8-K 1 y96829e8vk.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2004 ------------------------------- Citigroup Global Markets Holdings Inc. -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) New York 1-15286 11-2418067 ---------------- ----------------- -------------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 388 Greenwich Street, New York, New York 10013 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (212) 816-6000 -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) CITIGROUP GLOBAL MARKETS HOLDINGS INC. Current Report on Form 8-K Item 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. Exhibits: Exhibit No. Description 1.01 Terms Agreement, dated April 26, 2004, between the Company and Citigroup Global Markets Inc., as the underwriter, relating to the offer and sale of the Company's 1.5% Principal-Protected Equity Linked Notes Based Upon the Dow Jones Global Titans 50 Index due October 29, 2009. 4.01 Form of Note for the Company's 1.5% Principal-Protected Equity Linked Notes Based Upon the Dow Jones Global Titans 50 Index due October 29, 2009. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: April 29, 2004 CITIGROUP GLOBAL MARKETS HOLDINGS INC. By: /s/ Mark I. Kleinman --------------------------------- Name: Mark I. Kleinman Title: Executive Vice President and Treasurer