N-PX 1 fp0079014_npx.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number 811-23567

 

BBR ALO FUND, LLC

 

(Exact name of registrant as specified in charter)

 

55 East 52nd Street, 18th Floor

New York, New York 10055

 

(Address of principal executive offices) (Zip code)

 

Matthew Shapiro

c/o BBR Partners, LLC

55 East 52nd Street, 18th Floor

New York, New York 10055

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (212) 313-9870

 

With a copy to:

Nicole M. Runyan, Esq.
Brad A. Green, Esq.
Kirkland & Ellis LLP
601 Lexington Avenue
New York, New York 10022
(212) 446-4800

 

Date of fiscal year end: March 31

 

Date of reporting period: July 1, 2021 through June 30, 2022

   

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss.239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. 

   

 

Item 1. Proxy Voting Record

For the BBR ALO Fund, LLC

 

Vote Summary Report                        
Reporting Period: 07/01/2021 to 06/30/2022                  
                             

 

Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    1.1 Elect Director Ciaran Murray Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    1.2 Elect Director Joan Garahy Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    1.3 Elect Director Eugene McCague Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    2.1 Elect Director Colin Shannon Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    2.2 Elect Director Linda Grais Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    3 Accept Financial Statements and Statutory Reports Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    4 Authorize Board to Fix Remuneration of Auditors Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    5 Authorize Issue of Equity Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    6 Authorize Issue of Equity without Pre-emptive Rights Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    7 Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    8 Authorize Share Repurchase Program Mgmt For For For  
ICON plc ICLR 07/20/2021 Ireland G4705A100 Annual 06/10/2021    9 Approve the Price Range for the Reissuance of Shares Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
Alibaba Group Holding Limited 9988 09/17/2021 Cayman Islands G01719114 Annual 08/04/2021   Meeting for ADR Holders N/A        
Alibaba Group Holding Limited 9988 09/17/2021 Cayman Islands G01719114 Annual 08/04/2021    1.1 Elect Director Joseph C. Tsai Mgmt For Against For  
Alibaba Group Holding Limited 9988 09/17/2021 Cayman Islands G01719114 Annual 08/04/2021    1.2 Elect Director J. Michael Evans Mgmt For Against For  
Alibaba Group Holding Limited 9988 09/17/2021 Cayman Islands G01719114 Annual 08/04/2021    1.3 Elect Director E. Borje Ekholm Mgmt For For For  
Alibaba Group Holding Limited 9988 09/17/2021 Cayman Islands G01719114 Annual 08/04/2021    2 Ratify PricewaterhouseCoopers as Auditors Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1a Elect Director Richard H. Anderson Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1b Elect Director Craig Arnold Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1c Elect Director Scott C. Donnelly Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1d Elect Director Andrea J. Goldsmith Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1e Elect Director Randall J. Hogan, III Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1f Elect Director Kevin E. Lofton Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1g Elect Director Geoffrey S. Martha Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1h Elect Director Elizabeth G. Nabel Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1i Elect Director Denise M. O'Leary Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    1j Elect Director Kendall J. Powell Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year One Year
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    5 Approve Omnibus Stock Plan Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    6 Renew the Board's Authority to Issue Shares Under Irish Law Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    7 Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law Mgmt For For For  
Medtronic plc MDT 12/09/2021 Ireland G5960L103 Annual 10/14/2021    8 Authorize Overseas Market Purchases of Ordinary Shares Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1a Elect Director Jaime Ardila Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1b Elect Director Nancy McKinstry Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1c Elect Director Beth E. Mooney Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1d Elect Director Gilles C. Pelisson Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1e Elect Director Paula A. Price Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1f Elect Director Venkata (Murthy) Renduchintala Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1g Elect Director Arun Sarin Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1h Elect Director Julie Sweet Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1i Elect Director Frank K. Tang Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    1j Elect Director Tracey T. Travis Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    3 Amend Omnibus Stock Plan Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    4 Approve KPMG LLP as Auditors and Authorize Board to Fix Their  Remuneration Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    5 Renew the Board's Authority to Issue Shares Under Irish Law Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    6 Authorize Board to Opt-Out of Statutory Pre-Emption Rights Mgmt For For For  
Accenture plc ACN 01/26/2022 Ireland G1151C101 Annual 11/29/2021    7 Determine Price Range for Reissuance of Treasury Shares Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022   Annual Meeting Agenda N/A        
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    1 Receive and Approve Board's and Auditor's Reports Mgmt        
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    2 Approve Consolidated Financial Statements and Statutory Reports Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    3 Approve Financial Statements Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    4 Approve Allocation of Loss Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    5 Approve Discharge of Directors Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    6 Approve Remuneration of Directors Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    7 Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    8 Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    9 Reelect Francisco Alvarez-Demalde as Director Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    10 Reelect Maria Pinelli as Director Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    11 Elect Andrea Mayumi Petroni Merhy as Director Mgmt For For For  
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022   Extraordinary Meeting Agenda N/A        
Globant SA GLOB 04/22/2022 Luxembourg L44385109 Annual/Special 03/15/2022    1 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 6.1 and 6.2 of the Articles of Association Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022   Meeting for ADR Holders N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    1 Open Meeting N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    2 Discuss the Company's Business, Financial Situation and Sustainability N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    3a Approve Remuneration Report Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    3b Adopt Financial Statements and Statutory Reports Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    3c Receive Explanation on Company's Reserves and Dividend Policy N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    3d Approve Dividends of EUR 5.50 Per Share Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    4a Approve Discharge of Management Board Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    4b Approve Discharge of Supervisory Board Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    5 Approve Number of Shares for Management Board Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    6 Amend Remuneration Policy for Management Board Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    7 Receive Information on the Composition of the Management Board N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    8a Announce Vacancies on the Supervisory Board N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    8b Opportunity to Make Recommendations N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    8c Announce Recommendation to Reappoint T.L. Kelly and Appoint A.F.M. Everke and A.L. Steegen as Members of the Supervisory Board N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    8d Reelect T.L. Kelly to Supervisory Board Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    8e Elect A.F.M. Everke to Supervisory Board Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    8f Elect A.L. Steegen to Supervisory Board Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    8g Discuss Composition of the Supervisory Board N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    9 Ratify KPMG Accountants N.V. as Auditors for the Reporting Years 2023 and 2024 Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    10 Ratify Deloitte Accountants B.V. as Auditors for the Reporting Year 2025 Mgmt        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    11 Amend Articles of Association Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    12a Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    12b Authorize Board to Exclude Preemptive Rights from Share Issuances Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    13 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    14 Authorize Cancellation of Repurchased Shares Mgmt For For For  
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    15 Other Business (Non-Voting) N/A        
ASML Holding NV ASML 04/29/2022 Netherlands N07059202 Annual 04/01/2022    16 Close Meeting N/A        
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022   Meeting for ADR Holders N/A        
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    1 Accept Financial Statements and Statutory Reports Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    2 Approve Remuneration Report Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    3 Re-elect Nils Andersen as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    4 Re-elect Judith Hartmann as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    5 Re-elect Alan Jope as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    6 Re-elect Andrea Jung as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    7 Re-elect Susan Kilsby as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    8 Re-elect Strive Masiyiwa as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    9 Re-elect Youngme Moon as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    10 Re-elect Graeme Pitkethly as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    11 Re-elect Feike Sijbesma as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    12 Elect Adrian Hennah as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    13 Elect Ruby Lu as Director Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    14 Reappoint KPMG LLP as Auditors Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    15 Authorise Board to Fix Remuneration of Auditors Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    16 Authorise UK Political Donations and Expenditure Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    17 Authorise Issue of Equity Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    19 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    20 Authorise Market Purchase of Ordinary Shares Mgmt For For For  
Unilever Plc ULVR 05/04/2022 United Kingdom G92087165 Annual 03/14/2022    21 Authorise the Company to Call General Meeting with Two Weeks' Notice Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022   Meeting for ADR Holders N/A        
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    1 Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) N/A        
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    2 Approve Allocation of Income and Dividends of EUR 3.30 per Share Mgmt For For For  
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    3 Approve Discharge of Management Board for Fiscal Year 2021 Mgmt For For For  
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    4 Approve Discharge of Supervisory Board for Fiscal Year 2021 Mgmt For For For  
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    5 Approve Remuneration Report Mgmt For For For  
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    6 Approve Remuneration of Supervisory Board Mgmt For For For  
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For For  
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    8 Ratify KPMG AG as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2022 Mgmt For For For  
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    9 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2023 Mgmt For For For  
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    10 Additional Proposals presented at the Meeting SH Against Against Against
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    11 Additional Proposals presented at the Meeting SH Against Against Against
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    12 Additional Proposals presented at the Meeting SH Against Against Against
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    A Counter Motion A SH Against Against Against
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    B Counter Motion B SH Against Against Against
adidas AG ADS 05/12/2022 Germany D0066B185 Annual 04/08/2022    C Counter Motion C SH Against Against Against
                         
