UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07. Submission of Matters to Vote of Security Holders.
On June 16, 2023, Kayne DL 2021, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”). As of April 20, 2023, the record date for the Annual Meeting, there were 26,231 shares of common stock outstanding, each of which is entitled to cast one vote. A total of 26,231 shares of common stock of the Company were represented by proxy at the Annual Meeting, constituting a quorum. A summary of the matters voted upon by the Company’s stockholders is set forth below.
Each proposal was approved by the Company’s stockholders by the requisite vote.
Proposal 1. To elect the following individuals as director for a term of three years (until the 2026 Annual Meeting of Stockholders) and until successors are duly elected and qualified.
The following votes were taken in connection with this proposal:
| Director Nominee | For | Against | Abstain | Broker Non-Votes | ||||||||||||
| Albert (Al) Rabil III | 26,231 | – | – | – | ||||||||||||
| Susan C. Schnabel | 26,231 | – | – | – | ||||||||||||
Proposal 2. To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.
The following votes were taken in connection with this proposal:
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 26,231 | – | – | – | |||||||||||
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| KAYNE DL 2021, INC. | ||
| Date: June 23, 2023 | By: | /s/ Terry A. Hart |
| Name: | Terry A. Hart | |
| Title: | Chief Financial Officer and Treasurer | |
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