8-K 1 d8k.htm FORM 8-K Form 8-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) February 4, 2005

 


 

Citigroup Global Markets Holdings Inc.

(Exact name of registrant as specified in its charter)

 


 

New York   1-15286   11-2418067

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

 

388 Greenwich Street, New York, New York 10013

(Address of principal executive offices) (Zip Code)

 

(212) 816-6000

(Registrant’s telephone number, including area code)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 



CITIGROUP GLOBAL MARKETS HOLDINGS INC.

Current Report on Form 8-K

 

Item 9.01. Financial Statements and Exhibits.

 

Exhibits:

 

Exhibit No.

 

Description


1.01   Terms Agreement, dated January 31, 2005, between the Company and Citigroup Global Markets Inc., as the underwriter, relating to the offer and sale of the Company’s Enhanced Income StrategySM Principal-Protected Notes with Income and Appreciation Potential Linked to the 2005-1 Dynamic Portfolio IndexSM due August 27, 2010.
4.01   Form of Note for the Company’s Enhanced Income StrategySM Principal-Protected Notes with Income and Appreciation Potential Linked to the 2005-1 Dynamic Portfolio IndexSM due August 27, 2010.


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: February 4, 2005   CITIGROUP GLOBAL MARKETS
    HOLDINGS INC.
    By:  

/s/ Scott Freidenrich


    Name:   Scott Freidenrich
    Title:   Executive Vice President and Treasurer