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022   Meeting for ADR Holders N/A        
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    1 Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) N/A        
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    2 Approve Allocation of Income and Dividends of EUR 1.95 per Share and Special Dividends of EUR 0.50 per Share Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    3 Approve Discharge of Management Board for Fiscal Year 2021 Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    4 Approve Discharge of Supervisory Board for Fiscal Year 2021 Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    5 Ratify KPMG AG as Auditors for Fiscal Year 2022 Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    6 Ratify BDO AG as Auditors for Fiscal Year 2023 Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    7 Approve Remuneration Report Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    8.a Elect Hasso Plattner to the Supervisory Board Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    8.b Elect Rouven Westphal to the Supervisory Board Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    8.c Elect Gunnar Wiedenfels to the Supervisory Board Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    8.d Elect Jennifer Xin-Zhe Li to the Supervisory Board Mgmt For For For  
SAP SE SAP 05/18/2022 Germany D66992104 Annual 04/04/2022    9 Approve Remuneration of Supervisory Board Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022   Meeting for Class A Subordinate Voting and Class B Multiple Voting Shareholders N/A        
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    1A Elect Director Tobias Lutke Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    1B Elect Director Robert Ashe Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    1C Elect Director Gail Goodman Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    1D Elect Director Colleen Johnston Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    1E Elect Director Jeremy Levine Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    1F Elect Director John Phillips Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    1G Elect Director Fidji Simo Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    3 Authorize New Class of Common Stock and Issuance of Such Founder Share to the Founder and Chief Executive Officer Mgmt For Against For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    4 Approve Stock Split Mgmt For For For  
Shopify Inc. SHOP 06/07/2022 Canada 82509L107 Annual/Special 04/19/2022    5 Advisory Vote on Executive Compensation Approach Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
MercadoLibre, Inc. MELI 06/08/2022 USA 58733R102 Annual 04/12/2022    1.1 Elect Director Richard Sanders Mgmt For For For  
MercadoLibre, Inc. MELI 06/08/2022 USA 58733R102 Annual 04/12/2022    1.2 Elect Director Emiliano Calemzuk Mgmt For For For  
MercadoLibre, Inc. MELI 06/08/2022 USA 58733R102 Annual 04/12/2022    1.3 Elect Director Marcos Galperin Mgmt For For For  
MercadoLibre, Inc. MELI 06/08/2022 USA 58733R102 Annual 04/12/2022    1.4 Elect Director Andrea Mayumi Petroni Merhy Mgmt For For For  
MercadoLibre, Inc. MELI 06/08/2022 USA 58733R102 Annual 04/12/2022    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For  
MercadoLibre, Inc. MELI 06/08/2022 USA 58733R102 Annual 04/12/2022    3 Ratify Pistrelli, Henry Martin y Asociados S.R.L. as Auditors Mgmt For For For  
                           
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instruction
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.1 Elect Director Lester B. Knight Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.2 Elect Director Gregory C. Case Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.3 Elect Director Jin-Yong Cai Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.4 Elect Director Jeffrey C. Campbell Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.5 Elect Director Fulvio Conti Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.6 Elect Director Cheryl A. Francis Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.7 Elect Director J. Michael Losh Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.8 Elect Director Richard C. Notebaert Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.9 Elect Director Gloria Santona Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.10 Elect Director Byron O. Spruell Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    1.11 Elect Director Carolyn Y. Woo Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    3 Ratify Ernst & Young LLP as Auditors Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    4 Ratify Ernst & Young Chartered Accountants as Statutory Auditor Mgmt For For For  
Aon plc AON 06/17/2022 Ireland G0403H108 Annual 04/14/2022    5 Authorize Board to Fix Remuneration of Auditors Mgmt For For For  

 

 

Company Name Symbol Custodian Description Meeting Date Did Fund Vote Voted For or Against Management Date Voted
Booking Holdings Inc. BKNG UMB Bank DIRECTOR 6/9/2022 Yes For For 9-May-22
      1) Election of Director: Timothy Armstrong          
      2) Election of Director: Glenn D. Fogel          
      3) Election of Director: Mirian M. Graddick-Weir          
      4) Election of Director: Wei Hopeman          
      5) Election of Director: Robert J. Mylod, Jr.          
      6) Election of Director: Charles H. Noski          
      7) Election of Director: Nicholas J. Read          
      8) Election of Director: Thomas E. Rothman          
      9) Election of Director: Sumit Singh          
      10) Election of Director: Lynn Vojvodich Radakovich          
      11) Election of Director: Vanessa A. Wittman          
                 
      Advisory vote to approve 2021 executive compensation.   Yes For For  
                 
      Ratification of Deloitte & Touche LLP as our independent registered public   Yes For For  
      accounting firm for the fiscal year ending December 31, 2022.          
                 
      Stockholder proposal requesting the right of stockholders holding 10% of   Yes Against For  
      outstanding shares of common stock to call a special meeting.          
                 
