N-PX 1 d379947dnpx.htm FORM N-PX Form N-PX

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-173

 

Dodge & Cox Funds


(Exact name of registrant as specified in charter)

 

555 California Street

40th Floor

San Francisco, CA 94104


(Address of principal executive offices)

 

Roberta R.W. Kameda

Secretary

555 California Street

40th Floor

San Francisco, CA 94104


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: (415) 981-1710

 

Date of Fiscal year-end: 12/31/22

 

Date of reporting period: 7/1/21 - 6/30/22

 



Dodge & Cox Stock Fund

 

AEGON NV

 

Ticker:

   AGN   

Security ID:

   007924103

Meeting Date:

   MAY 31, 2022   

Meeting Type:

   Annual

Record Date:

  

MAY 03, 2022

         

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2.1    Receive Report of Executive Board (Non-Voting)    None    None    Management
2.2    Approve Remuneration Report    For    For    Management
2.3    Adopt Financial Statements and Statutory Reports    For    For    Management
2.4    Approve Final Dividend of EUR 0.09 Per Common Share and EUR 0.00225 Per Common Share B    For    For    Management
3.1    Approve Discharge of Executive Board    For    For    Management
3.2    Approve Discharge of Supervisory Board    For    For    Management
4.1    Discuss Supervisory Board Profile (Non-Voting)    None    None    Management
4.2    Re-elect Corien Wortmann-Kool to Supervisory Board    For    For    Management
4.3    Elect Karen Fawcett to Supervisory Board    For    For    Management
5.1    Approve Cancellation of Common Shares and Common Shares B    For    For    Management
5.2    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights    For    For    Management
5.3    Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue    For    For    Management
5.4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
6    Other Business (Non-Voting)    None    None    Management
7    Close Meeting (Non-Voting)    None    None    Management

 

ALNYLAM PHARMACEUTICALS, INC.    

 

Ticker:

   ALNY   

Security ID:

   02043Q107

Meeting Date:

   MAY 18, 2022   

Meeting Type:

   Annual

Record Date:

  

MAR 28, 2022

         

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Margaret A. Hamburg    For    For    Management
1b    Elect Director Colleen F. Reitan    For    For    Management
1c    Elect Director Amy W. Schulman    For    For    Management
2    Amend Omnibus Stock Plan    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

Page 1


ALPHABET, INC.    

 

Ticker:

   GOOGL   

Security ID:

   02079K305

Meeting Date:

   JUN 01, 2022   

Meeting Type:

   Annual

Record Date:

   APR 05, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Larry Page    For    For    Management
1b    Elect Director Sergey Brin    For    For    Management
1c    Elect Director Sundar Pichai    For    For    Management
1d    Elect Director John L. Hennessy    For    For    Management
1e    Elect Director Frances H. Arnold    For    For    Management
1f    Elect Director L. John Doerr    For    For    Management
1g    Elect Director Roger W. Ferguson, Jr.    For    For    Management
1h    Elect Director Ann Mather    For    For    Management
1h    Elect Director Ann Mather    For    Abstain    Management
1h    Elect Director Ann Mather    For    Against    Management
1i    Elect Director K. Ram Shriram    For    For    Management
1j    Elect Director Robin L. Washington    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Increase Authorized Common Stock    For    For    Management
5    Report on Lobbying Payments and Policy    Against    Against    Shareholder
6    Report on Climate Lobbying    Against    Against    Shareholder
7    Report on Physical Risks of Climate Change    Against    Against    Shareholder
8    Report on Metrics and Efforts to Reduce Water Related Risk    Against    Against    Shareholder
9    Oversee and Report a Third-Party Racial Equity Audit    Against    Against    Shareholder
10    Report on Risks Associated with Use of Concealment Clauses    Against    For    Shareholder
11    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    Against    Shareholder
12    Report on Government Takedown Requests    Against    Against    Shareholder
13    Report on Risks of Doing Business in Countries with Significant Human Rights Concerns    Against    Against    Shareholder
14    Report on Managing Risks Related to Data Collection, Privacy and Security    Against    Against    Shareholder
15    Disclose More Quantitative and Qualitative Information on Algorithmic Systems    Against    Against    Shareholder
16    Commission Third Party Assessment of Company’s Management of Misinformation and Disinformation Across Platforms    Against    Against    Shareholder
17    Report on External Costs of Misinformation and Impact on Diversified Shareholders    Against    Against    Shareholder
18    Report on Steps to Improve Racial and Gender Board Diversity    Against    Against    Shareholder
19    Establish an Environmental Sustainability Board Committee    Against    Against    Shareholder
20    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Against    Against    Shareholder
21    Report on Policies Regarding Military and Militarized Policing Agencies    Against    Against    Shareholder

 

AMERICAN EXPRESS CO.    

 

Ticker:

   AXP   

Security ID:

   025816109

Meeting Date:

   MAY 03, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 07, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Thomas J. Baltimore    For    For    Management
1b    Elect Director Charlene Barshefsky    For    For    Management
1c    Elect Director John J. Brennan    For    For    Management
1d    Elect Director Peter Chernin    For    For    Management
1e    Elect Director Ralph de la Vega    For    For    Management
1f    Elect Director Michael O. Leavitt    For    For    Management
1g    Elect Director Theodore J. Leonsis    For    For    Management
1h    Elect Director Karen L. Parkhill    For    For    Management
1i    Elect Director Charles E. Phillips    For    For    Management
1j    Elect Director Lynn A. Pike    For    For    Management
1k    Elect Director Stephen J. Squeri    For    For    Management
1l    Elect Director Daniel L. Vasella    For    For    Management
1m    Elect Director Lisa W. Wardell    For    For    Management
1n    Elect Director Christopher D. Young    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Require Independent Board Chair    Against    Against    Shareholder

 

Page 2


ANHEUSER-BUSCH INBEV SA/NV    

 

Ticker:

   ABI   

Security ID:

   03524A108

Meeting Date:

   APR 27, 2022   

Meeting Type:

   Annual/Special

Record Date:

   MAR 15, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


A.1.a    Receive Special Board Report Re: Authorized Capital (Non-Voting)    None    None    Management
A.1.b    Renew Authorization to Increase Share Capital within the Framework of Authorized Capital    For    For    Management
B.2    Receive Directors’ Reports (Non-Voting)    None    None    Management
B.3    Receive Auditors’ Reports (Non-Voting)    None    None    Management
B.4    Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    None    None    Management
B.5    Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share    For    For    Management
B.6    Approve Discharge of Directors    For    For    Management
B.7    Approve Discharge of Auditors    For    For    Management
B.8.a    Re-elect Martin J. Barrington as Director    For    For    Management
B.8.b    Re-elect William F. Gifford, Jr. as Director    For    For    Management
B.8.c    Re-elect Alejandro Santo Domingo Davila as Director    For    For    Management
B.8.d    Elect Nitin Nohria as Director    For    For    Management
B.9    Ratify PwC as Auditors and Approve Auditors’ Remuneration    For    For    Management
B.10    Approve Remuneration Policy    For    Against    Management
B.11    Approve Remuneration Report    For    For    Management
C.12    Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    For    For    Management

 

BAKER HUGHES CO.    

 

Ticker:

   BKR   

Security ID:

   05722G100

Meeting Date:

   MAY 17, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 21, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director W. Geoffrey Beattie    For    For    Management
1.2    Elect Director Gregory D. Brenneman    For    For    Management
1.3    Elect Director Cynthia B. Carroll    For    For    Management
1.4    Elect Director Nelda J. Connors    For    For    Management
1.5    Elect Director Michael R. Dumais    For    For    Management
1.6    Elect Director Gregory L. Ebel    For    For    Management
1.7    Elect Director Lynn L. Elsenhans    For    For    Management
1.8    Elect Director John G. Rice    For    For    Management
1.9    Elect Director Lorenzo Simonelli    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify KPMG LLP as Auditors    For    For    Management

 

Page 3


BANK OF AMERICA CORP.    

 

Ticker:

   BAC   

Security ID:

   060505104

Meeting Date:

   APR 26, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 01, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Sharon L. Allen    For    For    Management
1b    Elect Director Frank P. Bramble, Sr.    For    For    Management
1c    Elect Director Pierre J.P. de Weck    For    For    Management
1d    Elect Director Arnold W. Donald    For    For    Management
1e    Elect Director Linda P. Hudson    For    For    Management
1f    Elect Director Monica C. Lozano    For    For    Management
1g    Elect Director Brian T. Moynihan    For    For    Management
1h    Elect Director Lionel L. Nowell, III    For    For    Management
1i    Elect Director Denise L. Ramos    For    For    Management
1j    Elect Director Clayton S. Rose    For    For    Management
1k    Elect Director Michael D. White    For    For    Management
1l    Elect Director Thomas D. Woods    For    For    Management
1m    Elect Director R. David Yost    For    For    Management
1n    Elect Director Maria T. Zuber    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    For    For    Management
5    Report on Civil Rights and Nondiscrimination Audit    Against    Against    Shareholder
6    Adopt Fossil Fuel Lending Policy Consistent with IEA’s Net Zero 2050 Scenario    Against    Against    Shareholder
7    Report on Charitable Contributions    Against    Against    Shareholder

 

BIOMARIN PHARMACEUTICAL, INC.    

