8-K 1 y68284ae8vk.txt CITIGROUP GLOBAL MARKETS HOLDINGS INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 1, 2004 Citigroup Global Markets Holdings Inc. -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) New York 1-4346 11-2418067 --------------- ------------ ------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 388 Greenwich Street, New York, New York 10013 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (212) 816-6000 -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act CITIGROUP GLOBAL MARKETS HOLDINGS INC. Current Report on Form 8-K Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS. Exhibits:

Exhibit No. Description ----------- ----------- 1.01 Global Selling Agency Agreement, dated November 1, 2004, among the Company, Citigroup Global Markets Inc. and Citigroup Global Markets Limited, relating to the offer and sale of the Company's Medium- Term Senior Notes, Series D, Due Nine Months or More from the Date of Issue and Medium-Term Subordinated Notes, Series E, Due Nine Months or More from the Date of Issue.

SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: November 1, 2004 CITIGROUP GLOBAL MARKETS HOLDINGS INC. By: /s/ Scott Freidenrich -------------------------------- Name: Scott Freidenrich Title: Executive Vice President and Treasurer