      Stockholder proposal requesting the Board of Directors incorporate climate change Yes Against For  
      metrics into executive compensation arrangements for our Chief Executive Officer          
      and at least one other senior executive.          
                 
Copart, Inc. CPRT UMB Bank Election of Director: Willis J. Johnson 12/3/2021 Yes For For 11/30/2021
                 
      Election of Director: A. Jayson Adair   Yes For For  
                 
      Election of Director: Matt Blunt   Yes For For  
                 
      Election of Director: Steven D. Cohan   Yes For For  
                 
      Election of Director: Daniel J. Englander   Yes For For  
                 
      Election of Director: James E. Meeks   Yes For For  
                 
      Election of Director: Thomas N. Tryforos   Yes For For  
                 
      Election of Director: Diane M. Morefield   Yes For For  
                 
      Election of Director: Stephen Fisher   Yes For For  
                 
      Election of Director: Cherylyn Harley LeBon   Yes For For  
                 
      Election of Director: Carl D. Sparks   Yes For For  
                 
      To approve, on an advisory (non-binding) basis, the compensation of our named   Yes For For  
      executive officers for the fiscal year ended July 31, 2021 (say-on-pay vote).          
                 
      To ratify the appointment of Ernst & Young LLP as our independent registered   Yes For For  
      public accounting firm for the fiscal year ending July 31, 2022.          
                 
                 
Costar Group, Inc. CSGP UMB Bank Election of Director: Michael R. Klein 6/9/2022 Yes For For 9-May-22
                 
      Election of Director: Andrew C. Florance   Yes For For  
                 
      Election of Director: Laura Cox Kaplan   Yes For For  
                 
      Election of Director: Michael J. Glosserman   Yes For For  
                 
      Election of Director: John W. Hill   Yes For For  
                 
      Election of Director: Robert W. Musslewhite   Yes For For  
                 
      Election of Director: Christopher J. Nassetta   Yes For For  
                 
      Election of Director: Louise S. Sams   Yes For For  
                 
      Proposal to ratify the appointment of Ernst & Young LLP as the Company's   Yes For For  
      independent registered public accounting firm for 2022.          
                 
      Proposal to approve, on an advisory basis, the Company's executive compensation. Yes For For  
                 
      Stockholder proposal regarding stockholder right to call a special meeting, if   Yes Against For  
      properly presented.          
                 
Credit Acceptance Corporation CACC UMB Bank Election of Director: Kenneth S. Booth 6/8/2022 Yes For For 5-May-22
                 
      Election of Director: Glenda J. Flanagan   Yes For For  
                 
      Election of Director: Vinayak R. Hegde   Yes For For  
                 
      Election of Director: Thomas N. Tryforos   Yes For For  
                 
      Election of Director: Scott J. Vassalluzzo   Yes For For  
                 
      Advisory vote to approve named executive officer compensation.   Yes For For  
                 
      Ratification of the selection of Grant Thornton LLP as Credit Acceptance   Yes For For  
      Corporation's independent registered public accounting firm for 2022.          
                 
D.R. Horton, Inc. DHI UMB Bank Election of director: Donald R. Horton 1/26/2022 Yes For For 1/21/2022
                 
      Election of director: Barbara K. Allen   Yes For For  
                 
      Election of director: Brad S. Anderson   Yes For For  
                 
      Election of Director: Michael R. Buchanan   Yes For For  
                 
      Election of director: Benjamin S. Carson, Sr.   Yes For For  
                 
      Election of director: Michael W. Hewatt   Yes For For  
                 
      Election of director: Maribess L. Miller   Yes For For  
                 
      Approval of the advisory resolution on executive compensation.   Yes For For  
                 
      Ratify the appointment of Ernst & Young LLP as our independent registered   Yes For For  
      public accounting firm.          
                 
Fastenal Company FAST UMB Bank Election of Director: Scott A. Satterlee 4/23/2022 Yes For For 3/22/2022
                 
      Election of Director: Michael J. Ancius   Yes For For  
                 
      Election of Director: Stephen L. Eastman   Yes For For  
                 
      Election of Director: Daniel L. Florness   Yes For For  
                 
      Election of Director: Rita J. Heise   Yes For For  
                 
      Election of Director: Hsenghung Sam Hsu   Yes For For  
                 
      Election of Director: Daniel L. Johnson   Yes For For  
                 
      Election of Director: Nicholas J. Lundquist   Yes For For  
                 
      Election of Director: Sarah N. Nielsen   Yes For For  
                 
      Election of Director: Reyne K. Wisecup   Yes For For  
                 
      Ratification of the appointment of KPMG LLP as independent registered public   Yes For For  
      accounting firm for the 2022 fiscal year.          
                 
      Approval, by non-binding vote, of executive compensation.   Yes For For  
                 
                 
First Republic Bank FRC UMB Bank Election of Director: James H. Herbert, II 5/17/2022 Yes For For 4/12/2022
                 
      Election of Director: Katherine August-deWilde   Yes For For  
                 
      Election of Director: Frank J. Fahrenkopf, Jr.   Yes For For  
                 
      Election of Director: Boris Groysberg   Yes For For  
                 
      Election of Director: Sandra R. Hernández          
          Yes For For  
      Election of Director: Pamela J. Joyner          
          Yes For For  
      Election of Director: Shilla Kim-Parker          
          Yes For For  
      Election of Director: Reynold Levy          
          Yes For For  
      Election of Director: George G.C. Parker          
          Yes For For  
      Election of Director: Michael J. Roffler          
          Yes For For  
      To ratify KPMG LLP as the independent registered public accounting firm of First          
      Republic Bank for the fiscal year ending December 31, 2022.   Yes For For  
                 
      To approve the amendments to the First Republic Bank 2017 Omnibus Award Plan.        
          Yes For For  
      To approve, by advisory (non-binding) vote, the compensation of our executive          
      officers ("say on pay") vote.   Yes For For  
                 
                 
Graco Inc. GGG UMB Bank Election of Director: Eric P. Etchart 4/29/2022 Yes For For 3/28/2022
                 
      Election of Director: Jody H. Feragen   Yes For For  
                 
      Election of Director: J. Kevin Gilligan   Yes For For  
                 
      Ratification of appointment of Deloitte & Touche LLP as the Company's   Yes For For  
      independent registered accounting firm.          
                 
      Approval, on an advisory basis, of the compensation paid to our named executive Yes For For  
      officers as disclosed in the Proxy Statement.          
                 
Heico Corporation HEIA UMB Bank DIRECTOR 3/18/2022 Yes For For 2/16/2022
      1) Thomas M. Culligan          
      2) Adolfo Henriques          
      3) Mark H. Hildebrandt          
      4) Eric A. Mendelson          
      5) Laurans A. Mendelson          
      6) Victor H. Mendelson          
      7) Julie Neitzel          
      8) Dr. Alan Schriesheim          
      9) Frank J. Schwitter          
                 
      ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.   Yes For For  
                 
      RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS   Yes For For  
      THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM          
      FOR THE FISCAL YEAR ENDING OCTOBER 31, 2022.          
                 