 

Ticker:

   BMRN   

Security ID:

   09061G101

Meeting Date:

   MAY 24, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 28, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Mark J. Alles    For    For    Management
1.2    Elect Director Elizabeth McKee Anderson    For    For    Management
1.3    Elect Director Jean-Jacques Bienaime    For    For    Management
1.4    Elect Director Willard Dere    For    For    Management
1.5    Elect Director Elaine J. Heron    For    For    Management
1.6    Elect Director Maykin Ho    For    For    Management
1.7    Elect Director Robert J. Hombach    For    For    Management
1.8    Elect Director V. Bryan Lawlis    For    For    Management
1.9    Elect Director Richard A. Meier    For    For    Management
1.10    Elect Director David E.I. Pyott    For    For    Management
1.11    Elect Director Dennis J. Slamon    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 4


BOOKING HOLDINGS, INC.    

 

Ticker:

   BKNG   

Security ID:

   09857L108

Meeting Date:

   JUN 09, 2022   

Meeting Type:

   Annual

Record Date:

   APR 21, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Timothy Armstrong    For    For    Management
1.2    Elect Director Glenn D. Fogel    For    For    Management
1.3    Elect Director Mirian M. Graddick-Weir    For    For    Management
1.4    Elect Director Wei Hopeman    For    For    Management
1.5    Elect Director Robert J. Mylod, Jr.    For    For    Management
1.6    Elect Director Charles H. Noski    For    For    Management
1.7    Elect Director Nicholas J. Read    For    For    Management
1.8    Elect Director Thomas E. Rothman    For    For    Management
1.9    Elect Director Sumit Singh    For    For    Management
1.10    Elect Director Lynn Vojvodich Radakovich    For    For    Management
1.11    Elect Director Vanessa A. Wittman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
5    Report on Climate Change Performance Metrics Into Executive Compensation Program    Against    Against    Shareholder

 

BRIGHTHOUSE FINANCIAL, INC.    

 

Ticker:

   BHF   

Security ID:

   10922N103

Meeting Date:

   JUN 08, 2022   

Meeting Type:

   Annual

Record Date:

   APR 11, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Irene Chang Britt    For    For    Management
1b    Elect Director C. Edward (Chuck) Chaplin    For    For    Management
1c    Elect Director Stephen C. (Steve) Hooley    For    For    Management
1d    Elect Director Carol D. Juel    For    For    Management
1e    Elect Director Eileen A. Mallesch    For    For    Management
1f    Elect Director Diane E. Offereins    For    For    Management
1g    Elect Director Patrick J. (Pat) Shouvlin    For    For    Management
1h    Elect Director Eric T. Steigerwalt    For    For    Management
1i    Elect Director Paul M. Wetzel    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 5


BRISTOL-MYERS SQUIBB CO.    

 

Ticker:

   BMY   

Security ID:

   110122108

Meeting Date:

   MAY 03, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1A    Elect Director Peter J. Arduini    For    For    Management
1B    Elect Director Giovanni Caforio    For    For    Management
1C    Elect Director Julia A. Haller    For    For    Management
1D    Elect Director Manuel Hidalgo Medina    For    For    Management
1E    Elect Director Paula A. Price    For    For    Management
1F    Elect Director Derica W. Rice    For    For    Management
1G    Elect Director Theodore R. Samuels    For    For    Management
1H    Elect Director Gerald L. Storch    For    For    Management
1I    Elect Director Karen H. Vousden    For    For    Management
1J    Elect Director Phyllis R. Yale    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
5    Require Independent Board Chair    Against    Against    Shareholder

 

CAPITAL ONE FINANCIAL CORP.    

 

Ticker:

   COF   

Security ID:

   14040H105

Meeting Date:

   MAY 05, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 09, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Richard D. Fairbank    For    For    Management
1b    Elect Director Ime Archibong    For    For    Management
1c    Elect Director Christine Detrick    For    For    Management
1d    Elect Director Ann Fritz Hackett    For    For    Management
1e    Elect Director Peter Thomas Killalea    For    For    Management
1f    Elect Director Cornelis “Eli” Leenaars    For    For    Management
1g    Elect Director Francois Locoh-Donou    For    For    Management
1h    Elect Director Peter E. Raskind    For    For    Management
1i    Elect Director Eileen Serra    For    For    Management
1j    Elect Director Mayo A. Shattuck, III    For    For    Management
1k    Elect Director Bradford H. Warner    For    For    Management
1l    Elect Director Catherine G. West    For    For    Management
1m    Elect Director Craig Anthony Williams    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management

 

Page 6


CARRIER GLOBAL CORP.    

 

Ticker:

   CARR   

Security ID:

   14448C104

Meeting Date:

   APR 14, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 22, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean-Pierre Garnier    For    For    Management
1b    Elect Director David L. Gitlin    For    For    Management
1c    Elect Director John J. Greisch    For    For    Management
1d    Elect Director Charles M. Holley, Jr.    For    For    Management
1e    Elect Director Michael M. McNamara    For    For    Management
1f    Elect Director Michael A. Todman    For    For    Management
1g    Elect Director Virginia M. Wilson    For    For    Management
1h    Elect Director Beth A. Wozniak    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

CELANESE CORP.    

 

Ticker:

   CE   

Security ID:

   150870103

Meeting Date:

   APR 20, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 22, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean S. Blackwell    For    For    Management
1b    Elect Director William M. Brown    For    For    Management
1c    Elect Director Edward G. Galante    For    For    Management
1d    Elect Director Rahul Ghai    For    For    Management
1e    Elect Director Kathryn M. Hill    For    For    Management
1f    Elect Director David F. Hoffmeister    For    For    Management
1g    Elect Director Jay V. Ihlenfeld    For    For    Management
1h    Elect Director Deborah J. Kissire    For    For    Management
1i    Elect Director Michael Koenig    For    For    Management
1j    Elect Director Kim K.W. Rucker    For    For    Management
1k    Elect Director Lori J. Ryerkerk    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 7


CHARTER COMMUNICATIONS, INC.    

 

Ticker:

   CHTR   

Security ID:

   16119P108

Meeting Date:

   APR 26, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director W. Lance Conn    For    For    Management
1b    Elect Director Kim C. Goodman    For    For    Management
1c    Elect Director Craig A. Jacobson    For    For    Management
1d    Elect Director Gregory B. Maffei    For    For    Management
1e    Elect Director John D. Markley, Jr.    For    For    Management
1f    Elect Director David C. Merritt    For    For    Management
1g    Elect Director James E. Meyer    For    For    Management
1h    Elect Director Steven A. Miron    For    For    Management
1i    Elect Director Balan Nair    For    For    Management
1j    Elect Director Michael A. Newhouse    For    For    Management
1k    Elect Director Mauricio Ramos    For    For    Management
1l    Elect Director Thomas M. Rutledge    For    For    Management
1m    Elect Director Eric L. Zinterhofer    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Report on Lobbying Payments and Policy    Against    Against    Shareholder
4    Require Independent Board Chair    Against    Against    Shareholder
5    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder
6    Disclose Climate Action Plan and GHG Emissions Reduction Targets    Against    For    Shareholder
7    Adopt Policy to Annually Disclose EEO-1 Data    Against    For    Shareholder
8    Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics    Against    For    Shareholder

 

CIGNA CORP.    

 

Ticker:

   CI   

Security ID:

   125523100

Meeting Date:

   APR 27, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 08, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director David M. Cordani    For    For    Management
1b    Elect Director William J. DeLaney    For    For    Management
1c    Elect Director Eric J. Foss    For    For    Management
1d    Elect Director Elder Granger    For    For    Management
1e    Elect Director Neesha Hathi    For    For    Management
1f    Elect Director George Kurian    For    For    Management
1g    Elect Director Kathleen M. Mazzarella    For    For    Management
1h    Elect Director Mark B. McClellan    For    For    Management
1i    Elect Director Kimberly A. Ross    For    For    Management
1j    Elect Director Eric C. Wiseman    For    For    Management
1k    Elect Director Donna F. Zarcone    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
5    Report on Gender Pay Gap    Against    For    Shareholder
6    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder

 

Page 8


CISCO SYSTEMS, INC.    

