|
![]() |
| |
![]() |
|
| Lloyd Kendall, Jr. Chairman of the Board |
| | George J. Guarini President and Chief Executive Officer |
|
| |
IMPORTANT: THE PROMPT RETURN OF PROXIES WILL SAVE THE COMPANY
THE EXPENSE OF FURTHER REQUESTS FOR PROXIES TO ENSURE A QUORUM AT THE MEETING. |
| |
Name of Beneficial Owner
|
| |
Number of
Shares Beneficially Owned(1) |
| |
Percent of
Common Stock Outstanding |
| ||||||
Name of Beneficial Owners Greater than 5% Shareholders | | | | | | | | | | | | | |
EJF Capital LLC 2107 Wilson Boulevard, Suite 410 Arlington, VA 22201 |
| | | | 752,273(1) | | | | | | 6.9% | | |
Directors and Executive Officers | | | | | | | | | | | | | |
Lloyd W. Kendall, Jr.
|
| | | | 72,464(2) | | | | | | * | | |
George J. Guarini
|
| | | | 126,329(3) | | | | | | 1.2% | | |
James S. Camp
|
| | | | 109,742(4) | | | | | | 1.0% | | |
Harpreet S. Chaudhary
|
| | | | 37,921(5) | | | | | | * | | |
Rocco Davis
|
| | | | 3,589(6) | | | | | | * | | |
Malcolm F. Hotchkiss
|
| | | | 10,994(7) | | | | | | * | | |
Robert G. Laverne, M.D.
|
| | | | 109,015(8) | | | | | | 1.0% | | |
David M. Spatz
|
| | | | 63,625(9) | | | | | | * | | |
Keary L. Colwell
|
| | | | 33,600(10) | | | | | | * | | |
Janet L. King
|
| | | | 37,600(11) | | | | | | * | | |
All directors and executive officers as a group (14 persons)
|
| | | | 613,325(12) | | | | | | 5.6% | | |
Name
|
| |
Age
|
| |
Position(s) Held in the Company
|
| |
Director
Since(1) |
|
Lloyd W. Kendall, Jr. | | |
72
|
| | Chairman of the Board | | |
2004
|
|
George J. Guarini | | |
65
|
| | President, Chief Executive Officer and Director | | |
2004
|
|
James S. Camp | | |
67
|
| | Director | | |
2004
|
|
Harpreet S. Chaudhary | | |
55
|
| | Director | | |
2011
|
|
Rocco Davis | | |
60
|
| | Director | | |
2017
|
|
Malcolm F. Hotchkiss | | |
70
|
| | Director | | |
2017
|
|
Robert G. Laverne, MD | | |
70
|
| | Director | | |
2004
|
|
David M. Spatz | | |
71
|
| | Director | | |
2004
|
|
Director Name
|
| |
Audit
Committee |
| |
Compensation
Committee |
| |
Governance
and Nominating Committee |
| |||||||||
Lloyd W. Kendall, Jr.
|
| | | | X | | | | | | X | | | | | | X* | | |
George J. Guarini
|
| | | | | | | | | | | | | | | | | | |
James S. Camp
|
| | | | | | | | | | X | | | | | | X | | |
Harpreet S. Chaudhary
|
| | | | X* | | | | | | X | | | | | | | | |
Rocco Davis
|
| | | | | | | | | | | | | | | | | | |
Malcolm F. Hotchkiss
|
| | | | X | | | | | | X | | | | | | X | | |
Robert G. Laverne, MD
|
| | | | X | | | | | | | | | | | | | | |
David M. Spatz
|
| | | | | | | | | | X* | | | | | | X | | |
Name and Principal Position
|
| |
Year
|
| |
Salary
|
| |
Bonus
|
| |
Stock
Awards(1) |
| |
All Other
Compensation(2) |
| |
Total
|
| ||||||||||||||||||
George J. Guarini
President and CEO |
| | | | 2018 | | | | | $ | 495,000 | | | | | $ | 394,451 | | | | | $ | 250,793 | | | | | $ | 304,267 | | | | | $ | 1,444,511 | | |
| | | 2017 | | | | | | 450,000 | | | | | | 411,122 | | | | | | 112,505 | | | | | | 282,571 | | | | | | 1,256,198 | | | ||
Janet L. King
Senior Executive Vice President and COO |
| | | | 2018 | | | | | $ | 357,500 | | | | | $ | 203,487 | | | | | $ | 79,871 | | | | | $ | 104,779 | | | | | | 745,637 | | |
| | | 2017 | | | | | | 325,000 | | | | | | 212,095 | | | | | | 48,756 | | | | | | 62,049 | | | | | | 647,900 | | | ||
Keary L. Colwell
Senior Executive Vice President, CFO and Corporate Secretary |
| | | | 2018 | | | | | $ | 357,500 | | | | | $ | 203,487 | | | | | $ | 79,871 | | | | | $ | 101,707 | | | | | | 742,565 | | |
| | | 2017 | | | | | | 325,000 | | | | | | 212,095 | | | | | | 48,756 | | | | | | 61,910 | | | | | | 647,761 | | |