Landstar System, Inc. LSTR UMB Bank Election of Director: Teresa L. White 5/11/2012 Yes For For 4/12/2022
                 
      Election of Director: Homaira Akbari   Yes For For  
                 
      Election of Director: Diana M. Murphy   Yes For For  
                 
      Election of Director: James L. Liang   Yes For For  
                 
      Ratification of the appointment of KPMG LLP as the Company's independent   Yes For For  
      registered public accounting firm for fiscal year 2022.          
                 
      Advisory vote to approve executive compensation.   Yes For For  
                 
      Approval of the Company's 2022 Directors Stock Compensation Plan.   Yes For For  
                 
Markel Corporation MKL UMB Bank Election of Director: Mark M. Besca 5/11/2022 Yes For For 4/7/2022
                 
      Election of Director: K. Bruce Connell   Yes For For  
                 
      Election of Director: Thomas S. Gayner   Yes For For  
                 
      Election of Director: Greta J. Harris   Yes For For  
                 
      Election of Director: Morgan E. Housel   Yes For For  
                 
      Election of Director: Diane Leopold   Yes For For  
                 
      Election of Director: Anthony F. Markel   Yes For For  
                 
      Election of Director: Steven A. Markel   Yes For For  
                 
      Election of Director: Harold L. Morrison, Jr.   Yes For For  
                 
      Election of Director: Michael O'Reilly   Yes For For  
                 
      Election of Director: A. Lynne Puckett   Yes For For  
                 
      Election of Director: Richard R. Whitt, III   Yes For For  
                 
      Advisory vote on approval of executive compensation.   Yes For For  
                 
      Ratify the selection of KPMG LLP by the Audit Committee of the Board of   Yes For For  
      Directors as the Company's independent registered public accounting firm for the          
      year ending December 31, 2022.          
                 
Moody's Corporation MCO UMB Bank Election of Director: Jorge A. Bermudez 4/26/2022 Yes For For 3/22/2022
                 
      Election of Director: Thérèse Esperdy   Yes For For  
                 
      Election of Director: Robert Fauber   Yes For For  
                 
      Election of Director: Vincent A. Forlenza   Yes For For  
                 
      Election of Director: Kathryn M. Hill   Yes For For  
                 
      Election of Director: Lloyd W. Howell, Jr.   Yes For For  
                 
      Election of Director: Raymond W. McDaniel, Jr.   Yes For For  
                 
      Election of Director: Leslie F. Seidman   Yes For For  
                 
      Election of Director: Zig Serafin   Yes For For  
                 
      Election of Director: Bruce Van Saun   Yes For For  
                 
      Ratification of the appointment of KPMG LLP as independent registered public   Yes For For  
      accounting firm of the Company for 2022.          
                 
      Advisory resolution approving executive compensation.   Yes For For  
                 
MSCI Inc. MSCI UMB Bank Election of Director: Henry A. Fernandez 4/26/2022 Yes For For 3/28/2022
                 
      Election of Director: Robert G. Ashe   Yes For For  
                 
      Election of Director: Wayne Edmunds   Yes For For  
                 
      Election of Director: Catherine R. Kinney   Yes For For  
                 
      Election of Director: Jacques P. Perold   Yes For For  
                 
      Election of Director: Sandy C. Rattray   Yes For For  
                 
      Election of Director: Linda H. Riefler   Yes For For  
                 
      Election of Director: Marcus L. Smith   Yes For For  
                 
      Election of Director: Rajat Taneja   Yes For For  
                 
      Election of Director: Paula Volent   Yes For For  
                 
      To approve, by non-binding vote, our executive compensation, as described in   Yes For For  
      these proxy materials.          
                 
      To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. Yes For For  
                 
NVR, Inc. NVR UMB Bank Election of Director: Paul C. Saville 5/4/2022 Yes For For 4/7/2022
                 
      Election of Director: C.E. Andrews   Yes For For  
                 
      Election of Director: Sallie B. Bailey   Yes For For  
                 
      Election of Director: Thomas D. Eckert   Yes For For  
                 
      Election of Director: Alfred E. Festa   Yes For For  
                 
      Election of Director: Alexandra A. Jung   Yes For For  
                 
      Election of Director: Mel Martinez   Yes For For  
                 
      Election of Director: David A. Preiser   Yes For For  
                 
      Election of Director: W. Grady Rosier   Yes For For  
                 
      Election of Director: Susan Williamson Ross   Yes For For  
                 
      Ratification of appointment of KPMG LLP as independent auditor for the year   Yes For For  
      ending December 31, 2022.          
                 
      Advisory vote to approve executive compensation.   Yes For For  
                 
Old Dominion Freight Line, Inc. ODFL UMB Bank DIRECTOR 5/18/2022 Yes For For 5/5/2022
      1) Election of Director: Sherry A. Aaholm          
      2) Election of Director: David S. Congdon          
      3) Election of Director: John R. Congdon, Jr.          
      4) Election of Director: Bradley R. Gabosch          
      5) Election of Director: Greg C. Gantt          
      6) Election of Director: Patrick D. Hanley          
      7) Election of Director: John D. Kasarda          
      8) Election of Director: Wendy T. Stallings          
      9) Election of Director: Thomas A. Stith, III          
      10) Election of Director: Leo H. Suggs          
      11) Election of Director: D. Michael Wray          
                 
      Approval, on an advisory basis, of the compensation of the Company's named   Yes For For  
      executive officers.          
      Ratification of the appointment of Ernst & Young LLP as the Company's   Yes For For  
      independent registered public accounting firm for the year ending December 31, 2022.        
                 
Primerica, Inc. PRI UMB Bank Election of Director: John A. Addison, Jr. 5/11/2022 Yes For For 4/12/2022
                 
      Election of Director: Joel M. Babbit   Yes For For  
                 
      Election of Director: P. George Benson   Yes For For  
                 
      Election of Director: Amber L. Cottle   Yes For For  
                 
      Election of Director: Gary L. Crittenden   Yes For For  
                 
      Election of Director: Cynthia N. Day   Yes For For  
                 
      Election of Director: Sanjeev Dheer   Yes For For  
                 
      Election of Director: Beatriz R. Perez   Yes For For  
                 
      Election of Director: D. Richard Williams   Yes For For  
                 
      Election of Director: Glenn J. Williams   Yes For For  
                 
      Election of Director: Barbara A. Yastine   Yes For For  
                 
      To consider an advisory vote on executive compensation (Say-on- Pay).   Yes For For  
                 
      To ratify the appointment of KPMG LLP as our independent registered public   Yes For For  
      accounting firm for fiscal 2022.          
                 
