | Management | ||||
1k | Elect Director John B. Rhea | For | For | Management | ||||
1l | Elect Director Richard P. Sergel | For | For | Management | ||||
1m | Elect Director Gregory L. Summe | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
4 | Report on Asset Management Policies and Diversified Investors | Against | Against | Shareholder |
Page 27
T-MOBILE US, INC.
Ticker: |
TMUS | Security ID: |
872590104 | |||
Meeting Date: |
JUN 15, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 18, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Marcelo Claure | For | For | Management | ||||
1.2 | Elect Director Srikant M. Datar | For | For | Management | ||||
1.3 | Elect Director Bavan M. Holloway | For | For | Management | ||||
1.4 | Elect Director Timotheus Hottges | For | For | Management | ||||
1.5 | Elect Director Christian P. Illek | For | For | Management | ||||
1.6 | Elect Director Raphael Kubler | For | For | Management | ||||
1.7 | Elect Director Thorsten Langheim | For | For | Management | ||||
1.8 | Elect Director Dominique Leroy | For | For | Management | ||||
1.9 | Elect Director Letitia A. Long | For | For | Management | ||||
1.10 | Elect Director G. Michael (Mike) Sievert | For | For | Management | ||||
1.11 | Elect Director Teresa A. Taylor | For | For | Management | ||||
1.12 | Elect Director Omar Tazi | For | For | Management | ||||
1.13 | Elect Director Kelvin R. Westbrook | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
TE CONNECTIVITY, LTD.
Ticker: |
TEL | Security ID: |
H84989104 | |||
Meeting Date: |
MAR 09, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 17, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Terrence R. Curtin | For | For | Management | ||||
1b | Elect Director Carol A. (John) Davidson | For | For | Management | ||||
1c | Elect Director Lynn A. Dugle | For | For | Management | ||||
1d | Elect Director William A. Jeffrey | For | For | Management | ||||
1e | Elect Director Syaru Shirley Lin | For | For | Management | ||||
1f | Elect Director Thomas J. Lynch | For | For | Management | ||||
1g | Elect Director Heath A. Mitts | For | For | Management | ||||
1h | Elect Director Yong Nam | For | For | Management | ||||
1i | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||
1j | Elect Director Mark C. Trudeau | For | For | Management | ||||
1k | Elect Director Dawn C. Willoughby | For | For | Management | ||||
1l | Elect Director Laura H. Wright | For | For | Management | ||||
2 | Elect Board Chairman Thomas J. Lynch | For | For | Management | ||||
3a | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | For | For | Management | ||||
3b | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | For | For | Management | ||||
3c | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | For | For | Management | ||||
4 | Designate Rene Schwarzenbach as Independent Proxy | For | For | Management | ||||
5.1 | Accept Annual Report for Fiscal Year Ended September 24, 2021 | For | For | Management | ||||
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 24, 2021 | For | For | Management | ||||
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 24, 2021 | For | For | Management | ||||
6 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | For | For | Management | ||||
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | For | For | Management | ||||
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
9 | Approve Remuneration of Executive Management in the Amount of USD 49.9 Million | For | For | Management | ||||
10 | Approve Remuneration of Board of Directors in the Amount of USD 4 Million | For | For | Management | ||||
11 | Approve Allocation of Available Earnings at September 24, 2021 | For | For | Management | ||||
12 | Approve Declaration of Dividend | For | For | Management | ||||
13 | Authorize Share Repurchase Program | For | For | Management | ||||
14 | Approve Renewal of Authorized Capital | For | For | Management | ||||
15 | Approve Reduction in Share Capital via Cancelation of Shares | For | For | Management | ||||
16 | Adjourn Meeting | For | For | Management |
Page 28
THE BANK OF NEW YORK MELLON CORP.
