N-PX 1 d476351dnpx.htm N-PX N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-23556

 

 

Datum One Series Trust

(Exact name of registrant as specified in charter)

 

 

50 S. LaSalle Street

Chicago, Illinois 60603

(Address of principal executive offices) (Zip code)

 

 

The Northern Trust Company

50 S. LaSalle Street

Chicago, Illinois 60603

(Name and address of agent for service)

 

 

Registrant’s telephone number, including area code: (866) 494- 4270

Date of fiscal year end: March 31

Date of reporting period: July 1, 2022 – June 30, 2023

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of1940 and rule 30bl-4 thereunder (17 CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The 0MB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 


Item 1. Proxy Voting Record.

 


Polar Capital Emerging Market Stars Fund

 

Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    08/12/2022    Approve Draft and Summary of Stock Option and Performance Share Incentive Plan    Mgmt    Yes    Against    Yes
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    08/12/2022    Approve Implementation of Methods to Assess the Performance of Plan Participants    Mgmt    Yes    Against    Yes
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    08/12/2022    Approve Authorization of the Board to Handle All Related Matters    Mgmt    Yes    Against    Yes
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    08/12/2022    Approve Change the Unlocking Period, Unlocking Ratio and Duration of Long-term Incentive Plan    Mgmt    Yes    Against    Yes
Dixon Technologies (India) Limited    540699    Y2R8Y5112    08/23/2022    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Dixon Technologies (India) Limited    540699    Y2R8Y5112    08/23/2022    Approve Final Dividend    Mgmt    Yes    For    No
Dixon Technologies (India) Limited    540699    Y2R8Y5112    08/23/2022    Reelect Atul B. Lall as Director    Mgmt    Yes    For    No
Dixon Technologies (India) Limited    540699    Y2R8Y5112    08/23/2022    Approve Remuneration of Cost Auditors    Mgmt    Yes    For    No
Dixon Technologies (India) Limited    540699    Y2R8Y5112    08/23/2022    Approve Continuation of Office of Manuji Zarabi as Non-Executive Independent Director    Mgmt    Yes    For    No
Dixon Technologies (India) Limited    540699    Y2R8Y5112    08/23/2022    Approve Loans, Investments, Guarantee or Security to Subsidiary Companies, Joint Venture Companies and Other Associates    Mgmt    Yes    Against    Yes
Dixon Technologies (India) Limited    540699    Y2R8Y5112    08/23/2022    Approve Remuneration Payable to Sunil Vachani as Executive Chairman and Whole Time Director    Mgmt    Yes    For    No
Dixon Technologies (India) Limited    540699    Y2R8Y5112    08/23/2022    Approve Grant of Stock Options to the Employees of Associate Companies, Including Joint Venture Companies Under Dixon Technologies (India) Limited - Employees Stock Option Plan, 2018 and Employee Stock Option Plan, 2020    Mgmt    Yes    Against    Yes
Coforge Limited    532541    Y62769107    08/24/2022    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Coforge Limited    532541    Y62769107    08/24/2022    Confirm Interim Dividend    Mgmt    Yes    For    No
Coforge Limited    532541    Y62769107    08/24/2022    Reelect Hari Gopalakrishnan as Director    Mgmt    Yes    Against    Yes
Coforge Limited    532541    Y62769107    08/24/2022    Reelect Kirtiram Hariharan as Director    Mgmt    Yes    Against    Yes
Coforge Limited    532541    Y62769107    08/24/2022    Approve S R Batliboi & Associates, LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    Against    Yes
Coforge Limited    532541    Y62769107    08/24/2022    Approve Payment of Commission to Basab Pradhan as Independent Director and Chairperson of the Board    Mgmt    Yes    Against    Yes
Apollo Hospitals Enterprise Limited    508869    Y0187F138    08/25/2022    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Apollo Hospitals Enterprise Limited    508869    Y0187F138    08/25/2022    Approve Dividend    Mgmt    Yes    For    No
Apollo Hospitals Enterprise Limited    508869    Y0187F138    08/25/2022    Reelect Shobana Kamineni as Director    Mgmt    Yes    For    No
Apollo Hospitals Enterprise Limited    508869    Y0187F138    08/25/2022    Approve Deloitte Haskins & Sells, LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
Apollo Hospitals Enterprise Limited    508869    Y0187F138    08/25/2022    Approve Appointment of Prathap C Reddy as Whole Time Director Designated as Executive Chairman    Mgmt    Yes    For    No
Apollo Hospitals Enterprise Limited    508869    Y0187F138    08/25/2022    Approve Payment of Remuneration to Prathap C Reddy as Executive Chairman, Preetha Reddy as Executive Vice Chairperson, Suneeta Reddy as Managing Director, Smt.Sangita Reddy as Joint Managing Director and Shobana Kamineni as Executive Vice-Chairperson    Mgmt    Yes    For    No
Apollo Hospitals Enterprise Limited    508869    Y0187F138    08/25/2022    Approve Offer or Invitation to Subscribe to Non-Convertible Debentures on Private Placement Basis    Mgmt    Yes    For    No
Apollo Hospitals Enterprise Limited    508869    Y0187F138    08/25/2022    Approve Remuneration of Cost Auditors    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    08/25/2022    EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt    No      
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    08/25/2022    Adopt 2022 Share Option Incentive Scheme    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    08/25/2022    Approve Assessment Management Measures in Respect of the Implementation of the 2022 Share Option Incentive Scheme    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    08/25/2022    Authorize Board to Handle All Matters in Relation to the 2022 Share Option Incentive Scheme    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    08/25/2022    CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt    No      
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    08/25/2022    Adopt 2022 Share Option Incentive Scheme    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    08/25/2022    Approve Assessment Management Measures in Respect of the Implementation of the 2022 Share Option Incentive Scheme    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    08/25/2022    Authorize Board to Handle All Matters in Relation to the 2022 Share Option Incentive Scheme    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Accept Standalone Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Approve Dividend    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Reelect Nita M. Ambani as Director    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Reelect Hital R. Meswani as Director    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Approve Deloitte Haskins & Sells LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Approve Reappointment and Remuneration of Nikhil R. Meswani as a Whole-time Driector    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Elect K. V. Chowdary as Director    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Approve Remuneration of Cost Auditors    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Amend Object Clause of the Memorandum of Association    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Approve Material Related Party Transactions of the Company    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    08/29/2022    Approve Material Related Party Transactions of Subsidiaries of the Company    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Dividend    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Reelect Sandeep Batra as Director    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve MSKA & Associates, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve KKC & Associates LLP, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Reelect Neelam Dhawan as Director    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Reelect Uday Chitale as Director    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Reelect Radhakrishnan Nair as Director    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Elect Rakesh Jha as Director    Mgmt    Yes    For    No


