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California
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6022
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37-1849111
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(State or other jurisdiction of
incorporation or organization) |
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(Primary Standard Industrial
Classification Code Number) |
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(I.R.S. Employer
Identification No.) |
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Dave M. Muchnikoff, P.C.
Michael S. Sadow, P.C. Silver, Freedman, Taff & Tiernan LLP 3299 K Street, N.W. Suite 100 Washington, DC 20007 (202) 295-4500 |
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Nikki Wolontis, Esq.
King, Holmes, Paterno & Soriano, LLP 1900 Avenue of the Stars 25th Floor Los Angeles, California 90067 (818) 631-2224 |
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Large accelerated filer
☐
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Accelerated filer
☐
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Non-accelerated filer
☒ (Do not check if a smaller reporting company)
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Smaller reporting company
☐
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Emerging growth company
☒
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Title of each class of securities to be registered
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Proposed maximum aggregate
offering price(1)(2) |
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Amount of registration fee(3)
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Common Stock, no par value per share
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| | | $ | 60,113,630 | | | | | $ | 7,485 | | |
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Amount
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SEC registration fee
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| | | $ | 7,485 | | |
FINRA filing fee
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| | | | 9,125 | | |
Nasdaq listing fee
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| | | | 25,000 | | |
Legal fees and expenses
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| | | | 450,000 | | |
Accounting fees and expenses
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| | | | 100,000 | | |
Printing fees and expenses
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| | | | 60,000 | | |
Transfer agent and registrar fees and expenses
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| | | | 10,000 | | |
Underwriters’ fees and expenses
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| | | | 250,000 | | |
Miscellaneous
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| | | | 100,000 | | |
Total
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| | | $ | 1,011,610 | | |
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Signature
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Title
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Date
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/s/ George J. Guarini
George J. Guarini
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| | Director; President and Chief Executive Officer (principal executive officer) | | |
May 2, 2018
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/s/ Keary L. Colwell
Keary L. Colwell
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| | Senior Executive Vice President and Chief Financial Officer (principal financial officer and accounting officer)) | | |
May 2, 2018
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*
Lloyd W. Kendall, Jr.
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| | Director (Chairman) | | |
May 2, 2018
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*
James S. Camp
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| | Director | | |
May 2, 2018
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*
Harpreet S. Chaudhary
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| | Director | | |
May 2, 2018
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*
Rocco Davis
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| | Director | | |
May 2, 2018
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*
Malcolm F. Hotchkiss
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| | Director | | |
May 2, 2018
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*
Robert G. Laverne, MD
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| | Director | | |
May 2, 2018
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*
David M. Spatz
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| | Director | | |
May 2, 2018
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By: */s/ George J. Guarini
George J. Guarini
Attorney-in-Fact |
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