Verisign, Inc. VRSN UMB Bank Election of Director: D. James Bidzos 5/26/2022 Yes For For 5/3/2022
                 
      Election of Director: Courtney D. Armstrong   Yes For For  
                 
      Election of Director: Ari Buchalter   Yes For For  
                 
      Election of Director: Kathleen A. Cote   Yes For For  
                 
      Election of Director: Thomas F. Frist III   Yes For For  
                 
      Election of Director: Jamie S. Gorelick   Yes For For  
                 
      Election of Director: Roger H. Moore   Yes For For  
                 
      Election of Director: Timothy Tomlinson   Yes For For  
                 
      To approve, on a non-binding, advisory basis, the Company's executive   Yes For For  
      compensation.          
                 
      To ratify the selection of KPMG LLP as the Company's independent registered   Yes For For  
      public accounting firm for the year ending December 31, 2022.          
                 
      To vote on a stockholder proposal, if properly presented at the meeting, regarding Yes Against For  
      an amendment to the Company's special meeting right.          
                 
Veeva Systems Inc. VEEV UMB Bank Election of Director to serve until the annual meeting to be held in 2023: Tim Cabral 6/8/2022 Yes For For 5/11/2022
                 
      Election of Director to serve until the annual meeting to be held in 2023: Mark Carges Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Paul E. Chamberlain Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Peter P. Gassner Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Mary Lynne Hedley Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Priscilla Hung Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Tina Hunt Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Marshall Mohr Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Gordon Ritter Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Paul Sekhri Yes For For  
                 
      Election of Director to serve until the annual meeting to be held in 2023: Matthew J. Wallach Yes For For  
                 
      To approve an amendment and restatement of our 2013 Equity Incentive Plan.   Yes For For  
                 
      To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023.   Yes For For  

 

 