Ticker: |
BK | Security ID: |
064058100 | |||
Meeting Date: |
APR 12, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 16, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Linda Z. Cook | For | For | Management | ||||
1b | Elect Director Joseph J. Echevarria | For | For | Management | ||||
1c | Elect Director Thomas P. Todd Gibbons | For | For | Management | ||||
1d | Elect Director M. Amy Gilliland | For | For | Management | ||||
1e | Elect Director Jeffrey A. Goldstein | For | For | Management | ||||
1f | Elect Director K. Guru Gowrappan | For | For | Management | ||||
1g | Elect Director Ralph Izzo | For | For | Management | ||||
1h | Elect Director Sandra E. Sandie OConnor | For | For | Management | ||||
1i | Elect Director Elizabeth E. Robinson | For | For | Management | ||||
1j | Elect Director Frederick O. Terrell | For | For | Management | ||||
1k | Elect Director Alfred W. Al Zollar | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
THE CHARLES SCHWAB CORP.
Ticker: |
SCHW | Security ID: |
808513105 | |||
Meeting Date: |
MAY 17, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 18, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director John K. Adams, Jr. | For | For | Management | ||||
1b | Elect Director Stephen A. Ellis | For | For | Management | ||||
1c | Elect Director Brian M. Levitt | For | For | Management | ||||
1d | Elect Director Arun Sarin | For | For | Management | ||||
1e | Elect Director Charles R. Schwab | For | For | Management | ||||
1f | Elect Director Paula A. Sneed | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Provide Proxy Access Right | For | For | Management | ||||
7 | Adopt Proxy Access Right | Against | For | Shareholder | ||||
8 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
Page 29
THE GAP, INC.
Ticker: |
GPS | Security ID: |
364760108 | |||
Meeting Date: |
MAY 10, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 14, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Elisabeth B. Donohue | For | For | Management | ||||
1b | Elect Director Robert J. Fisher | For | For | Management | ||||
1c | Elect Director William S. Fisher | For | For | Management | ||||
1d | Elect Director Tracy Gardner | For | For | Management | ||||
1e | Elect Director Kathryn Hall | For | For | Management | ||||
1f | Elect Director Bob L. Martin | For | For | Management | ||||
1g | Elect Director Amy Miles | For | For | Management | ||||
1h | Elect Director Chris ONeill | For | For | Management | ||||
1i | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||
1j | Elect Director Salaam Coleman Smith | For | For | Management | ||||
1k | Elect Director Sonia Syngal | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
THE GOLDMAN SACHS GROUP, INC.
Ticker: |
GS | Security ID: |
38141G104 | |||
Meeting Date: |
APR 28, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 28, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Michele Burns | For | For | Management | ||||
1b | Elect Director Drew Faust | For | For | Management | ||||
1c | Elect Director Mark Flaherty | For | For | Management | ||||
1d | Elect Director Kimberley Harris | For | For | Management | ||||
1e | Elect Director Ellen Kullman | For | For | Management | ||||
1f | Elect Director Lakshmi Mittal | For | For | Management | ||||
1g | Elect Director Adebayo Ogunlesi | For | For | Management | ||||
1h | Elect Director Peter Oppenheimer | For | For | Management | ||||
1i | Elect Director David Solomon | For | For | Management | ||||
1j | Elect Director Jan Tighe | For | For | Management | ||||
1k | Elect Director Jessica Uhl | For | For | Management | ||||
1l | Elect Director David Viniar | For | For | Management | ||||
1m | Elect Director Mark Winkelman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
5 | Require Independent Board Chair | Against | Against | Shareholder | ||||
6 | Adopt a Financing Policy Consistent with IEAs Net Zero Emissions by 2050 Scenario | Against | Against | Shareholder | ||||
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
Page 30
THE WILLIAMS COMPANIES, INC.
Ticker: |
WMB | Security ID: |
969457100 | |||
Meeting Date: |
APR 26, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 25, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Alan S. Armstrong | For | For | Management | ||||
1.2 | Elect Director Stephen W. Bergstrom | For | For | Management | ||||
1.3 | Elect Director Nancy K. Buese | For | For | Management | ||||
1.4 | Elect Director Michael A. Creel | For | For | Management | ||||
1.5 | Elect Director Stacey H. Dore | For | For | Management | ||||
1.6 | Elect Director Richard E. Muncrief | For | For | Management | ||||
1.7 | Elect Director Peter A. Ragauss | For | For | Management | ||||
1.8 | Elect Director Rose M. Robeson | For | For | Management | ||||
1.9 | Elect Director Scott D. Sheffield | For | For | Management | ||||
1.10 | Elect Director Murray D. Smith | For | For | Management | ||||
1.11 | Elect Director William H. Spence | For | For | Management | ||||
1.12 | Elect Director Jesse J. Tyson | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
TRUIST FINANCIAL CORP.
