SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
NELSON ERIK S

(Last) (First) (Middle)
2030 POWERS FERRY RD. SE, SUITE 212

(Street)
ATLANTA GA 30339

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/19/2018
3. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Corporate Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 500,000(1) I As a Beneficial Owner of Nelson Fiorino Holdings, LLC
Common Stock 150,000 I As President of Coral Investment Partners, L.P.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class "A" Warrants 04/16/2018 04/16/2023 Common Stock 250,000(2) $0.5 I As Beneficial Owner of Nelson Fiorino Holdings, LLC
Class "B" Warrants 04/16/2018 04/16/2023 Common Stock 250,000(2) $1 I As Beneficial Owner of Nelson Fiorino Holdings, LLC
Class "A" Warrants 09/20/2018 04/16/2023 Common Stock 150,000 $0.5 I As President of Coral Investment Partners, L.P.
Class "B" Warrants 09/20/2018 04/16/2023 Common Stock 150,000 $1 I As President of Coral Investment Partners, L.P.
Explanation of Responses:
1. Nelson Fiorino Holdings, LLC owns 1,000,000 shares of common stock. Mr. Nelson owns 50% of Nelson Fiorino Holdings, LLC.
2. Nelson Fiorino Holdings, LLC owns 500,000 Class "A" and 500,000 Class "B" Warrants. Mr. Nelson owns 50% of Nelson Fiorino Holdings, LLC.
/s/ Erik S. Nelson 02/04/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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