Name
|
| |
401(k)
Matching Contribution |
| |
Salary
Continuation Plan |
| |
Premiums on
Split-Dollar Life Insurance Benefits |
| |
Automobile
|
| |
Total
|
| |||||||||||||||
George J. Guarini
|
| | | $ | 11,000 | | | | | $ | 281,146 | | | | | $ | 2,521 | | | | | $ | 9,600 | | | | | $ | 304,267 | | |
Janet L. King
|
| | | | 11,000 | | | | | | 82,377 | | | | | | 1,802 | | | | | | 9,600 | | | | | | 104,779 | | |
Keary L. Colwell
|
| | | | 11,000 | | | | | | 82,377 | | | | | | 2,330 | | | | | | 6,000 | | | | | | 101,707 | | |
Name
|
| |
Stock Awards
|
| | ||||||||||||||
|
Number of
Unvested Shares |
| |
Market Value
of Unvested Shares(1) |
| |
Vesting Date
|
| |||||||||||
George J. Guarini
|
| | | | 5,812 | | | | | $ | 134,199 | | | | | | 1/1/2019 | | |
| | | 11,021 | | | | | | 254,475 | | | | | | 5/8/2019 | | | ||
| | | 6,098 | | | | | | 140,803 | | | | | | 8/19/2019 | | | ||
| | | 5,812 | | | | | | 134,199 | | | | | | 1/1/2020 | | | ||
| | | 11,021 | | | | | | 254,475 | | | | | | 5/8/2020 | | | ||
| | | 4,238 | | | | | | 97,855 | | | | | | 1/1/2021 | | | ||
| | | 11,021 | | | | | | 254,475 | | | | | | 5/8/2021 | | | ||
| | | 2,786 | | | | | | 64,329 | | | | | | 1/1/2022 | | | ||
| | | 1,272 | | | | | | 29,370 | | | | | | 1/1/2023 | | | ||
Total | | | | | 59,081 | | | | | $ | 1,364,180 | | | | | | | | |
|
Name
|
| |
Stock Awards
|
| | ||||||||||||||
|
Number of
Unvested Shares |
| |
Market Value
of Unvested Shares(1) |
| |
Vesting Date
|
| |||||||||||
Janet L. King
|
| | | | 2,361 | | | | | $ | 54,515 | | | | | | 1/1/2019 | | |
| | | 3,006 | | | | | | 69,409 | | | | | | 5/8/2019 | | | ||
| | | 1,676 | | | | | | 38,699 | | | | | | 8/19/2019 | | | ||
| | | 2,361 | | | | | | 54,515 | | | | | | 1/1/2020 | | | ||
| | | 3,006 | | | | | | 69,409 | | | | | | 5/8/2020 | | | ||
| | | 1,761 | | | | | | 40,661 | | | | | | 1/1/2021 | | | ||
| | | 3,006 | | | | | | 69,409 | | | | | | 5/8/2021 | | | ||
| | | 1,208 | | | | | | 27,893 | | | | | | 1/1/2022 | | | ||
| | | 552 | | | | | | 12,746 | | | | | | 1/1/2023 | | | ||
Total | | | | | 18,937 | | | | | $ | 437,255 | | | | | | | | |
Keary L. Colwell
|
| | | | 2,361 | | | | | $ | 54,515 | | | | | | 1/1/2019 | | |
| | | 3,006 | | | | | | 69,409 | | | | | | 5/8/2019 | | | ||
| | | 1,676 | | | | | | 38,699 | | | | | | 8/19/2019 | | | ||
| | | 2,361 | | | | | | 54,515 | | | | | | 1/1/2020 | | | ||
| | | 3,006 | | | | | | 69,409 | | | | | | 5/8/2020 | | | ||
| | | 1,761 | | | | | | 40,661 | | | | | | 1/1/2021 | | | ||
| | | 3,006 | | | | | | 69,409 | | | | | | 5/8/2021 | | | ||
| | | 1,208 | | | | | | 27,893 | | | | | | 1/1/2022 | | | ||
| | | 552 | | | | | | 12,746 | | | | | | 1/1/2023 | | | ||
Total | | | | | 18,937 | | | | | $ | 437,255 | | | | | | | | |
|
Name
|
| |
Fees Earned
or Paid in Cash |
| |
Stock
Awards(1) |
| |
Total
Compensation |
| |||||||||
Lloyd W. Kendall, Jr.
|
| | | $ | 46,200 | | | | | $ | 90,596 | | | | | $ | 136,796 | | |
James S. Camp
|
| | | | 24,000 | | | | | | 90,596 | | | | | | 114,596 | | |
Harpreet S. Chaudhary
|
| | | | 33,600 | | | | | | 57,794 | | | | | | 91,394 | | |
Rocco Davis(2)
|
| | | | 8,000 | | | | | | 29,678 | | | | | | 37,678 | | |
Malcolm F. Hotchkiss(2)
|
| | | | 20,000 | | | | | | 29,678 | | | | | | 49,678 | | |
Robert G. Laverne, MD
|
| | | | 24,000 | | | | | | 90,596 | | | | | | 114,596 | | |
David M. Spatz
|
| | | | 33,600 | | | | | | 90,596 | | | | | | 124,196 | | |
| Lloyd W. Kendall, Jr. | | |
Harpreet S. Chaudhary (Chair)
|
| |
Malcolm F. Hotchkiss
|
| |
Robert G. Laverne, MD
|
|
| | | | | | | | | | | |