  Vote Summary  
  QORVO, INC.          
  Security 74736K101       Meeting Type   Annual    
  Ticker Symbol QRVO                  Meeting Date   10-Aug-2021    
  ISIN US74736K1016       Agenda   935466258 - Management  
  Record Date 17-Jun-2021       Holding Recon Date   17-Jun-2021    
  City / Country     / United
States		       Vote Deadline Date   09-Aug-2021    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1.    DIRECTOR Management          
        1 Ralph G. Quinsey     For For     For
        2 Robert A. Bruggeworth     For For     For
        3 Judy Bruner     For For     For
        4 Jeffery R. Gardner     For For     For
        5 John R. Harding     For For     For
        6 David H. Y. Ho     For For     For
        7 Roderick D. Nelson     For For     For
        8 Dr. Walden C. Rhines     For For     For
        9 Susan L. Spradley     For For     For
  2.    To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). Management For For     For
  3.    To vote, on an advisory basis, on the frequency of future advisory votes on the compensation of our Named Executive Officers. Management 1 Year For     For
  4.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 2, 2022. Management For For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   06-Aug-2021 06-Aug-2021  
  LAM RESEARCH CORPORATION          
  Security 512807108       Meeting Type   Annual    
  Ticker Symbol LRCX                  Meeting Date   08-Nov-2021    
  ISIN US5128071082       Agenda   935496946 - Management  
  Record Date 09-Sep-2021       Holding Recon Date   09-Sep-2021    
  City / Country     / United
States		       Vote Deadline Date   05-Nov-2021    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1.    DIRECTOR Management          
        1 Sohail U. Ahmed     For For     For
        2 Timothy M. Archer     For For     For
        3 Eric K. Brandt     For For     For
        4 Michael R. Cannon     For For     For
        5 Catherine P. Lego     For For     For
        6 Bethany J. Mayer     For For     For
        7 Abhijit Y. Talwalkar     For For     For
        8 Lih Shyng (Rick L) Tsai     For For     For
        9 Leslie F. Varon     For For     For
  2.    Advisory vote to approve the compensation of the named
executive officers of Lam Research, or "Say on Pay."		 Management For For     For
  3.    Ratification of the appointment of the independent
registered public accounting firm for fiscal year 2022.		 Management For For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   04-Nov-2021 04-Nov-2021  
  MICROSOFT CORPORATION          
  Security 594918104       Meeting Type   Annual    
  Ticker Symbol MSFT                  Meeting Date   30-Nov-2021    
  ISIN US5949181045       Agenda   935505480 - Management  
  Record Date 30-Sep-2021       Holding Recon Date   30-Sep-2021    
  City / Country     / United
States		       Vote Deadline Date   29-Nov-2021    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1A.   Election of Director: Reid G. Hoffman Management For For     For
  1B.   Election of Director: Hugh F. Johnston Management For For     For
  1C.   Election of Director: Teri L. List Management For For     For
  1D.   Election of Director: Satya Nadella Management For For     For
  1E.   Election of Director: Sandra E. Peterson Management For For     For
  1F.   Election of Director: Penny S. Pritzker Management For For     For
  1G.   Election of Director: Carlos A. Rodriguez Management For For     For
  1H.   Election of Director: Charles W. Scharf Management For For     For
  1I.   Election of Director: John W. Stanton Management For For     For
  1J.   Election of Director: John W. Thompson Management For For     For
  1K.   Election of Director: Emma N. Walmsley Management For For     For
  1L.   Election of Director: Padmasree Warrior Management For For     For
  2.    Advisory vote to approve named executive officer
compensation.		 Management For For     For
  3.    Approve Employee Stock Purchase Plan. Management For For     For
  4.    Ratification of the Selection of Deloitte & Touche LLP as
our Independent Auditor for Fiscal Year 2022.		 Management For For     For
  5.    Shareholder Proposal - Report on median pay gaps
across race and gender.		 Shareholder Against Against     For
  6.    Shareholder Proposal - Report on effectiveness of
workplace sexual harassment policies.		 Shareholder Against Against     For
  7.    Shareholder Proposal - Prohibition on sales of facial
recognition technology to all government entities.		 Shareholder Against Against     For
  8.    Shareholder Proposal - Report on implementation of the
Fair Chance Business Pledge.		 Shareholder Against Against     For
  9.    Shareholder Proposal - Report on how lobbying activities
align with company policies.		 Shareholder Against Against     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   29-Nov-2021 29-Nov-2021  
  VISA INC.          
  Security 92826C839       Meeting Type   Annual    
  Ticker Symbol V                     Meeting Date   25-Jan-2022    
  ISIN US92826C8394       Agenda   935531550 - Management  
  Record Date 26-Nov-2021       Holding Recon Date   26-Nov-2021    
  City / Country     / United
States		       Vote Deadline Date   24-Jan-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1A.   Election of Director: Lloyd A. Carney Management For For     For
  1B.   Election of Director: Mary B. Cranston Management For For     For
  1C.   Election of Director: Francisco Javier Fernández-Carbajal Management For For     For
  1D.   Election of Director: Alfred F. Kelly, Jr. Management For For     For
  1E.   Election of Director: Ramon Laguarta Management For For     For
  1F.   Election of Director: John F. Lundgren Management For For     For
  1G.   Election of Director: Robert W. Matschullat Management For For     For
  1H.   Election of Director: Denise M. Morrison Management For For     For
  1I.   Election of Director: Linda J. Rendle Management For For     For
  1J.   Election of Director: Maynard G. Webb, Jr. Management For For     For
  2.    To approve, on an advisory basis, the compensation paid to our named executive officers. Management For For     For
  3.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. Management For For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   20-Jan-2022 20-Jan-2022  
  APPLIED MATERIALS, INC.          
  Security 038222105       Meeting Type   Annual    
  Ticker Symbol AMAT                  Meeting Date   10-Mar-2022    
  ISIN US0382221051       Agenda   935544381 - Management  
  Record Date 12-Jan-2022       Holding Recon Date   12-Jan-2022    
  City / Country     / United
States		       Vote Deadline Date   09-Mar-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1A.   Election of Director: Rani Borkar Management For For     For
  1B.   Election of Director: Judy Bruner Management For For     For
  1C.   Election of Director: Xun (Eric) Chen Management For For     For
  1D.   Election of Director: Aart J. de Geus Management For For     For
  1E.   Election of Director: Gary E. Dickerson Management For For     For
  1F.   Election of Director: Thomas J. Iannotti Management For For     For
  1G.   Election of Director: Alexander A. Karsner Management For For     For
  1H.   Election of Director: Adrianna C. Ma Management For For     For
  1I.   Election of Director: Yvonne McGill Management For For     For
  1J.   Election of Director: Scott A. McGregor Management For For     For
  2.    Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2021. Management For For     For
  3.    Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2022. Management For For     For
  4.    Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. Shareholder Against Against     For
  5.    Shareholder proposal to improve the executive compensation program and policy, such as to include the CEO pay ratio factor and voices from employees. Shareholder Against Against     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   03-Mar-2022 03-Mar-2022  
  HEICO CORPORATION          
  Security 422806208       Meeting Type   Annual    
  Ticker Symbol HEIA                  Meeting Date   18-Mar-2022    
  ISIN US4228062083       Agenda   935546602 - Management  
  Record Date 21-Jan-2022       Holding Recon Date   21-Jan-2022    
  City / Country     / United
States		       Vote Deadline Date   17-Mar-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1.    DIRECTOR Management          
        1 Thomas M. Culligan     For For     For
        2 Adolfo Henriques     For For     For
        3 Mark H. Hildebrandt     For For     For
        4 Eric A. Mendelson     For For     For
        5 Laurans A. Mendelson     For For     For
        6 Victor H. Mendelson     For For     For
        7 Julie Neitzel     For For     For
        8 Dr. Alan Schriesheim     For For     For
        9 Frank J. Schwitter     For For     For
  2.    ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. Management For For     For
  3.    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2022. Management For For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   14-Mar-2022 14-Mar-2022  
  SKYWORKS SOLUTIONS, INC.          
  Security 83088M102       Meeting Type   Annual    
  Ticker Symbol SWKS                  Meeting Date   11-May-2022    
  ISIN US83088M1027       Agenda   935574271 - Management  
  Record Date 17-Mar-2022       Holding Recon Date   17-Mar-2022    
  City / Country     / United
States		       Vote Deadline Date   10-May-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1A.   Election of Director: Alan S. Batey Management For For     For
  1B.   Election of Director: Kevin L. Beebe Management For For     For
  1C.   Election of Director: Liam K. Griffin Management For For     For
  1D.   Election of Director: Eric J. Guerin Management For For     For
  1E.   Election of Director: Christine King Management For For     For
  1F.   Election of Director: Suzanne E. McBride Management For For     For
  1G.   Election of Director: David P.McGlade Management For For     For
  1H.   Election of Director: Robert A. Schriesheim Management For For     For