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Appointment and Remuneration of Rakesh Jha as Whole Time Director Designated as Executive Director    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Revision in the Remuneration of Sandeep Bakhshi as Managing Director & ChiefExecutive Officer (MD & CEO)    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Revision in the Remuneration of Anup Bagchi as Executive Director    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Revision in the Remuneration of Sandeep Batra as Executive Director    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Revision in the Remuneration of Vishakha Mulye as Erstwhile Executive Director    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Material Related Party Transactions for Current Account Deposits    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Material Related Party Transactions for Subscription of Securities Issued by Related Parties and Purchase of Securities from Related Parties    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Material Related Party Transactions for Sale of Securities to Related Parties    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Material Related Party Transactions for Fund Based and Non-Fund Based Credit Facilities    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Material Related Party Transactions for Repurchase Transactions and Other Permitted Short-Term Borrowing Transactions    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Material Related Party Transactions for Reverse Repurchase Transactions and Other Permitted Short-Term Lending Transactions    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Material Related Party Transactions for Availing Manpower Services for Certain Activities of the Bank    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Material Related Party Transactions for Availing Insurance Services    Mgmt    Yes    For    No
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve and Adopt ICICI Bank Employees Stock Unit Scheme - 2022    Mgmt    Yes    Against    Yes
ICICI Bank Limited    532174    Y3860Z132    08/30/2022    Approve Grant of Units to Eligible Employees of Select Unlisted Wholly Owned Subsidiaries Under ICICI Bank Employees Stock Unit Scheme - 2022    Mgmt    Yes    Against    Yes
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Accept Standalone Financial Statements and Statutory Reports    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve Dividend    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Reelect Shishir Shrivastava as Director    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve DTS & Associates LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Amend Object Clause of the Memorandum of Association    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve Payment of Remuneration to Atul Ruia as Non-Executive Chairman    Mgmt    Yes    Against    Yes
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve Material Related Party Transactions between and/or amongst The Phoenix Mills Limited, its Certain Identified Subsidiaries and Thoth Mall and Commercial Real Estate Private Limited    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve Material Related Party Transactions between and/or amongst Island Star Mall Developers Private Limited and Alyssum Developers Private Limited, Sparkle One Mall Developers Private Limited    Mgmt    Yes    Against    Yes
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve Material Related Party Transactions between Offbeat Developers Private Limited, Vamona Developers Private Limited, Graceworks Realty & Leisure Private Limited and Reco Zinnia Private Limited    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve Material Related Party Transactions between Island Star Mall Developers Pvt Ltd, Mindstone Mall Developers Pvt Ltd, Plutocrat Commercial Real Estate Pvt Ltd and Canada Pension Plan Investment Board and/or CPP Investment Board Pvt Holdings (4) Inc.    Mgmt    Yes    For    No
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve Material Related Party Transactions between the Company and Island Star Mall Developers Private Limited and/or Starboard Hotels Private Limited    Mgmt    Yes    Against    Yes
The Phoenix Mills Limited    503100    Y6973B132    09/20/2022    Approve Financial Support Transactions Amongst Subsidiaries/ Associates of the Company    Mgmt    Yes    Against    Yes
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Approve Final Dividend    Mgmt    Yes    For    No
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Reelect Rachana Hingarajia as Director    Mgmt    Yes    For    No
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Approve Issuance of Equity, Equity-Linked or Debt Securities without Preemptive Rights    Mgmt    Yes    For    No
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Approve Reappointment and Remuneration of Kamal Khetan as Managing Director    Mgmt    Yes    Against    Yes
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Approve Remuneration Payable to Rachana Hingarajia as Company Secretary and Woman Director    Mgmt    Yes    For    No
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Approve Remuneration of Cost Auditors    Mgmt    Yes    For    No
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Approve Sunteck Realty Limited Employees’ Stock Option Scheme 2022 for Employees of the Company    Mgmt    Yes    Against    Yes
Sunteck Realty Limited    512179    Y8308R113    09/23/2022    Approve Sunteck Realty Limited Employees’ Stock Option Scheme 2022 for Employees of the Subsidiaries of the Company    Mgmt    Yes    Against    Yes
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Accept Standalone Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Accept Consolidated Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Approve Final Dividend    Mgmt    Yes    For    No
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Reelect Uzma Irfan as Director    Mgmt    Yes    Against    Yes
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Approve S.R. Batliboi & Associates, LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Approve Remuneration of Cost Auditors    Mgmt    Yes    For    No
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Approve Issuance of Non-Convertible Debentures on Private Placement Basis    Mgmt    Yes    For    No
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Approve Borrowing Powers    Mgmt    Yes    For    No
Prestige Estates Projects Limited    533274    Y707AN101    09/27/2022    Approve Pledging of Assets for Debt    Mgmt    Yes    For    No
Alibaba Group Holding Limited    9988    G01719114    09/30/2022    Elect Director Daniel Yong Zhang    Mgmt    Yes    For    No
Alibaba Group Holding Limited    9988    G01719114    09/30/2022    Elect Director Jerry Yang    Mgmt    Yes    For    No
Alibaba Group Holding Limited    9988    G01719114    09/30/2022    Elect Director Wan Ling Martello    Mgmt    Yes    For    No
Alibaba Group Holding Limited    9988    G01719114    09/30/2022    Elect Director Weijian Shan    Mgmt    Yes    For    No
Alibaba Group Holding Limited    9988    G01719114    09/30/2022    Elect Director Irene Yun-Lien Lee    Mgmt    Yes    For    No
Alibaba Group Holding Limited    9988    G01719114    09/30/2022    Elect Director Albert Kong Ping Ng    Mgmt    Yes    For    No
Alibaba Group Holding Limited    9988    G01719114    09/30/2022    Ratify PricewaterhouseCoopers as Auditors    Mgmt    Yes    For    No