Ticker: |
TFC | Security ID: |
89832Q109 | |||
Meeting Date: |
APR 26, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 17, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jennifer S. Banner | For | For | Management | ||||
1b | Elect Director K. David Boyer, Jr. | For | For | Management | ||||
1c | Elect Director Agnes Bundy Scanlan | For | For | Management | ||||
1d | Elect Director Anna R. Cablik | For | For | Management | ||||
1e | Elect Director Dallas S. Clement | For | For | Management | ||||
1f | Elect Director Paul D. Donahue | For | For | Management | ||||
1g | Elect Director Patrick C. Graney, III | For | For | Management | ||||
1h | Elect Director Linnie M. Haynesworth | For | For | Management | ||||
1i | Elect Director Kelly S. King | For | For | Management | ||||
1j | Elect Director Easter A. Maynard | For | For | Management | ||||
1k | Elect Director Donna S. Morea | For | For | Management | ||||
1l | Elect Director Charles A. Patton | For | For | Management | ||||
1m | Elect Director Nido R. Qubein | For | For | Management | ||||
1n | Elect Director David M. Ratcliffe | For | For | Management | ||||
1o | Elect Director William H. Rogers, Jr. | For | For | Management | ||||
1p | Elect Director Frank P. Scruggs, Jr. | For | For | Management | ||||
1q | Elect Director Christine Sears | For | For | Management | ||||
1r | Elect Director Thomas E. Skains | For | For | Management | ||||
1s | Elect Director Bruce L. Tanner | For | For | Management | ||||
1t | Elect Director Thomas N. Thompson | For | For | Management | ||||
1u | Elect Director Steven C. Voorhees | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Require Independent Board Chair | Against | Against | Shareholder |
Page 31
UBS GROUP AG
Ticker: |
UBSG | Security ID: |
H42097107 | |||
Meeting Date: |
APR 06, 2022 | Meeting Type: |
Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Climate Action Plan | For | For | Management | ||||
4 | Approve Allocation of Income and Dividends of USD 0.50 per Share | For | For | Management | ||||
5 | Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding French Cross-Border Matter | For | For | Management | ||||
6.1 | Re-elect Jeremy Anderson as Director | For | For | Management | ||||
6.2 | Re-elect Claudia Boeckstiegel as Director | For | For | Management | ||||
6.3 | Re-elect William Dudley as Director | For | For | Management | ||||
6.4 | Re-elect Patrick Firmenich as Director | For | For | Management | ||||
6.5 | Re-elect Fred Hu as Director | For | For | Management | ||||
6.6 | Re-elect Mark Hughes as Director | For | For | Management | ||||
6.7 | Re-elect Nathalie Rachou as Director | For | For | Management | ||||
6.8 | Re-elect Julie Richardson as Director | For | For | Management | ||||
6.9 | Re-elect Dieter Wemmer as Director | For | For | Management | ||||
6.10 | Re-elect Jeanette Wong as Director | For | For | Management | ||||
7.1 | Elect Lukas Gaehwiler as Director | For | For | Management | ||||
7.2 | Elect Colm Kelleher as Director and Board Chairman | For | For | Management | ||||
8.1 | Reappoint Julie Richardson as Member of the Compensation Committee | For | For | Management | ||||
8.2 | Reappoint Dieter Wemmer as Member of the Compensation Committee | For | For | Management | ||||
8.3 | Reappoint Jeanette Wong as Member of the Compensation Committee | For | For | Management | ||||
9.1 | Approve Remuneration of Directors in the Amount of CHF 13 Million | For | For | Management | ||||
9.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 79.8 Million | For | For | Management | ||||
9.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | For | For | Management | ||||
10.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | For | For | Management | ||||
10.2 | Ratify Ernst & Young AG as Auditors | For | For | Management | ||||
11 | Approve CHF 17.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | For | For | Management | ||||
12 | Authorize Repurchase of up to USD 6 Billion in Issued Share Capital | For | For | Management | ||||
13 | Transact Other Business (Voting) | None | Against | Management |
UNITEDHEALTH GROUP, INC.