  2.    To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2022. Management For For     For
  3.    To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. Management For For     For
  4.    To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. Management For For     For
  5.    To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. Management For For     For
  6.    To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. Management For For     For
  7.    To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders. Management For For     For
  8.    To approve a stockholder proposal regarding the Company's stockholder special meeting right. Shareholder Against Against     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   29-Apr-2022 29-Apr-2022  
  UPSTART HOLDINGS, INC.          
  Security 91680M107       Meeting Type   Annual    
  Ticker Symbol UPST                  Meeting Date   17-May-2022    
  ISIN US91680M1071       Agenda   935591328 - Management  
  Record Date 24-Mar-2022       Holding Recon Date   24-Mar-2022    
  City / Country     / United
States		       Vote Deadline Date   16-May-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1.    DIRECTOR Management          
        1 Sukhinder Singh Cassidy     For For     For
        2 Paul Gu     For For     For
  2.    Ratification of the appointment of Deloitte & Touche LLP as Upstart's independent registered public accounting firm for the fiscal year ending December 31, 2022. Management For For     For
  3.    The frequency of future stockholder advisory votes on the compensation of our named executive officers. Management 1 Year For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   05-May-2022 05-May-2022  
  WAYFAIR INC          
  Security 94419L101       Meeting Type   Annual    
  Ticker Symbol W                     Meeting Date   24-May-2022    
  ISIN US94419L1017       Agenda   935603628 - Management  
  Record Date 29-Mar-2022       Holding Recon Date   29-Mar-2022    
  City / Country     / United
States		       Vote Deadline Date   23-May-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1A.   Election of Director: Niraj Shah Management For For     For
  1B.   Election of Director: Steven Conine Management For For     For
  1C.   Election of Director: Michael Choe Management For For     For
  1D.   Election of Director: Andrea Jung Management For For     For
  1E.   Election of Director: Jeremy King Management For For     For
  1F.   Election of Director: Michael Kumin Management For For     For
  1G.   Election of Director: Jeffrey Naylor Management For For     For
  1H.   Election of Director: Anke Schäferkordt Management For For     For
  1I.   Election of Director: Michael E. Sneed Management For For     For
  2.    To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the year ending December 31, 2022. Management For For     For
  3.    To hold an advisory vote on how frequently a "say on
pay" proposal should be included in our Proxy Statement.		 Management 3 Years For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   16-May-2022 16-May-2022  
  META PLATFORMS, INC.          
  Security 30303M102       Meeting Type   Annual    
  Ticker Symbol FB                    Meeting Date   25-May-2022    
  ISIN US30303M1027       Agenda   935601559 - Management  
  Record Date 01-Apr-2022       Holding Recon Date   01-Apr-2022    
  City / Country     / United
States		       Vote Deadline Date   24-May-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1.    DIRECTOR Management          
        1 Peggy Alford     For For     For
        2 Marc L. Andreessen     For For     For
        3 Andrew W. Houston     For For     For
        4 Nancy Killefer     For For     For
        5 Robert M. Kimmitt     For For     For
        6 Sheryl K. Sandberg     For For     For
        7 Tracey T. Travis     For For     For
        8 Tony Xu     For For     For
        9 Mark Zuckerberg     For For     For
  2.    To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. Management For For     For
  3.    To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement. Management For For     For
  4.    A shareholder proposal regarding dual class capital structure. Shareholder Against Against     For
  5.    A shareholder proposal regarding an independent chair. Shareholder Against Against     For
  6.    A shareholder proposal regarding concealment clauses. Shareholder Against Against     For
  7.    A shareholder proposal regarding report on external costs of misinformation. Shareholder Against Against     For
  8.    A shareholder proposal regarding report on community standards enforcement. Shareholder Against Against     For
  9.    A shareholder proposal regarding report and advisory vote on the metaverse. Shareholder Against Against     For
  10.   A shareholder proposal regarding human rights impact assessment. Shareholder Against Against     For
  11.   A shareholder proposal regarding child sexual exploitation online. Shareholder Against Against     For
  12.   A shareholder proposal regarding civil rights and non-discrimination audit. Shareholder Against Against     For
  13.   A shareholder proposal regarding report on lobbying. Shareholder Against Against     For
  14.   A shareholder proposal regarding assessment of audit & risk oversight committee. Shareholder Against Against     For
  15.   A shareholder proposal regarding report on charitable donations. Shareholder Against Against     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   07-May-2022 07-May-2022  
  AMAZON.COM, INC.          
  Security 023135106       Meeting Type   Annual    
  Ticker Symbol AMZN                  Meeting Date   25-May-2022    
  ISIN US0231351067       Agenda   935609288 - Management  
  Record Date 31-Mar-2022       Holding Recon Date   31-Mar-2022    
  City / Country     / United
States		       Vote Deadline Date   24-May-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1a.   Election of Director: Jeffrey P. Bezos Management For For     For
  1b.   Election of Director: Andrew R. Jassy Management For For     For
  1c.   Election of Director: Keith B. Alexander Management For For     For
  1d.   Election of Director: Edith W. Cooper Management For For     For
  1e.   Election of Director: Jamie S. Gorelick Management For For     For
  1f.   Election of Director: Daniel P. Huttenlocher Management For For     For
  1g.   Election of Director: Judith A. McGrath Management For For     For
  1h.   Election of Director: Indra K. Nooyi Management For For     For
  1i.   Election of Director: Jonathan J. Rubinstein Management For For     For
  1j.   Election of Director: Patricia Q. Stonesifer Management For For     For
  1k.   Election of Director: Wendell P. Weeks Management For For     For
  2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management For For     For
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management For For     For
  4.    APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK Management For For     For
  5.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS Shareholder Against Against     For
  6.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE Shareholder Against Against     For
  7.    SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY Shareholder Against Against     For
  8.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS Shareholder Against Against     For
  9.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES Shareholder Against Against     For
  10.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES Shareholder Against Against     For
  11.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against Against     For
  12.   SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING Shareholder Against Against     For
  13.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION Shareholder Against Against     For
  14.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING Shareholder Against Against     For
  15.   SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS Shareholder Against Against     For
  16.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS Shareholder Against Against     For
  17.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY Shareholder Against Against     For
  18.   SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT Shareholder Against Against     For
  19.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES Shareholder Against Against     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   11-May-2022 11-May-2022  
  THE CARLYLE GROUP INC          
  Security 14316J108       Meeting Type   Annual    
  Ticker Symbol CG                    Meeting Date   31-May-2022    
  ISIN US14316J1088       Agenda   935609339 - Management  
  Record Date 04-Apr-2022       Holding Recon Date   04-Apr-2022    
  City / Country     / United
States		       Vote Deadline Date   27-May-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1.    DIRECTOR Management          
        1 David M. Rubenstein     For For     For
        2 Linda H. Filler     For For     For
        3 James H. Hance, Jr.     For For     For
        4 Derica W. Rice     For For     For
  2.    Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2022 Management For For     For
  3.    Non-Binding Vote to Approve Named Executive Officer Compensation ("Say-on-Pay") Management For For     For
  4.    Shareholder Proposal to Reorganize the Board of Directors into One Class Shareholder For For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   17-May-2022 17-May-2022  
  NVIDIA CORPORATION          
  Security 67066G104       Meeting Type   Annual    
  Ticker Symbol NVDA                  Meeting Date   02-Jun-2022    
  ISIN US67066G1040       Agenda   935618299 - Management  
  Record Date 04-Apr-2022       Holding Recon Date   04-Apr-2022    
  City / Country     / United
States		       Vote Deadline Date   01-Jun-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1A.   Election of Director: Robert K. Burgess Management For For     For
  1B.   Election of Director: Tench Coxe Management For For     For