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Americanas SA    AMER3    P0R80F129    09/30/2022    Approve Agreement to Absorb IF Capital Ltda., Hortigil Hortifruti S.A., Natural Administradora de Cartoes de Credito S.A., Natural da Terra Comercio Varejista Hortifrutti Ltda., Natural da Terra Hortifrutti Ltda., and Horti Frutti Corujas Ltda.    Mgmt    Yes    For    No
Americanas SA    AMER3    P0R80F129    09/30/2022    Ratify Gustavo Rocha Neiva Pereira, Francisco Vicente Santana Silva Telles, and Marcio Luiz Onida de Araujo as Independent Appraisers to Appraise Proposed Transaction    Mgmt    Yes    For    No
Americanas SA    AMER3    P0R80F129    09/30/2022    Approve the Appraisals of the Independent Appraisers    Mgmt    Yes    For    No
Americanas SA    AMER3    P0R80F129    09/30/2022    Approve Absorption of IF Capital Ltda., Hortigil Hortifruti S.A., Natural Administradora de Cartoes de Credito S.A., Natural da Terra Comercio Varejista Hortifrutti Ltda., Natural da Terra Hortifrutti Ltda., and Horti Frutti Corujas Ltda.    Mgmt    Yes    For    No
Americanas SA    AMER3    P0R80F129    09/30/2022    Amend Article 3 Re: Corporate Purpose    Mgmt    Yes    For    No
Americanas SA    AMER3    P0R80F129    09/30/2022    Amend Article 5 to Reflect Changes in Capital    Mgmt    Yes    Against    Yes
Americanas SA    AMER3    P0R80F129    09/30/2022    Consolidate Bylaws    Mgmt    Yes    For    No
Americanas SA    AMER3    P0R80F129    09/30/2022    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    09/30/2022    EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt    No      
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    09/30/2022    SPECIAL RESOLUTIONS    Mgmt    No      
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    09/30/2022    Approve Change of Company Name    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    09/30/2022    Amend Articles of Association    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    09/30/2022    ORDINARY RESOLUTIONS    Mgmt    No      
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    09/30/2022    Approve Capacity Construction Scale Improvement of Ganfeng LiEnergy New-Type Lithium Battery Project with 15 GWh Annual Capacity    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    09/30/2022    Approve Investment and Construction of New-Type Lithium Battery Production Project with 6 GWh Annual Capacity by Ganfeng LiEnergy    Mgmt    Yes    For    No
Ganfeng Lithium Co., Ltd.    1772    Y2690M105    09/30/2022    Approve Investment and Construction of Small Polymer Lithium Battery Project with 2 Billion Units Annual Capacity by Ganfeng New Lithium Source    Mgmt    Yes    For    No
Samsung Electronics Co., Ltd.    005930    Y74718100    11/03/2022    Elect Heo Eun-nyeong as Outside Director    Mgmt    Yes    For    No
Samsung Electronics Co., Ltd.    005930    Y74718100    11/03/2022    Elect Yoo Myeong-hui as Outside Director    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Approve Remuneration Report    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Elect Peter Coleman as Director    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Elect Richard Seville as Director    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Elect Fernando Oris de Roa as Director    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Elect Leanne Heywood as Director    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Adopt New Constitution    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Approve Proportional Takeover Provisions    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Approve Non-Executive Director Share Plan    Mgmt    Yes    For    Yes
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Approve Performance Rights and Options Plan    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Approve Grant of STI Performance Rights to Perez de Solay    Mgmt    Yes    For    No
Allkem Ltd.    AKE    Q0226L103    11/15/2022    Approve Grant of LTI Performance Rights to Perez de Solay    Mgmt    Yes    For    No
Housing Development Finance Corporation Limited    500010    Y37246207    11/25/2022    Court-Ordered Meeting for Equity Shareholders    Mgmt    No      
Housing Development Finance Corporation Limited    500010    Y37246207    11/25/2022    Approve Scheme of Amalgamation    Mgmt    Yes    For    No
Lynas Rare Earths Limited    LYC    Q5683J210    11/29/2022    Approve Remuneration Report    Mgmt    Yes    For    No
Lynas Rare Earths Limited    LYC    Q5683J210    11/29/2022    Elect Kathleen Conlon as Director    Mgmt    Yes    For    No
Lynas Rare Earths Limited    LYC    Q5683J210    11/29/2022    Approve Grant of Performance Rights to Amanda Lacaze    Mgmt    Yes    For    No
Lynas Rare Earths Limited    LYC    Q5683J210    11/29/2022    Approve the Increase in Non-Executive Director Fee Pool    Mgmt    Yes    For    Yes
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    12/17/2022    POSTAL BALLOT    Mgmt    No      
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    12/17/2022    Approve Purchase of Shares in Techcom Securities JSC    Mgmt    Yes    Against    Yes
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    12/20/2022    EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt    No      
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    12/20/2022    Approve Capital Increase, Share Expansion by Ganfeng LiEnergy and Related Party Transaction    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    12/23/2022    Approve 2023 Technology and Traffic Support Services Framework Agreement and Related Transactions    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    12/23/2022    Approve 2023 JD Sales Framework Agreement, Annual Caps and Related Transactions    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    12/23/2022    Approve 2023 Marketing Services Framework Agreement, Annual Caps and Related Transactions    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    12/23/2022    Approve 2023 Supply Chain Solutions and Logistics Services Framework Agreement, Annual Caps and Related Transactions    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    12/30/2022    Postal Ballot    Mgmt    No      
Reliance Industries Ltd.    500325    Y72596102    12/30/2022    Elect K. V. Kamath as Director    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    12/30/2022    Amend Objects Clause of Memorandum of Association    Mgmt    Yes    For    No
Venus Medtech (Hangzhou) Inc.    2500    Y9277Y105    01/30/2023    Elect Ao Zhang as Director    Mgmt    Yes    For    No
Venus Medtech (Hangzhou) Inc.    2500    Y9277Y105    01/30/2023    Elect Meirong Liu as Director    Mgmt    Yes    For    No
Venus Medtech (Hangzhou) Inc.    2500    Y9277Y105    01/30/2023    Authorize Board to Deal with All Matters in Relation to the Proposed Letter of Appointment with the Proposed Director and Related Transactions    Mgmt    Yes    For    No
Venus Medtech (Hangzhou) Inc.    2500    Y9277Y105    01/30/2023    Amend Rules and Procedures Regarding General Meetings of Shareholders    Mgmt    Yes    Against    Yes
Venus Medtech (Hangzhou) Inc.    2500    Y9277Y105    01/30/2023    Amend Rules and Procedures Regarding Meetings of Board of Directors    Mgmt    Yes    Against    Yes
Venus Medtech (Hangzhou) Inc.    2500    Y9277Y105    01/30/2023    Amend Articles of Association and Related Transactions    Mgmt    Yes    For    No
Venus Medtech (Hangzhou) Inc.    2500    Y9277Y105    01/30/2023    CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt    No      
Venus Medtech (Hangzhou) Inc.    2500    Y9277Y105    01/30/2023    Amend Articles of Association and Related Transactions    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt    No      
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    SPECIAL RESOLUTIONS    Mgmt    No      
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    Amend External Investment Management System    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    Approve Proposed Engagement in Foreign Exchange Hedging Business by the Company and Its Subsidiaries    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    Approve Application for Bank Facilities and Provision of Guarantees by the Company and Its Subsidiaries    Mgmt    Yes    Against    Yes


