|
Delaware
|
| |
3713
|
| |
85-4319789
|
|
|
(State or other jurisdiction of
incorporation or organization) |
| |
(Primary standard industrial
classification code number) |
| |
(I.R.S. employer
identification number) |
|
|
Mitchell S. Nussbaum, Esq.
David C. Fischer, Esq. Loeb & Loeb LLP 345 Park Avenue New York, NY 10154 Tel: (212) 407-4000 |
| |
Arila E. Zhou, Esq.
Anna Jinhua Wang, Esq. Robinson & Cole LLP Chrysler East Building 666 Third Avenue, 20th Floor New York, NY 10017 Tel: (212) 451-2908 |
|
| Large accelerated filer ☐ | | | Accelerated filer ☐ | |
| Non-accelerated filer ☒ | | |
Smaller reporting company ☒
Emerging growth company ☒ |
|
| | 1.1 | | | | Form of Underwriting Agreement*** | |
| | 3.1 | | | | | |
| | 3.2 | | | | | |
| | 3.3 | | | | | |
| | 3.4 | | | | | |
| | 3.5 | | | |
Second Certificate of Amendment to Amended Certificate of Incorporation of Phoenix Motor
Inc. dated March 8, 2022.** |
|
| | 4.1 | | | | | |
| | 4.2 | | | | Form of Underwriter Warrant*** | |
| | 4.3 | | | | | |
| | 5.1 | | | | | |
| | 10.1 | | | | | |
| | 10.2 | | | | | |
| | 10.3 | | | | Employment Agreement between Dr. Liang Lance Zhou and Phoenix Cars LLC dated March 21, 2022** | |
| | 10.4 | | | | | |
| | 10.5 | | | | | |
| | 10.6 | | | | | |
| | 10.7 | | | | | |
| | 10.8 | | | | | |
| | 10.9 | | | | | |
| | 10.10 | | | | | |
| | 10.11 | | | | | |
| | 10.12 | | | | | |
| | 10.13 | | | | | |
| | 10.14 | | | | Form of Indemnification Escrow Agreement*** | |
| | 14.1 | | | | | |
| | 21.1 | | | | | |
| | 23.1 | | | | | |
| | 24.1 | | | | | |
| | 99.1 | | | | | |
| | 99.2 | | | | | |
| | 99.3 | | | | | |
| | 99.4 | | | | | |
| | 99.5 | | | | | |
| | 99.6 | | | | | |
| | 99.7 | | | | | |
| | 107 | | | | |
| | | | PHOENIX MOTOR INC. | | |||
| | | |
By:
/s/ Liang Lance Zhou
Name: Liang Lance Zhou
Title: Chief Executive Officer (principal executive officer) |
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Liang Lance Zhou
Liang Lance Zhou
|
| |
Chief Executive Officer and Director
(principal executive officer) |
| | April 26, 2022 | |
|
/s/ Chris Wang
Chris Wang
|
| |
Chief Financial Officer
(principal financial and accounting officer) |
| | April 26, 2022 | |
|
*
Tarek Helou
|
| | Chief Operating Officer | | | April 26, 2022 | |
|
*
Denton Peng
|
| | Chairman and Director | | | April 26, 2022 | |
|
*
HoongKhoeng Cheong
|
| | Director | | | April 26, 2022 | |
|
* By:/s/ Chris Wang
Attorney-in-Fact
|
| | | | | | |