  1C.   Election of Director: John O. Dabiri Management For For     For
  1D.   Election of Director: Persis S. Drell Management For For     For
  1E.   Election of Director: Jen-Hsun Huang Management For For     For
  1F.   Election of Director: Dawn Hudson Management For For     For
  1G.   Election of Director: Harvey C. Jones Management For For     For
  1H.   Election of Director: Michael G. McCaffery Management For For     For
  1I.   Election of Director: Stephen C. Neal Management For For     For
  1J.   Election of Director: Mark L. Perry Management For For     For
  1K.   Election of Director: A. Brooke Seawell Management For For     For
  1L.   Election of Director: Aarti Shah Management For For     For
  1M.   Election of Director: Mark A. Stevens Management For For     For
  2.    Advisory approval of our executive compensation. Management For For     For
  3.    Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. Management For For     For
  4.    Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. Management For For     For
  5.    Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. Management For For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   24-May-2022 24-May-2022  
  APPLOVIN CORPORATION          
  Security 03831W108       Meeting Type   Annual    
  Ticker Symbol APP                   Meeting Date   08-Jun-2022    
  ISIN US03831W1080       Agenda   935616574 - Management  
  Record Date 13-Apr-2022       Holding Recon Date   13-Apr-2022    
  City / Country     / United
States		       Vote Deadline Date   07-Jun-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1a.   Election of Director: ADAM FOROUGHI Management For For     For
  1b.   Election of Director: HERALD CHEN Management For For     For
  1c.   Election of Director: CRAIG BILLINGS Management For For     For
  1d.   Election of Director: MARGARET GEORGIADIS Management For For     For
  1e.   Election of Director: ALYSSA HARVEY DAWSON Management For For     For
  1f.   Election of Director: EDWARD OBERWAGER Management For For     For
  1g.   Election of Director: ASHA SHARMA Management For For     For
  1h.   Election of Director: EDUARDO VIVAS Management For For     For
  2.    Ratification of the Audit Committee's appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Management For For     For
  3.    Approval, on an advisory basis, the compensation of our named executive officers. Management For For     For
  4.    To recommend, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. Management 1 Year For     For
  5.    Approval of the amendment of our 2021 Partner Studio Incentive Plan to increase the number of shares of our Class A common stock authorized for issuance thereunder. Management For For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   31-May-2022 31-May-2022  
  SALESFORCE, INC.          
  Security 79466L302       Meeting Type   Annual    
  Ticker Symbol CRM                   Meeting Date   09-Jun-2022    
  ISIN US79466L3024       Agenda   935626258 - Management  
  Record Date 14-Apr-2022       Holding Recon Date   14-Apr-2022    
  City / Country     / United
States		       Vote Deadline Date   08-Jun-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1a.   Election of Director: Marc Benioff Management For For     For
  1b.   Election of Director: Bret Taylor Management For For     For
  1c.   Election of Director: Laura Alber Management For For     For
  1d.   Election of Director: Craig Conway Management For For     For
  1e.   Election of Director: Parker Harris Management For For     For
  1f.   Election of Director: Alan Hassenfeld Management For For     For
  1g.   Election of Director: Neelie Kroes Management For For     For
  1h.   Election of Director: Oscar Munoz Management For For     For
  1i.   Election of Director: Sanford Robertson Management For For     For
  1j.   Election of Director: John V. Roos Management For For     For
  1k.   Election of Director: Robin Washington Management For For     For
  1l.   Election of Director: Maynard Webb Management For For     For
  1m.   Election of Director: Susan Wojcicki Management For For     For
  2.    Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. Management For For     For
  3.    Amendment and restatement of our 2004 Employee Stock Purchase Plan to increase the number of shares reserved for issuance. Management For For     For
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. Management For For     For
  5.    An advisory vote to approve the fiscal 2022 compensation of our named executive officers. Management For For     For
  6.    A stockholder proposal requesting a policy to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting. Shareholder Against Against     For
  7.    A stockholder proposal requesting a racial equity audit, if properly presented at the meeting. Shareholder Against Against     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   01-Jun-2022 01-Jun-2022  
  COSTAR GROUP, INC.          
  Security 22160N109       Meeting Type   Annual    
  Ticker Symbol CSGP                  Meeting Date   09-Jun-2022    
  ISIN US22160N1090       Agenda   935627224 - Management  
  Record Date 11-Apr-2022       Holding Recon Date   11-Apr-2022    
  City / Country     / United
States		       Vote Deadline Date   08-Jun-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1a.   Election of Director: Michael R. Klein Management For For     For
  1b.   Election of Director: Andrew C. Florance Management For For     For
  1c.   Election of Director: Laura Cox Kaplan Management For For     For
  1d.   Election of Director: Michael J. Glosserman Management For For     For
  1e.   Election of Director: John W. Hill Management For For     For
  1f.   Election of Director: Robert W. Musslewhite Management For For     For
  1g.   Election of Director: Christopher J. Nassetta Management For For     For
  1h.   Election of Director: Louise S. Sams Management For For     For
  2.    Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022. Management For For     For
  3.    Proposal to approve, on an advisory basis, the Company's executive compensation. Management For For     For
  4.    Stockholder proposal regarding stockholder right to call a special meeting, if properly presented. Shareholder Against Against     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   07-Jun-2022 07-Jun-2022  
  SPLUNK INC.          
  Security 848637104       Meeting Type   Annual    
  Ticker Symbol SPLK                  Meeting Date   16-Jun-2022    
  ISIN US8486371045       Agenda   935638316 - Management  
  Record Date 20-Apr-2022       Holding Recon Date   20-Apr-2022    
  City / Country     / United
States		       Vote Deadline Date   15-Jun-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1a.   Election of Class I Director: Mark Carges Management For For     For
  1b.   Election of Class I Director: Kenneth Hao Management For For     For
  1c.   Election of Class I Director: Elisa Steele Management For For     For
  2.    To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. Management For For     For
  3.    To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. Management For For     For
  4.    To approve the Splunk Inc. 2022 Equity Incentive Plan and the reservation of shares thereunder. Management For For     For
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND
- VULCAN
VALUE
PARTNERS		 UMB BANK,
N.A.		   19-May-2022 19-May-2022  
  MASTERCARD INCORPORATED          
  Security 57636Q104       Meeting Type   Annual    
  Ticker Symbol MA                    Meeting Date   21-Jun-2022    
  ISIN US57636Q1040       Agenda   935635942 - Management  
  Record Date 22-Apr-2022       Holding Recon Date   22-Apr-2022    
  City / Country     / United
States		       Vote Deadline Date   17-Jun-2022    
  SEDOL(s)         Quick Code        
  Item Proposal   Proposed
by		 Vote Management
Recommendation		   For/Against
Management
  1a.   Election of Director: Merit E. Janow Management For For     For
  1b.   Election of Director: Candido Bracher Management For For     For
  1c.   Election of Director: Richard K. Davis Management For For     For
  1d.   Election of Director: Julius Genachowski Management For For     For
  1e.   Election of Director: Choon Phong Goh Management For For     For
  1f.   Election of Director: Oki Matsumoto Management For For     For
  1g.   Election of Director: Michael Miebach Management For For     For
  1h.   Election of Director: Youngme Moon Management For For     For
  1i.   Election of Director: Rima Qureshi Management For For     For
  1j.   Election of Director: Gabrielle Sulzberger Management For For     For
  1k.   Election of Director: Jackson Tai Management For For     For
  1l.   Election of Director: Harit Talwar Management For For     For
  1m.   Election of Director: Lance Uggla Management For For     For
  2.    Advisory approval of Mastercard's executive compensation. Management For For     For
  3.    Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. Management For For     For
  4.    Approval of an amendment to Mastercard's Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders. Management For For     For
  5.    Consideration of a stockholder proposal on the right to call special meetings of stockholders. Shareholder For Against     Against
  6.    Consideration of a stockholder proposal requesting Board approval of certain political contributions. Shareholder For Against     Against
  7.    Consideration of a stockholder proposal requesting charitable donation disclosure. Shareholder For Against     Against
  8.    Consideration of a stockholder proposal requesting a report on "ghost guns". Shareholder For Against     Against
                                             
  Account
Number		 Account Name Custodian   Vote Date Date
Confirmed		    
  151997.1 BBR ALO FUND - VULCAN VALUE PARTNERS UMB BANK, N.A.   15-Jun-2022 15-Jun-2022  

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  BBR ALO FUND, LLC
       
  By: /s/ Barry M. Klayman  
  Name: Barry M. Klayman  
  Title: Principal Executive Officer  
       
August 31, 2022