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    Approve Proposed Investment in Wealth Management Products with Self-Owned Funds    Mgmt    Yes    Against    Yes
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    Approve Continuing Related-Party Transactions for 2023    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    ORDINARY RESOLUTIONS    Mgmt    No      
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    Approve Proposed Signing of Investment Agreement by Ganfeng LiEnergy    Mgmt    Yes    Against    Yes
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    02/28/2023    Approve Proposed Investment and Construction of New-Type Lithium Battery and Energy Storage Headquarters Project with 10 GWh Annual Capacity by Ganfeng LiEnergy    Mgmt    Yes    For    No
Samsung Electronics Co., Ltd.    005930    Y74718100    03/15/2023    Approve Financial Statements and Allocation of Income    Mgmt    Yes    For    No
Samsung Electronics Co., Ltd.    005930    Y74718100    03/15/2023    Elect Han Jong-hui as Inside Director    Mgmt    Yes    For    No
Samsung Electronics Co., Ltd.    005930    Y74718100    03/15/2023    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Approve Financial Statements and Allocation of Income    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Elect Jeon Young-hyeon as Inside Director    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Elect Kwon Oh-gyeong as Outside Director    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Elect Kim Deok-hyeon as Outside Director    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Elect Lee Mi-gyeong as Outside Director    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Elect Kwon Oh-gyeong as a Member of Audit Committee    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Elect Lee Mi-gyeong as a Member of Audit Committee    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Elect Choi Won-wook as Outside Director to Serve as an Audit Committee Member    Mgmt    Yes    For    No
Samsung SDI Co., Ltd.    006400    Y74866107    03/15/2023    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    Yes    For    No
NAVER Corp.    035420    Y62579100    03/22/2023    Approve Financial Statements and Allocation of Income    Mgmt    Yes    For    No
NAVER Corp.    035420    Y62579100    03/22/2023    Elect Byeon Dae-gyu as Non-Independent Non-Executive Director    Mgmt    Yes    For    No
NAVER Corp.    035420    Y62579100    03/22/2023    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    Yes    For    No
HDFC Bank Limited    500180    Y3119P190    03/25/2023    Postal Ballot    Mgmt    No      
HDFC Bank Limited    500180    Y3119P190    03/25/2023    Approve Material Related Party Transactions with Housing Development Finance Corporation Limited    Mgmt    Yes    For    No
HDFC Bank Limited    500180    Y3119P190    03/25/2023    Approve Material Related Party Transactions with HDB Financial Services Limited    Mgmt    Yes    For    No
HDFC Bank Limited    500180    Y3119P190    03/25/2023    Approve Material Related Party Transactions with HDFC Securities Limited    Mgmt    Yes    For    No
HDFC Bank Limited    500180    Y3119P190    03/25/2023    Approve Material Related Party Transactions with HDFC Life Insurance Company Limited    Mgmt    Yes    For    No
HDFC Bank Limited    500180    Y3119P190    03/25/2023    Approve Material Related Party Transactions with HDFC ERGO General Insurance Company Limited    Mgmt    Yes    For    No
HDFC Bank Limited    500180    Y3119P190    03/25/2023    Approve Material Related Party Transactions with HDFC Credila Financial Services Limited    Mgmt    Yes    For    No
Daejoo Electronic Materials Co., Ltd.    078600    Y18617103    03/28/2023    Approve Financial Statements and Allocation of Income    Mgmt    Yes    For    No
Daejoo Electronic Materials Co., Ltd.    078600    Y18617103    03/28/2023    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    Yes    Against    Yes
Daejoo Electronic Materials Co., Ltd.    078600    Y18617103    03/28/2023    Amend Articles of Incorporation (Business Objectives)    Mgmt    Yes    For    No
Daejoo Electronic Materials Co., Ltd.    078600    Y18617103    03/28/2023    Amend Articles of Incorporation (Issuance of Convertible Securities-Change in Issuance Limit)    Mgmt    Yes    Against    Yes
Daejoo Electronic Materials Co., Ltd.    078600    Y18617103    03/28/2023    Amend Articles of Incorporation (Establishment of Committee)    Mgmt    Yes    For    No
Daejoo Electronic Materials Co., Ltd.    078600    Y18617103    03/28/2023    Amend Articles of Incorporation (Amendments Relating to Record Date)    Mgmt    Yes    For    No
Daejoo Electronic Materials Co., Ltd.    078600    Y18617103    03/28/2023    Amend Articles of Incorporation (Interim Dividend)    Mgmt    Yes    For    No
Koh Young Technology, Inc.    098460    Y4810R105    03/29/2023    Approve Financial Statements and Allocation of Income    Mgmt    Yes    For    No
Koh Young Technology, Inc.    098460    Y4810R105    03/29/2023    Elect Ko Gwang-il as Inside Director    Mgmt    Yes    For    No
Koh Young Technology, Inc.    098460    Y4810R105    03/29/2023    Elect Hwang In-jun as Inside Director    Mgmt    Yes    For    No
Koh Young Technology, Inc.    098460    Y4810R105    03/29/2023    Elect Shin Jae-deuk as Inside Director    Mgmt    Yes    For    No
Koh Young Technology, Inc.    098460    Y4810R105    03/29/2023    Elect Kim Young-bae as Outside Director    Mgmt    Yes    For    No
Koh Young Technology, Inc.    098460    Y4810R105    03/29/2023    Elect Kang Jeong-hun as Outside Director    Mgmt    Yes    For    No
Koh Young Technology, Inc.    098460    Y4810R105    03/29/2023    Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    Yes    For    No
Koh Young Technology, Inc.    098460    Y4810R105    03/29/2023    Authorize Board to Fix Remuneration of Internal Auditor(s)    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Report of Board of Directors in Financial Year 2022    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Business Strategy for Period from 2023 to 2025    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Business Plan for Financial Year 2023    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Expected Remuneration of Board of Directors in Financial Year 2023    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Audited Financial Statements of Financial Year 2022    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Report of Supervisory Board in Financial Year 2022 and Budget for the Supervisory Board’s Activities for Financial Year 2023    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Financial Year 2022 Income Allocation and Expected Dividend of Financial Year 2023    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Auditors    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Approve Employee Stock Ownership Plan (ESOP)    Mgmt    Yes    Against    Yes
FPT Corp.    FPT    Y26333107    04/06/2023    Amend Articles of Association and Corporate Governance Regulations    Mgmt    Yes    For    No
FPT Corp.    FPT    Y26333107    04/06/2023    Other Business    Mgmt    Yes    Against    Yes
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    04/12/2023    Approve Changes in the Boards of the Company    Mgmt    Yes    For    No
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    04/12/2023    Approve Report on the Realization of the Implementation of Long Term Incentive Program    Mgmt    No      
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    04/12/2023    Amend Articles of Association in connection with the Company’s Supporting Business Activities to Conform with the Provisions of the Prevailing Indonesian Standard Classification of Business Fields    Mgmt    Yes    Against    Yes
Globant SA    GLOB    L44385109    04/19/2023    Annual Meeting Agenda    Mgmt    No      
Globant SA    GLOB    L44385109    04/19/2023    Receive Board’s and Auditor’s Reports    Mgmt    No      
Globant SA    GLOB    L44385109    04/19/2023    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Approve Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Approve Allocation of Income    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Approve Discharge of Directors    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Approve Remuneration of Directors    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts    Mgmt    Yes    For    No


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Globant SA    GLOB    L44385109    04/19/2023    Reelect Linda Rottenberg as Director    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Reelect Martin Umaran as Director    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Reelect Guibert Englebienne as Director    Mgmt    Yes    For    No
Globant SA    GLOB    L44385109    04/19/2023    Extraordinary Meeting Agenda    Mgmt    No      
Globant SA    GLOB    L44385109    04/19/2023    Increase Authorized Share Capital and Amend Articles of Association    Mgmt    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Authorize Capitalization of Reserves for Bonus Issue    Mgmt    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Amend Article 4 to Reflect Changes in Capital    Mgmt    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2022    Mgmt    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Approve Allocation of Income and Dividends    Mgmt    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Fix Number of Directors at 11 or 12 (If a Separate Minority Election of a Member of the Board of Directors Is Requested)    Mgmt    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Elect Directors    Mgmt    Yes    Against    Yes
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?    Mgmt    Yes    Against    Yes
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    If Voting FOR on Item 7, Votes Are Distributed in Equal % Amongst Nominees voted FOR. If You Vote AGST, Contact Your Client Service Rep to Unequally Allocate % of Votes. If You Vote ABST, You Will Not Participate in Cumulative Voting.    Mgmt    No      
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Antonio Carlos Pipponzi as Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Carlos Pires Oliveira Dias as Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Cristiana Almeida Pipponzi as Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Plinio Villares Musetti as Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Paulo Sergio Coutinho Galvao Filho as Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Renato Pires Oliveira Dias as Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Marco Ambrogio Crespi Bonomi as Independent Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Sylvia de Souza Leao Wanderley as Independent Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Denise Soares dos Santos as Independent Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Philipp Paul Marie Povel as Independent Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Percentage of Votes to Be Assigned - Elect Eduardo Azevedo Marques de Alvarenga as Independent Director    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Approve Remuneration of Company’s Management    Mgmt    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Elect Fiscal Council Members    Mgmt    Yes    Abstain    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?    Mgmt    Yes    Against    Yes
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Elect Antonio Edson Maciel dos Santos as Fiscal Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder    SH    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    Approve Remuneration of Fiscal Council Members    Mgmt    Yes    For    No
Raia Drogasil SA    RADL3    P7942C102    04/19/2023    In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?    Mgmt    Yes    For    No
TOTVS SA    TOTS3    P92184103    04/19/2023    Amend Long-Term Incentive Plan    Mgmt    Yes    Against    Yes
TOTVS SA    TOTS3    P92184103    04/19/2023    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    Yes    Abstain    No
TOTVS SA    TOTS3    P92184103    04/19/2023    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2022    Mgmt    Yes    For    No
TOTVS SA    TOTS3    P92184103    04/19/2023    Approve Capital Budget    Mgmt    Yes    For    No
TOTVS SA    TOTS3    P92184103    04/19/2023    Approve Allocation of Income and Dividends    Mgmt    Yes    For    No
TOTVS SA    TOTS3    P92184103    04/19/2023    Approve Remuneration of Company’s Management    Mgmt    Yes    For    No
TOTVS SA    TOTS3    P92184103    04/19/2023    Elect Ana Claudia Piedade Silveira dos Reis as Independent Director    Mgmt    Yes    For    No
TOTVS SA    TOTS3    P92184103    04/19/2023    Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?    Mgmt    Yes    Abstain    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve CEO’s Report on Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve Board’s Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve Board’s Report on Operations and Activities Undertaken by Board    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve Report on Activities of Audit and Corporate Practices Committee    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve Allocation of Income    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Receive Auditor’s Report on Tax Position of Company    Mgmt    No      
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Carlos Hank Gonzalez as Board Chairman    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Juan Antonio Gonzalez Moreno as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect David Juan Villarreal Montemayor as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Jose Marcos Ramirez Miguel as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Carlos de la Isla Corry as Director    Mgmt    Yes    For    No