 

Ticker:

   CSCO   

Security ID:

   17275R102

Meeting Date:

   DEC 13, 2021   

Meeting Type:

   Annual

Record Date:

   OCT 15, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director M. Michele Burns    For    For    Management
1b    Elect Director Wesley G. Bush    For    For    Management
1c    Elect Director Michael D. Capellas    For    For    Management
1d    Elect Director Mark Garrett    For    For    Management
1e    Elect Director John D. Harris, II    For    For    Management
1f    Elect Director Kristina M. Johnson    For    For    Management
1g    Elect Director Roderick C. McGeary    For    For    Management
1h    Elect Director Charles H. Robbins    For    For    Management
1i    Elect Director Brenton L. Saunders    For    For    Management
1j    Elect Director Lisa T. Su    For    For    Management
1k    Elect Director Marianna Tessel    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Amend Proxy Access Right    Against    For    Shareholder

 

COGNIZANT TECHNOLOGY SOLUTIONS CORP.    

 

Ticker:

   CTSH   

Security ID:

   192446102

Meeting Date:

   JUN 07, 2022   

Meeting Type:

   Annual

Record Date:

   APR 11, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Zein Abdalla    For    For    Management
1b    Elect Director Vinita Bali    For    For    Management
1c    Elect Director Maureen Breakiron-Evans    For    For    Management
1d    Elect Director Archana Deskus    For    For    Management
1e    Elect Director John M. Dineen    For    For    Management
1f    Elect Director Brian Humphries    For    For    Management
1g    Elect Director Leo S. Mackay, Jr.    For    For    Management
1h    Elect Director Michael Patsalos-Fox    For    For    Management
1i    Elect Director Stephen J. Rohleder    For    For    Management
1j    Elect Director Joseph M. Velli    For    For    Management
1k    Elect Director Sandra S. Wijnberg    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Amend Governing Documents Regarding Requirements to Call for a Special Meeting    Against    Against    Shareholder

 

Page 9


COMCAST CORP.    

 

Ticker:

   CMCSA   

Security ID:

   20030N101

Meeting Date:

   JUN 01, 2022   

Meeting Type:

   Annual

Record Date:

   APR 04, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kenneth J. Bacon    For    For    Management
1.2    Elect Director Madeline S. Bell    For    For    Management
1.3    Elect Director Edward D. Breen    For    For    Management
1.4    Elect Director Gerald L. Hassell    For    For    Management
1.5    Elect Director Jeffrey A. Honickman    For    For    Management
1.6    Elect Director Maritza G. Montiel    For    For    Management
1.7    Elect Director Asuka Nakahara    For    For    Management
1.8    Elect Director David C. Novak    For    For    Management
1.9    Elect Director Brian L. Roberts    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Report on Charitable Contributions    Against    Against    Shareholder
5    Oversee and Report a Racial Equity Audit    Against    Against    Shareholder
6    Report on Omitting Viewpoint and Ideology from EEO Policy    Against    Against    Shareholder
7    Conduct Audit and Report on Effectiveness of Sexual Harassment Policies    Against    Against    Shareholder
8    Report on Retirement Plan Options Aligned with Company Climate Goals    Against    Against    Shareholder

 

CONOCOPHILLIPS    

 

Ticker:

   COP   

Security ID:

   20825C104

Meeting Date:

   MAY 10, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Caroline Maury Devine    For    For    Management
1b    Elect Director Jody Freeman    For    For    Management
1c    Elect Director Gay Huey Evans    For    For    Management
1d    Elect Director Jeffrey A. Joerres    For    For    Management
1e    Elect Director Ryan M. Lance    For    For    Management
1f    Elect Director Timothy A. Leach    For    For    Management
1g    Elect Director William H. McRaven    For    For    Management
1h    Elect Director Sharmila Mulligan    For    For    Management
1i    Elect Director Eric D. Mullins    For    For    Management
1j    Elect Director Arjun N. Murti    For    For    Management
1k    Elect Director Robert A. Niblock    For    For    Management
1l    Elect Director David T. Seaton    For    For    Management
1m    Elect Director R.A. Walker    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Eliminate Supermajority Vote Requirement    For    For    Management
5    Provide Right to Call Special Meeting    For    For    Management
6    Provide Right to Call Special Meetings    Against    For    Shareholder
7    Report on GHG Emissions Reduction Targets    Against    Against    Shareholder
8    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

Page 10


CVS HEALTH CORP.    

 

Ticker:

   CVS   

Security ID:

   126650100

Meeting Date:

   MAY 11, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Fernando Aguirre    For    For    Management
1b    Elect Director C. David Brown, II    For    For    Management
1c    Elect Director Alecia A. DeCoudreaux    For    For    Management
1d    Elect Director Nancy-Ann M. DeParle    For    For    Management
1e    Elect Director Roger N. Farah    For    For    Management
1f    Elect Director Anne M. Finucane    For    For    Management
1g    Elect Director Edward J. Ludwig    For    For    Management
1h    Elect Director Karen S. Lynch    For    For    Management
1i    Elect Director Jean-Pierre Millon    For    For    Management
1j    Elect Director Mary L. Schapiro    For    For    Management
1k    Elect Director William C. Weldon    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
5    Require Independent Board Chair    Against    Against    Shareholder
6    Commission a Workplace Non-Discrimination Audit    Against    Against    Shareholder
7    Adopt a Policy on Paid Sick Leave for All Employees    Against    Against    Shareholder
8    Report on External Public Health Costs and Impact on Diversified Shareholders    Against    Against    Shareholder

 

DELL TECHNOLOGIES, INC.    

 

Ticker:

   DELL   

Security ID:

   24703L202

Meeting Date:

   JUN 27, 2022   

Meeting Type:

   Annual

Record Date:

   APR 28, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Michael S. Dell    For    For    Management
1.2    Elect Director David W. Dorman    For    For    Management
1.3    Elect Director Egon Durban    For    For    Management
1.4    Elect Director David Grain    For    For    Management
1.5    Elect Director William D. Green    For    For    Management
1.6    Elect Director Simon Patterson    For    For    Management
1.7    Elect Director Lynn Vojvodich Radakovich    For    For    Management
1.8    Elect Director Ellen J. Kullman    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Certificate of Incorporation    For    For    Management

 

Page 11


DISH NETWORK CORP.    

 

Ticker:

   DISH   

Security ID:

   25470M109

Meeting Date:

   APR 29, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 08, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kathleen Q. Abernathy    For    For    Management
1.2    Elect Director George R. Brokaw    For    For    Management
1.3    Elect Director W. Erik Carlson    For    For    Management
1.4    Elect Director James DeFranco    For    For    Management
1.5    Elect Director Cantey M. Ergen    For    For    Management
1.6    Elect Director Charles W. Ergen    For    For    Management
1.7    Elect Director Tom A. Ortolf    For    For    Management
1.8    Elect Director Joseph T. Proietti    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Report on Political Contributions    Against    Against    Shareholder

 

ELANCO ANIMAL HEALTH, INC.    

 

Ticker:

   ELAN   

Security ID:

   28414H103

Meeting Date:

   MAY 18, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 21, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Kapila Kapur Anand    For    Against    Management
1b    Elect Director John P. Bilbrey    For    For    Management
1c    Elect Director Scott D. Ferguson    For    For    Management
1d    Elect Director Paul Herendeen    For    For    Management
1e    Elect Director Lawrence E. Kurzius    For    Against    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Approve Qualified Employee Stock Purchase Plan    For    For    Management
5    Eliminate Supermajority Vote Requirements    For    For    Management
6    Amend Certificate of Incorporation to Eliminate Legacy Parent Provisions    For    For    Management

 

Page 12


FEDEX CORP.    

 

Ticker:

   FDX   

Security ID:

   31428X106

Meeting Date:

   SEP 27, 2021   

Meeting Type:

   Annual

Record Date:

   AUG 02, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Marvin R. Ellison    For    For    Management
1b    Elect Director Susan Patricia Griffith    For    For    Management
1c    Elect Director Kimberly A. Jabal    For    For    Management
1d    Elect Director Shirley Ann Jackson    For    For    Management
1e    Elect Director R. Brad Martin    For    For    Management
1f    Elect Director Joshua Cooper Ramo    For    For    Management
1g    Elect Director Susan C. Schwab    For    For    Management
1h    Elect Director Frederick W. Smith    For    For    Management
1i    Elect Director David P. Steiner    For    For    Management
1j    Elect Director Rajesh Subramaniam    For    For    Management
1k    Elect Director Paul S. Walsh    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management
4    Require Independent Board Chair    Against    Against    Shareholder
5    Report on Alignment Between Company Values and Electioneering Contributions    Against    Against    Shareholder
6    Report on Lobbying Payments and Policy    Against    Against    Shareholder
7    Report on Racism in Corporate Culture    Against    For    Shareholder
8    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

FISERV, INC.    

