uscb-8K-20220127
0001901637 False ☐ ☐ ☐ ☐ ☐ 0001901637 2022-08-01 2022-08-01
 
 
 
1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
 
D.C. 20549
__________________________
FORM
8-K
__________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
 
of 1934
Date of Report (Date of earliest event reported):
August 1, 2022
__________________________
USCB Financial Holdings, Inc.
(Exact name of Registrant as Specified in Its Charter)
 
__________________________
 
Florida
001-41196
87-4070846
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
2301 N.W. 87th Avenue
,
Miami
,
Florida
33172
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s Telephone
 
Number, Including Area Code: (
305
)
715-5200
 
__________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation
 
of the registrant under
any of the following provisions:
 
☐
Written communications pursuant
 
to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a
 
-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b)
 
under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
 
Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Class A common stock, $1.00 par value per share
USCB
The Nasdaq Stock Market LLC
Indicate by
 
check mark
 
whether the
 
registrant is
 
an emerging
 
growth company
 
as defined
 
in Rule
 
405 of
 
the Securities
 
Act of
 
1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b
 
-2 of this chapter).
Emerging growth company
☒
If
 
an
 
emerging
 
growth
 
company,
 
indicate
 
by
 
check
 
mark
 
if
 
the
 
registrant
 
has
 
elected
 
not
 
to
 
use
 
the
 
extended
 
transition
 
period
 
for
complying with any new or revised financial accounting standards provided
 
pursuant to Section 13(a) of the Exchange Act.
☐
 
2
Item 7.01. Regulation FD Disclosure.
USCB Financial Holdings,
 
Inc. is filing an
 
investor presentation (the
 
“Presentation”), which will
 
be used by the
 
management
team for presentations to investors and
 
others. A copy of the Presentation
 
is attached hereto as Exhibit 99.1 and
 
incorporated herein by
reference. The Presentation is
 
also available on the
 
Company’s website
 
at investors.uscenturybank.com.
 
Information contained herein,
including Exhibit 99.1, shall not be deemed filed for the purposes
 
of the Securities Exchange Act of 1934, as amended “Exchange Act”,
nor shall such information and Exhibit be deemed incorporated by reference in any filing under
 
the Securities Act of 1933, as amended
or the Exchange Act, except as shall be expressly set forth by specific reference
 
in such a filing.
 
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
 
Description
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
 
3
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
 
caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
USCB Financial Holdings, Inc.
By:
/s/ Robert Anderson
Name:
Robert Anderson
Title:
Chief Financial Officer
Date: August 1, 2022