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Everardo Elizondo Almaguer as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Alicia Alejandra Lebrija Hirschfeld as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Clemente Ismael Reyes Retana Valdes as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Mariana Banos Reynaud as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Federico Carlos Fernandez Senderos as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect David Penaloza Alanis as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Jose Antonio Chedraui Eguia as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Alfonso de Angoitia Noriega as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Thomas Stanley Heather Rodriguez as Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Graciela Gonzalez Moreno as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Juan Antonio Gonzalez Marcos as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Alberto Halabe Hamui as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Gerardo Salazar Viezca as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Alberto Perez-Jacome Friscione as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Diego Martinez Rueda-Chapital as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Roberto Kelleher Vales as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Cecilia Goya de Riviello Meade as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Jose Maria Garza Trevino as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Manuel Francisco Ruiz Camero as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Carlos Cesarman Kolteniuk as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Humberto Tafolla Nunez as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Carlos Phillips Margain as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Ricardo Maldonado Yanez as Alternate Director    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Hector Avila Flores (Non-Member) as Board Secretary    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve Directors Liability and Indemnification    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve Remuneration of Directors    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Elect Thomas Stanley Heather Rodriguez as Chairman of Audit and Corporate Practices Committee    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve Report on Share Repurchase    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Set Aggregate Nominal Amount of Share Repurchase Reserve    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Approve Certification of Company’s Bylaws    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    04/21/2023    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    Yes    For    No
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Report on Business Performance of Financial Year 2022 and Business Plan for Financial Year 2023, Including Remuneration Budget for Board of Directors and Supervisory Board in Financial Year 2023    Mgmt    Yes    For    No
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Report of Board of Directors for Financial Year 2022    Mgmt    Yes    For    No
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Report of Supervisory Board for Financial Year 2022 and Plan for Financial Year 2023    Mgmt    Yes    For    No
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Auditors    Mgmt    Yes    For    No
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Separate Audited and Consolidated Financial Statements of Financial Year 2022    Mgmt    Yes    For    No
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Income Allocation, Appropriations of Funds and Non-Payment of Dividend of Financial Year 2022    Mgmt    Yes    For    No
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Purchase of Shares on Private Placement Basis from Techcom Securities (TCBS)    Mgmt    Yes    Against    Yes
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Employee Stock Ownership Plan (ESOP) and Plan to Increase Charter Capital in Relation to ESOP    Mgmt    Yes    Against    Yes
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Approve Maximum Foreign Ownership Ratio and Amend Articles of Association    Mgmt    Yes    Against    Yes
Vietnam Technological & Commercial Joint Stock Bank    TCB    Y937GK104    04/22/2023    Other Business    Mgmt    Yes    Against    Yes
Itau Unibanco Holding SA    ITUB4    P5968U113    04/25/2023    Meeting for Preferred Shareholders    Mgmt    No      
Itau Unibanco Holding SA    ITUB4    P5968U113    04/25/2023    As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    Mgmt    Yes    Abstain    No
Itau Unibanco Holding SA    ITUB4    P5968U113    04/25/2023    Elect Igor Barenboim as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder    SH    Yes    For    No
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Approve Report of Board of Directors    Mgmt    Yes    For    No
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Approve Report on Business Performance of Financial Year 2022 and Business Plan for Financial Year 2023    Mgmt    Yes    For    No
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Approve Audited Financial Statements of Financial Year 2022    Mgmt    Yes    For    No
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Approve Reports of Supervisory Board    Mgmt    Yes    For    No
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Approve Allocation of Income of Financial Year 2022    Mgmt    Yes    For    No
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Approve Remuneration of Board of Directors and Supervisory Board for Financial Year 2023    Mgmt    Yes    For    No
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Approve Auditors    Mgmt    Yes    For    No
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Approve Election of Directors and Supervisory Board Members for the Term 2023-2028 and Election Regulations    Mgmt    Yes    Against    Yes
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Elect 06 Directors    Mgmt    Yes    Against    Yes
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Elect 03 Supervisors    Mgmt    Yes    Against    Yes
Vincom Retail Joint Stock Company    VRE    Y937HV109    04/26/2023    Other Business    Mgmt    Yes    Against    Yes
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Report of Board of Directors for Financial Year 2022    Mgmt    Yes    For    No
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Report on Business Performance of Financial Year 2022 and Plan for Financial Year 2023    Mgmt    Yes    For    No
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Reports of Supervisory Board for Financial Year 2022    Mgmt    Yes    For    No
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Audited Financial Statements of Financial Year 2022    Mgmt    Yes    For    No
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Allocation of Income of Financial Year 2022    Mgmt    Yes    For    No
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Remuneration of Board of Directors and Supervisory Board    Mgmt    Yes    For    No
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Auditors    Mgmt    Yes    For    No
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Change of Location of Headquarters    Mgmt    Yes    For    No
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Election of Directors for the Term 2023-2028 and Election Regulations    Mgmt    Yes    Against    Yes
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Approve Election of Supervisory Board Members for the Term 2023-2028 and Election Regulations    Mgmt    Yes    Against    Yes


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Date

  

Proposal Text

  

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Voted

  