 

Ticker:

   FISV   

Security ID:

   337738108

Meeting Date:

   MAY 18, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 21, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Frank J. Bisignano    For    For    Management
1.2    Elect Director Alison Davis    For    For    Management
1.3    Elect Director Henrique de Castro    For    For    Management
1.4    Elect Director Harry F. DiSimone    For    For    Management
1.5    Elect Director Dylan G. Haggart    For    For    Management
1.6    Elect Director Wafaa Mamilli    For    For    Management
1.7    Elect Director Heidi G. Miller    For    For    Management
1.8    Elect Director Doyle R. Simons    For    For    Management
1.9    Elect Director Kevin M. Warren    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

Page 13


FOX CORP.    

 

Ticker:

   FOXA   

Security ID:

   35137L204

Meeting Date:

   NOV 10, 2021   

Meeting Type:

   Annual

Record Date:

   SEP 13, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director K. Rupert Murdoch    For    For    Management
1b    Elect Director Lachlan K. Murdoch    For    For    Management
1c    Elect Director William A. Burck    For    For    Management
1d    Elect Director Chase Carey    For    For    Management
1e    Elect Director Anne Dias    For    For    Management
1f    Elect Director Roland A. Hernandez    For    For    Management
1g    Elect Director Jacques Nasser    For    For    Management
1h    Elect Director Paul D. Ryan    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Report on Lobbying Payments and Policy    Against    Against    Shareholder
5    Amend Certificate of Incorporation to Become a Public Benefit Corporation    Against    Against    Shareholder

 

GAMING AND LEISURE PROPERTIES, INC.    

 

Ticker:

   GLPI   

Security ID:

   36467J108

Meeting Date:

   JUN 16, 2022   

Meeting Type:

   Annual

Record Date:

   APR 12, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Peter M. Carlino    For    For    Management
1b    Elect Director JoAnne A. Epps    For    For    Management
1c    Elect Director Carol (Lili) Lynton    For    For    Management
1d    Elect Director Joseph W. Marshall, III    For    For    Management
1e    Elect Director James B. Perry    For    For    Management
1f    Elect Director Barry F. Schwartz    For    For    Management
1g    Elect Director Earl C. Shanks    For    For    Management
1h    Elect Director E. Scott Urdang    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

Page 14


GILEAD SCIENCES, INC.    

 

Ticker:

   GILD   

Security ID:

   375558103

Meeting Date:

   MAY 04, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 15, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jacqueline K. Barton    For    For    Management
1b    Elect Director Jeffrey A. Bluestone    For    For    Management
1c    Elect Director Sandra J. Horning    For    For    Management
1d    Elect Director Kelly A. Kramer    For    For    Management
1e    Elect Director Kevin E. Lofton    For    For    Management
1f    Elect Director Harish Manwani    For    For    Management
1g    Elect Director Daniel P. O’Day    For    For    Management
1h    Elect Director Javier J. Rodriguez    For    For    Management
1i    Elect Director Anthony Welters    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Approve Omnibus Stock Plan    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder
6    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Against    Against    Shareholder
7    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder
8    Publish Third-Party Review of Alignment of Company’s Lobbying Activities with its Public Statements    Against    Against    Shareholder
9    Report on Board Oversight of Risks Related to Anticompetitive Practices    Against    Against    Shareholder

 

GLAXOSMITHKLINE PLC    

 

Ticker:

   GSK   

Security ID:

   37733W105

Meeting Date:

   MAY 04, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 17, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Elect Anne Beal as Director    For    For    Management
5    Elect Harry Dietz as Director    For    For    Management
6    Re-elect Sir Jonathan Symonds as Director    For    For    Management
7    Re-elect Dame Emma Walmsley as Director    For    For    Management
8    Re-elect Charles Bancroft as Director    For    For    Management
9    Re-elect Vindi Banga as Director    For    For    Management
10    Re-elect Hal Barron as Director    For    For    Management
11    Re-elect Dame Vivienne Cox as Director    For    For    Management
12    Re-elect Lynn Elsenhans as Director    For    For    Management
13    Re-elect Laurie Glimcher as Director    For    For    Management
14    Re-elect Jesse Goodman as Director    For    For    Management
15    Re-elect Iain Mackay as Director    For    For    Management
16    Re-elect Urs Rohner as Director    For    For    Management
17    Reappoint Deloitte LLP as Auditors    For    For    Management
18    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
19    Authorise UK Political Donations and Expenditure    For    For    Management
20    Authorise Issue of Equity    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
23    Authorise Market Purchase of Ordinary Shares    For    For    Management
24    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    For    For    Management
25    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
26    Approve Share Save Plan    For    For    Management
27    Approve Share Reward Plan    For    For    Management
28    Adopt New Articles of Association    For    For    Management

 

Page 15


HEWLETT PACKARD ENTERPRISE CO.    

 

Ticker:

   HPE   

Security ID:

   42824C109

Meeting Date:

   APR 05, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 04, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Daniel Ammann    For    For    Management
1b    Elect Director Pamela L. Carter    For    For    Management
1c    Elect Director Jean M. Hobby    For    For    Management
1d    Elect Director George R. Kurtz    For    For    Management
1e    Elect Director Raymond J. Lane    For    Against    Management
1f    Elect Director Ann M. Livermore    For    For    Management
1g    Elect Director Antonio F. Neri    For    For    Management
1h    Elect Director Charles H. Noski    For    For    Management
1i    Elect Director Raymond E. Ozzie    For    For    Management
1j    Elect Director Gary M. Reiner    For    For    Management
1k    Elect Director Patricia F. Russo    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder

 

HONDA MOTOR CO., LTD.    

 

Ticker:

   7267   

Security ID:

   438128308

Meeting Date:

   JUN 22, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 30, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Kuraishi, Seiji    For    For    Management
1.2    Elect Director Mibe, Toshihiro    For    For    Management
1.3    Elect Director Takeuchi, Kohei    For    For    Management
1.4    Elect Director Aoyama, Shinji    For    For    Management
1.5    Elect Director Suzuki, Asako    For    For    Management
1.6    Elect Director Suzuki, Masafumi    For    For    Management
1.7    Elect Director Sakai, Kunihiko    For    For    Management
1.8    Elect Director Kokubu, Fumiya    For    For    Management
1.9    Elect Director Ogawa, Yoichiro    For    For    Management
1.10    Elect Director Higashi, Kazuhiro    For    For    Management
1.11    Elect Director Nagata, Ryoko    For    For    Management

 

Page 16


HP, INC.    

 

Ticker:

   HPQ   

Security ID:

   40434L105

Meeting Date:

   APR 19, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 18, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Aida M. Alvarez    For    For    Management
1b    Elect Director Shumeet Banerji    For    For    Management
1c    Elect Director Robert R. Bennett    For    For    Management
1d    Elect Director Charles “Chip” V. Bergh    For    For    Management
1e    Elect Director Bruce Broussard    For    For    Management
1f    Elect Director Stacy Brown-Philpot    For    For    Management
1g    Elect Director Stephanie A. Burns    For    For    Management
1h    Elect Director Mary Anne Citrino    For    For    Management
1i    Elect Director Richard L. Clemmer    For    For    Management
1j    Elect Director Enrique J. Lores    For    For    Management
1k    Elect Director Judith “Jami” Miscik    For    For    Management
1l    Elect Director Kim K.W. Rucker    For    For    Management
1m    Elect Director Subra Suresh    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder

 

INCYTE CORP.    

 

Ticker:

   INCY   

Security ID:

   45337C102

Meeting Date:

   JUN 15, 2022   

Meeting Type:

   Annual

Record Date:

   APR 18, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Julian C. Baker    For    For    Management
1.2    Elect Director Jean-Jacques Bienaime    For    For    Management
1.3    Elect Director Otis W. Brawley    For    For    Management
1.4    Elect Director Paul J. Clancy    For    For    Management
1.5    Elect Director Jacqualyn A. Fouse    For    For    Management
1.6    Elect Director Edmund P. Harrigan    For    For    Management
1.7    Elect Director Katherine A. High    For    For    Management
1.8    Elect Director Herve Hoppenot    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management

 

Page 17


JOHNSON CONTROLS INTERNATIONAL PLC    

 

Ticker:

   JCI   

Security ID:

   G51502105

Meeting Date:

   MAR 09, 2022   

Meeting Type:

   Annual

Record Date:

   JAN 06, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean Blackwell    For    For    Management
1b    Elect Director Pierre Cohade    For    For    Management
1c    Elect Director Michael E. Daniels    For    For    Management
1d    Elect Director W. Roy Dunbar    For    For    Management
1e    Elect Director Gretchen R. Haggerty    For    For    Management
1f    Elect Director Simone Menne    For    For    Management
1g    Elect Director George R. Oliver    For    For    Management
1h    Elect Director Jurgen Tinggren    For    For    Management
1i    Elect Director Mark Vergnano    For    For    Management
1j    Elect Director R. David Yost    For    For    Management
1k    Elect Director John D. Young    For    For    Management
2a    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
2b    Authorize Board to Fix Remuneration of Auditors    For    For    Management
3    Authorize Market Purchases of Company Shares    For    For    Management
4    Determine Price Range for Reissuance of Treasury Shares    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Approve the Directors’ Authority to Allot Shares    For    For    Management
7    Approve the Disapplication of Statutory Pre-Emption Rights    For    For    Management

 

JUNIPER NETWORKS, INC.    

