Form X-17A-5 Filer Information

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE

Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder

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FORM X-17A-5/A

OMB Number: 3235-0123, 3235-0749

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X-17A-5/A: Filer Information

Filer CIK

0001771015

Filer CCC

XXXXXXXX

Is this a LIVE or TEST Filing?

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LIVE

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TEST

Would you like a Return Copy?

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Is this an electronic copy of an official filing submitted in paper format?

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Confirming Broker Dealer Copy File Number

Confirming Security-Based Swap Entity Copy File Number

Submission Contact Information

Name

Phone

E-Mail Address

Notify via Filing Website only?

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X-17A-5/A: Submission Information

Report for the Period Beginning

01-01-2024

and Ending

12-31-2024

Type of Registrant

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Broker-dealer

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Security-based swap dealer

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Major security-based swap participant

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Filing pursuant to a Commission substituted compliance order

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

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Yes

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No

Please describe what information is being amended with this filing.

X-17A-5/A: A. Registrant Identification

Name of Firm

Cowen Financial Products LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

599 LEXINGTON AVENUE

City

NEW YORK

State/Country

NEW YORK

Mailing Zip/ Portal Code

10022

Name and Telephone Number of Person to Contact in Regard to this Report

Name

christine.jenkins@tdsecurities.com

Telephone Number

917-589-8401

X-17A-5/A: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Ernst and Young

Address 1

One Manhattan West

City

New York

State/Country

NEW YORK

Mailing Zip/ Postal Code

10001

Check One

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Certified Public Accountant
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Certified Public Accountant not resident in United States or any of its possessions

X-17A-5/A: Signature

Oath or Affirmation

I, Matthew Fludgate, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Cowen Financial Products LLC, as of 03-03-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Matthew Fludgate

Title

CFO

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

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