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Vote
Against
Management

Vinhomes JSC    VHM    Y937JX103    04/27/2023    Elect Directors    Mgmt    Yes    Against    Yes
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Elect Supervisors    Mgmt    Yes    Against    Yes
Vinhomes JSC    VHM    Y937JX103    04/27/2023    Other Business    Mgmt    Yes    Against    Yes
Alinma Bank    1150    M0R35G100    04/30/2023    Ordinary Business    Mgmt    No      
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Board Report on Company Operations for FY 2022    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Accept Financial Statements and Statutory Reports for FY 2022    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Auditors’ Report on Company Financial Statements for FY 2022    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Discharge of Directors for FY 2022    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Ratify Auditors and Fix Their Remuneration for Q1, Q2, Q3 and Annual Statement of FY 2023 and Q1 for FY 2024    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Dividends of SAR 0.50 per Share for Second Half of FY 2022    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Remuneration of Directors of SAR 9,085,604.40 for FY 2022    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Interim Dividends Semi Annually or Quarterly for FY 2023    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Shariah Committee Charter    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Audit Committee Charter    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Corporate Social Responsibility Policy    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Elect Haytham Al Sheikh Mubarak and Othman Al Tuweejri as Members of Audit Committee    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Delete Article 8 of Bylaws Re: Subscription    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 9 of Bylaws Re: Shares    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 10 of Bylaws Re: Trading of Shares    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend 13 of Bylaws Re: Increase of Capital    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend 14 of Bylaws Re: Decrease of Capital    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend 15 of Bylaws Re: Purchase of Shares    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 18 of Bylaws Re: Management    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 19 of Bylaws Re: Membership Expiry    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 20 of Bylaws Re: Powers    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 22 of Bylaws Re: Executive Committee    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 23 of Bylaws Re: Audit Committee    Mgmt    Yes    Against    Yes
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 25 of Bylaws Re: Chairman, Vice Chairman, and Secretary    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 26 of Bylaws Re: Meetings    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 27 of Bylaws Re: Quorum of Meetings    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 28 of Bylaws Re: Board’s Resolutions    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 29 of Bylaws Re: General Assembly Meeting    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Delete Article 30 of Bylaws Re: Founding Assembly    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 33 of Bylaws Re: Convening of General Assembly Meetings    Mgmt    Yes    Against    Yes
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 34 of Bylaws Re: Method of Attending    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 35 of Bylaws Re: Quorum of Ordinary General Assembly    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 36 of Bylaws Re: Quorum of Extraordinary General Assembly    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 38 of Bylaws Re: Resolutions    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 39 of Bylaws Re: Agenda    Mgmt    Yes    Against    Yes
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 40 of Bylaws Re: General Assemblies Chairmanship    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 42 of Bylaws Re: Records    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 43 of Bylaws Re: Fiscal Year    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 44 of Bylaws Re: Financial Statement and Board’s Report    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 47 of Bylaws Re: Liability Actions    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 48 of Bylaws Re: Company’s Losses    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Amend Article 51 of Bylaws Re: Shariah Governance    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Rearrangement and Numbering of Company’s Articles of Association    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Employee Stock Incentive program and Authorize Board to Approve the Rules and Any Future Amendments on the Program    Mgmt    Yes    Against    Yes
Alinma Bank    1150    M0R35G100    04/30/2023    Authorize Share Repurchase Program up to 5,000,000 Shares for the Purpose of Employee Stok Incentive Program and Authorize Board to Execute the Resolution    Mgmt    Yes    Against    Yes
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Authorization of the Board Regarding Future Related Party Transactions According to Paragraph 1 of Article 27 of Companies Law    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Authorization of the Board Regarding Future Related Party Transactions According to Paragraph 2 of Article 27 of Companies Law    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Allow Anees Muominah to Be Involved with Competitor Companies    Mgmt    Yes    For    No
Alinma Bank    1150    M0R35G100    04/30/2023    Approve Related Party Transactions with Alinma Tokyo Marine Company Re: Issuance and Renewal of Insurance Policies for the Bank    Mgmt    Yes    For    No
Reliance Industries Ltd.    500325    Y72596102    05/02/2023    Court-Ordered Meeting for Equity Shareholders    Mgmt    No      
Reliance Industries Ltd.    500325    Y72596102    05/02/2023    Approve Scheme of Arrangement    Mgmt    Yes    For    No
Tencent Holdings Limited    700    G87572163    05/17/2023    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Final Dividend    Mgmt    Yes    For    No
Tencent Holdings Limited    700    G87572163    05/17/2023    Elect Jacobus Petrus (Koos) Bekker as Director    Mgmt    Yes    For    No
Tencent Holdings Limited    700    G87572163    05/17/2023    Elect Zhang Xiulan as Director    Mgmt    Yes    For    No
Tencent Holdings Limited    700    G87572163    05/17/2023    Authorize Board to Fix Remuneration of Directors    Mgmt    Yes    For    No
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    Yes    For    No
Tencent Holdings Limited    700    G87572163    05/17/2023    Authorize Repurchase of Issued Share Capital    Mgmt    Yes    For    No


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Tencent Holdings Limited    700    G87572163    05/17/2023    Adopt 2023 Share Option Scheme    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Transfer of Share Options    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Termination of the Existing Share Option Scheme    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Scheme Mandate Limit (Share Option) under the 2023 Share Option Scheme    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Service Provider Sublimit (Share Option) under the 2023 Share Option Scheme    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Adopt 2023 Share Award Scheme    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Transfer of Share Awards    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Termination of the Existing Share Award Schemes    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Scheme Mandate Limit (Share Award) under the 2023 Share Award Scheme    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Scheme Mandate Limit (New Shares Share Award) under the 2023 Share Award Scheme    Mgmt    Yes    Against    Yes
Tencent Holdings Limited    700    G87572163    05/17/2023    Approve Service Provider Sublimit (New Shares Share Award) under the 2023 Share Award Scheme    Mgmt    Yes    Against    Yes
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Report of the Board of Directors    Mgmt    Yes    For    No
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Report of the Board of Supervisors    Mgmt    Yes    For    No
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Report of the Independent Directors    Mgmt    Yes    For    No
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Financial Statements    Mgmt    Yes    For    No
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Annual Report and Summary    Mgmt    Yes    For    No
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Profit Distribution and Capitalization of Capital Reserves    Mgmt    Yes    For    No
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve to Appoint Auditor    Mgmt    Yes    For    No
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Related Party Transaction    Mgmt    Yes    For    No
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Credit Line Application and Provision of Guarantee    Mgmt    Yes    Against    Yes
Zhejiang Supcon Technology Co., Ltd.    688777    Y989TE105    05/17/2023    Approve Bill Pool Business    Mgmt    Yes    Against    Yes
AIA Group Limited    1299    Y002A1105    05/18/2023    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Approve Final Dividend    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Elect Edmund Sze-Wing Tse as Director    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Elect Jack Chak-Kwong So as Director    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Elect Lawrence Juen-Yee Lau as Director    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Authorize Repurchase of Issued Share Capital    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Approve Increase in Rate of Directors’ Fees    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Amend Share Option Scheme    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Amend Restricted Share Unit Scheme    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Amend Employee Share Purchase Plan    Mgmt    Yes    For    No
AIA Group Limited    1299    Y002A1105    05/18/2023    Amend Agency Share Purchase Plan    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Report of the Board of Directors    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Report of the Board of Supervisors    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Financial Statements    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Profit Distribution    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Annual Report and Summary    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Provision of Guarantees    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Financial Assistance Provision    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Foreign Exchange Hedging Business    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Issuing of Letter of Guarantee    Mgmt    Yes    Against    Yes
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve to Appoint Auditor    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Remuneration of Directors, Supervisors and Senior Management Members    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Approve Repurchase and Cancellation of Performance Shares    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Amend Articles of Association    Mgmt    Yes    Against    Yes
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Tao Gaozhou as Supervisor    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt    No      
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Cao Renxian as Director    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Gu Yilei as Director    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Zhao Wei as Director    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Zhang Xucheng as Director    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Wu Jiamao as Director    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt    No      
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Gu Guang as Director    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Li Mingfa as Director    Mgmt    Yes    For    No
Sungrow Power Supply Co., Ltd.    300274    Y8211M102    05/19/2023    Elect Zhang Lei as Director    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve Annual Report and Summary    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve Financial Statements    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve Report of the Board of Directors    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve Report of the Board of Supervisors    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve Profit Distribution    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve Financial Budget Report    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve to Appoint Auditor    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve Completion of Raised Funds Investment Projects and Use of Remaining Funds to Replenish Working Capital    Mgmt    Yes    For    No
Shenzhen Inovance Technology Co., Ltd.    300124    Y7744Z101    05/29/2023    Approve Amendments to Articles of Association    Mgmt    Yes    For    No
Andes Technology Corp.    6533    Y0R7YV103    05/31/2023    Approve Business Operations Report and Financial Statements    Mgmt    Yes    For    No


