SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 28, 2004
Citigroup Global Markets Holdings Inc.
(Exact name of registrant as specified in its charter)
| New York |
1-15286 |
11-2418067 | ||
| (State or other | (Commission | (IRS Employer | ||
| jurisdiction of | File Number) | Identification No.) | ||
| incorporation) |
| 388 Greenwich Street, New York, New York | 10013 | |
| (Address of principal executive offices) | (Zip Code) | |
(212) 816-6000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Current Report on Form 8-K
Item 9.01. Financial Statements and Exhibits.
| Exhibits: | ||
| Exhibit No. | Description | |
| 1.01 | Terms Agreement, dated October 25, 2004, between the Company and Citigroup Global Markets Inc., as the underwriter, relating to the offer and sale of the Company’s Principal-Protected Equity Linked Notes Based Upon the S&P 500 Index due January 28, 2010. | |
| 4.01 | Form of Note for the Company’s Principal-Protected Equity Linked Notes Based Upon the S&P 500 Index due January 28, 2010. | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: October 28, 2004 | CITIGROUP GLOBAL MARKETS | |||||||
| HOLDINGS INC. | ||||||||
| By: | /s/ Scott Freidenrich | |||||||
| Name: | Scott Freidenrich | |||||||
| Title: | Executive Vice President | |||||||
| and Treasurer | ||||||||