Ticker: |
UNH | Security ID: |
91324P102 | |||
Meeting Date: |
JUN 06, 2022 | Meeting Type: |
Annual | |||
Record Date: |
APR 08, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Timothy P. Flynn | For | For | Management | ||||
1b | Elect Director Paul R. Garcia | For | For | Management | ||||
1c | Elect Director Stephen J. Hemsley | For | For | Management | ||||
1d | Elect Director Michele J. Hooper | For | For | Management | ||||
1e | Elect Director F. William McNabb, III | For | For | Management | ||||
1f | Elect Director Valerie C. Montgomery Rice | For | For | Management | ||||
1g | Elect Director John H. Noseworthy | For | For | Management | ||||
1h | Elect Director Andrew Witty | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder | ||||
5 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Shareholder |
Page 32
VMWARE, INC.
Ticker: |
VMW | Security ID: |
928563402 | |||
Meeting Date: |
JUL 23, 2021 | Meeting Type: |
Annual | |||
Record Date: |
MAY 24, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Kenneth Denman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
WELLS FARGO & CO.
Ticker: |
WFC | Security ID: |
949746101 | |||
Meeting Date: |
APR 26, 2022 | Meeting Type: |
Annual | |||
Record Date: |
FEB 25, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Steven D. Black | For | For | Management | ||||
1b | Elect Director Mark A. Chancy | For | For | Management | ||||
1c | Elect Director Celeste A. Clark | For | For | Management | ||||
1d | Elect Director Theodore F. Craver, Jr. | For | For | Management | ||||
1e | Elect Director Richard K. Davis | For | For | Management | ||||
1f | Elect Director Wayne M. Hewett | For | For | Management | ||||
1g | Elect Director CeCelia (CeCe) G. Morken | For | For | Management | ||||
1h | Elect Director Maria R. Morris | For | For | Management | ||||
1i | Elect Director Felicia F. Norwood | For | For | Management | ||||
1j | Elect Director Richard B. Payne, Jr. | For | For | Management | ||||
1k | Elect Director Juan A. Pujadas | For | For | Management | ||||
1l | Elect Director Ronald L. Sargent | For | For | Management | ||||
1m | Elect Director Charles W. Scharf | For | For | Management | ||||
1n | Elect Director Suzanne M. Vautrinot | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Adopt Management Pay Clawback Authorization Policy | Against | Against | Shareholder | ||||
6 | Report on Incentive-Based Compensation and Risks of Material Losses | Against | Against | Shareholder | ||||
7 | Report on Board Diversity | Against | Against | Shareholder | ||||
8 | Report on Respecting Indigenous Peoples Rights | Against | Against | Shareholder | ||||
9 | Adopt a Financing Policy Consistent with IEAs Net Zero Emissions by 2050 Scenario | Against | Against | Shareholder | ||||
10 | Oversee and Report a Racial Equity Audit | Against | Against | Shareholder | ||||
11 | Report on Charitable Contributions | Against | Against | Shareholder |
Page 33
ZIMMER BIOMET HOLDINGS, INC.
Ticker: |
ZBH | Security ID: |
98956P102 | |||
Meeting Date: |
MAY 13, 2022 | Meeting Type: |
Annual | |||
Record Date: |
MAR 14, 2022 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Christopher B. Begley | For | For | Management | ||||
1b | Elect Director Betsy J. Bernard | For | For | Management | ||||
1c | Elect Director Michael J. Farrell | For | For | Management | ||||
1d | Elect Director Robert A. Hagemann | For | For | Management | ||||
1e | Elect Director Bryan C. Hanson | For | For | Management | ||||
1f | Elect Director Arthur J. Higgins | For | For | Management | ||||
1g | Elect Director Maria Teresa (Tessa) Hilado | For | For | Management | ||||
1h | Elect Director Syed Jafry | For | For | Management | ||||
1i | Elect Director Sreelakshmi Kolli | For | For | Management | ||||
1j | Elect Director Michael W. Michelson | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | Against | Management |
Page 34
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dodge & Cox Funds | ||
(Registrant) | ||
By | /s/ Dana M. Emery | |
Chair and President, Dodge & Cox Funds | ||
Date |
8/30/22 |