uscb20250527_8k.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
   
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
   
 
Date of Report (Date of earliest event reported)
May 27, 2025
 
USCB Financial Holdings, Inc.
(Exact name of registrant as specified in its charter)
 
Florida
001-41196
87-4070846
(State or other jurisdiction
(Commission File Number)
(IRS Employer
of incorporation)
  
Identification No.)
 
2301 N.W. 87th Avenue, Doral, Florida
  
33172
 
(Address of principal executive offices)
  
(Zip Code)
 
Registrant’s telephone number, including area code
(305) 715-5200
 
Not Applicable
(Former name or former address, if changed since last report)
   
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each Class
Trading
Symbol(s)
Name of each exchange on which registered
Common Stock
USCB
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☒
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐                                                                                   
 
 
 
 
Item
 
5.07
  
Submission of Matters to a Vote of Security Holders
         
   
(a)
  
An Annual Meeting of Shareholders (the “Annual Meeting”) of USCB Financial Holdings Inc. (the “Company”) was held on May 27, 2025.
         
   
(b)
  
There were 20,048,385 shares of Class A common stock, par value $1.00 per share, of the Company issued and outstanding and eligible to be voted at the Annual Meeting and 18,392,509 shares were represented in person or by proxy at the Annual Meeting, which constituted a quorum to conduct business at the meeting.
 
The items voted upon at the Annual Meeting and the votes for each proposal were as follows:
       
 
1.
  
Election of directors for a one-year term ending in 2026 and until their successors are elected and qualified:
 
   
For
    
Withheld
    
Broker
Non-votes
  
Ramon Abadin
     16,298,797       1,262,691       831,021  
Luis de la Aguilera
     17,489,906       71,582       831,021  
Maria C. Alonso
     16,140,595       1,420,893       831,021  
Howard P. Feinglass
     16,434,724       1,126,764       831,021  
Bernardo Fernandez, M.D.
     17,236,772       324,716       831,021  
Robert E. Kafafian
     17,538,228       23,260       831,021  
Aida Levitan. Ph.D.
     16,226,143       1,335,345       831,021  
Ramon A. Rodriguez
     17,537,744       23,744       831,021  
W. Kirk Wycoff
     16,072,162       1,489,326       831,021  
 
 
 
2.
  
To ratify the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2025.
 
 
For
  
Against
  
Abstain
  
Broker
Non-Votes
18,370,229
  
1,152
  
21,128
  
0
 
 
   
(c)
  
Not applicable.
         
   
(d)
  
Not applicable.
 
 
 
 
 
 
2
 
 
Item
  
9.01
  
Financial Statements and Exhibits
  
           
   
(a)
  
Not applicable.
  
           
   
(b)
  
Not applicable.
  
           
   
(c)
  
Not applicable.
  
           
   
(d)
  
Exhibits
  
 
Exhibit No.
  
Description
  
104
  
Cover Page Interactive Data (embedded within the Inline XBRL document)
  
 
 
 
 
 
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SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
USCB FINANCIAL HOLDINGS, INC.
         
         
   
By:
/s/ Robert Anderson
   
Name:
Robert Anderson
   
Title:
Chief Financial Officer
       
Date: May 27, 2025
    
 
 
 
 
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