UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Securities Exchange Act of 1934
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| Item 5.03 | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
On December 6, 2023, New Mountain Guardian IV BDC, L.L.C. (the “Company”) entered into a third amended and restated limited liability company agreement (the “Third Amended and Restated LLC Agreement”), which amends and restates the agreement that sets forth the terms pursuant to which the Company is operated, effective as of June 10, 2022 (the “Second Amended and Restated LLC Agreement”).
The Third Amended and Restated LLC Agreement amends the Second Amended and Restated LLC Agreement to remove the ability of the Company to recall unused capital contributions following the termination of the Company’s Investment Period for the sole purpose of paying Fund Indebtedness.
The foregoing description is only a summary of the material provisions of the Third Amended and Restated LLC Agreement, does not purport to be complete and is qualified in its entirety by reference to the provisions in such agreement, a copy of which is attached hereto as Exhibit 3.1 and incorporated by reference herein. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Third Amended and Restated LLC Agreement.
| Item 9.01. | Financial Statements and Exhibits. |
d) Exhibits.
| Exhibit Number |
Description | |
| 3.1 | Third Amended and Restated Limited Liability Company Agreement, dated as of December 6, 2023 | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NEW MOUNTAIN Guardian IV BDC, L.L.C. | |||
| Date: December 6, 2023 | By: | /s/ Joseph W. Hartswell | |
| Name: | Joseph W. Hartswell | ||
| Title: | Chief Compliance Officer and Corporate Secretary | ||