 

Ticker:

   JNPR   

Security ID:

   48203R104

Meeting Date:

   MAY 11, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 18, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Gary Daichendt    For    For    Management
1b    Elect Director Anne DelSanto    For    For    Management
1c    Elect Director Kevin DeNuccio    For    For    Management
1d    Elect Director James Dolce    For    For    Management
1e    Elect Director Christine Gorjanc    For    For    Management
1f    Elect Director Janet Haugen    For    For    Management
1g    Elect Director Scott Kriens    For    For    Management
1h    Elect Director Rahul Merchant    For    For    Management
1i    Elect Director Rami Rahim    For    For    Management
1j    Elect Director William Stensrud    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Omnibus Stock Plan    For    For    Management

 

Page 18


LINCOLN NATIONAL CORP.    

 

Ticker:

   LNC   

Security ID:

   534187109

Meeting Date:

   MAY 27, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 21, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Deirdre P. Connelly    For    For    Management
1.2    Elect Director Ellen G. Cooper    For    For    Management
1.3    Elect Director William H. Cunningham    For    For    Management
1.4    Elect Director Reginald E. Davis    For    For    Management
1.5    Elect Director Dennis R. Glass    For    For    Management
1.6    Elect Director Eric G. Johnson    For    For    Management
1.7    Elect Director Gary C. Kelly    For    For    Management
1.8    Elect Director M. Leanne Lachman    For    For    Management
1.9    Elect Director Dale LeFebvre    For    For    Management
1.10    Elect Director Janet Liang    For    For    Management
1.11    Elect Director Michael F. Mee    For    For    Management
1.12    Elect Director Patrick S. Pittard    For    For    Management
1.13    Elect Director Lynn M. Utter    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Amend Omnibus Stock Plan    For    For    Management
5    Require Independent Board Chair    Against    Against    Shareholder
6    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder

 

LYONDELLBASELL INDUSTRIES NV    

 

Ticker:

   LYB   

Security ID:

   N53745100

Meeting Date:

   MAY 27, 2022   

Meeting Type:

   Annual

Record Date:

   APR 29, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jacques Aigrain    For    For    Management
1b    Elect Director Lincoln Benet    For    For    Management
1c    Elect Director Jagjeet (Jeet) Bindra    For    For    Management
1d    Elect Director Robin Buchanan    For    For    Management
1e    Elect Director Anthony (Tony) Chase    For    For    Management
1f    Elect Director Nance Dicciani    For    For    Management
1g    Elect Director Robert (Bob) Dudley    For    For    Management
1h    Elect Director Claire Farley    For    For    Management
1i    Elect Director Michael Hanley    For    For    Management
1j    Elect Director Virginia Kamsky    For    For    Management
1k    Elect Director Albert Manifold    For    For    Management
1l    Elect Director Peter Vanacker    For    For    Management
2    Approve Discharge of Directors    For    For    Management
3    Adopt Financial Statements and Statutory Reports    For    For    Management
4    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Management
5    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
7    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
8    Approve Cancellation of Shares    For    For    Management

 

Page 19


MEDTRONIC PLC    

 

Ticker:

   MDT   

Security ID:

   G5960L103

Meeting Date:

   DEC 09, 2021   

Meeting Type:

   Annual

Record Date:

   OCT 14, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Richard H. Anderson    For    For    Management
1b    Elect Director Craig Arnold    For    For    Management
1c    Elect Director Scott C. Donnelly    For    For    Management
1d    Elect Director Andrea J. Goldsmith    For    For    Management
1e    Elect Director Randall J. Hogan, III    For    For    Management
1f    Elect Director Kevin E. Lofton    For    For    Management
1g    Elect Director Geoffrey S. Martha    For    For    Management
1h    Elect Director Elizabeth G. Nabel    For    For    Management
1i    Elect Director Denise M. O’Leary    For    For    Management
1j    Elect Director Kendall J. Powell    For    For    Management
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5    Approve Omnibus Stock Plan    For    For    Management
6    Renew the Board’s Authority to Issue Shares Under Irish Law    For    For    Management
7    Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law    For    For    Management
8    Authorize Overseas Market Purchases of Ordinary Shares    For    For    Management

 

META PLATFORMS, INC.    

 

Ticker:

   FB   

Security ID:

   30303M102

Meeting Date:

   MAY 25, 2022   

Meeting Type:

   Annual

Record Date:

   APR 01, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Peggy Alford    For    For    Management
1.2    Elect Director Marc L. Andreessen    For    For    Management
1.3    Elect Director Andrew W. Houston    For    For    Management
1.4    Elect Director Nancy Killefer    For    For    Management
1.5    Elect Director Robert M. Kimmitt    For    For    Management
1.6    Elect Director Sheryl K. Sandberg    For    For    Management
1.7    Elect Director Tracey T. Travis    For    For    Management
1.8    Elect Director Tony Xu    For    For    Management
1.9    Elect Director Mark Zuckerberg    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    Against    Shareholder
5    Require Independent Board Chair    Against    Against    Shareholder
6    Report on Risks Associated with Use of Concealment Clauses    Against    Against    Shareholder
7    Report on External Costs of Misinformation and Impact on Diversified Shareholders    Against    Against    Shareholder
8    Report on Community Standards Enforcement    Against    Against    Shareholder
9    Report on User Risk and Advisory Vote on Metaverse Project    Against    Against    Shareholder
10    Publish Third Party Human Rights Impact Assessment    Against    Against    Shareholder
11    Report on Child Sexual Exploitation Online    Against    Against    Shareholder
12    Commission a Workplace Non-Discrimination Audit    Against    Against    Shareholder
13    Report on Lobbying Payments and Policy    Against    Against    Shareholder
14    Commission Assessment of Audit and Risk Oversight Committee    Against    Against    Shareholder
15    Report on Charitable Contributions    Against    Against    Shareholder

 

Page 20


METLIFE, INC.

 

Ticker:

   MET   

Security ID:

   59156R108

Meeting Date:

   JUN 21, 2022   

Meeting Type:

   Annual

Record Date:

   APR 22, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Cheryl W. Grise    For    For    Management
1b    Elect Director Carlos M. Gutierrez    For    For    Management
1c    Elect Director Carla A. Harris    For    For    Management
1d    Elect Director Gerald L. Hassell    For    For    Management
1e    Elect Director David L. Herzog    For    For    Management
1f    Elect Director R. Glenn Hubbard    For    For    Management
1g    Elect Director Edward J. Kelly, III    For    For    Management
1h    Elect Director William E. Kennard    For    For    Management
1i    Elect Director Michel A. Khalaf    For    For    Management
1j    Elect Director Catherine R. Kinney    For    For    Management
1k    Elect Director Diana L. McKenzie    For    For    Management
1l    Elect Director Denise M. Morrison    For    For    Management
1m    Elect Director Mark A. Weinberger    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

MICRO FOCUS INTERNATIONAL PLC

 

Ticker:

   MCRO   

Security ID:

   594837403

Meeting Date:

   MAR 30, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3    Approve Remuneration Report    For    For    Management
4    Elect Matt Ashley as Director    For    For    Management
5    Elect Pauline Campbell as Director    For    For    Management
6    Re-elect Greg Lock as Director    For    For    Management
7    Re-elect Stephen Murdoch as Director    For    For    Management
8    Re-elect Richard Atkins as Director    For    For    Management
9    Re-elect Amanda Brown as Director    For    For    Management
10    Re-elect Lawton Fitt as Director    For    For    Management
11    Re-elect Robert Youngjohns as Director    For    For    Management
12    Reappoint KPMG LLP as Auditors    For    For    Management
13    Authorise Board to Fix Remuneration of Auditors    For    For    Management
14    Authorise Issue of Equity    For    For    Management
15    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
16    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
17    Authorise Market Purchase of Ordinary Shares    For    For    Management
18    Adopt New Articles of Association    For    For    Management
19    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 21


MICROCHIP TECHNOLOGY, INC.

 

Ticker:

   MCHP   

Security ID:

   595017104

Meeting Date:

   AUG 24, 2021   

Meeting Type:

   Annual

Record Date:

   JUN 28, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Matthew W. Chapman    For    For    Management
1.2    Elect Director Esther L. Johnson    For    For    Management
1.3    Elect Director Karlton D. Johnson    For    For    Management
1.4    Elect Director Wade F. Meyercord    For    For    Management
1.5    Elect Director Ganesh Moorthy    For    For    Management
1.6    Elect Director Karen M. Rapp    For    For    Management
1.7    Elect Director Steve Sanghi    For    For    Management
2    Increase Authorized Common Stock    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Ratify Ernst & Young LLP as Auditors    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

MICROSOFT CORP.