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Andes Technology Corp.    6533    Y0R7YV103    05/31/2023    Approve Plan on Profit Distribution    Mgmt    Yes    For    No
Andes Technology Corp.    6533    Y0R7YV103    05/31/2023    Approve Amendments to Articles of Association    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Approve Business Operations Report, Financial Statements and Profit Distribution    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Amend Procedures Governing the Acquisition or Disposal of Assets    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Amend Rules and Procedures Regarding Shareholder’s General Meeting    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt    No      
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Elect CHING-YI CHANG, a Representative of HUASHENG INTERNATIONAL INVESTMENT LTD. with Shareholder No.00000283, as Non-Independent Director    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Elect WEI LIN, with Shareholder No.00000012, as Non-Independent Director    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Elect PO-YEN LU, with Shareholder No.Q101216XXX, as Non-Independent Director    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Elect JERRY YANG, with Shareholder No.00000303, as Non-Independent Director    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Elect JAMES WANG, with Shareholder No.N120284XXX, as Independent Director    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Elect YONG-CHANG CHEN, with Shareholder No.R101726XXX, as Independent Director    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Elect YEN-HSI LIN, with Shareholder No.A221878XXX, as Independent Director    Mgmt    Yes    For    No
LandMark Optoelectronics Corp.    3081    Y51823105    05/31/2023    Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors    Mgmt    Yes    For    No
MediaTek, Inc.    2454    Y5945U103    05/31/2023    Approve Business Operations Report and Financial Statements    Mgmt    Yes    For    No
MediaTek, Inc.    2454    Y5945U103    05/31/2023    Approve Profit Distribution    Mgmt    Yes    For    No
MediaTek, Inc.    2454    Y5945U103    05/31/2023    Approve Amendments to Articles of Association    Mgmt    Yes    For    No
MediaTek, Inc.    2454    Y5945U103    05/31/2023    ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING    Mgmt    No      
MediaTek, Inc.    2454    Y5945U103    05/31/2023    Elect Syaru Shirley Lin, with ID NO.A222291XXX, as Independent Director    Mgmt    Yes    For    No
MediaTek, Inc.    2454    Y5945U103    05/31/2023    Approve Release of Restrictions of Competitive Activities of Directors    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    06/02/2023    Approve Cash Dividends of MXN 7.87 Per Share    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    06/02/2023    Approve Dividend to Be Paid on June 12, 2023    Mgmt    Yes    For    No
Grupo Financiero Banorte SAB de CV    GFNORTEO    P49501201    06/02/2023    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    Yes    For    No
Taiwan Semiconductor Manufacturing Co., Ltd.    2330    Y84629107    06/06/2023    Approve Business Operations Report and Financial Statements    Mgmt    Yes    For    No
Taiwan Semiconductor Manufacturing Co., Ltd.    2330    Y84629107    06/06/2023    Approve Issuance of Restricted Stocks    Mgmt    Yes    For    No
Taiwan Semiconductor Manufacturing Co., Ltd.    2330    Y84629107    06/06/2023    Amend Procedures for Endorsement and Guarantees    Mgmt    Yes    Against    Yes
Taiwan Semiconductor Manufacturing Co., Ltd.    2330    Y84629107    06/06/2023    Amend the Name of Audit Committee in the Policies (I)Procedures for Acquisition or Disposal of Assets (II)Procedures for Financial Derivatives Transactions (III)Procedures for Lending Funds to Other Parties (IV)Procedures for Endorsement and Guarantee    Mgmt    Yes    For    No
MercadoLibre, Inc.    MELI    58733R102    06/07/2023    Elect Director Susan Segal    Mgmt    Yes    For    No
MercadoLibre, Inc.    MELI    58733R102    06/07/2023    Elect Director Mario Eduardo Vazquez    Mgmt    Yes    For    No
MercadoLibre, Inc.    MELI    58733R102    06/07/2023    Elect Director Alejandro Nicolas Aguzin    Mgmt    Yes    For    No
MercadoLibre, Inc.    MELI    58733R102    06/07/2023    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    Yes    For    No
MercadoLibre, Inc.    MELI    58733R102    06/07/2023    Advisory Vote on Say on Pay Frequency    Mgmt    Yes    One Year    No
MercadoLibre, Inc.    MELI    58733R102    06/07/2023    Ratify Pistrelli, Henry Martin y Asociados S.R.L., as Auditors    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Approve Business Operations Report and Financial Statements    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Approve Plan on Profit Distribution    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Amend Rules and Procedures for Election of Directors    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt    No      
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect LEO HUANG, with SHAREHOLDER NO.00000001, as Non-Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect ISHIH TSENG, with SHAREHOLDER NO.00008556, as Non-Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect DAVID YANG, with SHAREHOLDER NO.00000087, as Non-Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect DAVID HUANG, with SHAREHOLDER NO.00000037, as Non-Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect LIN SHUI YUNG, with ID NO.P102755XXX, as Non-Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect TAI JEN GEORGE CHEN, with ID NO.M100308XXX, as Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect JIA RUEY DUANN, with ID NO.L103321XXX, as Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect STEVEN WU, with ID NO.G120130XXX, as Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Elect JANICE CHANG, with ID NO.T221873XXX, as Independent Director    Mgmt    Yes    For    No
Chroma Ate, Inc.    2360    Y1604M102    06/09/2023    Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives    Mgmt    Yes    For    No
eMemory Technology, Inc.    3529    Y2289B114    06/09/2023    Approve Business Report and Financial Statements    Mgmt    Yes    For    No
eMemory Technology, Inc.    3529    Y2289B114    06/09/2023    Approve Profit Distribution    Mgmt    Yes    For    No
eMemory Technology, Inc.    3529    Y2289B114    06/09/2023    Approve Cash Distribution from Capital Surplus    Mgmt    Yes    For    No
eMemory Technology, Inc.    3529    Y2289B114    06/09/2023    Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting    Mgmt    Yes    For    No
eMemory Technology, Inc.    3529    Y2289B114    06/09/2023    Approve Release of Restrictions of Competitive Activities of Directors    Mgmt    Yes    For    No
HDFC Bank Limited    500180    Y3119P190    06/11/2023    Postal Ballot    Mgmt    No      
HDFC Bank Limited    500180    Y3119P190    06/11/2023    Approve Appointment and Remuneration of Kaizad Bharucha as Whole-Time Deputy Managing Director    Mgmt    Yes    For    No
HDFC Bank Limited    500180    Y3119P190    06/11/2023    Approve Appointment and Remuneration of Bhavesh Zaveri as Executive Director    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Approve Final Dividend    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Elect Zhao Yi as Director    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Elect Frederick Peter Churchouse as Director    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Elect Zhang Xuzhong as Director    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Elect Shen Ying as Director    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Elect Xia Yunpeng as Director    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Elect Leong Chong as Director    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Authorize Board to Fix Remuneration of Directors    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    Yes    Against    Yes
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Authorize Repurchase of Issued Share Capital    Mgmt    Yes    For    No
Longfor Group Holdings Limited    960    G5635P109    06/16/2023    Authorize Reissuance of Repurchased Shares    Mgmt    Yes    Against    Yes
OPT Machine Vision Tech Co., Ltd.    688686    Y6441G101    06/19/2023    Approve Adjustment of Implementation Progress and Internal Investment Structure of Raised Funds Investment Project    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    06/21/2023    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    06/21/2023    Elect Enlin Jin as Director    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    06/21/2023    Elect Richard Qiangdong Liu as Director    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    06/21/2023    Elect Jiyu Zhang as Director    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    06/21/2023    Authorize Board to Fix Remuneration of Directors    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    06/21/2023    Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    06/21/2023    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    Yes    Against    Yes
JD Health International Inc.    6618    G5074A100    06/21/2023    Authorize Repurchase of Issued Share Capital    Mgmt    Yes    For    No
JD Health International Inc.    6618    G5074A100    06/21/2023    Authorize Reissuance of Repurchased Shares    Mgmt    Yes    Against    Yes
JD Health International Inc.    6618    G5074A100    06/21/2023    Adopt the Sixth Amended and Restated Memorandum and Articles of Association and Related Transactions    Mgmt    Yes    For    No
JD.com, Inc.    9618    G8208B101    06/21/2023    Amend Memorandum of Association and Articles of Association    Mgmt    Yes    For    No
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    06/21/2023    Approve Annual Report, Financial Statements, Statutory Reports and Discharge of Directors and Commissioners    Mgmt    Yes    For    No
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    06/21/2023    Approve Allocation of Income    Mgmt    Yes    For    No
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    06/21/2023    Approve Auditors    Mgmt    Yes    For    No
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    06/21/2023    Approve Remuneration of Directors and Commissioners    Mgmt    Yes    For    No
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    06/21/2023    Approve Share Repurchase Program    Mgmt    Yes    For    No
PT Merdeka Copper Gold Tbk    MDKA    Y60132100    06/21/2023    Approve Report on the Use of Proceeds    Mgmt    No      
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Fix Number of Directors at Eleven    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Robert M. Friedland    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Yufeng (Miles) Sun    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Tadeu Carneiro    Mgmt    Yes    Withhold    Yes
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Jinghe Chen    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director William Hayden    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Martie Janse van Rensburg    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Manfu Ma    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Peter G. Meredith    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Phumzile Mlambo-Ngcuka    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Kgalema P. Motlanthe    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Elect Director Delphine Traore    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Amend Equity Incentive Plan    Mgmt    Yes    Against    Yes
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Amend Deferred Share Unit Plan    Mgmt    Yes    Against    Yes
Ivanhoe Mines Ltd.    IVN    46579R104    06/22/2023    Approve Extension of Option Term    Mgmt    Yes    Against    Yes
H World Group Ltd.    1179    G46587112    06/27/2023    Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
H World Group Ltd.    1179    G46587112    06/27/2023    Amend Articles of Association    Mgmt    Yes    For    No
H World Group Ltd.    1179    G46587112    06/27/2023    Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt    No      
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    ORDINARY RESOLUTIONS    Mgmt    No      
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Work Report of the Board    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Work Report of the Board of Supervisors    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Annual Report, Summary of the Annual Report and Annual Results Announcement    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Financial Report as Respectively Audited by the Domestic and Overseas Auditors    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Internal Control Auditor and Ernst & Young as Overseas Auditor    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Remuneration of Domestic and Overseas Auditors and the Internal Control Auditors    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Determination of Directors’ Emoluments    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Determination of Supervisors’ Emoluments    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Amendments to the External Donations and Sponsorships Management System    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Amendments to the Venture Capital Investment Management System    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    SPECIAL RESOLUTIONS    Mgmt    No      
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Profit Distribution Proposal    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    Yes    Against    Yes
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve General Mandate to Issue Domestic and Overseas Debt Financing Instruments    Mgmt    Yes    Against    Yes
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Venture Capital Investment with Self-Owned Funds    Mgmt    Yes    Against    Yes
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Continuing Related-Party Transactions Forecast Between the Company and Lithium Americas    Mgmt    Yes    For    No
Ganfeng Lithium Group Co., Ltd.    1772    Y2690M105    06/29/2023    Approve Proposed Derivatives Trading with Self-owned Funds    SH    Yes    For    No
Meituan    3690    G59669104    06/30/2023    Accept Financial Statements and Statutory Reports    Mgmt    Yes    For    No
Meituan    3690    G59669104    06/30/2023    Elect Marjorie Mun Tak Yang as Director    Mgmt    Yes    For    No
Meituan    3690    G59669104    06/30/2023    Elect Wang Huiwen as Director    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Elect Orr Gordon Robert Halyburton as Director    Mgmt    Yes    For    No
Meituan    3690    G59669104    06/30/2023    Elect Leng Xuesong as Director    Mgmt    Yes    For    No


