UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23746
DoubleLine ETF Trust
(Exact name of registrant as specified in charter)
2002 North Tampa Street, Suite 200
Tampa, FL 33602
(Address of principal executive offices) (Zip code)
Ronald R. Redell, President
2002 North Tampa Street, Suite 200
Tampa, FL 33602
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (813) 791-7333
Date of fiscal year end: June 30
Date of reporting period: July 1, 2021 to June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
There is no proxy voting activity for the DoubleLine Opportunistic Bond ETF, as it did not hold any votable positions during the reporting period.
| Fund Name | Company Name | Meeting Date | Ticker | Security ID | Agenda Item Number |
Agenda Item Description |
Management or Shareholder Proposal |
Management Recommendation |
Fund Vote | Fund ID | ||||||||||
| Company Name as it appeared on the ballot |
ISO Date Format (yyyymmdd) |
Cusip, isin, or sedol as it appears on the ballot. |
As it appears on the ballot |
As it appears on the ballot |
Identify MGMT or Sharehold - any item not defined will be assumed management |
As it appears on the ballot |
FOR, AGAINST, ABSTAIN, WITHHOLD, etc |
Only for files including multiple funds. If file is for a single fund, leave column blank. | ||||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1A. | Elect Peter E. Bisson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1B. | Elect Richard J. Bressler | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1C. | Elect Raul E. Cesan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1D. | Elect Karen E. Dykstra | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1E. | Elect Diana S. Ferguson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1F. | Elect Anne Sutherland Fuchs | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1G. | Elect William O. Grabe | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1H. | Elect Eugene A. Hall | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1I. | Elect Stephen G. Pagliuca | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1J. | Elect Eileen M. Serra | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 1K. | Elect James C. Smith | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gartner, Inc. | 6/2/2022 | IT | 366651107 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 1A. | Elect Kapila K. Anand | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 1B. | Elect Craig R. Callen | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 1C. | Elect Lisa C. Egbuonu-Davis | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 1D. | Elect Barbara B. Hill | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 1E. | Elect Kevin J. Jacobs | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 1F. | Elect C. Taylor Pickett | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 1G. | Elect Stephen D. Plavin | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 1H. | Elect Burke W. Whitman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Omega Healthcare Investors, Inc. | 6/3/2022 | OHI | 681936100 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1a. | Elect Rodney C. Adkins | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1b. | Elect Jonathan Christodoro | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1c. | Elect John J. Donahoe II | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1d. | Elect David W. Dorman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1e. | Elect Belinda J. Johnson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1f. | Elect Enrique Lores | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1g. | Elect Gail J. McGovern | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1h. | Elect Deborah M. Messemer | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1i. | Elect David M. Moffett | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1j. | Elect Ann M. Sarnoff | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1k. | Elect Daniel H. Schulman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 1l. | Elect Frank D. Yeary | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 3. | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 4. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | PayPal Holdings Inc | 6/2/2022 | PYPL | 70450Y103 | 5. | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Arista Networks Inc | 5/31/2022 | ANET | 040413106 | 1. | Elect Charles H. Giancarlo | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Arista Networks Inc | 5/31/2022 | ANET | 040413106 | 2. | Elect Daniel Scheinman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Arista Networks Inc | 5/31/2022 | ANET | 040413106 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Arista Networks Inc | 5/31/2022 | ANET | 040413106 | 3. | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Arista Networks Inc | 5/31/2022 | ANET | 040413106 | 4. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1a. | Elect Cesar Conde | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1b. | Elect Timothy P. Flynn | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1c. | Elect Sarah Friar | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1d. | Elect Carla A. Harris | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1e. | Elect Thomas Horton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1f. | Elect Marissa A. Mayer | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1g. | Elect C. Douglas McMillon | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1h. | Elect Gregory B. Penner | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1i. | Elect Randall L. Stephenson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1j. | Elect S. Robson Walton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 1k. | Elect Steuart Walton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 4. | Shareholder Proposal Regarding Animal Welfare Practices | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 5. | Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 6. | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 7. | Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 8. | Shareholder Proposal Regarding Civil Rights Audit | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 9. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Walmart Inc | 6/1/2022 | WMT | 931142103 | 10. | Shareholder Proposal Regarding Lobbying Report | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | EPAM Systems Inc | 6/2/2022 | EPAM | 29414B104 | 1.1 | Elect Richard M. Mayoras | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | EPAM Systems Inc | 6/2/2022 | EPAM | 29414B104 | 1.2 | Elect Karl Robb | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | EPAM Systems Inc | 6/2/2022 | EPAM | 29414B104 | 1.3 | Elect Helen Shan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | EPAM Systems Inc | 6/2/2022 | EPAM | 29414B104 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | EPAM Systems Inc | 6/2/2022 | EPAM | 29414B104 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | EPAM Systems Inc | 6/2/2022 | EPAM | 29414B104 | 4. | Approval of the 2022 Non-Employee Directors Compensation Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1a. | Elect Laurence A. Chapman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1b. | Elect Alexis Black Bjorlin | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1c. | Elect VeraLinn Jamieson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1d. | Elect Kevin J. Kennedy | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1e. | Elect William G. LaPerch | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1f. | Elect Jean F.H.P. Mandeville | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1g. | Elect Afshin Mohebbi | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1h. | Elect Mark R. Patterson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1i. | Elect Mary Hogan Preusse | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1j. | Elect Dennis E. Singleton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 1k. | Elect A. William Stein | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Digital Realty Trust Inc | 6/3/2022 | DLR | 253868103 | 4. | Shareholder Proposal Regarding Concealment Clauses | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Compass Inc | 6/2/2022 | COMP | 20464U100 | 1a. | Elect Robert Reffkin | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Compass Inc | 6/2/2022 | COMP | 20464U100 | 1b. | Elect Frank D. Martell | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Compass Inc | 6/2/2022 | COMP | 20464U100 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Compass Inc | 6/2/2022 | COMP | 20464U100 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Compass Inc | 6/2/2022 | COMP | 20464U100 | 4. | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 1a. | Elect Michael R. Klein | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 1b. | Elect Andrew C. Florance | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 1c. | Elect Laura Cox Kaplan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 1d. | Elect Michael J. Glosserman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 1e. | Elect John W. Hill | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 1f. | Elect Robert W. Musslewhite | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 1g. | Elect Christopher J. Nassetta | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 1h. | Elect Louise S. Sams | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Costar Group, Inc. | 6/9/2022 | CSGP | 22160N109 | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 1a. | Elect Craig Barbarosh | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 1b. | Elect Katie Cusack | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 1c. | Elect Michael J. Foster | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 1d. | Elect Lynne S. Katzmann | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 1e. | Elect Ann Kono | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 1f. | Elect Jeffrey A. Malehorn | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 1g. | Elect Richard K. Matros | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 1h. | Elect Clifton J. Porter II | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Sabra Healthcare REIT Inc | 6/14/2022 | SBRA | 78573L106 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1a. | Elect Susan L. Bostrom | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1b. | Elect Teresa Briggs | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1c. | Elect Jonathan C. Chadwick | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1d. | Elect Paul E. Chamberlain | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1e. | Elect Lawrence J Jackson, Jr. | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1f. | Elect Frederic B. Luddy | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1g. | Elect Jeffrey A. Miller | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1h. | Elect Joseph Quinlan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 1i. | Elect Sukumar Rathnam | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | ServiceNow Inc | 6/9/2022 | NOW | 81762P102 | 3. | Ratification of Auditor | MGMT | For | For |
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 1.1 | Elect Samuel Zell | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 1.2 | Elect Ellen-Blair Chube | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 1.3 | Elect Martin L. Edelman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 1.4 | Elect David Helfand | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 1.5 | Elect Peter Linneman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 1.6 | Elect Mary Jane Robertson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 1.7 | Elect Gerald A. Spector | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 1.8 | Elect James A. Star | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Equity Commonwealth | 6/21/2022 | EQC | 294628102 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1a. | Elect Richard M. McVey | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1b. | Elect Nancy A. Altobello | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1c. | Elect Steven Begleiter | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1d. | Elect Stephen P. Casper | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1e. | Elect Jane P. Chwick | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1f. | Elect Christopher R. Concannon | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1g. | Elect William F. Cruger, Jr. | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1h. | Elect Kourtney Gibson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1i. | Elect Justin G. Gmelich | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1j. | Elect Richard G. Ketchum | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1k. | Elect Xiaojia Charles Li | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1l. | Elect Emily H. Portney | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 1m. | Elect Richard L. Prager | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | MarketAxess Holdings Inc. | 6/8/2022 | MKTX | 57060D108 | 4. | Approval of the 2022 Employee Stock Purchase Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1a. | Elect Zein Abdalla | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1b. | Elect Vinita K. Bali | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1c. | Elect Maureen Breakiron-Evans | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1d. | Elect Archana Deskus | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1e. | Elect John M. Dineen | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1f. | Elect Brian Humphries | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1g. | Elect Leo S. Mackay, Jr. | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1h. | Elect Michael Patsalos-Fox | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1i. | Elect Stephen J. Rohleder | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1j. | Elect Joseph M. Velli | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 1k. | Elect Sandra S. Wijnberg | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Cognizant Technology Solutions Corp. | 6/7/2022 | CTSH | 192446102 | 4. | Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1a. | Elect William C. Bayless, Jr. | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1b. | Elect Herman E. Bulls | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1c. | Elect G. Steven Dawson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1d. | Elect Cydney C. Donnell | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1e. | Elect Mary Egan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1f. | Elect Alison M. Hill | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1g. | Elect Craig A. Leupold | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1h. | Elect Oliver Luck | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1i. | Elect C. Patrick Oles Jr. | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 1j. | Elect John T. Rippel | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | American Campus Communities Inc. | 5/24/2022 | ACC | 024835100 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.1 | Elect Rodney C. Sacks | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.2 | Elect Hilton H. Schlosberg | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.3 | Elect Mark J. Hall | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.4 | Elect Ana Demel | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.5 | Elect James Leonard Dinkins | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.6 | Elect Gary P. Fayard | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.7 | Elect Tiffany M. Hall | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.8 | Elect Jeanne P. Jackson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.9 | Elect Steven G. Pizula | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 1.10 | Elect Mark S. Vidergauz | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monster Beverage Corp | 6/14/2022 | MNST | 61174X109 | 4. | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1a. | Elect Inga K. Beale | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1b. | Elect Fumbi Chima | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1c. | Elect Michael Hammond | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1d. | Elect Carl Hess | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1e. | Elect Brendan R. O’Neill | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1f. | Elect Linda D. Rabbitt | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1g. | Elect Paul C. Reilly | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1h. | Elect Michelle Swanback | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 1i. | Elect Paul D. Thomas | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 2. | Appointment of Auditor and Authority to Set Fees | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 4. | Authority to Issue Shares w/ Preemptive Rights | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 5. | Authority to Issue Shares w/o Preemptive Rights | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 6. | Reduction in Share Premium Account | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Willis Towers Watson Public Limited Co | 6/8/2022 | WTW | G96629103 | 7. | Amendment to the 2012 Equity Incentive Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Zillow Group Inc | 6/14/2022 | ZG | 98954M101 | 1.1 | Elect Richard N. Barton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Zillow Group Inc | 6/14/2022 | ZG | 98954M101 | 1.2 | Elect Lloyd D. Frink | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Zillow Group Inc | 6/14/2022 | ZG | 98954M101 | 1.3 | Elect April Underwood | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Zillow Group Inc | 6/14/2022 | ZG | 98954M101 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Redfin Corp | 6/14/2022 | RDFN | 75737F108 | 1A. | Elect Julie Bornstein | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Redfin Corp | 6/14/2022 | RDFN | 75737F108 | 1B. | Elect Bradley E. Singer | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Redfin Corp | 6/14/2022 | RDFN | 75737F108 | 1C. | Elect Selina Tobaccowala | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Redfin Corp | 6/14/2022 | RDFN | 75737F108 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Redfin Corp | 6/14/2022 | RDFN | 75737F108 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Redfin Corp | 6/14/2022 | RDFN | 75737F108 | 4. | Repeal of Classified Board | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Redfin Corp | 6/14/2022 | RDFN | 75737F108 | 5. | Elimination of Supermajority Requirement | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Redfin Corp | 6/14/2022 | RDFN | 75737F108 | 6. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1a. | Elect Marc R. Benioff | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1b. | Elect Bret Taylor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1c. | Elect Laura Alber | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1d. | Elect Craig A. Conway | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1e. | Elect Parker Harris | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1f. | Elect Alan G. Hassenfeld | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1g. | Elect Neelie Kroes | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1h. | Elect Oscar Munoz | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1i. | Elect Sanford R. Robertson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1j. | Elect John V. Roos | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1k. | Elect Robin L. Washington | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1l. | Elect Maynard G. Webb | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 1m. | Elect Susan D. Wojcicki | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 2. | Amendment to the 2013 Equity Incentive Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 3. | Amendment to the 2004 Employee Stock Purchase Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 4. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 5. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 6. | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Salesforce Inc | 6/9/2022 | CRM | 79466L302 | 7. | Shareholder Proposal Regarding Racial Equity Audit | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1a. | Elect Melissa M. Arnoldi | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1b. | Elect Charlene T. Begley | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1c. | Elect Steven D. Black | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1d. | Elect Adena T. Friedman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1e. | Elect Essa Kazim | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1f. | Elect Thomas A. Kloet | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1g. | Elect John D. Rainey | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1h. | Elect Michael R. Splinter | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1i. | Elect Toni Townes-Whitley | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 1j. | Elect Alfred W. Zollar | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 4. | Increase in Authorized Common Stock | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Nasdaq Inc | 6/22/2022 | NDAQ | 631103108 | 5. | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.1 | Elect Michael Nash | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.2 | Elect Katherine A. Keenan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.3 | Elect Leonard W. Cotton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.4 | Elect Thomas E. Dobrowski | MGMT | For | For |
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.5 | Elect Martin L. Edelman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.6 | Elect Nnenna Lynch | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.7 | Elect Henry N. Nassau | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.8 | Elect Jonathan L. Pollack | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 1.9 | Elect Lynne B. Sagalyn | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 4. | Approval of the Stock Incentive Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Blackstone Mortgage Trust Inc | 6/16/2022 | BXMT | 09257W100 | 5. | Approval of the Manager Incentive Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1a. | Elect Steven T. Stull | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1b. | Elect Michael Buckman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1c. | Elect Ronald F. Clarke | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1d. | Elect Joseph W. Farrelly | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1e. | Elect Thomas M. Hagerty | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1f. | Elect Mark A. Johnson | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1g. | Elect Archie L. Jones Jr. | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1h. | Elect Hala G. Moddelmog | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1i. | Elect Richard Macchia | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 1j. | Elect Jeffrey S. Sloan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 4. | Amendment to the 2010 Equity Compensation Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 5. | Amendments to Articles and Bylaws to Permit Shareholders to Act by Written Consent | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fleetcor Technologies Inc | 6/9/2022 | FLT | 339041105 | 6. | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | W.R. Berkley Corp. | 6/15/2022 | WRB | 084423102 | 1a. | Elect W. Robert Berkley, Jr. | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | W.R. Berkley Corp. | 6/15/2022 | WRB | 084423102 | 1b. | Elect Ronald E. Blaylock | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | W.R. Berkley Corp. | 6/15/2022 | WRB | 084423102 | 1c. | Elect Mary C. Farrell | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | W.R. Berkley Corp. | 6/15/2022 | WRB | 084423102 | 1d. | Elect Mark L. Shapiro | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | W.R. Berkley Corp. | 6/15/2022 | WRB | 084423102 | 2. | Increase in Authorized Common Stock | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | W.R. Berkley Corp. | 6/15/2022 | WRB | 084423102 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | W.R. Berkley Corp. | 6/15/2022 | WRB | 084423102 | 4. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Solaredge Technologies Inc | 6/20/2022 | SEDG | 83417M104 | 1a. | Elect Betsy S. Atkins | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Solaredge Technologies Inc | 6/20/2022 | SEDG | 83417M104 | 1b. | Elect Dirk Hoke | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Solaredge Technologies Inc | 6/20/2022 | SEDG | 83417M104 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Solaredge Technologies Inc | 6/20/2022 | SEDG | 83417M104 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 1a. | Elect Peter M. Carlino | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 1b. | Elect JoAnne A. Epps | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 1c. | Elect Carol Lynton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 1d. | Elect Joseph W. Marshall, III | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 1e. | Elect James B. Perry | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 1f. | Elect Barry F. Schwartz | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 1g. | Elect Earl C. Shanks | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 1h. | Elect E. Scott Urdang | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Gaming and Leisure Properties Inc | 6/16/2022 | GLPI | 36467J108 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1a. | Elect Merit E. Janow | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1b. | Elect Candido Botelho Bracher | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1c. | Elect Richard K. Davis | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1d. | Elect Julius Genachowski | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1e. | Elect GOH Choon Phong | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1f. | Elect Oki Matsumoto | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1g. | Elect Michael Miebach | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1h. | Elect Youngme E. Moon | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1i. | Elect Rima Qureshi | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1j. | Elect Gabrielle Sulzberger | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1k. | Elect Jackson P. Tai | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1l. | Elect Harit Talwar | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 1m. | Elect Lance Uggla | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 4. | Restoration of Right to Call a Special Meeting | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 5. | Shareholder Proposal Regarding Right to Call Special Meetings | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 6. | Shareholder Proposal Regarding Political Donations to Objectors | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 7. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Mastercard Incorporated | 6/21/2022 | MA | 57636Q104 | 8. | Shareholder Proposal Regarding Report on Untraceable Firearms | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1a. | Elect Lester B. Knight | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1b. | Elect Gregory C. Case | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1c. | Elect Jin-Yong Cai | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1d. | Elect Jeffrey C. Campbell | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1e. | Elect Fulvio Conti | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1f. | Elect Cheryl A. Francis | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1g. | Elect J. Michael Losh | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1h. | Elect Richard C. Notebaert | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1i. | Elect Gloria Santona | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1j. | Elect Byron O. Spruell | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 1k. | Elect Carolyn Y. Woo | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 4. | Appointment of Statutory Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Aon plc | 6/17/2022 | AON | G0403H108 | 5. | Authority to Set Auditor’s Fees | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1A. | Elect Cheryl W. Grisé | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1B. | Elect Carlos M. Gutierrez | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1C. | Elect Carla A. Harris | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1D. | Elect Gerald L. Hassell | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1E. | Elect David L. Herzog | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1F. | Elect R. Glenn Hubbard | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1G. | Elect Edward J. Kelly, III | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1H. | Elect William E. Kennard | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1I. | Elect Michel A. Khalaf | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1J. | Elect Catherine R. Kinney | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1K. | Elect Diana L. McKenzie | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1L. | Elect Denise M. Morrison | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 1M. | Elect Mark A. Weinberger | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Metlife Inc | 6/21/2022 | MET | 59156R108 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 1.1 | Elect Robert L. Antin | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 1.2 | Elect Michael S. Frankel | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 1.3 | Elect Diana Ingram | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 1.4 | Elect Angela L. Kleiman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 1.5 | Elect Debra L. Morris | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 1.6 | Elect Tyler H. Rose | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 1.7 | Elect Howard Schwimmer | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 1.8 | Elect Richard Ziman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Rexford Industrial Realty Inc | 6/13/2022 | REXR | 76169C100 | 4. | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1a. | Elect Andrew Anagnost | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1b. | Elect Karen Blasing | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1c | Elect Reid French | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1d. | Elect Ayanna M. Howard | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1e. | Elect Blake J. Irving | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1f. | Elect Mary T. McDowell | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1g. | Elect Stephen D. Milligan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1h. | Elect Lorrie M. Norrington | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1i. | Elect Elizabeth S. Rafael | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 1j. | Elect Stacy J. Smith | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Autodesk Inc. | 6/16/2022 | ADSK | 052769106 | 4. | Approval of the 2022 Equity Incentive Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monolithic Power System Inc | 6/16/2022 | MPWR | 609839105 | 1.1 | Elect Michael R. Hsing | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monolithic Power System Inc | 6/16/2022 | MPWR | 609839105 | 1.2 | Elect Herbert Chang | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monolithic Power System Inc | 6/16/2022 | MPWR | 609839105 | 1.3 | Elect Carintia Martinez | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monolithic Power System Inc | 6/16/2022 | MPWR | 609839105 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Monolithic Power System Inc | 6/16/2022 | MPWR | 609839105 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 1.1 | Elect Ken Xie | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 1.2 | Elect Michael Xie | MGMT | For | For |
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 1.3 | Elect Kenneth A. Goldman | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 1.4 | Elect Ming Hsieh | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 1.5 | Elect Jean Hu | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 1.6 | Elect William H. Neukom | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 1.7 | Elect Judith Sim | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 1.8 | Elect James G. Stavridis | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 2. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 3. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 4. | Stock Split | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Fortinet Inc | 6/17/2022 | FTNT | 34959E109 | 5. | Shareholder Proposal Regarding Simple Majority Vote | Sharehold | Undetermined | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.1 | Elect Nora A. Aufreiter | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.2 | Elect Kevin M. Brown | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.3 | Elect Elaine L. Chao | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.4 | Elect Anne Gates | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.5 | Elect Karen M. Hoguet | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.6 | Elect W. Rodney McMullen | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.7 | Elect Clyde R. Moore | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.8 | Elect Ronald L. Sargent | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.9 | Elect Judith Amanda Sourry Knox | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.10 | Elect Mark S. Sutton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 1.11 | Elect Ashok Vemuri | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 2. | Advisory Vote on Executive Compensation | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 3. | Ratification of Auditor | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 4. | Amendment to the 2019 Long-Term Incentive Plan | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 5. | Shareholder Proposal Regarding Report on Plastic Packaging | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 6. | Shareholder Proposal Regarding Human Rights Reporting | Sharehold | Against | Against | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 7. | Shareholder Proposal Regarding Refrigerants Report | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | Kroger Co. | 6/23/2022 | KR | 501044101 | 8. | Shareholder Proposal Regarding Report on Workforce Strategy | Sharehold | Against | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 1. | Accounts and Reports | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 2. | Ratification of Board Acts | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3a. | Elect Kurt Sievers | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3b. | Elect Peter L. Bonfield | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3c. | Elect Annette K. Clayton | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3d. | Elect Anthony R. Foxx | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3e. | Elect Chunyuan Gu | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3f. | Elect Lena Olving | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3g. | Elect Julie Southern | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3h. | Elect Jasmin Staiblin | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3i. | Elect Gregory L. Summe | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 3j. | Elect Karl-Henrik Sundström | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 4. | Authority to Issue Shares w/ Preemptive Rights | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 5. | Authority to Issue Shares w/o Preemptive Rights | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 6. | Authority to Repurchase Shares | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 7. | Authority to Cancel Repurchased Shares | MGMT | For | For | |||||||||||
| DoubleLine Shiller CAPE® U.S. Equities ETF | NXP Semiconductors NV | 6/1/2022 | NXPI | N6596X109 | 8. | Advisory Vote on Executive Compensation | MGMT | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| DoubleLine ETF Trust | ||
| By: | /s/ Ronald R. Redell | |
| Ronald R. Redell, President | ||
| Date: August 1, 2022 | ||