 

Ticker:

   MSFT   

Security ID:

   594918104

Meeting Date:

   NOV 30, 2021   

Meeting Type:

   Annual

Record Date:

   SEP 30, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Reid G. Hoffman    For    For    Management
1.2    Elect Director Hugh F. Johnston    For    For    Management
1.3    Elect Director Teri L. List    For    For    Management
1.4    Elect Director Satya Nadella    For    For    Management
1.5    Elect Director Sandra E. Peterson    For    For    Management
1.6    Elect Director Penny S. Pritzker    For    For    Management
1.7    Elect Director Carlos A. Rodriguez    For    For    Management
1.8    Elect Director Charles W. Scharf    For    For    Management
1.9    Elect Director John W. Stanton    For    For    Management
1.10    Elect Director John W. Thompson    For    For    Management
1.11    Elect Director Emma N. Walmsley    For    For    Management
1.12    Elect Director Padmasree Warrior    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Approve Qualified Employee Stock Purchase Plan    For    For    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Report on Gender/Racial Pay Gap    Against    For    Shareholder
6    Report on Effectiveness of Workplace Sexual Harassment Policies    Against    For    Shareholder
7    Prohibit Sales of Facial Recognition Technology to All Government Entities    Against    Against    Shareholder
8    Report on Implementation of the Fair Chance Business Pledge    Against    For    Shareholder
9    Report on Lobbying Activities Alignment with Company Policies    Against    Against    Shareholder

 

Page 22


MOLSON COORS BEVERAGE CO.

 

Ticker:

   TAP   

Security ID:

   60871R209

Meeting Date:

   MAY 18, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Roger G. Eaton    For    For    Management
1.2    Elect Director Charles M. Herington    For    For    Management
1.3    Elect Director H. Sanford Riley    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

NOVARTIS AG

 

Ticker:

   NOVN   

Security ID:

   66987V109

Meeting Date:

   MAR 04, 2022   

Meeting Type:

   Annual

Record Date:

   JAN 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3    Approve Allocation of Income and Dividends of CHF 3.10 per Share    For    For    Management
4    Approve CHF 15.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For    Management
5    Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    For    For    Management
6.1    Approve Remuneration of Directors in the Amount of CHF 8.6 Million    For    For    Management
6.2    Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million    For    For    Management
6.3    Approve Remuneration Report    For    For    Management
7.1    Re-elect Joerg Reinhardt as Director and Board Chairman    For    For    Management
7.2    Re-elect Nancy Andrews as Director    For    For    Management
7.3    Re-elect Ton Buechner as Director    For    For    Management
7.4    Re-elect Patrice Bula as Director    For    For    Management
7.5    Re-elect Elizabeth Doherty as Director    For    For    Management
7.6    Re-elect Bridgette Heller as Director    For    For    Management
7.7    Re-elect Frans van Houten as Director    For    For    Management
7.8    Re-elect Simon Moroney as Director    For    For    Management
7.9    Re-elect Andreas von Planta as Director    For    For    Management
7.10    Re-elect Charles Sawyers as Director    For    For    Management
7.11    Re-elect William Winters as Director    For    For    Management
7.12    Elect Ana de Pro Gonzalo as Director    For    For    Management
7.13    Elect Daniel Hochstrasser as Director    For    For    Management
8.1    Reappoint Patrice Bula as Member of the Compensation Committee    For    For    Management
8.2    Reappoint Bridgette Heller as Member of the Compensation Committee    For    For    Management
8.3    Reappoint Simon Moroney as Member of the Compensation Committee    For    For    Management
8.4    Reappoint William Winters as Member of the Compensation Committee    For    For    Management
9    Ratify KPMG AG as Auditors    For    For    Management
10    Designate Peter Zahn as Independent Proxy    For    For    Management
11    Transact Other Business (Voting)    For    Against    Management

 

Page 23


OCCIDENTAL PETROLEUM CORP.

 

Ticker:

   OXY   

Security ID:

   674599105

Meeting Date:

   MAY 06, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 11, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Vicky A. Bailey    For    For    Management
1b    Elect Director Stephen I. Chazen    For    For    Management
1c    Elect Director Andrew Gould    For    For    Management
1d    Elect Director Carlos M. Gutierrez    For    For    Management
1e    Elect Director Vicki Hollub    For    For    Management
1f    Elect Director William R. Klesse    For    For    Management
1g    Elect Director Jack B. Moore    For    For    Management
1h    Elect Director Avedick B. Poladian    For    For    Management
1i    Elect Director Robert M. Shearer    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify KPMG LLP as Auditors    For    For    Management
4    Report on Quantitative Short, Medium and Long-Term GHG Emissions Reduction Targets    Against    Against    Shareholder

 

OTIS WORLDWIDE CORP.

 

Ticker:

   OTIS   

Security ID:

   68902V107

Meeting Date:

   MAY 19, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 21, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jeffrey H. Black    For    For    Management
1b    Elect Director Kathy Hopinkah Hannan    For    For    Management
1c    Elect Director Shailesh G. Jejurikar    For    For    Management
1d    Elect Director Christopher J. Kearney    For    For    Management
1e    Elect Director Judith F. Marks    For    For    Management
1f    Elect Director Harold W. McGraw, III    For    For    Management
1g    Elect Director Margaret M. V. Preston    For    For    Management
1h    Elect Director Shelley Stewart, Jr.    For    For    Management
1i    Elect Director John H. Walker    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Amend Governing Documents Regarding Requirements to Call for a Special Meeting    Against    Against    Shareholder

 

Page 24


QURATE RETAIL, INC.

 

Ticker:

   QRTEA   

Security ID:

   74915M100

Meeting Date:

   JUN 14, 2022   

Meeting Type:

   Annual

Record Date:

   APR 18, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director John C. Malone    For    For    Management
1.2    Elect Director M. Ian G. Gilchrist    For    For    Management
1.3    Elect Director Andrea L. Wong    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management

 

RAYTHEON TECHNOLOGIES CORP.

 

Ticker:

   RTX   

Security ID:

   75513E101

Meeting Date:

   APR 25, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 01, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Tracy A. Atkinson    For    For    Management
1b    Elect Director Bernard A. Harris, Jr.    For    For    Management
1c    Elect Director Gregory J. Hayes    For    For    Management
1d    Elect Director George R. Oliver    For    For    Management
1e    Elect Director Robert K. (Kelly) Ortberg    For    For    Management
1f    Elect Director Margaret L. O’Sullivan    For    For    Management
1g    Elect Director Dinesh C. Paliwal    For    For    Management
1h    Elect Director Ellen M. Pawlikowski    For    For    Management
1i    Elect Director Denise L. Ramos    For    For    Management
1j    Elect Director Fredric G. Reynolds    For    For    Management
1k    Elect Director Brian C. Rogers    For    For    Management
1l    Elect Director James A. Winnefeld, Jr.    For    For    Management
1m    Elect Director Robert O. Work    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Reduce Supermajority Vote Requirement    For    For    Management

 

Page 25


REGENERON PHARMACEUTICALS, INC.

 

Ticker:

   REGN   

Security ID:

   75886F107

Meeting Date:

   JUN 10, 2022   

Meeting Type:

   Annual

Record Date:

   APR 12, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Bonnie L. Bassler    For    For    Management
1b    Elect Director Michael S. Brown    For    For    Management
1c    Elect Director Leonard S. Schleifer    For    For    Management
1d    Elect Director George D. Yancopoulos    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

SANOFI

 

Ticker:

   SAN   

Security ID:

   80105N105

Meeting Date:

   MAY 03, 2022   

Meeting Type:

   Annual/Special

Record Date:

   APR 04, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 3.33 per Share    For    For    Management
4    Re-elect Paul Hudson as Director    For    For    Management
5    Re-elect Christophe Babule as Director    For    For    Management
6    Re-elect Patrick Kron as Director    For    For    Management
7    Re-elect Gilles Schnepp as Director    For    For    Management
8    Elect Carole Ferrand as Director    For    For    Management
9    Elect Emile Voest as Director    For    For    Management
10    Elect Antoine Yver as Director    For    For    Management
11    Approve Compensation Report of Corporate Officers    For    For    Management
12    Approve Compensation of Serge Weinberg, Chairman of the Board    For    For    Management
13    Approve Compensation of Paul Hudson, CEO    For    For    Management
14    Approve Remuneration Policy of Directors    For    For    Management
15    Approve Remuneration Policy of Chairman of the Board    For    For    Management
16    Approve Remuneration Policy of CEO    For    For    Management
17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
18    Amend Article 25 of Bylaws Re: Dividends    For    For    Management
19    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

Page 26


SCHLUMBERGER NV    

 

Ticker:

   SLB   

Security ID:

   806857108

Meeting Date:

   APR 06, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 09, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Peter Coleman    For    For    Management
1.2    Elect Director Patrick de La Chevardiere    For    For    Management
1.3    Elect Director Miguel Galuccio    For    For    Management
1.4    Elect Director Olivier Le Peuch    For    For    Management
1.5    Elect Director Samuel Leupold    For    For    Management
1.6    Elect Director Tatiana Mitrova    For    For    Management
1.7    Elect Director Maria Moraeus Hanssen    For    For    Management
1.8    Elect Director Vanitha Narayanan    For    For    Management
1.9    Elect Director Mark Papa    For    For    Management
1.10    Elect Director Jeff Sheets    For    For    Management
1.11    Elect Director Ulrich Spiesshofer    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Adopt and Approve Financials and Dividends    For    For    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

STATE STREET CORP.    