Issuer Name

  

Ticker

  

Primary CUSIP

  

Meeting
Date

  

Proposal Text

  

Proponent

  

Voted

  

Vote Instruction

  

Vote
Against
Management

Meituan    3690    G59669104    06/30/2023    Authorize Board to Fix Remuneration of Directors    Mgmt    Yes    For    No
Meituan    3690    G59669104    06/30/2023    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Class B Shares    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Authorize Repurchase of Issued Share Capital    Mgmt    Yes    For    No
Meituan    3690    G59669104    06/30/2023    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    Yes    For    No
Meituan    3690    G59669104    06/30/2023    Approve Amendments to the Post-IPO Share Option Scheme and Related Transactions    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Approve Amendments to the Post-IPO Share Award Scheme and Related Transactions    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Approve the Scheme Limit    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Approve the Service Provider Sublimit    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Approve Issuance of Class B Shares to Orr Gordon Robert Halyburton Under the Post-IPO Share Award Scheme and Related Transactions    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Approve Issuance of Class B Shares to Leng Xuesong Under the Post-IPO Share Award Scheme and Related Transactions    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Approve Issuance of Class B Shares to Shum Heung Yeung Harry Under the Post-IPO Share Award Scheme and Related Transactions    Mgmt    Yes    Against    Yes
Meituan    3690    G59669104    06/30/2023    Approve Amendments to the Existing Articles of Association and Adopt Seventh Amended and Restated Memorandum and Articles of Association and Related Transactions    Mgmt    Yes    For    No

Polar Capital Emerging Market ex-China Stars Fund

There was no proxy voting activity for the Fund during the reporting period. The Fund commenced operations on June 30, 2023.


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Datum One Series Trust

 

By:  

/s/ Barbara J. Nelligan

  Barbara J. Nelligan
  President and Principal Executive Officer
Date:   August 4, 2023