 

Ticker:

   STT   

Security ID:

   857477103

Meeting Date:

   MAY 18, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 22, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Patrick de Saint-Aignan    For    For    Management
1b    Elect Director Marie A. Chandoha    For    For    Management
1c    Elect Director DonnaLee DeMaio    For    For    Management
1d    Elect Director Amelia C. Fawcett    For    For    Management
1e    Elect Director William C. Freda    For    For    Management
1f    Elect Director Sara Mathew    For    For    Management
1g    Elect Director William L. Meaney    For    For    Management
1h    Elect Director Ronald P. O’Hanley    For    For    Management
1i    Elect Director Sean O’Sullivan    For    For    Management
1j    Elect Director Julio A. Portalatin    For    For    Management
1k    Elect Director John B. Rhea    For    For    Management
1l    Elect Director Richard P. Sergel    For    For    Management
1m    Elect Director Gregory L. Summe    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Ernst & Young LLP as Auditors    For    For    Management
4    Report on Asset Management Policies and Diversified Investors    Against    Against    Shareholder

 

Page 27


T-MOBILE US, INC.    

 

Ticker:

   TMUS   

Security ID:

   872590104

Meeting Date:

   JUN 15, 2022   

Meeting Type:

   Annual

Record Date:

   APR 18, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Marcelo Claure    For    For    Management
1.2    Elect Director Srikant M. Datar    For    For    Management
1.3    Elect Director Bavan M. Holloway    For    For    Management
1.4    Elect Director Timotheus Hottges    For    For    Management
1.5    Elect Director Christian P. Illek    For    For    Management
1.6    Elect Director Raphael Kubler    For    For    Management
1.7    Elect Director Thorsten Langheim    For    For    Management
1.8    Elect Director Dominique Leroy    For    For    Management
1.9    Elect Director Letitia A. Long    For    For    Management
1.10    Elect Director G. Michael (Mike) Sievert    For    For    Management
1.11    Elect Director Teresa A. Taylor    For    For    Management
1.12    Elect Director Omar Tazi    For    For    Management
1.13    Elect Director Kelvin R. Westbrook    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management

 

TE CONNECTIVITY, LTD.    

 

Ticker:

   TEL   

Security ID:

   H84989104

Meeting Date:

   MAR 09, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 17, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Terrence R. Curtin    For    For    Management
1b    Elect Director Carol A. (John) Davidson    For    For    Management
1c    Elect Director Lynn A. Dugle    For    For    Management
1d    Elect Director William A. Jeffrey    For    For    Management
1e    Elect Director Syaru Shirley Lin    For    For    Management
1f    Elect Director Thomas J. Lynch    For    For    Management
1g    Elect Director Heath A. Mitts    For    For    Management
1h    Elect Director Yong Nam    For    For    Management
1i    Elect Director Abhijit Y. Talwalkar    For    For    Management
1j    Elect Director Mark C. Trudeau    For    For    Management
1k    Elect Director Dawn C. Willoughby    For    For    Management
1l    Elect Director Laura H. Wright    For    For    Management
2    Elect Board Chairman Thomas J. Lynch    For    For    Management
3a    Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    For    For    Management
3b    Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    For    For    Management
3c    Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee    For    For    Management
4    Designate Rene Schwarzenbach as Independent Proxy    For    For    Management
5.1    Accept Annual Report for Fiscal Year Ended September 24, 2021    For    For    Management
5.2    Accept Statutory Financial Statements for Fiscal Year Ended September 24, 2021    For    For    Management
5.3    Approve Consolidated Financial Statements for Fiscal Year Ended September 24, 2021    For    For    Management
6    Approve Discharge of Board and Senior Management    For    For    Management
7.1    Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022    For    For    Management
7.2    Ratify Deloitte AG as Swiss Registered Auditors    For    For    Management
7.3    Ratify PricewaterhouseCoopers AG as Special Auditors    For    For    Management
8    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
9    Approve Remuneration of Executive Management in the Amount of USD 49.9 Million    For    For    Management
10    Approve Remuneration of Board of Directors in the Amount of USD 4 Million    For    For    Management
11    Approve Allocation of Available Earnings at September 24, 2021    For    For    Management
12    Approve Declaration of Dividend    For    For    Management
13    Authorize Share Repurchase Program    For    For    Management
14    Approve Renewal of Authorized Capital    For    For    Management
15    Approve Reduction in Share Capital via Cancelation of Shares    For    For    Management
16    Adjourn Meeting    For    For    Management

 

Page 28


THE BANK OF NEW YORK MELLON CORP.    

 

Ticker:

   BK   

Security ID:

   064058100

Meeting Date:

   APR 12, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 16, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Linda Z. Cook    For    For    Management
1b    Elect Director Joseph J. Echevarria    For    For    Management
1c    Elect Director Thomas P. ‘Todd’ Gibbons    For    For    Management
1d    Elect Director M. Amy Gilliland    For    For    Management
1e    Elect Director Jeffrey A. Goldstein    For    For    Management
1f    Elect Director K. Guru Gowrappan    For    For    Management
1g    Elect Director Ralph Izzo    For    For    Management
1h    Elect Director Sandra E. ‘Sandie’ O’Connor    For    For    Management
1i    Elect Director Elizabeth E. Robinson    For    For    Management
1j    Elect Director Frederick O. Terrell    For    For    Management
1k    Elect Director Alfred W. “Al” Zollar    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify KPMG LLP as Auditors    For    For    Management
4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder

 

THE CHARLES SCHWAB CORP.    

 

Ticker:

   SCHW   

Security ID:

   808513105

Meeting Date:

   MAY 17, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 18, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director John K. Adams, Jr.    For    For    Management
1b    Elect Director Stephen A. Ellis    For    For    Management
1c    Elect Director Brian M. Levitt    For    For    Management
1d    Elect Director Arun Sarin    For    For    Management
1e    Elect Director Charles R. Schwab    For    For    Management
1f    Elect Director Paula A. Sneed    For    For    Management
2    Declassify the Board of Directors    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5    Approve Omnibus Stock Plan    For    For    Management
6    Provide Proxy Access Right    For    For    Management
7    Adopt Proxy Access Right    Against    For    Shareholder
8    Report on Lobbying Payments and Policy    Against    Against    Shareholder

 

Page 29


THE GAP, INC.    

 

Ticker:

   GPS   

Security ID:

   364760108

Meeting Date:

   MAY 10, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Elisabeth B. Donohue    For    For    Management
1b    Elect Director Robert J. Fisher    For    For    Management
1c    Elect Director William S. Fisher    For    For    Management
1d    Elect Director Tracy Gardner    For    For    Management
1e    Elect Director Kathryn Hall    For    For    Management
1f    Elect Director Bob L. Martin    For    For    Management
1g    Elect Director Amy Miles    For    For    Management
1h    Elect Director Chris O’Neill    For    For    Management
1i    Elect Director Mayo A. Shattuck, III    For    For    Management
1j    Elect Director Salaam Coleman Smith    For    For    Management
1k    Elect Director Sonia Syngal    For    For    Management
2    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

THE GOLDMAN SACHS GROUP, INC.    

 

Ticker:

   GS   

Security ID:

   38141G104

Meeting Date:

   APR 28, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 28, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Michele Burns    For    For    Management
1b    Elect Director Drew Faust    For    For    Management
1c    Elect Director Mark Flaherty    For    For    Management
1d    Elect Director Kimberley Harris    For    For    Management
1e    Elect Director Ellen Kullman    For    For    Management
1f    Elect Director Lakshmi Mittal    For    For    Management
1g    Elect Director Adebayo Ogunlesi    For    For    Management
1h    Elect Director Peter Oppenheimer    For    For    Management
1i    Elect Director David Solomon    For    For    Management
1j    Elect Director Jan Tighe    For    For    Management
1k    Elect Director Jessica Uhl    For    For    Management
1l    Elect Director David Viniar    For    For    Management
1m    Elect Director Mark Winkelman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Report on Charitable Contributions    Against    Against    Shareholder
5    Require Independent Board Chair    Against    Against    Shareholder
6    Adopt a Financing Policy Consistent with IEA’s Net Zero Emissions by 2050 Scenario    Against    Against    Shareholder
7    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder

 

Page 30


THE WILLIAMS COMPANIES, INC.    

 

Ticker:

   WMB   

Security ID:

   969457100

Meeting Date:

   APR 26, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Alan S. Armstrong    For    For    Management
1.2    Elect Director Stephen W. Bergstrom    For    For    Management
1.3    Elect Director Nancy K. Buese    For    For    Management
1.4    Elect Director Michael A. Creel    For    For    Management
1.5    Elect Director Stacey H. Dore    For    For    Management
1.6    Elect Director Richard E. Muncrief    For    For    Management
1.7    Elect Director Peter A. Ragauss    For    For    Management
1.8    Elect Director Rose M. Robeson    For    For    Management
1.9    Elect Director Scott D. Sheffield    For    For    Management
1.10    Elect Director Murray D. Smith    For    For    Management
1.11    Elect Director William H. Spence    For    For    Management
1.12    Elect Director Jesse J. Tyson    For    For    Management
2    Ratify Ernst & Young LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

TRUIST FINANCIAL CORP.    

 

Ticker:

   TFC   

Security ID:

   89832Q109

Meeting Date:

   APR 26, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 17, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jennifer S. Banner    For    For    Management
1b    Elect Director K. David Boyer, Jr.    For    For    Management
1c    Elect Director Agnes Bundy Scanlan    For    For    Management
1d    Elect Director Anna R. Cablik    For    For    Management
1e    Elect Director Dallas S. Clement    For    For    Management
1f    Elect Director Paul D. Donahue    For    For    Management
1g    Elect Director Patrick C. Graney, III    For    For    Management
1h    Elect Director Linnie M. Haynesworth    For    For    Management
1i    Elect Director Kelly S. King    For    For    Management
1j    Elect Director Easter A. Maynard    For    For    Management
1k    Elect Director Donna S. Morea    For    For    Management
1l    Elect Director Charles A. Patton    For    For    Management
1m    Elect Director Nido R. Qubein    For    For    Management
1n    Elect Director David M. Ratcliffe    For    For    Management
1o    Elect Director William H. Rogers, Jr.    For    For    Management
1p    Elect Director Frank P. Scruggs, Jr.    For    For    Management
1q    Elect Director Christine Sears    For    For    Management
1r    Elect Director Thomas E. Skains    For    For    Management
1s    Elect Director Bruce L. Tanner    For    For    Management
1t    Elect Director Thomas N. Thompson    For    For    Management
1u    Elect Director Steven C. Voorhees    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4    Approve Omnibus Stock Plan    For    For    Management
5    Approve Qualified Employee Stock Purchase Plan    For    For    Management
6    Require Independent Board Chair    Against    Against    Shareholder

 

Page 31


UBS GROUP AG    

 

Ticker:

   UBSG   

Security ID:

   H42097107

Meeting Date:

   APR 06, 2022   

Meeting Type:

   Annual

Record Date:

              

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Climate Action Plan    For    For    Management
4    Approve Allocation of Income and Dividends of USD 0.50 per Share    For    For    Management
5    Approve Discharge of Board and Senior Management for Fiscal Year 2021, excluding French Cross-Border Matter    For    For    Management
6.1    Re-elect Jeremy Anderson as Director    For    For    Management
6.2    Re-elect Claudia Boeckstiegel as Director    For    For    Management
6.3    Re-elect William Dudley as Director    For    For    Management
6.4    Re-elect Patrick Firmenich as Director    For    For    Management
6.5    Re-elect Fred Hu as Director    For    For    Management
6.6    Re-elect Mark Hughes as Director    For    For    Management
6.7    Re-elect Nathalie Rachou as Director    For    For    Management
6.8    Re-elect Julie Richardson as Director    For    For    Management
6.9    Re-elect Dieter Wemmer as Director    For    For    Management
6.10    Re-elect Jeanette Wong as Director    For    For    Management
7.1    Elect Lukas Gaehwiler as Director    For    For    Management
7.2    Elect Colm Kelleher as Director and Board Chairman    For    For    Management
8.1    Reappoint Julie Richardson as Member of the Compensation Committee    For    For    Management
8.2    Reappoint Dieter Wemmer as Member of the Compensation Committee    For    For    Management
8.3    Reappoint Jeanette Wong as Member of the Compensation Committee    For    For    Management
9.1    Approve Remuneration of Directors in the Amount of CHF 13 Million    For    For    Management
9.2    Approve Variable Remuneration of Executive Committee in the Amount of CHF 79.8 Million    For    For    Management
9.3    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million    For    For    Management
10.1    Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    For    For    Management
10.2    Ratify Ernst & Young AG as Auditors    For    For    Management
11    Approve CHF 17.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    For    For    Management
12    Authorize Repurchase of up to USD 6 Billion in Issued Share Capital    For    For    Management
13    Transact Other Business (Voting)    None    Against    Management

 

UNITEDHEALTH GROUP, INC.    

 

Ticker:

   UNH   

Security ID:

   91324P102

Meeting Date:

   JUN 06, 2022   

Meeting Type:

   Annual

Record Date:

   APR 08, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Timothy P. Flynn    For    For    Management
1b    Elect Director Paul R. Garcia    For    For    Management
1c    Elect Director Stephen J. Hemsley    For    For    Management
1d    Elect Director Michele J. Hooper    For    For    Management
1e    Elect Director F. William McNabb, III    For    For    Management
1f    Elect Director Valerie C. Montgomery Rice    For    For    Management
1g    Elect Director John H. Noseworthy    For    For    Management
1h    Elect Director Andrew Witty    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    For    Shareholder
5    Report on Congruency of Political Spending with Company Values and Priorities    Against    Against    Shareholder

 

Page 32


VMWARE, INC.    

 

Ticker:

   VMW   

Security ID:

   928563402

Meeting Date:

   JUL 23, 2021   

Meeting Type:

   Annual

Record Date:

   MAY 24, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Kenneth Denman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Amend Qualified Employee Stock Purchase Plan    For    For    Management
5    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

WELLS FARGO & CO.    

 

Ticker:

   WFC   

Security ID:

   949746101

Meeting Date:

   APR 26, 2022   

Meeting Type:

   Annual

Record Date:

   FEB 25, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Steven D. Black    For    For    Management
1b    Elect Director Mark A. Chancy    For    For    Management
1c    Elect Director Celeste A. Clark    For    For    Management
1d    Elect Director Theodore F. Craver, Jr.    For    For    Management
1e    Elect Director Richard K. Davis    For    For    Management
1f    Elect Director Wayne M. Hewett    For    For    Management
1g    Elect Director CeCelia (“CeCe”) G. Morken    For    For    Management
1h    Elect Director Maria R. Morris    For    For    Management
1i    Elect Director Felicia F. Norwood    For    For    Management
1j    Elect Director Richard B. Payne, Jr.    For    For    Management
1k    Elect Director Juan A. Pujadas    For    For    Management
1l    Elect Director Ronald L. Sargent    For    For    Management
1m    Elect Director Charles W. Scharf    For    For    Management
1n    Elect Director Suzanne M. Vautrinot    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Approve Omnibus Stock Plan    For    For    Management
4    Ratify KPMG LLP as Auditors    For    For    Management
5    Adopt Management Pay Clawback Authorization Policy    Against    Against    Shareholder
6    Report on Incentive-Based Compensation and Risks of Material Losses    Against    Against    Shareholder
7    Report on Board Diversity    Against    Against    Shareholder
8    Report on Respecting Indigenous Peoples’ Rights    Against    Against    Shareholder
9    Adopt a Financing Policy Consistent with IEA’s Net Zero Emissions by 2050 Scenario    Against    Against    Shareholder
10    Oversee and Report a Racial Equity Audit    Against    Against    Shareholder
11    Report on Charitable Contributions    Against    Against    Shareholder

 

Page 33


ZIMMER BIOMET HOLDINGS, INC.    

 

Ticker:

   ZBH   

Security ID:

   98956P102

Meeting Date:

   MAY 13, 2022   

Meeting Type:

   Annual

Record Date:

   MAR 14, 2022          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Christopher B. Begley    For    For    Management
1b    Elect Director Betsy J. Bernard    For    For    Management
1c    Elect Director Michael J. Farrell    For    For    Management
1d    Elect Director Robert A. Hagemann    For    For    Management
1e    Elect Director Bryan C. Hanson    For    For    Management
1f    Elect Director Arthur J. Higgins    For    For    Management
1g    Elect Director Maria Teresa (Tessa) Hilado    For    For    Management
1h    Elect Director Syed Jafry    For    For    Management
1i    Elect Director Sreelakshmi Kolli    For    For    Management
1j    Elect Director Michael W. Michelson    For    For    Management
2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

 

Page 34


 

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Dodge & Cox Funds
(Registrant)
By  

/s/ Dana M. Emery

   

Chair and President, Dodge & Cox Funds

Date

 

8/30/22